Security Related Considerations in the Design and Operation of Transport Category Airplanes, 630-639 [E6-22563]
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Federal Register / Vol. 72, No. 3 / Friday, January 5, 2007 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25 and 121
[Docket No. FAA–2006–26722; Notice No.
06–19]
RIN 2120–AI66
Security Related Considerations in the
Design and Operation of Transport
Category Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
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AGENCY:
SUMMARY: Under this notice, the FAA
proposes to implement certain security
related requirements governing the
design of transport category airplanes.
The requirements would provide
improved airplane design features and
greater protection of the cabin,
flightdeck, and cargo compartments
from the detonation of explosive or
incendiary devices, penetration by
projectiles, and intrusion by
unauthorized persons. The FAA also
proposes to require operators to
establish a ‘‘least risk bomb location’’ on
all affected airplanes. These proposed
changes would adopt several
International Civil Aviation
Organization (ICAO) standards. Also,
this notice discusses six proposed
advisory circulars (ACs) and proposed
changes to two existing ACs.
DATES: Send your comments on or
before April 5, 2007.
ADDRESSES: You may send comments
identified by Docket Number FAA–
2006–26722 using any of the following
methods:
• Submit your comments
electronically to (1) the Department of
Transportation (DOT) Docket
Management System Web site at https://
dms.dot.gov or (2) the government-wide
rulemaking Web site at https://
www.regulations.gov
• Mail your comments to Docket
Management Facility, U.S. Department
of Transportation, 400 Seventh Street,
SW., Nassif Building, Room PL–401,
Washington, DC 20590–0001.
• Fax your comments to the Docket
Management System at 1–202–493–
2251.
• Hand deliver your comments to
Room PL–401 on the plaza level of the
Nassif Building, 400 Seventh Street,
SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
For more information on the
rulemaking process, see the
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SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
dms.dot.gov, including any personal
information you provide. For more
information, see the Privacy Act
discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background
documents or comments received, go to
https://dms.dot.gov at any time or to
Room PL–401 on the plaza level of the
Nassif Building, 400 Seventh Street,
SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical issues: Jeff Gardlin, FAA
Airframe and Cabin Safety Branch,
ANM–115, Transport Airplane
Directorate, Aircraft Certification
Service, 1601 Lind Avenue, SW.,
Renton, Washington 98055; telephone
(425) 227–2136, facsimile (425) 227–
1149, e-mail: jeff.gardlin@faa.gov. For
legal issues: Komal Jain, Regulations
Division, AGC–200, FAA Office of the
Chief Counsel, 800 Independence
Avenue, SW., Washington DC, 20591;
telephone (202) 267–3073, e-mail:
komal.jain@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. We ask that you send
us two copies of written comments.
We will file in the docket all
comments we receive as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. The docket is
available for public inspection before
and after the comment closing date. If
you wish to review the docket in
person, go to the address in the
ADDRESSES section of this preamble
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also review the docket using
the Internet at the Web address in the
ADDRESSES section.
Privacy Act: Using the search function
of our docket Web site, anyone can find
and read the comments received into
any of our dockets, including the name
of the individual sending the comment
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(or signing the comment on behalf of an
association, business, labor union, or
other group). You may review DOT’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (65 FR 19477–78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we
will consider all comments we receive
on or before the closing date for
comments. We will consider comments
filed late if it is possible to do so
without incurring expense or delay. We
may change this proposal in light of the
comments we receive.
If you want the FAA to acknowledge
receipt of your comments on this
proposal, include with your comments
a pre-addressed, stamped postcard on
which the docket number appears. We
will stamp the date on the postcard and
mail it to you.
Proprietary or Confidential Business
Information
You should not file in the docket any
information that you consider to be
proprietary or confidential business
information. Instead, you should send
or deliver that information directly to
the person identified in the FOR FURTHER
INFORMATION CONTACT section of this
document. You must mark the
information that you consider
proprietary or confidential. If you send
the information on a disk or CD–ROM,
mark the outside of the disk or CD–ROM
and also identify electronically within
the disk or CD–ROM the specific
information that is proprietary or
confidential.
Under 14 CFR 11.35(b), when we are
aware of proprietary information filed
with a comment, we do not place it in
the docket. We hold it in a separate file
to which the public does not have
access and place a note in the docket
that we have received it. If we receive
a request to examine or copy this
information, we treat it as any other
request under the Freedom of
Information Act (5 U.S.C. 552). We
process such a request under the DOT
procedures found in 49 CFR part 7.
Availability of Rulemaking Documents
You can access an electronic copy of
this proposal at any of the following
Web sites:
• The Department of Transportation’s
electronic Docket Management System
(DMS) Web site at https://dms.dot.gov/
search.
• Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies; or
• The Government Printing Office’s
Web site at https://www.access.gpo.gov/
su_docs/aces/aces140.html.
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You can also receive a hard copy by
mailing a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue, SW., Washington, DC 20591, or
calling (202) 267–9680. Please identify
the docket number, notice number, or
amendment number of this rulemaking.
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found under
Title 49 of the United States Code.
Subtitle I, section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, section 44701,
‘‘General requirements.’’ Under that
section, the FAA is charged with
promoting safe flight of civil aircraft in
air commerce by prescribing minimum
standards required in the interest of
safety for the design and performance of
aircraft. This regulation is within the
scope of that authority because it
prescribes new safety standards for the
design of transport category airplanes.
Background
Since the mid 1970s, terrorist acts—
including hijackings and detonation of
explosive devices—have targeted
airplanes.
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Design Standards by ICAO
Because of the number of airplane
bombings and hijackings that occurred
in the 1960s, 1970s, and early 1980s, the
International Civil Aviation
Organization (ICAO) 1 considered
several proposals to incorporate security
safeguards into the design of new
airplanes. ICAO has adopted in Annex
8 airworthiness standards for airplanes
that carry passengers, cargo, or mail in
international air navigation. In the
1980s, the International Federation of
Airline Pilots Association (IFALPA)
submitted proposals regarding design
standards for security in airplanes.
ICAO, in turn, solicited comments on
the proposals from organizations and
member countries.
On December 21, 1988, a terrorist
bomb in a Boeing Model 747 airplane
exploded over Lockerbie, Scotland,
killing all 259 people onboard and 11
people on the ground. 2 The terrorist
1 A specialized agency of the United Nations with
189 member countries (known in ICAO as
contracting states). The agency is charged with
development of international standards for safety
and security of civil aviation.
2 The terrorist bomb exploded in the forward
cargo hold on Pan American World Airways Flight
103 from London to New York City.
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bomb exploded in the forward cargo
hold on Pan American World Airways
Flight 103 from London to New York
City. As a result, the effort initiated by
IFALPA to establish security design
standards gained impetus. Within
several months, ICAO formed the
‘‘Incorporation of Security into Aircraft
Design’’ (ISAD) study group with
representatives of the airworthiness
authorities of the United States, the
United Kingdom, France, Germany,
Brazil, and Russia to consider the
existing proposals and to recommend
standards for security in design to be
incorporated into Annex 8. ISAD also
included representatives from IFALPA,
the International Coordinating Council
of Aerospace Industries Associations
(ICCAIA), and the International Air
Transport Association (IATA).
The study group developed proposals
pertaining to the following subjects:
(1) Survivability of systems,
(2) Cargo compartment fire
suppression,
(3) Smoke and fumes protection (in
the cabin and flightdeck),
(4) Least risk bomb location and
design,
(5) Protection of pilot compartment
from penetration by small arms fire or
shrapnel, and
(6) Interior design to deter hiding of
dangerous articles and improve
searching.
These proposals were submitted to all
ICAO member countries for comment.
On March 12, 1997, new standards
were adopted as Amendment 97 to
Annex 8. The member countries
subsequently approved them. All but
one of the standards became effective 3
years after their adoption. The standard
requiring identification of a ‘‘least risk
bomb location’’ became effective
immediately because it was already
common practice in the aviation
industry. It had been applied as an
operational standard rather than as a
design standard.
While Annex 8 provisions may be
applied to an operator of a transport
category airplane by a national authority
in order to obtain landing rights at
international airports, this does not
generally occur, in part, because this
would assume that operators could pass
through the design specifications to the
aircraft manufacturers. Typically,
Annex 8 standards do not apply directly
to the design of an airplane but are
implemented by adoption into the
airworthiness codes of ICAO’s member
countries. Once implemented, airplane
certification by a member country
implies compliance with Annex 8. As a
signatory to the Convention, the United
States must implement the Annex 8
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rules into our national airworthiness
codes to the extent practicable. It is
possible, however, for a signatory to file
differences with ICAO if it is unable to
implement the ICAO standards. The
FAA does not believe permanent
differences are warranted in this
situation. However, because we have
not yet promulgated these ICAO
standards into our regulations, the
United States (like all other states of
manufacture) has filed differences with
ICAO regarding the design for security
provisions of Annex 8. Adoption of
these proposals would remove the
current difference with the ICAO
standards.
Activity by the Aviation Rulemaking
Advisory Committee 3 (ARAC)
In addition to participating in the
development of international standards
through the ICAO, the FAA considers
maintaining harmonized standards
between the United States and Europe
to be a high priority. The FAA found
that carrying out this harmonization
task was best achieved through ARAC.
The ARAC is composed of 76 member
organizations with a wide range of
interests in the aviation community and
provides the FAA with firsthand
information and insight regarding
proposed new or revised rules.
In October 1999, the FAA tasked the
Transport Aircraft Engine Issues area of
ARAC to propose harmonized
regulations incorporating security
measures into airplane design (64 FR
57921, October 27, 1999). The proposed
regulations were to be based on
Amendment 97 to Annex 8. The task
was assigned to the Design for Security
Harmonization Working Group
(DSHWG), with members from the
aviation industry and the governments
of Europe, the United States, Brazil, and
Canada.
In April 2001, after several airlines
reported incidents of flightdeck
intrusion by aggressive passengers, the
FAA tasked the DSHWG through ARAC
to propose harmonized regulations to
improve the intrusion resistance of the
flightdeck (66 FR 31273, June 11, 2001).
The DSHWG developed and proposed
harmonized regulations for
implementing security provisions into
the design of transport category
airplanes, and the ARAC approved
those recommendations and forwarded
them to the FAA. We accepted the
ARAC recommendations. With one
exception that is discussed below, the
3 The FAA formally established ARAC on January
22, 1991, to provide advice and recommendations
about FAA’s safety-related rulemaking (56 FR
2190).
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proposals in this document are based on
those recommendations.
Other FAA Rulemaking Activity
Following the September 11, 2001,
terrorist acts, Congress passed the
Aviation and Transportation Security
Act (the Act) on November 19, 2001.
Section 104(a) of the Act, Improved
Flightdeck Integrity Measures, required
that aircraft engaged in passenger air
transportation or intrastate air
transportation have a door between the
passenger and pilot compartments. The
Administrator of the FAA issued a final
rule with the following provisions:
(A) Access to the flightdeck was
prohibited,
(B) The flightdeck door was to be
strengthened,
(C) Flightdeck doors were to remain
locked during flight, and
(D) Possession of a key to any
flightdeck door by a member of the
flightcrew not assigned to the flightdeck
was prohibited.
The FAA published Amendment No.
25–106 in the Federal Register on
January 15, 2002 (67 FR 2118).
Amendment No. 25–106 added new
§ 25.795, Security considerations,
requiring strengthening the flightdeck
door to resist forcible intrusion by
unauthorized persons or penetration by
small arms fire and fragmentation
devices. The amendment addressed
only the ICAO requirements regarding
protection of the pilot compartment. At
the same time, the FAA published a
notice of issuance of Advisory Circular
(AC) 25.795–1, Flightdeck Intrusion
Resistance, and AC 25.795–2,
Flightdeck Penetration Resistance.
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Proposed Changes to Part 25
This proposal has two goals: (1) To
improve the safety of transport category
airplanes, and (2) To provide an
equivalent level of safety for different
classes of transport category airplanes.
Accordingly, the proposal considers
the following factors:
• The security threat;
• Practicability of compliance;
• Benefits of compliance; and
• Any mitigating factors.
For certain classes of airplanes,
applying the proposed security design
requirements would improve safety
significantly. For others, applying them
would not improve safety appreciably
and would require great effort and
expense.
