Application of Pesticides to Waters of the United States in Compliance With FIFRA, 68483-68492 [E6-20002]
Download as PDF
68483
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
EPA APPROVED REGULATIONS IN THE TEXAS SIP
State citation
State
approval/
submittal
date
Title/subject
*
*
*
EPA approval date
*
*
Explanation
*
*
*
*
Chapter 114 (Reg 4)—Control of Air Pollution From Motor Vehicles
*
*
*
*
*
Subchapter H—Low Emission Fuels
Division 1: Gasoline Volatility
*
*
Section 114.307 ..............................
*
*
Exemptions .....................................
10/04/01
Section 114.309 ..............................
Affected Counties ...........................
10/04/01
*
*
*
*
*
[FR Doc. E6–19991 Filed 11–24–06; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 122
[OW–2003–0063; FRL–8248–1]
RIN 2040–AE79
Application of Pesticides to Waters of
the United States in Compliance With
FIFRA
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: Today, EPA is issuing a
regulation stating that the application of
a pesticide in compliance with relevant
requirements of the Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA)
does not require a National Pollutant
Discharge Elimination System (NPDES)
permit in two specific circumstances.
The first circumstance is when the
application of the pesticide is made
directly to waters of the United States to
control pests that are present in the
water. The second circumstance is when
the application of the pesticide is made
to control pests that are over, including
near, waters of the United States. This
rulemaking is based on the Agency’s
*
*
11/27/06 [Insert FR page number
where document begins].
11/27/06 [Insert FR page number
where document begins].
interpretation of the definition of the
term ‘‘pollutant’’ under the Clean Water
Act (CWA) as not including such
pesticides.
This final rulemaking replaces EPA’s
previously published Interim and Final
Interpretive Statements on the
Application of Pesticides to Waters of
the United States in Compliance with
FIFRA. EPA’s Interpretive Statement,
published February 1, 2005, described
the Agency’s interpretation of the CWA
with regard to the application of
pesticides regulated under FIFRA that
are applied to or over, including near,
waters of the United States. On August
13, 2003, EPA provided public notice of
and solicited public comment on an
Interim Statement and incorporated that
input into the Interpretive Statement.
On February 1, 2005, EPA published the
Interpretive Statement and proposed to
codify its substance in EPA’s NPDES
regulations and solicited comment on
that proposed action. Today’s final rule
is the result of this process.
DATES: These final regulations are
effective on January 26, 2006.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. OW–2003–0063. All documents in
the docket are listed online at https://
www.regulations.gov. Although listed in
the online docket, some information is
not publicly available, i.e., Confidential
Business Information (CBI) or other
*
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either online or
in hard copy at the Water Docket,
EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Water
Docket is (202) 566–2426.
FOR FURTHER INFORMATION CONTACT: For
additional information, contact Jeremy
Arling, Water Permits Division, Office of
Wastewater Management (4203M),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460; telephone number: 202–564–
2218, e-mail address:
arling.jeremy@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Action Apply to Me?
You may be affected by this action if
you apply pesticides to or over,
including near, water. Potentially
affected entities may include, but are
not limited to:
TABLE 1.—ENTITIES POTENTIALLY REGULATED BY THIS RULE
sroberts on PROD1PC70 with RULES
Category
NAICS
Examples of potentially affected entities
Agriculture parties—General agricultural interests, farmers/producers, forestry, and irrigation.
111 Crop Production .....................
Producers of crops mainly for food and fiber including farms, orchards, groves, greenhouses, and nurseries.
113110 Timber Tract Operations ..
The operation of timber tracts for the purpose of selling standing timber.
VerDate Aug<31>2005
16:32 Nov 24, 2006
Jkt 211001
PO 00000
Frm 00053
Fmt 4700
Sfmt 4700
E:\FR\FM\27NOR1.SGM
27NOR1
68484
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
TABLE 1.—ENTITIES POTENTIALLY REGULATED BY THIS RULE—Continued
Category
NAICS
113210 Forest Nurseries Gathering of Forest Products.
Pesticide parties (includes pesticide
manufacturers, other pesticide
users/interests, and consultants).
Public health parties (includes mosquito or other vector control districts and commercial applicators
that service these).
Resource management parties (includes State departments of fish
and wildlife, State departments of
pesticide regulation, State environmental agencies, and universities).
