Agency information collection activities: Announcement of Board approval under delegated authority and submission to OMB, 13492-13495 [E7-5192]
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Federal Register / Vol. 72, No. 55 / Thursday, March 22, 2007 / Notices
provides access to the texts of formal
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such as orders, notices, and
rulemakings.
In addition, the Commission now
offers a free service called eSubscription
which allows you to keep track of all
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the documents. Go to the eSubscription
link on the FERC Internet Web site.
Philis J. Posey,
Acting Secretary.
[FR Doc. E7–5200 Filed 3–21–07; 8:45 am]
BILLING CODE 6717–01–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8290–8]
Science Advisory Board Staff Office;
Notification of Two Public
Teleconferences and a Meeting of the
Science Advisory Board Integrated
Nitrogen Committee
Environmental Protection
Agency (EPA).
ACTION: Notice.
rwilkins on PROD1PC63 with NOTICES
AGENCY:
SUMMARY: The Environmental Protection
Agency (EPA or Agency) Science
Advisory Board Staff Office announces
two public teleconferences and a
meeting of the EPA Science Advisory
Board Integrated Nitrogen Committee.
DATES: The teleconference meetings will
be held on Thursday, April 19, 2007,
from 3 p.m. to 5 p.m. (Eastern Time) and
on June 8, 2007 from 2 p.m. to 4 p.m.
(Eastern Time). A face-to-face meeting
will be held on June 20, 2007 from 1
p.m. to 5 p.m. (Eastern Time),
continuing from 8:30 a.m. to 5 p.m.
(Eastern Time) on June 21, and from
8:30 a.m. to 3 p.m. on June 22.
ADDRESSES: The teleconferences will be
conducted by phone only. The June 20–
22, 2007 face-to-face meeting will be
held at the SAB Conference Center,
located at 1025 F Street, NW.,
Washington, DC 20004.
FOR FURTHER INFORMATION CONTACT: Any
member of the public who wishes to
obtain the call-in number and access
code for the teleconferences; attend the
face-to-face meeting; or receive further
information concerning the
teleconferences and meeting may
contact Ms. Kathleen White, Designated
Federal Officer (DFO). Ms. White may
be contacted at the EPA Science
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Advisory Board (1400F), U.S.
Environmental Protection Agency, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20460; or via
telephone/voice mail: (202) 343–9878;
fax: (202) 233–0643; or e-mail at:
white.kathleen@epa.gov. General
information concerning the EPA SAB
can be found on the EPA Web site at
https://www.epa.gov/sab.
SUPPLEMENTARY INFORMATION:
Background: The SAB Integrated
Nitrogen Committee is conducting an
evaluative study on the need for
integrated research and control
management strategies. To begin its
work, the Committee held a public
meeting on January 30–31, 2007, to
develop a work plan for the study.
Background information on that meeting
was provided in a Federal Register
notice (72 FR 1989, January 17, 2007).
On the April 19, 2007 call the
Committee will discuss information
needs on sources, transport, fate, effects,
impacts and metrics relating to reactive
nitrogen in the environment; and
discuss options for meeting those needs
through the literature, committee work,
and invited speakers for the face-to-face
meeting. On the June 8, 2007 call,
members of the Committee will present
the information they have developed,
make recommendations for refining the
agenda, and conduct other Committee
business. At the June 20–22, 2007 faceto-face meeting the Committee will
complete information gathering for the
first phase of its work, relating to
sources, transport, fate, effects, impacts
and metrics relating to reactive nitrogen
in the environment and make
appropriate related writing assignments
for its report. The Committee will also
begin the second phase of its work
addressing the relationship of nitrogen
to ecosystem scale through case studies.
The Committee may undertake other
Committee business as needed and time
allows.
Availability of Meeting Materials: The
draft agenda, and other materials for this
teleconference will be posted on the
SAB Web site at https://epa.gov/sab/
panels/ad_hoc_inr_committee.htm prior
to the meeting
Procedures for Providing Public Input:
Interested members of the public may
submit relevant written or oral
information for the Integrated Nitrogen
Committee to consider during the
course of their study. Oral Statements:
In general, individuals or groups
requesting an oral presentation at a
public teleconference will be limited to
three minutes per speaker, with no more
than a total of 30 minutes for all
speakers. Interested parties should
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contact Ms. White, DFO, in writing
(preferably via e-mail), by April 12,
2007, for the April 19 teleconference, by
June 1 for the June 8 teleconference, and
by June 13 for the June 20–22 meeting,
at the contact information noted above,
to be placed on the list of public
speakers for this meeting. Written
Statements: Written statements should
be received in the SAB Staff Office by
the same dates. Written statements
should be supplied to the DFO in the
following formats: one hard copy with
original signature, and one electronic
copy via e-mail (acceptable file format:
Adobe Acrobat PDF, WordPerfect, MS
Word, MS PowerPoint, or Rich Text
files in IBM–PC/Windows 98/2000/XP
format).
Accessibility: For information on
access or services for individuals with
disabilities, please contact Ms. White at
the phone number or e-mail address
noted above, preferably at least ten days
prior to the meeting, to give EPA as
much time as possible to process your
request.
