Department of State's Implementation of OMB Guidance on Nonprocurement Debarment and Suspension, 10033-10035 [E7-3872]
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10033
Rules and Regulations
Federal Register
Vol. 72, No. 44
Wednesday, March 7, 2007
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
Background
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF STATE
2 CFR Part 601
22 CFR Parts 133, 137, and 145
[Public Notice 5710]
RIN 1400–AB83
Department of State’s Implementation
of OMB Guidance on Nonprocurement
Debarment and Suspension
Department of State.
Final rule.
AGENCY:
sroberts on PROD1PC70 with RULES
ACTION:
SUMMARY: The Department of State
(DOS) is moving its regulations on
nonprocurement debarment and
suspension from their current location
in title 22 of the Code of Federal
Regulations (CFR) to title 2 of the CFR,
and is adopting the format established
by the Office of Management and
Budget (OMB) in a document of interim
final guidance on nonprocurement
debarment and suspension published in
the Federal Register on August 31,
2005. In today’s rule, DOS establishes a
new 2 CFR part 601 that adopts OMB’s
final government-wide guidance on
nonprocurement debarment and
suspension and contains supplemental
DOS nonprocurement debarment and
suspension provisions. In addition, this
rule removes 22 CFR part 137, the
existing DOS nonprocurement
debarment and suspension regulations
and updates references to 22 CFR part
137 in 22 CFR part 145 and 22 CFR part
133 to conform with this change. These
changes constitute an administrative
simplification that makes no substantive
change in DOS policy or procedures for
nonprocurement debarment and
suspension.
EFFECTIVE DATE: This rule is effective
March 7, 2007.
FOR FURTHER INFORMATION CONTACT:
Georgia Hubert, Director, Federal
Assistance Division, Office of the
VerDate Aug<31>2005
15:48 Mar 06, 2007
Jkt 211001
Procurement Executive, A/OPE/FA,
Department of State, SA–6, Suite 600,
Washington, DC 20520; Telephone:
703–812–2526; e-mail: hubertgk@state.
SUPPLEMENTARY INFORMATION:
On May 11, 2004, OMB established
title 2 of the CFR with two subtitles (69
FR 2627). Subtitle A, ’’Governmentwide Grants and Agreements,’’ contains
OMB policy guidance to Federal
agencies on grants and agreements.
Subtitle B, ‘‘Federal Agency Regulations
for Grants and Agreements,’’ contains
Federal agencies’ regulations
implementing the OMB guidance, as it
applies to grants and other financial
assistance agreements and
nonprocurement transactions.
On August 31, 2005, OMB published
interim final guidance for governmentwide nonprocurement debarment and
suspension in the Federal Register (70
FR 51863). The guidance was located in
title 2 of the CFR as new subtitle A,
chapter 1, part 180. The interim final
guidance updated previous OMB
guidance that was issued pursuant to
Executive Order 12549, ‘‘Debarment and
Suspension’’ (February 18, 1986), which
gave government-wide effect to each
agency’s nonprocurement debarment
and suspension actions.
Section 6 of the Executive order
authorized OMB to issue guidance to
Executive agencies on nonprocurement
debarment and suspension, including
provisions prescribing government-wide
criteria and minimum due process
procedures.
Section 3 directed Executive agencies
to issue regulations implementing the
Executive order that are consistent with
the OMB guidelines. The interim final
guidance at 2 CFR part 180 conforms the
OMB guidance with the Federal
agencies’ November 26, 2003, update to
the common rule on nonprocurement
debarment and suspension (see 70 FR
51864). Although substantively the
same as the common rule, OMB’s
interim final guidance was published in
a form suitable for agency adoption,
thus eliminating the need for each
agency to repeat the full text of the OMB
government-wide guidance in its
implementing regulations. This new
approach is intended to make it easier
for recipients of covered transactions or
respondents in suspension or debarment
actions to discern agency-to-agency
PO 00000
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Fmt 4700
Sfmt 4700
variations from the common rule
language; reduce the volume of Federal
regulations in the CFR; and streamline
the process for updating the
government-wide requirements on
nonprocurement debarment and
suspension (70 FR 51864).
