Area Navigation (RNAV) and Miscellaneous Amendments, 31662-31685 [E7-10609]
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14 CFR Parts 1, 91, 97, 121, 125, 129,
and 135
This regulation is within the scope of
that authority because it will facilitate
air navigation from other than groundbased navigation aids, enable new
technology and provide for consistency
between FAA and ICAO terminology.
[Docket No. FAA–2002–14002; Amdt. Nos.
1–57, 91–296, 97–1336, 121–333, 125–52,
129–42, 135–110]
Guide to Terms and Acronyms
Frequently Used in This Document
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
RIN 2120–AH77
Area Navigation (RNAV) and
Miscellaneous Amendments
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
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SUMMARY: The FAA is amending its
regulations to reflect technological
advances that support area navigation
(RNAV); include provisions on the use
of suitable RNAV systems for
navigation; amend certain terms for
consistency with those of the
International Civil Aviation
Organization (ICAO); remove reference
to the middle marker in certain sections
because a middle marker is no longer
operationally required; clarify airspace
terminology; and incorporate by
reference obstacle departure procedures
into Federal regulations. The changes
will facilitate the use of new navigation
reference sources, enable advancements
in technology, and increase efficiency of
the National Airspace System.
DATES: Effective date: August 6, 2007.
The incorporation by reference of
certain publications listed in the rule is
approved by the Director of the Federal
Register as of August 6, 2007.
FOR FURTHER INFORMATION CONTACT:
Ernest Skiver, Flight Technologies and
Procedures Division, Flight Standards
Service, AFS–400, Federal Aviation
Administration, 800 Independence
Ave., SW., Washington, DC 20591;
telephone: (202) 385–4586.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44701, ‘‘General requirements.’’ Under
Section 44701, the FAA is charged with
prescribing regulations and minimum
standards for practices, methods, and
procedures the Administrator finds
necessary for safety in air commerce.
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AC—Advisory Circular
APV—Approach procedure with vertical
guidance
ARAC—Aviation Rulemaking Advisory
Committee
ATC—Air Traffic Control
ATS—Air Traffic Service
DA—Decision altitude
DH—Decision height
DME—Distance measuring equipment
EFVS—Enhanced Flight Vision System
FL—Flight level
GPS—Global Positioning System
ICAO—International Civil Aviation
Organization
IAP—Instrument approach procedure
IFR—Instrument flight rules
ILS—Instrument landing system
MDA—Minimum descent altitude
MEA—Minimum en route IFR altitude
MOCA—Minimum obstruction clearance
altitude
MSL—Mean sea level
NAS—National Airspace System
ODP—Obstacle departure procedure
Over the top—Over the top of clouds
RNAV—Area navigation
RNP—Required navigation performance
RVR—Runway visual range
TAOARC—Terminal Area Operations
Aviation Rulemaking Committee
TERPS—U.S. Standard for Terminal
Instrument Procedures
VOR—Very high frequency omnidirectional
range
Table of Contents
I. Background
A. Previous Rulemaking Actions
B. Terminal Area Operations Aviation
Rulemaking Committee (TAOARC)
C. Concept of Performance-Based Criteria
II. Discussion of the Final Rule
A. General
B. Terminology and Definitions (§§ 1.1, 1.2,
and 97.3)
1. Classification of instrument approach
procedures (§ 1.1: APV, NPA, and PA)
2. Category I, II, III, IIIa, IIIb, and IIIc
operations (§ 1.1)
3. Decision altitude (DA) and decision
height (DH) (§ 1.1)
4. Final approach fix (FAF) (§ 1.1)
5. HAT as acronym for ‘‘height above
threshold’’ (§ 97.3)
6. Helipoint (§ 97.3)
7. Instrument approach procedure (IAP)
(§ 1.1)
8. Minimum descent altitude (MDA) (§ 1.1)
9. MSA—Minimum safe altitude (§ 97.3)
10. Night (§ 1.1)
11. Use of the word ‘‘pilot’’ or ‘‘person’’
12. Precision final approach fix (PFAF)
(§ 1.1)
13. RNAV (acronym) (§ 1.2)
14. Visibility minimum (§ 97.3)
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II.C. Communication Requirements
1. Communications facilities (§ 121.99)
2. Aircraft communication equipment
(§§ 91.205, 91.511, 91.711, 121.345,
121.347, 121.349, 121.351, 125.203,
129.16 (adopted as § 129.22), 129.17,
135.161, and 135.165)
3. Flight operations communications
requirements (§§ 91.183, 91.185, 129.21,
and 135.79)
II.D. Navigation Equipment Requirements
1. Aircraft navigation equipment
requirements 1.a. Suitability of RNAV
systems 1.b. Aircraft navigation
equipment requirements 1.c. Navigation
system configurations
2. Global Navigation Satellite System
(GNSS) or other satellite navigation aids,
e.g., global positioning systems (GPS)
3. En route navigation facilities
(§§ 121.103, 121.121, 125.51)
II.E. International Standards
II.F. Elimination of Middle Markers
(§§ 91.129 and 91.175)
II.G. DME Requirements for Aircraft
Operating At or Above FL 180 Versus FL
240 (§§ 91.205 and 91.711)
II.H. Minimum Altitudes for Use of
Autopilot (§§ 121.579 and 135.93)
III. Discussion of Comments on Specific
Sections (§§ 91.129, 91.175, 91.177, 97.1,
97.3, 97.10, 97.20, 121.651, and 125.381)
IV. Rulemaking Analyses and Economic
Evaluation
A. Paperwork Reduction Act
B. International Compatibility
C. Regulatory Evaluation summary
D. Regulatory Flexibility Determination
E. International Trade Impact Assessment
F. Unfunded Mandate Assessment
G. Executive Order 13132, Federalism
H. Environmental Analysis
I. Regulations That Significantly Affect
Energy Supply, Distribution, or Use
V. Availability of Rulemaking Documents
VI. Small Business Regulatory Enforcement
Fairness Act
I. Background
I.A. Previous Rulemaking Actions
On December 17, 2002, the FAA
published a notice of proposed
rulemaking (NPRM) titled ‘‘Area
Navigation (RNAV) and Miscellaneous
Amendments’’ (67 FR 77326; Dec. 17,
2002). The comment period closed on
January 31, 2003, and several
commenters requested that the FAA
extend the comment period. The
comment period was reopened for an
additional 60 days until July 7, 2003 (68
FR 16992; April 8, 2003) to receive
comments specifically on the proposed
RNAV operations and equipment
requirements. The FAA received
approximately 30 comments from
industry groups, aircraft manufacturers,
navigation equipment manufacturers,
communication service providers, and
air carriers.
On April 8, 2003 (68 FR 16943; April
8, 2003), the FAA issued a final rule
with request for comments titled
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‘‘Designation of Class A, B, C, D, and E
Airspace Areas; Air Traffic Service
Routes; and Reporting Points,’’ which
adopted certain proposed amendments
to parts 1, 71, 95, and 97 from the RNAV
NPRM. In that rule, the FAA adopted
the following:
§ 1.1 General definitions: Air Traffic
Service (ATS) route revised as
proposed; area navigation (RNAV)
revised as proposed; area navigation
high route removed as proposed; area
navigation low route removed as
proposed; area navigation (RNAV) route
revised as proposed; RNAV waypoint
removed as proposed; and route
segment revised as proposed.
Part 71: Subpart A heading
transferred and revised (with wording
modification) as proposed; §§ 71.11,
71.13, and 71.15 added as proposed;
§§ 71.73, 71.75, 71.77, and 71.79
removed as proposed.
Part 95: § 95.1 revised as proposed.
Part 97: § 97.20 revised as proposed
with minor modifications. (Note that
this section is further amended in this
final rule.)
Except for § 97.20 described above,
the foregoing amendments are not
addressed in this document. Comments
received in response to the April 8, 2003
final rule are contained in docket
number FAA–2003–14698. (See ‘‘V.
Availability of Rulemaking Documents’’
for information on how to access the
docket.)
Also, on January 9, 2004 (69 FR 1620;
Jan. 9, 2004), the FAA issued the
‘‘Enhanced Flight Vision Systems’’
(EFVS) final rule. The EFVS rule did not
incorporate any proposed RNAV
terminology. Certain sections amended
by the EFVS final rule are further
amended in this rule to update the
terminology as appropriate.
I.B. Terminal Area Operations Aviation
Rulemaking Committee (TAOARC)
The Regional Airline Association
(RAA), United Parcel Service (UPS), and
the Airline Transport Association (ATA)
all suggested that the FAA allow the
Terminal Area Operations Aviation
Rulemaking Committee (TAOARC) to
review the comments and recommend
action to the FAA. The TAOARC (now
under a new charter as the PerformanceBased Operations Aviation Rulemaking
Committee (PARC)) is an FAA-chartered
advisory committee composed of
government and industry
representatives which provides a forum
for the United States aviation
community to discuss and resolve
issues, provide direction for United
States flight operations criteria, and
produce U.S. consensus positions for
global harmonization. The FAA asked
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TAOARC to review the comments filed
in the docket on the RNAV NPRM and
provide recommendations.
TAOARC held a public meeting on
December 9, 2003, in Arlington, VA, to
present its recommendations and
request comments. Minutes from this
meeting and the TAOARC
recommendations are available in the
docket. The recommendations are
included with the discussion of
comments below.
I.C. Concept of Performance-Based
Criteria
Many civil aviation authorities
(CAAs), including the FAA, recognize
the need to change the way airspace is
managed due to increased demands for
the use of certain airspace within a
particular geographic area. Moving
towards a performance-based National
Airspace System (NAS) may necessitate,
for example, the establishment of
performance requirements for aircraft
communication and navigation
equipment needed to manage
instrument flight rule (IFR) aircraft,
which could ultimately increase
capacity in certain airspace. For reasons
discussed below, aircraft
communication and navigation
equipment performance criteria will be
addressed in future rulemaking.
In this rule, the FAA is updating its
communication and navigation
operating regulations to allow flexibility
in accommodating technological
advances. Part of the FAA’s plan to
implement a performance-based NAS is
to update its regulations and remove
prescriptive references to ground-based
navigation systems in the operating
regulations and to permit the use of
non-ground based navigation systems.
In a performance-based NAS,
operational flexibility depends upon
many factors including the performance
capability of the aircraft communication
and navigation equipment, the
availability of the communication and
navigation facilities along the route to
be flown, and the performance
capabilities of those (communication
and navigation) facilities that are made
available for use by air traffic
management service providers.
II. Discussion of the Final Rule
II.A. General
Northwest Airlines stated that, as the
FAA is moving toward a required
navigation performance (RNP)-based
infrastructure, the RNAV system should
be performance-based to allow operators
to use both existing navigation aids and
any future satellite-based systems as
sensors to navigate using the concept of
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RNP. Continental, Boeing, and Airbus
expressed concern that the NPRM did
not address RNP.
This rulemaking lays the groundwork
for navigation equipment and other
operational requirements for the RNP
environment and is consistent with
planned RNP implementation. The FAA
already has established RNP criteria for
RNAV systems used to conduct certain
instrument approach procedures. The
agency plans to establish RNP criteria
for RNAV systems used in the en route
environment in the near future.
Rockwell Collins recommended that
the rule clearly state whether there is
any change to Wide-Area Augmentation
System (WAAS) or LPV (localizer
performance with vertical guidance) and
their roles within the NAS.
This rule allows for the use of WAAS
or any other system where it satisfies
the performance requirements and is
suitable for the operation to be
conducted. The rule also applies to all
phases of flight, including LPV
approaches.
II.B. Terminology and Definitions
(§§ 1.1, 1.2, and 97.3)
To facilitate RNAV operations, the
FAA proposed to change certain
terminology for area navigation, en
route operations, instrument approach
procedures, and landings. These
amendments were proposed in §§ 1.1
General definitions, 1.2 Abbreviations
and symbols, and 97.3 Symbols and
terms. Conforming changes to other
sections in parts 91, 95, 97, 121, 125,
129, and 135 were also proposed. The
FAA proposed removing the words
‘‘ground’’ and ‘‘radio’’ in the regulations
where using those words restricted the
type of navigation and communication
systems permitted in order for operators
to take advantage of future technology
and still meet NAS requirements.
Airbus commented generally that
several of the proposed amendments to
§ 1.1 would have an undesirable ‘‘ripple
effect’’ on other rules in parts 91, 97,
121, 125, 129, and 135.
Rockwell Collins asked if the new
terminology would be applied
retroactively. While the FAA finds this
question somewhat unclear, it confirms
that the rule does not impose retrofit
requirements for older RNAV
equipment. If it becomes necessary,
however, to impose future conditions
and limitations on the use of RNAV
equipment, the FAA will do so through
future rulemaking.
The following table sets forth the
proposed terms, definitions and their
dispositions in this final rule. (Note that
terms and definitions adopted in the
April 8, 2003 rule are not included in
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the table.) A discussion of the comments
on these terms and the FAA’s responses
follows the table.
Proposed definitions and abbreviations
FAA decision reflected in the final rule
Approach procedure with vertical guidance (APV) (§ 1.1) .......................
Category I, II, & III, IIIa, IIIb, and IIIc approaches (§ 1.1) ........................
Decision altitude (DA) (§ 1.1) ...................................................................
Decision height (DH) (§ 1.1) .....................................................................
Final approach fix (FAF) (§ 1.1) ...............................................................
HAT (Height above threshold) (§ 97.3) ....................................................
Helipoint (§ 97.3) .......................................................................................
Instrument approach procedure (IAP) (§ 1.1) ...........................................
Minimum descent altitude (MDA) (§ 1.1) ..................................................
MSA (minimum safe altitude) (§ 97.3) ......................................................
Night (§ 1.1) ..............................................................................................
Nonprecision approach procedure (NPA) (§ 1.1) .....................................
Person ......................................................................................................
Pilot ...........................................................................................................
Precision approach procedure (PA) (§ 1.1) ..............................................
Precision final approach fix (PFAF) (§ 1.1) ..............................................
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RNAV (abbreviation) (§ 1.2) .....................................................................
Visibility minimum (§ 97.3) ........................................................................
II.B.1. Classification of Instrument
Approach Procedures (§ 1.1: APV, NPA,
PA)
The FAA proposed to redefine
‘‘nonprecision approach procedure
(NPA)’’ and ‘‘precision approach
procedure (PA).’’
For the term ‘‘nonprecision approach
procedure (NPA),’’ the proposal
eliminated reference to ‘‘electronic glide
slope’’ and defined it as, ‘‘* * * an
instrument approach procedure based
on a lateral path and no vertical glide
path.’’
Similarly, the proposed definition of
‘‘precision approach procedure (PA)’’
deleted reference to ‘‘electronic glide
slope’’ and ‘‘standard instrument
procedure’’ and defined that term as
‘‘* * * an instrument approach
procedure based on a lateral path and a
vertical glide path.’’ This definition
would provide lateral course and track
information with vertical glide path
information.
The term ‘‘approach procedure with
vertical guidance (APV)’’ was proposed
as ‘‘* * * an instrument approach
procedure based on lateral path and
vertical glide path. These procedures
may not conform to requirements for
precision approaches.’’
ATA, the Aircraft Owners and Pilots
Association (AOPA), American Airlines,
Continental Airlines, Alaska Airlines,
Airbus, Boeing, and American Trans Air
all objected to the above three proposed
definitions. They recommended
withdrawing the definitions for
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Withdrawn and action deferred until
ment working groups.
Withdrawn and action deferred until
ment working groups.
Adopted.
Adopted with modification.
Adopted.
Withdrawn.
Adopted.
Adopted with modification.
Adopted with modification.
Adopted.
Withdrawn.
Withdrawn and action deferred until
ment working groups.
Adopted as appropriate to section.
Adopted as appropriate to section.
Withdrawn and action deferred until
ment working groups.
Withdrawn and action deferred until
ment working groups.
Adopted.
Adopted.
reconsideration because the terms were
either inconsistent with, or were in
direct conflict with, the same terms
defined in Advisory Circular (AC) 120–
28D ‘‘Criteria for Approval of Category
III Weather Minima for Takeoff,
Landing, and Rollout,’’ and AC 120–29A
‘‘Criteria for Approval of Category I and
Category II Weather Minima for
Approach.’’
In addition, RAA and Airbus
contended that adopting the term
‘‘approach with vertical guidance
(APV)’’ would impose additional
crewmember training requirements and
require the updating of training
materials.
TAOARC commented that the
Aviation Rulemaking Advisory
Committee’s (ARAC’s) All Weather
Operations Working Group has already
initiated a review of this terminology
and that the FAA should defer final
action until that group completes its
review.
Based on the above comments, and
the fact that these terms are currently
under review by ARAC, the FAA
concludes that it is inappropriate to
adopt these terms and definitions at this
time. The FAA anticipates that working
groups within the ARAC, PARC, and
civil aviation authorities will review the
terms and submit recommendations to
the agency for future consideration.
Therefore, all proposed amendments
using these three proposed terms are
withdrawn.
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reviewed by joint industry/governreviewed by joint industry/govern-
reviewed by joint industry/govern-
reviewed by joint industry/governreviewed by joint industry/govern-
II.B.2. Category I, II, III, IIIa, IIIb, and IIIc
Operations (§ 1.1)
The FAA proposed to add a definition
of ‘‘Category I;’’ expand the definitions
of ‘‘Category II, and III, IIIa, IIIb, and IIIc
operations’’ to accommodate precision
RNAV approaches; and replace the
terms ‘‘ILS [instrument landing system]
approach’’ and ‘‘instrument approach’’
with ‘‘precision approach’’ or ‘‘precision
instrument approach,’’ respectively. The
proposed definitions are as follows.
‘‘Category I (CAT I) operation is a
precision instrument approach and
landing with a decision altitude that is
not lower than 200 feet (60 meters)
above the threshold and with either a
visibility of not less than 1⁄2 statute mile
(800 meters), or a runway visual range
of not less than 1,800 feet (550 meters).
‘‘Category II (CAT II) operation is a
precision instrument approach and
landing with a decision height lower
than 200 feet (60 meters), but not lower
than 100 feet (30 meters), and with a
runway visual range of not less than
1,200 feet (350 meters).
‘‘Category III (CAT III) operation is a
precision instrument approach and
landing with a decision height lower
than 100 feet (30 meters) or no DH, and
with a runway visual range less than
1200 feet (350 meters).
‘‘Category IIIa (CAT IIIa) operation is
a precision instrument approach and
landing with a decision height lower
than 100 feet (30 meters), or no decision
height, and with a runway visual range
of not less than 700 feet (200 meters).
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‘‘Category IIIb (CAT IIIb) operation is
a precision instrument approach and
landing with a decision height lower
than 50 feet (15 meters), or no decision
height, and with a runway visual range
of less than 700 feet (200 meters), but
not less than 150 feet (50 meters).
‘‘Category IIIc (CAT IIIc) operation is
a precision instrument approach and
landing with no decision height and
with a runway visual range less than
150 feet (50 meters).’’
ATA, Delta, Alaska Airlines, AOPA,
Helicopter Association International
(HAI), RAA, and American Trans Air
objected to the proposed definitions
because the terms would specify the
approaches as ‘‘precision.’’ As discussed
previously, numerous commenters
objected to the proposal with respect to
redefining ‘‘precision’’ and
‘‘nonprecision.’’
In addition, HAI stated that the
definition of ‘‘Category I’’ should take
into account the capabilities of
helicopters and better define the
parameters for helicopter operations to
execute Category I operations.
TAOARC recommended withdrawing
the above definitions until studies on
precision/nonprecision procedures,
decision altitude, decision height, and a
concept for a new categorization of
approach procedures to support the
evolution of a performance-based NAS
are completed.
In view of the comments and because
the FAA is not adopting the proposed
definitions for precision approach (PA)
and nonprecision approach (NPA), it is
inappropriate to amend these terms as
proposed until the joint industry/
government working groups review the
issues.
II.B.3. Decision Altitude (DA) and
Decision Height (DH) (§ 1.1)
The FAA proposed to redefine
‘‘decision height (DH)’’ as ‘‘the specified
height AGL [above ground level], at
which a person must initiate a missed
approach during a Category II or III
approach if the person does not see the
required visual reference.’’ 1
The FAA proposed a new definition
of ‘‘decision altitude (DA)’’ to describe
the altitude in feet above mean sea level
(MSL) at which a person must initiate
a missed approach if he or she does not
see the required visual reference.
The FAA proposed these terms to be
consistent with similar International
Civil Aviation Organization (ICAO)
terminology and, more importantly, to
1 Prior to this rule, the term decision height meant
the height at which a decision must be made during
an ILS or PAR instrument approach to either
continue the approach or to execute a missed
approach.
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accurately identify the point where a
pilot must decide to either continue the
approach or execute a missed approach,
depending on the instrument approach
procedure.
Airbus commented that because the
proposed definition of ‘‘decision height
(DH)’’ only applies to Category II and
Category III procedures, this would
preclude the use of decision height in
any future Category I procedures. Airbus
also points to several Category II
procedures that currently use an inner
marker or a DA as the decision point
and that have been safely conducted for
more than 40 years.
TAOARC opposed adopting the term
‘‘decision height (DH)’’ because it may
create charting, training, and
performance-based systems
implementation problems in the near
term.
These comments raised valid
concerns with respect to the proposed
definition of decision height. The type
of altitude-or height-measuring device
that is selected by instrument approach
procedure developers to accurately
determine the height or altitude for the
missed approach decision point
depends on the underlying topography
associated with the instrument
approach procedure (IAP). The term
decision altitude currently is not
codified in the regulations, but it has
become a term of reference in
instrument approach procedure
construction and is used by the aviation
community.
In response to the comments, the FAA
is modifying the term ‘‘decision height
(DH)’’ by striking the words ‘‘during a
Category II or III approach,’’ which will
permit the use of DH in Category I
approaches, if appropriate, as well as
continuing to allow the use of DA in
Category II approaches, if appropriate.
In addition, the FAA is clarifying in
both definitions that, if ‘‘DA’’ or ‘‘DH’’
is specified in an instrument approach
procedure, it is the altitude or height at
which the pilot must decide whether to
initiate an immediate missed approach
or to continue the approach.
Northwest Airlines expressed two
concerns—(1) that the proposals to
amend the flight data recorder
requirements in part 121 (§ 121.344 and
appendix M) and part 135 (§ 135.152
and appendix M) to record DA would
require a costly software modification to
certain aircraft; and (2) that although it
supports the distinction between
decision height and decision altitude,
this distinction could require a software
modification to add a ‘‘discrete’’ code to
the flight data recorder parameters to
differentiate between DH and DA.
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The FAA did not intend for the NPRM
to require modifications to the Flight
Data Recorder requirements or software
changes. The FAA agrees with
Northwest that the proposals could
result in these modifications and
therefore, these proposals are
withdrawn.
DA/DH (combined acronyms): Even
though Boeing and ATA agreed with the
FAA’s distinction between ‘‘altitude’’
and ‘‘height,’’ they did not agree with
the combined acronym of ‘‘DA/DH’’ for
these terms.
Boeing, RAA, and Airbus stated that
adopting this acronym would require
them to change their charts, manuals,
and training programs to conform to the
FAA’s acronyms.
The FAA has used the term ‘‘DA(H)’’
for several years in its handbook
guidance to refer to the terms decision
height and decision altitude and
adopting this acronym now is not a
substantive change. Operators and
aircraft manufacturers will need to
revise these documents accordingly;
however, these revisions can be
accomplished during their normal
revision cycles.