Examples of potentially affected entities
Growing trees for reforestation and/or gathering forest products, such
as gums, barks, balsam needles, rhizomes, fibers, Spanish moss,
ginseng, and truffles.
Operating irrigation systems.
Formulation and preparation of agricultural pest control chemicals.
221310 Water Supply for Irrigation
325320 Pesticide and Other Agricultural Chemical Manufacturing.
923120 Administration of Public
Health Programs.
Government establishments primarily engaged in the planning, administration, and coordination of public health programs and services, including environmental health activities.
924110 Administration of Air and
Water Resource and Solid
Waste Management Programs.
Government establishments primarily engaged in the administration,
regulation, and enforcement of air and water resource programs;
the administration and regulation of water and air pollution control
and prevention programs; the administration and regulation of flood
control programs; the administration and regulation of drainage development and water resource consumption programs; and coordination of these activities at intergovernmental levels.
Government establishments primarily engaged in the administration,
regulation, supervision and control of land use, including recreational areas; conservation and preservation of natural resources; erosion control; geological survey program administration;
weather forecasting program administration; and the administration
and protection of publicly and privately owned forest lands. Government establishments responsible for planning, management,
regulation and conservation of game, fish, and wildlife populations,
including wildlife management areas and field stations; and other
administrative matters relating to the protection of fish, game, and
wildlife are included in this industry.
Provide electric power, natural gas, steam supply, water supply, and
sewage removal through a permanent infrastructure of lines,
mains, and pipes.
Golf course operators who have ponds for irrigation.
924120 Administration
servation Programs.
of
Con-
Utility parties (includes utilities) .......
221 Utilities ....................................
Other Parties ...................................
713910 Golf courses and country
clubs.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. This table lists
the types of entities that EPA is now
aware could potentially be affected by
this action. Other types of entities not
listed in the table could also be affected.
To determine whether your facility is
affected by this action, you should
carefully examine the applicability
criteria in 40 CFR 122.23. If you have
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
II. Background
sroberts on PROD1PC70 with RULES
A. Clean Water Act and the Federal
Insecticide, Fungicide, and Rodenticide
Act
Congress passed the Federal Water
Pollution Control Act (1972), also
known as the Clean Water Act (CWA),
to ‘‘restore and maintain the chemical,
physical, and biological integrity of the
nation’s waters’’ 33 U.S.C. 1251(a). The
CWA prohibits the discharge of any
pollutant by any person from a point
source into a water of the United States,
except in compliance with certain other
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
provisions of the Act, including Section
402. 33 U.S.C. 1311(a). Section 402 in
turn authorizes EPA to issue permits
under the National Pollutant Discharge
Elimination System (NPDES) permit
program for such discharges. States may
also issue NPDES permits if authorized
to do so by EPA. 33 U.S.C. 1342(a) and
(b).
NPDES permits under the CWA are
required only for point source
discharges of materials that are
pollutants to waters of the United
States. Section 502(6) of the CWA
defines ‘‘pollutant’’ to mean:
* * * dredged spoil, solid waste,
incinerator residue, sewage, garbage, sewage
sludge, munitions, chemical wastes,
biological materials, radioactive materials,
heat, wrecked or discarded equipment, rock,
sand, cellar dirt and industrial, municipal
and agricultural waste discharged into water.
33 U.S.C. 1362(6).1 In the more than 30
years that EPA has administered the
1 The remaining language of the definition of
‘‘pollutant’’ in Section 502(6) is as follows, and is
not relevant to today’s action: ‘‘The term does not
mean (A) ‘‘sewage from vessels’’ within the
meaning of Section 312 of this Act; or (B) water,
gas, or other material which is injected into a well
to facilitate production of oil or gas, or water
derived in association with oil or gas production
PO 00000
Frm 00054
Fmt 4700
Sfmt 4700
CWA, the Agency has never issued an
NPDES permit for the application of a
pesticide to or over water to target a pest
that is present in or over the water. Nor
has the Agency ever stated in any
general policy or guidance that an
NPDES permit is required for such
applications.
