Order of Investigation and Hearing; Embarque Puerto Plata, Corp. and Embarque Puerto Plata Inc. d/b/a Embarque Shipping and Embarque El Millon Corp., Estebaldo Garcia, Ocean Sea Line, Maritza Gil, Mateo Shipping Corp. and Julio Mateo-Possible Violations of Sections 8(a) and 19 of the Shipping Act of 1984 and the Commission's Regulations at 46 CFR Parts 515 and 520, 43639-43641 [E7-15177]
Download as PDF
Federal Register / Vol. 72, No. 150 / Monday, August 6, 2007 / Notices
sroberts on PROD1PC70 with NOTICES
Houston, Texas and 14023 South Post
Oak Road, Houston, Texas. AIT is
owned by Owen Anderson (‘‘Mr.
Anderson’’). An assumed name
certificate for Anderson International
Transport, 4939 West Orem Drive,
Houston, Texas was filed by Mr.
Anderson on February 18, 2005, in
Harris County, Texas. AIT is not
incorporated.
Based on evidence available to the
Commission, it appears that Mr.
Anderson and AIT have knowingly and
willfully provided transportation
services as a non-vessel operating
common carrier (‘‘NVOCC’’) in the
United States without obtaining an
ocean transportation intermediary
(‘‘OTI’’) license from the Commission,
without providing proof of financial
responsibility and without publishing a
tariff showing its rates and charges. It
appears that Mr. Anderson and AIT
have originated a minimum of fifteen
ocean export shipments during the
period January 5, 2005 through October
19, 2006.
Section 8(a) of the 1984 Act, 46 U.S.C.
40501, requires an NVOCC to maintain
open to public inspection in an
automated tariff system, tariffs showing
its ‘‘rates, charges, classifications, rule,
and practices.’’ The Commission’s
regulations at 46 CFR 520.3 affirm this
statutory requirement by directing each
NVOCC to notify the Commission, prior
to providing transportation services of
the location and publisher of its tariffs
by filing Form FMC–1. Section 19 of the
1984 Act, 46 U.S.C. 40901 and 40902,
prohibits any person from acting as an
OTI 1 in the United States prior to being
issued a license from the Commission
and obtaining a valid bond, proof of
insurance, or other surety in a form and
amount determined by the Commission
to ensure financial responsibility. The
Commission’s regulations at 46 CFR
515.21 mandate that the bond, proof of
insurance, or other surety evidencing
the financial responsibility of an OTI
shall be in the amount of $50,000 for
freight forwarders and $75,000 for
NVOCCs.
Furthermore, pursuant to section 13
of the 1984 Act, 46 U.S.C. 41107, a party
is subject to a civil penalty of not more
than $30,000 for each violation
knowingly and willfully committed, and
not more than $6,000 for other
violations.2 Each shipment is a separate
violation.
1. An ocean transportation intermediary is defined
by section 3(17) of the 1984 Act, 46 U.S.C.
40102(17), as either a freight forwarder or a nonvessel-operating common carrier.
2. These penalty amounts reflect an adjustment for
inflation pursuant to the Commission’s regulations
at 46 CFR Part 506.