Dated: March 16, 2007.
Anthony F. Maciorowski,
Deputy Director, EPA Science Advisory Board
Staff Office.
[FR Doc. E7–5264 Filed 3–21–07; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL RESERVE SYSTEM
Agency information collection
activities: Announcement of Board
approval under delegated authority
and submission to OMB
Board of Governors of the
Federal Reserve System.
SUMMARY: Background.
Notice is hereby given of the final
approval of proposed information
collection by the Board of Governors of
the Federal Reserve System (Board)
under OMB delegated authority, as per
5 CFR 1320.16 (OMB Regulations on
Controlling Paperwork Burdens on the
Public). Board–approved collections of
information are incorporated into the
official OMB inventory of currently
approved collections of information.
Copies of the Paperwork Reduction Act
Submission, supporting statements and
approved collection of information
instrument(s) are placed into OMB’s
public docket files. The Federal Reserve
may not conduct or sponsor, and the
respondent is not required to respond
to, an information collection that has
been extended, revised, or implemented
on or after October 1, 1995, unless it
displays a currently valid OMB control
number.
AGENCY:
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Federal Register / Vol. 72, No. 55 / Thursday, March 22, 2007 / Notices
FOR FURTHER INFORMATION CONTACT:
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Federal Reserve Board Clearance Officer
––Michelle Shore––Division of Research
and Statistics, Board of Governors of the
Federal Reserve System, Washington,
DC 20551 (202–452–3829).
OMB Desk Officer––Mark Menchik––
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, Washington, DC 20503, or
e–mail to mmenchik@omb.eop.gov.
Final approval under OMB delegated
authority of the extension for three
years, with revision, of the following
reports
1. Report title: Weekly Report of
Assets and Liabilities for Large Banks
and Weekly Report of Selected Assets
Agency form number: FR 2416 and FR
2644
OMB Control number: 7100–0075
Frequency: Weekly
Reporters: U.S.–chartered commercial
banks
Annual reporting hours: FR 2416,
22,386 hours; FR 2644, 80,652 hours
Estimated average hours per response:
FR 2416, 8.61 hours; FR 2644, 1.41
hours
Number of respondents: FR 2416, 50;
FR 2644, 1,100
General description of report: These
information collections are voluntary
[12 U.S.C. § 225(a) and 248(a)(2)].
Individual respondent data are regarded
as confidential under the Freedom of
Information Act [5 U.S.C. § 552(b)(4)].
Abstract: The FR 2416, FR 2644, and
the Weekly Report of Assets and
Liabilities for Large U.S. Branches and
Agencies of Foreign Banks (FR 2069;
OMB No. 7100–0030) are referred to
collectively as the bank credit reports.
The FR 2416 is a detailed balance sheet
that covers domestic offices of large
U.S.–chartered commercial banks. The
FR 2644 collects less–detailed
information on investments, loans, total
assets, and several memoranda items,
covering domestic offices of small U.S.–
chartered commercial banks. The bank
credit reports are collected as of each
Wednesday.
These three voluntary reports are
mainstays of the Federal Reserve’s
reporting system from which data for
analysis of current banking
developments are derived. The FR 2416
is used on a stand–alone basis as the
large domestic bank series. The FR 2644
collects sample data, which are used to
estimate universe levels using data from
the quarterly commercial bank
Consolidated Reports of Condition and
Income (FFIEC 031 and 041; OMB No.
7100–0036) (Call Report). Data from the
bank credit reports, together with data
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from other sources, are used for
constructing weekly estimates of bank
credit, of sources and uses of bank
funds, and of a balance sheet for the
banking system as a whole.
The Federal Reserve publishes the
data in aggregate form in the weekly H.8
statistical release, Assets and Liabilities
of Commercial Banks in the United
States, which is followed closely by
other government agencies, the banking
industry, the financial press, and other
users. This release provides a balance
sheet for the banking industry as a
whole and data disaggregated by its
large domestic, small domestic, and
foreign–related components.
Current Actions: On January 11, 2007,
the Federal Reserve published a notice
in the Federal Register (72 FR 1325)
requesting public comment for 60 days
on the extension, with revision, of the
FR 2416 and FR 2069. The comment
period for this notice expired on March
12, 2007. The Federal Reserve received
one supportive comment letter from a
federal agency describing its use of the
data to prepare monthly, quarterly, and
annual estimates of personal interest
payments, a component of personal
outlays in the national income and
product accounts.
2. Report title: Weekly Report of
Assets and Liabilities for Large U.S.
Branches and Agencies of Foreign Banks
Agency form number: FR 2069
OMB Control number: 7100–0030
Frequency: Weekly
Reporters: U.S. branches and agencies
of foreign banks
Annual reporting hours: 14,560 hours
Estimated average hours per response:
4.00 hours
Number of respondents: 70
General description of report: This
information collection is voluntary [12
U.S.C. §§ 248(a)(2) and 3105(a)(2)].
Individual respondent data are regarded
as confidential under the Freedom of
Information Act [5 U.S.C. § 552(b)(4)].
Abstract: The FR 2069 is a detailed
balance sheet that covers large U.S.
branches and agencies of foreign banks.
