Proposed Revised Compliance Dates Under the National Pollutant Discharge Elimination System Permit Regulations and Effluent Limitations Guidelines and Standards for Concentrated Animal Feeding Operations, 26582-26587 [E7-9027]
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Federal Register / Vol. 72, No. 90 / Thursday, May 10, 2007 / Proposed Rules
Statutory and Executive Order Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this proposed
action is not a ‘‘significant regulatory
action’’ and therefore is not subject to
review by the Office of Management and
Budget. For this reason, this action is
also not subject to Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355 (May
22, 2001)). This action merely proposes
to approve state law as meeting Federal
requirements and imposes no additional
requirements beyond those imposed by
state law. Accordingly, the
Administrator certifies that this
proposed rule will not have a significant
economic impact on a substantial
number of small entities under the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). Because this rule proposes to
approve pre-existing requirements
under state law and does not impose
any additional enforceable duty beyond
that required by state law, it does not
contain any unfunded mandate or
significantly or uniquely affect small
governments, as described in the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4). This rule also does not
have a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes,
as specified by Executive Order 13175
(65 FR 67249, November 9, 2000), nor
will it have substantial direct effects on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999), because it merely
proposes to approve a state rule
implementing a Federal standard, and
does not alter the relationship or the
distribution of power and
responsibilities established in the Clean
Air Act. This proposed rule also is not
subject to Executive Order 13045 (62 FR
19885, April 23, 1997), because it
approves a state rule implementing a
Federal standard. In reviewing SIP
submissions, EPA’s role is to approve
state choices, provided that they meet
the criteria of the Clean Air Act. In this
context, in the absence of a prior
existing requirement for the State to use
voluntary consensus standards (VCS),
EPA has no authority to disapprove a
SIP submission for failure to use VCS.
It would thus be inconsistent with
applicable law for EPA, when it reviews
a SIP submission, to use VCS in place
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of a SIP submission that otherwise
satisfies the provisions of the Clean Air
Act. Thus, the requirements of section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(15 U.S.C. 272 note) do not apply. As
required by section 3 of Executive Order
12988 (61 FR 4729, February 7, 1996),
in issuing this proposed rule, EPA has
taken the necessary steps to eliminate
drafting errors and ambiguity, minimize
potential litigation, and provide a clear
legal standard for affected conduct. EPA
has complied with Executive Order
12630 (53 FR 8859, March 15, 1988) by
examining the takings implications of
the rule in accordance with the
‘‘Attorney General’s Supplemental
Guidelines for the Evaluation of Risk
and Avoidance of Unanticipated
Takings’’ issued under the executive
order. This proposed rule does not
impose an information collection
burden under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.). Under the
Administrative Procedure Act or any
other statute, it is not subject to the
provisions of the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.).
Dated: May 4, 2007.
James W. Newsom,
Acting Regional Administrator, Region III.
[FR Doc. E7–9010 Filed 5–9–07; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 122 and 412
[EPA–HQ–OW–2005–0036; FRL–8311–4]
RIN 2040–AE92
Proposed Revised Compliance Dates
Under the National Pollutant Discharge
Elimination System Permit Regulations
and Effluent Limitations Guidelines
and Standards for Concentrated
Animal Feeding Operations
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: EPA proposes to extend
certain compliance dates in the National
Pollutant Discharge Elimination System
(NPDES) permitting requirements and
Effluent Limitations Guidelines and
Standards (ELGs) for concentrated
animal feeding operations (CAFOs)
while EPA works to complete
rulemaking to respond to the decision of
the Second Circuit Court of Appeals in
Waterkeeper Alliance et al. v. EPA, 399
F.3d 486 (2nd Cir. 2005). The sole
purpose of this proposed rule is to
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address timing issues associated with
the Agency’s response to the
Waterkeeper decision.
This proposal would revise the dates
established in the 2003 CAFO rule and
later modified by a rule published in the
Federal Register on February 10, 2006,
by which facilities newly defined as
CAFOs are required to seek permit
coverage and by which all permitted
CAFOs are required to develop and
implement their nutrient management
plans (NMPs). EPA is proposing to
extend the date by which operations
defined as CAFOs as of April 14, 2003,
that were not defined as CAFOs prior to
that date, must seek NPDES permit
coverage, from July 31, 2007, to
February 27, 2009. EPA is also
proposing to amend the date by which
operations that become defined as
CAFOs after April 14, 2003, due to
operational changes that would not have
made them a CAFO prior to April 14,
2003, and that are not new sources,
must seek NPDES permit coverage, from
July 31, 2007, to February 27, 2009.
Finally, EPA is proposing to extend the
deadline by which permitted CAFOs are
required to develop and implement
NMPs, from July 31, 2007, to February
27, 2009.
DATES: Comments on this proposed
action must be received on or before
June 11, 2007.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OW–2005–0036 by one of the following
methods
(1) www.regulations.gov: Follow the
on-line instructions for submitting
comments.
(2) E-mail: ow-docket@epa.gov,
Attention Docket ID No. EPA–HQ–OW–
2005–0036.
(3) Mail: Send the original and three
copies of your comments to: Water
Docket, Environmental Protection
Agency, Mail code 2822T, 1200
Pennsylvania Ave., NW., Washington,
DC 20460, Attention Docket ID No. OW–
2005–0036.
(4) Hand Delivery: Deliver your
comments to: EPA Docket Center, EPA
West, Room 3334, 1301 Constitution
Avenue, NW., Washington, DC,
Attention Docket ID No. OW–2005–
0036. Such deliveries are only accepted
during the Docket’s normal hours of
operation and special arrangements
should be made for deliveries of boxed
information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OW–2005–
0036. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at
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www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through www.regulations.gov
or e-mail. The www.regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you send an e-mail
comment directly to EPA without going
through www.regulations.gov your email address will be automatically
captured and included as part of the
comment that is placed in the public
docket and made available on the
Internet. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses. For additional information
about EPA’s public docket visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket
are listed in the www.regulations.gov
index. Although listed in the index,
some information is not publicly
available, e.g., CBI or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in
www.regulations.gov or in hard copy at
the Water Docket in the EPA Docket
Center, EPA West, Room 3334, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Water
Docket is (202) 566–2426.
FOR FURTHER INFORMATION CONTACT:
Rebecca Roose, Water Permits Division,
Office of Wastewater Management
(4203M), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; telephone
number: (202) 564–0758, e-mail address:
roose.rebecca@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Action Apply to Me?
B. What Should I Consider as I Prepare My
Comments for EPA?
II. Background
A. The Clean Water Act
B. History of Actions to Address CAFOs
Under the NPDES Permitting Program
C. Status of EPA’s Response to the
Waterkeeper Decision
D. History of CAFO Compliance Dates
III. This Proposed Rule
A. Application Deadline for Newly Defined
CAFOs
B. Deadline for Nutrient Management Plans
IV. Rationale for This Action
V. Statutory and Executive Order Reviews
I. General Information
A. Does This Action Apply to Me?
This action applies to concentrated
animal feeding operations (CAFOs) as
defined in section 502(14) of the Clean
Water Act and in the NPDES regulations
at 40 CFR 122.23. The following table
provides a list of standard industrial
codes for operations covered under this
revised rule.
TABLE 1.—ENTITIES POTENTIALLY REGULATED BY THIS RULE
Category
North American
industry code
(NAIC)
Examples of regulated entities
Federal, State, and Local Government:
Industry ........................................
