Supplement to Justice Department Procedures and Council on Environmental Quality Regulations To Ensure Compliance With the National Environmental Policy Act, 71047-71051 [E6-20940]
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Federal Register / Vol. 71, No. 236 / Friday, December 8, 2006 / Rules and Regulations
person that does not have a depreciable
interest in those assets has gross income
in the amount of that QRTME. However,
the application of section 61 to QRTME
paid or incurred with respect to eligible
railroad track that is leased by a Class
II railroad or Class III railroad raises a
question as to under what
circumstances the owner or lessee
should recognize gross income with
respect to QRTME. The IRS and
Treasury Department request comments
on this issue.’’ is replaced to read
‘‘legislative history does not refer to, any
exception to this rule for an owner of
tangible assets (for example, railroad
track and roadbed) for the value of the
repairs or improvements to such assets
with respect to which QRTME is paid or
incurred by another person that does
not have a depreciable interest in such
assets.’’
LaNita Van Dyke,
Chief, Publications and Regulations Branch,
Legal Processing Division, Associate Chief
Counsel, (Procedure and Administration).
[FR Doc. E6–20740 Filed 12–7–06; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF JUSTICE
28 CFR Part 61
[Docket No. USMS 101]
RIN 1105–AB13
Supplement to Justice Department
Procedures and Council on
Environmental Quality Regulations To
Ensure Compliance With the National
Environmental Policy Act
United States Marshals Service,
Justice.
ACTION: Final rule.
AGENCY:
SUMMARY: This rule adds Appendix E to
part 61 of the Department of Justice’s
regulations to ensure better compliance
with the National Environmental Policy
Act (NEPA) of 1969. The rule
supplements existing Department
procedures and regulations of the
Council on Environmental Quality and
only pertains to internal procedures of
the United States Marshals Service
(USMS).
EFFECTIVE DATE:
This rule is effective
January 8, 2007.
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FOR FURTHER INFORMATION CONTACT:
Joseph Band, Office of Chief Counsel,
United States Marshals Service,
Washington, DC 20002; Telephone (202)
307–9722.
SUPPLEMENTARY INFORMATION:
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Background
The USMS published a notice of
proposed rulemaking on this subject on
January 10, 2006 (71 FR 3248). The
USMS received no comments before the
comment period closed on March 21,
2006. Accordingly, this document
finalizes the proposed rule without
change.
Need for This Rule
This rule is needed so that the USMS
can comply more fully with NEPA.
Under NEPA, Federal agencies are
required to implement internal
procedures to ensure proper
environmental consideration of
proposed agency actions. The internal
procedures promote the protection of
the environment by minimizing the use
of natural resources and by improving
planning and decision-making processes
to avoid excess pollution and
environmental degradation.
Overview of the Rule’s Standards
In complying with and implementing
NEPA, the USMS shall make efforts to
produce clear and concise NEPA
documents and increase administrative
efficiency.
All NEPA documents, specifically
Environmental Assessments (EAs) and
Environmental Impact Statements
(EISs), shall be analytical, clear, and
concise. The documents shall focus on
significant issues and shall be presented
in plain language and in the standard
format outlined in Appendix E. In order
to reduce paperwork, EISs shall be
limited to approximately 150 pages, or
in unusually complex matters, 300
pages. To avoid duplicative work, NEPA
documents shall, whenever possible, be
prepared jointly with State and local
governments and shall adopt,
incorporate by reference, or combine,
existing USMS and other agencies’
analyses, documentation, and/or other
environmental reports.
The USMS shall make every effort to
prevent and reduce delay. The USMS
will follow the procedures outlined in
the CEQ regulations including, (1)
Integrating the NEPA process in the
early stages of planning to ensure that
decisions reflect environmental values,
and to head off potential conflicts and/
or delays, (2) emphasizing inter-agency
cooperation before the environmental
analysis and documentation is prepared,
(3) ensuring the swift and fair resolution
of any dispute by designating a lead
agency for any inter-agency projects, (4)
employing the scoping process to
distinguish the significant issues
requiring consideration in the NEPA
analysis, (5) setting deadlines for the
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71047
NEPA process as appropriate for
individual proposed actions, (6)
initiating the NEPA analysis as early as
possible to coincide with the agency’s
presentation of a proposal by another
party, and (7) using accelerated
procedures as described in the CEQ
regulations for legislative proposals.
Implementation of Changes
Through this rule, the USMS is
revising its guidance, establishing
policy, and assigning responsibilities for
implementing the requirements of
Section 102(2) of NEPA (42 U.S.C. 4321,
et seq.), Executive Order 11514 of March
5, 1970, titled ‘‘Protection and
Enhancement of Environmental
Quality,’’ and regulations of the CEQ (40
CFR parts 1500–1508).
This rule is intended to (1) Enhance
the USMS’ ability to comply with
NEPA, related legal authorities, and
Executive Orders, (2) allow nonsignificant program actions to be exempt
from the requirement to prepare an EA
or EIS, (3) focus NEPA analysis upon
major Federal actions significantly
affecting the quality of the environment,
(4) ensure public involvement in
decision-making regarding
environmental impact on local
communities, and (5) reflect changes in
the current USMS organizational
structure. Development of these revised
regulations was orchestrated by USMS
headquarters and district office
personnel who represent the USMS’
collective technical and managerial
expertise in environmental quality and
NEPA compliance. In addition to
revising part 61 by adding Appendix E,
the USMS will provide guidance
materials to district offices.
These changes affect USMS internal
procedures. The USMS consulted with
the CEQ during the development of this
rule.
Regulatory Certifications
Executive Order 12866
This regulation has been drafted and
reviewed in accordance with Executive
Order 12866, ‘‘Regulatory Planning and
Review’’ § 1 (b), Principles of
Regulation. The Department of Justice
has determined that this rule is not a
‘‘significant regulatory action’’ under
Executive Order 12866, § 3(f),
Regulatory Planning and Review; and,
accordingly, this rule has not been
reviewed by the Office of Management
and Budget. This rule provides
environmental benefits by ensuring the
USMS compliance with NEPA to
improve planning and avoid excess
pollution and environmental
degradation. Further, this rule affects
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USMS internal procedures. Whatever
costs that may result from this rule
should be outweighed by the reduction
in delay and excessive paperwork from
the improved procedures.
Executive Order 13132
This regulation only affects the
internal procedures of the USMS and,
accordingly, will not have substantial
direct effects on the States, relationship
between the national government and
the States, or the distribution of power
and responsibilities among the various
levels of government. Therefore, in
accordance with Executive Order 13132,
it is determined that this rule does not
have sufficient federalism implications
to warrant the preparation of a
Federalism Assessment.
Executive Order 12988
This regulation meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988.
Regulatory Flexibility Act
The Director of the USMS, in
accordance with the Regulatory
Flexibility Act (5 U.S.C. 605(b)), has
reviewed this regulation and approved
it, certifying that it will not have a
significant economic impact on a
substantial number of small entities
because this regulation only affects the
internal procedures of the USMS.
Unfunded Mandates Reform Act of 1995
This rule will not result in an
expenditure of $100,000,000 or more in
any one year by State, local, and tribal
governments, in the aggregate, or by the
private sector, nor will it significantly or
uniquely affect small governments.
Therefore, no actions are deemed
necessary under the provisions of the
Unfunded Mandates Reform Act of
1995.
Small Business Regulatory Enforcement
Fairness Act of 1996
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This rule is not a major rule as
defined by § 804 of the Small Business
Regulatory Enforcement Fairness Act of
1996. This rule will not result in an
annual effect on the economy of
$100,000,000 or more, a major increase
in costs or prices, significant adverse
effects on competition, employment,
investment, productivity, innovation, or
on the ability of United States-based
companies to compete with foreignbased companies in domestic and
export markets.
