Representative Rate; Order of Release From Competitive Level; Assignment Rights, 12122-12125 [E7-4701]
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12122
Proposed Rules
Federal Register
Vol. 72, No. 50
Thursday, March 15, 2007
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
OFFICE OF PERSONNEL
MANAGEMENT
5 CFR Part 351
RIN 3206–AL19
Representative Rate; Order of Release
From Competitive Level; Assignment
Rights
Office of Personnel
Management.
ACTION: Proposed rule with request for
comments.
rmajette on PROD1PC67 with PROPOSALS
AGENCY:
SUMMARY: The Office of Personnel
Management (OPM) is issuing proposed
regulations clarifying representative rate
as used in OPM’s retention regulations.
These regulations clarify how an agency
determines employees’ retention rights
when the agency has positions in one or
more pay bands. These regulations also
clarify the order in which an agency
releases employees from a competitive
level. Finally, these regulations clarify
how an agency determines employees’
retention rights when a competitive area
includes more than one local
commuting area.
DATES: We will consider comments
received on or before May 14, 2007.
ADDRESSES: You may submit comments,
identified by RIN 3206–AL19, by any of
the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail: employ@opm.gov. Include
‘‘RIN 3206–AL19’’ in the subject line of
the message.
• Fax: (202) 606–2329.
• Mail: Mark Doboga, Deputy
Associate Director for Talent and
Capacity Policy, U.S. Office of
Personnel Management, Room 6551,
1900 E Street NW., Washington, DC
20415–9700.
• Hand Delivery/Courier: OPM, Room
6551, 1900 E Street, NW., Washington,
DC 20415.
FOR FURTHER INFORMATION CONTACT:
Thomas A. Glennon by telephone on
202–606–0960, by FAX on 202–606–
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2329, by TDD on 202–418–3134, or by
e-mail at employ@opm.gov.
SUPPLEMENTARY INFORMATION:
Representative Rate
To determine released competing
employees’ rights under OPM’s
reduction in force regulations in part
351 of title 5, Code of Federal
Regulations (CFR), an agency may need
to compare positions to determine the
employee’s eligibility to ‘‘bump’’ or
‘‘retreat’’ to a position in a different pay
schedule. When two or more positions
are in different pay schedules, the
agency compares the representative rate
of the positions to determine equivalent
grade levels and the best offer of
assignment for the released employee.
The agency does not use
representative rates to determine
released employees’ retention standing
when all positions are in the same pay
schedule. In this situation, the agency
directly compares the grades or levels of
the positions.
Section 351.203 of OPM’s current
reduction in force regulations defines
representative rate as (1) the fourth step
of the grade for a position under the
General Schedule (GS), (2) the
prevailing rate for a position under the
Federal Wage System (FWS), or similar
wage-determining procedure, and (3) for
other positions (e.g., positions in an
ungraded pay system, pay band
positions, negotiated pay systems), the
rate designated by the agency as
representative of the position.
OPM proposes to update the
definition of representative rate in
§ 351.203 with the following revisions:
1. New paragraph (1) in the definition
provides that representative rate is the
fourth step of the grade for a position
covered by the General Schedule, using
the applicable locality rate authorized
by 5 U.S.C. 5304 and 5 CFR part 531,
subpart F, for GS positions in the 48
contiguous states. If the competitive
area includes one local commuting area
within a single locality pay area, the
agency uses the same locality-adjusted
representative rate for all GS positions
at the same grade in the competitive
area (e.g., all GS–7 positions have the
same representative rate without regard
to other pay such as special rates). For
information, new paragraph (c)(5) of
§ 351.403 explains that the agency
selects a single locality-adjusted
representative rate for all GS positions
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at the same grade when a competitive
area includes more than one local
commuting area covering more than one
locality pay area.
Under the current definition in
§ 351.203, representative rate for GS
positions does not include locality
payments authorized by 5 U.S.C. 5304
and 5 CFR part 531, subpart F. In
contrast, pay for FWS positions includes
a locality component that is defined as
basic pay and is included in the current
definition of representative rate.
Our proposed change includes
locality payments in the representative
rate of GS positions located in the 48
contiguous states. This will allow
agencies to determine employees’
representative rates using a comparable
locality component for both GS and
FWS positions.
2. New paragraph (2) in the definition
continues current policy that
representative rate is the prevailing rate
for a position covered by an FWS or
similar wage-determining procedure.
3. New paragraph (3) in the definition
provides that for positions in a pay
band, representative rate is the rate the
agency designates as representative of
that pay band. Consistent with the
inclusion of locality payments in the
representative rates for GS positions, the
proposed regulations also require
agencies to include in the representative
rate for a pay band any locality payment
under 5 U.S.C. 5304 (or equivalent
payment under other legal authority)
authorized for a position in that pay
band for more equitable position
comparisons.
For example, the agency could
establish a single representative rate for
a pay band that includes administrative
and support positions that would
otherwise be classified from GS–5
through GS–7, or equivalent.