On November 15, 2006, OMB
published a final rule adopting the
interim final guidance with changes (71
FR 66431). This final rule places DOS’s
nonprocurement debarment and
suspension regulations in subtitle B of
title 2 of the CFR, along with other
agencies’ nonprocurement debarment
and suspension rules. This action was
required by the OMB interim final
guidance, which was made final on
November 15, 2006 (see 2 CFR 180.20,
180.25, 180.30 and 180.35).
The new CFR part 601 adopts the
OMB guidelines with additions and
clarifications that DOS made to the
common rule on nonprocurement
suspension and debarment in the DOS
rule published on November 26, 2003
(68 FR 66582–84). The substance of
DOS’s nonprocurement debarment and
suspension regulations is unchanged.
DOS is removing 22 CFR part 137,
which was added to the CFR as part of
the November 2003 common rule. DOS
is also amending references in both
Grants and Agreements with Institutions
of Higher Education, Hospitals, and
Other Non-Profit Organizations (22 CFR
part 145) and Government-wide
Requirements for Drug-Free Workplace
(22 CFR part 133) to update the
reference to DOS’s nonprocurement
debarment and suspension regulations.
Regulatory Findings
Executive Order 12866
OMB has determined this rule nonsignificant.
Regulatory Flexibility Act of 1980 (5
U.S.C. 605(b))
This regulatory action will not have a
significant adverse impact on a
substantial number of small entities.
Unfunded Mandates Act of 1995
This regulatory action does not
contain a Federal mandate that will
result in the expenditure by State, local,
and tribal governments, in aggregate, or
by the private sector of $100 million or
more in any one year.
E:\FR\FM\07MRR1.SGM
07MRR1
10034
Federal Register / Vol. 72, No. 44 / Wednesday, March 7, 2007 / Rules and Regulations
This final rule does not impose any
additional reporting or recordkeeping
requirements under the Paperwork
Reduction Act.
22 CFR Part 145
Administrative practice and
procedure, Assistance programs,
Reporting and recordkeeping
requirements.
Federalism (Executive Order 13132)
I
Paperwork Reduction Act of 1995
This regulatory action does not have
Federalism implications, as set forth in
Executive Order 13132. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
Executive Order 13211
For the reasons stated in the preamble,
under the authority at 22 U.S.C. 2658
and 31 U.S.C. 6101, the Department of
State amends Title 2, subtitle B and
Title 22, Parts 133, 137, 145 chapter I of
the Code of Federal Regulations as
follows:
1. Add Chapter 6, consisting of Part
601 to Subtitle B to read as follows:
I
Title 2—Grants and Agreements
Chapter 6—Department of State
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)) because it is
not a significant regulatory action under
Executive Order 12866.
Congressional Review Act
The Congressional Review Act, as
added by the Small Business Regulatory
Enforcement Fairness Act of 1996,
generally provides that before a rule
may take effect, the agency
promulgating the rule must submit a
rule report, which includes a copy of
the rule, to each House of the Congress
and to the Comptroller General of the
United States. DOS will submit a report
containing this rule and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This rule
will be effective 30 days from the date
of publication in the Federal Register.
List of Subjects
PART 601—NONPROCUREMENT
DEBARMENT AND SUSPENSION
Sec.
601.10 What does this part do?
601.20 Does this part apply to me?
601.30 What policies and procedures must
I follow?
Subpart A—General
601.137 Who in the Department of State
may grant an exception to let an
excluded person participate in a covered
transaction?
Subpart B—Covered Transactions
601.220 What contracts and subcontracts,
in addition to those listed in 2 CFR
180.220, are covered transactions?
Subpart C—Responsibilities of Participants
Regarding Transactions
601.332 What methods must I use to pass
requirements down to participants at
lower tiers with whom I intend to do
business?
Subpart D—Responsibilities of Federal
Agency Officials Regarding Transactions
601.437 What method do I use to
communicate to a participant the
requirements described in the OMB
guidance at 2 CFR 180.435?
