Use of Ozone-Depleting Substances; Removal of Essential-Use Designations, 32030-32049 [07-2883]
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Federal Register / Vol. 72, No. 111 / Monday, June 11, 2007 / Proposed Rules
FAA AD Differences
ACTION:
Note: This AD differs from the MCAI and/
or service information as follows: No
differences.
SUMMARY: The Food and Drug
Administration (FDA), after
consultation with the Environmental
Protection Agency (EPA), is proposing
to amend FDA’s regulation on the use of
ozone-depleting substances (ODSs) in
self-pressurized containers to remove
the essential-use designations for oral
pressurized metered-dose inhalers
(MDIs) containing flunisolide,
triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in
combination, cromolyn, and
nedocromil. Under the Clean Air Act,
FDA, in consultation with the EPA, is
required to determine whether an FDAregulated product that releases an ODS
is an essential use of the ODS.
Therapeutic alternatives that do not use
an ODS are currently marketed and
appear to provide all of the important
public health benefits of the listed
drugs. If the applicable essential-use
designations are removed, flunisolide,
triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in
combination, cromolyn, and nedocromil
MDIs containing an ODS could not be
marketed after a suitable transition
period. We will hold an open public
meeting on removing these essential-use
designations in the near future.
DATES: Submit written or electronic
comments by August 10, 2007.
ADDRESSES: You may submit comments,
identified by Docket No. 2006N–0454,
by any of the following methods:
Other FAA AD Provisions
(g) The following provisions also apply to
this AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, New York Aircraft
Certification Office (ACO), FAA, has the
authority to approve AMOCs for this AD, if
requested using the procedures found in 14
CFR 39.19. Send information to ATTN: Ezra
Sasson, Aerospace Engineer; New York ACO,
FAA, 1600 Stewart Avenue, Suite 410,
Westbury, New York 11590; telephone (516)
228–7320; fax (516) 794–5531. Before using
any approved AMOC on any airplane to
which the AMOC applies, notify your
appropriate principal inspector (PI) in the
FAA Flight Standards District Office (FSDO),
or lacking a PI, your local FSDO.
(2) Airworthy Product: For any requirement
in this AD to obtain corrective actions from
a manufacturer or other source, use these
actions if they are FAA-approved. Corrective
actions are considered FAA-approved if they
are approved by the State of Design Authority
(or their delegated agent). You are required
to assure the product is airworthy before it
is returned to service.
(3) Reporting Requirements: For any
reporting requirement in this AD, under the
provisions of the Paperwork Reduction Act,
the Office of Management and Budget (OMB)
has approved the information collection
requirements and has assigned OMB Control
Number 2120–0056.
Related Information
(h) Refer to MCAI Canadian Airworthiness
Directive CF–2006–13, dated June 6, 2006;
Bombardier Service Bulletin 8–27–89,
Revision ‘‘E,’’ dated January 27, 2005; and
Bombardier Service Bulletin 8–27–103,
Revision ‘‘B,’’ dated January 24, 2007; for
related information.
Issued in Renton, Washington, on June 1,
2007.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E7–11199 Filed 6–8–07; 8:45 am]
BILLING CODE 4910–13–P
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Food and Drug Administration
21 CFR Part 2
[Docket No. 2006N–0454]
RIN 0910–AF93
Use of Ozone-Depleting Substances;
Removal of Essential-Use
Designations
Food and Drug Administration,
HHS.
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Electronic Submissions
Submit electronic comments in the
following ways:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Agency Web site: https://
www.fda.gov/dockets/ecomments.
Follow the instructions for submitting
comments on the agency Web site.
Written Submissions
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
AGENCY:
Proposed rule.
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Submit written submissions in the
following ways:
• FAX: 301–827–6870.
• Mail/Hand delivery/Courier [For
paper, disk, or CD–ROM submissions]:
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
To ensure more timely processing of
comments, FDA is no longer accepting
comments submitted directly to the
agency by e-mail. FDA encourages you
to continue to submit electronic
comments by using the Federal
eRulemaking Portal or the agency Web
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site, as described in the Electronic
Submissions portion of this paragraph.
Instructions: All submissions received
must include the agency name and
Docket No(s). and Regulatory
Information Number (RIN) (if a RIN
number has been assigned) for this
rulemaking. All comments received may
be posted without change to https://
www.fda.gov/ohrms/dockets/
default.htm, including any personal
information provided. For additional
information on submitting comments,
see the ‘‘Comments’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
Docket: For access to the docket to
read background documents, comments,
a transcript of, and material submitted
for, the Pulmonary-Allergy Advisory
Committee meeting held on June 10,
2005, go to https://www.fda.gov/ohrms/
dockets/default.htm and insert the
docket number(s), found in brackets in
the heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Wayne H. Mitchell or Martha Nguyen,
Center for Drug Evaluation and Research
(HFD–7), Food and Drug
Administration, 5600 Fishers Lane,
Rockville, MD 20857, 301–594–2041.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. CFCs
B. Regulation of ODSs
1. The 1978 Rules
2. The Montreal Protocol
3. The 1990 Amendments to the Clean
Air Act
4. EPA’s Implementing Regulations
5. FDA’s 2002 Regulation
II. Criteria
III. Effective Date
IV. 2005 PADAC Meeting
V. Drugs We Are Proposing as
Nonessential
A. Flunisolide and Triamcinolone
B. Metaproterenol and Pirbuterol
C. Cromolyn and Nedocromil
D. Albuterol and Ipratropium in
Combination
VI. Environmental Impact
VII. Analysis of Impacts
A. Introduction
B. Need for Regulation and the
Objective of this Rule
C. Background
1. CFCs and Stratospheric Ozone
2. The Montreal Protocol
3. Benefits of the Montreal Protocol
4. Characteristics of COPD
5. Characteristics of Asthma
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Federal Register / Vol. 72, No. 111 / Monday, June 11, 2007 / Proposed Rules
6. Current U.S. Market for CFC MDIs
D. Benefits and Costs of the Proposed
Rule
1. Baseline Conditions
2. Benefits of the Proposed Rule
3. Costs of the Proposed Rule
4. Effect on Medicaid and Medicare
E. Alternative Phase-out Dates
F. Sensitivity Analyses
G. Conclusion
VIII. Regulatory Flexibility Analysis
IX. The Paperwork Reduction Act of
1995
X. Federalism
XI. Request for Comments
XII. References
I. Background
A. CFCs
Chlorofluorocarbons (CFCs) are
organic compounds that contain carbon,
chlorine, and fluorine atoms. CFCs were
first used commercially in the early
1930s as a replacement for hazardous
materials then used in refrigeration,
such as sulfur dioxide and ammonia.
Subsequently, CFCs were found to have
a large number of uses, including as
solvents and as propellants in selfpressurized aerosol products, such as
MDIs.
CFCs are very stable in the
troposphere, the lowest part of the
atmosphere. They move to the
stratosphere, a region that begins about
10 to 16 kilometers (km) (6 to 10 miles)
above the Earth’s surface and extends
up to about 50 km (31 miles) altitude.
Within the stratosphere, there is a zone
about 15 to 40 km (10 to 25 miles) above
the Earth’s surface in which ozone is
relatively highly concentrated. This
zone in the stratosphere is generally
called the ozone layer. Once in the
stratosphere, CFCs are gradually broken
down by strong ultraviolet light,
releasing chlorine atoms that then
deplete stratospheric ozone. Depletion
of stratospheric ozone by CFCs and
other ODSs allows more ultraviolet-B
(UV-B) radiation to reach the Earth’s
surface, where it increases skin cancers
and cataracts, and damages some marine
organisms, plants, and plastics.
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B. Regulation of ODSs
The link between CFCs and the
depletion of stratospheric ozone was
discovered in the mid–1970s. Since
1978, the U.S. Government has pursued
a vigorous and consistent policy,
through the enactment of laws and
regulations, of limiting the production,
use, and importation of ODSs, including
CFCs.
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1. The 1978 Rules
In the Federal Register of March 17,
1978 (43 FR 11301 at 11318), FDA and
EPA published rules banning, with a
few exceptions, the use of CFCs as
propellants in aerosol containers. These
rules were issued under authority of the
Federal Food, Drug, and Cosmetic Act
(the act) (21 U.S.C. 321 et seq.) and the
Toxic Substances Control Act (15 U.S.C.
2601 et seq.), respectively. FDA’s rule
(the 1978 rule) was codified as § 2.125
(21 CFR 2.125). These rules issued by
FDA and EPA had been preceded by
rules issued by FDA and the Consumer
Product Safety Commission requiring
products that contain CFC propellants
to bear environmental warning
statements on their labeling (42 FR
22018, April 29, 1977; 42 FR 42780,
August 24, 1977).
The 1978 rule prohibited the use of
CFCs as propellants in self-pressurized
containers in any food, drug, medical
device, or cosmetic. As originally
published, the rule listed five essential
uses that were exempt from the ban. The
second listed essential use was for
‘‘[m]etered-dose steroid human drugs for
oral inhalation,’’ and the third listed
essential use was for ‘‘[m]etered-dose
adrenergic bronchodilator human drugs
for oral inhalation.’’ These provisions
describe flunisolide, triamcinolone, and
pirbuterol MDIs, so the list of essential
uses did not have to be amended when
these products were approved by FDA.1
The 1978 rule provided criteria for
adding new essential uses, and several
uses were added to the list, the last one
in 1996. The 1978 rule did not provide
any mechanism for removing essential
uses from the list as alternative products
were developed or CFC-containing
products were removed from the
market. The absence of a removal
procedure came to be viewed as a
deficiency in the 1978 rule, and was
addressed in a later rulemaking,
discussed in section II.C.5 of this
document.
2. The Montreal Protocol
On January 1, 1989, the United States
became a party to the Montreal Protocol
on Substances that Deplete the Ozone
Layer (Montreal Protocol) (September
16, 1987, 26 I.L.M. 1541 (1987)),
available at https://www.unep.org/ozone/
pdfs/Montreal-Protocol2000.pdf.2 The
1 A metaproterenol MDI (Alupent MDI) was
approved July 31, 1973, before the 1978 rule.
2 FDA has verified all Web site addresses cited in
this document, but FDA is not responsible for any
subsequent changes to the Web sites after this
document has published in the Federal Register.
3 The summary descriptions of the Montreal
Protocol and decisions of Parties to the Montreal
Protocol contained in this document are presented
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United States played a leading role in
the negotiation of the Montreal Protocol,
believing that internationally
coordinated control of ozone-depleting
substances would best protect both the
U.S. and global public health and the
environment from potential adverse
effects of depletion of stratospheric
ozone. Currently, there are 191 Parties
to this treaty.3 When it joined the treaty,
the United States committed to reducing
its production and consumption of
certain CFCs to 50 percent of 1986
levels by 1998 (Article 2(4) of the
Montreal Protocol). It also agreed to
accept an ‘‘adjustment’’ procedure, by
which, following assessment of the
existing control measures, the Parties
could adjust the scope, amount, and
timing of those control measures for
substances already subject to the
Montreal Protocol. As the evidence
regarding the impact of ODSs on the
ozone layer became stronger, the Parties
used this adjustment procedure to
accelerate the phase-out of ODSs. At the
fourth meeting of the Parties to the
Montreal Protocol, held at Copenhagen
in November 1992, the Parties adjusted
Article 2 of the Montreal Protocol to
eliminate the production and
importation of CFCs by January 1, 1996,
by Parties that are developed countries
(Decision IV/2).4 The adjustment also
indicated that it would apply, ‘‘save to
the extent that the Parties decide to
permit the level of production or
consumption that is necessary to satisfy
uses agreed by them to be essential’’
(Article 2A(4)).
To produce or import CFCs for an
essential use under the Montreal
Protocol, a Party must request and
obtain approval for an exemption at a
meeting of the Parties. One of the most
important essential uses of CFCs under
the Montreal Protocol is their use in
MDIs for the treatment of asthma and
chronic obstructive pulmonary disease
(COPD). The decision on whether the
use of CFCs in MDIs is ‘‘essential’’ for
purposes of the Montreal Protocol turns
on whether: ‘‘(1) It is necessary for the
here to help you understand the background of the
action we are taking. These descriptions are not
intended to be formal statements of policy regarding
the Montreal Protocol. Decisions by the Parties to
the Montreal Protocol are cited in this document in
the conventional format of ‘‘Decision IV/2,’’ which
refers to the second decision recorded in the Report
of the Fourth Meeting of the Parties to the Montreal
Protocol on Substances That Deplete the Ozone
Layer. Reports of meetings of the Parties to the
Montreal Protocol may be found on the United
Nations Environment Programme’s Web site at
https://ozone.unep.org/Meeting_Documents/mop/
index.asp.
4 Production of CFCs in economically lessdeveloped countries is being phased out and is
scheduled to end by January 1, 2010. See Article
2A of the Montreal Protocol.
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health, safety, or is critical for the
functioning of society (encompassing
cultural and intellectual aspects) and (2)
there are no available technically and
economically feasible alternatives or
substitutes that are acceptable from the
standpoint of environment and health;
* * * (Decision IV/25).’’
Since 1994 the United States and
some other Parties to the Montreal
Protocol have annually requested, and
been granted, essential-use exemptions
for the production or importation of
CFCs for their use in MDIs for the
treatment of asthma and COPD (see,
among others, Decisions VI/9 and VII/
28). The exemptions have been
consistent with the criteria established
by the Parties, which make the grant of
an exemption contingent on a finding
that the use for which the exemption is
being requested is essential for health,
safety, or the functioning of society, and
that there are no available technically
and economically feasible alternatives
or substitutes that are acceptable from
the standpoint of health or the
environment (Decision IV/25).
Several decisions of the Parties have
dealt with the transition to CFC-free
MDIs, including the following
decisions:
• Decision VIII/10 stated that the
Parties that are developed countries
would take various actions to promote
industry’s participation in a smooth and
efficient transition away from CFCbased MDIs (San Jose, Costa Rica, 1996).
• Decision IX/19 required the Parties
that are developed countries to present
an initial national or regional transition
strategy by January 31, 1999 (Montreal,
Canada, 1997).
• Decision XII/2 elaborated on the
content of national or regional transition
strategies required under Decision IX/19
and indicated that any MDI for the
treatment of asthma or COPD approved
for marketing after 2000 would not be
an ‘‘essential use,’’ unless it met the
criteria laid out by the Parties for
essential uses (Ouagadougou, Burkina
Faso, 2000).
• Decision XIV/5 requested that each
Party report annually the quantities of
CFC and non-CFC MDIs and dry-powder
inhalers (DPIs) sold or distributed
within its borders and the approval and
marketing status of non-CFC MDIs and
DPIs. Decision XIV/5 also noted ‘‘with
concern the slow transition to CFC-free
metered-dose inhalers in some Parties’’
(Rome, Italy, 2002).
• Decision XV/5 states that, at the
17th meeting of the Parties (in December
2005) or thereafter, no essential uses of
CFCs will be authorized for Parties that
are developed countries, unless the
Party requesting the essential-use
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allocation has submitted an action plan
for MDIs for which the sole active
ingredient is albuterol. Among other
items, the action plan should include a
specific date by which the Party plans
to cease requesting essential-use
allocations of CFCs for albuterol MDIs to
be sold or distributed in developed
countries5 (Nairobi, Kenya, 2003).
• Decision XVII/5 states that Parties
that are developed countries should
provide a date to the Ozone Secretariat6
before the 18th meeting of the Parties
(October 30 to November 3, 2006) by
which time a regulation or regulations
will have been proposed to determine
whether MDIs, other than those that
have albuterol as the only active
ingredient, are non-essential (Dakar,
Senegal, 2005).
3. The 1990 Amendments to the Clean
Air Act
In 1990, Congress amended the Clean
Air Act to, among other things, better
protect stratospheric ozone (Public Law
No. 101–549, November 15, 1990) (the
1990 amendments). The 1990
amendments were drafted to
complement, and be consistent with,
our obligations under the Montreal
Protocol (see section 614 of the Clean
Air Act (42 U.S.C. 7671m)). Section
614(b) of the Clean Air Act provides
that, in the case of a conflict between
any provision of the Clean Air Act and
any provision of the Montreal Protocol,
the more stringent provision will
govern. Section 604 of the Clean Air Act
required the phase-out of the production
of CFCs by 2000 (42 U.S.C. 7671c),7
while section 610 of the Clean Air Act
5 Our obligation under XV/5 was met by our final
rule eliminating the essential-use status of
albuterol, effective December 31, 2008 (70 FR
17168, April 4, 2005).
6 The Ozone Secretariat is the Secretariat for the
Montreal Protocol and the Vienna Convention for
the Protection of the Ozone Layer (the Vienna
Convention) (March 22, 1985, 26 I.L.M. 1529
(1985)), available at https://hq.unep.org/ozone/pdfs/
viennaconvention2002.pdf.
Based at the United Nations Environment
Programme (UNEP) offices in Nairobi, Kenya, the
Secretariat functions in accordance with Article 7
of the Vienna Convention and Article 12 of the
Montreal Protocol. The main duties of the
Secretariat include: Arranging for and servicing the
Conference of the Parties, meetings of the Parties,
their committees, the bureaus, working groups, and
assessment panels; Arranging for the
implementation of decisions resulting from these
meetings; Monitoring the implementation of the
Vienna Convention and the Montreal Protocol;
Reporting to the meetings of the Parties and to the
Implementation Committee; Representing the
Convention and the Protocol; and Receiving and
analyzing data and information from the Parties on
the production and consumption of ODSs.
7 In conformance with the adjustment contained
in Decision IV/2, EPA issued regulations
accelerating the complete phase-out of CFCs, with
exceptions for essential uses, to January 1, 1996 (58
FR 65018, December 10, 1993).
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(42 U.S.C. 7671i) required EPA to issue
regulations banning the sale or
distribution in interstate commerce of
nonessential products containing CFCs.
Sections 604 and 610 provide
exceptions for ‘‘medical devices.’’
Section 601(8) (42 U.S.C. 7671(8)) of the
Clean Air Act defines ‘‘medical device’’
as
any device (as defined in the Federal Food,
Drug, and Cosmetic Act (21 U.S.C. 321)),
diagnostic product, drug (as defined in the
Federal Food, Drug, and Cosmetic Act), or
drug delivery system—
(A) if such device, product, drug, or drug
delivery system utilizes a class I or class II
substance for which no safe and effective
alternative has been developed, and where
necessary, approved by the Commissioner [of
Food and Drugs]; and
(B) if such device, product, drug, or drug
delivery system, has, after notice and
opportunity for public comment, been
approved and determined to be essential by
the Commissioner [of Food and Drugs] in
consultation with the Administrator [of EPA].
4. EPA’s Implementing Regulations
EPA regulations implementing the
Montreal Protocol and the stratospheric
ozone protection provisions of the 1990
amendments are codified in part 82 of
title 40 of the Code of Federal
Regulations (40 CFR part 82). (See 40
CFR 82.1 for a statement of intent.) Like
the 1990 amendments, EPA’s
implementing regulations contain two
separate prohibitions, one on the
production and import of CFCs (subpart
A of 40 CFR part 82) and the other on
the sale or distribution of products
containing CFCs (40 CFR 82.66).
The prohibition on production and
import of CFCs contains an exception
for essential uses and, more specifically,
for essential MDIs. The definition of
essential MDI at 40 CFR 82.3 requires
that the MDI be intended for the
treatment of asthma or COPD, be
essential under the Montreal Protocol,
and if the MDI is for sale in the United
States, be approved by FDA and listed
as essential in FDA’s regulations at 21
CFR 2.125.
The prohibition on the sale of
products containing CFCs includes a
specific prohibition on aerosol products
and other pressurized dispensers. The
aerosol product ban contains an
exception for medical devices listed in
§ 2.125(e). The term ‘‘medical device’’ is
used with the same meaning it was
given in the 1990 amendments and
includes drugs as well as medical
devices.
5. FDA’s 2002 Regulation
In the 1990s, we decided that § 2.125
required revision to better reflect our
obligations under the Montreal Protocol,
the 1990 amendments, and EPA’s
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regulations, and to encourage the
development of ozone-friendly
alternatives to medical products
containing CFCs. In particular, as
acceptable alternatives that did not
contain CFCs or other ODSs came on the
market, there was a need to provide a
mechanism for removing essential uses
from the list in § 2.125(e). In the Federal
Register of March 6, 1997 (62 FR
10242), we published an advance notice
of proposed rulemaking (the 1997
ANPRM) in which we outlined our
then-current thinking on the content of
an appropriate rule regarding ODSs in
products FDA regulates. We received
almost 10,000 comments on the 1997
ANPRM. In response to the comments,
we revised our approach and drafted a
proposed rule published in the Federal
Register of September 1, 1999 (64 FR
47719) (the 1999 proposed rule). We
received 22 comments on the 1999
proposed rule. After minor revisions in
response to these comments, we
published a final rule in the Federal
Register of July 24, 2002 (67 FR 48370)
(the 2002 final rule) (corrected in 67 FR
49396, July 30, 2002, and 67 FR 58678,
September 17, 2002). The 2002 final
rule listed as a separate essential use
each active moiety8 marketed under the
1978 rule as essential uses for metereddose steroid human drugs for oral
inhalation and metered-dose adrenergic
bronchodilator human drugs for oral
inhalation; eliminated the essential-use
designations in § 2.125(e) for metereddose steroid human drugs for nasal
inhalation and for products that were no
longer marketed; set new standards to
determine when a new essential-use
designation should be added to § 2.125;
and set standards to determine whether
the use of an ODS in a medical product
remains essential.
