Surface Transportation Project Delivery Pilot Program, 6464-6472 [E7-2375]
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Federal Register / Vol. 72, No. 28 / Monday, February 12, 2007 / Rules and Regulations
This rule does not meet the definition
of ‘‘rule’’ in 5 U.S.C. 804(3)(A) because
it is a rule of ‘‘particular applicability.’’
Therefore, it is not subject to
congressional review requirements in 5
U.S.C. 801–808.
Dated: February 2, 2007.
Steven D. Vaughn,
Director, Office of New Animal Drug
Evaluation, Center for Veterinary Medicine.
[FR Doc. E7–2368 Filed 2–9–07; 8:45 am]
BILLING CODE 4160–01–S
List of Subjects in 21 CFR Part 524
DEPARTMENT OF TRANSPORTATION
Animal drugs.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs and redelegated to
the Center for Veterinary Medicine, 21
CFR part 524 is amended as follows:
Federal Highway Administration
PART 524—OPHTHALMIC AND
TOPICAL DOSAGE FORM NEW
ANIMAL DRUGS
Surface Transportation Project
Delivery Pilot Program
I
Authority: 21 U.S.C. 360b.
2. In § 524.1193, revise the section
heading, and paragraphs (b) and (e)(2) to
read as follows:
I
Ivermectin topical solution.
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*
*
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(b) Sponsors. See Nos. 050604,
051311, 054925, 055529, 058829,
059130, and 066916 in § 510.600(c) of
this chapter for use as in paragraph (e)
of this section.
*
*
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(e) * * *
(2) Indications for use in cattle. For
the treatment and control of:
Gastrointestinal roundworms (adults
and fourth-stage larvae) Ostertagia
ostertagi (including inhibited stage),
Haemonchus placei, Trichostrongylus
axei, T. colubriformis, Cooperia
oncophora, C. punctata, C. surnabada,
Oesophagostomum radiatum; (adults)
Strongyloides papillosus, Trichuris spp.;
lungworms (adults and fourth-stage
larvae) Dictyocaulus viviparus; cattle
grubs (parasitic stages) Hypoderma
bovis, H. lineatum; mites Sarcoptes
scabiei var. bovis; lice Linognathus
vituli, Haematopinus eurysternus,
Damalinia bovis, Solenoptes capillatus;
and horn flies Haematobia irritans. It
controls infections and prevents
reinfection with O. radiatum and D.
viviparus for 28 days after treatment, C.
punctata and T. axei for 21 days after
treatment, H. placei, C. oncophora, and
C. surnabada for 14 days after
treatment, and D. bovis for 56 days after
treatment.
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RIN 2125–AF13
Federal Highway
Administration (FHWA), DOT.
ACTION: Final rule.
1. The authority citation for 21 CFR
part 524 continues to read as follows:
*
[FHWA Docket No. FHWA–05–22707]
AGENCY:
I
§ 524.1193
23 CFR Part 773
SUMMARY: Section 6005 of the Safe,
Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users (SAFETEA–LU) established a
pilot program to allow the Secretary of
Transportation to assign, and the State
to assume, the Secretary’s
responsibilities under the National
Environmental Policy Act (NEPA) for
one or more highway projects. The
Secretary may permit not more than five
States (including the States of Alaska,
California, Ohio, Oklahoma, and Texas)
to participate in the program. Upon
assigning NEPA responsibilities, the
Secretary may further assign to the State
all or part of the Secretary’s
responsibilities for environmental
review, consultation or other action
required under any Federal
environmental law pertaining to the
review of a specific project. In order to
be selected for the pilot program a State
must submit an application to the
Secretary. Section 6005 requires the
Secretary to promulgate rules that
establish requirements relating to
information required to be contained in
an application by a State to participate
in the pilot program. This final rule
establishes these application
requirements.
DATES:
Effective March 14, 2007.
Ms.
Ruth Rentch, Office of Project
Development and Environmental
Review, HEPE, 202–366–2034 or Mr.
Michael Harkins, Office of the Chief
Counsel, 202–366–4928, Federal
Highway Administration, 400 Seventh
Street, SW., Washington, DC 20590–
0001. Office hours are from 7:45 a.m. to
4:15 p.m., e.t., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
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SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
Internet users may access this
document, the notice of proposed
rulemaking (NPRM), and all comments
received by the U.S. DOT by using the
universal resource locator (URL) https://
dms.dot.gov. It is available 24 hours
each day, 365 days each year. Electronic
submission and retrieval help and
guidelines are available under the help
section of the Web site.
An electronic copy of this document
may also be downloaded by accessing
the Office of the Federal Register’s home
page at: https://www.archives.gov or the
Government Printing Office’s Web page
at https://www.gpoaccess.gov/nara.
Background
Section 6005 of SAFETEA–LU (Pub.
L. 109–59, 119 Stat. 1144), codified at
23 U.S.C. 327, established a pilot
program that allows the Secretary of
Transportation (Secretary) to assign up
to five States, including Alaska,
California, Oklahoma, Ohio, and Texas,
the responsibilities of the Secretary for
implementation of the National
Environmental Policy Act (NEPA)(42
U.S.C. 4321–4347) for one or more
highway projects. Upon assumption of
NEPA responsibilities, a State may also
be assigned all or part of the Secretary’s
responsibilities for environmental
review, consultation or other action
required under any Federal
environmental law pertaining to the
review or approval of highway projects.
Whenever a State assumes the
Secretary’s responsibilities under this
program, the State becomes solely
responsible and solely liable for
carrying out, in lieu of the Secretary, the
responsibilities it has assumed,
including coordination and resolution
of issues with Federal environmental
resource and regulatory agencies and
responding to litigation. The Secretary’s
NEPA and other environmental
responsibilities pertaining to the review
and approval of highway projects, as
well as the administration and
implementation of this pilot program,
has been delegated to the FHWA
pursuant to 49 CFR 1.48.
In order to participate in this pilot
program, a State must submit an
application. Section 327(b)(2) of title 23,
United States Code, requires the
Secretary to promulgate regulations that
establish requirements relating to the
information that States must submit as
part of their applications to participate
in this pilot program. This final rule
establishes these requirements.
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Discussion of Comments Received to
the Notice of Proposed Rulemaking
(NPRM)
The FHWA published its NPRM on
April 5, 2006, at 71 FR 17040. In
response to the NPRM, the FHWA
received 10 comments. The commenters
include two Federal agencies, three
State departments of transportation
(State DOT), one public interest group,
two associations, and a consolidated
group of comments from each of the
State DOTs designated by the statute as
pilot program participants (Designated
Pilot States). One State DOT, the Alaska
Department of Transportation and
Public Facilities (ADOT&PF), submitted
two comments. The FHWA considered
each of these comments in adopting this
final rule.
The majority of the comments
addressed several common issues.
These issues are identified and
addressed under the appropriate section
below.
Section-by-Section Discussion of
Changes
Section 773.103
Definitions
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Federal Environmental Law
There were several comments on the
definition of ‘‘Federal environmental
law.’’ First, the Designated Pilot States
and the Texas Department of
Transportation (TxDOT) commented
that the regulation or the preamble
should acknowledge that State DOTs
already perform much of the work
needed to comply with many
environmental laws, and that the
preamble should make clear that the key
change under this pilot program is the
transfer of specific decisionmaking and
consulting responsibilities. The FHWA
acknowledges that, pursuant to 23 CFR
771.109(c)(1), the State DOTs may
currently prepare the environmental
impact statement (EIS) and other
environmental documents with the
FHWA’s guidance, participation, and
independent evaluation of such
documents. The FHWA further
acknowledges that this pilot program
will involve the transfer of
decisionmaking and consulting
responsibilities. As provided at 23
U.S.C. 327(e), upon assuming
responsibility under this pilot program,
the State shall be solely responsible and
solely liable for carrying out such
responsibilities until the pilot program
is terminated.
Second, the Designated Pilot States
commented that compliance with
Executive Orders should be included in
the regulation itself and not just in
Appendix A. The FHWA agrees with
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this comment and has revised the
definition of ‘‘Federal environmental
law’’ to include Executive Orders. It is
important to note, however, that
Executive Orders are intended only to
improve the internal management and
administration of the Executive Branch
of the Federal Government and do not
create any legally enforceable rights.
Nothing in this rulemaking is intended
to change the legal force and effect of
any Federal statute, regulation, or
Executive Order cited herein. As
provided at 23 U.S.C. 327(a)(2)(C), a
State DOT’s assumption of any
responsibility under this pilot program
is subject to the same procedural and
substantive requirements that apply to
the Secretary.
Third, the American Road and
Transportation Builders Association
(ARTBA) commented that the State
DOTs should be delegated the FHWA’s
responsibility for making transportation
conformity determinations. However, 23
U.S.C. 327(a)(2)(B)(ii)(I) expressly
prevents the FHWA from delegating
these responsibilities. Thus, the FHWA
declines to make this change.
Lastly, the Environmental Protection
Agency (EPA) commented that the rule
should provide clarification on how all
environmental regulations will be
followed if all of the FHWA’s
environmental responsibilities are not
assumed by a State DOT. The FHWA is
aware of the procedural difficulties that
may be caused by only a partial
assumption of the FHWA’s
environmental responsibilities. Should
a State DOT wish to exclude some of the
FHWA’s environmental responsibilities
under the pilot program, and if
satisfactory alternate procedures cannot
be developed in the formal
Memorandum of Understanding (MOU),
then the FHWA may either choose to
not assign the responsibilities to the
State DOT or withdraw the affected
projects from the pilot program. Under
any scenario, the FHWA believes that
this issue is more appropriate for the
formal Memorandum of Understanding
(MOU) between the FHWA and the
State DOT rather than this rule. The
FHWA is committed to ensuring full
compliance with all environmental
regulations.
Highway Project
There were several comments on the
definition of ‘‘highway project.’’ First,
the Designated Pilot States, TxDOT,
ADOT&PF, ARTBA, and EPA all
commented on the proposed exclusion
of undertakings that are planned as
multi-modal. Designated Pilot States,
TxDOT, ADOT&PF, and ARTBA each
commented that this exclusion is overly
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broad. Designated Pilot States and
TxDOT both commented that the
exclusion would prevent the States from
assuming highway projects that include
common multi-modal elements such as
express bus service, pedestrian and
bicycle paths, and park-and-ride lots.
Designated Pilot States and TxDOT both
commented that excluding projects that
are funded under chapter 53 of title 49,
United States Code, or that require the
approval of the Federal Transit
Administration (FTA) is sufficient to
prevent the program from applying to
projects that do not fit within the
common meaning of the term ‘‘highway
project.’’ The ADOT&PF wants to ensure
that the definition does not exclude
projects on the Alaska Marine Highway
System, which occasionally involve
funds from both FHWA and FTA. The
EPA was concerned that the exclusion
of multi-modal projects would limit the
range of reasonable alternatives that
may be considered for a project.
The FHWA agrees with each of the
comments made by Designated Pilot
States, TxDOT, ARTBA, and EPA and
has revised the definition of ‘‘highway
project’’ to remove the exclusion of
multi-modal projects. The intent behind
the proposed exclusion of multi-modal
projects from the definition of highway
project was not to be overly restrictive
in the types of projects that States may
assume, but rather to ensure that only
actual highway projects are assumed.
Also, the FHWA included express
language at the end of the definition to
further clarify that a State may include
and consider alternatives that are
excluded from this definition in the
range of reasonable alternatives for a
highway project.
However, with respect to the
comment from ADOT&PF, the FHWA
does not believe that it is appropriate to
include projects that are funded under
chapter 53 of title 49, United States
Code. Projects funded under chapter 53
of title 49, United States Code, are
transit projects that are administered
and approved by the FTA. While no
changes have been made concerning the
source of funding under chapter 53 of
title 49, United States Code, the FHWA
notes that section 1108 of SAFETEA–LU
provides flexibility to the States to
transfer any funds made available for
highway projects under chapter 53 of
title 49, United States Code, to title 23,
United States Code. Once transferred,
these projects would no longer be
excluded. Moreover, improvements to
ferry boats and terminal facilities are
eligible for assistance under title 23,
United States Code. Thus, the FHWA
believes it is appropriate for
improvements to ferry terminal facilities
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to be considered highway projects under
the definition of this rule.
Second, the Designated Pilot States,
ARTBA, California Department of
Transportation (Caltrans), EPA, and
Save Our Springs Alliance (SOS) all
commented on the proposed exclusion
of projects for which a draft
environmental impact statement (DEIS)
has already been issued by FHWA. The
EPA and SOS were supportive of this
exclusion in order to minimize changes
of authority in the middle of project
development. The Designated Pilot
States, ARTBA, and Caltrans were
opposed to this exclusion. Designated
Pilot States stated that, given the short
term of the pilot program, which is only
six years after the date of enactment of
SAFETEA–LU (August 10, 2005), it may
not be possible for the State DOTs to
carry-out many projects requiring an EIS
all the way through the NEPA process.