II.B.4. Final Approach Fix (FAF) (§ 1.1)
The FAA proposed to add the term
‘‘final approach fix (FAF)’’ to provide
that the final approach fix defines the
beginning of the nonprecision final
approach segment and the point where
final segment descent may begin.
Delta and Alaska Airlines commented
that the agency only proposed ‘‘final
approach fix’’ relative to a nonprecision
approach, but that AC 120–29A applies
final approach fix to both nonprecision
and precision approaches with no
distinction. TAOARC recommended
withdrawing the definition, but did not
provide adequate rationale for this
comment.
Because the term ‘‘final approach fix’’
is used in numerous operating rules and
instrument approach procedures, the
FAA finds it prudent to adopt this
definition. However, the FAA agrees
with the commenters that the proposal
erroneously limited the term to
nonprecision approach procedures
instead of applying to both categories.
Consequently, the FAA is adopting the
term, but is removing the word
‘‘nonprecision’’ so that it applies to both
precision and nonprecision procedures.
II.B.5. HAT as Acronym for ‘‘Height
Above Threshold’’ (§ 97.3)
The FAA proposed to change the
acronym ‘‘HAT’’ from ‘‘height above
touchdown’’ to ‘‘height above
threshold.’’
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Boeing and Airbus commented that
the ‘‘height above touchdown’’ is an
important point in design of autoland
systems and head-up displays, and said
that the proposed change could have
adverse consequences on aircraft design.
AOPA commented that ‘‘height above
touchdown’’ provides pilots with more
information about the portion of the
runway where a landing will take place.
AOPA contended that ‘‘height,’’ when
referring to the threshold only, is
misleading because the threshold height
may not be the highest part of the
‘‘touchdown zone.’’ Furthermore, AOPA
stated, general aviation pilots are
trained that ‘‘touchdown zone’’ is larger
than the runway threshold, and that the
highest point in that area provides
information about runway slope
characteristics.
TAOARC supported this proposal.
While the FAA does not find that
Boeing’s and Airbus’s comments are
convincing, the agency does agree with
AOPA’s comment, and consequently is
not proceeding with the proposed
change. The agency recognizes the longstanding use of the current acronym
‘‘HAT’’ to mean ‘‘height above
touchdown.’’
II.B.6. Helipoint (§ 97.3)
In the NPRM, the FAA proposed to
add the term ‘‘helipoint’’ as ‘‘* * * the
aiming point for the final approach
course for heliports. It is normally the
center point of the touchdown and liftoff area (TLOF). The helipoint elevation
is the highest point on the TLOF and is
the same elevation as heliport
elevation.’’ In the NPRM, the FAA
stated that the helipoint is usually the
designated arrival and departure point
located in the center of an obstacle-free
area, 150-feet square overlying an
approved landing area.
The Helicopter Association
International (HAI) stated that many
heliports do not have a 150-foot square
obstacle-free area that would meet the
requirements of the proposed term. HAI
suggested, and TAOARC agreed, that
instead, the FAA should add the term
‘‘heliport reference point (HRP),’’ which
would be consistent with AC 150/5390–
2B, ‘‘The Heliport Design Guide.’’ (At
the time, HAI based its comment on the
draft version of AC 150/5390–2B. The
FAA published the AC after the
publication of the RNAV NPRM.) HRP
is defined in the AC as ‘‘the geographic
position of the heliport expressed as the
latitude and longitude at—(1) the center
of the FATO [final approach and takeoff
area], or the centroid of multiple FATOs
for heliports having visual and
nonprecision instrument approach
procedures; or (2) the center of the Final
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Approach Reference Area (FARA) when
the heliport has a precision instrument
approach procedure.’’
Commenters are advised that a
helipoint is the geographic point on the
ground to which an approach is
designed and it should not be confused
with an HRP. The helipoint may or may
not be coincident with the HRP,
particularly where multiple landing
areas are specified at a heliport. The
helipoint and HRP are different terms
serving different purposes. The AC
defines both HRP (as stated by HAI) and
helipoint. Under AC 150/5390–2B, a
helipoint is ‘‘the aiming point for the
final approach course. It is normally the
center point of the touchdown and liftoff area (TLOF).’’ The proposed
definition of ‘‘helipoint’’ and the term in
the AC are substantively the same;
therefore, the FAA adopts the term as
proposed.
II.B.7. Instrument Approach Procedure
(IAP) (§ 1.1)
The FAA proposed to define
‘‘instrument approach procedure’’ as—
‘‘A predetermined ground track and
vertical profile that provides prescribed
measures of obstruction clearance and
assurance of navigation signal reception
capability. An IAP enables a person to
maneuver a properly equipped aircraft
with reference to approved flight
instruments from a specified position
and altitude to—(1) a position and
altitude from which a landing can be
completed; or (2) a position and altitude
at which holding or en route flight may
begin.’’
ATA commented that the word
‘‘approach’’ should be removed, as the
definition includes the phrase ‘‘en route
flight may begin,’’ which is not
necessarily restricted to being on an
approach. ATA also said this could
confuse future airspace enhancement
strategies and technology applications.
The FAA is not persuaded by ATA’s
comment and believes that removing the
word ‘‘approach’’ is inappropriate. A
pilot executing an instrument approach
procedure is conducting a specific
maneuver developed to permit a safe
letdown to an airport. In this case, it is
not appropriate to use general
terminology that could be
misunderstood as to the proper ground
tracks and vertical profiles to be flown.
TAOARC recommended that the FAA
revise the definition to match the ICAO
definition of IAP, which is, ‘‘a series of
predetermined maneuvers by reference
to flight instruments with specified
protection from obstacles from the
initial approach fix, or where
applicable, from the beginning of a
defined arrival route to a point from
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which a landing can be completed and
thereafter, if a landing is not completed,
to a position at which holding or en
route obstacle clearance criteria apply.’’
The FAA agrees to modify the
definition to mirror the ICAO definition,
but is retaining the clause ‘‘and
assurance of navigation signal reception
capability’’ from the NPRM. By
including this clause, the FAA is
requiring that the signal used by an
aircraft’s navigation equipment to
position that aircraft on an IAP, with the
required performance established for the
procedure, is available and suitable for
use on the route to be flown.
II.B.8. Minimum Descent Altitude
(MDA) (§ 1.1)
The FAA proposed to define
minimum descent altitude (MDA) as
‘‘the lowest altitude to which a person
may descend on a nonprecision final
approach, or during a circle-to-land
maneuver, until the visual reference
requirements of § 91.175(c) of this
chapter are met. Minimum descent
altitude is expressed in feet above mean
sea level.’’
In the proposed definition, the MDA
was limited to non-precision final
approaches and references to ‘‘standard
instrument approach procedure’’ and
‘‘electronic glide slope’’ were deleted.
These changes were intended to clarify
that an MDA is applicable only to a nonprecision instrument approach
procedure.
Alaska Airlines objected to using
‘‘nonprecision’’ in this definition
because AC 120–29A applies to
instrument procedures generally and
does not distinguish precision and
nonprecision. Boeing, Airbus,
Continental, and TAOARC agreed that
the definition should refer to instrument
procedures generally until the joint
industry/government working groups
and the FAA review the categorization
issues associated with precision and
nonprecision approaches.
The FAA is adopting the definition
with several modifications. A precise
definition of this term is critical to both
the safe execution of the instrument
approach procedure and the supporting
design criteria. The FAA agrees with
deleting reference to ‘‘nonprecision,’’ in
view of the comments on this term and
previously addressed in this document.
In the final rule, the definition retains
the current phrase ‘‘instrument
approach procedure.’’
After further review, the FAA finds
that this definition should be modified
by replacing the words ‘‘in execution of
an instrument approach procedure,
where no electronic glide slope is
provided’’ with the words ‘‘specified in
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an instrument approach procedure.’’
This more general phrasing
accommodates RNAV IAPs specific to
the use of RNAV.
Lastly, the proposed definition did
not include visual reference
requirements added to § 91.175(l) by the
Enhanced Flight Vision Systems rule
(69 FR 1620; Jan. 9, 2004). Therefore,
the words ‘‘until the pilot sees the
required visual references for the
heliport or runway of intended landing’’
are added for consistency with current
§ 91.175(l) and to clarify that, when an
MDA is specified in an instrument
approach procedure, that altitude is the
lowest altitude to which the pilot is
authorized to descend until he or she
sees the required visual references to
continue the approach to an intended
landing.
II.B.9. MSA—Minimum Safe Altitude
(§ 97.3)
The FAA proposed to revise the
definition of ‘‘minimum safe altitude
(MSA)’’ as ‘‘expressed in feet above
mean sea level, depicted on an approach
chart that provides at least 1,000 feet of
obstacle clearance for emergency use
within a certain distance from the
specified navigation facility or fix.’’
TAOARC recommended that the FAA
accept the definition as proposed.
AOPA commented that, while it
would appear that the use of any
navigational aid (NAVAID) or fix to be
the reference point for MSA is
beneficial, poor or inconsistent
application of selection criteria for fixes
or NAVAIDs could raise safety issues.
AOPA contended that the FAA should
establish regulatory criteria for the
consistent application of MSA.
The FAA disagrees with AOPA and is
adopting the definition as proposed.
The FAA’s ‘‘Instrument Procedures
Handbook’’ (FAA–H–8261–1) and the
‘‘Instrument Flying Handbook’’ (FAA–
H–8083–15) appropriately provide
standardized guidance for the selection
and depiction of the fix or NAVAID that
forms the basis of the minimum safe
altitude on the approach chart. AOPA
did not cite any cases where this
guidance has resulted in poor site
selection or pilot confusion.
II.B.10. Night (§ 1.1)
The FAA proposed to revise the
definition of ‘‘night’’ either to be the
period of time published in the
American Air Almanac, converted to
local time, or other period between
sunset and sunrise, as prescribed by the
FAA.
Boeing, American, Delta, American
Trans Air, AOPA, and ATA commented
that the proposed definition could have
operational impacts at particular
locations, where terrain may cause
sunset earlier than the American Air
Almanac indicates. RAA asked where
the local definition of ‘‘night’’ would be
published.
TAOARC recommended that the FAA
withdraw the definition and explore
alternate methods that might address
31667
the local determination of the hours of
darkness and how to impose those
limitations.
In view of these comments, the FAA
is withdrawing this proposal and will
request that the term ‘‘night’’ be studied
by joint industry/government working
groups.
II.B.11. Use of the Word ‘‘Pilot’’ or
‘‘Person’’
The FAA proposed to change the
word ‘‘pilot’’ to ‘‘person’’ in a number
of sections depending on the context of
the regulations. (See table below.) In
certain regulations, the word ‘‘person’’
is appropriate if it applies to those
individuals in an operator’s
organization, including pilots, who are
authorized to develop the policies and
procedures under which its aircraft are
to be operated, and who are responsible
for compliance with the requirements in
the regulations.
Boeing and Continental argued that
this change would be inappropriate,
because ‘‘pilots’’ fly aircraft. Boeing
added that the current definitions are
adequate and familiar to pilots.
TAOARC also objected to the change.
The FAA re-examined each proposed
amendment in context to determine
whether the requirement applies to an
organization and its pilots or other
persons used in its operations, or only
to the pilots conducting the operation.
Based on this re-examination, the term
‘‘person’’ or ‘‘pilot’’ is adopted as
follows:
Section
FAA decision reflected in the final rule
§ 1.1 Decision altitude ..............................................................................
§ 1.1 Decision height ................................................................................
§ 91.129 (e) ...............................................................................................
§ 91.175 (e) and (j) ...................................................................................
§ 91.177 ....................................................................................................
§ 91.189 ....................................................................................................
§ 121.347 ..................................................................................................
§ 125.381 ..................................................................................................
The word ‘‘pilot’’ retained.
The word ‘‘pilot’’ retained.
The word ‘‘pilot’’ retained.
The word ‘‘pilot’’ retained.
The word ‘‘person’’ adopted.
The word ‘‘pilot’’ retained.
The word ‘‘person’’ adopted.
The word ‘‘pilot’’ retained (as adopted in the EFVS final rule of January
9, 2004).
The word ‘‘person’’ changed to ‘‘foreign air carrier’’ to be consistent
with terminology in part 129.
The word ‘‘person’’ changed to ‘‘foreign air carrier’’ to be consistent
with terminology in part 129.
The word ‘‘person’’ adopted.
The word ‘‘pilot’’ retained.
The word ‘‘pilot’’ retained (as adopted in the EFVS final rule of January
9, 2004).
§ 129.16 (renumbered as § 129.22 in the final rule) (a) and (b) ..............
§ 129.17 (b) and (d) ..................................................................................
§ 135.161 ..................................................................................................
§ 135.165 (a), (b), (e), (f), and (g) ............................................................
§ 135.225 ..................................................................................................
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II.B.12. Precision Final Approach Fix
(PFAF) (§ 1.1)
The FAA proposed to add the
definition of ‘‘precision final approach
fix (PFAF)’’ as a final approach fix for
a precision approach or an approach
procedure with vertical guidance (APV).
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ATA and Alaska Airlines commented
that the use of ‘‘precision’’ and
‘‘nonprecision’’ is inappropriate and
inconsistent with AC 120–29A because
the AC does not differentiate between
precision and nonprecision.
As previously discussed, the FAA is
withdrawing the definition of
‘‘approach procedure with vertical
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guidance (APV)’’ pending its review by
joint industry/government working
groups. Consequently, the term
‘‘precision final approach fix’’ is
withdrawn for the same reason.
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II.B.13. RNAV (Acronym) (§ 1.2)
The FAA proposed to include the
acronym ‘‘RNAV’’ for the term ‘‘area
navigation’’ in § 1.2.
American Trans Air and Continental
Airlines requested that the FAA
withdraw the proposed acronym
‘‘RNAV’’ because, in their view, it needs
industry input. Furthermore, American
Trans Air said that ‘‘RNAV’’ appears to
be a charting acronym and is not
necessary for inclusion in § 1.2.
TAOARC, however, supported the
acronym.
‘‘RNAV’’ is a long-standing acronym
that the industry and the FAA have
used to refer to area navigation for
several decades. It is unclear what
‘‘industry input’’ would be necessary
with respect to merely codifying a
universally accepted acronym.
Therefore, the FAA is adopting the
acronym ‘‘RNAV’’ for ‘‘area navigation.’’
The definition of ‘‘RNAV’’ in § 1.1 was
adopted in the April 8, 2003 final rule,
‘‘Designation of Class A, B, C, D, and E
Airspace Areas; Air Traffic Service
Routes; and Reporting Points.’’
However, in that rule, the acronym
‘‘RNAV’’ was inadvertently left out of
§ 1.2.
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II.B.14. Visibility Minimum (§ 97.3)
In the NPRM, the FAA did not
propose any substantive amendments to
the term ‘‘visibility minimum.’’ The
term is defined as ‘‘* * * the minimum
visibility specified for approach,
landing, or takeoff, expressed in statute
miles, or in feet where RVR [runway
visual range] is reported.’’
Boeing, however, recommended
adding the words, ‘‘Unless otherwise
specified’’ to the beginning of the
definition of ‘‘visibility minimum’’ to
allow for alternative units of measure,
such as meters.
TAOARC recommended adopting the
definition as proposed.
FAA regulations uniformly refer to
miles (nautical and statute) or feet, and
the agency does not intend to introduce
new units of measure in the foreseeable
future. It is also noted that certain
operators are issued operations
specifications containing a feet-tometers conversion table. Consequently,
having one regulation that includes an
alternative unit of measure, when
numerous other regulations do not,
would generate additional questions.
II.C. Communications Requirements
II.C.1. Communications Facilities
(§ 121.99)
The FAA proposed the following
amendment to § 121.99,
Communications facilities:
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(1) Change the requirement for a
‘‘two-way radio communication system
available over the entire route under
normal operating conditions’’ to a ‘‘twoway communication system under
normal operating conditions,’’ which
would permit the use of data link as
opposed to just voice communication;
(2) Change the words ‘‘point-to-point
circuits’’ to ‘‘communication links;’’
(3) Add the requirement for a
communication system to have two-way
voice communication capability for use
between each airplane and the
appropriate dispatch office, and
between each airplane and the
appropriate air traffic control (ATC) unit
for non-normal and emergency
conditions; and
(4) Define the term ‘‘rapid
communications’’ in this section to
mean that the caller must be able to
establish communications with the
called party in less than 4 minutes.
The Airline Dispatchers Federation
commented that the new voice
communications requirements would
contribute to aviation safety and that the
4-minute time limit as used in the
proposed definition of ‘‘rapid
communications’’ is reasonable and
technologically achievable.
The majority of other commenters,
including airlines, industry
associations, communication service
providers, and aircraft manufacturers,
objected to the proposed requirement
for a communication system to have
two-way voice communication
capability for use between each airplane
and the appropriate dispatch office for
non-normal and emergency conditions.
These commenters also did not support
the proposed definition of ‘‘rapid
communications’’ to mean that the
caller must be able to establish
communications with the called party
in less than 4 minutes. The commenters
cited the diminishing availability of
communication service providers who
use high frequency (HF) radio
communications systems for long-range
communications, e.g., oceanic and
polar, the limitations of HF voice
communications due to propagation
characteristics, and the high costs of
equipping their aircraft with satellite
communication systems which would
be one means of meeting these two
proposed requirements. Several of these
commenters stated that because of the
limitations of HF communications and
the costs of satellite communications
they use only data link for dispatch
office communications on certain routes
and only maintain voice communication
capability with ATC on those routes.
Furthermore, nearly all of these
commenters objected to the proposed
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definition of ‘‘rapid communications’’
stating that the proposed requirement is
unrealistic especially in view of the
limitations of HF voice communications
systems and the lack of safety
justification provided by the FAA.
Delta further commented that
paragraph (b) of this section should be
amended to permit domestic and flag
operators, in an emergency, to
communicate with their dispatch offices
using an ATC facility communication
link between the airplane and the
dispatch office.
TAOARC recommended instead that
‘‘rapid communication under normal
operating conditions’’ between the
pertinent parties be established within
5–10 minutes, unless otherwise
authorized by the Administrator.
TAOARC also did not support requiring
voice communication with dispatch in
non-normal and emergency situations,
but did not expand on the comment.
Delta commented that the § 121.99
proposals pertaining to two-way voice
communication capability for use
between each airplane and the
appropriate dispatch office, and the
proposed definition of ‘‘rapid
communications’’ would require
equipping its aircraft with both data link
and satellite voice communication
equipment under § 121.349.
Upon further consideration, the FAA
is making the following changes to
proposed paragraph (a) in the final rule:
(1) The words ‘‘under normal operating
conditions’’ are struck from the first
sentence because they are redundant,
and the acronym ‘‘FAA’’ is replaced
with the words ‘‘certificate holding
district office;’’ (2) in the second
sentence, the words ‘‘except as specified
in § 121.351(c)’’ are struck because they
are no longer applicable to the rule as
it has been modified. The FAA
acknowledges the comments that
opposed the proposal regarding ‘‘rapid
communication under normal operating
conditions’’ and proposed definition of
‘‘rapid communications,’’ and therefore,
removes these statements from the rule
text. Finally, the FAA is adopting
Delta’s recommendation to amend
§ 121.99(b) to permit, in an emergency,
domestic and flag operators the use of
U.S. ATC communication facilities to
communicate with their dispatch
offices.
II.C.2. Aircraft Communication
Equipment (§§ 91.205, 91.511, 91.711,
121.345, 121.347, 121.349, 121.351,
125.203, 129.16 (Adopted as § 129.22),
129.17, 135.161, and 135.165)
In conjunction with the § 121.99(a)
proposals for communications facilities
described above, the FAA proposed to
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amend the related aircraft
communication equipment
requirements in parts 91, 121, 125, 129,
and 135 to make them less prescriptive.
This would allow for the expanded use
of different kinds of communication
systems technology for aeronautical
operational control and air traffic
management as the NAS increasingly
becomes more performance-based.
Upon further consideration, the
agency has determined that many of the
aircraft communication equipment
proposals are premature because the
future communication infrastructure
needs for air traffic management of the
NAS have not yet been determined, nor
has the international aviation
community made decisions regarding its
respective air traffic communications.
Accordingly, the FAA is withdrawing
many of the associated proposed aircraft
communication equipment amendments
so that joint industry/government
working groups may study the issues
and provide recommendations to the
FAA for the NAS communications
infrastructure and for compatible
aircraft communication equipment.
Specifically the agency has concluded
that, where it had proposed to remove
or omit reference to ‘‘radio’’ in order to
refer generally to just ‘‘communication,’’
the existing language (use of the term
‘‘radio’’) should be retained for NAS and
foreign air traffic service provider
communication infrastructures.2
In proposing to add new § 129.16
(adopted as § 129.22), the FAA similarly
proposed to require ‘‘communication’’
equipment; however, the word ‘‘radio’’
is added to this section for uniformity
and consistency in the requirements for
parts 121, 125, 129 and 135.
The FAA did not receive comments
on the following issues; however, upon
review the agency finds that further
modifications are necessary.
This rule amends §§ 121.347(a)(2),
129.22(a)(2) (proposed as § 129.16), and
135.161(a)(2), as proposed, to clarify the
communication requirement with
appropriate air traffic control facilities
within a Class E surface area and not in
Class E airspace generally.
The agency’s proposal to modify the
factors considered by the FAA to
approve the installation and use of a
single long-range communication
system (LRCS) and a single long-range
navigation system (LRNS) under
§§ 125.203(f)(2) and 135.165(g)(2) was
incorrect and mistakenly makes these
paragraphs inconsistent with the
remainder of the section. Consequently,
2 See proposed §§ 91.205(d)(2), 91.511(a)(1),
91.711(c)(1)(i), 121.345, 121.347, 125.203(a), and
135.161.
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this proposed amendment is withdrawn
and the factor considered by the FAA,
among others, is for the length of the
route.
The FAA sought to permit operators
under parts 121, 125, and 135 to use a
single LRNS and a single LRCS, if
among other considerations, the aircraft
was equipped with only very high
frequency (VHF) communication
equipment.3 Upon review, the FAA has
concluded that specifying VHF
equipment unduly limits the
communication gap exception
requirement (found in §§ 121.351(c)(3),
125.203(f)(3), and 135.165(g)(3)) to VHF
and would not permit the use of other
kinds of communication systems to be
included in the exception. This result
was not intended and therefore, this
proposal is also withdrawn.
The FAA proposed to add a
requirement in parts 121, 129, and 135 4
that ‘‘for non-normal and emergency
operating conditions, at least one of the
independent communication systems
must have two-way voice
communication capability.’’ Although
no comments were received regarding
this proposal, the FAA has reconsidered
and is removing the words ‘‘Except as
required in § 121.99’’ and ‘‘non-normal
and emergency operating conditions,’’
wherever they appear in those sections
which expands the applicability of
those sections. The FAA believes that
voice communication is necessary in
other than non-normal or emergency
conditions.
Further, the FAA has concluded that
it is necessary to modify the proposed
communication equipment requirement
language in §§ 121.349, 129.17, and
135.165 from ‘‘For normal operating
conditions’’ to ‘‘under normal operating
conditions’’ to be consistent with the
FAA’s legal interpretation issued on
April 16, 1964.5 The legal interpretation
makes it clear that, in conjunction with
§§ 121.99 and 121.347 and the
modifications to these proposals, a
temporary interruption of
communications capability of the
aircraft communication systems by
conditions other than ‘‘normal operating
conditions’’ is not intended to preclude
the suitability of such communication
systems for the routes to be flown.
The proposed caption of paragraph
§ 121.349(e), which read ‘‘Additional
communication system equipment
requirements’’ is misleading because it
indicates that it applies to all part 121
3 See proposed §§ 121.351(c)(3), 125.203(f)(3), and
135.165(g)(3).