This rulemaking fulfills our obligation
under § 2.125, as well as the Clean Air
Act, the Montreal Protocol, and our
general duty to protect the public
health, by removing ODS products from
8 Section 314.108(a) of the act (21 CFR 314.108(a))
defines ‘‘active moiety’’ as the molecule or ion,
excluding those appended portions of the molecule
that cause the drug to be an ester, salt (including
a salt with hydrogen or coordination bonds), or
other noncovalent derivative (such as a complex,
chelate, or clathrate) of the molecule, responsible
for the physiological or pharmacological action of
the drug substance. When describing the various
essential uses, we will generally refer to the active
moiety, for example, cromolyn, as opposed to the
active ingredient, which, using the same example,
would be cromolyn sodium. When discussing
particular indications and other material from the
approved labeling of a drug product, we will
generally use the brand name of the product, which,
using the same example, would be INTAL MDI. In
describing material from treatises, journals, and
other non-FDA approved publications, we will
generally follow the usage in the original
publication.
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the marketplace when those products
are no longer essential.
II. Criteria
Among other changes, the 2002 final
rule, in revised § 2.125(g)(2), establishes
a standard for removing an essential-use
designation for any drug after January 1,
2005, that would apply to a drug where
there are no acceptable non-ODS
alternatives with the same active
moiety. This standard provides an
incentive for manufacturers to
reformulate their products in a timely
manner. There are no acceptable nonODS alternatives available that have the
same active moieties as the products
marketed under the essential uses that
are the subject of this proposed rule;
therefore, we are proceeding with this
rulemaking under the provisions of
§ 2.125(g)(2). The process for removing
the essential use designation under
§ 2.125(g)(2) includes a consultation
with a relevant advisory committee and
an open public meeting, in addition to
a proposed rule and a final rule. The
criterion established for removing the
essential use in such circumstances is
that it no longer meets the criteria
specified in revised § 2.125(f) for adding
a new essential use (§ 2.125(g)(2)). The
criteria in § 2.125(f) for adding an
essential use are:
(i) Substantial technical barriers exist to
formulating the product without ODSs;
(ii) The product will provide an
unavailable important public health benefit;
and
(iii) Use of the product does not release
cumulatively significant amounts of ODSs
into the atmosphere or the release is
warranted in view of the unavailable
important public health benefit.
Because the three criteria in § 2.125(f)
are linked by the word ‘‘and,’’ failure to
meet any single criterion results in a
determination that the use is not
essential.
We discussed these criteria in the
preamble to the 1999 proposed rule. A
key point in our discussion of technical
barriers was: ‘‘Generally, FDA intends
the term ‘technical barriers’ to refer to
difficulties encountered in chemistry
and manufacturing. A petitioner would
have to establish that it evaluated all
available alternative technologies and
explain in detail why each alternative
was deemed to be unusable to
demonstrate that substantial technical
barriers exist.’’ (1999 proposed rule at
47721.)
In applying the ‘‘technical barriers’’
criteria, we look at the results of
reformulation efforts for similar
products as well as statements made
about the manufacturer’s particular
efforts to reformulate their product.
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Similarly, in discussing what is ‘‘an
unavailable important public health
benefit,’’ we said: ‘‘The agency intends
to give the phrase ‘unavailable
important public health benefit’ a
markedly different construction from
the [phrase used in the 1978 rule]
‘substantial health benefit.’ A petitioner
should show that the use of an ODS
would save lives, significantly reduce or
prevent an important morbidity, or
significantly increase patient quality of
life to support a claim of important
public health benefit.’’ (1999 proposed
rule at 47722.)
One key point to note here is that we
raised the hurdle for the public health
benefit that needs to be shown. A use
that was shown to have a ‘‘substantial
health benefit’’ under the 1978 rule (all
essential uses were established under
the 1978 rule), will not necessarily be
able to clear the higher hurdle of the
2002 final rule’s ‘‘unavailable important
public health benefit.’’
In determining if a drug product
provides an otherwise unavailable
important public health benefit, our
primary focus is on the availability of
non-ODS products that provide
equivalent therapeutic benefits for
patients who are currently using the
CFC MDIs. If therapeutic alternatives
exist for all patients using the CFC MDI,
we would then determine that the CFC
MDI does not provide an otherwise
unavailable important public health
benefit.
Under the third criterion, the essential
use must be eliminated unless we find
that use of the product does not release
cumulatively significant amounts of
ODSs into the atmosphere, or that the
release, although cumulatively
significant, is warranted in view of the
otherwise unavailable important public
health benefit that the use of the drug
product provides. In evaluating whether
continuing the essential-use designation
of these MDIs would result in the
products releasing significant quantities
of ODSs, in light of past policy
statements (2002 final rule p. 48380)
and the current state of the phase-out of
ODSs, we tentatively conclude that the
release of CFCs from MDIs containing
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil would be
significant. The reasons for this
tentative conclusion are discussed in
the following paragraphs.
The United States evaluated the
environmental effect of eliminating the
use of all CFCs in an environmental
impact statement in the 1970s (see 43
FR 11301). As part of that evaluation,
FDA concluded that the continued use
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of CFCs in medical products posed an
unreasonable risk of long-term
biological and climatic impacts (see
Docket No. 1996N–0057 (formerly 96N–
0057)). Congress later enacted
provisions of the Clean Air Act that
codified the decision to fully phase out
the use of CFCs over time (see 42 U.S.C.
7671 et seq. (enacted November 15,
1990)). We note that the environmental
impact of individual uses of
nonessential CFCs must not be
evaluated independently, but rather
must be evaluated in the context of the
overall use of CFCs. Cumulative impacts
can result from individually minor but
collectively significant actions taking
place over a period of time (40 CFR
1508.7). Significance cannot be avoided
by breaking an action down into small
components (40 CFR 1508.27(b)(7)).
Currently, MDIs for the treatment of
asthma and COPD are the only legal use
of newly produced or imported CFCs
(see EPA 2006 Allocation rule).
Although it may appear to some that the
CFCs released from MDIs represent
insignificant quantities of ODSs, and
therefore should be exempted, the
elimination of CFC use in MDIs is one
of the final steps in the overall phaseout of CFC use. The release of ODSs
from some of the MDIs may be relatively
small compared to total quantities that
were released 2 or 3 decades ago, but if
each use that resulted in the release of
relatively small quantities of ODSs were
provided an exemption, the cumulative
effect would be to prevent the
elimination of ODS releasing products.
This would prevent the full phase-out
envisioned by the Clean Air Act and the
Montreal Protocol. Therefore, we
tentatively conclude that the release of
ODSs from these MDIs is cumulatively
significant.
Given this proposed finding, the
essential use for each product must be
eliminated under § 2.25(f)(1)(iii) unless
we also find that the product provides
an otherwise unavailable important
health benefit which warrants the
cumulatively significant release of the
ODS.
As noted previously, because the
three criteria in § 2.25(f)(1) are linked by
the word ‘‘and,’’ failure to meet any
single criterion results in a
determination that the use is not
essential. Accordingly, if we find that
any product fails to provide an
otherwise unavailable important health
benefit (criterion two), we would be
required to find that the use of the
product is not essential, and we would
not need to reach the last step under the
third criteria (balancing the important
health benefit against the release of the
ODS to determine if the release is
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warranted). Assuming, however that the
first and second criteria in § 2.125(f) are
met, because of our tentative conclusion
that the release of ODSs from these
MDIs is cumulatively significant, we
would then need to conduct the
balancing inquiry under the third
criterion for that product.
The criteria in § 2.125(f)(1) we are
using in this rulemaking, as crossreferenced in § 2.125(g)(2), are different
from those in § 2.125(g)(3) and (g)(4).
Section 2.125(g)(2) specifically
addresses the situation where there is
no other marketed product containing
the same active moiety in a non-ODS
formulation, while § 2.125(g)(3) and (4)9
apply to situations where there is at
least one other product marketed with
the same active moiety in a non-ODS
formulation. When we removed the
essential-use designation for albuterol
(70 FR 17168, April 4, 2005) we used
the criteria found in § 2.125(g)(4)
because there were more than one
albuterol CFC MDI being marketed and
there were two acceptable alternatives
containing albuterol (Proventil HFA and
Ventolin HFA) to the albuterol CFC
MDIs. This contrasts to § 2.125(g)(2),
which permits FDA to remove an
essential use even if there are no
alternatives available with the same
active moiety, provided that sufficient
9 The
text of § 2.125(g)(3) and (4) is as follows:
(3) For individual active moieties marketed as
ODS products and represented by one new drug
application (NDA):
(i) At least one non-ODS product with the same
active moiety is marketed with the same route of
administration, for the same indication, and with
approximately the same level of convenience of use
as the ODS product containing that active moiety;
(ii) Supplies and production capacity for the nonODS product(s) exist or will exist at levels sufficient
to meet patient need;
(iii) Adequate U.S. postmarketing use data is
available for the non-ODS product(s); and
(iv) Patients who medically required the ODS
product are adequately served by the non-ODS
product(s) containing that active moiety and other
available products; or
(4) For individual active moieties marketed as
ODS products and represented by two or more
NDAs:
(i) At least two non-ODS products that contain
the same active moiety are being marketed with the
same route of delivery, for the same indication, and
with approximately the same level of convenience
of use as the ODS products; and
(ii) The requirements of paragraphs (g)(3)(ii),
(g)(3)(iii), and (g)(3)(iv) of this section are met.
There are noteworthy procedural differences
between § 2.125(g)(2) and § 2.125(g)(3) and (4). A
rulemaking under § 2.125(g) (3) or (4) could have
been started before January 1, 2005, and there is no
requirement for either an advisory committee
meeting or public meeting. The proposed rule for
the removal of the essential-use designation for
albuterol was published in the Federal Register of
June 16, 2004 (69 FR 33602) and although the
matter was discussed at a public meeting of the
Pulmonary-Allergy Drug Advisory Committee on
June 10, 2004, no separate public meeting on the
matter was held.
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alternative products with different
active moieties exist to meet the needs
of patients, because the essential use
would then no longer provide an
otherwise unavailable important health
benefit. Therefore, the analyses we use
here are not identical to the analyses we
used under § 2.125(g)(4) in the albuterol
rulemaking. In both the albuterol
rulemaking and this rulemaking, the
primary focus is on determining
whether acceptable alternatives exist for
the products that are marketed under
the essential use, but with this
rulemaking we are able to consider
alternatives with different active
moieties. Therefore, our analyses are
similar, and we have found it useful to
borrow concepts from the more specific
provisions of § 2.125(g)(3) and (g)(4) to
help give more structure to our analysis
under the broader language of
§ 2.125(f)(1). In general, as explained in
the preamble to the 1999 proposed rule,
‘‘FDA is requiring the existence of
feasible alternatives that are acceptable
from a health standpoint before it will
find any CFC–MDI no longer essential.’’
(1999 proposed rule at 47736.) Thus, we
request comment on whether the
available alternatives for each of the
seven moieties are acceptable from a
public health perspective.
III. Effective Date
We are proposing that any rule
finalizing the removal of an essential
use proposed in this document have an
effective date of December 31, 2009. In
determining the appropriate effective
date or dates for this rulemaking, we
will consider not only whether
therapeutic alternatives are on the
market but also whether adequate
production capacity and supplies are
available to meet the new, presumably
increased, demand for the therapeutic
alternatives once products marketed
under the old essential use are no longer
sold. Depending on the data presented
to us in the course of the rulemaking,
we may determine that it is appropriate
to have different effective dates for
different uses.
In determining an appropriate
effective date, we have kept in mind
that albuterol HFA10 MDIs are primary
therapeutic alternatives to drugs
produced under three of the essential
uses described in this rule. Sales of the
products marketed under those essential
uses have totaled approximately 14
10 These albuterol inhalers use the non-ozonedepleting hydrofluoroalkane HFA-134a (usually
referred to as HFA) as a propellant.
11 Current information indicates that production
of albuterol HFA MDIs will be adequate to meet the
current demand for albuterol MDIs much earlier
than December 31, 2008.
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million MDIs a year. We are confident
there will be adequate supplies of
albuterol HFA MDIs to meet the needs
of all current users of albuterol CFC
MDIs by December 31, 2008 (the date on
which albuterol MDIs will no longer be
designated an essential use).11 Although
we have limited data on production
increases above current demand for
2009 and later, we believe that, by
December 31, 2009, albuterol HFA
production will be able to meet any
increased demand caused by this
rulemaking. We specifically invite
comments from manufacturers of
albuterol HFA MDIs on this issue.
We also believe that a December 31,
2009 effective date is more than
sufficient to allow patients to consult
their health care providers and obtain
prescriptions for therapeutic
alternatives in an orderly fashion.
In proposing a December 31, 2009,
effective date, we expect that 2009
would be a transition year characterized
by declining production of the CFC
MDIs that are the subject of this rule. If
a December 31, 2009 effective date is
established by this rulemaking, we
anticipate that other administrative
actions taken by EPA and FDA would
reflect the concept of 2009 being a
transition year.
The sale of remaining stocks of CFC
MDIs by manufacturers, wholesalers,
and retailers was a consideration in
setting the effective date of the albuterol
rule (70 FR 17168 and 17179). We
believe that this consideration also is
appropriate for this rulemaking. In
evaluating the period of time that is
needed to sell remaining stocks of the
CFC MDIs that are the subject of this
rulemaking, a factor that must be
considered is the expiration dating for
the relevant products. One product has
an expiration date set at 18 months after
manufacture, five products have dates
set at 24 months, and three products’
expiration dates are 30 months or more
after production.12 Prescription drug
products, particularly those for chronic
diseases such as asthma and COPD, are
generally dispensed well before the
expiration date, allowing the patients a
significant amount of time to use the
drugs before they reach their expiration
dates. Therefore, we believe that all of
the products with 18-month and 24month expiration dates manufactured
prior to publication of a final rule based
on this proposal will have passed their
expiration dates and been dispensed or
destroyed by December 31, 2009. We
12 Nine different products, including two sizes of
COMBIVENT and two flavors (plain and menthol)
of AEROBID, are produced under the seven
essential uses that are the subject of this rule.
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invite comments on the relationship
between expiration dates and the
distribution and dispensing of the
products that are the subject of the
rulemaking.
IV. 2005 PADAC Meeting
As required by § 2.125(g)(2), we
consulted an advisory committee before
drafting this proposed rule. We
consulted with FDA’s Pulmonary and
Allergy Drugs Advisory Committee
(PADAC) at their July 14, 2005, meeting
(2005 meeting) on the essential-use
status of MDIs containing flunisolide,
triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in
combination, cromolyn, and
nedocromil. The opinions expressed by
the PADAC members about each of
these essential uses will be discussed
below.13
This PADAC meeting should not be
confused with the open public meeting
that we will be holding in the near
future on the essential-use status of
these MDIs. We will publish a notice for
the public meeting in the Federal
Register shortly.
V. Drugs We Are Proposing as
Nonessential
A. Flunisolide and Triamcinolone
We are proposing to remove the
essential-use designations for MDIs
containing flunisolide (AEROBID) and
triamcinolone (AZMACORT). AEROBID
and AZMACORT are orally inhaled
corticosteroids. AZMACORT is the only
currently marketed drug product that
provides orally inhaled triamcinolone.
AEROBID and AZMACORT are the only
two orally inhaled corticosteroids
marketed that contain ODSs. Both drugs
are indicated for the maintenance
treatment and prophylaxis of asthma in
patients as young as 6 and both are
prescription drugs. Flunisolide and
triamcinolone, as well as other
corticosteroids, are not indicated for
relief of acute bronchospasm.
Inflammation is an important
component in the development of
asthma. The anti-inflammatory actions
of corticosteroids contribute to their
efficacy in asthma. Though effective for
the treatment of asthma, corticosteroids
do not appreciably affect asthma
symptoms immediately. Individual
patients experience a variable time to
onset and degree of symptom relief.
Maximum benefit may not be achieved
for 1 to 2 weeks or longer after starting
treatment. AEROBID was approved on
13 A transcript of the meeting and other meeting
material is available on the Web at https://
www.fda.gov/ohrms/dockets/ac/
cder05.html#PulmonaryAllergy.
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32035
April 23, 1982, and AZMACORT was
approved on August 17, 1984. Their use
was considered essential under the 1978
rule, which stated that ‘‘[m]etered-dose
steroid human drugs for oral inhalation’’
were essential. Flunisolide and
triamcinolone were designated as
essential as different active moieties in
the 2002 rule. In addition to the ODScontaining AEROBID, AEROSPAN, a
flunisolide HFA MDI, was approved
January 27, 2006, but has not yet been
introduced onto the market.
We have tentatively concluded that
the following orally inhaled
corticosteroid drug products, which do
not contain ODSs, collectively provide
adequate therapeutic alternatives to
AEROBID and AZMACORT:
• Beclomethasone dipropionate MDI
(QVAR),
• Budesonide DPI (PULMICORT
TURBUHALER),
• Fluticasone propionate MDI
(FLOVENT HFA), and
• Mometasone furoate DPI
(ASMANEX TWISTHALER).
All of these drugs are indicated for the
maintenance treatment and prophylaxis
of asthma. All of the therapeutic
alternatives have adequate safety
profiles similar to those of AEROBID
and AZMACORT. Our tentative
conclusion that these four drugs
collectively provide adequate
therapeutic alternatives does not mean
that each can be freely substituted for
AEROBID and AZMACORT, or freely
substituted one for another. Rather, we
believe that at least one of those drugs
should be an adequate therapeutic
alternative for every patient currently
using AEROBID or AZMACORT. There
are significant differences among these
drugs, for example FLOVENT HFA and
ASMANEX TWISTHALER are both
indicated for patients 12 and older,
compared to AEROBID and
AZMACORT, which are indicated for
patients 6 and older. However, QVAR
and PULMICORT TURBUHALER are
indicated for patients as young as 5 and
6, respectively. With these two drugs,
younger pediatric patients who used
AEROBID and AZMACORT should be
more than adequately served. There are
other notable differences: ASMANEX
TWISTHALER contains lactose; there is
clinical data on the use of inhaled
budesonide by pregnant women in
labeling for PULMICORT
TURBUHALER; QVAR and FLOVENT
HFA are MDIs; ASMANEX
TWISTHALER and PULMICORT
TURBUHALER are different types of
DPIs. All of these elements, and more,
may factor into a decision on which
drug product to substitute for AEROBID
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and AZMACORT for any individual
patient.
A therapeutic alternative to AEROBID
and AZMACORT, primarily for patients
who are using both salmeterol and
either AEROBID or AZMACORT, is the
ADVAIR DPI which contains fluticasone
propionate and another asthma drug
salmeterol, in combination, which is
available in various strengths. .
FDA has recently approved
SYMBICORT, an HFA MDI combining
budesonide and formoterol, a longacting beta-agonist. This drug product is
expected to enter the U.S. market in
mid-2007 and would be a logical first
option for patients using both
formoterol (FORADIL) and either
AEROBID or AZMACORT. However, the
lack of postmarketing data and the
unavailability of information on future
production capacity and supplies for
SYMBICORT means that we cannot
consider at this time the expected
availability of SYMBICORT as grounds
for eliminating the essential use of
flunisolide under § 2.125(g)(2). The
expected availability of SYMBICORT
was not considered a material issue in
our tentative determination that
flunisolide MDIs are not an essential use
of ODSs: there are more than a sufficient
number of therapeutic alternatives to
AEROBID and AZMACORT without
considering SYMBICORT.
We realize that inhaled
corticosteroids are widely considered
the drugs of choice, used in conjunction
with other drugs, for treatment of severe
persistent, moderate persistent, and
mild persistent asthma in adults and
children (Ref. 1, app. A–1).14 However
certain health care providers and
patients, particularly in cases of mild
persistent asthma, may decide to switch
from AEROBID and AZMACORT to
drugs other than inhaled corticosteroids.
If these other drugs do not release ODSs,
such as leukotriene modifiers and
theophylline, then they also provide
alternative therapies.
The recently approved AEROSPAN
(flunisolide HFA MDI) may also be a
therapeutic alternative to AEROBID and
AZMACORT. However, as previously
noted with SYMBICORT, the lack of
postmarketing data and the
unavailability of information on future
production capacity and supplies for
AEROSPAN mean that we cannot
consider at this time the availability of
AEROSPAN as grounds for eliminating
the essential use of flunisolide under
14 References to outside publications or any other
statements of fact or opinion in this document
concerning a drug product are not intended to be
equivalent to statements in labeling approved under
section 505 of the act (21 U.S.C. 355) and part 314
of our regulations (21 CFR part 314).
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§ 2.125(g)(3). The availability of
AEROSPAN was not considered a
material issue in our tentative
determination that flunisolide MDIs are
not an essential use of ODSs: there are
more than a sufficient number of
therapeutic alternatives to AEROBID
and AZMACORT without considering
AEROSPAN. However, we do solicit
comments on postmarketing data for
AEROSPAN and its suitability as an
alternative to AEROBID and
AZMACORT.
PADAC members expressed the
opinion, without dissent, that
flunisolide and triamcinolone were no
longer essential uses of ODSs.
We have tentatively come to the
following conclusion:
• The pharmaceutical industry has
had success in formulating other orally
inhaled corticosteroids without ODSs.
In particular, the AEROSPAN
flunisolide HFA MDI was approved by
FDA. We have no evidence to suggest
that the ODS containing triamcionolone
or flunisolide oral inhalation drug
products pose unique technical
challenges to formulation without
ODSs. Therefore, we tentatively
conclude that no substantial technical
barriers exist to formulating
triamcinolone or flunisolide oral
inhalation drug products without ODSs.
• Flunisolide and triamcinolone
MDIs do not provide an otherwise
unavailable important public health
benefit because of the available
therapeutic alternatives.
• The release of ODSs into the
atmosphere from flunisolide and
triamcinolone MDIs is cumulatively
significant and is not warranted because
they do not provide an otherwise
unavailable important public health
benefit.
We, therefore, tentatively conclude
that oral pressurized MDIs containing
flunisolide and triamcinolone are no
longer essential uses of ODSs and
should be removed from the list of
essential uses in § 2.125(e).
B. Metaproterenol and Pirbuterol
We are proposing to remove the
essential-use designations for MDIs
containing metaproterenol (ALUPENT
MDI) and pirbuterol (MAXAIR).