The current definition of
representative rate in § 351.203 does not
specifically address positions in a pay
band. At present, for any positions other
than GS and FWS (including positions
in a banded system), the agency
designates a rate that is representative of
those positions.
4. New paragraph (4) in the definition
provides that for positions not covered
by new paragraphs (1) through (3) (e.g.,
positions in an unclassified or
negotiated pay system), the
representative rate is the rate the agency
designates as representative of the
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position. Again, the proposed
regulations require agencies to include
any locality payment under 5 U.S.C.
5304 (or equivalent payment under
other legal authority) that applies to
such a position in the representative
rate that it designates. At present, as
noted previously, for any positions
other than GS and FWS (including
positions in an unclassified or
negotiated pay system), the agency
designates a rate that is representative of
those positions.
We note that, as under the current
reduction in force regulations, the
definition of representative rate in the
proposed regulations is different from
the definition of representative rate for
the purposes of grade and pay retention
under 5 CFR 536.103, severance pay
under 5 CFR 550.703, and discontinued
service retirement under 5 CFR
831.503(b)(3)(iv) and 842.206(c)(3)(iv).
As under the current rules, agencies
would need to apply each definition
separately.
Competitive Level
In § 351.403, we revise paragraph
(c)(4) and add new paragraphs (a)(5),
(c)(5), and (c)(6).
New paragraph (a)(5) of § 351.403
provides that if a competitive area
includes positions in one or more pay
bands, each pay band set of
interchangeable positions under the
competitive level provisions of
paragraphs (a)(1) through (4) of 5 CFR
351.403 is a separate competitive level.
As appropriate, the entire pay band may
be one competitive level, or the pay
band may include multiple competitive
levels.
For example, a pay band includes
positions traditionally classified from
GS–4 through GS–7. If the employees’
official positions are identical (i.e.,
identical positions are always
interchangeable), the pay band includes
one competitive level with one
representative rate even though
employees’ actual salaries may vary
under the agency’s pay band
compensation system. If the pay band
includes three official positions that are
not interchangeable under the
competitive level provisions of
paragraphs (a)(1) through (4) of
§ 351.403, the pay band includes three
competitive levels with the agency
determining the appropriate
representative rate for each level.
New paragraph (c)(5) of § 351.403
provides that an agency does not
establish separate reduction in force
competitive levels solely on the basis of
a difference in GS locality payments
under 5 U.S.C. 5304 when a competitive
level includes more than one locality
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pay area listed in § 531.603 of this
chapter. If a competitive area includes
more than one local commuting area
covering more than one locality pay
area, the agency establishes GS
competitive levels on the basis of the
representative rates for one local
commuting area and locality pay area
within the competitive area. For
example, if a competitive area includes
GS positions in both Norfolk and
Richmond, Virginia, the agency would
decide whether to establish GS
competitive levels on the basis of the
representative rate in Norfolk or the rate
in Richmond.
Current paragraph (c)(4) of § 351.403
contains a comparable provision for
FWS positions. Revised paragraph (c)(4)
clarifies this provision. For example, if
a competitive area includes FWS
positions in both Pensacola, Florida,
and Gulfport, Mississippi, the agency
would decide whether to establish FWS
competitive levels on the basis of the
representative rate in Pensacola or the
rate in Gulfport.
New paragraph (c)(6) of § 351.403
provides that if a competitive area
includes more than one local
commuting area, the agency uses the
same local commuting area to establish
competitive levels under paragraphs
(c)(4) (FWS positions) and (c)(5) (GS
positions) of § 351.403. In the example
with Norfolk and Richmond, the agency
would decide whether to establish all its
competitive levels on the basis of
representative rates in Norfolk, or the
rates in Richmond. The agency may not
use one local commuting area in the
competitive area to establish
representative rates for one pay
schedule (e.g., GS), and a different local
commuting area in the competitive area
to establish representative rates for a
different pay schedule (e.g., FWS) used
in the same reduction in force.
Release From the Competitive Level
In § 351.601, current paragraph (b) is
redesignated paragraph (c), paragraph
(a) is revised, and new paragraph (b) is
added.
Revised paragraph (a) of § 351.601
clarifies that the agency releases
employees from a pay band in the same
inverse order of retention standing that
the agency releases other employees
from a competitive level. New
paragraph (b) of § 351.601 clarifies
longstanding policy that, at its option,
an agency may provide for intervening
displacement within the competitive
level before final release of the
employee with the lowest-retention
standing from the competitive level.
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Assignment Rights
In § 351.701, paragraph (a) is revised
and new paragraphs (g), (h), and (i) are
added.
New paragraph (g) of § 351.701
provides that if a competitive area
includes more than one local
commuting area, the agency determines
released employees’ assignment rights
on the basis of the representative rates
for the one local commuting area within
the competitive area that the agency
used to establish competitive levels
under 5 CFR 351.403(c)(4), (5), and (6).
