Notice of Availability of Final 2006 Effluent Guidelines Program Plan, 76644-76667 [E6-21825]
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76644
Federal Register / Vol. 71, No. 245 / Thursday, December 21, 2006 / Notices
control numbers in certain EPA
regulations is consolidated in 40 CFR
part 9.
Abstract: The Environmental
Protection Agency (EPA) is required
under section 111 of the Clean Air Act,
as amended, to collect data. The
information will be used by Agency
enforcement personnel to (1) Identify
existing sources subject to these
standards; (2) ensure that Best
Demonstrated Technology is being
properly applied; and (3) ensure that the
emission control devise is being
properly operated and maintained on a
continuous basis. In addition, records
and reports are necessary to enable the
EPA to identify those site remediation
facilities that may not be in compliance
with these standards. Based on reported
information, the EPA can decide which
facilities should be inspected and what
records or processes should be
inspected at the facilities. The records
that site remediation facilities maintain
would indicate to the EPA whether the
personnel are operating and maintaining
control equipment properly. The type of
data required is principally emissions
data (through parametric monitoring)
and would not be confidential. If any
information is submitted to the EPA for
which a claim of confidentiality is
made, the information would be
safeguarded according to the Agency
policies set forth in 40 CFR, chapter 1,
part 2, subpart B.
Burden Statement: The annual public
reporting and record keeping burden for
this collection of information is
estimated to average 219 hours per
response. Burden means the total time,
effort, or financial resources expended
by persons to generate, maintain, retain,
or disclose or provide information to or
for a Federal agency. This includes the
time needed to review instructions;
develop, acquire, install, and utilize
technology and systems for the purposes
of collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to
respond to a collection of information;
search data sources; complete and
review the collection of information;
and transmit or otherwise disclose the
information.
Respondents/Affected Entities: Site
remediation facilities.
Estimated Number of Respondents:
286.
Frequency of Response: On occasion
and semiannually.
Estimated Total Annual Hour Burden:
125,027.
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Estimated Total Annual Cost:
$582,000 for operating and maintenance
costs. There are no capital/startup costs
associated with this ICR.
Change in Estimates: There is a
decrease in hours in the total estimated
burden currently identified in the OMB
Inventory of Approved ICR Burdens.
This decrease is not due to any program
changes. Over the past three years, the
respondents completed those activities
required to achieve initial compliance.
Such activities are more burdensome
than the burden associated with the rule
requirements for continuing compliance
as addressed by this ICR. Hence, there
is a decrease in burden.
Dated: December 13, 2006.
Oscar Morales,
Director, Collection Strategies Division.
[FR Doc. E6–21892 Filed 12–20–06; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[IL229–2; FRL–8259–4]
Notice of Prevention of Significant
Deterioration Final Determination for
City of Springfield
Environmental Protection
Agency (EPA).
ACTION: Notice of final action.
AGENCY:
SUMMARY: This notice announces that on
November 22, 2006, the Environmental
Appeals Board (EAB) of the EPA
dismissed with predjudice a petition for
review of a federal Prevention of
Significant Deterioration (PSD) permit
issued to City of Springfield, Illinois, by
the Illinois Environmental Protection
Agency (IEPA).
DATES: The effective date for the EAB’s
decision is November 22, 2006.
Pursuant to Section 307(b)(1) of the
Clean Air Act, 42 U.S.C. 7607(b)(1),
judicial review of this permit decision,
to the extent it is available, may be
sought by filing a petition for review in
the United States Court of Appeals for
the Seventh Circuit within 60 days of
December 21, 2006.
ADDRESSES: The documents relevant to
the above action are available for public
inspection during normal business
hours at the following address:
Environmental Protection Agency,
Region 5, 77 West Jackson Boulevard
(AR–18J), Chicago, Illinois 60604. To
arrange viewing of these documents,
call Constantine Blathras at (312) 886–
0671.
FOR FURTHER INFORMATION CONTACT:
Constantine Blathras, Air and Radiation
Division, Air Programs Branch,
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Environmental Protection Agency,
Region 5, 77 W. Jackson Boulevard (AR–
18J), Chicago, Illinois 60604. Anyone
who wishes to review the EAB decision
can obtain it at https://www.epa.gov/
eab/.
SUPPLEMENTARY INFORMATION:
Notification of EAB Final Decision
The IEPA, acting under authority of a
PSD delegation agreement, issued a PSD
permit to the City of Springfield on
August 10, 2006, granting approval to
construct a new 250 megawatt coal-fired
electric generating unit at the City of
Springfield’s existing power plant in
Sangamon County, Illinois. On
September 12, 2006, the Sierra Club
filed a petition for review of the
conditions of the Prevention of
Significant Deterioration Permit No.
167120AAO (Application No. 041
10050) which was issued to the City of
Springfield, lllinois. On November 17,
2006, the Sierra Club voluntarily
withdrew its petition for review in this
matter and requested that the EAB enter
an order dismissing its petition for
review in this matter with prejudice.
The Sierra Club requested dismissal
because the parties had reached an
agreement that obviated the need for
further litigation. On November 22,
2006, the EAB granted the Sierra Club’s
motion and the petition for review was
dismissed with prejudice.
Dated: December 12, 2006.
Bharat Mathur,
Deputy Regional Administrator, Region 5.
[FR Doc. E6–21888 Filed 12–20–06; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OW–2004–0032; FRL–8259–1]
RIN 2040–AE76
Notice of Availability of Final 2006
Effluent Guidelines Program Plan
Environmental Protection
Agency (EPA).
ACTION: Notice of Final 2006 Effluent
Guidelines Program Plan.
AGENCY:
SUMMARY: EPA establishes national
technology-based regulations known as
effluent guidelines and pretreatment
standards to reduce pollutant discharges
from categories of industry discharging
directly to waters of the United States or
discharging indirectly through Publicly
Owned Treatment Works (POTWs). The
Clean Water Act (CWA) sections 301(d),
304(b), 304(g), and 307(b) require EPA
to annually review these effluent
guidelines and pretreatment standards.
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Federal Register / Vol. 71, No. 245 / Thursday, December 21, 2006 / Notices
This notice presents EPA’s 2006 review
of existing effluent guidelines and
pretreatment standards. It also presents
EPA’s evaluation of indirect dischargers
without categorical pretreatment
standards to identify potential new
categories for pretreatment standards
under CWA sections 304(g) and 307(b).
This notice also presents the final 2006
Effluent Guidelines Program Plan (‘‘final
2006 Plan’’), which, as required under
CWA section 304(m), identifies any new
or existing industrial categories selected
for effluent guidelines rulemaking and
provides a schedule for such
rulemaking. CWA section 304(m)
requires EPA to biennially publish such
a plan after public notice and comment.
The Agency published the preliminary
2006 Plan on August 29, 2005 (70 FR
51042). This notice also provides EPA’s
preliminary thoughts concerning its
2007 annual reviews under CWA
sections 301(d), 304(b), 304(g) and
307(b) and solicits comments, data and
information to assist EPA in performing
these reviews. EPA intends to continue
a detailed study of the steam electric
power generating industry and start
detailed studies for the following
industrial sectors: the coal mining
industry, the health services industry,
and the coalbed methane industry,
which is part of the oil and gas
extraction industry. Finally, after two
public comment periods, this notice
discusses how EPA incorporates
elements from the draft Strategy for
National Clean Water Industrial
Regulations (Strategy) into its effluent
guidelines reviews and planning.
ADDRESSES: Submit your comments,
data and information for the 2007
annual review, identified by Docket ID
No. EPA–HQ–OW–2006–0771, by one of
the following methods:
(1) www.regulations.gov. Follow the
on-line instructions for submitting
comments.
(2) E-mail: OW-Docket@epa.gov,
Attention Docket ID No. EPA–HQ–OW–
2006–0771.
(3) Mail: Water Docket,
Environmental Protection Agency,
Mailcode: 4203M, 1200 Pennsylvania
Ave., NW., Washington, DC 20460,
Attention Docket ID No. EPA–HQ–OW–
2006–0771. Please include a total of 3
copies.
(4) Hand Delivery: Water Docket, EPA
Docket Center, EPA West, Room B102,
1301 Constitution Ave., NW.,
Washington, DC, Attention Docket ID
No. EPA–HQ–OW–2006–0771. Such
deliveries are only accepted during the
Docket’s normal hours of operation and
special arrangements should be made.
Instructions: Direct your comments to
Docket ID No. EPA-HQ-OW–2006–0771.
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EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The federal regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you send an e-mail
comment directly to EPA without going
through regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the docket
are listed in the index at
www.regulations.gov. Although listed in
the index, some information is not
publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically at www.regulations.gov or
in hard copy at the Water Docket in the
EPA Docket Center, EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the Water Docket is (202)
566–2426.
Key documents providing additional
information about EPA’s annual reviews
and the final 2006 Effluent Guidelines
Program Plan include the following:
• Interim Detailed Study Report for
the Steam Electric Power Generating
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Point Source Category, EPA–821–R–06–
015, DCN 3401;
• Final Report: Pulp, Paper, and
Paperboard Detailed Study, EPA–821–
R–06–016, DCN 3400;
• Final Engineering Report: Tobacco
Products Processing Detailed Study,
EPA–821–R–06–017, DCN 3395; and
• Technical Support Document for
the 2006 Effluent Guidelines Program
Plan, EPA–821–R–06–018, DCN 3402.
FOR FURTHER INFORMATION CONTACT: Mr.
Carey A. Johnston at (202) 566–1014 or
johnston.carey@epa.gov, or Ms. Jan
Matuszko at (202) 566–1035 or
matuszko.jan@epa.gov.
SUPPLEMENTARY INFORMATION:
How Is This Document Organized?
The outline of this notice follows.
I. General Information
II. Legal Authority
III. What Is the Purpose of This Federal
Register Notice?
IV. Background
V. EPA’s 2006 Annual Review of Existing
Effluent Guidelines and Pretreatment
Standards Under CWA Sections 301(d),
304(b), 304(g), and 307(b)
VI. EPA’s 2007 Annual Review of Existing
Effluent Guidelines and Pretreatment
Standards Under CWA Sections 301(d),
304(b), 304(g), and 307(b)
VII. EPA’s Evaluation of Categories of
Indirect Dischargers Without Categorical
Pretreatment Standards To Identify
Potential New Categories for
Pretreatment Standards
VIII. The Final 2006 Effluent Guidelines
Program Plan Under Section 304(m)
IX. Status of ‘‘Strategy for National Clean
Water Industrial Regulations’’ and EPA’s
Effluent Guidelines Reviews and
Planning
I. General Information
A. Does This Action Apply to Me?
This notice simply provides a
statement of the Agency’s effluent
guidelines review and planning
processes and priorities at this time, and
does not contain any regulatory
requirements.
B. What Should I Consider as I Prepare
My Comments for EPA for the 2007
Review?
1. Submitting Confidential Business
Information
Do not submit this information to EPA
through www.regulations.gov or e-mail.
Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information in a disk or CD–
ROM that you mail to EPA, mark the
outside of the disk or CD–ROM as CBI
and then identify electronically within
the disk or CD–ROM the specific
information that is claimed as CBI. In
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addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments,
remember to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions—The agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
• Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
II. Legal Authority
This notice is published under the
authority of the CWA, 33 U.S.C. 1251,
et seq., and in particular sections 301(d),
304(b), 304(g), 304(m), 306, and 307(b),
33 U.S.C. 1311(d), 1314(b), 1314(g),
1314(m), 1316, and 1317.
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III. What Is the Purpose of This Federal
Register Notice?
This notice presents EPA’s 2006
review of existing effluent guidelines
and pretreatment standards under CWA
sections 301(d), 304(b), 304(g) and
307(b). It also presents EPA’s evaluation
of indirect dischargers without
categorical pretreatment standards to
identify potential new categories for
pretreatment standards under CWA
sections 304(g) and 307(b). This notice
also presents the final 2006 Effluent
Guidelines Program Plan (‘‘final 2006
Plan’’), which, as required under CWA
section 304(m), identifies any new or
existing industrial categories selected
for effluent guidelines rulemaking and
provides a schedule for such
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rulemaking. CWA section 304(m)
requires EPA to biennially publish such
a plan after public notice and comment.
The Agency published the preliminary
2006 Plan on August 29, 2005 (70 FR
51042). This notice also provides EPA’s
preliminary thoughts concerning its
2007 annual reviews under CWA
sections 301(d), 304(b), 304(g) and
307(b) and solicits comments, data and
information to assist EPA in performing
these reviews. Finally, after two public
comment periods, this notice discusses
how EPA incorporates elements from
the draft Strategy for National Clean
Water Industrial Regulations (Strategy)
into its effluent guidelines reviews and
planning.
IV. Background
A. What Are Effluent Guidelines and
Pretreatment Standards?
The CWA directs EPA to promulgate
effluent limitations guidelines and
standards that reflect pollutant
reductions that can be achieved by
categories or subcategories of industrial
point sources using specific
technologies. See CWA sections
301(b)(2), 304(b), 306, 307(b), and
307(c). For point sources that introduce
pollutants directly into the waters of the
United States (direct dischargers), the
effluent limitations guidelines and
standards promulgated by EPA are
implemented through National
Pollutant Discharge Elimination System
(NPDES) permits. See CWA sections
301(a), 301(b), and 402. For sources that
discharge to POTWs (indirect
dischargers), EPA promulgates
pretreatment standards that apply
directly to those sources and are
enforced by POTWs and State and
Federal authorities. See CWA sections
307(b) and (c).
1. Best Practicable Control Technology
Currently Available (BPT)—CWA
Sections 301(b)(1)(A) & 304(b)(1)
EPA defines Best Practicable Control
Technology Currently Available (BPT)
effluent limitations for conventional,
toxic, and non-conventional pollutants.
Section 304(a)(4) designates the
following as conventional pollutants:
biochemical oxygen demand (BOD5),
total suspended solids, fecal coliform,
pH, and any additional pollutants
defined by the Administrator as
conventional. The Administrator
designated oil and grease as an
additional conventional pollutant on
July 30, 1979 (44 FR 44501). EPA has
identified 65 pollutants and classes of
pollutants as toxic pollutants, of which
126 specific substances have been
designated priority toxic pollutants. See
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Appendix A to part 423. All other
pollutants are considered to be nonconventional.
In specifying BPT, EPA looks at a
number of factors. EPA first considers
the total cost of applying the control
technology in relation to the effluent
reduction benefits. The Agency also
considers the age of the equipment and
facilities, the processes employed, and
any required process changes,
engineering aspects of the control
technologies, non-water quality
environmental impacts (including
energy requirements), and such other
factors as the EPA Administrator deems
appropriate. See CWA section
304(b)(1)(B). Traditionally, EPA
establishes BPT effluent limitations
based on the average of the best
performances of facilities within the
industry of various ages, sizes,
processes, or other common
characteristics. Where existing
performance is uniformly inadequate,
BPT may reflect higher levels of control
than currently in place in an industrial
category if the Agency determines that
the technology can be practically
applied.
2. Best Conventional Pollutant Control
Technology (BCT)—CWA Sections
301(b)(2)(E) & 304(b)(4)
The 1977 amendments to the CWA
required EPA to identify effluent
reduction levels for conventional
pollutants associated with Best
Conventional Pollutant Control
Technology (BCT) for discharges from
existing industrial point sources. In
addition to considering the other factors
specified in section 304(b)(4)(B) to
establish BCT limitations, EPA also
considers a two part ‘‘costreasonableness’’ test. EPA explained its
methodology for the development of
BCT limitations in 1986. See 51 FR
24974 (July 9, 1986).
3. Best Available Technology
Economically Achievable (BAT)—CWA
Sections 301(b)(2)(A) & 304(b)(2)
For toxic pollutants and nonconventional pollutants, EPA
promulgates effluent guidelines based
on the Best Available Technology
Economically Achievable (BAT). See
CWA section 301(b)(2)(A), (C), (D) and
(F). The factors considered in assessing
BAT include the cost of achieving BAT
effluent reductions, the age of
equipment and facilities involved, the
process employed, potential process
changes, non-water quality
environmental impacts, including
energy requirements, and other such
factors as the EPA Administrator deems
appropriate. See CWA section
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304(b)(2)(B). The technology must also
be economically achievable. See CWA
section 301(b)(2)(A). The Agency retains
considerable discretion in assigning the
weight accorded to these factors. BAT
limitations may be based on effluent
reductions attainable through changes
in a facility’s processes and operations.
Where existing performance is
uniformly inadequate, BAT may reflect
a higher level of performance than is
currently being achieved within a
particular subcategory based on
technology transferred from a different
subcategory or category. BAT may be
based upon process changes or internal
controls, even when these technologies
are not common industry practice.
4. New Source Performance Standards
(NSPS)—CWA Section 306
New Source Performance Standards
(NSPS) reflect effluent reductions that
are achievable based on the best
available demonstrated control
technology. New sources have the
opportunity to install the best and most
efficient production processes and
wastewater treatment technologies. As a
result, NSPS should represent the most
stringent controls attainable through the
application of the best available
demonstrated control technology for all
pollutants (i.e., conventional, nonconventional, and priority pollutants).
In establishing NSPS, EPA is directed to
take into consideration the cost of
achieving the effluent reduction and any
non-water quality environmental
impacts and energy requirements.
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5. Pretreatment Standards for Existing
Sources (PSES)—CWA Section 307(b)
Pretreatment Standards for Existing
Sources (PSES) are designed to prevent
the discharge of pollutants that pass
through, interfere with, or are otherwise
incompatible with the operation of
publicly-owned treatment works
(POTWs), including sludge disposal
methods at POTWs. Pretreatment
standards for existing sources are
technology-based and are analogous to
BAT effluent limitations guidelines.
The General Pretreatment
Regulations, which set forth the
framework for the implementation of
national pretreatment standards, are
found at 40 CFR part 403.
6. Pretreatment Standards for New
Sources (PSNS)—CWA Section 307(c)
Like PSES, Pretreatment Standards for
New Sources (PSNS) are designed to
prevent the discharges of pollutants that
pass through, interfere with, or are
otherwise incompatible with the
operation of POTWs. PSNS are to be
issued at the same time as NSPS. New
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indirect dischargers have the
opportunity to incorporate into their
facilities the best available
demonstrated technologies. The Agency
considers the same factors in
promulgating PSNS as it considers in
promulgating NSPS.
B. What Are EPA’s Review and Planning
Obligations Under Sections 301(d),
304(b), 304(g), 304(m), and 307(b)?
1. EPA’s Review and Planning
Obligations Under Sections 301(d),
304(b), and 304(m)—Direct Dischargers
Section 304(b) requires EPA to review
its existing effluent guidelines for direct
dischargers each year and to revise such
regulations ‘‘if appropriate.’’ Section
304(m) supplements the core
requirement of section 304(b) by
requiring EPA to publish a plan every
two years announcing its schedule for
performing this annual review and its
schedule for rulemaking for any effluent
guideline selected for possible revision
as a result of that annual review. Section
304(m) also requires the plan to identify
categories of sources discharging nontrivial amounts of toxic or nonconventional pollutants for which EPA
has not published effluent limitations
guidelines under section 304(b)(2) or
NSPS under section 306. See CWA
section 304(m)(1)(B); S. Rep. No. 50,
99th Cong., 1st Sess. (1985); WQA87
Leg. Hist. 31 (indicating that section
304(m)(1)(B) applies to ‘‘non-trivial
discharges.’’). Finally, under section
304(m), the plan must present a
schedule for promulgating effluent
guidelines for industrial categories for
which it has not already established
such guidelines, providing for final
action on such rulemaking not later than
three years after the industrial category
is identified in a final Plan.1 See CWA
section 304(m)(1)(C). EPA is required to
publish its preliminary Plan for public
comment prior to taking final action on
the plan. See CWA section 304(m)(2).
In addition, CWA section 301(d)
requires EPA to review every five years
the effluent limitations required by
CWA section 301(b)(2) and to revise
them if appropriate pursuant to the
procedures specified in that section.
Section 301(b)(2), in turn, requires point
1 EPA recognizes that one court—the U.S District
Court for the Central District of California—has
found that EPA has a duty to promulgate effluent
guidelines within three years for new categories
identified in the Plan. See NRDC et al. v. EPA, No.
04–8307, 2006 WL 1834260 (C.D. Ca, June 27,
2006). However, EPA continues to believe that the
mandatory duty under section 304(m)(1)(c) is
limited to providing a schedule for concluding the
effluent guidelines rulemaking—not necessarily
promulgating effluent guidelines—within three
years, and is considering whether to appeal this
decision.
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sources to achieve effluent limitations
reflecting the application of the best
available technology economically
achievable (for toxic pollutants and nonconventional pollutants) and the best
conventional pollutant control
technology (for conventional
pollutants), as determined by EPA
under sections 304(b)(2) and 304(b)(4),
respectively. For nearly three decades,
EPA has implemented sections 301 and
304 through the promulgation of
effluent limitations guidelines, resulting
in regulations for 56 industrial
categories. See E.I. du Pont de Nemours
& Co. v. Train, 430 U.S. 113 (1977).
Consequently, as part of its annual
review of effluent limitations guidelines
under section 304(b), EPA is also
reviewing the effluent limitations they
contain, thereby fulfilling its obligations
under sections 301(d) and 304(b)
simultaneously.
2. EPA’s Review and Planning
Obligations Under Sections 304(g) and
307(b)—Indirect Dischargers
Section 307(b) requires EPA to revise
its pretreatment standards for indirect
dischargers (‘‘from time to time, as
control technology, processes, operating
methods, or other alternatives change.’’
See CWA section 307(b)(2). Section
304(g) requires EPA to annually review
these pretreatment standards and revise
them ‘‘if appropriate.’’ Although section
307(b) only requires EPA to review
existing pretreatment standards ‘‘from
time to time,’’ section 304(g) requires an
annual review. Therefore, EPA meets its
304(g) and 307(b) review requirements
by reviewing all industrial categories
subject to existing categorical
pretreatment standards on an annual
basis to identify potential candidates for
revision.
Section 307(b)(1) also requires EPA to
promulgate pretreatment standards for
pollutants not susceptible to treatment
by POTWs or that would interfere with
the operation of POTWs, although it
does not provide a timing requirement
for the promulgation of such new
pretreatment standards. EPA, in its
discretion, periodically evaluates
indirect dischargers not subject to
categorical pretreatment standards to
identify potential candidates for new
pretreatment standards. The CWA does
not require EPA to publish its review of
pretreatment standards or identification
of potential new categories, although
EPA is exercising its discretion to do so
in this notice.
EPA intends to repeat this publication
schedule for future pretreatment
standards reviews (e.g., EPA will
publish the 2007 annual pretreatment
standards review in the notice
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containing the Agency’s 2007 annual
review of existing effluent guidelines
and the preliminary 2008 Plan). EPA
intends that these contemporaneous
reviews will provide meaningful insight
into EPA’s effluent guidelines and
pretreatment standards program
decision-making. Additionally, by
providing a single notice for these and
future reviews, EPA hopes to provide a
consolidated source of information for
the Agency’s current and future effluent
guidelines and pretreatment standards
program reviews.
V. EPA’s 2006 Annual Review of
Existing Effluent Guidelines and
Pretreatment Standards Under CWA
Sections 301(d), 304(b), 304(g), and
307(b)
guidelines rulemaking at this time. EPA
does, however, intend to conduct more
focused detailed reviews in the 2007
and 2008 annual reviews of the effluent
guidelines for the following categories:
Steam Electric Power Generating (Part
423), Coal Mining (Part 434), Oil and
Gas Extraction category (Part 435) (only
to assess whether to revise the limits to
include Coal Bed Methane extraction as
a new subcategory), and Hospitals (Part
460).2 As part of its detailed study of the
Coal Bed Methane extraction industry,
EPA plans to seek approval for an
Information Collection Request (ICR) to
gather data from the industry. See
Sections V.B.2 and VII.D.