Operators of animal production operations that meet the definition
of a CAFO:
Beef cattle feedlots (including veal) ..............................................
Beef cattle ranching and farming ..................................................
Hogs ..............................................................................................
Sheep ............................................................................................
112112
112111
11221
11241,
11242
11299
11212
11232
11231
11233
11234
11239
112390
11292
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General livestock except dairy and poultry ...................................
Dairy farms ....................................................................................
Broilers, fryers, and roaster chickens ............................................
Chicken eggs .................................................................................
Turkey and turkey eggs .................................................................
Poultry hatcheries ..........................................................................
Poultry and eggs ...........................................................................
Ducks .............................................................................................
Horses and other equines .............................................................
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
the types of entities that EPA is now
aware could potentially be regulated by
this action. Other types of entities not
listed in the table could also be
regulated. To determine whether your
facility may be regulated under this
rulemaking, you should carefully
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examine the applicability criteria in 40
CFR 122.23. If you have questions
regarding the applicability of this action
to a particular entity, consult the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting Confidential Business
Information. Do not submit this
information to EPA through
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Standard industrial
classification code
0211
0212
0213
0214
0219
0241
0251
0252
0253
0254
0259
0259
0272
www.regulations.gov or e-mail. Clearly
mark the part or all of the information
that you claim to be CBI. For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
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copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR Part 2.
2. Tips for Preparing Your Comments.
It will be helpful if you follow these
guidelines as you prepare your written
comments:
i. Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions—The Agency
may ask you to respond to specific
questions or organize comments by
referencing a Code of Federal
Regulations (CFR) part or section
number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns, and suggest
alternatives.
vii. Explain your views as clearly as
possible.
viii. Make sure to submit your
comments by the comment period
deadline identified.
II. Background
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A. The Clean Water Act
Congress passed the Federal Water
Pollution Control Act (1972), also
known as the Clean Water Act (CWA),
to ‘‘restore and maintain the chemical,
physical, and biological integrity of the
nation’s waters.’’ 33 U.S.C. 1251(a).
Among its core provisions, the CWA
established the NPDES permit program
to authorize and regulate the discharge
of pollutants from point sources to
waters of the U.S. 33 U.S.C. 1342. EPA
has issued comprehensive regulations
that implement the NPDES program at
40 CFR Part 122. The Act also provided
for the development of technologybased and water quality-based effluent
limitations that are imposed through
NPDES permits to control the discharge
of pollutants from point sources. CWA
Section 301(a) and (b).
B. History of Actions To Address CAFOs
Under the NPDES Permitting Program
EPA’s regulation of wastewater and
manure from CAFOs dates from the
1970s. EPA initially issued national
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effluent limitations guidelines and
standards for feedlots on February 14,
1974, (39 FR 5704) and NPDES CAFO
regulations on March 18, 1976 (41 FR
11458).
In February 2003, EPA revised these
regulations. 68 FR 7176 (the ‘‘2003
CAFO rule’’). The 2003 CAFO rule
required owners or operators of all
CAFOs1 to seek coverage under an
NPDES permit, unless they
demonstrated no potential to discharge.
CAFO industry organizations (American
Farm Bureau Federation, National Pork
Producers Council, National Chicken
Council, and National Turkey
Federation (NTF), although NTF later
withdrew its petition) and
environmental groups (Waterkeeper
Alliance, Natural Resources Defense
Council, Sierra Club, and American
Littoral Society) filed petitions for
judicial review of certain aspects of the
2003 CAFO rule. This case was brought
before the U.S. Court of Appeals for the
Second Circuit. On February 28, 2005,
the court ruled on these petitions and
upheld most provisions of the 2003 rule
but vacated and/or remanded others.
Waterkeeper Alliance et al. v. EPA, 399
F.3d 486 (2nd Cir. 2005) (hereafter
referred to as Waterkeeper). Notably, the
court vacated the requirement that all
CAFOs apply for NPDES permit
coverage unless a CAFO demonstrates
no potential to discharge. The court also
remanded the rule for failing to require
incorporation of the terms of CAFOs’
NMPs into their permits and for failing
to prescribe public review and comment
and permitting authority approval of the
terms of the NMPs. Other provisions
were remanded for further clarification
and analysis.
C. Status of EPA’s Response to the
Waterkeeper Decision
On June 30, 2006, EPA published a
proposed rule in response to the
Waterkeeper decision. 71 FR 37744.
EPA proposed to revise several aspects
of the Agency’s regulations governing
discharges from CAFOs. In summary,
EPA proposed to require only owners or
operators of those CAFOs that discharge
or propose to discharge to seek coverage
under a permit. Second, EPA proposed
to require CAFOs seeking coverage
under a permit to submit their NMP
with their application for an individual
permit or, for general permit coverage,
with their notice of intent to be
authorized to discharge under a general
permit. Permitting authorities would be
1 To improve readability in this preamble,
reference is made to ‘‘CAFOs’’ as well as ‘‘owners
and operators of CAFOs.’’ No change in meaning is
intended.
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required to review the NMP and provide
the public with an opportunity for
meaningful public review and comment.
Permitting authorities would also be
required to incorporate terms of the
NMP as NPDES permit conditions. The
proposed rule also addressed the
remand of issues for further clarification
and analysis. These issues concern the
applicability of water-quality based
effluent limitations (WQBELs); the
record supporting new source
performance standards for swine,
poultry, and veal CAFOs; and the record
support for ‘‘best conventional
technology’’ effluent limitations
guidelines for pathogens. The proposed
rule reflected the dates for compliance
as revised in February 2006; i.e., July 31,
2007, for permit application by newly
defined CAFOs and NMP development
and implementation by all permitted
CAFOs. The public comment period for
the June 2006 CAFO proposal closed on
Aug. 29, 2006. EPA will respond to
these comments when it takes final
action on the June 30, 2006, proposed
rule.
In this action, EPA is proposing, and
accepting comment only on, a change to
the date by which certain operations
must seek coverage under an NPDES
permit and the date by which all
permitted CAFOs must develop and
implement their NMPs.2 In part because
of extensive and widely divergent
public comment on the array of issues
raised by the court, EPA will not
complete a final rule revising the 2003
CAFO rule before the current
compliance dates of July 31, 2007, and
is, therefore, proposing to revise this
compliance date. Though EPA describes
them here for context, the proposed
provisions in the June 2006 proposed
rule in response to Waterkeeper are
beyond the scope of this current
proposal, and EPA is not taking
comment on these provisions.
D. History of CAFO Compliance Dates
The 2003 CAFO rule amended the
definition of ‘‘CAFO’’ to add facilities
that had not previously been defined as
CAFOs (in the 1976 regulations). 40 CFR
122.23(b). Operations newly defined as
CAFOs in the 2003 CAFO rule included
veal operations, swine weighing less
than 55 pounds, chicken and layer
operations using other than liquid
manure handling systems, and animal
feeding operations (AFOs) that were
2 Note that in response to the Waterkeeper
decision, EPA proposed a variation to the ‘‘develop
and implement’’ language of the June 2006 proposal
which stated that a CAFO operator must submit an
NMP with its permit application or NOI and that
it must be implemented upon permit coverage. 71
FR 37744.
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previously not defined as CAFOs
because they discharged only in the
event of a 25-year/24-hour storm.