Applicability of Proposed Rules
1. Flightdeck Security
The January 15, 2002, final rule added
the requirement for transport category
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airplanes with flightdeck doors to
strengthen the flightdeck door
installation. Under this proposal, we
would extend those requirements to all
barriers—such as bulkheads, ceilings,
and floors—between the flightdeck and
other occupied areas. Since
strengthening these barriers would serve
no purpose unless there also was a door
separating the passenger cabin and the
flightdeck, the proposed amendments to
§ 25.795(a) would be applicable only to
airplanes required to have a flightdeck
door.
2. Other Security Considerations
a. Commercial and private use
operations. Significant security risks are
associated with boarding passengers on
commercial airplanes. Even with the
best screening and other layered
security measures, there is the
possibility that a person could carry or
place an explosive or incendiary device
onboard an airplane. Likewise, there is
the possibility that an explosive or
incendiary device could be placed
aboard a commercial airplane in cargo
operations.
Generally, airplanes in private use
carry heads of state, business leaders,
and ordinary citizens. In contrast to
commercial passenger airplanes, access
to airplanes in private use is limited to
specific individuals, namely, the owner
and guests. For this reason, these
airplanes typically are not targets of
onboard terrorists. We believe that
applying the proposed requirements to
airplanes in private use would not
provide significant improvement in
security.
Therefore, the FAA proposes to apply
the security requirements under this
rule only to airplanes designed for
commercial operations involving cargo
or passengers. We welcome comments
regarding applicability of the proposed
rule.
b. Airplane Size. Both small and large
airplanes transport passengers and
cargo. Our review of security-related
events over the last 30 years indicates
that smaller airplanes (whether carrying
passengers or cargo) are less likely to be
the target of terrorists. Operators of
smaller airplanes have fewer people to
screen and/or less cargo to inspect; thus,
the probability of detecting an explosive
device is greater should a terrorist
attempt to carry or place one onboard.
The FAA reviewed passenger capacity
and airplane gross weight as
distinguishing parameters in assessing
applicability of these proposals. We
concluded both parameters need to be
addressed when defining a satisfactory
and practical standard. Specifically, we
propose that—with the exception of
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§ 25.795(a)(1), (2), and (3), Protection of
Flightcrew Compartment, which is
discussed below—the rule applies to
airplanes with a certificated passenger
seating capacity of more than 60 persons
or a maximum certificated gross takeoff
weight of over 100,000 pounds.4 This
approach addresses airplanes of
significant size that carry both
passengers and cargo—called ‘‘combi’’
airplanes—because the passenger
capacity alone may not trigger the
proposed requirements. We welcome
comments regarding the applicability of
this proposed rule to airplanes of
different seating capacity or gross
takeoff weight.
Provisions of Proposed Rules
1. Protection of Flightcrew
Compartment
This section would apply to airplanes
required by operating rules to have a
flightdeck door.
a. Intrusion by unauthorized persons.
The proposed change to § 25.795(a)(1)
and (a)(2) would extend the requirement
for the design of the strengthened
flightdeck door to the bulkhead and
other accessible barriers (those barriers
that are susceptible to forcible intrusion
by a person as distinguished from
barriers such as floors or ceilings)
separating occupied areas from the
flightdeck. The flightdeck and any other
accessible areas would need to resist
forcible intrusion by an unauthorized
person and withstand impacts of 300
joules (221.3 foot-pounds). The FAA
believes the flightdeck door is the most
critical feature in providing resistance to
intrusion. However, there could be other
access points through the bulkhead from
occupied areas. Therefore, the FAA
proposes that these barriers be designed
to the same security standards as the
flightdeck door.
To demonstrate compliance, a
manufacturer would generally be able to
rely on the test conducted on the
flightdeck door. Critical locations (i.e.,
those requiring tests) are expected to be
the door latch and hinge as well as the
panel itself but will depend on the
design. If there is a more critical part of
the bulkhead, the FAA would require
testing, either in addition to testing the
door or instead of it.
b. Penetration by projectiles. Proposed
§ 25.795(a)(3) would extend security
design precautions to any barrier, not
just accessible barriers, between the
flightdeck and occupied areas to
4 Based on the input of its member states, ICAO
recently amended its standards to apply to
airplanes with a maximum passenger capacity
greater than 60 persons, or a gross takeoff weight
greater than 100,000 pounds.
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minimize the penetration of shrapnel
from a fragmentation device or
projectiles from small arms. Although
protection of the flightdeck door
provides a high level of safety, the
flightdeck itself remains susceptible to
damage from discharge of weapons. For
example, in a multi-deck airplane, the
ceiling and floor around the flightdeck
may be vulnerable, and ballistic
penetration of the flightdeck can injure
the pilots. Such penetration also could
disable critical flight instrumentation
because the system controls are
concentrated in a small area of the
flightdeck.
Under this proposal, protection would
be required for all barriers between the
flightdeck and occupied areas to the
extent necessary to resist penetration of
projectiles, because they could interfere
with safe flight and landing. Areas of
concern include grills, closeouts, and
latches, if their failure could
compromise continued safe flight and
landing. For a multi-deck airplane, these
barriers could include the floor and
ceiling in addition to the bulkhead and
door. Protection equivalent to level IIIA
of the National Institute of Justice (NIJ)
Standard 0101.04 is considered
sufficient to protect against small arms
or fragmentation devices.
2. Smoke and Fire Safety
The proposed requirements described
in paragraphs a. and b. below would
apply to airplanes with a certificated
passenger seating capacity of more than
60 persons or a maximum certificated
takeoff gross weight of over 100,000
pounds.
a. Flightdeck. Currently, § 25.831
addresses removal of smoke from the
flightdeck. However, the rule does not
directly address penetration of smoke
into the flightdeck, other than smoke
originating in a cargo compartment.
Advisory Circular 25–9A, Smoke
Detection, Penetration, and Evacuation
Tests and Related Flight Manual
Emergency Procedures, discusses smoke
penetration testing and does consider
smoke originating in other areas.
However, these discussions are in the
context of more general fire safety
practices rather than an explicit
requirement to prevent smoke
penetration. Proposed § 25.795(b)(1)
would require the design of the
flightdeck to limit penetration of smoke,
fumes, or noxious gases generated by
explosives, incendiary devices, or fires
elsewhere on the airplane.
The FAA expects the most practicable
means of compliance will be to control
airflow into and out of the flightdeck,
which would include crew rest and
other areas accessible only from the
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flightdeck. Maintaining a slight positive
pressure differential between the
flightdeck and surrounding areas would
direct smoke, fumes, and noxious gases
to those surrounding areas.
b. Passenger cabin. Proposed
§ 25.795(b)(2) would require the ability
to remove smoke, fumes, and noxious
gases—such as might be produced by an
explosive or incendiary device—from
the passenger cabin. The goal is to
prevent smoke, fumes, and noxious
gases from reaching incapacitating
levels if an explosive or incendiary
device is activated. Currently, there are
no requirements for evacuation of cabin
smoke, fumes, or noxious gases. The
levels of smoke, fumes, or noxious gases
that could incapacitate passengers
depend on at least the following
variables:
• The specific gases present;
• Concentrations of those gases; and
• The duration of exposure.
The FAA considered these variables and
arrived at an approach that does not
require detailed knowledge of the
explosive or incendiary device.
We determined a fire resulting from
an explosive or incendiary device
affects the levels and types of gases in
the cabin more than does the type of
device. Using data from full-scale tests
conducted on fires in the cargo
compartment, the FAA developed a
‘‘standard’’ for the quantity of smoke,
fumes, and noxious gases produced. The
quantity is a function of the volume of
the compartment and the amount of
material in it.
We assume the passenger cabin begins
at the flightdeck bulkhead and ends at
the aft pressure bulkhead (or other
bulkhead separating the passenger cabin
from another definable space, such as a
cargo compartment). The passenger
cabin is bound at the top by the ceiling
and stowage-bin contour and at the
bottom by the cabin floor. We consider
the crew rest and other locations that
are accessible only from the flightdeck
to be part of the flightdeck. However,
isolated areas above or below the
passenger cabin that are not occupied
for takeoff and landing are included in
the cabin. An example of such an
isolated area is an overhead crew rest
that is only occupied in flight.
If the smoke, fumes, and noxious
gases resulting from a fire are dispersed
in the passenger cabin, it is possible to
calculate the frequency of fresh air
changes necessary to prevent fire byproducts in the cabin from
incapacitating the passengers. Time to
incapacitation can be calculated by
using a Fractional Effective Dose (FED)
model. This model considers the types
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of gases and the duration of exposure to
them to determine whether certain
conditions will produce incapacitation.
Using this approach, the FAA
determined occupants of the passenger
cabin must be protected against
incapacitation when there is a combined
volumetric concentration of 0.59%
carbon monoxide and 1.23% carbon
dioxide.
The combined effect of the two gases
on occupants of the passenger cabin, as
predicted by the FED, represents the
short-term threat posed by all hazardous
fire products generated when an
explosive or incendiary device is
discharged. As a result, we cannot
compare the combined concentrations
of carbon monoxide and carbon dioxide
specified under proposed § 25.795(b)(2)
with the individual concentrations of
the two gases specified in the existing
ventilation requirements under
§ 25.831(b).
The FAA cannot assume the smoke,
fumes, and noxious gases produced by
an explosive device would be uniformly
dispersed throughout the passenger
cabin. It also is unreasonable to assume
the smoke, fumes, and noxious gases
would not be dispersed at all before the
fire is extinguished. To estimate the
expected variability in smoke
dispersion, we assume the smoke,
fumes, and noxious gases are initially
concentrated in any one-quarter portion
of the total cabin volume. The other
portions of the cabin remain less
hazardous than the area of initial
concentration and can be removed from
the FED calculations. Since the rate of
air change applies to the entire
passenger cabin, this is a conservative
approach.
If we assume airflow patterns within
a passenger cabin will create a constant
mixing as well as an evacuation of the
air, removal of the smoke, fumes, and
noxious gases will reduce their
concentrations in an exponential decay
pattern. Therefore, the initial evacuation
of the smoke, fumes, and noxious gases
will be rapid, and the FED will quickly
reach a maximum value. That value will
not increase much after approximately
two air changes.
As noted above, we determined the
quantity of smoke, fumes, and noxious
gases and their resulting concentrations
using data from a fire in a cargo
compartment. The relationship of cargo
compartment volume to passenger
compartment volume is not the same for
all airplanes that would be affected by
this proposal. Therefore, the FAA
assessed this relationship before
establishing these guidelines. We
recognize that it would be equally
acceptable to address the proposed
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requirements under § 25.795(b)(2) by
other means, including providing a
protective device for each passenger or
using a combination of smoke
evacuation and protective devices.
3. Fire Suppression in Cargo
Compartments
Proposed § 25.795(b)(3) would require
fire suppression systems in cargo
compartments to be designed to
suppress a sudden and extensive fire,
such as might result from an explosive
or incendiary device. The principal
concerns are that the fire suppression
system is able to survive such an event
and the extinguishing agent retains its
ability to suppress such a fire. These
requirements would apply to airplanes
with a certificated passenger seating
capacity of more than 60 persons or a
maximum certificated takeoff gross
weight of over 100,000 pounds.
The ICAO standard recognizes that
Halon 1301 extinguishing agents satisfy
this requirement from the standpoint of
suppression. However, the U.S.
Environmental Protection Agency
banned production of Halon 1301
because it contributes to depletion of
the ozone layer. Although existing
stores of Halon 1301 may still be used,
the product will not be available
indefinitely. The FAA worked with the
International Systems Fire Protection
Working Group (formerly the Halon
Replacement Working Group) to
establish minimum performance
standards for new fire suppression
agents that are ‘‘equivalent’’ to the
Halon 1301 extinguishing agents.
For the fire suppression agent to be
effective, the fire suppression system
must be able to discharge the agent
immediately following an explosion.
The FAA reviewed test data to assess
the vulnerability of fire suppression
systems to damage from explosive
devices. These data indicate the fire
suppression systems currently in use are
not affected by the over-pressure
produced by an explosive device.
However, the fire suppression systems
may be vulnerable to secondary loading
by panels and supporting structures that
are affected by over-pressure. The fire
suppression systems also may be
vulnerable to damage from fragments of
the explosive device or from contents of
the cargo compartment. Storage vessels
for the fire suppression agent are
usually outside the cargo compartment.
Therefore, the distribution lines and
nozzles may be vulnerable.
There may be several ways to address
this concern. Providing a distribution
system that has redundancy and
adequate separation would be an
acceptable way to comply with the
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proposed requirement. That is, separate
storage vessels for the fire suppression
agent with an independent distribution
system and adequate separation, could
be an acceptable approach.