Subpart E Through H [Reserved]
Administrative practice and
procedure, Debarment and suspension,
Assistance programs, Reporting and
recordkeeping requirements.
Subpart I—Definitions
601.930 Debarring Official (Department of
State supplement to government-wide
definition at 2 CFR 180.930.
601.1010 Suspending Official (Department
of State supplement to government-wide
definition at 2 CFR 180.1010
22 CFR Part 133
Subpart J [Reserved]
2 CFR Part 601
Administrative practice and
procedure, Assistance programs, DrugFree Workplace.
sroberts on PROD1PC70 with RULES
22 CFR Part 137
Administrative practice and
procedure, Debarment and suspension,
Assistance programs, Suspension and
Debarment, Reporting and
recordkeeping requirements.
VerDate Aug<31>2005
15:48 Mar 06, 2007
Jkt 211001
Authority: Sec. 2455, Pub. L. 103–355, 108;
Stat. 3327 (31 U.S.C. 6101 note); E.O. 12549;
(3 CFR, 1986 Comp., p. 189); E.O. 12689 (3);
CFR, 1989 Comp., p. 235).
§ 601.10
What does this part do?
This part adopts the Office of
Management and Budget (OMB)
guidance in subparts A through I of 2
CFR part 180, as supplemented by this
PO 00000
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Fmt 4700
Sfmt 4700
part, as the DOS policies and
procedures for nonprocurement
debarment and suspension. It thereby
gives regulatory effect for DOS to the
OMB guidance as supplemented by this
part. This part satisfies the requirements
in section 3 of Executive Order 12549,
‘‘Debarment and Suspension’’ (3 CFR
1986 Comp., p. 189); Executive Order
12689, ‘‘Debarment and Suspension’’ (3
CFR 1989 Comp., p. 235); and section
2455 of the Federal Acquisition
Streamlining Act of 1994, Pub. L. 103–
355 (31 U.S.C. 6101 note).
§ 601.20
Does this part apply to me?
This part and, through this part,
pertinent portions of the OMB guidance
in subparts A through I of 2 CFR part
180 (see table at 2 CFR 180.100(b))
apply to you if you are a—
(a) Participant or principal in a
‘‘covered transaction’’ (see subpart B of
2 CFR part 180 and the definition of
‘‘nonprocurement transaction’’ at 2 CFR
180.970);
(b) Respondent in a DOS suspension
or debarment action;
(c) DOS debarment or suspension
official; and
(d) DOS grants officer, agreements
officer, or other official authorized to
enter into any type of nonprocurement
transaction that is a covered transaction.
§ 601.30 What policies and procedures
must I follow?
The DOS policies and procedures that
you must follow are the policies and
procedures specified in each applicable
section of the OMB guidance in subparts
A through I of 2 CFR part 180 and any
supplemental policies and procedures
set forth in this part.
Subpart A—General
§ 601.137 Who in the Department of State
may grant an exception to let an excluded
person participate in a covered
transaction?
The Procurement Executive, Office of
the Procurement Executive, DOS, may
grant an exception permitting an
excluded person to participate in a
particular covered transaction. If the
Procurement Executive, Office of the
Procurement Executive, DOS, grants an
exception, the exception must be in
writing and state the reason(s) for
deviating from the government-wide
policy in Executive Order 12549.
Subpart B—Covered Transactions
§ 601.220 What contracts and
subcontracts, in addition to those listed in
2 CFR 180.220, are covered transactions?
In addition to the contracts covered
under 2 CFR 180.220(b) of the OMB
E:\FR\FM\07MRR1.SGM
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Federal Register / Vol. 72, No. 44 / Wednesday, March 7, 2007 / Rules and Regulations
guidance, this part applies to any
contract, regardless of tier, that is
awarded by a contractor, subcontractor,
supplier, consultant, or its agent or
representative in any transaction, if the
contract is to be funded or provided by
the DOS under a covered
nonprocurement transaction and the
amount of the contract is expected to
equal or exceed $25,000. This extends
the coverage of the DOS
nonprocurement suspension and
debarment requirements to all lower
tiers of subcontracts under covered
nonprocurement transactions, as
permitted under the OMB guidance at 2
CFR 180.220(c) (see optional lower tier
coverage in the figure in the appendix
to 2 CFR part 180).