Metaproterenol and pirbuterol are shortacting beta2-adrenergic agonists used in
the treatment of bronchospasm
associated with asthma and COPD. They
act as bronchodilators. Pirbuterol is only
available in a CFC MDI, while
metaproterenol is also available as a
syrup, as tablets, and as an inhalation
solution for use in nebulizers. This
rulemaking will not affect any dosage
form of metaproterenol other than the
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ALUPENT MDI which contains CFCs.
ALUPENT MDI and MAXAIR are the
only beta2-adrenergic agonist MDIs
currently marketed containing CFCs
(other than albuterol, whose essential
use status will end December 31, 2008).
ALUPENT MDI and MAXAIR are
prescription drugs. Their use was
considered essential under the 1978
rule, which stated that ‘‘[m]etered-dose
adrenergic bronchodilator human drugs
for oral inhalation’’ were essential.
Metaproterenol and pirbuterol were
designated as essential as different
active moieties in the 2002 rule.
ALUPENT MDI was approved on July
31, 1973, and MAXAIR was approved
on November 30, 1992.
We have tentatively concluded that
the following beta2-adrenergic agonist
MDIs, which use HFA-134a (1,1,1,2,
tetrafluoroethane) as a propellant
instead of ODSs, collectively provide
adequate therapeutic alternatives to
ALUPENT MDI and MAXAIR:
• Albuterol sulfate MDI (PROAIR
HFA),
• Albuterol sulfate MDI (PROVENTIL
HFA),
• Albuterol sulfate MDI (VENTOLIN
HFA),
• Levalbuterol tartrate MDI
(XOPONEX HFA).
ALUPENT MDI, MAXAIR, and the
therapeutic alternatives are all very
similar drugs. They are all indicated for
the relief of bronchospasms associated
with asthma and COPD (although the
labeled indications may be worded
differently), have very similar safety
profiles,15 and have similar dosing
regimens. When we say that these 4
drugs collectively provide adequate
therapeutic alternatives, we are not
saying that each can be freely
substituted for ALUPENT MDI and
MAXAIR, or freely substituted one for
another. Rather, we are saying that one
of those drugs should be an adequate
therapeutic alternative for every patient
currently using ALUPENT MDI or
MAXAIR. ALUPENT MDI and MAXAIR
are indicated for children as young as
12, while the therapeutic alternatives
are indicated for children as young as 4.
The albuterol sulfate products are
indicated for prevention of exerciseinduced asthma, while ALUPENT MDI,
MAXAIR, and Xopenex are not.
MAXAIR includes one product form
that incorporates an ‘‘autohaler’’ device.
This mechanism senses patient effort
and delivers the dose in relationship to
inhalation by the patient. While this
15 Metaproterenol, because it is less selective than
pirputerol, albuterol, levalbuterol, and some other
beta2-agonists, may present greater potential for
excessive cardiac stimulation (Ref. 2, p. 64; Ref. 1,
Appendix A–2).
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mechanism is believed to lessen issues
with coordinating inhalation to
actuation, there are no data to
adequately document that this feature
leads to improvements in therapy.
However, the use of spacer devices with
other alternative products may provide
options for individuals who have
difficulties in coordinating inhalation
with MDI operation, allowing them to
more satisfactorily use MDIs that do not
have a breath-actuated mechanism.
PADAC members gave their opinion,
without dissent, that metaproterenol
and pirbuterol were no longer essential
uses of ODSs.
We have tentatively come to the
following conclusions:
• The pharmaceutical industry has
had success in formulating other orally
inhaled beta2-adrenergic
bronchodilators without ODSs. We have
no evidence to suggest that the ODS
containing metaproterenol or pirbuterol
oral inhalation drug products pose
unique technical challenges to
formulation without ODSs Therefore,
we tentatively conclude that no
substantial technical barriers exist to
formulating metaproterenol and
pirbuterol oral inhalation drug products
without ODSs.
• Metaproterenol and pirbuterol MDIs
do not provide an otherwise unavailable
important public health benefit because
of the available therapeutic alternatives.
• The release of ODSs into the
atmosphere from metaproterenol and
pirbuterol MDIs is cumulatively
significant and is not warranted because
they do not provide an otherwise
unavailable important public health
benefit.
We, therefore, tentatively conclude
that oral pressurized MDIs containing
metaproterenol and pirbuterol are no
longer essential uses of ODSs and
should be removed from the list of
essential uses in § 2.125(e).
C. Cromolyn and Nedocromil
Cromolyn sodium and nedocromil
sodium are members of the class of
drugs called ‘‘cromones.’’ Although it is
not entirely clear how cromones exert
their clinical effect, cromones are
thought to inhibit antigen-induced
bronchospasm as well as the release of
histamine and other autacoids from
sensitized mast cells. Cromolyn is also
available for use in treating asthma as an
inhalation solution for use in a
nebulizer. Both cromolyn and
nedocromil are also used in ophthalmic
products, and cromolyn is available for
oral administration for an enteric
indication. None of these formulations
would be affected by this proposed
action.
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The only cromolyn MDI (INTAL MDI)
was approved for marketing on
December 5, 1985. The essential-use
designation for ‘‘[m]etered-dose
cromolyn sodium human drugs
administered by oral inhalation’’ was
added to § 2.125(e) on February 6, 1986
(51 FR 5190).
The only nedocromil MDI (TILADE)
was approved for marketing December
30, 1992. The essential-use designation
for ‘‘[m]etered-dose nedocromil sodium
human drugs administered by oral
inhalation’’ was added to § 2.125(e) on
January 26, 1993 (58 FR 6086).
No other cromone drug is marketed in
an MDI or other dosage form.
Both INTAL MDI and TILADE are
indicated for the management of asthma
in patients as young as 5 and 6,
respectively. Both are prescription
drugs. Neither drug is indicated for the
relief of acute bronchospasm.
We have tentatively concluded that
the following orally inhaled
corticosteroid drug products, which do
not contain ODSs, collectively provide
adequate therapeutic alternatives to
INTAL MDI and TILADE:
• Beclomethasone dipropionate MDI
(QVAR),
• Budesonide DPI (PULMICORT
TURBUHALER),
• Fluticasone propionate MDI
(FLOVENT HFA), and
• Mometasone furoate DPI
(ASMANEX TWISTHALER).
Inhaled corticosteroids are generally
considered the preferred treatment for
mild but persistent asthma, while
cromolyn and nedocromil are
considered to be alternative, or
secondary, treatments (Ref. 1, appendix
A–1, and p. 23). Cromolyn and
nedocromil are generally regarded as
having an excellent safety profile, but
their clinical usefulness has been
questioned, particularly when compared
to inhaled corticosteroids (Ref. 1., p. 23;
Ref. 2;). The clinical evidence of better
effectiveness outweighs any minor
concerns we may have about the slight
differences that may exist between the
safety profiles of the cromones
(cromolyn and nedocromil) and the
inhaled corticosteroids. QVAR, and
PULMICORT TURBUHALER, as
discussed in part V.A of this document,
provide more than adequate therapeutic
alternatives for younger pediatric
patients. While low-dose inhaled
corticosteroids are generally considered
the drugs of choice for mild but
persistent asthma in adults and
children, health care providers and
patients, particularly in cases of patients
who do not tolerate corticosteroids, may
decide to switch from INTAL MDI and
TILADE to drugs other than inhaled
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corticosteroids. Also, there are noninhaled asthma medications, such as
leukotriene modifiers and theophylline,
which also provide alternative
therapies. Leukotriene modifiers and
theophylline (as well as cromolyn and
nedocromil) have been suggested as
alternative medications for moderate but
persistent asthma in children older than
5 and in adults (Ref. 1, app. A–1)
Although we believe that patients
using INTAL MDIs and TILADE will be
adequately served by the inhaled
corticosteroids and other therapeutic
alternatives described previously,
another therapeutic alternative may be
the use of cromolyn inhalation solution
in a portable nebulizer. We bring up this
issue here because of the absence of
MDIs and DPIs containing a cromone,
and the availability of cromolyn in an
inhalation solution. In the past we have
downplayed, but never categorically
rejected, the suitability of portable
nebulizers as therapeutic alternatives to
ODS-containing MDIs (see the 1999
Proposed Rule at 47226, and the 2002
Final Rule at 48377). We invite
comment on the suitability of portable
nebulizers as therapeutic alternatives to
INTAL MDIs and TILADE, and whether
use of a portable nebulizer would be
necessary to serve all patients who are
currently using INTAL MDIs and
TILADE.
PADAC members were closely
divided at the 2005 meeting on whether
cromolyn is essential. Several members
questioned the drug’s effectiveness with
some concluding that the drug was no
longer essential, while others felt that
the drug was preferable for treating
some ‘‘niche’’ patient populations, even
though inhaled corticosteroids were
more generally effective. The two niche
patient populations identified were
patients who could not tolerate beta2adrenergic agonists who experience
exercised-induced bronchospasm, and
patients who need prophylaxis for a
specific allergy-induced bronchospasm,
such as might happen when an allergic
patient visits a house with a cat in it.
One member said that for the small
group of patients that have no other
alternative than to use cromolyn,
nebulizers, while somewhat
inconvenient, may provide a therapeutic
alternative for situations involving
planned and known exposures to
allergens. Another member disagreed
with this opinion, responding that
nebulizers are too inconvenient to
provide a therapeutic alternative to
MDIs.
A consensus quickly developed
among the PADAC members at the 2005
meeting that nedocromil was not
essential. One member questioned
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whether TILADE was still on the market
and another stated that he had assumed
it was off the market. One member said
that his view on nedocromil, which he
viewed as very comparable to cromolyn
(a view well supported by available
literature), was influenced by the
supposition that a cromolyn product
would still be on the market.
The issue of exercise-induced
bronchospasm in determining the
essential-use status of cromolyn and
nedocromil is a difficult subject to
address. Beta2-adrenergic agonists are
generally regarded as the treatment of
choice for prophylaxis of exercise
induced bronchospasm (Ref. 3, p. 100).
The labeling for PROVENTIL HFA,
VENTOLIN HFA, PROAIR HFA,
formoterol fumarate inhalation powder
(FORADIL), and SEREVENT DISKUS
includes indications for exercise
induced bronchospasm. As stated at the
2005 PADAC meeting, the primary issue
then becomes one of prophylaxis of
exercise induced bronchospasm in
patients who do not tolerate beta2adrenergic agonists. The size of this
patient population is not well
documented. Studies of albuterol in
HFA MDIs show rates of adverse events
that are not significantly different from
the rates with a placebo, indicating that
this is a very well-tolerated drug.16 If a
patient population that cannot tolerate
beta2-adrenergic agonists exists, it
would seem to be very small. However,
there appear to be therapeutic
alternatives for INTAL MDIs and
TILADE for this population. Long-term
control therapy using corticosteroids
may provide an appropriate therapeutic
alternative for prophylaxis of exercise
induced bronchospasm. Long-term
control therapy, including
corticosteroids and montelukasts
(SINGULAIR), may decrease the
bronchial hyperresponsiveness and
therefore significantly lessen the need
for immediate prophylaxis of exercise
induced bronchospasm with a shorteracting drug, such as cromolyn,
nedocromil, or albuterol. (Ref. 3, p. 100;
Ref. 4; Ref. 5; Ref. 6). Portable nebulizers
using cromolyn may provide an
attractive therapeutic alternative for this
patient population as well. A nebulizer
too large to carry in a pocket or purse
might be easily carried in a gym bag.
16 Other
beta2-adrenergic bronchodilators,
particularly older, less selective beta2-adrenergic
bronchodilators, may not be as well tolerated.
Salmeterol has specific safety concerns (see the
boxed warning on the approved labeling of Serevent
Diskus). However, albuterol is the most widely used
beta2-adrenergic bronchodilator, and it is indicated
for prophylaxis of exercise induced bronchospasm,
so we feel comfortable in focusing our discussion
on this single member of the class.
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Larger nebulizers using cromolyn may
also provide an acceptable therapeutic
alternative for prophylaxis of exercise
induced bronchospasm, because
exercise can be scheduled so that access
to a nebulizer is available before the
exercise.
The issue of INTAL MDI and TILADE
patients who needed prophylaxis for a
specific allergy-induced bronchospasm,
such as might occur when an allergic
patient visits a house with a cat in it, is
less well defined than the prophylaxis
of exercise induced bronchospasm. We
believe that our discussion of
alternatives to INTAL MDIs and TILADE
in regard to exercise induced
bronchospasm would be equally
relevant to this issue.
We agree with the PADAC member
that cromolyn and nedocromil are very
comparable drugs (see Ref. 7 (cromolyn
and nedocromil administered by MDI
provide similar protection against
exercise induced bronchospasm in
children)). We request comment as to
whether there is a medically sound
rationale for treating them differently. It
would seemingly make little sense to
remove the essential use of one and
retain the other without such a
rationale. There would be no net
decrease in the amount of ODSs
released into the atmosphere if everyone
currently using INTAL MDI switched to
TILADE, or vice versa. Therefore, our
analysis has treated the two drugs
together.
We have tentatively come to the
following conclusion:
• The pharmaceutical industry has
had success in formulating other orally
inhaled drugs with similar physical
properties to cromolyn and nedocromil
without ODSs, including the
development of cromolyn and
nedocromil HFA MDIs overseas. We
have no evidence to suggest that the
ODS containing cromolyn or
nedocromil oral inhalation drug
products pose unique technical
challenges to formulation without
ODSs. Therefore, we tentatively
conclude that no substantial technical
barriers exist to formulating cromolyn
and nedocromil oral inhalation drug
products without ODSs.
• Cromolyn and nedocromil MDIs do
not provide an otherwise unavailable
important public health benefit because
of the available therapeutic alternatives.
However, given the issues raised during
the discussion at the PADAC meeting,
we request comment on our tentative
conclusion.
• The release of ODSs into the
atmosphere from cromolyn and
nedocromil MDIs is cumulatively
significant and is not warranted,
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because they do not provide an
otherwise unavailable important public
health benefit.
We, therefore, tentatively conclude
that oral pressurized MDIs containing
cromolyn sodium and nedocromil
sodium are no longer essential uses of
ODSs and should be removed from the
list of essential uses in § 2.125(e).
D. Albuterol and Ipratropium in
Combination
We are proposing to remove the
essential-use designations for MDIs
containing albuterol sulfate and
ipratropium bromide in combination
(COMBIVENT).17 COMBIVENT is a
prescription drug. Albuterol is a beta2adrenergic bronchodilator and
ipratropium is an anticholinergic
bronchodilator. Both are used in the
treatment of bronchospasm associated
with COPD. Albuterol is somewhat
faster acting than ipratropium, while
ipratropium is somewhat longer acting
than albuterol. The primary advantage
of using the two drugs in combination
is that, by using two distinctly different
mechanisms of action, the two drugs in
combination should produce greater
bronchodilator effect than using either
drug alone. The essential use for MDIs
containing albuterol sulfate and
ipratropium bromide in combination
was added to § 2.125(e) in the Federal
Register of April 9, 1996 (61 FR 15700).
Albuterol and ipratropium, in
combination, are also sold as an
inhalation solution (DUONEB) for use in
a nebulizer. Nebulizers do not use CFCs.
This current rulemaking will not affect
the regulatory status of DUONEB.
We have tentatively determined that
an ipratropium bromide MDI
(ATROVENT HFA) used with an
albuterol sulfate HFA MDI (PROAIR
HFA, PROVENTIL HFA, OR VENTOLIN
HFA) will provide an acceptable
therapeutic alternative to COMBIVENT.
Using the two MDIs together will
deliver the same dose of ipratropium (18
mcg per inhalation) and essentially the
same dose of albuterol (108 mcg versus
103 mcg per inhalation). While the
acceptability as a therapeutic alternative
of the same two drugs delivered by two
separate MDIs rather than by one may
seem obvious, this opinion is not
universally shared. A Boehringer
17 We have received a citizen petition from
Boehringer Ingelheim Pharmaceuticals, Inc. (BI)
(Docket No. 2006P-0428/CP1). The petition asks us
to refrain from taking any action to remove the
essential-use designation for COMBIVENT. We have
not had adequate time to evaluate this lengthy
petition and its 52 references. We will treat the
petition as a comment on this proposal. The
contents of this petition do not need to be
resubmitted, but BI is free to submit any additional
information or analysis they feel is relevant.
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Ingelheim Pharmaceuticals, Inc. (BI),
employee commented at the 2005
PADAC meeting that having patients
use albuterol and ipratropium in a
single combination MDI resulted in
higher patient compliance with the
prescribed regimen of medication than
having the patient use two separate
MDIs. Several PADAC members agreed
with BI that higher compliance rates
among patients was a significant factor
that justified continuing the essentialuse status of albuterol and ipratropium
in combination. Other PADAC members
stated that combining the two drugs was
more of a convenience than an
essentiality. One member noted that the
hospital at which he practiced did not
have COMBIVENT on its formulary, and
albuterol and ipratropium are
prescribed in separate MDIs. He
concluded that providing the two drugs
together in a combination MDI was not
essential. One PADAC member pointed
out that the increasing popularity of the
tiotropium bromide DPI (SPIRIVA
HANDIHALER) would decrease demand
for COMBIVENT, because ipratropium
cannot be used in conjunction with
tiotropium. One PADAC member stated
that the combination should remain
essential for the time being because of
the unnecessary anxiety that removing
COMBIVENT from the market could
cause. Opinion on whether the
combination should retain its essentialuse status was evenly divided.
We are aware of one health economics
survey suggesting that a single inhaler
containing both albuterol and
ipratropium might increase compliance
and decrease risk of emergency
department visits and mean length of
hospital stays compared to the effects
achieved with separate inhalers for
these two moieties (Ref. 8). However, we
have not fully evaluated this survey. A
patient’s failure to use albuterol and
ipratropium as prescribed would be
expected to lead to increased symptoms,
but it would not affect the permanent
underlying state of the patient’s lungs
(Ref. 9). When the patient resumes using
albuterol and ipratropium as prescribed
(which he or she would have a major
incentive to do), the symptoms should
be relieved, with no significant changes
in the patient’s health compared to the
period before the patient stopped using
the MDIs as prescribed. We welcome
any reports of studies on these subjects.
We request comment on whether
increased compliance and increased
quality of life would be compelling
reasons for continuing the essential-use
designation for albuterol and
ipratropium in combination. We do not
currently have sufficient information to
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say that continuing the essential use
will significantly increase patient
quality of life to support a claim of
important public health benefit.
Continuing the essential-use status of
albuterol and ipratropium in
combination is no longer supported by
one of the rationales that BI proposed in
their citizen petition requesting that
MDIs containing albuterol sulfate and
ipratropium bromide in combination be
listed as essential in § 2.125(e). BI said
that use of the COMBIVENT MDI could
reduce the release of CFCs into the
atmosphere, because patients would be
using one CFC MDI for both albuterol
and ipratropium, instead of two separate
CFC MDIs (neither albuterol nor
ipratropium was available in a non-ODS
MDI at the time) (Citizen Petition, dated
October 19, 1992, Docket No. 1992P–
0403/CP1 (formerly 92P–0403)). We
adopted this rationale in our rulemaking
to add the essential use to § 2.125(e) (60
FR 53725, October 17, 1995; 61 FR
15699, April 9, 1996). Now, however,
with ATROVENT HFA and albuterol
sulfate HFA MDIs on the market, this
rationale is no longer valid.
We have tentatively come to the
following conclusion:
• Although a BI employee said at the
2005 PADAC meeting that there were
substantial technical barriers to
formulating albuterol and ipratropium
in combination without ODSs, we have
not been supplied with any information
to support this conclusion and we
cannot make an initial determination on
whether substantial technical barriers
exist.
• Albuterol and ipratropium in
combination CFC MDIs do not provide
an otherwise unavailable important
public health benefit. However, given
the issues raised during the discussion
at the PADAC meeting, we request
comment on our tentative conclusion.
• The release of ODSs into the
atmosphere from albuterol and
ipratropium in combination MDIs is
cumulatively significant and is not
warranted, because they do not provide
an otherwise unavailable important
public health benefit.
We, therefore, tentatively conclude
that metered-dose ipratropium bromide
and albuterol sulfate, in combination,
administered by oral inhalation for
human use is no longer an essential use
of ODSs and should be removed from
the list of essential uses in § 2.125(e).
We would be able to reach this
conclusion without reaching a
conclusion about whether substantial
technical barriers exist to formulating an
ipratropium bromide and albuterol
sulfate combination without ODSs
because a CFC ODS product must meet
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32039
all three criteria to remain designated as
an essential use (see § 2.125(g)(2)).
VI. Environmental Impact
We have carefully considered the
potential environmental effects of this
action. We have tentatively concluded
that the action will not have a
significant adverse impact on the
human environment, and that an
environmental impact statement is not
required. Our initial finding of no
significant impact and the evidence
supporting that finding, contained in a
draft environmental assessment, may be
seen in the Division of Dockets
Management (see ADDRESSES) between 9
a.m. and 4 p.m., Monday through
Friday. We invite comments on the draft
environmental assessment. Comments
on the draft environmental assessment
may be submitted in the same way as
comments on this document (see
DATES).
VII. Analysis of Impacts
A. Introduction
FDA has examined the impacts of the
proposed rule under Executive Order
12866, the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act of 1995 (Public
Law 104–4). Executive Order 12866
directs agencies to assess all costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). The agency
believes that this proposed rule is a
significant regulatory action as defined
by the Executive Order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. The agency does not believe
that this proposed rule would have a
significant economic impact on a
substantial number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $118
million, using the most current (2004)
Implicit Price Deflator for the Gross
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alternatives to the MDIs they currently
use.
Net spending by consumers and thirdparty payers, including Federal and
State Governments, will increase as
patients switch to more expensive
therapeutic alternatives; the potential
for spending reductions by users of
AZMACORT, ALUPENT, MAXAIR,
INTAL, and TILADE is not enough to
offset expected increases in spending by
users of AEROBID and COMBIVENT.