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2. How did EPA’s 2005 annual review
influence its 2006 annual review of
A. What Process Did EPA Use To Review point source categories with existing
effluent guidelines and pretreatment
Existing Effluent Guidelines and
standards?
Pretreatment Standards Under CWA
Section 301(d), 304(b), 304(g), and
In view of the annual nature of its
307(b)?
reviews of existing effluent guidelines
and pretreatment standards, EPA
1. Overview
believes that each annual review can
In its 2006 annual review, EPA
and should influence succeeding annual
reviewed all industrial categories
reviews, e.g., by indicating data gaps,
subject to existing effluent limitations
identifying new pollutants or pollution
guidelines and pretreatment standards,
reduction technologies, or otherwise
representing a total of 56 point source
highlighting industrial categories for
categories and over 450 subcategories.
additional scrutiny in subsequent years.
This review consisted of a screening
During its 2005 annual review, which
level review of all existing industrial
concluded in September 2005, EPA
categories based on the hazard
started detailed studies of the existing
associated with discharges from each
effluent guidelines and pretreatment
category and other factors identified by
standards for two industrial categories:
EPA as appropriate for prioritizing
Pulp, Paper, and Paperboard (Part 430)
effluent guidelines and pretreatment
and Steam Electric Power Generating
standards for possible revision. For
(Part 423). In addition, EPA identified
categories prioritized based on the
eleven other priority industrial
screening-level review, EPA conducted
categories as candidates for further
further review—a ‘‘detailed study’’ of
study in the 2006 reviews based on the
two categories (i.e., Steam Electric
toxic discharges reported to the Toxics
Power Generation and Pulp, Paper, and
Release Inventory (TRI) and Permit
Paperboard categories—and a less
Compliance System (PCS). EPA
intensive ‘‘prioritized category review’’
published the findings from its 2005
of eleven categories—in order to
annual review with its preliminary 2006
determine whether it would be
Plan (August 29, 2005; 70 FR 51042),
appropriate to identify these categories
for effluent guidelines rulemaking. EPA making the data collected available for
public comment. Docket No. EPA–HQ–
also took a closer look at several
OW–2004–0032. EPA used the findings,
stakeholder identified categories to
data and comments on the 2005 annual
determine whether they warranted
review to inform its 2006 annual review.
additional review. Together, these
reviews discharged EPA’s obligations to The 2006 review also built on the
previous reviews by continuing to use
annually review both existing effluent
the screening methodology,
limitations guidelines for direct
incorporating some refinements to
dischargers under CWA sections 301(d)
assigning discharges to categories and
and 304(b) and existing pretreatment
standards for indirect dischargers under
CWA sections 304(g) and 307(b).
Based on this review, and in light of
the effluent guidelines rulemakings and
detailed studies currently in progress
based on prior annual reviews and other
events, EPA is not identifying any
existing categories for effluent
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2 Based on available information, hospitals
consist mostly of indirect dischargers for which
EPA has not established pretreatment standards. As
discussed in Section VII.D, EPA is including
hospitals in its review of the Health Services
Industry, a potential new category for pretreatment
standards. As part of that process, EPA will review
the existing effluent guidelines for the few direct
dischargers in the category.
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updating toxic weighting factors used to
estimate potential hazards of toxic
pollutant discharges. In its 2006
reviews, EPA completed its detailed
study of the Pulp and Paper industry.
EPA intends to continue its detailed
study of the Steam Electric industry in
its 2007 annual review.
3. What actions did EPA take in
performing its 2006 annual reviews of
existing effluent guidelines and
pretreatment standards?
a. Screening-Level Review
The first component of EPA’s 2006
annual review consisted of a screeninglevel review of all industrial categories
subject to existing effluent guidelines or
pretreatment standards. As a starting
point for this review, EPA examined
screening-level data from its 2005
annual reviews. In its 2005 annual
reviews, EPA focused its efforts on
collecting and analyzing data to identify
industrial categories whose pollutant
discharges potentially pose the greatest
hazard to human health or the
environment because of their toxicity
(i.e., highest estimates of toxic-weighted
pollutant discharges). In particular, EPA
ranked point source categories
according to their discharges of toxic
and non-conventional pollutants
(reported in units of toxic-weighted
pound equivalent or TWPE), based
primarily on data from TRI and PCS.
EPA calculated the TWPE using
pollutant-specific toxic weighting
factors (TWFs). Where data are
available, these TWFs reflect both
aquatic life and human health effects.
For each facility that reports to TRI or
PCS, EPA multiplies the pounds of
discharged pollutants by pollutantspecific TWFs. This calculation results
in an estimate of the discharged toxicweighted pound equivalents, which
EPA then uses to assess the hazard
posed by these toxic and nonconventional pollutant discharges to
human health or the environment. EPA
repeated this process for the 2006
annual reviews using the most recent
TRI data (2003). EPA also examined the
potential usability of PCS data (2002) for
evaluating nutrient discharges and
discovered several complications in
calculating the pollutant load attributed
to nutrients. EPA intends to pursue
means for improving the data review for
nutrients discharges in future effluent
guidelines reviews. The full description
of EPA’s methodology for the 2006
screening-level review is presented in
the final Technical Support Document
(TSD) for the 2006 Plan (see DCN 3402)
and in the Docket (see EPA–HQ–OW–
2004–0032) accompanying this notice.
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EPA is continuously investigating and
solicits comment on how to improve its
analyses. EPA made a few such
improvements to the screening-level
review methodology from the 2005 to
the 2006 annual review. As part of the
2006 screening level review, EPA
corrected the PCSLoads2002 and
TRIReleases2002 databases, by
addressing issues raised in comments
(e.g., updating TWFs and average POTW
pollutant removal efficiencies for a
number of pollutants) and collecting
additional information from individual
facilities that report to TRI or PCS. EPA
also started a process for conducting a
peer review of its development and use
of TWFs (see DCN 03333).
EPA also continued to use the quality
assurance project plan (QAPP)
developed for the 2005 annual review to
document the type and quality of data
needed to make the decisions in this
annual review and to describe the
methods for collecting and assessing
those data (see EPA–HQ–OW–2004–
0032–0050). EPA used the following
document to develop the QAPP for this
annual review: ‘‘EPA Requirements for
QA Project Plans (QA/R–5), EPA–240–
B01–003.’’ Using the QAPP as a guide,
EPA performed extensive quality
assurance checks on the data used to
develop estimates of toxic-weighted
pollutant discharges (i.e., verifying 2003
discharge data reported to TRI and the
2002 discharges of nutrients reported to
PCS) to determine if any of the pollutant
discharge estimates relied on incorrect
or suspect data. For example, EPA
contacted facilities and permit writers to
confirm and, as necessary, corrected TRI
and PCS data for facilities that EPA had
identified in its screening-level review
as the significant dischargers of
nutrients and of toxic and nonconventional pollution.
Based on this methodology, EPA
prioritized for potential revision
industrial categories that offered the
greatest potential for reducing hazard to
human health and the environment.
EPA assigned those categories with the
lowest estimates of toxic-weighted
pollutant discharges a lower priority for
revision (i.e., industrial categories
marked ‘‘3’’ in the ‘‘Findings’’ column
in Table V–1).
In order to further focus its inquiry
during the 2006 annual review, EPA did
not prioritize for potential revision
categories for which effluent guidelines
had been recently promulgated or
revised, or for which effluent guidelines
rulemaking was currently underway
(i.e., industrial categories marked ‘‘1’’ in
the ‘‘Findings’’ column in Table V–1).
For example, EPA excluded facilities
that are associated with the Chlorine
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and Chlorinated Hydrocarbon (CCH)
Manufacturing effluent guidelines
rulemaking (formerly known as the
‘‘Vinyl Chloride and Chlor-Alkali
Manufacturing’’ effluent guidelines
rulemaking) currently underway,
subtracting the pollutant discharges
from these facilities in its 2006 hazard
assessment of the Organic Chemicals,
Plastics, and Synthetic Fibers (OCPSF)
and Inorganic Chemicals point source
categories to which CCH facilities
belong.
Additionally, EPA applied less
scrutiny to industrial categories for
which EPA had promulgated effluent
guidelines or pretreatment standards
within the past seven years. EPA chose
seven years because this is the time it
customarily takes for the effects of
effluent guidelines or pretreatment
standards to be fully reflected in
pollutant loading data and TRI reports
(in large part because effluent
limitations guidelines are often
incorporated into NPDES permits only
upon re-issuance, which could be up to
five years after the effluent guidelines or
pretreatment standards are
promulgated). Because there are 56
point source categories (including over
450 subcategories) with existing effluent
guidelines and pretreatment standards
that must be reviewed annually, EPA
believes it is important to prioritize its
review so as to focus on industries
where changes to the existing effluent
guidelines or pretreatment standards are
most likely to be needed. In general,
industries for which new or revised
effluent guidelines or pretreatment
standards have recently been
promulgated are less likely to warrant
such changes. However, in cases where
EPA becomes aware of the growth of a
new industrial activity within a category
for which EPA has recently revised
effluent guidelines or pretreatment
standards, or where new concerns are
identified for previously unevaluated
pollutants discharged by facilities
within the industrial category, EPA
would apply more scrutiny to the
category in a subsequent review. EPA
identified no such instance during the
2006 annual review.
EPA also did not prioritize for
potential revision at this time categories
for which EPA lacked sufficient data to
determine whether revision would be
appropriate. For industrial categories
marked ‘‘5’’ in Table V–1, EPA lacks
sufficient information on the magnitude
of the toxic-weighted pollutant
discharges associated with these
categories. EPA will seek additional
information on the discharges from
these categories in the next annual
review in order to determine whether a
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detailed study is warranted. EPA
typically performs a further assessment
of the pollutant discharges before
starting a detailed study of an industrial
category. This assessment provides an
additional level of quality assurance on
the reported pollutant discharges and
number of facilities that represent the
majority of toxic-weighted pollutant
discharges. EPA may also develop a
preliminary list of potential wastewater
pollutant control technologies before
conducting a detailed study. See the
appropriate section in the TSD for the
2006 Plan (DCN 3402) for EPA’s data
needs for these industrial categories. For
industrial categories marked ‘‘4’’ in
Table V–1, EPA has sufficient
information on the toxic-weighted
pollutant discharges associated with
these categories to start a detailed study
of these industrial categories in the 2007
annual review. EPA intends to use the
detailed study to obtain information on
hazard, availability and cost of
technology options, and other factors in
order to determine if it would be
appropriate to identify the category for
possible effluent guidelines revision. In
the 2007 annual review, EPA will
conduct detailed studies of four such
categories.
As part of its 2006 annual review,
EPA also considered the number of
facilities responsible for the majority of
the estimated toxic-weighted pollutant
discharges associated with an industrial
activity. Where only a few facilities in
a category accounted for the vast
majority of toxic-weighted pollutant
discharges (i.e., categories marked ‘‘(2)’’
in the ‘‘Findings’’ column in Table V–
1), EPA did not prioritize the category
for potential revision. EPA believes that
revision of individual permits for such
facilities may be more effective than a
revised national effluent guideline at
addressing the hazard from the category
because individual permit requirements
can be better tailored to these few
facilities and may take considerably less
time to establish than a national effluent
guideline. The Docket accompanying
this notice lists facilities that account
for the vast majority of the estimated
toxic-weighted pollutant discharges for
particular categories (see DCN 3402).
For these facilities, EPA will consider
identifying pollutant control and
pollution prevention technologies that
will assist permit writers in developing
facility-specific, technology-based
effluent limitations on a best
professional judgment (BPJ) basis. In
future annual reviews, EPA also intends
to re-evaluate each category based on
the information available at the time in
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order to evaluate the effectiveness of the
BPJ permit-based support.
EPA received comments urging the
Agency to encourage and recognize
voluntary efforts by industry to reduce
pollutant discharges, especially when
the voluntary efforts have been widely
adopted within an industry and the
associated pollutant reductions have
been significant. EPA agrees that
industrial categories demonstrating
significant progress through voluntary
efforts to reduce hazard to human health
or the environment associated with their
effluent discharges would be a
comparatively lower priority for effluent
guidelines or pretreatment standards
revision, particularly where such
reductions are achieved by a significant
majority of individual facilities in the
industry. Although during this annual
review EPA could not complete a
systematic review of voluntary pollutant
loading reductions, EPA’s review did
indirectly account for the effects of
successful voluntary programs because
any significant reductions in pollutant
discharges should be reflected in
discharge monitoring and TRI data, as
well as any data provided directly by
commenters, that EPA used to assess the
toxic-weighted pollutant discharges.
EPA also received comment urging
the Agency to consider the availability
and affordability of pollution-control
technology in prioritizing effluent
guidelines for revision. As was the case
in the 2004 annual review, EPA was
unable to gather the data needed to
perform a comprehensive screeninglevel analysis of the availability of
treatment or process technologies to
reduce toxic pollutant wastewater
discharges beyond the performance of
technologies already in place for all of
the 56 existing industrial categories.
However, EPA believes that its analysis
of hazard is useful for assessing the
effectiveness of existing technologies
because it focuses on the amount and
significance of pollutants that are still
discharged following existing treatment.
Therefore, by assessing the hazard
associated with discharges from all
existing categories in its screening-level
review, EPA was indirectly able to
assess the possibility that further
significant reductions could be achieved
through new pollution control
technologies for these categories. In
addition, EPA directly assessed the
availability of technologies for certain
industries that were prioritized for a
more in-depth review as a result of the
screening level analysis. See DCN 3400,
DCN 3401, and Sections 6–18 of the
TSD for the final 2006 Plan.
Similarly, EPA could not identify a
suitable screening-level tool for
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comprehensively evaluating the
affordability of treatment or process
technologies because the universe of
facilities is too broad and complex. EPA
could not find a reasonable way to
prioritize the industrial categories based
on readily available economic data. In
the past, EPA has gathered information
regarding technologies and economic
achievability through detailed
questionnaires distributed to hundreds
of facilities within a category or
subcategory for which EPA has
commenced rulemaking. Such
information-gathering is subject to the
requirements of the Paperwork
Reduction Act (PRA), 33 U.S.C. 3501, et
seq. The information acquired in this
way is valuable to EPA in its rulemaking
efforts, but the process of gathering,
validating and analyzing the data can
consume considerable time and
resources. EPA does not think it
appropriate to conduct this level of
analysis for all point source categories
in conducting an annual review. Rather,
EPA believes it is appropriate to set
priorities based on hazard and other
screening-level factors identified above,
and to directly consider the availability
and affordability of technology only in
conducting the more in-depth reviews
of prioritized categories. For these
prioritized categories, EPA may conduct
surveys or other PRA data collection
activities in order to better inform the
decision on whether effluent guidelines
are warranted. Additionally, EPA is
working to develop tools for directly
assessing technological and economic
achievability as part of the screeninglevel review in future annual reviews
under section 301(d), 304(b), and 307(b)
(see DCN 2490). EPA solicits comment
on how to best identify and use
screening-level tools for assessing
technological and economic
achievability on an industry-specific
basis as part of future annual reviews.
In summary, through its screening
level review, EPA focused on those
point source categories that appeared to
offer the greatest potential for reducing
hazard to human health or the
environment, while assigning a lower
priority to categories that the Agency
believes are not good candidates for
effluent guidelines or pretreatment
standards revision at this time. This
enabled EPA to concentrate its resources
on conducting more in-depth reviews of
certain industries prioritized as a result
of the screening level analysis, as
discussed below (see section V.A.3.b
and c). EPA also took a closer look at
industries identified by stakeholders as
high-priority, as discussed below (see
section V.A.3.d).
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b. Detailed Study of Two Categories
In addition to conducting a screeninglevel review of all existing categories,
EPA did a detailed study of two
categories prioritized for further review:
The Pulp, Paper and Paperboard point
source category and the Steam Electric
Generating point source category. For
these industries, EPA gathered and
analyzed additional data on pollutant
discharges, economic factors, and
technology issues during its 2006
annual review. EPA examined: (1)
Wastewater characteristics and
pollutant sources; (2) the pollutants
driving the toxic-weighted pollutant
discharges; (3) treatment technology and
pollution prevention information; (4)
the geographic distribution of facilities
in the industry; (5) any pollutant
discharge trends within the industry;
and (6) any relevant economic factors.
EPA relied on many different sources
of data including: (1) The 2002 U.S.
Economic Census; (2) TRI and PCS data;
(3) contacts with reporting facilities to
verify reported releases and facility
categorization; (4) contacts with
regulatory authorities (states and EPA
regions) to understand how category
facilities are permitted; (5) NPDES
permits and their supporting fact sheets;
(6) monitoring data included in facility
applications for NPDES permit renewals
(Form 2C data); (7) EPA effluent
guidelines technical development
documents; (8) relevant EPA
preliminary data summaries or study
reports; (9) technical literature on
pollutant sources and control
technologies; (10) information provided
by industry including industry
conducted survey and sampling data;
and (11) stakeholder comments (see
DCN 3403).
During its 2005 annual review, EPA
started detailed studies for the Pulp,
Paper, and Paperboard point source
category (Part 430) and the Steam
Electric Power Generating point source
category (Part 423) because they
represent the two industrial point
source categories with the largest
combined TWPE based on EPA’s
ranking approach. EPA continued these
detailed studies during its 2006 annual
review. EPA had planned to complete
both of these detailed studies in its 2006
annual review, prior to publication of
the final 2006 Plan. However, EPA was
only able to complete the detailed study
for the Pulp, Paper, and Paperboard
category. See section V.B.2.a. EPA is
continuing its detailed study of the
Steam Electric Power Generating
category during the 2007 and 2008
annual reviews. See section V.B.2.b.
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c. Further Review of Prioritized
Categories
In addition to identifying two
categories for detailed studies during
the 2005 review, EPA identified 11
additional categories with potentially
high TWPE discharge estimates. For a
listing of these categories and EPA’s
2005 review of them, see Preliminary
2005 Review of Prioritized Categories of
Industrial Dischargers, EPA 821–B–05–
004. EPA continued its review of these
categories during 2006, using the same
types of data sources used for the
detailed studies but in less depth. EPA
did not conduct a detailed study for
these categories at this time because
EPA needed additional information
regarding these industries to determine
whether a detailed study would be
warranted. See the appropriate section
in the TSD for the 2006 Plan (DCN 3402)
for EPA’s data needs for these industrial
categories. EPA typically performs a
further assessment of the pollutant
discharges before starting a detailed
study of an industrial category. This
assessment provides an additional level
of quality assurance on the reported
pollutant discharges and number of
facilities that represent the majority of
toxic-weighted pollutant discharges.
EPA may also develop a preliminary list
of potential wastewater pollutant
control technologies before conducting a
detailed study.
d. Public Comments
EPA’s annual review process
considers information provided by
stakeholders regarding the need for new
or revised effluent limitations
guidelines and pretreatment standards.
To that end, EPA established a docket
for its 2005 annual review with the
publication of the final 2004 Plan to
provide the public with an opportunity
to provide additional information to
assist the Agency in its 2005 annual
review. EPA’s Regional Offices and
stakeholders identified other industrial
point source categories as potential
candidates for revision of effluent
limitations guidelines and pretreatment
standards based on potential
opportunities to improve
implementation of these regulations or
because of their pollutant discharges
(see EPA–HQ–OW–2004–0032–0020).
Additionally, EPA solicited public
comment on its preliminary 2006 Plan,
as well as data and information to assist
the Agency in its 2006 annual review.
See August 29, 2005 (70 FR 51042). EPA
received a total of 61 public comments
on its 2005 annual review and the
preliminary 2006 Plan. These public
comments prompted EPA to review, in
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particular, the following categories:
Organic Chemicals, Pesticides and
Synthetic Fibers (Part 414), Coal Mining
(Part 434); and Oil and Gas Extraction
(Part 435) (only to assess whether to
include the Coal Bed Methane
extraction industry as a potential new
category). See Section V.B.4.
B. What Were EPA’s Findings From Its
2006 Annual Review for Categories
Subject to Existing Effluent Guidelines
and Pretreatment Standards?
1. Screening-Level Review
In its 2006 screening level review,
EPA considered hazard—and the other
factors described in section A.3.a.
above—in prioritizing effluent
guidelines for potential revision. See
Table V–1 for a summary of EPA’s
findings with respect to each existing
category; see also the Final 2006 TSD.
Out of categories subject only to the
screening level review in 2006, EPA is
not identifying any for effluent
guidelines rulemaking at this time,
based on the factors described in section
A.3.a above and in light of the effluent
guidelines rulemakings and detailed
studies in progress based on prior
annual reviews and other events.
2. Detailed Studies
As a result of its 2005 screening-level
review, EPA started detailed studies of
two industrial point source categories
with existing effluent guidelines and
pretreatment standards: Pulp, Paper,
and Paperboard (Part 430) and Steam
Electric Power Generating (Part 423).
During detailed study of these
categories, EPA first investigated
whether the pollutant discharges
reported to TRI and PCS for 2002
accurately reflect the current discharges
of the industry. EPA also performed an
in-depth analysis of the reported
pollutant discharges, and technology
innovation and process changes in these
industrial categories. Additionally, EPA
considered whether there are industrial
activities not currently subject to
effluent guidelines or pretreatment
standards that should be included with
these existing categories, either as part
of existing subcategories or as potential
new subcategories. EPA used these
detailed studies to determine whether
EPA should identify in the final 2006
Plan one or both of these industrial
categories for possible revision of their
existing effluent guidelines and
pretreatment standards.
Based on the information available to
EPA at this time, EPA was able to
complete its detailed study for the Pulp,
Paper, and Paperboard category, finding
that revision of the effluent guidelines
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for this category is not appropriate at
this time for the reasons discussed
below. However, EPA was unable to
complete its detailed study for the
Steam Electric Power Generating
category. Consequently, EPA is
continuing its study of the Steam
Electric Power Generating category in its
2007 and 2008 annual reviews to
determine whether to identify this
category for effluent guidelines revision.
EPA’s reviews of these two categories
are described below.
a. Pulp, Paper, and Paperboard (Part
430)
As a result of its 2005 screening-level
review, EPA initiated a detailed study of
the Pulp, Paper, and Paperboard point
source category because it ranked
highest in terms of toxic and nonconventional pollutant discharges
among the industrial point source
categories investigated in the screeninglevel analysis. Dioxins and dioxin-like
compounds accounted for 91% of the
combined TRI and PCS TWPE for this
category in the 2005 screening-level
analysis while polycyclic aromatic
compounds (PACs), metals, and nitrates,
not currently regulated by these effluent
guidelines, accounted for an additional
7% of the category’s total TWPE.3 EPA
issued a Preliminary Report: Pulp,
Paper, and Paperboard Detailed Study
(August 2005, EPA–821–B–05–007)
along with the Preliminary 2006 Plan,
describing its initial review of TRI and
PCS data, information provided by
industry and by States, and NPDES
permits.
In the 2006 annual review, EPA
obtained additional information and
permits from States and industry
including corrections for the TRI and
PCS databases. All-in-all, EPA reviewed
effluent discharge data for all 76
bleached papergrade kraft and sulfite
mills, known collectively as the ‘‘Phase
I’’ mills. EPA also reviewed effluent
discharges for non-bleaching pulp mills,
secondary (recycled) fiber mills, and
paper and paperboard mills in eight
subcategories (Subparts C and F through
L), known collectively as the ‘‘Phase II’’
mills. EPA did not review in detail the
three remaining dissolved kraft and
dissolved sulfite mills (Subparts A and
D), known as the ‘‘Phase III’’ mills.
Because of the limited and declining
number of facilities in Phase III, EPA
believes that support to permit writers
in establishing facility-specific effluent
3 After additional analysis, including information
provided in comments on EPA’s preliminary
Detailed Study (see DCN 02177), EPA determined
that dioxins and dioxin-like compounds accounted
for 81% of the combined TRI and PCS TWPE for
this category.