VerDate Aug<31>2005
19:38 Aug 03, 2007
Jkt 211001
Now therefore, it is ordered, That
pursuant to section 11(c) of the 1984
Act, 46 U.S.C. 41302, an investigation is
instituted to determine:
(1) Whether Owen Anderson and
Anderson International Transport
violated section 8 of the 1984 Act and
the Commission’s regulations at 46 CFR
Part 520 by operating as an NVOCC
without publishing tariffs showing rates
and charges;
(2) whether Owen Anderson and
Anderson International Transport
violated sections 19(a) and (b) of the
1984 Act and the Commission’s
regulations at 46 CFR Part 515 by
operating as an OTI in the U.S. foreign
trades without obtaining a license from
the Commission and without providing
proof of financial responsibility in the
form of surety bonds;
(3) whether, in the event one or more
violations of the 1984 Act or the
Commission’s regulations are found,
civil penalties should be assessed and,
if so, the amount of the penalties to be
assessed; and
(4) whether, in the event violations
are found, appropriate cease and desist
orders should be issued against Owen
Anderson and Anderson International
Transport;
It is further ordered, That a public
hearing be held in this proceeding and
that this matter be assigned for hearing
before an Administrative Law Judge of
the Commission’s Office of
Administrative Law Judges at a date and
place to be hereafter determined by the
Administrative Law Judge in
compliance with Rule 61 of the
Commission’s Rules of Practice and
Procedure, 46 CFR 502.61. The hearing
shall include oral testimony and crossexamination in the discretion of the
presiding Administrative Law Judge
only after consideration has been given
by the parties and the presiding
Administrative Law Judge to the use of
alternative forms of dispute resolution,
and upon a proper showing that there
are genuine issues of material fact that
cannot be resolved on the basis of sworn
statements, affidavits, depositions, or
other documents or that the nature of
the matters in issue is such that an oral
hearing and cross-examination are
necessary for the development of an
adequate record;
It is further ordered, That Owen
Anderson and Anderson International
Transport are designated as
Respondents in this proceeding;
It is further ordered, That the
Commission’s Bureau of Enforcement is
designated a party to this proceeding;
It is further ordered, That notice of
this Order be published in the Federal
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
43639
Register, and a copy be served on the
parties of record;
It is further ordered, That other
persons having an interest in
participating in this proceeding may file
petitions for leave to intervene in
accordance with Rule 72 of the
Commission’s Rules of Practice and
Procedure, 46 CFR 502.72;
It is further ordered, That all further
notices, orders, and/or decisions issued
by or on behalf of this Commission in
this proceeding, include notice of the
time and place of hearing or prehearing
conference, shall be served on parties of
record;
It is further ordered, That all
documents submitted by any party of
record in this proceeding shall be
directed to the Secretary, Federal
Maritime Commission, Washington, DC
20573, in accordance with Rule 118 of
the Commission’s Rules of Practice and
Procedure, 46 CFR 502.118, and shall be
served on parties of record; and
It is further ordered, That in
accordance with Rule 61 of the
Commission’s Rules of Practice and
Procedure, the initial decision of the
Administrative Law Judge shall be
issued by March 21, 2008 and the final
decision of the Commission shall be
issued by July 21, 2008.
By the Commission.
Bryant L. VanBrakle,
Secretary.
[FR Doc. E7–15176 Filed 8–3–07; 8:45 am]
BILLING CODE 6730–01–P
FEDERAL MARITIME COMMISSION
[Docket No. 07–07]
Order of Investigation and Hearing;
Embarque Puerto Plata, Corp. and
Embarque Puerto Plata Inc. d/b/a
Embarque Shipping and Embarque El
Millon Corp., Estebaldo Garcia, Ocean
Sea Line, Maritza Gil, Mateo Shipping
Corp. and Julio Mateo—Possible
Violations of Sections 8(a) and 19 of
the Shipping Act of 1984 and the
Commission’s Regulations at 46 CFR
Parts 515 and 520
Embarque Puerto Plata, Corp. was
incorporated in the State of New York
on November 17, 1992, and
subsequently dissolved by
proclamation. Embarque Puerto Plata
Inc. was incorporated in the State of
New York on April 28, 2005. Embarque
Puerto Plata, Corp. and Embarque
Puerto Plata Inc. (‘‘Embarque’’) listed its
office address as 1426 Cromwell
Avenue, Bronx, New York 10451.
Recent indications, however, are that
Embarque is currently operating at 381
E:\FR\FM\06AUN1.SGM
06AUN1
sroberts on PROD1PC70 with NOTICES
43640
Federal Register / Vol. 72, No. 150 / Monday, August 6, 2007 / Notices
East 169th Street, Bronx, New York
10456 by utilizing the different business
names of Embarque Shipping and
Embarque El Millon Corp. The
principals of Embarque are Estebaldo
Garcia and Hayda Garcia. Based on
evidence available to the Commission, it
appears that Embarque and Estebaldo
Garcia have knowingly and willfully
provided transportation services as a
non-vessel operating common carrier
(‘‘NVOCC’’) in the United States from at
least May 2005 to the present without
obtaining an ocean transportation
intermediary (‘‘OTI’’) license from the
Commission, without providing proof of
financial responsibility, and without
publishing a tariff showing its rates and
charges.
