Draft Guidance for Industry: Evidence-Based Review System for the Scientific Evaluation of Health Claims; Availability, 37246-37247 [E7-13274]
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37246
Federal Register / Vol. 72, No. 130 / Monday, July 9, 2007 / Notices
These collections of information are
subject to review by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). The collections
of information in 21 CFR part 312 (on
INDs) have been approved under OMB
control number 0910–0014; and those in
21 CFR part 812 (on IDEs) have been
approved under OMB control number
0910–0078.
III. Comments
The draft guidance is being
distributed for comment purposes only
and is not intended for implementation
at this time. Interested persons may
submit to the Division of Dockets
Management (see ADDRESSES) written or
electronic comments regarding the draft
guidance. Submit a single copy of
electronic comments or two paper
copies of any mailed comments, except
that individuals may submit one paper
copy. Comments are to be identified
with the docket number found in the
brackets in the heading of this
document. A copy of the draft guidance
and received comments are available for
public examination in the Division of
Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
IV. Electronic Access
Persons with access to the Internet
may obtain the draft guidance at either
https://www.fda.gov/cber/
guidelines.htm, https://www.fda.gov/
cdrh/guidance.html, or https://
www.fda.gov/ohrms/dockets/
default.htm.
Dated: June 26, 2007.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. E7–13162 Filed 7–6–07; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. 2007D–0125]
Draft Guidance for Industry: EvidenceBased Review System for the Scientific
Evaluation of Health Claims;
Availability
AGENCY:
Food and Drug Administration,
HHS.
rwilkins on PROD1PC63 with NOTICES
ACTION:
Notice.
SUMMARY: The Food and Drug
Administration (FDA) is announcing the
availability of a draft guidance entitled
‘‘Guidance for Industry: Evidence-Based
Review System for the Scientific
Evaluation of Health Claims.’’ This draft
VerDate Aug<31>2005
16:59 Jul 06, 2007
Jkt 211001
guidance updates the agency’s approach
to the review of the publicly available
scientific evidence for significant
scientific agreement (SSA) and qualified
health claims. FDA is taking this action
to inform interested persons of the
system it intends to use to review the
scientific evidence in the evaluation of
SSA and qualified health claims.
DATES: Submit written or electronic
comments on the draft guidance
document by September 7, 2007.
ADDRESSES: Submit written requests for
single copies of the draft guidance to the
Office of Nutritional Products, Labeling
and Dietary Supplements (HFS–800),
Food and Drug Administration, 5100
Paint Branch Pkwy., College Park, MD
20740. Send one-self-addressed
adhesive label to assist the office in
processing your request, or include a fax
number to which the draft guidance
may be sent. See the SUPPLEMENTARY
INFORMATION section for electronic
access to the draft guidance.
Submit written comments on the draft
guidance to the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852. Submit
electronic comments to https://www/fda/
gov/dockets/ecomments.
FOR FURTHER INFORMATION CONTACT:
Paula Trumbo, Center for Food Safety
and Applied Nutrition (HFS–830), Food
and Drug Administration, 5100 Paint
Branch Pkwy., College Park, MD 20740,
310–436–2579.
SUPPLEMENTARY INFORMATION:
I. Background
FDA is announcing the availability of
a draft guidance entitled ‘‘Guidance for
Industry: Evidence-Based Review
System for the Scientific Evaluation of
Health Claims.’’ The Nutrition Labeling
and Education Act of 1990 (NLEA) was
designed to give consumers more
scientifically valid information about
foods they eat. Among other provisions,
NLEA directed FDA to issue regulations
providing for the use of statements that
describe the relationship between a
substance and a disease (‘‘health
claims’’) in the labeling of foods,
including dietary supplements, after
such statements have been reviewed
and authorized by FDA. For these health
claims, that is, statements about
substance/disease relationships, FDA
has defined the term ‘‘substance’’ by
regulation as a specific food or food
component (§ 101.14(a)(2) (21 CFR
101.14(a)(2)). An authorized health
claim may be used on both conventional
foods and dietary supplements,
assuming that the substance in the
product and the product itself meet the
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
appropriate standards in the authorizing
regulation. Health claims are directed to
the general population or designated
subgroups (e.g., the elderly) and are
intended to assist the consumer in
maintaining healthful dietary practices.
In evaluating a petition for an SSA
health claim submitted under § 101.70
(21 CFR 101.70), FDA considers
whether the evidence supporting the
relationship that is the subject of the
claim meets the SSA standard. This
standard derives from section
403(r)(3)(B)(i) of the Federal Food, Drug,
and Cosmetic Act (the act) (21 U.S.C.
