Sunshine Act Meeting, 1250 [07-82]
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Federal Register / Vol. 72, No. 6 / Wednesday, January 10, 2007 / Notices
Dated: January 8, 2007.
Connie M. Downs,
OPIC Corporate Secretary.
[FR Doc. 07–85 Filed 1–8–07; 3:19 pm]
CONTACT PERSON FOR MORE INFORMATION:
Wendy A. Hocking, Secretary of the
Board, U.S. Postal Service, 475 L’Enfant
Plaza, SW., Washington, DC 20260–
1000. Telephone (202) 268–4800.
BILLING CODE 3210–01–M
Wendy A. Hocking,
Secretary.
[FR Doc. 07–82 Filed 1–8–07; 3:19 pm]
UNITED STATES POSTAL SERVICE
BOARD OF GOVERNORS
BILLING CODE 7710–12–M
Sunshine Act Meeting
Tuesday, January 9,
2007, at 2 p.m.; and Wednesday,
January 10, 2007, at 8:30 a.m. and 10:30
a.m.
PLACE: Washington, DC, at U.S. Postal
Service Headquarters, 475 L’Enfant
Plaza, SW., in the Benjamin Franklin
Room.
STATUS: January 9—2 p.m.—Closed;
January 10–8:30 a.m.—Open; January
10—10:30 a.m.—Closed.
MATTERS TO BE CONSIDERED:
DATE AND TIME:
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Tuesday, January 9 at 2 p.m. (Closed)
1. Strategic Planning.
2. Rate Case Update.
3. Financial Update.
4. Labor Negotiations Update.
5. Personnel Matters and
Compensation Issues.
6. Governors’ Executive Session—
Discussion of prior agenda items and
Board Governance.
Wednesday, January 10 at 8:30 a.m.
(Open)
1. Minutes of the Previous Meeting,
December 5–6, 2006.
2. Remarks of the Postmaster General
and CEO Jack Potter.
3. Committee Reports.
4. Consideration of Board Resolution
on Capital Funding.
5. Consideration of Annual Report on
Government in the Sunshine Act
Compliance.
6. Consideration of Fiscal Year 2006
Comprehensive Statement on Postal
Operations, including the Preliminary
Fiscal Year 2008 Annual Performance
Plan—GPRA.
7. Briefing on Mail Visibility,
Seamless Acceptance and Payment.
8. Consideration of the Price of
Semipostal Stamps.
9. Capital Investment—5,856 Carrier
Route Vehicles.
10. Election of Chairman and Vice
Chairman of the Board of Governors.
11. Tentative Agenda for the March
28–29, 2007, meeting in Washington,
DC.
Wednesday, January 10 at 10:30 a.m.
(Closed)—If Needed.
1. Continuation of Tuesday’s closed
session agenda.
VerDate Aug<31>2005
14:22 Jan 09, 2007
Jkt 211001
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
27653; 812–13319]
New River Funds and New River
Advisers LLC; Notice of Application
January 3, 2007.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from section
15(a) of the Act and rule 18f–2 under
the Act, as well as from certain
disclosure requirements.
AGENCY:
SUMMARY OF THE APPLICATION:
Applicants request an order that would
permit them to enter into and materially
amend subadvisory agreements without
shareholder approval and would grant
relief from certain disclosure
requirements.
APPLICANTS: New River Funds (‘‘Trust’’),
and New River Advisers LLC
(‘‘Manager’’).
FILING DATES: The application was filed
on August 1, 2006, and amended on
December 27, 2006.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on January 29, 2007 and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request by
writing to the Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090. Applicants, c/o Doit L. Koppler II,
PO 00000
Frm 00039
Fmt 4703
Sfmt 4703
New River Advisers LLC, 1881 Grove
Avenue, Radford, VA 24141.
FOR FURTHER INFORMATION CONTACT:
Barbara T. Heussler, Senior Counsel, at
(202) 551–6990, or Julia Kim Gilmer,
Branch Chief, at (202) 551–6871 (Office
of Investment Company Regulation,
Division of Investment Management).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained for a fee at the
Commission’s Public Reference Branch,
100 F Street, NE., Washington, DC
20549–0102 (telephone (202) 551–5850).