CAFOs in these categories that were in
existence when the 2003 CAFO rule
took effect (April 14, 2003) represent the
group of CAFOs that were initially
subject to a February 13, 2006, deadline
for permit application. 68 FR 7267. In
addition, other existing facilities that
became defined as CAFOs under the
revised CAFO definitions in the 2003
CAFO rule include so-called ‘‘new
dischargers’’ that subsequent to the
effective date of the 2003 CAFO rule
became CAFOs due to changes in their
operations, where such changes would
not have made the operation a CAFO
prior to April 14, 2003. This second
group of facilities was initially required
to seek permit coverage by April 13,
2006, or 90 days after becoming defined
as a CAFO, whichever date is later. 68
FR 7268. Thus, each of these groups of
CAFOs were allowed three years from
the 2003 rule to seek permit coverage
when EPA issued the 2003 CAFO rule.
EPA reasoned in the 2003 CAFO rule,
and reiterated in the 2006 date change
rule, that allowing newly regulated
entities three years to come into
compliance was consistent with
Congressional intent, as expressed in
the 1972 Clean Water Act with respect
to newly established point sources.
Moreover, the Agency stated that the
three year timeframe was necessary for
States authorized to administer the
NPDES permit program to provide
permit coverage for CAFOs that were
not previously required to be permitted
and to revise State regulatory programs.
68 FR 7204.
In addition to the requirements to
seek permit coverage, the 2003 CAFO
rule also required all permitted CAFOs
to develop and implement NMPs by
December 31, 2006. EPA believed that
this date was reasonable given that
operations would have had a little over
three and a half years from the issuance
of the 2003 rule to develop and
implement an NMP. This timeframe
allowed States to update their NPDES
programs and issue permits to reflect
the NMP requirements of the 2003
CAFO rule. It also provided flexibility
for permitting authorities to establish
permit schedules based on specific
circumstances, including prioritization
of nutrient management plan
development and implementation based
on site-specific water quality risks and
the available infrastructure for
development of NMPs.
These timing considerations were
affected by the Waterkeeper decision.
On February 10, 2006, prior to the
Agency’s proposed rule responding to
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the Waterkeeper decision, EPA
promulgated a limited rule to revise
each of the compliance dates in the
2003 CAFO rule that were affected by
the decision (referred to as the ‘‘2006
date rule’’). 71 FR 6978. Specifically,
EPA extended the dates for those newly
defined CAFOs described above to seek
NPDES permit coverage and the date by
which all CAFOs must develop and
implement NMPs. EPA revised these
dates in order to: (1) Provide the Agency
sufficient time to take final action on the
regulatory revisions with respect to the
Waterkeeper decision; and (2) require
NMPs to be submitted at the time of the
permit application, consistent with the
court’s decision. It was necessary for
EPA to revise the dates separately from
addressing the rest of the issues raised
by the Waterkeeper decision because
EPA had not completed the proposed
rule responding to the Waterkeeper
decision prior to the dates by which
newly defined CAFOs were required to
seek permit coverage.
III. This Proposed Rule
This notice proposes to amend the
section detailing when operations
defined as CAFOs as of April 14, 2003,
that were not defined as CAFOs prior to
that date, must seek NPDES permit
coverage, as well as the section detailing
when, due to operational changes,
operations that would not have become
CAFOs under the prior rule become
CAFOs under the 2003 rule. Second,
EPA is proposing to extend the deadline
by which permitted CAFOs are required
to develop and implement NMPs. This
proposed rule would not modify or
otherwise affect any other existing
regulatory provisions, nor does it reopen
the comment period on the proposed
rule to respond to the Waterkeeper
decision published on June, 30, 2006. 71
FR 37744.
A. Application Deadline for Newly
Defined CAFOs
EPA is proposing to extend the date
by which operations defined as CAFOs
as of April 14, 2003, that were not
defined as CAFOs prior to that date,
must seek NPDES permit coverage, from
July 31, 2007, to February 27, 2009. EPA
is also proposing to amend the date by
which operations that became defined
as CAFOs after April 14, 2003, or that
will become CAFOs due to operational
changes that would not have made them
a CAFO prior to April 14, 2003, and that
are not new sources, must seek NPDES
permit coverage, from July 31, 2007, to
February 27, 2009.
This proposed rule would not affect
the applicable time for seeking permit
coverage for newly constructed CAFOs
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not subject to new source performance
standards (NSPS) or for new source
CAFOs subject to NSPS that discharge
or propose to discharge, even those in
categories that were added to the
definition of a CAFO in the 2003 CAFO
rule. These CAFOs that discharge or
propose to discharge are required by 40
CFR 122.21(a) and 123.23(g)(3)(i) and (4)
to seek NPDES permit coverage at least
180 days prior to the time that they
commence operating, and these
provisions were unaffected by the 2006
date rule.
This proposed rule would not
supersede State requirements. States
may choose to require CAFOs to obtain
NPDES permits in advance of the dates
set in the federal NPDES regulations,
pursuant to the authority reserved to
States under section 510 of the Clean
Water Act to adopt requirements more
stringent than those that apply under
federal law. Further, CAFOs that are
already permitted, e.g., CAFOs that
existed prior to the effective date of the
2003 CAFO rule and as such have been
required to seek NPDES permit coverage
even before EPA issued the 2003 CAFO
rule, continue to be required to maintain
permit coverage pursuant to section
122.23(h).
EPA is also proposing to correct a
typographical error that was created in
the 2006 date rule. In that rule, 40 CFR
122.23(g)(1) as promulgated in the 2003
CAFO rule (which provides that existing
operations defined as CAFOs prior to
April 14, 2003, must seek permit
coverage by the effective date of the
2003 rule) was inadvertently replaced
with 40 CFR 122.23(g)(2) (which
provides extended compliance dates for
operations defined as CAFOs as of April
14, 2003, but were not defined as
CAFOs prior to that date). Because the
‘‘(2)’’ was erroneously printed as ‘‘(1)’’,
section 122.23(g)(1) was overwritten and
section 122.23(g)(2) was incorrectly left
unchanged. As a result, the current rule
contains two provisions applicable to
‘‘Operations defined as CAFOs as of
April 14, 2003, who were not defined as
CAFOs prior to that date’’ with
conflicting dates. EPA is proposing to
restore the original section 122.23(g)(1)
as promulgated in 2003, and to revise
the date in section 122.23(g)(2) to reflect
this proposal.
B. Deadline for Nutrient Management
Plans
EPA is proposing to extend the
deadline by which permitted CAFOs are
required to develop and implement
NMPs, from July 31, 2007, to February
27, 2009. This proposal would revise all
references to the date by which CAFOs
must develop and implement NMPs
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currently in Parts 122 and 412. Thus,
this proposal would revise the deadlines
established in 40 CFR 122.21(i)(1)(x),
122.42(e)(1), 412.31(b)(3), and
412.43(b)(2).
This proposal would not supersede
State requirements, nor would it affect
CAFOs operating under existing permits
so long as those permits remain in
effect. If their existing permits require
development and implementation of an
NMP, currently permitted CAFOs must
develop and implement their NMPs in
accordance with the terms of their
current permit, or their applicable state
requirements. This proposed rule also
would not affect the applicable land
application limitations and
requirements for all CAFOs subject to
the new source performance standards
under 40 CFR 412.35 and 40 CFR
412.46. Upon permit coverage, new
sources must meet all relevant land
application requirements.