4 See proposed §§ 121.349, 129.17 and
135.165(d)(2).
5 The interpretation is included in the docket for
this rulemaking.
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31669
operators. In the final rule, the caption
is clarified and reads ‘‘Additional
communication system equipment
requirements for operators subject to
§ 121.2.’’ There is no substantive
change.
There were no comments received on
the following proposals and these
proposals are adopted in this final rule.
Proposed § 129.16 is adopted as
§ 129.22. Shortly before the NPRM was
issued, the FAA added another section
numbered § 129.16 (‘‘Supplemental
inspections for U.S.-registered aircraft’’)
via a separate rulemaking and the
numbering adjustment inadvertently
was not made in the RNAV NPRM.
Therefore, the section is renumbered
accordingly in this final rule.
As proposed, references to ‘‘ground
facilities’’ are removed in order to
permit the use of non-ground based
navigational facilities in certain sections
of parts 91, 121, and 135.6
The FAA is adopting the following
proposed amendments to § 125.203: (1)
Change the requirement that an airplane
must have two-way radio
communication equipment, able to
transmit to and receive from appropriate
facilities from ‘‘25 miles away’’ to ‘‘22
nautical miles away’’; and (2) add the
requirement for two independent
communication systems, one of which
must have two-way voice
communication capability, capable of
transmitting to, and receiving from, at
least one appropriate facility from any
place on the route to be flown.
II.C.3. Flight Operations
Communications Requirements
(§§ 91.183, 91.185, 129.21, and 135.79)
The FAA did not receive any
comments to its proposals to amend
§§ 91.183, 91.185, 129.21, and 135.79.
The FAA therefore is adopting the
following proposed amendments: (1)
Removing the words ‘‘by radio’’ in
§ 91.183(a); (2) removing the word
‘‘radio’’ from § 91.185 heading and
paragraph (a); (3) removing the word
‘‘ground’’ from § 129.21; and (4)
replacing the words ‘‘radio or telephone
communications’’ with the word
‘‘communication’’ in § 135.79.
These amendments provide operators
with greater flexibility to take advantage
of future technology and to determine
the appropriate communication
equipment based on the availability of
compatible communication facilities on
the route to be flown.
Upon reconsideration, however, the
FAA is further modifying § 91.183. The
NPRM would have allowed for the use
6 See proposed §§ 91.205(d)(2), 121.347, 135.161
and 135.165.
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of advanced communications, other
than by voice, in meeting the reporting
requirements in the rule. The NPRM
also sought to require pilots in
command to monitor the frequency.
While the rule does not require voice
communication to monitor frequencies,
it does require that the pilot get
permission from ATC to be off the
frequency previously required to be
monitored, as ATC is the appropriate
entity to determine when the frequency
does not need to be continuously
monitored. Also, the FAA is clarifying
the requirement to monitor the
frequency by specifying that if there is
a two-pilot crew, either pilot can
monitor the frequency.
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II.D. Navigation Equipment
Requirements
II.D.1. Aircraft Navigation Equipment
Requirements
The FAA proposed to amend the
aircraft navigation equipment
requirements in parts 91, 121, 125, 129,
and 135 to allow the use of navigation
systems that use satellite navigation aids
and to require that the navigation
equipment must be suitable for the route
to be flown. These proposals would
allow for the use of future navigation
system technology that does not rely on
ground-based navigation aids (e.g.,
global positioning systems (GPS)). The
proposals also sought to facilitate the
use of RNAV equipment throughout all
phases of flight (departure, en route, and
approach).
The NPRM contained several
proposed amendments to the rules
addressing IFR operation equipment
requirements. Specifically, the FAA
proposed to add the words ‘‘suitable
RNAV system’’ in several sections.7 In
other sections,8 however, the FAA
proposed adding the words ‘‘suitable
IFR-approved RNAV system.’’ (Note that
the word ‘‘suitable’’ was inadvertently
omitted from the proposed text of
§ 91.711 (e).) Both phrases were
intended to convey the same
requirements, but only one phrase
should have been proposed. The phrase
‘‘IFR-approved’’ implies a higher
standard than the phrase ‘‘suitable
RNAV system’’ and is misleading, in
that some IFR-approved RNAV systems
may not be suitable for providing
accurate distance information to or from
distance measuring equipment (DME)
facilities. The term ‘‘suitable RNAV
system’’ means that the navigation
system is designed and installed to
7 See proposed §§ 91.131(c)(1), 91.175(k), and
91.205.
8 See proposed §§ 91.711(e), 121.349(d),
125.203(e), 129.17(d) and 135.165(c).
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perform its intended function.
Therefore, ‘‘suitable RNAV system’’ is
adopted in this rule. (See the discussion
under ‘‘II.D.1.a. Suitability of RNAV
systems,’’ for a description of the
assessment strategies used to determine
whether certain RNAV systems are
‘‘suitable’’ substitutions for certain
ground-based navigation facilities or
fixes identified in a standard ILS
instrument approach procedure.)
In part 129, the FAA proposed that
equipment used to receive signals en
route also may be used to receive signals
on approach, if it is capable of receiving
both signals. (See proposed § 129.17(a).)
The proposed language is identical to
current regulations in other parts
governing U.S. operators.9 Upon review,
the FAA has determined that it is no
longer necessary to include this phrase
in any of the cited regulations because
it is redundant. Therefore, this proposal
is not adopted and the phrase is
removed from §§ 121.349, 125.203 and
135.165. There are legacy navigation
systems capable of receiving both
signals and operators may continue to
use those systems.
This rule replaces, as proposed, the
requirement under § 121.349(a) for two
independent navigational receivers with
the requirement for two independent
navigation systems. These two systems
are not required to be identical.
The FAA proposed to amend
§§ 121.103 and 121.121 to make these
sections performance-based by requiring
that the navigation aids must be
available over the route to navigate the
airplane along the route ‘‘with the
required accuracy,’’ so that any suitable
navigation system could be used. The
agency believed that the required
accuracy would be defined by the route
specifications (including route width) or
by ATC if not operating on the route.
The agency has reviewed the current
regulatory text, which requires that the
navigation aids used for the route must
be used to navigate ‘‘within the degree
of accuracy required for ATC.’’ This
current language does permit the use of
any suitable navigation system but also
importantly continues the ATC
expectation (and requirement under
§ 91.181, Course to be flown) that,
unless otherwise authorized by ATC,
aircraft must fly the centerline of an
airway. The FAA concludes that the
current language is clear and permits
the use of any suitable navigation
system and consequently, it is not
necessary to adopt this proposed
amendment.
Based on the above conclusion with
respect to §§ 121.103 and 121.121, and
9
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supported by TAOARC’s preference for
consistency between the navigation
equipment requirements of § 121.349
and the route accuracy requirements of
§§ 121.103 and 121.121, the FAA has
determined that it is necessary to further
modify § 121.349(a) and (c) to require
that the airplane’s independent
navigation systems be suitable for
navigating the airplane along the route
to be flown ‘‘within the degree of
accuracy required for ATC.’’ Although
the route accuracy requirement was not
proposed for this particular section, the
FAA finds that its inclusion here does
not pose additional operating
requirements but is clarifying the
accuracy performance necessary for
ATC purposes. (Further discussion on
this proposal in relation to §§ 121.349,
125.203, 129.17, and 135.165 are found
in ‘‘II.D.3. En route navigation
facilities.’’)
Also in §§ 121.349(a), the FAA
proposed to include a statement that
only one navigation system need be
provided for precision approach and
APV operations.’’ 10 Since this rule does
not adopt the terms precision approach
and APV operations, references to these
terms are withdrawn. The current
regulatory text provides that only one
marker beacon receiver providing visual
and aural signals and one ILS receiver
is needed.
In §§ 121.349(a) and (c)(2),11 the FAA
proposed a requirement that the
navigation systems used to meet the
navigation equipment requirements be
authorized in the operations
specifications issued to the operator.
The FAA finds this proposal
unnecessarily broad because the
navigation capabilities of equipment
such as very high frequency
omnidirectional range (VOR) and ADF
are well known. Therefore, the FAA is
limiting the operations specifications
navigation equipment authorization
requirements to RNAV systems only in
the sections referenced.
For part 121 operators,12 the FAA
proposed to retain the requirement for
two long-range navigation systems
(LRNS) when VOR or ADF radio
navigation equipment is unusable along
a portion of the route. In the final rule,
the FAA is adopting (in the introductory
text of paragraph (a)) the requirement
for two LRNSs; however, the words
‘‘when VOR or ADF radio navigation
equipment requirement is unusable
along a portion of the route’’ are
10 Identical amendments were proposed in
§§ 125.203(c)(5), 129.17(a), 135.165(a).
11 Identical amendments were proposed in
§§ 125.203(c)(5) and (d)(2), 129.17(a) and (c)(2), and
135.165(a) and (b)(2).
12 See proposed § 121.351(a)(4).
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II.D.1.a. Suitability of RNAV Systems
Aircraft that use some of the older
RNAV equipment cannot execute RNAV
instrument approach procedures
because that equipment cannot support
the accuracy requirements necessary for
those procedures. Also, some of the
older RNAV systems are not capable of
meeting the performance necessary for
certain established departure
procedures, in particular those RNAV
systems that cannot process GPS and
DME information.
In the various proposed amendments
to aircraft navigation equipment
requirements, the FAA proposed to
include a ‘‘suitable RNAV’’ system. The
NPRM, however, did not explain the
term suitable. In order to clarify for
operators with RNAV systems that they
must ensure that aircraft’s RNAV system
is suitable, the agency believes that it is
necessary to adopt a definition of that
term in § 1.1. Consequently, a suitable
RNAV system is defined as an RNAV
system that—(1) meets the required
performance established for a type of
operations, e.g. IFR; and (2) is suitable
for operation over the route to be flown
in terms of any performance criteria
(including accuracy) established by the
air navigation service provider for
certain routes , e.g. oceanic, ATS routes,
and IAPs. An RNAV system’s suitability
is dependent upon the availability of
ground and/or satellite navigation aids
that are needed to meet any route
II.D.1.b. Aircraft Navigation
Requirements
Airbus commented that in the case of
a GPS-equipped aircraft operating
within the operational service volume of
ground-based navigation aids, operators
would have to show at each point along
these routes that the aircraft retains the
capability to ‘‘navigate the airplane
along the route with the required degree
of accuracy.’’ Airbus argued that this
means that the aircraft can never be
outside the operational service volume
of the existing NAVAID network, which
would be unreasonable, unnecessary,
and a costly constraint. Moreover, it
would significantly impede
implementation of a performance-based
NAS and the achievement of the safety
and efficiency benefits of RNAV systems
that use GPS information.
TAOARC contends that permitting the
use of a single independent navigation
system but mandating that the system
must be able to ‘‘navigate safely to a
suitable airport’’ in the event of a signal
loss would result in an unrealistic
requirement for operations in the future
NAS under the FAA’s plan to
decommission ground-based navigation
aids such as VOR and TACAN.
TAOARC therefore, recommended that
the word ‘‘navigating’’ be changed to
‘‘proceeding’’ because, under the GPSsensor-interference scenario described
in the proposal for § 121.349, the FAA
would require operators to use groundbased navigation aids and be limited to
operating within the service volume
established for those navigation aids.
The FAA agrees with Airbus and
TAOARC and replaces the words
‘‘navigat(ing) safely to a suitable
airport’’ with the words ‘‘proceed(ing)
safely to a suitable airport’’ in the final
rule.14 Proceeding to another airport can
be accomplished many ways, such as
reverting to ground-based navigation
aids or reverting to inertial-referenced
navigation systems. This exception does
not require the alternative system to be
capable of navigating within the degree
of accuracy required for ATC, but rather
to provide a safe means for the pilot to
continue the flight to a suitable
diversion airport.
The FAA realizes that in crafting the
NPRM, a current equipment
requirement in § 121.349(a) was omitted
inadvertently. While no party
commented on the omission, the agency
believes it is critical to flight safety to
maintain the requirement that the
airplane’s navigation systems must be
capable to ‘‘receive navigation signals
from all primary en route and approach
navigational facilities to be used.’’ The
pertinent language is updated and
clarified so as to require the en route
navigation aids necessary for navigating
the aircraft along the route (e.g. ATS
routes, arrival and departure routes and
instrument approach procedures,
including missed approach procedures
if a missed approach routing is specified
in the procedure), are available and
suitable for use.15 This clarifies that the
route, for example, may be an ATS route
(under part 71) or other ATS routing, or
a part 97 instrument approach
procedure.
AOPA requested that the FAA
consider IFR-certified GPS equipment as
a ‘‘suitable RNAV system’’ as an option
to meet existing equipage requirements
in lieu of the DME. (Note that currently
DME is required to operate in certain
airspace areas and at altitudes of flight
level (FL) 240 and above.)
The FAA agrees that an RNAV system
used to navigate under IFR operations
may constitute a ‘‘suitable RNAV
system’’ that can be used to substitute
for the DME currently required to
operate in certain airspace areas and at
altitudes of FL 240 and above if the
RNAV system is suitable for performing
that function. Not all RNAV systems
may be suitable to substitute for DME.
Suitable navigation aids, e.g., GPS, must
be available along the route to be flown
to permit the system to provide distance
information analogous to the distance
information provided by DME, subject
to any operating limitations or
provisions that may be specified in the
approved Airplane or Rotorcraft Flight
Manual, AFM supplement, or pilot’s
guide.
Lastly, the FAA corrects § 91.131 to
require that a VOR ‘‘or’’ TACAN
receiver must be operable if an RNAV
system is not available.
The FAA will issue an Advisory
Circular containing guidance on what
constitutes a suitable RNAV system that
may be used to substitute for an ILS
component or a ground-based
navigation facility in the near future.
13 See proposed §§ 121.351(c), 125.203(f) and
135.165(g).
14 See adopted §§ 121.349(c)(1), 125.203, 129.17,
and 135.165.
15 Identical text is inserted in §§ 125.203, 129.17
and 135.165.
removed. The references to VOR and
ADF are removed because these
navigation systems are rarely used in
extended overwater operations. In
addition, in the proposed rule, the FAA
inadvertently did not include a
reference to navigation systems in the
introductory text of § 121.351(a). This
reference is added in the final rule.
The FAA proposed to change one of
the operational factors the
Administrator may consider in
authorizing the use of a single longrange navigation system and a longrange communication system from ‘‘the
ability of the flightcrew to reliably fix
the position of the airplane within the
degree of accuracy required by ATC’’ to
‘‘the ability of the flightcrew to navigate
the airplane along the route with the
required accuracy.’’ 13 This proposal is
not adopted in this rule because the
NPRM did not include the route
navigation accuracy performance
requirements. (See the discussions
under ‘‘II.D.1.a. Suitability of RNAV
systems’’ and ‘‘II.D.3. En route
navigation facilities.’’)
hsrobinson on PROD1PC76 with RULES_2
performance criteria that may be
prescribed in route specifications to
navigate the aircraft along the route to
be flown.
The FAA has published numerous
Advisory Circulars on RNAV system
operations, which may be found at:
https://www.airweb.faa.gov/
Regulatory_and_Guidance_Library/
rgAdvisoryCircular.nsf/
MainFrame?OpenFrameSet.
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Federal Register / Vol. 72, No. 109 / Thursday, June 7, 2007 / Rules and Regulations
II.D.1.c. Navigation System
Configurations
Airbus and others commented that the
NPRM was unclear on the combinations
of navigation sensors and/or aircraft
equipment that would satisfy the
proposed navigation system
requirements. Northwest Airlines
requested examples of the permitted
combinations.
The FAA proposed to replace the
requirement for two independent
receivers with a requirement for two
independent navigation systems to
enable the use of new types of
navigation systems such as autonomous
inertial navigation systems (INS). A
single VOR and a single suitable RNAV
system may satisfy the requirement. The
FAA also clarifies that this requirement
can be met either by use of autonomous
navigation systems or by use of ground
and/or satellite navigation aids that are
suitable and available for en route
operations and for the intended
instrument approach procedures.
Aircraft navigation systems are
considered independent if there is no
probable failure or event that will affect
both systems. This ensures that, before
dispatch or flight release, there will be
no potential single point of failure or
event that could affect an aircraft’s
navigation systems and cause loss of the
ability to navigate along the intended
route or to proceed safely to a suitable
diversion airport. Therefore, the FAA is
providing an exception 16 for operations
on routes using only one navigation
system suitable for navigating the
aircraft along the route as discussed in
the previous paragraph, provided that
the aircraft is equipped with at least one
other independent navigation system for
purposes of proceeding to a suitable
airport.
Although not proposed, the FAA
finds it necessary to add a requirement
under the exception that the certificate
holder must show, by appropriate
description in the certificate holder’s
operating manuals or by another means
acceptable to the FAA, that the other
independent navigation system is
suitable, in the event of loss of the
navigation capability of the single
system at any point along the route, to
enable the aircraft to proceed safely to
a suitable airport and complete an
instrument approach. For example, an
operation that is currently permitted
over routes on which navigation is
based on low-frequency radio range or
automatic direction-finding (ADF)
navigation aids may use an airplane
equipped with two VOR receivers and
16 See §§ 121.349 (c), 125.203 (d), 129.17 (c) and
135.165 (b).
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only one low-frequency radio range or
ADF receiver. In the case of failure of
the single low-frequency radio range
receiver, or ADF receiver, the flight
must be able to proceed safely to a
suitable airport by means of VOR
navigation aids and complete an
instrument approach by use of the
remaining aircraft VOR equipment. The
FAA is making this change in the final
rule to ensure that aircraft avoid
collision with obstacles on the ground
and other aircraft during flight.
II.D.2. Global Navigation Satellite
System (GNSS) or Other Satellite
Navigation Aids, e.g., Global Positioning
Systems (GPS)
The FAA requires two independent
navigation systems to ensure that there
is no single point of failure or ‘‘event’’
that could result in losing the ability to
navigate along the intended route or to
navigate to a suitable diversion airport.
This proposal addresses the
vulnerability of GPS, which uses very
weak signals that are susceptible to
interference that may cause a loss of
integrity, or total loss of usable signals,
thus degrading the use of the GPS for
IFR operations. Such single point of
failure or an event is one that could lead
to increased workload, the inability of
the flight crew to cope, or prevent
continued safe flight and landing.
Airbus commented that there are no
known industry or agency criteria for
determining which GPS systems can be
considered ‘‘independent.’’
Furthermore, Airbus contended that the
FAA did not define the probability of
interference, nor state what the
government might do to reduce or
eliminate the generation of interfering
signals.
Although the risk of intentional
jamming of GPS is low in the United
States, the FAA routinely issues Notices
to Airmen (NOTAMs) indicating that
GPS is unreliable in certain areas and
during certain times due to planned
testing. Unintentional interference is
frequently encountered in some areas of
the world, but historically is infrequent
in the United States. Airbus states that
interference in oceanic areas has not
been experienced and can be expected
to be very rare. The FAA agrees that the
likelihood of interference varies by
region, and the possibility of intentional
interference could increase.
On December 15, 2004, the President
of the United States issued the ‘‘U.S.
Space-Based Positioning, Navigation
and Timing Policy’’ acknowledging the
vulnerability of GPS, and tasking the
Department of Transportation, in
coordination with the Secretary of
Homeland Security, to—
PO 00000
Frm 00012
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* * * develop, acquire, operate, and
maintain backup position, navigation, and
timing capabilities that can support critical
transportation, homeland security, and other
critical civil and commercial infrastructure
applications within the United States, in the
event of a disruption of the Global
Positioning System or other space-based
positioning, navigation, and timing services,
consistent with Homeland Security
Presidential Directive-7, Critical
Infrastructure Identification, Prioritization,
and Protection, dated December 17, 2003;
In keeping with this policy, the FAA
will continue to maintain adequate
ground-based navigation aids for
navigation services. The FAA does not
believe it is appropriate or necessary,
however, to restrict all operations to the
service volume of ground-based
navigation aids. As technology is
developed, tested and accepted, it is the
FAA’s intention to permit the use of that
technology when its use can be done in
a safe and appropriate manner.
Under GPS interference scenarios,
operations of aircraft that are not
equipped for this contingency may be
severely limited. Therefore, a DME
infrastructure and a VOR network must
remain in place for the foreseeable
future. As the NAS evolves and
navigation technology improves,
however, a satellite-based system may
become the core of the aviation
navigation infrastructure.
II.D.3. En Route Navigation Facilities
(§§ 121.103, 121.121, and 125.51)
The FAA proposed to use the term
‘‘navigation systems’’ in the headings of
§§ 121.103 and 121.121 and the term
‘‘navigation aids’’ in the heading of
§ 125.51. Northwest Airlines pointed
out that, while the FAA proposed to use
the word ‘‘systems’’ in the headings of
those sections, it addressed
requirements for navigation aids in the
text. American Trans Air recommended
that the headings read ‘‘Enroute
navigation’’ because use of the words
‘‘systems,’’ ‘‘aids,’’ and ‘‘facilities’’
confuses the rule. TAOARC
recommended removing the word
‘‘systems’’ from the proposed headings
of §§ 121.103 and 121.121.
After considering the comments, the
FAA has concluded that ‘‘facilities’’ is
appropriate under the current
infrastructure and is changing the
headings of §§ 121.103, 121.121, and
125.51 in the final rule to ‘‘En route
navigation facilities.’’
Currently, §§ 121.103(a), 121.121(a),
and 125.51(a) all provide that
‘‘nonvisual ground aids’’ must be
available over the route for navigating
an aircraft within the degree of accuracy
required for ATC. The FAA proposed to
replace reference to ‘‘nonvisual ground
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Federal Register / Vol. 72, No. 109 / Thursday, June 7, 2007 / Rules and Regulations
aids’’ in these sections with ‘‘navigation
aids.’’ No comments were received and
this rule adopts that amendment.
II.E. International Standards
An individual commenter objected to
conforming FAA regulations to ICAO
standards and argued that since the
majority of aviation activity occurs
within the United States, ICAO should
conform to United States standards.
AOPA commented that there are
significant differences between the
United States and European operating
environments and that harmonization
with ICAO is not necessarily a good
model for future changes to the
domestic system. Moreover, AOPA
contended that the FAA should only
harmonize with ICAO when there is an
operational benefit to users of the NAS.
The FAA recognizes that there are
differences between the United States
and European general aviation operating
environments; however, harmonization
of international standards remains a
high priority for the FAA whenever it is
in the public interest.
In the NPRM, the FAA erroneously
stated that there are no current ICAO
standards that corresponded to the
proposed rule. The requirements
proposed in §§ 121.349, 125.203,
129.17, and 135.165 are consistent with
the current international standards in
parts 1, 2, and 3 of ICAO Annex 6,
‘‘Aeroplane Communication and
Navigation Equipment’’ for air carrier
and general aviation operations, and
‘‘Helicopter Communication and
Navigation Equipment’’ for helicopter
operations.
American Trans Air asked whether
the rule would apply to foreign
operators in U.S. Gulf of Mexico
airspace. Foreign operators are advised
to review the regional procedures in the
United States Aeronautical Information
Publication (AIP) to determine the
applicability of certain portions of this
rule.
hsrobinson on PROD1PC76 with RULES_2
II.F. Elimination of Middle Markers
(§§ 91.129 and 91.175)
In the NPRM, the FAA proposed
deleting reference to the middle marker
in §§ 91.129(e) and 91.175(k) because a
middle marker is no longer
operationally required. There are some
middle markers still in use, but there are
no middle markers being installed at
new ILS sites by the FAA.
