Endangered And Threatened Species; Proposed Endangered Status for North Pacific Right Whale, 77694-77704 [06-9908]
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Federal Register / Vol. 71, No. 248 / Wednesday, December 27, 2006 / Proposed Rules
Dated: December 20, 2006.
Stephen L. Johnson,
Administrator.
[FR Doc. E6–22161 Filed 12–26–06; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 061212327–6327–01; I.D.
120706A]
RIN 0648–XB57
Endangered And Threatened Species;
Proposed Endangered Status for North
Pacific Right Whale
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
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AGENCY:
SUMMARY: We, NMFS, have completed a
status review of the northern right
whale under the Endangered Species
Act (ESA). We initiated this review in
response to a petition submitted by the
Center for Biological Diversity, dated
August 16, 2005, to list the North Pacific
right whale as a separate endangered
species. Based on the findings from the
status review and consideration of the
factors affecting this species, we have
concluded that right whales in the
northern hemisphere exist as two
species: the North Pacific right whale
(Eubalaena japonica) and the North
Atlantic right whale (E. glacialis). We
have also determined that each of these
species is in danger of extinction
throughout its range. To reflect this
taxonomic revision, we are designating
each separately as an endangered
species. This rule proposes to list the
North Pacific right whale as an
endangered species; a proposed rule to
list the North Atlantic right whale
isissued separately. We also intend to
designate critical habitat for the North
Pacific right whale. A proposed rule for
designation of critical habitat will
follow this action. We are soliciting
public comment on this proposed listing
determination.
DATES: Comments on this proposed rule
must be received by close of business on
February 26, 2007. Requests for public
hearings must be made in writing by
February 12, 2007.
ADDRESSES: Send comments to Kaja
Brix, Assistant Regional Administrator,
Protected Resources Division, Alaska
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Region, NMFS, Attn: Ellen Walsh.
Comments may be submitted by:
• E-mail: ESA-NRW-status@noaa.gov.
Include in the subject line the following
document identifier: North Pacific Right
Whale PR. E-mail comments, with or
without attachments, are limited to 5
megabytes.
• Webform at the Federal
eRulemaking Portal:
www.regulations.gov. Follow the
instructions at that site for submitting
comments.
• Mail: P. O Box 21668, Juneau, AK
99802
• Hand delivery to the Federal
Building : 709 W. 9th Street, Juneau,
Alaska.
• Fax: (907) 586–7012.
The proposed rule and other materials
relating to this proposal can be found on
the NMFS Alaska Region website https://
www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Brad
Smith, NMFS, 222 West 7th Avenue,
Anchorage, Alaska 99517, telephone
(907) 271–5006, fax (907) 271–3030;
Kaja Brix, NMFS,(907)586–7235, fax
(907) 586–7012; or Marta Nammack,
(301) 713–1401.
SUPPLEMENTARY INFORMATION:
Background
Petition
On August 16, 2005, we received a
petition from the Center for Biological
Diversity (CBD) to list the North Pacific
right whale as a separate endangered
species under the ESA. A copy of the
petition may be viewed at our Alaska
Region website (see ADDRESSES). CBD
requested that we list the North Pacific
right whale as a new endangered species
based, in part, on recent scientific
information that establishes a new
taxonomic classification for right whale
species. On January 26, 2006, we issued
our finding that the petition presented
substantial information indicating that
the petitioned action may be warranted
(71 FR 4344), and we requested
information regarding the taxonomy and
status of the North Pacific right whale,
its habitat, biology, movements and
distribution, threats to the species, or
other pertinent information. This
proposed rule summarizes the
information gathered and the analyses
conducted in a status review of right
whales in the North Pacific Ocean and
in the North Atlantic Ocean and
constitutes our 12-month determination
on CBD’s petition.
Status Review
The review of the status of right
whales in the North Atlantic and North
Pacific Oceans describes the population
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structure and examines the extent to
which phylogenetic uniqueness exists
between right whales found in the North
Atlantic and North Pacific. The review
also examines the biological status and
threats to the right whales and their
habitat.
Biology of Right Whales in the North
Pacific Ocean
Right whales are large baleen whales
that grow to lengths and weights
exceeding 18 meters and 100 tons (90.7
metric tons), respectively. They are filter
feeders whose prey consists exclusively
of zooplankton. Right whales attain
sexual maturity at an average age of 8–
10 years, and females produce a single
calf at intervals of 3–5 years (Kraus et
al., 2001). Their life expectancy is
unclear, but is known to reach 70 years
in some cases (Hamilton et al., 1998;
Kenney, 2002).
Right whales are generally migratory,
with at least a portion of the population
movingbetween summer feeding
grounds in temperate or high latitudes
and winter calving areas in warmer
waters (Kraus et al., 1986; Clapham et
al., 2004). In the North Pacific,
individuals have been observed feeding
in the Gulf of Alaska, the Bering Sea,
and the Sea of Okhotsk. Although a
general northward movement is evident
in spring and summer, it is unclear
whether the entire population
undertakes a predictable seasonal
migration, and the location of calving
grounds remains completely unknown
(Scarff, 1986; Scarff, 1991; Brownell et
al., 2001; Clapham et al.,2004; Shelden
et al., 2005).
Historically, right whales occurred
across the entire North Pacific Ocean
from the western coast of North America
to the Russian Far East (Scarff, 1986;
Brownell et al., 2001, Clapham et al.,
2004, Shelden et al., 2005). Sightings in
the 20th century were from as far south
as central Baja California, Mexico, and
the Yellow Sea, and as far north as the
Bering Sea and the Okhotsk Sea
(Goddard and Rugh, 1998; Brownell et
al., 2001). Right whales are frequently
found in coastal or shelf waters. Such
sightings, however, may be partially a
function of survey effort, and thus may
not reflect current or historical
distribution. Sighting records also
indicate that right whales occur far
offshore, and movements over abyssal
depths are known (Scarff, 1986; Mate et
al. 1997). Clapham et al. (2004) plotted
20th century records together with data
summarized from 19th century whaling
catches. These plots show that right
whales had an extensive offshore
distribution in the 19th century, and
were common in areas where few or no
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right whales occur today. Sightings
diminished and occurred further south
in autumn, and very few animals were
recorded anywhere in winter. Whalers
never reported winter calving areas in
the North Pacific, and calving locations
remain unknown (Scarff, 1986; Clapham
et al., 2004). Overall, these analyses
confirmed that the size and range of the
right whale population is now
considerably diminished in the North
Pacific relative to the situation during
the peak period of whaling for this
species in the 19th century.
Little is known regarding the
migratory behavior of right whales in
the North Pacific. Historical sighting
and catch records provide the only
information on possible migration
patterns for North Pacific right whales
(Omura, 1958; Omura et al., 1969;
Scarff, 1986). During summer, whales
were found in the Gulf of Alaska, along
both coasts of the Kamchatka Peninsula,
the Kuril Islands, the Aleutian Islands,
the southeastern Bering Sea, and in the
Okhotsk Sea. Fall and spring
distribution was the most widely
dispersed, with whales occurring in
mid-ocean waters and extending from
the Sea of Japan to the eastern Bering
Sea. In winter, right whales were found
in the Ryukyu Islands (south of Kyushu,
Japan), the Bonin Islands, the Yellow
Sea, and the Sea of Japan. The current
distribution patterns and migration
routes of these whales are not known.
In the North Pacific, whaling for right
whales began in the Gulf of Alaska
(known to whalers as the ‘‘Northwest
Ground’’) in 1835 (Webb, 1988). Right
whales were extensively hunted in the
western North Pacific in the latter half
of the 19th century, and by 1900 were
scarce throughout their range. Right
whales were protected worldwide in
1935 through a League ofNations
agreement. However, because neither
Japan nor the USSR signed this
agreement, both nations asserted
authority to continue hunting right
whales until 1949 when the newlycreated International Whaling
Commission endorsed the ban. Despite
this ban, a total of 23 right whales were
legally killed in the North Pacific by
Japan and the USSR under Article VIII
of theInternational Convention for the
Regulation of Whaling (1946), which
permits the taking of whales for
scientific research purposes. However, it
is now known that the USSR illegally
caught many right whales in the North
Pacific (Doroshenko, 2000; Brownell et
al., 2001). In the eastern North Pacific,
372 right whales were killed by the
Soviets between 1963 and 1967; of
these, 251 were taken in the Gulf of
Alaska south of Kodiak, and 121 in the
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southeastern Bering Sea. These takes
devastated a population that, while
undoubtedly small, may have been
undergoing a slow recovery (Brownell et
al., 2001).
As a result of this historic and recent
hunting, right whales today are among
the most endangered of all whales
worldwide. In the western North Pacific
(the Sea of Okhotsk and adjacent areas),
current abundance is unknown but is
probably in the low to mid-hundreds
(Brownell et al., 2001). There is no
estimate of abundance for the eastern
North Pacific (Bering Sea, Aleutian
Islands, and Gulf of Alaska), but
sightings are rare. Most biologists
believe the current population is
unlikely to exceed a hundred
individuals, and is probably much
smaller. Prior to the illegal Soviet
catches of the 1960s, on average, 25
whales were observed each year in the
eastern North Pacific (Brownell et al.,
2001); in contrast, the total number of
records in the 35 years from 1965 to
1999 was only 82, or an average of 2.3
whales per annum.
The current population size of right
whales in the North Pacific is likely
fewer than 1,000 animals. Exploitation
by commercial whaling reduced the
North Pacific right whales nearly to the
point of extinction by the beginning of
the 20th century. There are insufficient
data to estimate the pre-exploitation size
of this or any other species of right
whale. Based upon catch levels, it is
reasonable to assume there were in
excess of 10,000 animals in the North
Pacific. Based upon the number of
animals taken illegally by Soviets
during the 1960s, there were at least 372
right whales alive at that time. That
estimate would not include right whales
found in the western North Pacific.
There are no reliable estimates of
current abundance or trends for this
species. Rice (1974) indicated only a
few individuals remained in the eastern
North Pacific management unit (i.e.,
within U.S. waters), and that the
population was essentially extinct.
Despite high levels of survey effort in
the region, most notably from Japanese
sighting surveys (Miyashita and Kato,
1998), right whale sightings in the
eastern North Pacific have been rare and
geographically scattered (Perry et al.,
1999).
Recent sightings of right whales in the
eastern Bering Sea during the summer
(Goddard and Rugh, 1998; Tynan, 1998,
1999; Moore et al., 2000; LeDuc et al.,
2001; Tynan et al., 2001; Wade et al.,
2006) represent the first reliable
observations of aggregations of right
whales in the eastern North Pacific
since the 1960s. Although a few calves
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have recently been documented in the
eastern North Pacific (Goddard and
Rugh, 1998; LeDuc, 2004; Wade et al.,
2006), these were the first such sightings
in over a century (Brownell et al., 2001).
These recent sightings, the first of which
occurred in 1996, and other surveys
(directed specifically at right whales or
otherwise) have detected small numbers
of right whales in the southeastern
Bering Sea, including an aggregation
estimated at 24 animals in the summer
of 2004. Photo-identification and
genetic data have identified 17
individuals from the Bering Sea, and the
high inter-annual resighting rate further
reinforces the idea that this population
is small. Right whales have also been
sighted in the northern Gulf of Alaska,
including sightings in 2005 and 2006.
However, the overall number of right
whales using habitats in the North
Pacific other than the Bering Sea is not
known.
Prior to the onset of commercial
whaling in 1835, right whales were
widely distributed across the North
Pacific (Scarff, 1986; Clapham et al.,
2004; Shelden et al., 2005). However, no
reason exists to suspect that the right
whales that remain alive today inhabit
a substantially different range than right
whales alive during the time of the
Soviet catches; indeed, given the
longevity of this species, it is likely that
some of the individuals who survived
that whaling episode remain extant.
Both the southeastern Bering Sea and
the western Gulf of Alaska (shelf and
slope waters south of Kodiak) have been
the focus of many sightings (as well as
the illegal Soviet catches) in recent
decades. In general, the majority of
northern right whale sightings
(historically and in recent times) in the
Northeast Pacific have occurred from
about 40°N to 60°N latitude (lat.). There
are historical records from north of
60°N. lat., but these are rare and are
likely to have been misidentified
bowhead whales. Right whales have on
rare occasions been recorded off
California and Mexico, as well as off
Hawaii. However, as noted by Brownell
et al. (2001), there is no evidence that
either Hawaii or the west coast of North
America from Washington State to Baja
California were ever important habitats
for right whales. Given the amount of
whaling effort as well as the human
population density in these regions, it is
highly unlikely that substantial
concentrations of right whales would
have passed unnoticed. Furthermore, no
archaeological evidence exists from the
U.S. west coast suggesting that right
whales were the target of local native
hunts. Consequently, the few records
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from this region areconsidered to
represent vagrants. We have determined
the range of the North Pacific right
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whale extends over a broad area of the
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North Pacific Ocean as depicted in
Figure 1.