IV. Rationale for This Action
At the time of the 2006 date rule, EPA
believed that July 31, 2007, would allow
sufficient time for the Agency to
complete the rulemaking to address the
Waterkeeper decision. EPA also
reasoned that the basis for these revised
dates was generally consistent with the
approach taken by Congress in the 1972
Clean Water Act, as explained when
setting the compliance dates in the 2003
CAFO rule. 68 FR 7204. EPA anticipated
that the dates established in the 2006
date rule provided sufficient time to
ensure compliance with the NPDES
regulations within a reasonable
timeframe consistent with the dates
established in the 2003 CAFO rule. 71
FR 6980–81.
The amount of time needed to revise
the rule in response to the Waterkeeper
decision has been greater than EPA
anticipated at the time it promulgated
the 2006 date rule. At that time, EPA
had not yet proposed revisions to the
CAFO rule and could only surmise what
the public response to the proposal
would be. In light of comments received
and after further consideration of the
proposed rule, EPA is continuing to
explore the best method of
implementing the Waterkeeper decision.
To avoid any potential conflict with
existing deadlines that precede the
publication of the final rule, it is
appropriate to propose this rulemaking
to change the dates at issue.
In comments on the proposed 2006
date rule, commenters asserted that the
proposed deadlines would not offer
CAFOs sufficient time to submit permit
applications, including NMPs, that will
comply with the regulatory revisions the
Agency is planning to address in its
VerDate Aug<31>2005
17:35 May 09, 2007
Jkt 211001
response to the Waterkeeper decision.
Other commenters expressed the view
that EPA needed to take into
consideration the time necessary for
States to make conforming revisions to
State programs following EPA’s
regulatory revisions. See docket ID
EPA–HQ–OW–2005–0036. Commenters
reiterated these concerns in comments
on the 2006 proposed CAFO rule in
response to Waterkeeper. See docket ID
EPA–HQ–OW–2005–0037. This
proposed rule balances the need to
address the concerns raised by
commenters with the interest of having
the regulatory requirements
implemented in a timely fashion. In
EPA’s view, this proposal would also
provide sufficient time for newly
defined facilities to review the revised
duty to apply requirements to determine
whether they need to seek permit
coverage. Finally, it would provide time
for permitting authorities to identify the
necessary procedures for reviewing
NMPs and incorporating them into
general permits. Taking into account the
time EPA needs to complete the rule in
response to Waterkeeper, as well as the
period of time after the final rule is
promulgated to allow States, the
regulated community, and other
stakeholders the opportunity to adjust to
the new regulatory requirements, EPA
believes that extending the dates to
February 27, 2009, is reasonable.
V. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this proposed
rule is not a ‘‘significant regulatory
action’’ and is therefore not subject to
review under the Executive Order. As
discussed above, the purpose of this
proposed rule is solely to address timing
issues associated with the Agency’s
response to the Waterkeeper court
ruling on petitions for review
challenging portions of the 2003 CAFO
rule. After considering the economic
impacts of this proposed rule on small
entities in accordance with the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.), I certify that this action will not
have a significant economic impact on
a substantial number of small entities
since the effect of the proposal, if
implemented, is solely to extend certain
deadlines related to NPDES CAFO
permitting. Additionally, this proposed
rule would not affect small
governments, as the permitting
authorities are state or federal agencies.
We continue to be interested in the
potential impacts of the proposed rule
on small entities and welcome
comments on issues related to such
impacts. EPA has determined that this
PO 00000
Frm 00020
Fmt 4702
Sfmt 4702
proposed rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and tribal governments,
in the aggregate, or the private sector in
any one year. In addition, this action
does not significantly or uniquely affect
small governments. Thus, this proposed
rule is not subject to sections 202, 203,
or 205 of the Unfunded Mandates
Reform Act of 1999 (Pub. L. 104–4). In
addition, this proposed rule does not
have Tribal implications as specified in
Executive Order 13175 (63 FR 67249,
November 9, 2000) because it will
neither impose substantial direct
compliance costs on tribal governments,
nor preempt Tribal law. This proposed
rule will not have federalism
implications, as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999) because it will not impose
substantial direct compliance costs on
State or local governments, nor will it
preempt State law. Thus, the
requirements of sections 6(b) and 6(c) of
the Executive Order do not apply to this
rule. This proposed rule is not subject
to Executive Order 13045 because it is
not economically significant as defined
under E.O. 12866, and because the
Agency does not have reason to believe
the environmental health and safety
risks addressed by this action present a
disproportionate risk to children. This
proposed rule is not subject to Executive
Order 12898 (59 FR 7629 (Feb. 16,
1994)) which establishes federal
executive policy on environmental
justice. EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it does not affect the level of
protection provided to human health or
the environment. This proposed rule is
not subject to Executive Order 13211,
‘‘Actions Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001), because it is not a significant
regulatory action under Executive Order
12866. This proposed rule does not
involve technical standards; thus, the
requirements of section 12(d) of the
National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply. This proposed
rule does not impose any new
information collection burden under the
provisions of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.).
However, the Office of Management and
Budget (OMB) has previously approved
the information collection requirements
contained in the existing regulations at
40 CFR Parts 9, 122, 123, and 412 under
E:\FR\FM\10MYP1.SGM
10MYP1
Federal Register / Vol. 72, No. 90 / Thursday, May 10, 2007 / Proposed Rules
the provisions of the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.
and has assigned OMB control number
2040–0250. The EPA ICR number for the
original set of regulations is 1989.02.
List of Subjects
40 CFR Part 122
Environmental protection,
Administrative practice and procedure,
Confidential business information,
Hazardous substances, Reporting and
recordkeeping requirements, Water
pollution control.
40 CFR Part 412
Environmental protection, Feedlots,
Livestock, Waste treatment and
disposal, Water pollution control.
Dated: May 3, 2007.
Stephen L. Johnson,
Administrator.
For the reasons stated in the
preamble, the Environmental Protection
Agency proposes to amend 40 CFR parts
122 and 412 as follows:
PART 122—EPA ADMINISTERED
PERMIT PROGRAMS: THE NATIONAL
POLLUTANT DISCHARGE
ELIMINATION SYSTEM
ycherry on PROD1PC64 with PROPOSALS
1. The authority citation for part 122
continues to read as follows:
VerDate Aug<31>2005
17:35 May 09, 2007
Jkt 211001
Authority: The Clean Water Act, 33 U.S.C.
1251 et seq.
§ 122.21
[Amended]
2. In § 122.21 paragraph (i)(1)(x), the
date ‘‘July 31, 2007’’ is revised read
‘‘February 27, 2009’’.
3. Section 122.23 is amended by
revising paragraphs (g)(1), (g)(2), and
(g)(3)(iii) to read as follows:
(3) * * *
(iii) If an operational change that
makes the operation a CAFO would not
have made it a CAFO prior to April 14,
2003, the operation has until February
27, 2009, or 90 days after becoming
defined as a CAFO, whichever is later.
*
*
*
*
*
§ 122.42
§ 122.23 Concentrated animal feeding
operations (applicable to State NPDES
programs, see § 123.25).