The FAA did not receive any
comments on the §§ 91.129(e) and
91.175(k) proposals to remove the
middle marker as a required component
of an ILS, and the amendments are
adopted as proposed.
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II.G. DME Requirements for Aircraft
Operating At or Above FL 180 Versus FL
240 (§§ 91.205 and 91.711)
The FAA proposed to lower the
altitude for which DME is required from
flight level (FL) 240 to FL 180.17 This
would make the altitude for which DME
is required consistent with the floor of
Class A airspace. The FAA believed that
most aircraft operating in Class A
airspace already have DME.
AOPA and Boeing objected to this
proposal. AOPA argued that the
justification is inadequate and that some
operators must change or supplement
their navigation systems, which would
impose costs. AOPA estimated that
approximately 30% of the aircraft
capable of operating at or above FL 180
are equipped with DME. The number of
aircraft equipped with a suitable RNAV
system is unknown.
Boeing contends that maintaining FL
240 is necessary to address lead turn
radius at high true airspeed. Boeing also
argues that RNAV should also be
permitted in lieu of DME. In view of the
comments and after further
consideration, the FAA concludes that
this amendment may inadvertently
create additional airspace congestion
below FL 180 by restricting non-DMEequipped aircraft to operate at or below
18,000 feet. Consequently, the FAA
withdraws this proposal.
II.H. Minimum Altitudes for Use of
Autopilot (§§ 121.579 and 135.93)
The FAA proposed to amend
§§ 121.579(b)(1) and (b)(2) and 135.93(b)
and (c) to change references from ILS to
precision approaches.
Boeing, ATA, and TAOARC suggested
completely rewriting §§ 121.579 and
135.93 to reflect the previous input of
ARAC’s Flight Guidance System
Harmonization Working Group. The
FAA is currently reviewing the
recommendations of this group. In the
meantime, as the term ‘‘precision
approach’’ is not being adopted in this
rule, it is necessary to withdraw this
proposal.
III. Discussion of Comments on Specific
Sections
Section 91.129 Operations in Class D
Airspace
ATA recommended removing the
word ‘‘glide’’ from any definitions. The
FAA does not agree with the commenter
because the word ‘‘glide’’ must be
associated with either the word ‘‘slope’’
or ‘‘path’’ in the context of this section.
However, the FAA is changing the
reference to ‘‘glide slope’’ proposed in
17 See
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31673
paragraph (e)(4) to ‘‘glide path’’ because
the term ‘‘glide path’’ is appropriate to
all approaches with vertical guidance.
Section 91.175 Takeoff and Landing
Under IFR
Upon reconsideration, the FAA has
concluded that in paragraph (b), the
terminology in the regulation as
currently published is accurate and that
it is appropriate to retain the language
‘‘when the approach procedure being
used provides for and requires the use
of a DA/DH or MDA.’’
In addition, the FAA is amending its
proposal in paragraph (b)(3) from, ‘‘The
DA/DH or MDA for which the aircraft is
equipped’’ to ‘‘The DA/DH or MDA
appropriate for the aircraft equipment
available and used during the
approach.’’ While this change is
editorial, it is more precise and is
consistent with the FAA’s efforts to
promote a performance-based NAS.
In paragraph (c), the FAA is deleting
the phrase ‘‘at any airport’’ as the words
are not necessary.
In paragraph (f), the FAA proposed to
require that, if published civil takeoff
weather minimums in part 97 are
specified for a particular departure
route, pilots must comply with these
minimums and the published route
unless an alternative route has been
assigned by ATC. In order to ensure
adequate obstacle clearance, the
associated published weather
minimums may only be applicable
based upon a particular routing, i.e.
departure procedure. For numerous
airports, departure procedures are
predicated upon obstacles located in the
flight path(s) of the takeoff runway.
Airbus, Boeing, and Continental
argued that it would be unnecessary,
unsafe and economically onerous to
require air carrier pilots to adhere to
published departure procedures if in
determining compliance with the
aircraft takeoff limitations of § 121.189,
air carriers have safely used a flight
track significantly different from the
flight track published in a part 97
procedure. In this case, Airbus argued
that, in an engine-out situation, the pilot
should fly the track that was determined
to be compliant with § 121.189 and, in
that case, it would be unsafe for the
pilot to continue flying the part 97
departure procedure.
American Airlines contended that
many part 121 operators already have
approved engine-out procedures in
place that are negotiated with air traffic
control and provide for the safe
operation of aircraft in such situations.
American Airlines also argued that part
97 departure procedures are not based
on engine-inoperative obstacle clearance
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requirements contained in the airplane
performance operating limitation
regulations in parts 121 and 135. It also
argued that it is too costly to conduct
obstacle assessments for each departure
procedure specified in part 97 and that
negotiated departure procedures
provide carriers with the flexibility and
safe operating procedures.
TAOARC commented that the
proposal does not contemplate the high
standards for obstacle clearance in parts
121 and 135.
The FAA agrees in part with the
above comments. Where takeoff
minimums clearly are specified for a
particular departure route, as a matter of
safety, pilots must follow that routing.
However, an exception is permitted. An
operator may use an alternate departure
route (see definition of ‘‘T’’ for an
alternate departure route under § 97.3),
if it is negotiated in advance with ATC
and that alternative departure route
allows part 121 and part 135 operators
and certain part 129 operators to use a
takeoff obstacle clearance or avoidance
procedure that ensures compliance with
the applicable airplane performance
operating limitations requirements
under part 121, subpart I or part 135,
subpart I, or that ensures compliance
with the airplane performance operating
limitations for takeoff prescribed by the
State of the operator, if applicable, at
that airport. The provisions of subpart I
in both part 121 and part 135 contain
higher performance standards than that
provided for in part 97 departure
procedure. It is not the FAA’s intention
to disrupt or force operators to stop
using established departure procedures
that are safe and have been approved by
the FAA. Therefore, these alternative
routes may be used in lieu of the
specified obstacle departure routes
under § 97.1.
The FAA proposed to delete the
runway visual range (RVR) table in
paragraph (h) of § 91.175 and instead
refer to the RVR table in FAA Order
8260.3, ‘‘U.S. Standard for Terminal
Instrument Procedures (TERPs).’’ At the
time of the NPRM, FAA Order 8260.3
was incorporated by reference in
§ 97.20.
Alaska Airlines and AOPA
recommend using advisory circulars to
disseminate the RVR table. AOPA and
American Trans Air suggested that the
agency list all the publications that
provide the RVR table, i.e. the
Aeronautical Information Manual, etc.
ATA and Boeing recommended that
these conversions go into carrier
operations specifications.
Conversely, Delta maintained that the
RVR table must have a regulatory
source. American Trans Air also
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opposes incorporating the RVR table
into an FAA order, and argues that the
proposal would permit the FAA to
change it without public input.
TAOARC endorsed putting the RVR
table into the FAA Order because that
Order was previously incorporated by
reference into part 97, which makes it
a regulatory provision.
On May 3, 2005, the FAA removed
the incorporation by reference of FAA
Order 8260.3. (See ‘‘Revision of
Incorporation by Reference Provisions’’
final rule published on May 3, 2005 (70
FR 23002)). The agency concludes that
the RVR table must have a regulatory
basis and therefore, leaves the
Comparable Values of RVR and Ground
Visibility table in § 91.175.
The FAA proposed to amend
paragraph (k) to allow certain locations
on the ILS to be fixed by other than
ground-based navigation aids.
AOPA requested clarification as to
whether RNAV equipment, including
IFR-approved GPS, can be used to
identify certain locations on the ILS.
AOPA estimated that less than one-third
of all general aviation aircraft have the
equipment necessary to identify a
database fix. AOPA objected to any ILS
implementation where RNAV equipage
is a required component for completion
of the approach because this would, as
argued by AOPA, mandate the use of
GPS for general aviation aircraft to
access ‘‘non-GPS’’ procedures.
The FAA made an editorial error in
paragraph (k) of § 91.175 that listed the
means that may be used to substitute for
the outer marker as ‘‘requiring’’ a
suitable RNAV system instead of stating
that a suitable RNAV systems was one
of the many possible means of meeting
this requirement.
AOPA also suggested modifying
paragraph (h) to permit a pilot to use the
ILS glide slope interception and altitude
crosscheck as an acceptable substitute
for an outer marker. Boeing
recommended that a compass locator or
precision radar may be substituted for
the outer or middle marker.
AOPA’s request to substitute an ILS
glide slope interception and altitude
crosscheck for an outer marker and
Boeing’s request to substitute a compass
locator or precision radar for the outer
or middle marker are beyond the scope
of this rulemaking.
Published FAA guidance material
advises that if a required fix for a
particular instrument approach
procedure is not in the aircraft’s
navigation database, then the pilot
should not fly the procedure, nor enter
such fix manually. (See Aeronautical
Information Manual, Chapter 5, Air
Traffic Procedures.) This reduces the
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risk of human error with respect to an
incorrect manual fix entry and incorrect
estimation of fix location while flying
the instrument approach procedure.
Pilot actions of this nature could result
in controlled flight into terrain or
manmade obstacles.
Boeing and Continental suggested
adding a paragraph to § 91.175 to
explicitly facilitate the introduction of
new technology for low visibility
approach and landing, when it can be
shown that the new technology is
appropriate. The commenters went on
to state that the use of new technology
could then be authorized through
Operations Specifications or other
suitable means.
The proposed recommendation is
beyond the scope of the NPRM;
however, the FAA already addressed the
authorization of certain new technology
in low-visibility approach and landing
in the January 9, 2004 EFVS final rule
(69 FR 1620).
Section 91.177 Minimum Altitudes for
IFR Operations
The FAA proposed to clarify
§ 91.177(a) by stating that the section
applies to both minimum en route IFR
altitudes (MEA) and minimum
obstruction clearance altitudes (MOCA)
for a particular route or route segment.
This would permit operators using other
than ground-based navigation systems
that meet navigation requirements to
operate along the route at the MOCA.
The commenter stated that many
general aviation IFR operations are done
outside of radar contact while en route,
and that more approach and departure
procedures are flown to and from
airports in a non-radar environment.
AOPA said that while en route, general
aviation aircraft remain at lower
altitudes and, with the approval to
operate at the minimum obstruction
clearance altitude (MOCA), use of
minimum altitudes along airways will
increase. AOPA recommended that the
FAA make every effort to accommodate
area navigation operations outside of
radar coverage because the NPRM
appeared to revoke these capabilities,
not expand them.
The FAA agrees that flights may be
conducted at the MOCA if
communication, navigation, and
surveillance requirements are met,
irrespective of whether the operation is
in a radar environment. ATC may
decide not to clear a flight to operate at
the MOCA on a particular route if ATC
is concerned that a flight may not be
able to meet applicable separation
standards. Additionally, ATC may
require a flight requesting radar
advisory services to operate at the MEA
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as opposed to the MOCA because
satisfactory communication can only be
assured when operating at the MEA, not
at the MOCA.
American Airlines, Air Transport
Association of America, Boeing
Commercial Airplanes, and Continental
Airlines all commented that, instead of
establishing a prescriptive value of 4
nautical miles horizontal distance from
the course to be flown as the basis for
identifying the highest obstacle within
that space and applying the altitude
value above that obstacle as the
minimum altitude, the rule should also
allow the use of RNP values for
determining the space having the
highest obstacle therein when
applicable navigation performance
requirements for routes are established.
The FAA did not propose to establish
navigation performance requirements
for certain routes. Therefore the
commenters’ recommendations are
outside the scope of the rulemaking.
American Trans Air recommended
revising the language in proposed
paragraph (a)(1) to remove the words
‘‘provided the applicable navigation
signals are available’’ and add a new
sentence to read, ‘‘Except when using
VOR navigation, operations at MOCA
beyond 22 nautical miles of the VOR
concerned (based on the pilot’s
reasonable estimate of that distance) is
not permitted.’’ This change would
allow other navigation without further
specifying types of avionics, RNAV,
GPS, etc.
The FAA does not agree with
American Trans Air’s suggestion. The
suggestion appears to reverse the
proposal and prohibit the use of
navigation facilities other than VOR.
The FAA believes that the suggested
language could result in unsafe
operations because it is essential that
the applicable navigation signals for the
navigation means used must be
available over the route or route
segment.
TAOARC recommended adding the
phrase ‘‘or when otherwise authorized
by the Administrator’’ to the proposed
language in paragraph (a) of the
proposal, but did not provide rationale;
therefore, the FAA declines further
consideration of this recommendation.
Section 97.1 Applicability
The FAA proposed to change § 97.1 to
describe the applicability of part 97 as
follows:
(1) Expand part 97 to include obstacle
departure procedures;
(2) Clarify that civil takeoff weather
minimums at certain airports are based
on a specified route, and that pilots
must comply with that route unless an
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alternative route has been assigned by
ATC; and
(3) Minor editorial changes.
In the NPRM, the FAA referred to
departure procedures generally, which
includes obstacle departure procedures
(ODPs) as well as non-regulatory
departure procedures issued by ATC.
The FAA’s intention was only to
include obstacle departure procedures
in this rulemaking.
In addition to the comments received
on § 91.175(f) (discussed above), Boeing,
Airbus, and Continental Airlines stated
that § 97.1(b) would not be the
appropriate regulation in which to
require compliance with obstacle
departure procedures.
The FAA agrees with the commenters
and has amended § 91.175(f) to require
compliance with ODPs when
applicable. (See discussion of
§ 91.175(f).)
Airlines recommended leaving the text
in § 97.10, as it is currently written to
allow for the development of instrument
approaches based on criteria other than
that stated in the U.S. TERPS.
The FAA disagrees. The sole purpose
of § 97.10 was to allow procedures
developed pre-TERPS to remain in
effect until they came into compliance
with TERPS criteria; however, the
section is no longer valid. All public
instrument approach procedures
published are in compliance with
current FAA criteria. The FAA may
authorize special procedures using nonstandard criteria on a case-by-case basis.
These special procedures are usually for
private use only and are authorized
under § 91.175(a). Thus, the FAA is
removing and reserving the text of
§ 97.10, as proposed.
Section 97.3 Symbols and Terms Used
in Procedures
The FAA proposed to revise § 97.3 to
organize the terms alphabetically. In
addition, the FAA proposed to revise
several of the terms in the section, and
to add others.
The FAA received comments on the
proposed definitions of ‘‘height above
touchdown (HAT),’’ ‘‘helipoint,’’
‘‘minimum safe altitude (MSA),’’ and
‘‘visibility minimum.’’ These comments,
and the FAA’s responses, are discussed
under ‘‘II.B. Terminology and
Definitions.’’
The FAA included the term ‘‘Aircraft
approach category’’ in the proposed
revision of § 97.3 so that the text of the
section could be shown in its entirety
for the convenience of the reader. The
text of that definition was not different
from that in the CFR at the time that the
NPRM was drafted. However, in a
separate rulemaking (unrelated to
RNAV) on November 26, 2002 (67 FR
70828), the FAA amended the lead-in
text of the definition, but inadvertently
omitted the amended text from the
NPRM. The FAA therefore is including
the current text of ‘‘Aircraft approach
category’’ in this final rule.
The NPRM proposed to incorporate
FAA Orders 8260.3 and 8260.19 by
reference into § 97.20, as well as the
terminal aeronautical charts. On April 8,
2003, the FAA adopted this amendment
(68 FR 16948). The incorporation by
reference (IBR) of the two abovereferenced orders and the aeronautical
charts was in error and resulted in the
inappropriate designation of certain
material as regulatory. The FAA
subsequently corrected this error in a
final rule adopted on May 3, 2005 (70
FR 23002) that removed those FAA
orders from § 97.20. Also, in that final
rule, the FAA instead incorporated by
reference into part 97 the information
documented on FAA Forms 8260–3,
8260–4, 8260–5, and 8260–15A, which
are the forms that depict instrument
procedures and the associated weather
takeoff minimums.
As discussed in § 91.175(f) and unless
specifically excluded, this rule requires
a pilot to use an ODP if such a
procedure is prescribed under part 97.
ODPs are depicted on form 8260–15A.
This rule provides for the IBR of the
ODPs on form 8260.15A in § 97.20. The
Director of the Federal Register
approved the IBR of the material on
August 6, 2007.
Section 97.10 General
The FAA proposed to remove and
reserve § 97.10 because it prescribes
standard instrument approach
procedures ‘‘other than those based on
the criteria contained in FAA Order
8260.3, U.S. Standard for Terminal
Instrument Approach Procedures
(TERPS).’’ The FAA proposed to remove
§ 97.10 because these types of approach
procedures no longer exist.
American Trans Air, Continental
Airlines, Boeing, ATA, and American
IV. Rulemaking Analyses and
Economic Evaluation
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Section 97.20
General
IV.A. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there is no
current or new requirement for
information collection associated with
these amendments.
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IV.B. International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
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IV.C. Regulatory Evaluation Summary
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect,
and the basis for it, be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule.
The final rule will impose minimal
costs on aircraft operators because it
does not require changes to current
navigation systems. Cost savings may
result because the rule will enable the
use of advanced RNAV navigation
routes the FAA has been developing.
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These routes are typically more direct
and shorter than current Federal
airways and jet routes and therefore may
result in less fuel and time for aircraft
to reach their destinations.
The FAA has, therefore, determined
that this final rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
IV.D. Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA. However, if an agency determines
that a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
This rule is definitionally clarifying,
incorporates existing orders, and
provides cost saving as it enables more
direct routes requiring less time and
fuel. Therefore, as the FAA
Administrator, I certify that this rule
will not have a significant economic
impact on a substantial number of small
entities.
IV.E. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
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United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
has determined that it will impose the
same costs on domestic and
international entities and thus has a
neutral affect on international trade.
IV.F. Unfunded Mandate Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$128.1 million in lieu of $100 million.
This final rule does not contain such a
mandate.
IV.G. Executive Order 13132,
Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
FAA has determined that this action
will not have a substantial direct effect
on the States, or the relationship
between the national Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and
therefore does not have federalism
implications.
IV.H. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act (NEPA) in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
IV.I. Regulations That Significantly
Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
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FAA has determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
V. Availability of Rulemaking
Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(https://dms.dot.gov/search);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Be sure to
identify the amendment number or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://dms.dot.gov.
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VI. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects
14 CFR Part 1
Air transportation.
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14 CFR Part 91
Agriculture, Air traffic control,
Aircraft, Airmen, Airports, Aviation
safety, Freight, Noise control, Reporting
and recordkeeping requirements.
14 CFR Part 97
Air traffic control, Airports,
Incorporation by Reference, Navigation
(air), Weather.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements, Safety, Transportation.
14 CFR Part 125
Aircraft, Airmen, Aviation safety,
Reporting and recordkeeping
requirements.
14 CFR Part 129
Air carriers, Aircraft, Aviation safety,
Reporting and recordkeeping
requirements, Security.
14 CFR Part 135
Air taxis, Aircraft, Airmen, Aviation
safety, Reporting and recordkeeping
requirements.
The Amendments
In consideration of the foregoing, the
Federal Administration Aviation
amends chapter I of 14 CFR as follows:
I
PART 1—DEFINITIONS AND
ABBREVIATIONS
1. The authority citation for part 1
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40113, 44701.
2. Amend § 1.1 as follows:
a. Remove the definitions of ‘‘Decision
height’’ and ‘‘Minimum descent
altitude’’.
I b. Add definitions for ‘‘Decision
altitude (DA)’’, ‘‘Decision height (DH)’’,
‘‘Final approach fix (FAF)’’, ‘‘Instrument
approach procedure (IAP)’’, ‘‘Minimum
descent altitude (MDA)’’, and ‘‘Suitable
RNAV system’’ in alphabetical order to
read as set forth below.
I
I
§ 1.1
General definitions.
*
*
*
*
*
Decision altitude (DA) is a specified
altitude in an instrument approach
procedure at which the pilot must
decide whether to initiate an immediate
missed approach if the pilot does not
see the required visual reference, or to
continue the approach. Decision
altitude is expressed in feet above mean
sea level.
Decision height (DH) is a specified
height above the ground in an
instrument approach procedure at
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31677
which the pilot must decide whether to
initiate an immediate missed approach
if the pilot does not see the required
visual reference, or to continue the
approach. Decision height is expressed
in feet above ground level.
Final approach fix (FAF) defines the
beginning of the final approach segment
and the point where final segment
descent may begin.
*
*
*
*
*
Instrument approach procedure (IAP)
is a series of predetermined maneuvers
by reference to flight instruments with
specified protection from obstacles and
assurance of navigation signal reception
capability. It begins from the initial
approach fix, or where applicable, from
the beginning of a defined arrival route
to a point:
(1) From which a landing can be
completed; or
(2) If a landing is not completed, to a
position at which holding or en route
obstacle clearance criteria apply.
*
*
*
*
*
Minimum descent altitude (MDA) is
the lowest altitude specified in an
instrument approach procedure,
expressed in feet above mean sea level,
to which descent is authorized on final
approach or during circle-to-land
maneuvering until the pilot sees the
required visual references for the
heliport or runway of intended landing.
*
*
*
*
*
Suitable RNAV system is an RNAV
system that meets the required
performance established for a type of
operation, e.g. IFR; and is suitable for
operation over the route to be flown in
terms of any performance criteria
(including accuracy) established by the
air navigation service provider for
certain routes (e.g. oceanic, ATS routes,
and IAPs). An RNAV system’s
suitability is dependent upon the
availability of ground and/or satellite
navigation aids that are needed to meet
any route performance criteria that may
be prescribed in route specifications to
navigate the aircraft along the route to
be flown. Information on suitable RNAV
systems is published in FAA guidance
material.
*
*
*
*
*
I 3. Amend § 1.2 by adding the
abbreviations ‘‘NM’’ and ‘‘RNAV’’ in
alphabetical order to read as follows:
§ 1.2
Abbreviations and symbols.
*
*
*
*
*
NM means nautical mile.
*
*
*
*
*
RNAV means area navigation.
*
*
*
*
*
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PART 91—GENERAL OPERATING AND
FLIGHT RULES
4. The authority citation for part 91
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 1155, 40103,
40113, 40120, 44101, 44111, 44701, 44704,
44709, 44711, 44712, 44715, 44716, 44717,
44722, 46306, 46315, 46316, 46504, 46506–
46507, 47122, 47508, 47528–47531, articles
12 and 29 of the Convention on International
Civil Aviation (61 stat. 1180).
5. Amend § 91.129 by revising
paragraph (e) to read as follows:
I
§ 91.129
Operations in Class D airspace.
*
*
*
*
*
(e) Minimum altitudes when operating
to an airport in Class D airspace. (1)
Unless required by the applicable
distance-from-cloud criteria, each pilot
operating a large or turbine-powered
airplane must enter the traffic pattern at
an altitude of at least 1,500 feet above
the elevation of the airport and maintain
at least 1,500 feet until further descent
is required for a safe landing.
(2) Each pilot operating a large or
turbine-powered airplane approaching
to land on a runway served by an
instrument approach procedure with
vertical guidance, if the airplane is so
equipped, must:
(i) Operate that airplane at an altitude
at or above the glide path between the
published final approach fix and the
decision altitude (DA), or decision
height (DH), as applicable; or
(ii) If compliance with the applicable
distance-from-cloud criteria requires
glide path interception closer in, operate
that airplane at or above the glide path,
between the point of interception of
glide path and the DA or the DH.
(3) Each pilot operating an airplane
approaching to land on a runway served
by a visual approach slope indicator
must maintain an altitude at or above
the glide path until a lower altitude is
necessary for a safe landing.
(4) Paragraphs (e)(2) and (e)(3) of this
section do not prohibit normal
bracketing maneuvers above or below
the glide path that are conducted for the
purpose of remaining on the glide path.