343(r)(3)(B)(i)), which provides that
FDA shall authorize a health claim to be
used on conventional foods if the
agency ‘‘determines, based on the
totality of the publicly available
scientific evidence (including evidence
from well-designed studies conducted
in a manner which is consistent with
generally recognized scientific
procedures and principles), that there is
significant scientific agreement, among
experts qualified by scientific training
and experience to evaluate such claims,
that the claim is supported by such
evidence.’’ This scientific standard was
prescribed by statute for conventional
food health claims; by regulation, FDA
adopted the same standard for dietary
supplements health claims (see
§ 101.14(c)).
The genesis of qualified health claims
was the court of appeals decision in
Pearson v. Shalala (Pearson). In that
case, the plaintiffs challenged FDA’s
decision not to authorize health claims
for four specific substance/disease
relationships for dietary supplements.
Although the district court ruled for
FDA (14 F. Supp. 2d 10 (D.D.C. 1998)),
the U.S. Court of Appeals for the DC
Circuit reversed the lower court’s
decision (164 F.3d 650 (DC Cir. 1999)).
The appeals court held that the First
Amendment does not permit FDA to
reject health claims that the agency
determines to be potentially misleading
unless the agency also reasonably
determines that a disclaimer would not
eliminate the potential deception. The
appeals court also held that the
Administrative Procedure Act required
FDA to clarify the SSA standard for
authorizing health claims.
On December 22, 1999, FDA
announced the issuance of a guidance
entitled ‘‘Guidance for Industry:
Significant Scientific Agreement in the
Review of Health Claims for
Conventional Foods and Dietary
Supplements’’ (64 FR 71794). This
guidance document was issued to
clarify FDA’s interpretation of the SSA
standard in response to the court of
appeals second holding in Pearson.
E:\FR\FM\09JYN1.SGM
09JYN1
Federal Register / Vol. 72, No. 130 / Monday, July 9, 2007 / Notices
On December 20, 2002, the agency
announced its intention to extend
Pearson to health claims for
conventional foods (67 FR 78002).
Recognizing the need for an approach
for scientific evaluations for qualified
health claims, the task force on
‘‘Consumer Health Information for
Better Nutrition’’ was formed. As part of
the task force’s final report,1 FDA
developed an interim evidence-based
review system that the agency intended
to use to evaluate the substance/disease
relationships that are subjects of
qualified health claims.
In reviewing both the December 22,
1999, guidance document and the 2003
task force report, it became apparent to
the agency that the components of the
scientific review process for an SSA
health claim and qualified health claim
are very similar. Because of the
similarity between the scientific reviews
for SSA and qualified health claims,
FDA intends to generally use the
approach set out in this draft guidance
for evaluating the scientific evidence in
petitions that are submitted for an SSA
health claim or qualified health claim.
The primary purpose of this
document is to set out FDA’s current
thinking on the process for evaluating
the scientific evidence for a health
claim, the meaning of the SSA standard
in section 403(r)(3) of the act and
§ 101.14(c), and credible scientific
evidence to support a qualified health
claim.
This draft guidance is being issued
consistent with FDA’s good guidance
practice regulations (21 CFR 10.115).
The draft guidance, when finalized, will
represent the agency’s current thinking
on the scientific review process for SSA
and qualified health claims. It does not
create or confer any rights for or on any
person and does not operate to bind
FDA or the public. An alternative
approach may be used if such approach
satisfies the requirements of the
applicable statutes and regulations.
II. Paperwork Reduction Act of 1995
This draft guidance refers to
previously approved collections of
information found in FDA regulations.
These collections of information are
subject to review by the Office of
Management and Budget (OMB) under
rwilkins on PROD1PC63 with NOTICES
1See guidance entitled ‘‘Interim Evidence-based
Ranking System for Scientific Data,’’ July 10, 2003
(https://www.cfsan.fda.gov/~dms/hclmgui4.html).
VerDate Aug<31>2005
16:59 Jul 06, 2007
Jkt 211001
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). The collections
of information in §§ 101.14 and 101.70
have been approved under OMB control
number 0910–0381.
III. Comments
Interested persons may submit to the
Division of Dockets Management (see
ADDRESSES) written or electronic
comments regarding the draft guidance
document. Submit a single copy of
electronic comments or two paper
copies of any mailed comments, except
that individuals may submit one paper
copy. Comments are to be identified
with the docket number found in
brackets in the heading of this
document. The draft guidance and
received comments are available for
public examination in the Division of
Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
IV. Electronic Access
Persons with access to the Internet
may obtain the draft guidance at https://
www.cfsan.fda.gov/guidance.html.