After considering these comments, the
FHWA has decided to remove this
exclusion from the definition of
‘‘highway project.’’ The pilot program is
only authorized for six years from the
date of enactment of SAFETEA–LU. One
year has already elapsed in developing
these regulations and more time must
still be spent in developing the
application, giving public notice,
considering the application, consulting
with affected Federal agencies, and
executing a memorandum of
understanding. More time is also
needed by States for obtaining
legislative authority to consent to
exclusive Federal court jurisdiction
with respect to the responsibilities to be
assumed. The FHWA’s concern
regarding the public frustration over
changing the entity responsible for
completing the EIS in the middle of a
project will be minimized through the
public notice requirement for the State
DOTs’ applications. To ensure that the
public is given adequate notice of all
projects for which a DEIS has already
been issued, the FHWA has added a
requirement at section 773.106(b)(1) to
require each State DOT to specifically
identify each project for which a DEIS
has already been issued in its
application. Additionally, the FHWA is
also concerned about how to measure
the State DOTs’ success under the pilot
program whenever a substantial amount
of FHWA involvement has already
occurred. Thus, in order to ensure that
this pilot program allows for the greatest
flexibility in the delegation of projects,
the FHWA has eliminated this
exclusion. While the FHWA does not
believe that there is any specific
threshold that is appropriate for this
regulation, the decision about whether
any project may be assumed is
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discretionary and will be made by the
FHWA on a case-by-case basis.
Third, the Designated Pilot States,
Caltrans, and EPA all commented on the
proposed exclusion of projects listed on
Executive Order (E.O.) 13274. The
Designated Pilot States and Caltrans
both urged the FHWA not to adopt an
across-the-board rule excluding all E.O.
13274 projects, but to use discretion in
determining which projects may be
assumed on a case-by-case basis. The
EPA asked the FHWA to clarify whether
this exclusion applies only to E.O.
13274’s priority list or to both the
priority list and the transition list. After
considering these comments, the FHWA
has decided not to eliminate this
exclusion. The projects designated
under E.O. 13274 are high priority
projects that have been designated by
the Secretary as having national or
regional significance. Moreover, the E.O.
13274 process itself involves high-level
involvement of DOT and other Federal
departments and agencies, which must
collaborate and work together to
expedite the environmental review of
these projects. As a result, these projects
require direct DOT involvement to not
only ensure that special attention is
given to these projects throughout the
Federal Government, but also because
these interactions require policy-making
authority. With respect to EPA’s
comment concerning the scope of this
exclusion, it is the FHWA’s intent to
exclude projects on both the priority list
and the transition list. However, we do
not believe that an amendment to the
regulations is necessary to clarify this
point.
Fourth, the Designated Pilot States
and ADOT&PF commented on the
proposed exclusion of Federal lands
highway projects. The Designated Pilot
States urge the FHWA to reassess this
exclusion in light of ADOT&PF’s
comments on this issue and state that
the exclusion, if any, should only apply
to projects funded with funds under the
Federal Lands Highway Program. The
ADOT&PF states that this exclusion
should be modified because it designs
and constructs projects across Federal
lands funded under the Federal Lands
Highway Program. The FHWA agrees
with these comments and has modified
the exclusion to permit the State DOTs
to assume environmental
responsibilities for Federal lands
projects that are funded under the
Federal Lands Highway Program and
both designed and constructed by the
State.
Fifth, the EPA commented on the
FHWA’s intent to allow States to
assume reevaluations. The EPA is
concerned about the effects of changes
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of authority in the mid-course of project
development. The FHWA does not
believe that the issue of mid-course
changes of authority in project
development is significant in the
context of a reevaluation. Reevaluations
are separate and independent
determinations concerning whether a
specific NEPA determination is still
valid. Unlike the issue concerning a
DEIS, the State DOT will conduct a
reevaluation from the beginning of this
process. Additionally, due to the limited
duration of this pilot program, the State
DOTs’ assumption of reevaluations will
provide some data on the State DOTs’
ability to assume the FHWA’s
environmental responsibilities.
Lastly, the EPA asked the FHWA to
clarify whether a State can assume a
Tier 2 project for which a Tier 1
determination has already been made. It
is the FHWA’s intent to allow States to
assume Tier 2 projects for which a Tier
1 determination has already been made.
However, we do not believe that an
amendment to the regulations is
necessary for this clarification.
Section 773.105 Statements of Interest
The American Association of State
Highway and Transportation Officials
(AASHTO) commented on the
importance of ensuring that all five
openings in the pilot program be filled.
AASHTO suggested including a
provision in the regulations that
requires each designated pilot State
(Alaska, California, Ohio, Oklahoma,
and Texas) to submit a statement of
interest within 60 days of the issuance
of the final rule. The statement of
interest would hold the designated pilot
State’s place in the program while that
State develops its application. If the
State declines to submit a statement of
interest, then other States would have
an opportunity to participate in the
program. The FHWA agrees with this
comment and has inserted a
requirement at section 773.105 to
require that each designated pilot State
submit a statement of interest within 60
days after the effective date of these
regulations. The FHWA has also
inserted a requirement that each State
actively work to develop and submit its
application and meet all applicable
program criteria, including the
enactment of necessary State legal
authority after a statement of interest is
submitted. The FHWA further notes
that, while SAFETEA–LU requires the
FHWA to give priority to Alaska,
California, Ohio, Oklahoma, and Texas,
any State may submit an application to
the FHWA at any time to participate in
this pilot program. Should any of these
five designated States decide not to
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participate or fail to meet the eligibility
criteria, the FHWA will consider
another State’s application.
Section 773.106 Application
Requirements for Participation in the
Program
There were several comments on the
proposed application requirements.
First, Designated Pilot States and
TxDOT commented on the manner in
which classes of projects must be
identified in the application. Designated
Pilot States and TxDOT felt that there
was an inconsistency between the
proposed regulations and the preamble
of the NPRM, which implied that the
State DOTs must individually identify
each project in its application. In
drafting the preamble to the NPRM, the
FHWA did not intend to adopt this
narrow approach. Rather, the FHWA
intended for a flexible approach to
identifying the classes of projects. State
DOTs applying to this pilot program
may choose to either identify individual
projects or identify a class of projects by
using a qualitative description of the
projects. With the exception of
specifically identifying each project for
which a DEIS has already been issued,
as discussed above, there are no limits
intended to be placed on how the States
identify the projects other than a
requirement to identify the projects in
sufficient terms so as to enable the
FHWA, other agencies, and the public to
reasonably know what projects the State
DOT is intending to assume.
Second, TxDOT, ADOT&PF,
Designated Pilot States, and SOS all
commented on the requirement for the
State DOT to include a philosophical/
policy statement of the State DOT’s
goals and guiding principles in making
environmental decisions. TxDOT
commented that it is unclear what
would constitute an appropriate
philosophical/policy statement and how
the statement would be evaluated by the
FHWA in considering the application.
ADOT&PF commented that the purpose
of the philosophical/policy statement is
unclear and it should be sufficient for
the State DOTs to simply follow the
policies and procedural requirements
applicable to the FHWA. Designated
Pilot States commented that the
statement itself could be viewed as a
regulatory requirement and that the
State DOTs should simply be required
to comply with the procedural and
substantive requirements applicable to
the FHWA. SOS commented that the
philosophical/policy statement is
meaningless unless it is made binding
and enforceable.
Since there appears to be substantial
confusion over the purpose and utility
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of the philosophical/policy statement,
the FHWA has eliminated this
requirement. The purpose of the
philosophical/policy statement was not
to create a binding, enforceable standard
against which the State DOTs’
environmental decisions would be
judged. Rather, the FHWA was looking
for a statement of the State DOTs’
commitment to good environmental
stewardship, legal compliance, public
involvement, and cooperation and
consultation with Federal agencies,
State and local officials, and Indian
tribes. Even though this requirement has
been eliminated, the FHWA notes that
23 U.S.C. 327(a)(2)(C) provides that the
States participating in the pilot program
are subject to the same procedural and
substantive requirements as the FHWA
under this pilot program, which
includes the policies contained in 42
U.S.C. 4331 and 23 CFR 771.105.
Third, ADOT&PF commented that the
purpose behind the requirement to
identify existing environmental and
managerial expertise is unclear and
should be revised to only require the
State DOTs to identify the staff,
management, and procedures that will
be used to administer the
responsibilities the State DOT assumes.
The FHWA agrees with this comment
and has eliminated this requirement.
Even without this requirement, the
regulations require sufficient
information be submitted concerning
the State DOT’s personnel to be used in
administering the FHWA’s
environmental responsibilities.
However, in order to ensure that the
State DOT identifies the relevant
management, the FHWA amended
section 773.106(b)(4)(i) to require the
State DOT to describe the management
positions in addition to the staff
positions.
Fourth, ADOT&PF commented on the
requirement for the State DOTs to
describe how they will identify and
address the projects that would
normally require FHWA headquarters
prior concurrence under 23 CFR
771.125(c). Specifically, ADOT&PF
commented that the final rule should
waive the applicability of 23 CFR
771.125(c) to the State DOTs
participating in this pilot program. The
FHWA disagrees with this comment.
While this requirement is an internal
FHWA processing requirement, the
FHWA feels that it is important for the
State DOTs to develop processes that
would centralize their decisionmaking
processes for the types of projects listed
at 23 CFR 771.125(c).
Fifth, Designated Pilot States, TxDOT,
and EPA all commented on the budget
requirements that the State DOTs must
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6467
submit as part of their applications.
Designated Pilot States commented that
it is virtually impossible to develop a
meaningful litigation budget because
these costs are highly unpredictable and
that the State DOTs should simply be
required to demonstrate that funding
would be reasonably available. TxDOT
commented that it was concerned about
providing a budget for things that may
or may not happen, such as litigation
costs, and that the State DOT should be
required only to demonstrate that
funding is reasonably available. TxDOT
further commented that it considered it
to be sufficient to simply state in its
application that TxDOT has a $2.6
billion construction letting budget and a
total agency disbursements of $7.5
billion. EPA commented that it would
be very difficult for a State DOT to show
that it has all the financing for a project
in place before the project is
undertaken. EPA stated that the State
DOTs should be given the flexibility to
provide satisfactory evidence that
financing will be made available.
The FHWA agrees with these
comments and has revised section
773.106(b)(5) to require the State DOTs
to submit a summary of financial
resources, as opposed to a budget,
showing the anticipated financial
resources that will be available to carry
out the responsibilities and projects
assumed under this pilot program. The
FHWA recognizes that some costs may
be difficult to ascertain and that the
State DOTs’ funding is contingent on its
appropriations processes. Thus, a
summary of financial resources that
identifies anticipated financial
resources and the expected allocation of
those resources, as opposed to a budget,
will be sufficient. However, while the
FHWA does not intend to require a
budget of future financial resource, the
FHWA notes that the State DOTs must
be able to show that they expect to be
able to meet the extra needs identified
in sections 773.106(b)(3) and (4). The
FHWA does not believe that the broad,
general assertion by TxDOT stating that
the State DOT has a $2.6 billion
construction letting budget and a total
agency disbursements of $7.5 billion
will be sufficient verification of
financial resources. Instead, the State
DOT must reasonably show how much
financial resources are expected to be
allocated to carrying out the
environmental responsibilities it has
assumed.
Sixth, SOS commented on the
certification required to be made by the
State Attorney General or other State
official legally empowered by State law.
SOS commented that the certification
should be only from the Attorney
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General and not some other State
official because it is unclear who might
actually be legally empowered to make
these certifications. The FHWA shares
this concern. Only a State official that
has authority to consent to Federal court
jurisdiction and has the ability to make
legal conclusions should make this
certification. However, since each State
has its own unique laws and
departmental structures, the FHWA
believes that it is appropriate to leave
some flexibility in the regulation as to
which official would actually make this
certification. In most cases, the State’s
Attorney General would most likely be
the appropriate State official. In other
cases, the most appropriate State official
could be the chief legal official of the
State DOT. Whenever an official other
than the State’s Attorney General makes
these required certifications, the State
DOT must show the FHWA that the
official is legally empowered under
State law to make the certification.
Seventh, Designated Pilot States and
TxDOT commented on the public
review and comment requirements.
Designated Pilot States and TxDOT were
concerned that section 773.106(b)(8)
could be construed to require a State
DOT to publish the entire application in
every newspaper in the State.