*
*
*
*
*
I 6. Amend § 91.131 by revising
paragraph (c)(1) to read as follows:
§ 91.131
Operations in Class B airspace.
hsrobinson on PROD1PC76 with RULES_2
*
*
*
*
*
(c) * * *
(1) For IFR operation. An operable
VOR or TACAN receiver or an operable
and suitable RNAV system; and
*
*
*
*
*
I 7. Amend § 91.175 by revising
paragraphs (a), (b), (c) introductory text,
(e)(1)(ii), (f), and (k) to read as follows:
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Jkt 211001
§ 91.175
Takeoff and landing under IFR.
(a) Instrument approaches to civil
airports. Unless otherwise authorized by
the FAA, when it is necessary to use an
instrument approach to a civil airport,
each person operating an aircraft must
use a standard instrument approach
procedure prescribed in part 97 of this
chapter for that airport. This paragraph
does not apply to United States military
aircraft.
(b) Authorized DA/DH or MDA. For
the purpose of this section, when the
approach procedure being used
provides for and requires the use of a
DA/DH or MDA, the authorized DA/DH
or MDA is the highest of the following:
(1) The DA/DH or MDA prescribed by
the approach procedure.
(2) The DA/DH or MDA prescribed for
the pilot in command.
(3) The DA/DH or MDA appropriate
for the aircraft equipment available and
used during the approach.
(c) Operation below DA/ DH or MDA.
Except as provided in paragraph (l) of
this section, where a DA/DH or MDA is
applicable, no pilot may operate an
aircraft, except a military aircraft of the
United States, below the authorized
MDA or continue an approach below
the authorized DA/DH unless—
*
*
*
*
*
(e) * * *
(1) * * *
(ii) Upon arrival at the missed
approach point, including a DA/DH
where a DA/DH is specified and its use
is required, and at any time after that
until touchdown.
*
*
*
*
*
(f) Civil airport takeoff minimums.
This paragraph applies to persons
operating an aircraft under part 121,
125, 129, or 135 of this chapter.
(1) Unless otherwise authorized by
the FAA, no pilot may takeoff from a
civil airport under IFR unless the
weather conditions at time of takeoff are
at or above the weather minimums for
IFR takeoff prescribed for that airport
under part 97 of this chapter.
(2) If takeoff weather minimums are
not prescribed under part 97 of this
chapter for a particular airport, the
following weather minimums apply to
takeoffs under IFR:
(i) For aircraft, other than helicopters,
having two engines or less—1 statute
mile visibility.
(ii) For aircraft having more than two
engines—1⁄2 statute mile visibility.
(iii) For helicopters—1⁄2 statute mile
visibility.
(3) Except as provided in paragraph
(f)(4) of this section, no pilot may
takeoff under IFR from a civil airport
having published obstacle departure
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Fmt 4701
Sfmt 4700
procedures (ODPs) under part 97 of this
chapter for the takeoff runway to be
used, unless the pilot uses such ODPs.
(4) Notwithstanding the requirements
of paragraph (f)(3) of this section, no
pilot may takeoff from an airport under
IFR unless:
(i) For part 121 and part 135
operators, the pilot uses a takeoff
obstacle clearance or avoidance
procedure that ensures compliance with
the applicable airplane performance
operating limitations requirements
under part 121, subpart I or part 135,
subpart I for takeoff at that airport; or
(ii) For part 129 operators, the pilot
uses a takeoff obstacle clearance or
avoidance procedure that ensures
compliance with the airplane
performance operating limitations
prescribed by the State of the operator
for takeoff at that airport.
*
*
*
*
*
(k) ILS components. The basic
components of an ILS are the localizer,
glide slope, and outer marker, and,
when installed for use with Category II
or Category III instrument approach
procedures, an inner marker. The
following means may be used to
substitute for the outer marker: Compass
locator; precision approach radar (PAR)
or airport surveillance radar (ASR);
DME, VOR, or nondirectional beacon
fixes authorized in the standard
instrument approach procedure; or a
suitable RNAV system in conjunction
with a fix identified in the standard
instrument approach procedure.
Applicability of, and substitution for,
the inner marker for a Category II or III
approach is determined by the
appropriate 14 CFR part 97 approach
procedure, letter of authorization, or
operations specifications issued to an
operator.
*
*
*
*
*
I 8. Amend § 91.177 by revising
paragraph (a) to read as follows:
§ 91.177 Minimum altitudes for IFR
operations.
(a) Operation of aircraft at minimum
altitudes. Except when necessary for
takeoff or landing, no person may
operate an aircraft under IFR below—
(1) The applicable minimum altitudes
prescribed in parts 95 and 97 of this
chapter. However, if both a MEA and a
MOCA are prescribed for a particular
route or route segment, a person may
operate an aircraft below the MEA down
to, but not below, the MOCA, provided
the applicable navigation signals are
available. For aircraft using VOR for
navigation, this applies only when the
aircraft is within 22 nautical miles of
that VOR (based on the reasonable
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estimate by the pilot operating the
aircraft of that distance); or
(2) If no applicable minimum altitude
is prescribed in parts 95 and 97 of this
chapter, then—
(i) In the case of operations over an
area designated as a mountainous area
in part 95 of this chapter, an altitude of
2,000 feet above the highest obstacle
within a horizontal distance of 4
nautical miles from the course to be
flown; or
(ii) In any other case, an altitude of
1,000 feet above the highest obstacle
within a horizontal distance of 4
nautical miles from the course to be
flown.
*
*
*
*
*
I 9. Amend § 91.179 by adding
introductory text to read as follows:
§ 91.179
level.
IFR cruising altitude or flight
[Amended]
10. Amend § 91.181 by removing the
words ‘‘a Federal airway’’ and adding in
their place the words ‘‘an ATS route’’ in
paragraph (a).
I
11. Amend § 91.183 by revising the
heading and the introductory text to
read as follows:
I
§ 91.183
[Amended]
12. Amend § 91.189 (c) and (d) by
removing the term ‘‘DH’’ and adding in
its place the term ‘‘DA/DH’’ wherever it
appears.
I
13. Amend § 91.205 by revising
paragraphs (d)(2) and (e) to read as
follows:
I
§ 91.205 Powered civil aircraft with
standard category U.S. airworthiness
certificates: Instrument and equipment
requirements.
*
hsrobinson on PROD1PC76 with RULES_2
14. Amend § 91.219 (b)(5) by
removing the term ‘‘DH’’ and adding in
its place the term ‘‘DA/DH’’.
I
15. Amend 91.511 by revising the
heading and paragraph (a)(1)
introductory text to read as follows:
*
*
*
*
(d) * * *
(2) Two-way radio communication
and navigation equipment suitable for
the route to be flown.
*
*
*
*
*
(e) Flight at and above 24,000 feet
MSL (FL 240). If VOR navigation
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§ 91.511 Communication and navigation
equipment for overwater operations.
(a) * * *
(1) Radio communication equipment
appropriate to the facilities to be used
and able to transmit to, and receive
from, at least one communication
facility from any place along the route:
*
*
*
*
*
16. Amend § 91.711 by revising
paragraphs (c)(1)(ii) and (e) introductory
text to read as follows:
§ 91.711
aircraft.
Special rules for foreign civil
*
*
*
*
*
(c) * * *
(1) * * *
(ii) Navigation equipment suitable for
the route to be flown.
*
*
*
*
*
(e) Flight at and above FL 240. If VOR
navigation equipment is required under
paragraph (c)(1)(ii) of this section, no
person may operate a foreign civil
aircraft within the 50 States and the
District of Columbia at or above FL 240,
unless the aircraft is equipped with
approved DME or a suitable RNAV
system. When the DME or RNAV system
required by this paragraph fails at and
above FL 240, the pilot in command of
the aircraft must notify ATC
immediately and may then continue
operations at and above FL 240 to the
next airport of intended landing where
repairs or replacement of the equipment
can be made. A foreign civil aircraft may
be operated within the 50 States and the
District of Columbia at or above FL 240
without DME or an RNAV system when
PO 00000
Frm 00019
Fmt 4701
operated for the following purposes, and
ATC is notified before each takeoff:
*
*
*
*
*
PART 97—STANDARD INSTRUMENT
PROCEDURES
17. The authority citation for part 97
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40103, 40106,
40113, 40114, 40120, 44502, 44514, 44701,
44719, and 44721–44722.
18. Revise the heading for part 97 to
read as set forth above.
I 19. Revise § 97.1 to read as follows:
I
§ 97.1
[Amended]
I
IFR communications.
Unless otherwise authorized by ATC,
the pilot in command of each aircraft
operated under IFR in controlled
airspace must ensure that a continuous
watch is maintained on the appropriate
frequency and must report the following
as soon as possible—
*
*
*
*
*
§ 91.189
§ 91.219
I
Unless otherwise authorized by ATC,
the following rules apply—
*
*
*
*
*
§ 91.181
equipment is required under paragraph
(d)(2) of this section, no person may
operate a U.S.-registered civil aircraft
within the 50 states and the District of
Columbia at or above FL 240 unless that
aircraft is equipped with approved DME
or a suitable RNAV system. When the
DME or RNAV system required by this
paragraph fails at and above FL 240, the
pilot in command of the aircraft must
notify ATC immediately, and then may
continue operations at and above FL 240
to the next airport of intended landing
where repairs or replacement of the
equipment can be made.
*
*
*
*
*
Sfmt 4700
31679
Applicability.
(a) This part prescribes standard
instrument approach procedures to civil
airports in the United States and the
weather minimums that apply to
landings under IFR at those airports.
(b) This part also prescribes obstacle
departure procedures (ODPs) for certain
civil airports in the United States and
the weather minimums that apply to
takeoffs under IFR at civil airports in the
United States.
I
20. Revise § 97.3 to read as follows:
§ 97.3 Symbols and terms used in
procedures.
As used in the standard instrument
procedures prescribed in this part—
Aircraft approach category means a
grouping of aircraft based on a speed of
VREF, if specified, or if VREF is not
specified, 1.3 Vso at the maximum
certificated landing weight. VREF, Vso,
and the maximum certificated landing
weight are those values as established
for the aircraft by the certification
authority of the country of registry. The
categories are as follows—
(1) Category A: Speed less than 91
knots.
(2) Category B: Speed 91 knots or
more but less than 121 knots.
(3) Category C: Speed 121 knots or
more but less than 141 knots.
(4) Category D: Speed 141 knots or
more but less than 166 knots.
(5) Category E: Speed 166 knots or
more.
Approach procedure segments for
which altitudes (minimum altitudes,
unless otherwise specified) and paths
are prescribed in procedures, are as
follows—
(1) Initial approach is the segment
between the initial approach fix and the
intermediate fix or the point where the
aircraft is established on the
intermediate course or final approach
course.
(2) Initial approach altitude is the
altitude (or altitudes, in high altitude
procedure) prescribed for the initial
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approach segment of an instrument
approach.
(3) Intermediate approach is the
segment between the intermediate fix or
point and the final approach fix.
(4) Final approach is the segment
between the final approach fix or point
and the runway, airport, or missed
approach point.
(5) Missed approach is the segment
between the missed approach point, or
point of arrival at decision altitude or
decision height (DA/DH), and the
missed approach fix at the prescribed
altitude.
Ceiling means the minimum ceiling,
expressed in feet above the airport
elevation, required for takeoff or
required for designating an airport as an
alternate airport.
Copter procedures means helicopter
procedures, with applicable minimums
as prescribed in § 97.35. Helicopters
may also use other procedures
prescribed in subpart C of this part and
may use the Category A minimum
descent altitude (MDA), or decision
altitude or decision height (DA/DH). For
other than ‘‘copter-only’’ approaches,
the required visibility minimum for
Category I approaches may be reduced
to one-half the published visibility
minimum for Category A aircraft, but in
no case may it be reduced to less than
one-quarter mile prevailing visibility,
or, if reported, 1,200 feet RVR.
Reduction of visibility minima on
Category II instrument approach
procedures is prohibited.
FAF means final approach fix.
HAA means height above airport and
is expressed in feet.
HAL means height above landing and
is the height of the DA/MDA above a
designated helicopter landing area
elevation used for helicopter instrument
approach procedures and is expressed
in feet.
HAS means height above the surface
and is the height of the DA/MDA above
the highest terrain/surface within a
5,200-foot radius of the missed
approach point used in helicopter
instrument approach procedures and is
expressed in feet above ground level
(AGL).
HAT means height above touchdown.
HCH means helipoint crossing height
and is the computed height of the
vertical guidance path above the
helipoint elevation at the helipoint
expressed in feet.
Helipoint means the aiming point for
the final approach course. It is normally
the center point of the touchdown and
lift-off area (TLOF).
Hold in lieu of PT means a holding
pattern established under applicable
FAA criteria, and used in lieu of a
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procedure turn to execute a course
reversal.
MAP means missed approach point.
More than 65 knots means an aircraft
that has a stalling speed of more than 65
knots (as established in an approved
flight manual) at maximum certificated
landing weight with full flaps, landing
gear extended, and power off.
MSA means minimum safe altitude,
expressed in feet above mean sea level,
depicted on an approach chart that
provides at least 1,000 feet of obstacle
clearance for emergency use within a
certain distance from the specified
navigation facility or fix.
NA means not authorized.
NOPT means no procedure turn
required. Altitude prescribed applies
only if procedure turn is not executed.
Procedure turn means the maneuver
prescribed when it is necessary to
reverse direction to establish the aircraft
on an intermediate or final approach
course. The outbound course, direction
of turn, distance within which the turn
must be completed, and minimum
altitude are specified in the procedure.
However, the point at which the turn
may be begun, and the type and rate of
turn, is left to the discretion of the pilot.
RA means radio altimeter setting
height.
RVV means runway visibility value.
SIAP means standard instrument
approach procedure.
65 knots or less means an aircraft that
has a stalling speed of 65 knots or less
(as established in an approved flight
manual) at maximum certificated
landing weight with full flaps, landing
gear extended, and power off.
T means nonstandard takeoff
minimums or specified departure
routes/procedures or both.
TDZ means touchdown zone.
Visibility minimum means the
minimum visibility specified for
approach, landing, or takeoff, expressed
in statute miles, or in feet where RVR is
reported.
21. Amend § 97.5 by revising the
heading and paragraph (a) to read as
follows:
I
§ 97.5 Bearings, courses, tracks,
headings, radials, miles.
(a) All bearings, courses, tracks,
headings, and radials in this part are
magnetic, unless otherwise designated.
*
*
*
*
*
§ 97.10
[Removed and reserved]
I
22. Remove and reserve § 97.10.
I
23. Revise § 97.20 to read as follows:
§ 97.20
General.
(a) This subpart prescribes standard
instrument approach procedures and
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Frm 00020
Fmt 4701
Sfmt 4700
takeoff minimums and obstacle
departure procedures (ODPs) based on
the criteria contained in FAA Order
8260.3, U.S. Standard for Terminal
Instrument Procedures (TERPs), and
other related Orders in the 8260 series
that also address instrument procedure
design criteria.
(b) Standard instrument approach
procedures and associated supporting
data adopted by the FAA are
documented on FAA Forms 8260–3,
8260–4, 8260–5. Takeoff minimums and
obstacle departure procedures (ODPs)
are documented on FAA Form 8260–
15A. These forms are incorporated by
reference. The Director of the Federal
Register approved this incorporation by
reference pursuant to 5 U.S.C. 552(a)
and 1 CFR part 51. The standard
instrument approach procedures and
takeoff minimums and obstacle
departure procedures (ODPs) are
available for examination at the FAA’s
Rules Docket (AGC–200) and at the
National Flight Data Center, 800
Independence Avenue, SW.,
Washington, DC 20590, or at the
National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
(c) Standard instrument approach
procedures and takeoff minimums and
obstacle departure procedures (ODPs)
are depicted on aeronautical charts
published by the FAA National
Aeronautical Charting Office. These
charts are available for purchase from
the FAA’s National Aeronautical
Charting Office, Distribution Division,
6303 Ivy Lane, Suite 400, Greenbelt, MD
20770.
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
24. The authority citation for part 121
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 1153, 40101,
40102, 40103, 40113, 41721, 44105, 44106,
44111, 44701–44717, 44722, 44901, 44903,
44904, 44906, 44912, 44914, 44936, 44938,
46103, 46105.
25. Amend § 121.99 by revising
paragraphs (a) and (b) to read as follows:
I
§ 121.99 Communications facilities—
domestic and flag operations.
(a) Each certificate holder conducting
domestic or flag operations must show
that a two-way communication system,
or other means of communication
approved by the FAA certificate holding
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district office, is available over the
entire route. The communications may
be direct links or via an approved
communication link that will provide
reliable and rapid communications
under normal operating conditions
between each airplane and the
appropriate dispatch office, and
between each airplane and the
appropriate air traffic control unit.
(b) Except in an emergency, for all flag
and domestic kinds of operations, the
communications systems between each
airplane and the dispatch office must be
independent of any system operated by
the United States.
*
*
*
*
*
I 26. Revise § 121.103 to read as
follows:
(b) Navigation aids are not required
for any of the following operations—
(1) Day VFR operations that the
certificate holder shows can be
conducted safely by pilotage because of
the characteristics of the terrain;
(2) Night VFR operations on routes
that the certificate holder shows have
reliably lighted landmarks adequate for
safe operation; and
(3) Other operations approved by the
certificate holding district office.
§ 121.103
(a) No person may operate an airplane
under VFR over routes that can be
navigated by pilotage unless the
airplane is equipped with the radio
communication equipment necessary
under normal operating conditions to
fulfill the following:
(1) Communicate with at least one
appropriate station from any point on
the route;
(2) Communicate with appropriate air
traffic control facilities from any point
within Class B, Class C, or Class D
airspace, or within a Class E surface area
designated for an airport in which
flights are intended; and
*
*
*
*
*
(b) No person may operate an airplane
at night under VFR over routes that can
be navigated by pilotage unless that
airplane is equipped with—
(1) Radio communication equipment
necessary under normal operating
conditions to fulfill the functions
specified in paragraph (a) of this
section; and
(2) Navigation equipment suitable for
the route to be flown.
En route navigation facilities.
(a) Except as provided in paragraph
(b) of this section, each certificate
holder conducting domestic or flag
operations must show, for each
proposed route (including to any
regular, provisional, refueling or
alternate airports), that suitable
navigation aids are available to navigate
the airplane along the route within the
degree of accuracy required for ATC.
Navigation aids required for approval of
routes outside of controlled airspace are
listed in the certificate holder’s
operations specifications except for
those aids required for routes to
alternate airports.
(b) Navigation aids are not required
for any of the following operations—
(1) Day VFR operations that the
certificate holder shows can be
conducted safely by pilotage because of
the characteristics of the terrain;
(2) Night VFR operations on routes
that the certificate holder shows have
reliably lighted landmarks adequate for
safe operation; and
(3) Other operations approved by the
certificate holding district office.
27. Revise § 121.121 to read as
follows:
I
hsrobinson on PROD1PC76 with RULES_2
§ 121.121
En route navigation facilities.
(a) Except as provided in paragraph
(b) of this section, no certificate holder
conducting supplemental operations
may conduct any operation over a route
(including to any destination, refueling
or alternate airports) unless suitable
navigation aids are available to navigate
the airplane along the route within the
degree of accuracy required for ATC.
Navigation aids required for routes
outside of controlled airspace are listed
in the certificate holder’s operations
specifications except for those aids
required for routes to alternate airports.
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28. Amend § 121.347 by revising the
heading, paragraphs (a) introductory
text, (a)(1), (a)(2), and (b) to read as
follows:
I
§ 121.347 Communication and navigation
equipment for operations under VFR over
routes navigated by pilotage.
29. Revise § 121.349 to read as
follows:
I
§ 121.349 Communication and navigation
equipment for operations under VFR over
routes not navigated by pilotage or for
operations under IFR or over the top.
(a) Navigation equipment
requirements—General. No person may
conduct operations under VFR over
routes that cannot be navigated by
pilotage, or operations conducted under
IFR or over the top, unless—
(1) The en route navigation aids
necessary for navigating the airplane
along the route (e.g., ATS routes, arrival
and departure routes, and instrument
approach procedures, including missed
approach procedures if a missed
approach routing is specified in the
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31681
procedure) are available and suitable for
use by the aircraft navigation systems
required by this section;
(2) The airplane used in those
operations is equipped with at least—
(i) Except as provided in paragraph (c)
of this section, two approved
independent navigation systems
suitable for navigating the airplane
along the route to be flown within the
degree of accuracy required for ATC;
(ii) One marker beacon receiver
providing visual and aural signals; and
(iii) One ILS receiver; and
(3) Any RNAV system used to meet
the navigation equipment requirements
of this section is authorized in the
certificate holder’s operations
specifications.
(b) Communication equipment
requirements. No person may operate an
airplane under VFR over routes that
cannot be navigated by pilotage, and no
person may operate an airplane under
IFR or over the top, unless the airplane
is equipped with—
(1) At least two independent
communication systems necessary
under normal operating conditions to
fulfill the functions specified in
§ 121.347 (a); and
(2) At least one of the communication
systems required by paragraph (b)(1) of
this section must have two-way voice
communication capability.
(c) Use of a single independent
navigation system for operations under
VFR over routes that cannot be
navigated by pilotage, or operations
conducted under IFR or over the top.
Notwithstanding the requirements of
paragraph (a)(2)(i) of this section, the
airplane may be equipped with a single
independent navigation system suitable
for navigating the airplane along the
route to be flown within the degree of
accuracy required for ATC if:
(1) It can be shown that the airplane
is equipped with at least one other
independent navigation system suitable,
in the event of loss of the navigation
capability of the single independent
navigation system permitted by this
paragraph at any point along the route,
for proceeding safely to a suitable
airport and completing an instrument
approach; and
(2) The airplane has sufficient fuel so
that the flight may proceed safely to a
suitable airport by use of the remaining
navigation system, and complete an
instrument approach and land.
(d) Use of VOR navigation equipment.
If VOR navigation equipment is used to
comply with paragraph (a) or (c) of this
section, no person may operate an
airplane unless it is equipped with at
least one approved DME or suitable
RNAV system.
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(e) Additional communication system
equipment requirements for operators
subject to § 121.2. In addition to the
requirements in paragraph (b) of this
section, no person may operate an
airplane having a passenger seat
configuration of 10 to 30 seats,
excluding each crewmember seat, and a
maximum payload capacity of 7,500
pounds or less, under IFR, over the top,
or in extended over-water operations
unless it is equipped with at least—
(1) Two microphones; and
(2) Two headsets, or one headset and
one speaker.
30. Amend § 121.351 by revising the
heading and paragraphs (a) and (c)(1) to
read as follows:
I
§ 121.351 Communication and navigation
equipment for extended over-water
operations and for certain other operations.
(a) Except as provided in paragraph
(c) of this section, no person may
conduct an extended over-water
operation unless the airplane is
equipped with at least two independent
long-range navigation systems and at
least two independent long-range
communication systems necessary
under normal operating conditions to
fulfill the following functions—
(1) Communicate with at least one
appropriate station from any point on
the route;
(2) Receive meteorological
information from any point on the route
by either of two independent
communication systems. One of the
communication systems used to comply
with this paragraph may be used to
comply with paragraphs (a)(1) and (a)(3)
of this section; and
(3) At least one of the communication
systems must have two-way voice
communication capability.
*
*
*
*
*
(c) * * *
(1) The ability of the flightcrew to
navigate the airplane along the route
within the degree of accuracy required
for ATC,
*
*
*
*
*
§ 121.419
[Amended]
31. Amend § 121.419 (a)(1)(vii) by
removing the term ‘‘DH’’ and adding in
its place the term ‘‘DA/DH’’.