Environmental Impact
This rule supplements CEQ
regulations and provides guidance to
USMS employees regarding procedural
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requirements for NEPA analysis and
documentation activities. In accordance
with NEPA, the rule implements
procedures that establish specific
criteria, and identification, for three
classes of actions: Those that require
preparation of an environmental impact
statement, those that require preparation
of an environmental assessment, and
those that are categorically excluded
from further NEPA review (40 CFR
1507.3(b)). However, these procedures
only provide internal guidance to assist
USMS employees and do not serve to
make the final determination of what
level of NEPA analysis is required for
any particular proposed action. The
CEQ does not require agencies to
prepare a NEPA analysis or document
before establishing such procedures. See
Heartwood, Inc. v. U.S. Forest Service,
73 F. Supp. 2d 962, 972–73 (S.D. Ill.
1999), aff’d, 230 F.3d 947, 954–55 (7th
Cir. 2000) (holding that establishing
categorical exclusions does not require
NEPA analysis and documentation). The
requirements for establishing agency
NEPA procedures are set forth at 40 CFR
1505.1 and 1507.3. The USMS
consulted with the CEQ during the
development of these categorical
exclusions and provided an opportunity
for public review.
List of Subjects in 28 CFR Part 61
Environmental protection,
Environmental impact statements.
I Accordingly, for the reasons set forth
in the preamble, part 61 of chapter I of
Title 28 of the Code of Federal
Regulations is amended to read as
follows:
I 1. The authority citation for part 61
continues to read as follows:
Authority: 28 U.S.C. 509; 5 U.S.C. 301;
Executive Order 11911.
2. Appendix E to part 61 is added to
read as follows:
I
Appendix E to Part 61—United States
Marshals Service Procedures Relating to the
Implementation of the National
Environmental Policy Act
1. Authority
These procedures are issued pursuant to
the National Environmental Policy Act of
1969 (NEPA), 42 U.S.C. 4321, et seq.,
regulations of the Council on Environmental
Quality (CEQ), 40 CFR part 1500, et seq.,
regulations of the Department of Justice
(DOJ), 28 CFR part 61, et seq., the
Environmental Quality Improvement Act of
1970, as amended, 42 U.S.C. 4371, et seq.,
Section 309 of the Clean Air Act, as
amended, 42 U.S.C. 7609, and Executive
Order 11514, ‘‘Protection and Enhancement
of Environmental Quality,’’ March 5, 1970, as
amended by Executive Order 11991, May 24,
1977.
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2. Purpose
These provisions supplement existing DOJ
and CEQ regulations and outline internal
USMS procedures to ensure compliance with
NEPA. Through these provisions, the USMS
shall promote the environment by
minimizing the use of natural resources, and
by improving planning and decision-making
processes to avoid excess pollution and
environmental degradation.
The USMS’ Environmental Assessments
(EAs) and Environmental Impact Statements
(EISs) shall be as concise as possible and EISs
should be limited to approximately 150 pages
in normal circumstances or 300 pages for
proposals of unusual scope or complexity.
The USMS shall, whenever possible, jointly
prepare documents with State and local
governments and, when appropriate, avoid
duplicative work by adopting, or
incorporating by reference, existing USMS
and other agencies’ analyses and
documentation.
In developing an EA or EIS, the USMS
shall comply with CEQ regulations,
observing that EAs and EISs should (1) Be
analytic, rather than encyclopedic, (2) be
written in plain language, (3) follow a clear,
standard format in accordance with CEQ
regulations, (4) follow a scoping process to
distinguish the significant issues from the
insignificant issues, (5) include a brief
summary, (6) emphasize the more useful
sections of the document, such as the
discussions of alternatives and their
environmental consequences, while
minimizing the discussion of less useful
background information, (7) scrutinize
existing NEPA documentation for relevant
analyses of programs, policies, or other
proposals that guide future action to
eliminate repetition, (8) where appropriate,
incorporate material by reference, with
citations and brief descriptions, to avoid
excessive length, and (9) integrate NEPA
requirements with other environmental
review and consultation requirements
mandated by law, Executive Order,
Department of Justice policy, or USMS
policy. When preparing an EA or EIS, the
USMS shall request comments to be as
specific as possible.
To ensure compliance with NEPA, the
USMS shall make efforts to prevent and
reduce delay. The USMS will follow the
procedures outlined in the CEQ regulations
including, (1) Integrating the NEPA process
in the early stages of planning to ensure that
decisions reflect environmental values, and
to head off potential conflicts and/or delays,
(2) emphasizing inter-agency cooperation
before the environmental analysis and
documentation is prepared, (3) ensuring the
swift and fair resolution of any dispute over
the designation of the lead agency, (4)
employing the scoping process to distinguish
the significant issues requiring consideration
in the NEPA analysis, (5) setting deadlines
for the NEPA process as appropriate for
individual proposed actions, (6) initiating the
NEPA analysis as early as possible to
coincide with the agency’s consideration of
a proposal by another party, and (7) using
accelerated procedures, as described in the
CEQ regulations, for legislative proposals.
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3. Agency Description
The USMS is a Federal law enforcement
agency. The agency performs numerous law
enforcement activities, including judicial
security, warrant investigations, witness
protection, custody of individuals arrested by
Federal agencies, prisoner transportation,
management of seized assets, and other law
enforcement missions.
4. Typical Classes of USMS Actions
(a) The general types of proposed actions
and projects that the USMS undertakes are as
follows:
(1) Operational concepts and programs,
including logistics procurement, personnel
assignment, real property and facility
management, and environmental programs,
(2) Transfers or disposal of equipment or
property,
(3) Leases or entitlement for use, including
donation or exchange,
(4) Federal contracts, actions, or
agreements for detentions services. A
detention facility may be a facility (A) owned
and/or operated by a contractor, or (B) owned
and/or operated by a State or local
government, and
(5) General law enforcement activities that
are exempt from NEPA analysis under CEQ
regulation 40 CFR 1508.18 that involve
bringing judicial, administrative, civil, or
criminal enforcement actions.
(b) Scope of Analysis.
(1) Some USMS projects, contracts, and
agreements may propose a USMS action that
is one component of a larger project
involving a private action or an action by a
local or State government. The USMS’ NEPA
analysis and document (e.g., the EA or EIS)
should address the impact of the specific
USMS activity and those portions of the
entire project over which the USMS has
sufficient control and responsibility to
warrant Federal review.
(2) The USMS has control and
responsibility for portions of a project
beyond the limits of USMS jurisdiction
where the environmental consequences of
the larger project are essentially products of
USMS specific action. This control turns an
otherwise non-federal project into a Federal
action.
(3) Sufficient control and responsibility for
a facility is a site-specific determination
based on the extent to which an entire project
will be within the agency’s jurisdiction and
on other factors that determine the extent of
Federal control and responsibility. For
example, for construction of a facility, other
factors would include, but not be limited to,
the length of the contract for construction or
use of the facility, the extent of government
control and funding in the construction or
use of the facility, whether the facility is
being built solely for Federal requirements,
the extent to which the costs of construction
or use will be paid with Federal funds, the
extent to which the facility will be used for
non-Federal purposes, and whether the
project should proceed without USMS
action.
(4) Some USMS projects, contracts, and
agreements may propose a USMS action that
is one component of a larger project
involving actions by other Federal agencies.
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Federal control and responsibility determines
whether the total Federal involvement of the
USMS and other Federal agencies is
sufficient to grant legal control over
additional portions of the project. NEPA
review would be extended to an entire
project when the environmental
consequences of the additional portions of
the project are essentially products of Federal
financing, assistance, direction, regulation, or
approval. The USMS shall contact the other
Federal agencies involved in the action to
determine their respective roles (i.e., whether
to be a lead or cooperating agency).