Designated Pilot States and TxDOT state
that the size of the application will
make this requirement impracticable
and wasteful. In developing the NPRM,
the FHWA did not intend to prescribe
the manner in which the State DOTs
publish their applications for public
comment. Rather, the FHWA intended
for the publication requirement to be
determined in accordance with State
law, as provided at 23 U.S.C. 327(b)(3).
Moreover, the FHWA believes that the
intent of the publication requirement of
23 U.S.C. 327(b)(3) is simply to notify
the public that the complete application
is reasonably available for public review
and inspection. Additionally, the access
to the complete application provided to
the public must enable them to timely
review and comment on the application.
Thus, the requirements of 23 U.S.C.
327(b)(3) are met if it is sufficient under
State law to provide notice and solicit
public comment on a document by
publishing a notice of the document’s
availability. The FHWA has added
clarifying language in section
773.106(b)(8) to this effect.
Lastly, ACHP and SOS both
commented on the public review and
comment requirements. ACHP
commented that the State DOTs should
be required to provide evidence that
they have notified and provided an
opportunity to comment to Indian tribes
and State Historic Preservation Officers
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(SHPO). The FHWA agrees that the State
DOTs should ensure that Indian tribes,
SHPOs, and other stakeholders are
provided notice and an opportunity to
comment on their applications.
Moreover, the State DOTs should be
mindful that their applications will not
only be reviewed by the FHWA, but also
other affected Federal agencies,
including the ACHP, before their
applications are approved. Evidence of
adequate public notice and a
meaningful opportunity to submit
comments will be considered in
approving any application. However,
the FHWA does not believe that an
amendment to the regulations is
necessary to ensure that any specific
group or stakeholder receives notice and
is provided an opportunity to comment.
Also, SOS commented that they have
little confidence in the requirement to
seek public comment solely in
accordance with the public notice law
of the State, and that the regulations
should be amended to require public
outreach and education. However, 23
U.S.C. 327(b)(3) provides that the public
notice requirement be determined under
the appropriate public notice law of the
State. Thus, the method of public notice
and solicitation of comments is to be
determined by the State DOTs following
State law.
Section 773.108 Application
Amendments
The ACHP, similar to its comments on
the public notice and comment process,
commented that the State DOT should
be required to notify affected Indian
tribes and SHPOs of its intent to amend
its application. As stated above in
response to the ACHP’s comments on
the public notice and comment process,
the FHWA agrees that the State DOTs
should ensure that Indian tribes,
SHPOs, and other stakeholders are
provided notice and an opportunity to
comment on amendments to their
applications involving requests for
additional projects or responsibilities.
However, the FHWA does not believe
that an amendment to the regulations is
necessary to ensure that any specific
group or stakeholder receives notice and
is provided an opportunity to comment.
Also, the FHWA amended section
773.108 to clarify that the State DOT
does not need to provide notice and
solicit public comments for amendment
not involving requests to assume
additional highway projects, classes of
highway projects, or more
environmental responsibilities.
Appendix A
There were several comments on
Appendix A. First, ADOT&PF, ACHP,
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Designated Pilot States, and TxDOT
commented on the government-togovernment tribal consultation
responsibilities. ADOT&PF commented
that the FHWA should reevaluate its
proposal in the NPRM to exclude
government-to-government
consultations with the Indian tribes.
The ACHP commented that it agreed
that government-to-government tribal
consultation responsibilities should
only be administered by the State DOT
if the Tribe consents through a formally
signed consultation agreement. The
Designated Pilot States commented that
they were concerned that each State
DOT would be required to negotiate
agreements with dozens or hundreds of
separate Indian tribes simply to permit
a State DOT to continue its current
practice of handling consultation with
tribes except in cases where a tribe
requests direct FHWA involvement.
TxDOT commented that it is
appropriate for FHWA to be involved
when a tribe requests FHWA
involvement.
While the statute does not specifically
prohibit the FHWA from assigning its
government-to-government consultation
responsibilities, the FHWA does not
believe that the agency can, or should
try to, require a sovereign Indian tribe
to consult with the State DOT without
a clear Congressional mandate to do so.
Additionally, the FHWA is aware that
requiring the State DOT to negotiate
individual agreements with every
Indian tribe could be time consuming
and very burdensome administratively.
Since the FHWA is not assigning any
government-to-government consultation
activities, there should be no change in
the existing relationships between the
State DOTs and the Indian tribes. Thus,
the FHWA is deleting this requirement
from Appendix A. However, the FHWA
notes that some State DOTs currently
have executed agreements with the
Indian tribes within their borders to
coordinate and resolve issues relating to
highway projects as part of the FHWA’s
tribal consultation process. These
agreements have generally worked well
and the State DOTs are encouraged to
follow this practice under this pilot
program.
Second, Designated Pilot States and
TxDOT commented that the regulation
should clarify that, with regard to the
laws listed in Appendix A, the FHWA
would be assigning only those
responsibilities that are carried out as
part of the NEPA analysis. TxDOT
specifically commented that E.O. 13287
and E.O. 11514 should be deleted from
Appendix A because they do not require
any consideration in the NEPA process.
The FHWA has decided to remove
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E.O.’s 11514, 11593, 13007, 13175, and
13287, and 23 U.S.C. 319 to indicate
that the FHWA would retain
responsibility for implementation of
these laws either because they apply
only to properties owned and managed
by the Federal Government, involve
policy decisions, or do not otherwise
appear to require the FHWA to
undertake any environmental review,
consultation, or other action pertaining
to the review or approval of highway
projects. Also, the FHWA has modified
the reference to the Rivers and Harbors
Act of 1899 in Appendix A to include
only section 10 because the other
sections of the Act do not appear to be
inherently environmental.
The FHWA notes that the mere
inclusion of a law on the list in
Appendix A does not mean that the law
will be automatically assigned. The laws
that are assigned will only be those laws
approved by the FHWA and specifically
reflected in the MOU between the
FHWA and the State DOT. Moreover,
the list in Appendix A is not meant to
be an exhaustive list, but rather a list of
laws the FHWA has predetermined to be
inherently environmental. The FHWA
further notes that the State DOTs
participating in the pilot program must
comply with the substantive
requirements of all applicable laws
regardless of these laws’ inclusion or
exclusion in an application or MOU.
Other
The EPA commented that the
rulemaking should clarify that the
review and coordination responsibilities
assumed by the State DOTs will not
affect or diminish their obligations to
other Federal agencies. The EPA also
commented that the States should be
required to acknowledge their
commitment to cooperate with other
Federal agencies. While we do not agree
that it is necessary to add a regulation
to this effect, we agree with the EPA’s
comment that the State DOTs must
cooperate with other Federal agencies in
administering the FHWA’s
responsibilities under this program.
These obligations will be made part of
the formal MOUs between the FHWA
and the State DOTs. In developing their
applications, the State DOTs should be
mindful that the FHWA is required to
consult with other Federal agencies
before approving their applications.
Demonstrating their commitment to
cooperate with other Federal agencies in
their applications may help expedite the
approval of their applications.
Finally, Designated Pilot States and
TxDOT commented that the FHWA
should use an acronym other than
‘‘STD’’ whenever referring to a State
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transportation department. The FHWA
used the acronym ‘‘STD’’ since 23
U.S.C. 101(a)(34) uses the words ‘‘State
transportation department’’ in referring
to the State department charged with
the responsibility for highway
construction. However, the FHWA
agrees that the term ‘‘State DOT’’ in an
acceptable replacement for the
previously used acronym and
accordingly, the FHWA has accepted
this comment.
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
The FHWA has determined that this
action would be a significant
rulemaking action within the meaning
of Executive Order 12866 and would be
significant within the meaning of the
U.S. Department of Transportation’s
regulatory policies and procedures. This
rulemaking proposes application
requirements for the Surface
Transportation Project Delivery Program
as mandated in section 6005 of the Safe,
Accountable, Flexible, Efficient
Transportation Act: A Legacy for Users
(SAFETEA–LU) (Pub. L. 109–59; 119
Stat. 1144; 23 U.S.C. 327).
This action is considered significant
because of the substantial public
interest in environmental concerns
associated with highway projects. The
program to which this proposed
application corresponds allows States to
assume the Secretary of Transportation’s
responsibilities under the National
Environmental Policy Act of 1969, and
for environmental reviews,
consultations, and compliance with
other Federal environmental laws. This
action involves important DOT policy in
that it allows participating States to
assume limited DOT responsibilities.
These changes are not anticipated to
adversely affect, in a material way, any
sector of the economy. This rulemaking
sets forth application requirements for
the Surface Transportation Project
Delivery Pilot Program, which will
result in only minimal costs to program
applicants. In addition, these changes
do not create a serious inconsistency
with any other agency’s action or
materially alter the budgetary impact of
any entitlements, grants, user fees, or
loan programs. Consequently, a full
regulatory evaluation is not required.
Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (Pub. L. 96–354, 5 U.S.C.
601–612) we have evaluated the effects
of this proposed action on small entities
and have determined that this action
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6469
would not have a significant economic
impact on a substantial number of small
entities.
This rule addresses application
requirements for States wishing to
participate in the Surface
Transportation Project Delivery
Program. As such, it affects only States
and States are not included in the
definition of small entity set forth in 5
U.S.C. 601. Therefore, the Regulatory
Flexibility Act does not apply, and the
FHWA certifies that this action would
not have a significant economic impact
on a substantial number of small
entities.
Unfunded Mandates Reform Act of 1995
This rule does not impose unfunded
mandates as defined by the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4, 109 Stat. 48). This rule will not
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $128.1
million or more in any one year (2
U.S.C. 1532). Further, in compliance
with the Unfunded Mandates Reform
Act of 1995, the FHWA will evaluate
any regulatory action that might be
proposed in subsequent stages of the
proceeding to assess the effects on State,
local, and tribal governments and the
private sector. Additionally, the
definition of ‘‘Federal Mandate’’ in the
Unfunded Mandates Reform Act
excludes financial assistance of the type
in which State, local, or tribal
governments have authority to adjust
their participation in the program in
accordance with changes made in the
program by the Federal Government.
The Federal-aid highway program
permits this type of flexibility.
Executive Order 13132 (Federalism)
This action has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132, and the FHWA has determined
that this action would not have
sufficient federalism implications to
warrant the preparation of a federalism
assessment. The FHWA has also
determined that this action would not
preempt any State law or State
regulation or affect the States’ ability to
discharge traditional State governmental
functions.
Executive Order 12372
(Intergovernmental Review)
Catalog of Federal Domestic
Assistance Program Number 20.205,
Highway Planning and Construction.
The regulations implementing Executive
Order 12372 regarding
intergovernmental consultation on
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Federal programs and activities apply to
this program.
Executive Order 12988 (Civil Justice
Reform)
Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501), Federal
agencies must obtain approval from the
Office of Management and Budget
(OMB) for each collection of
information they conduct, sponsor, or
require through regulations. The FHWA
has determined that this action does not
contain collection of information
requirements for the purposes of the
PRA. The FHWA does not anticipate
receiving applications from ten or more
States because participation in the
Surface Transportation Project Delivery
Pilot Program has been limited to five,
expressly named States in 23 U.S.C.
327.
This action meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
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National Environmental Policy Act
The agency has analyzed this action
for the purpose of the National
Environmental Policy Act of 1969 (42
U.S.C. 4321–4347) and has determined
that the establishment of the application
requirements for participation in the
Surface Transportation Project Delivery
Pilot Program, as required by Congress
in 23 U.S.C. 327(b)(2) and the
subsequent delegation of
responsibilities, would not have any
effect on the quality of the environment.
Section 327 expressly provides that a
State’s assumption of the Secretary’s
responsibilities under this program shall
be ‘‘subject to the same procedural and
substantive requirements as would
apply if that responsibility were carried
out by the Secretary.’’ 23 U.S.C.
327(a)(2)(C). In addition, this State
assumption of responsibility does not
preempt or interfere ‘‘with any power,
jurisdiction, responsibility, or authority
of an agency, other than the Department
of Transportation, under applicable law
(including regulations) with respect to a
project.’’ 23 U.S.C. 327(a)(2)(E). Finally,
the Secretary is authorized to terminate
the participation of any State in this
program if the Secretary determines
‘‘that the State is not adequately
carrying out the responsibilities
assigned to the State.’’ 23 U.S.C.
327(i)(2)(A).
Executive Order 12630 (Taking of
Private Property)
The FHWA has analyzed this rule
under Executive Order 12630,
Governmental Actions and Interface
with Constitutionally Protected Property
Rights. The FHWA does not believe that
this action would affect a taking of
private property or otherwise have
taking implications under Executive
Order 12630.
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Executive Order 13045 (Protection of
Children)
We have analyzed this rule under
Executive Order 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. The FHWA
certifies that this action would not cause
any environmental risk to health or
safety that might disproportionately
affect children.