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Listing Determinations Under the ESA
The ESA defines an endangered
species as one that is in danger of
extinction throughout all or a significant
portion of its range, and a threatened
species as one that is likely to
becomeendangered in the foreseeable
future throughout all or a significant
portion of its range (sections 3(6) and
3(20), respectively). The statute requires
us to determine whether any species is
endangered or threatened because of
any one of the following five factors: (1)
the present or threatened destruction,
modification or curtailment of its
habitat or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease or
predation; (4) theinadequacy of existing
regulatory mechanisms; or (5) other
natural or manmade factors affecting its
continued existence (section 4(a)(1)(A)(E)). We are to make this determination
based solely on the best available
scientific information after conducting a
review of the status of the species and
taking into account any efforts being
made by states or foreign governments
to protect the species. The focus of our
evaluation of the ESA section 4(a)(1)
factors is to evaluate whether and to
what extent a given factor represents a
threat to the future survival of the
species. The focus of our consideration
of protective efforts is to evaluate
whether and to what extent they address
the identified threats and so ameliorate
a species’ risk of extinction. The steps
we follow in implementing this
statutory scheme are to: (1) delineate the
species under consideration; (2)review
the status of the species; (3) consider the
ESA section 4 (a)(1) factors to identify
threats facing the species; (4) assess
whether certain protective efforts
mitigate these threats; and (5) predict
the species’ future persistence.
Review of ‘‘Species’’ Delineation
Since 1974, NMFS has maintained the
right whale listing as originally listed by
the United States Fish and Wildlife
Service (USFWS) under the Endangered
Species Conservation Act of 1969, the
precursor to the Endangered Species Act
of 1973 (16 U.S.C. 1531 et seq.; the
ESA)(35 FR 18319, December 2, 1970)—
Eubalaena spp., i.e., all the species
within the genus Eubalaena. The
USFWS maintains the official lists of
threatened and endangered species and
isrequired to add species to the official
lists when NMFS or USFWS determines
species under itsjurisdiction should be
listed. The USFWS has changed the
nomenclature for right whales
severaltimes over the years in various
iterations of the list of threatened and
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endangered wildlife. NMFS also
changed the nomenclature for a period
of time after one of the USFWS changes,
butlater reverted back to the original
Eubalaena spp. listing. The changes may
have been made as a reflection of the
discussion in the scientific literature
over the appropriate taxonomic status of
right whales. At no point did the
USFWS ever propose delisting any of
the species that were included in the
original listing of Eubalaena spp.
Regardless of the changes to the list,
NMFS maintains that right whale
species were listed as Eubalaena spp.,
which reflects the predominant view
that existed in 1974: that right whale
species are distinct from bowhead
whales (Balaena mysticetus), they
belong in the genus Eubalaena, and the
genus Eubalaena contains at least
twospecies: E. glacialis in the northern
hemisphere and E. australis in the
southern hemisphere.
Recent investigations of right whale
genetics confirm the distinction
between E. glacialis and E. australis at
the species level and suggest that the
North Pacific form of E. glacialis should
be recognized as a separate species and
named E. japonica, distinct from the
other two species. NMFS is proposing to
adopt this view and, in a separate
rulemaking, to modify its listing to add
E. japonica to the current listing
Eubalaenaspp. (which includes E.
glacialis and E. australis).
Taxonomy of Right Whales
All whales belong to the mammalian
order Cetacea, which is divided into two
suborders: Odontoceti (toothed whales)
and Mysticeti (baleen whales). The
Mysticeti are further dividedinto four
families: the Eschrichtidae, a monotypic
family (i.e., containing only one
species), the gray whale; Neobalaenidae,
another monotypic family containing
only the pygmy right whale;Balaenidae,
which contains two genera:
Balaena(bowhead whales) and
Eubalaena (right whales); and
Balaenopteridae, which contains all of
the other baleen whales.
Balaena is the genus name for the
bowhead whale (Balaena mysticetus),
recognized byLinnaeus in 1758.
Eubalaena is the genus name for right
whales, first proposed by Gray in 1864.
The first right whale to be named was
what we today call the North Atlantic
right whale or Nord-Kaper (Balaena
glacialis, Muller, 1776), from North
Cape, Norway. The second right whale
to be named was what we today call the
North Pacific right whale (Balaena
japonica, Lacepede,1818), from Japan.
And the third right whale to be named
was what we today call the Southern
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right whale (Balaena australis,
Desmoulins, 1822), from Algoa Bay,
Cape of Good Hope, South Africa. In the
1970s when all baleen whales were
being considered for listing as
endangered under the Endangered
Species Conservation Act of 1969,
authors disagreed on the taxonomic
status of right whales. One view was
that they belonged in the genus Balaena
along with bowhead whales and that the
genus contains two species: Baleana
mysticetus and Baleana glacialis (Rice,
1977). The subspecific composition of
B. glacialis was unclear. The other view
was that right whales were distinct from
bowhead whales at the genus level and
that right whales should be identified as
Eubalaena (Schevill, 1986). This later
view is currently the prevailing view,
and it is the view embraced by USFWS
and NMFS.
There were also two views about the
species composition of Eubalaena. One
view was that there was only one
species Eubalaena glacialis containing
several subspecies (E. glacialis glacialis
(North Atlantic), E. glacialis sieboldii
(North Pacific), and E. glacialis australis
(Southern oceans)) (Tomilin, 1957).
Hershkovitz (1966) also describes these
three subspecies,except that he refers to
North Pacific right whales as E. glacialis
japonica. The other view was that
Eubalaena comprised two species E.
glacialis and E. australis (Omura, 1958;
Omura et al.,1969). This is the view
represented by the designation of
Eubalaena spp. in the original listing by
USFWS in 1970 and by NMFS in its first
listing in 1974. Generally accepted
taxonomic nomenclature recognized the
term ‘‘spp.’’ as an abbreviation for
multiple species within a genus.
The two-species view is summarized
by Perry et al.’s (1999) summary of
morphological (Muller, 1954) and
genetic data (Schaeff et al., 1991), both
of which recognized distinct species in
the northern and southern hemispheres.
Cummings (1985) used E. australis for
all right whales below the equator
(southern right whales). The
International Whaling Commission also
recognizes the presence of two distinct
species, E. glacialis and E. australis, in
the schedule appended to the
Convention in which species under
purview of the Commission are listed.
Conclusion
Although the listing of right whales
has changed from the original
nomenclature of Eubalaena spp., there
is no indication in the record that
USFWS ever intended to delist any of
the species contained in the original
listing of the entire genus. Since the
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original 1970 listing wasdescribed as
‘‘Eubalaena spp.’’, the logical
interpretation is that at least two species
of right whalewere listed, the northern
right whale (E. glacialis) and the
southern right whale (E. australis), since
‘‘spp.’’ refers to more than one species,
not ‘‘subspecies.’’ Even if three separate
species had been recognized in 1970,
southern right whale (E. australis)
would have been one of them.
Eachplausible scenario results in the
right whale in the Southern Hemisphere
being recognized as a separate species.
Since NMFS has maintained its listing
as ‘‘Right whales, Eubalaena spp.’’, and
USFWS has never proposed delisting
any of the species included in the
original listing, we conclude that both E.
glacialis and E. australis were listed in
1970, carried forward to the list created
pursuant to the ESA, and determined to
be endangered in our listing in 1974.
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Right Whale Species Currently Being
Considered for Listing
Genetic data now provide
unequivocal support to distinguish
three right whale lineages as separate
phylogenetic species: (1) the North
Atlantic right whale (Eubalaena
glacialis), ranging in the North Atlantic
Ocean; (2) the North Pacific right whale
(Eubalaena japonica), ranging in the
North Pacific Ocean, and (3) the
southern right whale (Eubalaena
australis), historically ranging
throughout the southern hemisphere’s
Oceans (Rosenbaum et al., 2000). Based
on evidence from recent genetic studies
(Gaines et al., 2005), we conclude that
the current taxonomic classification of
right whales in the northern hemisphere
should be revised consistent with the
generally accepted analyses by
Rosenbaum et al. (2000). We have
determined that listing right whales in
the North Atlantic and the North Pacific
as two separate species is warranted in
light of the compelling evidence
provided by recent scientific studies on
right whale taxonomy and classification.
In accordance with the applicable
statutory definitions and requirements,
the North Atlantic right whale (E.
glacialis) and the North Pacific right
whale (E. japonica) are being considered
for listing as separate species under the
ESA.
Refining the taxonomy of these
endangered cetaceans is critical to the
recovery planning and conservation of
these species. The separate listings of
these two species in the northern
hemisphere will allow for consistent
scientific practice and management
policies in recovering these species.
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Status of the Three Right Whale Species
The determination that right whales
in the North Atlantic and North Pacific
Oceans are two separate species requires
us to consider these species separately
for the purposes of listingunder the
ESA. We will consider the status of the
North Pacific right whale (E. japonica)
in this proposed rule and that of the
North Atlantic right whale (E. glacialis)
in a separate proposed rule in today’s
issue of the Federal Register. At the
final rule stage, we will address both
species in the same rule so that any
changes become effective together. The
southern right whale, E. australis, will
remain listed as endangered, though we
intend to conduct a 5-year review of its
status in the near future. In the
following discussion of the status of the
North Pacific right whale, E. japonica,
we provide the rationale for today’s
proposal to list this species as a separate
endangered species. The other proposed
rule in today’s issue of the Federal
Register provides the rationale for this
proposal to list the North Atlantic right
whale, E. glacialis, as a separate
endangered species. We also identify
the southern right whale, E. australis
(one of two species that was listed in
1970 and is still listed) in the regulatory
language as a separate endangered
species and remove Eubalaena spp.
from the list.
Status of the North Pacific Right Whale
(Eubalaena japonica)
Abundance and Trends
The basic life history parameters and
census data, including population
abundance, growth rate, age structure,
breeding ages, and distribution, remain
undetermined for North Pacificright
whale. To date, the largest number of
North Pacific right whale individuals
identified in the eastern Bering Sea is 23
(based on genetic sampling), while
abundance in the western NorthPacific
appears to number fewer than 1,000
individuals (with a minimum estimate
near 400). Abundance estimates and
other vital rate indices in both the
eastern and western North Pacificare not
well established. Where such estimates
exist, they have very wide confidence
limits.
Life History Characteristics
Although there are no data for the
North Pacific, studies of other right
whale populations suggest calving
intervals of 3–6 years, lifespans of up to
70 years, and growth rates that are likely
dependent on feeding success (Reynolds
et al., 2002; Kenney, 2002). Long-lived
organisms have limited abilities to
respond to chronic increases in juvenile
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mortality and even lesser abilities to
respond to increased mortality through
commercial harvest of juveniles and
adults (Congdon et al., 1993). Life
history characteristics such as low
reproductive rates, delayed sexual
maturity, and reliance on high juvenile
survivorship make long-lived species
such as whales particularly vulnerable
to overexploitation. This likely explains
the paucity of sightings in the North
Pacific following the illegal kills by
Soviet whalers in the 1960s. The effects
of past commercial and illegal harvests
persist. These removals remain an
obstacle to the recovery of the North
Pacific right whale, despite the
cessation of such whaling.
Distorted Age, Size or Structure of the
Population, and Reduced Reproductive
Success
To date, photogrammetric data in the
Bering Sea have been collected
primarily for adult animals (LeDuc et
al., 2001). Of the 12 whales for which
lengths were determined (range: 14.717.6m), none were smaller than the
smallest length estimate for sexually
mature right whales (13–16m: Kenney,
2002). Length measurements for two
whales observed off California suggestat
least one of these whales was not yet
sexually mature (12.6m: Carretta et al.,
1994). The presence of two calves
during the 2004 season in the Bering
Sea (Wade et al., 2006) is encouraging.
However, to date, there is no evidence
of reproductive success (i.e., young
reared to independence) in the eastern
North Pacific. No data are available for
the western North Pacific.
Genetic Diversity
The Allee effect has been defined as
the impact of reduced social
interactions and loss of mating
opportunities in a small population.
Marine mammal populations with an
effective population size of a few dozen
individuals are usually sufficiently large
to avoid most of the deleterious
consequences of inbreeding (Lande,
1991). Theoretically, during a rapid
decline in population size, nearly all
(i.e., >95 percent) of the diversity in a
population is maintained in an effective
population of 10 individuals, and more
than 99 percent of the diversity in a
population is maintained in an effective
population of 50 individuals (Ralls et
al., 1983). However, it has been
suggested that if the number of
reproductive animals is fewer than 50,
the potential for impacts associated with
inbreeding depression increases
substantially (IUCN, 2003). In 2002, the
ratio of right whale females to males
biopsied in the Bering Sea was 1:9. In
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2004, biopsy results indicated a ratio of
7:16. Excluding the two male calves
from the sample and assumingall other
whales were adults, a 1:2 ratio of
females to males can be estimated, with
a possible effective abundance of 21.
Although there is some evidence of
mating success among NorthPacific
right whales, the extent of reproductive
success has not been quantified.
Habitat Specificity or Site Fidelity
Other large whale populations such as
humpback whales (Megaptera
novaeangliae) appear to use common
breeding grounds with a ‘‘maternally
directed site-fidelity to specific feeding
grounds’’ (Baker et al., 1990, 1994; Palsb
ll et al., 1995, 1997; Larsen et al., 1996).
Genetic sampling revealed similar
patterns in western North Atlantic right
whales (E. glacialis), indicating this
population probably occupies a single
breeding area but segregates into
distinct,maternally-linked
subpopulations during migration to
isolated nursery areas (Schaeff et al.,
1993). There is some suggestion of site
fidelity among right whales found in the
Bering Sea. Ofthe whales observed
between 1997 and 2004, at least five
were photographed and five were
biopsied over multiple years. It is
possible that similar site fidelity is
occurring in the westernNorth Pacific. It
is not known where these animals
overwinter, nor if they share a common
wintering area. This is a critical gap in
understanding dynamics of right whales
in the NorthPacific Ocean.