EPA regulates the sale, distribution
and use of pesticides in the United
States under the statutory framework of
the Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA) to ensure that
when used in conformance with FIFRA
labeling directions, pesticides will not
pose unreasonable risks to human
health and the environment. All new
pesticides must undergo a rigorous
registration procedure under FIFRA
during which EPA assesses a variety of
potential human health and
environmental effects associated with
use of the product.
Under FIFRA, EPA is required to
consider the effects of pesticides on the
environment by determining, among
and disposed of in a well, if the well used either
to facilitate production or for disposal purposes is
approved by authority of the State in which the
well is located, and if such State determines that
such injection or disposal will not result in the
degradation of ground or surface water resources.’’
E:\FR\FM\27NOR1.SGM
27NOR1
sroberts on PROD1PC70 with RULES
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
other things, whether a pesticide ‘‘will
perform its intended function without
unreasonable adverse effects on the
environment,’’ and whether ‘‘when used
in accordance with widespread and
commonly recognized practice [the
pesticide] will not generally cause
unreasonable adverse effects on the
environment.’’ 7 U.S.C. 136a(c)(5). In
performing this analysis, EPA examines
the ingredients of a pesticide, the
intended type of application site and
directions for use, and supporting
scientific studies for human health and
environmental effects and exposures.
The applicant for registration of the
pesticide must provide data from tests
done according to EPA guidelines. This
process is discussed in more detail
below.
Several courts have recently
addressed the question of whether the
CWA requires NPDES permits for
pesticide applications. These cases have
resulted in some confusion among the
regulated community and other affected
citizens about the applicability of the
CWA to pesticides applied to waters of
the United States. In 2001, the U.S.
Court of Appeals for the Ninth Circuit
held in Headwaters, Inc. v. Talent
Irrigation District (Talent) that an
applicator of herbicides was required to
obtain an NPDES permit under the
circumstances before the court
(described in detail in Section V.C.
below). 243 F.3rd 526 (9th Cir. 2001).
The Talent decision caused
considerable concern and confusion
among public health authorities, natural
resource managers, and others who rely
on pesticides regarding their potential
obligation to obtain an NPDES permit
when applying a pesticide consistent
with FIFRA and particularly about the
impact of such a requirement on
accomplishing their mission of
protecting human health and the
environment.
In 2002, the Ninth Circuit in League
of Wilderness Defenders et al. v.
Forsgren (Forsgren) held that the
application of pesticides to control
gypsy moths in National Forest lands
required an NPDES permit. 309 F.3d
1181 (9th Cir. 2002). The court in
Forsgren did not analyze the question of
whether the pesticides applied were
pollutants, because it assumed that the
parties agreed that they were. In fact, the
United States expressly reserved its
arguments on that issue in its brief to
the District Court. Id. at 1184, n.2. The
court instead analyzed the question of
whether the aerial application of the
pesticide constituted a point source
discharge, and concluded that it did. Id.
at 1185.
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
Since Talent and Forsgren, California,
Nevada, Oregon, and Washington, all of
which are within the Ninth Circuit,
have issued permits for the application
of certain types of pesticides (e.g.,
products to control aquatic weeds and
algae and products to control mosquito
larvae). Other States have continued
their longstanding practice of not
issuing permits to people who apply
pesticides to waters of the United States.
These varying practices reflect the
substantial uncertainty among
regulators, the regulated community,
and the public regarding how the Clean
Water Act applies to pesticides that
have been properly applied and used for
their intended purpose.
The Ninth Circuit recently addressed
the Clean Water Act’s applicability to
pesticide applications for a third time.
In Fairhurst v. Hagener, the court held
that pesticides applied directly to a lake
in order to eliminate non-native fish
species, where there are no residues or
unintended effects, are not ‘‘pollutants’’
under the CWA because they are not
chemical wastes. 422 F.3d 1146 (9th Cir.
2005).
Since Talent and Forsgren, other
courts have addressed the applicability
of the CWA’s NPDES permit
requirements to pesticide applications.
In Altman v. Town of Amherst
(Altman), the Second Circuit vacated
and remanded for further development
of the record a District Court decision
holding that the Town of Amherst was
not required to obtain an NPDES permit
to spray mosquitocides over waters of
the United States. 47 Fed. Appx. 62, 67
(2nd Cir. 2002). The United States filed
an amicus brief setting forth the
Agency’s views in the context of that
particular case. In its opinion, the
Second Circuit stated that ‘‘[u]ntil the
EPA articulates a clear interpretation of
current law—among other things,
whether properly used pesticides
released into or over waters of the
United States can trigger the
requirement for NPDES permits * * *—
the question of whether properly used
pesticides can become pollutants that
violate the CWA will remain open.’’ Id.
at 67.