Alternatively, shrouding or otherwise
hardening the lines could be acceptable,
if the mounting scheme could
accommodate the secondary loading
mentioned above. Based on a review of
test data, the shielding would have to
protect against fragments of 0.5-inch
diameter traveling at a rate of 430 feet
a second.
With respect to secondary loading, the
threat to the system is from large
displacements that might occur on
panels or structure to which the systems
are attached. In reviewing test data,
local structural displacements up to 6
inches are possible within an airplane
in a survivable event. Therefore, system
attachment arrangements also would
have to tolerate 6-inch local
displacements, and each system
component would still need to function.
Manufacturers need to address only
those components in the cargo
compartment or separated from it only
by the cargo compartment liner.
Manufacturers do not need to provide
added protection for the fire
suppression agent’s storage vessel if it is
remote from the compartment. We
consider the storage vessel remote if it
is outside the compartment and is
protected by barriers that meet the
criteria discussed above.
The fire detection system in the cargo
compartment will not require explosion
protection. The FAA determined that, if
the event were small, there would be no
effect on the fire detection system. If the
event is large enough to affect the
integrity of the fire detection system, the
passengers or crew will notice the event.
If smoke, fumes, or noxious gases are
present, the crew will know they should
discharge the suppression agent to the
affected area. In addition, the specific
compartment where the affected fire
detection system is located must be
indicated to the crew. As a result,
sufficient warning would be given to the
flightcrew to preclude hardening of the
fire detection systems.
For affected airplanes, a significant
consequence of this proposal would be
to effectively prohibit the Class B cargo
compartment currently permitted by
§ 25.857. A Class B cargo compartment
incorporates a fire detection system, but
relies on a crewmember to manually
fight the fire. Entry into the cargo
compartment to fight a fire after an
explosion would not be practicable.
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4. Least Risk Bomb Location
Proposed § 25.795(c)(1) would require
the manufacturer to establish a ‘‘least
risk bomb location’’ (LRBL) as part of
the design of airplanes with a
certificated passenger seating capacity
of more than 60 persons or a maximum
certificated takeoff gross weight of over
100,000 pounds.
The LRBL is a location in the cabin
where crewmembers can put a
suspected explosive device that will do
the least amount of damage to the
airplane in the event of an explosion.
Presently, an airplane manufacturer
considers the LRBL only after
completion of the design. This proposal
would require manufacturers to identify
the LRBL during the airplane design
process. We expect this will improve
the level of safety, since the LRBL will
be a design consideration and
manufacturers can incorporate
provisions to enhance its effectiveness.
For example, when considering the
physical location and design of the
LRBL, the manufacturer must consider
systems near the LRBL. The goal is to
ensure the manufacturer locates critical
systems out of the immediate vicinity of
the LRBL or protects those systems from
explosive devices. On airplanes with
more than one passenger deck, more
than one LRBL may be desirable.
Operational procedures also can
improve the effectiveness of the LRBL in
reducing a threat. For example, reducing
or eliminating differential cabin
pressure markedly reduces the damage
explosive devices could cause to
airplane structures.
5. System Safety
Proposed § 25.795(c)(2) would require
the manufacturer to separate redundant
flight critical systems to maximize the
ability to continue safe flight and
landing of the airplane if there is an
event that damages one of those
systems. This requirement would apply
to airplanes with a certificated
passenger seating capacity of more than
60 persons or a maximum certificated
takeoff gross weight of over 100,000
pounds.
The goal of the proposal is to
maximize the ability of flight critical
systems to survive damage caused by an
explosive device or other event through
a design that will separate, shield, or
provide redundancy to the critical
systems. To achieve this purpose, the
FAA used a ‘‘damage based’’ approach.
The FAA had previously proposed a
similar requirement related to structural
capability of the airplane and concluded
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that a damage based approach is
reasonable.5
Under this approach, the FAA
assumes an explosive device destroys
the flight critical systems contained
within a certain volume. We then assess
the ability of the airplane to continue
safe flight and landing based on the
functionality of flight critical systems
after an explosion and the effect of any
resultant loss of functionality. Under
this proposal, the manufacturer would
use the formula derived from the
requirements of § 25.365 to generate a
sphere and use the sphere to determine
the volume of the airplane within which
one must assess loss of system function.
Any associated structural damage that
might result from the explosion is not
relevant to this assessment.
In practice, the manufacturer may
assess the effect of separating each flight
critical system from other flight critical
systems as a design specification, rather
than using the proposed formula
throughout the fuselage. However, the
manufacturer also should consider the
combination of systems made
inoperative when determining the effect
on continued safe flight and landing.
This approach might mean considering
whether one should separate primary or
backup controls for a particular system
from both the primary and backup
controls for certain other critical
systems.
The manufacturer would apply the
spherical volume within the fuselage:
• Anywhere within the passenger
cabin from the bulkhead (or bulkheads)
separating the passenger cabin from the
flightdeck to the aft cabin bulkhead,
with half of the diameter penetrating
those bulkheads, and
• Anywhere within the volumes of
the cargo compartments, except that
only one-half of the spherical volume
need extend beyond the liners of the
cargo-compartments.
For practical reasons, we propose an
upper limit on the size of the sphere.
While it is theoretically possible to
increase the distance between systems
as the diameter of the fuselage increases,
there comes a point of no benefit. That
is, the event necessary to render systems
inoperative in a larger volume than
proposed would have other catastrophic
results. A standard with no limit on the
volume of the sphere would not be costeffective and could lead to
complications in system design. Those
complications could present a safety
risk at least as great as the risk of an
explosion. For example, separations
resulting in acute changes in direction
of control cables could complicate the
5 Notice
No. 75–31 (40 FR 29410; July 11, 1975).
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function of the cables and cause
additional failure or jamming modes.
Conversely, the formula permits
successively smaller considerations of
separation as the fuselage diameter
decreases. At some point, the volume is
so small there is no practical value to
the requirement. Because the proposed
regulation would apply to airplanes
with a gross takeoff weight greater than
100,000 pounds or a passenger capacity
greater than 60 persons, the FAA is not
proposing a lower limit on the size of
the sphere.
Use of the sphere is a tool to measure
the effectiveness of separating flight
critical systems. The FAA’s intention is
not to limit separation of such systems
to the size of the sphere. Rather, we
hope to maximize separation to improve
survivability of the function of flight
critical systems in the aftermath of some
event. Conversely, airplanes in general
have confined areas where it might not
always be possible to apply the sphere.
Therefore, the FAA is proposing an
exception for areas where it is
impracticable to apply the sphere.
Generally, these areas will be at the
extreme ends of the fuselage or where
concentrations of systems are essentially
unavoidable, such as in electronic
equipment bays or portions of the
flightdeck. In those instances, other
design measures, such as shielding, may
be appropriate for regions where the
sphere or half sphere is to be applied.
6. Interior Security
Proposed § 25.795(c)(3) would require
that the interior design of the airplane
deter the easy concealment of weapons,
explosives, or other objects and lessen
the likelihood of overlooking such items
during a search. This requirement
would apply to airplanes with a
certificated passenger seating capacity
of more than 60 persons or a maximum
certificated takeoff gross weight of over
100,000 pounds.
Under ICAO and TSA requirements, it
is necessary to search an airplane
interior under certain conditions. To
improve reliability of such searches,
Amendment 97 to ICAO Annex 8
requires that—during the design
phase—manufacturers consider the
need to search the interior of the
airplane.
Transport category airplanes contain
many areas that are not readily visible
but are relatively accessible. For
example, under-seat areas, areas above
stowage bins, and toilet bowl drains
may not be easily visible when
conducting a search but could be
accessible places to hide an explosive
device. This proposal would require
that during the design phase of the
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635
interior, the manufacturer consider the
need to search airplanes regularly and,
therefore, avoid designs that make it
difficult to search an area.
The FAA did not receive a
recommendation from ARAC on this
subject. While the working group tried
to arrive at a recommendation, it did not
achieve consensus. Certain members of
the working group felt the proposals
under consideration were ambiguous
and open to different interpretation. In
addition, no agreement was reached on
the best approach—design changes or
better techniques and training for
searching the airplane. Therefore, the
FAA independently developed the
proposal described below.
One approach to eliminating hidden
devices is to reduce the number of areas
where a device can be hidden. For
example, the manufacturer could use
locks (or other specialty tools) to limit
access to certain areas or could remove
certain areas from the design altogether.
The result would be to reduce the scope
of the search. Another approach is to
design features that facilitate a simple
inspection, i.e., features that can be
searched quickly and easily. Examples
include bare and open surfaces or use of
mirrors that make compartments more
visible.
Both approaches have benefits.
Making areas more difficult to access
may be preferable in some cases; an
example is making fasteners on
compartment panels more difficult to
remove than standard fasteners. A
potential drawback, however, is an area
that is less accessible may also become
less likely to be searched. Therefore, the
FAA proposes to focus on requiring
design features that lead to quick and
easy searches. By ensuring it is easy to
search those areas where the
opportunity to hide an explosive device
is greatest, we make more time available
to search areas that are more difficult to
access and inspect. In this way, the
overall search of the airplane will be
more effective.
The following is a brief description of
our proposed requirement for each item.
a. Area above stowage bins. The area
above stowage bins is difficult to search.
Light fixtures often inhibit both visual
and physical inspection. Proposed
§ 25.795(c)(3)(i) would require the area
above overhead bins to be designed to
prevent hiding objects from view. This
objective can be accomplished either by
preventing a person from placing an
object in the area above stowage bins or
by designing a feature that makes it
obvious someone has tampered with the
area. An example of the first approach
is screening off the area above the
stowage bins. An example of the second
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is designing the area above the stowage
bin so that if anything is placed there,
the stowage bin could not be opened
properly.
b. Toilet. A toilet can be an easy place
to hide a device. Some toilets are
designed to restrict the size of a device
that can be flushed down it. The
vacuum-waste system is one example.
Proposed § 25.795(c)(3)(ii) would deter
hiding a device in a toilet by restricting
the diameter of the passage pipes
prevent passage of objects greater than
or equal to 2 inches.
c. Life preservers. Under proposed
§ 25.795(c)(3)(iii), life preservers or their
storage location would be designed so
any tampering is evident. One way to
meet this requirement would be to make
an inspection easier. For example, life
preservers are typically installed under
seats but alternatively may be installed
in the passenger service unit on the
underside of stowage bins.
Note that manufacturers have to meet
the requirements of § 25.1415, Ditching
equipment, for accessibility to life
preservers. The FAA, however, does not
believe § 25.1415 and proposed
§ 25.795(c)(3)(iii) conflict.
d. Other areas. Designers can consider
several other areas of an airplane to
promote ease of search. There are no
specific requirements to consider these
areas under this proposal.
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Proposed Advisory Circulars (ACs)
In conjunction with issuance of this
NPRM, the FAA is issuing six proposed
ACs and proposing changes to two
existing ACs. Each AC describes an
acceptable means of complying with a
specific provision of the proposed
amendments to 14 CFR 25.795. These
proposed ACs are available for comment
at: https://www.faa.gov/aircraft/
draft%5Fdocs/display_docs/
index.cfm?Doc_Type=AC.
Æ Proposed AC 25.795–1X,
Flightdeck Intrusion Resistance, would
revise AC 25.795–1 to provide guidance
on designing flightdeck barriers to resist
intrusion by unauthorized persons
during flight.
Æ Proposed AC 25.795–2X,
Flightdeck Penetration Resistance,
would revise AC 25.795–2 to provide
guidance on designing flightdeck
barriers to prevent penetration by small
arms and fragmentation devices.
Æ Proposed AC 25.795–3X,
Flightdeck Protection (Smoke and
Fumes), would provide guidance on
designing an airplane to limit entry of
smoke, fumes, and noxious gases into
the flightdeck in the event of detonation
of an explosive or incendiary device on
the airplane.
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Æ Proposed AC 25.795–4X, Passenger
Cabin Smoke Evacuation, would
provide guidance on designing an
airplane with means to prevent
passengers from being incapacitated by
smoke, fumes, or noxious gases,
resulting from detonation of an
explosive or incendiary device during
flight.
Æ Proposed AC 25.795–5X,
Compartment Fire Suppression, would
provide guidance on designing the fire
suppression system of the cargo
compartment to withstand a sudden and
extensive fire, such as could be caused
by an explosive or incendiary device in
the cargo compartment.
Æ Proposed AC 25.795–6X, Least Risk
Bomb Location (LRBL), would provide
guidance on designing a location where
an explosive or incendiary device
discovered on-board an airplane may be
placed to protect flight critical
structures and systems from damage in
case of detonation.