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Summary of Factors Affecting the North
Pacific Right Whale
Section 4(a)(1) of the ESA and the
listing regulations (50 CFR part 424) set
forth procedures for listing species. We
must determine, through the regulatory
process, if a species isendangered or
threatened because of any one or a
combination of the following factors: (1)
the present or threatened destruction,
modification, or curtailment of its
habitat or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease
orpredation; (4) the inadequacy of
existing regulatory mechanisms; and (5)
other natural or manmade factors
affecting its continued existence. A
discussion of these considerations
follows:
The Present or Threatened Destruction,
Modification, or Curtailment of Habitat
or Range
One potential source of habitat
degradation for baleen whales is spilled
oil. Data on the effects of oil pollution
on cetaceans are inconclusive (Geraci,
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1990; Loughlin, 1994). However, general
concerns with regard to oil pollution,
some of which are direct impacts on the
whales rather than habitat impacts, are
ingestion of contaminated prey,
potential irritation of skin and eyes,
inhalation of toxic fumes, and
abandonment of polluted feeding
habitat (Geraci and St. Aubin, 1980;
Geraci, 1990). Although there is
currently no oil exploration or
production underway in known right
whale habitat in offshore areas of the
Bering Sea or Gulf of Alaska, and
limited activity elsewhere in the
species’ range, the possibility remains
that there will be lease sales in these
areas in the future. Furthermore, large
amounts of oil are transported by ship
alongthe western North American coast
through areas that have been used by
right whales in the past, and where they
have been occasionally seen recently
(Brownell et al., 2001).
The Minerals Management Service
(MMS) has proposed an Outer
Continental Shelf (OCS) leasing for
conducting lease sales for the North
Aleutian Basin (in the southeast Bering
Sea) in 2010 and 2012. This planning
area is presently under a moratorium
from OCS leasing by Presidential
Executive Order. It is unknown whether
the moratorium may be lifted or to what
extent these activities may disturb or
otherwise affect right whales. In
addition to oil and gas exploration and
development, undersea exploration and
development of mineral deposits may
affect the habitat of the North Pacific
right whale. Development of oil fields
off the Sakhalin Islands is also occurring
within habitat of the western North
Pacific population of the North Pacific
right whale. The effect on habitat of
shipping or oil and gas development is
unclear.
Right whale life history characteristics
make them very slow to adapt to rapid
changes in their habitat (Reynolds et
al.., 2002). They are also feeding
specialists that require exceptionally
high densities of their prey
(Baumgartner and Mate, 2003;
Baumgartner et al., 2003). Zooplankton
abundance and density in the Bering
Sea has been shown to be highly
variable, affected by climate, weather,
and ocean processes and in particular
ice extent (Napp and Hunt, 2001; Baier
and Napp, 2003). The largest
concentrations of copepods occurred in
years with the greatest southern extent
of sea ice (Baier and Napp, 2003). It is
possible that changes in ice extent,
density, and persistence may alter the
dynamics of the Bering Sea shelf
zooplankton community and in turn
affect the foraging behavior and success
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of right whales. No data are available for
the western North Pacific.
Chemical contaminants are an
additional potential source of habitat
degradation for right whales. The direct
impact of chemical contaminants on
right whales is uncertain. O’Shea
andBrownell (1994) conclude that there
is currently no evidence for significant
contaminant-related problems in baleen
whales. Although additional research is
needed, existing data on mysticetes
indicate that the lower trophic levels at
which these animals feed should result
in smaller contaminant burdens than
would be expected in many
odontocetes, which typically show
burdens that differ from those of baleen
whales by an order of magnitude
(O’Shea and Brownell, 1994). However,
the manner in which pollutants
negatively impact animals is complex
and difficult to study, particularly in
taxa (such as large whales) for which
many of the key variables and pathways
are unknown (Aguilar, 1987; O’Shea
and Brownell, 1994). The transgenerational accumulation of
contaminants (Colborn and Smolen,
1996) is perhaps a more likely source for
concern, but this remains unstudied in
right whales or any other cetacean.
Overutilization for Commercial,
Recreational, Scientific, or Educational
Purposes
North Pacific right whales were
heavily exploited by commercial
whalers during the 19th and 20th
centuries. The IWC estimates 15,451
right whales were taken in the North
Pacificbetween 1840 and 1909
(Brownell et al., 1986). There were 741
recorded catches of right whales in the
North Pacific in the 20th century (411
in the eastern unit and 330 in the
western unit)(Brownell et al., 2001).
According to Estes (1979) and Congdon
et al. (1993), long-lived organisms have
limited abilities to respond to chronic
increases in juvenile mortality and
evenless ability to respond to increased
mortality through commercial hunting
of juveniles and adults. Life history
characteristics such as low reproductive
rates, delayed sexual maturity, and
reliance on high juvenile survivorship
make long-lived species such as whales
particularly vulnerable to
overexploitation. Commercial whaling
very likely reduced the genetic
variability of the North Pacific right
whale. The small, remnant populations
that survived commercial whaling likely
lost genetic variability because of
genetic drift and inbreeding, further
confounding conservation and recovery
efforts.
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Currently, the IWC has assigned
‘‘Protected Stock’’ status to all stocks of
right whales (IWC, 1995). The catch
quota for these whales is therefore set at
zero for all signatory nations at the IWC.
The Soviet Union killed right whales
illegally for commercial purposes in the
OkhotskSea/Kuril Islands (reported as
‘‘hundreds’’ by Yablokov (1994),
although this is known to include
bowhead whales). Furthermore, the
Soviets killed 372 right whales in the
eastern North Pacific(notably in the
Bering Sea and Gulf of Alaska) in the
1960s (Doroshenko, 2000). These
catches presumably occurred primarily
during summer.
Right whales were historically hunted
by native peoples along the Northwest
Pacific coast and in the Aleutian
Islands, although the level of such take
was probably insignificant. We haveno
information on aboriginal harvests for
the western North Pacific. However,
given the current status of this species,
the North Pacific right whale could not
tolerate even a very low level of
commercial or aboriginal hunt. While
no hunting currently occurs on North
Pacific right whales, the impact from
historical commercial harvest persists
and likely presents a threat to the
recovery of the species throughout all of
its range. These removals are the
primary causative factor for thedecline
of the North Pacific right whale, and the
North Pacific right whale is in danger of
extinction throughout its range because
of historical and more recent whaling.
There are no known recreational or
educational uses of North Pacific right
whales. However, if a right whale were
to be seen in a highly accessible area,
such as near the coast ofCalifornia, there
could be a large response from whale
watching operations trying to observe
the whale.
Scientific studies of right whales may
involve close approaches to the animals
for the purpose of photographs, genetic
sampling, or tagging. These activities are
controlled by permitsin both U.S. and
Canadian waters, and potential negative
impact on the animals is considered in
the permitting process. While the
potential for disturbance or harassment
exists for scientificresearch, the overall
impact from this activity on North
Pacific right whales is likely minimal,
and the information gained in this
research may play a critical role in
helping manage and recover the species.
Disease or Predation
Disease and predation are not
believed to be factors causing the North
Pacific right whale to be in danger of
extinction. Very little is known about
disease in, or predation on, NorthPacific
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right whales. There have been no
recorded epizootics in baleen whales.
Reeves et al. (2001) presented the results
of a workshop on right whale
reproduction, which considered
fivepossible factors including disease as
explanations for the decline in North
Atlantic right whales. The information
reviewed and summarized, along with
associated caveats at this
NMFSworkshop, are likely applicable to
other balaenids (Reeves et al., 2001).
The only four known cases of mass
mortalities of baleen whales involved
humpback whales (Megaptera
novaeangliae) in the Northeast United
States in 1987–1988, 2003, 2005, and
2006. Geraci et al. (1989) provide strong
evidence that, in the former case, these
deaths resulted from consumption of
mackerel whose livers contained high
levels of saxitoxin, a naturally occurring
red-tide toxin originating with
dinoflagellate (Alexandrium spp). It has
been suggested that red tide phenomena
are related to increased freshwater
runoff from coastal development,
leading some observers to suggest that
such events may become more common
among marine mammals as coastal
development increases. There is
currently no evidence linking red tide
toxins to deaths or chronic health
problems in North Pacific right whales.
It is not known whether right whales
suffer from stress-induced bacterial
infections similar to those observed in
captive cetaceans (Buck et al., 1987).
Studies of bowhead whaleskilled in the
Alaskan native hunt have provided
information on bacterial, mycotic, and
viral infections, but not on the level to
which they contribute to mortality and
morbidity (Philo et al.,1993). Skin
lesions, found on all the hunted
bowhead whales, were not malignant or
contagious. However, potentially
pathogenic microorganisms inhabit
these lesions and may contribute
toepidermal necrosis and the spread of
disease (Shotts et al., 1990). Exposure of
these roughened areas of skin to
environmental contaminants, such as
petroleum products, could have
significant effects (Albert, 1981; Shotts
et al., 1990); however, Bratton et
al.(1993) concluded that such
encounters were not likely to be
hazardous. The occurrence of skin
lesions on North Atlantic right whales
has been documented in recent years
(Marx et al., 1999; Pettis et al., 2004).
The origins and significance of these
lesions are unknown, and further
research is required to determine
whether they represent a topical or
systemic health problem for the affected
animals.The system developed by Pettis
et al. (2004) to assess health and body
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77701
condition of North Atlantic right whales
is currently being applied to
photographs of North Pacific right
whales.
Predation of right whales by killer
whales and large shark species is likely
to occur, but the level is not
documented, and no attacks have been
observed. North Atlantic right
whalesbearing scars from killer whale,
Orcinus orca, attacks have been
photographed (Kraus, 1990), but the
number of whales killed by this
predator is unknown (Perry et al., 1999).
More recently, Mehta (2004) concluded
that scars recorded on the flukes and
bodies of North Atlantic right whales
are more consistent with harassment by
some smaller cetacean, possibly pilot
whales, Globicephala spp., and do not
originate from killer whales.
Of 195 bowhead whales examined
during the Alaskan subsistence hunt
(1976–92), 8 had been wounded by
killer whales (George et al., 1994). Seven
of the eight bowhead whales were
greater than 13 m in length, suggesting
either that scars are accumulated over
time, or young animals do not survive
a killer whale attack. Hunters on St.
Lawrence Island reported two small (<9
m) bowhead whales found dead as a
result of killer whale attacks (George et
al., 1994). Bowhead whales are
pagophilic (‘‘ice-loving’’), unlike right
whales, and ice-covered waters
mayprovide some protection from killer
whale attacks. The frequency of attacks
is unknown, and killer whale
distribution in the North Pacific has not
been well documented (George et al.,
1994).
The Inadequacy of Existing Regulatory
Mechanisms
Right whales are protected under both
U.S. and Canadian law, and
internationally by the IWC. At present,
there is no information to indicate that
existing regulatory mechanisms
areinadequate, resulting in activities
having adverse effects on North Pacific
right whales. If additional studies reveal
that significant impacts are occurring, it
may be necessary to enhanceexisting
laws or promulgate new regulations to
reduce or eliminate these threats.
Other Natural or Manmade Factors
Affecting its Continued Existence
Vessel Collisions–The role vessel
interactions play in the mortality of
North Pacific rightwhales is not known.
In the North Atlantic, ship collisions
and fishing gear entanglements are the
most common direct known causes of
mortality in North Atlantic right whales
(Kraus, 1990;Knowlton and Kraus, 1998;
Gillespie and Leaper, 2001), but little is
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known of the nature or extent of this
problem in the North Pacific, and no
collisions have been recorded. The
areawhere right whales have been seen
in recent surveys is not in a major vessel
traffic lane. However, the proximity of
the other known right whale habitats to
shipping lanes (e.g., UnimakPass)
suggests that collisions with vessels may
represent a threat to North Pacific right
whales. Because of the rarity of right
whales, the impact to the species from
even low levels ofinteraction could be
significant.
Fisheries Interactions–The eastern
Bering Sea supports extensive fisheries,
and, therefore, fishery interactions with
right whales are possible. Types of gear
that most frequently entangle North
Atlantic right whales include pots and
gillnets. Gillnet fisheries in the eastern
Bering Sea occur in nearshore waters
(state waters) not associated and
generally not overlapping with known
North Pacific right whale distribution.
Pot fisheries occur in offshore waters,
thoughthey are often prosecuted during
seasons when right whales are not
known to be present (i.e., winter).
Entanglements of North Pacific right
whales in fishing gear appear to be
uncommon; though this may be due to
the very low numbers of whales
influencing the probability of encounter.
Perry et al. (1999) reported two fisheryrelated mortalities due to entanglement
in fishing gear from Russian waters
(Kornev, 1994; NMFS, 1991). On review
of the original records in the Platforms
of Opportunity Program database, one of
the encounters was actually a sighting
and not an entanglement. Therefore,
only one case of entanglement is known
from the western North Pacific
(Brownell et al., 2001), though the
occurrence of right whales near pot
fisheries in the Bering Sea creates a
potential for interactions and, as with
vessel collisions, the direct impact from
even low levels of interaction could be
significant.
Several cases of entanglements of
bowhead whales have been recorded
during the Alaska Native subsistence
hunt (Philo et al., 1992). These reports
included three bowheads killed in
thehunt with scars attributed to rope
entanglements, one bowhead found
dead entangled in ropes similar to those
used with fishing gear in the Bering Sea,
and one bowhead with ropes on it
thatwere attributed to rigging from a
commercial offshore fishing pot, most
likely a crab pot. There have been two
other recent reports of bowheads with
gear attached or marks that likely
werefrom crab gear (J. C. George, North
Slope Borough, Barrow, AK, pers.
comm.). Aerial photographs in at least
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two cases have shown ropes trailing
from the mouths of bowheads (NMFS,
NMML, unpublished data). A similar
review of photographs of North Pacific
right whales is planned.