These spending increases, however,
overstate social costs because, to some
extent, they represent resources
transferred from drug buyers
(consumers and third-party payers) to
drug sellers (drug manufacturers,
wholesalers, pharmacies). We estimate
that, when it occurs, the introduction of
generic albuterol HFA MDIs to the
market will eliminate price and
spending increases resulting from this
proposed rule. The benefits of this rule
include the value of improvements in
the environment and public health that
may result from reduced emissions of
ODSs (for example, the reduced future
incidence of skin cancers and cataracts).
The benefits also include improved
expected returns on investments in
environmentally friendly technologies
Domestic Product. FDA does not expect
this proposed rule to result in any 1year expenditure that would meet or
exceed this amount.
The Congressional Review Act
requires that regulations that have been
identified as being major must be
submitted to Congress before taking
effect. This rule is major under the
Congressional Review Act.
Limitations in the available data
prevent us from estimating
quantitatively the anticipated costs and
benefits to society, so we focus instead
on proxy measures. The costs of this
proposed rule include the benefits lost
by consumers who would have bought
MDIs at current prices, but would not
buy them at higher prices. Consumers of
flunisolide MDIs (AEROBID) and MDIs
delivering albuterol and ipratropium in
combination (COMBIVENT) will face
higher prices because available
substitutes cost more. In contrast, users
of triamcinilone MDIs (AZMACORT),
metaproterenol MDIs (ALUPENT),
pirbuterol MDIs (MAXAIR), cromolyn
sodium MDIs (INTAL), and nedocromil
sodium MDIs (TILADE) will be able to
switch to less expensive alternatives.
Consumers of these products may
benefit as they are made aware of less
expensive, therapeutically adequate
and greater international cooperation
and goodwill to comply with the
Montreal Protocol.
Estimated spending increases
(summarized in tables 1 and 2 of this
document) cannot be attributed solely to
this rule. These increases result from
COMBIVENT users switching to
ATROVENT HFA and albuterol HFA
MDIs. The increased spending from this
switch, in turn, is driven by the switch
from inexpensive generic albuterol CFC
MDIs to more expensive albuterol HFA
MDIs, which was mandated in earlier
rulemaking (70 FR 17168). These
estimated spending increases may also
be attributed to the withdrawal of
albuterol CFC MDIs (including all of the
less-expensive generic albuterol MDIs)
from the market (see 70 FR 17168). The
rightmost column in table 1 of this
document shows estimates of the
amount of increased spending
attributable to this proposed rule if
COMBIVENT prices were to increase
dramatically, as discussed in section
VII.C.6 of this document, even in the
absence of this proposed rule. These
remaining costs would be attributable to
this proposed rule until a mandatory
phase-out of all CFCs under the
Montreal Protocol.
TABLE 1.—SUMMARY OF ANNUAL QUANTIFIABLE EFFECTS OF THE PROPOSED RULE
440 million
Increased MDI Expenditures, in 2005 dollars
Possible Reduction in
Days of Therapy Used
(millions)
Reduced CFC Emissions from Phase-out
(tonnes)
Increased MDI Expenditures Attributable to this Proposed Rule Without
Increase in Expenditures by
COMBIVENT Users
$200–$400 million
Patient Days of Therapy
Affected
0.7–11
310–365
-$70 to $70 million
TABLE 2.—SUMMARY OF INCREASES IN IMPACTS RELATIVE TO HFA PATENT EXPIRATION
Date of HFA Patent Expiration
Possible Decreases in Use of Asthma and
COPD Therapy (million days of therapy)
Discount Rate
Increases in Expenditures on CFC-based
MDIS, Present Value in 2006 (billions)
.68–11
3%
$.19–$.38
7%
$.17–$.35
3%
$1.3–$2.7
7%
$1.1–$2.2
2010
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5.4–88
The decreased use of MDIs may
adversely affect some patients, but we
currently lack data that would allow us
to characterize such effects
quantitatively. We also are unable to
estimate quantitatively the reductions in
skin cancers, cataracts, and
environmental harm that may result
from the reduction in CFC emissions by
310 to 365 tonnes during these years.
Although we cannot estimate
quantitatively the public health effects
of the phase-out, based on a qualitative
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assessment, the agency concludes that
the benefits of this regulation justify its
costs.
We state the need for the regulation
and its objective in section VII.B of this
document. Section VII.C of this
document provides background on CFC
depletion of stratospheric ozone, the
Montreal Protocol, the albuterol MDI
market, and the health conditions that
albuterol is used to treat. We analyze the
benefits and costs of the rule, including
effects on government outlays, in
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section VII.D of this document. We
assess alternative dates in section VII.E
of this document, and discuss
sensitivity analysis in section VII.F of
this document. We present an analysis
of the effects on small business in a
regulatory flexibility analysis in section
VII.G of this document. We discuss our
conclusions in section VII.H of this
document.
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radiation when it is in the stratosphere.
Excessive exposure to solar radiation is
associated with adverse health effects
such as skin cancer and cataracts, as
well as adverse environmental effects.
Emissions of CFCs and other ODSs
reduce stratospheric ozone
concentrations through a catalytic
reaction, thereby allowing more solar
radiation to reach the Earth’s surface.
Because of this effect and its
consequences, environmental scientists
from the United States and other
countries advocate ending all uses of
these chemicals.
and 2165 if the Montreal Protocol were
fully implemented. EPA estimates the
value of these and related benefits to
equal $4.3 trillion in present value
when discounted at 2 percent over the
period of 175 years. This amount is
equivalent to about $6 trillion after
adjusting for inflation between 1990 and
2004. This estimate includes all benefits
of total global ODS emission reductions
expected from the Montreal Protocol
and is based on reductions from a
baseline scenario in which ODS
emissions would continue to grow for
decades but for the Montreal Protocol.
4. Characteristics of COPD
The seven CFC MDI products that are
the subject of this proposed rule, and
COMBIVENT in particular, may be used
to treat COPD. While there is some
overlap between asthma patients and
COPD patients, COPD encompasses a
group of diseases characterized by
relatively fixed airway obstruction
associated with breathing-related
symptoms (for example, chronic
coughing, expectoration, and wheezing).
COPD is generally associated with
cigarette smoking and is extremely rare
in persons younger than 25.
According to the National Health
Interview Survey (NHIS), an estimated
10 million adults in the United Sates
carried the diagnosis of COPD in 2000
(table 1 of Ref. 12). The underlying
surveys depend on patient-reported
diagnoses and many affected
individuals have not been formally
diagnosed. Data from the National
Health and Nutrition Examination
Survey (table 3 of Ref. 12), which was
not based on patient self-reporting,
suggests that as many as 24 million
Americans may actually be affected by
the illness. The proportion of the U.S.
population with mild or moderate
COPD has declined over the last quarter
century, although the rate of COPD in
females increased relative to males
between 1980 and 2000. Among
smokers, the most effective intervention
in modifying the course of COPD is
smoking cessation. Symptoms such as
coughing, wheezing, and sputum
production are treated with medication.
C. Background
2. The Montreal Protocol
The international effort to craft a
coordinated response to the global
environmental problem of stratospheric
ozone depletion culminated in the
Montreal Protocol, an international
agreement to regulate and reduce
production of ODSs. The Montreal
Protocol is described in section I.B.2 of
this document. One hundred and
eighty-eight countries have now ratified
the Montreal Protocol, and the overall
usage of CFCs has been dramatically
reduced. In 1986, global consumption of
CFCs totaled about 1.1 million tonnes
annually, and by 2004, total annual
production had been reduced to 70,000
tonnes (Ref. 10). This decline amounts
to more than a 90-percent decrease in
production and is a key measure of the
success of the Montreal Protocol. Within
the United States, use of ODSs, and
CFCs in particular, has fallen sharply—
production and importation of CFCs is
less than 1 percent of 1989 production
and importation (Ref. 10).
A relevant aspect of the Montreal
Protocol is that production of CFCs in
any year by any country is generally
banned after the phase-out date unless
the Parties to the Montreal Protocol
agree to designate the use for which the
CFCs are produced as ‘‘essential’’ and
approve a quantity of new production
for that use.
Each year, each Party nominates the
amount of CFCs needed for each
essential use and provides the reason
why such use is essential. Agreement on
both the essentiality and the amount of
CFCs needed for each nominated use is
reached at the annual Meeting of the
Parties.
1. CFCs and Stratospheric Ozone
During the 1970s, scientists became
aware of a relationship between the
level of stratospheric ozone and
industrial use of CFCs. Ozone (O3),
which causes respiratory problems
when it occurs in elevated
concentrations near the ground, shields
the Earth from potentially harmful solar
3. Benefits of the Montreal Protocol
EPA has generated a series of
estimates of the environmental and
public health benefits of the Montreal
Protocol (Ref. 11). The benefits include
reductions of hundreds of millions of
nonfatal skin cancers, 6 million fewer
fatalities due to skin cancer, and 27.5
million cataracts avoided between 1990
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B. Need for Regulation and the
Objective of this Rule
This proposed regulation responds to
U.S. obligations under the Montreal
Protocol and the Clean Air Act. The
Montreal Protocol itself recognizes that
the regulation of ozone-depleting
substances is necessary because private
markets are very unlikely to preserve
levels of stratospheric ozone sufficient
to protect the public health. Individual
users of CFC MDIs have no significant
private incentive to switch to nonozone-depleting products because,
under current regulations, the
environmental and health costs of
ozone-depleting products are external to
end users. Moreover, should MDI users
voluntarily internalize these costs by
switching to alternative products, they
would not receive the benefits of their
actions. Each user would bear all of the
costs and virtually none of the benefits
of such a switch, as the environmental
and health benefits would tend to be
distributed globally and occur decades
in the future. Thus, the outcome of a
private market would likely be
continued use of CFC MDIs, even if the
social value of reducing emissions were
clearly much greater than the price
premium for non-ozone-depleting
therapies and the possible adverse
affects on some patients due to the
decreased use of MDIs.
The objective of this proposed rule is
to respond to the Clean Air Act and the
Montreal Protocol’s requirements that
the United States, and other nations,
reduce atmospheric emissions of ODSs,
specifically CFCs. CFCs and other ODSs
deplete the stratospheric ozone that
protects the Earth from ultraviolet solar
radiation. We are proposing to end the
essential-use designation for ODSs used
in MDIs containing triamcinilone,
metaproterenol, pibuterol, cromolyn
sodium, nedocromil sodium,
flunisolide, and albuterol and
ipratropium in combination, because we
tentatively conclude that adequate
therapeutic alternatives are available.
Removing this essential-use designation
will comply with obligations under the
Montreal Protocol and the Clean Air
Act, thereby reducing emissions that
deplete stratospheric ozone.
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5. Characteristics of Asthma
These seven CFC MDIs, with the
exception of COMBIVENT, may be used
to treat asthma, a chronic respiratory
disease characterized by episodes or
attacks of bronchospasm on top of
chronic airway inflammation. These
attacks can vary from mild to lifethreatening and involve shortness of
breath, wheezing, coughing, or a
combination of symptoms. Many
factors, including allergens, exercise,
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viral infections, and others, may trigger
an asthma attack.
According to the NHIS, approximately
21 million patients in the United States
reported they had asthma in 2004 (table
7 of Ref. 13). The prevalence of asthma
decreases with age, with the prevalence
being 84.7 per 1,000 children ages 0-17
(6.2 million children) compared to 63.9
per 1,000 among adults ages 18-44 (7.1
million), 69.4 per 1,000 among adults
ages 45-64 (4.9 million), and 70.2 per
1,000 among adults age 65 and over (2.4
million) (table 7 of Ref. 13).
The NHIS reported that, during 2004,
about 12 million patients reported
experiencing an asthma attack in the
course of the previous year (table 10 of
Ref. 13). According to the National
Ambulatory Medical Care Survey and
National Hospital Ambulatory Medical
Care Survey, in 2004 there were 14
million outpatient asthma visits to
physician offices and hospital clinics
and 1.8 million emergency room visits
(table 19 of Ref. 13). According to the
National Center for Health Statistics’
National Hospital Discharge Survey,
there were 497,000 hospital admissions
for asthma in 2004 (table 17 of Ref. 13)
and 4,099 mortalities in 2003 (table 1 of
Ref. 13). The direct medical cost of
asthma (hospital services, physician
care, and medications) was estimated as
$11.5 billion for 2004 (table 20 of Ref.
13).
While the prevalence of asthma has
been increasing in recent years, the
Centers for Disease Control and
Prevention (CDC) reports that the
patients reported experiencing an
asthma attack in the course of the
previous year has remained fairly
constant since 1997 (Ref. 14). NonHispanic Blacks, children under 17
years old, and females have higher
incidence rates than the general
population and also have higher attack
prevalence. The CDC notes that,
although increases have occurred in the
numbers and rates of physician office
visits, hospital outpatient visits, and
emergency room visits, these increases
are accounted for by the increase in
prevalence. CDC also reported declines
in hospitalization for asthma and
mortality. The declines may indicate
early successes by asthma intervention
programs that include access to
medications.
6. Current U.S. Market for CFC MDIs
In the 2005 calendar year, we estimate
that sales of these seven CFC MDIs
provided roughly 440 million days of
therapy, sufficient to treat roughly 1.2
million COPD and asthma patients for a
full year. We focus on days of therapy
as a common metric because these MDIs
vary in the number of inhalations
provided, and the number of inhalations
that the average user would use each
day. We calculate the number of days of
therapy provided by each MDI as equal
to the number of MDIs sold multiplied
by the number of inhalations contained
by the MDI, divided by the
recommended, or usual, daily
inhalations described in the MDI’s
physician labeling: [(Days of Therapy) =
(MDIs) x (Inhalations/MDI) ÷
(Inhalations/day)]. We calculate MDI
sales for each of the seven products
using data from IMS Health’s National
Sales Perspective (Ref. 15).
We calculate the average price per day
of therapy for a CFC MDI as the total
revenue derived from sales of that
product in 2005, as reported by IMS
Health’s National Sales Perspective,
divided by the number of days of
therapy for that product: [(Price/Day of
Therapy) = (Total Sales) ÷ (Total Days of
Therapy)]. We use the same method to
calculate the average price per day of
therapy for the nine non-ozonedepleting products we consider the
most medically appropriate alternatives
to these seven CFC MDIs. We then
estimate the price premium (or savings)
associated with alternatives as the
difference between price per day of the
CFC product and the price per day of its
most appropriate alternatives.
TABLE 3.—SUMMARY OF CFC MDIS, NON-ODS ALTERNATIVES, AND EXPECTED PRICE CHANGES PER DAY OF THERAPY
(REF. 15)
CFC MDI
Price Premium per Day of
Therapy
Non-ODS Alternatives
Maximum
Minimum
QVAR
PULMICORT TURBOHALER
FLOVENT HFA
ASMANEX TWISTHALER
$1.63
$0.27
AZMACORT
QVAR
PULMICORT TURBOHALER
FLOVENT HFA
ASMANEX TWISTHALER
$0.35
-$1.01
ALUPENT
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
$0.07
-$0.14
MAXAIR
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AEROBID
AEROBID–M
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
-$0.23
-$0.53
INTAL
QVAR
PULMICORT TURBOHALER
FLOVENT HFA
ASMANEX TWISTHALER
-$0.33
-$1.69
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TABLE 3.—SUMMARY OF CFC MDIS, NON-ODS ALTERNATIVES, AND EXPECTED PRICE CHANGES PER DAY OF THERAPY
(REF. 15)—Continued
CFC MDI
Price Premium per Day of
Therapy
Non-ODS Alternatives
Maximum
Minimum
TILADE
QVAR
PULMICORT TURBOHALER
FLOVENT HFA
ASMANEX TWISTHALER
-$2.34
-$5.12
COMBIVENT
ATROVENT HFA + one of the following:
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
$1.22
$0.92
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Source: IMS Health, IMS National Sales Perspective (TM), 2005, extracted March 2006.
Table 3 of this document shows each
of the CFC MDIs that would no longer
be marketed, the therapeutic
alternatives that users of these CFC
MDIs would be expected to purchase,
and the range of differences in price per
day of therapy. For example, an
AZMACORT user would be expected to
switch to QVAR, PULMICORT
TURBOHALER, FLOVENT HFA, or
ASMANEX TWISTHALER. The most
expensive of these alternatives would
cost roughly 35 cents more per day of
therapy, and the least would cost
roughly $1 less per day of therapy.
COMBIVENT users would be expected
to switch to both ATROVENT HFA and
one of four albuterol HFA MDIs
currently marketed. We make no
attempt to forecast future price changes,
but note that, during the past year,
changes in prices of CFC MDIs did not
differ systematically from the changes in
prices of the proposed alternatives.
We estimate that, on average, users of
these seven CFC MDIs will pay 20
percent to 50 percent more per day of
therapy. If all users switched to the least
expensive alternative therapy, the
average price for users of these seven
CFC MDIs, weighted by the number of
days of therapy sold for each product in
2005, would increase roughly 20
percent; if all users switch to the most
expensive alternative therapy, the
average price per day of therapy would
increase roughly 50 percent. These
prices represent average exmanufacturer prices across all
distribution channels, and do not
incorporate retail markups or off-invoice
discounts (Ref. 15).
These estimated price increases may
also be attributed to the withdrawal of
albuterol CFC MDIs (including all
generic albuterol MDIs) from the market
(see 70 FR 17168). These estimated
price increases are driven almost
entirely by the large population of
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COMBIVENT users switching to both
the ipratropium MDI (ATROVENT HFA)
and albuterol HFA MDIs which,
together, are more expensive. Through
2003, the price for a day of therapy with
COMBIVENT was roughly equal to the
sum of a day of therapy with
ATROVENT (the ipratropium CFC MDI
which has been withdrawn from the
market) and a day of therapy with a
generic albuterol CFC MDI. Since 2003,
the price of a day of COMBIVENT
therapy has risen to be roughly equal to
the sum of a day of therapy with
ATROVENT HFA and a day of therapy
with a generic albuterol CFC MDI, likely
in anticipation of the withdrawal of
ATROVENT from the market. One might
predict that, with the withdrawal of
albuterol CFC MDIs (including all
generic albuterol MDIs) from the market
(see 70 FR 17168), the price of a day
COMBIVENT therapy would increase to
the sum of a day of therapy with
ATROVENT HFA and an albuterol HFA
MDI. To the extent that this prediction
is accurate, the price increases
described previously, and the estimated
spending increases derived from it,
result not from this proposed rule, but
from the earlier rule removing albuterol
CFC MDIs from the market. Indeed,
without the estimated increase in
spending estimated for the price per day
of COMBIVENT therapy, the expected
average price per day of therapy would
not increase; the midpoint of the range
of spending changes shown in table 1 of
this document, -$70 million to $70
million, is zero.
We estimate that these seven CFC
MDIs are responsible for roughly 310 to
365 tonnes of CFC emissions annually.
The CFC content of the seven CFC MDIs
ranges from about 6 to 20.5 grams per
MDI. Multiplying the total 2005 sales of
each of the CFC MDIs by its CFC
content, and allowing for an additional
10 percent loss in the production
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process, yields a total of 310 tonnes of
CFC emissions annually, our low
estimate. The CFC MDI manufacturers
have requested roughly 365 tonnes of
CFCs for production of the seven CFC
MDIs in 2007, our high estimate.18
D. Benefits and Costs of the Proposed
Rule
We estimate the benefits and costs of
a government action relative to a
baseline scenario that in this case is a
description of the production, use, and
access to these seven CFC MDIs in the
absence of this rule. In this section, we
first describe such a baseline and then
present our analysis of the benefits of
the proposed rule. We also present an
analysis of the most plausible regulatory
alternative, given the Montreal Protocol.
Next we turn to the costs of the rule and
to an analysis of the effects on the
Medicare and Medicaid programs.
1. Baseline Conditions
We developed baseline estimates of
future conditions to assess the economic
effects of prohibiting marketing of these
seven CFC MDIs after December 31,
2009. It is standard practice to use, as
a baseline, the state of the world
without the rule in question, or where
this implements a legislative
requirement, the world without the
statute. For this proposed rule, the
Montreal Protocol makes the baseline
assumption of indefinite availability
infeasible, but we can nevertheless use
it as a point of reference. In addition to
the baseline of indefinite availability,
we also assess alternative phase-out
dates for the final disappearance of CFC
products.
18 CFC MDI manufacturers disclose the CFC
content of their MDIs to EPA as part of the process
of requesting essential-use allocations; however, the
CFC content of any particular MDI is considered a
trade secret and may not be disclosed without the
manufacturer’s consent.
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Throughout this analysis, we assume
that sufficient inventories of CFCs are
available to meet demand for these
seven CFC MDIs through December 31,
2009, and that there will be sufficient
therapeutic alternatives to meet demand
after December 31, 2009.
However, in the absence of this
proposed rule, the parties to the
Montreal Protocol are likely to consider
restrictions on access to the CFCs
needed to produce these seven CFC MDI
products. These likely restrictions imply
the costs detailed in section 3 of this
document may very well accrue
regardless of whether this proposed rule
is made final. The cost-benefit analysis
presented here would then reflect the
withdrawal of the CFC-containing
products from the market, rather than
the specific effects of this rulemaking.
2. Benefits of the Proposed Rule
The benefits of the proposed rule
include environmental and public
health improvements from protecting
stratospheric ozone by reducing CFC
emissions. Benefits also include
expectations of increased returns on
investments in environmentally friendly
technology, and continued international
cooperation and goodwill to comply
with the spirit of the Montreal Protocol,
thereby potentially reducing future
emissions of ODSs throughout the
world.
Failure to promulgate the
requirements proposed in this proposed
rule would likely lead the parties to the
Montreal Protocol to consider restricting
access to the CFCs required to
manufacture these seven CFC MDI
products, leading to a risk of
unexpected disruptions of supplies of
drug products which are still being used
by patients with asthma and COPD.
These disruptions could potentially
harm the public health of the United
States by preventing a smooth transition
from CFC MDIs to non-CFC products.
a. Reduced CFC emissions. Market
withdrawal of these seven CFC MDIs
will reduce emissions by approximately
310 to 365 tonnes of CFCs per year.
Current CFC inventories are substantial.