Æ Proposed AC 25.795–7X,
Survivability of Systems, would provide
guidance on designing redundant
systems necessary for continued safe
flight and landing of the airplane so that
they are physically separated by certain
minimum distances.
Æ Proposed AC 25.795–8X, Design for
Ease of Search, would provide guidance
on designing specified areas in the
interior of an airplane to make it more
difficult to hide dangerous objects or
make it easier to find such objects if
they have been brought onboard.
Proposed Change to Part 121
Under proposed § 25.795(c)(1),
manufacturers would be required to
designate a ‘‘least risk bomb location’’
(LRBL) in designing new airplanes
which have a maximum passenger
capacity greater than 60 persons or a
gross weight greater than 100,000
pounds. Under proposed § 121.295,
within one year of the effective date of
this amendment an LRBL would need to
be identified on existing airplanes with
a passenger seating capacity of more
than 60 persons within one year of the
amendment. As noted previously, it has
been common practice for airplane
manufacturers to designate such a
location on existing airplanes, but it is
not a requirement to do so. Therefore,
some airplane types have no LRBL
identified. Because designation of the
LRBL is already common practice, we
propose one year for compliance.
Other procedures regarding use of the
LRBL are currently regulated by the
Transportation Security Administration.
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Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined no new information
collection requirements are associated
with this proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with ICAO Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and proposes these regulations to
harmonize with the standards.
Economic Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 2531–2533)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, to be
the basis of U.S. standards. Fourth, the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4) requires agencies to
prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, the FAA
has determined this proposal: (1) Has
benefits that justify its costs, is not an
economically ‘‘significant regulatory
action’’ as defined in section 3(f) of
Executive Order 12866, and is
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (2)
would not have a significant economic
impact on a substantial number of small
entities; (3) would be in agreement with
the Trade Agreement Act; and (4) would
not impose an unfunded mandate on
state, local, or tribal governments, or on
the private sector.
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Total Costs and Benefits of This
Rulemaking
The cost of a fatal aircraft accident
involving terrorist bombing and
hijacking can exceed one billion dollars.
In addition to the quantitative measures,
the psychological impact, investigative
costs, bankruptcy proceedings, and
other litigation that follows such
accidents further emphasizes the
importance of the proposed measures as
a means of cost avoidance, and the
future health of the civil aviation
industry in the world marketplace.
The total estimated costs of this
proposal are $453.9 million ($197.3
million present value). The total
includes the costs of certification,
manufacturing, and the incremental fuel
consumption cost. We estimate larger
transport category aircraft costs at
$395.1 million ($167.6 million present
value) and smaller transport category
aircraft costs are $58.8 million ($29.7
million present value).
We estimate the total benefits of this
proposal at $1.2 billion ($328.8 million
present value). The total benefits are
comprised of operational benefits of
$391 million ($119.4 million present
value) and safety benefits of $763.5
million ($204.4 million present value).
This proposal is cost beneficial,
because the estimated $1.2 billion
($328.8 million) in benefits outweigh
the estimated costs of $453.9 million
($197.3 million present value). We
estimate one event will be prevented by
year 2049 creating safety benefits of
$763.5 million ($204.4 present value).
The one event is based upon the
historical number of aircraft bombings
(18), and aircraft hijackings/
commandeerings (105).
Who is Potentially Affected by This
Rulemaking
Manufacturers of part 25 newly
designed passenger aircraft.
pwalker on PROD1PC60 with PROPOSALS2
Assumptions and Sources of
Information
• Period of analysis—2006 through
2049.
• Discount rate—7%.
• Compensation Rates, Economic
Values for FAA Investment and
Regulatory Decisions, a Guide, May
2005.
• Terrorist Acts, Press Release—
Transportation Security Administration,
September 29, 2003.
• Civil Aviation Crimes, 2000 Crime
Acts Report—Federal Aviation
Administration.
• Terrorist Acts, 9–11 Commission
Report, July 22, 2004.
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637
• Costs of Terrorist Acts, ‘‘September
11, 2001: Then and Now,’’ John R.
Jameson.
• Costs of Terrorist Acts, ‘‘The
Economic Cost of Terrorism,’’ Brian S.
Wesbury. September 2002.
• $3 million Value to Avert a Fatality,
Revised Departmental Guidance,
Treatment of Value of Life and Injuries
in Preparing Economic Evaluations,
Office of the Secretary of Transportation
Memorandum,’’ January 29, 2002.
• Airborne Flight Hours, FAA
Aerospace Forecasts Fiscal Years 2005–
2016.
dollars, and an indirect financial impact
in the billions of dollars.
Alternatives We Considered
Initial Regulatory Flexibility
Determination
The FAA considered reducing the size
of transport category airplanes that
would be subject to all the requirements
contained in this proposal but believed
that smaller airplanes (whether carrying
passengers or cargo) are less likely to be
the target of terrorists. However, given
the importance of maintaining cabin
security, this proposal would require
protection of the flightcrew
compartment for all transport category
airplanes required by operating rules to
have a flightdeck door.
Benefits of This Rule
We estimate the total benefits of this
proposal at $1.2 billion ($323.8 million).
The total benefits are comprised of
operational benefits of $763.5 million
($204.4 million present value) and
safety benefits of $391 million ($119.4
million present value).
Currently, larger transport category
aircraft have many areas that are
accessible to passengers, but can only be
inspected with considerable effort. This
proposal would require that the interior
design of an airplane incorporate
features that make it more difficult to
hide dangerous objects in the airplane.
Improving the aircraft design by
incorporating security features would
reduce the time required to search an
aircraft. Operational cost savings would
occur due the design requirements that
would reduce the time necessary to
conduct aircraft searches.
Based on continued security risks and
threats, the FAA believes that adopting
the requirements contained in this
proposal would provide an overall
increase in security to commercial
aviation in the United States. This
proposal would decrease aircraft
vulnerability and increase aircraft
survivability in the event of a bombing
or hijacking.
The upper bound of a hijacking or
bombing could have a similar impact to
that of September 11th with direct
financial impacts in the billions of
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Costs of This Rule
The total estimated costs of this
proposal are $453.9 million ($197.3
million present value). The total
includes the costs of certification,
manufacturing, and the incremental fuel
consumption cost. We estimate larger
transport category aircraft costs at
$395.1 million ($167.6 million present
value) and smaller transport category
aircraft costs are $58.8 million ($29.7
million present value).
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the Act requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The Act covers a wide range of
small entities, including small
businesses, not-for-profit organizations,
and small governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the determination is that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the Act.
However, if an agency determines that
a proposed or final rule is not expected
to have a significant economic impact
on a substantial number of small
entities, section 605(b) of the 1980 Act
provides the head of the agency may so
certify and a regulatory flexibility
analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
Entities potentially affected by this
proposal include part 25, transport
category airplane manufacturers and
operators of affected aircraft.
In its classification, the FAA uses the
size standards from the Small Business
Administration. It specifies that
companies with less than 1,500
employees are small entities. All U.S.
transport category airplane
manufacturers have more than 1,500
employees; thus, none are considered
small entities.
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one year by State, local, and tribal
governments, in the aggregate, or by the
private sector; such a mandate is
deemed to be a ‘‘significant regulatory
action.’’ The FAA currently uses an
inflation-adjusted value of $120.7
million in lieu of $100 million. This
proposed rule does not contain such a
mandate. Therefore, the requirements of
Title II of the Unfunded Mandate
Reform Act of 1995 do not apply.
Initial International Trade Impact
Assessment
The Trade Agreements Act of 1979
prohibits Federal agencies from
engaging in any standards or related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, they be the basis for U.S.
standards.
The FAA has assessed the potential
effect of this proposed rule and
determined that it would promote
international trade by standardizing
security related design features of part
25 aircraft and thereby complying with
ICAO’s international design standards.
In accordance with the above statute,
the FAA has assessed the potential
effect of this proposal and determined
that it would impose the same costs on
domestic and international entities. The
FAA uses international aircraft safety
standards as the basis for this proposed
rule and therefore is in compliance with
the International Trade Agreements Act.
pwalker on PROD1PC60 with PROPOSALS2
A substantial number of operators
who purchase larger affected aircraft are
small entities and would incur cost due
to increased fuel consumption.
Although a substantial number of small
entities would be affected, operational
cost savings are greater than the
additional cost of fuel consumption.
In addition, a substantial number of
operators who purchase smaller affected
airplanes would incur additional fuel
cost. The estimated number of affected
smaller aircraft is 714, with an
estimated present value cost of roughly
$2.1 million. Thus, the total average fuel
burn cost for a smaller transport
category aircraft is $191. The FAA
believes $191 is not a significant
amount in the overall cost of purchasing
and operating a new aircraft.
Therefore, the FAA certifies that this
proposed rule would not have a
signifficant economic impact on a
substantial number of small entities.
Plain English
Executive Order 12866 (58 FR 51735,
Oct. 4, 1993) requires each agency to
write regulations that are simple and
easy to understand. We invite your
comments on how to make these
proposed regulations easier to
understand, including answers to
questions such as the following:
• Are the requirements in the
proposed regulations clearly stated?
• Do the proposed regulations contain
unnecessary technical language or
jargon that interferes with their clarity?
• Would the regulations be easier to
understand if they were divided into
more (but shorter) sections?
• Is the description in the preamble
helpful in understanding the proposed
regulations?
Initial Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (the Act) is intended, among
other things, to curb the practice of
imposing unfunded Federal mandates
on State, local, and tribal governments.
Title II of the Act requires each
Federal agency to prepare a written
statement assessing the effects of any
Federal mandate in a proposed or final
agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation) in any
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18:46 Jan 04, 2007
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Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government and therefore
would not have federalism implications.
Environmental Analysis
Environmental Analysis FAA Order
1050.1E identifies FAA actions that are
categorically excluded from preparation
of an environmental assessment or
environmental impact statement under
the National Environmental Policy Act
in the absence of extraordinary
circumstances. The FAA has
determined this proposed rulemaking
action qualifies for the categorical
exclusion identified in paragraph 3f and
involves no extraordinary
circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this proposed
rulemaking under Executive Order
13211, Actions Concerning Regulations
that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
List of Subjects
14 CFR Part 25
Aircraft, Aviation safety, Federal
Aviation Administration, Reporting and
recordkeeping requirements.
14 CFR Part 121
Aircraft, Aviation safety, Safety,
Transportation.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration (FAA)
proposes to amend parts 25 and 121 of
Title 14, Code of Federal Regulations, as
follows:
PART 25—AIRWORTHINESS
STANDARDS: TRANSPORT
CATEGORY AIRPLANES
1. The authority citation for part 25
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701,
44702, 4794.
2. Revise § 25.795 to read as follows:
§ 25.795
Security considerations.
(a) Protection of flightcrew
compartment. If a flightdeck door is
required by operating rules:
(1) The bulkhead, door, and any other
accessible barrier separating the
flightcrew compartment from occupied
areas must be designed to resist forcible
intrusion by unauthorized persons and
be capable of withstanding impacts of
300 joules (221.3 foot pounds).
(2) The bulkhead, door, and any other
accessible barrier separating the
flightcrew compartment from occupied
areas must be designed to resist a
constant 250 pound (1,113 Newtons)
tensile load on accessible handholds,
including the doorknob or handle.
(3) The bulkhead, door, and any other
barrier separating the flightcrew
compartment from any occupied areas
must be designed to resist penetration
by small arms fire and fragmentation
devices to a level equivalent to level IIIa
of the National Institute of Justice (NIJ)
Standard 0101.04.
(b) Airplanes with a certificated
passenger seating capacity of more than
60 persons or a maximum certificated
takeoff gross weight of over 100,000
pounds must be designed to limit the
effects of an explosive or incendiary
device as follows:
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05JAP2
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60 persons or a maximum certificated
takeoff gross weight of over 100,000
pounds must comply with the
following:
(1) Least risk bomb location. An
airplane must be designed with a
designated location where a bomb or
other explosive device could be placed
to best protect flight-critical structures
and systems from damage in the case of
detonation.
(2) Survivability of systems.
Redundant airplane systems necessary
for continued safe flight and landing
must be physically separated, or
otherwise designed to maximize their
survivability, at a minimum, except
where impracticable, by an amount
equal to a sphere of diameter
D = 2 (H 0 / π)
(where H0 is defined under
§ 25.365(e)(2) of this part and D need
not exceed 5.05 feet). The sphere is
applied everywhere within the fuselage,
limited by the forward and aft
bulkheads of the passenger cabin or
cargo compartments, beyond which
only one-half the sphere is applied.