(5) Once the scope of analysis has been
defined, the NEPA analysis for an action
should include direct, indirect, and
cumulative impacts of all Federal proposals
within the purview of NEPA. Whenever
practicable, the USMS can incorporate by
reference, and rely upon, the environmental
analyses and reviews of other Federal, tribal,
State, and local agencies.
5. Environmental Impact Statement (EIS)
(a) An EIS is a document required of
Federal agencies for proposals significantly
affecting the quality of the human
environment. EIS describes the positive and
negative effects of the proposed action and
any reasonable alternatives. A Notice of
Intent (NOI) will be published in the Federal
Register as soon a practicable after a decision
to prepare an EIS is made and before the
scoping process is initiated. An EIS shall
describe how alternatives considered in it,
and the decisions based on it, will or will not
achieve the goals of NEPA to prevent damage
to the environment and promote human
health. Additionally, an EIS shall describe
how the USMS will comply with relevant
environmental laws and policies. The format
and content of an EIS are set out at 40 CFR
part 1502. The USMS may prepare an EIS
without prior preparation of an EA.
(b) A Record of Decision (ROD) will be
prepared at the time a decision is made
regarding a proposal that is analyzed and
documented in an EIS. The ROD will state
the decision, discuss the alternatives
considered, and state whether all alternative
practicable means to avoid or minimize
environmental harms have been adopted, or
if not, why they were not adopted. Where
applicable, the ROD will also describe and
adopt a monitoring and enforcement program
for any mitigation.
(c) Actions that normally require preparing
an EIS include:
(1) USMS actions that are likely to have a
significant environmental impact on the
human environment, or
(2) Construction of a major facility on a
previously undisturbed site.
6. Environmental Assessment (EA)
(a) An EA is a concise public document
that is prepared for actions that do not
normally require preparation of an EIS, but
do not meet the requirements of a Categorical
Exclusion (CE). An EA serves to briefly
provide sufficient evidence and analysis for
determining whether to prepare an EIS or a
Finding of No Significant Impact (FONSI),
aid in complying with NEPA when an EIS is
not necessary, and facilitate preparation of an
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EIS when one is required. The EA results in
either a determination that a proposed action
may have a significant impact on the human
environment, and therefore, requires further
study in an EIS, or the issuance of a FONSI.
The contents of an EA are described at 40
CFR 1508.9.
(b) A FONSI will include the EA or a
summary of the EA. The FONSI will be
prepared and made available to the public
through means described in paragraph 9 of
this Appendix, including publication in local
newspapers and in the Federal Register for
matters of national concern. The FONSI will
be available for review and comment for 30
days prior to signature and the initiation of
the action, unless special circumstances
warrant reducing the public comment period
to 15 days. Implementing the action can
proceed after consideration of public
comments and the decision-maker signs the
FONSI.
(c) Actions that normally require
preparation of an EA include:
(1) Proposals to conduct an expansion of
an existing facility,
(2) Awarding a contract or entering into an
agreement for new construction at a
previously developed site, or an expansion of
an existing facility, or
(3) Projects or other proposed actions that
are activities described in categorical
exclusions, but do not qualify for a
categorical exclusion because they involve
extraordinary circumstances.
7. Categorical Exclusions (CE)
(a) CEs are certain categories of activities
determined not to have individual or
cumulative significant effects on the human
environment, and absent extraordinary
circumstances, are excluded from
preparation of an EA, or EIS, under NEPA.
Using CEs for such activities reduces
unnecessary paperwork and delay. Such
activities are not excluded from compliance
with other applicable local, State, or Federal
environmental laws.
(b) Extraordinary circumstances must be
considered before relying upon a CE to
determine whether the proposed action may
have a significant environmental effect. Any
of the following circumstances preclude the
use of a CE:
(1) The project may have effects on the
quality of the environment that are likely to
be highly controversial;
(2) The scope or size of the project is
greater than normally experienced for a
particular action described in subsection (c)
below;
(3) There is potential for degradation, even
if slight, of already-existing poor
environmental conditions;
(4) A degrading influence, activity, or effect
is initiated in an area not already
significantly modified from its natural
condition;
(5) There is a potential for adverse effects
on areas of critical environmental concern or
other protected resources including, but not
limited to, threatened or endangered species
or their habitats, significant archaeological
materials, prime or unique agricultural lands,
wetlands, coastal zones, sole source aquifers,
100-year-old flood plains, places listed,
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proposed, or eligible for listing on the
National Register of Historic Places, natural
landmarks listed, proposed, or eligible for
listing on the National Registry of Natural
Landmarks, Wilderness Areas or wilderness
study areas, or Wild and Scenic River areas;
or
(6) Possible significant direct, indirect, or
cumulative environmental impacts exist.
(c) Actions that normally qualify for a CE
include:
(1) Minor renovations or repairs within an
existing facility, unless the project would
adversely affect a structure listed in the
National Register of Historic Places or is
eligible for listing in the register,
(2) Facility expansion, or construction of a
limited addition to an existing structure, or
facility, and new construction or
reconstruction of a small facility on a
previously developed site. The exclusion
applies only if:
(i) The structure and proposed use comply
with local planning and zoning and any
applicable State or Federal requirements; and
(ii) The site and the scale of construction
are consistent with those of existing adjacent
or nearby buildings.
(3) Security upgrades of existing facility
grounds and perimeter fences, not including
such upgrades as adding lethal fences or
major increases in height or lighting of a
perimeter fence in a residential area or other
area sensitive to the visual impacts resulting
from height or lighting changes,
(4) Federal contracts or agreements for
detentions services, including actions such as
procuring guards for detention services or
leasing bed space (which may include
operational costs) from an existing facility
operated by a State or a local government or
a private correctional corporation,
(5) General administrative activities that
involve a limited commitment of resources,
such as personnel actions or policy related to
personnel issues, organizational changes,
procurement of office supplies and systems,
and commitment or reallocation of funds for
previously reviewed and approved programs
or activities,
(6) Change in contractor or Federal
operators at an existing contractor-operated
correctional or detention facility,
(7) Transferring, leasing, maintaining,
acquiring, or disposing of interests in land
where there is no change in the current scope
and intensity of land use, including
management and disposal of seized assets
pursuant to Federal laws,
(8) Transferring, leasing, maintaining,
acquiring, or disposing of equipment,
personal property, or vessels that do not
increase the current scope and intensity of
USMS activities, including management and
disposal of seized assets pursuant to Federal
forfeiture laws,
(9) Routine procurement of goods and
services to support operations and
infrastructure that are conducted in
accordance with Department of Justice
energy efficiency policies and applicable
Executive Orders, such as E.O. 13148,
(10) Routine transportation of prisoners or
detainees between facilities and flying
activities in compliance with Federal
Aviation Administration Regulations, only
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applicable where the activity is in
accordance with normal flight patterns and
elevations for the facility and where the flight
patterns/elevations have been addressed in
an installation master plan or other planning
document that has been the subject of a
NEPA review, and
(11) Lease extensions, renewals, or
succeeding leases where there is no change
in the intensity of the facility’s use.
8. Responsibilities
(a) The Director of the USMS, in
conjunction with the Senior Environmental
Advisor, possesses authority over the USMS
NEPA compliance.
(b) The Senior Environmental Advisor’s
duties include:
(1) Advising the Director or other USMS
decisionmakers on USMS NEPA procedures
and compliance,
(2) Supervising the Environmental
Coordinator,
(3) Acting as NEPA liaison to CEQ for the
Director and other USMS decisionmakers on
important decisions outside the authority of
the Environmental Coordinator,
(4) Consulting with CEQ regarding
alternative NEPA procedures requiring the
preparation of an EIS in emergency
situations, and
(5) Consulting with CEQ and officials of
other Federal agencies to settle agency
disputes over the NEPA process, including
designating lead and cooperating agencies.