Ocean Sea Line,1 located at 146 West
170th Street, Bronx, New York 10452
was incorporated in New York on
November 1, 2000 and dissolved by
proclamation on June 30, 2004. Maritza
Gil indicated in correspondence with
the Commission that she is the
president of Ocean Sea Line and owns
100% of the company stock. From at
least September 2003 to the present, it
appears Ocean Sea Line knowingly and
willfully provided ocean transportation
services as a freight forwarder with
respect to numerous shipments without
obtaining an OTI license from the
Commission and without providing
proof of financial responsibility. Since
Ocean Sea Line is no longer a valid New
York corporation, Ms. Gil appears to be
operating Ocean Sea Line as a sole
proprietorship.
Mateo Shipping, Corp. (‘‘Mateo
Shipping’’) was incorporated in the
State of New York on July 12, 2004. The
business office of Mateo Shipping is
located at 1441 Ogden Avenue, Bronx,
New York 10452. In correspondence
with the Commission, Julio Mateo
represented himself to be the President
of Mateo Shipping, as well as owner of
50% of the capital stock. Based on
evidence available to the Commission, it
appears that Mateo Shipping and Julio
Mateo have knowingly and willfully
provided transportation services as an
NVOCC from at least October, 2005
through the present without obtaining
an OTI license, without providing proof
of financial responsibility and without
publishing a tariff showing its rates and
charges.
Section 8(a) of the 1984 Act, 46 U.S.C.
40501(a), requires an NVOCC to
maintain open to public inspection in
an automated tariff system, tariffs
showing its ‘‘rates, charges,
classifications, rules, and practices.’’
1 The
company is listed as Ocean SeaLine in New
York State corporate records.
VerDate Aug<31>2005
19:38 Aug 03, 2007
Jkt 211001
The Commission’s regulations at 46 CFR
520.3 affirm this statutory requirement
by directing each NVOCC to notify the
Commission, prior to providing
transportation services, of the location
and publisher of its tariffs by filing
Form FMC–1.
Furthermore, section 19(a) of the 1984
Act states that no person in the United
States may act as an ocean
transportation intermediary unless that
person holds a license issued by the
Commission. 46 U.S.C. 40901. Section
19(b)(1) of the 1984 Act further requires
all persons acting as ocean
transportation intermediaries to furnish
a bond, proof of insurance, or other
surety in a form and amount determined
by the Commission to insure financial
responsibility. 46 U.S.C. 40902. The
Commission’s regulations at 46 CFR
515.21 restate this obligation and
mandate that the bond, proof of
insurance, or other surety evidencing
the financial responsibility of an OTI
shall be in the amount of $50,000 for
freight forwarders and $75,000 for
NVOCCs.
Pursuant to section 13 of the 1984
Act, 46 U.S.C. 41107(a), a party is
subject to a civil penalty of not more
than $30,000 for each violation
knowingly and willfully committed, and
not more than $6,000 for other
violations.2 Each shipment is a separate
violation.
Now therefore, it is ordered, That
pursuant to section 11(c) of the 1984
Act, 46 U.S.C. 41302(a), an investigation
is instituted to determine:
(1) Whether Embarque Puerto Plata,
Corp. and Embarque Puerto Plata Inc.
d/b/a Embarque Shipping and
Embarque El Millon Corp., Estebaldo
Garcia, Mateo Shipping, and Julio Mateo
violated section 8 of the Act and the
Commission’s regulations at 46 CFR 520
by operating as NVOCCs without
publishing tariffs showing their rates
and charges;
(2) whether Embarque Puerto Plata,
Corp. and Embarque Puerto Plata Inc.
d/b/a Embarque Shipping and
Embarque El Millon Corp., Estebaldo
Garcia, Ocean Sea Line, Maritza Gil,
Mateo Shipping, and Julio Mateo
violated sections 19(a) and (b) of the
1984 Act and the Commission’s
regulations at 46 CFR Part 515 by
operating as OTIs in the United States
trades without obtaining licenses from
the Commission and without providing
proof of financial responsibility;
(3) whether, in the event one or more
violations of the Act or the
2 These penalty amounts reflect an adjustment for
inflation pursuant to the Commission’s regulations
at 46 CFR part 506.