This report, along with the FR 2416 and
FR 2644, is collected as of each
Wednesday.
These three voluntary reports are
mainstays of the Federal Reserve’s
reporting system from which data for
analysis of current banking
developments are derived. The FR2069
collects sample data, which are used to
estimate universe levels using data from
the quarterly Report of Assets and
Liabilities of U.S. Branches and
Agencies of Foreign Banks (FFIEC 002;
OMB No. 7100–0032). Data from the
bank credit reports, together with data
from other sources, are used for
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constructing weekly estimates of bank
credit, of sources and uses of bank
funds, and of a balance sheet for the
banking system as a whole.
The Federal Reserve publishes the
data in aggregate form in the weekly H.8
statistical release, Assets and Liabilities
of Commercial Banks in the United
States, which is followed closely by
other government agencies, the banking
industry, the financial press, and other
users. This release provides a balance
sheet for the banking industry as a
whole and data disaggregated by its
large domestic, small domestic, and
foreign–related components.
Current Actions: On January 11, 2007,
the Federal Reserve published a notice
in the Federal Register (72 FR 1325)
requesting public comment for 60 days
on the extension, with revision, of the
FR 2069. The comment period for this
notice expired on March 12, 2007. The
Federal Reserve did not receive any
comments.
3. Report titles: Report of Changes in
Organizational Structure, Annual Report
of Bank Holding Companies
Agency form numbers: FR Y–10 and
FR Y–6
OMB Control numbers: 7100–0297
Effective Dates: FR Y–6, December 31,
2007; FR Y–10, April 30, 2008
Frequency: Event–generated, annual
Reporters: Bank holding companies
(BHCs), foreign banking organizations
(FBOs), member banks, Edge and
agreement corporations
Annual reporting hours: FR Y–10,
16,608 hours; FR Y–6, 27,069 hours
Estimated average hours per response:
FR Y–10, 1.00 hour; FR Y–6, 5.25 hours;
Number of respondents: FR Y–10,
2,768; FR Y–6, 5,156
General description of report: These
information collections are mandatory
under the Federal Reserve Act, the BHC
Act, and the International Banking Act
(12 U.S.C. 248 (a)(1), 321, 601, 602,
611a, 615, 1843(k), 1844(c), and 3106,
and Regulations K and Y (12 CFR
211.13(c), 225.5(b), and 225.87).
Individual respondent data are not
considered confidential. However,
respondents may request confidential
treatment for any information that they
believe is subject to an exemption from
disclosure under the FOIA, 5 U.S.C. §
552(b).
Abstract: The FR Y–10 is an event–
generated information collection
submitted by top–tier domestic BHCs,
including financial holding companies
(FHCs), and state member banks
unaffiliated with a BHC, to capture
changes in their regulated investments
and activities. The Federal Reserve uses
the data to monitor structure
information on subsidiaries and
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Federal Register / Vol. 72, No. 55 / Thursday, March 22, 2007 / Notices
regulated investments of these entities
engaged in banking and nonbanking
activities.
The FR Y–6 is an annual information
collection submitted by top–tier BHCs
and nonqualifying FBOs. It collects
financial data, an organization chart,
and information about shareholders.
The Federal Reserve uses the data to
monitor holding company operations
and determine holding company
compliance with the provisions of the
BHC Act and Regulation Y (12 CFR
225).
Current Actions: On September 13,
2006, the Federal Reserve published a
notice in the Federal Register (71 FR
54075) requesting public comment for
60 days on the extension, with revision,
of the Structure Reports.1 The comment
period for this notice expired on
November 13, 2006. The Board received
comment letters from four large BHCs
and three industry trade associations.
Most of these comments were addressed
in a final Federal Register notice dated
December 28, 2006 (71 FR 78207). In
this notice, the Federal Reserve stated
that it was continuing to evaluate
several substantive comments on the
collection of domestic branch data and
would address these comments in a
separate Federal Register notice in 2007.
Below is a summary of the original
proposal, a summary of the comments
received, and the modifications to the
original proposal.
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Original Proposal
FR Y–6 Organization Chart
The Federal Reserve proposed to add
to the organization chart an annual
requirement for institutions to verify a
list of domestic branches that the
Federal Reserve has on file for the
institution. The list of domestic
branches would include those of
depository institutions and Edge and
agreement corporations held directly or
indirectly by the respondent.
The Federal Reserve would provide
institutions with a hardcopy of their
data and, in response to industry
feedback, a means for institutions to
download their data in a spreadsheet
format. The institutions would be
required to return to the Federal Reserve
an annotated document incorporating
any changes or corrections to the data.
The effective date for this proposed
1 The Structure Reports included in the initial
notice were the Report of Changes in Organizational
Structure (FR Y–10), the Report of Changes in FBO
Organizational Structure (FR Y–10F), the
Supplement to the Report of Changes in
Organizational Structure (FR Y–10S), the
Notification of Foreign Branch Status (FR 2058), the
Annual Report of Bank Holding Companies (FR Y–
6), and the Annual Report of Foreign Banking
Organizations (FR Y–7).
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change would have been December 31,
2006.