Injuries and entanglements that are
not initially lethal may result in a
gradual weakening of entangled
individuals, making them more
vulnerable to some other direct cause of
mortality(Kenney and Kraus, 1993).
Entanglement-related stress may
decrease an individual’s reproductive
success or reduce its life span, which
may in turn depress population growth.
Studies of scarring rates have been
conducted in the North Atlantic to
determine the frequency of right whale
entanglements with fishing gear (Kraus,
1990; Hamilton et al., 1998b). Studies of
scarring rates among North Pacific right
whales would be difficult due to the
extreme rarity of this species, but may
provide significant insight into the
extent of this problem in the North
Pacific Ocean.
Noise–Noise pollution may also have
an impact on critical behaviors of
marine mammals (e.g., foraging, mating,
nursing), although the effect is unclear.
Richardson et al. (1995) provides a
review of the impacts of noise on
marine mammals. It is unclear whether
activities, such as oil exploration and
development and shipping, adversely
affect critical behaviors such as
reproductive success, population
productivity, and feeding activity. Some
observations suggest that marine
mammals can habituate to high levels of
sound (Geraci and St. Aubin, 1980).
However, playback experiments on gray
and bowhead whales indicate these
whales actively avoid very loud sources
of noise (Malme et al., 1983).
While certain species of large whales
have shown behavioral changes in
response to anthropogenic noise in the
marine environment, there have been
few studies of the effects
ofanthropogenic noise on right whales
specifically. In right whales, the level of
sensitivity to noise disturbance and
vessel activity appears related to the
behavior and activity in which they are
engaged at the time (Watkins, 1986;
Mayo, Watkins, and Kraus pers. comm.,
as cited in NMFS, 1991; Kraus and
Mayo, unpubl. data as cited in NMFS,
1991). In particular, feeding or courting
right whales may be relatively
unresponsive to loud sounds and,
therefore, slow to react to approaching
vessels or even oblivious to them. In
general, the impact of noise from
shipping or industrial activities on the
communication, behavior, and
distribution of right whales remains
unknown.
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Conservation Efforts
When considering the listing of a
species, section 4 (b)(1)(A) of the ESA
requires consideration of efforts by any
State, foreign nation, or political
subdivision of a State or foreignnation
to protect such species. Such efforts
would include measures by Native
tribes and organizations, local
governments, and private organizations.
Also, Federal, tribal, state, andforeign
recovery actions (16 U.S.C. 1533(f)),
Federal consultation requirements (16
U.S.C. 1536), and prohibitions on taking
(16 U.S.C. 1538) constitute conservation
measures. On March 28, 2003, we and
USFWS (the Services) published the
final policy for evaluating conservation
efforts (PECE)(68 FR 15100). The PECE
provides guidance on evaluating current
protectiveefforts identified in
conservation agreements, conservation
plans, management plans, or similar
documents (developed by Federal
agencies, state and local governments,
tribal governments, businesses,
organizations, and individuals) that
have not yet been implemented, or have
been implemented but have not yet
demonstrated effectiveness. The PECE
establishes two basic criteria for
evaluating current conservation efforts:
(1) the certainty that the conservation
efforts will be implemented, and (2) the
certainty that the efforts will be
effective. The PECE provides specific
factors under these two basic criteria
that direct the analysis of adequacy and
efficacy ofexisting conservation efforts.
North Pacific right whales benefit
from protections afforded by the MMPA
and the ESA (by virtue of their current
inclusion as part of the endangered
northern right whale). Also, theMarine
Conservation Alliance, with support
from NMFS, has developed an outreach
program and informational brochures to
be distributed throughout the
commercial fishing industry to
alertfishermen to the presence of right
whales, and to take proactive measures
to avoid interaction. This Alliance is
also coordinating with commercial
shipping interests to extend this
network sothat it might reach the
commercial cargo vessels that transit the
North Pacific. The effectiveness of such
voluntary measures has not been
determined.
The Canadian Department of Fisheries
and Oceans has prepared a draft
National Recovery Strategy for the North
Pacific right whale (E. japonica) in
Canadian waters in thePacific Ocean. At
this time the document has not been
finalized.
Except for the IWC hunting ban noted
above, we are not aware of any other
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conservation efforts undertaken by
foreign nations specifically to protect
North Pacific right whales. We support
the conservation efforts currently in
effect; however, these efforts lack
certainty of implementation and
effectiveness. In developing our final
listing determination, we will consider
the best available information
concerning these conservation efforts
and any other protective efforts for
which we have information.
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Proposed Listing Determination
We have reviewed the status of the
North Pacific right whale, considered
the factors set forth in section 4 (a)(1) of
the ESA, and taken into account any
conservation efforts to protect the
species. We conclude that the North
Pacific right whale should be listed as
an endangered species under the ESA
because it is in danger of extinction
throughout all of its range because of:(1)
overutilization for commercial,
recreational, scientific or educational
purposes; and (2) other natural and
manmade factors affecting its continued
existence (see above for a description of
these section 4 (a)(1) factors). This
endangered determination is also
supported by the fact that the factors
confounding recovery have not been
thoroughly identified and may continue
to persist until more is known, and
corrective actions can be taken.
We also conclude that, at present, no
protective or conservation measures are
in place that substantially mitigate the
factors affecting the future viability of
this species. Based on the best available
information, we propose to list the
North Pacific right whale under the ESA
as an endangered species.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits certain
activities that directly or indirectly
affect endangered species. These
prohibitions apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction.
Sections 7(a)(2) and (4) of the ESA
require Federal agencies to consult with
us to ensure that activities they
authorize, fund, or conduct are not
likely to jeopardize the continued
existence of a listed species or a species
proposed for listing, or to destroy or
adversely modify critical habitat or
proposed critical habitat. If a Federal
action may affect a listed species or its
critical habitat, the responsible Federal
agency must enter into consultation
with us. Examples of Federal actions
that may affect the North Pacific right
whale include oil and gas development,
seismic exploration, emerging chemical
contaminant practices, vessel
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operations, and fishery management
practices.
Sections 10(a)(1)(A) and (B) of the
ESA authorize us to grant exceptions to
the ESA’s Section 9 ’’take’’ prohibitions.
Section 10(a)(1)(A) scientific research
and enhancement permits may be
issued to entities (Federal and nonfederal) for scientific purposes or to
enhance the propagation or survival of
a listed species. The type of activities
potentially requiring a section
10(a)(1)(A) research/enhancement
permit include scientific research that
targets North Pacific right whales.
Under section 10(a)(1)(B), the Secretary
may permit takings otherwise
prohibited by section 9(a)(1)(B) if such
taking is incidental to, and not the
purpose of, the carrying out of an
otherwise lawful activity.
NMFS Policies on Endangered and
Threatened Fish and Wildlife
On July 1, 1994, we and FWS
published a series of policies regarding
listings under the ESA, including a
policy for peer review of scientific data
(59 FR 34270) and a policy to identify,
to the maximum extent possible, those
activities that would or would not
constitute a violation of section 9 of the
ESA (59 FR 34272).
77703
or other gear are placed in the water
column; (4) discharging or dumping
toxic chemicals or other pollutants into
areas used by North Pacific right
whales; (5) scientific research activities;
(6) Land/water use or fishing practices
that result in reduced availability of
prey species during periods when North
Pacific right whales are present.
We believe, based on the best
available information, the following
actions will not result in a violation of
Section 9: (1) federally funded or
approved projects for which ESA
section 7 consultation has been
completed, and that are conducted in
accordance with any terms and
conditions we provide in an incidental
take statement accompanying a
biological opinion; and (2) takes of
North Pacific right whales that have
been authorized by NMFS pursuant to
section 10 of the ESA.
These lists are not exhaustive. They
are intended to provide some examples
of the types of activities that we might
or might not consider as constituting a
take of North Pacific right whales.
Role of Peer Review
The intent of the peer review policy
is to ensure that listings are based on the
best scientific and commercial data
available. Prior to a final listing, we will
solicit the expert opinions of three
qualified specialists, concurrent with
the public comment period.
Independent specialists will be selected
from the academic and scientific
community, Federal and state agencies,
and the private sector.
Critical Habitat
Section 4(a)(3)(A) of the ESA requires
that, to the maximum extent prudent
and determinable, critical habitat be
designated concurrently with the final
listing of a species under the ESA.
Critical habitat has previously been
designated for the Northern right whale
in the North Pacific Ocean (71 FR
38277; July 6, 2006). The designation of
the North Pacific right whale as a new
species under the ESA necessitates the
designation of critical habitat, replacing
that previously designated. We intend to
propose designation of critical habitat
for the North Pacific right whale in a
separate rulemaking.
Identification of Those Activities That
Would Constitute a Violation of Section
9 of the ESA
The intent of this policy is to increase
public awareness of the effect of our
ESA listing on proposed and ongoing
activities within the species’ range. We
will identify, to the extent known at the
time of the final rule, specific activities
that will be considered likely to result
in violation of section 9, as well as
activities that will not be considered
likely to result in violation. Activities
that we believe could result in violation
of section 9 prohibitions against ‘‘take’’
of the North Atlantic right whale
include, but are not limited to, the
following: (1) Operating vessels in a
manner that results in ship strikes or
disrupts foraging, resting, or care for
young; (2) fishing practices that can
result in entanglement when lines, nets,
Public Comments
To ensure that final action resulting
from this proposed rule will be as
accurate and effective as possible and be
based upon the best available scientific
and commercial information, we solicit
comment from the public, other
governmental agencies, the scientific
community, industry, and any other
interested parties. 50 CFR 424.16(c)(3)
requires the Secretary of Commerce to
promptly hold at least one public
hearing if any person requests one
within 45 days of publication of a
proposed regulation to list a species
under the ESA. Requests for public
hearing must be made in writing (see
DATES and ADDRESSES). Such hearings
provide the opportunity for interested
individuals and parties to give
comments, exchange information and
opinions, and engage in a
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Federal Register / Vol. 71, No. 248 / Wednesday, December 27, 2006 / Proposed Rules
constructive dialogue concerning this
proposed rule. We encourage the
public’s involvement in such ESA
matters.
Classification
National Environmental Policy Act
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing to the
best scientific and commercial data
available. Based on this limitation of
criteria for a listing decision and the
opinion in Pacific Legal Foundation v.
Andrus, 675 F 2d 825 (6th Cir.1981), we
have concluded that ESA listing actions
are not subject to the environmental
assessment requirements of the National
Environmental Policy Act. (see also
NOAA Administrative Order 216–6.)
Executive Order (E.O.) 12866,
Regulatory Flexibility Act and
Paperwork Reduction Act
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analysis
requirements of the Regulatory
Flexibility Act are not applicable to the
listing process. In addition, this rule is
exempt from review under E. O. 12866.
This proposed rule does not contain a
collection-of-information requirement
for the purposes of the Paperwork
Reduction Act.
sroberts on PROD1PC70 with PROPOSALS
Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific consultation directives
for situations where a regulation will
preempt state law, or impose substantial
direct compliance costs on state and
local governments (unless required by
statute). Neither of these circumstances
is applicable to this proposed listing
determination. In keeping with the
intent of the Administration and
Congress to provide continuing and
meaningful dialogue on issues of mutual
State and Federal interest, this proposed
rule will be given to the relevant state
agencies in each state in which the
North Pacific right whale is believed to
occur, who will be invited to comment.
Government-to-Government
Relationship With Tribes E.O. 13175
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
VerDate Aug<31>2005
21:39 Dec 26, 2006
Jkt 211001
are affected by, the Federal Government.
This relationship has given rise to a
special Federal trust responsibility
involving the legal responsibilities and
obligations of the United States toward
Indian Tribes and the application of
fiduciary standards of due care with
respect to Indian lands, tribal trust
resources, and the exercise of tribal
rights. E. O. 13175 - Consultation and
Coordination with Indian Tribal
Governments- outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests.
We have determined the proposed
listing of the North Pacific right whale
would not have tribal implications, nor
affect any tribal governments or issues.
The North Pacific right whale is not
hunted by Alaskan Natives for
traditional use or subsistence purposes.
References Cited
A complete list of all references cited
in this rulemaking is available upon
request from the NMFS (see ADDRESSES).
List of Subjects in 50 CFR Part 224
Administrative practice and
procedure, Endangered and threatened
species, Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Dated: December 20, 2006.
Samuel D. Rauch III.,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, we propose to amend 50 CFR
part 224 as follows:
PART 224 ENDANGERED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 224
continues to read as follows:
Authority: 16 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
2. Revise § 224.101(b) to read as
follows:
§ 224.101 Enumeration of endangered
marine and anadromous species.
*
*
*
*
*
(b) Marine mammals. Blue whale
(Balaenoptera musculus); Bowhead
whale (Balaena mysticetus); Caribbean
monk seal (Monachus tropicalis);
Chinese river dolphin (Lipotes
vexillifer); Cochito (Phocoena sinus);
Fin or finback whale (Balaenoptera
physalus); Hawaiian monk seal
(Monachus schauinslandi); Humpback
whale (Megaptera novaeangliae); Indus
River dolphin (Platanista minor);
Mediterranean monk seal (Monachus
monachus); North Pacific right whale
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(Eubalaena japonica); Saimaa seal
(Phoca hispida saimensis); Sei whale
(Balaenoptera borealis); Sperm whale
(Physeter catodon); Western North
Pacific (Korean) gray whale
(Eschrichtius robustus); Steller sea lion,
western population, (Eumetopias
jubatus), which consists of Stellar sea
lions from breeding colonies located
west of 144° W. longitude.