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
Commission’s regulations are found,
civil penalties should be assessed and,
if so, the amount of the penalties to be
assessed; and
(4) whether, in the event violations
are found, appropriate cease and desist
orders should be issued against
Embarque Puerto Plata, Corp. and
Embarque Puerto Plata Inc. d/b/a
Embarque Shipping and Embarque El
Millon Corp., Estebaldo Garcia, Ocean
Sea Line, Maritza Gil, Mateo Shipping,
and Julio Mateo;
It is further ordered, That a public
hearing be held in this proceeding and
that this matter be assigned for hearing
before an Administrative Law Judge of
the Commission’s Office of
Administrative Law Judges at a date and
place to be hereafter determined by the
Administrative Law Judge in
compliance with Rule 61 of the
Commission’s Rules of Practice and
Procedure, 46 CFR 502.61. The hearing
shall include oral testimony and crossexamination in the discretion of the
presiding Administrative Law Judge
only after consideration has been given
by the parties and the presiding
Administrative Law Judge to the use of
alternative forms of dispute resolution,
and upon a proper showing that there
are genuine issues of material fact that
cannot be resolved on the basis of sworn
statements, affidavits, depositions, or
other documents or that the nature of
the matters in issue is such that an oral
hearing and cross-examination are
necessary for the development of an
adequate record;
It is further ordered, That Embarque
Puerto Plata, Corp. and Embarque
Puerto Plata Inc. d/b/a Embarque
Shipping and Embarque El Millon
Corp., Estebaldo Garcia, Ocean Sea Line,
Maritza Gil, Mateo Shipping and Julio
Mateo are designated as Respondents in
this proceeding;
It is further ordered, That the
Commission’s Bureau of Enforcement is
designated a party to this proceeding;
It is further ordered, That notice of
this Order be published in the Federal
Register, and a copy be served on the
parties of record;
It is further ordered, That other
persons having an interest in
participating in this proceeding may file
petitions for leave to intervene in
accordance with Rule 72 of the
Commission’s Rules of Practice and
Procedure, 46 CFR 502.72;
It is further ordered, That all further
notices, orders, and/or decisions issued
by or on behalf of this Commission in
this proceeding, including notice of the
time and place of hearing or prehearing
conference, shall be served on the
parties of record;
E:\FR\FM\06AUN1.SGM
06AUN1
Federal Register / Vol. 72, No. 150 / Monday, August 6, 2007 / Notices
It is further ordered, That all
documents submitted by any party of
record in this proceeding shall be
directed to the Secretary, Federal
Maritime Commission, Washington, DC
20573, in accordance with Rule 118 of
the Commission’s Rules of Practice and
Procedure, 46 CFR 502.118, and shall be
served on parties of record; and
It is further ordered, That in
accordance with Rule 61 of the
Commission’s Rules of Practice and
Procedure, the initial decision of the
Administrative Law Judge shall be
issued by July 30, 2008 and the final
decision of the Commission shall be
issued by December 1, 2008.
By the Commission
Bryant L. VanBrakle,
Secretary.
[FR Doc. E7–15177 Filed 8–3–07; 8:45 am]
BILLING CODE 6730–01–P
FEDERAL RESERVE SYSTEM
sroberts on PROD1PC70 with NOTICES
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR Part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The application also will be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Additional information on all bank
holding companies may be obtained
from the National Information Center
website at www.ffiec.gov/nic/.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
VerDate Aug<31>2005
19:38 Aug 03, 2007
Jkt 211001
indicated or the offices of the Board of
Governors not later than August 31,
2007.
A. Federal Reserve Bank of Cleveland
(Douglas A. Banks, Vice President) 1455
East Sixth Street, Cleveland, Ohio
44101-2566:
1. Hometown Bancshares, Inc.
Middlebourne, West Virginia; to merge
with First Community Bancorp, Inc., St.
Marys, West Virginia, and thereby
indirectly acquire First National Bank of
St. Marys, St. Marys, West Virginia. In
connection with this application, First
National Bank of St Marys, Saint Marys,
West Virginia, will merge with Union
Bank, Inc., Middlebourne, West
Virginia.