§ 601.1010 Suspending official
(Department of Energy supplement to
government-wide definition at 2 CFR
180.1010).
The Debarring Official for the
Department of State is the Procurement
Executive, Office of the Procurement
Executive (A/OPE).
Subpart J [Reserved]
§ 601.332 What methods must I use to
pass requirements down to participants at
lower tiers with whom I intend to do
business?
You, as a participant, must include a
term or condition in lower-tier
transactions requiring lower-tier
participants to comply with subpart C of
the OMB guidance in 2 CFR part 180,
as supplemented by this subpart.
Subpart D—Responsibilities of Federal
Agency Officials Regarding
Transactions
§ 601.437 What method do I use to
communicate to a participant the
requirements described in the OMB
guidance at 2 CFR 180.435?
PART 133—[AMENDED]
7 CFR Part 52
2. The authority citation for part 133
continues to read as follows:
[Docket # AMS–FV–07–0025; FV–05–379]
I
RIN 0581–AC56
Authority: 22 U.S.C. 2658; 41 U.S.C. 701,
et seq.
Processed Fruits and Vegetables
AGENCY:
[Amended]
3. Section 133.510, paragraph (c) is
amended by revising the citation, ‘‘22
CFR part 137’’ to read: ‘‘2 CFR Part
601.’’
I
PART 137 [Removed]
I
4. Part 137 is removed.
PART 145 [Amended]
5. The authority citation for part 145
continues to read as follows:
I
Authority: 22 U.S.C. 2658.1; OMB Circular
A–110 (64 FR 54926, October 8, 1999).
[Amended]
4. Section 145.13 is amended by
revising the citation, ‘‘22 CFR part 137’’
to read, ‘‘2 CFR 601.’’
§ 145.44
[Amended]
5. Section 145.44 is amended by
revising the citation, ‘‘22 CFR part 137’’
to read, ‘‘2 CFR 601.’’
I
§ 145.62
[Amended]
6. Section 145.62 paragraph (d) is
amended by revising the citation, ‘‘22
CFR part 137’’ to read, ‘‘2 CFR 601.’’
I
Appendix A to Part 145 [Amended]
7. Appendix A to part 145 is amended
by revising the second sentence of
paragraph (8) to read, ‘‘No contract shall
be made to parties listed on the General
Services Administration’s Excluded
Parties List System (https://
www.epls.gov) from Federal
Procurement or Nonprocurement
Programs in accordance with Executive
Orders 12549 and 12689, ‘Debarment
and Suspension.’ ’’
I
Subpart I—Definitions
§ 601.930 Debarring official (Department of
State supplement to government-wide
definition at 2 CFR 180.930).
sroberts on PROD1PC70 with RULES
Agricultural Marketing Service
Chapter I—Department of State
I
Subpart E Through H [Reserved]
The Debarring Official for the
Department of State is the Procurement
Executive, Office of the Procurement
Executive (A/OPE).
Jkt 211001
BILLING CODE 4710–24–P
DEPARTMENT OF AGRICULTURE
Title 22—Foreign Relations
§ 145.13
To communicate to a participant the
requirements described in 2 CFR
180.435 of the OMB guidance, you must
include a term or condition in the
transaction that requires the
participant’s compliance with subpart C
of 2 CFR part 180, as supplemented by
subpart C of this part, and requires the
participant to include a similar term or
condition in lower-tier covered
transactions.
15:48 Mar 06, 2007
Dated: February 26, 2007.
Georgia Hubert,
Director, Office of the Procurement Executive,
Federal Assistance Division, Department of
State.
[FR Doc. E7–3872 Filed 3–6–07; 8:45 am]
§ 133.510
Subpart C—Responsibilities of
Participants Regarding Transactions
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10035
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Agricultural Marketing Service,
USDA.
ACTION: Final rule.
SUMMARY: This rule revises the
regulations governing inspection and
certification for processed fruits,
vegetables, and processed products by
increasing the fees charged for these
products by 19 to 26 percent.