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limits based on their Best Professional
Judgment (BPJ) is more appropriate than
effluent guidelines rulemaking at this
time. NPDES permits for Phase III mills
will continue to include effluent
limitations that reflect a determination
of BAT based on BPJ or, if necessary,
more stringent limitations to ensure
compliance with applicable water
quality standards.
The most recent changes to EPA’s
effluent limitations guidelines and
pretreatment standards for this point
source category, known as part of the
‘‘Cluster Rules,’’ were new limits for
Phase I facilities in the Bleached
Papergrade Kraft and Soda (Subpart B)
and Papergrade Sulfite (Subpart E)
subcategories (April 15, 1998; 63 FR
18504). EPA promulgated limits for
dioxin, furan, chloroform, chlorinated
phenolic compounds, and adsorbable
organic halides (AOX). EPA provided
reduced monitoring requirements for
bleached papergrade kraft mills that
employ totally chlorine free (TCF)
bleaching and for certain segments of
the Papergrade Sulfite subcategory. As
part of the detailed study, EPA reviewed
the implementation status of the Cluster
Rules. Seven permits do not yet include
Cluster Rule limits because the revised
permits are either being contested or
have not been reissued. Two permits
allow for demonstration of compliance
with the AOX limit at alternate
monitoring locations (see DCN 3400).
EPA studied in detail how releases of
dioxin and dioxin-like compounds are
reported to PCS and TRI. Mills file
Discharge Monitoring Reports (DMRs)
with their permitting authority, usually
the state, once a month or at other
specified frequencies, as required by
their permits. Each mill’s NPDES permit
specifies the pollutants to monitor and
at what frequency. States enter millprovided DMR data, both for bleach
plant effluent monitoring and final
effluent monitoring, into EPA’s national
PCS database. TRI requires that facilities
report releases if they manufacture,
process, or otherwise use more than 0.1
grams/year of dioxin and dioxin-like
compounds. Mills report the mass
discharged to surface waters (for
facilities discharging directly to a
receiving stream) or transferred to a
POTW (for indirect dischargers). They
are not, however, required to report
releases less than 0.0001 gram/year (100
micrograms/year). Unlike NPDES permit
compliance monitoring, TRI does not
require facilities to measure waste
stream pollutant concentrations.
Instead, facilities may use emission
factors, mass balances, or other
engineering calculations to estimate
releases. Facilities may estimate their
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releases using monitoring data collected
prior to the year for which they are
reporting discharges if they believe the
data are representative of reporting year
operations. Additionally, mills are only
required to report to TRI the total mass
of the 17 dioxin and dioxin-like
compounds released to surface waters or
POTWs but not the distribution of the
17 compounds, although they have
different toxicities.
Only 15 mills report releases based on
measured concentrations in their
wastewater. EPA obtained mill-specific
measured concentrations of the 17
dioxin and dioxin-like compounds from
six out of the 15 mills that based their
estimated 2002 discharges on
measurements. For these six mills, all
but 636 of the 226,444 TWPE for dioxin
and dioxin-like compounds that they
reported to TRI are based on
measurements below the Method 1613B
minimum level (ML). A method
minimum level is the level or
concentration at which the analytical
system gives recognizable signals and an
acceptable calibration point. The
accuracy of concentrations measured
below the Method 1613B ML is less
certain than concentrations measured at
or above the method ML. Traditionally
in effluent guidelines rulemakings EPA
establishes numerical effluent limits at
or above the ML of the analytical
method because individual
measurements below the ML are not
considered reliable enough for
regulatory purposes.
NPDES permits require mills to
monitor pollutants discharged and
report the results to their state on a
monthly basis or at other specified
frequencies. The States, in turn, submit
these data to PCS. Reporting of
monitoring results measured at or below
the method ML varies widely. These
results may be reported as ‘‘0,’’ ‘‘nondetect,’’ ‘‘less than ML,’’ or a numeric
value. The Cluster Rules require Phase
I mills to monitor for the most toxic
dioxin forms: 2,3,7,8tetrachlorodibenzo-p-dioxin (TCDD) and
2,3,7,8-tetrachlorodibenzofuran (TCDF)
in their bleach plant effluent. Some
permit writers also require monitoring
of TCDD in mill final effluent. In 2002,
only one mill reported detecting TCDD
in its final effluent. Since 2002, this mill
has changed its operations and has not
reported dioxin releases (see EPA–HQ–
OW–2004–0032–0021). TCDD was not
detected in bleach plant effluent above
the Method 1613B ML at any of the 51
mills for which EPA has data for the
period 2002 to 2004. TCDF was detected
above the Method 1613B ML in bleach
plant effluent at four bleached
papergrade kraft mills and one
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papergrade sulfite mill. For the bleached
papergrade kraft and soda (Subpart B)
mills, all reported effluent discharge
concentrations of TCDF were below the
Daily Maximum BAT effluent guideline
of 31.9 picograms/liter. For the
papergrade sulfite (Subpart E) mills, the
Daily Maximum BAT effluent guideline
is expressed as ‘‘2005
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combinations of factors at each mill and
are not readily adaptable industry-wide.
EPA also reviewed the pollutant loads
associated with polycyclic aromatic
compounds (PACs) for this industrial
point source category. For the 2005
screening-level analysis, EPA calculated
the percentage of each PAC present in
mill wastewater based on information
provided by the National Council for
Air and Stream Improvement (NCASI).
NCASI’s TRI-reporting guidance
includes a table listing the
concentrations of PAC compounds
found in wastewaters for several types
of pulping (kraft, bisulfite, chemithermo-mechanical, thermo-mechanical)
based on a 1990 study. EPA used this
distribution to calculate an adjusted
TWF for the Pulp, Paper, and
Paperboard point source category PACs
by summing the product of each
chemical’s TWF and its percentage
relative to the total PACs in mill
wastewaters. In the Federal Register
notice presenting the findings of the
2005 annual review, EPA requested
more recent information on PACs
discharged from these mills. NCASI
provided comments elaborating on a
study of 23 direct discharging mills in
Quebec between 1998 and 2003.
According to NCASI, all data results
were below the minimum method
detection limit for individual PACs.
EPA also reviewed data submitted with
NPDES permit renewal applications and
did not find reported concentrations of
PACs above method detection limits.
This updated information supports the
conclusion that releases of PACs
reported to TRI are uncertain and that
reported releases are based on estimates
calculated using NCASI’s guidance. As
with dioxin and dioxin-like compounds,
wastewater analyses for PACs reviewed
by EPA indicate that discharges are at or
below the minimum method detection
limit. EPA therefore found that revisions
to the effluent limitation guidelines and
standards to address PACs are not
warranted at this time.
EPA also investigated nitrogen
(nitrate, nitrite, ammonia, total nitrogen)
and phosphorus (phosphates)
discharges from the Pulp, Paper, and
Paperboard category. See DCN 3400.
EPA requested additional information
from the industry to confirm the
reported discharges of nutrients.
Wastewater discharged from pulp and
paper processes typically does not
contain sufficient nitrogen and
phosphorus to operate a stable
biological treatment system capable of
reducing the organic (BOD5) load. For
this reason, mills typically add nitrogen
and phosphorus to their treatment
systems. Minimizing the discharge of
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total nitrogen and total phosphorus from
pulp and paper mill wastewater
treatment systems requires optimized
nutrient supplementation and effective
removal of suspended solids. EPA has
not determined if these strategies are
feasible for all mills. EPA found that
end-of-pipe treatment technologies for
nutrients removal have not been well
demonstrated on mill wastewaters. For
these reasons, EPA does not believe it is
appropriate to identify this point source
category for effluent guidelines
rulemaking to address nutrients at this
time.
For the reasons discussed above, EPA
is not identifying the Pulp, Paper, and
Paperboard point source category (Part
430) as a candidate for effluent
guidelines revisions at this time. As
with all categories subject to existing
effluent guidelines, EPA will continue
to examine this industrial category in
future annual reviews to determine if
revision of existing effluent guidelines
may be appropriate.
b. Steam Electric Power Generating (Part
423)
EPA began a detailed study of the
Steam Electric Power Generating point
source category in the 2005 review
because it ranked second-highest in
terms of toxic and non-conventional
toxic weighted pollutant discharges
among the industrial point source
categories investigated in the screening
level analyses. EPA’s screening-level
analysis during the 2005 annual review
was based primarily on information
reported to TRI, PCS, and the U.S.
Department of Energy’s Energy
Information Administration (EIA) for
the year 2002. For the screening-level
review, EPA also obtained and reviewed
additional information to supplement
that data, including industry-compiled
data on the likely source and magnitude
of the reported toxic dischargers.
The effluent limitations guidelines
and standards for the Steam Electric
Power Generating point source category
apply to a subset of all entities
comprising the electric power industry.
Specifically, facilities regulated by the
effluent guidelines are ‘‘primarily
engaged in the generation of electricity
for distribution and sale which results
primarily from a process utilizing fossiltype fuel (coal, oil, or gas) or nuclear
fuel in conjunction with a thermal cycle
employing the steam water system as
the thermodynamic medium.’’ See 40
CFR 423.10. Steam electric power
generating facilities are primarily
classified within SIC codes 4911, 4931
and 4939.
Effluent guidelines for direct
dischargers were first promulgated for
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this category in 1974 (39 FR 36186). In
1977, EPA promulgated pretreatment
standards for facilities that discharge
indirectly to POTWs (42 FR 15690).
EPA’s most recent revisions to the
effluent guidelines and standards for
this category were promulgated in 1982
(47 FR 52290).
EPA’s detailed study of the Steam
Electric Power Generating point source
category has generally focused on
investigating the sources of the large
toxic weighted pollutant discharges and
the potential for pollution control
technologies and practices to reduce
these discharges. EPA intends to use
this information to determine whether
effluent limitations for parameters
currently regulated by the effluent
guidelines need to be revised, or
whether effluent limitations for other
parameters should be added to the
effluent guidelines.
One key objective of the detailed
study is to better quantify the pollutant
concentrations and mass released in
wastewater discharges from steam
electric facilities, and to identify the
sources of the pollutants contributing
significantly to the toxic weighted
loadings. Wastestreams of interest
include cooling water, ash-handling
wastes, coal pile runoff, wet air
pollution control device wastes, water
treatment wastes, boiler blowdown,
maintenance cleaning wastes, and other
miscellaneous wastes. In particular,
EPA seeks to determine typical
wastewater volumes and pollutant
concentrations for the individual
process streams using readily available
data. EPA also seeks to collect
information on any new technologies or
process changes for flow or pollutant
reductions. EPA’s efforts to obtain these
data in the 2005 annual review included
soliciting information in the Federal
Register notice for the preliminary 2006
Plan (see 70 FR 51058), discussions
with the key industry trade association
(e.g., Utility Water Act Group),
reviewing selected NPDES permits and
fact sheets, and conducting in-depth
analyses of PCS data.
Boron, aluminum and arsenic (three
of the top five pollutants driving
pollutant loadings) were not identified
in previous effluent guidelines
rulemakings as pollutants of concern.
Further, previous effluent guidelines
rulemakings specifically noted there
was no correlation between total
suspended solids, a pollutant parameter
regulated by the effluent guidelines, and
the effluent concentrations of these
three pollutants. EPA notes that these
three pollutants are mobile and there is
some concern that they may be released
from impoundment sludges/sediments
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to the liquid fraction and discharged
directly to surface waters. EPA’s Office
of Research and Development (ORD)
and the Office of Solid Waste (OSWER/
OSW) are currently investigating the
mobility of selenium, arsenic and
mercury with respect to potential
releases from landfills and liquid
impoundments (see DCN 3401).
Additionally, due to air emissions
requirements under the Clean Air
Interstate Rule and Clean Air Mercury
Rule, increasing amounts of metals and
nutrients are expected to be added to
the process wastewaters. Based on the
potential for cross-media transfer and
uncertainties and data gaps regarding
the pollutant discharges from this
category, EPA is continuing its detailed
study of this category to better
understand the ultimate fate of these
pollutant transfers to determine whether
they are adequately controlled by
existing water pollution control
practices.
The current evaluation allowed EPA
to identify targeted areas of concern for
which EPA needs to collect additional
data. The focus of further study will be
narrower than the evaluation conducted
for the 2006 annual review, and is
expected to concentrate primarily on
better characterizing pollutant sources
and available pollution control
technologies/practices for the pollutants
responsible for the majority of the toxic
weighted pollutant loadings from steam
electric facilities. One aspect of this
study will assess the significance of airto-water cross media pollutant transfers
(e.g., mercury and other metals, and
nutrients) associated with air pollution
controls. In conducting this additional
study, EPA’s Office of Water will
coordinate its efforts with ongoing
research and other activities being
undertaken by other EPA offices,
including ORD, OSWER/OSW, and the
Office of Air Quality Planning and
Standards (OAQPS) and Office of
Atmospheric Programs (OAP) in the
Office of Air and Radiation. The
detailed study continuing in the 2007
and 2008 annual reviews will likely
require new data generation such as
wastewater sampling and/or an industry
survey.
EPA also investigated certain
activities not currently regulated by the
steam electric effluent guidelines. Since
1982, there has been an increase in the
amount of electricity supplied to the
grid from facilities that use alternative
fuel sources or which do not utilize the
steam-water thermodynamic cycle to
produce electricity. To address this,
EPA evaluated processes and
wastewater discharge characteristics for
electric power generating facilities that
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use prime movers (engines) other than
steam turbines (e.g., gas turbines); and
steam electric power generating
facilities using alternative fuel sources
(i.e., non-fossil and non-nuclear fuels
such as municipal waste, wood and
agricultural wastes, landfill gas, etc.).
EPA also reviewed available
information for steam supply (i.e., nonelectric generating) and certain other
utility activities; and steam electric
units co-located at manufacturing plants
or other commercial facilities (also
referred to as ‘‘industrial non-utilities’’).
Based on the information in the record,
EPA found that revising the
applicability of Part 423 to include these
facilities is not warranted at this time
(see DCN 3401). In general, EPA could
not accurately quantify the pollutant
discharges from industrial operations
that are not regulated by Part 423. For
example, EPA had limited DMR data
and process flow diagrams from these
facilities to accurately quantify the
pollutant discharges from industrial
operations that are not regulated by Part
423. EPA intends to continue reviewing
these operations in the 2007 and 2008
annual reviews to better characterize
their wastewater pollutant discharges.
3. Results of Further Review of
Prioritized Categories
During the 2005 annual review, EPA
identified 11 categories with potentially
high TWPE discharge estimates (i.e.,
industrial point source categories with
existing effluent guidelines identified
with ‘‘(5)’’ in the column entitled
‘‘Findings’’ in Table V–1, Page 51050 of
the preliminary 2006 Plan). During the
2006 annual review EPA continued to
collect and analyze hazard and
technology-based information on these
eleven industrial categories. EPA is not
identifying any of these categories for an
effluent guidelines rulemaking in this
final 2006 Plan. The docket
accompanying this notice presents a
summary of EPA’s findings on these
eleven industrial categories (see DCN
3402), which are also summarized
below.
EPA found that the following seven of
these eleven industrial categories did
not constitute a priority for effluent
guidelines revision based on the hazard
associated with their discharges (based
on data available at this time): Fertilizer
Manufacturing, Inorganic Chemicals,
Nonferrous Metals Manufacturing,
Organic Chemicals, Plastics, and
Synthetic Fibers (OCPSF), Petroleum
Refining, Porcelain Enameling, and
Rubber Manufacturing. EPA will
continue to annually review these
categories to assess whether revision of
effluent guidelines for these categories
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may be appropriate in light of any new
data and Agency priorities at the time.
Additionally, as requested, EPA will
provide assistance to permitting
authorities in better tailoring permit
requirements for these categories. For an
additional two of the eleven categories
(Pesticide Chemicals, Plastic Molding
and Forming) and Phase III facilities in
the Pulp, Paper, and Paperboard
category, EPA determined that national
effluent guidelines (including
categorical pretreatment standards) are
not the best tools for establishing
technology-based effluent limitations
because most of the toxic and nonconventional pollutant discharges are
from one or a few facilities in their
respective industrial category. For
facilities in these two categories and
Phase III of the Pulp, Paper, and
Paperboard category, EPA will provide
assistance to permitting authorities, as
requested, in identifying pollutant
control and pollution prevention
technologies for the development of
technology based effluent limitations by
best professional judgment (BPJ) on a
facility specific basis. EPA lacks
sufficient information on the magnitude
of the toxic-weighted pollutant
discharges associated with the
remaining two categories. EPA will seek
additional information on the
discharges from the Ore Mining and
Dressing and Textile Mills categories in
the next annual review in order to
determine whether a detailed study is
warranted. EPA typically performs a
further assessment of the pollutant
discharges before starting a detailed
study of an industrial category. This
assessment provides an additional level
of quality assurance on the reported
pollutant discharges and number of
facilities that represent the majority of
toxic-weighted pollutant discharges.
EPA may also develop a preliminary list
of potential wastewater pollutant
control technologies before conducting a
detailed study. See the appropriate
section in the TSD for the 2006 Plan
(DCN 3402) for EPA’s data needs for
these industrial categories.
sroberts on PROD1PC70 with NOTICES
4. Other Category Reviews Prompted by
Stakeholder Outreach
Following the publication of the
findings of the 2004 and 2005 annual
reviews in the final 2004 Plan and the
preliminary 2006 Plan, EPA’s Regional
Offices and stakeholders identified the
following three industrial point source
categories as potential candidates for
effluent guideline revision based on
potential opportunities to improve
efficient implementation of the national
water quality program or because of the
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categories’ pollutant discharges (see
DCN 3403).
a. Organic Chemicals, Plastics, and
Synthetic Fibers (OCPSF) Effluent
Guidelines (Part 414)
As described in the notice containing
the preliminary 2006 Plan, EPA began
an evaluation of options for promoting
water conservation through the use of
mass-based limits as part of its 2006
annual review of existing effluent
guidelines. EPA strongly supports water
conservation and encourages all sectors,
including municipal, industrial, and
agricultural, to achieve efficient water
use. EPA does not intend for its
regulations to present a barrier to
efficient water use in any industrial
sector.
In the preliminary 2006 Plan, EPA
requested comment on whether it
should consider a rulemaking or other
ways to allow permitting authorities to
retain mass-based limits for direct
dischargers based on current wastewater
flows when such flows are lowered due
to water conservation, in order to
facilitate the prospective adoption of
water conservation technologies. EPA
received comments from industry,
POTWs, and a public interest group.
Industry and POTWs support revising
the regulations to allow the retention of
current mass-based limits and expressed
concern that lowering the mass-based
permit limits to reflect the lower flows
associated with water conservation will
result in permit violations and thus
discourage water conservation. The
public interest group objected to
retaining current mass-based limits
when flows are lowered because of the
potential for acute toxicity effects on
aquatic life in receiving streams that
could result from increased pollutant
concentrations.
Only one facility provided the data
requested by EPA in the preliminary
2006 Plan to evaluate the potential need
for such a rulemaking. EPA was not able
to draw any conclusion from this data
as this facility concurrently upgraded its
wastewater treatment with advanced
treatment technology (ultrafiltration
technology) and implemented water
conservation practices to reduce
wastewater flow rates to the
ultrafiltration technology equipment
(see DCNs 3667, 3701, 4103).
Consequently, EPA was not able to
separate out the effect of water
conservation practices alone on the
facility’s pollutant discharges. However,
the facility’s discharge data after the
upgrade in wastewater treatment and
implementation of water conservation
practices do show lower pollutant mass
discharges, more efficient and
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consistent pollutant removals, and
compliance with its NPDES permit
limits (see DCN 3701). No other such
data were provided to the Agency for its
review.
EPA’s record supports the finding that
for a variety of industrial sectors, welloperated and designed treatment
systems treat wastewater with varying
influent pollutant concentrations to the
same effluent concentrations across a
wide range of flows (see DCN 3702).
This is due to the fact that wastewater
treatment technologies operating within
their design specifications are often
limited solely by physical/chemical
properties of the pollutants in the
wastewater, and not necessarily by
influent concentrations. Increasing
influent pollutant concentrations to a
properly designed and operated
wastewater treatment system generally
leads to increased wastewater treatment
efficiency. Additionally, EPA’s record
supports the fact that water
conservation resulting from pollution
prevention practices such as changing
from wet to dry manufacturing
operations can prevent the generation of
wastewater pollution and its
introduction to wastewater treatment
equipment. Moreover, EPA’s record
documents that the main drivers of
water conservation are the economic
considerations that result from high
operating costs (e.g., water bills,
pumping costs, wastewater sludge
generation and disposal costs); and
water source restrictions (e.g.,
widespread regional droughts,
increasing water demands of urban
populations). See DCN 3702. These
findings are similar to the discussion in
the preamble to the 1987 OCPSF final
rule where EPA stated that
concentration-based effluent guidelines
do not discourage water conservation. In
the OCPSF final rule EPA noted that
‘‘water conservation is often practiced
for a variety of sound reasons of
efficiency and economy, and that
wastewater treatment costs themselves
may be substantially reduced by
reducing the flow which must be
treated. The resulting cost savings may
outweigh any increased cost that
arguably results from being required to
treat the more concentrated stream to
meet an effluent concentration
limitation.’’ See November 5, 1987 (52
FR 42555).
After a careful review of public
comments and available data, EPA does
not agree with public commenters that
the OCPSF effluent guidelines inhibit
water conservation. Consequently, EPA
does not believe that revisions to the
mass-based limits guidance for the
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OCPSF effluent guidelines are
warranted at this time.
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b. Other Stakeholder Identified
Industries
With the publication of the final 2004
Plan and the preliminary 2006 Plan,
EPA solicited public comment to inform
its 2006 annual review of existing
effluent guidelines and pretreatment
standards. Stakeholders commented that
EPA should revise the existing effluent
limitations guidelines for the Coal
Mining (Part 434) and Oil and Gas
Extraction (Part 435) point source
categories. Based on these comments,
EPA conducted an initial screening
level review of these two categories, and
found that more information is needed
in order to determine whether to
identify these categories for effluent
guidelines rulemaking, for the reasons
discussed below.
i. Coal Mining Point Source Category
(Part 434)
EPA received public comment from
States, industry, and a public interest
group that urged EPA to consider
revisiting the manganese limitations in
the Coal Mining effluent guidelines (40
CFR Part 434). The State and industry
commenters requested that EPA study
whether additional flexibility is
warranted for these manganese
limitations. The public interest group
commented that EPA should start a
rulemaking and promulgate more
stringent limitations for manganese,
other metals, and other dissolved
inorganic pollutants (e.g., chlorides,
sulfates, TDS).
State and industry commentors cited
the following factors in support of their
comments: (1) New, more stringent coal
mining reclamation bonding
requirements on post-closure
discharges; (2) low relative toxicity of
manganese to aquatic communities as
compared to other toxic metals in the
coal mining discharges; and (3)
treatment with chemical addition may
complicate permit compliance,
especially after a mine is closed. The
public interest group referenced a study
by EPA Region 5 on potential adverse
impacts of the discharge of sulfates on
aquatic life (see DCN 2487).
At this time, EPA does not have
sufficient information to evaluate the
merits of the factors cited by
commenters. However, because of the
potential for encouraging proper
wastewater treatment, EPA will conduct
a detailed study of the coal mining
effluent guidelines in the 2007 and 2008
annual reviews. EPA will focus on
issues related to manganese limits and
pollutants not currently regulated by
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these regulations. EPA will re-evaluate
these effluent guidelines taking into
account, among other things, treatment
technologies, toxicity of discharges, cost
impacts to the industry, and bonding
requirements. EPA has placed in the
docket and solicits comment on a draft
scope of work for this detailed study
(see DCN 2488).
ii. Oil and Gas Extraction Point Source
Category (Part 435)
EPA received comments from public
interest groups urging EPA to
promulgate effluent guidelines for the
coalbed methane (CBM) extraction
industry. Because the product extracted
by the CBM industry—coal bed natural
gas—is virtually identical to the
conventional natural gas extracted by
facilities subject to the effluent
guidelines for Oil and Gas Extraction
(40 CFR 435),4 EPA found that the CBM
extraction industry was reasonably
considered a potential new subcategory
of the Oil and Gas Extraction category.