FR Y–10 Domestic Branch Schedule
The Federal Reserve proposed to add
a schedule to collect data on domestic
branches and offices of depository
institutions, held directly or indirectly,
and domestic branches of Edge and
agreement corporations. Data regarding
branch openings, acquisitions, sales,
closings or relocations would be
collected on an event–generated basis,
parallel to the other schedules on the FR
Y–10, within thirty calendar days
following the event. Institutions would
be permitted to combine multiple
transactions occurring within a 30–day
period into a single monthly filing. The
effective date for this proposed change
would have been June 30, 2007.
Data would be submitted for the
following branches and offices:
1. Full service (brick and mortar,
retail) – traditional offices.
2. Electronic banking – offices where
Internet and other similar deposits are
booked.
3. Limited service (military, drive–
through, mobile or seasonal, and retail)
– limited, but often take or include
deposits.
4. Loan production offices (LPOs) and
consumer credit – limited, normally
nondeposit, but extend credit.
5. Trust – limited and nondeposit
6. Administrative (administrative,
contractual, messenger) – all other
limited and nondeposit
Summary of Comments
Several commenters indicated that
adding a schedule to the FR Y–10 to
collect data on domestic branches
would be overly burdensome and may
be duplicative of other information
collected by the Federal Reserve or
other regulators. As explained in the
initial proposal, the current process for
gathering domestic branch structure
data is inadequate. Branch data for
domestic state member banks are
communicated to the Federal Reserve
primarily through the application
process. Information for all other
domestic bank branches (branches of
national and nonmember banks) is
obtained by searching Federal Deposit
Insurance Corporation (FDIC) and Office
of the Comptroller of the Currency
(OCC) bulletins. The results of this
process are data that are not consistent
and are often stale. The timing and
extent of notifications to various bank
regulators do not allow for consistent
maintenance of the data. For example,
branch openings and closings are
reported with different lags and through
different channels. Also, domestic bank
branch data are submitted to the FDIC
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on the Summary of Deposits (OMB No.
3064–0061) as of June 30 each year.2
However, the volume of branch
structure changes is large. As a result,
the relevancy of the annual data
substantially diminishes over time. The
Federal Reserve needs a formal
information collection to ensure that
these data are consistent, complete, and
current.
One commenter questioned the
usefulness of the data, since only
institutions regulated by the Federal
Reserve would be required to submit the
data. This commenter noted that the
data would be incomplete for analyzing
the competitive effects of proposed bank
mergers and acquisitions in specific
markets. As described in the original
proposal, 95 percent of all domestic
banking branches and 82 percent of all
banking and thrift branches would be
covered by this information collection.
Information for the remaining small
percentage of branches would continue
to be collected using the current process
for gathering domestic branch structure
data discussed above. Although the
information for these branches will not
be as reliable as that obtained from the
FR Y–10 respondents, the overall
quality of the branch data will be
dramatically improved by this
framework.
Several commenters asked the Federal
Reserve to coordinate with the other
agencies to collect consistent structure
data. The Federal Reserve acknowledges
that coordination with other agencies
could achieve organizational and
technical efficiencies for both banking
organizations and the regulatory
community. The Federal Reserve has
been in contact with the other agencies
during the development of this
proposal. Discussions among the
regulatory agencies regarding possible
gains from coordination, as well as
changes and enhancements to the
technological platforms used for the
collection are ongoing.
Two commenters requested amending
the information collection to allow
respondents to provide their complete
list of branches monthly on a separate
report rather than providing changes on
an event–generated basis on the FR Y–
10. The Federal Reserve believes that
the data would be more accurately and
efficiently collected if banking
organizations submit changes directly to
the Federal Reserve, rather than
requiring Federal Reserve staff to
discern changes by comparing monthly
filings. Furthermore, relative to existing
2 Thrift branches are reported as of June 30 each
year to the OTS, on their annual Branch Office
Survey (OMB No. 1550–0004).
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Federal Register / Vol. 72, No. 55 / Thursday, March 22, 2007 / Notices
branches, the number of branch
openings, closings, sales, and
relocations is quite small. The current
proposal allows for greater flexibility in
how the schedule is filed, which should
allow banks to find efficient ways to
transmit the data.
One commenter requested
clarification of the administrative
branch type. This term was defined in
the draft instructions as a branch that
has limited nondeposit functions,
including back office operations and
check processing facilities.
Modifications to the Original Proposal
In response to comments and industry
feedback, the Federal Reserve approved
the following modifications to the
original proposal:
• Eliminating LPOs, consumer credit
offices, and administrative offices from
the list of reportable branches on the FR
Y–6 and FR Y–10;
• Excluding from the FR Y–10 address
changes that result from changes in
street names or zip codes, with no
actual change in the physical location of
the branch;
• Making FR Y–10 reporting of branch
relocations of less than 1,000 feet
optional, if the move does not involve
a change of county; and
• Changing the implementation dates
to December 31, 2007, for the FR Y–6
revisions and April 30, 2008, for the FR
Y–10 revisions.