(c) The USMS Environmental Coordinator
will act as the agency’s NEPA contact, and
will be responsible for:
(1) Ensuring that adequate EAs and EISs
are prepared at the earliest possible time,
ensuring that decisions are made in
accordance with the general policies and
purposes of NEPA, verifying information
provided by applicants, evaluating
environmental effects; assuring that, when
appropriate, EAs and EISs contain
documentation from independent parties
with expertise in particular environmental
matters, taking responsibility for the scope
and content of EAs prepared by applicants,
and returning EAs and EISs that are found to
be inadequate,
(2) Ensuring that the USMS conducts an
independent evaluation, and where
appropriate, prepares a FONSI, a NOI, and/
or a ROD,
(3) Coordinating the efforts for preparation
of an EIS consistent with the requirements of
the CEQ regulations at 40 CFR part 1500–
1508,
(4) Cooperating and coordinating planning
efforts with other Federal agencies, and
(5) Providing for agency training on
environmental matters.
(d) The agency shall ensure compliance
with NEPA for cases where actions are
planned by private applicants or other nonFederal entities before Federal involvement.
The USMS, through the Environmental
Coordinator shall:
(1) Identify types of actions initiated by
private parties, State and local agencies and
other non-Federal entities for which agency
involvement is reasonably foreseeable,
(2) Provide (A) full public notice that
agency advice on such matters is available,
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(B) detailed written publications containing
that advice, and (C) early consultation in
cases where agency involvement is
reasonably foreseeable, and
(3) Consult early with appropriate Indian
tribes, State and local agencies, and
interested private persons and organizations
on those projects in which the USMS
involvement is reasonably foreseeable.
(e) To assist in ensuring that all Federal
agencies’ decisions are made in accordance
with the general policies and purposes of
NEPA, the USMS, through the Environmental
Coordinator shall:
(1) Comment within the specified time
period on other Federal agencies’ EISs, where
the USMS has jurisdiction by law regarding
a project, and make such comments as
specific as possible with regard to adequacy
of the document, the merits of the
alternatives, or both,
(2) Where the USMS is the lead agency on
a project, coordinate with other Federal
agencies and supervise the development of
and retain responsibility for the EIS,
(3) Where the USMS is a cooperating
agency on a project, cooperate with any other
Federal agency acting as lead agency through
information sharing and staff support,
(4) Independently evaluate, provide
guidance on, and take responsibility for
scope and contents of NEPA analyses
performed by contractors or applicants used
by USMS. When the USMS is the lead
agency, USMS will choose the contractor to
prepare an EIS, require the contractor to
execute a disclosure statement stating that
the contractor has no financial or other
interest in the outcome of the project, and
participate in the preparation of the EIS by
providing guidance and an independent
evaluation prior to approval,
(5) Consider alternatives to a proposed
action where it involves unresolved conflicts
concerning available resources. The USMS
shall make available to the public, prior to a
final decision, any NEPA documents and
additional decision documents, or parts
thereof, addressing alternatives,
(6) Conduct appropriate NEPA procedures
for the proposed action as early as possible
for consideration by the appropriate
decision-maker, and ensure that all relevant
environmental documents, comments, and
responses accompany the proposal through
the agency review process for the final
decision,
(7) Include, as part of the administrative
record, relevant environmental documents,
comments, and responses in formal
rulemaking or adjudicatory proceedings, and
(8) Where emergency circumstances
require taking action that will result in a
significant environmental impact, contact
CEQ via the USMS Senior Environmental
Advisor for consultation on alternative
arrangements, which will be limited to those
necessary to control the immediate impacts
of the emergency.
9. Public Involvement
(a) In accordance with NEPA and CEQ
regulations and to ensure public involvement
in decision-making regarding environmental
impact on local communities, the USMS
shall also engage in the following procedures
during its NEPA process:
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(1) When preparing an EA, EIS, or FONSI,
USMS personnel in charge of preparing the
document will invite comment from affected
Federal, tribal, State, local agencies, and
other interested persons, as early as the
scoping process;
(2) The USMS will disseminate
information to potentially interested or
affected parties, such as local communities
and Indian tribes, through such means as
news releases to various local media,
announcements to local citizens groups,
public hearings, and posted signs near the
affected area;
(3) The USMS will mail notice to those
individuals or groups who have requested
one on a specific action or similar actions;
(4) For matters of national concern, the
USMS will publish notification in the
Federal Register, and will send notification
by mail to national organizations reasonably
expected to be interested;
(5) If a decision is made to develop an EIS,
the USMS will publish a NOI in the Federal
Register as soon as possible;
(6) The personnel in charge of preparing
the NEPA analysis and documentation will
invite public comment and maintain twoway communication channels throughout the
NEPA process, provide explanations of
where interested parties can obtain
information on status reports of the NEPA
process and other relevant documents, and
keep all public affairs officers informed;
(7) The USMS will establish a Web site to
keep the public informed; and
(8) During the NEPA process, responsible
personnel will consult with local government
and tribal officials, leaders of citizen groups,
and members of identifiable population
segments within the potentially affected
environment, such as farmers and ranchers,
homeowners, small business owners,
minority and disadvantaged communities,
and tribal members.
pwalker on PRODPC60 with RULES
10. Scoping
Prior to starting the NEPA analysis, USMS
personnel responsible for preparing either an
EA or EIS, shall engage in an early scoping
process to identify the significant issues to be
examined in depth, and to identify and
eliminate from detailed study those issues
which are not significant or which have been
adequately addressed by prior environmental
review. The scoping process should identify
any other environmental analyses being
conducted relevant to the proposed action,
address timing and set time limits with
respect to the NEPA process, set page limits,
designate respective responsibilities among
the lead and cooperating agencies, identify
any other environmental review and
consultation requirements to allow for
integration with the NEPA analysis, and hold
an early scoping meeting that may be
integrated with other initial planning
meetings.
11. Mitigation and Monitoring
USMS personnel, who are responsible for
preparing NEPA analyses and documents,
will consider mitigation measures to avoid or
minimize environmental harm. EAs and EISs
will consider reasonable mitigation measures
relevant to the proposed action and
VerDate Aug<31>2005
16:20 Dec 07, 2006
Jkt 211001
alternatives. Paragraph 5(b) of this Appendix
describes the requirements for documenting
mitigation measures in a ROD.
12. Supplementing an EA or EIS
When substantial changes are made to a
proposed action that is relevant to
environmental concerns, a supplement will
be prepared for an EA or a draft or a final
EIS. A supplement will also be prepared
when significant new circumstances arise or
new relevant information surfaces
concerning and bearing upon the proposed
action or its impacts. Any necessary
supplement shall be processed in the same
way as an original EA or EIS, with the
exception that new scoping is not required.
Any supplement shall be added to the formal
administrative record, if such record exists.
13. Compliance With Other Environmental
Statutes
To the extent practicable, a NEPA
document shall include information
necessary to assure compliance with all
applicable environmental statutes.
Dated: November 8, 2006.
John F. Clark,
Director, United States Marshals Service.
[FR Doc. E6–20940 Filed 12–7–06; 8:45 am]
BILLING CODE 4410–04–P
71051
The Office of the Director of Army
Safety has extensively revised the DA
PAM, represented by 32 CFR 627 to
reflect the consolidation effect and to
update it to address new biological
safety techniques and requirements and
determined that the revised DA PAM
does not affect the general public.
List of Subjects in 32 CFR Parts 626 and
627
Biologics, Government contracts,
Hazardous substances, National defense,
Occupational safety and health,
Research.
PART 626 AND 627—[REMOVED]
Accordingly, for reasons stated in the
preamble, under the authority of 5
U.S.C. 102, 10 U.S.C. 21, 111, 151–158,
42 U.S.C. 216; sec. 361, 50 U.S.C. 1431,
Pub. L. 101–510, 104 Stat. 1516, 58 Stat.