New paragraph (h) explains how the
agency determines a released
employee’s assignment rights when all
positions in a competitive area are pay
band positions. A released employee
has a potential assignment right to a
position in an equivalent pay band or
one pay band lower. A preference
eligible with a service-connected
disability of 30 percent or more has a
potential assignment right to a position
in an equivalent pay band or no more
than two pay bands lower. The agency
is responsible for determining the scope
of assignment rights to other pay bands.
New paragraph (i) explains how the
agency determines a released
employee’s assignment rights when a
competitive area includes pay band
positions and other positions not
covered by a pay band. After the agency
determines the representative rates of
(1) positions not covered by a pay band
(in new (i)(1)) and (2) positions covered
by a pay band (in new paragraph (i)(2)),
new paragraph (i)(3) provides that the
agency applies the representative rate of
each pay band position to positions not
covered by a pay band to determine the
potential assignment rights of
employees released by reduction in
force from pay band positions.
For example, an agency has a pay
band that includes positions
traditionally classified from GS–4
through GS–7. The employees’ official
positions are identical and are otherwise
interchangeable for purposes of the
competitive level provisions in 5 CFR
351.403(a). Under new paragraph (a)(5)
of 5 CFR 351.403, the pay band
comprises one competitive level with
one representative rate even though
employees’ actual salaries may vary.
The agency would then use the
representative rate of the pay band to
determine whether employees in
positions not included in a pay band
have potential assignment rights to
positions in the pay band. The agency
would also use the representative rate of
the pay band to determine whether pay
band employees have potential
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assignment rights to positions not
included in the pay band.
For a second example, an agency
again has a pay band that includes
positions traditionally classified from
GS–4 through GS–7. This time, the pay
band includes three different official
positions with different salaries. Under
new paragraph (a)(5) of § 351.403, the
agency finds that the pay band includes
three competitive levels, each with its
own representative rate. The agency
would then use each of the three
representative rates of the competitive
levels within the pay band to determine
whether employees in positions not
included in a pay band have potential
assignment rights to positions in the pay
band. The agency would also use the
representative rates of the pay band to
determine whether pay band employees
have potential assignment rights to
positions not included in the pay band.
Regulatory Flexibility Act
I certify that this regulation will not
have a significant economic impact on
a substantial number of small entities
because it affects only certain Federal
employees.
Executive Order 12866, Regulatory
Review
This rule has been reviewed by the
Office of Management and Budget in
accordance with Executive Order 12866.
List of Subjects in 5 CFR Part 351
Administrative practice and
procedure, Government employees.
Office of Personnel Management.
Linda M. Springer,
Director.
Accordingly, OPM proposes to amend
part 351 of title 5, Code of Federal
Regulations, as follows:
PART 351—REDUCTION IN FORCE
1. The authority citation for part 351
continues to read as follows:
Authority: 5 U.S.C. 1302, 3502, 3503; sec.
351.801 also issued under E.O. 12828, 58 FR
2965.
2. In § 351.203, the definition of
representative rate is revised to read as
follows:
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§ 351.203
Definitions.
In this part:
*
*
*
*
*
Representative rate means:
(1) The fourth step of the grade for a
position covered by the General
Schedule, using the locality rate
authorized by 5 U.S.C. 5304 and subpart
F of part 531 of this chapter for General
Schedule positions;
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14:19 Mar 14, 2007
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(2) The prevailing rate for a position
covered by a wage-board or similar
wage-determining procedure;
(3) For positions in a pay band, the
rate (or rates) the agency designates as
representative of that pay band or
competitive levels within the pay band,
including (as appropriate) any
applicable locality payment authorized
by 5 U.S.C. 5304 and subpart F of part
531 of this chapter (or equivalent
payment under other legal authority);
and
(4) For other positions (e.g., positions
in an unclassified pay system), the rate
the agency designates as representative
of the position, including (as
appropriate) any applicable locality
payment authorized by subpart F of part
531 (or equivalent payment under other
legal authority).
*
*
*
*
*
3. In § 351.403, paragraph (c)(4) is
revised, and paragraphs (a)(5), (c)(5),
and (c)(6) are added, to read as follows:
§ 351.403
Competitive Level.
(a) * * *
(5) If a competitive area includes
positions in one or more pay bands,
each set of interchangeable positions in
the pay band under paragraphs (a)(1)
through (4) of this section is a separate
competitive level (e.g., with
interchangeable positions under
paragraphs (a)(1) through (4) of this
section, each pay band is one
competitive level; if the positions are
not interchangeable under paragraphs
(a)(1) through (4) of this section, the pay
band may include multiple competitive
levels).
*
*
*
*
*
(c) * * *
(4) A difference in the local wage
areas when a competitive area includes
positions covered by more than one
wage-board or similar wage-determining
procedure;
(5) A difference in locality payments
under 5 U.S.C. 5304 and subpart F of
part 531 of this chapter when a
competitive level includes more than
one locality pay area listed in § 531.603
of this chapter; or
(6) Representative rates in different
local commuting areas when a
competitive area includes General
Schedule and wage grade positions in
multiple General Schedule locality pay
areas, and/or FWS local wage areas.