(3) Interior design to facilitate
searches. Design features must be
incorporated that will deter
concealment or promote discovery of
weapons, explosives, or other objects
from a simple inspection in the
following areas of the airplane cabin:
(i) Areas above the overhead bins
must be designed to prevent objects
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
from being hidden from view in a
simple search from the aisle.
(ii) Toilets must be designed to
prevent the passage of solid objects
greater than 2.0 inches in diameter.
(iii) Life preservers or their storage
locations must be designed so that
tampering is evident.
(d) Exceptions. Airplanes used solely
to transport cargo only need to meet the
requirements of paragraphs (b)(1), (b)(3),
and (c)(2) of this section.
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
3. The authority citation for part 121
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901, 44903–
44904, 44912, 46105.
4. Add § 121.295 to read as follows:
§ 121.295
Location for a suspect device.
After [insert a date one year after the
effective date of this amendment], all
airplanes with a passenger seating
capacity of more than 60 persons must
have a location where a suspected
explosive or incendiary device found in
flight can be placed to minimize the risk
to the airplane.
Issued in Washington, DC on December 21,
2006.
John J. Hickey,
Director, Aircraft Certification Service.
[FR Doc. E6–22563 Filed 1–4–07; 8:45 am]
BILLING CODE 4910–13–P
E:\FR\FM\05JAP2.SGM
05JAP2
EP05JA07.012
pwalker on PROD1PC60 with PROPOSALS2
(1) Flightdeck smoke protection.
Means must be provided to limit entry
of smoke, fumes, and noxious gases into
the flightdeck.
(2) Passenger cabin smoke protection.
Means must be provided to prevent
passenger incapacitation in the cabin
resulting from smoke, fumes, and
noxious gases as represented by the
combined volumetric concentrations of
0.59% carbon monoxide and 1.23%
carbon dioxide.
(3) Cargo compartment fire
suppression. An extinguishing agent
must be capable of suppressing a fire.
All cargo-compartment fire suppressionsystem components must be designed to
withstand the following effects, unless
they are redundant and separated in
accordance with paragraph (c)(2) of this
section or are installed remotely from
the cargo compartment:
(i) Impact or damage from a 0.5-inchdiameter aluminum sphere traveling at
430 feet per second;
(ii) A 15-pound per square-inch
pressure load if the projected surface
area of the component is greater than 4
square feet. Any single dimension
greater than 4 feet may be assumed to
be 4 feet in length; and
(iii) A 6-inch displacement in any
direction from a single point force
applied anywhere along the distribution
system because of support structure
displacements or adjacent materials
displacing against the distribution
system.
(c) An airplane with a certificated
passenger seating capacity of more than
639
Agencies
[Federal Register Volume 72, Number 3 (Friday, January 5, 2007)]
[Proposed Rules]
[Pages 630-639]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-22563]
[[Page 629]]
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Part II
Department of Transportation
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Federal Aviation Administration
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14 CFR Parts 25 and 121
Security Related Considerations in the Design and Operation of
Transport Category Airplanes; Proposed Rule
Federal Register / Vol. 72, No. 3 / Friday, January 5, 2007 /
Proposed Rules
[[Page 630]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25 and 121
[Docket No. FAA-2006-26722; Notice No. 06-19]
RIN 2120-AI66
Security Related Considerations in the Design and Operation of
Transport Category Airplanes
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
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SUMMARY: Under this notice, the FAA proposes to implement certain
security related requirements governing the design of transport
category airplanes. The requirements would provide improved airplane
design features and greater protection of the cabin, flightdeck, and
cargo compartments from the detonation of explosive or incendiary
devices, penetration by projectiles, and intrusion by unauthorized
persons. The FAA also proposes to require operators to establish a
``least risk bomb location'' on all affected airplanes. These proposed
changes would adopt several International Civil Aviation Organization
(ICAO) standards. Also, this notice discusses six proposed advisory
circulars (ACs) and proposed changes to two existing ACs.
DATES: Send your comments on or before April 5, 2007.
ADDRESSES: You may send comments identified by Docket Number FAA-2006-
26722 using any of the following methods:
Submit your comments electronically to (1) the Department
of Transportation (DOT) Docket Management System Web site at https://
dms.dot.gov or (2) the government-wide rulemaking Web site at https://
www.regulations.gov
Mail your comments to Docket Management Facility, U.S.
Department of Transportation, 400 Seventh Street, SW., Nassif Building,
Room PL-401, Washington, DC 20590-0001.
Fax your comments to the Docket Management System at 1-
202-493-2251.
Hand deliver your comments to Room PL-401 on the plaza
level of the Nassif Building, 400 Seventh Street, SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://dms.dot.gov, including any personal information you provide. For
more information, see the Privacy Act discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background documents or comments received, go to
https://dms.dot.gov at any time or to Room PL-401 on the plaza level of
the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical issues: Jeff Gardlin,
FAA Airframe and Cabin Safety Branch, ANM-115, Transport Airplane
Directorate, Aircraft Certification Service, 1601 Lind Avenue, SW.,
Renton, Washington 98055; telephone (425) 227-2136, facsimile (425)
227-1149, e-mail: jeff.gardlin@faa.gov. For legal issues: Komal Jain,
Regulations Division, AGC-200, FAA Office of the Chief Counsel, 800
Independence Avenue, SW., Washington DC, 20591; telephone (202) 267-
3073, e-mail: komal.jain@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. We ask that you send us two copies of written
comments.
We will file in the docket all comments we receive as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. The docket is available for public
inspection before and after the comment closing date. If you wish to
review the docket in person, go to the address in the ADDRESSES section
of this preamble between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. You may also review the docket using the
Internet at the Web address in the ADDRESSES section.
Privacy Act: Using the search function of our docket Web site,
anyone can find and read the comments received into any of our dockets,
including the name of the individual sending the comment (or signing
the comment on behalf of an association, business, labor union, or
other group). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (65 FR 19477-78) or
you may visit https://dms.dot.gov.
Before acting on this proposal, we will consider all comments we
receive on or before the closing date for comments. We will consider
comments filed late if it is possible to do so without incurring
expense or delay. We may change this proposal in light of the comments
we receive.
If you want the FAA to acknowledge receipt of your comments on this
proposal, include with your comments a pre-addressed, stamped postcard
on which the docket number appears. We will stamp the date on the
postcard and mail it to you.
Proprietary or Confidential Business Information
You should not file in the docket any information that you consider
to be proprietary or confidential business information. Instead, you
should send or deliver that information directly to the person
identified in the FOR FURTHER INFORMATION CONTACT section of this
document. You must mark the information that you consider proprietary
or confidential. If you send the information on a disk or CD-ROM, mark
the outside of the disk or CD-ROM and also identify electronically
within the disk or CD-ROM the specific information that is proprietary
or confidential.
Under 14 CFR 11.35(b), when we are aware of proprietary information
filed with a comment, we do not place it in the docket. We hold it in a
separate file to which the public does not have access and place a note
in the docket that we have received it. If we receive a request to
examine or copy this information, we treat it as any other request
under the Freedom of Information Act (5 U.S.C. 552). We process such a
request under the DOT procedures found in 49 CFR part 7.
Availability of Rulemaking Documents
You can access an electronic copy of this proposal at any of the
following Web sites:
The Department of Transportation's electronic Docket
Management System (DMS) Web site at https://dms.dot.gov/search.
Visiting the FAA's Regulations and Policies Web page at
https://www.faa.gov/regulations_policies; or
The Government Printing Office's Web site at https://
www.access.gpo.gov/su_docs/aces/aces140.html.
[[Page 631]]
You can also receive a hard copy by mailing a request to the
Federal Aviation Administration, Office of Rulemaking, ARM-1, 800
Independence Avenue, SW., Washington, DC 20591, or calling (202) 267-
9680. Please identify the docket number, notice number, or amendment
number of this rulemaking.
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found under Title 49 of the United States Code. Subtitle I, section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, section 44701, ``General
requirements.'' Under that section, the FAA is charged with promoting
safe flight of civil aircraft in air commerce by prescribing minimum
standards required in the interest of safety for the design and
performance of aircraft. This regulation is within the scope of that
authority because it prescribes new safety standards for the design of
transport category airplanes.
Background
Since the mid 1970s, terrorist acts--including hijackings and
detonation of explosive devices--have targeted airplanes.
Design Standards by ICAO
Because of the number of airplane bombings and hijackings that
occurred in the 1960s, 1970s, and early 1980s, the International Civil
Aviation Organization (ICAO) \1\ considered several proposals to
incorporate security safeguards into the design of new airplanes. ICAO
has adopted in Annex 8 airworthiness standards for airplanes that carry
passengers, cargo, or mail in international air navigation. In the
1980s, the International Federation of Airline Pilots Association
(IFALPA) submitted proposals regarding design standards for security in
airplanes. ICAO, in turn, solicited comments on the proposals from
organizations and member countries.
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\1\ A specialized agency of the United Nations with 189 member
countries (known in ICAO as contracting states). The agency is
charged with development of international standards for safety and
security of civil aviation.
---------------------------------------------------------------------------
On December 21, 1988, a terrorist bomb in a Boeing Model 747
airplane exploded over Lockerbie, Scotland, killing all 259 people
onboard and 11 people on the ground. \2\ The terrorist bomb exploded in
the forward cargo hold on Pan American World Airways Flight 103 from
London to New York City. As a result, the effort initiated by IFALPA to
establish security design standards gained impetus. Within several
months, ICAO formed the ``Incorporation of Security into Aircraft
Design'' (ISAD) study group with representatives of the airworthiness
authorities of the United States, the United Kingdom, France, Germany,
Brazil, and Russia to consider the existing proposals and to recommend
standards for security in design to be incorporated into Annex 8. ISAD
also included representatives from IFALPA, the International
Coordinating Council of Aerospace Industries Associations (ICCAIA), and
the International Air Transport Association (IATA).
---------------------------------------------------------------------------
\2\ The terrorist bomb exploded in the forward cargo hold on Pan
American World Airways Flight 103 from London to New York City.
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The study group developed proposals pertaining to the following
subjects:
(1) Survivability of systems,
(2) Cargo compartment fire suppression,
(3) Smoke and fumes protection (in the cabin and flightdeck),
(4) Least risk bomb location and design,
(5) Protection of pilot compartment from penetration by small arms
fire or shrapnel, and
(6) Interior design to deter hiding of dangerous articles and
improve searching.
These proposals were submitted to all ICAO member countries for
comment.
On March 12, 1997, new standards were adopted as Amendment 97 to
Annex 8. The member countries subsequently approved them. All but one
of the standards became effective 3 years after their adoption. The
standard requiring identification of a ``least risk bomb location''
became effective immediately because it was already common practice in
the aviation industry. It had been applied as an operational standard
rather than as a design standard.
While Annex 8 provisions may be applied to an operator of a
transport category airplane by a national authority in order to obtain
landing rights at international airports, this does not generally
occur, in part, because this would assume that operators could pass
through the design specifications to the aircraft manufacturers.
Typically, Annex 8 standards do not apply directly to the design of an
airplane but are implemented by adoption into the airworthiness codes
of ICAO's member countries. Once implemented, airplane certification by
a member country implies compliance with Annex 8. As a signatory to the
Convention, the United States must implement the Annex 8 rules into our
national airworthiness codes to the extent practicable. It is possible,
however, for a signatory to file differences with ICAO if it is unable
to implement the ICAO standards. The FAA does not believe permanent
differences are warranted in this situation. However, because we have
not yet promulgated these ICAO standards into our regulations, the
United States (like all other states of manufacture) has filed
differences with ICAO regarding the design for security provisions of
Annex 8. Adoption of these proposals would remove the current
difference with the ICAO standards.
Activity by the Aviation Rulemaking Advisory Committee \3\ (ARAC)
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\3\ The FAA formally established ARAC on January 22, 1991, to
provide advice and recommendations about FAA's safety-related
rulemaking (56 FR 2190).
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In addition to participating in the development of international
standards through the ICAO, the FAA considers maintaining harmonized
standards between the United States and Europe to be a high priority.
The FAA found that carrying out this harmonization task was best
achieved through ARAC. The ARAC is composed of 76 member organizations
with a wide range of interests in the aviation community and provides
the FAA with firsthand information and insight regarding proposed new
or revised rules.
In October 1999, the FAA tasked the Transport Aircraft Engine
Issues area of ARAC to propose harmonized regulations incorporating
security measures into airplane design (64 FR 57921, October 27, 1999).