B. Interim and Interpretive Statements
In August 2003, EPA first analyzed
the applicability of the NPDES permit
program to pesticide applications in an
administrative context through an
Interim Statement and Guidance. 68 FR
48385 (Aug. 13, 2003). The Interim
Statement presented EPA’s position on
the two circumstances in which
pesticides applied to waters of the
United States consistent with all
relevant requirements of FIFRA are not
PO 00000
Frm 00055
Fmt 4700
Sfmt 4700
68485
‘‘pollutants’’ under the CWA and thus
do not require an NPDES permit.
Although the United States previously
addressed issues related to the Interim
Statement in several amicus briefs,
including those filed in Talent and
Altman, those briefs reflected the
government’s evaluation of the law in
the context of specific factual situations,
and did not result from deliberative
consideration through an administrative
process. As such, the amicus briefs did
not represent EPA’s legal position on
the precise questions at issue in the
Interim Statement or in today’s
regulation.
EPA solicited public comments on its
interpretation of the term ‘‘pollutant’’ in
the Interim Statement as it relates to
certain pesticide applications. After
considering the public comments, EPA
issued a final Interpretive Statement on
January 25, 2005. EPA simultaneously
published a notice of proposed
rulemaking to incorporate the substance
of the Interpretive Statement into EPA
regulations and solicited public
comment on the proposed rulemaking.
70 FR 5093 (Feb.1, 2005). EPA has
considered the comments received and
is today taking final action on the
proposed regulation. The final
regulation is substantially similar to the
proposed regulations, with certain
modifications described below.2
III. Summary of the Final Rule
EPA is revising the NPDES permit
program regulations to add a paragraph
to the list of discharges in 40 CFR 122.3
that are excluded from NPDES permit
requirements. Specifically, today’s
regulation excludes applications of
pesticides to waters of the United States
consistent with all relevant
requirements under FIFRA in two
specific circumstances as follows:
(1) The application of pesticides directly to
waters of the United States in order to control
pests. Examples of such applications include
applications to control mosquito larvae,
aquatic weeds, or other pests that are present
in waters of the United States.
(2) The application of pesticides to control
pests that are present over waters of the
United States, including near such waters,
where a portion of the pesticides will
unavoidably be deposited to waters of the
United States in order to target the pests
effectively; for example, when insecticides
are aerially applied to a forest canopy where
2 On March 29, 2002, EPA issued an Interpretive
Statement and Regional Guidance on the Clean
Water Act’s Exemption for Return Flows from
Irrigated Agriculture, which clarified that the
application of an aquatic herbicide consistent with
the FIFRA labeling to ensure the passage of
irrigation return flow is a nonpoint source activity
not subject to NPDES permit requirements under
the Clean Water Act. This regulation does not
address the March 2002 guidance.
E:\FR\FM\27NOR1.SGM
27NOR1
68486
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
sroberts on PROD1PC70 with RULES
waters of the United States may be present
below the canopy or when pesticides are
applied over or near water for control of
adult mosquitoes or other pests.
applications of pesticides to terrestrial
agricultural crops.
Pesticides applied under these
circumstances are not pollutants and
therefore are not subject to NPDES
permitting requirements.
EPA’s final rule is substantially
similar to the rule proposed in February
2005. EPA has modified the proposed
regulatory text only to clarify the types
of pesticide applications covered in the
second circumstance (those to control
pests present over, including near,
waters of the United States).