EPA therefore reviewed the Oil and Gas
Extraction category to determine
whether it may be appropriate to revise
its applicability to include limits for
CBM extraction.
In conducting this review, EPA found
that it will need to gather more specific
information as part of a detailed review
of the coalbed methane industry in
order to determine whether it would be
appropriate to conduct a rulemaking to
potentially revise the effluent guidelines
for the Oil and Gas Extraction category
to include limits for CBM. In particular,
EPA needs more detailed information
on the characteristics of produced
water, as well as the technology options
available to address such discharges. To
aid in a better industrial profile of the
CBM sector, EPA intends to submit an
Information Collection Request (ICR) to
the Office of Management and Budget
(OMB) for their review and approval
under the Paperwork Reduction Act
(PRA), 33 U.S.C. 3501, et seq., in the
2007 annual review. EPA will use this
ICR to collect technical and economic
information from a wide range of CBM
operations (e.g., geographical
differences in the characteristics of CBM
produced waters, current regulatory
controls, availability and affordability of
treatment technology options). In
designing this industry survey EPA
expects to work closely with CBM
industry representatives and other
4 Reflecting this similarity of product, both CBM
extraction operations and conventional Oil and Gas
extraction operations share the same SIC code. CBM
operations simply constitute another process for
extracting natural gas, and are therefore reasonably
considered part of the Oil and Gas Extraction
category. See DCN 3402, section 6.
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affected stakeholders. EPA solicits
comment on the potential scope of this
ICR. EPA may also supplement the
survey data collection with CBM site
visits and produced water sampling.
5. Summary of 2006 Annual Review
Findings
In its 2006 annual review, EPA
reviewed all categories subject to
existing effluent guidelines and
pretreatment standards in order to
identify appropriate candidates for
revision. Based on this review, and in
light of effluent guidelines rulemakings
and detailed studies currently in
progress based on previous annual
reviews, EPA is not identifying any
existing categories for effluent
guidelines rulemaking. EPA is, however,
identifying four existing categories
(Steam Electric Power Generating, Coal
Mining, Oil and Gas Extraction, and
Hospitals) for detailed studies in its
2007 and 2008 annual reviews.
A summary of the findings of the 2006
annual review are presented in Table V–
1. This table uses the following codes to
describe the Agency’s findings with
respect to each existing industrial
category.
(1) Effluent guidelines or pretreatment
standards for this industrial category
were recently revised or reviewed
through an effluent guidelines
rulemaking or a rulemaking is currently
underway.
(2) National effluent guidelines or
pretreatment standards are not the best
tools for establishing technology-based
effluent limitations for this industrial
category because most of the toxic and
non-conventional pollutant discharges
are from one or a few facilities in this
industrial category. EPA will consider
assisting permitting authorities in
identifying pollutant control and
pollution prevention technologies for
the development of technology-based
effluent limitations by best professional
judgment (BPJ) on a facility-specific
basis.
(3) Not identified as a hazard priority
based on data available at this time.
(4) EPA intends to start or continue a
detailed study of this industry in its
2007 and 2008 annual reviews to
determine whether to identify the
category for effluent guidelines
rulemaking.
(5) Incomplete data available to
determine whether to conduct a detailed
study or identify for possible revision.
EPA typically performs a further
assessment of the pollutant discharges
before starting a detailed study of the
industrial category. This assessment
provides an additional level of quality
assurance on the reported pollutant
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discharges and number of facilities that
represent the majority of toxic-weighted
pollutant discharges. EPA may also
develop a preliminary list of potential
wastewater pollutant control
technologies before conducting a
detailed study. See the appropriate
section in the TSD for the 2006 Plan
(DCN 3402) for EPA’s data needs for this
industrial category. EPA will conduct a
prioritized category review in the next
annual review in order to fill these data
gaps.
TABLE V–1.—FINDINGS FROM THE 2006 ANNUAL REVIEW OF EFFLUENT GUIDELINES AND PRETREATMENT STANDARDS
PROMULGATED UNDER SECTION 301(D), 304(B), 304(G), AND 307(B)
No.
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
40 CFR
part
Industry category (listed alphabetically)
Aluminum Forming ........................................................................................................................................
Asbestos Manufacturing ................................................................................................................................
Battery Manufacturing ...................................................................................................................................
Canned and Preserved Fruits and Vegetable Processing ............................................................................
Canned and Preserved Seafood Processing ................................................................................................
Carbon Black Manufacturing .........................................................................................................................
Cement Manufacturing ..................................................................................................................................
Centralized Waste Treatment ........................................................................................................................
Coal Mining ...................................................................................................................................................
Coil Coating ...................................................................................................................................................
Concentrated Animal Feeding Operations (CAFO) ......................................................................................
Concentrated Aquatic Animal Production .....................................................................................................
Copper Forming ............................................................................................................................................
Dairy Products Processing ............................................................................................................................
Electrical and Electronic Components ..........................................................................................................
Electroplating .................................................................................................................................................
Explosives Manufacturing .............................................................................................................................
Ferroalloy Manufacturing ...............................................................................................................................
Fertilizer Manufacturing .................................................................................................................................
Glass Manufacturing .....................................................................................................................................
Grain Mills .....................................................................................................................................................
Gum and Wood Chemicals ...........................................................................................................................
Hospitals 5 ......................................................................................................................................................
Ink Formulating ..............................................................................................................................................
Inorganic Chemicals ......................................................................................................................................
Iron and Steel Manufacturing ........................................................................................................................
Landfills .........................................................................................................................................................
Leather Tanning and Finishing .....................................................................................................................
Meat and Poultry Products ............................................................................................................................
Metal Finishing ..............................................................................................................................................
Metal Molding and Casting ...........................................................................................................................
Metal Products and Machinery ......................................................................................................................
Mineral Mining and Processing .....................................................................................................................
Nonferrous Metals Forming and Metal Powders ..........................................................................................
Nonferrous Metals Manufacturing .................................................................................................................
Oil and Gas Extraction ..................................................................................................................................
Ore Mining and Dressing ..............................................................................................................................
Organic Chemicals, Plastics, and Synthetic Fibers ......................................................................................
Paint Formulating ..........................................................................................................................................
Paving and Roofing Materials (Tars and Asphalt) ........................................................................................
Pesticide Chemicals ......................................................................................................................................
Petroleum Refining ........................................................................................................................................
Pharmaceutical Manufacturing ......................................................................................................................
Phosphate Manufacturing .............................................................................................................................
Photographic .................................................................................................................................................
Plastic Molding and Forming .........................................................................................................................
Porcelain Enameling .....................................................................................................................................
Pulp, Paper, and Paperboard .......................................................................................................................
Rubber Manufacturing ...................................................................................................................................
Soaps and Detergents Manufacturing ..........................................................................................................
Steam Electric Power Generating .................................................................................................................
Sugar Processing ..........................................................................................................................................
Textile Mills ....................................................................................................................................................
Timber Products Processing .........................................................................................................................
Transportation Equipment Cleaning ..............................................................................................................
Waste Combustors ........................................................................................................................................
* (Note:
467
427
461
407
408
458
411
437
434
465
412
451
468
405
469
413
457
424
418
426
406
454
460
447
415
420
445
425
432
433
464
438
436
471
421
435
440
414
446
443
455
419
439
422
459
463
466
430
428
417
423
409
410
429
442
444
Findings *
(1) and
(1) and
(1) and
(1) and
(2) and
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(1)
(4)
(3)
(1)
(1)
(3)
(3)
(3)
(1)
(3)
(3)
(3)
(3)
(3)
(3)
(4)
(3)
(3)
(1)
(1)
(3)
(1)
(1)
(3)
(1)
(3)
(3)
(3)
(4)
(5)
(3)
(3)
(3)
(2)
(3)
(1)
(3)
(3)
(2)
(3)
(3)
(3)
(3)
(4)
(3)
(5)
(3)
(1)
(1)
The descriptions of the ‘‘Findings’’ codes are presented immediately prior to this table.
on available information, hospitals consist mostly of indirect dischargers for which EPA has not established pretreatment standards. As
discussed in Section VII.D, EPA is including hospitals in its review of the Health Services Industry, a potential new category for pretreatment
standards. As part of that process, EPA will review the existing effluent guidelines for the few direct dischargers in the category.
5 Based
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VI. EPA’s 2007 Annual Review of
Existing Effluent Guidelines and
Pretreatment Standards Under CWA
Sections 301(d), 304(b), 304(g), and
307(b)
As discussed in section V and further
in section VIII, EPA is coordinating its
annual reviews of existing effluent
guidelines and pretreatment standards
under CWA sections 301(d), 304(b),
307(b) and 304(g) with the publication
of preliminary Plans and biennial Plans
under section 304(m). Public comments
received on EPA’s prior reviews and
Plans helped the Agency prioritize its
analysis of existing effluent guidelines
and pretreatment standards during the
2006 review. The information gathered
during the 2006 annual review,
including the identification of data gaps
in the analysis of certain categories with
existing regulations, in turn, provides a
starting point for EPA’s 2007 annual
review. See Table V–1 above. In 2007,
EPA intends to again conduct a
screening-level analysis of all 56
categories and compare the results
against those from previous years. EPA
will also conduct more detailed
analyses of those industries that rank
high in terms of toxic and nonconventional discharges among all point
source categories. Additionally, EPA
intends to continue the detailed study of
the Steam Electric Power Generating
(Part 423) category and start detailed
studies for the following categories: Coal
Mining (Part 434), Oil and Gas
Extraction (Part 435) (only to assess
whether to include Coal Bed Methane
extraction as a new subcategory), and
Hospitals (Part 460). EPA specifically
invites comment and data on all 56
point source categories.
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VII. EPA’s Evaluation of Categories of
Indirect Dischargers Without
Categorical Pretreatment Standards To
Identify Potential New Categories for
Pretreatment Standards
All indirect dischargers are subject to
general pretreatment standards (40 CFR
403), including a prohibition on
discharges causing ‘‘pass through’’ or
‘‘interference.’’ See 40 CFR 403.5. All
POTWs with approved pretreatment
programs must develop local limits to
implement the general pretreatment
standards. All other POTWs must
develop such local limits where they
have experienced ‘‘pass through’’ or
‘‘interference’’ and such a violation is
likely to recur. There are approximately
1,500 POTWs with approved
pretreatment programs and 13,500 small
POTWs that are not required to develop
and implement pretreatment programs.
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In addition, EPA establishes
technology-based national regulations,
termed ‘‘categorical pretreatment
standards,’’ for categories of industry
discharging pollutants to POTWs that
may pass through, interfere with or
otherwise be incompatible with POTW
operations. CWA section 307(b).
Generally, categorical pretreatment
standards are designed such that
wastewaters from direct and indirect
industrial dischargers are subject to
similar levels of treatment.
EPA has promulgated such
pretreatment standards for 35 industrial
categories. EPA evaluated various
indirect discharging industries without
categorical pretreatment standards to
determine whether their discharges
were causing pass through or
interference, in order to determine
whether categorical pretreatment
standards may be necessary for these
industrial categories.
Stakeholder comments and pollutant
discharge information have helped EPA
identify industrial sectors for this
review. In particular, EPA has looked
more closely at sectors that are
comprised entirely or nearly entirely of
indirect dischargers, and is grouping
them into the following eight industrial
categories: Food Service Establishments;
Industrial Laundries; Photoprocessing;
Printing and Publishing; Independent
and Stand Alone Laboratories;
Industrial Container and Drum Cleaning
(ICDC); Tobacco Products; and Health
Services Industry. EPA is including
within the Health Services Industry the
following activities: Independent and
Stand Alone Medical and Dental
Laboratories, Offices and Clinics of
Doctors of Medicine, Offices and Clinics
of Dentists, Nursing and Personal Care
Facilities, Veterinary Care Services, and
Hospitals and Clinics. EPA solicited
comment on that grouping (see EPA–
HQ–OW–2004–0032–0038). For all eight
of these industrial sectors, EPA
evaluated (1) the ‘‘Pass Through
Potential’’ of toxic pollutants and nonconventional pollutants through POTW
operations; and (2) the ‘‘Interference
Potential’’ of industrial indirect
discharges with POTW operations. EPA
also received, reviewed, and
summarized suggestions from
commenters on options for improving
various categorical pretreatment
standards (see EPA–HQ–OW–2004–
0032–0020).
Documents discussing EPA’s review
of categories of indirect dischargers
without categorical pretreatment
standards are located in the docket (see
DCN 2173, 3402, and Section 19 of the
Final 2006 TSD). EPA solicits comment
and data on categories not subject to
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categorical pretreatment standards for
its 2007 review.
A. EPA’s Evaluation of ‘‘Pass Through
Potential’’ of Toxic and NonConventional Pollutants Through POTW
Operations
For these eight industrial sectors, EPA
evaluated the ‘‘pass through potential’’
of toxic pollutants and nonconventional pollutants through POTW
operations. Historically, for most
effluent guidelines rulemakings, EPA
determines the ‘‘pass through potential’’
by comparing the percentage of the
pollutant removed by well-operated
POTWs achieving secondary treatment
with the percentage of the pollutant
removed by wastewater treatment
options that EPA is evaluating as the
bases for categorical pretreatment
standards (January 28, 1981; 46 FR
9408).
For six industry sectors, however,
EPA was unable to gather the data
needed for a comprehensive analysis of
the availability and performance (e.g.,
percentage of the pollutants removed) of
treatment or process technologies that
might reduce toxic pollutant discharges
beyond that of technologies already in
place at these facilities. Instead, EPA
evaluated the ‘‘pass through potential’’
as measured by: (1) The total annual
TWPE discharged by the industrial
sector; and (2) the average TWPE
discharge among facilities that discharge
to POTWs.
EPA relied on a similar evaluation of
‘‘pass through potential’’ in its prior
decision not to promulgate national
categorical pretreatment standards for
the Industrial Laundries industry. See
64 FR 45071 (August 18, 1999). EPA
noted in this 1999 final action that,
‘‘While EPA has broad discretion to
promulgate such [national categorical
pretreatment] standards, EPA retains
discretion not to do so where the total
pounds removed do not warrant
national regulation and there is not a
significant concern with pass through
and interference at the POTW.’’ See 64
FR 45077 (August 18, 1999). EPA
solicited comment on this evaluation for
determining the ‘‘pass through
potential’’ for industrial categories
comprised entirely or nearly entirely of
indirect dischargers (see 70 FR 51054;
August 29, 2005). In response to this
solicitation, EPA only received two
comments on this methodology and
both comments were supportive of
EPA’s approach (see EPA–HQ–OW–
2004–0032–1042, 1051).
EPA’s 2005 and 2006 reviews of these
eight industrial sectors used pollutant
discharge information from TRI, PCS,
and other publicly available data to
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estimate the total annual TWPE
discharged per facility. EPA also relied
on wastewater sampling and site visits
to better characterize the pollutant
discharges from the ICDC and Tobacco
Products categories. EPA’s use of PCS
data was limited as nearly all of the PCS
discharge monitoring data is from direct
dischargers. Consequently, EPA
transferred pollutant discharges from
direct dischargers to indirect
dischargers in some of the seven
industrial sectors when other data were
not available. Based on these estimated
toxic pollutant discharges, EPA’s review
suggests that there is a low pass through
potential for seven of the eight
industrial sectors and that categorical
pretreatment standards for these seven
industrial sectors are therefore not
warranted at this time. These seven
industrial sectors are: Food Service
Establishments; Industrial Container
and Drum Cleaning industry;
Independent and Stand Alone
Laboratories; Industrial Laundries;
Photoprocessing; Printing and
Publishing; and Tobacco Products. More
information on EPA’s detailed study of
the Tobacco Products category is
provided in section VIII.C below.
EPA did not have enough information
to determine whether there was pass
through potential for the remaining
industrial sector: Health Services
Industries. EPA will continue to
evaluate the pass through potential for
this industrial sector. In particular, EPA
plans to conduct a detailed study of the
Health Services Industry in the 2007
and 2008 annual reviews. More
information on this industry is provided
in section VIII.D below.
B. EPA’s Evaluation of ‘‘Interference
Potential’’ of Industrial Indirect
Discharges
For each of these eight industrial
sectors EPA evaluated the ‘‘interference
potential’’ of indirect industrial
discharges. The term ‘‘interference’’
means a discharge which, alone or in
conjunction with a discharge or
discharges from other sources, both: (1)
Inhibits or disrupts the POTW, its
treatment processes or operations, or its
sludge processes, use or disposal; and
(2) therefore is a cause of a violation of
any requirement of the POTW’s NPDES
permit (including an increase in the
magnitude or duration of a violation) or
of the prevention of sewage sludge use
or disposal in compliance with
applicable regulations or permits. See
40 CFR 403.3(i). To determine the
‘‘interference potential,’’ EPA generally
evaluates the industrial indirect
discharges in terms of: (1) The
compatibility of industrial wastewaters
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and domestic wastewaters (e.g., type of
pollutants discharged in industrial
wastewaters compared to pollutants
typically found in domestic
wastewaters); (2) concentrations of
pollutants discharged in industrial
wastewaters that might cause
interference with the POTW collection
system (e.g., fats, oil, and grease
discharges causing blockages in the
POTW collection system, hydrogen
sulfide corrosion in the POTW
collection system), the POTW treatment
system (e.g., high ammonia mass
discharges inhibiting the POTW
treatment system; high oil and grease
mass discharges can also promote the
growth of filamentous bacteria that
inhibit the performance of POTWs using
trickling filters), or biosolids disposal
options; and (3) the potential for
variable pollutant loadings to cause
interference with POTW operations
(e.g., batch discharges or slug loadings
from industrial facilities interfering with
normal POTW operations).
EPA relied on readily available
information from the literature and
stakeholders to evaluate the severity,
duration, and frequency of interference
incidents caused by industrial indirect
discharges. As part of its evaluation,
EPA reviewed data from its report to
Congress on one type of interference
incidents, blockages in the POTW
collection system leading to combined
sewer overflows (CSOs) and sanitary
sewer overflows (SSOs). See Impacts
and Controls of CSOs and SSOs, EPA
833–R–04–001, August 2004. With
respect to Food Service Establishments,
EPA noted that ‘‘grease from restaurants,
homes, and industrial sources is the
most common cause (47%) of reported
blockages. Grease is problematic
because it solidifies, reduces
conveyance capacity, and blocks flow.’’
Other major sources of blockages are
grit, rock, and other debris (27%), roots
(22%), and roots and grease (4%).
Fats, oil, and grease (FOG) wastes are
generated at food service establishments
as byproducts from food preparation
activities. FOG captured on-site is
generally classified into two broad
categories: Yellow grease and grease
trap waste (see DCN 2606). Yellow
grease is derived from used cooking oil
and waste greases that are separated and
collected at the point of use by the food
service establishment. Food service
establishments can adopt a variety of
best management practices or install
interceptor/collector devices to control
and capture the FOG material before
discharge to the POTW collection
system (see DCN 3040, 3046). For
example, instead of discharging yellow
grease to POTWs, food service
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establishments usually accumulate this
material for pick-up by consolidation
service companies for re-sale or re-use
in the manufacture of tallow, animal
feed supplements, fuels, or other
products (see Technical Development
Document for the Final Effluent
Limitations Guidelines and Standards
for the Meat and Poultry Products Point
Source Category (40 CFR 432), EPA–
821–R–04–011, July 2004).
Additionally, food service
establishments can install interceptor/
collector devices (e.g., grease traps in
sinks and dish washer drain lines) in
order to accumulate grease on-site and
prevent it from entering the POTW
collection system. Proper design,
installation, and maintenance
procedures are critical for these devices
to control and capture the FOG (see
DCN 3043, 3265). For example,
interceptor/collector devices must be
designed and sized appropriately to
allow for emulsified FOG to cool and
separate in a non-turbulent environment
(see DCN 3265). Additionally, it is
particularly important for food service
establishments to be diligent in having
their interceptor/collector devices
serviced at regular intervals (see DCN
2606, 2610, 2616, 3039). The required
maintenance frequency for interceptor/
collector devices depends greatly on the
amount of FOG a facility generates as
well as any best management practices
(BMPs) that the establishment
implements to reduce the FOG
discharged into its sanitary sewer
system. In many cases, an establishment
that implements BMPs will realize
financial benefit through a reduction in
their required grease interceptor and
trap maintenance frequency (see DCN
3045). The annual production of
collected grease trap waste and
uncollected grease entering sewage
treatment plants can be significant and
ranges from 800 to 17,000 pounds/year
per restaurant (see DCN 2606).
Information collected from control
authorities and stakeholders indicate
that a growing number of control
authorities are using their existing
authority (e.g., general pretreatment
standards in Part 403 or local authority)
to establish and enforce more FOG
regulatory controls (e.g., numeric
pretreatment limits, best management
practices including the use of
interceptor/collector devices) for food
service establishments to reduce
interferences with POTW operations
(e.g., blockages from fats, oils, and
greases discharges, POTW treatment
interference from Nocardia filamentous
foaming, damage to collection system
from hydrogen sulfide generation) (see
DCN 3044, 3039). For example, since
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identifying a 73% non-compliance rate
with its grease trap ordinance among
restaurants, New York City has
instituted a $1,000-per-day fine for FOG
violations (see DCN 2616). Likewise,
more and more municipal wastewater
authorities are addressing FOG
discharges by imposing mandatory
measures of assorted kinds, including
inspections, periodic grease pumping,
stiff penalties, and even criminal
citations for violators, along with ‘strong
waste’ monthly surcharges added to
restaurant sewer bills. Surcharges are
reportedly ranging from $100 to as high
as $700 and more; the fees being
deemed necessary to cover the cost of
inspections and upgraded infrastructure
(see DCN 2616). Pretreatment programs
are developing and using inspection
checklists for both food service
establishments and municipal
pretreatment inspectors to control FOG
discharges (see DCN 3040).
Additionally, EPA identified typical
numeric local limits controlling oil and
grease in the range of 50 mg/L to 450
mg/L with 100 mg/L as the most
common reported numeric pretreatment
limit (see DCN 3131). Finally, EPA
expects that blockages from FOG
discharges will decrease as POTWs
incorporate Capacity, Management,
Operations, and Maintenance (CMOM)
program activities into their daily
practices. Collection system owners or
operators who adopt CMOM program
activities are likely to reduce the
occurrence of sewer overflows and
improve their operations and maintain
compliance with their NPDES permit
(see DCN 2847, 3416). In summary, EPA
finds that controlling FOG discharges
from this industrial category is an
essential element in controlling CSOs
and SSOs and ensuring the proper
operations for many POTWs. However,
national categorical standards are not
needed for this industrial category at
this time based on EPA’s finding that
control authorities can use their existing
regulatory tools and authority for
controlling the interference problems
caused by this industrial category. EPA
believes the interference incidents
identified in CSO/SSO report to
Congress may indicate the need for
additional oversight and enforcement of
existing regulations and controls, but do
not indicate a need for new categorical
pretreatment standards for this industry
at this time.
EPA received comments from
stakeholders indicating that even with
current authority provided in the
general pretreatment regulations; some
POTWs have difficulty controlling
interference from specific categories of
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indirect industrial dischargers (see
EPA–HQ–OW–2004–0032–0020, 1090).