The proposed regulations were to be based on Amendment 97 to Annex 8.
The task was assigned to the Design for Security Harmonization Working
Group (DSHWG), with members from the aviation industry and the
governments of Europe, the United States, Brazil, and Canada.
In April 2001, after several airlines reported incidents of
flightdeck intrusion by aggressive passengers, the FAA tasked the DSHWG
through ARAC to propose harmonized regulations to improve the intrusion
resistance of the flightdeck (66 FR 31273, June 11, 2001).
The DSHWG developed and proposed harmonized regulations for
implementing security provisions into the design of transport category
airplanes, and the ARAC approved those recommendations and forwarded
them to the FAA. We accepted the ARAC recommendations. With one
exception that is discussed below, the
[[Page 632]]
proposals in this document are based on those recommendations.
Other FAA Rulemaking Activity
Following the September 11, 2001, terrorist acts, Congress passed
the Aviation and Transportation Security Act (the Act) on November 19,
2001. Section 104(a) of the Act, Improved Flightdeck Integrity
Measures, required that aircraft engaged in passenger air
transportation or intrastate air transportation have a door between the
passenger and pilot compartments. The Administrator of the FAA issued a
final rule with the following provisions:
(A) Access to the flightdeck was prohibited,
(B) The flightdeck door was to be strengthened,
(C) Flightdeck doors were to remain locked during flight, and
(D) Possession of a key to any flightdeck door by a member of the
flightcrew not assigned to the flightdeck was prohibited.
The FAA published Amendment No. 25-106 in the Federal Register on
January 15, 2002 (67 FR 2118). Amendment No. 25-106 added new Sec.
25.795, Security considerations, requiring strengthening the flightdeck
door to resist forcible intrusion by unauthorized persons or
penetration by small arms fire and fragmentation devices. The amendment
addressed only the ICAO requirements regarding protection of the pilot
compartment. At the same time, the FAA published a notice of issuance
of Advisory Circular (AC) 25.795-1, Flightdeck Intrusion Resistance,
and AC 25.795-2, Flightdeck Penetration Resistance.
Proposed Changes to Part 25
This proposal has two goals: (1) To improve the safety of transport
category airplanes, and (2) To provide an equivalent level of safety
for different classes of transport category airplanes.
Accordingly, the proposal considers the following factors:
The security threat;
Practicability of compliance;
Benefits of compliance; and
Any mitigating factors.
For certain classes of airplanes, applying the proposed security
design requirements would improve safety significantly. For others,
applying them would not improve safety appreciably and would require
great effort and expense.
Applicability of Proposed Rules
1. Flightdeck Security
The January 15, 2002, final rule added the requirement for
transport category airplanes with flightdeck doors to strengthen the
flightdeck door installation. Under this proposal, we would extend
those requirements to all barriers--such as bulkheads, ceilings, and
floors--between the flightdeck and other occupied areas. Since
strengthening these barriers would serve no purpose unless there also
was a door separating the passenger cabin and the flightdeck, the
proposed amendments to Sec. 25.795(a) would be applicable only to
airplanes required to have a flightdeck door.
2. Other Security Considerations
a. Commercial and private use operations. Significant security
risks are associated with boarding passengers on commercial airplanes.
Even with the best screening and other layered security measures, there
is the possibility that a person could carry or place an explosive or
incendiary device onboard an airplane. Likewise, there is the
possibility that an explosive or incendiary device could be placed
aboard a commercial airplane in cargo operations.
Generally, airplanes in private use carry heads of state, business
leaders, and ordinary citizens. In contrast to commercial passenger
airplanes, access to airplanes in private use is limited to specific
individuals, namely, the owner and guests. For this reason, these
airplanes typically are not targets of onboard terrorists. We believe
that applying the proposed requirements to airplanes in private use
would not provide significant improvement in security.
Therefore, the FAA proposes to apply the security requirements
under this rule only to airplanes designed for commercial operations
involving cargo or passengers. We welcome comments regarding
applicability of the proposed rule.
b. Airplane Size. Both small and large airplanes transport
passengers and cargo. Our review of security-related events over the
last 30 years indicates that smaller airplanes (whether carrying
passengers or cargo) are less likely to be the target of terrorists.
Operators of smaller airplanes have fewer people to screen and/or less
cargo to inspect; thus, the probability of detecting an explosive
device is greater should a terrorist attempt to carry or place one
onboard.
The FAA reviewed passenger capacity and airplane gross weight as
distinguishing parameters in assessing applicability of these
proposals. We concluded both parameters need to be addressed when
defining a satisfactory and practical standard. Specifically, we
propose that--with the exception of Sec. 25.795(a)(1), (2), and (3),
Protection of Flightcrew Compartment, which is discussed below--the
rule applies to airplanes with a certificated passenger seating
capacity of more than 60 persons or a maximum certificated gross
takeoff weight of over 100,000 pounds.\4\ This approach addresses
airplanes of significant size that carry both passengers and cargo--
called ``combi'' airplanes--because the passenger capacity alone may
not trigger the proposed requirements. We welcome comments regarding
the applicability of this proposed rule to airplanes of different
seating capacity or gross takeoff weight.
---------------------------------------------------------------------------
\4\ Based on the input of its member states, ICAO recently
amended its standards to apply to airplanes with a maximum passenger
capacity greater than 60 persons, or a gross takeoff weight greater
than 100,000 pounds.
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Provisions of Proposed Rules
1. Protection of Flightcrew Compartment
This section would apply to airplanes required by operating rules
to have a flightdeck door.
a. Intrusion by unauthorized persons. The proposed change to Sec.
25.795(a)(1) and (a)(2) would extend the requirement for the design of
the strengthened flightdeck door to the bulkhead and other accessible
barriers (those barriers that are susceptible to forcible intrusion by
a person as distinguished from barriers such as floors or ceilings)
separating occupied areas from the flightdeck. The flightdeck and any
other accessible areas would need to resist forcible intrusion by an
unauthorized person and withstand impacts of 300 joules (221.3 foot-
pounds). The FAA believes the flightdeck door is the most critical
feature in providing resistance to intrusion. However, there could be
other access points through the bulkhead from occupied areas.
Therefore, the FAA proposes that these barriers be designed to the same
security standards as the flightdeck door.
To demonstrate compliance, a manufacturer would generally be able
to rely on the test conducted on the flightdeck door. Critical
locations (i.e., those requiring tests) are expected to be the door
latch and hinge as well as the panel itself but will depend on the
design. If there is a more critical part of the bulkhead, the FAA would
require testing, either in addition to testing the door or instead of
it.
b. Penetration by projectiles. Proposed Sec. 25.795(a)(3) would
extend security design precautions to any barrier, not just accessible
barriers, between the flightdeck and occupied areas to
[[Page 633]]
minimize the penetration of shrapnel from a fragmentation device or
projectiles from small arms. Although protection of the flightdeck door
provides a high level of safety, the flightdeck itself remains
susceptible to damage from discharge of weapons. For example, in a
multi-deck airplane, the ceiling and floor around the flightdeck may be
vulnerable, and ballistic penetration of the flightdeck can injure the
pilots. Such penetration also could disable critical flight
instrumentation because the system controls are concentrated in a small
area of the flightdeck.
Under this proposal, protection would be required for all barriers
between the flightdeck and occupied areas to the extent necessary to
resist penetration of projectiles, because they could interfere with
safe flight and landing. Areas of concern include grills, closeouts,
and latches, if their failure could compromise continued safe flight
and landing. For a multi-deck airplane, these barriers could include
the floor and ceiling in addition to the bulkhead and door. Protection
equivalent to level IIIA of the National Institute of Justice (NIJ)
Standard 0101.04 is considered sufficient to protect against small arms
or fragmentation devices.
2. Smoke and Fire Safety
The proposed requirements described in paragraphs a. and b. below
would apply to airplanes with a certificated passenger seating capacity
of more than 60 persons or a maximum certificated takeoff gross weight
of over 100,000 pounds.
a. Flightdeck. Currently, Sec. 25.831 addresses removal of smoke
from the flightdeck. However, the rule does not directly address
penetration of smoke into the flightdeck, other than smoke originating
in a cargo compartment. Advisory Circular 25-9A, Smoke Detection,
Penetration, and Evacuation Tests and Related Flight Manual Emergency
Procedures, discusses smoke penetration testing and does consider smoke
originating in other areas. However, these discussions are in the
context of more general fire safety practices rather than an explicit
requirement to prevent smoke penetration. Proposed Sec. 25.795(b)(1)
would require the design of the flightdeck to limit penetration of
smoke, fumes, or noxious gases generated by explosives, incendiary
devices, or fires elsewhere on the airplane.
The FAA expects the most practicable means of compliance will be to
control airflow into and out of the flightdeck, which would include
crew rest and other areas accessible only from the flightdeck.
Maintaining a slight positive pressure differential between the
flightdeck and surrounding areas would direct smoke, fumes, and noxious
gases to those surrounding areas.
b. Passenger cabin. Proposed Sec. 25.795(b)(2) would require the
ability to remove smoke, fumes, and noxious gases--such as might be
produced by an explosive or incendiary device--from the passenger
cabin. The goal is to prevent smoke, fumes, and noxious gases from
reaching incapacitating levels if an explosive or incendiary device is
activated. Currently, there are no requirements for evacuation of cabin
smoke, fumes, or noxious gases. The levels of smoke, fumes, or noxious
gases that could incapacitate passengers depend on at least the
following variables:
The specific gases present;
Concentrations of those gases; and
The duration of exposure.
The FAA considered these variables and arrived at an approach that does
not require detailed knowledge of the explosive or incendiary device.
We determined a fire resulting from an explosive or incendiary
device affects the levels and types of gases in the cabin more than
does the type of device. Using data from full-scale tests conducted on
fires in the cargo compartment, the FAA developed a ``standard'' for
the quantity of smoke, fumes, and noxious gases produced. The quantity
is a function of the volume of the compartment and the amount of
material in it.
We assume the passenger cabin begins at the flightdeck bulkhead and
ends at the aft pressure bulkhead (or other bulkhead separating the
passenger cabin from another definable space, such as a cargo
compartment). The passenger cabin is bound at the top by the ceiling
and stowage-bin contour and at the bottom by the cabin floor. We
consider the crew rest and other locations that are accessible only
from the flightdeck to be part of the flightdeck. However, isolated
areas above or below the passenger cabin that are not occupied for
takeoff and landing are included in the cabin. An example of such an
isolated area is an overhead crew rest that is only occupied in flight.
If the smoke, fumes, and noxious gases resulting from a fire are
dispersed in the passenger cabin, it is possible to calculate the
frequency of fresh air changes necessary to prevent fire by-products in
the cabin from incapacitating the passengers. Time to incapacitation
can be calculated by using a Fractional Effective Dose (FED) model.
This model considers the types of gases and the duration of exposure to
them to determine whether certain conditions will produce
incapacitation. Using this approach, the FAA determined occupants of
the passenger cabin must be protected against incapacitation when there
is a combined volumetric concentration of 0.59% carbon monoxide and
1.23% carbon dioxide.
The combined effect of the two gases on occupants of the passenger
cabin, as predicted by the FED, represents the short-term threat posed
by all hazardous fire products generated when an explosive or
incendiary device is discharged. As a result, we cannot compare the
combined concentrations of carbon monoxide and carbon dioxide specified
under proposed Sec. 25.795(b)(2) with the individual concentrations of
the two gases specified in the existing ventilation requirements under
Sec. 25.831(b).
The FAA cannot assume the smoke, fumes, and noxious gases produced
by an explosive device would be uniformly dispersed throughout the
passenger cabin. It also is unreasonable to assume the smoke, fumes,
and noxious gases would not be dispersed at all before the fire is
extinguished. To estimate the expected variability in smoke dispersion,
we assume the smoke, fumes, and noxious gases are initially
concentrated in any one-quarter portion of the total cabin volume. The
other portions of the cabin remain less hazardous than the area of
initial concentration and can be removed from the FED calculations.
Since the rate of air change applies to the entire passenger cabin,
this is a conservative approach.
If we assume airflow patterns within a passenger cabin will create
a constant mixing as well as an evacuation of the air, removal of the
smoke, fumes, and noxious gases will reduce their concentrations in an
exponential decay pattern. Therefore, the initial evacuation of the
smoke, fumes, and noxious gases will be rapid, and the FED will quickly
reach a maximum value. That value will not increase much after
approximately two air changes.