Executive Order 13175 (Tribal
Consultation)
The FHWA has analyzed this action
under Executive Order 13175, dated
November 6, 2000, and believes that this
action would not have substantial direct
effects on one or more Indian tribes;
would not impose substantial direct
compliance costs on Indian tribal
governments; and would not preempt
tribal laws. The proposed rulemaking
addresses application requirements for
the Surface Transportation Project
Delivery Program and would not impose
any direct compliance requirements on
Indian tribal governments. Therefore, a
tribal summary impact statement is not
required.
Executive Order 13211 (Energy Effects)
We have analyzed this action under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use dated May 18, 2001.
We have determined that it is not a
significant energy action under that
order since it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. Therefore,
a Statement of Energy Effects is not
required.
Regulation Identification Number
A regulation identification number
(RIN) is assigned to each regulatory
action listed in the Unified Agenda of
Federal Regulations. The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year. The RIN contained
in the heading of this document can be
used to cross reference this action with
the Unified Agenda.
List of Subjects in 23 CFR Part 773
Environmental protection, Highway
project, Highways and roads.
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Issued on: February 6, 2007.
J. Richard Capka,
Federal Highway Administrator.
In consideration of the foregoing, the
FHWA adds a new part 773 to title 23,
Code of Federal Regulations to read as
follows:
I
PART 773—SURFACE
TRANSPORTATION PROJECT
DELIVERY PILOT PROGRAM
Sec.
773.101 Purpose.
773.102 Applicability.
773.103 Definitions.
773.104 Eligibility.
773.105 Statements of Interest.
773.106 Application requirements for
participation in the program.
773.107 Application approval.
773.108 Application amendments.
Appendix A to Part 773: FHWA
Environmental Responsibilities that may
be Assigned Under Section 6005.
Authority: 23 U.S.C. 315 and 327; 49 CFR
1.48.
§ 773.101
Purpose.
The purpose of this part is to establish
the requirements, as directed by 23
U.S.C. 327(b)(2), relating to the
information which must be contained in
an application by a State to participate
in the program allowing the Secretary to
assign, and a State Department of
Transportation (State DOT) to assume,
responsibilities for compliance with the
National Environmental Policy Act
(NEPA) (42 U.S.C. 4321–4347) and other
Federal environmental laws pertaining
to the review or approval of a highway
project(s).
§ 773.102
Applicability.
This part applies to any State DOT
eligible under the provisions of 23
U.S.C. 327 that submits an application
for participation in the program.
§ 773.103
Definitions.
Unless otherwise specified in this
part, the definitions in 23 U.S.C. 101(a)
are applicable to this part. As used in
this part:
Classes of highway projects means
either a defined group of highway
projects or all highway projects to
which Federal environmental laws
apply.
Federal environmental law means any
Federal law or Executive Order (EO)
under which the Secretary of the United
States Department of Transportation has
responsibilities for environmental
review, consultation, or other action
with respect to the review or approval
of highway projects. A list of the Federal
environmental laws for which a State
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DOT may assume the responsibilities of
the Secretary under this pilot program
include, but are not limited to, the list
of laws contained in Appendix A to this
Part. But, under 23 U.S.C. 327(a)(2)(B),
the Secretary’s responsibility for
conformity determinations required
under section 176 of the Clean Air Act
(42 U.S.C. 7506) and the responsibility
imposed on the Secretary under 23
U.S.C. 134 and 135 are not included in
the program. Also, Federal
environmental law includes only laws
that are inherently environmental and
does not include responsibilities such as
Interstate access approvals (23 U.S.C.
111).
Highway project means any
undertaking to construct (including
initial construction, reconstruction,
replacement, rehabilitation, restoration,
or other improvements) a highway,
bridge, or tunnel, or any portion thereof,
including environmental mitigation
activities, which is eligible for
assistance under title 23 of the United
States Code. A highway project may
include an undertaking that involves a
series of contracts or phases, such as a
corridor, and also may include anything
that may be constructed in connection
with a highway, bridge, or tunnel.
However, the term highway project does
not include any of the priority projects
designated under Executive Order
13274; does not include any Federal
Lands Highway project unless such
project is to be designed and
constructed by the State DOT; and does
not include projects that are funded
under chapter 53 of title 49, United
States Code. Nothing in this part is
intended to limit the consideration of
any alternative in conducting an
environmental analysis under any
Federal environmental law, even if the
particular alternative would provide for
a project that is excluded under this
section and may consider and include
that alternative within the range of
alternatives for a highway project.
Program means the ‘‘Surface
Transportation Project Delivery
Program’’ established under 23 U.S.C.
327, which allows up to five State DOTs
to assume all or part of the
responsibilities for environmental
review, consultation, or other action
required under any Federal
environmental law pertaining to the
review or approval of one or more
highway projects.
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§ 773.104
Eligibility.
(a) Only a State DOT of a State is
eligible to participate in the program.
(b) The program is limited to a
maximum five State DOTs, including
the State DOTs of Alaska, California,
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Ohio, Oklahoma and Texas as the five
participant States. Should any of these
five State DOTs choose not to apply,
have its participation terminated, or
withdraw from the pilot program,
another State DOT may be selected.
§ 773.105
Statements of Interest.
(a) The State DOTs of Alaska,
California, Ohio, Oklahoma and Texas
are given priority for participation in the
program.
(b) Within sixty days of March 14,
2007, the State DOTs of Alaska,
California, Ohio, Oklahoma and Texas
shall submit a statement of interest to
participate in the program. The
statement of interest shall declare that
the State DOT intends to submit an
application to participate in the pilot
program.
(c) Should any of the State DOTs of
Alaska, California, Ohio, Oklahoma and
Texas fail to submit a statement of
interest by May 14, 2007 or decline
participation in the pilot program, such
State DOT shall no longer be given
priority consideration for selection in
the program and its application will be
selected in competition with other State
DOTs.
(d) Should any of the State DOTs of
Alaska, California, Ohio, Oklahoma and
Texas submit a statement of interest
declaring their intent to participate in
the program, the State shall actively
work to develop and submit its
application and meet all applicable
program criteria (including the
enactment of necessary State legal
authority).
§ 773.106 Application requirements for
participation in the program.
(a) Each State DOT wishing to
participate in the program must submit
an application to the FHWA.
(b) Each application submitted to the
FHWA must contain the following
information:
(1) The highway project(s) or classes
of highway projects for which the State
is requesting to assume FHWA’s
responsibilities under NEPA. The State
DOT must specifically identify, in its
application, each project for which a
draft environmental impact statement
has been issued prior to the submission
of its application to the FHWA;
(2) The specific responsibilities for
the environmental review, consultation,
or other action required under other
Federal environmental laws, if any,
pertaining to the review or approval of
a highway project, or classes of highway
projects, that the State DOT wishes to
assume under this program. The State
DOT must also indicate whether it
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6471
proposes to phase-in the assumption of
these responsibilities;
(3) For each responsibility requested
in paragraphs (b)(1) and (b)(2) of this
section, the State DOT shall submit a
description in the application detailing
how it intends to carry out these
responsibilities. The description shall
include:
(i) A summary of State procedures
currently in place to guide the
development of documents, analyses
and consultations required to fulfill the
environmental responsibilities
requested. The actual procedures should
be submitted with the application, or if
available electronically, the Web link
must be provided;
(ii) Any changes that have been or
will be made in the management of the
environmental program to provide the
additional staff and training necessary
for quality control and assurance,
appropriate levels of analysis, adequate
expertise in areas where responsibilities
have been requested, and expertise in
management of the NEPA process;
(iii) A discussion of how the State
DOT will verify legal sufficiency for the
environmental document it produces;
and
(iv) A discussion of how the State
DOT will identify and address those
projects that would normally require
FHWA headquarters prior concurrence
of the FEIS under 23 CFR 771.125(c).
(4) A verification of the personnel
necessary to carry out the authority that
may be granted under the program. The
verification shall contain the following
information:
(i) A description of the staff positions,
including management, that will be
dedicated to providing the additional
functions needed to accept the
delegated responsibilities;
(ii) A description of any changes to
the State DOT’s organizational structure
that are deemed necessary to provide for
efficient administration of the
responsibilities assumed; and
(iii) A discussion of personnel needs
that may be met by the State DOTs use
of outside consultants, including legal
counsel provided by the State Attorney
General or private counsel;
(5) A summary of financial resources
showing the anticipated financial
resources available to meet the activities
and staffing needs identified in (b)(3)
and (b)(4) of this part, and a
commitment to make adequate financial
resources available to meet these needs;
(6) Certification and explanation by
State’s Attorney General, or other State
official legally empowered by State law,
that the State DOT can and will assume
the responsibilities of the Secretary for
the Federal environmental laws and
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projects requested and that the State
DOT will consent to exclusive Federal
court jurisdiction with respect to the
responsibilities being assumed. Such
consent must be broad enough to
include future changes in relevant
Federal policies and procedures to
which FHWA would be subject or such
consent would be amended to include
such future changes;
(7) Certification by the State’s
Attorney General, or other State official
legally empowered by State law, that the
State has laws that are comparable to
the Federal Freedom of Information Act
(5 U.S.C. 552), including laws that allow
for any decision regarding the public
availability of a document under those
laws to be reviewed by a court of
competent jurisdiction; and
(8) Evidence that the required notice
and solicitation of public comment by
the State DOT relating to participation
in the program has taken place.
Requirements for notice and solicitation
of public comments are as follows:
(i) not later than 30 days prior to
submitting its application, a State must
give notice that the State intends to
participate in the program and solicit
public comment by publishing the
complete application of the State in
accordance with the appropriate public
notice law of the State. If allowed under
State law, publishing a notice of
availability of the application rather
than the application itself may satisfy
the requirements of this subparagraph
so long as the complete application is
made reasonably available to the public
for inspection and copying, and
(ii) copies of all comments received
shall be submitted with the application.
The State should summarize the
comments received, and note changes, if
any, that were made in the application
in response to public comments.
(c) The application shall be signed by
the Governor or the head of the State
agency having primary jurisdiction over
highway matters. The application must
also identify a point of contact for
questions regarding the application.
Applications may be submitted in
electronic format.
erjones on PRODPC74 with RULES
§ 773.107
Application approval.
If a State DOT’s application is
approved, then the State DOT will be
invited to enter into a written
Memorandum of Understanding (MOU)
with the FHWA, as provided in 23
U.S.C. 327. None of FHWA’s
responsibilities under NEPA or other
environmental laws may be assumed by
the State DOT prior to execution of the
MOU.
VerDate Aug<31>2005
15:23 Feb 09, 2007
Jkt 211001
§ 773.108
Application amendments.
(a) After a State DOT submits its
application to the FHWA, but prior to
the execution of a MOU, the State DOT
may amend its application at any time
to request additional highway projects,
classes of highway projects, or more
environmental responsibilities.
However, prior to making any such
amendments, the State DOT must
provide notice and solicit public
comments with respect to the intended
amendments. In submitting the
amendment to the FHWA, the State
DOT must provide copies of all
comments received and note the
changes, if any, that were made in
response to the comments.
(b) A State DOT may amend its
application no earlier than one year
after a MOU has been executed to
request additional highway projects,
classes of highway projects, or more
environmental responsibilities.
However, prior to making any such
amendments, the State DOT must
provide notice and solicit public
comments with respect to the intended
amendments. In submitting the
amendment to the FHWA, the State
DOT must provide copies of all
comments received and note the
changes, if any, that were made in
response to the comments.
Archeological Resources Protection Act of
1977, 16 U.S.C. 470(aa)–11
Archeological and Historic Preservation Act,
16 U.S.C. 469–469(c)
Native American Grave Protection and
Repatriation Act (NAGPRA), 25 U.S.C.
3001–3013
Social and Economic Impacts
American Indian Religious Freedom Act, 42
U.S.C. 1996
Farmland Protection Policy Act (FPPA), 7
U.S.C. 4201–4209
Water Resources and Wetlands
Clean Water Act, 33 U.S.C. 1251–1377
Section 404
Section 401
Section 319
Coastal Barrier Resources Act, 16 U.S.C.
3501–3510
Coastal Zone Management Act, 16 U.S.C.
1451–1465
Safe Drinking Water Act (SDWA), 42 U.S.C.
300(f)–300(j)(6)
Section 10 of the Rivers and Harbors Act of
1899, 33 U.S.C. 403
Wild and Scenic Rivers Act, 16 U.S.C. 1271–
1287
Emergency Wetlands Resources Act, 16
U.S.C. 3921, 3931
TEA–21 Wetlands Mitigation, 23 U.S.C.
103(b)(6)(m), 133(b)(11)
Flood Disaster Protection Act, 42 U.S.C.
