Quad Venture Partners SBIC, LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 28091 [E7-9582]

Download as PDF Federal Register / Vol. 72, No. 96 / Friday, May 18, 2007 / Notices 28091 Section 19(b)(3)(A) of the Act 11 and subparagraph (f)(6) of Rule 19b–4 thereunder.12 At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in the furtherance of the purposes of the Act. information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CBOE–2007–43 and should be submitted on or before June 8, 2007. SMALL BUSINESS ADMINISTRATION For the Commission, by the Division of Market Regulation, pursuant to delegated authority.13 Jill M. Peterson, Assistant Secretary. [FR Doc. E7–9571 Filed 5–17–07; 8:45 am] ACTION: IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: BILLING CODE 8010–01–P pwalker on PROD1PC71 with NOTICES Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–CBOE–2007–43 on the subject line. [License No. 02/72–0611] DATES: Quad Venture Partners SBIC, LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest BILLING CODE 8025–01–P 17:06 May 17, 2007 13 17 Jkt 211001 Small Business Administration. Amendment 1. AGENCY: SMALL BUSINESS ADMINISTRATION 11 15 VerDate Aug<31>2005 Kansas Disaster Number KS–00018 SUMMARY: This is an amendment of the Presidential declaration of a major disaster for the State of Kansas ( FEMA– 1699–DR), dated 05/06/2007. Incident: Severe Storms, Tornadoes, and Flooding. Incident Period: 05/04/2007 and continuing. Notice is hereby given that Quad Venture Partners SBIC, L.P., 650 Fifth Avenue, 31st Floor, New York, NY 10019, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the Licensee’s General Partner’s continued role in managing the Paper Comments Licensee’s assets after the sale of such • Send paper comments in triplicate assets to a buyer group, has sought an to Nancy M. Morris, Secretary, exemption under section 312 of the Act Securities and Exchange Commission, and section 107.730(a), self-deal which 100 F Street, NE., Washington, DC constitutes Conflicts of Interest of the 20549–1090. Small Business Administration (‘‘SBA’’) All submissions should refer to File rules. Quad Ventures SBIC, Inc., the Number SR–CBOE–2007–43. This file General Partner of the Licensee, number should be included on the proposes to continue managing the subject line if e-mail is used. To help the Licensee’s assets, which will be Commission process and review your acquired by a group of institutional comments more efficiently, please use buyers (‘‘Buyer Group’’). only one method. The Commission will The management arrangement is post all comments on the Commission’s brought within the purview of Sec. Internet Web site (http://www.sec.gov/ 107.730(a) of the Regulations because rules/sro.shtml). Copies of the the Licensee’s mangers will benefit from submission, all subsequent their continued management role after amendments, all written statements the sale of the portfolio to the Buyer with respect to the proposed rule Group. Therefore, this management change that are filed with the arrangement constitutes a conflict of Commission, and all written interest which requires prior SBA’s communications relating to the approval. proposed rule change between the Notice is hereby given that any Commission and any person, other than interested person may submit written those that may be withheld from the comments on the transaction, within 15 public in accordance with the days of the date of this publication, to provisions of 5 U.S.C. 552, will be the Associate Administrator for available for inspection and copying in Investment, U.S. Small Business the Commission’s Public Reference Administration, 409 Third Street, SW, Room. Copies of such filing also will be Washington, DC 20416. available for inspection and copying at Dated: May 8, 2007. the principal office of CBOE. All Jaime Guzman-Fournier, comments received will be posted Associate Administrator for Investment. without change; the Commission does [FR Doc. E7–9582 Filed 5–17–07; 8:45 am] not edit personal identifying U.S.C. 78s(b)(3)(A). 12 17 CFR 240.19b–4(f)(6). [Disaster Declaration # 10866 and # 10867] PO 00000 CFR 200.30–3(a)(12). Frm 00073 Fmt 4703 Sfmt 4703 Effective Date: 05/11/2007. Physical Loan Application Deadline Date: 07/05/2007. EIDL Loan Application Deadline Date: 02/06/2008. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing And Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW, Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster declaration for the State of Kansas, dated 05/06/ 2007 is hereby amended to include the following areas as adversely affected by the disaster: Primary Counties: Edwards, Pratt, Stafford. Contiguous Counties: Kansas: Barton, Hodgeman, Kingman, Pawnee, Reno, Rice. All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Acting Associate Administrator for Disaster Assistance. [FR Doc. E7–9581 Filed 5–17–07; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #10857 and #10858] New Hampshire Disaster Number NH– 00004 Small Business Administration. Amendment 2. AGENCY: ACTION: SUMMARY: This is an amendment of the Presidential declaration of a major disaster for the State of New Hampshire (FEMA–1695–DR), dated 04/27/2007. Incident: Severe Storms and Flooding. E:\FR\FM\18MYN1.SGM 18MYN1

Agencies

[Federal Register Volume 72, Number 96 (Friday, May 18, 2007)]
[Notices]
[Page 28091]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-9582]


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SMALL BUSINESS ADMINISTRATION

[License No. 02/72-0611]


Quad Venture Partners SBIC, LP; Notice Seeking Exemption Under 
Section 312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Quad Venture Partners SBIC, L.P., 650 
Fifth Avenue, 31st Floor, New York, NY 10019, a Federal Licensee under 
the Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the Licensee's General Partner's continued role in 
managing the Licensee's assets after the sale of such assets to a buyer 
group, has sought an exemption under section 312 of the Act and section 
107.730(a), self-deal which constitutes Conflicts of Interest of the 
Small Business Administration (``SBA'') rules. Quad Ventures SBIC, 
Inc., the General Partner of the Licensee, proposes to continue 
managing the Licensee's assets, which will be acquired by a group of 
institutional buyers (``Buyer Group'').
    The management arrangement is brought within the purview of Sec. 
107.730(a) of the Regulations because the Licensee's mangers will 
benefit from their continued management role after the sale of the 
portfolio to the Buyer Group. Therefore, this management arrangement 
constitutes a conflict of interest which requires prior SBA's approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within 15 days of the date of this 
publication, to the Associate Administrator for Investment, U.S. Small 
Business Administration, 409 Third Street, SW, Washington, DC 20416.

    Dated: May 8, 2007.
Jaime Guzman-Fournier,
Associate Administrator for Investment.
 [FR Doc. E7-9582 Filed 5-17-07; 8:45 am]
BILLING CODE 8025-01-P