Applicants’ Representations
1. The Trust, a Delaware statutory
trust, is registered under the Act as an
open-end management investment
company. The Trust currently is
comprised of two series (‘‘Funds’’), each
with separate investment objectives,
policies, and restrictions.1 The Manager,
a Virginia limited liability company, is
registered as an investment adviser
under the Investment Advisers Act of
1940 (‘‘Advisers Act’’) and serves as
investment manager to the Trust and
each of the Funds pursuant to an
investment management agreement
(‘‘Management Agreement’’). The
Management Agreement has been
approved by the Trust’s board of
trustees (‘‘Board’’), including a majority
of the trustees who are not ‘‘interested
persons,’’ as defined in section 2(a)(19)
of the Act, of the Trust or the Manager
(‘‘Independent Trustees’’), as well as by
the shareholders of each Fund.
2. Under the Management Agreement,
the Manager is responsible for providing
investment advisory and administrative
services to the Funds, subject to
oversight by the Board. The
Management Agreement permits the
Manager to enter into a separate subadvisory agreement (‘‘Sub-Advisory
Agreement’’) with one or more subadvisers (each, a ‘‘Sub-Adviser’’) to
carry out the investment program of a
Fund, subject to the approval of the
Board and the shareholders of the Fund.
The Adviser has entered into SubAdvisory Agreements with two SubAdvisers. Each Sub-Adviser is registered
1 Applicants also request relief with respect to
future series of the Trust and any other existing or
future registered open-end management investment
company or series thereof that: (a) Is advised by the
Manager; (b) uses the management structure as
described in the application; and (c) complies with
the terms and conditions of the application
(included in the term ‘‘Fund’’). The only existing
registered open-end management investment
company that currently intends to rely on the
requested order is named as an applicant. If the
name of any Fund contains the name of a SubAdviser (as defined below), the name of the
Manager will precede the name of the Sub-Adviser.
E:\FR\FM\10JAN1.SGM
10JAN1
]]>Agencies
[Federal Register Volume 72, Number 6 (Wednesday, January 10, 2007)]
[Notices]
[Page 1250]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-82]
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UNITED STATES POSTAL SERVICE BOARD OF GOVERNORS
Sunshine Act Meeting
DATE AND TIME: Tuesday, January 9, 2007, at 2 p.m.; and Wednesday,
January 10, 2007, at 8:30 a.m. and 10:30 a.m.
PLACE: Washington, DC, at U.S. Postal Service Headquarters, 475
L'Enfant Plaza, SW., in the Benjamin Franklin Room.
STATUS: January 9--2 p.m.--Closed; January 10-8:30 a.m.--Open; January
10--10:30 a.m.--Closed.
MATTERS TO BE CONSIDERED:
Tuesday, January 9 at 2 p.m. (Closed)
1. Strategic Planning.
2. Rate Case Update.
3. Financial Update.
4. Labor Negotiations Update.
5. Personnel Matters and Compensation Issues.
6. Governors' Executive Session--Discussion of prior agenda items
and Board Governance.
Wednesday, January 10 at 8:30 a.m. (Open)
1. Minutes of the Previous Meeting, December 5-6, 2006.
2. Remarks of the Postmaster General and CEO Jack Potter.
3. Committee Reports.
4. Consideration of Board Resolution on Capital Funding.
5. Consideration of Annual Report on Government in the Sunshine Act
Compliance.
6. Consideration of Fiscal Year 2006 Comprehensive Statement on
Postal Operations, including the Preliminary Fiscal Year 2008 Annual
Performance Plan--GPRA.
7. Briefing on Mail Visibility, Seamless Acceptance and Payment.
8. Consideration of the Price of Semipostal Stamps.
9. Capital Investment--5,856 Carrier Route Vehicles.
10. Election of Chairman and Vice Chairman of the Board of
Governors.
11. Tentative Agenda for the March 28-29, 2007, meeting in
Washington, DC.
Wednesday, January 10 at 10:30 a.m. (Closed)--If Needed.
1. Continuation of Tuesday's closed session agenda.
Contact Person for More Information: Wendy A. Hocking, Secretary of the
Board, U.S. Postal Service, 475 L'Enfant Plaza, SW., Washington, DC
20260-1000. Telephone (202) 268-4800.
Wendy A. Hocking,
Secretary.
[FR Doc. 07-82 Filed 1-8-07; 3:19 pm]
BILLING CODE 7710-12-M