*
*
*
*
*
(g) * * *
(1) Operations defined as CAFOs prior
to April 14, 2003. For operations that are
defined as CAFOs under regulations
that are in effect prior to April 14, 2003,
the owner or operator must have or seek
to obtain coverage under an NPDES
permit as of April 14, 2003, and comply
with all applicable NPDES
requirements, including the duty to
maintain permit coverage in accordance
with paragraph (h) of this section.
(2) Operations defined as CAFOs as of
April 14, 2003, that were not defined as
CAFOs prior to that date. For all
operations defined as CAFOs as of April
14, 2003, that were not defined as
CAFOs prior to that date, the owner or
operator of the CAFO must seek to
obtain coverage under an NPDES permit
by a date specified by the Director, but
no later than February 27, 2009.
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
26587
[Amended]
4. In § 122.42 paragraph (e)(1), the two
dates ‘‘July 31, 2007’’ are revised read
‘‘February 27, 2009’’.
PART 412—CONCENTRATED ANIMAL
FEEDING OPERATIONS (CAFO) POINT
SOURCE CATEGORY
5. The authority citation for part 412
continues to read as follows:
Authority: 33 U.S.C. 1311, 1314, 1316,
1317, 1318, 1342, 1361.
§ 412.31
[Amended]
6. In § 412.31 paragraph (b)(3), the
date ‘‘July 31, 2007’’ is revised to read
‘‘February 27, 2009’’.
§ 412.43
[Amended]
7. In § 412.43 paragraph (b)(2), the
date ‘‘July 31, 2007’’ is revised to read
‘‘February 27, 2009’’.
[FR Doc. E7–9027 Filed 5–9–07; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\10MYP1.SGM
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Agencies
[Federal Register Volume 72, Number 90 (Thursday, May 10, 2007)]
[Proposed Rules]
[Pages 26582-26587]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-9027]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 122 and 412
[EPA-HQ-OW-2005-0036; FRL-8311-4]
RIN 2040-AE92
Proposed Revised Compliance Dates Under the National Pollutant
Discharge Elimination System Permit Regulations and Effluent
Limitations Guidelines and Standards for Concentrated Animal Feeding
Operations
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA proposes to extend certain compliance dates in the
National Pollutant Discharge Elimination System (NPDES) permitting
requirements and Effluent Limitations Guidelines and Standards (ELGs)
for concentrated animal feeding operations (CAFOs) while EPA works to
complete rulemaking to respond to the decision of the Second Circuit
Court of Appeals in Waterkeeper Alliance et al. v. EPA, 399 F.3d 486
(2nd Cir. 2005). The sole purpose of this proposed rule is to address
timing issues associated with the Agency's response to the Waterkeeper
decision.
This proposal would revise the dates established in the 2003 CAFO
rule and later modified by a rule published in the Federal Register on
February 10, 2006, by which facilities newly defined as CAFOs are
required to seek permit coverage and by which all permitted CAFOs are
required to develop and implement their nutrient management plans
(NMPs). EPA is proposing to extend the date by which operations defined
as CAFOs as of April 14, 2003, that were not defined as CAFOs prior to
that date, must seek NPDES permit coverage, from July 31, 2007, to
February 27, 2009. EPA is also proposing to amend the date by which
operations that become defined as CAFOs after April 14, 2003, due to
operational changes that would not have made them a CAFO prior to April
14, 2003, and that are not new sources, must seek NPDES permit
coverage, from July 31, 2007, to February 27, 2009. Finally, EPA is
proposing to extend the deadline by which permitted CAFOs are required
to develop and implement NMPs, from July 31, 2007, to February 27,
2009.
DATES: Comments on this proposed action must be received on or before
June 11, 2007.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-OW-
2005-0036 by one of the following methods
(1) www.regulations.gov: Follow the on-line instructions for
submitting comments.
(2) E-mail: ow-docket@epa.gov, Attention Docket ID No. EPA-HQ-OW-
2005-0036.
(3) Mail: Send the original and three copies of your comments to:
Water Docket, Environmental Protection Agency, Mail code 2822T, 1200
Pennsylvania Ave., NW., Washington, DC 20460, Attention Docket ID No.
OW-2005-0036.
(4) Hand Delivery: Deliver your comments to: EPA Docket Center, EPA
West, Room 3334, 1301 Constitution Avenue, NW., Washington, DC,
Attention Docket ID No. OW-2005-0036. Such deliveries are only accepted
during the Docket's normal hours of operation and special arrangements
should be made for deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OW-2005-
0036. EPA's policy is that all comments received will be included in
the public docket without change and may be made available online at
[[Page 26583]]
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through www.regulations.gov or e-mail.
The www.regulations.gov Web site is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an e-
mail comment directly to EPA without going through www.regulations.gov
your e-mail address will be automatically captured and included as part
of the comment that is placed in the public docket and made available
on the Internet. If you submit an electronic comment, EPA recommends
that you include your name and other contact information in the body of
your comment and with any disk or CD-ROM you submit. If EPA cannot read
your comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at https://www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in www.regulations.gov or in hard copy at the Water Docket in the EPA
Docket Center, EPA West, Room 3334, 1301 Constitution Ave., NW.,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is (202) 566-1744, and the telephone
number for the Water Docket is (202) 566-2426.
FOR FURTHER INFORMATION CONTACT: Rebecca Roose, Water Permits Division,
Office of Wastewater Management (4203M), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460; telephone
number: (202) 564-0758, e-mail address: roose.rebecca@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Action Apply to Me?
B. What Should I Consider as I Prepare My Comments for EPA?
II. Background
A. The Clean Water Act
B. History of Actions to Address CAFOs Under the NPDES
Permitting Program
C. Status of EPA's Response to the Waterkeeper Decision
D. History of CAFO Compliance Dates
III. This Proposed Rule
A. Application Deadline for Newly Defined CAFOs
B. Deadline for Nutrient Management Plans
IV. Rationale for This Action
V. Statutory and Executive Order Reviews
I. General Information
A. Does This Action Apply to Me?
This action applies to concentrated animal feeding operations
(CAFOs) as defined in section 502(14) of the Clean Water Act and in the
NPDES regulations at 40 CFR 122.23. The following table provides a list
of standard industrial codes for operations covered under this revised
rule.
Table 1.--Entities Potentially Regulated by This Rule
----------------------------------------------------------------------------------------------------------------
Standard
North American industrial
Category Examples of regulated entities industry code classification
(NAIC) code
----------------------------------------------------------------------------------------------------------------
Federal, State, and Local Government:
Industry................................ Operators of animal production
operations that meet the
definition of a CAFO:
Beef cattle feedlots 112112 0211
(including veal).
Beef cattle ranching and 112111 0212
farming.
Hogs.......................... 11221 0213
Sheep......................... 11241, 0214
11242
General livestock except dairy 11299 0219
and poultry.
Dairy farms................... 11212 0241
Broilers, fryers, and roaster 11232 0251
chickens.