4001–4128
Appendix A to Part 773
Parklands
FHWA Environmental Responsibilities that
may be assigned under section 6005
Section 4(f) of the Department of
Transportation Act of 1966, 49 U.S.C.
303
Land and Water Conservation Fund (LWCF),
16 U.S.C. 4601–4604
Federal Procedures
National Environmental Policy Act (NEPA),
42 U.S.C. 4321–43351.
FHWA Environmental Regulations at 23 CFR
Part 771, 772 and 777
CEQ Regulations at 40 CFR 1500–1508
Clean Air Act, 42 U.S.C. 7401–7671(q). Any
determinations that do not involve
conformity.
Noise
Compliance with the noise regulations at 23
CFR part 772
Wildlife
Section 7 of the Endangered Species Act of
1973, 16 U.S.C. 1531–1544, and Section
1536
Marine Mammal Protection Act, 16 U.S.C.
1361
Anadromous Fish Conservation Act, 16
U.S.C. 757(a)–757(g)
Fish and Wildlife Coordination Act, 16
U.S.C. 661–667(d)
Migratory Bird Treaty Act, 16 U.S.C. 703–712
Magnuson-Stevenson Fishery Conservation
and Management Act of 1976, as
amended, 16 U.S.C. 1801 et seq.
Hazardous Materials
Comprehensive Environmental Response,
Compensation, and Liability Act
(CERCLA), 42 U.S.C. 9601–9675
Superfund Amendments and Reauthorization
Act of 1986 (SARA)
Resource Conservation and Recovery Act
(RCRA), 42 U.S.C. 6901–6992(k)
Executive Orders Relating to Highway
Projects
E.O. 11990 Protection of Wetlands
E.O. 11988 Floodplain Management
E.O. 12898 Federal Actions to Address
Environmental Justice in Minority
Populations and Low Income
Populations
E.O. 13112 Invasive Species
[FR Doc. E7–2375 Filed 2–9–07; 8:45 am]
BILLING CODE 4910–22–P
Historic and Cultural Resources
Section 106 of the National Historic
Preservation Act of 1966, as amended, 16
U.S.C. 470(f) et seq.
PO 00000
Frm 00040
Fmt 4700
Sfmt 4700
E:\FR\FM\12FER1.SGM
12FER1
Agencies
[Federal Register Volume 72, Number 28 (Monday, February 12, 2007)]
[Rules and Regulations]
[Pages 6464-6472]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-2375]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 773
[FHWA Docket No. FHWA-05-22707]
RIN 2125-AF13
Surface Transportation Project Delivery Pilot Program
AGENCY: Federal Highway Administration (FHWA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Section 6005 of the Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for Users (SAFETEA-LU) established
a pilot program to allow the Secretary of Transportation to assign, and
the State to assume, the Secretary's responsibilities under the
National Environmental Policy Act (NEPA) for one or more highway
projects. The Secretary may permit not more than five States (including
the States of Alaska, California, Ohio, Oklahoma, and Texas) to
participate in the program. Upon assigning NEPA responsibilities, the
Secretary may further assign to the State all or part of the
Secretary's responsibilities for environmental review, consultation or
other action required under any Federal environmental law pertaining to
the review of a specific project. In order to be selected for the pilot
program a State must submit an application to the Secretary. Section
6005 requires the Secretary to promulgate rules that establish
requirements relating to information required to be contained in an
application by a State to participate in the pilot program. This final
rule establishes these application requirements.
DATES: Effective March 14, 2007.
FOR FURTHER INFORMATION CONTACT: Ms. Ruth Rentch, Office of Project
Development and Environmental Review, HEPE, 202-366-2034 or Mr. Michael
Harkins, Office of the Chief Counsel, 202-366-4928, Federal Highway
Administration, 400 Seventh Street, SW., Washington, DC 20590-0001.
Office hours are from 7:45 a.m. to 4:15 p.m., e.t., Monday through
Friday, except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
Internet users may access this document, the notice of proposed
rulemaking (NPRM), and all comments received by the U.S. DOT by using
the universal resource locator (URL) https://dms.dot.gov. It is
available 24 hours each day, 365 days each year. Electronic submission
and retrieval help and guidelines are available under the help section
of the Web site.
An electronic copy of this document may also be downloaded by
accessing the Office of the Federal Register's home page at: https://
www.archives.gov or the Government Printing Office's Web page at
https://www.gpoaccess.gov/nara.
Background
Section 6005 of SAFETEA-LU (Pub. L. 109-59, 119 Stat. 1144),
codified at 23 U.S.C. 327, established a pilot program that allows the
Secretary of Transportation (Secretary) to assign up to five States,
including Alaska, California, Oklahoma, Ohio, and Texas, the
responsibilities of the Secretary for implementation of the National
Environmental Policy Act (NEPA)(42 U.S.C. 4321-4347) for one or more
highway projects. Upon assumption of NEPA responsibilities, a State may
also be assigned all or part of the Secretary's responsibilities for
environmental review, consultation or other action required under any
Federal environmental law pertaining to the review or approval of
highway projects. Whenever a State assumes the Secretary's
responsibilities under this program, the State becomes solely
responsible and solely liable for carrying out, in lieu of the
Secretary, the responsibilities it has assumed, including coordination
and resolution of issues with Federal environmental resource and
regulatory agencies and responding to litigation. The Secretary's NEPA
and other environmental responsibilities pertaining to the review and
approval of highway projects, as well as the administration and
implementation of this pilot program, has been delegated to the FHWA
pursuant to 49 CFR 1.48.
In order to participate in this pilot program, a State must submit
an application. Section 327(b)(2) of title 23, United States Code,
requires the Secretary to promulgate regulations that establish
requirements relating to the information that States must submit as
part of their applications to participate in this pilot program. This
final rule establishes these requirements.
[[Page 6465]]
Discussion of Comments Received to the Notice of Proposed Rulemaking
(NPRM)
The FHWA published its NPRM on April 5, 2006, at 71 FR 17040. In
response to the NPRM, the FHWA received 10 comments. The commenters
include two Federal agencies, three State departments of transportation
(State DOT), one public interest group, two associations, and a
consolidated group of comments from each of the State DOTs designated
by the statute as pilot program participants (Designated Pilot States).
One State DOT, the Alaska Department of Transportation and Public
Facilities (ADOT&PF), submitted two comments. The FHWA considered each
of these comments in adopting this final rule.
The majority of the comments addressed several common issues. These
issues are identified and addressed under the appropriate section
below.
Section-by-Section Discussion of Changes
Section 773.103 Definitions
Federal Environmental Law
There were several comments on the definition of ``Federal
environmental law.'' First, the Designated Pilot States and the Texas
Department of Transportation (TxDOT) commented that the regulation or
the preamble should acknowledge that State DOTs already perform much of
the work needed to comply with many environmental laws, and that the
preamble should make clear that the key change under this pilot program
is the transfer of specific decisionmaking and consulting
responsibilities. The FHWA acknowledges that, pursuant to 23 CFR
771.109(c)(1), the State DOTs may currently prepare the environmental
impact statement (EIS) and other environmental documents with the
FHWA's guidance, participation, and independent evaluation of such
documents. The FHWA further acknowledges that this pilot program will
involve the transfer of decisionmaking and consulting responsibilities.
As provided at 23 U.S.C. 327(e), upon assuming responsibility under
this pilot program, the State shall be solely responsible and solely
liable for carrying out such responsibilities until the pilot program
is terminated.
Second, the Designated Pilot States commented that compliance with
Executive Orders should be included in the regulation itself and not
just in Appendix A. The FHWA agrees with this comment and has revised
the definition of ``Federal environmental law'' to include Executive
Orders. It is important to note, however, that Executive Orders are
intended only to improve the internal management and administration of
the Executive Branch of the Federal Government and do not create any
legally enforceable rights. Nothing in this rulemaking is intended to
change the legal force and effect of any Federal statute, regulation,
or Executive Order cited herein. As provided at 23 U.S.C. 327(a)(2)(C),
a State DOT's assumption of any responsibility under this pilot program
is subject to the same procedural and substantive requirements that
apply to the Secretary.
Third, the American Road and Transportation Builders Association
(ARTBA) commented that the State DOTs should be delegated the FHWA's
responsibility for making transportation conformity determinations.
However, 23 U.S.C. 327(a)(2)(B)(ii)(I) expressly prevents the FHWA from
delegating these responsibilities. Thus, the FHWA declines to make this
change.
Lastly, the Environmental Protection Agency (EPA) commented that
the rule should provide clarification on how all environmental
regulations will be followed if all of the FHWA's environmental
responsibilities are not assumed by a State DOT. The FHWA is aware of
the procedural difficulties that may be caused by only a partial
assumption of the FHWA's environmental responsibilities. Should a State
DOT wish to exclude some of the FHWA's environmental responsibilities
under the pilot program, and if satisfactory alternate procedures
cannot be developed in the formal Memorandum of Understanding (MOU),
then the FHWA may either choose to not assign the responsibilities to
the State DOT or withdraw the affected projects from the pilot program.
Under any scenario, the FHWA believes that this issue is more
appropriate for the formal Memorandum of Understanding (MOU) between
the FHWA and the State DOT rather than this rule. The FHWA is committed
to ensuring full compliance with all environmental regulations.
Highway Project
There were several comments on the definition of ``highway
project.'' First, the Designated Pilot States, TxDOT, ADOT&PF, ARTBA,
and EPA all commented on the proposed exclusion of undertakings that
are planned as multi-modal. Designated Pilot States, TxDOT, ADOT&PF,
and ARTBA each commented that this exclusion is overly broad.
Designated Pilot States and TxDOT both commented that the exclusion
would prevent the States from assuming highway projects that include
common multi-modal elements such as express bus service, pedestrian and
bicycle paths, and park-and-ride lots. Designated Pilot States and
TxDOT both commented that excluding projects that are funded under
chapter 53 of title 49, United States Code, or that require the
approval of the Federal Transit Administration (FTA) is sufficient to
prevent the program from applying to projects that do not fit within
the common meaning of the term ``highway project.'' The ADOT&PF wants
to ensure that the definition does not exclude projects on the Alaska
Marine Highway System, which occasionally involve funds from both FHWA
and FTA. The EPA was concerned that the exclusion of multi-modal
projects would limit the range of reasonable alternatives that may be
considered for a project.
The FHWA agrees with each of the comments made by Designated Pilot
States, TxDOT, ARTBA, and EPA and has revised the definition of
``highway project'' to remove the exclusion of multi-modal projects.
The intent behind the proposed exclusion of multi-modal projects from
the definition of highway project was not to be overly restrictive in
the types of projects that States may assume, but rather to ensure that
only actual highway projects are assumed. Also, the FHWA included
express language at the end of the definition to further clarify that a
State may include and consider alternatives that are excluded from this
definition in the range of reasonable alternatives for a highway
project.
However, with respect to the comment from ADOT&PF, the FHWA does
not believe that it is appropriate to include projects that are funded
under chapter 53 of title 49, United States Code. Projects funded under
chapter 53 of title 49, United States Code, are transit projects that
are administered and approved by the FTA. While no changes have been
made concerning the source of funding under chapter 53 of title 49,
United States Code, the FHWA notes that section 1108 of SAFETEA-LU
provides flexibility to the States to transfer any funds made available
for highway projects under chapter 53 of title 49, United States Code,
to title 23, United States Code. Once transferred, these projects would
no longer be excluded. Moreover, improvements to ferry boats and
terminal facilities are eligible for assistance under title 23, United
States Code. Thus, the FHWA believes it is appropriate for improvements
to ferry terminal facilities
[[Page 6466]]
to be considered highway projects under the definition of this rule.
Second, the Designated Pilot States, ARTBA, California Department
of Transportation (Caltrans), EPA, and Save Our Springs Alliance (SOS)
all commented on the proposed exclusion of projects for which a draft
environmental impact statement (DEIS) has already been issued by FHWA.
The EPA and SOS were supportive of this exclusion in order to minimize
changes of authority in the middle of project development. The
Designated Pilot States, ARTBA, and Caltrans were opposed to this
exclusion. Designated Pilot States stated that, given the short term of
the pilot program, which is only six years after the date of enactment
of SAFETEA-LU (August 10, 2005), it may not be possible for the State
DOTs to carry-out many projects requiring an EIS all the way through
the NEPA process.