Furthermore, it revises the regulations
so applicants entering into an in-plant
inspection contract with the
Agricultural Marketing Service (AMS)
will incur the costs for the plant survey
and sanitation inspection. Finally, the
revision provides that applicants
entering into a year-round inspection
contract, less than year-round (four or
more consecutive 40 hour weeks)
contract, or lot inspection will incur
costs for Sunday differential when an
employee works on Sunday. Also
affected are the fees charged to persons
required to have inspections on
imported commodities in accordance
with the Agricultural Marketing
Agreement Act of 1937. In addition,
various editorial changes are being
made to enhance clarity. These
revisions are necessary in order to
recover, as nearly as practicable, the
costs of performing inspection services
under the Agricultural Marketing Act of
1946 and to ensure the program’s
financial stability.
DATES: Effective April 6, 2007.
FOR FURTHER INFORMATION CONTACT: Mr.
Terry B. Bane at the Office of the Branch
Chief, Processed Products Branch, Fruit
and Vegetable Programs, Agricultural
Marketing Service, U.S. Department of
Agriculture, STOP 0247, Washington,
DC 20250–0247, telephone, (202) 720–
4693, or e-mail Terry.Bane@usda.gov.
SUPPLEMENTARY INFORMATION:
E:\FR\FM\07MRR1.SGM
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]]>Agencies
[Federal Register Volume 72, Number 44 (Wednesday, March 7, 2007)]
[Rules and Regulations]
[Pages 10033-10035]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-3872]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 72, No. 44 / Wednesday, March 7, 2007 / Rules
and Regulations
[[Page 10033]]
DEPARTMENT OF STATE
2 CFR Part 601
22 CFR Parts 133, 137, and 145
[Public Notice 5710]
RIN 1400-AB83
Department of State's Implementation of OMB Guidance on
Nonprocurement Debarment and Suspension
AGENCY: Department of State.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of State (DOS) is moving its regulations on
nonprocurement debarment and suspension from their current location in
title 22 of the Code of Federal Regulations (CFR) to title 2 of the
CFR, and is adopting the format established by the Office of Management
and Budget (OMB) in a document of interim final guidance on
nonprocurement debarment and suspension published in the Federal
Register on August 31, 2005. In today's rule, DOS establishes a new 2
CFR part 601 that adopts OMB's final government-wide guidance on
nonprocurement debarment and suspension and contains supplemental DOS
nonprocurement debarment and suspension provisions. In addition, this
rule removes 22 CFR part 137, the existing DOS nonprocurement debarment
and suspension regulations and updates references to 22 CFR part 137 in
22 CFR part 145 and 22 CFR part 133 to conform with this change. These
changes constitute an administrative simplification that makes no
substantive change in DOS policy or procedures for nonprocurement
debarment and suspension.
EFFECTIVE DATE: This rule is effective March 7, 2007.
FOR FURTHER INFORMATION CONTACT: Georgia Hubert, Director, Federal
Assistance Division, Office of the Procurement Executive, A/OPE/FA,
Department of State, SA-6, Suite 600, Washington, DC 20520; Telephone:
703-812-2526; e-mail: hubertgk@state.
SUPPLEMENTARY INFORMATION:
Background
On May 11, 2004, OMB established title 2 of the CFR with two
subtitles (69 FR 2627). Subtitle A, ''Government-wide Grants and
Agreements,'' contains OMB policy guidance to Federal agencies on
grants and agreements. Subtitle B, ``Federal Agency Regulations for
Grants and Agreements,'' contains Federal agencies' regulations
implementing the OMB guidance, as it applies to grants and other
financial assistance agreements and nonprocurement transactions.
On August 31, 2005, OMB published interim final guidance for
government-wide nonprocurement debarment and suspension in the Federal
Register (70 FR 51863). The guidance was located in title 2 of the CFR
as new subtitle A, chapter 1, part 180. The interim final guidance
updated previous OMB guidance that was issued pursuant to Executive
Order 12549, ``Debarment and Suspension'' (February 18, 1986), which
gave government-wide effect to each agency's nonprocurement debarment
and suspension actions.