*
*
*
*
*
[FR Doc. 06–9908 Filed 12–26–06; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 061212328–6328–01; I.D.
120706B]
RIN 0648–XB58
Endangered And Threatened Species;
Proposed Endangered Status for North
Atlantic Right Whales
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
SUMMARY: We, NMFS, have completed a
comprehensive status review of right
whales in the northern hemisphere
under the Endangered Species Act
(ESA). Based on the findings from the
status review, we have concluded these
right whales exist as two species, the
North Atlantic right whale (Eubalaena
glacialis) and the North Pacific right
whale (E. japonicus). We have also
determined that each of these species is
in danger of extinction throughout its
range. To reflect this taxonomic
revision, we are issuing two proposed
rules to designate each separately as an
endangered species. This proposed rule
is to list the North Atlantic right whale;
a proposed rule to list the North Pacific
right whale is issued separately. We are
soliciting public comment on this
proposed listing determination.
DATES: Comments on this proposed rule
must be received by close of business on
February 26, 2007. Requests for public
hearings must be made in writing by
February 12, 2007.
ADDRESSES: Send comments to Mark
Minton on the North Atlantic right
whale. Comments may be submitted by:
• E-mail:
NARW.ProposedRule@noaa.gov.
Include in the subject line the following
E:\FR\FM\27DEP1.SGM
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Agencies
[Federal Register Volume 71, Number 248 (Wednesday, December 27, 2006)]
[Proposed Rules]
[Pages 77694-77704]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-9908]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 224
[Docket No. 061212327-6327-01; I.D. 120706A]
RIN 0648-XB57
Endangered And Threatened Species; Proposed Endangered Status for
North Pacific Right Whale
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, have completed a status review of the northern right
whale under the Endangered Species Act (ESA). We initiated this review
in response to a petition submitted by the Center for Biological
Diversity, dated August 16, 2005, to list the North Pacific right whale
as a separate endangered species. Based on the findings from the status
review and consideration of the factors affecting this species, we have
concluded that right whales in the northern hemisphere exist as two
species: the North Pacific right whale (Eubalaena japonica) and the
North Atlantic right whale (E. glacialis). We have also determined that
each of these species is in danger of extinction throughout its range.
To reflect this taxonomic revision, we are designating each separately
as an endangered species. This rule proposes to list the North Pacific
right whale as an endangered species; a proposed rule to list the North
Atlantic right whale isissued separately. We also intend to designate
critical habitat for the North Pacific right whale. A proposed rule for
designation of critical habitat will follow this action. We are
soliciting public comment on this proposed listing determination.
DATES: Comments on this proposed rule must be received by close of
business on February 26, 2007. Requests for public hearings must be
made in writing by February 12, 2007.
ADDRESSES: Send comments to Kaja Brix, Assistant Regional
Administrator, Protected Resources Division, Alaska Region, NMFS, Attn:
Ellen Walsh. Comments may be submitted by:
E-mail: ESA-NRW-status@noaa.gov. Include in the subject
line the following document identifier: North Pacific Right Whale PR.
E-mail comments, with or without attachments, are limited to 5
megabytes.
Webform at the Federal eRulemaking Portal:
www.regulations.gov. Follow the instructions at that site for
submitting comments.
Mail: P. O Box 21668, Juneau, AK 99802
Hand delivery to the Federal Building : 709 W. 9th Street,
Juneau, Alaska.
Fax: (907) 586-7012.
The proposed rule and other materials relating to this proposal can
be found on the NMFS Alaska Region website https://www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Brad Smith, NMFS, 222 West 7\th\
Avenue, Anchorage, Alaska 99517, telephone (907) 271-5006, fax (907)
271-3030; Kaja Brix, NMFS,(907)586-7235, fax (907) 586-7012; or Marta
Nammack, (301) 713-1401.
SUPPLEMENTARY INFORMATION:
Background
Petition
On August 16, 2005, we received a petition from the Center for
Biological Diversity (CBD) to list the North Pacific right whale as a
separate endangered species under the ESA. A copy of the petition may
be viewed at our Alaska Region website (see ADDRESSES). CBD requested
that we list the North Pacific right whale as a new endangered species
based, in part, on recent scientific information that establishes a new
taxonomic classification for right whale species. On January 26, 2006,
we issued our finding that the petition presented substantial
information indicating that the petitioned action may be warranted (71
FR 4344), and we requested information regarding the taxonomy and
status of the North Pacific right whale, its habitat, biology,
movements and distribution, threats to the species, or other pertinent
information. This proposed rule summarizes the information gathered and
the analyses conducted in a status review of right whales in the North
Pacific Ocean and in the North Atlantic Ocean and constitutes our 12-
month determination on CBD's petition.
Status Review
The review of the status of right whales in the North Atlantic and
North Pacific Oceans describes the population structure and examines
the extent to which phylogenetic uniqueness exists between right whales
found in the North Atlantic and North Pacific. The review also examines
the biological status and threats to the right whales and their
habitat.
Biology of Right Whales in the North Pacific Ocean
Right whales are large baleen whales that grow to lengths and
weights exceeding 18 meters and 100 tons (90.7 metric tons),
respectively. They are filter feeders whose prey consists exclusively
of zooplankton. Right whales attain sexual maturity at an average age
of 8-10 years, and females produce a single calf at intervals of 3-5
years (Kraus et al., 2001). Their life expectancy is unclear, but is
known to reach 70 years in some cases (Hamilton et al., 1998; Kenney,
2002).
Right whales are generally migratory, with at least a portion of
the population movingbetween summer feeding grounds in temperate or
high latitudes and winter calving areas in warmer waters (Kraus et al.,
1986; Clapham et al., 2004). In the North Pacific, individuals have
been observed feeding in the Gulf of Alaska, the Bering Sea, and the
Sea of Okhotsk. Although a general northward movement is evident in
spring and summer, it is unclear whether the entire population
undertakes a predictable seasonal migration, and the location of
calving grounds remains completely unknown (Scarff, 1986; Scarff, 1991;
Brownell et al., 2001; Clapham et al.,2004; Shelden et al., 2005).
Historically, right whales occurred across the entire North Pacific
Ocean from the western coast of North America to the Russian Far East
(Scarff, 1986; Brownell et al., 2001, Clapham et al., 2004, Shelden et
al., 2005). Sightings in the 20th century were from as far south as
central Baja California, Mexico, and the Yellow Sea, and as far north
as the Bering Sea and the Okhotsk Sea (Goddard and Rugh, 1998; Brownell
et al., 2001). Right whales are frequently found in coastal or shelf
waters. Such sightings, however, may be partially a function of survey
effort, and thus may not reflect current or historical distribution.
Sighting records also indicate that right whales occur far offshore,
and movements over abyssal depths are known (Scarff, 1986; Mate et al.
1997). Clapham et al. (2004) plotted 20th century records together with
data summarized from 19th century whaling catches. These plots show
that right whales had an extensive offshore distribution in the 19th
century, and were common in areas where few or no
[[Page 77695]]
right whales occur today. Sightings diminished and occurred further
south in autumn, and very few animals were recorded anywhere in winter.
Whalers never reported winter calving areas in the North Pacific, and
calving locations remain unknown (Scarff, 1986; Clapham et al., 2004).
Overall, these analyses confirmed that the size and range of the right
whale population is now considerably diminished in the North Pacific
relative to the situation during the peak period of whaling for this
species in the 19th century.
Little is known regarding the migratory behavior of right whales in
the North Pacific. Historical sighting and catch records provide the
only information on possible migration patterns for North Pacific right
whales (Omura, 1958; Omura et al., 1969; Scarff, 1986). During summer,
whales were found in the Gulf of Alaska, along both coasts of the
Kamchatka Peninsula, the Kuril Islands, the Aleutian Islands, the
southeastern Bering Sea, and in the Okhotsk Sea. Fall and spring
distribution was the most widely dispersed, with whales occurring in
mid-ocean waters and extending from the Sea of Japan to the eastern
Bering Sea. In winter, right whales were found in the Ryukyu Islands
(south of Kyushu, Japan), the Bonin Islands, the Yellow Sea, and the
Sea of Japan. The current distribution patterns and migration routes of
these whales are not known.
In the North Pacific, whaling for right whales began in the Gulf of
Alaska (known to whalers as the ``Northwest Ground'') in 1835 (Webb,
1988). Right whales were extensively hunted in the western North
Pacific in the latter half of the 19th century, and by 1900 were scarce
throughout their range. Right whales were protected worldwide in 1935
through a League ofNations agreement. However, because neither Japan
nor the USSR signed this agreement, both nations asserted authority to
continue hunting right whales until 1949 when the newly-created
International Whaling Commission endorsed the ban. Despite this ban, a
total of 23 right whales were legally killed in the North Pacific by
Japan and the USSR under Article VIII of theInternational Convention
for the Regulation of Whaling (1946), which permits the taking of
whales for scientific research purposes. However, it is now known that
the USSR illegally caught many right whales in the North Pacific
(Doroshenko, 2000; Brownell et al., 2001). In the eastern North
Pacific, 372 right whales were killed by the Soviets between 1963 and
1967; of these, 251 were taken in the Gulf of Alaska south of Kodiak,
and 121 in the southeastern Bering Sea. These takes devastated a
population that, while undoubtedly small, may have been undergoing a
slow recovery (Brownell et al., 2001).
As a result of this historic and recent hunting, right whales today
are among the most endangered of all whales worldwide. In the western
North Pacific (the Sea of Okhotsk and adjacent areas), current
abundance is unknown but is probably in the low to mid-hundreds
(Brownell et al., 2001). There is no estimate of abundance for the
eastern North Pacific (Bering Sea, Aleutian Islands, and Gulf of
Alaska), but sightings are rare. Most biologists believe the current
population is unlikely to exceed a hundred individuals, and is probably
much smaller. Prior to the illegal Soviet catches of the 1960s, on
average, 25 whales were observed each year in the eastern North Pacific
(Brownell et al., 2001); in contrast, the total number of records in
the 35 years from 1965 to 1999 was only 82, or an average of 2.3 whales
per annum.
The current population size of right whales in the North Pacific is
likely fewer than 1,000 animals. Exploitation by commercial whaling
reduced the North Pacific right whales nearly to the point of
extinction by the beginning of the 20th century. There are insufficient
data to estimate the pre-exploitation size of this or any other species
of right whale. Based upon catch levels, it is reasonable to assume
there were in excess of 10,000 animals in the North Pacific. Based upon
the number of animals taken illegally by Soviets during the 1960s,
there were at least 372 right whales alive at that time. That estimate
would not include right whales found in the western North Pacific.
There are no reliable estimates of current abundance or trends for this
species. Rice (1974) indicated only a few individuals remained in the
eastern North Pacific management unit (i.e., within U.S. waters), and
that the population was essentially extinct. Despite high levels of
survey effort in the region, most notably from Japanese sighting
surveys (Miyashita and Kato, 1998), right whale sightings in the
eastern North Pacific have been rare and geographically scattered
(Perry et al., 1999).
Recent sightings of right whales in the eastern Bering Sea during
the summer (Goddard and Rugh, 1998; Tynan, 1998, 1999; Moore et al.,
2000; LeDuc et al., 2001; Tynan et al., 2001; Wade et al., 2006)
represent the first reliable observations of aggregations of right
whales in the eastern North Pacific since the 1960s. Although a few
calves have recently been documented in the eastern North Pacific
(Goddard and Rugh, 1998; LeDuc, 2004; Wade et al., 2006), these were
the first such sightings in over a century (Brownell et al., 2001).
These recent sightings, the first of which occurred in 1996, and other
surveys (directed specifically at right whales or otherwise) have
detected small numbers of right whales in the southeastern Bering Sea,
including an aggregation estimated at 24 animals in the summer of 2004.
Photo-identification and genetic data have identified 17 individuals
from the Bering Sea, and the high inter-annual resighting rate further
reinforces the idea that this population is small. Right whales have
also been sighted in the northern Gulf of Alaska, including sightings
in 2005 and 2006. However, the overall number of right whales using
habitats in the North Pacific other than the Bering Sea is not known.
Prior to the onset of commercial whaling in 1835, right whales were
widely distributed across the North Pacific (Scarff, 1986; Clapham et
al., 2004; Shelden et al., 2005). However, no reason exists to suspect
that the right whales that remain alive today inhabit a substantially
different range than right whales alive during the time of the Soviet
catches; indeed, given the longevity of this species, it is likely that
some of the individuals who survived that whaling episode remain
extant. Both the southeastern Bering Sea and the western Gulf of Alaska
(shelf and slope waters south of Kodiak) have been the focus of many
sightings (as well as the illegal Soviet catches) in recent decades. In
general, the majority of northern right whale sightings (historically
and in recent times) in the Northeast Pacific have occurred from about
40[deg]N to 60[deg]N latitude (lat.). There are historical records from
north of 60[deg]N. lat., but these are rare and are likely to have been
misidentified bowhead whales. Right whales have on rare occasions been
recorded off California and Mexico, as well as off Hawaii. However, as
noted by Brownell et al. (2001), there is no evidence that either
Hawaii or the west coast of North America from Washington State to Baja
California were ever important habitats for right whales. Given the
amount of whaling effort as well as the human population density in
these regions, it is highly unlikely that substantial concentrations of
right whales would have passed unnoticed. Furthermore, no
archaeological evidence exists from the U.S. west coast suggesting that
right whales were the target of local native hunts. Consequently, the
few records
[[Page 77696]]
from this region areconsidered to represent vagrants. We have
determined the range of the North Pacific right whale extends over a
broad area of the North Pacific Ocean as depicted in Figure 1.