I
§ 121.559
[Amended]
32. Amend § 121.559 (c) by removing
the words ‘‘ground radio station’’ and
adding in their place the words
‘‘communication facility’’.
hsrobinson on PROD1PC76 with RULES_2
I
33. Amend § 121.561 by revising the
heading as set forth below and by
amending paragraph (a) by removing the
I
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words ‘‘ground or navigational facility’’
and adding in their place the words
‘‘ground facility or navigation aid’’.
§ 121.561 Reporting potentially hazardous
meteorological conditions and irregularities
of ground facilities or navigation aids.
*
*
§ 121.565
*
*
*
[Amended]
34. Amend § 121.565 (c) by removing
the words ‘‘ground radio station’’ and
adding in their place the words
‘‘communication facility’’ and by
removing the word ‘‘station’’ and adding
in its place the word ‘‘facility’’.
I
§ 121.579
[Amended]
35. Amend § 121.579 (b) introductory
text by removing the words ‘‘decision
height’’ and adding in their place the
term ‘‘DA/DH’’.
I
§ 121.651
[Amended]
36. Amend § 121.651 by replacing the
term ‘‘DH’’ with the term ‘‘DA/DH’’
wherever it appears in paragraphs (c)
and (d).
I
§ 121.652
[Amended]
37. Amend § 121.652 (a) by removing
the term ‘‘DH’’ and adding in its place
the term ‘‘DA/DH’’.
I
PART 125—CERTIFICATION AND
OPERATIONS: AIRPLANES HAVING A
SEATING CAPACITY OF 20 OR MORE
PASSENGERS OR A MAXIMUM
PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
38. The authority citation for part 125
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44705, 44710–44711, 44713, 44716–
44717, 44722.
I
39. Revise § 125.51 to read as follows:
§ 125.51
En route navigation facilities.
(a) Except as provided in paragraph
(b) of this section, no certificate holder
may conduct any operation over a route
(including to any destination, refueling
or alternate airports) unless suitable
navigation aids are available over the
route to navigate the airplane along the
route within the degree of accuracy
required for ATC. Navigation aids
required for routes outside of controlled
airspace are listed in the certificate
holder’s operations specifications
except for those aids required for routes
to alternate airports.
(b) Navigation aids are not required
for any of the following operations—
(1) Day VFR operations that the
certificate holder shows can be
conducted safely by pilotage because of
the characteristics of the terrain;
PO 00000
(2) Night VFR operations on routes
that the certificate holder shows have
reliably lighted landmarks adequate for
safe operations; and
(3) Other operations approved by the
certificate holding district office.
I 40. Revise § 125.203 to read as
follows:
Frm 00022
Fmt 4701
Sfmt 4700
§ 125.203 Communication and navigation
equipment.
(a) Communication equipment—
general. No person may operate an
airplane unless it has two-way radio
communication equipment able, at least
in flight, to transmit to, and receive
from, appropriate facilities 22 nautical
miles away.
(b) Navigation equipment for
operations over the top. No person may
operate an airplane over the top unless
it has navigation equipment suitable for
the route to be flown.
(c) Communication and navigation
equipment for IFR or extended overwater operations—General. Except as
provided in paragraph (f) of this section,
no person may operate an airplane
carrying passengers under IFR or in
extended over-water operations
unless—
(1) The en route navigation aids
necessary for navigating the airplane
along the route (e.g., ATS routes, arrival
and departure routes, and instrument
approach procedures, including missed
approach procedures if a missed
approach routing is specified in the
procedure) are available and suitable for
use by the aircraft navigation systems
required by this section;
(2) The airplane used in those
operations is equipped with at least the
following equipment—
(i) Except as provided in paragraph
(d) of this section, two approved
independent navigation systems
suitable for navigating the airplane
along the route within the degree of
accuracy required for ATC;
(ii) One marker beacon receiver
providing visual and aural signals;
(iii) One ILS receiver;
(iv) Two transmitters;
(v) Two microphones;
(vi) Two headsets or one headset and
one speaker; and
(vii) Two independent
communication systems, one of which
must have two-way voice
communication capability, capable of
transmitting to, and receiving from, at
least one appropriate facility from any
place on the route to be flown; and
(3) Any RNAV system used to meet
the navigation equipment requirements
of this section is authorized in the
certificate holder’s operations
specifications.
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(d) Use of a single independent
navigation system for operations under
IFR—not for extended overwater
operations. Notwithstanding the
requirements of paragraph (c)(2)(i) of
this section, the airplane may be
equipped with a single independent
navigation system suitable for
navigating the airplane along the route
to be flown within the degree of
accuracy required for ATC if—
(1) It can be shown that the airplane
is equipped with at least one other
independent navigation system suitable,
in the event of loss of the navigation
capability of the single independent
navigation system permitted by this
paragraph at any point along the route,
for proceeding safely to a suitable
airport and completing an instrument
approach; and
(2) The airplane has sufficient fuel so
that the flight may proceed safely to a
suitable airport by use of the remaining
navigation system, and complete an
instrument approach and land.
(e) Use of VOR navigation equipment.
If VOR navigation equipment is required
by paragraph (c) or (d) of this section,
no person may operate an airplane
unless it is equipped with at least one
approved DME or a suitable RNAV
system.
(f) Extended over-water operations.
Notwithstanding the requirements of
paragraph (c) of this section, installation
and use of a single long-range
navigation system and a single longrange communication system for
extended over-water operations in
certain geographic areas may be
authorized by the Administrator and
approved in the certificate holder’s
operations specifications. The following
are among the operational factors the
Administrator may consider in granting
an authorization:
(1) The ability of the flight crew to
navigate the airplane along the route to
be flown within the degree of accuracy
required for ATC;
(2) The length of the route being
flown; and
(3) The duration of the very high
frequency communications gap.
41. Amend § 125.321 by revising the
heading to read as set forth below and
by removing the words ‘‘ground or
navigational facility’’ and adding in
their place the words ‘‘ground facility or
navigation aid’’.
hsrobinson on PROD1PC76 with RULES_2
I
§ 125.321 Reporting potentially hazardous
meteorological conditions and irregularities
of ground facilities or navigation aids.
*
*
*
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*
*
21:19 Jun 06, 2007
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§ 125.379
[Amended]
42. Amend § 125.379 (a) by removing
the term ‘‘DH’’ wherever it appears and
adding in its place the term ‘‘DA/DH’’.
I
§ 125.381
[Amended]
43. Amend § 125.381 (c)(2) by revising
the reference to ‘‘DH’’ to read ‘‘DA/DH’’.
I
PART 129—OPERATIONS: FOREIGN
AIR CARRIERS AND FOREIGN
OPERATORS OF U.S.-REGISTERED
AIRCRAFT ENGAGED IN COMMON
CARRIAGE
44. The authority citation for part 129
continues to read as follows:
I
Authority: 49 U.S.C. 1372, 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901–44904,
44906, 44912, 46105, Pub. L. 107–71 sec.
I
45. Revise § 129.17 to read as follows:
§ 129.17 Aircraft communication and
navigation equipment for operations under
IFR or over the top.
(a) Aircraft navigation equipment
requirements—General. No foreign air
carrier may conduct operations under
IFR or over the top unless—
(1) The en route navigation aids
necessary for navigating the aircraft
along the route (e.g., ATS routes, arrival
and departure routes, and instrument
approach procedures, including missed
approach procedures if a missed
approach routing is specified in the
procedure) are available and suitable for
use by the aircraft navigation equipment
required by this section;
(2) The aircraft used in those
operations is equipped with at least the
following—
(i) Except as provided in paragraph (c)
of this section, two approved
independent navigation systems
suitable for navigating the aircraft along
the route to be flown within the degree
of accuracy required for ATC;
(ii) One marker beacon receiver
providing visual and aural signals; and
(iii) One ILS receiver; and
(3) Any RNAV system used to meet
the navigation equipment requirements
of this section is authorized in the
foreign air carrier’s operations
specifications.
(b) Aircraft communication
equipment requirements. No foreign air
carrier may operate an aircraft under
IFR or over the top, unless it is
equipped with—
(1) At least two independent
communication systems necessary
under normal operating conditions to
fulfill the functions specified in
§ 121.347(a) of this chapter; and
(2) At least one of the communication
systems required by paragraph (b)(1) of
PO 00000
Frm 00023
Fmt 4701
Sfmt 4700
31683
this section must have two-way voice
communication capability.
(c) Use of a single independent
navigation system for operations under
IFR or over the top. Notwithstanding the
requirements of paragraph (a)(2)(i) of
this section, the aircraft may be
equipped with a single independent
navigation system suitable for
navigating the aircraft along the route to
be flown within the degree of accuracy
required for ATC if:
(1) It can be shown that the aircraft is
equipped with at least one other
independent navigation system suitable,
in the event of loss of the navigation
capability of the single independent
navigation system permitted by this
paragraph at any point along the route,
for proceeding safely to a suitable
airport and completing an instrument
approach; and
(2) The aircraft has sufficient fuel so
that the flight may proceed safely to a
suitable airport by use of the remaining
navigation system, and complete an
instrument approach and land.
(d) VOR navigation equipment. If
VOR navigation equipment is required
by paragraph (a) or (c) of this section, no
foreign air carrier may operate an
aircraft unless it is equipped with at
least one approved DME or suitable
RNAV system.
I 46. Revise § 129.21 to read as follows:
§ 129.21
Control of traffic.
(a) Subject to applicable immigration
laws and regulations, each foreign air
carrier must furnish sufficient personnel
necessary to provide two-way voice
communications between its aircraft
and stations at places where the FAA
finds that communication is necessary
but cannot be maintained in a language
with which station operators are
familiar.
(b) Each person furnished by a foreign
air carrier under paragraph (a) of this
section must be able to speak English
and the language necessary to maintain
communications with its aircraft and
must assist station operators in directing
traffic.
I 47. Add § 129.22 to read as follows:
§ 129.22 Communication and navigation
equipment for rotorcraft operations under
VFR over routes navigated by pilotage.
(a) No foreign air carrier may operate
a rotorcraft under VFR over routes that
can be navigated by pilotage unless the
rotorcraft is equipped with the radio
communication equipment necessary
under normal operating conditions to
fulfill the following:
(1) Communicate with at least one
appropriate station from any point on
the route;
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(2) Communicate with appropriate air
traffic control facilities from any point
within Class B, Class C, or Class D
airspace, or within a Class E surface area
designated for an airport in which
flights are intended; and
(3) Receive meteorological
information from any point en route.
(b) No foreign air carrier may operate
a rotorcraft at night under VFR over
routes that can be navigated by pilotage
unless that rotorcraft is equipped with—
(1) Radio communication equipment
necessary under normal operating
conditions to fulfill the functions
specified in paragraph (a) of this
section; and
(2) Navigation equipment suitable for
the route to be flown.
I 48. Amend Appendix A to part 129 by
revising paragraph (b), Section IV, to
read as follows:
Appendix A to Part 129—Application
for Operations Specifications by
Foreign Air Carriers
*
*
*
*
*
(b) * * *
Sec. IV. Communications facilities. List all
communication facilities to be used by the
applicant in the conduct of the proposed
operations within the United States and over
that portion of the route between the last
point of foreign departure and the United
States.
*
*
*
*
*
PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATIONS AND
RULES GOVERNING PERSONS ON
BOARD SUCH AIRCRAFT
49. The authority citation for part 135
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 41706, 44113,
44701–44702, 44705, 44709, 44711–44713,
44715–44717, 44722, 45101–45105.
50. Amend § 135.67 by revising the
heading to read as set forth below and
by removing the words ‘‘ground
communications or navigational
facility’’ and adding in their place the
words ‘‘ground facility or navigation
aid’’.
I
§ 135.67 Reporting potentially hazardous
meteorological conditions and irregularities
of ground facilities or navigation aids.
*
hsrobinson on PROD1PC76 with RULES_2
I
*
*
*
*
51. Add § 135.78 to read as follows:
§ 135.78 Instrument approach procedures
and IFR landing minimums.
No person may make an instrument
approach at an airport except in
accordance with IFR weather minimums
and instrument approach procedures set
forth in the certificate holder’s
operations specifications.
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21:19 Jun 06, 2007
Jkt 211001
§ 135.79
[Amended]
52. Amend § 135.79 (a)(3) by
removing the words ‘‘radio or telephone
communications’’ and adding in their
place the word ‘‘communications’’.
I 53. Revise § 135.161 to read as
follows:
I
§ 135.161 Communication and navigation
equipment for aircraft operations under
VFR over routes navigated by pilotage.
(a) No person may operate an aircraft
under VFR over routes that can be
navigated by pilotage unless the aircraft
is equipped with the two-way radio
communication equipment necessary
under normal operating conditions to
fulfill the following:
(1) Communicate with at least one
appropriate station from any point on
the route;
(2) Communicate with appropriate air
traffic control facilities from any point
within Class B, Class C, or Class D
airspace, or within a Class E surface area
designated for an airport in which
flights are intended; and
(3) Receive meteorological
information from any point en route.
(b) No person may operate an aircraft
at night under VFR over routes that can
be navigated by pilotage unless that
aircraft is equipped with—
(1) Two-way radio communication
equipment necessary under normal
operating conditions to fulfill the
functions specified in paragraph (a) of
this section; and
(2) Navigation equipment suitable for
the route to be flown.
I 54. Revise § 135.165 to read as
follows:
§ 135.165 Communication and navigation
equipment: Extended over-water or IFR
operations.
(a) Aircraft navigation equipment
requirements—General. Except as
provided in paragraph (g) of this
section, no person may conduct
operations under IFR or extended overwater unless—
(1) The en route navigation aids
necessary for navigating the aircraft
along the route (e.g., ATS routes, arrival
and departure routes, and instrument
approach procedures, including missed
approach procedures if a missed
approach routing is specified in the
procedure) are available and suitable for
use by the navigation systems required
by this section:
(2) The aircraft used in extended overwater operations is equipped with at
least two-approved independent
navigation systems suitable for
navigating the aircraft along the route to
be flown within the degree of accuracy
required for ATC.
PO 00000
Frm 00024
Fmt 4701
Sfmt 4700
(3) The aircraft used for IFR
operations is equipped with at least—
(i) One marker beacon receiver
providing visual and aural signals; and
(ii) One ILS receiver.
(4) Any RNAV system used to meet
the navigation equipment requirements
of this section is authorized in the
certificate holder’s operations
specifications.
(b) Use of a single independent
navigation system for IFR operations.
The aircraft may be equipped with a
single independent navigation system
suitable for navigating the aircraft along
the route to be flown within the degree
of accuracy required for ATC if:
(1) It can be shown that the aircraft is
equipped with at least one other
independent navigation system suitable,
in the event of loss of the navigation
capability of the single independent
navigation system permitted by this
paragraph at any point along the route,
for proceeding safely to a suitable
airport and completing an instrument
approach; and
(2) The aircraft has sufficient fuel so
that the flight may proceed safely to a
suitable airport by use of the remaining
navigation system, and complete an
instrument approach and land.
(c) VOR navigation equipment.
Whenever VOR navigation equipment is
required by paragraph (a) or (b) of this
section, no person may operate an
aircraft unless it is equipped with at
least one approved DME or suitable
RNAV system.
(d) Airplane communication
equipment requirements. Except as
permitted in paragraph (e) of this
section, no person may operate a
turbojet airplane having a passenger seat
configuration, excluding any pilot seat,
of 10 seats or more, or a multiengine
airplane in a commuter operation, as
defined in part 119 of this chapter,
under IFR or in extended over-water
operations unless the airplane is
equipped with—
(1) At least two independent
communication systems necessary
under normal operating conditions to
fulfill the functions specified in
§ 121.347(a) of this chapter; and
(2) At least one of the communication
systems required by paragraph (d)(1) of
this section must have two-way voice
communication capability.
(e) IFR or extended over-water
communications equipment
requirements. A person may operate an
aircraft other than that specified in
paragraph (d) of this section under IFR
or in extended over-water operations if
it meets all of the requirements of this
section, with the exception that only
one communication system transmitter
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hsrobinson on PROD1PC76 with RULES_2
is required for operations other than
extended over-water operations.
(f) Additional aircraft communication
equipment requirements. In addition to
the requirements in paragraphs (d) and
(e) of this section, no person may
operate an aircraft under IFR or in
extended over-water operations unless it
is equipped with at least:
(1) Two microphones; and
(2) Two headsets or one headset and
one speaker.
(g) Extended over-water exceptions.
Notwithstanding the requirements of
paragraphs (a), (d), and (e) of this
section, installation and use of a single
long-range navigation system and a
single long-range communication
system for extended over-water
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21:19 Jun 06, 2007
Jkt 211001
operations in certain geographic areas
may be authorized by the Administrator
and approved in the certificate holder’s
operations specifications. The following
are among the operational factors the
Administrator may consider in granting
an authorization:
(1) The ability of the flight crew to
navigate the airplane along the route
within the degree of accuracy required
for ATC;
(2) The length of the route being
flown; and
(3) The duration of the very high
frequency communications gap.
§ 135.225
[Amended]
55. Amend § 135.225(c)(2) and (e) by
revising the reference ‘‘DH’’ to read
‘‘DA/DH’’.
I
PO 00000
Frm 00025
Fmt 4701
Sfmt 4700
§ 135.345
31685
[Amended]
56. Amend § 135.345(a)(7) by
removing the term ‘‘DH’’ and adding in
its place the term ‘‘DA/DH’’.
I
§ 135.371
[Amended]
57. Amend § 135.371(c)(2) by
removing the word ‘‘radio’’.
I
§ 135.381
[Amended]
58. Amend § 135.381(b)(2) by
removing the word ‘‘radio’’.
I
Issued in Washington, DC, on May 24,
2007.
Marion C. Blakey,
Administrator.
[FR Doc. E7–10609 Filed 6–6–07; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 72, Number 109 (Thursday, June 7, 2007)]
[Rules and Regulations]
[Pages 31662-31685]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-10609]
[[Page 31661]]
-----------------------------------------------------------------------
Part II
Department of Transportation
-----------------------------------------------------------------------
Federal Aviation Administration
-----------------------------------------------------------------------
14 CFR Parts 1, 91, 97 et al.
Area Navigation (RNAV) and Miscellaneous Amendments; Final Rule
Federal Register / Vol. 72, No. 109 / Thursday, June 7, 2007 / Rules
and Regulations
[[Page 31662]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 1, 91, 97, 121, 125, 129, and 135
[Docket No. FAA-2002-14002; Amdt. Nos. 1-57, 91-296, 97-1336, 121-333,
125-52, 129-42, 135-110]
RIN 2120-AH77
Area Navigation (RNAV) and Miscellaneous Amendments
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FAA is amending its regulations to reflect technological
advances that support area navigation (RNAV); include provisions on the
use of suitable RNAV systems for navigation; amend certain terms for
consistency with those of the International Civil Aviation Organization
(ICAO); remove reference to the middle marker in certain sections
because a middle marker is no longer operationally required; clarify
airspace terminology; and incorporate by reference obstacle departure
procedures into Federal regulations. The changes will facilitate the
use of new navigation reference sources, enable advancements in
technology, and increase efficiency of the National Airspace System.
DATES: Effective date: August 6, 2007. The incorporation by reference
of certain publications listed in the rule is approved by the Director
of the Federal Register as of August 6, 2007.
FOR FURTHER INFORMATION CONTACT: Ernest Skiver, Flight Technologies and
Procedures Division, Flight Standards Service, AFS-400, Federal
Aviation Administration, 800 Independence Ave., SW., Washington, DC
20591; telephone: (202) 385-4586.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701, ``General
requirements.'' Under Section 44701, the FAA is charged with
prescribing regulations and minimum standards for practices, methods,
and procedures the Administrator finds necessary for safety in air
commerce.
This regulation is within the scope of that authority because it
will facilitate air navigation from other than ground-based navigation
aids, enable new technology and provide for consistency between FAA and
ICAO terminology.
Guide to Terms and Acronyms Frequently Used in This Document
AC--Advisory Circular
APV--Approach procedure with vertical guidance
ARAC--Aviation Rulemaking Advisory Committee
ATC--Air Traffic Control
ATS--Air Traffic Service
DA--Decision altitude
DH--Decision height
DME--Distance measuring equipment
EFVS--Enhanced Flight Vision System
FL--Flight level
GPS--Global Positioning System
ICAO--International Civil Aviation Organization
IAP--Instrument approach procedure
IFR--Instrument flight rules
ILS--Instrument landing system
MDA--Minimum descent altitude
MEA--Minimum en route IFR altitude
MOCA--Minimum obstruction clearance altitude
MSL--Mean sea level
NAS--National Airspace System
ODP--Obstacle departure procedure
Over the top--Over the top of clouds
RNAV--Area navigation
RNP--Required navigation performance
RVR--Runway visual range
TAOARC--Terminal Area Operations Aviation Rulemaking Committee
TERPS--U.S. Standard for Terminal Instrument Procedures
VOR--Very high frequency omnidirectional range
Table of Contents
I. Background
A. Previous Rulemaking Actions
B. Terminal Area Operations Aviation Rulemaking Committee
(TAOARC)
C. Concept of Performance-Based Criteria
II. Discussion of the Final Rule
A. General
B. Terminology and Definitions (Sec. Sec. 1.1, 1.2, and 97.3)
1. Classification of instrument approach procedures (Sec. 1.1:
APV, NPA, and PA)
2. Category I, II, III, IIIa, IIIb, and IIIc operations (Sec.
1.1)
3. Decision altitude (DA) and decision height (DH) (Sec. 1.1)
4. Final approach fix (FAF) (Sec. 1.1)
5. HAT as acronym for ``height above threshold'' (Sec. 97.3)
6. Helipoint (Sec. 97.3)
7. Instrument approach procedure (IAP) (Sec. 1.1)
8. Minimum descent altitude (MDA) (Sec. 1.1)
9. MSA--Minimum safe altitude (Sec. 97.3)
10. Night (Sec. 1.1)
11. Use of the word ``pilot'' or ``person''
12. Precision final approach fix (PFAF) (Sec. 1.1)
13. RNAV (acronym) (Sec. 1.2)
14. Visibility minimum (Sec. 97.3)
II.C. Communication Requirements
1. Communications facilities (Sec. 121.99)
2. Aircraft communication equipment (Sec. Sec. 91.205, 91.511,
91.711, 121.345, 121.347, 121.349, 121.351, 125.203, 129.16 (adopted
as Sec. 129.22), 129.17, 135.161, and 135.165)
3. Flight operations communications requirements (Sec. Sec.
91.183, 91.185, 129.21, and 135.79)
II.D. Navigation Equipment Requirements
1. Aircraft navigation equipment requirements 1.a. Suitability
of RNAV systems 1.b. Aircraft navigation equipment requirements 1.c.