Commenters raised concerns that the
second circumstance, as written in the
proposed rule, could be interpreted
more broadly than the Agency intended
(e.g. encompassing drift from terrestrial
pesticide applications). The final rule
clarifies that the applications in the
second circumstance are those in which
it is unavoidable that some of the
pesticides will be deposited into water
in order to effectively target the pests. In
other words, EPA is clarifying in the
final rule that the regulation
encompasses only those applications to
control pests over, including near,
waters of the United States, where the
pesticide necessarily must enter the
water in order for the application to
achieve its intended purpose. Thus, the
applications must first be intended to
control pests over (including near) a
water of the United States. Second, it
must be unavoidable that the pesticide
enter the water in order to target such
pests effectively. For example, EPA
believes that wide-area forest canopy
insecticide applications can result in
deposition to streams and other waters
of the U.S. which are either not visible
to the aerial applicator or not possible
to avoid given the location of aerial
application, and that in such
circumstances, it is unavoidable that the
pesticide enter the water in order to
effectively target pests living in the
canopy. Likewise, mosquito adulticide
applications can result in some
pesticide product entering the water
because adult mosquitoes generally live
over and adjacent to waterbodies.
Similarly, pesticide applications to
control non-native plants which grow at
the water’s edge, such as purple
loosestrife, are intended to be covered
by this provision, because when
targeting plants at the water’s edge, it is
unavoidable that some of the herbicide
will enter the water. EPA notes that the
clarifying language in § 122.3(h)(2) is
not intended to impose any additional
requirements on pesticide applications
beyond relevant FIFRA requirements. In
addition, it is not intended to address
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
IV. Discussion
Today’s rulemaking implements
EPA’s interpretation of the CWA’s
definition of ‘‘pollutant’’ with respect to
certain applications of pesticides. Under
the CWA, pollutant means:
* * * dredged spoil, solid waste,
incinerator residue, sewage, garbage, sewage
sludge, munitions, chemical wastes,
biological materials, radioactive materials,
heat, wrecked or discarded equipment, rock,
sand, cellar dirt and industrial, municipal,
and agricultural waste discharged into water.
33 U.S.C. 1362(6).
The circumstances of pesticide
applications covered under today’s rule
are limited to the two types of
applications described above, when
conducted in compliance with all
relevant requirements of FIFRA. EPA
considers ‘‘relevant requirements’’ of
FIFRA to mean those FIFRA
requirements that relate to water
quality. For instance, violating a
requirement that the person mixing the
pesticide must wear protective clothing,
while an unlawful act that can be
enforced under FIFRA, is not related to
the protection of water quality, and
therefore not a relevant FIFRA
requirement for purposes of today’s
regulation. However, a labeling
provision that governs application rates,
active ingredient concentrations and
dilution requirements, buffer zones,
application locations, intended targets,
times of day, temperature or other
application requirements, and thus
concerns the amounts, concentrations,
and viability of substances that may
potentially end up in waters of the
United States, is related to water
quality. Relevant FIFRA requirements
may appear in product labeling, FIFRA
regulation, or other documents setting
forth requirements applied pursuant to
FIFRA.
The application of a pesticide from a
point source to waters of the United
States requires an NPDES permit only if
it constitutes the discharge of a
‘‘pollutant’’ within the meaning of that
term in the CWA. EPA has evaluated
whether pesticides regulated under and
applied consistent with relevant FIFRA
requirements for the two circumstances
previously described fall within the
terms in the CWA’s definition of
‘‘pollutant,’’ and concludes that they do
not. Pesticides are not dredged spoil,
solid waste, incinerator residue, sewage,
garbage, sewage sludge, munitions,
radioactive materials, heat, wrecked or
discarded equipment, rock, sand, cellar
dirt or industrial, municipal, and
agricultural waste. See CWA section
PO 00000
Frm 00056
Fmt 4700
Sfmt 4700
502(6). In addition, as described below,
the terms, ‘‘chemical waste’’ and
‘‘biological materials,’’ also do not
encompass the types of pesticide
applications addressed in today’s
action.
First, such pesticides are not
‘‘chemical wastes.’’ The term ‘‘waste’’
ordinarily means that which is
‘‘eliminated or discarded as no longer
useful or required after the completion
of a process.’’ The New Oxford
American Dictionary 1905 (Elizabeth J.
Jewell & Frank Abate eds., 2001).
Pesticides applied consistent with
relevant FIFRA requirements are not
‘‘wastes’’ as that term is commonly
defined—on the contrary, they are
products that EPA has evaluated and
registered for the purpose of controlling
target organisms, and are designed,
purchased, and applied to perform that
purpose. See Fairhurst v. Hagener, 422
F.3d at 1150.