4. Section 351.601 is revised to read
as follows:
§ 351.601 Order of release from
competitive level.
(a) Each agency must select competing
employees for release from a
competitive level (including release
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from a competitive level involving a pay
band) under this part in the inverse
order of retention standing, beginning
with the employee with the lowest
retention standing on the retention
register. An agency may not release a
competing employee from a competitive
level while retaining in that level an
employee with lower retention standing
except:
(1) As required under § 351.606 when
an employee is retained under a
mandatory exception or under § 351.806
when an employee is entitled to a new
written notice of reduction in force; or
(2) As permitted under § 351.607
when an employee is retained under a
permissive continuing exception or
under § 351.608 when an employee is
retained under a permissive temporary
exception.
(b) At its option an agency may
provide for intervening displacement
within the competitive level before final
release of the employee with the lowestretention standing from the competitive
level.
(c) When employees in the same
retention subgroup have identical
service dates and are tied for release
from a competitive level, the agency
may select any tied employee for
release.
5. In section 351.701, paragraphs (g),
(h), and (i) are added, to read as follows:
§ 351.701 Assignment involving
displacement.
*
*
*
*
*
(g) If a competitive area includes more
than one local commuting area, the
agency determines assignment rights
under this part on the basis of the
representative rates for one local
commuting area within the competitive
area (i.e., the same local commuting area
used to establish competitive levels
under § 351.403(c)(4), (5), and (6)).
(h) If a competitive area includes
positions under one or more pay bands,
a released employee shall be assigned in
accordance with paragraphs (a) through
(d) of this section to a position in an
equivalent pay band or one pay band
lower, as determined by the agency,
than the pay band from which released.
A preference eligible with a serviceconnected disability of 30 percent or
more must be assigned in accordance
with paragraphs (a) through (d) of this
section to a position in an equivalent
pay band or up to two pay bands lower,
as determined by the agency, than the
pay band from which released.
(i) If a competitive area includes
positions under one or more pay bands,
and other positions not covered by a pay
band (e.g., GS and/or FWS positions),
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Federal Register / Vol. 72, No. 50 / Thursday, March 15, 2007 / Proposed Rules
the agency provides assignment rights
under this part by:
(1) Determining the representative
rate of positions not covered by a pay
band consistent with § 351.203;
(2) Determining the representative
rate of each pay band, or competitive
level within the pay band(s), consistent
with § 351.203;
(3) As determined by the agency,
providing assignment rights under
paragraph (b) of this section (bumping),
or paragraphs (c) and (d) of this section
(retreating), consistent with the grade
intervals covered in paragraphs (b)(2)
and (c)(2) of this section, and the pay
band intervals in paragraph (h) of this
section.
[FR Doc. E7–4701 Filed 3–14–07; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2007–27560; Directorate
Identifier 2006–NM–211–AD]
RIN 2120–AA64
Airworthiness Directives; Boeing
Model 757–200, –200PF, and –200CB
Series Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
rmajette on PROD1PC67 with PROPOSALS
AGENCY:
SUMMARY: The FAA proposes to adopt a
new airworthiness directive (AD) for
certain Boeing Model 757–200, –200PF,
and –200CB series airplanes. This
proposed AD would require inspections
to detect scribe lines and cracks of the
fuselage skin, lap joints, circumferential
butt splice strap, and external and
internal approved repairs; and related
investigative/corrective actions if
necessary. This proposed AD results
from reports of scribe lines adjacent to
the skin lap joints. We are proposing
this AD to detect and correct cracks,
which could grow and cause rapid
decompression of the airplane.
DATES: We must receive comments on
this proposed AD by April 30, 2007.
ADDRESSES: Use one of the following
addresses to submit comments on this
proposed AD.
• DOT Docket Web site: Go to https://
dms.dot.gov and follow the instructions
for sending your comments
electronically.
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14:19 Mar 14, 2007
Jkt 211001
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
room PL–401, Washington, DC 20590.
• Fax: (202) 493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Contact Boeing Commercial
Airplanes, P.O. Box 3707, Seattle,
Washington 98124–2207, for the service
information identified in this proposed
AD.
FOR FURTHER INFORMATION CONTACT:
Dennis Stremick, Aerospace Engineer,
Airframe Branch, ANM–120S, FAA,
Seattle Aircraft Certification Office,
1601 Lind Avenue, SW., Renton,
Washington 98057–3356; telephone
(425) 917–6450; fax (425) 917–6590.
SUPPLEMENTARY INFORMATION:
Comments Invited
We invite you to submit any relevant
written data, views, or arguments
regarding this proposed AD. Send your
comments to an address listed in the
ADDRESSES section. Include the docket
number ‘‘FAA–2007–27560; Directorate
Identifier 2006–NM–211–AD’’ at the
beginning of your comments. We
specifically invite comments on the
overall regulatory, economic,
environmental, and energy aspects of
the proposed AD. We will consider all
comments received by the closing date
and may amend the proposed AD in
light of those comments.