EPA notes, however, that the
interference potential varies from POTW
to POTW because interference problems
depend not only on the nature of the
discharge but also on local conditions
(e.g., the type of treatment process used
by the POTW, local water quality, the
POTW’s chosen method for handling
sludge) (see DCN 3252). Consequently,
pollutants that interfere with the
operation of one POTW may not
adversely affect the operation of
another. These differences are
attributable to several factors including
the varying sensitivities of different
POTWs and the constituent composition
of wastewater collected and treated by
the POTW (46 FR 9406; January 28,
1981).
EPA believes that the national
pretreatment program already provides
the necessary regulatory tools and
authority to local pretreatment programs
for controlling interference problems.
Under the provisions of part 403.5(c)(1)
and (2), in defined circumstances, a
POTW must establish specific local
limits for industrial users to guard
against interference with the operation
of the municipal treatment works. See
46 FR 9406 (January 28, 1981).
Consequently, pretreatment oversight
programs should include activities
designed to identify and control sources
of potential interference and, in the
event of actual interference,
enforcement against the violator. EPA
solicits comment on whether there are
industrial sectors discharging pollutants
that cause interference issues that
cannot be adequately controlled through
the existing pretreatment program.
Based on its review of current
information, EPA has not identified
interference potential from the eight
industrial sectors that would warrant
the development of national, categorical
pretreatment standards.
C. Tobacco Products
One commenter on the preliminary
2004 Plan suggested that EPA consider
developing effluent guidelines for the
Tobacco Products industry due to the
potential for facilities in this industrial
sector to discharge nontrivial amounts
of nonconventional and toxic
pollutants. In particular, this commenter
expressed concern over the quantity of
toxics and carcinogens that may be
discharged in wastewater associated
with the manufacture of cigarettes. At
the time of publication of the final 2004
Plan, EPA was unable to determine,
based on readily available information,
whether to identify the Tobacco
Products industry as a potential new
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category in the Plan. In particular, EPA
lacked information about whether
Tobacco Products facilities discharge
toxic and nonconventional pollutants in
nontrivial amounts, whether the
industry is composed entirely or almost
entirely of indirect dischargers, and
whether indirect dischargers in the
industry caused pass-through or
interference with POTWs. In order to
better respond to these comments and
determine whether to identify the
tobacco products industrial sector as a
potential new point source category,
EPA conducted a detailed study of the
pollutant discharges for this industrial
sector. Based on this study, EPA is not
identifying the Tobacco Products
industry as a potential new category in
this Plan, for the reasons discussed
below.
1. Industry Profile
This industrial sector is divided into
the following four industry groups: (1)
SIC code 2111 (Cigarettes)—
establishments primarily engaged in
manufacturing cigarettes from tobacco
or other materials; (2) SIC code 2121
(Cigars)—establishments primarily
engaged in manufacturing cigars; (3) SIC
code 2131 (Smokeless and Loose
Chewing Tobacco)—establishments
primarily engaged in manufacturing
chewing and smoking tobacco and
snuff; and (4) SIC code 2141
(Reconstituted Tobacco and Tobacco
Stemming and Re-drying)—
establishments primarily engaged in the
stemming and re-drying of tobacco or in
manufacturing reconstituted tobacco.
Based on information in the 2002
Economic Census and reported in 2004
to the U.S. Alcohol and Tobacco Tax
and Trade Bureau (TTB), EPA estimates
there are 149 tobacco products facilities
in the United States. The number of
tobacco products processing facilities
has been in decline as facilities
consolidate. Of these facilities, EPA has
identified 3 with active NPDES permits
that discharge process wastewater
directly to waters of the U.S. and at least
15 that discharge indirectly to POTWs.
The remaining dischargers are either
indirect dischargers or zero dischargers.
As few tobacco products processing
facilities discharge directly to waters of
the U.S. (3 of the 149 facilities in this
category), EPA determined that this
category is almost entirely composed of
indirect dischargers and therefore not
subject to identification under section
304(m)(1)(B). EPA therefore proceeded
to review this category in its review of
indirect dischargers without categorical
pretreatment standards to determine
whether such standards were warranted
under CWA sections 304(g) and 307(b).
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2. Data Collection
In conducting its detailed study, EPA
conducted outreach to the most
significant dischargers in this category.
These companies have provided
extensive information on processes,
pollutant discharges and existing
permits. Based on information collected
to date, EPA believes that primary
processing at cigarette manufacturers
and their related reconstituted tobacco
operations is the main source of
discharged wastewater pollution in this
industrial sector. EPA conducted site
visits at six cigarette manufacturing
facilities with two of these facilities
having dedicated reconstituted tobacco
production lines.
In addition to collecting information
on processes and wastewater generation,
EPA also collected grab samples of
wastewater during these site visits. EPA
collected these wastewater samples to:
(1) Further characterize wastewater
generated and/or discharged at these
facilities; and (2) evaluate treatment
effectiveness, as applicable. For the sites
visited, EPA also contacted states and
POTWs to obtain existing permits and
identify concerns. Finally, EPA
reviewed and evaluated comments from
the preliminary 2006 Plan regarding the
tobacco products processing industry.
3. Review of Indirect Discharges From
Tobacco Products Industry
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EPA identified at least 15 tobacco
products processing facilities that
discharge to POTWs. None of the
indirect dischargers treat their
wastewater prior to discharge to the
local POTW. EPA’s review of effluent
data from indirect discharging tobacco
products processing facilities
demonstrates that such discharges are
generally characterized by low
concentrations of toxic and nonconventional pollutants—primarily
metals. One exception is nicotine, with
discharge concentrations ranging from
7,500 ug/L to 31,000 ug/L. Nicotine and
metal discharges account for
approximately 93% of the total annual
TWPE associated with indirect tobacco
products processing discharges. Source
water appears to be the biggest
contributor to metal discharges at
indirect facilities.
4. EPA’s Evaluation of ‘‘Pass Through
Potential’’ of Toxic and Nonconventional Pollutants Through POTW
Operations From the Tobacco Products
Industry
EPA used the two part evaluation
described above to identify whether
there is a significant ‘‘pass-through
potential’’ of toxic pollutants and non-
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conventional pollutants through POTW
operations. Specifically, EPA compared
toxic pollutant loadings currently
discharged by Tobacco Products
facilities to POTWs and surface waters
(baseline loadings) to toxic pollutant
loadings that would be discharged to
POTWs and surface waters upon
compliance with pretreatment standards
based on biological treatment with
nutrient removal (potential postregulatory loadings). Based on
information obtained in this study,
POTWs achieve nicotine removals in
excess of 96%. EPA found the annual
incremental toxic pollutant removals
per facility would be small,
approximately 28.6 TWPE/facility. This
is comparable to the incremental
removals for Industrial Laundries (32
TWPE/facility), which EPA determined
in a proposed rulemaking did not
warrant the development of
pretreatment standards for that industry.
See August 18, 1999 (64 FR 45071).
Accordingly, EPA has determined that
there is not evidence of significant
‘‘pass-through potential’’ for indirect
dischargers in this industry.
5. EPA’s Evaluation of ‘‘Interference
Potential’’ of Industrial Indirect
Discharges From the Tobacco Products
Industry
EPA evaluated possible negative
effects of discharges from tobacco
products processing facilities to POTWs.
As explained above, nicotine and metals
account for approximately 93% of the
total annual TWPE associated with
indirect discharges from this category.
EPA compared the concentrations of
metals found in indirect tobacco
products processing discharges to those
typically found in POTW influent. This
comparison demonstrated that metals
concentrations discharged by tobacco
products processing facilities are lower
than those found in typical POTW
influent. These findings indicate that
discharges from tobacco products
processing should not inhibit or disrupt
operations of the receiving POTWs. To
verify this finding, EPA contacted
POTWs receiving significant tobacco
products processing discharges. All
POTWs contacted indicated they had
experienced no problem handling and
treating such discharges (see DCN 3395).
6. EPA’s Evaluation of Direct Discharges
From the Tobacco Products Industry
As discussed above, EPA found that
this industry was composed almost
entirely of industry dischargers and
therefore reviewed it in assessing
whether to establish categorical
pretreatment standards under CWA
sections 304(g) and 307(b). In the
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context of this review, EPA also
examined discharges from the three
directly discharging facilities in this
industry.
Biological treatment with or without
nutrient removal is the most commonly
employed wastewater treatment
technology by the direct discharging
facilities. Treatability data collected
from tobacco products processing
facilities demonstrate on-site
wastewater treatment systems are highly
efficient with BOD5 and nicotine
removals in excess of 99%. Resulting
discharges are characterized by low
concentrations of toxic and nonconventional pollutants—primarily
metals. These metal discharges largely
result from source water contributions.
Additionally, permitting authorities
report few problems with these tobacco
products processing discharges. Because
EPA has identified only three tobacco
products processing facilities
discharging process wastewater directly
to waters of the U.S. and because
existing treatment systems are highly
effective, EPA believes that national
effluent guidelines for direct dischargers
are unwarranted at this time. Such
discharges can be appropriately
addressed by site-specific effluent
limitations established by NPDES
permit writers on a BPJ basis.
7. Summary of EPA’s Review of the
Tobacco Products Industry
Because EPA found that this industry
is composed almost entirely of indirect
dischargers, EPA did not identify it as
a new category under section
304(m)(1)(B) and instead considered
whether to adopt pretreatment
standards for this industry under CWA
sections 304(g) and 307(b). EPA has
concluded that national pretreatment
standards are not warranted for this
industry at this time because the
incremental toxic pollutant removal
would be small and discharges from this
industry do not cause significant pass
through or interference at POTWs.
D. Health Services Industry
The Health Services industry includes
establishments engaged in various
aspects of human health (e.g. hospitals,
dentists, medical/dental laboratories)
and animal health (e.g. veterinarians).
These establishments fall under SIC
Major Group 80 Health Services and
Industry Group 074 Veterinary Services.
According to the 2002 Census, there are
over 500,000 facilities in the health
services industries. In 1976, EPA
promulgated effluent guidelines for
direct discharging hospitals with greater
than 1,000 occupied beds. 40 CFR part
460. The remaining facilities in the
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Health Services industry are not subject
to categorical limitations and standards.
In evaluating the health services
industries to date, EPA has found little
readily available information. Both PCS
and TRI contain sparse information on
health care service establishments. In
1989, EPA published a Preliminary Data
Summary (PDS) for the Hospitals Point
Source Category (see DCN 2231). Also,
EPA’s Office of Enforcement and
Compliance Assistance (OECA)
published a Healthcare Sector Notebook
in 2005 (see DCN 2183). In addition,
industry and POTWs have conducted
studies to estimate discharges from
some portions of this industry—such as
dentists (see DCN 2237).
Based on preliminary information,
EPA has found that nearly all health
services establishments discharge
indirectly to POTWs. The major source
of concern for discharges from health
care service establishments include
mercury, silver, endocrine disrupting
chemicals (EDCs), pharmaceuticals, and
biohazards. While EPA has some
information on mercury and silver
discharges, EPA has little to no
information on wastewater discharges of
emerging pollutant concerns such as
EDCs and pharmaceuticals.
EPA will conduct a more focused
detailed review in the 2007 and 2008
annual reviews for the Health Services
Industry. In this detailed study, EPA
plans to better quantify pollutants—
including EDCs—in wastewater
discharged by health service facilities.
EPA will also investigate whether there
are technologies, process changes or
pollution prevention alternatives that
would significantly reduce discharges to
POTWs. Finally, EPA will attempt to
evaluate the pass-through and
interference potential of such
discharges.
VIII. The Final 2006 Effluent
Guidelines Program Plan Under Section
304(m)
In accordance with CWA section
304(m)(2), EPA published the
preliminary 2006 Plan for public
comment prior to this publication of the
final 2006 Plan. See August 29, 2005 (70
FR 51042). The Agency received 61
comments from a variety of commenters
including industry and industry trade
associations, municipalities and
sewerage agencies, environmental
groups, other advocacy groups, two
tribal governments, two private citizens,
two Federal agencies, and seven State
government agencies. Many of these
public comments are discussed in this
notice. The Docket accompanying this
notice includes a complete set of all of
the comments submitted, as well as the
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Agency’s responses (see DCN 3403).
EPA carefully considered all public
comments and information submitted to
EPA in developing the final 2006 Plan.
final 2006 Plan, EPA hopes to gather
and receive data and information that
will inform its reviews for 2007 and
2008 and the 2008 Plan.
A. EPA’s Schedule for Annual Review
and Revision of Existing Effluent
Guidelines Under Section 304(b)
2. Schedule for Possible Revision of
Effluent Guidelines Promulgated Under
Section 304(b)
1. Schedule for 2005 and 2006 Annual
Reviews Under Section 304(b)
As noted in section IV.B, CWA
section 304(m)(1)(A) requires EPA to
publish a Plan every two years that
establishes a schedule for the annual
review and revision, in accordance with
section 304(b), of the effluent guidelines
that EPA has promulgated under that
section. This final 2006 Plan announces
EPA’s schedule for performing its
section 304(b) reviews. The schedule is
as follows: EPA will coordinate its
annual review of existing effluent
guidelines under section 304(b) with its
publication of the preliminary and final
Plans under CWA section 304(m). In
other words, in odd-numbered years,
EPA intends to complete its annual
review upon publication of the
preliminary Plan that EPA must publish
for public review and comment under
CWA section 304(m)(2). In evennumbered years, EPA intends to
complete its annual review upon the
publication of the final Plan. EPA’s 2006
annual review is the review cycle
ending upon the publication of this final
2006 Plan.
EPA is coordinating its annual
reviews under section 304(b) with
publication of Plans under section
304(m) for several reasons. First, the
annual review is inextricably linked to
the planning effort, because the results
of each annual review can inform the
content of the preliminary and final
Plans, e.g., by identifying candidates for
ELG revision for which EPA can
schedule rulemaking in the Plan, or by
calling to EPA’s attention point source
categories for which EPA has not
promulgated effluent guidelines.
Second, even though not required to do
so under either section 304(b) or section
304(m), EPA believes that the public
interest is served by periodically
presenting to the public a description of
each annual review (including the
review process employed) and the
results of the review. Doing so at the
same time EPA publishes preliminary
and final plans makes both processes
more transparent. Third, by requiring
EPA to review all existing effluent
guidelines each year, Congress appears
to have intended that each successive
review would build upon the results of
earlier reviews. Therefore, by describing
the 2006 annual review along with the
EPA is currently conducting
rulemakings to potentially revise
existing effluent guidelines and
pretreatment standards for the following
categories: Organic Chemicals,
Pesticides and Synthetic Fibers (OCPSF)
and Inorganic Chemicals (to address
discharges from Vinyl Chloride and
Chlor-Alkali facilities identified for
effluent guidelines rulemaking in the
final 2004 Plan, now termed the
‘‘Chlorine and Chlorinated Hydrocarbon
(CCH) manufacturing’’ rulemaking) and
Concentrated Animal Feeding
Operations (rulemaking on BCT
technology options for controlling fecal
coliform). For a summary of the status
of the current effluent guidelines
rulemakings, their schedules, and a list
of completed effluent guidelines
rulemakings conducted by EPA since
1992, see the Docket accompanying this
notice (see DCN 3765). EPA emphasizes
that identification of the rulemaking
schedules for these effluent guidelines
does not constitute a final decision to
revise the guidelines. EPA may
conclude at the end of the formal
rulemaking process—supported by an
administrative record following an
opportunity for public comment—that
effluent guidelines revisions are not
appropriate for these categories. EPA is
not scheduling any other existing
effluent guidelines for rulemaking at
this time.
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B. Identification of Potential New Point
Source Categories Under CWA Section
304(m)(1)(B)
The final Plan must also identify
categories of sources discharging nontrivial amounts of toxic or nonconventional pollutants for which EPA
has not published effluent limitations
guidelines under section 304(b)(2) or
new source performance standards
(NSPS) under section 306. See CWA
section 304(m)(1)(B); S. Rep. No. 99–50,
Water Quality Act of 1987, Leg. Hist. 31
(indicating that section 304(m)(1)(B)
applies to ‘‘non-trivial discharges’’). The
final Plan must also establish a schedule
for the promulgation of effluent
guidelines for the categories identified
under section 304(m)(1)(B), providing
for final action on such rulemaking not
later than three years after the
identification of the category in a final
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Plan.6 See CWA section 304(m)(1)(C).
For the reasons discussed below, EPA is
not at this time identifying any potential
new categories for effluent guidelines
rulemaking and therefore is not
scheduling effluent guidelines
rulemaking for any such categories in
this Plan. EPA is, however, currently
conducting rulemakings to determine
whether to establish effluent guidelines
for two potential new categories
identified in the final 2004 Plan: Airport
Deicing Operations and Drinking Water
Treatment.
In order to identify industries not
currently subject to effluent guidelines,
EPA primarily used data from TRI and
PCS. As discussed in the docket,
facilities with data in TRI and PCS are
identified by a four-digit SIC code (see
DCN 3402). EPA performs a crosswalk
between the TRI and PCS data,
identified with a four digit SIC code,
and the 56 point source categories with
effluent guidelines or pretreatment
standards to determine if a four-digit
SIC code is currently regulated by
existing effluent guidelines (see DCN
3402). EPA also relied on comments
received on its previous 304(m) plans to
identify potential new categories. EPA
then assessed whether these industrial
sectors not currently regulated by
effluent guidelines meet the criteria
specified in section 304(m)(1)(B), as
discussed below.
First, section 304(m)(1)(B) specifically
applies only to ‘‘categories of sources’’
for which EPA has not promulgated
effluent guidelines. Because this section
does not define the term ‘‘categories,’’
EPA interprets this term based on the
use of the term in other sections of the
Clean Water Act, legislative history, and
Supreme Court case law, and in light of
longstanding Agency practice. As
discussed below, these sources indicate
that the term ‘‘categories’’ refers to an
industry as a whole based on similarity
of product produced or service
provided, and is not meant to refer to
specific industrial activities or processes
involved in generating the product or
service. EPA therefore identifies in its
biennial Plan only those new industries
that it determines are properly
considered stand-alone ‘‘categories’’
6 EPA recognizes that one court—the U.S. District
Court for the Central District of California—has
found that EPA has a duty to promulgate effluent
guidelines within three years for new categories
identified in the Plan. See NRDC et al. v. EPA, No.
04–8307, 2006 WL 1834260 (C.D. Ca, June 27,
2006). However, EPA continues to believe that the
mandatory duty under section 304(m)(1)(c) is
limited to providing a schedule for concluding the
effluent guidelines rulemaking—not necessarily
promulgating effluent guidelines—within three
years, and is considering whether to appeal this
decision.
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within the meaning of the Act—not
those that are properly considered
potential new subcategories of existing
categories based on similarity of product
or service.
The use of the term ‘‘categories’’ in
other provisions of the CWA indicates
that a ‘‘category’’ encompasses a broad
array of industrial operations related by
similarity of product or service
provided. For example, CWA section
306(b)(1)(A) provides a list of
‘‘categories of sources’’ (for purposes of
new source performance standards) that
includes ‘‘pulp and paper mills,’’
‘‘petroleum refining,’’ ‘‘iron and steel
manufacturing,’’ and ‘‘leather tanning
and finishing.’’ These examples suggest
that a ‘‘category’’ is intended to
encompass a diversity of facilities
engaged in production of a similar
product or provision of a similar
service. See also CWA section 402(e)
and (f) (indicating that ‘‘categories’’ are
composed of smaller subsets such as
‘‘class, type, and size’’). In the effluent
guidelines program, EPA uses these
factors, among others, to define
‘‘subcategories’’ of a larger industrial
category.
The legislative history of later
amendments to CWA section 304
indicates that Congress was aware that
there was a distinction between
‘‘categories’’ and ‘‘subcategories’’ in
effluent guidelines. See Leg. Hist:
Senate Committee on Environment and
Public Works, A Legislative History of
the Clean Water Act of 1977, prepared
by the Environmental Policy Division of
the Congressional Research Service of
the Library of Congress (Comm. Print
1978) at 455 (indicating that BAT calls
for the examination of ‘‘each industry
category or subcategory’’). See also
Chemical Manufacturers’ Association v.
EPA, 470 U.S. 116, 130 (1985)
(interpreting this legislative history as
‘‘admonish[ing] [EPA] to take into
account the diversity within each
industry by establishing appropriate
subcategories.’’). Therefore, in light of
Congress’s awareness of the distinction
between categories and subcategories,
EPA reasonably assumes that Congress’s
use in 1987 of the term ‘‘categories’’ in
section 304(m)(1)(B) was intentional. If
Congress had intended for EPA to
identify potential new subcategories in
the Plan, it would have said so.
Congress’s direction for EPA to identify
new ‘‘categories of sources’’ cannot be
read to constrain EPA’s discretion over
its internal planning processes by
requiring identification of potential new
‘‘subcategories’’ in the Plan. See Norton
v. Southern Utah Wilderness Alliance et
al., 124 S Ct. 2373, 2383 (2004) (finding
that a statutory mandate must be
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76663
sufficiently specific in order to
constrain agency discretion over its
internal planning processes).
Moreover, the distinction between a
category and a subcategory has long
been recognized by the Supreme Court.
In Chemical Manufacturers’ Association
v. EPA, the Court recognized that
categories are ‘‘necessarily rough-hewn’’
(id. at 120) and that EPA establishes
subcategories to reflect ‘‘differences
among segments of the industry’’ based
on the factors that EPA must consider in
establishing effluent limitations. Id. at
133, n. 24. See also Texas Oil and Gas
Assn. v. EPA, 161 F.3d 923, 939 (5th Cir.
1998) (‘‘The EPA is authorized—indeed,
is required—to account for substantial
variation within an existing category
* * * of point sources.’’). Indeed, the
effluent guideline considered by the
Supreme Court in the Du Pont case was
divided into 22 subcategories, each with
its own set of technology-based
limitations, reflecting variations in
processes and pollutants. Id. at 22 and
nn. 9 and 10. See also id. at 132 (noting
that legislative history ‘‘can be fairly
read to allow the use of subcategories
based on factors such as size, age, and
unit processes.’’).
EPA’s interpretation of the term
‘‘categories’’ is consistent with
longstanding Agency practice. Pursuant
to CWA section 304(b), which requires
EPA to establish effluent guidelines for
‘‘classes and categories of point
sources,’’ EPA has promulgated effluent
guidelines for 56 industrial
‘‘categories.’’ Each of these ‘‘categories’’
consists of a broad array of facilities that
produce a similar product or perform a
similar service—and is broken down
into smaller subsets, termed
‘‘subcategories,’’ that reflect variations
in the processes, treatment technologies,
costs and other factors associated with
the production of that product that EPA
is required to consider in establishing
effluent guidelines under section 304(b).
For example, the ‘‘Pulp, Paper and
Paperboard point source category’’ (40
CFR part 430) encompasses a diverse
range of industrial facilities involved in
the manufacture of a like product
(paper); the facilities range from mills
that produce the raw material (pulp) to
facilities that manufacture end-products
such as newsprint or tissue paper. EPA’s
classification of this ‘‘industry by major
production processes addresses many of
the statutory factors set forth in CWA
Section 304(b), including manufacturing
processes and equipment (e.g.,
chemical, mechanical, and secondary
fiber pulping; pulp bleaching; paper
making); raw materials (e.g., wood,
secondary fiber, non-wood fiber,
purchased pulp); products
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manufactured (e.g., unbleached pulp,
bleached pulp, finished paper
products); and, to a large extent,
untreated and treated wastewater
characteristics (e.g., BOD loadings,
presence of toxic chlorinated
compounds from pulp bleaching) and
process water usage and discharge
rates.’’ 7 Each subcategory reflects
differences in the pollutant discharges
and treatment technologies associated
with each process. Similarly, the ‘‘Iron
and Steel Manufacturing point source
category’’ (40 CFR part 420) consists of
various subcategories that reflect the
diverse range of processes involved in
the manufacture of iron and steel,
ranging from facilities that make the
basic fuel used in the smelting of iron
ore (subpart A—Cokemaking) to those
that cast the molten steel into molds to
form steel products (subpart F—
Continuous Casting). An example of an
industry category based on similarity of
service provided is the Transportation
Equipment Cleaning Point Source
Category (40 CFR Part 442), which is
subcategorized based on the type of tank
(e.g., rail cars, trucks, barges) or cargo
transported by the tanks cleaned by
these facilities, reflecting variations in
wastewaters and treatment technologies
associated with each.