Navigation system configurations
2. Global Navigation Satellite System (GNSS) or other satellite
navigation aids, e.g., global positioning systems (GPS)
3. En route navigation facilities (Sec. Sec. 121.103, 121.121,
125.51)
II.E. International Standards
II.F. Elimination of Middle Markers (Sec. Sec. 91.129 and
91.175)
II.G. DME Requirements for Aircraft Operating At or Above FL 180
Versus FL 240 (Sec. Sec. 91.205 and 91.711)
II.H. Minimum Altitudes for Use of Autopilot (Sec. Sec. 121.579
and 135.93)
III. Discussion of Comments on Specific Sections (Sec. Sec. 91.129,
91.175, 91.177, 97.1, 97.3, 97.10, 97.20, 121.651, and 125.381)
IV. Rulemaking Analyses and Economic Evaluation
A. Paperwork Reduction Act
B. International Compatibility
C. Regulatory Evaluation summary
D. Regulatory Flexibility Determination
E. International Trade Impact Assessment
F. Unfunded Mandate Assessment
G. Executive Order 13132, Federalism
H. Environmental Analysis
I. Regulations That Significantly Affect Energy Supply,
Distribution, or Use
V. Availability of Rulemaking Documents
VI. Small Business Regulatory Enforcement Fairness Act
I. Background
I.A. Previous Rulemaking Actions
On December 17, 2002, the FAA published a notice of proposed
rulemaking (NPRM) titled ``Area Navigation (RNAV) and Miscellaneous
Amendments'' (67 FR 77326; Dec. 17, 2002). The comment period closed on
January 31, 2003, and several commenters requested that the FAA extend
the comment period. The comment period was reopened for an additional
60 days until July 7, 2003 (68 FR 16992; April 8, 2003) to receive
comments specifically on the proposed RNAV operations and equipment
requirements. The FAA received approximately 30 comments from industry
groups, aircraft manufacturers, navigation equipment manufacturers,
communication service providers, and air carriers.
On April 8, 2003 (68 FR 16943; April 8, 2003), the FAA issued a
final rule with request for comments titled
[[Page 31663]]
``Designation of Class A, B, C, D, and E Airspace Areas; Air Traffic
Service Routes; and Reporting Points,'' which adopted certain proposed
amendments to parts 1, 71, 95, and 97 from the RNAV NPRM. In that rule,
the FAA adopted the following:
Sec. 1.1 General definitions: Air Traffic Service (ATS) route
revised as proposed; area navigation (RNAV) revised as proposed; area
navigation high route removed as proposed; area navigation low route
removed as proposed; area navigation (RNAV) route revised as proposed;
RNAV waypoint removed as proposed; and route segment revised as
proposed.
Part 71: Subpart A heading transferred and revised (with wording
modification) as proposed; Sec. Sec. 71.11, 71.13, and 71.15 added as
proposed; Sec. Sec. 71.73, 71.75, 71.77, and 71.79 removed as
proposed.
Part 95: Sec. 95.1 revised as proposed.
Part 97: Sec. 97.20 revised as proposed with minor modifications.
(Note that this section is further amended in this final rule.)
Except for Sec. 97.20 described above, the foregoing amendments
are not addressed in this document. Comments received in response to
the April 8, 2003 final rule are contained in docket number FAA-2003-
14698. (See ``V. Availability of Rulemaking Documents'' for information
on how to access the docket.)
Also, on January 9, 2004 (69 FR 1620; Jan. 9, 2004), the FAA issued
the ``Enhanced Flight Vision Systems'' (EFVS) final rule. The EFVS rule
did not incorporate any proposed RNAV terminology. Certain sections
amended by the EFVS final rule are further amended in this rule to
update the terminology as appropriate.
I.B. Terminal Area Operations Aviation Rulemaking Committee (TAOARC)
The Regional Airline Association (RAA), United Parcel Service
(UPS), and the Airline Transport Association (ATA) all suggested that
the FAA allow the Terminal Area Operations Aviation Rulemaking
Committee (TAOARC) to review the comments and recommend action to the
FAA. The TAOARC (now under a new charter as the Performance-Based
Operations Aviation Rulemaking Committee (PARC)) is an FAA-chartered
advisory committee composed of government and industry representatives
which provides a forum for the United States aviation community to
discuss and resolve issues, provide direction for United States flight
operations criteria, and produce U.S. consensus positions for global
harmonization. The FAA asked TAOARC to review the comments filed in the
docket on the RNAV NPRM and provide recommendations.
TAOARC held a public meeting on December 9, 2003, in Arlington, VA,
to present its recommendations and request comments. Minutes from this
meeting and the TAOARC recommendations are available in the docket. The
recommendations are included with the discussion of comments below.
I.C. Concept of Performance-Based Criteria
Many civil aviation authorities (CAAs), including the FAA,
recognize the need to change the way airspace is managed due to
increased demands for the use of certain airspace within a particular
geographic area. Moving towards a performance-based National Airspace
System (NAS) may necessitate, for example, the establishment of
performance requirements for aircraft communication and navigation
equipment needed to manage instrument flight rule (IFR) aircraft, which
could ultimately increase capacity in certain airspace. For reasons
discussed below, aircraft communication and navigation equipment
performance criteria will be addressed in future rulemaking.
In this rule, the FAA is updating its communication and navigation
operating regulations to allow flexibility in accommodating
technological advances. Part of the FAA's plan to implement a
performance-based NAS is to update its regulations and remove
prescriptive references to ground-based navigation systems in the
operating regulations and to permit the use of non-ground based
navigation systems. In a performance-based NAS, operational flexibility
depends upon many factors including the performance capability of the
aircraft communication and navigation equipment, the availability of
the communication and navigation facilities along the route to be
flown, and the performance capabilities of those (communication and
navigation) facilities that are made available for use by air traffic
management service providers.
II. Discussion of the Final Rule
II.A. General
Northwest Airlines stated that, as the FAA is moving toward a
required navigation performance (RNP)-based infrastructure, the RNAV
system should be performance-based to allow operators to use both
existing navigation aids and any future satellite-based systems as
sensors to navigate using the concept of RNP. Continental, Boeing, and
Airbus expressed concern that the NPRM did not address RNP.
This rulemaking lays the groundwork for navigation equipment and
other operational requirements for the RNP environment and is
consistent with planned RNP implementation. The FAA already has
established RNP criteria for RNAV systems used to conduct certain
instrument approach procedures. The agency plans to establish RNP
criteria for RNAV systems used in the en route environment in the near
future.
Rockwell Collins recommended that the rule clearly state whether
there is any change to Wide-Area Augmentation System (WAAS) or LPV
(localizer performance with vertical guidance) and their roles within
the NAS.
This rule allows for the use of WAAS or any other system where it
satisfies the performance requirements and is suitable for the
operation to be conducted. The rule also applies to all phases of
flight, including LPV approaches.
II.B. Terminology and Definitions (Sec. Sec. 1.1, 1.2, and 97.3)
To facilitate RNAV operations, the FAA proposed to change certain
terminology for area navigation, en route operations, instrument
approach procedures, and landings. These amendments were proposed in
Sec. Sec. 1.1 General definitions, 1.2 Abbreviations and symbols, and
97.3 Symbols and terms. Conforming changes to other sections in parts
91, 95, 97, 121, 125, 129, and 135 were also proposed. The FAA proposed
removing the words ``ground'' and ``radio'' in the regulations where
using those words restricted the type of navigation and communication
systems permitted in order for operators to take advantage of future
technology and still meet NAS requirements.
Airbus commented generally that several of the proposed amendments
to Sec. 1.1 would have an undesirable ``ripple effect'' on other rules
in parts 91, 97, 121, 125, 129, and 135.
Rockwell Collins asked if the new terminology would be applied
retroactively. While the FAA finds this question somewhat unclear, it
confirms that the rule does not impose retrofit requirements for older
RNAV equipment. If it becomes necessary, however, to impose future
conditions and limitations on the use of RNAV equipment, the FAA will
do so through future rulemaking.
The following table sets forth the proposed terms, definitions and
their dispositions in this final rule. (Note that terms and definitions
adopted in the April 8, 2003 rule are not included in
[[Page 31664]]
the table.) A discussion of the comments on these terms and the FAA's
responses follows the table.
------------------------------------------------------------------------
FAA decision reflected in the
Proposed definitions and abbreviations final rule
------------------------------------------------------------------------
Approach procedure with vertical Withdrawn and action deferred
guidance (APV) (Sec. 1.1). until reviewed by joint
industry/government working
groups.
Category I, II, & III, IIIa, IIIb, and Withdrawn and action deferred
IIIc approaches (Sec. 1.1). until reviewed by joint
industry/government working
groups.
Decision altitude (DA) (Sec. 1.1).... Adopted.
Decision height (DH) (Sec. 1.1)...... Adopted with modification.
Final approach fix (FAF) (Sec. 1.1).. Adopted.
HAT (Height above threshold) (Sec. Withdrawn.
97.3).
Helipoint (Sec. 97.3)................ Adopted.
Instrument approach procedure (IAP) Adopted with modification.
(Sec. 1.1).
Minimum descent altitude (MDA) (Sec. Adopted with modification.
1.1).
MSA (minimum safe altitude) (Sec. Adopted.
97.3).
Night (Sec. 1.1)..................... Withdrawn.
Nonprecision approach procedure (NPA) Withdrawn and action deferred
(Sec. 1.1). until reviewed by joint
industry/government working
groups.
Person................................. Adopted as appropriate to
section.
Pilot.................................. Adopted as appropriate to
section.
Precision approach procedure (PA) (Sec. Withdrawn and action deferred
1.1). until reviewed by joint
industry/government working
groups.
Precision final approach fix (PFAF) Withdrawn and action deferred
(Sec. 1.1). until reviewed by joint
industry/government working
groups.
RNAV (abbreviation) (Sec. 1.2)....... Adopted.
Visibility minimum (Sec. 97.3)....... Adopted.
------------------------------------------------------------------------
II.B.1. Classification of Instrument Approach Procedures (Sec. 1.1:
APV, NPA, PA)
The FAA proposed to redefine ``nonprecision approach procedure
(NPA)'' and ``precision approach procedure (PA).''
For the term ``nonprecision approach procedure (NPA),'' the
proposal eliminated reference to ``electronic glide slope'' and defined
it as, ``* * * an instrument approach procedure based on a lateral path
and no vertical glide path.''
Similarly, the proposed definition of ``precision approach
procedure (PA)'' deleted reference to ``electronic glide slope'' and
``standard instrument procedure'' and defined that term as ``* * * an
instrument approach procedure based on a lateral path and a vertical
glide path.'' This definition would provide lateral course and track
information with vertical glide path information.
The term ``approach procedure with vertical guidance (APV)'' was
proposed as ``* * * an instrument approach procedure based on lateral
path and vertical glide path. These procedures may not conform to
requirements for precision approaches.''
ATA, the Aircraft Owners and Pilots Association (AOPA), American
Airlines, Continental Airlines, Alaska Airlines, Airbus, Boeing, and
American Trans Air all objected to the above three proposed
definitions. They recommended withdrawing the definitions for
reconsideration because the terms were either inconsistent with, or
were in direct conflict with, the same terms defined in Advisory
Circular (AC) 120-28D ``Criteria for Approval of Category III Weather
Minima for Takeoff, Landing, and Rollout,'' and AC 120-29A ``Criteria
for Approval of Category I and Category II Weather Minima for
Approach.''
In addition, RAA and Airbus contended that adopting the term
``approach with vertical guidance (APV)'' would impose additional
crewmember training requirements and require the updating of training
materials.
TAOARC commented that the Aviation Rulemaking Advisory Committee's
(ARAC's) All Weather Operations Working Group has already initiated a
review of this terminology and that the FAA should defer final action
until that group completes its review.
Based on the above comments, and the fact that these terms are
currently under review by ARAC, the FAA concludes that it is
inappropriate to adopt these terms and definitions at this time. The
FAA anticipates that working groups within the ARAC, PARC, and civil
aviation authorities will review the terms and submit recommendations
to the agency for future consideration. Therefore, all proposed
amendments using these three proposed terms are withdrawn.
II.B.2. Category I, II, III, IIIa, IIIb, and IIIc Operations (Sec.
1.1)
The FAA proposed to add a definition of ``Category I;'' expand the
definitions of ``Category II, and III, IIIa, IIIb, and IIIc
operations'' to accommodate precision RNAV approaches; and replace the
terms ``ILS [instrument landing system] approach'' and ``instrument
approach'' with ``precision approach'' or ``precision instrument
approach,'' respectively. The proposed definitions are as follows.
``Category I (CAT I) operation is a precision instrument approach
and landing with a decision altitude that is not lower than 200 feet
(60 meters) above the threshold and with either a visibility of not
less than \1/2\ statute mile (800 meters), or a runway visual range of
not less than 1,800 feet (550 meters).
``Category II (CAT II) operation is a precision instrument approach
and landing with a decision height lower than 200 feet (60 meters), but
not lower than 100 feet (30 meters), and with a runway visual range of
not less than 1,200 feet (350 meters).
``Category III (CAT III) operation is a precision instrument
approach and landing with a decision height lower than 100 feet (30
meters) or no DH, and with a runway visual range less than 1200 feet
(350 meters).
``Category IIIa (CAT IIIa) operation is a precision instrument
approach and landing with a decision height lower than 100 feet (30
meters), or no decision height, and with a runway visual range of not
less than 700 feet (200 meters).
[[Page 31665]]
``Category IIIb (CAT IIIb) operation is a precision instrument
approach and landing with a decision height lower than 50 feet (15
meters), or no decision height, and with a runway visual range of less
than 700 feet (200 meters), but not less than 150 feet (50 meters).
``Category IIIc (CAT IIIc) operation is a precision instrument
approach and landing with no decision height and with a runway visual
range less than 150 feet (50 meters).''
ATA, Delta, Alaska Airlines, AOPA, Helicopter Association
International (HAI), RAA, and American Trans Air objected to the
proposed definitions because the terms would specify the approaches as
``precision.'' As discussed previously, numerous commenters objected to
the proposal with respect to redefining ``precision'' and
``nonprecision.''
In addition, HAI stated that the definition of ``Category I''
should take into account the capabilities of helicopters and better
define the parameters for helicopter operations to execute Category I
operations.
TAOARC recommended withdrawing the above definitions until studies
on precision/nonprecision procedures, decision altitude, decision
height, and a concept for a new categorization of approach procedures
to support the evolution of a performance-based NAS are completed.
In view of the comments and because the FAA is not adopting the
proposed definitions for precision approach (PA) and nonprecision
approach (NPA), it is inappropriate to amend these terms as proposed
until the joint industry/government working groups review the issues.
II.B.3. Decision Altitude (DA) and Decision Height (DH) (Sec. 1.1)
The FAA proposed to redefine ``decision height (DH)'' as ``the
specified height AGL [above ground level], at which a person must
initiate a missed approach during a Category II or III approach if the
person does not see the required visual reference.'' \1\
---------------------------------------------------------------------------
\1\ Prior to this rule, the term decision height meant the
height at which a decision must be made during an ILS or PAR
instrument approach to either continue the approach or to execute a
missed approach.
---------------------------------------------------------------------------
The FAA proposed a new definition of ``decision altitude (DA)'' to
describe the altitude in feet above mean sea level (MSL) at which a
person must initiate a missed approach if he or she does not see the
required visual reference.
The FAA proposed these terms to be consistent with similar
International Civil Aviation Organization (ICAO) terminology and, more
importantly, to accurately identify the point where a pilot must decide
to either continue the approach or execute a missed approach, depending
on the instrument approach procedure.
Airbus commented that because the proposed definition of ``decision
height (DH)'' only applies to Category II and Category III procedures,
this would preclude the use of decision height in any future Category I
procedures. Airbus also points to several Category II procedures that
currently use an inner marker or a DA as the decision point and that
have been safely conducted for more than 40 years.
TAOARC opposed adopting the term ``decision height (DH)'' because
it may create charting, training, and performance-based systems
implementation problems in the near term.
These comments raised valid concerns with respect to the proposed
definition of decision height. The type of altitude-or height-measuring
device that is selected by instrument approach procedure developers to
accurately determine the height or altitude for the missed approach
decision point depends on the underlying topography associated with the
instrument approach procedure (IAP). The term decision altitude
currently is not codified in the regulations, but it has become a term
of reference in instrument approach procedure construction and is used
by the aviation community.
In response to the comments, the FAA is modifying the term
``decision height (DH)'' by striking the words ``during a Category II
or III approach,'' which will permit the use of DH in Category I
approaches, if appropriate, as well as continuing to allow the use of
DA in Category II approaches, if appropriate. In addition, the FAA is
clarifying in both definitions that, if ``DA'' or ``DH'' is specified
in an instrument approach procedure, it is the altitude or height at
which the pilot must decide whether to initiate an immediate missed
approach or to continue the approach.
Northwest Airlines expressed two concerns--(1) that the proposals
to amend the flight data recorder requirements in part 121 (Sec.
121.344 and appendix M) and part 135 (Sec. 135.152 and appendix M) to
record DA would require a costly software modification to certain
aircraft; and (2) that although it supports the distinction between
decision height and decision altitude, this distinction could require a
software modification to add a ``discrete'' code to the flight data
recorder parameters to differentiate between DH and DA.
The FAA did not intend for the NPRM to require modifications to the
Flight Data Recorder requirements or software changes. The FAA agrees
with Northwest that the proposals could result in these modifications
and therefore, these proposals are withdrawn.
DA/DH (combined acronyms): Even though Boeing and ATA agreed with
the FAA's distinction between ``altitude'' and ``height,'' they did not
agree with the combined acronym of ``DA/DH'' for these terms.
Boeing, RAA, and Airbus stated that adopting this acronym would
require them to change their charts, manuals, and training programs to
conform to the FAA's acronyms.
The FAA has used the term ``DA(H)'' for several years in its
handbook guidance to refer to the terms decision height and decision
altitude and adopting this acronym now is not a substantive change.
Operators and aircraft manufacturers will need to revise these
documents accordingly; however, these revisions can be accomplished
during their normal revision cycles.
II.B.4. Final Approach Fix (FAF) (Sec. 1.1)
The FAA proposed to add the term ``final approach fix (FAF)'' to
provide that the final approach fix defines the beginning of the
nonprecision final approach segment and the point where final segment
descent may begin.
Delta and Alaska Airlines commented that the agency only proposed
``final approach fix'' relative to a nonprecision approach, but that AC
120-29A applies final approach fix to both nonprecision and precision
approaches with no distinction. TAOARC recommended withdrawing the
definition, but did not provide adequate rationale for this comment.
Because the term ``final approach fix'' is used in numerous
operating rules and instrument approach procedures, the FAA finds it
prudent to adopt this definition. However, the FAA agrees with the
commenters that the proposal erroneously limited the term to
nonprecision approach procedures instead of applying to both
categories. Consequently, the FAA is adopting the term, but is removing
the word ``nonprecision'' so that it applies to both precision and
nonprecision procedures.
II.B.5. HAT as Acronym for ``Height Above Threshold'' (Sec. 97.3)
The FAA proposed to change the acronym ``HAT'' from ``height above
touchdown'' to ``height above threshold.''
[[Page 31666]]
Boeing and Airbus commented that the ``height above touchdown'' is
an important point in design of autoland systems and head-up displays,
and said that the proposed change could have adverse consequences on
aircraft design.
AOPA commented that ``height above touchdown'' provides pilots with
more information about the portion of the runway where a landing will
take place. AOPA contended that ``height,'' when referring to the
threshold only, is misleading because the threshold height may not be
the highest part of the ``touchdown zone.'' Furthermore, AOPA stated,
general aviation pilots are trained that ``touchdown zone'' is larger
than the runway threshold, and that the highest point in that area
provides information about runway slope characteristics.
TAOARC supported this proposal.
While the FAA does not find that Boeing's and Airbus's comments are
convincing, the agency does agree with AOPA's comment, and consequently
is not proceeding with the proposed change. The agency recognizes the
long-standing use of the current acronym ``HAT'' to mean ``height above
touchdown.''
II.B.6. Helipoint (Sec. 97.3)
In the NPRM, the FAA proposed to add the term ``helipoint'' as ``*
* * the aiming point for the final approach course for heliports. It is
normally the center point of the touchdown and lift-off area (TLOF).
The helipoint elevation is the highest point on the TLOF and is the
same elevation as heliport elevation.'' In the NPRM, the FAA stated
that the helipoint is usually the designated arrival and departure
point located in the center of an obstacle-free area, 150-feet square
overlying an approved landing area.
The Helicopter Association International (HAI) stated that many
heliports do not have a 150-foot square obstacle-free area that would
meet the requirements of the proposed term. HAI suggested, and TAOARC
agreed, that instead, the FAA should add the term ``heliport reference
point (HRP),'' which would be consistent with AC 150/5390-2B, ``The
Heliport Design Guide.'' (At the time, HAI based its comment on the
draft version of AC 150/5390-2B. The FAA published the AC after the
publication of the RNAV NPRM.) HRP is defined in the AC as ``the
geographic position of the heliport expressed as the latitude and
longitude at--(1) the center of the FATO [final approach and takeoff
area], or the centroid of multiple FATOs for heliports having visual
and nonprecision instrument approach procedures; or (2) the center of
the Final Approach Reference Area (FARA) when the heliport has a
precision instrument approach procedure.''
Commenters are advised that a helipoint is the geographic point on
the ground to which an approach is designed and it should not be
confused with an HRP. The helipoint may or may not be coincident with
the HRP, particularly where multiple landing areas are specified at a
heliport. The helipoint and HRP are different terms serving different
purposes. The AC defines both HRP (as stated by HAI) and helipoint.
Under AC 150/5390-2B, a helipoint is ``the aiming point for the final
approach course. It is normally the center point of the touchdown and
lift-off area (TLOF).'' The proposed definition of ``helipoint'' and
the term in the AC are substantively the same; therefore, the FAA
adopts the term as proposed.
II.B.7. Instrument Approach Procedure (IAP) (Sec. 1.1)
The FAA proposed to define ``instrument approach procedure'' as--
``A predetermined ground track and vertical profile that provides
prescribed measures of obstruction clearance and assurance of
navigation signal reception capability. An IAP enables a person to
maneuver a properly equipped aircraft with reference to approved flight
instruments from a specified position and altitude to--(1) a position
and altitude from which a landing can be completed; or (2) a position
and altitude at which holding or en route flight may begin.''
ATA commented that the word ``approach'' should be removed, as the
definition includes the phrase ``en route flight may begin,'' which is
not necessarily restricted to being on an approach. ATA also said this
could confuse future airspace enhancement strategies and technology
applications.
The FAA is not persuaded by ATA's comment and believes that
removing the word ``approach'' is inappropriate. A pilot executing an
instrument approach procedure is conducting a specific maneuver
developed to permit a safe letdown to an airport. In this case, it is
not appropriate to use general terminology that could be misunderstood
as to the proper ground tracks and vertical profiles to be flown.
TAOARC recommended that the FAA revise the definition to match the ICAO
definition of IAP, which is, ``a series of predetermined maneuvers by
reference to flight instruments with specified protection from
obstacles from the initial approach fix, or where applicable, from the
beginning of a defined arrival route to a point from which a landing
can be completed and thereafter, if a landing is not completed, to a
position at which holding or en route obstacle clearance criteria
apply.''
The FAA agrees to modify the definition to mirror the ICAO
definition, but is retaining the clause ``and assurance of navigation
signal reception capability'' from the NPRM. By including this clause,
the FAA is requiring that the signal used by an aircraft's navigation
equipment to position that aircraft on an IAP, with the required
performance established for the procedure, is available and suitable
for use on the route to be flown.
II.B.8. Minimum Descent Altitude (MDA) (Sec. 1.1)
The FAA proposed to define minimum descent altitude (MDA) as ``the
lowest altitude to which a person may descend on a nonprecision final
approach, or during a circle-to-land maneuver, until the visual
reference requirements of Sec. 91.175(c) of this chapter are met.
Minimum descent altitude is expressed in feet above mean sea level.''
In the proposed definition, the MDA was limited to non-precision
final approaches and references to ``standard instrument approach
procedure'' and ``electronic glide slope'' were deleted. These changes
were intended to clarify that an MDA is applicable only to a non-
precision instrument approach procedure.