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Final approval under OMB delegated
authority the implementation of the
following survey:
Report title: Central Bank Survey of
Foreign Exchange and Derivatives
Market Activity
Agency form number: FR 3036
OMB control number: 7100–0285
Frequency: One–time
Reporters: Financial institutions that
serve as intermediaries in the wholesale
foreign exchange and derivatives market
and dealers.
Annual reporting hours: 3,150 hours
Estimated average hours per response:
Turnover survey: 51 hours; outstandings
survey: 60 hours
Number of respondents: 60
General description of report: This
information collection is voluntary (12
U.S.C. 225a, 248(a)(2), 358, and 3105(c))
and is given confidential treatment (5
U.S.C. § 552(b)(4)).
Abstract: The FR 3036 is the U.S. part
of a global data collection that is
conducted by central banks every three
years. More than fifty central banks plan
to conduct the survey in 2007. The Bank
for International Settlements compiles
national data from each central bank to
produce global market statistics.
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The Federal Reserve System and other
government agencies use the survey to
monitor activity in the foreign exchange
and derivatives markets. Respondents
use the published data to gauge their
market share.
Current actions: On January 11, 2007,
the Federal Reserve published a notice
in the Federal Register (72 FR 1325)
requesting public comment for 60 days
on the implementation of the FR 3036
survey. The comment period for this
notice expired on March 12, 2007. The
Federal Reserve received no comments
on the proposed survey and will
implement it as proposed.
Board of Governors of the Federal
Reserve System, March 16, 2007.
Jennifer J. Johnson
Secretary of the Board
[FR Doc. E7–5192 Filed 3–21–07; 8:45 am]
BILLING CODE 6210–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
[60Day–07–05CO]
Proposed Data Collections Submitted
for Public Comment and
Recommendations
In compliance with the requirement
of Section 3506(c)(2)(A) of the
Paperwork Reduction Act of 1995 for
opportunity for public comment on
proposed data collection projects, the
Centers for Disease Control and
Prevention (CDC) will publish periodic
summaries of proposed projects. To
request more information on the
proposed projects or to obtain a copy of
the data collection plans and
instruments, call 404–639–5960 and
send comments to Joan F. Karr, CDC
Reports Clearance Officer, 1600 Clifton
Road, MS–D74, Atlanta, GA 30333 or
send an e-mail to omb@cdc.gov.
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. Written comments should
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13495
be received within 60 days of this
notice.
Notice of Republication of 60 day FRN
Title of Project
Evaluation of the Centers for Disease
Control and Prevention’s Consumer
Response Service Center—New—
National Center for Healthcare
Marketing (NCHM), Centers for Disease
Control and Prevention (CDC).
Description of Republication
Due to expiration of the 60Day–05–
05CO on July 21, 2005 OMB Desk
Officer (John Kraemer) has requested
that the 60Day–07–05CO be republished
using the date of 02/15/2007, which is
currently the 30Day–07–05CO
publication date. Public comments will
be considered until COB of April 15,
2007. We are working to put measures
in place to ensure this does not happen
again. The 30 day FRN will be
republished at a later date.
Background and Brief Description
CDC is launching an integrated ‘‘one
face to the public’’ approach across all
communication channels to handle
inquiries concerning a broad spectrum
of public health topics. The overall
objective is to ensure consistent, timely,
reliable health information for
dissemination to a variety of consumers
(public, health professionals,
researchers, etc.) and to address
variations in inquiry volumes related to
public health emergencies, news events,
and dynamic, shifting public health
priorities. The CDC has integrated over
40 hotlines into one Consumer
Response Services Center—CDC–INFO.
CDC–INFO has an exceptionally wide
scope because content currently divided
between over 40 hotlines handling
nearly 2,000,000 telephone contacts
annually will be consolidated under
CDC–INFO. All CDC hotlines were
consolidated in one center beginning in
February 2005, with all CDC program
areas transitioning into CDC–INFO
through a phased approach during the
next three years. CDC–INFO itself will
be operational for at least the next seven
years.
The primary objectives of the national
evaluation are to (1) Proactively
evaluate customer interactions and
service effectiveness by employing
assessment measures and data
collection mechanisms to support
performance management, gathering
insights and understandings for
improving service levels, and
implementing effective measures to
meet customer satisfaction goals; (2)
develop an ongoing understanding of
customer requirements and satisfaction
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Agencies
[Federal Register Volume 72, Number 55 (Thursday, March 22, 2007)]
[Notices]
[Pages 13492-13495]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-5192]
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FEDERAL RESERVE SYSTEM
Agency information collection activities: Announcement of Board
approval under delegated authority and submission to OMB
AGENCY: Board of Governors of the Federal Reserve System.
SUMMARY: Background.
Notice is hereby given of the final approval of proposed
information collection by the Board of Governors of the Federal Reserve
System (Board) under OMB delegated authority, as per 5 CFR 1320.16 (OMB
Regulations on Controlling Paperwork Burdens on the Public). Board-
approved collections of information are incorporated into the official
OMB inventory of currently approved collections of information. Copies
of the Paperwork Reduction Act Submission, supporting statements and
approved collection of information instrument(s) are placed into OMB's
public docket files. The Federal Reserve may not conduct or sponsor,
and the respondent is not required to respond to, an information
collection that has been extended, revised, or implemented on or after
October 1, 1995, unless it displays a currently valid OMB control
number.