EPA also interprets the term
‘‘biological materials’’ not to include
biological pesticides applied consistent
with relevant FIFRA requirements. This
interpretation is both reasonable and
consistent with Congressional intent,
and is supported by relevant case law.
It is unlikely that Congress intended to
include biological pesticides applied in
the circumstances described in today’s
rule within the Clean Water Act’s
definition of ‘‘pollutant.’’ To do so
would mean that biological pesticides
are pollutants, while chemical
pesticides used in the same
circumstances are not. Since
biologically and chemically based
pesticides applied consistent with
relevant requirements adopted by EPA
under FIFRA are both EPA-evaluated
products, treating them differently
under the Clean Water Act is not
warranted. Moreover, at the time the Act
was adopted in 1972, chemical
pesticides were predominant. It is
therefore not surprising that Congress
failed to discuss whether biological
pesticides were to be covered by the
Act. The fact that more biological
pesticides have been developed since
passage of the Act in 1972 does not
justify expanding the reach of the
NPDES permit requirement when there
is no evidence that Congress intended
the CWA to regulate biological
pesticides in a manner different from
chemical pesticides. Finally, biological
pesticides in use today are generally
reduced-risk products that have a
narrower range of potential adverse
environmental effects compared to
many chemical pesticides. For this
reason it would not make sense, and
would be inconsistent with the goals of
the Clean Water Act, to discourage the
E:\FR\FM\27NOR1.SGM
27NOR1
sroberts on PROD1PC70 with RULES
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
use of biological pesticides by requiring
applicators of these products to obtain
an NPDES permit when chemical
pesticides have no such requirement.
In cases in which courts have found
specific biological materials to be
‘‘pollutants’’ under section 502(6) the
substances at issue were waste materials
discharged from a point source. See
Concerned Area Residents for the
Environment v. Southview Farm, 34
F.3d 114 (2d Cir. 1994) (liquid manure
is solid waste, sewage, biological
material, and agricultural waste and is
therefore a pollutant); USPIRG v.
Atlantic Salmon, 215 F.Supp. 2d 239,
247–49 (D. Maine 2002) (non-native fish
escaped from net pens and salmon feces
and urine exiting net pens are biological
materials; pharmaceuticals in excess
salmon feed exiting net pens are
chemical wastes), National Wildlife
Federation v. Consumers Power Co., 862
F.2d 580, 585 (6th Cir. 1988) (live fish,
dead fish, and fish remains released
from hydro-electric facility’s turbine are
biological materials), U.S. v. Plaza
Health Laboratories, Inc., 3 F.3d 643,
646 (2d Cir. 1993), cert. denied 114 S.Ct.
2764 (1994) (discarded vials of human
blood are pollutants). In none of these
cases, which were cited by commenters,
did a court find that a product applied
for its intended purpose consistent with
applicable EPA requirements was a
‘‘biological material’’ and therefore a
pollutant under the CWA.
The Ninth Circuit Court of Appeals in
Assn. to Protect Hammersley, Eld, and
Totten Inlets (APHETI) v. Taylor
Resources, Inc., 299 F.3d 1007, 1017
(9th Cir. 2002), cited to several of these
cases as being in accord with its finding
that ‘‘biological materials’’ means the
waste product of a human or industrial
process. The APHETI court based its
decision that mussel shells, mussel
feces, and other materials emitted from
mussels grown on harvesting rafts are
not pollutants on the doctrine of
ejusdem generis. The court found that
the more specific terms in the CWA’s
definition of ‘‘pollutant’’ support an
understanding of the more general term
‘‘biological materials’’ as waste material
of a human or industrial process. Id. at
1015. The court went on to analyze
Congress’ intent in enacting the CWA
and found that the purpose of the
statute further supported such an
interpretation of biological materials in
that case. Id. at 1016.
Furthermore, EPA’s interpretation
that biological and chemical pesticides
are not pollutants is reasonable because
both types of pesticides must comply
with FIFRA registration requirements.
EPA reviews and evaluates these
pesticides and authorizes their use,
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
subject to the limitations and
requirements of the EPA registration.
Today’s action applies only to the
specific categories of pesticide
applications addressed in the text of the
regulation. EPA notes that pesticides are
waste materials, and therefore
pollutants under the Act, when
contained in a waste stream, including
storm water regulated under section
402(p) or other industrial or municipal
discharges. In those circumstances, an
NPDES permit may be required if the
pesticides are discharged into a water of
the United States from a point source.