We will post all comments we
receive, without change, to https://
dms.dot.gov, including any personal
information you provide. We will also
post a report summarizing each
substantive verbal contact with FAA
personnel concerning this proposed AD.
Using the search function of that Web
site, anyone can find and read the
comments in any of our dockets,
including the name of the individual
who sent the comment (or signed the
comment on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78), or you may visit https://
dms.dot.gov.
Examining the Docket
You may examine the AD docket on
the Internet at https://dms.dot.gov, or in
person at the Docket Management
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12125
Facility office between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The Docket
Management Facility office (telephone
(800) 647–5227) is located on the plaza
level of the Nassif Building at the DOT
street address stated in the ADDRESSES
section. Comments will be available in
the AD docket shortly after the Docket
Management System receives them.
Discussion
We have received reports of scribe
lines found adjacent to the skin lap
joints on Model 757–200 airplanes. The
scribe lines appear to have been made
on the skin when sealant was removed
as part of preparation of the airplane for
repainting. The airplanes had between
13,300 and 16,800 flight cycles.
Although no cracks as a result of scribe
lines have been reported on Model 757
airplanes, scribe lines have caused
cracks on other airplanes. Undetected
cracking, if not corrected, could grow
and result in rapid decompression.
Related AD
This proposed AD is similar to AD
2006–07–12, amendment 39–14539 (71
FR 16211), March 31, 2006. That AD
applies to all Boeing Model 737–100,
–200, –200C, –300, –400, and –500
series airplanes. That AD requires a onetime inspection for scribe lines and
cracks in the fuselage skin at certain lap
joints, butt joints, external repair
doublers, and other areas; and related
investigative/corrective actions if
necessary. That AD resulted from
reports of fuselage skin cracks adjacent
to the skin lap joints on airplanes that
had scribe lines.
Relevant Service Information
We have reviewed Boeing Alert
Service Bulletin 757–53A0092, Revision
1, dated January 10, 2007. The service
bulletin describes procedures for
removing paint and sealant at the
applicable zonal locations, and doing
detailed inspections to detect scribe
lines and cracks of the fuselage skin, lap
joints, circumferential butt splice strap,
and external and internal approved
repairs. The service bulletin specifies
repairing scribe lines before further
flight, except when a limited return to
service (LRTS) program for qualifying
scribe lines would allow return to
service for a limited period before scribe
lines are repaired.
The LRTS program includes repetitive
inspections to detect cracks where
scribe lines were found. To qualify for
an LRTS program, a scribe line must
meet certain criteria including the total
flight cycles on the airplane, and the
location and extent of the scribe lines.
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Agencies
[Federal Register Volume 72, Number 50 (Thursday, March 15, 2007)]
[Proposed Rules]
[Pages 12122-12125]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-4701]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 72, No. 50 / Thursday, March 15, 2007 /
Proposed Rules
[[Page 12122]]
OFFICE OF PERSONNEL MANAGEMENT
5 CFR Part 351
RIN 3206-AL19
Representative Rate; Order of Release From Competitive Level;
Assignment Rights
AGENCY: Office of Personnel Management.
ACTION: Proposed rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Office of Personnel Management (OPM) is issuing proposed
regulations clarifying representative rate as used in OPM's retention
regulations. These regulations clarify how an agency determines
employees' retention rights when the agency has positions in one or
more pay bands. These regulations also clarify the order in which an
agency releases employees from a competitive level. Finally, these
regulations clarify how an agency determines employees' retention
rights when a competitive area includes more than one local commuting
area.
DATES: We will consider comments received on or before May 14, 2007.
ADDRESSES: You may submit comments, identified by RIN 3206-AL19, by any
of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: employ@opm.gov. Include ``RIN 3206-AL19'' in the
subject line of the message.
Fax: (202) 606-2329.
Mail: Mark Doboga, Deputy Associate Director for Talent
and Capacity Policy, U.S. Office of Personnel Management, Room 6551,
1900 E Street NW., Washington, DC 20415-9700.
Hand Delivery/Courier: OPM, Room 6551, 1900 E Street, NW.,
Washington, DC 20415.
FOR FURTHER INFORMATION CONTACT: Thomas A. Glennon by telephone on 202-
606-0960, by FAX on 202-606-2329, by TDD on 202-418-3134, or by e-mail
at employ@opm.gov.
SUPPLEMENTARY INFORMATION:
Representative Rate
To determine released competing employees' rights under OPM's
reduction in force regulations in part 351 of title 5, Code of Federal
Regulations (CFR), an agency may need to compare positions to determine
the employee's eligibility to ``bump'' or ``retreat'' to a position in
a different pay schedule. When two or more positions are in different
pay schedules, the agency compares the representative rate of the
positions to determine equivalent grade levels and the best offer of
assignment for the released employee.
The agency does not use representative rates to determine released
employees' retention standing when all positions are in the same pay
schedule. In this situation, the agency directly compares the grades or
levels of the positions.