[[Page 13493]]
FOR FURTHER INFORMATION CONTACT: Federal Reserve Board Clearance
Officer --Michelle Shore--Division of Research and Statistics, Board of
Governors of the Federal Reserve System, Washington, DC 20551 (202-452-
3829).
OMB Desk Officer--Mark Menchik--Office of Information and
Regulatory Affairs, Office of Management and Budget, New Executive
Office Building, Room 10235, Washington, DC 20503, or e-mail to
mmenchik@omb.eop.gov.
Final approval under OMB delegated authority of the extension for three
years, with revision, of the following reports
1. Report title: Weekly Report of Assets and Liabilities for Large
Banks and Weekly Report of Selected Assets
Agency form number: FR 2416 and FR 2644
OMB Control number: 7100-0075
Frequency: Weekly
Reporters: U.S.-chartered commercial banks
Annual reporting hours: FR 2416, 22,386 hours; FR 2644, 80,652
hours
Estimated average hours per response: FR 2416, 8.61 hours; FR 2644,
1.41 hours
Number of respondents: FR 2416, 50; FR 2644, 1,100
General description of report: These information collections are
voluntary [12 U.S.C. Sec. 225(a) and 248(a)(2)]. Individual respondent
data are regarded as confidential under the Freedom of Information Act
[5 U.S.C. Sec. 552(b)(4)].
Abstract: The FR 2416, FR 2644, and the Weekly Report of Assets and
Liabilities for Large U.S. Branches and Agencies of Foreign Banks (FR
2069; OMB No. 7100-0030) are referred to collectively as the bank
credit reports. The FR 2416 is a detailed balance sheet that covers
domestic offices of large U.S.-chartered commercial banks. The FR 2644
collects less-detailed information on investments, loans, total assets,
and several memoranda items, covering domestic offices of small U.S.-
chartered commercial banks. The bank credit reports are collected as of
each Wednesday.
These three voluntary reports are mainstays of the Federal
Reserve's reporting system from which data for analysis of current
banking developments are derived. The FR 2416 is used on a stand-alone
basis as the large domestic bank series. The FR 2644 collects sample
data, which are used to estimate universe levels using data from the
quarterly commercial bank Consolidated Reports of Condition and Income
(FFIEC 031 and 041; OMB No. 7100-0036) (Call Report). Data from the
bank credit reports, together with data from other sources, are used
for constructing weekly estimates of bank credit, of sources and uses
of bank funds, and of a balance sheet for the banking system as a
whole.
The Federal Reserve publishes the data in aggregate form in the
weekly H.8 statistical release, Assets and Liabilities of Commercial
Banks in the United States, which is followed closely by other
government agencies, the banking industry, the financial press, and
other users. This release provides a balance sheet for the banking
industry as a whole and data disaggregated by its large domestic, small
domestic, and foreign-related components.
Current Actions: On January 11, 2007, the Federal Reserve published
a notice in the Federal Register (72 FR 1325) requesting public comment
for 60 days on the extension, with revision, of the FR 2416 and FR
2069. The comment period for this notice expired on March 12, 2007. The
Federal Reserve received one supportive comment letter from a federal
agency describing its use of the data to prepare monthly, quarterly,
and annual estimates of personal interest payments, a component of
personal outlays in the national income and product accounts.
2. Report title: Weekly Report of Assets and Liabilities for Large
U.S. Branches and Agencies of Foreign Banks
Agency form number: FR 2069
OMB Control number: 7100-0030
Frequency: Weekly
Reporters: U.S. branches and agencies of foreign banks
Annual reporting hours: 14,560 hours
Estimated average hours per response: 4.00 hours
Number of respondents: 70
General description of report: This information collection is
voluntary [12 U.S.C. Sec. Sec. 248(a)(2) and 3105(a)(2)]. Individual
respondent data are regarded as confidential under the Freedom of
Information Act [5 U.S.C. Sec. 552(b)(4)].
Abstract: The FR 2069 is a detailed balance sheet that covers large
U.S. branches and agencies of foreign banks. This report, along with
the FR 2416 and FR 2644, is collected as of each Wednesday.
These three voluntary reports are mainstays of the Federal
Reserve's reporting system from which data for analysis of current
banking developments are derived. The FR2069 collects sample data,
which are used to estimate universe levels using data from the
quarterly Report of Assets and Liabilities of U.S. Branches and
Agencies of Foreign Banks (FFIEC 002; OMB No. 7100-0032). Data from the
bank credit reports, together with data from other sources, are used
for constructing weekly estimates of bank credit, of sources and uses
of bank funds, and of a balance sheet for the banking system as a
whole.
The Federal Reserve publishes the data in aggregate form in the
weekly H.8 statistical release, Assets and Liabilities of Commercial
Banks in the United States, which is followed closely by other
government agencies, the banking industry, the financial press, and
other users. This release provides a balance sheet for the banking
industry as a whole and data disaggregated by its large domestic, small
domestic, and foreign-related components.