After considering these comments, the FHWA has decided to remove
this exclusion from the definition of ``highway project.'' The pilot
program is only authorized for six years from the date of enactment of
SAFETEA-LU. One year has already elapsed in developing these
regulations and more time must still be spent in developing the
application, giving public notice, considering the application,
consulting with affected Federal agencies, and executing a memorandum
of understanding. More time is also needed by States for obtaining
legislative authority to consent to exclusive Federal court
jurisdiction with respect to the responsibilities to be assumed. The
FHWA's concern regarding the public frustration over changing the
entity responsible for completing the EIS in the middle of a project
will be minimized through the public notice requirement for the State
DOTs' applications. To ensure that the public is given adequate notice
of all projects for which a DEIS has already been issued, the FHWA has
added a requirement at section 773.106(b)(1) to require each State DOT
to specifically identify each project for which a DEIS has already been
issued in its application. Additionally, the FHWA is also concerned
about how to measure the State DOTs' success under the pilot program
whenever a substantial amount of FHWA involvement has already occurred.
Thus, in order to ensure that this pilot program allows for the
greatest flexibility in the delegation of projects, the FHWA has
eliminated this exclusion. While the FHWA does not believe that there
is any specific threshold that is appropriate for this regulation, the
decision about whether any project may be assumed is discretionary and
will be made by the FHWA on a case-by-case basis.
Third, the Designated Pilot States, Caltrans, and EPA all commented
on the proposed exclusion of projects listed on Executive Order (E.O.)
13274. The Designated Pilot States and Caltrans both urged the FHWA not
to adopt an across-the-board rule excluding all E.O. 13274 projects,
but to use discretion in determining which projects may be assumed on a
case-by-case basis. The EPA asked the FHWA to clarify whether this
exclusion applies only to E.O. 13274's priority list or to both the
priority list and the transition list. After considering these
comments, the FHWA has decided not to eliminate this exclusion. The
projects designated under E.O. 13274 are high priority projects that
have been designated by the Secretary as having national or regional
significance. Moreover, the E.O. 13274 process itself involves high-
level involvement of DOT and other Federal departments and agencies,
which must collaborate and work together to expedite the environmental
review of these projects. As a result, these projects require direct
DOT involvement to not only ensure that special attention is given to
these projects throughout the Federal Government, but also because
these interactions require policy-making authority. With respect to
EPA's comment concerning the scope of this exclusion, it is the FHWA's
intent to exclude projects on both the priority list and the transition
list. However, we do not believe that an amendment to the regulations
is necessary to clarify this point.
Fourth, the Designated Pilot States and ADOT&PF commented on the
proposed exclusion of Federal lands highway projects. The Designated
Pilot States urge the FHWA to reassess this exclusion in light of
ADOT&PF's comments on this issue and state that the exclusion, if any,
should only apply to projects funded with funds under the Federal Lands
Highway Program. The ADOT&PF states that this exclusion should be
modified because it designs and constructs projects across Federal
lands funded under the Federal Lands Highway Program. The FHWA agrees
with these comments and has modified the exclusion to permit the State
DOTs to assume environmental responsibilities for Federal lands
projects that are funded under the Federal Lands Highway Program and
both designed and constructed by the State.
Fifth, the EPA commented on the FHWA's intent to allow States to
assume reevaluations. The EPA is concerned about the effects of changes
of authority in the mid-course of project development. The FHWA does
not believe that the issue of mid-course changes of authority in
project development is significant in the context of a reevaluation.
Reevaluations are separate and independent determinations concerning
whether a specific NEPA determination is still valid. Unlike the issue
concerning a DEIS, the State DOT will conduct a reevaluation from the
beginning of this process. Additionally, due to the limited duration of
this pilot program, the State DOTs' assumption of reevaluations will
provide some data on the State DOTs' ability to assume the FHWA's
environmental responsibilities.
Lastly, the EPA asked the FHWA to clarify whether a State can
assume a Tier 2 project for which a Tier 1 determination has already
been made. It is the FHWA's intent to allow States to assume Tier 2
projects for which a Tier 1 determination has already been made.
However, we do not believe that an amendment to the regulations is
necessary for this clarification.
Section 773.105 Statements of Interest
The American Association of State Highway and Transportation
Officials (AASHTO) commented on the importance of ensuring that all
five openings in the pilot program be filled. AASHTO suggested
including a provision in the regulations that requires each designated
pilot State (Alaska, California, Ohio, Oklahoma, and Texas) to submit a
statement of interest within 60 days of the issuance of the final rule.
The statement of interest would hold the designated pilot State's place
in the program while that State develops its application. If the State
declines to submit a statement of interest, then other States would
have an opportunity to participate in the program. The FHWA agrees with
this comment and has inserted a requirement at section 773.105 to
require that each designated pilot State submit a statement of interest
within 60 days after the effective date of these regulations. The FHWA
has also inserted a requirement that each State actively work to
develop and submit its application and meet all applicable program
criteria, including the enactment of necessary State legal authority
after a statement of interest is submitted. The FHWA further notes
that, while SAFETEA-LU requires the FHWA to give priority to Alaska,
California, Ohio, Oklahoma, and Texas, any State may submit an
application to the FHWA at any time to participate in this pilot
program. Should any of these five designated States decide not to
[[Page 6467]]
participate or fail to meet the eligibility criteria, the FHWA will
consider another State's application.
Section 773.106 Application Requirements for Participation in the
Program
There were several comments on the proposed application
requirements. First, Designated Pilot States and TxDOT commented on the
manner in which classes of projects must be identified in the
application. Designated Pilot States and TxDOT felt that there was an
inconsistency between the proposed regulations and the preamble of the
NPRM, which implied that the State DOTs must individually identify each
project in its application. In drafting the preamble to the NPRM, the
FHWA did not intend to adopt this narrow approach. Rather, the FHWA
intended for a flexible approach to identifying the classes of
projects. State DOTs applying to this pilot program may choose to
either identify individual projects or identify a class of projects by
using a qualitative description of the projects. With the exception of
specifically identifying each project for which a DEIS has already been
issued, as discussed above, there are no limits intended to be placed
on how the States identify the projects other than a requirement to
identify the projects in sufficient terms so as to enable the FHWA,
other agencies, and the public to reasonably know what projects the
State DOT is intending to assume.
Second, TxDOT, ADOT&PF, Designated Pilot States, and SOS all
commented on the requirement for the State DOT to include a
philosophical/policy statement of the State DOT's goals and guiding
principles in making environmental decisions. TxDOT commented that it
is unclear what would constitute an appropriate philosophical/policy
statement and how the statement would be evaluated by the FHWA in
considering the application. ADOT&PF commented that the purpose of the
philosophical/policy statement is unclear and it should be sufficient
for the State DOTs to simply follow the policies and procedural
requirements applicable to the FHWA. Designated Pilot States commented
that the statement itself could be viewed as a regulatory requirement
and that the State DOTs should simply be required to comply with the
procedural and substantive requirements applicable to the FHWA. SOS
commented that the philosophical/policy statement is meaningless unless
it is made binding and enforceable.
Since there appears to be substantial confusion over the purpose
and utility of the philosophical/policy statement, the FHWA has
eliminated this requirement. The purpose of the philosophical/policy
statement was not to create a binding, enforceable standard against
which the State DOTs' environmental decisions would be judged. Rather,
the FHWA was looking for a statement of the State DOTs' commitment to
good environmental stewardship, legal compliance, public involvement,
and cooperation and consultation with Federal agencies, State and local
officials, and Indian tribes. Even though this requirement has been
eliminated, the FHWA notes that 23 U.S.C. 327(a)(2)(C) provides that
the States participating in the pilot program are subject to the same
procedural and substantive requirements as the FHWA under this pilot
program, which includes the policies contained in 42 U.S.C. 4331 and 23
CFR 771.105.
Third, ADOT&PF commented that the purpose behind the requirement to
identify existing environmental and managerial expertise is unclear and
should be revised to only require the State DOTs to identify the staff,
management, and procedures that will be used to administer the
responsibilities the State DOT assumes. The FHWA agrees with this
comment and has eliminated this requirement. Even without this
requirement, the regulations require sufficient information be
submitted concerning the State DOT's personnel to be used in
administering the FHWA's environmental responsibilities. However, in
order to ensure that the State DOT identifies the relevant management,
the FHWA amended section 773.106(b)(4)(i) to require the State DOT to
describe the management positions in addition to the staff positions.
Fourth, ADOT&PF commented on the requirement for the State DOTs to
describe how they will identify and address the projects that would
normally require FHWA headquarters prior concurrence under 23 CFR
771.125(c). Specifically, ADOT&PF commented that the final rule should
waive the applicability of 23 CFR 771.125(c) to the State DOTs
participating in this pilot program. The FHWA disagrees with this
comment. While this requirement is an internal FHWA processing
requirement, the FHWA feels that it is important for the State DOTs to
develop processes that would centralize their decisionmaking processes
for the types of projects listed at 23 CFR 771.125(c).
Fifth, Designated Pilot States, TxDOT, and EPA all commented on the
budget requirements that the State DOTs must submit as part of their
applications. Designated Pilot States commented that it is virtually
impossible to develop a meaningful litigation budget because these
costs are highly unpredictable and that the State DOTs should simply be
required to demonstrate that funding would be reasonably available.
TxDOT commented that it was concerned about providing a budget for
things that may or may not happen, such as litigation costs, and that
the State DOT should be required only to demonstrate that funding is
reasonably available. TxDOT further commented that it considered it to
be sufficient to simply state in its application that TxDOT has a $2.6
billion construction letting budget and a total agency disbursements of
$7.5 billion. EPA commented that it would be very difficult for a State
DOT to show that it has all the financing for a project in place before
the project is undertaken. EPA stated that the State DOTs should be
given the flexibility to provide satisfactory evidence that financing
will be made available.
The FHWA agrees with these comments and has revised section
773.106(b)(5) to require the State DOTs to submit a summary of
financial resources, as opposed to a budget, showing the anticipated
financial resources that will be available to carry out the
responsibilities and projects assumed under this pilot program. The
FHWA recognizes that some costs may be difficult to ascertain and that
the State DOTs' funding is contingent on its appropriations processes.
Thus, a summary of financial resources that identifies anticipated
financial resources and the expected allocation of those resources, as
opposed to a budget, will be sufficient. However, while the FHWA does
not intend to require a budget of future financial resource, the FHWA
notes that the State DOTs must be able to show that they expect to be
able to meet the extra needs identified in sections 773.106(b)(3) and
(4). The FHWA does not believe that the broad, general assertion by
TxDOT stating that the State DOT has a $2.6 billion construction
letting budget and a total agency disbursements of $7.5 billion will be
sufficient verification of financial resources. Instead, the State DOT
must reasonably show how much financial resources are expected to be
allocated to carrying out the environmental responsibilities it has
assumed.
Sixth, SOS commented on the certification required to be made by
the State Attorney General or other State official legally empowered by
State law. SOS commented that the certification should be only from the
Attorney
[[Page 6468]]
General and not some other State official because it is unclear who
might actually be legally empowered to make these certifications. The
FHWA shares this concern. Only a State official that has authority to
consent to Federal court jurisdiction and has the ability to make legal
conclusions should make this certification. However, since each State
has its own unique laws and departmental structures, the FHWA believes
that it is appropriate to leave some flexibility in the regulation as
to which official would actually make this certification. In most
cases, the State's Attorney General would most likely be the
appropriate State official. In other cases, the most appropriate State
official could be the chief legal official of the State DOT. Whenever
an official other than the State's Attorney General makes these
required certifications, the State DOT must show the FHWA that the
official is legally empowered under State law to make the
certification.
Seventh, Designated Pilot States and TxDOT commented on the public
review and comment requirements. Designated Pilot States and TxDOT were
concerned that section 773.106(b)(8) could be construed to require a
State DOT to publish the entire application in every newspaper in the
State. Designated Pilot States and TxDOT state that the size of the
application will make this requirement impracticable and wasteful. In
developing the NPRM, the FHWA did not intend to prescribe the manner in
which the State DOTs publish their applications for public comment.
Rather, the FHWA intended for the publication requirement to be
determined in accordance with State law, as provided at 23 U.S.C.
327(b)(3). Moreover, the FHWA believes that the intent of the
publication requirement of 23 U.S.C. 327(b)(3) is simply to notify the
public that the complete application is reasonably available for public
review and inspection. Additionally, the access to the complete
application provided to the public must enable them to timely review
and comment on the application. Thus, the requirements of 23 U.S.C.
327(b)(3) are met if it is sufficient under State law to provide notice
and solicit public comment on a document by publishing a notice of the
document's availability. The FHWA has added clarifying language in
section 773.106(b)(8) to this effect.
Lastly, ACHP and SOS both commented on the public review and
comment requirements. ACHP commented that the State DOTs should be
required to provide evidence that they have notified and provided an
opportunity to comment to Indian tribes and State Historic Preservation
Officers (SHPO). The FHWA agrees that the State DOTs should ensure that
Indian tribes, SHPOs, and other stakeholders are provided notice and an
opportunity to comment on their applications. Moreover, the State DOTs
should be mindful that their applications will not only be reviewed by
the FHWA, but also other affected Federal agencies, including the ACHP,
before their applications are approved. Evidence of adequate public
notice and a meaningful opportunity to submit comments will be
considered in approving any application. However, the FHWA does not
believe that an amendment to the regulations is necessary to ensure
that any specific group or stakeholder receives notice and is provided
an opportunity to comment.