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[[Page 77697]]
[GRAPHIC] [TIFF OMITTED] TP27DE06.114
BILLING CODE 3510-22-C
[[Page 77698]]
Listing Determinations Under the ESA
The ESA defines an endangered species as one that is in danger of
extinction throughout all or a significant portion of its range, and a
threatened species as one that is likely to becomeendangered in the
foreseeable future throughout all or a significant portion of its range
(sections 3(6) and 3(20), respectively). The statute requires us to
determine whether any species is endangered or threatened because of
any one of the following five factors: (1) the present or threatened
destruction, modification or curtailment of its habitat or range; (2)
overutilization for commercial, recreational, scientific, or
educational purposes; (3) disease or predation; (4) theinadequacy of
existing regulatory mechanisms; or (5) other natural or manmade factors
affecting its continued existence (section 4(a)(1)(A)-(E)). We are to
make this determination based solely on the best available scientific
information after conducting a review of the status of the species and
taking into account any efforts being made by states or foreign
governments to protect the species. The focus of our evaluation of the
ESA section 4(a)(1) factors is to evaluate whether and to what extent a
given factor represents a threat to the future survival of the species.
The focus of our consideration of protective efforts is to evaluate
whether and to what extent they address the identified threats and so
ameliorate a species' risk of extinction. The steps we follow in
implementing this statutory scheme are to: (1) delineate the species
under consideration; (2)review the status of the species; (3) consider
the ESA section 4 (a)(1) factors to identify threats facing the
species; (4) assess whether certain protective efforts mitigate these
threats; and (5) predict the species' future persistence.
Review of ``Species'' Delineation
Since 1974, NMFS has maintained the right whale listing as
originally listed by the United States Fish and Wildlife Service
(USFWS) under the Endangered Species Conservation Act of 1969, the
precursor to the Endangered Species Act of 1973 (16 U.S.C. 1531 et
seq.; the ESA)(35 FR 18319, December 2, 1970)--Eubalaena spp., i.e.,
all the species within the genus Eubalaena. The USFWS maintains the
official lists of threatened and endangered species and isrequired to
add species to the official lists when NMFS or USFWS determines species
under itsjurisdiction should be listed. The USFWS has changed the
nomenclature for right whales severaltimes over the years in various
iterations of the list of threatened and endangered wildlife. NMFS also
changed the nomenclature for a period of time after one of the USFWS
changes, butlater reverted back to the original Eubalaena spp. listing.
The changes may have been made as a reflection of the discussion in the
scientific literature over the appropriate taxonomic status of right
whales. At no point did the USFWS ever propose delisting any of the
species that were included in the original listing of Eubalaena spp.
Regardless of the changes to the list, NMFS maintains that right whale
species were listed as Eubalaena spp., which reflects the predominant
view that existed in 1974: that right whale species are distinct from
bowhead whales (Balaena mysticetus), they belong in the genus
Eubalaena, and the genus Eubalaena contains at least twospecies: E.
glacialis in the northern hemisphere and E. australis in the southern
hemisphere.
Recent investigations of right whale genetics confirm the
distinction between E. glacialis and E. australis at the species level
and suggest that the North Pacific form of E. glacialis should be
recognized as a separate species and named E. japonica, distinct from
the other two species. NMFS is proposing to adopt this view and, in a
separate rulemaking, to modify its listing to add E. japonica to the
current listing Eubalaenaspp. (which includes E. glacialis and E.
australis).
Taxonomy of Right Whales
All whales belong to the mammalian order Cetacea, which is divided
into two suborders: Odontoceti (toothed whales) and Mysticeti (baleen
whales). The Mysticeti are further dividedinto four families: the
Eschrichtidae, a monotypic family (i.e., containing only one species),
the gray whale; Neobalaenidae, another monotypic family containing only
the pygmy right whale;Balaenidae, which contains two genera:
Balaena(bowhead whales) and Eubalaena (right whales); and
Balaenopteridae, which contains all of the other baleen whales.
Balaena is the genus name for the bowhead whale (Balaena
mysticetus), recognized byLinnaeus in 1758. Eubalaena is the genus name
for right whales, first proposed by Gray in 1864. The first right whale
to be named was what we today call the North Atlantic right whale or
Nord-Kaper (Balaena glacialis, Muller, 1776), from North Cape, Norway.
The second right whale to be named was what we today call the North
Pacific right whale (Balaena japonica, Lacepede,1818), from Japan. And
the third right whale to be named was what we today call the Southern
right whale (Balaena australis, Desmoulins, 1822), from Algoa Bay, Cape
of Good Hope, South Africa. In the 1970s when all baleen whales were
being considered for listing as endangered under the Endangered Species
Conservation Act of 1969, authors disagreed on the taxonomic status of
right whales. One view was that they belonged in the genus Balaena
along with bowhead whales and that the genus contains two species:
Baleana mysticetus and Baleana glacialis (Rice, 1977). The subspecific
composition of B. glacialis was unclear. The other view was that right
whales were distinct from bowhead whales at the genus level and that
right whales should be identified as Eubalaena (Schevill, 1986). This
later view is currently the prevailing view, and it is the view
embraced by USFWS and NMFS.
There were also two views about the species composition of
Eubalaena. One view was that there was only one species Eubalaena
glacialis containing several subspecies (E. glacialis glacialis (North
Atlantic), E. glacialis sieboldii (North Pacific), and E. glacialis
australis (Southern oceans)) (Tomilin, 1957). Hershkovitz (1966) also
describes these three subspecies,except that he refers to North Pacific
right whales as E. glacialis japonica. The other view was that
Eubalaena comprised two species E. glacialis and E. australis (Omura,
1958; Omura et al.,1969). This is the view represented by the
designation of Eubalaena spp. in the original listing by USFWS in 1970
and by NMFS in its first listing in 1974. Generally accepted taxonomic
nomenclature recognized the term ``spp.'' as an abbreviation for
multiple species within a genus.
The two-species view is summarized by Perry et al.'s (1999) summary
of morphological (Muller, 1954) and genetic data (Schaeff et al.,
1991), both of which recognized distinct species in the northern and
southern hemispheres. Cummings (1985) used E. australis for all right
whales below the equator (southern right whales). The International
Whaling Commission also recognizes the presence of two distinct
species, E. glacialis and E. australis, in the schedule appended to the
Convention in which species under purview of the Commission are listed.
Conclusion
Although the listing of right whales has changed from the original
nomenclature of Eubalaena spp., there is no indication in the record
that USFWS ever intended to delist any of the species contained in the
original listing of the entire genus. Since the
[[Page 77699]]
original 1970 listing wasdescribed as ``Eubalaena spp.'', the logical
interpretation is that at least two species of right whalewere listed,
the northern right whale (E. glacialis) and the southern right whale
(E. australis), since ``spp.'' refers to more than one species, not
``subspecies.'' Even if three separate species had been recognized in
1970, southern right whale (E. australis) would have been one of them.
Eachplausible scenario results in the right whale in the Southern
Hemisphere being recognized as a separate species. Since NMFS has
maintained its listing as ``Right whales, Eubalaena spp.'', and USFWS
has never proposed delisting any of the species included in the
original listing, we conclude that both E. glacialis and E. australis
were listed in 1970, carried forward to the list created pursuant to
the ESA, and determined to be endangered in our listing in 1974.
Right Whale Species Currently Being Considered for Listing
Genetic data now provide unequivocal support to distinguish three
right whale lineages as separate phylogenetic species: (1) the North
Atlantic right whale (Eubalaena glacialis), ranging in the North
Atlantic Ocean; (2) the North Pacific right whale (Eubalaena japonica),
ranging in the North Pacific Ocean, and (3) the southern right whale
(Eubalaena australis), historically ranging throughout the southern
hemisphere's Oceans (Rosenbaum et al., 2000). Based on evidence from
recent genetic studies (Gaines et al., 2005), we conclude that the
current taxonomic classification of right whales in the northern
hemisphere should be revised consistent with the generally accepted
analyses by Rosenbaum et al. (2000). We have determined that listing
right whales in the North Atlantic and the North Pacific as two
separate species is warranted in light of the compelling evidence
provided by recent scientific studies on right whale taxonomy and
classification. In accordance with the applicable statutory definitions
and requirements, the North Atlantic right whale (E. glacialis) and the
North Pacific right whale (E. japonica) are being considered for
listing as separate species under the ESA.
Refining the taxonomy of these endangered cetaceans is critical to
the recovery planning and conservation of these species. The separate
listings of these two species in the northern hemisphere will allow for
consistent scientific practice and management policies in recovering
these species.
Status of the Three Right Whale Species
The determination that right whales in the North Atlantic and North
Pacific Oceans are two separate species requires us to consider these
species separately for the purposes of listingunder the ESA. We will
consider the status of the North Pacific right whale (E. japonica) in
this proposed rule and that of the North Atlantic right whale (E.
glacialis) in a separate proposed rule in today's issue of the Federal
Register. At the final rule stage, we will address both species in the
same rule so that any changes become effective together. The southern
right whale, E. australis, will remain listed as endangered, though we
intend to conduct a 5-year review of its status in the near future. In
the following discussion of the status of the North Pacific right
whale, E. japonica, we provide the rationale for today's proposal to
list this species as a separate endangered species. The other proposed
rule in today's issue of the Federal Register provides the rationale
for this proposal to list the North Atlantic right whale, E. glacialis,
as a separate endangered species. We also identify the southern right
whale, E. australis (one of two species that was listed in 1970 and is
still listed) in the regulatory language as a separate endangered
species and remove Eubalaena spp. from the list.
Status of the North Pacific Right Whale (Eubalaena japonica)
Abundance and Trends
The basic life history parameters and census data, including
population abundance, growth rate, age structure, breeding ages, and
distribution, remain undetermined for North Pacificright whale. To
date, the largest number of North Pacific right whale individuals
identified in the eastern Bering Sea is 23 (based on genetic sampling),
while abundance in the western NorthPacific appears to number fewer
than 1,000 individuals (with a minimum estimate near 400). Abundance
estimates and other vital rate indices in both the eastern and western
North Pacificare not well established. Where such estimates exist, they
have very wide confidence limits.
Life History Characteristics
Although there are no data for the North Pacific, studies of other
right whale populations suggest calving intervals of 3-6 years,
lifespans of up to 70 years, and growth rates that are likely dependent
on feeding success (Reynolds et al., 2002; Kenney, 2002). Long-lived
organisms have limited abilities to respond to chronic increases in
juvenile mortality and even lesser abilities to respond to increased
mortality through commercial harvest of juveniles and adults (Congdon
et al., 1993). Life history characteristics such as low reproductive
rates, delayed sexual maturity, and reliance on high juvenile
survivorship make long-lived species such as whales particularly
vulnerable to overexploitation. This likely explains the paucity of
sightings in the North Pacific following the illegal kills by Soviet
whalers in the 1960s. The effects of past commercial and illegal
harvests persist. These removals remain an obstacle to the recovery of
the North Pacific right whale, despite the cessation of such whaling.
Distorted Age, Size or Structure of the Population, and Reduced
Reproductive Success
To date, photogrammetric data in the Bering Sea have been collected
primarily for adult animals (LeDuc et al., 2001). Of the 12 whales for
which lengths were determined (range: 14.7-17.6m), none were smaller
than the smallest length estimate for sexually mature right whales (13-
16m: Kenney, 2002). Length measurements for two whales observed off
California suggestat least one of these whales was not yet sexually
mature (12.6m: Carretta et al., 1994). The presence of two calves
during the 2004 season in the Bering Sea (Wade et al., 2006) is
encouraging. However, to date, there is no evidence of reproductive
success (i.e., young reared to independence) in the eastern North
Pacific. No data are available for the western North Pacific.
Genetic Diversity
The Allee effect has been defined as the impact of reduced social
interactions and loss of mating opportunities in a small population.
Marine mammal populations with an effective population size of a few
dozen individuals are usually sufficiently large to avoid most of the
deleterious consequences of inbreeding (Lande, 1991). Theoretically,
during a rapid decline in population size, nearly all (i.e., >95
percent) of the diversity in a population is maintained in an effective
population of 10 individuals, and more than 99 percent of the diversity
in a population is maintained in an effective population of 50
individuals (Ralls et al., 1983). However, it has been suggested that
if the number of reproductive animals is fewer than 50, the potential
for impacts associated with inbreeding depression increases
substantially (IUCN, 2003). In 2002, the ratio of right whale females
to males biopsied in the Bering Sea was 1:9. In
[[Page 77700]]
2004, biopsy results indicated a ratio of 7:16. Excluding the two male
calves from the sample and assumingall other whales were adults, a 1:2
ratio of females to males can be estimated, with a possible effective
abundance of 21. Although there is some evidence of mating success
among NorthPacific right whales, the extent of reproductive success has
not been quantified.
Habitat Specificity or Site Fidelity
Other large whale populations such as humpback whales (Megaptera
novaeangliae) appear to use common breeding grounds with a ``maternally
directed site-fidelity to specific feeding grounds'' (Baker et al.,
1990, 1994; Palsb ll et al., 1995, 1997; Larsen et al., 1996). Genetic
sampling revealed similar patterns in western North Atlantic right
whales (E. glacialis), indicating this population probably occupies a
single breeding area but segregates into distinct,maternally-linked
subpopulations during migration to isolated nursery areas (Schaeff et
al., 1993). There is some suggestion of site fidelity among right
whales found in the Bering Sea. Ofthe whales observed between 1997 and
2004, at least five were photographed and five were biopsied over
multiple years. It is possible that similar site fidelity is occurring
in the westernNorth Pacific. It is not known where these animals
overwinter, nor if they share a common wintering area. This is a
critical gap in understanding dynamics of right whales in the
NorthPacific Ocean.