703 and 264; 49 U.S.C. App 1803, 1804,
1807, and 1808, 29 CFR 1910. 1450(e),
32 CFR Part 626, Biological Defense
Safety Program and 32 CFR Part 627,
The Biological Defense Safety Program,
Technical Safety Requirements (DA
Pamphlet 385–69), are removed in their
entirety.
I
Brenda S. Bowen,
Army Federal Register Liaison Officer.
[FR Doc. 06–9598 Filed 12–7–06; 8:45 am]
DEPARTMENT OF DEFENSE
Department of the Army
BILLING CODE 3710–08–M
32 CFR Parts 626 and 627
The Biological Defense Safety Program
and Technical Safety Requirements
DEPARTMENT OF DEFENSE
Department of the Army, DOD.
ACTION: Final rule; removals.
Department of the Army
AGENCY:
The Department of the Army
is removing its regulations concerning
the biological Defense Safety Program
and its requirements because it is now
superseded through consolidation with
other Army safety regulations into Army
Regulation (AR) 385–10, Army Safety
Program and does not affect the general
public.
EFFECTIVE DATE: December 8, 2006.
FOR FURTHER INFORMATION CONTACT: Mr.
Kenneth W. Proper, (703) 601–2408.
SUPPLEMENTARY INFORMATION: The Office
of the Director of Army Safety (DACS–
SF), is the proponent for the regulation
represented by 32 CFR Part 626 and the
DA PAM represented by 32 CFR 627.
The Office of the Director of Army
Safety has consolidated the Army
regulation, represented by 32 CFR Part
626 into AR 385–10, Army Safety
Program. This regulation was
extensively revised during the
consolidation process, and the new
consolidated regulation does not affect
the general public.
SUMMARY:
PO 00000
Frm 00015
Fmt 4700
Sfmt 4700
32 CFR Part 656
Installations, Use of Off-Road Vehicles
on Army Land
Department of the Army, DOD.
Final rule; removal.
AGENCY:
ACTION:
SUMMARY: The Department of the Army
is resending AR 385–55, Prevention of
Motor Vehicle Accidents, and has
consolidated its requirements into AR
385–10, Army Safety Program. During
consolidation, the section concerning
the use of non-tactical off-road vehicles
on Army land was removed.
EFFECTIVE DATE: December 8, 2006.
FOR FURTHER INFORMATION CONTACT: Mr.
Kenneth W. Proper, (703) 601–2408.
SUPPLEMENTARY INFORMATION: The Office
of the Director of Army Safety (DACS–
SF), is the proponent for the regulation
represented by 32 CFR Part 656. The
Office of the Director of Army Safety has
consolidated the Army regulation,
represented by 32 CFR Part 656 into AR
385–10, Army Safety Program. This
regulation was extensively revised
E:\FR\FM\08DER1.SGM
08DER1
Agencies
[Federal Register Volume 71, Number 236 (Friday, December 8, 2006)]
[Rules and Regulations]
[Pages 71047-71051]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-20940]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
28 CFR Part 61
[Docket No. USMS 101]
RIN 1105-AB13
Supplement to Justice Department Procedures and Council on
Environmental Quality Regulations To Ensure Compliance With the
National Environmental Policy Act
AGENCY: United States Marshals Service, Justice.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule adds Appendix E to part 61 of the Department of
Justice's regulations to ensure better compliance with the National
Environmental Policy Act (NEPA) of 1969. The rule supplements existing
Department procedures and regulations of the Council on Environmental
Quality and only pertains to internal procedures of the United States
Marshals Service (USMS).
EFFECTIVE DATE: This rule is effective January 8, 2007.
FOR FURTHER INFORMATION CONTACT: Joseph Band, Office of Chief Counsel,
United States Marshals Service, Washington, DC 20002; Telephone (202)
307-9722.
SUPPLEMENTARY INFORMATION:
Background
The USMS published a notice of proposed rulemaking on this subject
on January 10, 2006 (71 FR 3248). The USMS received no comments before
the comment period closed on March 21, 2006. Accordingly, this document
finalizes the proposed rule without change.
Need for This Rule
This rule is needed so that the USMS can comply more fully with
NEPA. Under NEPA, Federal agencies are required to implement internal
procedures to ensure proper environmental consideration of proposed
agency actions. The internal procedures promote the protection of the
environment by minimizing the use of natural resources and by improving
planning and decision-making processes to avoid excess pollution and
environmental degradation.
Overview of the Rule's Standards
In complying with and implementing NEPA, the USMS shall make
efforts to produce clear and concise NEPA documents and increase
administrative efficiency.
All NEPA documents, specifically Environmental Assessments (EAs)
and Environmental Impact Statements (EISs), shall be analytical, clear,
and concise. The documents shall focus on significant issues and shall
be presented in plain language and in the standard format outlined in
Appendix E. In order to reduce paperwork, EISs shall be limited to
approximately 150 pages, or in unusually complex matters, 300 pages. To
avoid duplicative work, NEPA documents shall, whenever possible, be
prepared jointly with State and local governments and shall adopt,
incorporate by reference, or combine, existing USMS and other agencies'
analyses, documentation, and/or other environmental reports.
The USMS shall make every effort to prevent and reduce delay. The
USMS will follow the procedures outlined in the CEQ regulations
including, (1) Integrating the NEPA process in the early stages of
planning to ensure that decisions reflect environmental values, and to
head off potential conflicts and/or delays, (2) emphasizing inter-
agency cooperation before the environmental analysis and documentation
is prepared, (3) ensuring the swift and fair resolution of any dispute
by designating a lead agency for any inter-agency projects, (4)
employing the scoping process to distinguish the significant issues
requiring consideration in the NEPA analysis, (5) setting deadlines for
the NEPA process as appropriate for individual proposed actions, (6)
initiating the NEPA analysis as early as possible to coincide with the
agency's presentation of a proposal by another party, and (7) using
accelerated procedures as described in the CEQ regulations for
legislative proposals.
Implementation of Changes
Through this rule, the USMS is revising its guidance, establishing
policy, and assigning responsibilities for implementing the
requirements of Section 102(2) of NEPA (42 U.S.C. 4321, et seq.),
Executive Order 11514 of March 5, 1970, titled ``Protection and
Enhancement of Environmental Quality,'' and regulations of the CEQ (40
CFR parts 1500-1508).
This rule is intended to (1) Enhance the USMS' ability to comply
with NEPA, related legal authorities, and Executive Orders, (2) allow
non-significant program actions to be exempt from the requirement to
prepare an EA or EIS, (3) focus NEPA analysis upon major Federal
actions significantly affecting the quality of the environment, (4)
ensure public involvement in decision-making regarding environmental
impact on local communities, and (5) reflect changes in the current
USMS organizational structure. Development of these revised regulations
was orchestrated by USMS headquarters and district office personnel who
represent the USMS' collective technical and managerial expertise in
environmental quality and NEPA compliance. In addition to revising part
61 by adding Appendix E, the USMS will provide guidance materials to
district offices.
These changes affect USMS internal procedures. The USMS consulted
with the CEQ during the development of this rule.
Regulatory Certifications
Executive Order 12866
This regulation has been drafted and reviewed in accordance with
Executive Order 12866, ``Regulatory Planning and Review'' Sec. 1 (b),
Principles of Regulation. The Department of Justice has determined that
this rule is not a ``significant regulatory action'' under Executive
Order 12866, Sec. 3(f), Regulatory Planning and Review; and,
accordingly, this rule has not been reviewed by the Office of
Management and Budget. This rule provides environmental benefits by
ensuring the USMS compliance with NEPA to improve planning and avoid
excess pollution and environmental degradation. Further, this rule
affects
[[Page 71048]]
USMS internal procedures. Whatever costs that may result from this rule
should be outweighed by the reduction in delay and excessive paperwork
from the improved procedures.