B. Federal Reserve Bank of Chicago
(Burl Thornton, Assistant Vice
President) 230 South LaSalle Street,
Chicago, Illinois 60690-1414:
1. Capitol Bancorp, Ltd., Lansing,
Michigan and Capitol Bancorp Colorado
Ltd. II, Fort Collins, Colorado; to acquire
51 percent of the voting shares of
Loveland Bank of Commerce (in
organization) Loveland, Colorado.
2. Capitol Bancorp, Ltd., Lansing,
Michigan and Capitol Development
Bancorp Limited V, Lansing Michigan;
to acquire 51 percent of the voting
shares of Bank of Feather River (in
organization) Yuba City, California.
43641
[FMR Bulletin 2007–B4]
C. Langfeld, Director, Regulations
Management Division (MPR), General
Services Administration, Washington,
DC 20405; stanley.langfeld@gsa.gov,
(202) 501–1737. Please cite FMR
Bulletin 2007–B4.
SUPPLEMENTARY INFORMATION: The FY
2006 FRPP Summary Report provides
summary-level data on worldwide real
property owned and leased by the
Federal Government. The reported data
is pulled from the FRPP inventory
system, which is a centralized,
comprehensive, and descriptive
database of the Government’s real
property portfolio, developed and
managed by GSA in consultation with
the Federal Real Property Council
(FRPC).
The FY 2006 report marks the second
reporting year for the governmentwide
data elements designated by the FRPC
as required by Executive Order 13327.
All executive branch agencies are
required to submit constructed assetlevel data to the FRPP on an annual
basis.
The FRPP system was re-engineered
in FY 2005 and further enhanced in FY
2006 to meet the FRPC’s information
technology requirements. Agencies can
use the FRPP applications to update
portfolio information online and in real
time, perform historical benchmarking,
produce ad hoc reports, measure
performance of real property assets, and
identify unneeded and underutilized
assets for disposal. The goals of the
database are to: 1) improve decisionmaking with more accurate and reliable
data; 2) provide the ability to
benchmark Federal real property asset
performance; and 3) centralize
collection of key real property data
elements into one Federal inventory
database.
Federal Management Regulation;
Federal Real Property Profile Summary
Report
Dated: July 25, 2007.
Kevin Messner,
Acting Associate Administrator, Office of
Governmentwide Policy.
Board of Governors of the Federal Reserve
System, August 1, 2007.
Robert deV. Frierson,
Deputy Secretary of the Board.
[FR Doc. E7–15186 Filed 8–3–07; 8:45 am]
BILLING CODE 6210–01–P
GENERAL SERVICES
ADMINISTRATION
General Services
Administration.
ACTION: Notice.
General Services Administration
In furtherance of FMR
Bulletin 2006–B4, this notice announces
the Fiscal Year (FY) 2006 release of the
new version of the Federal Real
Property Profile (FRPP) Summary
Report, which provides an overview of
the U.S. Government’s owned and
leased real property as of September 30,
2006. The FY 2006 FRPP Summary
Report is now available.
Real Property
AGENCY:
[FMR Bulletin 2007–B4]
SUMMARY:
EFFECTIVE DATE:
August 6, 2007.
For
clarification of content, contact Stanley
FOR FURTHER INFORMATION CONTACT:
PO 00000
Frm 00051
Fmt 4703
Sfmt 4703
To: Heads of Federal Agencies
Subject: Federal Real Property Profile
Summary Report
1. What is the purpose of this
Bulletin?
This Bulletin announces the FY 2006
release of the Federal Real Property
Profile (FRPP) Summary Report, an
overview of the U.S. Government’s
owned and leased real property as of
September 30, 2006.
2. What is the background?
E:\FR\FM\06AUN1.SGM
06AUN1
Agencies
[Federal Register Volume 72, Number 150 (Monday, August 6, 2007)]
[Notices]
[Pages 43639-43641]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-15177]
-----------------------------------------------------------------------
FEDERAL MARITIME COMMISSION
[Docket No. 07-07]
Order of Investigation and Hearing; Embarque Puerto Plata, Corp.
and Embarque Puerto Plata Inc. d/b/a Embarque Shipping and Embarque El
Millon Corp., Estebaldo Garcia, Ocean Sea Line, Maritza Gil, Mateo
Shipping Corp. and Julio Mateo--Possible Violations of Sections 8(a)
and 19 of the Shipping Act of 1984 and the Commission's Regulations at
46 CFR Parts 515 and 520
Embarque Puerto Plata, Corp. was incorporated in the State of New
York on November 17, 1992, and subsequently dissolved by proclamation.