Nominations for new CFC production
are generally approved by the Parties to
the Montreal Protocol 2 years in
advance. The proposed rule would ban
marketing of these seven CFC MDIs after
December 31, 2009. There is some
uncertainty with respect to the amount
of inventory that will be available in the
future, but we anticipate that existing
inventory will allow EPA, in
consultation with FDA, to avoid
allocating any CFCs for 2009. Therefore,
we estimate the proposed regulation
will reduce CFC use by 310 to 365
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tonnes per year after the end of 2009, a
benefit that will continue beyond the
evaluation period.
In an evaluation of its program to
administer the Clean Air Act, EPA has
estimated that the benefits of controlling
ODSs under the Montreal Protocol are
the equivalent of $6 trillion in 2004
dollars. However, EPA’s report provides
no information on the total quantities of
reduced emissions or the incremental
value per tonne of reduced emissions.
EPA derived its benefits estimates from
a baseline that included continued
increases in emissions in the absence of
the Montreal Protocol. We have
searched for authoritative scientific
research that quantifies the marginal
economic benefit of incremental
emission reductions under the Montreal
Protocol, but have found none
conducted during the last 10 years. As
a result, we are unable to quantify the
environmental and human health
benefits of reduced emissions from this
regulation. Such benefits, in any event,
were included in EPA’s earlier estimate
of benefits.
As a share of total global emissions,
the reduction associated with the
elimination of the seven CFC MDIs
represents only a fraction of 1 percent.
Current allocations of CFCs for the
seven MDIs account for less than 0.1
percent of the total 1986 global
production of CFCs (Ref. 10).
Furthermore, current U.S. CFC
emissions from MDIs represent a much
smaller, but unknown, share of the total
emissions reduction associated with
EPA’s estimate of $6 trillion in benefits
because that estimate reflects future
emissions growth that has not occurred.
Although the direct benefits of this
regulation are small relative to the
overall benefits of the Montreal
Protocol, the reduced exposure to UV–
B radiation that will result from these
reduced emissions will help protect
public health. The proposed rule will
account for some small part of the
benefits estimated by EPA. However, we
are unable to assess or quantify specific
reductions in future skin cancers and
cataracts associated with these reduced
emissions.
b. Returns on investment in
environmentally-friendly technology.
Establishing a phase-out date prior to
the expiration of patents on HFA MDI
technology not only rewards the
developers of the HFA technology, but
also serves as a signal to other potential
developers of ozone-safe technologies.
In particular, such a phase-out date
would preserve expectations that the
government protects incentives to
research and develop ozone-safe
technologies.
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Newly developed technologies to
avoid ODS emissions have resulted in
more environmentally ‘‘friendly’’ air
conditioners, refrigerants, solvents, and
propellants, but only after significant
private-sector investments. Several
manufacturers have claimed
development costs that total between
$250 million and $400 million to
develop HFA MDIs and new propellantfree devices for the global market (Ref.
16).
These investments have resulted in
several innovative products in addition
to HFA MDIs. For example, breathactivated delivery systems, dose
counters, DPIs, and mini-nebulizers
have also been successfully marketed.
c. International cooperation. The
advantages of selecting a date that
maintains international cooperation are
substantial because the Montreal
Protocol, like most international
environmental treaties, relies primarily
on a system of national selfenforcement, although it also includes a
mechanism to address noncompliance.
In addition, compliance with its
directives is subject to differences in
national implementation procedures.
Economically less-developed nations,
which have slower phase-out schedules
than developed nations, have
emphasized that progress in eliminating
ODSs in developing nations is affected
by observed progress by developed
nations, such as the United States. If we
propose to adopt a later phase-out date,
other Parties could attempt to delay
their own control measures.
3. Costs of the Proposed Rule
The proposed rule would increase
spending for needed medicines used to
treat asthma and COPD. The social costs
of the proposed rule include the benefits
lost through decreased use of medicines
that may result from increased prices.
We discuss the increased spending and
then the social costs in turn. We are
unable to quantify the economic costs of
reducing the variety of marketed
products from which consumers, and
their doctors, can choose, but we note
that these costs may be substantial.
Because we lack data that would enable
us to measure the effects of a decreased
number of products from which to
choose, in this analysis we only
quantify the effects on spending.
In the absence of this regulation, we
would expect 440 million days of
therapy of these seven CFC MDIs to be
sold annually. With this regulation,
patients who would have used any of
these seven CFC MDIs are expected to
switch to one of several other products
as described in table 3 of this document.
Depending on whether asthma and
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COPD patients use the most or least
expensive of alternatives, once this
proposed rule becomes final and goes
into effect, private, third-party and
public expenditures on inhaled
medicines would increase by roughly
$200 million to $400 million per year.
These expenditure increases will be
driven almost exclusively by
COMBIVENT users changing to both
ATROVENT HFA and one of four
available albuterol HFA products. With
most—perhaps all—of this increase
coming from estimated increased
spending on albuterol HFA MDIs, what
happens to the prices of albuterol MDIs
will largely determine the change in
overall spending. As discussed in
section VII.C.6, it is possible that, in
response to earlier rulemaking removing
generic CFC albuterol MDIs from the
market, COMBIVENT prices would
increase dramatically even in the
absence of this proposed rule. If, even
in the absence of this proposed rule, the
cost of a day of COMBIVENT therapy
were to increase to the sum of a day of
albuterol HFA MDI and ATROVENT
HFA therapy, this proposed rule would
change private, third-party and public
expenditures on inhaled medicines by
roughly -$70 million to $70 million per
year. This increased expenditure would
continue until lower-priced non-ODS
substitutes appear on the market. For
many of these products it is difficult to
predict when this might occur. With the
exception of albuterol CFC MDIs,
generic versions of prescription MDIs
and DPIs for treatment of asthma and
COPD have not been introduced, despite
the expiration of the patents on many of
the innovator products. However, the
market for albuterol MDIs has a clear
history of generic competition. A prior
rulemaking (70 FR 17168) will remove
albuterol CFC MDIs, including generic
albuterol CFC MDIs, from the market by
December 31, 2008. If these cheaper
generic albuterol MDIs were somehow
to remain on the market, the expected
cost of switching from COMBIVENT to
both ATROVENT HFA and an albuterol
HFA MDI would be essentially
eliminated. Because expenditure
increases resulting from this proposed
rule stem almost exclusively from the
transition away from COMBIVENT,
such increases would most likely be
eliminated with the introduction of
generic albuterol HFA MDIs to the
market. Patents listed in Approved Drug
Products with Therapeutic Equivalence
Evaluations (Orange Book) for albuterol
HFA MDIs expire in 2010 and 2017,
making those possible dates for generic
entry. Of course, unforeseen
introduction of alternative therapies
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could reduce these expected increases
in expenditures.
These increased expenditures
represent, to some extent, transfers from
consumers and third-party payers,
including State and Federal
Governments, to pharmaceutical
manufacturers, patent holders, and
other residual claimants. However, to
some extent, increased expenditures
represent purchases of products that are
more costly to manufacture and bring to
market. We are unable to estimate the
fraction of the increased expenditures
that constitute societal costs.
We expect that price increases
resulting from market withdrawal of less
expensive CFC MDIs could reduce use
of inhaled therapy by 0.7 to 11 million
days annually, equivalent to roughly 2
to 30 thousand patient years of therapy.
The impact of this reduction on health
outcomes is too uncertain to quantify
given available data, and we invite
comments on this issue. We also invite
comments on changes in copayments
(resulting in higher out-of-pocket costs
for insured consumers) and potential
effect on therapy days.
A recent article found that
‘‘copayment increases led to increased
use of emergency department visits and
hospital days for the sentinel conditions
of diabetes, asthma, and gastric acid
disorder: predicted annual emergency
department visits increased by 17
percent and hospital days by 10 percent
when copayments doubled.’’ (Ref. 17).
However, the article proceeds to
characterize these results as ‘‘not
definitive.’’ This finding suggests that
increased prices for medicines may lead
to some adverse public health effects
among the users of these seven CFC
MDIs. This evidence is insufficient to
permit us to quantify any adverse public
health effects. We use expected
reductions in days of therapy purchased
as a surrogate measure of the impact.
Our approach to estimating the effects
of this proposed rule assumes that the
primary effect of an elimination of these
seven CFC MDIs from the market would
be an increase in the average price of
MDI and DPI therapy. Given the price
increase expected, we have projected
how the quantity of MDI and DPI
therapy consumed may decline as a
result of this rule. We assume that the
reduction in the use of MDI and DPI
therapy attributable to this rule can be
calculated as the product of the
sensitivity of use with respect to the
price increase, the baseline use of these
seven CFC MDIs among price-sensitive
patients, and the price increase in
percentage terms. We discuss these in
turn.
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We have no information about how
consumers react to increases in the price
of these seven forms of CFC MDIs in
particular, much less to what amounts
to a compulsory switch to different,
more expensive drugs. Economists have,
however, researched the response of
consumers to higher insurance
copayments for drugs in general.
Goldman et al. estimate price elasticities
in the range of -0.33 (for all
antiasthmatic drugs) to -0.22 (for
antiasthmatic drugs among patients
with chronic asthma), implying that a
10 percent increase in insurance
copayments apparently leads to a
reduction in use of between 2.2 and 3.3
percent (Ref. 17), but the authors report
that there is wide variance based on the
availability of over-the-counter
substitutes. For example, for drugs with
no over-the-counter substitutes—a set
that includes all seven of these CFC
MDIs—the reported price elasticity was
-0.15 (Ref. 17, p. 2348). Drugs included
as antiasthmatics in this study include
anticholinergics, anti-inflammatory
asthma agents, leukotriene modulators,
oral steroids, steroid inhalers,
sympathomimetics, and xanthines. We
have used price elasticities of between
-0.15 and -0.33 to estimate the potential
effect of price increases on demand.
To derive an estimate of the quantity
of medicines not sold as a result of this
rule, we need an estimate of the baseline
use of these seven CFC MDIs by pricesensitive consumers. Based on IMS data,
we estimate that asthma and COPD
patients receive roughly 440 million
days of therapy each year in the form of
these seven CFC MDIs (Ref. 15). If users
of these products are uninsured in
proportion to the share of uninsured in
the overall U.S. population (15.7
percent) (Ref. 18), then uninsured
asthma and COPD patients receive
roughly 69 million days of therapy [(440
million) x (15.7 percent)] in the form of
these seven CFC MDIs, equivalent to
roughly 188 thousand patient years.
However, increases in the price of
therapy will fall disproportionately on
COMBIVENT users with COPD. In 1995,
more than two-thirds of COPD patients
were over the age of 65 (Ref. 19); these
individuals would therefore be covered,
at least in part, by Medicare. If the
remaining, under-65 third of the COPD
patients are uninsured in proportion to
the uninsured share of the population,
then only 23 million days of therapy
[(440 million) x (15.7 percent) ÷ 3] are
used by uninsured COPD patients each
year. We are unable to estimate the
extent to which Medicare’s Part D
benefit will cover the increased costs to
those patients over age 65. Because most
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of those over age 65 have insurance,
15.7% likely understates the true
percentage of individuals under 65
without insurance. To the extent this is
true, these estimates will understate the
true impact of this proposed rule.
Finally we estimate that users of these
seven CFC MDIs face an average price
increases of between 20 and 50 percent
per day of therapy, depending on
whether asthma and COPD patients
switch to the most or least expensive of
the proposed alternatives detailed in
table 3 of this document. We calculate
the low and high estimates as the
average percentage price change of the
least and most expensive alternatives to
each of the seven CFC MDIs, weighted
by the number of days of therapy of CFC
MDIs sold in 2005. Excluding
COMBIVENT, users of the other six CFC
MDIs would face prices somewhere
between 30 percent higher and 30
percent lower.
We combine different measures of
price elasticities (-0.15 to -0.33), the size
of the uninsured CFC MDI market (23 to
69 million days of therapy), and
estimated price increases (20 percent to
50 percent) to estimate the impact of
price increases on use. For example,
assuming a price elasticity of -0.15 and
23 million days of therapy sold to the
uninsured annually, a 20 percent price
increase would reduce demand for
inhaled therapy by the uninsured by
roughly 700,000 days of therapy
annually. By contrast, assuming a price
elasticity of -0.33 and 69 million days of
therapy sold to the uninsured annually,
a 50 percent price increase would
reduce uninsured demand by roughly
11 million days of therapy [(69 million
days) x (-0.33 elasticity) x (50 percent
price increase) = 11 million days of
therapy]. We recognize that, because of
varying measures of the size of the CFC
MDI market for the uninsured,
uncertainty about the magnitude of
price increases, and consumer response,
the true impact of the rule could fall
outside this range.
When we exclude COMBIVENT from
the calculation, we get a much smaller
effect. The expected price change of 30
percent higher to 30 percent lower
implies a -4.5 percent to 4.5 percent
change in days of therapy if the price
elasticity is -0.15 and a -10 percent to
10 percent change in days of therapy if
the price elasticity is -0.33. The
expected change in days of therapy
would be zero, the midpoint of the
range.
4. Effects on Medicaid and Medicare
Based on 2005 Medicaid utilization
data, we estimate this proposed rule
would reduce Federal Medicaid
spending by $40 million to $60 million
annually. Based on Medicare Current
Beneficiary Survey estimates of the
Medicare population and estimates of
the price difference between CFC MDIs
and HFA MDIs, we estimate Federal
spending on Medicare beneficiaries, as
well as by Medicare beneficiaries
themselves, will increase from $190
million to $450 million annually. We
recognize these estimates of increased
Medicare spending suggest a broader
range of potential spending increases
than estimates of the overall impact of
the proposed rule introduced in table 1
of this document. We discuss data
limitations that cause this in section
VII.D.3.b of this document.
a. Medicaid. Based on aggregated state
Medicaid utilization data for 2005,19 we
estimate this proposed rule will reduce
Medicaid reimbursements by roughly
$40 million annually, because Medicaid
reimbursement rates for CFC MDI
products are, on average, higher than
reimbursement rates for the proposed
HFA MDI alternatives. First, we
estimate total days of therapy
reimbursed by Medicaid in 2005 for
each of the seven CFC MDIs and
calculate the average reimbursement per
day of therapy. Second, we estimate the
average reimbursement per day of
therapy for each alternative therapy. If
all Medicaid beneficiaries using CFC
MDIs switch to the most expensive of
available alternatives and
reimbursement rates remain unchanged,
total reimbursements would decrease by
approximately $40 million; if they all
switch to the least expensive of
available alternatives, total
reimbursements would decrease by
roughly $60 million. Because these
estimates are based on 2005 data, they
do not take into account decreases in
Medicaid reimbursements that will
occur as those individuals eligible for
both Medicaid and Medicare, and who
were covered by Medicaid in 2005,
receive their 2006 coverage through
Medicare.
TABLE 4.—ESTIMATED IMPACT ON MEDICAID REIMBURSEMENTS BASED ON 2005 DATA
CFC MDIs
Total Days of
Therapy
Total Expenditure
Reimbursement
per Day of
Therapy
Expenditure Premium
Maximum
Expenditure Change
Minimum
Maximum
Minimum
MAXAIR
7,248,876
$12,320,046
$1.70
-$0.36
-$0.36
-$2,581,185
-$2,581,185
AEROBID
1,513,499
$4,506,603
$2.98
$1.77
-$1.42
$2,679,966
-$2,149,445
AZMACORT
6,519,580
$19,408,252
$2.98
$1.77
-$1.42
$11,548,769
-$9,254,506
COMBIVENT
47,888,737
$138,485,222
$2.89
-$1.15
-$0.93
-$54,987,774
-$44,318,563
INTAL
550,246
$1,801,310
$3.27
$1.47
-$1.72
$811,434
-$944,343
TILADE
27,497
$151,039
$5.49
-$0.74
-$3.94
-$20,474
-$108,214
0
$0
$0
$0
$0
$0
$0
-$42,549,264
-$59,356,256
rmajette on DSK8KYBLC1PROD with MISCELLANEOUS
ALUPENT
Total
b. Medicare. Based on 2003 data from
the Medicare Current Beneficiary
Survey and price estimates introduced
in table 3 of this document, we estimate
Federal Medicare spending, together
with private expenditure by Medicare
beneficiaries, will increase roughly $190
million to $450 million. We estimate
roughly 1.2 million beneficiaries used
19 Our estimate uses State drug utilization data for
outpatient drugs paid for by State Medicaid
agencies as part of the Medicaid Drug Rebate
Program. The data is available at: https://
www.cms.hhs.gov/MedicaidDrugRebateProgram/
SDUD/list.asp#TopOfPage.
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these seven CFC MDIs in 2003.
Excluding COMBIVENT, we estimate
that this spending could increase by as
much as $75 million or decrease by as
much as $90 million.
TABLE 5.—INCREASED SPENDING ON MEDICARE BENEFICIARIES
Number of
Full-year Medicare users
Price Premium
Max
Min
Cost Per day
Max
Cost Per Year
Min
Max
Min
Aerobid
112,259
$1.63
$0.27
$183,219.05
$30,151.89
$66,874,952.64
$11,005,440.65
Azmacort
185,035
$0.35
-$1.01
$65,250.68
-$187,047.39
$23,816,497.79
-$68,272,296.85
Alupent
10,415
$0.07
-$0.14
$752.26
-$1,505.96
$274,574.93
-$549,676.92
Maxair
26,909
-$0.23
-$0.53
-$6,109.49
-$14,387.81
-$2,229,962.64
-$5,251,551.32
9,950
-$0.33
-$1.69
-$3,273.69
-$16,840.06
-$1,194,895.82
-$6,146,620.75
15,108
-$2.34
-$3.70
-$35,296.79
-$55,896.24
-$12,883,326.74
-$20,402,126.86
833,103
$1.22
$0.92
$1,019,601.26
$763,304.20
$372,154,460.78
$278,606,034.58
$446,812,300.95
$188,989,202.52
Intal
Tilade
Combivent
Total
1,192,779
The 1.2 million figure for the number
of Medicare users presented previously
includes people enrolled as of January
2002 who lived in a community setting
during 2003 and who filled a
prescription for at least one of these
MDIs in 2003. It excludes an additional
102,000 users of these MDIs who were
enrolled as of January 2002, lived in a
facility for some or all of 2003, and
filled at least one prescription. This 1.2
million figure also counts each
individual who used more than one of
these MDI products one time for each
kind of MDI used. An individual using
more than one of these products will
therefore be counted as a full year user
of each product. These estimates
exclude individuals who enrolled after
January 2002.
Based on the price per day of therapy
of each of these products and of their
alternatives, we estimate annual Federal
spending on Medicare beneficiaries and
private spending by Medicare
beneficiaries will increase by $190
million to $450 million, depending on
whether beneficiaries switch to the
least, or most, expensive of available
alternatives. This calculation assumes
that full-year beneficiaries that use each
of these products use a full 365 days of
therapy per year, and therefore likely
overestimates spending increases,
particularly in the case where an
individual switched from one to another
MDI in the course of a year. These
estimates also combine estimates of the
Medicare population with price
estimates (introduced in table 3 of this
document) based on the entire market.
Actual prices paid by Medicare
beneficiaries are likely to differ
systematically from the market as a
whole, though it is not clear that the
relevant price premiums do.
We are unable to estimate the extent
to which these price increases will be
paid by Medicare beneficiaries
themselves or by the Federal
Government. Whether individuals or the
Federal Government will pay depends
on beneficiaries’ aggregate drug
spending in a given year and the plan
they choose. Data from the Medicare
Part D benefit, which would give us
better estimates of prices paid and the
public and private shares of the burden,
are not yet available.
E. Alternative Phase-out Dates
We consider the impacts of the
alternative phase-out date of December
31, 2010, in table 6 of this document. A
phase-out date set too far in the future
would be incompatible with the
timetable set by the Montreal Protocol.
An earlier phase-out date would be
impractical due to the time necessary to
complete the regulatory process and to
the risk of MDI shortages if the market
has insufficient time to switch from CFC
to HFA MDIs. This leaves a narrow
window for consideration.
TABLE 6.—SUMMARY OF IMPACTS OF A DECEMBER 31, 2010 PHASE-OUT RELATIVE TO HFA PATENT EXPIRATION
Date of HFA Patent Expiration
Possible Decreases in Use of Asthma and
COPD Therapy (million days of therapy)
Discount Rate
Increases in Expenditures on CFC-based
MDIS, Present Value in 2006 (billions)
0
3%
$0
7%
$0
3%
$1.2–$2.4
7%
$0.9–$1.8
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2010
2017
4.9–77
Table 6 of this document shows the
effect of different expiration dates for
HFA MDI patents on the impact of the
proposed rule. Listed HFA MDI patents
expire in 2010 and 2017. We assume
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albuterol HFA MDIs are not inherently
more costly to produce than albuterol
CFC MDIs. Once the relevant patents
have expired, generic competition
should drive the price of albuterol HFA
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MDIs down to the current level of
generic albuterol CFC MDIs. If generic
albuterol HFA MDIs become available in
2010, we estimate COMBIVENT users
would not pay more to switch to both
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albuterol HFA MDIs and ATROVENT
HFA, due to lower prices of generic
albuterol HFA MDIs. Therefore, current
CFC MDI users would not, on average,
pay more for MDIs as a result of this
proposed rule. If current CFC MDI users
would not pay more on average, they
would not reduce their use of these
products solely in response to higher
prices.
If, however, relevant HFA MDI
patents do not expire until 2017, this
proposed rule will cause current CFC
MDI users to pay more for their MDIs
until then, and to reduce their use of
these MDIs in response to higher prices.
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F. Sensitivity Analyses
The estimated impacts of this
proposed rule summarized in table 1 of
this document incorporate a range of
estimates about the price increases
consumers and other payers will face,
the size of the affected market and how
consumers will respond to price
increases. This range represents the full
uncertainty range for the estimated
effects of this proposed rule. The full
range incorporates the ranges of
estimates for the individual uncertain
variables in the analysis.