Executive Order 13132
This regulation only affects the internal procedures of the USMS
and, accordingly, will not have substantial direct effects on the
States, relationship between the national government and the States, or
the distribution of power and responsibilities among the various levels
of government. Therefore, in accordance with Executive Order 13132, it
is determined that this rule does not have sufficient federalism
implications to warrant the preparation of a Federalism Assessment.
Executive Order 12988
This regulation meets the applicable standards set forth in
sections 3(a) and 3(b)(2) of Executive Order 12988.
Regulatory Flexibility Act
The Director of the USMS, in accordance with the Regulatory
Flexibility Act (5 U.S.C. 605(b)), has reviewed this regulation and
approved it, certifying that it will not have a significant economic
impact on a substantial number of small entities because this
regulation only affects the internal procedures of the USMS.
Unfunded Mandates Reform Act of 1995
This rule will not result in an expenditure of $100,000,000 or more
in any one year by State, local, and tribal governments, in the
aggregate, or by the private sector, nor will it significantly or
uniquely affect small governments. Therefore, no actions are deemed
necessary under the provisions of the Unfunded Mandates Reform Act of
1995.
Small Business Regulatory Enforcement Fairness Act of 1996
This rule is not a major rule as defined by Sec. 804 of the Small
Business Regulatory Enforcement Fairness Act of 1996. This rule will
not result in an annual effect on the economy of $100,000,000 or more,
a major increase in costs or prices, significant adverse effects on
competition, employment, investment, productivity, innovation, or on
the ability of United States-based companies to compete with foreign-
based companies in domestic and export markets.
Environmental Impact
This rule supplements CEQ regulations and provides guidance to USMS
employees regarding procedural requirements for NEPA analysis and
documentation activities. In accordance with NEPA, the rule implements
procedures that establish specific criteria, and identification, for
three classes of actions: Those that require preparation of an
environmental impact statement, those that require preparation of an
environmental assessment, and those that are categorically excluded
from further NEPA review (40 CFR 1507.3(b)). However, these procedures
only provide internal guidance to assist USMS employees and do not
serve to make the final determination of what level of NEPA analysis is
required for any particular proposed action. The CEQ does not require
agencies to prepare a NEPA analysis or document before establishing
such procedures. See Heartwood, Inc. v. U.S. Forest Service, 73 F.
Supp. 2d 962, 972-73 (S.D. Ill. 1999), aff'd, 230 F.3d 947, 954-55 (7th
Cir. 2000) (holding that establishing categorical exclusions does not
require NEPA analysis and documentation). The requirements for
establishing agency NEPA procedures are set forth at 40 CFR 1505.1 and
1507.3. The USMS consulted with the CEQ during the development of these
categorical exclusions and provided an opportunity for public review.
List of Subjects in 28 CFR Part 61
Environmental protection, Environmental impact statements.
0
Accordingly, for the reasons set forth in the preamble, part 61 of
chapter I of Title 28 of the Code of Federal Regulations is amended to
read as follows:
0
1. The authority citation for part 61 continues to read as follows:
Authority: 28 U.S.C. 509; 5 U.S.C. 301; Executive Order 11911.
0
2. Appendix E to part 61 is added to read as follows:
Appendix E to Part 61--United States Marshals Service Procedures
Relating to the Implementation of the National Environmental Policy Act
1. Authority
These procedures are issued pursuant to the National
Environmental Policy Act of 1969 (NEPA), 42 U.S.C. 4321, et seq.,
regulations of the Council on Environmental Quality (CEQ), 40 CFR
part 1500, et seq., regulations of the Department of Justice (DOJ),
28 CFR part 61, et seq., the Environmental Quality Improvement Act
of 1970, as amended, 42 U.S.C. 4371, et seq., Section 309 of the
Clean Air Act, as amended, 42 U.S.C. 7609, and Executive Order
11514, ``Protection and Enhancement of Environmental Quality,''
March 5, 1970, as amended by Executive Order 11991, May 24, 1977.
2. Purpose
These provisions supplement existing DOJ and CEQ regulations and
outline internal USMS procedures to ensure compliance with NEPA.
Through these provisions, the USMS shall promote the environment by
minimizing the use of natural resources, and by improving planning
and decision-making processes to avoid excess pollution and
environmental degradation.
The USMS' Environmental Assessments (EAs) and Environmental
Impact Statements (EISs) shall be as concise as possible and EISs
should be limited to approximately 150 pages in normal circumstances
or 300 pages for proposals of unusual scope or complexity. The USMS
shall, whenever possible, jointly prepare documents with State and
local governments and, when appropriate, avoid duplicative work by
adopting, or incorporating by reference, existing USMS and other
agencies' analyses and documentation.
In developing an EA or EIS, the USMS shall comply with CEQ
regulations, observing that EAs and EISs should (1) Be analytic,
rather than encyclopedic, (2) be written in plain language, (3)
follow a clear, standard format in accordance with CEQ regulations,
(4) follow a scoping process to distinguish the significant issues
from the insignificant issues, (5) include a brief summary, (6)
emphasize the more useful sections of the document, such as the
discussions of alternatives and their environmental consequences,
while minimizing the discussion of less useful background
information, (7) scrutinize existing NEPA documentation for relevant
analyses of programs, policies, or other proposals that guide future
action to eliminate repetition, (8) where appropriate, incorporate
material by reference, with citations and brief descriptions, to
avoid excessive length, and (9) integrate NEPA requirements with
other environmental review and consultation requirements mandated by
law, Executive Order, Department of Justice policy, or USMS policy.
When preparing an EA or EIS, the USMS shall request comments to be
as specific as possible.
To ensure compliance with NEPA, the USMS shall make efforts to
prevent and reduce delay. The USMS will follow the procedures
outlined in the CEQ regulations including, (1) Integrating the NEPA
process in the early stages of planning to ensure that decisions
reflect environmental values, and to head off potential conflicts
and/or delays, (2) emphasizing inter-agency cooperation before the
environmental analysis and documentation is prepared, (3) ensuring
the swift and fair resolution of any dispute over the designation of
the lead agency, (4) employing the scoping process to distinguish
the significant issues requiring consideration in the NEPA analysis,
(5) setting deadlines for the NEPA process as appropriate for
individual proposed actions, (6) initiating the NEPA analysis as
early as possible to coincide with the agency's consideration of a
proposal by another party, and (7) using accelerated procedures, as
described in the CEQ regulations, for legislative proposals.
[[Page 71049]]
3. Agency Description
The USMS is a Federal law enforcement agency. The agency
performs numerous law enforcement activities, including judicial
security, warrant investigations, witness protection, custody of
individuals arrested by Federal agencies, prisoner transportation,
management of seized assets, and other law enforcement missions.
4. Typical Classes of USMS Actions
(a) The general types of proposed actions and projects that the
USMS undertakes are as follows:
(1) Operational concepts and programs, including logistics
procurement, personnel assignment, real property and facility
management, and environmental programs,
(2) Transfers or disposal of equipment or property,
(3) Leases or entitlement for use, including donation or
exchange,
(4) Federal contracts, actions, or agreements for detentions
services. A detention facility may be a facility (A) owned and/or
operated by a contractor, or (B) owned and/or operated by a State or
local government, and
(5) General law enforcement activities that are exempt from NEPA
analysis under CEQ regulation 40 CFR 1508.18 that involve bringing
judicial, administrative, civil, or criminal enforcement actions.
(b) Scope of Analysis.
(1) Some USMS projects, contracts, and agreements may propose a
USMS action that is one component of a larger project involving a
private action or an action by a local or State government. The
USMS' NEPA analysis and document (e.g., the EA or EIS) should
address the impact of the specific USMS activity and those portions
of the entire project over which the USMS has sufficient control and
responsibility to warrant Federal review.
(2) The USMS has control and responsibility for portions of a
project beyond the limits of USMS jurisdiction where the
environmental consequences of the larger project are essentially
products of USMS specific action. This control turns an otherwise
non-federal project into a Federal action.