Current Actions: On January 11, 2007, the Federal Reserve published
a notice in the Federal Register (72 FR 1325) requesting public comment
for 60 days on the extension, with revision, of the FR 2069. The
comment period for this notice expired on March 12, 2007. The Federal
Reserve did not receive any comments.
3. Report titles: Report of Changes in Organizational Structure,
Annual Report of Bank Holding Companies
Agency form numbers: FR Y-10 and FR Y-6
OMB Control numbers: 7100-0297
Effective Dates: FR Y-6, December 31, 2007; FR Y-10, April 30, 2008
Frequency: Event-generated, annual
Reporters: Bank holding companies (BHCs), foreign banking
organizations (FBOs), member banks, Edge and agreement corporations
Annual reporting hours: FR Y-10, 16,608 hours; FR Y-6, 27,069 hours
Estimated average hours per response: FR Y-10, 1.00 hour; FR Y-6,
5.25 hours;
Number of respondents: FR Y-10, 2,768; FR Y-6, 5,156
General description of report: These information collections are
mandatory under the Federal Reserve Act, the BHC Act, and the
International Banking Act (12 U.S.C. 248 (a)(1), 321, 601, 602, 611a,
615, 1843(k), 1844(c), and 3106, and Regulations K and Y (12 CFR
211.13(c), 225.5(b), and 225.87). Individual respondent data are not
considered confidential. However, respondents may request confidential
treatment for any information that they believe is subject to an
exemption from disclosure under the FOIA, 5 U.S.C. Sec. 552(b).
Abstract: The FR Y-10 is an event-generated information collection
submitted by top-tier domestic BHCs, including financial holding
companies (FHCs), and state member banks unaffiliated with a BHC, to
capture changes in their regulated investments and activities. The
Federal Reserve uses the data to monitor structure information on
subsidiaries and
[[Page 13494]]
regulated investments of these entities engaged in banking and
nonbanking activities.
The FR Y-6 is an annual information collection submitted by top-
tier BHCs and nonqualifying FBOs. It collects financial data, an
organization chart, and information about shareholders. The Federal
Reserve uses the data to monitor holding company operations and
determine holding company compliance with the provisions of the BHC Act
and Regulation Y (12 CFR 225).
Current Actions: On September 13, 2006, the Federal Reserve
published a notice in the Federal Register (71 FR 54075) requesting
public comment for 60 days on the extension, with revision, of the
Structure Reports.\1\ The comment period for this notice expired on
November 13, 2006. The Board received comment letters from four large
BHCs and three industry trade associations. Most of these comments were
addressed in a final Federal Register notice dated December 28, 2006
(71 FR 78207). In this notice, the Federal Reserve stated that it was
continuing to evaluate several substantive comments on the collection
of domestic branch data and would address these comments in a separate
Federal Register notice in 2007. Below is a summary of the original
proposal, a summary of the comments received, and the modifications to
the original proposal.
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\1\ The Structure Reports included in the initial notice were
the Report of Changes in Organizational Structure (FR Y-10), the
Report of Changes in FBO Organizational Structure (FR Y-10F), the
Supplement to the Report of Changes in Organizational Structure (FR
Y-10S), the Notification of Foreign Branch Status (FR 2058), the
Annual Report of Bank Holding Companies (FR Y-6), and the Annual
Report of Foreign Banking Organizations (FR Y-7).
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Original Proposal
FR Y-6 Organization Chart
The Federal Reserve proposed to add to the organization chart an
annual requirement for institutions to verify a list of domestic
branches that the Federal Reserve has on file for the institution. The
list of domestic branches would include those of depository
institutions and Edge and agreement corporations held directly or
indirectly by the respondent.
The Federal Reserve would provide institutions with a hardcopy of
their data and, in response to industry feedback, a means for
institutions to download their data in a spreadsheet format. The
institutions would be required to return to the Federal Reserve an
annotated document incorporating any changes or corrections to the
data. The effective date for this proposed change would have been
December 31, 2006.
FR Y-10 Domestic Branch Schedule
The Federal Reserve proposed to add a schedule to collect data on
domestic branches and offices of depository institutions, held directly
or indirectly, and domestic branches of Edge and agreement
corporations. Data regarding branch openings, acquisitions, sales,
closings or relocations would be collected on an event-generated basis,
parallel to the other schedules on the FR Y-10, within thirty calendar
days following the event. Institutions would be permitted to combine
multiple transactions occurring within a 30-day period into a single
monthly filing. The effective date for this proposed change would have
been June 30, 2007.
Data would be submitted for the following branches and offices:
1. Full service (brick and mortar, retail) - traditional offices.
2. Electronic banking - offices where Internet and other similar
deposits are booked.
3. Limited service (military, drive-through, mobile or seasonal,
and retail) - limited, but often take or include deposits.
4. Loan production offices (LPOs) and consumer credit - limited,
normally nondeposit, but extend credit.
5. Trust - limited and nondeposit
6. Administrative (administrative, contractual, messenger) - all
other limited and nondeposit
Summary of Comments
Several commenters indicated that adding a schedule to the FR Y-10
to collect data on domestic branches would be overly burdensome and may
be duplicative of other information collected by the Federal Reserve or
other regulators. As explained in the initial proposal, the current
process for gathering domestic branch structure data is inadequate.