In each section of the document, we
show the ranges associated with each
major uncertain variable. To estimate
reduced use of inhaled medications, we
estimate 23 million to 69 million days
of therapy are used by uninsured
individuals annually. We estimate that
these consumers will face price
increases in switching from CFC to HFA
MDIs from 20 to 50 percent per day of
therapy, depending on whether they
switch to the most expensive or least
expensive of the available alternatives.
We use price elasticities ranging from
-0.15 to -0.33 to estimate how
consumers will reduce their MDI use in
response to price increases.
Similarly, estimates of the impact of
the proposed rule on public and private
spending depend on the overall size of
the CFC MDI market and how much
prices increase. We estimate the
consumers purchase roughly 440
million days of therapy in the form of
CFC MDIs annually, and that prices will
increase 20 to 50 percent depending on
whether they switch to the most
expensive or least expensive of available
alternatives. If we exclude COMBIVENT
from the calculation, the expected price
effects range from a 30 percent increase
to a 30 percent decrease, depending on
whether they switch to the most
expensive or least expensive of available
alternatives.
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G. Conclusion
Limits in available data prevent us
from quantifying the costs and benefits
of the proposed rule and weighing them
in comparable terms. The benefits of
international cooperation to reduce
ozone emissions are potentially
enormous but difficult to attribute to
any of the small steps, such as this
proposed rule, that make such
cooperation effective. As discussed
previously in detail, the benefits of the
proposed rule include environmental
and public health improvements from
protecting stratospheric ozone by
reducing CFC emissions. Benefits also
include expectations of increased
returns on investments in
environmentally friendly technology,
reduced risk of unexpected disruption
of supply of CFC MDIs, and continued
international cooperation to comply
with the spirit of the Montreal Protocol,
thereby potentially reducing future
emissions of ODSs throughout the
world.
This proposed rule could potentially
cost public and private consumers of
CFC MDIs hundreds of millions of
dollars annually, but it is difficult to
link these costs to adverse public health
outcomes.
VIII. Regulatory Flexibility Analysis
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. FDA requests comment on this
issue. This rule may have a significant
impact on firms that manufacture the
seven CFC MDIs, including firms that
distribute CFC MDIs that are
manufactured under contract for them.
According to the U.S. Small Business
Administration, ‘‘pharmaceutical
preparation manufacturers’’ (North
American Industrial Classification
System (NAICS) code 325412) are
considered small entities if they employ
fewer than 750 people, and ‘‘drug and
druggists’ sundries merchant
wholesalers’’ (NAICS code 424210) are
small entities if they employ fewer than
100 people. None of the firms that
manufacture the seven CFC MDIs,
including firms that distribute CFC
MDIs that are manufactured under
contract for them, employ fewer than
750 people and therefore none are small
entities.
We do not expect that premiums paid
by small businesses or other small
entities for employees’ prescription drug
benefit plans will increase significantly
as a result of this rulemaking.
Accordingly, the agency does not
believe that this proposed rule would
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have a significant economic impact on
a substantial number of small entities.
IX. The Paperwork Reduction Act of
1995
This proposed rule contains no
collections of information. Therefore,
clearance by the Office of Management
and Budget under the Paperwork
Reduction Act of 1995 is not required.
X. Federalism
We have analyzed this proposed rule
in accordance with the principles set
forth in Executive Order 13132. We
have determined that the rule does not
contain policies that have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. While this rule
may result in States increasing spending
for albuterol MDIs in programs such as
Medicaid, the increased spending is not
a substantial direct compliance cost, as
the term is used in Executive Order
13132. Accordingly, we have concluded
that the rule does not contain policies
that have federalism implications as
defined in the Executive order and,
consequently, a federalism summary
impact statement is not required.
XI. Request for Comments
Interested persons may submit to the
Division of Dockets Management (see
ADDRESSES) written or electronic
comments regarding this proposal.
Submit a single copy of electronic
comments or two paper copies of any
mailed comments, except that
individuals may submit one paper copy.
Comments are to be identified with the
docket number found in brackets in the
heading of this document. Received
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
An upcoming public meeting on the
essential-use status of MDIs containing
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil will provide
an additional opportunity for public
comment. We will provide details on
the meeting in a notice published in the
Federal Register in the near future.
XII. References
The following references have been
placed on display in the Division of
Dockets Management, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852,
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday. FDA has verified the
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rmajette on DSK8KYBLC1PROD with MISCELLANEOUS
Web site addresses, but we are not
responsible for subsequent changes to
the Web site after this document
publishes in the Federal Register.
1. National Heart, Lung, and Blood
Institute, Expert Panel Report: Update on
Selected Topics 2002: Guidelines for the
Diagnosis and Management of Asthma, NIH
publication No. 02–5074, June 2003.
2. Tasche, M. J. A. et al., ‘‘Inhaled
Disodium Cromoglycate (DSCG) as
Maintenance Therapy in Children with
Asthma: A Systematic Review,’’ Thorax
55:913–920, 2000; P. J. Helms, ‘‘Inhaled
Disodium Cromoglycate as Maintenance
Therapy for Childhood Asthma: Time to
Consign to History?’’ (editorial), Thorax
55:886, 2000; Letter from A. Edwards et al.,
and reply by Tasche et al., Thorax 56:331–
2, 2001; Letter from G. Laszlo, and separate
replies by Helms and Tasche et al., Thorax
56:502–503, 2001; Letter from M. Silverman,
and reply by Tasche, et al., Thorax 56:585,
2001; Letter from H. K. Reddel and C. R.
Jenkins, Thorax 56:896, 2001; Letter from
Edwards et al. Thorax 57:282, 2002; Letter
from Tasche, et al., Thorax 57:751–752, 2002.
3. National Heart, Lung, and Blood
Institute, Expert Panel Report 2: Guidelines
for the Diagnosis and Management of
Asthma, NIH publication No. 97–4051, July
1997.
4. Hofstra, W. B. et al., ‘‘Dose-Responses
Over Time to Inhaled Fluticasone Propionate
Treatment of Exercise-and MethacholineInduced Bronchoconstriction in Children
with Asthma,’’ Pediatric Pulmonology,
29:415–423, 2000.
5. Jonasson, G. et al., ‘‘Low-Dose
Budesonide Improves Exercise-Induced
Bronchospasm in Schoolchildren,’’ Pediatric
Allergy and Immunology, 11:120–123, 2000.
6. Blake, K.V., ‘‘Montelukast: Data from
Clinical Trials in the Management of
Asthma,’’ Annals of Pharmacotherapy, 33
(12):1299–314, December 1999 (errata,
34:541, April 2000).
7. de Benedictis, F. M. et al., ‘‘Cromolyn
Versus Nedocromil: Duration of Action in
Exercise-Induced Asthma in Children’’
Journal of Allergy and Clinical Immunology,
96:510–4, 1995.
8. Chrischilles, E. et al., ‘‘Delivery of
Ipratropium and Albuterol Combination
Therapy for Chronic Obstructive Pulmonary
Disease: Effectiveness of Two-in-one Inhaler
Versus Separate Inhalers’’ The American
Journal of Managed Care, 8:902–911, 2002.
9. Anthonisen, N. R. et al.,
‘‘Hospitalizations and Mortality in the Lung
Health Study’’ American Journal of
Respiratory and Critical Care Medicine,
166:333–339, 2002.
10. United Nations Environmental
Programme, Production and Consumption of
Ozone-Depleting Substances: 1986–2004,
2005.
11. U.S. Environmental Protection Agency,
‘‘The Benefits and Costs of the Clean Air Act:
1990–2010’’ (https://www.epa.gov/air/sect812/
copy99.html) (November 1999).
12. Mannino, D. M. et al., ‘‘Chronic
Obstructive Pulmonary Disease
Surveillance—United States, 1971–2000,’’
Morbidity and Mortality Weekly Report,
51(SS06):1–16, August 2, 2002.
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13. American Lung Association, ‘‘Trends in
Asthma Morbidity and Mortality,’’
Epidemiology & Statistics Unit, Research and
Program Services, July 2006.
14. Mannino, D. M. et al., ‘‘Surveillance for
Asthma—United States, 1980–1999,’’
Morbidity and Mortality Weekly Report,
51(SS01):1–13, March 29, 2002.
15. Analysis completed by FDA based on
information provided by IMS Health, IMS
National Sales Perspective (TM), 2005,
extracted March 2006. These data are
available for purchase from IMS Health.
Please send all inquiries to: IMS Health, Attn:
Brian Palumbo, Account Manager, 660 West
Germantown Pike, Plymouth Meeting, PA
19462.
16. Rozek, R. P., and E. R. Bishko,
‘‘Economics Issues Raised in the FDA’s
Proposed Rule on Removing the EssentialUse Designation for Albuterol MDIs,’’
National Economic Research Associates,
August 13, 2004 (FDA Docket No. 2003P–
0029/C25).
17. Goldman, D. P. et al., ‘‘Pharmacy
Benefits and the Use of Drugs by the
Chronically Ill,’’ JAMA: The Journal of the
American Medical Association, 291:2344–
2350, May 19, 2004.
18. DeNavas-Walt, C., B.D. Proctor, and C.
H. Lee, U.S. Census Bureau, Current
Population Reports, P60–229, Income,
Poverty, and Health Insurance Coverage in
the United States: 2004, p. 18, 2005.
19. Hurd, S., ‘‘The Impact of COPD on Lung
Health Worldwide: Epidemiology and
Incidence,’’ Chest, 117:2 (supplement):1S–4S,
February 2000.
List of Subjects in 21 CFR Part 2
Administrative practice and
procedure, Cosmetics, Drugs, Foods.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and the Clean
Air Act and under authority delegated
to the Commissioner of Food and Drugs,
after consultation with the
Administrator of the Environmental
Protection Agency, it is proposed that
21 CFR part 2 be amended as follows:
PART 2—GENERAL ADMINISTRATIVE
RULINGS AND DECISIONS
1. The authority citation for 21 CFR
part 2 continues to read as follows:
Authority: 15 U.S.C. 402, 409; 21 U.S.C.
321, 331, 335, 342, 343, 346a, 348, 351, 352,
355, 360b, 361, 362, 371, 372, 374; 42 U.S.C.
7671 et seq.
§ 2.125
[Amended]
2. Section 2.125 is amended by
removing and reserving paragraphs
(e)(1)(iii), (e)(1)(v), (e)(2)(iii), (e)(2)(iv),
(e)(4)(iv), (e)(4)(vii), and (e)(4)(viii).
Dated: June 4, 2007.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 07–2883 Filed 6–6–07; 1:35 pm]
BILLING CODE 4160–01–S
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32049
DEPARTMENT OF THE INTERIOR
Office of Surface Mining Reclamation
and Enforcement
30 CFR Part 943
[Docket No. TX–057–FOR]
Texas Regulatory Program and
Abandoned Mine Land Reclamation
Plan
Office of Surface Mining
Reclamation and Enforcement, Interior.
ACTION: Proposed rule; reopening and
extension of public comment period on
proposed amendment.
AGENCY:
SUMMARY: We, the Office of Surface
Mining Reclamation and Enforcement
(OSM), are announcing receipt of
revisions to a previously proposed
amendment to the Texas regulatory
program (Texas program) and the Texas
abandoned mine land plan (Texas plan)
under the Surface Mining Control and
Reclamation Act of 1977 (SMCRA or the
Act). The revisions concern
‘‘determination of amount of penalty’’ in
the Texas regulations and
‘‘administrative penalties for violation of
permit conditions’’ in the Texas statute.
Texas intends to improve operational
efficiency.
This document gives the times and
locations that the Texas program and
Texas plan and proposed amendments
to that program and plan are available
for your inspection and the comment
period during which you may submit
written comments on the revisions to
the amendment.
DATES: We will accept written
comments until 4 p.m., c.t., June 26,
2007.
You may submit comments,
identified by Docket No. TX–057–FOR,
by any of the following methods:
• E-mail: athomas@osmre.gov.
Include ‘‘Docket No. TX–057–FOR’’ in
the subject line of the message.
• Mail/Hand Delivery: A. Dwight
Thomas, Acting Director, Tulsa Field
Office, Office of Surface Mining
Reclamation and Enforcement, 1645
South 101st East Avenue, Suite 145,
Tulsa, Oklahoma 74128.
• Fax: (918) 581–6419.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Instructions: All submissions received
must include the agency name and
docket number for this rulemaking. For
detailed instructions on submitting
comments and additional information
on the rulemaking process, see the
‘‘Public Comment Procedures’’ heading
ADDRESSES:
E:\ERIC\11JNP1.SGM
11JNP1
Agencies
[Federal Register Volume 72, Number 111 (Monday, June 11, 2007)]
[Proposed Rules]
[Pages 32030-32049]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-2883]
=======================================================================
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 2
[Docket No. 2006N-0454]
RIN 0910-AF93
Use of Ozone-Depleting Substances; Removal of Essential-Use
Designations
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed rule.
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SUMMARY: The Food and Drug Administration (FDA), after consultation
with the Environmental Protection Agency (EPA), is proposing to amend
FDA's regulation on the use of ozone-depleting substances (ODSs) in
self-pressurized containers to remove the essential-use designations
for oral pressurized metered-dose inhalers (MDIs) containing
flunisolide, triamcinolone, metaproterenol, pirbuterol, albuterol and
ipratropium in combination, cromolyn, and nedocromil. Under the Clean
Air Act, FDA, in consultation with the EPA, is required to determine
whether an FDA-regulated product that releases an ODS is an essential
use of the ODS. Therapeutic alternatives that do not use an ODS are
currently marketed and appear to provide all of the important public
health benefits of the listed drugs. If the applicable essential-use
designations are removed, flunisolide, triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in combination, cromolyn, and
nedocromil MDIs containing an ODS could not be marketed after a
suitable transition period. We will hold an open public meeting on
removing these essential-use designations in the near future.
DATES: Submit written or electronic comments by August 10, 2007.
ADDRESSES: You may submit comments, identified by Docket No. 2006N-
0454, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following ways:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Agency Web site: https://www.fda.gov/dockets/ecomments.
Follow the instructions for submitting comments on the agency Web site.
Written Submissions
Submit written submissions in the following ways:
FAX: 301-827-6870.
Mail/Hand delivery/Courier [For paper, disk, or CD-ROM
submissions]: Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
To ensure more timely processing of comments, FDA is no longer
accepting comments submitted directly to the agency by e-mail. FDA
encourages you to continue to submit electronic comments by using the
Federal eRulemaking Portal or the agency Web site, as described in the
Electronic Submissions portion of this paragraph.
Instructions: All submissions received must include the agency name
and Docket No(s). and Regulatory Information Number (RIN) (if a RIN
number has been assigned) for this rulemaking. All comments received
may be posted without change to https://www.fda.gov/ohrms/dockets/default.htm, including any personal information provided. For
additional information on submitting comments, see the ``Comments''
heading of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents,
comments, a transcript of, and material submitted for, the Pulmonary-
Allergy Advisory Committee meeting held on June 10, 2005, go to https://www.fda.gov/ohrms/dockets/default.htm and insert the docket number(s),
found in brackets in the heading of this document, into the ``Search''
box and follow the prompts and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Wayne H. Mitchell or Martha Nguyen,
Center for Drug Evaluation and Research (HFD-7), Food and Drug
Administration, 5600 Fishers Lane, Rockville, MD 20857, 301-594-2041.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. CFCs
B. Regulation of ODSs
1. The 1978 Rules
2. The Montreal Protocol
3. The 1990 Amendments to the Clean Air Act
4. EPA's Implementing Regulations
5. FDA's 2002 Regulation
II. Criteria
III. Effective Date
IV. 2005 PADAC Meeting
V. Drugs We Are Proposing as Nonessential
A. Flunisolide and Triamcinolone
B. Metaproterenol and Pirbuterol
C. Cromolyn and Nedocromil
D. Albuterol and Ipratropium in Combination
VI. Environmental Impact
VII. Analysis of Impacts
A. Introduction
B. Need for Regulation and the Objective of this Rule
C. Background
1. CFCs and Stratospheric Ozone
2. The Montreal Protocol
3. Benefits of the Montreal Protocol
4. Characteristics of COPD
5. Characteristics of Asthma
[[Page 32031]]
6. Current U.S. Market for CFC MDIs
D. Benefits and Costs of the Proposed Rule
1. Baseline Conditions
2. Benefits of the Proposed Rule
3. Costs of the Proposed Rule
4. Effect on Medicaid and Medicare
E. Alternative Phase-out Dates
F. Sensitivity Analyses
G. Conclusion
VIII. Regulatory Flexibility Analysis
IX. The Paperwork Reduction Act of 1995
X. Federalism
XI. Request for Comments
XII. References
I. Background
A. CFCs
Chlorofluorocarbons (CFCs) are organic compounds that contain
carbon, chlorine, and fluorine atoms. CFCs were first used commercially
in the early 1930s as a replacement for hazardous materials then used
in refrigeration, such as sulfur dioxide and ammonia. Subsequently,
CFCs were found to have a large number of uses, including as solvents
and as propellants in self-pressurized aerosol products, such as MDIs.
CFCs are very stable in the troposphere, the lowest part of the
atmosphere. They move to the stratosphere, a region that begins about
10 to 16 kilometers (km) (6 to 10 miles) above the Earth's surface and
extends up to about 50 km (31 miles) altitude. Within the stratosphere,
there is a zone about 15 to 40 km (10 to 25 miles) above the Earth's
surface in which ozone is relatively highly concentrated. This zone in
the stratosphere is generally called the ozone layer. Once in the
stratosphere, CFCs are gradually broken down by strong ultraviolet
light, releasing chlorine atoms that then deplete stratospheric ozone.
Depletion of stratospheric ozone by CFCs and other ODSs allows more
ultraviolet-B (UV-B) radiation to reach the Earth's surface, where it
increases skin cancers and cataracts, and damages some marine
organisms, plants, and plastics.
B. Regulation of ODSs
The link between CFCs and the depletion of stratospheric ozone was
discovered in the mid-1970s. Since 1978, the U.S. Government has
pursued a vigorous and consistent policy, through the enactment of laws
and regulations, of limiting the production, use, and importation of
ODSs, including CFCs.
1. The 1978 Rules
In the Federal Register of March 17, 1978 (43 FR 11301 at 11318),
FDA and EPA published rules banning, with a few exceptions, the use of
CFCs as propellants in aerosol containers. These rules were issued
under authority of the Federal Food, Drug, and Cosmetic Act (the act)
(21 U.S.C. 321 et seq.) and the Toxic Substances Control Act (15 U.S.C.
2601 et seq.), respectively. FDA's rule (the 1978 rule) was codified as
Sec. 2.125 (21 CFR 2.125). These rules issued by FDA and EPA had been
preceded by rules issued by FDA and the Consumer Product Safety
Commission requiring products that contain CFC propellants to bear
environmental warning statements on their labeling (42 FR 22018, April
29, 1977; 42 FR 42780, August 24, 1977).
The 1978 rule prohibited the use of CFCs as propellants in self-
pressurized containers in any food, drug, medical device, or cosmetic.
As originally published, the rule listed five essential uses that were
exempt from the ban. The second listed essential use was for
``[m]etered-dose steroid human drugs for oral inhalation,'' and the
third listed essential use was for ``[m]etered-dose adrenergic
bronchodilator human drugs for oral inhalation.'' These provisions
describe flunisolide, triamcinolone, and pirbuterol MDIs, so the list
of essential uses did not have to be amended when these products were
approved by FDA.\1\
---------------------------------------------------------------------------
\1\ A metaproterenol MDI (Alupent MDI) was approved July 31,
1973, before the 1978 rule.
---------------------------------------------------------------------------
The 1978 rule provided criteria for adding new essential uses, and
several uses were added to the list, the last one in 1996. The 1978
rule did not provide any mechanism for removing essential uses from the
list as alternative products were developed or CFC-containing products
were removed from the market. The absence of a removal procedure came
to be viewed as a deficiency in the 1978 rule, and was addressed in a
later rulemaking, discussed in section II.C.5 of this document.
2. The Montreal Protocol
On January 1, 1989, the United States became a party to the
Montreal Protocol on Substances that Deplete the Ozone Layer (Montreal
Protocol) (September 16, 1987, 26 I.L.M. 1541 (1987)), available at
https://www.unep.org/ozone/pdfs/Montreal-Protocol2000.pdf.\2\ The United
States played a leading role in the negotiation of the Montreal
Protocol, believing that internationally coordinated control of ozone-
depleting substances would best protect both the U.S. and global public
health and the environment from potential adverse effects of depletion
of stratospheric ozone. Currently, there are 191 Parties to this
treaty.\3\ When it joined the treaty, the United States committed to
reducing its production and consumption of certain CFCs to 50 percent
of 1986 levels by 1998 (Article 2(4) of the Montreal Protocol). It also
agreed to accept an ``adjustment'' procedure, by which, following
assessment of the existing control measures, the Parties could adjust
the scope, amount, and timing of those control measures for substances
already subject to the Montreal Protocol. As the evidence regarding the
impact of ODSs on the ozone layer became stronger, the Parties used
this adjustment procedure to accelerate the phase-out of ODSs. At the
fourth meeting of the Parties to the Montreal Protocol, held at
Copenhagen in November 1992, the Parties adjusted Article 2 of the
Montreal Protocol to eliminate the production and importation of CFCs
by January 1, 1996, by Parties that are developed countries (Decision
IV/2).\4\ The adjustment also indicated that it would apply, ``save to
the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be
essential'' (Article 2A(4)).
---------------------------------------------------------------------------
\2\ FDA has verified all Web site addresses cited in this
document, but FDA is not responsible for any subsequent changes to
the Web sites after this document has published in the Federal
Register.
\3\ The summary descriptions of the Montreal Protocol and
decisions of Parties to the Montreal Protocol contained in this
document are presented here to help you understand the background of
the action we are taking. These descriptions are not intended to be
formal statements of policy regarding the Montreal Protocol.
Decisions by the Parties to the Montreal Protocol are cited in this
document in the conventional format of ``Decision IV/2,'' which
refers to the second decision recorded in the Report of the Fourth
Meeting of the Parties to the Montreal Protocol on Substances That
Deplete the Ozone Layer. Reports of meetings of the Parties to the
Montreal Protocol may be found on the United Nations Environment
Programme's Web site at https://ozone.unep.org/Meeting_Documents/mop/index.asp.