Section 351.203 of OPM's current reduction in force regulations
defines representative rate as (1) the fourth step of the grade for a
position under the General Schedule (GS), (2) the prevailing rate for a
position under the Federal Wage System (FWS), or similar wage-
determining procedure, and (3) for other positions (e.g., positions in
an ungraded pay system, pay band positions, negotiated pay systems),
the rate designated by the agency as representative of the position.
OPM proposes to update the definition of representative rate in
Sec. 351.203 with the following revisions:
1. New paragraph (1) in the definition provides that representative
rate is the fourth step of the grade for a position covered by the
General Schedule, using the applicable locality rate authorized by 5
U.S.C. 5304 and 5 CFR part 531, subpart F, for GS positions in the 48
contiguous states. If the competitive area includes one local commuting
area within a single locality pay area, the agency uses the same
locality-adjusted representative rate for all GS positions at the same
grade in the competitive area (e.g., all GS-7 positions have the same
representative rate without regard to other pay such as special rates).
For information, new paragraph (c)(5) of Sec. 351.403 explains that
the agency selects a single locality-adjusted representative rate for
all GS positions at the same grade when a competitive area includes
more than one local commuting area covering more than one locality pay
area.
Under the current definition in Sec. 351.203, representative rate
for GS positions does not include locality payments authorized by 5
U.S.C. 5304 and 5 CFR part 531, subpart F. In contrast, pay for FWS
positions includes a locality component that is defined as basic pay
and is included in the current definition of representative rate.
Our proposed change includes locality payments in the
representative rate of GS positions located in the 48 contiguous
states. This will allow agencies to determine employees' representative
rates using a comparable locality component for both GS and FWS
positions.
2. New paragraph (2) in the definition continues current policy
that representative rate is the prevailing rate for a position covered
by an FWS or similar wage-determining procedure.
3. New paragraph (3) in the definition provides that for positions
in a pay band, representative rate is the rate the agency designates as
representative of that pay band. Consistent with the inclusion of
locality payments in the representative rates for GS positions, the
proposed regulations also require agencies to include in the
representative rate for a pay band any locality payment under 5 U.S.C.
5304 (or equivalent payment under other legal authority) authorized for
a position in that pay band for more equitable position comparisons.
For example, the agency could establish a single representative
rate for a pay band that includes administrative and support positions
that would otherwise be classified from GS-5 through GS-7, or
equivalent.
The current definition of representative rate in Sec. 351.203 does
not specifically address positions in a pay band. At present, for any
positions other than GS and FWS (including positions in a banded
system), the agency designates a rate that is representative of those
positions.
4. New paragraph (4) in the definition provides that for positions
not covered by new paragraphs (1) through (3) (e.g., positions in an
unclassified or negotiated pay system), the representative rate is the
rate the agency designates as representative of the
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position. Again, the proposed regulations require agencies to include
any locality payment under 5 U.S.C. 5304 (or equivalent payment under
other legal authority) that applies to such a position in the
representative rate that it designates. At present, as noted
previously, for any positions other than GS and FWS (including
positions in an unclassified or negotiated pay system), the agency
designates a rate that is representative of those positions.
We note that, as under the current reduction in force regulations,
the definition of representative rate in the proposed regulations is
different from the definition of representative rate for the purposes
of grade and pay retention under 5 CFR 536.103, severance pay under 5
CFR 550.703, and discontinued service retirement under 5 CFR
831.503(b)(3)(iv) and 842.206(c)(3)(iv). As under the current rules,
agencies would need to apply each definition separately.
Competitive Level
In Sec. 351.403, we revise paragraph (c)(4) and add new paragraphs
(a)(5), (c)(5), and (c)(6).
New paragraph (a)(5) of Sec. 351.403 provides that if a
competitive area includes positions in one or more pay bands, each pay
band set of interchangeable positions under the competitive level
provisions of paragraphs (a)(1) through (4) of 5 CFR 351.403 is a
separate competitive level. As appropriate, the entire pay band may be
one competitive level, or the pay band may include multiple competitive
levels.
For example, a pay band includes positions traditionally classified
from GS-4 through GS-7. If the employees' official positions are
identical (i.e., identical positions are always interchangeable), the
pay band includes one competitive level with one representative rate
even though employees' actual salaries may vary under the agency's pay
band compensation system. If the pay band includes three official
positions that are not interchangeable under the competitive level
provisions of paragraphs (a)(1) through (4) of Sec. 351.403, the pay
band includes three competitive levels with the agency determining the
appropriate representative rate for each level.
New paragraph (c)(5) of Sec. 351.403 provides that an agency does
not establish separate reduction in force competitive levels solely on
the basis of a difference in GS locality payments under 5 U.S.C. 5304
when a competitive level includes more than one locality pay area
listed in Sec. 531.603 of this chapter. If a competitive area includes
more than one local commuting area covering more than one locality pay
area, the agency establishes GS competitive levels on the basis of the
representative rates for one local commuting area and locality pay area
within the competitive area. For example, if a competitive area
includes GS positions in both Norfolk and Richmond, Virginia, the
agency would decide whether to establish GS competitive levels on the
basis of the representative rate in Norfolk or the rate in Richmond.