Summary of Factors Affecting the North Pacific Right Whale
Section 4(a)(1) of the ESA and the listing regulations (50 CFR part
424) set forth procedures for listing species. We must determine,
through the regulatory process, if a species isendangered or threatened
because of any one or a combination of the following factors: (1) the
present or threatened destruction, modification, or curtailment of its
habitat or range; (2) overutilization for commercial, recreational,
scientific, or educational purposes; (3) disease orpredation; (4) the
inadequacy of existing regulatory mechanisms; and (5) other natural or
manmade factors affecting its continued existence. A discussion of
these considerations follows:
The Present or Threatened Destruction, Modification, or Curtailment of
Habitat or Range
One potential source of habitat degradation for baleen whales is
spilled oil. Data on the effects of oil pollution on cetaceans are
inconclusive (Geraci, 1990; Loughlin, 1994). However, general concerns
with regard to oil pollution, some of which are direct impacts on the
whales rather than habitat impacts, are ingestion of contaminated prey,
potential irritation of skin and eyes, inhalation of toxic fumes, and
abandonment of polluted feeding habitat (Geraci and St. Aubin, 1980;
Geraci, 1990). Although there is currently no oil exploration or
production underway in known right whale habitat in offshore areas of
the Bering Sea or Gulf of Alaska, and limited activity elsewhere in the
species' range, the possibility remains that there will be lease sales
in these areas in the future. Furthermore, large amounts of oil are
transported by ship alongthe western North American coast through areas
that have been used by right whales in the past, and where they have
been occasionally seen recently (Brownell et al., 2001).
The Minerals Management Service (MMS) has proposed an Outer
Continental Shelf (OCS) leasing for conducting lease sales for the
North Aleutian Basin (in the southeast Bering Sea) in 2010 and 2012.
This planning area is presently under a moratorium from OCS leasing by
Presidential Executive Order. It is unknown whether the moratorium may
be lifted or to what extent these activities may disturb or otherwise
affect right whales. In addition to oil and gas exploration and
development, undersea exploration and development of mineral deposits
may affect the habitat of the North Pacific right whale. Development of
oil fields off the Sakhalin Islands is also occurring within habitat of
the western North Pacific population of the North Pacific right whale.
The effect on habitat of shipping or oil and gas development is
unclear.
Right whale life history characteristics make them very slow to
adapt to rapid changes in their habitat (Reynolds et al.., 2002). They
are also feeding specialists that require exceptionally high densities
of their prey (Baumgartner and Mate, 2003; Baumgartner et al., 2003).
Zooplankton abundance and density in the Bering Sea has been shown to
be highly variable, affected by climate, weather, and ocean processes
and in particular ice extent (Napp and Hunt, 2001; Baier and Napp,
2003). The largest concentrations of copepods occurred in years with
the greatest southern extent of sea ice (Baier and Napp, 2003). It is
possible that changes in ice extent, density, and persistence may alter
the dynamics of the Bering Sea shelf zooplankton community and in turn
affect the foraging behavior and success of right whales. No data are
available for the western North Pacific.
Chemical contaminants are an additional potential source of habitat
degradation for right whales. The direct impact of chemical
contaminants on right whales is uncertain. O'Shea andBrownell (1994)
conclude that there is currently no evidence for significant
contaminant-related problems in baleen whales. Although additional
research is needed, existing data on mysticetes indicate that the lower
trophic levels at which these animals feed should result in smaller
contaminant burdens than would be expected in many odontocetes, which
typically show burdens that differ from those of baleen whales by an
order of magnitude (O'Shea and Brownell, 1994). However, the manner in
which pollutants negatively impact animals is complex and difficult to
study, particularly in taxa (such as large whales) for which many of
the key variables and pathways are unknown (Aguilar, 1987; O'Shea and
Brownell, 1994). The trans-generational accumulation of contaminants
(Colborn and Smolen, 1996) is perhaps a more likely source for concern,
but this remains unstudied in right whales or any other cetacean.
Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
North Pacific right whales were heavily exploited by commercial
whalers during the 19th and 20th centuries. The IWC estimates 15,451
right whales were taken in the North Pacificbetween 1840 and 1909
(Brownell et al., 1986). There were 741 recorded catches of right
whales in the North Pacific in the 20th century (411 in the eastern
unit and 330 in the western unit)(Brownell et al., 2001). According to
Estes (1979) and Congdon et al. (1993), long-lived organisms have
limited abilities to respond to chronic increases in juvenile mortality
and evenless ability to respond to increased mortality through
commercial hunting of juveniles and adults. Life history
characteristics such as low reproductive rates, delayed sexual
maturity, and reliance on high juvenile survivorship make long-lived
species such as whales particularly vulnerable to overexploitation.
Commercial whaling very likely reduced the genetic variability of the
North Pacific right whale. The small, remnant populations that survived
commercial whaling likely lost genetic variability because of genetic
drift and inbreeding, further confounding conservation and recovery
efforts.
[[Page 77701]]
Currently, the IWC has assigned ``Protected Stock'' status to all
stocks of right whales (IWC, 1995). The catch quota for these whales is
therefore set at zero for all signatory nations at the IWC. The Soviet
Union killed right whales illegally for commercial purposes in the
OkhotskSea/Kuril Islands (reported as ``hundreds'' by Yablokov (1994),
although this is known to include bowhead whales). Furthermore, the
Soviets killed 372 right whales in the eastern North Pacific(notably in
the Bering Sea and Gulf of Alaska) in the 1960s (Doroshenko, 2000).
These catches presumably occurred primarily during summer.
Right whales were historically hunted by native peoples along the
Northwest Pacific coast and in the Aleutian Islands, although the level
of such take was probably insignificant. We haveno information on
aboriginal harvests for the western North Pacific. However, given the
current status of this species, the North Pacific right whale could not
tolerate even a very low level of commercial or aboriginal hunt. While
no hunting currently occurs on North Pacific right whales, the impact
from historical commercial harvest persists and likely presents a
threat to the recovery of the species throughout all of its range.
These removals are the primary causative factor for thedecline of the
North Pacific right whale, and the North Pacific right whale is in
danger of extinction throughout its range because of historical and
more recent whaling.
There are no known recreational or educational uses of North
Pacific right whales. However, if a right whale were to be seen in a
highly accessible area, such as near the coast ofCalifornia, there
could be a large response from whale watching operations trying to
observe the whale.
Scientific studies of right whales may involve close approaches to
the animals for the purpose of photographs, genetic sampling, or
tagging. These activities are controlled by permitsin both U.S. and
Canadian waters, and potential negative impact on the animals is
considered in the permitting process. While the potential for
disturbance or harassment exists for scientificresearch, the overall
impact from this activity on North Pacific right whales is likely
minimal, and the information gained in this research may play a
critical role in helping manage and recover the species.
Disease or Predation
Disease and predation are not believed to be factors causing the
North Pacific right whale to be in danger of extinction. Very little is
known about disease in, or predation on, NorthPacific right whales.
There have been no recorded epizootics in baleen whales. Reeves et al.
(2001) presented the results of a workshop on right whale reproduction,
which considered fivepossible factors including disease as explanations
for the decline in North Atlantic right whales. The information
reviewed and summarized, along with associated caveats at this
NMFSworkshop, are likely applicable to other balaenids (Reeves et al.,
2001).
The only four known cases of mass mortalities of baleen whales
involved humpback whales (Megaptera novaeangliae) in the Northeast
United States in 1987-1988, 2003, 2005, and 2006. Geraci et al. (1989)
provide strong evidence that, in the former case, these deaths resulted
from consumption of mackerel whose livers contained high levels of
saxitoxin, a naturally occurring red-tide toxin originating with
dinoflagellate (Alexandrium spp). It has been suggested that red tide
phenomena are related to increased freshwater runoff from coastal
development, leading some observers to suggest that such events may
become more common among marine mammals as coastal development
increases. There is currently no evidence linking red tide toxins to
deaths or chronic health problems in North Pacific right whales.
It is not known whether right whales suffer from stress-induced
bacterial infections similar to those observed in captive cetaceans
(Buck et al., 1987). Studies of bowhead whaleskilled in the Alaskan
native hunt have provided information on bacterial, mycotic, and viral
infections, but not on the level to which they contribute to mortality
and morbidity (Philo et al.,1993). Skin lesions, found on all the
hunted bowhead whales, were not malignant or contagious. However,
potentially pathogenic microorganisms inhabit these lesions and may
contribute toepidermal necrosis and the spread of disease (Shotts et
al., 1990). Exposure of these roughened areas of skin to environmental
contaminants, such as petroleum products, could have significant
effects (Albert, 1981; Shotts et al., 1990); however, Bratton et
al.(1993) concluded that such encounters were not likely to be
hazardous. The occurrence of skin lesions on North Atlantic right
whales has been documented in recent years (Marx et al., 1999; Pettis
et al., 2004). The origins and significance of these lesions are
unknown, and further research is required to determine whether they
represent a topical or systemic health problem for the affected
animals.The system developed by Pettis et al. (2004) to assess health
and body condition of North Atlantic right whales is currently being
applied to photographs of North Pacific right whales.
Predation of right whales by killer whales and large shark species
is likely to occur, but the level is not documented, and no attacks
have been observed. North Atlantic right whalesbearing scars from
killer whale, Orcinus orca, attacks have been photographed (Kraus,
1990), but the number of whales killed by this predator is unknown
(Perry et al., 1999). More recently, Mehta (2004) concluded that scars
recorded on the flukes and bodies of North Atlantic right whales are
more consistent with harassment by some smaller cetacean, possibly
pilot whales, Globicephala spp., and do not originate from killer
whales.
Of 195 bowhead whales examined during the Alaskan subsistence hunt
(1976-92), 8 had been wounded by killer whales (George et al., 1994).
Seven of the eight bowhead whales were greater than 13 m in length,
suggesting either that scars are accumulated over time, or young
animals do not survive a killer whale attack. Hunters on St. Lawrence
Island reported two small (<9 m) bowhead whales found dead as a result
of killer whale attacks (George et al., 1994). Bowhead whales are
pagophilic (``ice-loving''), unlike right whales, and ice-covered
waters mayprovide some protection from killer whale attacks. The
frequency of attacks is unknown, and killer whale distribution in the
North Pacific has not been well documented (George et al., 1994).
The Inadequacy of Existing Regulatory Mechanisms
Right whales are protected under both U.S. and Canadian law, and
internationally by the IWC. At present, there is no information to
indicate that existing regulatory mechanisms areinadequate, resulting
in activities having adverse effects on North Pacific right whales. If
additional studies reveal that significant impacts are occurring, it
may be necessary to enhanceexisting laws or promulgate new regulations
to reduce or eliminate these threats.
Other Natural or Manmade Factors Affecting its Continued Existence
Vessel Collisions-The role vessel interactions play in the
mortality of North Pacific rightwhales is not known. In the North
Atlantic, ship collisions and fishing gear entanglements are the most
common direct known causes of mortality in North Atlantic right whales
(Kraus, 1990;Knowlton and Kraus, 1998; Gillespie and Leaper, 2001), but
little is
[[Page 77702]]
known of the nature or extent of this problem in the North Pacific, and
no collisions have been recorded. The areawhere right whales have been
seen in recent surveys is not in a major vessel traffic lane. However,
the proximity of the other known right whale habitats to shipping lanes
(e.g., UnimakPass) suggests that collisions with vessels may represent
a threat to North Pacific right whales. Because of the rarity of right
whales, the impact to the species from even low levels ofinteraction
could be significant.
Fisheries Interactions-The eastern Bering Sea supports extensive
fisheries, and, therefore, fishery interactions with right whales are
possible. Types of gear that most frequently entangle North Atlantic
right whales include pots and gillnets. Gillnet fisheries in the
eastern Bering Sea occur in nearshore waters (state waters) not
associated and generally not overlapping with known North Pacific right
whale distribution. Pot fisheries occur in offshore waters, thoughthey
are often prosecuted during seasons when right whales are not known to
be present (i.e., winter).
Entanglements of North Pacific right whales in fishing gear appear
to be uncommon; though this may be due to the very low numbers of
whales influencing the probability of encounter. Perry et al. (1999)
reported two fishery-related mortalities due to entanglement in fishing
gear from Russian waters (Kornev, 1994; NMFS, 1991). On review of the
original records in the Platforms of Opportunity Program database, one
of the encounters was actually a sighting and not an entanglement.
Therefore, only one case of entanglement is known from the western
North Pacific (Brownell et al., 2001), though the occurrence of right
whales near pot fisheries in the Bering Sea creates a potential for
interactions and, as with vessel collisions, the direct impact from
even low levels of interaction could be significant.
Several cases of entanglements of bowhead whales have been recorded
during the Alaska Native subsistence hunt (Philo et al., 1992). These
reports included three bowheads killed in thehunt with scars attributed
to rope entanglements, one bowhead found dead entangled in ropes
similar to those used with fishing gear in the Bering Sea, and one
bowhead with ropes on it thatwere attributed to rigging from a
commercial offshore fishing pot, most likely a crab pot. There have
been two other recent reports of bowheads with gear attached or marks
that likely werefrom crab gear (J. C. George, North Slope Borough,
Barrow, AK, pers. comm.). Aerial photographs in at least two cases have
shown ropes trailing from the mouths of bowheads (NMFS, NMML,
unpublished data). A similar review of photographs of North Pacific
right whales is planned.