\4\ Production of CFCs in economically less-developed countries
is being phased out and is scheduled to end by January 1, 2010. See
Article 2A of the Montreal Protocol.
---------------------------------------------------------------------------
To produce or import CFCs for an essential use under the Montreal
Protocol, a Party must request and obtain approval for an exemption at
a meeting of the Parties. One of the most important essential uses of
CFCs under the Montreal Protocol is their use in MDIs for the treatment
of asthma and chronic obstructive pulmonary disease (COPD). The
decision on whether the use of CFCs in MDIs is ``essential'' for
purposes of the Montreal Protocol turns on whether: ``(1) It is
necessary for the
[[Page 32032]]
health, safety, or is critical for the functioning of society
(encompassing cultural and intellectual aspects) and (2) there are no
available technically and economically feasible alternatives or
substitutes that are acceptable from the standpoint of environment and
health; * * * (Decision IV/25).''
Since 1994 the United States and some other Parties to the Montreal
Protocol have annually requested, and been granted, essential-use
exemptions for the production or importation of CFCs for their use in
MDIs for the treatment of asthma and COPD (see, among others, Decisions
VI/9 and VII/28). The exemptions have been consistent with the criteria
established by the Parties, which make the grant of an exemption
contingent on a finding that the use for which the exemption is being
requested is essential for health, safety, or the functioning of
society, and that there are no available technically and economically
feasible alternatives or substitutes that are acceptable from the
standpoint of health or the environment (Decision IV/25).
Several decisions of the Parties have dealt with the transition to
CFC-free MDIs, including the following decisions:
Decision VIII/10 stated that the Parties that are
developed countries would take various actions to promote industry's
participation in a smooth and efficient transition away from CFC-based
MDIs (San Jose, Costa Rica, 1996).
Decision IX/19 required the Parties that are developed
countries to present an initial national or regional transition
strategy by January 31, 1999 (Montreal, Canada, 1997).
Decision XII/2 elaborated on the content of national or
regional transition strategies required under Decision IX/19 and
indicated that any MDI for the treatment of asthma or COPD approved for
marketing after 2000 would not be an ``essential use,'' unless it met
the criteria laid out by the Parties for essential uses (Ouagadougou,
Burkina Faso, 2000).
Decision XIV/5 requested that each Party report annually
the quantities of CFC and non-CFC MDIs and dry-powder inhalers (DPIs)
sold or distributed within its borders and the approval and marketing
status of non-CFC MDIs and DPIs. Decision XIV/5 also noted ``with
concern the slow transition to CFC-free metered-dose inhalers in some
Parties'' (Rome, Italy, 2002).
Decision XV/5 states that, at the 17th meeting of the
Parties (in December 2005) or thereafter, no essential uses of CFCs
will be authorized for Parties that are developed countries, unless the
Party requesting the essential-use allocation has submitted an action
plan for MDIs for which the sole active ingredient is albuterol. Among
other items, the action plan should include a specific date by which
the Party plans to cease requesting essential-use allocations of CFCs
for albuterol MDIs to be sold or distributed in developed countries\5\
(Nairobi, Kenya, 2003).
---------------------------------------------------------------------------
\5\ Our obligation under XV/5 was met by our final rule
eliminating the essential-use status of albuterol, effective
December 31, 2008 (70 FR 17168, April 4, 2005).
---------------------------------------------------------------------------
Decision XVII/5 states that Parties that are developed
countries should provide a date to the Ozone Secretariat\6\ before the
18th meeting of the Parties (October 30 to November 3, 2006) by which
time a regulation or regulations will have been proposed to determine
whether MDIs, other than those that have albuterol as the only active
ingredient, are non-essential (Dakar, Senegal, 2005).
---------------------------------------------------------------------------
\6\ The Ozone Secretariat is the Secretariat for the Montreal
Protocol and the Vienna Convention for the Protection of the Ozone
Layer (the Vienna Convention) (March 22, 1985, 26 I.L.M. 1529
(1985)), available at https://hq.unep.org/ozone/pdfs/viennaconvention2002.pdf.
Based at the United Nations Environment Programme (UNEP) offices
in Nairobi, Kenya, the Secretariat functions in accordance with
Article 7 of the Vienna Convention and Article 12 of the Montreal
Protocol. The main duties of the Secretariat include: Arranging for
and servicing the Conference of the Parties, meetings of the
Parties, their committees, the bureaus, working groups, and
assessment panels; Arranging for the implementation of decisions
resulting from these meetings; Monitoring the implementation of the
Vienna Convention and the Montreal Protocol; Reporting to the
meetings of the Parties and to the Implementation Committee;
Representing the Convention and the Protocol; and Receiving and
analyzing data and information from the Parties on the production
and consumption of ODSs.
---------------------------------------------------------------------------
3. The 1990 Amendments to the Clean Air Act
In 1990, Congress amended the Clean Air Act to, among other things,
better protect stratospheric ozone (Public Law No. 101-549, November
15, 1990) (the 1990 amendments). The 1990 amendments were drafted to
complement, and be consistent with, our obligations under the Montreal
Protocol (see section 614 of the Clean Air Act (42 U.S.C. 7671m)).
Section 614(b) of the Clean Air Act provides that, in the case of a
conflict between any provision of the Clean Air Act and any provision
of the Montreal Protocol, the more stringent provision will govern.
Section 604 of the Clean Air Act required the phase-out of the
production of CFCs by 2000 (42 U.S.C. 7671c),\7\ while section 610 of
the Clean Air Act (42 U.S.C. 7671i) required EPA to issue regulations
banning the sale or distribution in interstate commerce of nonessential
products containing CFCs. Sections 604 and 610 provide exceptions for
``medical devices.'' Section 601(8) (42 U.S.C. 7671(8)) of the Clean
Air Act defines ``medical device'' as
---------------------------------------------------------------------------
\7\ In conformance with the adjustment contained in Decision IV/
2, EPA issued regulations accelerating the complete phase-out of
CFCs, with exceptions for essential uses, to January 1, 1996 (58 FR
65018, December 10, 1993).
---------------------------------------------------------------------------
any device (as defined in the Federal Food, Drug, and Cosmetic
Act (21 U.S.C. 321)), diagnostic product, drug (as defined in the
Federal Food, Drug, and Cosmetic Act), or drug delivery system--
(A) if such device, product, drug, or drug delivery system
utilizes a class I or class II substance for which no safe and
effective alternative has been developed, and where necessary,
approved by the Commissioner [of Food and Drugs]; and
(B) if such device, product, drug, or drug delivery system, has,
after notice and opportunity for public comment, been approved and
determined to be essential by the Commissioner [of Food and Drugs]
in consultation with the Administrator [of EPA].
4. EPA's Implementing Regulations
EPA regulations implementing the Montreal Protocol and the
stratospheric ozone protection provisions of the 1990 amendments are
codified in part 82 of title 40 of the Code of Federal Regulations (40
CFR part 82). (See 40 CFR 82.1 for a statement of intent.) Like the
1990 amendments, EPA's implementing regulations contain two separate
prohibitions, one on the production and import of CFCs (subpart A of 40
CFR part 82) and the other on the sale or distribution of products
containing CFCs (40 CFR 82.66).
The prohibition on production and import of CFCs contains an
exception for essential uses and, more specifically, for essential
MDIs. The definition of essential MDI at 40 CFR 82.3 requires that the
MDI be intended for the treatment of asthma or COPD, be essential under
the Montreal Protocol, and if the MDI is for sale in the United States,
be approved by FDA and listed as essential in FDA's regulations at 21
CFR 2.125.
The prohibition on the sale of products containing CFCs includes a
specific prohibition on aerosol products and other pressurized
dispensers. The aerosol product ban contains an exception for medical
devices listed in Sec. 2.125(e). The term ``medical device'' is used
with the same meaning it was given in the 1990 amendments and includes
drugs as well as medical devices.
5. FDA's 2002 Regulation
In the 1990s, we decided that Sec. 2.125 required revision to
better reflect our obligations under the Montreal Protocol, the 1990
amendments, and EPA's
[[Page 32033]]
regulations, and to encourage the development of ozone-friendly
alternatives to medical products containing CFCs. In particular, as
acceptable alternatives that did not contain CFCs or other ODSs came on
the market, there was a need to provide a mechanism for removing
essential uses from the list in Sec. 2.125(e). In the Federal Register
of March 6, 1997 (62 FR 10242), we published an advance notice of
proposed rulemaking (the 1997 ANPRM) in which we outlined our then-
current thinking on the content of an appropriate rule regarding ODSs
in products FDA regulates. We received almost 10,000 comments on the
1997 ANPRM. In response to the comments, we revised our approach and
drafted a proposed rule published in the Federal Register of September
1, 1999 (64 FR 47719) (the 1999 proposed rule). We received 22 comments
on the 1999 proposed rule. After minor revisions in response to these
comments, we published a final rule in the Federal Register of July 24,
2002 (67 FR 48370) (the 2002 final rule) (corrected in 67 FR 49396,
July 30, 2002, and 67 FR 58678, September 17, 2002). The 2002 final
rule listed as a separate essential use each active moiety\8\ marketed
under the 1978 rule as essential uses for metered-dose steroid human
drugs for oral inhalation and metered-dose adrenergic bronchodilator
human drugs for oral inhalation; eliminated the essential-use
designations in Sec. 2.125(e) for metered-dose steroid human drugs for
nasal inhalation and for products that were no longer marketed; set new
standards to determine when a new essential-use designation should be
added to Sec. 2.125; and set standards to determine whether the use of
an ODS in a medical product remains essential.
---------------------------------------------------------------------------
\8\ Section 314.108(a) of the act (21 CFR 314.108(a)) defines
``active moiety'' as the molecule or ion, excluding those appended
portions of the molecule that cause the drug to be an ester, salt
(including a salt with hydrogen or coordination bonds), or other
noncovalent derivative (such as a complex, chelate, or clathrate) of
the molecule, responsible for the physiological or pharmacological
action of the drug substance. When describing the various essential
uses, we will generally refer to the active moiety, for example,
cromolyn, as opposed to the active ingredient, which, using the same
example, would be cromolyn sodium. When discussing particular
indications and other material from the approved labeling of a drug
product, we will generally use the brand name of the product, which,
using the same example, would be INTAL MDI. In describing material
from treatises, journals, and other non-FDA approved publications,
we will generally follow the usage in the original publication.
---------------------------------------------------------------------------
This rulemaking fulfills our obligation under Sec. 2.125, as well
as the Clean Air Act, the Montreal Protocol, and our general duty to
protect the public health, by removing ODS products from the
marketplace when those products are no longer essential.
II. Criteria
Among other changes, the 2002 final rule, in revised Sec.
2.125(g)(2), establishes a standard for removing an essential-use
designation for any drug after January 1, 2005, that would apply to a
drug where there are no acceptable non-ODS alternatives with the same
active moiety. This standard provides an incentive for manufacturers to
reformulate their products in a timely manner. There are no acceptable
non-ODS alternatives available that have the same active moieties as
the products marketed under the essential uses that are the subject of
this proposed rule; therefore, we are proceeding with this rulemaking
under the provisions of Sec. 2.125(g)(2). The process for removing the
essential use designation under Sec. 2.125(g)(2) includes a
consultation with a relevant advisory committee and an open public
meeting, in addition to a proposed rule and a final rule. The criterion
established for removing the essential use in such circumstances is
that it no longer meets the criteria specified in revised Sec.
2.125(f) for adding a new essential use (Sec. 2.125(g)(2)). The
criteria in Sec. 2.125(f) for adding an essential use are:
(i) Substantial technical barriers exist to formulating the
product without ODSs;
(ii) The product will provide an unavailable important public
health benefit; and
(iii) Use of the product does not release cumulatively
significant amounts of ODSs into the atmosphere or the release is
warranted in view of the unavailable important public health
benefit.
Because the three criteria in Sec. 2.125(f) are linked by the word
``and,'' failure to meet any single criterion results in a
determination that the use is not essential.
We discussed these criteria in the preamble to the 1999 proposed
rule. A key point in our discussion of technical barriers was:
``Generally, FDA intends the term `technical barriers' to refer to
difficulties encountered in chemistry and manufacturing. A petitioner
would have to establish that it evaluated all available alternative
technologies and explain in detail why each alternative was deemed to
be unusable to demonstrate that substantial technical barriers exist.''
(1999 proposed rule at 47721.)
In applying the ``technical barriers'' criteria, we look at the
results of reformulation efforts for similar products as well as
statements made about the manufacturer's particular efforts to
reformulate their product.
Similarly, in discussing what is ``an unavailable important public
health benefit,'' we said: ``The agency intends to give the phrase
`unavailable important public health benefit' a markedly different
construction from the [phrase used in the 1978 rule] `substantial
health benefit.' A petitioner should show that the use of an ODS would
save lives, significantly reduce or prevent an important morbidity, or
significantly increase patient quality of life to support a claim of
important public health benefit.'' (1999 proposed rule at 47722.)
One key point to note here is that we raised the hurdle for the
public health benefit that needs to be shown. A use that was shown to
have a ``substantial health benefit'' under the 1978 rule (all
essential uses were established under the 1978 rule), will not
necessarily be able to clear the higher hurdle of the 2002 final rule's
``unavailable important public health benefit.''
In determining if a drug product provides an otherwise unavailable
important public health benefit, our primary focus is on the
availability of non-ODS products that provide equivalent therapeutic
benefits for patients who are currently using the CFC MDIs. If
therapeutic alternatives exist for all patients using the CFC MDI, we
would then determine that the CFC MDI does not provide an otherwise
unavailable important public health benefit.
Under the third criterion, the essential use must be eliminated
unless we find that use of the product does not release cumulatively
significant amounts of ODSs into the atmosphere, or that the release,
although cumulatively significant, is warranted in view of the
otherwise unavailable important public health benefit that the use of
the drug product provides. In evaluating whether continuing the
essential-use designation of these MDIs would result in the products
releasing significant quantities of ODSs, in light of past policy
statements (2002 final rule p. 48380) and the current state of the
phase-out of ODSs, we tentatively conclude that the release of CFCs
from MDIs containing flunisolide, triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in combination, cromolyn, and
nedocromil would be significant. The reasons for this tentative
conclusion are discussed in the following paragraphs.
The United States evaluated the environmental effect of eliminating
the use of all CFCs in an environmental impact statement in the 1970s
(see 43 FR 11301). As part of that evaluation, FDA concluded that the
continued use
[[Page 32034]]
of CFCs in medical products posed an unreasonable risk of long-term
biological and climatic impacts (see Docket No. 1996N-0057 (formerly
96N-0057)). Congress later enacted provisions of the Clean Air Act that
codified the decision to fully phase out the use of CFCs over time (see
42 U.S.C. 7671 et seq. (enacted November 15, 1990)). We note that the
environmental impact of individual uses of nonessential CFCs must not
be evaluated independently, but rather must be evaluated in the context
of the overall use of CFCs. Cumulative impacts can result from
individually minor but collectively significant actions taking place
over a period of time (40 CFR 1508.7). Significance cannot be avoided
by breaking an action down into small components (40 CFR
1508.27(b)(7)). Currently, MDIs for the treatment of asthma and COPD
are the only legal use of newly produced or imported CFCs (see EPA 2006
Allocation rule). Although it may appear to some that the CFCs released
from MDIs represent insignificant quantities of ODSs, and therefore
should be exempted, the elimination of CFC use in MDIs is one of the
final steps in the overall phase-out of CFC use. The release of ODSs
from some of the MDIs may be relatively small compared to total
quantities that were released 2 or 3 decades ago, but if each use that
resulted in the release of relatively small quantities of ODSs were
provided an exemption, the cumulative effect would be to prevent the
elimination of ODS releasing products. This would prevent the full
phase-out envisioned by the Clean Air Act and the Montreal Protocol.
Therefore, we tentatively conclude that the release of ODSs from these
MDIs is cumulatively significant.
Given this proposed finding, the essential use for each product
must be eliminated under Sec. 2.25(f)(1)(iii) unless we also find that
the product provides an otherwise unavailable important health benefit
which warrants the cumulatively significant release of the ODS.
As noted previously, because the three criteria in Sec. 2.25(f)(1)
are linked by the word ``and,'' failure to meet any single criterion
results in a determination that the use is not essential. Accordingly,
if we find that any product fails to provide an otherwise unavailable
important health benefit (criterion two), we would be required to find
that the use of the product is not essential, and we would not need to
reach the last step under the third criteria (balancing the important
health benefit against the release of the ODS to determine if the
release is warranted). Assuming, however that the first and second
criteria in Sec. 2.125(f) are met, because of our tentative conclusion
that the release of ODSs from these MDIs is cumulatively significant,
we would then need to conduct the balancing inquiry under the third
criterion for that product.
The criteria in Sec. 2.125(f)(1) we are using in this rulemaking,
as cross-referenced in Sec. 2.125(g)(2), are different from those in
Sec. 2.125(g)(3) and (g)(4). Section 2.125(g)(2) specifically
addresses the situation where there is no other marketed product
containing the same active moiety in a non-ODS formulation, while Sec.
2.125(g)(3) and (4)\9\ apply to situations where there is at least one
other product marketed with the same active moiety in a non-ODS
formulation. When we removed the essential-use designation for
albuterol (70 FR 17168, April 4, 2005) we used the criteria found in
Sec. 2.125(g)(4) because there were more than one albuterol CFC MDI
being marketed and there were two acceptable alternatives containing
albuterol (Proventil HFA and Ventolin HFA) to the albuterol CFC MDIs.
This contrasts to Sec. 2.125(g)(2), which permits FDA to remove an
essential use even if there are no alternatives available with the same
active moiety, provided that sufficient alternative products with
different active moieties exist to meet the needs of patients, because
the essential use would then no longer provide an otherwise unavailable
important health benefit. Therefore, the analyses we use here are not
identical to the analyses we used under Sec. 2.125(g)(4) in the
albuterol rulemaking. In both the albuterol rulemaking and this
rulemaking, the primary focus is on determining whether acceptable
alternatives exist for the products that are marketed under the
essential use, but with this rulemaking we are able to consider
alternatives with different active moieties. Therefore, our analyses
are similar, and we have found it useful to borrow concepts from the
more specific provisions of Sec. 2.125(g)(3) and (g)(4) to help give
more structure to our analysis under the broader language of Sec.
2.125(f)(1). In general, as explained in the preamble to the 1999
proposed rule, ``FDA is requiring the existence of feasible
alternatives that are acceptable from a health standpoint before it
will find any CFC-MDI no longer essential.'' (1999 proposed rule at
47736.) Thus, we request comment on whether the available alternatives
for each of the seven moieties are acceptable from a public health
perspective.
---------------------------------------------------------------------------
\9\ The text of Sec. 2.125(g)(3) and (4) is as follows:
(3) For individual active moieties marketed as ODS products and
represented by one new drug application (NDA):
(i) At least one non-ODS product with the same active moiety is
marketed with the same route of administration, for the same
indication, and with approximately the same level of convenience of
use as the ODS product containing that active moiety;
(ii) Supplies and production capacity for the non-ODS product(s)
exist or will exist at levels sufficient to meet patient need;
(iii) Adequate U.S. postmarketing use data is available for the
non-ODS product(s); and
(iv) Patients who medically required the ODS product are
adequately served by the non-ODS product(s) containing that active
moiety and other available products; or
(4) For individual active moieties marketed as ODS products and
represented by two or more NDAs:
(i) At least two non-ODS products that contain the same active
moiety are being marketed with the same route of delivery, for the
same indication, and with approximately the same level of
convenience of use as the ODS products; and
(ii) The requirements of paragraphs (g)(3)(ii), (g)(3)(iii), and
(g)(3)(iv) of this section are met.
There are noteworthy procedural differences between Sec.
2.125(g)(2) and Sec. 2.125(g)(3) and (4). A rulemaking under Sec.
2.125(g) (3) or (4) could have been started before January 1, 2005,
and there is no requirement for either an advisory committee meeting
or public meeting. The proposed rule for the removal of the
essential-use designation for albuterol was published in the Federal
Register of June 16, 2004 (69 FR 33602) and although the matter was
discussed at a public meeting of the Pulmonary-Allergy Drug Advisory
Committee on June 10, 2004, no separate public meeting on the matter
was held.
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III. Effective Date
We are proposing that any rule finalizing the removal of an
essential use proposed in this document have an effective date of
December 31, 2009. In determining the appropriate effective date or
dates for this rulemaking, we will consider not only whether
therapeutic alternatives are on the market but also whether adequate
production capacity and supplies are available to meet the new,
presumably increased, demand for the therapeutic alternatives once
products marketed under the old essential use are no longer sold.
Depending on the data presented to us in the course of the rulemaking,
we may determine that it is appropriate to have different effective
dates for different uses.
In determining an appropriate effective date, we have kept in mind
that albuterol HFA\10\ MDIs are primary therapeutic alternatives to
drugs produced under three of the essential uses described in this
rule. Sales of the products marketed under those essential uses have
totaled approximately 14
[[Page 32035]]
million MDIs a year. We are confident there will be adequate supplies
of albuterol HFA MDIs to meet the needs of all current users of
albuterol CFC MDIs by December 31, 2008 (the date on which albuterol
MDIs will no longer be designated an essential use).\11\ Although we
have limited data on production increases above current demand for 2009
and later, we believe that, by December 31, 2009, albuterol HFA
production will be able to meet any increased demand caused by this
rulemaking. We specifically invite comments from manufacturers of
albuterol HFA MDIs on this issue.
---------------------------------------------------------------------------
\10\ These albuterol inhalers use the non-ozone-depleting
hydrofluoroalkane HFA-134a (usually referred to as HFA) as a
propellant.
\11\ Current information indicates that production of albuterol
HFA MDIs will be adequate to meet the current demand for albuterol
MDIs much earlier than December 31, 2008.