Thus, EPA’s first decision criterion
asks whether a new industrial operation
or activity in question is properly
characterized as an industry ‘‘category’’
based on similarity of product produced
or service provided, or whether it
simply represents a variation (e.g. new
process) among facilities generating the
same product and is therefore properly
characterized as a potential new
subcategory. If it is properly considered
a stand-alone category in its own right,
EPA addresses it pursuant to sections
304(m)(1)(B) and (C). If EPA determines
that it is a potential new ‘‘subcategory,’’
EPA reviews the activity in its section
304(b) annual review of the existing
categories in which it would belong, in
order to determine whether it would be
appropriate to revise the effluent
guidelines for that category to include
limits for the new subcategory.
As a practical matter, this approach
makes sense. There are constantly new
processes being developed within an
industry category—new ways of making
paper or steel, new ways of cleaning
transportation equipment, new ways of
extracting oil and gas, for example.
These new processes are closely
interwoven with the processes already
7 U.S. EPA, 1997. Supplemental Technical
Development Document for Effluent Limitations
Guidelines and Standards for the Pulp, Paper, and
Paperboard Category, Page 5–3, EPA–821–R–97–
011, October 1997.
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covered by the existing effluent
guideline for the category—they often
generate similar pollutants, are often
performed by the same facilities, and
their discharges can often be controlled
by the same treatment technology.
Therefore, it is more efficient for EPA to
consider industry categories holistically
by looking at these new processes when
reviewing and revising the effluent
guideline for the existing category. The
opposite approach could lead to a
situation when EPA would do a separate
effluent guideline every time a new
individual process emerges without
considering how these new technologies
could affect BAT for related activities.
In revising effluent guidelines, EPA
often creates new subcategories to
reflect new processes. For example, the
effluent guidelines for the pesticides
chemicals category (40 CFR part 455)
did not originally cover refilling
establishments because this process was
developed after the limitations were
first promulgated. When EPA revised
the effluent guidelines for the Pesticides
Chemicals category, EPA included
refilling establishments as a new
subcategory subject to the effluent limits
for this category. The issue is not
whether a guideline should be
developed for a particular activity, but
whether the analysis should occur in
isolation or as part of a broader review.
To ensure appropriate regulation of
such new subcategories prior to EPA’s
promulgation of new effluent guidelines
for the industrial category to which they
belong, under EPA’s regulations at 40
CFR part 125.3(c), a permit writer is
required to establish technology-based
effluent limitations for these processes
on a case by case, ‘‘Best Professional
Judgment’’ (BPJ) basis, considering the
same factors that EPA considers in
promulgating categorical effluent
limitations guidelines. These new
processes are covered by these BPJbased effluent guidelines until the
effluent guidelines for the industrial
category is revised to include limits for
these new subcategories.
EPA’s approach to addressing new
industries is analogous to EPA’s
approach to addressing newly identified
pollutants. When EPA identifies new
pollutants associated with the discharge
from existing categories, EPA considers
limits for those new pollutants in the
context of reviewing and revising the
existing effluent guidelines for that
category. For example, EPA revised
effluent limitations for the bleached
papergrade kraft and soda and
papergrade sulfite subcategories within
the Pulp, Paper, and Paperboard point
source category (40 CFR 430) to add
BAT limitations for dioxin, which was
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not measurable when EPA first
promulgated these effluent guidelines
and pretreatment standards and was not
addressed by the pollutant control
technologies considered at that time.
See 63 FR 18504 (April 15, 1998).
In short, for the reasons discussed
above, EPA believes that the
appropriateness of addressing a new
process or pollutant discharge is best
considered in the context of revising an
existing set of effluent guidelines.
Accordingly, EPA analyzed similar
industrial activities not regulated by
existing regulations as part of its annual
review of existing effluent guidelines
and pretreatment standards.
The second criterion EPA considers
when implementing section
304(m)(1)(B) also derives from the plain
text of that section. By its terms, CWA
section 304(m)(1)(B) applies only to
industrial categories to which effluent
guidelines under section 304(b)(2) or
section 306 would apply, if
promulgated. Therefore, for purposes of
section 304(m)(1)(B), EPA would not
identify in the biennial Plan any
industrial categories composed
exclusively or almost exclusively of
indirect discharging facilities regulated
under section 307. For example, based
on its finding that the Tobacco Products
industry consists almost exclusively of
indirect dischargers, EPA did not
identify this industry in the Plan but
instead considered whether to adopt
pretreatment standards for this industry
in the context of its section 304(g) /
307(b) review of indirect dischargers.
Similarly, EPA would not identify in the
Plan categories for which effluent
guidelines do not apply, e.g., POTWs
regulated under CWA section
301(b)(1)(B) or municipal storm water
runoff regulated under CWA section
402(p)(3)(B).
Third, CWA section 304(m)(1)(B)
applies only to industrial categories of
sources that discharge toxic or nonconventional pollutants to waters of the
United States. EPA therefore did not
identify in the Plan industrial activities
for which conventional pollutants,
rather than toxic or non-conventional
pollutants, are the pollutants of concern.
For example, EPA did not identify in
this Plan the construction industry
because its discharges consist almost
entirely of conventional pollutants. See
DCN 04112. Therefore, section
304(m)(1)(B) does not apply to this
point source category. EPA mistakenly
identified this industry under section
304(m)(1)(B) in the 2002 Plan, not
realizing at that time that its discharge
consisted almost entirely of
conventional pollutants. EPA corrected
this mistake by removing this industry
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sroberts on PROD1PC70 with NOTICES
from its 2004 Plan.8 In addition, even
when toxic and non-conventional
pollutants might be present in an
industrial category’s discharge, section
304(m)(1)(B) does not apply when those
discharges occur in trivial amounts.
EPA does not believe that it is
necessary, nor was it Congressional
intent, to develop national effluent
guidelines for categories of sources that
discharge trivial amounts of toxic or
non-conventional pollutants and
therefore pose an insignificant hazard to
human health or the environment. See
Senate Report Number 50, 99th
Congress, 1st Session (1985); WQA87
Legislative History 31 (see DCN 03911).
This decision criterion leads EPA to
focus on those remaining industrial
categories where, based on currently
available information, new effluent
guidelines have the potential to address
a non-trivial hazard to human health or
the environment associated with toxic
or non-conventional pollutants.
Finally, EPA interprets section
304(m)(1)(B) to give EPA the discretion
to identify in the Plan only those
potential new categories for which an
effluent guideline may be an
appropriate tool. Therefore, EPA does
not identify in the Plan all potential
new categories discharging toxic and
non-conventional pollutants. Rather,
EPA identifies only those potential new
categories for which it believes that
effluent guidelines may be appropriate,
taking into account Agency priorities,
resources and the full range of other
CWA tools available for addressing
industrial discharges.
This interpretation is supported by
the Supreme Court’s decision in Norton
v. Southern Utah Wilderness Alliance et
al. (124 S. Ct. 2373, 2383 (2004)), which
recognized the importance of agency
discretion over its internal planning
processes. Specifically, the Court in
Norton held that a statute requiring an
agency to ‘‘manage wilderness study
areas * * * in a manner so as not to
impair the suitability of such areas’’ was
too broad to constrain the agency’s
discretion over its internal land use
planning processes. See also Fund for
Animals et al. v. U.S. Bureau of Land
Management, No. 04–5359, 2006 U.S.
App. LEXIS 21206 (D.C. Cir., August 18,
2006); Center for Biological Diversity v.
Veneman, 394 F.3d 1108 (9th Cir. 2005)
8 EPA recognizes that a district court recently
held that EPA lacked the discretion to remove the
construction industry from the Plan (see NRDC et
al. v. EPA, No. CV–04–8307 (GHK) (C.D. Ca., June
27, 2006))—but notes that the court did not order
EPA to put this industry back on the Plan.
Moreover, EPA continues to believe that section
304(m)(1)(B) does not apply to this point source
category—and that it must have the authority to
correct this mistaken identification.
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(both cases following Norton line of
reasoning to find that statutory mandate
was not sufficiently specific to constrain
agency discretion over its internal
planning processes). In this case, the
statutory mandate at issue—establish
technology-based effluent limits that
take into account a range of factors
including ‘‘such other factors as the
Administrator deems appropriate’’—
also lacks the specificity to constrain the
Agency’s discretion over its effluent
guidelines planning process. See CWA
section 304(b)(2)(B). This broad
statutory mandate gives EPA the
discretion to identify in its section
304(m) Plan only those industrial
categories for which it determines that
effluent guidelines would be
‘‘appropriate’’ and to rely on other CWA
tools—such as site-specific technology
based limitations developed by permit
writers on a BPJ basis—when it
determines that such tools would be a
more effective and efficient way of
increasing the stringency of pollution
control through NPDES permits.
Congress specifically accorded EPA
with the discretion to choose the
appropriate tool for pressing the
development of new technologies,
authorizing EPA to develop technologybased effluent limitations using a sitespecific BPJ approach under CWA
section 402(a)(1), rather than pursuant
to an effluent guideline. See CWA
section 301(b)(3)(B). Significantly,
section 301(b)(3)(B) was enacted
contemporaneously with section 304(m)
and its planning process, suggesting that
Congress contemplated the use of both
tools, with the choice of tools in any
given 304(m) plan left to the
Administrator’s discretion. The Clean
Water Act requirement that EPA
develop an effluent guideline plan—
when coupled with the broad statutory
mandate to consider ‘‘appropriate’’
factors in establishing technology-based
effluent limitations and the direction to
establish such limitations either through
effluent guidelines or site-specific BAT
decision-making—cannot be read to
constrain the Agency’s discretion over
what it includes in its plan.
Moreover, because section
304(m)(1)(C) requires EPA to complete
an effluent guidelines rulemaking
within three years of identifying an
industrial category in a 304(m) Plan,9
9 EPA recognizes that a recent district court held
that section 304(m)(1)(c) requires EPA to
promulgate effluent guidelines within three years
for new categories identified in the Plan—not
simply to conclude rulemaking in three years. See
NRDC et al. v. EPA, No. 04–8307, 2006 WL 1834260
(C.D. Ca, June 27, 2006). EPA disagrees with this
interpretation and is considering whether to appeal
this decision. If upheld on appeal, this decision
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76665
EPA believes that Congress intended to
give EPA the discretion under section
304(m)(1)(B) to prioritize its
identification of potential new
industrial categories so that it can use
available resources effectively.
Otherwise, EPA might find itself
conducting rushed, resource-intensive
effluent guidelines rulemakings where
none is actually needed for the
protection of human health and the
environment, or where such protection
could be more effectively achieved
through other CWA mechanisms.
Considering the full scope of the
mandates and authorities established by
the CWA, of which effluent guidelines
are only a part, EPA needs the
discretion to promulgate new effluent
guidelines in a phased, orderly manner,
consistent with Agency priorities and
the funds appropriated by Congress to
execute them. By crafting section
304(m) as a planning mechanism,
Congress has given EPA that discretion.
Like the land use plan at issue in
Norton, EPA’s plan is ultimately ‘‘a
statement of choices and priorities.’’ See
Norton v. Southern Utah Wilderness
Alliance, et al., 124 S. Ct. 2373, 2383
(2004). By requiring EPA to publish its
plan, Congress assured that EPA’s
priority-setting processes would be
available for public viewing. By
requiring EPA to solicit comments on
preliminary plans, Congress assured
that interested members of the public
could contribute ideas and express
policy preferences. EPA has given
careful consideration and summarized
its findings with respect to all industries
suggested by commenters as candidates
for inclusion in the Plan. Finally, by
requiring publication of plans every two
years, Congress assured that EPA would
regularly re-evaluate its past policy
choices and priorities (including
whether to identify an industrial
activity for effluent guidelines
rulemaking) to account for changed
circumstances. Ultimately, however,
Congress left the content of the plan to
EPA’s discretion—befitting the role that
effluent guidelines play in the overall
structure of the CWA and their
relationship to other tools for addressing
water pollution.
would limit EPA’s discretion regarding whether or
not to promulgate effluent guidelines for new
categories identified in the Plan. However, it would
not affect EPA’s discretion under section
304(m)(1)(B) to identify new industries in the Plan
in the first place.
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Federal Register / Vol. 71, No. 245 / Thursday, December 21, 2006 / Notices
IX. Status of ‘‘Strategy for National
Clean Water Industrial Regulations’’
and EPA’s Effluent Guidelines Reviews
sroberts on PROD1PC70 with NOTICES
A. Review of the Draft Strategy
EPA first solicited public comment on
the draft Strategy for National Clean
Water Industrial Regulations
(‘‘Strategy’’) on November 29, 2002 (67
FR 71165) and again on August 29, 2005
(70 FR 51042). EPA has used the draft
Strategy and comments on the draft
Strategy to shape the methodology for
its annual reviews of existing effluent
guidelines and pretreatment standards
and effluent guidelines planning. In
doing so, EPA has found that its effluent
guidelines reviews and planning are an
on-going and iterative process, and that
its methodology for conducting these
reviews and planning must continually
be updated to reflect available data and
tools and respond to public comments.
Consequently, rather than publishing a
‘‘final’’ Strategy as a separate static
document, EPA has chosen instead to
use the Federal Register notices
accompanying the preliminary and final
304(m) plans to describe and solicit
comment on its evolving process and
criteria for conducting annual reviews
and planning, building upon the major
elements of the draft Strategy. EPA
encourages the public to continue to
provide comments on how EPA can
improve its effluent guidelines reviews
and planning processes.
B. Changes to Annual Review
Methodology Since First Publication of
the Draft Strategy
EPA first solicited public comments
in the November 29, 2002, Federal
Register notice (67 FR 71165)
announcing the availability of the draft
Strategy. In response, EPA received 22
public comments on the draft Strategy.
EPA requested comment a second time
in the same notice as the preliminary
2006 Plan (August 29, 2005; 70 FR
51042). In particular, EPA used this
second comment period to request
comments on its proposed use of the
four factors for identifying existing
effluent guidelines for revision
described in the draft Strategy and
invited the public to identify additional
factors for EPA’s consideration. The
Agency was also interested in receiving
comments on whether each of these four
factors should be ranked, and if so,
whether different weights should be
applied to each. EPA received two
additional public comments. These 24
public comments are included in Docket
ID No. EPA-HQ-OW–2002–0020.
After reviewing public comments on
the draft Strategy and on the annual
reviews described in the Federal
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17:01 Dec 20, 2006
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Register notices accompanying the
section 304(m) plans, EPA has
essentially retained the four factor
approach for its annual reviews of
existing effluent guidelines and
pretreatment standards. However, EPA
has modified some of the four factors
and how they are applied in the annual
reviews, as described below.
In the initial screening analysis of
existing effluent guidelines and
pretreatment standards, EPA gives the
most weight to the first factor—amount
and toxicity of the pollutants in an
industrial category’s discharge—in
deciding which effluent guidelines to
review in more detail. This enables the
Agency to set priorities for rulemaking
in order to achieve the greatest
environmental and health benefits.
EPA’s assessment of hazard also enables
the Agency to indirectly assess the
effectiveness of pollution control
technologies and processes currently in
use by an industrial category, based on
the amount and toxicity of its
discharges. This also helps the Agency
to assess the extent to which additional
regulation may contribute reasonable
further progress toward the national
goal of eliminating the discharge of all
pollutants, as specified in section
301(b)(2)(A).
The value of using a comparative risk
approach to prioritize environmental
actions has been noted by others
including EPA’s Science Advisory
Board. See U.S. EPA (1993), A
Guidebook to Comparing Risks and
Setting Environmental Priorities, EPA
230–B–93–003. EPA’s use of the first
factor is similar to the use of a
comparative risk analysis, which is
‘‘intended principally as a policydevelopment and broad resourceallocation tool.’’ See DCN 3576. To the
extent possible with the available data,
EPA has tried to incorporate risk as a
factor in its reviews by using the
approach to ranking point source
categories outlined in the draft Strategy.
However, there are limitations in the
data and tools. In particular, EPA
presently lacks on a national scale the
detailed exposure assessment data and
tools necessary to complete a risk
assessment (e.g., analyze for each
industrial facility the fate and transport
of discharged pollutants in an actual
waterbody, exposure pathways of
pollutants to populations in a
watershed, and uptake of the discharged
pollutants) (see DCN 3037).
Consequently, EPA ranks point source
categories according to their discharges
of toxic and non-conventional
pollutants to evaluate the relative
hazard of these discharges as one
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measure of potential for impacts to
human health and the environment.
EPA has also given added weight to
the fourth factor, implementation and
efficiency considerations, in deciding
which effluent guidelines to review in
more detail. Here, EPA considers
opportunities to eliminate inefficiencies
or impediments to pollution prevention
or technological innovation, or
opportunities to promote innovative
approaches such as water quality
trading, including within-plant trading.
For example, in the 1990s, industry
requested in comments on the Offshore
and Coastal Oil and Gas Extraction (40
CFR part 435) effluent guidelines
rulemakings that EPA revise these
effluent guidelines because they
inhibited the use of a new pollution
prevention technology (synthetic-based
drilling fluids). EPA agreed that
revisions to these effluent guidelines
were appropriate for promoting
synthetic-based drilling fluids as a
pollution prevention technology and
promulgated revisions to the Oil and
Gas Extraction point source category.
See 66 FR 6850 (Jan. 22, 2001). This
factor might also prompt EPA, during an
annual review, to decide against
identifying an existing set of effluent
guidelines or pretreatment standards for
revision where the pollutant source is
already efficiently and effectively
controlled by other regulatory or nonregulatory programs.
As previously noted, current data
limitations make it difficult to directly
evaluate in the initial screening analysis
the second factor—the availability of
technology to reduce the pollutants
remaining in the industrial category’s
wastewater. Similarly, EPA has not been
able to find a tool to enable it to
consider the third factor—economic
achievability of candidate treatment
technologies—in its initial screening
analysis. EPA anticipates that over time
more information related to the second
and third factors will become available
and may permit the Agency to
incorporate these two factors into the
initial screening analysis. For now, EPA
assesses the second and third factors in
conducting its detailed reviews of those
industries that rank highest with respect
to hazard. In its detailed reviews, EPA
typically examines: (1) Wastewater
characteristics and pollutant sources; (2)
pollutants driving the total amount of
toxic and non-conventional pollutant
discharges; (3) treatment technology and
pollution prevention information; (4)
the geographic distribution of facilities
in the industry; (5) any pollutant
discharge trends within the industry;
and (6) any relevant economic factors.
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Federal Register / Vol. 71, No. 245 / Thursday, December 21, 2006 / Notices
After consideration of public
comment and further analyses based on
all four factors, EPA prioritizes the
categories for effluent guidelines
rulemakings and publishes the
rulemaking schedules in the final
biennial plan issued in August of every
even-numbered year. By using this
multi-layered screening approach, the
Agency concentrates its resources on
those point source categories with the
highest estimated hazard associated
with toxic and non-conventional
pollution (based on best available data),
while assigning a lower priority to
categories that the Agency believes are
not good candidates for effluent
guidelines or pretreatment standards
revisions at that time.
Dated: December 15, 2006.
Benjamin H. Grumbles,
Assistant Administrator for Water.
[FR Doc. E6–21825 Filed 12–20–06; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–8259–3]
Proposed Reissuance of the NPDES
General Permit for the Western Portion
of the Outer Continental Shelf of the
Gulf of Mexico (GMG290000)
Environmental Protection
Agency (EPA).
ACTION: Notice of Proposed NPDES
General Permit Reissuance.
sroberts on PROD1PC70 with NOTICES
AGENCY:
SUMMARY: The Regional Administrator
of Region 6 today proposes to reissue
the National Pollutant Discharge
Elimination System (NPDES) general
permit for the Western Portion of the
Outer Continental Shelf of the Gulf of
Mexico (No. GMG290000) for discharges
from existing and new dischargers and
New Sources in the Offshore
Subcategory of the Oil and Gas
Extraction Point Source Category as
authorized by section 402 of the Clean
Water Act. The permit, previously
reissued on October 7, 2004, and
published in the Federal Register at 69
FR 60150, authorizes discharges from
exploration, development, production,
and transmission facilities located in
and discharging to Federal waters of the
Gulf of Mexico seaward of the outer
boundary of the territorial seas off
Louisiana and Texas. Discharges of
produced water to Federal waters from
facilities located in the territorial seas
are also authorized when all conditions
of the permit are met. The following
changes to the expiring permit are
proposed to be made as a part of the
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17:01 Dec 20, 2006
Jkt 211001
permit reissuance. Requirements to
comply with new cooling water intake
structure regulations are included. Sublethal effects are required to be
measured for whole effluent toxicity
testing. New test methods are allowed
for monitoring cadmium and mercury in
stock barite. Clarifications have been
added to the permit requirements for:
Types of activities covered; pit cleaning
and other wash water; end of well
monitoring; sediment toxicity test
averaging; the drilling fluids discharge
rate limitation; discharges associated
with dual gradient drilling; toxicity
testing for miscellaneous discharges;
and calculation of the produced water
critical dilution for toxicity testing.
Other minor changes in wording are
also proposed to clarify EPA’s intent
regarding the permit’s requirements.
DATES: Comments must be received by
February 20, 2007.
ADDRESSES: Comments should be sent
to: Ms. Diane Smith, Water Quality
Protection Division, U.S. Environmental
Protection Agency, 1445 Ross Avenue,
Dallas, Texas 75202–2733.
Comments may also be submitted via
e-mail to the following address:
smith.diane@epa.gov.
Ms.
Diane Smith, Region 6, U.S.
Environmental Protection Agency
(6WQ–CA), 1445 Ross Avenue, Dallas,
Texas 75202–2733. Telephone: (214)
665–2145.
A copy of the proposed permit, and
the fact sheet more fully explaining the
proposal may be obtained from Ms.
Smith. The Agency’s current
administrative record on the proposal is
available for examination at the Region’s
Dallas offices during normal working
hours after providing Ms. Smith 24
hours advance notice. Additionally, a
copy of the proposed permit, fact sheet,
and this Federal Register Notice may be
obtained on the Internet at: https://
www.epa.gov/earth1r6/6wq/6wq.htm.
SUPPLEMENTARY INFORMATION:
Regulated entities. EPA intends to use
the proposed reissued permit to regulate
oil and gas extraction facilities located
in the Outer Continental Shelf of the
Western Gulf of Mexico, e.g., offshore
oil and gas extraction platforms, but
other types of facilities may also be
subject to the permit. To determine
whether your facility, company,
business, organization, etc., may be
affected by today’s action, you should
carefully examine the applicability
criteria in Part I, Section A.1 of the draft
permit. Questions on the permit’s
application to specific facilities may
also be directed to Ms. Smith at the
FOR FURTHER INFORMATION CONTACT:
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76667
telephone number or address listed
above.
The permit contains limitations
conforming to EPA’s Oil and Gas
extraction, Offshore Subcategory
Effluent Limitations Guidelines at 40
CFR Part 435 and additional
requirements assuring that regulated
discharges will cause no unreasonable
degradation of the marine environment,
as required by section 403(c) of the
Clean Water Act. Specific information
on the derivation of those limitations
and conditions is contained in the fact
sheet.
Other Legal Requirements
Oil Spill Requirements. Section 311 of
the CWA, (the Act), prohibits the
discharge of oil and hazardous materials
in harmful quantities. Discharges that
are in compliance with NPDES permits
are excluded from the provisions of
Section 311. However, the permit does
not preclude the institution of legal
action or relieve permittees from any
responsibilities, liabilities, or penalties
for other, unauthorized discharges of oil
and hazardous materials which are
covered by Section 311 of the Act.