Alaska Airlines objected to using ``nonprecision'' in this
definition because AC 120-29A applies to instrument procedures
generally and does not distinguish precision and nonprecision. Boeing,
Airbus, Continental, and TAOARC agreed that the definition should refer
to instrument procedures generally until the joint industry/government
working groups and the FAA review the categorization issues associated
with precision and nonprecision approaches.
The FAA is adopting the definition with several modifications. A
precise definition of this term is critical to both the safe execution
of the instrument approach procedure and the supporting design
criteria. The FAA agrees with deleting reference to ``nonprecision,''
in view of the comments on this term and previously addressed in this
document. In the final rule, the definition retains the current phrase
``instrument approach procedure.''
After further review, the FAA finds that this definition should be
modified by replacing the words ``in execution of an instrument
approach procedure, where no electronic glide slope is provided'' with
the words ``specified in
[[Page 31667]]
an instrument approach procedure.'' This more general phrasing
accommodates RNAV IAPs specific to the use of RNAV.
Lastly, the proposed definition did not include visual reference
requirements added to Sec. 91.175(l) by the Enhanced Flight Vision
Systems rule (69 FR 1620; Jan. 9, 2004). Therefore, the words ``until
the pilot sees the required visual references for the heliport or
runway of intended landing'' are added for consistency with current
Sec. 91.175(l) and to clarify that, when an MDA is specified in an
instrument approach procedure, that altitude is the lowest altitude to
which the pilot is authorized to descend until he or she sees the
required visual references to continue the approach to an intended
landing.
II.B.9. MSA--Minimum Safe Altitude (Sec. 97.3)
The FAA proposed to revise the definition of ``minimum safe
altitude (MSA)'' as ``expressed in feet above mean sea level, depicted
on an approach chart that provides at least 1,000 feet of obstacle
clearance for emergency use within a certain distance from the
specified navigation facility or fix.'' TAOARC recommended that the FAA
accept the definition as proposed.
AOPA commented that, while it would appear that the use of any
navigational aid (NAVAID) or fix to be the reference point for MSA is
beneficial, poor or inconsistent application of selection criteria for
fixes or NAVAIDs could raise safety issues. AOPA contended that the FAA
should establish regulatory criteria for the consistent application of
MSA.
The FAA disagrees with AOPA and is adopting the definition as
proposed. The FAA's ``Instrument Procedures Handbook'' (FAA-H-8261-1)
and the ``Instrument Flying Handbook'' (FAA-H-8083-15) appropriately
provide standardized guidance for the selection and depiction of the
fix or NAVAID that forms the basis of the minimum safe altitude on the
approach chart. AOPA did not cite any cases where this guidance has
resulted in poor site selection or pilot confusion.
II.B.10. Night (Sec. 1.1)
The FAA proposed to revise the definition of ``night'' either to be
the period of time published in the American Air Almanac, converted to
local time, or other period between sunset and sunrise, as prescribed
by the FAA.
Boeing, American, Delta, American Trans Air, AOPA, and ATA
commented that the proposed definition could have operational impacts
at particular locations, where terrain may cause sunset earlier than
the American Air Almanac indicates. RAA asked where the local
definition of ``night'' would be published.
TAOARC recommended that the FAA withdraw the definition and explore
alternate methods that might address the local determination of the
hours of darkness and how to impose those limitations.
In view of these comments, the FAA is withdrawing this proposal and
will request that the term ``night'' be studied by joint industry/
government working groups.
II.B.11. Use of the Word ``Pilot'' or ``Person''
The FAA proposed to change the word ``pilot'' to ``person'' in a
number of sections depending on the context of the regulations. (See
table below.) In certain regulations, the word ``person'' is
appropriate if it applies to those individuals in an operator's
organization, including pilots, who are authorized to develop the
policies and procedures under which its aircraft are to be operated,
and who are responsible for compliance with the requirements in the
regulations.
Boeing and Continental argued that this change would be
inappropriate, because ``pilots'' fly aircraft. Boeing added that the
current definitions are adequate and familiar to pilots. TAOARC also
objected to the change.
The FAA re-examined each proposed amendment in context to determine
whether the requirement applies to an organization and its pilots or
other persons used in its operations, or only to the pilots conducting
the operation. Based on this re-examination, the term ``person'' or
``pilot'' is adopted as follows:
------------------------------------------------------------------------
FAA decision reflected in the
Section final rule
------------------------------------------------------------------------
Sec. 1.1 Decision altitude........... The word ``pilot'' retained.
Sec. 1.1 Decision height............. The word ``pilot'' retained.
Sec. 91.129 (e)...................... The word ``pilot'' retained.
Sec. 91.175 (e) and (j).............. The word ``pilot'' retained.
Sec. 91.177.......................... The word ``person'' adopted.
Sec. 91.189.......................... The word ``pilot'' retained.
Sec. 121.347......................... The word ``person'' adopted.
Sec. 125.381......................... The word ``pilot'' retained (as
adopted in the EFVS final rule
of January 9, 2004).
Sec. 129.16 (renumbered as Sec. The word ``person'' changed to
129.22 in the final rule) (a) and (b). ``foreign air carrier'' to be
consistent with terminology in
part 129.
Sec. 129.17 (b) and (d).............. The word ``person'' changed to
``foreign air carrier'' to be
consistent with terminology in
part 129.
Sec. 135.161......................... The word ``person'' adopted.
Sec. 135.165 (a), (b), (e), (f), and The word ``pilot'' retained.
(g).
Sec. 135.225......................... The word ``pilot'' retained (as
adopted in the EFVS final rule
of January 9, 2004).
------------------------------------------------------------------------
II.B.12. Precision Final Approach Fix (PFAF) (Sec. 1.1)
The FAA proposed to add the definition of ``precision final
approach fix (PFAF)'' as a final approach fix for a precision approach
or an approach procedure with vertical guidance (APV).
ATA and Alaska Airlines commented that the use of ``precision'' and
``nonprecision'' is inappropriate and inconsistent with AC 120-29A
because the AC does not differentiate between precision and
nonprecision.
As previously discussed, the FAA is withdrawing the definition of
``approach procedure with vertical guidance (APV)'' pending its review
by joint industry/government working groups. Consequently, the term
``precision final approach fix'' is withdrawn for the same reason.
[[Page 31668]]
II.B.13. RNAV (Acronym) (Sec. 1.2)
The FAA proposed to include the acronym ``RNAV'' for the term
``area navigation'' in Sec. 1.2.
American Trans Air and Continental Airlines requested that the FAA
withdraw the proposed acronym ``RNAV'' because, in their view, it needs
industry input. Furthermore, American Trans Air said that ``RNAV''
appears to be a charting acronym and is not necessary for inclusion in
Sec. 1.2. TAOARC, however, supported the acronym.
``RNAV'' is a long-standing acronym that the industry and the FAA
have used to refer to area navigation for several decades. It is
unclear what ``industry input'' would be necessary with respect to
merely codifying a universally accepted acronym. Therefore, the FAA is
adopting the acronym ``RNAV'' for ``area navigation.'' The definition
of ``RNAV'' in Sec. 1.1 was adopted in the April 8, 2003 final rule,
``Designation of Class A, B, C, D, and E Airspace Areas; Air Traffic
Service Routes; and Reporting Points.'' However, in that rule, the
acronym ``RNAV'' was inadvertently left out of Sec. 1.2.
II.B.14. Visibility Minimum (Sec. 97.3)
In the NPRM, the FAA did not propose any substantive amendments to
the term ``visibility minimum.'' The term is defined as ``* * * the
minimum visibility specified for approach, landing, or takeoff,
expressed in statute miles, or in feet where RVR [runway visual range]
is reported.''
Boeing, however, recommended adding the words, ``Unless otherwise
specified'' to the beginning of the definition of ``visibility
minimum'' to allow for alternative units of measure, such as meters.
TAOARC recommended adopting the definition as proposed.
FAA regulations uniformly refer to miles (nautical and statute) or
feet, and the agency does not intend to introduce new units of measure
in the foreseeable future. It is also noted that certain operators are
issued operations specifications containing a feet-to-meters conversion
table. Consequently, having one regulation that includes an alternative
unit of measure, when numerous other regulations do not, would generate
additional questions.
II.C. Communications Requirements
II.C.1. Communications Facilities (Sec. 121.99)
The FAA proposed the following amendment to Sec. 121.99,
Communications facilities:
(1) Change the requirement for a ``two-way radio communication
system available over the entire route under normal operating
conditions'' to a ``two-way communication system under normal operating
conditions,'' which would permit the use of data link as opposed to
just voice communication;
(2) Change the words ``point-to-point circuits'' to ``communication
links;''
(3) Add the requirement for a communication system to have two-way
voice communication capability for use between each airplane and the
appropriate dispatch office, and between each airplane and the
appropriate air traffic control (ATC) unit for non-normal and emergency
conditions; and
(4) Define the term ``rapid communications'' in this section to
mean that the caller must be able to establish communications with the
called party in less than 4 minutes.
The Airline Dispatchers Federation commented that the new voice
communications requirements would contribute to aviation safety and
that the 4-minute time limit as used in the proposed definition of
``rapid communications'' is reasonable and technologically achievable.
The majority of other commenters, including airlines, industry
associations, communication service providers, and aircraft
manufacturers, objected to the proposed requirement for a communication
system to have two-way voice communication capability for use between
each airplane and the appropriate dispatch office for non-normal and
emergency conditions. These commenters also did not support the
proposed definition of ``rapid communications'' to mean that the caller
must be able to establish communications with the called party in less
than 4 minutes. The commenters cited the diminishing availability of
communication service providers who use high frequency (HF) radio
communications systems for long-range communications, e.g., oceanic and
polar, the limitations of HF voice communications due to propagation
characteristics, and the high costs of equipping their aircraft with
satellite communication systems which would be one means of meeting
these two proposed requirements. Several of these commenters stated
that because of the limitations of HF communications and the costs of
satellite communications they use only data link for dispatch office
communications on certain routes and only maintain voice communication
capability with ATC on those routes. Furthermore, nearly all of these
commenters objected to the proposed definition of ``rapid
communications'' stating that the proposed requirement is unrealistic
especially in view of the limitations of HF voice communications
systems and the lack of safety justification provided by the FAA.
Delta further commented that paragraph (b) of this section should
be amended to permit domestic and flag operators, in an emergency, to
communicate with their dispatch offices using an ATC facility
communication link between the airplane and the dispatch office.
TAOARC recommended instead that ``rapid communication under normal
operating conditions'' between the pertinent parties be established
within 5-10 minutes, unless otherwise authorized by the Administrator.
TAOARC also did not support requiring voice communication with dispatch
in non-normal and emergency situations, but did not expand on the
comment.
Delta commented that the Sec. 121.99 proposals pertaining to two-
way voice communication capability for use between each airplane and
the appropriate dispatch office, and the proposed definition of ``rapid
communications'' would require equipping its aircraft with both data
link and satellite voice communication equipment under Sec. 121.349.
Upon further consideration, the FAA is making the following changes
to proposed paragraph (a) in the final rule: (1) The words ``under
normal operating conditions'' are struck from the first sentence
because they are redundant, and the acronym ``FAA'' is replaced with
the words ``certificate holding district office;'' (2) in the second
sentence, the words ``except as specified in Sec. 121.351(c)'' are
struck because they are no longer applicable to the rule as it has been
modified. The FAA acknowledges the comments that opposed the proposal
regarding ``rapid communication under normal operating conditions'' and
proposed definition of ``rapid communications,'' and therefore, removes
these statements from the rule text. Finally, the FAA is adopting
Delta's recommendation to amend Sec. 121.99(b) to permit, in an
emergency, domestic and flag operators the use of U.S. ATC
communication facilities to communicate with their dispatch offices.
II.C.2. Aircraft Communication Equipment (Sec. Sec. 91.205, 91.511,
91.711, 121.345, 121.347, 121.349, 121.351, 125.203, 129.16 (Adopted as
Sec. 129.22), 129.17, 135.161, and 135.165)
In conjunction with the Sec. 121.99(a) proposals for
communications facilities described above, the FAA proposed to
[[Page 31669]]
amend the related aircraft communication equipment requirements in
parts 91, 121, 125, 129, and 135 to make them less prescriptive. This
would allow for the expanded use of different kinds of communication
systems technology for aeronautical operational control and air traffic
management as the NAS increasingly becomes more performance-based.
Upon further consideration, the agency has determined that many of
the aircraft communication equipment proposals are premature because
the future communication infrastructure needs for air traffic
management of the NAS have not yet been determined, nor has the
international aviation community made decisions regarding its
respective air traffic communications. Accordingly, the FAA is
withdrawing many of the associated proposed aircraft communication
equipment amendments so that joint industry/government working groups
may study the issues and provide recommendations to the FAA for the NAS
communications infrastructure and for compatible aircraft communication
equipment.
Specifically the agency has concluded that, where it had proposed
to remove or omit reference to ``radio'' in order to refer generally to
just ``communication,'' the existing language (use of the term
``radio'') should be retained for NAS and foreign air traffic service
provider communication infrastructures.\2\
---------------------------------------------------------------------------
\2\ See proposed Sec. Sec. 91.205(d)(2), 91.511(a)(1),
91.711(c)(1)(i), 121.345, 121.347, 125.203(a), and 135.161.
---------------------------------------------------------------------------
In proposing to add new Sec. 129.16 (adopted as Sec. 129.22), the
FAA similarly proposed to require ``communication'' equipment; however,
the word ``radio'' is added to this section for uniformity and
consistency in the requirements for parts 121, 125, 129 and 135.
The FAA did not receive comments on the following issues; however,
upon review the agency finds that further modifications are necessary.
This rule amends Sec. Sec. 121.347(a)(2), 129.22(a)(2) (proposed
as Sec. 129.16), and 135.161(a)(2), as proposed, to clarify the
communication requirement with appropriate air traffic control
facilities within a Class E surface area and not in Class E airspace
generally.
The agency's proposal to modify the factors considered by the FAA
to approve the installation and use of a single long-range
communication system (LRCS) and a single long-range navigation system
(LRNS) under Sec. Sec. 125.203(f)(2) and 135.165(g)(2) was incorrect
and mistakenly makes these paragraphs inconsistent with the remainder
of the section. Consequently, this proposed amendment is withdrawn and
the factor considered by the FAA, among others, is for the length of
the route.
The FAA sought to permit operators under parts 121, 125, and 135 to
use a single LRNS and a single LRCS, if among other considerations, the
aircraft was equipped with only very high frequency (VHF) communication
equipment.\3\ Upon review, the FAA has concluded that specifying VHF
equipment unduly limits the communication gap exception requirement
(found in Sec. Sec. 121.351(c)(3), 125.203(f)(3), and 135.165(g)(3))
to VHF and would not permit the use of other kinds of communication
systems to be included in the exception. This result was not intended
and therefore, this proposal is also withdrawn.
---------------------------------------------------------------------------
\3\ See proposed Sec. Sec. 121.351(c)(3), 125.203(f)(3), and
135.165(g)(3).
---------------------------------------------------------------------------
The FAA proposed to add a requirement in parts 121, 129, and 135
\4\ that ``for non-normal and emergency operating conditions, at least
one of the independent communication systems must have two-way voice
communication capability.'' Although no comments were received
regarding this proposal, the FAA has reconsidered and is removing the
words ``Except as required in Sec. 121.99'' and ``non-normal and
emergency operating conditions,'' wherever they appear in those
sections which expands the applicability of those sections. The FAA
believes that voice communication is necessary in other than non-normal
or emergency conditions.
---------------------------------------------------------------------------
\4\ See proposed Sec. Sec. 121.349, 129.17 and 135.165(d)(2).
---------------------------------------------------------------------------
Further, the FAA has concluded that it is necessary to modify the
proposed communication equipment requirement language in Sec. Sec.
121.349, 129.17, and 135.165 from ``For normal operating conditions''
to ``under normal operating conditions'' to be consistent with the
FAA's legal interpretation issued on April 16, 1964.\5\ The legal
interpretation makes it clear that, in conjunction with Sec. Sec.
121.99 and 121.347 and the modifications to these proposals, a
temporary interruption of communications capability of the aircraft
communication systems by conditions other than ``normal operating
conditions'' is not intended to preclude the suitability of such
communication systems for the routes to be flown.
---------------------------------------------------------------------------
\5\ The interpretation is included in the docket for this
rulemaking.
---------------------------------------------------------------------------
The proposed caption of paragraph Sec. 121.349(e), which read
``Additional communication system equipment requirements'' is
misleading because it indicates that it applies to all part 121
operators. In the final rule, the caption is clarified and reads
``Additional communication system equipment requirements for operators
subject to Sec. 121.2.'' There is no substantive change.
There were no comments received on the following proposals and
these proposals are adopted in this final rule. Proposed Sec. 129.16
is adopted as Sec. 129.22. Shortly before the NPRM was issued, the FAA
added another section numbered Sec. 129.16 (``Supplemental inspections
for U.S.-registered aircraft'') via a separate rulemaking and the
numbering adjustment inadvertently was not made in the RNAV NPRM.
Therefore, the section is renumbered accordingly in this final rule.
As proposed, references to ``ground facilities'' are removed in
order to permit the use of non-ground based navigational facilities in
certain sections of parts 91, 121, and 135.\6\
---------------------------------------------------------------------------
\6\ See proposed Sec. Sec. 91.205(d)(2), 121.347, 135.161 and
135.165.
---------------------------------------------------------------------------
The FAA is adopting the following proposed amendments to Sec.
125.203: (1) Change the requirement that an airplane must have two-way
radio communication equipment, able to transmit to and receive from
appropriate facilities from ``25 miles away'' to ``22 nautical miles
away''; and (2) add the requirement for two independent communication
systems, one of which must have two-way voice communication capability,
capable of transmitting to, and receiving from, at least one
appropriate facility from any place on the route to be flown.
II.C.3. Flight Operations Communications Requirements (Sec. Sec.
91.183, 91.185, 129.21, and 135.79)
The FAA did not receive any comments to its proposals to amend
Sec. Sec. 91.183, 91.185, 129.21, and 135.79. The FAA therefore is
adopting the following proposed amendments: (1) Removing the words ``by
radio'' in Sec. 91.183(a); (2) removing the word ``radio'' from Sec.
91.185 heading and paragraph (a); (3) removing the word ``ground'' from
Sec. 129.21; and (4) replacing the words ``radio or telephone
communications'' with the word ``communication'' in Sec. 135.79.
These amendments provide operators with greater flexibility to take
advantage of future technology and to determine the appropriate
communication equipment based on the availability of compatible
communication facilities on the route to be flown.
Upon reconsideration, however, the FAA is further modifying Sec.
91.183. The NPRM would have allowed for the use
[[Page 31670]]
of advanced communications, other than by voice, in meeting the
reporting requirements in the rule. The NPRM also sought to require
pilots in command to monitor the frequency. While the rule does not
require voice communication to monitor frequencies, it does require
that the pilot get permission from ATC to be off the frequency
previously required to be monitored, as ATC is the appropriate entity
to determine when the frequency does not need to be continuously
monitored. Also, the FAA is clarifying the requirement to monitor the
frequency by specifying that if there is a two-pilot crew, either pilot
can monitor the frequency.
II.D. Navigation Equipment Requirements
II.D.1. Aircraft Navigation Equipment Requirements
The FAA proposed to amend the aircraft navigation equipment
requirements in parts 91, 121, 125, 129, and 135 to allow the use of
navigation systems that use satellite navigation aids and to require
that the navigation equipment must be suitable for the route to be
flown. These proposals would allow for the use of future navigation
system technology that does not rely on ground-based navigation aids
(e.g., global positioning systems (GPS)). The proposals also sought to
facilitate the use of RNAV equipment throughout all phases of flight
(departure, en route, and approach).
The NPRM contained several proposed amendments to the rules
addressing IFR operation equipment requirements. Specifically, the FAA
proposed to add the words ``suitable RNAV system'' in several
sections.\7\ In other sections,\8\ however, the FAA proposed adding the
words ``suitable IFR-approved RNAV system.'' (Note that the word
``suitable'' was inadvertently omitted from the proposed text of Sec.
91.711 (e).) Both phrases were intended to convey the same
requirements, but only one phrase should have been proposed. The phrase
``IFR-approved'' implies a higher standard than the phrase ``suitable
RNAV system'' and is misleading, in that some IFR-approved RNAV systems
may not be suitable for providing accurate distance information to or
from distance measuring equipment (DME) facilities. The term ``suitable
RNAV system'' means that the navigation system is designed and
installed to perform its intended function. Therefore, ``suitable RNAV
system'' is adopted in this rule. (See the discussion under ``II.D.1.a.
Suitability of RNAV systems,'' for a description of the assessment
strategies used to determine whether certain RNAV systems are
``suitable'' substitutions for certain ground-based navigation
facilities or fixes identified in a standard ILS instrument approach
procedure.)
---------------------------------------------------------------------------
\7\ See proposed Sec. Sec. 91.131(c)(1), 91.175(k), and 91.205.
\8\ See proposed Sec. Sec. 91.711(e), 121.349(d), 125.203(e),
129.17(d) and 135.165(c).
---------------------------------------------------------------------------
In part 129, the FAA proposed that equipment used to receive
signals en route also may be used to receive signals on approach, if it
is capable of receiving both signals. (See proposed Sec. 129.17(a).)
The proposed language is identical to current regulations in other
parts governing U.S. operators.\9\ Upon review, the FAA has determined
that it is no longer necessary to include this phrase in any of the
cited regulations because it is redundant. Therefore, this proposal is
not adopted and the phrase is removed from Sec. Sec. 121.349, 125.203
and 135.165. There are legacy navigation systems capable of receiving
both signals and operators may continue to use those systems.
---------------------------------------------------------------------------
\9\ See proposed Sec. Sec. 121.349, 125.203 and 135.165.
---------------------------------------------------------------------------
This rule replaces, as proposed, the requirement under Sec.
121.349(a) for two independent navigational receivers with the
requirement for two independent navigation systems. These two systems
are not required to be identical.
The FAA proposed to amend Sec. Sec. 121.103 and 121.121 to make
these sections performance-based by requiring that the navigation aids
must be available over the route to navigate the airplane along the
route ``with the required accuracy,'' so that any suitable navigation
system could be used. The agency believed that the required accuracy
would be defined by the route specifications (including route width) or
by ATC if not operating on the route. The agency has reviewed the
current regulatory text, which requires that the navigation aids used
for the route must be used to navigate ``within the degree of accuracy
required for ATC.'' This current language does permit the use of any
suitable navigation system but also importantly continues the ATC
expectation (and requirement under Sec. 91.181, Course to be flown)
that, unless otherwise authorized by ATC, aircraft must fly the
centerline of an airway. The FAA concludes that the current language is
clear and permits the use of any suitable navigation system and
consequently, it is not necessary to adopt this proposed amendment.
Based on the above conclusion with respect to Sec. Sec. 121.103
and 121.121, and supported by TAOARC's preference for consistency
between the navigation equipment requirements of Sec. 121.349 and the
route accuracy requirements of Sec. Sec. 121.103 and 121.121, the FAA
has determined that it is necessary to further modify Sec. 121.349(a)
and (c) to require that the airplane's independent navigation systems
be suitable for navigating the airplane along the route to be flown
``within the degree of accuracy required for ATC.'' Although the route
accuracy requirement was not proposed for this particular section, the
FAA finds that its inclusion here does not pose additional operating
requirements but is clarifying the accuracy performance necessary for
ATC purposes. (Further discussion on this proposal in relation to
Sec. Sec. 121.349, 12