---------------------------------------------------------------------------
We also believe that a December 31, 2009 effective date is more
than sufficient to allow patients to consult their health care
providers and obtain prescriptions for therapeutic alternatives in an
orderly fashion.
In proposing a December 31, 2009, effective date, we expect that
2009 would be a transition year characterized by declining production
of the CFC MDIs that are the subject of this rule. If a December 31,
2009 effective date is established by this rulemaking, we anticipate
that other administrative actions taken by EPA and FDA would reflect
the concept of 2009 being a transition year.
The sale of remaining stocks of CFC MDIs by manufacturers,
wholesalers, and retailers was a consideration in setting the effective
date of the albuterol rule (70 FR 17168 and 17179). We believe that
this consideration also is appropriate for this rulemaking. In
evaluating the period of time that is needed to sell remaining stocks
of the CFC MDIs that are the subject of this rulemaking, a factor that
must be considered is the expiration dating for the relevant products.
One product has an expiration date set at 18 months after manufacture,
five products have dates set at 24 months, and three products'
expiration dates are 30 months or more after production.\12\
Prescription drug products, particularly those for chronic diseases
such as asthma and COPD, are generally dispensed well before the
expiration date, allowing the patients a significant amount of time to
use the drugs before they reach their expiration dates. Therefore, we
believe that all of the products with 18-month and 24-month expiration
dates manufactured prior to publication of a final rule based on this
proposal will have passed their expiration dates and been dispensed or
destroyed by December 31, 2009. We invite comments on the relationship
between expiration dates and the distribution and dispensing of the
products that are the subject of the rulemaking.
---------------------------------------------------------------------------
\12\ Nine different products, including two sizes of COMBIVENT
and two flavors (plain and menthol) of AEROBID, are produced under
the seven essential uses that are the subject of this rule.
---------------------------------------------------------------------------
IV. 2005 PADAC Meeting
As required by Sec. 2.125(g)(2), we consulted an advisory
committee before drafting this proposed rule. We consulted with FDA's
Pulmonary and Allergy Drugs Advisory Committee (PADAC) at their July
14, 2005, meeting (2005 meeting) on the essential-use status of MDIs
containing flunisolide, triamcinolone, metaproterenol, pirbuterol,
albuterol and ipratropium in combination, cromolyn, and nedocromil. The
opinions expressed by the PADAC members about each of these essential
uses will be discussed below.\13\
---------------------------------------------------------------------------
\13\ A transcript of the meeting and other meeting material is
available on the Web at https://www.fda.gov/ohrms/dockets/ac/cder05.html#PulmonaryAllergy.
---------------------------------------------------------------------------
This PADAC meeting should not be confused with the open public
meeting that we will be holding in the near future on the essential-use
status of these MDIs. We will publish a notice for the public meeting
in the Federal Register shortly.
V. Drugs We Are Proposing as Nonessential
A. Flunisolide and Triamcinolone
We are proposing to remove the essential-use designations for MDIs
containing flunisolide (AEROBID) and triamcinolone (AZMACORT). AEROBID
and AZMACORT are orally inhaled corticosteroids. AZMACORT is the only
currently marketed drug product that provides orally inhaled
triamcinolone. AEROBID and AZMACORT are the only two orally inhaled
corticosteroids marketed that contain ODSs. Both drugs are indicated
for the maintenance treatment and prophylaxis of asthma in patients as
young as 6 and both are prescription drugs. Flunisolide and
triamcinolone, as well as other corticosteroids, are not indicated for
relief of acute bronchospasm. Inflammation is an important component in
the development of asthma. The anti-inflammatory actions of
corticosteroids contribute to their efficacy in asthma. Though
effective for the treatment of asthma, corticosteroids do not
appreciably affect asthma symptoms immediately. Individual patients
experience a variable time to onset and degree of symptom relief.
Maximum benefit may not be achieved for 1 to 2 weeks or longer after
starting treatment. AEROBID was approved on April 23, 1982, and
AZMACORT was approved on August 17, 1984. Their use was considered
essential under the 1978 rule, which stated that ``[m]etered-dose
steroid human drugs for oral inhalation'' were essential. Flunisolide
and triamcinolone were designated as essential as different active
moieties in the 2002 rule. In addition to the ODS-containing AEROBID,
AEROSPAN, a flunisolide HFA MDI, was approved January 27, 2006, but has
not yet been introduced onto the market.
We have tentatively concluded that the following orally inhaled
corticosteroid drug products, which do not contain ODSs, collectively
provide adequate therapeutic alternatives to AEROBID and AZMACORT:
Beclomethasone dipropionate MDI (QVAR),
Budesonide DPI (PULMICORT TURBUHALER),
Fluticasone propionate MDI (FLOVENT HFA), and
Mometasone furoate DPI (ASMANEX TWISTHALER).
All of these drugs are indicated for the maintenance treatment and
prophylaxis of asthma. All of the therapeutic alternatives have
adequate safety profiles similar to those of AEROBID and AZMACORT. Our
tentative conclusion that these four drugs collectively provide
adequate therapeutic alternatives does not mean that each can be freely
substituted for AEROBID and AZMACORT, or freely substituted one for
another. Rather, we believe that at least one of those drugs should be
an adequate therapeutic alternative for every patient currently using
AEROBID or AZMACORT. There are significant differences among these
drugs, for example FLOVENT HFA and ASMANEX TWISTHALER are both
indicated for patients 12 and older, compared to AEROBID and AZMACORT,
which are indicated for patients 6 and older. However, QVAR and
PULMICORT TURBUHALER are indicated for patients as young as 5 and 6,
respectively. With these two drugs, younger pediatric patients who used
AEROBID and AZMACORT should be more than adequately served. There are
other notable differences: ASMANEX TWISTHALER contains lactose; there
is clinical data on the use of inhaled budesonide by pregnant women in
labeling for PULMICORT TURBUHALER; QVAR and FLOVENT HFA are MDIs;
ASMANEX TWISTHALER and PULMICORT TURBUHALER are different types of
DPIs. All of these elements, and more, may factor into a decision on
which drug product to substitute for AEROBID
[[Page 32036]]
and AZMACORT for any individual patient.
A therapeutic alternative to AEROBID and AZMACORT, primarily for
patients who are using both salmeterol and either AEROBID or AZMACORT,
is the ADVAIR DPI which contains fluticasone propionate and another
asthma drug salmeterol, in combination, which is available in various
strengths. .
FDA has recently approved SYMBICORT, an HFA MDI combining
budesonide and formoterol, a long-acting beta-agonist. This drug
product is expected to enter the U.S. market in mid-2007 and would be a
logical first option for patients using both formoterol (FORADIL) and
either AEROBID or AZMACORT. However, the lack of postmarketing data and
the unavailability of information on future production capacity and
supplies for SYMBICORT means that we cannot consider at this time the
expected availability of SYMBICORT as grounds for eliminating the
essential use of flunisolide under Sec. 2.125(g)(2). The expected
availability of SYMBICORT was not considered a material issue in our
tentative determination that flunisolide MDIs are not an essential use
of ODSs: there are more than a sufficient number of therapeutic
alternatives to AEROBID and AZMACORT without considering SYMBICORT.
We realize that inhaled corticosteroids are widely considered the
drugs of choice, used in conjunction with other drugs, for treatment of
severe persistent, moderate persistent, and mild persistent asthma in
adults and children (Ref. 1, app. A-1).\14\ However certain health care
providers and patients, particularly in cases of mild persistent
asthma, may decide to switch from AEROBID and AZMACORT to drugs other
than inhaled corticosteroids. If these other drugs do not release ODSs,
such as leukotriene modifiers and theophylline, then they also provide
alternative therapies.
---------------------------------------------------------------------------
\14\ References to outside publications or any other statements
of fact or opinion in this document concerning a drug product are
not intended to be equivalent to statements in labeling approved
under section 505 of the act (21 U.S.C. 355) and part 314 of our
regulations (21 CFR part 314).
---------------------------------------------------------------------------
The recently approved AEROSPAN (flunisolide HFA MDI) may also be a
therapeutic alternative to AEROBID and AZMACORT. However, as previously
noted with SYMBICORT, the lack of postmarketing data and the
unavailability of information on future production capacity and
supplies for AEROSPAN mean that we cannot consider at this time the
availability of AEROSPAN as grounds for eliminating the essential use
of flunisolide under Sec. 2.125(g)(3). The availability of AEROSPAN
was not considered a material issue in our tentative determination that
flunisolide MDIs are not an essential use of ODSs: there are more than
a sufficient number of therapeutic alternatives to AEROBID and AZMACORT
without considering AEROSPAN. However, we do solicit comments on
postmarketing data for AEROSPAN and its suitability as an alternative
to AEROBID and AZMACORT.
PADAC members expressed the opinion, without dissent, that
flunisolide and triamcinolone were no longer essential uses of ODSs.
We have tentatively come to the following conclusion:
The pharmaceutical industry has had success in formulating
other orally inhaled corticosteroids without ODSs. In particular, the
AEROSPAN flunisolide HFA MDI was approved by FDA. We have no evidence
to suggest that the ODS containing triamcionolone or flunisolide oral
inhalation drug products pose unique technical challenges to
formulation without ODSs. Therefore, we tentatively conclude that no
substantial technical barriers exist to formulating triamcinolone or
flunisolide oral inhalation drug products without ODSs.
Flunisolide and triamcinolone MDIs do not provide an
otherwise unavailable important public health benefit because of the
available therapeutic alternatives.
The release of ODSs into the atmosphere from flunisolide
and triamcinolone MDIs is cumulatively significant and is not warranted
because they do not provide an otherwise unavailable important public
health benefit.
We, therefore, tentatively conclude that oral pressurized MDIs
containing flunisolide and triamcinolone are no longer essential uses
of ODSs and should be removed from the list of essential uses in Sec.
2.125(e).
B. Metaproterenol and Pirbuterol
We are proposing to remove the essential-use designations for MDIs
containing metaproterenol (ALUPENT MDI) and pirbuterol (MAXAIR).
Metaproterenol and pirbuterol are short-acting beta2-
adrenergic agonists used in the treatment of bronchospasm associated
with asthma and COPD. They act as bronchodilators. Pirbuterol is only
available in a CFC MDI, while metaproterenol is also available as a
syrup, as tablets, and as an inhalation solution for use in nebulizers.
This rulemaking will not affect any dosage form of metaproterenol other
than the ALUPENT MDI which contains CFCs. ALUPENT MDI and MAXAIR are
the only beta2-adrenergic agonist MDIs currently marketed
containing CFCs (other than albuterol, whose essential use status will
end December 31, 2008). ALUPENT MDI and MAXAIR are prescription drugs.
Their use was considered essential under the 1978 rule, which stated
that ``[m]etered-dose adrenergic bronchodilator human drugs for oral
inhalation'' were essential. Metaproterenol and pirbuterol were
designated as essential as different active moieties in the 2002 rule.
ALUPENT MDI was approved on July 31, 1973, and MAXAIR was approved on
November 30, 1992.
We have tentatively concluded that the following beta2-
adrenergic agonist MDIs, which use HFA-134a (1,1,1,2,
tetrafluoroethane) as a propellant instead of ODSs, collectively
provide adequate therapeutic alternatives to ALUPENT MDI and MAXAIR:
Albuterol sulfate MDI (PROAIR HFA),
Albuterol sulfate MDI (PROVENTIL HFA),
Albuterol sulfate MDI (VENTOLIN HFA),
Levalbuterol tartrate MDI (XOPONEX HFA).
ALUPENT MDI, MAXAIR, and the therapeutic alternatives are all very
similar drugs. They are all indicated for the relief of bronchospasms
associated with asthma and COPD (although the labeled indications may
be worded differently), have very similar safety profiles,\15\ and have
similar dosing regimens. When we say that these 4 drugs collectively
provide adequate therapeutic alternatives, we are not saying that each
can be freely substituted for ALUPENT MDI and MAXAIR, or freely
substituted one for another. Rather, we are saying that one of those
drugs should be an adequate therapeutic alternative for every patient
currently using ALUPENT MDI or MAXAIR. ALUPENT MDI and MAXAIR are
indicated for children as young as 12, while the therapeutic
alternatives are indicated for children as young as 4. The albuterol
sulfate products are indicated for prevention of exercise-induced
asthma, while ALUPENT MDI, MAXAIR, and Xopenex are not. MAXAIR includes
one product form that incorporates an ``autohaler'' device. This
mechanism senses patient effort and delivers the dose in relationship
to inhalation by the patient. While this
[[Page 32037]]
mechanism is believed to lessen issues with coordinating inhalation to
actuation, there are no data to adequately document that this feature
leads to improvements in therapy. However, the use of spacer devices
with other alternative products may provide options for individuals who
have difficulties in coordinating inhalation with MDI operation,
allowing them to more satisfactorily use MDIs that do not have a
breath-actuated mechanism.
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\15\ Metaproterenol, because it is less selective than
pirputerol, albuterol, levalbuterol, and some other
beta2-agonists, may present greater potential for
excessive cardiac stimulation (Ref. 2, p. 64; Ref. 1, Appendix A-2).
---------------------------------------------------------------------------
PADAC members gave their opinion, without dissent, that
metaproterenol and pirbuterol were no longer essential uses of ODSs.
We have tentatively come to the following conclusions:
The pharmaceutical industry has had success in formulating
other orally inhaled beta2-adrenergic bronchodilators
without ODSs. We have no evidence to suggest that the ODS containing
metaproterenol or pirbuterol oral inhalation drug products pose unique
technical challenges to formulation without ODSs Therefore, we
tentatively conclude that no substantial technical barriers exist to
formulating metaproterenol and pirbuterol oral inhalation drug products
without ODSs.
Metaproterenol and pirbuterol MDIs do not provide an
otherwise unavailable important public health benefit because of the
available therapeutic alternatives.
The release of ODSs into the atmosphere from
metaproterenol and pirbuterol MDIs is cumulatively significant and is
not warranted because they do not provide an otherwise unavailable
important public health benefit.
We, therefore, tentatively conclude that oral pressurized MDIs
containing metaproterenol and pirbuterol are no longer essential uses
of ODSs and should be removed from the list of essential uses in Sec.
2.125(e).
C. Cromolyn and Nedocromil
Cromolyn sodium and nedocromil sodium are members of the class of
drugs called ``cromones.'' Although it is not entirely clear how
cromones exert their clinical effect, cromones are thought to inhibit
antigen-induced bronchospasm as well as the release of histamine and
other autacoids from sensitized mast cells. Cromolyn is also available
for use in treating asthma as an inhalation solution for use in a
nebulizer. Both cromolyn and nedocromil are also used in ophthalmic
products, and cromolyn is available for oral administration for an
enteric indication. None of these formulations would be affected by
this proposed action.
The only cromolyn MDI (INTAL MDI) was approved for marketing on
December 5, 1985. The essential-use designation for ``[m]etered-dose
cromolyn sodium human drugs administered by oral inhalation'' was added
to Sec. 2.125(e) on February 6, 1986 (51 FR 5190).
The only nedocromil MDI (TILADE) was approved for marketing
December 30, 1992. The essential-use designation for ``[m]etered-dose
nedocromil sodium human drugs administered by oral inhalation'' was
added to Sec. 2.125(e) on January 26, 1993 (58 FR 6086).
No other cromone drug is marketed in an MDI or other dosage form.
Both INTAL MDI and TILADE are indicated for the management of
asthma in patients as young as 5 and 6, respectively. Both are
prescription drugs. Neither drug is indicated for the relief of acute
bronchospasm.
We have tentatively concluded that the following orally inhaled
corticosteroid drug products, which do not contain ODSs, collectively
provide adequate therapeutic alternatives to INTAL MDI and TILADE:
Beclomethasone dipropionate MDI (QVAR),
Budesonide DPI (PULMICORT TURBUHALER),
Fluticasone propionate MDI (FLOVENT HFA), and
Mometasone furoate DPI (ASMANEX TWISTHALER).
Inhaled corticosteroids are generally considered the preferred
treatment for mild but persistent asthma, while cromolyn and nedocromil
are considered to be alternative, or secondary, treatments (Ref. 1,
appendix A-1, and p. 23). Cromolyn and nedocromil are generally
regarded as having an excellent safety profile, but their clinical
usefulness has been questioned, particularly when compared to inhaled
corticosteroids (Ref. 1., p. 23; Ref. 2;). The clinical evidence of
better effectiveness outweighs any minor concerns we may have about the
slight differences that may exist between the safety profiles of the
cromones (cromolyn and nedocromil) and the inhaled corticosteroids.
QVAR, and PULMICORT TURBUHALER, as discussed in part V.A of this
document, provide more than adequate therapeutic alternatives for
younger pediatric patients. While low-dose inhaled corticosteroids are
generally considered the drugs of choice for mild but persistent asthma
in adults and children, health care providers and patients,
particularly in cases of patients who do not tolerate corticosteroids,
may decide to switch from INTAL MDI and TILADE to drugs other than
inhaled corticosteroids. Also, there are non-inhaled asthma
medications, such as leukotriene modifiers and theophylline, which also
provide alternative therapies. Leukotriene modifiers and theophylline
(as well as cromolyn and nedocromil) have been suggested as alternative
medications for moderate but persistent asthma in children older than 5
and in adults (Ref. 1, app. A-1)
Although we believe that patients using INTAL MDIs and TILADE will
be adequately served by the inhaled corticosteroids and other
therapeutic alternatives described previously, another therapeutic
alternative may be the use of cromolyn inhalation solution in a
portable nebulizer. We bring up this issue here because of the absence
of MDIs and DPIs containing a cromone, and the availability of cromolyn
in an inhalation solution. In the past we have downplayed, but never
categorically rejected, the suitability of portable nebulizers as
therapeutic alternatives to ODS-containing MDIs (see the 1999 Proposed
Rule at 47226, and the 2002 Final Rule at 48377). We invite comment on
the suitability of portable nebulizers as therapeutic alternatives to
INTAL MDIs and TILADE, and whether use of a portable nebulizer would be
necessary to serve all patients who are currently using INTAL MDIs and
TILADE.
PADAC members were closely divided at the 2005 meeting on whether
cromolyn is essential. Several members questioned the drug's
effectiveness with some concluding that the drug was no longer
essential, while others felt that the drug was preferable for treating
some ``niche'' patient populations, even though inhaled corticosteroids
were more generally effective. The two niche patient populations
identified were patients who could not tolerate beta2-
adrenergic agonists who experience exercised-induced bronchospasm, and
patients who need prophylaxis for a specific allergy-induced
bronchospasm, such as might happen when an allergic patient visits a
house with a cat in it. One member said that for the small group of
patients that have no other alternative than to use cromolyn,
nebulizers, while somewhat inconvenient, may provide a therapeutic
alternative for situations involving planned and known exposures to
allergens. Another member disagreed with this opinion, responding that
nebulizers are too inconvenient to provide a therapeutic alternative to
MDIs.
A consensus quickly developed among the PADAC members at the 2005
meeting that nedocromil was not essential. One member questioned
[[Page 32038]]
whether TILADE was still on the market and another stated that he had
assumed it was off the market. One member said that his view on
nedocromil, which he viewed as very comparable to cromolyn (a view well
supported by available literature), was influenced by the supposition
that a cromolyn product would still be on the market.
The issue of exercise-induced bronchospasm in determining the
essential-use status of cromolyn and nedocromil is a difficult subject
to address. Beta2-adrenergic agonists are generally regarded
as the treatment of choice for prophylaxis of exercise induced
bronchospasm (Ref. 3, p. 100). The labeling for PROVENTIL HFA, VENTOLIN
HFA, PROAIR HFA, formoterol fumarate inhalation powder (FORADIL), and
SEREVENT DISKUS includes indications for exercise induced bronchospasm.
As stated at the 2005 PADAC meeting, the primary issue then becomes one
of prophylaxis of exercise induced bronchospasm in patients who do not
tolerate beta2-adrenergic agonists. The size of this patient
population is not well documented. Studies of albuterol in HFA MDIs
show rates of adverse events that are not significantly different from
the rates with a placebo, indicating that this is a very well-tolerated
drug.\16\ If a patient population that cannot tolerate
beta2-adrenergic agonists exists, it would seem to be very
small. However, there appear to be therapeutic alternatives for INTAL
MDIs and TILADE for this population. Long-term control therapy using
corticosteroids may provide an appropriate therapeutic alternative for
prophylaxis of exercise induced bronchospasm. Long-term control
therapy, including corticosteroids and montelukasts (SINGULAIR), may
decrease the bronchial hyperresponsiveness and therefore significantly
lessen the need for immediate prophylaxis of exercise induced
bronchospasm with a shorter-acting drug, such as cromolyn, nedocromil,
or albuterol. (Ref. 3, p. 100; Ref. 4; Ref. 5; Ref. 6). Portable
nebulizers using cromolyn may provide an attractive therapeutic
alternative for this patient population as well. A nebulizer too large
to carry in a pocket or purse might be easily carried in a gym bag.
Larger nebulizers using cromolyn may also provide an acceptable
therapeutic alternative for prophylaxis of exercise induced
bronchospasm, because exercise can be scheduled so that access to a
nebulizer is available before the exercise.
---------------------------------------------------------------------------
\16\ Other beta2-adrenergic bronchodilators,
particularly older, less selective beta2-adrenergic
bronchodilators, may not be as well tolerated. Salmeterol has
specific safety concerns (see the boxed warning on the approved
labeling of Serevent Diskus). However, albuterol is the most widely
used beta2-adrenergic bronchodilator, and it is indicated
for prophylaxis of exercise induced bronchospasm, so we feel
comfortable in focusing our discussion on this single member of the
class.
---------------------------------------------------------------------------
The issue of INTAL MDI and TILADE patients who needed prophylaxis
for a specific allergy-induced bronchospasm, such as might occur when
an allergic patient visits a house with a cat in it, is less well
defined than the prophylaxis of exercise induced bronchospasm. We
believe that our discussion of alternatives to INTAL MDIs and TILADE in
regard to exercise induced bronchospasm would be equally relevant to
this issue.
We agree with the PADAC member that cromolyn and nedocr