Current paragraph (c)(4) of Sec. 351.403 contains a comparable
provision for FWS positions. Revised paragraph (c)(4) clarifies this
provision. For example, if a competitive area includes FWS positions in
both Pensacola, Florida, and Gulfport, Mississippi, the agency would
decide whether to establish FWS competitive levels on the basis of the
representative rate in Pensacola or the rate in Gulfport.
New paragraph (c)(6) of Sec. 351.403 provides that if a
competitive area includes more than one local commuting area, the
agency uses the same local commuting area to establish competitive
levels under paragraphs (c)(4) (FWS positions) and (c)(5) (GS
positions) of Sec. 351.403. In the example with Norfolk and Richmond,
the agency would decide whether to establish all its competitive levels
on the basis of representative rates in Norfolk, or the rates in
Richmond. The agency may not use one local commuting area in the
competitive area to establish representative rates for one pay schedule
(e.g., GS), and a different local commuting area in the competitive
area to establish representative rates for a different pay schedule
(e.g., FWS) used in the same reduction in force.
Release From the Competitive Level
In Sec. 351.601, current paragraph (b) is redesignated paragraph
(c), paragraph (a) is revised, and new paragraph (b) is added.
Revised paragraph (a) of Sec. 351.601 clarifies that the agency
releases employees from a pay band in the same inverse order of
retention standing that the agency releases other employees from a
competitive level. New paragraph (b) of Sec. 351.601 clarifies
longstanding policy that, at its option, an agency may provide for
intervening displacement within the competitive level before final
release of the employee with the lowest-retention standing from the
competitive level.
Assignment Rights
In Sec. 351.701, paragraph (a) is revised and new paragraphs (g),
(h), and (i) are added.
New paragraph (g) of Sec. 351.701 provides that if a competitive
area includes more than one local commuting area, the agency determines
released employees' assignment rights on the basis of the
representative rates for the one local commuting area within the
competitive area that the agency used to establish competitive levels
under 5 CFR 351.403(c)(4), (5), and (6).
New paragraph (h) explains how the agency determines a released
employee's assignment rights when all positions in a competitive area
are pay band positions. A released employee has a potential assignment
right to a position in an equivalent pay band or one pay band lower. A
preference eligible with a service-connected disability of 30 percent
or more has a potential assignment right to a position in an equivalent
pay band or no more than two pay bands lower. The agency is responsible
for determining the scope of assignment rights to other pay bands.
New paragraph (i) explains how the agency determines a released
employee's assignment rights when a competitive area includes pay band
positions and other positions not covered by a pay band. After the
agency determines the representative rates of (1) positions not covered
by a pay band (in new (i)(1)) and (2) positions covered by a pay band
(in new paragraph (i)(2)), new paragraph (i)(3) provides that the
agency applies the representative rate of each pay band position to
positions not covered by a pay band to determine the potential
assignment rights of employees released by reduction in force from pay
band positions.
For example, an agency has a pay band that includes positions
traditionally classified from GS-4 through GS-7. The employees'
official positions are identical and are otherwise interchangeable for
purposes of the competitive level provisions in 5 CFR 351.403(a). Under
new paragraph (a)(5) of 5 CFR 351.403, the pay band comprises one
competitive level with one representative rate even though employees'
actual salaries may vary. The agency would then use the representative
rate of the pay band to determine whether employees in positions not
included in a pay band have potential assignment rights to positions in
the pay band. The agency would also use the representative rate of the
pay band to determine whether pay band employees have potential
[[Page 12124]]
assignment rights to positions not included in the pay band.
For a second example, an agency again has a pay band that includes
positions traditionally classified from GS-4 through GS-7. This time,
the pay band includes three different official positions with different
salaries. Under new paragraph (a)(5) of Sec. 351.403, the agency finds
that the pay band includes three competitive levels, each with its own
representative rate. The agency would then use each of the three
representative rates of the competitive levels within the pay band to
determine whether employees in positions not included in a pay band
have potential assignment rights to positions in the pay band. The
agency would also use the representative rates of the pay band to
determine whether pay band employees have potential assignment rights
to positions not included in the pay band.
Regulatory Flexibility Act
I certify that this regulation will not have a significant economic
impact on a substantial number of small entities because it affects
only certain Federal employees.
Executive Order 12866, Regulatory Review
This rule has been reviewed by the Office of Management and Budget
in accordance with Executive Order 12866.
List of Subjects in 5 CFR Part 351
Administrative practice and procedure, Government employees.
Office of Personnel Management.
Linda M. Springer,
Director.