Embarque Puerto Plata Inc. was incorporated in the State of New York on
April 28, 2005. Embarque Puerto Plata, Corp. and Embarque Puerto Plata
Inc. (``Embarque'') listed its office address as 1426 Cromwell Avenue,
Bronx, New York 10451. Recent indications, however, are that Embarque
is currently operating at 381
[[Page 43640]]
East 169th Street, Bronx, New York 10456 by utilizing the different
business names of Embarque Shipping and Embarque El Millon Corp. The
principals of Embarque are Estebaldo Garcia and Hayda Garcia. Based on
evidence available to the Commission, it appears that Embarque and
Estebaldo Garcia have knowingly and willfully provided transportation
services as a non-vessel operating common carrier (``NVOCC'') in the
United States from at least May 2005 to the present without obtaining
an ocean transportation intermediary (``OTI'') license from the
Commission, without providing proof of financial responsibility, and
without publishing a tariff showing its rates and charges.
Ocean Sea Line,\1\ located at 146 West 170th Street, Bronx, New
York 10452 was incorporated in New York on November 1, 2000 and
dissolved by proclamation on June 30, 2004. Maritza Gil indicated in
correspondence with the Commission that she is the president of Ocean
Sea Line and owns 100% of the company stock. From at least September
2003 to the present, it appears Ocean Sea Line knowingly and willfully
provided ocean transportation services as a freight forwarder with
respect to numerous shipments without obtaining an OTI license from the
Commission and without providing proof of financial responsibility.
Since Ocean Sea Line is no longer a valid New York corporation, Ms. Gil
appears to be operating Ocean Sea Line as a sole proprietorship.
---------------------------------------------------------------------------
\1\ The company is listed as Ocean SeaLine in New York State
corporate records.
---------------------------------------------------------------------------
Mateo Shipping, Corp. (``Mateo Shipping'') was incorporated in the
State of New York on July 12, 2004. The business office of Mateo
Shipping is located at 1441 Ogden Avenue, Bronx, New York 10452. In
correspondence with the Commission, Julio Mateo represented himself to
be the President of Mateo Shipping, as well as owner of 50% of the
capital stock. Based on evidence available to the Commission, it
appears that Mateo Shipping and Julio Mateo have knowingly and
willfully provided transportation services as an NVOCC from at least
October, 2005 through the present without obtaining an OTI license,
without providing proof of financial responsibility and without
publishing a tariff showing its rates and charges.
Section 8(a) of the 1984 Act, 46 U.S.C. 40501(a), requires an NVOCC
to maintain open to public inspection in an automated tariff system,
tariffs showing its ``rates, charges, classifications, rules, and
practices.'' The Commission's regulations at 46 CFR 520.3 affirm this
statutory requirement by directing each NVOCC to notify the Commission,
prior to providing transportation services, of the location and
publisher of its tariffs by filing Form FMC-1.
Furthermore, section 19(a) of the 1984 Act states that no person in
the United States may act as an ocean transportation intermediary
unless that person holds a license issued by the Commission. 46 U.S.C.
40901. Section 19(b)(1) of the 1984 Act further requires all persons
acting as ocean transportation intermediaries to furnish a bond, proof
of insurance, or other surety in a form and amount determined by the
Commission to insure financial responsibility. 46 U.S.C. 40902. The
Commission's regulations at 46 CFR 515.21 restate this obligation and
mandate that the bond, proof of insurance, or other surety evidencing
the financial responsibility of an OTI shall be in the amount of
$50,000 for freight forwarders and $75,000 for NVOCCs.
Pursuant to section 13 of the 1984 Act, 46 U.S.C. 41107(a), a party
is subject to a civil penalty of not more than $30,000 for each
violation knowingly and willfully committed, and not more than $6,000
for other violations.\2\ Each shipment is a separate violation.