Section 6 of the Executive order authorized OMB to issue guidance
to Executive agencies on nonprocurement debarment and suspension,
including provisions prescribing government-wide criteria and minimum
due process procedures.
Section 3 directed Executive agencies to issue regulations
implementing the Executive order that are consistent with the OMB
guidelines. The interim final guidance at 2 CFR part 180 conforms the
OMB guidance with the Federal agencies' November 26, 2003, update to
the common rule on nonprocurement debarment and suspension (see 70 FR
51864). Although substantively the same as the common rule, OMB's
interim final guidance was published in a form suitable for agency
adoption, thus eliminating the need for each agency to repeat the full
text of the OMB government-wide guidance in its implementing
regulations. This new approach is intended to make it easier for
recipients of covered transactions or respondents in suspension or
debarment actions to discern agency-to-agency variations from the
common rule language; reduce the volume of Federal regulations in the
CFR; and streamline the process for updating the government-wide
requirements on nonprocurement debarment and suspension (70 FR 51864).
On November 15, 2006, OMB published a final rule adopting the
interim final guidance with changes (71 FR 66431). This final rule
places DOS's nonprocurement debarment and suspension regulations in
subtitle B of title 2 of the CFR, along with other agencies'
nonprocurement debarment and suspension rules. This action was required
by the OMB interim final guidance, which was made final on November 15,
2006 (see 2 CFR 180.20, 180.25, 180.30 and 180.35).
The new CFR part 601 adopts the OMB guidelines with additions and
clarifications that DOS made to the common rule on nonprocurement
suspension and debarment in the DOS rule published on November 26, 2003
(68 FR 66582-84). The substance of DOS's nonprocurement debarment and
suspension regulations is unchanged. DOS is removing 22 CFR part 137,
which was added to the CFR as part of the November 2003 common rule.
DOS is also amending references in both Grants and Agreements with
Institutions of Higher Education, Hospitals, and Other Non-Profit
Organizations (22 CFR part 145) and Government-wide Requirements for
Drug-Free Workplace (22 CFR part 133) to update the reference to DOS's
nonprocurement debarment and suspension regulations.
Regulatory Findings
Executive Order 12866
OMB has determined this rule non-significant.
Regulatory Flexibility Act of 1980 (5 U.S.C. 605(b))
This regulatory action will not have a significant adverse impact
on a substantial number of small entities.
Unfunded Mandates Act of 1995
This regulatory action does not contain a Federal mandate that will
result in the expenditure by State, local, and tribal governments, in
aggregate, or by the private sector of $100 million or more in any one
year.
[[Page 10034]]
Paperwork Reduction Act of 1995
This final rule does not impose any additional reporting or
recordkeeping requirements under the Paperwork Reduction Act.
Federalism (Executive Order 13132)
This regulatory action does not have Federalism implications, as
set forth in Executive Order 13132. It will not have substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.
Executive Order 13211
This rule is not subject to Executive Order 13211, ``Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use'' (66 FR 28355 (May 22, 2001)) because it is not a
significant regulatory action under Executive Order 12866.
Congressional Review Act
The Congressional Review Act, as added by the Small Business
Regulatory Enforcement Fairness Act of 1996, generally provides that
before a rule may take effect, the agency promulgating the rule must
submit a rule report, which includes a copy of the rule, to each House
of the Congress and to the Comptroller General of the United States.
DOS will submit a report containing this rule and other required
information to the U.S. Senate, the U.S. House of Representatives, and
the Comptroller General of the United States prior to publication of
the rule in the Federal Register. A major rule cannot take effect until
60 days after it is published in the Federal Register. This action is
not a ``major rule'' as defined by 5 U.S.C. 804(2). This rule will be
effective 30 days from the date of publication in the Federal Register.
List of Subjects
2 CFR Part 601
Administrative practice and procedure, Debarment and suspension,
Assistance programs, Reporting and recordkeeping requirements.
22 CFR Part 133
Administrative practice and procedure, Assistance programs, Drug-
Free Workplace.