Endangered Species Act. As
explained at 69 FR 39478 (June 30,
2004), EPA previously found that reissuance of the General Permit for the
Outer Continental Shelf of the Western
Gulf of Mexico would not adversely
affect any listed threatened or
endangered species or designated
critical habitat. EPA requested written
concurrence on that determination from
the National Marine Fisheries Service
(NMFS). In a letter dated July 12, 2004,
NMFS provided such concurrence on
the proposed NPDES General Permit for
the Western Portion of the Outer
Continental Shelf of the Gulf of Mexico.
No changes are proposed which would
decrease the level of protection the
permit affords threatened or endangered
species. The main changes include new
intake structure requirements and more
stringent whole effluent toxicity limits
based on sub-lethal effects. Since those
changes increase the level of protection
EPA again finds that issuance of the
permit will not adversely affect any
listed threatened or endangered species
or their critical habitat. Concurrence
with this determination will be obtained
from NMFS before the final permit is
issued.
Ocean Discharge Criteria Evaluation.
For discharges into waters of the
territorial sea, contiguous zone, or
oceans CWA section 403 requires EPA
to consider guidelines for determining
potential degradation of the marine
environment in issuance of NPDES
permits. These Ocean Discharge Criteria
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Agencies
[Federal Register Volume 71, Number 245 (Thursday, December 21, 2006)]
[Notices]
[Pages 76644-76667]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-21825]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[EPA-HQ-OW-2004-0032; FRL-8259-1]
RIN 2040-AE76
Notice of Availability of Final 2006 Effluent Guidelines Program
Plan
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of Final 2006 Effluent Guidelines Program Plan.
-----------------------------------------------------------------------
SUMMARY: EPA establishes national technology-based regulations known as
effluent guidelines and pretreatment standards to reduce pollutant
discharges from categories of industry discharging directly to waters
of the United States or discharging indirectly through Publicly Owned
Treatment Works (POTWs). The Clean Water Act (CWA) sections 301(d),
304(b), 304(g), and 307(b) require EPA to annually review these
effluent guidelines and pretreatment standards.
[[Page 76645]]
This notice presents EPA's 2006 review of existing effluent guidelines
and pretreatment standards. It also presents EPA's evaluation of
indirect dischargers without categorical pretreatment standards to
identify potential new categories for pretreatment standards under CWA
sections 304(g) and 307(b). This notice also presents the final 2006
Effluent Guidelines Program Plan (``final 2006 Plan''), which, as
required under CWA section 304(m), identifies any new or existing
industrial categories selected for effluent guidelines rulemaking and
provides a schedule for such rulemaking. CWA section 304(m) requires
EPA to biennially publish such a plan after public notice and comment.
The Agency published the preliminary 2006 Plan on August 29, 2005 (70
FR 51042). This notice also provides EPA's preliminary thoughts
concerning its 2007 annual reviews under CWA sections 301(d), 304(b),
304(g) and 307(b) and solicits comments, data and information to assist
EPA in performing these reviews. EPA intends to continue a detailed
study of the steam electric power generating industry and start
detailed studies for the following industrial sectors: the coal mining
industry, the health services industry, and the coalbed methane
industry, which is part of the oil and gas extraction industry.
Finally, after two public comment periods, this notice discusses how
EPA incorporates elements from the draft Strategy for National Clean
Water Industrial Regulations (Strategy) into its effluent guidelines
reviews and planning.
ADDRESSES: Submit your comments, data and information for the 2007
annual review, identified by Docket ID No. EPA-HQ-OW-2006-0771, by one
of the following methods:
(1) www.regulations.gov. Follow the on-line instructions for
submitting comments.
(2) E-mail: OW-Docket@epa.gov, Attention Docket ID No. EPA-HQ-OW-
2006-0771.
(3) Mail: Water Docket, Environmental Protection Agency, Mailcode:
4203M, 1200 Pennsylvania Ave., NW., Washington, DC 20460, Attention
Docket ID No. EPA-HQ-OW-2006-0771. Please include a total of 3 copies.
(4) Hand Delivery: Water Docket, EPA Docket Center, EPA West, Room
B102, 1301 Constitution Ave., NW., Washington, DC, Attention Docket ID
No. EPA-HQ-OW-2006-0771. Such deliveries are only accepted during the
Docket's normal hours of operation and special arrangements should be
made.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OW-2006-
0771. EPA's policy is that all comments received will be included in
the public docket without change and may be made available online at
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through regulations.gov or e-mail. The
federal regulations.gov Web site is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an e-
mail comment directly to EPA without going through regulations.gov,
your e-mail address will be automatically captured and included as part
of the comment that is placed in the public docket and made available
on the Internet. If you submit an electronic comment, EPA recommends
that you include your name and other contact information in the body of
your comment and with any disk or CD-ROM you submit. If EPA cannot read
your comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the index at
www.regulations.gov. Although listed in the index, some information is
not publicly available, i.e., CBI or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available either electronically at www.regulations.gov or in hard copy
at the Water Docket in the EPA Docket Center, EPA/DC, EPA West, Room
3334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the Water Docket
is (202) 566-2426.
Key documents providing additional information about EPA's annual
reviews and the final 2006 Effluent Guidelines Program Plan include the
following:
Interim Detailed Study Report for the Steam Electric Power
Generating Point Source Category, EPA-821-R-06-015, DCN 3401;
Final Report: Pulp, Paper, and Paperboard Detailed Study,
EPA-821-R-06-016, DCN 3400;
Final Engineering Report: Tobacco Products Processing
Detailed Study, EPA-821-R-06-017, DCN 3395; and
Technical Support Document for the 2006 Effluent
Guidelines Program Plan, EPA-821-R-06-018, DCN 3402.
FOR FURTHER INFORMATION CONTACT: Mr. Carey A. Johnston at (202) 566-
1014 or johnston.carey@epa.gov, or Ms. Jan Matuszko at (202) 566-1035
or matuszko.jan@epa.gov.
SUPPLEMENTARY INFORMATION:
How Is This Document Organized?
The outline of this notice follows.
I. General Information
II. Legal Authority
III. What Is the Purpose of This Federal Register Notice?
IV. Background
V. EPA's 2006 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g),
and 307(b)
VI. EPA's 2007 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g),
and 307(b)
VII. EPA's Evaluation of Categories of Indirect Dischargers Without
Categorical Pretreatment Standards To Identify Potential New
Categories for Pretreatment Standards
VIII. The Final 2006 Effluent Guidelines Program Plan Under Section
304(m)
IX. Status of ``Strategy for National Clean Water Industrial
Regulations'' and EPA's Effluent Guidelines Reviews and Planning
I. General Information
A. Does This Action Apply to Me?
This notice simply provides a statement of the Agency's effluent
guidelines review and planning processes and priorities at this time,
and does not contain any regulatory requirements.
B. What Should I Consider as I Prepare My Comments for EPA for the 2007
Review?
1. Submitting Confidential Business Information
Do not submit this information to EPA through www.regulations.gov
or e-mail. Clearly mark the part or all of the information that you
claim to be CBI. For CBI information in a disk or CD-ROM that you mail
to EPA, mark the outside of the disk or CD-ROM as CBI and then identify
electronically within the disk or CD-ROM the specific information that
is claimed as CBI. In
[[Page 76646]]
addition to one complete version of the comment that includes
information claimed as CBI, a copy of the comment that does not contain
the information claimed as CBI must be submitted for inclusion in the
public docket. Information so marked will not be disclosed except in
accordance with procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments, remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions--The agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
Explain why you agree or disagree; suggest alternatives
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
II. Legal Authority
This notice is published under the authority of the CWA, 33 U.S.C.
1251, et seq., and in particular sections 301(d), 304(b), 304(g),
304(m), 306, and 307(b), 33 U.S.C. 1311(d), 1314(b), 1314(g), 1314(m),
1316, and 1317.
III. What Is the Purpose of This Federal Register Notice?
This notice presents EPA's 2006 review of existing effluent
guidelines and pretreatment standards under CWA sections 301(d),
304(b), 304(g) and 307(b). It also presents EPA's evaluation of
indirect dischargers without categorical pretreatment standards to
identify potential new categories for pretreatment standards under CWA
sections 304(g) and 307(b). This notice also presents the final 2006
Effluent Guidelines Program Plan (``final 2006 Plan''), which, as
required under CWA section 304(m), identifies any new or existing
industrial categories selected for effluent guidelines rulemaking and
provides a schedule for such rulemaking. CWA section 304(m) requires
EPA to biennially publish such a plan after public notice and comment.
The Agency published the preliminary 2006 Plan on August 29, 2005 (70
FR 51042). This notice also provides EPA's preliminary thoughts
concerning its 2007 annual reviews under CWA sections 301(d), 304(b),
304(g) and 307(b) and solicits comments, data and information to assist
EPA in performing these reviews. Finally, after two public comment
periods, this notice discusses how EPA incorporates elements from the
draft Strategy for National Clean Water Industrial Regulations
(Strategy) into its effluent guidelines reviews and planning.
IV. Background
A. What Are Effluent Guidelines and Pretreatment Standards?
The CWA directs EPA to promulgate effluent limitations guidelines
and standards that reflect pollutant reductions that can be achieved by
categories or subcategories of industrial point sources using specific
technologies. See CWA sections 301(b)(2), 304(b), 306, 307(b), and
307(c). For point sources that introduce pollutants directly into the
waters of the United States (direct dischargers), the effluent
limitations guidelines and standards promulgated by EPA are implemented
through National Pollutant Discharge Elimination System (NPDES)
permits. See CWA sections 301(a), 301(b), and 402. For sources that
discharge to POTWs (indirect dischargers), EPA promulgates pretreatment
standards that apply directly to those sources and are enforced by
POTWs and State and Federal authorities. See CWA sections 307(b) and
(c).
1. Best Practicable Control Technology Currently Available (BPT)--CWA
Sections 301(b)(1)(A) & 304(b)(1)
EPA defines Best Practicable Control Technology Currently Available
(BPT) effluent limitations for conventional, toxic, and non-
conventional pollutants. Section 304(a)(4) designates the following as
conventional pollutants: biochemical oxygen demand (BOD5),
total suspended solids, fecal coliform, pH, and any additional
pollutants defined by the Administrator as conventional. The
Administrator designated oil and grease as an additional conventional
pollutant on July 30, 1979 (44 FR 44501). EPA has identified 65
pollutants and classes of pollutants as toxic pollutants, of which 126
specific substances have been designated priority toxic pollutants. See
Appendix A to part 423. All other pollutants are considered to be non-
conventional.
In specifying BPT, EPA looks at a number of factors. EPA first
considers the total cost of applying the control technology in relation
to the effluent reduction benefits. The Agency also considers the age
of the equipment and facilities, the processes employed, and any
required process changes, engineering aspects of the control
technologies, non-water quality environmental impacts (including energy
requirements), and such other factors as the EPA Administrator deems
appropriate. See CWA section 304(b)(1)(B). Traditionally, EPA
establishes BPT effluent limitations based on the average of the best
performances of facilities within the industry of various ages, sizes,
processes, or other common characteristics. Where existing performance
is uniformly inadequate, BPT may reflect higher levels of control than
currently in place in an industrial category if the Agency determines
that the technology can be practically applied.
2. Best Conventional Pollutant Control Technology (BCT)--CWA Sections
301(b)(2)(E) & 304(b)(4)
The 1977 amendments to the CWA required EPA to identify effluent
reduction levels for conventional pollutants associated with Best
Conventional Pollutant Control Technology (BCT) for discharges from
existing industrial point sources. In addition to considering the other
factors specified in section 304(b)(4)(B) to establish BCT limitations,
EPA also considers a two part ``cost-reasonableness'' test. EPA
explained its methodology for the development of BCT limitations in
1986. See 51 FR 24974 (July 9, 1986).
3. Best Available Technology Economically Achievable (BAT)--CWA
Sections 301(b)(2)(A) & 304(b)(2)
For toxic pollutants and non-conventional pollutants, EPA
promulgates effluent guidelines based on the Best Available Technology
Economically Achievable (BAT). See CWA section 301(b)(2)(A), (C), (D)
and (F). The factors considered in assessing BAT include the cost of
achieving BAT effluent reductions, the age of equipment and facilities
involved, the process employed, potential process changes, non-water
quality environmental impacts, including energy requirements, and other
such factors as the EPA Administrator deems appropriate. See CWA
section
[[Page 76647]]
304(b)(2)(B). The technology must also be economically achievable. See
CWA section 301(b)(2)(A). The Agency retains considerable discretion in
assigning the weight accorded to these factors. BAT limitations may be
based on effluent reductions attainable through changes in a facility's
processes and operations. Where existing performance is uniformly
inadequate, BAT may reflect a higher level of performance than is
currently being achieved within a particular subcategory based on
technology transferred from a different subcategory or category. BAT
may be based upon process changes or internal controls, even when these
technologies are not common industry practice.
4. New Source Performance Standards (NSPS)--CWA Section 306
New Source Performance Standards (NSPS) reflect effluent reductions
that are achievable based on the best available demonstrated control
technology. New sources have the opportunity to install the best and
most efficient production processes and wastewater treatment
technologies. As a result, NSPS should represent the most stringent
controls attainable through the application of the best available
demonstrated control technology for all pollutants (i.e., conventional,
non-conventional, and priority pollutants). In establishing NSPS, EPA
is directed to take into consideration the cost of achieving the
effluent reduction and any non-water quality environmental impacts and
energy requirements.
5. Pretreatment Standards for Existing Sources (PSES)--CWA Section
307(b)
Pretreatment Standards for Existing Sources (PSES) are designed to
prevent the discharge of pollutants that pass through, interfere with,
or are otherwise incompatible with the operation of publicly-owned
treatment works (POTWs), including sludge disposal methods at POTWs.
Pretreatment standards for existing sources are technology-based and
are analogous to BAT effluent limitations guidelines.
The General Pretreatment Regulations, which set forth the framework
for the implementation of national pretreatment standards, are found at
40 CFR part 403.
6. Pretreatment Standards for New Sources (PSNS)--CWA Section 307(c)
Like PSES, Pretreatment Standards for New Sources (PSNS) are
designed to prevent the discharges of pollutants that pass through,
interfere with, or are otherwise incompatible with the operation of
POTWs. PSNS are to be issued at the same time as NSPS. New indirect
dischargers have the opportunity to incorporate into their facilities
the best available demonstrated technologies. The Agency considers the
same factors in promulgating PSNS as it considers in promulgating NSPS.
B. What Are EPA's Review and Planning Obligations Under Sections
301(d), 304(b), 304(g), 304(m), and 307(b)?
1. EPA's Review and Planning Obligations Under Sections 301(d), 304(b),
and 304(m)--Direct Dischargers
Section 304(b) requires EPA to review its existing effluent
guidelines for direct dischargers each year and to revise such
regulations ``if appropriate.'' Section 304(m) supplements the core
requirement of section 304(b) by requiring EPA to publish a plan every
two years announcing its schedule for performing this annual review and
its schedule for rulemaking for any effluent guideline selected for
possible revision as a result of that annual review. Section 304(m)
also requires the plan to identify categories of sources discharging
non-trivial amounts of toxic or non-conventional pollutants for which
EPA has not published effluent limitations guidelines under section
304(b)(2) or NSPS under section 306. See CWA section 304(m)(1)(B); S.
Rep. No. 50, 99th Cong., 1st Sess. (1985); WQA87 Leg. Hist. 31
(indicating that section 304(m)(1)(B) applies to ``non-trivial
discharges.''). Finally, under section 304(m), the plan must present a
schedule for promulgating effluent guidelines for industrial categories
for which it has not already established such guidelines, providing for
final action on such rulemaking not later than three years after the
industrial category is identified in a final Plan.\1\ See CWA section
304(m)(1)(C). EPA is required to publish its preliminary Plan for
public comment prior to taking final action on the plan. See CWA
section 304(m)(2).
---------------------------------------------------------------------------
\1\ EPA recognizes that one court--the U.S District Court for
the Central District of California--has found that EPA has a duty to
promulgate effluent guidelines within three years for new categories
identified in the Plan. See NRDC et al. v. EPA, No. 04-8307, 2006 WL
1834260 (C.D. Ca, June 27, 2006). However, EPA continues to believe
that the mandatory duty under section 304(m)(1)(c) is limited to
providing a schedule for concluding the effluent guidelines
rulemaking--not necessarily promulgating effluent guidelines--within
three years, and is considering whether to appeal this decision.
---------------------------------------------------------------------------
In addition, CWA section 301(d) requires EPA to review every five
years the effluent limitations required by CWA section 301(b)(2) and to
revise them if appropriate pursuant to the procedures specified in that
section. Section 301(b)(2), in turn, requires point sources to achieve
effluent limitations reflecting the application of the best available
technology economically achievable (for toxic pollutants and non-
conventional pollutants) and the best conventional pollutant control
technology (for conventional pollutants), as determined by EPA under
sections 304(b)(2) and 304(b)(4), respectively. For nearly three
decades, EPA has implemented sections 301 and 304 through the
promulgation of effluent limitations guidelines, resulting in
regulations for 56 industrial categories. See E.I. du Pont de Nemours &
Co. v. Train, 430 U.S. 113 (1977). Consequently, as part of its annual
review of effluent limitations guidelines under section 304(b), EPA is
also reviewing the effluent limitations they contain, thereby
fulfilling its obligations under sections 301(d) and 304(b)
simultaneously.
2. EPA's Review and Planning Obligations Under Sections 304(g) and
307(b)--Indirect Dischargers
Section 307(b) requires EPA to revise its pretreatment standards
for indirect dischargers (``from time to time, as control technology,
processes, operating methods, or other alternatives change.'' See CWA
section 307(b)(2). Section 304(g) requires EPA to annually review these
pretreatment standards and revise them ``if appropriate.'' Although
section 307(b) only requires EPA to review existing pretreatment
standards ``from time to time,'' section 304(g) requires an annual
review. Therefore, EPA meets its 304(g) and 307(b) review requirements
by reviewing all industrial categories subject to existing categorical
pretreatment standards on an annual basis to identify potential
candidates for revision.
Section 307(b)(1) also requires EPA to promulgate pretreatment
standards for pollutants not susceptible to treatment by POTWs or that
would interfere with the operation of POTWs, although it does not
provide a timing requirement for the promulgation of such new
pretreatment standards. EPA, in its discretion, periodically evaluates
indirect dischargers not subject to categorical pretreatment standards
to identify potential candidates for new pretreatment standards. The
CWA does not require EPA to publish its review of pretreatment
standards or identification of potential new categories, although EPA
is exercising its discretion to do so in this notice.
EPA intends to repeat this publication schedule for future
pretreatment standards reviews (e.g., EPA will publish the 2007 annual
pretreatment standards review in the notice
[[Page 76648]]
containing the Agency's 2007 annual review of existing effluent
guidelines and the preliminary 2008 Plan). EPA intends that these
contemporaneous reviews will provide meaningful insight into EPA's
effluent guidelines and pretreatment standards program decision-making.
Additionally, by providing a single notice for these and future
reviews, EPA hopes to provide a consolidated source of information for
the Agency's current and future effluent guidelines and pretreatment
standards program reviews.
V. EPA's 2006 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g), and
307(b)
A. What Process Did EPA Use To Review Existing Effluent Guidelines and
Pretreatment Standards Under CWA Section 301(d), 304(b), 304(g), and
307(b)?
1. Overview
In its 2006 annual review, EPA reviewed all industrial categories
subject to existing effluent limitations guidelines and pretreatment
standards, representing a total of 56 point source categories and over
450 subcategories. This review consisted of a screening level review of
all existing industrial categories based on the hazard associated with
discharges from each category and other factors identified by EPA as
appropriate for prioritizing effluent guidelines and pretreatment
standards for possible revision. For categories prioritized based on
the screening-level review, EPA conducted further review--a ``detailed
study'' of two categories (i.e., Steam Electric Power Generation and
Pulp, Paper, and Paperboard categories--and a less intensive
``prioritized category review'' of eleven categories--in order to
determine whether it would be appropriate to identify these categories
for effluent guidelines rulemaking. EPA also took a closer look at
several stakeholder identified categories to determine whether they
warranted additional review. Together, these reviews discharged EPA's
obligations to annually review both existing effluent limitations
guidelines for direct dischargers under CWA sections 301(d) and 304(b)
and existing pretreatment standards for indirect dischargers under CWA
sections 304(g) and 307(b).
Based on this review, and in light of the effluent guidelines
rulemakings and detailed studies currently in progress based on prior
annual reviews and other events, EPA is not identifying any existing
categories for effluent guidelines rulemaking at this time. EPA does,
however, intend to conduct more focused detailed reviews in the 2007
and 2008 annual reviews of the effluent guidelines for the following
categories: Steam Electric Power Generating (Part 423), Coal Mining
(Part 434), Oil and Gas Extraction category (Part 435) (only to assess
whether to revise the limits to include Coal Bed Methane extraction as
a new subcategory), and Hospitals (Part 460).\2\ As part of its
detailed study of the Coal Bed Methane extraction industry, EPA plans
to seek approval for an Information Collection Request (ICR) to gather
data from the industry. See Sections V.B.2 and VII.D.
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\2\ Based on available information, hospitals consist mostly of
indirect dischargers for which EPA has not established pretreatment
standards. As discussed in Section VII.D, EPA is including hospitals
in its review of the Health Services Industry, a potential new
category for pretreatment standards. As part of that process, EPA
will review the existing effluent guidelines for the few direct
dischargers in the category.
---------------------------------------------------------------------------
2. How did EPA's 2005 annual review influence its 2006 annual review of
point source categories with existing effluent guidelines and
pretreatment standards?
In view of the annual nature of its reviews of existing effluent
guidelines and pretreatment standards, EPA believes that each annual
review can and should influence succeeding annual reviews, e.g., by
indicating data gaps, identifying new pollutants or pollution reduction
technologies, or otherwise highlighting industrial categories for
additional scrutiny in subsequent years. During its 2005 annual review,
which concluded in September 2005, EPA started detailed studies of the
existing effluent guidelines and pretreatment standards for two
industrial categories: Pulp, Paper, and Paperboard (Part 430) and Steam
Electric Power Generating (Part 423). In addition, EPA identified
eleven other priority industrial categories as candidates for further
study in the 2006 reviews based on the toxic discharges reported to the
Toxics Release Inventory (TRI) and Permit Compliance System (PCS). EPA
published the findings from its 2005 annual review with its preliminary
2006 Plan (August 29, 2005; 70 FR 51042), making the data collected
available for public comment. Docket No. EPA-HQ-OW-2004-0032. EPA used
the findings, data and comments on the 2005 annual review to inform its
2006 annual review. The 2006 review also built on the previous reviews
by continuing to use the screening methodology, incorporating some
refinements to assigning discharges to categories and updating toxic
weighting factors used to estimate potential hazards of toxic pollutant
discharges. In its 2006 reviews, EPA completed its detailed study of
the Pulp and Paper industry. EPA intends to continue its detailed study
of the Steam Electric industry in its 2007 annual review.
3. What actions did EPA take in performing its 2006 annual reviews of
existing effluent guidelines and pretreatment standards?
a. Screening-Level Review
The first component of EPA's 2006 annual review consisted of a
screening-level review of all industrial categories subject to existing
effluent guidelines or pretreatment standards. As a starting point for
this review, EPA examined screening-level data from its 2005 annual
reviews. In its 2005 annual reviews, EPA focused its efforts on
collecting and analyzing data to identify industrial categories whose
pollutant discharges potentially pose the greatest hazard to human
health or the environment because of their toxicity (i.e., highest
estimates of toxic-weighted pollutant discharges). In particular, EPA
ranked point source categories according to their discharges of toxic
and non-conventional pollutants (reported in units of toxic-weighted
pound equivalent or TWPE), based primarily on data from TRI and PCS.