Also, SOS commented that they have little confidence in the
requirement to seek public comment solely in accordance with the public
notice law of the State, and that the regulations should be amended to
require public outreach and education. However, 23 U.S.C. 327(b)(3)
provides that the public notice requirement be determined under the
appropriate public notice law of the State. Thus, the method of public
notice and solicitation of comments is to be determined by the State
DOTs following State law.
Section 773.108 Application Amendments
The ACHP, similar to its comments on the public notice and comment
process, commented that the State DOT should be required to notify
affected Indian tribes and SHPOs of its intent to amend its
application. As stated above in response to the ACHP's comments on the
public notice and comment process, the FHWA agrees that the State DOTs
should ensure that Indian tribes, SHPOs, and other stakeholders are
provided notice and an opportunity to comment on amendments to their
applications involving requests for additional projects or
responsibilities. However, the FHWA does not believe that an amendment
to the regulations is necessary to ensure that any specific group or
stakeholder receives notice and is provided an opportunity to comment.
Also, the FHWA amended section 773.108 to clarify that the State
DOT does not need to provide notice and solicit public comments for
amendment not involving requests to assume additional highway projects,
classes of highway projects, or more environmental responsibilities.
Appendix A
There were several comments on Appendix A. First, ADOT&PF, ACHP,
Designated Pilot States, and TxDOT commented on the government-to-
government tribal consultation responsibilities. ADOT&PF commented that
the FHWA should reevaluate its proposal in the NPRM to exclude
government-to-government consultations with the Indian tribes. The ACHP
commented that it agreed that government-to-government tribal
consultation responsibilities should only be administered by the State
DOT if the Tribe consents through a formally signed consultation
agreement. The Designated Pilot States commented that they were
concerned that each State DOT would be required to negotiate agreements
with dozens or hundreds of separate Indian tribes simply to permit a
State DOT to continue its current practice of handling consultation
with tribes except in cases where a tribe requests direct FHWA
involvement. TxDOT commented that it is appropriate for FHWA to be
involved when a tribe requests FHWA involvement.
While the statute does not specifically prohibit the FHWA from
assigning its government-to-government consultation responsibilities,
the FHWA does not believe that the agency can, or should try to,
require a sovereign Indian tribe to consult with the State DOT without
a clear Congressional mandate to do so. Additionally, the FHWA is aware
that requiring the State DOT to negotiate individual agreements with
every Indian tribe could be time consuming and very burdensome
administratively. Since the FHWA is not assigning any government-to-
government consultation activities, there should be no change in the
existing relationships between the State DOTs and the Indian tribes.
Thus, the FHWA is deleting this requirement from Appendix A. However,
the FHWA notes that some State DOTs currently have executed agreements
with the Indian tribes within their borders to coordinate and resolve
issues relating to highway projects as part of the FHWA's tribal
consultation process. These agreements have generally worked well and
the State DOTs are encouraged to follow this practice under this pilot
program.
Second, Designated Pilot States and TxDOT commented that the
regulation should clarify that, with regard to the laws listed in
Appendix A, the FHWA would be assigning only those responsibilities
that are carried out as part of the NEPA analysis. TxDOT specifically
commented that E.O. 13287 and E.O. 11514 should be deleted from
Appendix A because they do not require any consideration in the NEPA
process. The FHWA has decided to remove
[[Page 6469]]
E.O.'s 11514, 11593, 13007, 13175, and 13287, and 23 U.S.C. 319 to
indicate that the FHWA would retain responsibility for implementation
of these laws either because they apply only to properties owned and
managed by the Federal Government, involve policy decisions, or do not
otherwise appear to require the FHWA to undertake any environmental
review, consultation, or other action pertaining to the review or
approval of highway projects. Also, the FHWA has modified the reference
to the Rivers and Harbors Act of 1899 in Appendix A to include only
section 10 because the other sections of the Act do not appear to be
inherently environmental.
The FHWA notes that the mere inclusion of a law on the list in
Appendix A does not mean that the law will be automatically assigned.
The laws that are assigned will only be those laws approved by the FHWA
and specifically reflected in the MOU between the FHWA and the State
DOT. Moreover, the list in Appendix A is not meant to be an exhaustive
list, but rather a list of laws the FHWA has predetermined to be
inherently environmental. The FHWA further notes that the State DOTs
participating in the pilot program must comply with the substantive
requirements of all applicable laws regardless of these laws' inclusion
or exclusion in an application or MOU.
Other
The EPA commented that the rulemaking should clarify that the
review and coordination responsibilities assumed by the State DOTs will
not affect or diminish their obligations to other Federal agencies. The
EPA also commented that the States should be required to acknowledge
their commitment to cooperate with other Federal agencies. While we do
not agree that it is necessary to add a regulation to this effect, we
agree with the EPA's comment that the State DOTs must cooperate with
other Federal agencies in administering the FHWA's responsibilities
under this program. These obligations will be made part of the formal
MOUs between the FHWA and the State DOTs. In developing their
applications, the State DOTs should be mindful that the FHWA is
required to consult with other Federal agencies before approving their
applications. Demonstrating their commitment to cooperate with other
Federal agencies in their applications may help expedite the approval
of their applications.
Finally, Designated Pilot States and TxDOT commented that the FHWA
should use an acronym other than ``STD'' whenever referring to a State
transportation department. The FHWA used the acronym ``STD'' since 23
U.S.C. 101(a)(34) uses the words ``State transportation department'' in
referring to the State department charged with the responsibility for
highway construction. However, the FHWA agrees that the term ``State
DOT'' in an acceptable replacement for the previously used acronym and
accordingly, the FHWA has accepted this comment.
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures
The FHWA has determined that this action would be a significant
rulemaking action within the meaning of Executive Order 12866 and would
be significant within the meaning of the U.S. Department of
Transportation's regulatory policies and procedures. This rulemaking
proposes application requirements for the Surface Transportation
Project Delivery Program as mandated in section 6005 of the Safe,
Accountable, Flexible, Efficient Transportation Act: A Legacy for Users
(SAFETEA-LU) (Pub. L. 109-59; 119 Stat. 1144; 23 U.S.C. 327).
This action is considered significant because of the substantial
public interest in environmental concerns associated with highway
projects. The program to which this proposed application corresponds
allows States to assume the Secretary of Transportation's
responsibilities under the National Environmental Policy Act of 1969,
and for environmental reviews, consultations, and compliance with other
Federal environmental laws. This action involves important DOT policy
in that it allows participating States to assume limited DOT
responsibilities.
These changes are not anticipated to adversely affect, in a
material way, any sector of the economy. This rulemaking sets forth
application requirements for the Surface Transportation Project
Delivery Pilot Program, which will result in only minimal costs to
program applicants. In addition, these changes do not create a serious
inconsistency with any other agency's action or materially alter the
budgetary impact of any entitlements, grants, user fees, or loan
programs. Consequently, a full regulatory evaluation is not required.
Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act (Pub. L. 96-354,
5 U.S.C. 601-612) we have evaluated the effects of this proposed action
on small entities and have determined that this action would not have a
significant economic impact on a substantial number of small entities.
This rule addresses application requirements for States wishing to
participate in the Surface Transportation Project Delivery Program. As
such, it affects only States and States are not included in the
definition of small entity set forth in 5 U.S.C. 601. Therefore, the
Regulatory Flexibility Act does not apply, and the FHWA certifies that
this action would not have a significant economic impact on a
substantial number of small entities.
Unfunded Mandates Reform Act of 1995
This rule does not impose unfunded mandates as defined by the
Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, 109 Stat. 48).
This rule will not result in the expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of
$128.1 million or more in any one year (2 U.S.C. 1532). Further, in
compliance with the Unfunded Mandates Reform Act of 1995, the FHWA will
evaluate any regulatory action that might be proposed in subsequent
stages of the proceeding to assess the effects on State, local, and
tribal governments and the private sector. Additionally, the definition
of ``Federal Mandate'' in the Unfunded Mandates Reform Act excludes
financial assistance of the type in which State, local, or tribal
governments have authority to adjust their participation in the program
in accordance with changes made in the program by the Federal
Government. The Federal-aid highway program permits this type of
flexibility.
Executive Order 13132 (Federalism)
This action has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132, and the FHWA has
determined that this action would not have sufficient federalism
implications to warrant the preparation of a federalism assessment. The
FHWA has also determined that this action would not preempt any State
law or State regulation or affect the States' ability to discharge
traditional State governmental functions.
Executive Order 12372 (Intergovernmental Review)
Catalog of Federal Domestic Assistance Program Number 20.205,
Highway Planning and Construction. The regulations implementing
Executive Order 12372 regarding intergovernmental consultation on
[[Page 6470]]
Federal programs and activities apply to this program.
Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501),
Federal agencies must obtain approval from the Office of Management and
Budget (OMB) for each collection of information they conduct, sponsor,
or require through regulations. The FHWA has determined that this
action does not contain collection of information requirements for the
purposes of the PRA. The FHWA does not anticipate receiving
applications from ten or more States because participation in the
Surface Transportation Project Delivery Pilot Program has been limited
to five, expressly named States in 23 U.S.C. 327.
National Environmental Policy Act
The agency has analyzed this action for the purpose of the National
Environmental Policy Act of 1969 (42 U.S.C. 4321-4347) and has
determined that the establishment of the application requirements for
participation in the Surface Transportation Project Delivery Pilot
Program, as required by Congress in 23 U.S.C. 327(b)(2) and the
subsequent delegation of responsibilities, would not have any effect on
the quality of the environment. Section 327 expressly provides that a
State's assumption of the Secretary's responsibilities under this
program shall be ``subject to the same procedural and substantive
requirements as would apply if that responsibility were carried out by
the Secretary.'' 23 U.S.C. 327(a)(2)(C). In addition, this State
assumption of responsibility does not preempt or interfere ``with any
power, jurisdiction, responsibility, or authority of an agency, other
than the Department of Transportation, under applicable law (including
regulations) with respect to a project.'' 23 U.S.C. 327(a)(2)(E).
Finally, the Secretary is authorized to terminate the participation of
any State in this program if the Secretary determines ``that the State
is not adequately carrying out the responsibilities assigned to the
State.'' 23 U.S.C. 327(i)(2)(A).
Executive Order 12630 (Taking of Private Property)
The FHWA has analyzed this rule under Executive Order 12630,
Governmental Actions and Interface with Constitutionally Protected
Property Rights. The FHWA does not believe that this action would
affect a taking of private property or otherwise have taking
implications under Executive Order 12630.
Executive Order 12988 (Civil Justice Reform)
This action meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
Executive Order 13045 (Protection of Children)
We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. The FHWA
certifies that this action would not cause any environmental risk to
health or safety that might disproportionately affect children.
Executive Order 13175 (Tribal Consultation)
The FHWA has analyzed this action under Executive Order 13175,
dated November 6, 2000, and believes that this action would not have
substantial direct effects on one or more Indian tribes; would not
impose substantial direct compliance costs on Indian tribal
governments; and would not preempt tribal laws. The proposed rulemaking
addresses application requirements for the Surface Transportation
Project Delivery Program and would not impose any direct compliance
requirements on Indian tribal governments. Therefore, a tribal summary
impact statement is not required.
Executive Order 13211 (Energy Effects)
We have analyzed this action under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use dated May 18, 2001. We have determined that it is
not a significant energy action under that order since it is not likely
to have a significant adverse effect on the supply, distribution, or
use of energy. Therefore, a Statement of Energy Effects is not
required.
Regulation Identification Number
A regulation identification number (RIN) is assigned to each
regulatory action listed in the Unified Agenda of Federal Regulations.
The Regulatory Information Service Center publishes the Unified Agenda
in April and October of each year. The RIN contained in the heading of
this document can be used to cross reference this action with the
Unified Agenda.
List of Subjects in 23 CFR Part 773
Environmental protection, Highway project, Highways and roads.
Issued on: February 6, 2007.
J. Richard Capka,
Federal Highway Administrator.
0
In consideration of the foregoing, the FHWA adds a new part 773 to
title 23, Code of Federal Regulations to read as follows:
PART 773--SURFACE TRANSPORTATION PROJECT DELIVERY PILOT PROGRAM
Sec.
773.101 Purpose.
773.102 Applicability.
773.103 Definitions.
773.104 Eligibility.
773.105 Statements of Interest.
773.106 Application requirements for participation in the program.
773.107 Application approval.
773.108 Application amendments.
Appendix A to Part 773: FHWA Environmental Responsibilities that may
be Assigned Under Section 6005.