---------------------------------------------------------------------------
\2\ These penalty amounts reflect an adjustment for inflation
pursuant to the Commission's regulations at 46 CFR part 506.
---------------------------------------------------------------------------
Now therefore, it is ordered, That pursuant to section 11(c) of the
1984 Act, 46 U.S.C. 41302(a), an investigation is instituted to
determine:
(1) Whether Embarque Puerto Plata, Corp. and Embarque Puerto Plata
Inc. d/b/a Embarque Shipping and Embarque El Millon Corp., Estebaldo
Garcia, Mateo Shipping, and Julio Mateo violated section 8 of the Act
and the Commission's regulations at 46 CFR 520 by operating as NVOCCs
without publishing tariffs showing their rates and charges;
(2) whether Embarque Puerto Plata, Corp. and Embarque Puerto Plata
Inc. d/b/a Embarque Shipping and Embarque El Millon Corp., Estebaldo
Garcia, Ocean Sea Line, Maritza Gil, Mateo Shipping, and Julio Mateo
violated sections 19(a) and (b) of the 1984 Act and the Commission's
regulations at 46 CFR Part 515 by operating as OTIs in the United
States trades without obtaining licenses from the Commission and
without providing proof of financial responsibility;
(3) whether, in the event one or more violations of the Act or the
Commission's regulations are found, civil penalties should be assessed
and, if so, the amount of the penalties to be assessed; and
(4) whether, in the event violations are found, appropriate cease
and desist orders should be issued against Embarque Puerto Plata, Corp.
and Embarque Puerto Plata Inc. d/b/a Embarque Shipping and Embarque El
Millon Corp., Estebaldo Garcia, Ocean Sea Line, Maritza Gil, Mateo
Shipping, and Julio Mateo;
It is further ordered, That a public hearing be held in this
proceeding and that this matter be assigned for hearing before an
Administrative Law Judge of the Commission's Office of Administrative
Law Judges at a date and place to be hereafter determined by the
Administrative Law Judge in compliance with Rule 61 of the Commission's
Rules of Practice and Procedure, 46 CFR 502.61. The hearing shall
include oral testimony and cross-examination in the discretion of the
presiding Administrative Law Judge only after consideration has been
given by the parties and the presiding Administrative Law Judge to the
use of alternative forms of dispute resolution, and upon a proper
showing that there are genuine issues of material fact that cannot be
resolved on the basis of sworn statements, affidavits, depositions, or
other documents or that the nature of the matters in issue is such that
an oral hearing and cross-examination are necessary for the development
of an adequate record;
It is further ordered, That Embarque Puerto Plata, Corp. and
Embarque Puerto Plata Inc. d/b/a Embarque Shipping and Embarque El
Millon Corp., Estebaldo Garcia, Ocean Sea Line, Maritza Gil, Mateo
Shipping and Julio Mateo are designated as Respondents in this
proceeding;
It is further ordered, That the Commission's Bureau of Enforcement
is designated a party to this proceeding;
It is further ordered, That notice of this Order be published in
the Federal Register, and a copy be served on the parties of record;
It is further ordered, That other persons having an interest in
participating in this proceeding may file petitions for leave to
intervene in accordance with Rule 72 of the Commission's Rules of
Practice and Procedure, 46 CFR 502.72;
It is further ordered, That all further notices, orders, and/or
decisions issued by or on behalf of this Commission in this proceeding,
including notice of the time and place of hearing or prehearing
conference, shall be served on the parties of record;
[[Page 43641]]
It is further ordered, That all documents submitted by any party of
record in this proceeding shall be directed to the Secretary, Federal
Maritime Commission, Washington, DC 20573, in accordance with Rule 118
of the Commission's Rules of Practice and Procedure, 46 CFR 502.118,
and shall be served on parties of record; and
It is further ordered, That in accordance with Rule 61 of the
Commission's Rules of Practice and Procedure, the initial decision of
the Administrative Law Judge shall be issued by July 30, 2008 and the
final decision of the Commission shall be issued by December 1, 2008.
By the Commission
Bryant L. VanBrakle,
Secretary.
[FR Doc. E7-15177 Filed 8-3-07; 8:45 am]
BILLING CODE 6730-01-P >