Chicken eggs.................. 11231 0252
Turkey and turkey eggs........ 11233 0253
Poultry hatcheries............ 11234 0254
Poultry and eggs.............. 11239 0259
Ducks......................... 112390 0259
Horses and other equines...... 11292 0272
----------------------------------------------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists the types of entities that EPA is now aware
could potentially be regulated by this action. Other types of entities
not listed in the table could also be regulated. To determine whether
your facility may be regulated under this rulemaking, you should
carefully examine the applicability criteria in 40 CFR 122.23. If you
have questions regarding the applicability of this action to a
particular entity, consult the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting Confidential Business Information. Do not submit this
information to EPA through www.regulations.gov or e-mail. Clearly mark
the part or all of the information that you claim to be CBI. For CBI
information in a disk or CD-ROM that you mail to EPA, mark the outside
of the disk or CD-ROM as CBI and then identify electronically within
the disk or CD-ROM the specific information that is claimed as CBI. In
addition to one complete version of the comment that includes
information claimed as CBI, a
[[Page 26584]]
copy of the comment that does not contain the information claimed as
CBI must be submitted for inclusion in the public docket. Information
so marked will not be disclosed except in accordance with procedures
set forth in 40 CFR Part 2.
2. Tips for Preparing Your Comments. It will be helpful if you
follow these guidelines as you prepare your written comments:
i. Identify the rulemaking by docket number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions--The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns, and
suggest alternatives.
vii. Explain your views as clearly as possible.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Background
A. The Clean Water Act
Congress passed the Federal Water Pollution Control Act (1972),
also known as the Clean Water Act (CWA), to ``restore and maintain the
chemical, physical, and biological integrity of the nation's waters.''
33 U.S.C. 1251(a). Among its core provisions, the CWA established the
NPDES permit program to authorize and regulate the discharge of
pollutants from point sources to waters of the U.S. 33 U.S.C. 1342. EPA
has issued comprehensive regulations that implement the NPDES program
at 40 CFR Part 122. The Act also provided for the development of
technology-based and water quality-based effluent limitations that are
imposed through NPDES permits to control the discharge of pollutants
from point sources. CWA Section 301(a) and (b).
B. History of Actions To Address CAFOs Under the NPDES Permitting
Program
EPA's regulation of wastewater and manure from CAFOs dates from the
1970s. EPA initially issued national effluent limitations guidelines
and standards for feedlots on February 14, 1974, (39 FR 5704) and NPDES
CAFO regulations on March 18, 1976 (41 FR 11458).
In February 2003, EPA revised these regulations. 68 FR 7176 (the
``2003 CAFO rule''). The 2003 CAFO rule required owners or operators of
all CAFOs\1\ to seek coverage under an NPDES permit, unless they
demonstrated no potential to discharge. CAFO industry organizations
(American Farm Bureau Federation, National Pork Producers Council,
National Chicken Council, and National Turkey Federation (NTF),
although NTF later withdrew its petition) and environmental groups
(Waterkeeper Alliance, Natural Resources Defense Council, Sierra Club,
and American Littoral Society) filed petitions for judicial review of
certain aspects of the 2003 CAFO rule. This case was brought before the
U.S. Court of Appeals for the Second Circuit. On February 28, 2005, the
court ruled on these petitions and upheld most provisions of the 2003
rule but vacated and/or remanded others. Waterkeeper Alliance et al. v.
EPA, 399 F.3d 486 (2nd Cir. 2005) (hereafter referred to as
Waterkeeper). Notably, the court vacated the requirement that all CAFOs
apply for NPDES permit coverage unless a CAFO demonstrates no potential
to discharge. The court also remanded the rule for failing to require
incorporation of the terms of CAFOs' NMPs into their permits and for
failing to prescribe public review and comment and permitting authority
approval of the terms of the NMPs. Other provisions were remanded for
further clarification and analysis.
---------------------------------------------------------------------------
\1\ To improve readability in this preamble, reference is made
to ``CAFOs'' as well as ``owners and operators of CAFOs.'' No change
in meaning is intended.
---------------------------------------------------------------------------
C. Status of EPA's Response to the Waterkeeper Decision
On June 30, 2006, EPA published a proposed rule in response to the
Waterkeeper decision. 71 FR 37744. EPA proposed to revise several
aspects of the Agency's regulations governing discharges from CAFOs. In
summary, EPA proposed to require only owners or operators of those
CAFOs that discharge or propose to discharge to seek coverage under a
permit. Second, EPA proposed to require CAFOs seeking coverage under a
permit to submit their NMP with their application for an individual
permit or, for general permit coverage, with their notice of intent to
be authorized to discharge under a general permit. Permitting
authorities would be required to review the NMP and provide the public
with an opportunity for meaningful public review and comment.
Permitting authorities would also be required to incorporate terms of
the NMP as NPDES permit conditions. The proposed rule also addressed
the remand of issues for further clarification and analysis. These
issues concern the applicability of water-quality based effluent
limitations (WQBELs); the record supporting new source performance
standards for swine, poultry, and veal CAFOs; and the record support
for ``best conventional technology'' effluent limitations guidelines
for pathogens. The proposed rule reflected the dates for compliance as
revised in February 2006; i.e., July 31, 2007, for permit application
by newly defined CAFOs and NMP development and implementation by all
permitted CAFOs. The public comment period for the June 2006 CAFO
proposal closed on Aug. 29, 2006. EPA will respond to these comments
when it takes final action on the June 30, 2006, proposed rule.
In this action, EPA is proposing, and accepting comment only on, a
change to the date by which certain operations must seek coverage under
an NPDES permit and the date by which all permitted CAFOs must develop
and implement their NMPs.\2\ In part because of extensive and widely
divergent public comment on the array of issues raised by the court,
EPA will not complete a final rule revising the 2003 CAFO rule before
the current compliance dates of July 31, 2007, and is, therefore,
proposing to revise this compliance date. Though EPA describes them
here for context, the proposed provisions in the June 2006 proposed
rule in response to Waterkeeper are beyond the scope of this current
proposal, and EPA is not taking comment on these provisions.
---------------------------------------------------------------------------
\2\ Note that in response to the Waterkeeper decision, EPA
proposed a variation to the ``develop and implement'' language of
the June 2006 proposal which stated that a CAFO operator must submit
an NMP with its permit application or NOI and that it must be
implemented upon permit coverage. 71 FR 37744.
---------------------------------------------------------------------------
D. History of CAFO Compliance Dates
The 2003 CAFO rule amended the definition of ``CAFO'' to add
facilities that had not previously been defined as CAFOs (in the 1976
regulations). 40 CFR 122.23(b). Operations newly defined as CAFOs in
the 2003 CAFO rule included veal operations, swine weighing less than
55 pounds, chicken and layer operations using other than liquid manure
handling systems, and animal feeding operations (AFOs) that were
[[Page 26585]]
previously not defined as CAFOs because they discharged only in the
event of a 25-year/24-hour storm. CAFOs in these categories that were
in existence when the 2003 CAFO rule took effect (April 14, 2003)
represent the group of CAFOs that were initially subject to a February
13, 2006, deadline for permit application. 68 FR 7267. In addition,
other existing facilities that became defined as CAFOs under the
revised CAFO definitions in the 2003 CAFO rule include so-called ``new
dischargers'' that subsequent to the effective date of the 2003 CAFO
rule became CAFOs due to changes in their operations, where such
changes would not have made the operation a CAFO prior to April 14,
2003. This second group of facilities was initially required to seek
permit coverage by April 13, 2006, or 90 days after becoming defined as
a CAFO, whichever date is later. 68 FR 7268. Thus, each of these groups
of CAFOs were allowed three years from the 2003 rule to seek permit
coverage when EPA issued the 2003 CAFO rule.
