Fine Arts Committee Notice of Meeting, 14322 [E7-5586]
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14322
Federal Register / Vol. 72, No. 58 / Tuesday, March 27, 2007 / Notices
Exchange also proposed to increase
sanctions.
Other Changes
In addition, the Exchange proposes to
further amend Regulations 2, 4, 5 and 6
to add language to indicate, pursuant to
Exchange Rule 60, that Exchange Staff
may impose fines for breaches of order,
decorum, health, safety and welfare on
the members, member organizations,
participants, participant organizations
and their associated persons. This
language is intended to clarify the
responsibility of members and their
associated persons for compliance with
Regulations.
2. Statutory Basis
The proposal is consistent with
Section 6(b) of the Act 7 in general, and
furthers the objectives of Section 6(b)(5)
of the Act 8 in particular, in that it is
designed to promote just and equitable
principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general to protect investors and the
public interest, because the proposal
should facilitate prompt, appropriate,
and effective discipline for violations of
Exchange Rule 60 and the regulations
thereunder designed to maintain order
on the Exchange. In addition, the
proposed rule is consistent with Section
6(b)(6) of the Act 9 which requires the
rules of an exchange provide that its
members be appropriately disciplined
for violations of the Act as well as the
rules and regulations thereunder, by
imposing increased fine amounts for
breaches of order and decorum to better
reflect the severity of the violation and
provide an appropriate form of
deterrence for violation of Exchange
Rule 60 and the regulations thereunder.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will result in
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
sroberts on PROD1PC70 with NOTICES
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments were neither
solicited nor received.
Exchange. See telephone call by and between
Rahman Harrison, Special Counsel, Division of
Market Regulation, Commission, and Angela Dunn,
Director and Counsel, Phlx, on March 19, 2007.
7 15 U.S.C. 78f(b).
8 15 U.S.C. 78f(b)(5).
9 15 U.S.C. 78f(b)(6).
VerDate Aug<31>2005
16:38 Mar 26, 2007
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III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
As the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the Exchange consents,
the Commission will:
(A) By order approve such proposed
rule change; or
(B) Institute proceedings to determine
whether the proposed rule change
should be disapproved.
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–Phlx–2006–61 and should
be submitted on or before April 17,
2007.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–5552 Filed 3–26–07; 8:45 am]
BILLING CODE 8010–01–P
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
DEPARTMENT OF STATE
[Public Notice 5730]
Fine Arts Committee Notice of Meeting
Electronic Comments
The Fine Arts Committee of the
Department of State will meet on April
20, 2007 at 2:30 p.m. in the Henry Clay
Room of the Harry S. Truman Building,
2201 C Street NW, Washington, DC. The
meeting will last until approximately
3:30 p.m. and is open to the public.
The agenda for the committee meeting
Paper Comments
will include a summary of the work of
the Fine Arts Office since its last
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
meeting on February 20, 2007 and the
Securities and Exchange Commission,
announcement of gifts and loans of
Station Place, 100 F Street, NE.,
furnishings as well as financial
Washington, DC 20549–1090.
contributions from January 1, 2007
through March 31, 2007.
All submissions should refer to File
Number SR–Phlx–2006–61. This file
Public access to the Department of
number should be included on the
State is strictly controlled and space is
subject line if e-mail is used. To help the limited. Members of the public wishing
Commission process and review your
to take part in the meeting should
comments more efficiently, please use
telephone the Fine Arts Office at (202)
only one method. The Commission will
647–1990 or send an e-mail to
post all comments on the Commission’s
Craighillmf@state.gov by April 13 to
Internet Web site (https://www.sec.gov/
make arrangements to enter the
rules/sro.shtml). Copies of the
building. The public may take part in
submission, all subsequent
the discussion as long as time permits
amendments, all written statements
and at the discretion of the chairman.
with respect to the proposed rule
change that are filed with the
Dated: March 16, 2007.
Commission, and all written
Gail F. Serfaty,
communications relating to the
Secretary, Fine Arts Committee, Department
proposed rule change between the
of State.
Commission and any person, other than
[FR Doc. E7–5586 Filed 3–26–07; 8:45 am]
those that may be withheld from the
BILLING CODE 4710–35–P
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
10 17 CFR 200.30–3(a)(12).
the principal office of the Phlx. All
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Phlx–2006–61 on the
subject line.
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Agencies
[Federal Register Volume 72, Number 58 (Tuesday, March 27, 2007)]
[Notices]
[Page 14322]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-5586]
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DEPARTMENT OF STATE
[Public Notice 5730]
Fine Arts Committee Notice of Meeting
The Fine Arts Committee of the Department of State will meet on
April 20, 2007 at 2:30 p.m. in the Henry Clay Room of the Harry S.
Truman Building, 2201 C Street NW, Washington, DC. The meeting will
last until approximately 3:30 p.m. and is open to the public.
The agenda for the committee meeting will include a summary of the
work of the Fine Arts Office since its last meeting on February 20,
2007 and the announcement of gifts and loans of furnishings as well as
financial contributions from January 1, 2007 through March 31, 2007.
Public access to the Department of State is strictly controlled and
space is limited. Members of the public wishing to take part in the
meeting should telephone the Fine Arts Office at (202) 647-1990 or send
an e-mail to Craighillmf@state.gov by April 13 to make arrangements to
enter the building. The public may take part in the discussion as long
as time permits and at the discretion of the chairman.
Dated: March 16, 2007.
Gail F. Serfaty,
Secretary, Fine Arts Committee, Department of State.
[FR Doc. E7-5586 Filed 3-26-07; 8:45 am]
BILLING CODE 4710-35-P