Injuries and entanglements that are not initially lethal may result
in a gradual weakening of entangled individuals, making them more
vulnerable to some other direct cause of mortality(Kenney and Kraus,
1993). Entanglement-related stress may decrease an individual's
reproductive success or reduce its life span, which may in turn depress
population growth. Studies of scarring rates have been conducted in the
North Atlantic to determine the frequency of right whale entanglements
with fishing gear (Kraus, 1990; Hamilton et al., 1998b). Studies of
scarring rates among North Pacific right whales would be difficult due
to the extreme rarity of this species, but may provide significant
insight into the extent of this problem in the North Pacific Ocean.
Noise-Noise pollution may also have an impact on critical behaviors
of marine mammals (e.g., foraging, mating, nursing), although the
effect is unclear. Richardson et al. (1995) provides a review of the
impacts of noise on marine mammals. It is unclear whether activities,
such as oil exploration and development and shipping, adversely affect
critical behaviors such as reproductive success, population
productivity, and feeding activity. Some observations suggest that
marine mammals can habituate to high levels of sound (Geraci and St.
Aubin, 1980). However, playback experiments on gray and bowhead whales
indicate these whales actively avoid very loud sources of noise (Malme
et al., 1983).
While certain species of large whales have shown behavioral changes
in response to anthropogenic noise in the marine environment, there
have been few studies of the effects ofanthropogenic noise on right
whales specifically. In right whales, the level of sensitivity to noise
disturbance and vessel activity appears related to the behavior and
activity in which they are engaged at the time (Watkins, 1986; Mayo,
Watkins, and Kraus pers. comm., as cited in NMFS, 1991; Kraus and Mayo,
unpubl. data as cited in NMFS, 1991). In particular, feeding or
courting right whales may be relatively unresponsive to loud sounds
and, therefore, slow to react to approaching vessels or even oblivious
to them. In general, the impact of noise from shipping or industrial
activities on the communication, behavior, and distribution of right
whales remains unknown.
Conservation Efforts
When considering the listing of a species, section 4 (b)(1)(A) of
the ESA requires consideration of efforts by any State, foreign nation,
or political subdivision of a State or foreignnation to protect such
species. Such efforts would include measures by Native tribes and
organizations, local governments, and private organizations. Also,
Federal, tribal, state, andforeign recovery actions (16 U.S.C.
1533(f)), Federal consultation requirements (16 U.S.C. 1536), and
prohibitions on taking (16 U.S.C. 1538) constitute conservation
measures. On March 28, 2003, we and USFWS (the Services) published the
final policy for evaluating conservation efforts (PECE)(68 FR 15100).
The PECE provides guidance on evaluating current protectiveefforts
identified in conservation agreements, conservation plans, management
plans, or similar documents (developed by Federal agencies, state and
local governments, tribal governments, businesses, organizations, and
individuals) that have not yet been implemented, or have been
implemented but have not yet demonstrated effectiveness. The PECE
establishes two basic criteria for evaluating current conservation
efforts: (1) the certainty that the conservation efforts will be
implemented, and (2) the certainty that the efforts will be effective.
The PECE provides specific factors under these two basic criteria that
direct the analysis of adequacy and efficacy ofexisting conservation
efforts.
North Pacific right whales benefit from protections afforded by the
MMPA and the ESA (by virtue of their current inclusion as part of the
endangered northern right whale). Also, theMarine Conservation
Alliance, with support from NMFS, has developed an outreach program and
informational brochures to be distributed throughout the commercial
fishing industry to alertfishermen to the presence of right whales, and
to take proactive measures to avoid interaction. This Alliance is also
coordinating with commercial shipping interests to extend this network
sothat it might reach the commercial cargo vessels that transit the
North Pacific. The effectiveness of such voluntary measures has not
been determined.
The Canadian Department of Fisheries and Oceans has prepared a
draft National Recovery Strategy for the North Pacific right whale (E.
japonica) in Canadian waters in thePacific Ocean. At this time the
document has not been finalized.
Except for the IWC hunting ban noted above, we are not aware of any
other
[[Page 77703]]
conservation efforts undertaken by foreign nations specifically to
protect North Pacific right whales. We support the conservation efforts
currently in effect; however, these efforts lack certainty of
implementation and effectiveness. In developing our final listing
determination, we will consider the best available information
concerning these conservation efforts and any other protective efforts
for which we have information.
Proposed Listing Determination
We have reviewed the status of the North Pacific right whale,
considered the factors set forth in section 4 (a)(1) of the ESA, and
taken into account any conservation efforts to protect the species. We
conclude that the North Pacific right whale should be listed as an
endangered species under the ESA because it is in danger of extinction
throughout all of its range because of:(1) overutilization for
commercial, recreational, scientific or educational purposes; and (2)
other natural and manmade factors affecting its continued existence
(see above for a description of these section 4 (a)(1) factors). This
endangered determination is also supported by the fact that the factors
confounding recovery have not been thoroughly identified and may
continue to persist until more is known, and corrective actions can be
taken.
We also conclude that, at present, no protective or conservation
measures are in place that substantially mitigate the factors affecting
the future viability of this species. Based on the best available
information, we propose to list the North Pacific right whale under the
ESA as an endangered species.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits certain activities that directly or
indirectly affect endangered species. These prohibitions apply to all
individuals, organizations, and agencies subject to U.S. jurisdiction.
Sections 7(a)(2) and (4) of the ESA require Federal agencies to
consult with us to ensure that activities they authorize, fund, or
conduct are not likely to jeopardize the continued existence of a
listed species or a species proposed for listing, or to destroy or
adversely modify critical habitat or proposed critical habitat. If a
Federal action may affect a listed species or its critical habitat, the
responsible Federal agency must enter into consultation with us.
Examples of Federal actions that may affect the North Pacific right
whale include oil and gas development, seismic exploration, emerging
chemical contaminant practices, vessel operations, and fishery
management practices.
Sections 10(a)(1)(A) and (B) of the ESA authorize us to grant
exceptions to the ESA's Section 9 ''take'' prohibitions. Section
10(a)(1)(A) scientific research and enhancement permits may be issued
to entities (Federal and non-federal) for scientific purposes or to
enhance the propagation or survival of a listed species. The type of
activities potentially requiring a section 10(a)(1)(A) research/
enhancement permit include scientific research that targets North
Pacific right whales. Under section 10(a)(1)(B), the Secretary may
permit takings otherwise prohibited by section 9(a)(1)(B) if such
taking is incidental to, and not the purpose of, the carrying out of an
otherwise lawful activity.
NMFS Policies on Endangered and Threatened Fish and Wildlife
On July 1, 1994, we and FWS published a series of policies
regarding listings under the ESA, including a policy for peer review of
scientific data (59 FR 34270) and a policy to identify, to the maximum
extent possible, those activities that would or would not constitute a
violation of section 9 of the ESA (59 FR 34272).
Role of Peer Review
The intent of the peer review policy is to ensure that listings are
based on the best scientific and commercial data available. Prior to a
final listing, we will solicit the expert opinions of three qualified
specialists, concurrent with the public comment period. Independent
specialists will be selected from the academic and scientific
community, Federal and state agencies, and the private sector.
Identification of Those Activities That Would Constitute a Violation of
Section 9 of the ESA
The intent of this policy is to increase public awareness of the
effect of our ESA listing on proposed and ongoing activities within the
species' range. We will identify, to the extent known at the time of
the final rule, specific activities that will be considered likely to
result in violation of section 9, as well as activities that will not
be considered likely to result in violation. Activities that we believe
could result in violation of section 9 prohibitions against ``take'' of
the North Atlantic right whale include, but are not limited to, the
following: (1) Operating vessels in a manner that results in ship
strikes or disrupts foraging, resting, or care for young; (2) fishing
practices that can result in entanglement when lines, nets, or other
gear are placed in the water column; (4) discharging or dumping toxic
chemicals or other pollutants into areas used by North Pacific right
whales; (5) scientific research activities; (6) Land/water use or
fishing practices that result in reduced availability of prey species
during periods when North Pacific right whales are present.
We believe, based on the best available information, the following
actions will not result in a violation of Section 9: (1) federally
funded or approved projects for which ESA section 7 consultation has
been completed, and that are conducted in accordance with any terms and
conditions we provide in an incidental take statement accompanying a
biological opinion; and (2) takes of North Pacific right whales that
have been authorized by NMFS pursuant to section 10 of the ESA.
These lists are not exhaustive. They are intended to provide some
examples of the types of activities that we might or might not consider
as constituting a take of North Pacific right whales.
Critical Habitat
Section 4(a)(3)(A) of the ESA requires that, to the maximum extent
prudent and determinable, critical habitat be designated concurrently
with the final listing of a species under the ESA. Critical habitat has
previously been designated for the Northern right whale in the North
Pacific Ocean (71 FR 38277; July 6, 2006). The designation of the North
Pacific right whale as a new species under the ESA necessitates the
designation of critical habitat, replacing that previously designated.
We intend to propose designation of critical habitat for the North
Pacific right whale in a separate rulemaking.
Public Comments
To ensure that final action resulting from this proposed rule will
be as accurate and effective as possible and be based upon the best
available scientific and commercial information, we solicit comment
from the public, other governmental agencies, the scientific community,
industry, and any other interested parties. 50 CFR 424.16(c)(3)
requires the Secretary of Commerce to promptly hold at least one public
hearing if any person requests one within 45 days of publication of a
proposed regulation to list a species under the ESA. Requests for
public hearing must be made in writing (see DATES and ADDRESSES). Such
hearings provide the opportunity for interested individuals and parties
to give comments, exchange information and opinions, and engage in a
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constructive dialogue concerning this proposed rule. We encourage the
public's involvement in such ESA matters.
Classification
National Environmental Policy Act
The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the
information that may be considered when assessing species for listing
to the best scientific and commercial data available. Based on this
limitation of criteria for a listing decision and the opinion in
Pacific Legal Foundation v. Andrus, 675 F 2d 825 (6th Cir.1981), we
have concluded that ESA listing actions are not subject to the
environmental assessment requirements of the National Environmental
Policy Act. (see also NOAA Administrative Order 216-6.)
Executive Order (E.O.) 12866, Regulatory Flexibility Act and Paperwork
Reduction Act
As noted in the Conference Report on the 1982 amendments to the
ESA, economic impacts cannot be considered when assessing the status of
a species. Therefore, the economic analysis requirements of the
Regulatory Flexibility Act are not applicable to the listing process.
In addition, this rule is exempt from review under E. O. 12866. This
proposed rule does not contain a collection-of-information requirement
for the purposes of the Paperwork Reduction Act.
Federalism
E.O. 13132 requires agencies to take into account any federalism
impacts of regulations under development. It includes specific
consultation directives for situations where a regulation will preempt
state law, or impose substantial direct compliance costs on state and
local governments (unless required by statute). Neither of these
circumstances is applicable to this proposed listing determination. In
keeping with the intent of the Administration and Congress to provide
continuing and meaningful dialogue on issues of mutual State and
Federal interest, this proposed rule will be given to the relevant
state agencies in each state in which the North Pacific right whale is
believed to occur, who will be invited to comment.
Government-to-Government Relationship With Tribes E.O. 13175
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and agreements, which differentiate tribal
governments from the other entities that deal with, or are affected by,
the Federal Government. This relationship has given rise to a special
Federal trust responsibility involving the legal responsibilities and
obligations of the United States toward Indian Tribes and the
application of fiduciary standards of due care with respect to Indian
lands, tribal trust resources, and the exercise of tribal rights. E. O.
13175 - Consultation and Coordination with Indian Tribal Governments-
outlines the responsibilities of the Federal Government in matters
affecting tribal interests.
We have determined the proposed listing of the North Pacific right
whale would not have tribal implications, nor affect any tribal
governments or issues. The North Pacific right whale is not hunted by
Alaskan Natives for traditional use or subsistence purposes.
References Cited
A complete list of all references cited in this rulemaking is
available upon request from the NMFS (see ADDRESSES).
List of Subjects in 50 CFR Part 224
Administrative practice and procedure, Endangered and threatened
species, Exports, Imports, Reporting and recordkeeping requirements,
Transportation.
Dated: December 20, 2006.
Samuel D. Rauch III.,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, we propose to amend 50 CFR
part 224 as follows:
PART 224 ENDANGERED MARINE AND ANADROMOUS SPECIES
1. The authority citation for part 224 continues to read as
follows:
Authority: 16 U.S.C. 1531-1543 and 16 U.S.C. 1361 et seq.
2. Revise Sec. 224.101(b) to read as follows:
Sec. 224.101 Enumeration of endangered marine and anadromous species.
* * * * *
(b) Marine mammals. Blue whale (Balaenoptera musculus); Bowhead
whale (Balaena mysticetus); Caribbean monk seal (Monachus tropicalis);
Chinese river dolphin (Lipotes vexillifer); Cochito (Phocoena sinus);
Fin or finback whale (Balaenoptera physalus); Hawaiian monk seal
(Monachus schauinslandi); Humpback whale (Megaptera novaeangliae);
Indus River dolphin (Platanista minor); Mediterranean monk seal
(Monachus monachus); North Pacific right whale (Eubalaena japonica);
Saimaa seal (Phoca hispida saimensis); Sei whale (Balaenoptera
borealis); Sperm whale (Physeter catodon); Western North Pacific
(Korean) gray whale (Eschrichtius robustus); Steller sea lion, western
population, (Eumetopias jubatus), which consist