EPA calculated the TWPE using pollutant-specific toxic weighting
factors (TWFs). Where data are available, these TWFs reflect both
aquatic life and human health effects. For each facility that reports
to TRI or PCS, EPA multiplies the pounds of discharged pollutants by
pollutant-specific TWFs. This calculation results in an estimate of the
discharged toxic-weighted pound equivalents, which EPA then uses to
assess the hazard posed by these toxic and non-conventional pollutant
discharges to human health or the environment. EPA repeated this
process for the 2006 annual reviews using the most recent TRI data
(2003). EPA also examined the potential usability of PCS data (2002)
for evaluating nutrient discharges and discovered several complications
in calculating the pollutant load attributed to nutrients. EPA intends
to pursue means for improving the data review for nutrients discharges
in future effluent guidelines reviews. The full description of EPA's
methodology for the 2006 screening-level review is presented in the
final Technical Support Document (TSD) for the 2006 Plan (see DCN 3402)
and in the Docket (see EPA-HQ-OW-2004-0032) accompanying this notice.
[[Page 76649]]
EPA is continuously investigating and solicits comment on how to
improve its analyses. EPA made a few such improvements to the
screening-level review methodology from the 2005 to the 2006 annual
review. As part of the 2006 screening level review, EPA corrected the
PCSLoads2002 and TRIReleases2002 databases, by addressing issues raised
in comments (e.g., updating TWFs and average POTW pollutant removal
efficiencies for a number of pollutants) and collecting additional
information from individual facilities that report to TRI or PCS. EPA
also started a process for conducting a peer review of its development
and use of TWFs (see DCN 03333).
EPA also continued to use the quality assurance project plan (QAPP)
developed for the 2005 annual review to document the type and quality
of data needed to make the decisions in this annual review and to
describe the methods for collecting and assessing those data (see EPA-
HQ-OW-2004-0032-0050). EPA used the following document to develop the
QAPP for this annual review: ``EPA Requirements for QA Project Plans
(QA/R-5), EPA-240-B01-003.'' Using the QAPP as a guide, EPA performed
extensive quality assurance checks on the data used to develop
estimates of toxic-weighted pollutant discharges (i.e., verifying 2003
discharge data reported to TRI and the 2002 discharges of nutrients
reported to PCS) to determine if any of the pollutant discharge
estimates relied on incorrect or suspect data. For example, EPA
contacted facilities and permit writers to confirm and, as necessary,
corrected TRI and PCS data for facilities that EPA had identified in
its screening-level review as the significant dischargers of nutrients
and of toxic and non-conventional pollution.
Based on this methodology, EPA prioritized for potential revision
industrial categories that offered the greatest potential for reducing
hazard to human health and the environment. EPA assigned those
categories with the lowest estimates of toxic-weighted pollutant
discharges a lower priority for revision (i.e., industrial categories
marked ``3'' in the ``Findings'' column in Table V-1).
In order to further focus its inquiry during the 2006 annual
review, EPA did not prioritize for potential revision categories for
which effluent guidelines had been recently promulgated or revised, or
for which effluent guidelines rulemaking was currently underway (i.e.,
industrial categories marked ``1'' in the ``Findings'' column in Table
V-1). For example, EPA excluded facilities that are associated with the
Chlorine and Chlorinated Hydrocarbon (CCH) Manufacturing effluent
guidelines rulemaking (formerly known as the ``Vinyl Chloride and
Chlor-Alkali Manufacturing'' effluent guidelines rulemaking) currently
underway, subtracting the pollutant discharges from these facilities in
its 2006 hazard assessment of the Organic Chemicals, Plastics, and
Synthetic Fibers (OCPSF) and Inorganic Chemicals point source
categories to which CCH facilities belong.
Additionally, EPA applied less scrutiny to industrial categories
for which EPA had promulgated effluent guidelines or pretreatment
standards within the past seven years. EPA chose seven years because
this is the time it customarily takes for the effects of effluent
guidelines or pretreatment standards to be fully reflected in pollutant
loading data and TRI reports (in large part because effluent
limitations guidelines are often incorporated into NPDES permits only
upon re-issuance, which could be up to five years after the effluent
guidelines or pretreatment standards are promulgated). Because there
are 56 point source categories (including over 450 subcategories) with
existing effluent guidelines and pretreatment standards that must be
reviewed annually, EPA believes it is important to prioritize its
review so as to focus on industries where changes to the existing
effluent guidelines or pretreatment standards are most likely to be
needed. In general, industries for which new or revised effluent
guidelines or pretreatment standards have recently been promulgated are
less likely to warrant such changes. However, in cases where EPA
becomes aware of the growth of a new industrial activity within a
category for which EPA has recently revised effluent guidelines or
pretreatment standards, or where new concerns are identified for
previously unevaluated pollutants discharged by facilities within the
industrial category, EPA would apply more scrutiny to the category in a
subsequent review. EPA identified no such instance during the 2006
annual review.
EPA also did not prioritize for potential revision at this time
categories for which EPA lacked sufficient data to determine whether
revision would be appropriate. For industrial categories marked ``5''
in Table V-1, EPA lacks sufficient information on the magnitude of the
toxic-weighted pollutant discharges associated with these categories.
EPA will seek additional information on the discharges from these
categories in the next annual review in order to determine whether a
detailed study is warranted. EPA typically performs a further
assessment of the pollutant discharges before starting a detailed study
of an industrial category. This assessment provides an additional level
of quality assurance on the reported pollutant discharges and number of
facilities that represent the majority of toxic-weighted pollutant
discharges. EPA may also develop a preliminary list of potential
wastewater pollutant control technologies before conducting a detailed
study. See the appropriate section in the TSD for the 2006 Plan (DCN
3402) for EPA's data needs for these industrial categories. For
industrial categories marked ``4'' in Table V-1, EPA has sufficient
information on the toxic-weighted pollutant discharges associated with
these categories to start a detailed study of these industrial
categories in the 2007 annual review. EPA intends to use the detailed
study to obtain information on hazard, availability and cost of
technology options, and other factors in order to determine if it would
be appropriate to identify the category for possible effluent
guidelines revision. In the 2007 annual review, EPA will conduct
detailed studies of four such categories.
As part of its 2006 annual review, EPA also considered the number
of facilities responsible for the majority of the estimated toxic-
weighted pollutant discharges associated with an industrial activity.
Where only a few facilities in a category accounted for the vast
majority of toxic-weighted pollutant discharges (i.e., categories
marked ``(2)'' in the ``Findings'' column in Table V-1), EPA did not
prioritize the category for potential revision. EPA believes that
revision of individual permits for such facilities may be more
effective than a revised national effluent guideline at addressing the
hazard from the category because individual permit requirements can be
better tailored to these few facilities and may take considerably less
time to establish than a national effluent guideline. The Docket
accompanying this notice lists facilities that account for the vast
majority of the estimated toxic-weighted pollutant discharges for
particular categories (see DCN 3402). For these facilities, EPA will
consider identifying pollutant control and pollution prevention
technologies that will assist permit writers in developing facility-
specific, technology-based effluent limitations on a best professional
judgment (BPJ) basis. In future annual reviews, EPA also intends to re-
evaluate each category based on the information available at the time
in
[[Page 76650]]
order to evaluate the effectiveness of the BPJ permit-based support.
EPA received comments urging the Agency to encourage and recognize
voluntary efforts by industry to reduce pollutant discharges,
especially when the voluntary efforts have been widely adopted within
an industry and the associated pollutant reductions have been
significant. EPA agrees that industrial categories demonstrating
significant progress through voluntary efforts to reduce hazard to
human health or the environment associated with their effluent
discharges would be a comparatively lower priority for effluent
guidelines or pretreatment standards revision, particularly where such
reductions are achieved by a significant majority of individual
facilities in the industry. Although during this annual review EPA
could not complete a systematic review of voluntary pollutant loading
reductions, EPA's review did indirectly account for the effects of
successful voluntary programs because any significant reductions in
pollutant discharges should be reflected in discharge monitoring and
TRI data, as well as any data provided directly by commenters, that EPA
used to assess the toxic-weighted pollutant discharges.
EPA also received comment urging the Agency to consider the
availability and affordability of pollution-control technology in
prioritizing effluent guidelines for revision. As was the case in the
2004 annual review, EPA was unable to gather the data needed to perform
a comprehensive screening-level analysis of the availability of
treatment or process technologies to reduce toxic pollutant wastewater
discharges beyond the performance of technologies already in place for
all of the 56 existing industrial categories. However, EPA believes
that its analysis of hazard is useful for assessing the effectiveness
of existing technologies because it focuses on the amount and
significance of pollutants that are still discharged following existing
treatment. Therefore, by assessing the hazard associated with
discharges from all existing categories in its screening-level review,
EPA was indirectly able to assess the possibility that further
significant reductions could be achieved through new pollution control
technologies for these categories. In addition, EPA directly assessed
the availability of technologies for certain industries that were
prioritized for a more in-depth review as a result of the screening
level analysis. See DCN 3400, DCN 3401, and Sections 6-18 of the TSD
for the final 2006 Plan.
Similarly, EPA could not identify a suitable screening-level tool
for comprehensively evaluating the affordability of treatment or
process technologies because the universe of facilities is too broad
and complex. EPA could not find a reasonable way to prioritize the
industrial categories based on readily available economic data. In the
past, EPA has gathered information regarding technologies and economic
achievability through detailed questionnaires distributed to hundreds
of facilities within a category or subcategory for which EPA has
commenced rulemaking. Such information-gathering is subject to the
requirements of the Paperwork Reduction Act (PRA), 33 U.S.C. 3501, et
seq. The information acquired in this way is valuable to EPA in its
rulemaking efforts, but the process of gathering, validating and
analyzing the data can consume considerable time and resources. EPA
does not think it appropriate to conduct this level of analysis for all
point source categories in conducting an annual review. Rather, EPA
believes it is appropriate to set priorities based on hazard and other
screening-level factors identified above, and to directly consider the
availability and affordability of technology only in conducting the
more in-depth reviews of prioritized categories. For these prioritized
categories, EPA may conduct surveys or other PRA data collection
activities in order to better inform the decision on whether effluent
guidelines are warranted. Additionally, EPA is working to develop tools
for directly assessing technological and economic achievability as part
of the screening-level review in future annual reviews under section
301(d), 304(b), and 307(b) (see DCN 2490). EPA solicits comment on how
to best identify and use screening-level tools for assessing
technological and economic achievability on an industry-specific basis
as part of future annual reviews.
In summary, through its screening level review, EPA focused on
those point source categories that appeared to offer the greatest
potential for reducing hazard to human health or the environment, while
assigning a lower priority to categories that the Agency believes are
not good candidates for effluent guidelines or pretreatment standards
revision at this time. This enabled EPA to concentrate its resources on
conducting more in-depth reviews of certain industries prioritized as a
result of the screening level analysis, as discussed below (see section
V.A.3.b and c). EPA also took a closer look at industries identified by
stakeholders as high-priority, as discussed below (see section
V.A.3.d).
b. Detailed Study of Two Categories
In addition to conducting a screening-level review of all existing
categories, EPA did a detailed study of two categories prioritized for
further review: The Pulp, Paper and Paperboard point source category
and the Steam Electric Generating point source category. For these
industries, EPA gathered and analyzed additional data on pollutant
discharges, economic factors, and technology issues during its 2006
annual review. EPA examined: (1) Wastewater characteristics and
pollutant sources; (2) the pollutants driving the toxic-weighted
pollutant discharges; (3) treatment technology and pollution prevention
information; (4) the geographic distribution of facilities in the
industry; (5) any pollutant discharge trends within the industry; and
(6) any relevant economic factors.
EPA relied on many different sources of data including: (1) The
2002 U.S. Economic Census; (2) TRI and PCS data; (3) contacts with
reporting facilities to verify reported releases and facility
categorization; (4) contacts with regulatory authorities (states and
EPA regions) to understand how category facilities are permitted; (5)
NPDES permits and their supporting fact sheets; (6) monitoring data
included in facility applications for NPDES permit renewals (Form 2C
data); (7) EPA effluent guidelines technical development documents; (8)
relevant EPA preliminary data summaries or study reports; (9) technical
literature on pollutant sources and control technologies; (10)
information provided by industry including industry conducted survey
and sampling data; and (11) stakeholder comments (see DCN 3403).
During its 2005 annual review, EPA started detailed studies for the
Pulp, Paper, and Paperboard point source category (Part 430) and the
Steam Electric Power Generating point source category (Part 423)
because they represent the two industrial point source categories with
the largest combined TWPE based on EPA's ranking approach. EPA
continued these detailed studies during its 2006 annual review. EPA had
planned to complete both of these detailed studies in its 2006 annual
review, prior to publication of the final 2006 Plan. However, EPA was
only able to complete the detailed study for the Pulp, Paper, and
Paperboard category. See section V.B.2.a. EPA is continuing its
detailed study of the Steam Electric Power Generating category during
the 2007 and 2008 annual reviews. See section V.B.2.b.
[[Page 76651]]
c. Further Review of Prioritized Categories
In addition to identifying two categories for detailed studies
during the 2005 review, EPA identified 11 additional categories with
potentially high TWPE discharge estimates. For a listing of these
categories and EPA's 2005 review of them, see Preliminary 2005 Review
of Prioritized Categories of Industrial Dischargers, EPA 821-B-05-004.
EPA continued its review of these categories during 2006, using the
same types of data sources used for the detailed studies but in less
depth. EPA did not conduct a detailed study for these categories at
this time because EPA needed additional information regarding these
industries to determine whether a detailed study would be warranted.
See the appropriate section in the TSD for the 2006 Plan (DCN 3402) for
EPA's data needs for these industrial categories. EPA typically
performs a further assessment of the pollutant discharges before
starting a detailed study of an industrial category. This assessment
provides an additional level of quality assurance on the reported
pollutant discharges and number of facilities that represent the
majority of toxic-weighted pollutant discharges. EPA may also develop a
preliminary list of potential wastewater pollutant control technologies
before conducting a detailed study.
d. Public Comments
EPA's annual review process considers information provided by
stakeholders regarding the need for new or revised effluent limitations
guidelines and pretreatment standards. To that end, EPA established a
docket for its 2005 annual review with the publication of the final
2004 Plan to provide the public with an opportunity to provide
additional information to assist the Agency in its 2005 annual review.
EPA's Regional Offices and stakeholders identified other industrial
point source categories as potential candidates for revision of
effluent limitations guidelines and pretreatment standards based on
potential opportunities to improve implementation of these regulations
or because of their pollutant discharges (see EPA-HQ-OW-2004-0032-
0020). Additionally, EPA solicited public comment on its preliminary
2006 Plan, as well as data and information to assist the Agency in its
2006 annual review. See August 29, 2005 (70 FR 51042). EPA received a
total of 61 public comments on its 2005 annual review and the
preliminary 2006 Plan. These public comments prompted EPA to review, in
particular, the following categories: Organic Chemicals, Pesticides and
Synthetic Fibers (Part 414), Coal Mining (Part 434); and Oil and Gas
Extraction (Part 435) (only to assess whether to include the Coal Bed
Methane extraction industry as a potential new category). See Section
V.B.4.
B. What Were EPA's Findings From Its 2006 Annual Review for Categories
Subject to Existing Effluent Guidelines and Pretreatment Standards?
1. Screening-Level Review
In its 2006 screening level review, EPA considered hazard--and the
other factors described in section A.3.a. above--in prioritizing
effluent guidelines for potential revision. See Table V-1 for a summary
of EPA's findings with respect to each existing category; see also the
Final 2006 TSD. Out of categories subject only to the screening level
review in 2006, EPA is not identifying any for effluent guidelines
rulemaking at this time, based on the factors described in section
A.3.a above and in light of the effluent guidelines rulemakings and
detailed studies in progress based on prior annual reviews and other
events.
2. Detailed Studies
As a result of its 2005 screening-level review, EPA started
detailed studies of two industrial point source categories with
existing effluent guidelines and pretreatment standards: Pulp, Paper,
and Paperboard (Part 430) and Steam Electric Power Generating (Part
423). During detailed study of these categories, EPA first investigated
whether the pollutant discharges reported to TRI and PCS for 2002
accurately reflect the current discharges of the industry. EPA also
performed an in-depth analysis of the reported pollutant discharges,
and technology innovation and process changes in these industrial
categories. Additionally, EPA considered whether there are industrial
activities not currently subject to effluent guidelines or pretreatment
standards that should be included with these existing categories,
either as part of existing subcategories or as potential new
subcategories. EPA used these detailed studies to determine whether EPA
should identify in the final 2006 Plan one or both of these industrial
categories for possible revision of their existing effluent guidelines
and pretreatment standards.
Based on the information available to EPA at this time, EPA was
able to complete its detailed study for the Pulp, Paper, and Paperboard
category, finding that revision of the effluent guidelines for this
category is not appropriate at this time for the reasons discussed
below. However, EPA was unable to complete its detailed study for the
Steam Electric Power Generating category. Consequently, EPA is
continuing its study of the Steam Electric Power Generating category in
its 2007 and 2008 annual reviews to determine whether to identify this
category for effluent guidelines revision. EPA's reviews of these two
categories are described below.
a. Pulp, Paper, and Paperboard (Part 430)
As a result of its 2005 screening-level review, EPA initiated a
detailed study of the Pulp, Paper, and Paperboard point source category
because it ranked highest in terms of toxic and non-conventional
pollutant discharges among the industrial point source categories
investigated in the screening-level analysis. Dioxins and dioxin-like
compounds accounted for 91% of the combined TRI and PCS TWPE for this
category in the 2005 screening-level analysis while polycyclic aromatic
compounds (PACs), metals, and nitrates, not currently regulated by
these effluent guidelines, accounted for an additional 7% of the
category's total TWPE.\3\ EPA issued a Preliminary Report: Pulp, Paper,
and Paperboard Detailed Study (August 2005, EPA-821-B-05-007) along
with the Preliminary 2006 Plan, describing its initial review of TRI
and PCS data, information provided by industry and by States, and NPDES
permits.
---------------------------------------------------------------------------
\3\ After additional analysis, including information provided in
comments on EPA's preliminary Detailed Study (see DCN 02177), EPA
determined that dioxins and dioxin-like compounds accounted for 81%
of the combined TRI and PCS TWPE for this category.
---------------------------------------------------------------------------
In the 2006 annual review, EPA obtained additional information and
permits from States and industry including corrections for the TRI and
PCS databases. All-in-all, EPA reviewed effluent discharge data for all
76 bleached papergrade kraft and sulfite mills, known collectively as
the ``Phase I'' mills. EPA also reviewed effluent discharges for non-
bleaching pulp mills, secondary (recycled) fiber mills, and paper and
paperboard mills in eight subcategories (Subparts C and F through L),
known collectively as the ``Phase II'' mills. EPA did not review in
detail the three remaining dissolved kraft and dissolved sulfite mills
(Subparts A and D), known as the ``Phase III'' mills. Because of the
limited and declining number of facilities in Phase III, EPA believes
that support to permit writers in establishing facility-specific
effluent
[[Page 76652]]
limits based on their Best Professional Judgment (BPJ) is more
appropriate than effluent guidelines rulemaking at this time. NPDES
permits for Phase III mills will continue to include effluent
limitations that reflect a determination of BAT based on BPJ or, if
necessary, more stringent limitations to ensure compliance with
applicable water quality standards.
The most recent changes to EPA's effluent limitations guidelines
and pretreatment standards for this point source category, known as
part of the ``Cluster Rules,'' were new limits for Phase I facilities
in the Bleached Papergrade Kraft and Soda (Subpart B) and Papergrade
Sulfite (Subpart E) subcategories (April 15, 1998; 63 FR 18504). EPA
promulgated limits for dioxin, furan, chloroform, chlorinated phenolic
compounds, and adsorbable organic halides (AOX). EPA provided reduced
monitoring requirements for bleached papergrade kraft mills that employ
totally chlorine free (TCF) bleaching and for certain segments of the
Papergrade Sulfite subcategory. As part of the detailed study, EPA
reviewed the implementation status of the Cluster Rules. Seven permits
do not yet include Cluster Rule limits because the revised permits are
either being contested or have not been reissued. Two permits allow for
demonstration of compliance with the AOX limit at alternate monitoring
locations (see DCN 3400).
EPA studied in detail how releases of dioxin and dioxin-like
compounds are reported to PCS and TRI. Mills file Discharge Monitoring
Reports (DMRs) with their permitting authority, usually the state, once
a month or at other specified frequencies, as required by their
permits. Each mill's NPDES permit specifies the pollutants to monitor
and at what frequency. States enter mill-provided DMR data, both for
bleach plant effluent monitoring and final effluent monitoring, into
EPA's national PCS database. TRI requires that facilities report
releases if they manufacture, process, or otherwise use more than 0.1
grams/year of dioxin and dioxin-like compounds. Mills report the mass
discharged to surface waters (for facilities discharging directly to a
receiving stream) or transferred to a POTW (for indirect dischargers).
They are not, however, required to report releases less than 0.0001
gram/year (100 micrograms/year). Unlike NPDES permit compliance
monitoring, TRI does not require facilities to measure waste stream
pollutant concentrations. Instead, facilities may use emission factors,
mass balances, or other engineering calculations to estimate releases.
Facilities may estimate their releases using monitoring data collected
prior to the year for which they are reporting discharges if they
believe the data are representative of reporting year operations.
Additionally, mills are only required to report to TRI the total mass
of the 17 dioxin and dioxin-like compounds released to surface waters
or POTWs but not the distribution of the 17 compounds, although they
have different toxicities.
Only 15 mills report releases based on measured concentrations in
their wastewater. EPA obtained mill-specific measured concentrations of
the 17 dioxin and dioxin-like compounds from six out of the 15 mills
that based their estimated 2002 discharges on measurements. For these
six mills, all but 636 of the 226,444 TWPE for dioxin and dioxin-like
compounds that they reported to TRI are based on measurements below the
Method 1613B minimum level (ML). A method minimum level is the level or
concentration at which the analytical system gives recognizable signals
and an acceptable calibration point. The accuracy of concentrations
measured below the Method 1613B ML is less certain than concentrations
measured at or above the method ML. Traditionally in effluent
guidelines rulemakings EPA establishes numerical effluent limits at or
above the ML of the analytical method because individual measurements
below the ML are not considered reliable enough for regulatory
purposes.
NPDES permits require mills to monitor pollutants discharged and
report the results to their state on a monthly basis or at other
specified frequencies. The States, in turn, submit these data to PCS.
Reporting of monitoring results measured at or below the method ML
varies widely. These results may be reported as ``0,'' ``non-detect,''
``less than ML,'' or a numeric value. The Cluster Rules require Phase I
mills to monitor for the most toxic dioxin forms: 2,3,7,8-
tetrachlorodibenzo-p-dioxin (TCDD) and 2,3,7,8-tetrachlorodibenzofuran
(TCDF) in their bleach plant effluent. Some permit writers also require
monitoring of TCDD in mill final effluent. In 2002, only one mill
reported detecting TCDD in its final effluent. Since 2002, this mill
has changed its operations and has not reported dioxin releases (see
EPA-HQ-OW-2004-0032-0021). TCDD was not detected in bleach plant
effluent above the Method 1613B ML at any of the 51 mills for which EPA
has data for the period 2002 to 2004. TCDF was detected above the
Method 1613B ML in bleach plant effluent at four bleached papergrade
kraft mills and one papergrade sulfite mill. For the bleached
papergrade kraft and soda (Subpart B) mills, all reported effluent
discharge concentrations of TCDF were below the Daily Maximum BAT
effluent guideline of 31.9 picograms/liter. For the papergrade sulfite
(Subpart E) mills, the Daily Maximum BAT effluent guideline is
expressed as ``