Dated: June 28, 2007.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. E7–13274 Filed 7–6–07; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Health Resources and Services
Administration
Agency Information Collection
Activities; Proposed Collection;
Comment Request
In compliance with the requirement
for opportunity for public comment on
proposed data collection projects
(section 3506(c)(2)(A) of Title 44, United
States Code, as amended by the
Paperwork Reduction Act of 1995, Pub.
L. 104–13), the Health Resources and
Services Administration (HRSA)
publishes periodic summaries of
proposed projects being developed for
submission to the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act of 1995.
To request more information on the
proposed project or to obtain a copy of
the data collection plans and draft
instruments, call the HRSA Reports
Clearance Officer at (301) 443–1129.
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
37247
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimated burden of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology.
Proposed Project: Office of Health
Information Technology, Health Center
Controlled Networks Progress
Reports—New
The Office of Health Information
Technology (OHIT), Division of State
and Community Assistance (DSCA)
plans to collect network outcome
measures, conduct evaluation of those
measures, and create an electronic
reporting system for the following new
2007 grant opportunities: Health
Information Technology Planning
Grants, Electronic Health Record
Implementation Health Center
Controlled Networks, Health
Information Technology Innovations for
Health Center Controlled Networks, and
High Impact Electronic Health Records
Implementation for Health Center
Controlled Networks and Large Multi
Site Health Centers.
In order to help carry out its mission,
DSCA has created a set of performance
measures that grantees will use to
evaluate the effectiveness of their
service programs and monitor their
progress through the use of performance
reporting data.
OHIT will develop an electronic
performance measurement reporting
instrument with HRSA’s Office of
Information Technology. The
instrument will be developed to
accomplish the following goals: To
monitor improved access to needed
services, to evaluate the productivity
and efficiency of the networks, and to
monitor patient outcome measures.
Grantees will submit their Progress
Reports in a mid-year report and an
accumulative annual progress report
each fiscal year of the grant.
The estimates of burden are as
follows:
E:\FR\FM\09JYN1.SGM
09JYN1
Agencies
[Federal Register Volume 72, Number 130 (Monday, July 9, 2007)]
[Notices]
[Pages 37246-37247]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-13274]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. 2007D-0125]
Draft Guidance for Industry: Evidence-Based Review System for the
Scientific Evaluation of Health Claims; Availability
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is announcing the
availability of a draft guidance entitled ``Guidance for Industry:
Evidence-Based Review System for the Scientific Evaluation of Health
Claims.'' This draft guidance updates the agency's approach to the
review of the publicly available scientific evidence for significant
scientific agreement (SSA) and qualified health claims. FDA is taking
this action to inform interested persons of the system it intends to
use to review the scientific evidence in the evaluation of SSA and
qualified health claims.
DATES: Submit written or electronic comments on the draft guidance
document by September 7, 2007.
ADDRESSES: Submit written requests for single copies of the draft
guidance to the Office of Nutritional Products, Labeling and Dietary
Supplements (HFS-800), Food and Drug Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740. Send one-self-addressed adhesive label
to assist the office in processing your request, or include a fax
number to which the draft guidance may be sent. See the SUPPLEMENTARY
INFORMATION section for electronic access to the draft guidance.
Submit written comments on the draft guidance to the Division of
Dockets Management (HFA-305), Food and Drug Administration, 5630
Fishers Lane, Rm. 1061, Rockville, MD 20852. Submit electronic comments
to https://www/fda/gov/dockets/ecomments.
FOR FURTHER INFORMATION CONTACT: Paula Trumbo, Center for Food Safety
and Applied Nutrition (HFS-830), Food and Drug Administration, 5100
Paint Branch Pkwy., College Park, MD 20740, 310-436-2579.
SUPPLEMENTARY INFORMATION:
I. Background
FDA is announcing the availability of a draft guidance entitled
``Guidance for Industry: Evidence-Based Review System for the
Scientific Evaluation of Health Claims.'' The Nutrition Labeling and
Education Act of 1990 (NLEA) was designed to give consumers more
scientifically valid information about foods they eat. Among other
provisions, NLEA directed FDA to issue regulations providing for the
use of statements that describe the relationship between a substance
and a disease (``health claims'') in the labeling of foods, including
dietary supplements, after such statements have been reviewed and
authorized by FDA. For these health claims, that is, statements about
substance/disease relationships, FDA has defined the term ``substance''
by regulation as a specific food or food component (Sec. 101.14(a)(2)
(21 CFR 101.14(a)(2)). An authorized health claim may be used on both
conventional foods and dietary supplements, assuming that the substance
in the product and the product itself meet the appropriate standards in
the authorizing regulation. Health claims are directed to the general
population or designated subgroups (e.g., the elderly) and are intended
to assist the consumer in maintaining healthful dietary practices.