Authority: 23 U.S.C. 315 and 327; 49 CFR 1.48.
Sec. 773.101 Purpose.
The purpose of this part is to establish the requirements, as
directed by 23 U.S.C. 327(b)(2), relating to the information which must
be contained in an application by a State to participate in the program
allowing the Secretary to assign, and a State Department of
Transportation (State DOT) to assume, responsibilities for compliance
with the National Environmental Policy Act (NEPA) (42 U.S.C. 4321-4347)
and other Federal environmental laws pertaining to the review or
approval of a highway project(s).
Sec. 773.102 Applicability.
This part applies to any State DOT eligible under the provisions of
23 U.S.C. 327 that submits an application for participation in the
program.
Sec. 773.103 Definitions.
Unless otherwise specified in this part, the definitions in 23
U.S.C. 101(a) are applicable to this part. As used in this part:
Classes of highway projects means either a defined group of highway
projects or all highway projects to which Federal environmental laws
apply.
Federal environmental law means any Federal law or Executive Order
(EO) under which the Secretary of the United States Department of
Transportation has responsibilities for environmental review,
consultation, or other action with respect to the review or approval of
highway projects. A list of the Federal environmental laws for which a
State
[[Page 6471]]
DOT may assume the responsibilities of the Secretary under this pilot
program include, but are not limited to, the list of laws contained in
Appendix A to this Part. But, under 23 U.S.C. 327(a)(2)(B), the
Secretary's responsibility for conformity determinations required under
section 176 of the Clean Air Act (42 U.S.C. 7506) and the
responsibility imposed on the Secretary under 23 U.S.C. 134 and 135 are
not included in the program. Also, Federal environmental law includes
only laws that are inherently environmental and does not include
responsibilities such as Interstate access approvals (23 U.S.C. 111).
Highway project means any undertaking to construct (including
initial construction, reconstruction, replacement, rehabilitation,
restoration, or other improvements) a highway, bridge, or tunnel, or
any portion thereof, including environmental mitigation activities,
which is eligible for assistance under title 23 of the United States
Code. A highway project may include an undertaking that involves a
series of contracts or phases, such as a corridor, and also may include
anything that may be constructed in connection with a highway, bridge,
or tunnel. However, the term highway project does not include any of
the priority projects designated under Executive Order 13274; does not
include any Federal Lands Highway project unless such project is to be
designed and constructed by the State DOT; and does not include
projects that are funded under chapter 53 of title 49, United States
Code. Nothing in this part is intended to limit the consideration of
any alternative in conducting an environmental analysis under any
Federal environmental law, even if the particular alternative would
provide for a project that is excluded under this section and may
consider and include that alternative within the range of alternatives
for a highway project.
Program means the ``Surface Transportation Project Delivery
Program'' established under 23 U.S.C. 327, which allows up to five
State DOTs to assume all or part of the responsibilities for
environmental review, consultation, or other action required under any
Federal environmental law pertaining to the review or approval of one
or more highway projects.
Sec. 773.104 Eligibility.
(a) Only a State DOT of a State is eligible to participate in the
program.
(b) The program is limited to a maximum five State DOTs, including
the State DOTs of Alaska, California, Ohio, Oklahoma and Texas as the
five participant States. Should any of these five State DOTs choose not
to apply, have its participation terminated, or withdraw from the pilot
program, another State DOT may be selected.
Sec. 773.105 Statements of Interest.
(a) The State DOTs of Alaska, California, Ohio, Oklahoma and Texas
are given priority for participation in the program.
(b) Within sixty days of March 14, 2007, the State DOTs of Alaska,
California, Ohio, Oklahoma and Texas shall submit a statement of
interest to participate in the program. The statement of interest shall
declare that the State DOT intends to submit an application to
participate in the pilot program.
(c) Should any of the State DOTs of Alaska, California, Ohio,
Oklahoma and Texas fail to submit a statement of interest by May 14,
2007 or decline participation in the pilot program, such State DOT
shall no longer be given priority consideration for selection in the
program and its application will be selected in competition with other
State DOTs.
(d) Should any of the State DOTs of Alaska, California, Ohio,
Oklahoma and Texas submit a statement of interest declaring their
intent to participate in the program, the State shall actively work to
develop and submit its application and meet all applicable program
criteria (including the enactment of necessary State legal authority).
Sec. 773.106 Application requirements for participation in the
program.
(a) Each State DOT wishing to participate in the program must
submit an application to the FHWA.
(b) Each application submitted to the FHWA must contain the
following information:
(1) The highway project(s) or classes of highway projects for which
the State is requesting to assume FHWA's responsibilities under NEPA.
The State DOT must specifically identify, in its application, each
project for which a draft environmental impact statement has been
issued prior to the submission of its application to the FHWA;
(2) The specific responsibilities for the environmental review,
consultation, or other action required under other Federal
environmental laws, if any, pertaining to the review or approval of a
highway project, or classes of highway projects, that the State DOT
wishes to assume under this program. The State DOT must also indicate
whether it proposes to phase-in the assumption of these
responsibilities;
(3) For each responsibility requested in paragraphs (b)(1) and
(b)(2) of this section, the State DOT shall submit a description in the
application detailing how it intends to carry out these
responsibilities. The description shall include:
(i) A summary of State procedures currently in place to guide the
development of documents, analyses and consultations required to
fulfill the environmental responsibilities requested. The actual
procedures should be submitted with the application, or if available
electronically, the Web link must be provided;
(ii) Any changes that have been or will be made in the management
of the environmental program to provide the additional staff and
training necessary for quality control and assurance, appropriate
levels of analysis, adequate expertise in areas where responsibilities
have been requested, and expertise in management of the NEPA process;
(iii) A discussion of how the State DOT will verify legal
sufficiency for the environmental document it produces; and
(iv) A discussion of how the State DOT will identify and address
those projects that would normally require FHWA headquarters prior
concurrence of the FEIS under 23 CFR 771.125(c).
(4) A verification of the personnel necessary to carry out the
authority that may be granted under the program. The verification shall
contain the following information:
(i) A description of the staff positions, including management,
that will be dedicated to providing the additional functions needed to
accept the delegated responsibilities;
(ii) A description of any changes to the State DOT's organizational
structure that are deemed necessary to provide for efficient
administration of the responsibilities assumed; and
(iii) A discussion of personnel needs that may be met by the State
DOTs use of outside consultants, including legal counsel provided by
the State Attorney General or private counsel;
(5) A summary of financial resources showing the anticipated
financial resources available to meet the activities and staffing needs
identified in (b)(3) and (b)(4) of this part, and a commitment to make
adequate financial resources available to meet these needs;
(6) Certification and explanation by State's Attorney General, or
other State official legally empowered by State law, that the State DOT
can and will assume the responsibilities of the Secretary for the
Federal environmental laws and
[[Page 6472]]
projects requested and that the State DOT will consent to exclusive
Federal court jurisdiction with respect to the responsibilities being
assumed. Such consent must be broad enough to include future changes in
relevant Federal policies and procedures to which FHWA would be subject
or such consent would be amended to include such future changes;
(7) Certification by the State's Attorney General, or other State
official legally empowered by State law, that the State has laws that
are comparable to the Federal Freedom of Information Act (5 U.S.C.
552), including laws that allow for any decision regarding the public
availability of a document under those laws to be reviewed by a court
of competent jurisdiction; and
(8) Evidence that the required notice and solicitation of public
comment by the State DOT relating to participation in the program has
taken place. Requirements for notice and solicitation of public
comments are as follows:
(i) not later than 30 days prior to submitting its application, a
State must give notice that the State intends to participate in the
program and solicit public comment by publishing the complete
application of the State in accordance with the appropriate public
notice law of the State. If allowed under State law, publishing a
notice of availability of the application rather than the application
itself may satisfy the requirements of this subparagraph so long as the
complete application is made reasonably available to the public for
inspection and copying, and
(ii) copies of all comments received shall be submitted with the
application. The State should summarize the comments received, and note
changes, if any, that were made in the application in response to
public comments.
(c) The application shall be signed by the Governor or the head of
the State agency having primary jurisdiction over highway matters. The
application must also identify a point of contact for questions
regarding the application. Applications may be submitted in electronic
format.
Sec. 773.107 Application approval.
If a State DOT's application is approved, then the State DOT will
be invited to enter into a written Memorandum of Understanding (MOU)
with the FHWA, as provided in 23 U.S.C. 327. None of FHWA's
responsibilities under NEPA or other environmental laws may be assumed
by the State DOT prior to execution of the MOU.
Sec. 773.108 Application amendments.
(a) After a State DOT submits its application to the FHWA, but
prior to the execution of a MOU, the State DOT may amend its
application at any time to request additional highway projects, classes
of highway projects, or more environmental responsibilities. However,
prior to making any such amendments, the State DOT must provide notice
and solicit public comments with respect to the intended amendments. In
submitting the amendment to the FHWA, the State DOT must provide copies
of all comments received and note the changes, if any, that were made
in response to the comments.
(b) A State DOT may amend its application no earlier than one year
after a MOU has been executed to request additional highway projects,
classes of highway projects, or more environmental responsibilities.
However, prior to making any such amendments, the State DOT must
provide notice and solicit public comments with respect to the intended
amendments. In submitting the amendment to the FHWA, the State DOT must
provide copies of all comments received and note the changes, if any,
that were made in response to the comments.
Appendix A to Part 773
FHWA Environmental Responsibilities that may be assigned under section
6005
Federal Procedures
National Environmental Policy Act (NEPA), 42 U.S.C. 4321-43351.
FHWA Environmental Regulations at 23 CFR Part 771, 772 and 777
CEQ Regulations at 40 CFR 1500-1508
Clean Air Act, 42 U.S.C. 7401-7671(q). Any determinations that do
not involve conformity.
Noise
Compliance with the noise regulations at 23 CFR part 772
Wildlife
Section 7 of the Endangered Species Act of 1973, 16 U.S.C. 1531-
1544, and Section 1536
Marine Mammal Protection Act, 16 U.S.C. 1361
Anadromous Fish Conservation Act, 16 U.S.C. 757(a)-757(g)
Fish and Wildlife Coordination Act, 16 U.S.C. 661-667(d)
Migratory Bird Treaty Act, 16 U.S.C. 703-712
Magnuson-Stevenson Fishery Conservation and Management Act of 1976,
as amended, 16 U.S.C. 1801 et seq.
Historic and Cultural Resources
Section 106 of the National Historic Preservation Act of 1966, as
amended, 16 U.S.C. 470(f) et seq.
Archeological Resources Protection Act of 1977, 16 U.S.C. 470(aa)-11
Archeological and Historic Preservation Act, 16 U.S.C. 469-469(c)
Native American Grave Protection and Repatriation Act (NAGPRA), 25
U.S.C. 3001-3013
Social and Economic Impacts
American Indian Religious Freedom Act, 42 U.S.C. 1996
Farmland Protection Policy Act (FPPA), 7 U.S.C. 4201-4209
Water Resources and Wetlands
Clean Water Act, 33 U.S.C. 1251-1377
Section 404
Section 401
Section 319
Coastal Barrier Resources Act, 16 U.S.C. 3501-3510
Coastal Zone Management Act, 16 U.S.C. 1451-1465
Safe Drinking Water Act (SDWA), 42 U.S.C. 300(f)-300(j)(6)
Section 10 of the Rivers and Harbors Act of 1899, 33 U.S.C. 403
Wild and Scenic Rivers Act, 16 U.S.C. 1271-1287
Emergency Wetlands Resources Act, 16 U.S.C. 3921, 3931
TEA-21 Wetlands Mitigation, 23 U.S.C. 103(b)(6)(m), 133(b)(11)
Flood Disaster Protection Act, 42 U.S.C. 4001-4128
Parklands
Section 4(f) of the Department of Transportation Act of 1966, 49
U.S.C. 303
Land and Water Conservation Fund (LWCF), 16 U.S.C. 4601-4604
Hazardous Materials
Comprehensive Environmental Response, Compensation, and Liability
Act (CERCLA), 42 U.S.C. 9601-9675
Superfund Amendments and Reauthorization Act of 1986 (SARA)
Resource Conservation and Recovery Act (RCRA), 42 U.S.C. 6901-
6992(k)
Executive Orders Relating to Highway Projects
E.O. 11990 Protection of Wetlands
E.O. 11988 Floodplain Management
E.O. 12898 Federal Actions to Address Environmental Justice in
Minority Populations and Low Income Populations
E.O. 13112 Invasive Species
[FR Doc. E7-2375 Filed 2-9-07; 8:45 am]
BILLING CODE 4910-22-P