22 CFR Part 137
Administrative practice and procedure, Debarment and suspension,
Assistance programs, Suspension and Debarment, Reporting and
recordkeeping requirements.
22 CFR Part 145
Administrative practice and procedure, Assistance programs,
Reporting and recordkeeping requirements.
0
For the reasons stated in the preamble, under the authority at 22
U.S.C. 2658 and 31 U.S.C. 6101, the Department of State amends Title 2,
subtitle B and Title 22, Parts 133, 137, 145 chapter I of the Code of
Federal Regulations as follows:
0
1. Add Chapter 6, consisting of Part 601 to Subtitle B to read as
follows:
Title 2--Grants and Agreements
Chapter 6--Department of State
PART 601--NONPROCUREMENT DEBARMENT AND SUSPENSION
Sec.
601.10 What does this part do?
601.20 Does this part apply to me?
601.30 What policies and procedures must I follow?
Subpart A--General
601.137 Who in the Department of State may grant an exception to let
an excluded person participate in a covered transaction?
Subpart B--Covered Transactions
601.220 What contracts and subcontracts, in addition to those listed
in 2 CFR 180.220, are covered transactions?
Subpart C--Responsibilities of Participants Regarding Transactions
601.332 What methods must I use to pass requirements down to
participants at lower tiers with whom I intend to do business?
Subpart D--Responsibilities of Federal Agency Officials Regarding
Transactions
601.437 What method do I use to communicate to a participant the
requirements described in the OMB guidance at 2 CFR 180.435?
Subpart E Through H [Reserved]
Subpart I--Definitions
601.930 Debarring Official (Department of State supplement to
government-wide definition at 2 CFR 180.930.
601.1010 Suspending Official (Department of State supplement to
government-wide definition at 2 CFR 180.1010
Subpart J [Reserved]
Authority: Sec. 2455, Pub. L. 103-355, 108; Stat. 3327 (31
U.S.C. 6101 note); E.O. 12549; (3 CFR, 1986 Comp., p. 189); E.O.
12689 (3); CFR, 1989 Comp., p. 235).
Sec. 601.10 What does this part do?
This part adopts the Office of Management and Budget (OMB) guidance
in subparts A through I of 2 CFR part 180, as supplemented by this
part, as the DOS policies and procedures for nonprocurement debarment
and suspension. It thereby gives regulatory effect for DOS to the OMB
guidance as supplemented by this part. This part satisfies the
requirements in section 3 of Executive Order 12549, ``Debarment and
Suspension'' (3 CFR 1986 Comp., p. 189); Executive Order 12689,
``Debarment and Suspension'' (3 CFR 1989 Comp., p. 235); and section
2455 of the Federal Acquisition Streamlining Act of 1994, Pub. L. 103-
355 (31 U.S.C. 6101 note).
Sec. 601.20 Does this part apply to me?
This part and, through this part, pertinent portions of the OMB
guidance in subparts A through I of 2 CFR part 180 (see table at 2 CFR
180.100(b)) apply to you if you are a--
(a) Participant or principal in a ``covered transaction'' (see
subpart B of 2 CFR part 180 and the definition of ``nonprocurement
transaction'' at 2 CFR 180.970);
(b) Respondent in a DOS suspension or debarment action;
(c) DOS debarment or suspension official; and
(d) DOS grants officer, agreements officer, or other official
authorized to enter into any type of nonprocurement transaction that is
a covered transaction.
Sec. 601.30 What policies and procedures must I follow?
The DOS policies and procedures that you must follow are the
policies and procedures specified in each applicable section of the OMB
guidance in subparts A through I of 2 CFR part 180 and any supplemental
policies and procedures set forth in this part.
Subpart A--General
Sec. 601.137 Who in the Department of State may grant an exception to
let an excluded person participate in a covered transaction?
The Procurement Executive, Office of the Procurement Executive,
DOS, may grant an exception permitting an excluded person to
participate in a particular covered transaction. If the Procurement
Executive, Office of the Procurement Executive, DOS, grants an
exception, the exception must be in writing and state the reason(s) for
deviating from the government-wide policy in Executive Order 12549.