EPA reasoned in the 2003 CAFO rule, and reiterated in the 2006 date
change rule, that allowing newly regulated entities three years to come
into compliance was consistent with Congressional intent, as expressed
in the 1972 Clean Water Act with respect to newly established point
sources. Moreover, the Agency stated that the three year timeframe was
necessary for States authorized to administer the NPDES permit program
to provide permit coverage for CAFOs that were not previously required
to be permitted and to revise State regulatory programs. 68 FR 7204.
In addition to the requirements to seek permit coverage, the 2003
CAFO rule also required all permitted CAFOs to develop and implement
NMPs by December 31, 2006. EPA believed that this date was reasonable
given that operations would have had a little over three and a half
years from the issuance of the 2003 rule to develop and implement an
NMP. This timeframe allowed States to update their NPDES programs and
issue permits to reflect the NMP requirements of the 2003 CAFO rule. It
also provided flexibility for permitting authorities to establish
permit schedules based on specific circumstances, including
prioritization of nutrient management plan development and
implementation based on site-specific water quality risks and the
available infrastructure for development of NMPs.
These timing considerations were affected by the Waterkeeper
decision. On February 10, 2006, prior to the Agency's proposed rule
responding to the Waterkeeper decision, EPA promulgated a limited rule
to revise each of the compliance dates in the 2003 CAFO rule that were
affected by the decision (referred to as the ``2006 date rule''). 71 FR
6978. Specifically, EPA extended the dates for those newly defined
CAFOs described above to seek NPDES permit coverage and the date by
which all CAFOs must develop and implement NMPs. EPA revised these
dates in order to: (1) Provide the Agency sufficient time to take final
action on the regulatory revisions with respect to the Waterkeeper
decision; and (2) require NMPs to be submitted at the time of the
permit application, consistent with the court's decision. It was
necessary for EPA to revise the dates separately from addressing the
rest of the issues raised by the Waterkeeper decision because EPA had
not completed the proposed rule responding to the Waterkeeper decision
prior to the dates by which newly defined CAFOs were required to seek
permit coverage.
III. This Proposed Rule
This notice proposes to amend the section detailing when operations
defined as CAFOs as of April 14, 2003, that were not defined as CAFOs
prior to that date, must seek NPDES permit coverage, as well as the
section detailing when, due to operational changes, operations that
would not have become CAFOs under the prior rule become CAFOs under the
2003 rule. Second, EPA is proposing to extend the deadline by which
permitted CAFOs are required to develop and implement NMPs. This
proposed rule would not modify or otherwise affect any other existing
regulatory provisions, nor does it reopen the comment period on the
proposed rule to respond to the Waterkeeper decision published on June,
30, 2006. 71 FR 37744.
A. Application Deadline for Newly Defined CAFOs
EPA is proposing to extend the date by which operations defined as
CAFOs as of April 14, 2003, that were not defined as CAFOs prior to
that date, must seek NPDES permit coverage, from July 31, 2007, to
February 27, 2009. EPA is also proposing to amend the date by which
operations that became defined as CAFOs after April 14, 2003, or that
will become CAFOs due to operational changes that would not have made
them a CAFO prior to April 14, 2003, and that are not new sources, must
seek NPDES permit coverage, from July 31, 2007, to February 27, 2009.
This proposed rule would not affect the applicable time for seeking
permit coverage for newly constructed CAFOs not subject to new source
performance standards (NSPS) or for new source CAFOs subject to NSPS
that discharge or propose to discharge, even those in categories that
were added to the definition of a CAFO in the 2003 CAFO rule. These
CAFOs that discharge or propose to discharge are required by 40 CFR
122.21(a) and 123.23(g)(3)(i) and (4) to seek NPDES permit coverage at
least 180 days prior to the time that they commence operating, and
these provisions were unaffected by the 2006 date rule.
This proposed rule would not supersede State requirements. States
may choose to require CAFOs to obtain NPDES permits in advance of the
dates set in the federal NPDES regulations, pursuant to the authority
reserved to States under section 510 of the Clean Water Act to adopt
requirements more stringent than those that apply under federal law.
Further, CAFOs that are already permitted, e.g., CAFOs that existed
prior to the effective date of the 2003 CAFO rule and as such have been
required to seek NPDES permit coverage even before EPA issued the 2003
CAFO rule, continue to be required to maintain permit coverage pursuant
to section 122.23(h).
EPA is also proposing to correct a typographical error that was
created in the 2006 date rule. In that rule, 40 CFR 122.23(g)(1) as
promulgated in the 2003 CAFO rule (which provides that existing
operations defined as CAFOs prior to April 14, 2003, must seek permit
coverage by the effective date of the 2003 rule) was inadvertently
replaced with 40 CFR 122.23(g)(2) (which provides extended compliance
dates for operations defined as CAFOs as of April 14, 2003, but were
not defined as CAFOs prior to that date). Because the ``(2)'' was
erroneously printed as ``(1)'', section 122.23(g)(1) was overwritten
and section 122.23(g)(2) was incorrectly left unchanged. As a result,
the current rule contains two provisions applicable to ``Operations
defined as CAFOs as of April 14, 2003, who were not defined as CAFOs
prior to that date'' with conflicting dates. EPA is proposing to
restore the original section 122.23(g)(1) as promulgated in 2003, and
to revise the date in section 122.23(g)(2) to reflect this proposal.
B. Deadline for Nutrient Management Plans
EPA is proposing to extend the deadline by which permitted CAFOs
are required to develop and implement NMPs, from July 31, 2007, to
February 27, 2009. This proposal would revise all references to the
date by which CAFOs must develop and implement NMPs
[[Page 26586]]
currently in Parts 122 and 412. Thus, this proposal would revise the
deadlines established in 40 CFR 122.21(i)(1)(x), 122.42(e)(1),
412.31(b)(3), and 412.43(b)(2).
This proposal would not supersede State requirements, nor would it
affect CAFOs operating under existing permits so long as those permits
remain in effect. If their existing permits require development and
implementation of an NMP, currently permitted CAFOs must develop and
implement their NMPs in accordance with the terms of their current
permit, or their applicable state requirements. This proposed rule also
would not affect the applicable land application limitations and
requirements for all CAFOs subject to the new source performance
standards under 40 CFR 412.35 and 40 CFR 412.46. Upon permit coverage,
new sources must meet all relevant land application requirements.
IV. Rationale for This Action
At the time of the 2006 date rule, EPA believed that July 31, 2007,
would allow sufficient time for the Agency to complete the rulemaking
to address the Waterkeeper decision. EPA also reasoned that the basis
for these revised dates was generally consistent with the approach
taken by Congress in the 1972 Clean Water Act, as explained when
setting the compliance dates in the 2003 CAFO rule. 68 FR 7204. EPA
anticipated that the dates established in the 2006 date rule provided
sufficient time to ensure compliance with the NPDES regulations within
a reasonable timeframe consistent with the dates established in the
2003 CAFO rule. 71 FR 6980-81.
The amount of time needed to revise the rule in response to the
Waterkeeper decision has been greater than EPA anticipated at the time
it promulgated the 2006 date rule. At that time, EPA had not yet
proposed revisions to the CAFO rule and could only surmise what the
public response to the proposal would be. In light of comments received
and after further consideration of the proposed rule, EPA is continuing
to explore the best method of implementing the Waterkeeper decision. To
avoid any potential conflict with existing deadlines that precede the
publication of the final rule, it is appropriate to propose this
rulemaking to change the dates at issue.