In evaluating a petition for an SSA health claim submitted under
Sec. 101.70 (21 CFR 101.70), FDA considers whether the evidence
supporting the relationship that is the subject of the claim meets the
SSA standard. This standard derives from section 403(r)(3)(B)(i) of the
Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C.
343(r)(3)(B)(i)), which provides that FDA shall authorize a health
claim to be used on conventional foods if the agency ``determines,
based on the totality of the publicly available scientific evidence
(including evidence from well-designed studies conducted in a manner
which is consistent with generally recognized scientific procedures and
principles), that there is significant scientific agreement, among
experts qualified by scientific training and experience to evaluate
such claims, that the claim is supported by such evidence.'' This
scientific standard was prescribed by statute for conventional food
health claims; by regulation, FDA adopted the same standard for dietary
supplements health claims (see Sec. 101.14(c)).
The genesis of qualified health claims was the court of appeals
decision in Pearson v. Shalala (Pearson). In that case, the plaintiffs
challenged FDA's decision not to authorize health claims for four
specific substance/disease relationships for dietary supplements.
Although the district court ruled for FDA (14 F. Supp. 2d 10 (D.D.C.
1998)), the U.S. Court of Appeals for the DC Circuit reversed the lower
court's decision (164 F.3d 650 (DC Cir. 1999)). The appeals court held
that the First Amendment does not permit FDA to reject health claims
that the agency determines to be potentially misleading unless the
agency also reasonably determines that a disclaimer would not eliminate
the potential deception. The appeals court also held that the
Administrative Procedure Act required FDA to clarify the SSA standard
for authorizing health claims.
On December 22, 1999, FDA announced the issuance of a guidance
entitled ``Guidance for Industry: Significant Scientific Agreement in
the Review of Health Claims for Conventional Foods and Dietary
Supplements'' (64 FR 71794). This guidance document was issued to
clarify FDA's interpretation of the SSA standard in response to the
court of appeals second holding in Pearson.
[[Page 37247]]
On December 20, 2002, the agency announced its intention to extend
Pearson to health claims for conventional foods (67 FR 78002).
Recognizing the need for an approach for scientific evaluations for
qualified health claims, the task force on ``Consumer Health
Information for Better Nutrition'' was formed. As part of the task
force's final report,\1\ FDA developed an interim evidence-based review
system that the agency intended to use to evaluate the substance/
disease relationships that are subjects of qualified health claims.
---------------------------------------------------------------------------
\1\See guidance entitled ``Interim Evidence-based Ranking System
for Scientific Data,'' July 10, 2003 (https://www.cfsan.fda.gov/~dms/
hclmgui4.html).
---------------------------------------------------------------------------
In reviewing both the December 22, 1999, guidance document and the
2003 task force report, it became apparent to the agency that the
components of the scientific review process for an SSA health claim and
qualified health claim are very similar. Because of the similarity
between the scientific reviews for SSA and qualified health claims, FDA
intends to generally use the approach set out in this draft guidance
for evaluating the scientific evidence in petitions that are submitted
for an SSA health claim or qualified health claim.
The primary purpose of this document is to set out FDA's current
thinking on the process for evaluating the scientific evidence for a
health claim, the meaning of the SSA standard in section 403(r)(3) of
the act and Sec. 101.14(c), and credible scientific evidence to
support a qualified health claim.
This draft guidance is being issued consistent with FDA's good
guidance practice regulations (21 CFR 10.115). The draft guidance, when
finalized, will represent the agency's current thinking on the
scientific review process for SSA and qualified health claims. It does
not create or confer any rights for or on any person and does not
operate to bind FDA or the public. An alternative approach may be used
if such approach satisfies the requirements of the applicable statutes
and regulations.
II. Paperwork Reduction Act of 1995
This draft guidance refers to previously approved collections of
information found in FDA regulations. These collections of information
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The
collections of information in Sec. Sec. 101.14 and 101.70 have been
approved under OMB control number 0910-0381.
III. Comments
Interested persons may submit to the Division of Dockets Management
(see ADDRESSES) written or electronic comments regarding the draft
guidance document. Submit a single copy of electronic comments or two
paper copies of any mailed comments, except that individuals may submit
one paper copy. Comments are to be identified with the docket number
found in brackets in the heading of this document. The draft guidance
and received comments are available for public examination in the
Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
IV. Electronic Access
Persons with access to the Internet may obtain the draft guidance
at https://www.cfsan.fda.gov/guidance.html.
Dated: June 28, 2007.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. E7-13274 Filed 7-6-07; 8:45 am]
BILLING CODE 4160-01-S