As noted above, we determined the quantity of smoke, fumes, and
noxious gases and their resulting concentrations using data from a fire
in a cargo compartment. The relationship of cargo compartment volume to
passenger compartment volume is not the same for all airplanes that
would be affected by this proposal. Therefore, the FAA assessed this
relationship before establishing these guidelines. We recognize that it
would be equally acceptable to address the proposed
[[Page 634]]
requirements under Sec. 25.795(b)(2) by other means, including
providing a protective device for each passenger or using a combination
of smoke evacuation and protective devices.
3. Fire Suppression in Cargo Compartments
Proposed Sec. 25.795(b)(3) would require fire suppression systems
in cargo compartments to be designed to suppress a sudden and extensive
fire, such as might result from an explosive or incendiary device. The
principal concerns are that the fire suppression system is able to
survive such an event and the extinguishing agent retains its ability
to suppress such a fire. These requirements would apply to airplanes
with a certificated passenger seating capacity of more than 60 persons
or a maximum certificated takeoff gross weight of over 100,000 pounds.
The ICAO standard recognizes that Halon 1301 extinguishing agents
satisfy this requirement from the standpoint of suppression. However,
the U.S. Environmental Protection Agency banned production of Halon
1301 because it contributes to depletion of the ozone layer. Although
existing stores of Halon 1301 may still be used, the product will not
be available indefinitely. The FAA worked with the International
Systems Fire Protection Working Group (formerly the Halon Replacement
Working Group) to establish minimum performance standards for new fire
suppression agents that are ``equivalent'' to the Halon 1301
extinguishing agents.
For the fire suppression agent to be effective, the fire
suppression system must be able to discharge the agent immediately
following an explosion. The FAA reviewed test data to assess the
vulnerability of fire suppression systems to damage from explosive
devices. These data indicate the fire suppression systems currently in
use are not affected by the over-pressure produced by an explosive
device. However, the fire suppression systems may be vulnerable to
secondary loading by panels and supporting structures that are affected
by over-pressure. The fire suppression systems also may be vulnerable
to damage from fragments of the explosive device or from contents of
the cargo compartment. Storage vessels for the fire suppression agent
are usually outside the cargo compartment. Therefore, the distribution
lines and nozzles may be vulnerable.
There may be several ways to address this concern. Providing a
distribution system that has redundancy and adequate separation would
be an acceptable way to comply with the proposed requirement. That is,
separate storage vessels for the fire suppression agent with an
independent distribution system and adequate separation, could be an
acceptable approach. Alternatively, shrouding or otherwise hardening
the lines could be acceptable, if the mounting scheme could accommodate
the secondary loading mentioned above. Based on a review of test data,
the shielding would have to protect against fragments of 0.5-inch
diameter traveling at a rate of 430 feet a second.
With respect to secondary loading, the threat to the system is from
large displacements that might occur on panels or structure to which
the systems are attached. In reviewing test data, local structural
displacements up to 6 inches are possible within an airplane in a
survivable event. Therefore, system attachment arrangements also would
have to tolerate 6-inch local displacements, and each system component
would still need to function.
Manufacturers need to address only those components in the cargo
compartment or separated from it only by the cargo compartment liner.
Manufacturers do not need to provide added protection for the fire
suppression agent's storage vessel if it is remote from the
compartment. We consider the storage vessel remote if it is outside the
compartment and is protected by barriers that meet the criteria
discussed above.
The fire detection system in the cargo compartment will not require
explosion protection. The FAA determined that, if the event were small,
there would be no effect on the fire detection system. If the event is
large enough to affect the integrity of the fire detection system, the
passengers or crew will notice the event. If smoke, fumes, or noxious
gases are present, the crew will know they should discharge the
suppression agent to the affected area. In addition, the specific
compartment where the affected fire detection system is located must be
indicated to the crew. As a result, sufficient warning would be given
to the flightcrew to preclude hardening of the fire detection systems.
For affected airplanes, a significant consequence of this proposal
would be to effectively prohibit the Class B cargo compartment
currently permitted by Sec. 25.857. A Class B cargo compartment
incorporates a fire detection system, but relies on a crewmember to
manually fight the fire. Entry into the cargo compartment to fight a
fire after an explosion would not be practicable.
4. Least Risk Bomb Location
Proposed Sec. 25.795(c)(1) would require the manufacturer to
establish a ``least risk bomb location'' (LRBL) as part of the design
of airplanes with a certificated passenger seating capacity of more
than 60 persons or a maximum certificated takeoff gross weight of over
100,000 pounds.
The LRBL is a location in the cabin where crewmembers can put a
suspected explosive device that will do the least amount of damage to
the airplane in the event of an explosion. Presently, an airplane
manufacturer considers the LRBL only after completion of the design.
This proposal would require manufacturers to identify the LRBL during
the airplane design process. We expect this will improve the level of
safety, since the LRBL will be a design consideration and manufacturers
can incorporate provisions to enhance its effectiveness. For example,
when considering the physical location and design of the LRBL, the
manufacturer must consider systems near the LRBL. The goal is to ensure
the manufacturer locates critical systems out of the immediate vicinity
of the LRBL or protects those systems from explosive devices. On
airplanes with more than one passenger deck, more than one LRBL may be
desirable.
Operational procedures also can improve the effectiveness of the
LRBL in reducing a threat. For example, reducing or eliminating
differential cabin pressure markedly reduces the damage explosive
devices could cause to airplane structures.
5. System Safety
Proposed Sec. 25.795(c)(2) would require the manufacturer to
separate redundant flight critical systems to maximize the ability to
continue safe flight and landing of the airplane if there is an event
that damages one of those systems. This requirement would apply to
airplanes with a certificated passenger seating capacity of more than
60 persons or a maximum certificated takeoff gross weight of over
100,000 pounds.
The goal of the proposal is to maximize the ability of flight
critical systems to survive damage caused by an explosive device or
other event through a design that will separate, shield, or provide
redundancy to the critical systems. To achieve this purpose, the FAA
used a ``damage based'' approach. The FAA had previously proposed a
similar requirement related to structural capability of the airplane
and concluded
[[Page 635]]
that a damage based approach is reasonable.\5\
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\5\ Notice No. 75-31 (40 FR 29410; July 11, 1975).
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Under this approach, the FAA assumes an explosive device destroys
the flight critical systems contained within a certain volume. We then
assess the ability of the airplane to continue safe flight and landing
based on the functionality of flight critical systems after an
explosion and the effect of any resultant loss of functionality. Under
this proposal, the manufacturer would use the formula derived from the
requirements of Sec. 25.365 to generate a sphere and use the sphere to
determine the volume of the airplane within which one must assess loss
of system function. Any associated structural damage that might result
from the explosion is not relevant to this assessment.
In practice, the manufacturer may assess the effect of separating
each flight critical system from other flight critical systems as a
design specification, rather than using the proposed formula throughout
the fuselage. However, the manufacturer also should consider the
combination of systems made inoperative when determining the effect on
continued safe flight and landing. This approach might mean considering
whether one should separate primary or backup controls for a particular
system from both the primary and backup controls for certain other
critical systems.
The manufacturer would apply the spherical volume within the
fuselage:
Anywhere within the passenger cabin from the bulkhead (or
bulkheads) separating the passenger cabin from the flightdeck to the
aft cabin bulkhead, with half of the diameter penetrating those
bulkheads, and
Anywhere within the volumes of the cargo compartments,
except that only one-half of the spherical volume need extend beyond
the liners of the cargo-compartments.
For practical reasons, we propose an upper limit on the size of the
sphere. While it is theoretically possible to increase the distance
between systems as the diameter of the fuselage increases, there comes
a point of no benefit. That is, the event necessary to render systems
inoperative in a larger volume than proposed would have other
catastrophic results. A standard with no limit on the volume of the
sphere would not be cost-effective and could lead to complications in
system design. Those complications could present a safety risk at least
as great as the risk of an explosion. For example, separations
resulting in acute changes in direction of control cables could
complicate the function of the cables and cause additional failure or
jamming modes.
Conversely, the formula permits successively smaller considerations
of separation as the fuselage diameter decreases. At some point, the
volume is so small there is no practical value to the requirement.
Because the proposed regulation would apply to airplanes with a gross
takeoff weight greater than 100,000 pounds or a passenger capacity
greater than 60 persons, the FAA is not proposing a lower limit on the
size of the sphere.
Use of the sphere is a tool to measure the effectiveness of
separating flight critical systems. The FAA's intention is not to limit
separation of such systems to the size of the sphere. Rather, we hope
to maximize separation to improve survivability of the function of
flight critical systems in the aftermath of some event. Conversely,
airplanes in general have confined areas where it might not always be
possible to apply the sphere.
Therefore, the FAA is proposing an exception for areas where it is
impracticable to apply the sphere. Generally, these areas will be at
the extreme ends of the fuselage or where concentrations of systems are
essentially unavoidable, such as in electronic equipment bays or
portions of the flightdeck. In those instances, other design measures,
such as shielding, may be appropriate for regions where the sphere or
half sphere is to be applied.
6. Interior Security
Proposed Sec. 25.795(c)(3) would require that the interior design
of the airplane deter the easy concealment of weapons, explosives, or
other objects and lessen the likelihood of overlooking such items
during a search. This requirement would apply to airplanes with a
certificated passenger seating capacity of more than 60 persons or a
maximum certificated takeoff gross weight of over 100,000 pounds.
Under ICAO and TSA requirements, it is necessary to search an
airplane interior under certain conditions. To improve reliability of
such searches, Amendment 97 to ICAO Annex 8 requires that--during the
design phase--manufacturers consider the need to search the interior of
the airplane.
Transport category airplanes contain many areas that are not
readily visible but are relatively accessible. For example, under-seat
areas, areas above stowage bins, and toilet bowl drains may not be
easily visible when conducting a search but could be accessible places
to hide an explosive device. This proposal would require that during
the design phase of the interior, the manufacturer consider the need to
search airplanes regularly and, therefore, avoid designs that make it
difficult to search an area.
The FAA did not receive a recommendation from ARAC on this subject.
While the working group tried to arrive at a recommendation, it did not
achieve consensus. Certain members of the working group felt the
proposals under consideration were ambiguous and open to different
interpretation. In addition, no agreement was reached on the best
approach--design changes or better techniques and training for
searching the airplane. Therefore, the FAA independently developed the
proposal described below.
One approach to eliminating hidden devices is to reduce the number
of areas where a device can be hidden. For example, the manufacturer
could use locks (or other specialty tools) to limit access to certain
areas or could remove certain areas from the design altogether. The
result would be to reduce the scope of the search. Another approach is
to design features that facilitate a simple inspection, i.e., features
that can be searched quickly and easily. Examples include bare and open
surfaces or use of mirrors that make compartments more visible.
Both approaches have benefits. Making areas more difficult to
access may be preferable in some cases; an example is making fasteners
on compartment panels more difficult to remove than standard fasteners.
A potential drawback, however, is an area that is less accessible may
also become less likely to be searched. Therefore, the FAA proposes to
focus on requiring design features that lead to quick and easy
searches. By ensuring it is easy to search those areas where the
opportunity to hide an explosive device is greatest, we make more time
available to search areas that are more difficult to access and
inspect. In this way, the overall search of the airplane will be more
effective.
The following is a brief description of our proposed requirement
for each item.
a. Area above stowage bins. The area above stowage bins is
difficult to search. Light fixtures often inhibit both visual and
physical inspection. Proposed Sec. 25.795(c)(3)(i) would require the
area above overhead bins to be designed to prevent hiding objects from
view. This objective can be accomplished either by preventing a person
from placing an object in the area above stowage bins or by designing a
feature that makes it obvious someone has tampered with the area. An
example of the first approach is screening off the area above the
stowage bins. An example of the second
[[Page 636]]
is designing the area above the stowage bin so that if anything is
placed there, the stowage bin could not be opened properly.
b. Toilet. A toilet can be an easy place to hide a device. Some
toilets are designed to restrict the size of a device that can be
flushed down it. The vacuum-waste system is one example. Proposed Sec.
25.795(c)(3)(ii) would deter hiding a device in a toilet by restricting
the diameter of the passage pipes prevent passage of objects greater
than or equal to 2 inches.
c. Life preservers. Under proposed Sec. 25.795(c)(3)(iii), life
preservers or their storage location would be designed so any tampering
is evident. One way to meet this requirement would be to make an
inspection easier. For example, life preservers are typically installed
under seats but alternatively may be installed in the passenger service
unit on the underside of stowage bins.
Note that manufacturers have to meet the requirements of Sec.