Accordingly, OPM proposes to amend part 351 of title 5, Code of
Federal Regulations, as follows:
PART 351--REDUCTION IN FORCE
1. The authority citation for part 351 continues to read as
follows:
Authority: 5 U.S.C. 1302, 3502, 3503; sec. 351.801 also issued
under E.O. 12828, 58 FR 2965.
2. In Sec. 351.203, the definition of representative rate is
revised to read as follows:
Sec. 351.203 Definitions.
In this part:
* * * * *
Representative rate means:
(1) The fourth step of the grade for a position covered by the
General Schedule, using the locality rate authorized by 5 U.S.C. 5304
and subpart F of part 531 of this chapter for General Schedule
positions;
(2) The prevailing rate for a position covered by a wage-board or
similar wage-determining procedure;
(3) For positions in a pay band, the rate (or rates) the agency
designates as representative of that pay band or competitive levels
within the pay band, including (as appropriate) any applicable locality
payment authorized by 5 U.S.C. 5304 and subpart F of part 531 of this
chapter (or equivalent payment under other legal authority); and
(4) For other positions (e.g., positions in an unclassified pay
system), the rate the agency designates as representative of the
position, including (as appropriate) any applicable locality payment
authorized by subpart F of part 531 (or equivalent payment under other
legal authority).
* * * * *
3. In Sec. 351.403, paragraph (c)(4) is revised, and paragraphs
(a)(5), (c)(5), and (c)(6) are added, to read as follows:
Sec. 351.403 Competitive Level.
(a) * * *
(5) If a competitive area includes positions in one or more pay
bands, each set of interchangeable positions in the pay band under
paragraphs (a)(1) through (4) of this section is a separate competitive
level (e.g., with interchangeable positions under paragraphs (a)(1)
through (4) of this section, each pay band is one competitive level; if
the positions are not interchangeable under paragraphs (a)(1) through
(4) of this section, the pay band may include multiple competitive
levels).
* * * * *
(c) * * *
(4) A difference in the local wage areas when a competitive area
includes positions covered by more than one wage-board or similar wage-
determining procedure;
(5) A difference in locality payments under 5 U.S.C. 5304 and
subpart F of part 531 of this chapter when a competitive level includes
more than one locality pay area listed in Sec. 531.603 of this
chapter; or
(6) Representative rates in different local commuting areas when a
competitive area includes General Schedule and wage grade positions in
multiple General Schedule locality pay areas, and/or FWS local wage
areas.
4. Section 351.601 is revised to read as follows:
Sec. 351.601 Order of release from competitive level.
(a) Each agency must select competing employees for release from a
competitive level (including release from a competitive level involving
a pay band) under this part in the inverse order of retention standing,
beginning with the employee with the lowest retention standing on the
retention register. An agency may not release a competing employee from
a competitive level while retaining in that level an employee with
lower retention standing except:
(1) As required under Sec. 351.606 when an employee is retained
under a mandatory exception or under Sec. 351.806 when an employee is
entitled to a new written notice of reduction in force; or
(2) As permitted under Sec. 351.607 when an employee is retained
under a permissive continuing exception or under Sec. 351.608 when an
employee is retained under a permissive temporary exception.
(b) At its option an agency may provide for intervening
displacement within the competitive level before final release of the
employee with the lowest-retention standing from the competitive level.
(c) When employees in the same retention subgroup have identical
service dates and are tied for release from a competitive level, the
agency may select any tied employee for release.
5. In section 351.701, paragraphs (g), (h), and (i) are added, to
read as follows:
Sec. 351.701 Assignment involving displacement.
* * * * *
(g) If a competitive area includes more than one local commuting
area, the agency determines assignment rights under this part on the
basis of the representative rates for one local commuting area within
the competitive area (i.e., the same local commuting area used to
establish competitive levels under Sec. 351.403(c)(4), (5), and (6)).
(h) If a competitive area includes positions under one or more pay
bands, a released employee shall be assigned in accordance with
paragraphs (a) through (d) of this section to a position in an
equivalent pay band or one pay band lower, as determined by the agency,
than the pay band from which released. A preference eligible with a
service-connected disability of 30 percent or more must be assigned in
accordance with paragraphs (a) through (d) of this section to a
position in an equivalent pay band or up to two pay bands lower, as
determined by the agency, than the pay band from which released.
(i) If a competitive area includes positions under one or more pay
bands, and other positions not covered by a pay band (e.g., GS and/or
FWS positions),
[[Page 12125]]
the agency provides assignment rights under this part by:
(1) Determining the representative rate of positions not covered by
a pay band consistent with Sec. 351.203;
(2) Determining the representative rate of each pay band, or
competitive level within the pay band(s), consistent with Sec.
351.203;
(3) As determined by the agency, providing assignment rights under
paragraph (b) of this section (bumping), or paragraphs (c) and (d) of
this section (retreating), consistent with the grade intervals covered
in paragraphs (b)(2) and (c)(2) of this section, and the pay band
intervals in paragraph (h) of this section.
[FR Doc. E7-4701 Filed 3-14-07; 8:45 am]
BILLING CODE 6325-39-P