Subpart B--Covered Transactions
Sec. 601.220 What contracts and subcontracts, in addition to those
listed in 2 CFR 180.220, are covered transactions?
In addition to the contracts covered under 2 CFR 180.220(b) of the
OMB
[[Page 10035]]
guidance, this part applies to any contract, regardless of tier, that
is awarded by a contractor, subcontractor, supplier, consultant, or its
agent or representative in any transaction, if the contract is to be
funded or provided by the DOS under a covered nonprocurement
transaction and the amount of the contract is expected to equal or
exceed $25,000. This extends the coverage of the DOS nonprocurement
suspension and debarment requirements to all lower tiers of
subcontracts under covered nonprocurement transactions, as permitted
under the OMB guidance at 2 CFR 180.220(c) (see optional lower tier
coverage in the figure in the appendix to 2 CFR part 180).
Subpart C--Responsibilities of Participants Regarding Transactions
Sec. 601.332 What methods must I use to pass requirements down to
participants at lower tiers with whom I intend to do business?
You, as a participant, must include a term or condition in lower-
tier transactions requiring lower-tier participants to comply with
subpart C of the OMB guidance in 2 CFR part 180, as supplemented by
this subpart.
Subpart D--Responsibilities of Federal Agency Officials Regarding
Transactions
Sec. 601.437 What method do I use to communicate to a participant the
requirements described in the OMB guidance at 2 CFR 180.435?
To communicate to a participant the requirements described in 2 CFR
180.435 of the OMB guidance, you must include a term or condition in
the transaction that requires the participant's compliance with subpart
C of 2 CFR part 180, as supplemented by subpart C of this part, and
requires the participant to include a similar term or condition in
lower-tier covered transactions.
Subpart E Through H [Reserved]
Subpart I--Definitions
Sec. 601.930 Debarring official (Department of State supplement to
government-wide definition at 2 CFR 180.930).
The Debarring Official for the Department of State is the
Procurement Executive, Office of the Procurement Executive (A/OPE).
Sec. 601.1010 Suspending official (Department of Energy supplement to
government-wide definition at 2 CFR 180.1010).
The Debarring Official for the Department of State is the
Procurement Executive, Office of the Procurement Executive (A/OPE).
Subpart J [Reserved]
Title 22--Foreign Relations
Chapter I--Department of State
PART 133--[AMENDED]
0
2. The authority citation for part 133 continues to read as follows:
Authority: 22 U.S.C. 2658; 41 U.S.C. 701, et seq.
Sec. 133.510 [Amended]
0
3. Section 133.510, paragraph (c) is amended by revising the citation,
``22 CFR part 137'' to read: ``2 CFR Part 601.''
PART 137 [Removed]
0
4. Part 137 is removed.
PART 145 [Amended]
0
5. The authority citation for part 145 continues to read as follows:
Authority: 22 U.S.C. 2658.1; OMB Circular A-110 (64 FR 54926,
October 8, 1999).
Sec. 145.13 [Amended]
0
4. Section 145.13 is amended by revising the citation, ``22 CFR part
137'' to read, ``2 CFR 601.''
Sec. 145.44 [Amended]
0
5. Section 145.44 is amended by revising the citation, ``22 CFR part
137'' to read, ``2 CFR 601.''
Sec. 145.62 [Amended]
0
6. Section 145.62 paragraph (d) is amended by revising the citation,
``22 CFR part 137'' to read, ``2 CFR 601.''
Appendix A to Part 145 [Amended]
0
7. Appendix A to part 145 is amended by revising the second sentence of
paragraph (8) to read, ``No contract shall be made to parties listed on
the General Services Administration's Excluded Parties List System
(https://www.epls.gov) from Federal Procurement or Nonprocurement
Programs in accordance with Executive Orders 12549 and 12689,
`Debarment and Suspension.' ''
Dated: February 26, 2007.
Georgia Hubert,
Director, Office of the Procurement Executive, Federal Assistance
Division, Department of State.
[FR Doc. E7-3872 Filed 3-6-07; 8:45 am]
BILLING CODE 4710-24-P