(3) Sufficient control and responsibility for a facility is a
site-specific determination based on the extent to which an entire
project will be within the agency's jurisdiction and on other
factors that determine the extent of Federal control and
responsibility. For example, for construction of a facility, other
factors would include, but not be limited to, the length of the
contract for construction or use of the facility, the extent of
government control and funding in the construction or use of the
facility, whether the facility is being built solely for Federal
requirements, the extent to which the costs of construction or use
will be paid with Federal funds, the extent to which the facility
will be used for non-Federal purposes, and whether the project
should proceed without USMS action.
(4) Some USMS projects, contracts, and agreements may propose a
USMS action that is one component of a larger project involving
actions by other Federal agencies. Federal control and
responsibility determines whether the total Federal involvement of
the USMS and other Federal agencies is sufficient to grant legal
control over additional portions of the project. NEPA review would
be extended to an entire project when the environmental consequences
of the additional portions of the project are essentially products
of Federal financing, assistance, direction, regulation, or
approval. The USMS shall contact the other Federal agencies involved
in the action to determine their respective roles (i.e., whether to
be a lead or cooperating agency).
(5) Once the scope of analysis has been defined, the NEPA
analysis for an action should include direct, indirect, and
cumulative impacts of all Federal proposals within the purview of
NEPA. Whenever practicable, the USMS can incorporate by reference,
and rely upon, the environmental analyses and reviews of other
Federal, tribal, State, and local agencies.
5. Environmental Impact Statement (EIS)
(a) An EIS is a document required of Federal agencies for
proposals significantly affecting the quality of the human
environment. EIS describes the positive and negative effects of the
proposed action and any reasonable alternatives. A Notice of Intent
(NOI) will be published in the Federal Register as soon a
practicable after a decision to prepare an EIS is made and before
the scoping process is initiated. An EIS shall describe how
alternatives considered in it, and the decisions based on it, will
or will not achieve the goals of NEPA to prevent damage to the
environment and promote human health. Additionally, an EIS shall
describe how the USMS will comply with relevant environmental laws
and policies. The format and content of an EIS are set out at 40 CFR
part 1502. The USMS may prepare an EIS without prior preparation of
an EA.
(b) A Record of Decision (ROD) will be prepared at the time a
decision is made regarding a proposal that is analyzed and
documented in an EIS. The ROD will state the decision, discuss the
alternatives considered, and state whether all alternative
practicable means to avoid or minimize environmental harms have been
adopted, or if not, why they were not adopted. Where applicable, the
ROD will also describe and adopt a monitoring and enforcement
program for any mitigation.
(c) Actions that normally require preparing an EIS include:
(1) USMS actions that are likely to have a significant
environmental impact on the human environment, or
(2) Construction of a major facility on a previously undisturbed
site.
6. Environmental Assessment (EA)
(a) An EA is a concise public document that is prepared for
actions that do not normally require preparation of an EIS, but do
not meet the requirements of a Categorical Exclusion (CE). An EA
serves to briefly provide sufficient evidence and analysis for
determining whether to prepare an EIS or a Finding of No Significant
Impact (FONSI), aid in complying with NEPA when an EIS is not
necessary, and facilitate preparation of an EIS when one is
required. The EA results in either a determination that a proposed
action may have a significant impact on the human environment, and
therefore, requires further study in an EIS, or the issuance of a
FONSI. The contents of an EA are described at 40 CFR 1508.9.
(b) A FONSI will include the EA or a summary of the EA. The
FONSI will be prepared and made available to the public through
means described in paragraph 9 of this Appendix, including
publication in local newspapers and in the Federal Register for
matters of national concern. The FONSI will be available for review
and comment for 30 days prior to signature and the initiation of the
action, unless special circumstances warrant reducing the public
comment period to 15 days. Implementing the action can proceed after
consideration of public comments and the decision-maker signs the
FONSI.
(c) Actions that normally require preparation of an EA include:
(1) Proposals to conduct an expansion of an existing facility,
(2) Awarding a contract or entering into an agreement for new
construction at a previously developed site, or an expansion of an
existing facility, or
(3) Projects or other proposed actions that are activities
described in categorical exclusions, but do not qualify for a
categorical exclusion because they involve extraordinary
circumstances.
7. Categorical Exclusions (CE)
(a) CEs are certain categories of activities determined not to
have individual or cumulative significant effects on the human
environment, and absent extraordinary circumstances, are excluded
from preparation of an EA, or EIS, under NEPA. Using CEs for such
activities reduces unnecessary paperwork and delay. Such activities
are not excluded from compliance with other applicable local, State,
or Federal environmental laws.
(b) Extraordinary circumstances must be considered before
relying upon a CE to determine whether the proposed action may have
a significant environmental effect. Any of the following
circumstances preclude the use of a CE:
(1) The project may have effects on the quality of the
environment that are likely to be highly controversial;
(2) The scope or size of the project is greater than normally
experienced for a particular action described in subsection (c)
below;
(3) There is potential for degradation, even if slight, of
already-existing poor environmental conditions;
(4) A degrading influence, activity, or effect is initiated in
an area not already significantly modified from its natural
condition;
(5) There is a potential for adverse effects on areas of
critical environmental concern or other protected resources
including, but not limited to, threatened or endangered species or
their habitats, significant archaeological materials, prime or
unique agricultural lands, wetlands, coastal zones, sole source
aquifers, 100-year-old flood plains, places listed,
[[Page 71050]]
proposed, or eligible for listing on the National Register of
Historic Places, natural landmarks listed, proposed, or eligible for
listing on the National Registry of Natural Landmarks, Wilderness
Areas or wilderness study areas, or Wild and Scenic River areas; or
(6) Possible significant direct, indirect, or cumulative
environmental impacts exist.
(c) Actions that normally qualify for a CE include:
(1) Minor renovations or repairs within an existing facility,
unless the project would adversely affect a structure listed in the
National Register of Historic Places or is eligible for listing in
the register,
(2) Facility expansion, or construction of a limited addition to
an existing structure, or facility, and new construction or
reconstruction of a small facility on a previously developed site.
The exclusion applies only if:
(i) The structure and proposed use comply with local planning
and zoning and any applicable State or Federal requirements; and
(ii) The site and the scale of construction are consistent with
those of existing adjacent or nearby buildings.
(3) Security upgrades of existing facility grounds and perimeter
fences, not including such upgrades as adding lethal fences or major
increases in height or lighting of a perimeter fence in a
residential area or other area sensitive to the visual impacts
resulting from height or lighting changes,
(4) Federal contracts or agreements for detentions services,
including actions such as procuring guards for detention services or
leasing bed space (which may include operational costs) from an
existing facility operated by a State or a local government or a
private correctional corporation,
(5) General administrative activities that involve a limited
commitment of resources, such as personnel actions or policy related
to personnel issues, organizational changes, procurement of office
supplies and systems, and commitment or reallocation of funds for
previously reviewed and approved programs or activities,
(6) Change in contractor or Federal operators at an existing
contractor-operated correctional or detention facility,
(7) Transferring, leasing, maintaining, acquiring, or disposing
of interests in land where there is no change in the current scope
and intensity of land use, including management and disposal of
seized assets pursuant to Federal laws,
(8) Transferring, leasing, maintaining, acquiring, or disposing
of equipment, personal property, or vessels that do not increase the
current scope and intensity of USMS activities, including management
and disposal of seized assets pursuant to Federal forfeiture laws,
(9) Routine procurement of goods and services to support
operations and infrastructure that are conducted in accordance with
Department of Justice energy efficiency policies and applicable
Executive Orders, such as E.O. 13148,
(10) Routine transportation of prisoners or detainees between
facilities and flying activities in compliance with Federal Aviation
Administration Regulations, only applicable where the activity is in
accordance with normal flight patterns and elevations for the
facility and where the flight patterns/elevations have been
addressed in an installation master plan or other planning document
that has been the subject of a NEPA review, and
(11) Lease extensions, renewals, or succeeding leases where
there is no change in the intensity of the facility's use.