Branch data for domestic state member banks are communicated to the
Federal Reserve primarily through the application process. Information
for all other domestic bank branches (branches of national and
nonmember banks) is obtained by searching Federal Deposit Insurance
Corporation (FDIC) and Office of the Comptroller of the Currency (OCC)
bulletins. The results of this process are data that are not consistent
and are often stale. The timing and extent of notifications to various
bank regulators do not allow for consistent maintenance of the data.
For example, branch openings and closings are reported with different
lags and through different channels. Also, domestic bank branch data
are submitted to the FDIC on the Summary of Deposits (OMB No. 3064-
0061) as of June 30 each year.\2\ However, the volume of branch
structure changes is large. As a result, the relevancy of the annual
data substantially diminishes over time. The Federal Reserve needs a
formal information collection to ensure that these data are consistent,
complete, and current.
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\2\ Thrift branches are reported as of June 30 each year to the
OTS, on their annual Branch Office Survey (OMB No. 1550-0004).
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One commenter questioned the usefulness of the data, since only
institutions regulated by the Federal Reserve would be required to
submit the data. This commenter noted that the data would be incomplete
for analyzing the competitive effects of proposed bank mergers and
acquisitions in specific markets. As described in the original
proposal, 95 percent of all domestic banking branches and 82 percent of
all banking and thrift branches would be covered by this information
collection. Information for the remaining small percentage of branches
would continue to be collected using the current process for gathering
domestic branch structure data discussed above. Although the
information for these branches will not be as reliable as that obtained
from the FR Y-10 respondents, the overall quality of the branch data
will be dramatically improved by this framework.
Several commenters asked the Federal Reserve to coordinate with the
other agencies to collect consistent structure data. The Federal
Reserve acknowledges that coordination with other agencies could
achieve organizational and technical efficiencies for both banking
organizations and the regulatory community. The Federal Reserve has
been in contact with the other agencies during the development of this
proposal. Discussions among the regulatory agencies regarding possible
gains from coordination, as well as changes and enhancements to the
technological platforms used for the collection are ongoing.
Two commenters requested amending the information collection to
allow respondents to provide their complete list of branches monthly on
a separate report rather than providing changes on an event-generated
basis on the FR Y-10. The Federal Reserve believes that the data would
be more accurately and efficiently collected if banking organizations
submit changes directly to the Federal Reserve, rather than requiring
Federal Reserve staff to discern changes by comparing monthly filings.
Furthermore, relative to existing
[[Page 13495]]
branches, the number of branch openings, closings, sales, and
relocations is quite small. The current proposal allows for greater
flexibility in how the schedule is filed, which should allow banks to
find efficient ways to transmit the data.
One commenter requested clarification of the administrative branch
type. This term was defined in the draft instructions as a branch that
has limited nondeposit functions, including back office operations and
check processing facilities.
Modifications to the Original Proposal
In response to comments and industry feedback, the Federal Reserve
approved the following modifications to the original proposal:
Eliminating LPOs, consumer credit offices, and
administrative offices from the list of reportable branches on the FR
Y-6 and FR Y-10;
Excluding from the FR Y-10 address changes that result
from changes in street names or zip codes, with no actual change in the
physical location of the branch;
Making FR Y-10 reporting of branch relocations of less
than 1,000 feet optional, if the move does not involve a change of
county; and
Changing the implementation dates to December 31, 2007,
for the FR Y-6 revisions and April 30, 2008, for the FR Y-10 revisions.
Final approval under OMB delegated authority the implementation of the
following survey:
Report title: Central Bank Survey of Foreign Exchange and
Derivatives Market Activity
Agency form number: FR 3036
OMB control number: 7100-0285
Frequency: One-time
Reporters: Financial institutions that serve as intermediaries in
the wholesale foreign exchange and derivatives market and dealers.
Annual reporting hours: 3,150 hours
Estimated average hours per response: Turnover survey: 51 hours;
outstandings survey: 60 hours
Number of respondents: 60
General description of report: This information collection is
voluntary (12 U.S.C. 225a, 248(a)(2), 358, and 3105(c)) and is given
confidential treatment (5 U.S.C. Sec. 552(b)(4)).
Abstract: The FR 3036 is the U.S. part of a global data collection
that is conducted by central banks every three years. More than fifty
central banks plan to conduct the survey in 2007. The Bank for
International Settlements compiles national data from each central bank
to produce global market statistics.
The Federal Reserve System and other government agencies use the
survey to monitor activity in the foreign exchange and derivatives
markets. Respondents use the published data to gauge their market
share.
Current actions: On January 11, 2007, the Federal Reserve published
a notice in the Federal Register (72 FR 1325) requesting public comment
for 60 days on the implementation of the FR 3036 survey. The comment
period for this notice expired on March 12, 2007. The Federal Reserve
received no comments on the proposed survey and will implement it as
proposed.
Board of Governors of the Federal Reserve System, March 16, 2007.
Jennifer J. Johnson
Secretary of the Board
[FR Doc. E7-5192 Filed 3-21-07; 8:45 am]
BILLING CODE 6210-01-S