In comments on the proposed 2006 date rule, commenters asserted
that the proposed deadlines would not offer CAFOs sufficient time to
submit permit applications, including NMPs, that will comply with the
regulatory revisions the Agency is planning to address in its response
to the Waterkeeper decision. Other commenters expressed the view that
EPA needed to take into consideration the time necessary for States to
make conforming revisions to State programs following EPA's regulatory
revisions. See docket ID EPA-HQ-OW-2005-0036. Commenters reiterated
these concerns in comments on the 2006 proposed CAFO rule in response
to Waterkeeper. See docket ID EPA-HQ-OW-2005-0037. This proposed rule
balances the need to address the concerns raised by commenters with the
interest of having the regulatory requirements implemented in a timely
fashion. In EPA's view, this proposal would also provide sufficient
time for newly defined facilities to review the revised duty to apply
requirements to determine whether they need to seek permit coverage.
Finally, it would provide time for permitting authorities to identify
the necessary procedures for reviewing NMPs and incorporating them into
general permits. Taking into account the time EPA needs to complete the
rule in response to Waterkeeper, as well as the period of time after
the final rule is promulgated to allow States, the regulated community,
and other stakeholders the opportunity to adjust to the new regulatory
requirements, EPA believes that extending the dates to February 27,
2009, is reasonable.
V. Statutory and Executive Order Reviews
Under Executive Order 12866 (58 FR 51735, October 4, 1993), this
proposed rule is not a ``significant regulatory action'' and is
therefore not subject to review under the Executive Order. As discussed
above, the purpose of this proposed rule is solely to address timing
issues associated with the Agency's response to the Waterkeeper court
ruling on petitions for review challenging portions of the 2003 CAFO
rule. After considering the economic impacts of this proposed rule on
small entities in accordance with the Regulatory Flexibility Act (5
U.S.C. 601 et seq.), I certify that this action will not have a
significant economic impact on a substantial number of small entities
since the effect of the proposal, if implemented, is solely to extend
certain deadlines related to NPDES CAFO permitting. Additionally, this
proposed rule would not affect small governments, as the permitting
authorities are state or federal agencies. We continue to be interested
in the potential impacts of the proposed rule on small entities and
welcome comments on issues related to such impacts. EPA has determined
that this proposed rule does not contain a Federal mandate that may
result in expenditures of $100 million or more for State, local, and
tribal governments, in the aggregate, or the private sector in any one
year. In addition, this action does not significantly or uniquely
affect small governments. Thus, this proposed rule is not subject to
sections 202, 203, or 205 of the Unfunded Mandates Reform Act of 1999
(Pub. L. 104-4). In addition, this proposed rule does not have Tribal
implications as specified in Executive Order 13175 (63 FR 67249,
November 9, 2000) because it will neither impose substantial direct
compliance costs on tribal governments, nor preempt Tribal law. This
proposed rule will not have federalism implications, as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999) because it will
not impose substantial direct compliance costs on State or local
governments, nor will it preempt State law. Thus, the requirements of
sections 6(b) and 6(c) of the Executive Order do not apply to this
rule. This proposed rule is not subject to Executive Order 13045
because it is not economically significant as defined under E.O. 12866,
and because the Agency does not have reason to believe the
environmental health and safety risks addressed by this action present
a disproportionate risk to children. This proposed rule is not subject
to Executive Order 12898 (59 FR 7629 (Feb. 16, 1994)) which establishes
federal executive policy on environmental justice. EPA has determined
that this proposed rule will not have disproportionately high and
adverse human health or environmental effects on minority or low-income
populations because it does not affect the level of protection provided
to human health or the environment. This proposed rule is not subject
to Executive Order 13211, ``Actions Concerning Regulations that
Significantly Affect Energy Supply, Distribution, or Use'' (66 FR
28355, May 22, 2001), because it is not a significant regulatory action
under Executive Order 12866. This proposed rule does not involve
technical standards; thus, the requirements of section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) do not apply. This proposed rule does not impose any new
information collection burden under the provisions of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). However, the Office of
Management and Budget (OMB) has previously approved the information
collection requirements contained in the existing regulations at 40 CFR
Parts 9, 122, 123, and 412 under
[[Page 26587]]
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq.
and has assigned OMB control number 2040-0250. The EPA ICR number for
the original set of regulations is 1989.02.
List of Subjects
40 CFR Part 122
Environmental protection, Administrative practice and procedure,
Confidential business information, Hazardous substances, Reporting and
recordkeeping requirements, Water pollution control.
40 CFR Part 412
Environmental protection, Feedlots, Livestock, Waste treatment and
disposal, Water pollution control.
Dated: May 3, 2007.
Stephen L. Johnson,
Administrator.
For the reasons stated in the preamble, the Environmental
Protection Agency proposes to amend 40 CFR parts 122 and 412 as
follows:
PART 122--EPA ADMINISTERED PERMIT PROGRAMS: THE NATIONAL POLLUTANT
DISCHARGE ELIMINATION SYSTEM
1. The authority citation for part 122 continues to read as
follows:
Authority: The Clean Water Act, 33 U.S.C. 1251 et seq.
Sec. 122.21 [Amended]
2. In Sec. 122.21 paragraph (i)(1)(x), the date ``July 31, 2007''
is revised read ``February 27, 2009''.
3. Section 122.23 is amended by revising paragraphs (g)(1), (g)(2),
and (g)(3)(iii) to read as follows:
Sec. 122.23 Concentrated animal feeding operations (applicable to
State NPDES programs, see Sec. 123.25).
* * * * *
(g) * * *
(1) Operations defined as CAFOs prior to April 14, 2003. For
operations that are defined as CAFOs under regulations that are in
effect prior to April 14, 2003, the owner or operator must have or seek
to obtain coverage under an NPDES permit as of April 14, 2003, and
comply with all applicable NPDES requirements, including the duty to
maintain permit coverage in accordance with paragraph (h) of this
section.
(2) Operations defined as CAFOs as of April 14, 2003, that were not
defined as CAFOs prior to that date. For all operations defined as
CAFOs as of April 14, 2003, that were not defined as CAFOs prior to
that date, the owner or operator of the CAFO must seek to obtain
coverage under an NPDES permit by a date specified by the Director, but
no later than February 27, 2009.
(3) * * *
(iii) If an operational change that makes the operation a CAFO
would not have made it a CAFO prior to April 14, 2003, the operation
has until February 27, 2009, or 90 days after becoming defined as a
CAFO, whichever is later.
* * * * *
Sec. 122.42 [Amended]
4. In Sec. 122.42 paragraph (e)(1), the two dates ``July 31,
2007'' are revised read ``February 27, 2009''.
PART 412--CONCENTRATED ANIMAL FEEDING OPERATIONS (CAFO) POINT
SOURCE CATEGORY
5. The authority citation for part 412 continues to read as
follows:
Authority: 33 U.S.C. 1311, 1314, 1316, 1317, 1318, 1342, 1361.
Sec. 412.31 [Amended]
6. In Sec. 412.31 paragraph (b)(3), the date ``July 31, 2007'' is
revised to read ``February 27, 2009''.
Sec. 412.43 [Amended]
7. In Sec. 412.43 paragraph (b)(2), the date ``July 31, 2007'' is
revised to read ``February 27, 2009''.
[FR Doc. E7-9027 Filed 5-9-07; 8:45 am]
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