8. Responsibilities
(a) The Director of the USMS, in conjunction with the Senior
Environmental Advisor, possesses authority over the USMS NEPA
compliance.
(b) The Senior Environmental Advisor's duties include:
(1) Advising the Director or other USMS decisionmakers on USMS
NEPA procedures and compliance,
(2) Supervising the Environmental Coordinator,
(3) Acting as NEPA liaison to CEQ for the Director and other
USMS decisionmakers on important decisions outside the authority of
the Environmental Coordinator,
(4) Consulting with CEQ regarding alternative NEPA procedures
requiring the preparation of an EIS in emergency situations, and
(5) Consulting with CEQ and officials of other Federal agencies
to settle agency disputes over the NEPA process, including
designating lead and cooperating agencies.
(c) The USMS Environmental Coordinator will act as the agency's
NEPA contact, and will be responsible for:
(1) Ensuring that adequate EAs and EISs are prepared at the
earliest possible time, ensuring that decisions are made in
accordance with the general policies and purposes of NEPA, verifying
information provided by applicants, evaluating environmental
effects; assuring that, when appropriate, EAs and EISs contain
documentation from independent parties with expertise in particular
environmental matters, taking responsibility for the scope and
content of EAs prepared by applicants, and returning EAs and EISs
that are found to be inadequate,
(2) Ensuring that the USMS conducts an independent evaluation,
and where appropriate, prepares a FONSI, a NOI, and/or a ROD,
(3) Coordinating the efforts for preparation of an EIS
consistent with the requirements of the CEQ regulations at 40 CFR
part 1500-1508,
(4) Cooperating and coordinating planning efforts with other
Federal agencies, and
(5) Providing for agency training on environmental matters.
(d) The agency shall ensure compliance with NEPA for cases where
actions are planned by private applicants or other non-Federal
entities before Federal involvement. The USMS, through the
Environmental Coordinator shall:
(1) Identify types of actions initiated by private parties,
State and local agencies and other non-Federal entities for which
agency involvement is reasonably foreseeable,
(2) Provide (A) full public notice that agency advice on such
matters is available, (B) detailed written publications containing
that advice, and (C) early consultation in cases where agency
involvement is reasonably foreseeable, and
(3) Consult early with appropriate Indian tribes, State and
local agencies, and interested private persons and organizations on
those projects in which the USMS involvement is reasonably
foreseeable.
(e) To assist in ensuring that all Federal agencies' decisions
are made in accordance with the general policies and purposes of
NEPA, the USMS, through the Environmental Coordinator shall:
(1) Comment within the specified time period on other Federal
agencies' EISs, where the USMS has jurisdiction by law regarding a
project, and make such comments as specific as possible with regard
to adequacy of the document, the merits of the alternatives, or
both,
(2) Where the USMS is the lead agency on a project, coordinate
with other Federal agencies and supervise the development of and
retain responsibility for the EIS,
(3) Where the USMS is a cooperating agency on a project,
cooperate with any other Federal agency acting as lead agency
through information sharing and staff support,
(4) Independently evaluate, provide guidance on, and take
responsibility for scope and contents of NEPA analyses performed by
contractors or applicants used by USMS. When the USMS is the lead
agency, USMS will choose the contractor to prepare an EIS, require
the contractor to execute a disclosure statement stating that the
contractor has no financial or other interest in the outcome of the
project, and participate in the preparation of the EIS by providing
guidance and an independent evaluation prior to approval,
(5) Consider alternatives to a proposed action where it involves
unresolved conflicts concerning available resources. The USMS shall
make available to the public, prior to a final decision, any NEPA
documents and additional decision documents, or parts thereof,
addressing alternatives,
(6) Conduct appropriate NEPA procedures for the proposed action
as early as possible for consideration by the appropriate decision-
maker, and ensure that all relevant environmental documents,
comments, and responses accompany the proposal through the agency
review process for the final decision,
(7) Include, as part of the administrative record, relevant
environmental documents, comments, and responses in formal
rulemaking or adjudicatory proceedings, and
(8) Where emergency circumstances require taking action that
will result in a significant environmental impact, contact CEQ via
the USMS Senior Environmental Advisor for consultation on
alternative arrangements, which will be limited to those necessary
to control the immediate impacts of the emergency.
9. Public Involvement
(a) In accordance with NEPA and CEQ regulations and to ensure
public involvement in decision-making regarding environmental impact
on local communities, the USMS shall also engage in the following
procedures during its NEPA process:
[[Page 71051]]
(1) When preparing an EA, EIS, or FONSI, USMS personnel in
charge of preparing the document will invite comment from affected
Federal, tribal, State, local agencies, and other interested
persons, as early as the scoping process;
(2) The USMS will disseminate information to potentially
interested or affected parties, such as local communities and Indian
tribes, through such means as news releases to various local media,
announcements to local citizens groups, public hearings, and posted
signs near the affected area;
(3) The USMS will mail notice to those individuals or groups who
have requested one on a specific action or similar actions;
(4) For matters of national concern, the USMS will publish
notification in the Federal Register, and will send notification by
mail to national organizations reasonably expected to be interested;
(5) If a decision is made to develop an EIS, the USMS will
publish a NOI in the Federal Register as soon as possible;
(6) The personnel in charge of preparing the NEPA analysis and
documentation will invite public comment and maintain two-way
communication channels throughout the NEPA process, provide
explanations of where interested parties can obtain information on
status reports of the NEPA process and other relevant documents, and
keep all public affairs officers informed;
(7) The USMS will establish a Web site to keep the public
informed; and
(8) During the NEPA process, responsible personnel will consult
with local government and tribal officials, leaders of citizen
groups, and members of identifiable population segments within the
potentially affected environment, such as farmers and ranchers,
homeowners, small business owners, minority and disadvantaged
communities, and tribal members.
10. Scoping
Prior to starting the NEPA analysis, USMS personnel responsible
for preparing either an EA or EIS, shall engage in an early scoping
process to identify the significant issues to be examined in depth,
and to identify and eliminate from detailed study those issues which
are not significant or which have been adequately addressed by prior
environmental review. The scoping process should identify any other
environmental analyses being conducted relevant to the proposed
action, address timing and set time limits with respect to the NEPA
process, set page limits, designate respective responsibilities
among the lead and cooperating agencies, identify any other
environmental review and consultation requirements to allow for
integration with the NEPA analysis, and hold an early scoping
meeting that may be integrated with other initial planning meetings.
11. Mitigation and Monitoring
USMS personnel, who are responsible for preparing NEPA analyses
and documents, will consider mitigation measures to avoid or
minimize environmental harm. EAs and EISs will consider reasonable
mitigation measures relevant to the proposed action and
alternatives. Paragraph 5(b) of this Appendix describes the
requirements for documenting mitigation measures in a ROD.
12. Supplementing an EA or EIS
When substantial changes are made to a proposed action that is
relevant to environmental concerns, a supplement will be prepared
for an EA or a draft or a final EIS. A supplement will also be
prepared when significant new circumstances arise or new relevant
information surfaces concerning and bearing upon the proposed action
or its impacts. Any necessary supplement shall be processed in the
same way as an original EA or EIS, with the exception that new
scoping is not required. Any supplement shall be added to the formal
administrative record, if such record exists.
13. Compliance With Other Environmental Statutes
To the extent practicable, a NEPA document shall include
information necessary to assure compliance with all applicable
environmental statutes.
Dated: November 8, 2006.
John F. Clark,
Director, United States Marshals Service.
[FR Doc. E6-20940 Filed 12-7-06; 8:45 am]
BILLING CODE 4410-04-P