25.1415, Ditching equipment, for accessibility to life preservers. The
FAA, however, does not believe Sec. 25.1415 and proposed Sec.
25.795(c)(3)(iii) conflict.
d. Other areas. Designers can consider several other areas of an
airplane to promote ease of search. There are no specific requirements
to consider these areas under this proposal.
Proposed Advisory Circulars (ACs)
In conjunction with issuance of this NPRM, the FAA is issuing six
proposed ACs and proposing changes to two existing ACs. Each AC
describes an acceptable means of complying with a specific provision of
the proposed amendments to 14 CFR 25.795. These proposed ACs are
available for comment at: https://www.faa.gov/aircraft/
draft%5Fdocs/display_docs/index.cfm?Doc_Type=AC.
[cir] Proposed AC 25.795-1X, Flightdeck Intrusion Resistance, would
revise AC 25.795-1 to provide guidance on designing flightdeck barriers
to resist intrusion by unauthorized persons during flight.
[cir] Proposed AC 25.795-2X, Flightdeck Penetration Resistance,
would revise AC 25.795-2 to provide guidance on designing flightdeck
barriers to prevent penetration by small arms and fragmentation
devices.
[cir] Proposed AC 25.795-3X, Flightdeck Protection (Smoke and
Fumes), would provide guidance on designing an airplane to limit entry
of smoke, fumes, and noxious gases into the flightdeck in the event of
detonation of an explosive or incendiary device on the airplane.
[cir] Proposed AC 25.795-4X, Passenger Cabin Smoke Evacuation,
would provide guidance on designing an airplane with means to prevent
passengers from being incapacitated by smoke, fumes, or noxious gases,
resulting from detonation of an explosive or incendiary device during
flight.
[cir] Proposed AC 25.795-5X, Compartment Fire Suppression, would
provide guidance on designing the fire suppression system of the cargo
compartment to withstand a sudden and extensive fire, such as could be
caused by an explosive or incendiary device in the cargo compartment.
[cir] Proposed AC 25.795-6X, Least Risk Bomb Location (LRBL), would
provide guidance on designing a location where an explosive or
incendiary device discovered on-board an airplane may be placed to
protect flight critical structures and systems from damage in case of
detonation.
[cir] Proposed AC 25.795-7X, Survivability of Systems, would
provide guidance on designing redundant systems necessary for continued
safe flight and landing of the airplane so that they are physically
separated by certain minimum distances.
[cir] Proposed AC 25.795-8X, Design for Ease of Search, would
provide guidance on designing specified areas in the interior of an
airplane to make it more difficult to hide dangerous objects or make it
easier to find such objects if they have been brought onboard.
Proposed Change to Part 121
Under proposed Sec. 25.795(c)(1), manufacturers would be required
to designate a ``least risk bomb location'' (LRBL) in designing new
airplanes which have a maximum passenger capacity greater than 60
persons or a gross weight greater than 100,000 pounds. Under proposed
Sec. 121.295, within one year of the effective date of this amendment
an LRBL would need to be identified on existing airplanes with a
passenger seating capacity of more than 60 persons within one year of
the amendment. As noted previously, it has been common practice for
airplane manufacturers to designate such a location on existing
airplanes, but it is not a requirement to do so. Therefore, some
airplane types have no LRBL identified. Because designation of the LRBL
is already common practice, we propose one year for compliance.
Other procedures regarding use of the LRBL are currently regulated
by the Transportation Security Administration.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined no new
information collection requirements are associated with this proposed
rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with ICAO
Standards and Recommended Practices to the maximum extent practicable.
The FAA has reviewed the corresponding ICAO Standards and Recommended
Practices and proposes these regulations to harmonize with the
standards.
Economic Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act (19 U.S.C. 2531-2533) prohibits agencies from
setting standards that create unnecessary obstacles to the foreign
commerce of the United States. In developing U.S. standards, this Trade
Act requires agencies to consider international standards and, where
appropriate, to be the basis of U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local, or tribal governments, in
the aggregate, or by the private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, the FAA has determined this proposal:
(1) Has benefits that justify its costs, is not an economically
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is ``significant'' as defined in DOT's
Regulatory Policies and Procedures; (2) would not have a significant
economic impact on a substantial number of small entities; (3) would be
in agreement with the Trade Agreement Act; and (4) would not impose an
unfunded mandate on state, local, or tribal governments, or on the
private sector.
[[Page 637]]
Total Costs and Benefits of This Rulemaking
The cost of a fatal aircraft accident involving terrorist bombing
and hijacking can exceed one billion dollars. In addition to the
quantitative measures, the psychological impact, investigative costs,
bankruptcy proceedings, and other litigation that follows such
accidents further emphasizes the importance of the proposed measures as
a means of cost avoidance, and the future health of the civil aviation
industry in the world marketplace.
The total estimated costs of this proposal are $453.9 million
($197.3 million present value). The total includes the costs of
certification, manufacturing, and the incremental fuel consumption
cost. We estimate larger transport category aircraft costs at $395.1
million ($167.6 million present value) and smaller transport category
aircraft costs are $58.8 million ($29.7 million present value).
We estimate the total benefits of this proposal at $1.2 billion
($328.8 million present value). The total benefits are comprised of
operational benefits of $391 million ($119.4 million present value) and
safety benefits of $763.5 million ($204.4 million present value).
This proposal is cost beneficial, because the estimated $1.2
billion ($328.8 million) in benefits outweigh the estimated costs of
$453.9 million ($197.3 million present value). We estimate one event
will be prevented by year 2049 creating safety benefits of $763.5
million ($204.4 present value). The one event is based upon the
historical number of aircraft bombings (18), and aircraft hijackings/
commandeerings (105).
Who is Potentially Affected by This Rulemaking
Manufacturers of part 25 newly designed passenger aircraft.
Assumptions and Sources of Information
Period of analysis--2006 through 2049.
Discount rate--7%.
Compensation Rates, Economic Values for FAA Investment and
Regulatory Decisions, a Guide, May 2005.
Terrorist Acts, Press Release--Transportation Security
Administration, September 29, 2003.
Civil Aviation Crimes, 2000 Crime Acts Report--Federal
Aviation Administration.
Terrorist Acts, 9-11 Commission Report, July 22, 2004.
Costs of Terrorist Acts, ``September 11, 2001: Then and
Now,'' John R. Jameson.
Costs of Terrorist Acts, ``The Economic Cost of
Terrorism,'' Brian S. Wesbury. September 2002.
$3 million Value to Avert a Fatality, Revised Departmental
Guidance, Treatment of Value of Life and Injuries in Preparing Economic
Evaluations, Office of the Secretary of Transportation Memorandum,''
January 29, 2002.
Airborne Flight Hours, FAA Aerospace Forecasts Fiscal
Years 2005-2016.
Alternatives We Considered
The FAA considered reducing the size of transport category
airplanes that would be subject to all the requirements contained in
this proposal but believed that smaller airplanes (whether carrying
passengers or cargo) are less likely to be the target of terrorists.
However, given the importance of maintaining cabin security, this
proposal would require protection of the flightcrew compartment for all
transport category airplanes required by operating rules to have a
flightdeck door.
Benefits of This Rule
We estimate the total benefits of this proposal at $1.2 billion
($323.8 million). The total benefits are comprised of operational
benefits of $763.5 million ($204.4 million present value) and safety
benefits of $391 million ($119.4 million present value).
Currently, larger transport category aircraft have many areas that
are accessible to passengers, but can only be inspected with
considerable effort. This proposal would require that the interior
design of an airplane incorporate features that make it more difficult
to hide dangerous objects in the airplane. Improving the aircraft
design by incorporating security features would reduce the time
required to search an aircraft. Operational cost savings would occur
due the design requirements that would reduce the time necessary to
conduct aircraft searches.
Based on continued security risks and threats, the FAA believes
that adopting the requirements contained in this proposal would provide
an overall increase in security to commercial aviation in the United
States. This proposal would decrease aircraft vulnerability and
increase aircraft survivability in the event of a bombing or hijacking.
The upper bound of a hijacking or bombing could have a similar
impact to that of September 11th with direct financial impacts in the
billions of dollars, and an indirect financial impact in the billions
of dollars.
Costs of This Rule
The total estimated costs of this proposal are $453.9 million
($197.3 million present value). The total includes the costs of
certification, manufacturing, and the incremental fuel consumption
cost. We estimate larger transport category aircraft costs at $395.1
million ($167.6 million present value) and smaller transport category
aircraft costs are $58.8 million ($29.7 million present value).
Initial Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle, the Act requires agencies to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions. The Act covers a wide range of small
entities, including small businesses, not-for-profit organizations, and
small governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule will have a significant economic impact on a substantial
number of small entities. If the determination is that it will, the
agency must prepare a regulatory flexibility analysis as described in
the Act.
However, if an agency determines that a proposed or final rule is
not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the 1980 Act provides the
head of the agency may so certify and a regulatory flexibility analysis
is not required. The certification must include a statement providing
the factual basis for this determination, and the reasoning should be
clear.
Entities potentially affected by this proposal include part 25,
transport category airplane manufacturers and operators of affected
aircraft.
In its classification, the FAA uses the size standards from the
Small Business Administration. It specifies that companies with less
than 1,500 employees are small entities. All U.S. transport category
airplane manufacturers have more than 1,500 employees; thus, none are
considered small entities.
[[Page 638]]
A substantial number of operators who purchase larger affected
aircraft are small entities and would incur cost due to increased fuel
consumption. Although a substantial number of small entities would be
affected, operational cost savings are greater than the additional cost
of fuel consumption.
In addition, a substantial number of operators who purchase smaller
affected airplanes would incur additional fuel cost. The estimated
number of affected smaller aircraft is 714, with an estimated present
value cost of roughly $2.1 million. Thus, the total average fuel burn
cost for a smaller transport category aircraft is $191. The FAA
believes $191 is not a significant amount in the overall cost of
purchasing and operating a new aircraft.
Therefore, the FAA certifies that this proposed rule would not have
a signifficant economic impact on a substantial number of small
entities.
Initial International Trade Impact Assessment
The Trade Agreements Act of 1979 prohibits Federal agencies from
engaging in any standards or related activities that create unnecessary
obstacles to the foreign commerce of the United States. Legitimate
domestic objectives, such as safety, are not considered unnecessary
obstacles. The statute also requires consideration of international
standards and, where appropriate, they be the basis for U.S. standards.
The FAA has assessed the potential effect of this proposed rule and
determined that it would promote international trade by standardizing
security related design features of part 25 aircraft and thereby
complying with ICAO's international design standards. In accordance
with the above statute, the FAA has assessed the potential effect of
this proposal and determined that it would impose the same costs on
domestic and international entities. The FAA uses international
aircraft safety standards as the basis for this proposed rule and
therefore is in compliance with the International Trade Agreements Act.
Initial Unfunded Mandates Assessment
The Unfunded Mandates Reform Act of 1995 (the Act) is intended,
among other things, to curb the practice of imposing unfunded Federal
mandates on State, local, and tribal governments.
Title II of the Act requires each Federal agency to prepare a
written statement assessing the effects of any Federal mandate in a
proposed or final agency rule that may result in an expenditure of $100
million or more (adjusted annually for inflation) in any one year by
State, local, and tribal governments, in the aggregate, or by the
private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $120.7 million in lieu of $100 million. This proposed rule does not
contain such a mandate. Therefore, the requirements of Title II of the
Unfunded Mandate Reform Act of 1995 do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government and therefore would not have federalism implications.
Plain English
Executive Order 12866 (58 FR 51735, Oct. 4, 1993) requires each
agency to write regulations that are simple and easy to understand. We
invite your comments on how to make these proposed regulations easier
to understand, including answers to questions such as the following:
Are the requirements in the proposed regulations clearly
stated?
Do the proposed regulations contain unnecessary technical
language or jargon that interferes with their clarity?
Would the regulations be easier to understand if they were
divided into more (but shorter) sections?
Is the description in the preamble helpful in
understanding the proposed regulations?
Environmental Analysis
Environmental Analysis FAA Order 1050.1E identifies FAA actions
that are categorically excluded from preparation of an environmental
assessment or environmental impact statement under the National
Environmental Policy Act in the absence of extraordinary circumstances.
The FAA has determined this proposed rulemaking action qualifies for
the categorical exclusion identified in paragraph 3f and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this proposed rulemaking under Executive Order
13211, Actions Concerning Regulations that Significantly Affect Energy
Supply, Distribution, or Use (May 18, 2001). We have determined that it
is not a ``significant