In addition, if there are residual
materials resulting from pesticides that
remain in the water after the application
and its intended purpose (elimination of
targeted pests) have been completed,
these residual materials are also
pollutants under CWA section 502(6)
because they are wastes of the pesticide
application. Such residuals include
excess amounts of pesticide that do not
reach a target organism and materials
that remain after the application has
completed its intended task. These
materials are waste materials, as that
term is commonly defined, because they
are substances that are ‘‘no longer useful
or required after the completion of a
process.’’ The New Oxford American
Dictionary 1905, supra. See also
Fairhurst v. Hagener, 422 F.3d 1146.
However, pesticide applications
under the circumstances described
above and consistent with FIFRA do not
require NPDES permits, even if the
application leaves residual materials
which are ‘‘pollutants’’ under the Act in
waters of the United States. Section
301(a) of the CWA prohibits the
‘‘discharge of any pollutant’’ except in
compliance with certain other
provisions of the Act. The CWA defines
‘‘discharge of a pollutant’’ to mean ‘‘any
addition of any pollutant to navigable
waters from any point source.’’ Thus, at
the time of discharge to a water of the
United States, the material in the
discharge must be both a pollutant, and
from a point source. In this case, while
the discharge of the pesticide is from a
point source (generally a hose or an
airplane), it is not a pollutant at the time
of the discharge. The material added by
a pesticide applicator to or over,
including near, water is not a pollutant
for the reasons stated above. Even
though the pesticide may become a
‘‘pollutant’’ at a later time (e.g., after the
pesticide product has served its
intended purpose), a permit is not
required for its application because it
did not meet both statutory
prerequisites (pollutant and point
source) at the time of its discharge into
the water. Instead, the residual should
PO 00000
Frm 00057
Fmt 4700
Sfmt 4700
68487
be treated as a nonpoint source
pollutant, potentially subject to CWA
programs other than the NPDES permit
program (e.g., listing and TMDL
development pursuant to CWA section
303(d)).
Today’s action does not address drift
over and into waters of the United
States from pesticide applications to
land. As discussed below, EPA has
established a multi-stakeholder
workgroup under one of its federal
advisory committees to explore policy
issues relating to the terrestrial
application of pesticides that may drift
into aquatic environments. EPA also
notes that today’s discussion of the
terms ‘‘chemical waste’’ and ‘‘biological
materials’’ applies only for CWA
purposes and is not intended to address
the use of those terms or similar terms
under any other statutes the Agency
administers.
V. Public Comment
EPA first solicited comment on its
interpretation of ‘‘pollutant’’ under the
CWA with respect to certain pesticide
applications on August 13, 2003. See 68
FR 48385 (Aug. 13, 2003). EPA provided
a second opportunity for public
comment on its interpretation when it
proposed the regulation on which the
Agency is today taking final action. See
70 FR 5093 (Feb. 1, 2005). EPA received
many comments on its interpretation
during both comment periods, from a
wide range of interested parties
including pesticide manufacturers and
applicators, public health control
agencies, State agricultural agencies,
State environmental agencies,
environmental groups, human health
advocates, farming interests, and other
members of the public. Many
commenters supported EPA’s
interpretation, while others opposed it
as inconsistent with the CWA.
The record for today’s action contains
EPA’s detailed responses to comments
received during both public comment
periods. See Docket ID No. OW–2003–
0063 at https://www.regulations.gov. EPA
is providing a summary below of its
responses to some of the significant
comments received.
A. Scope of Regulation
Many of the commenters who
supported EPA’s proposed rule also
recommended that EPA broaden the
scope of the final rule to cover all
pesticide applications, including
agricultural applications over land, that
are conducted in accordance with the
relevant requirements of FIFRA. This
final rule addresses only the following
two circumstances described in the
proposed rule: The application of
E:\FR\FM\27NOR1.SGM
27NOR1
sroberts on PROD1PC70 with RULES
68488
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
aquatic pesticides directly to waters of
the United States, and the application of
pesticides to control pests over,
including near, such waters.
In the meantime, EPA will continue to
follow its long-standing practice of not
requiring NPDES permits for
agricultural pesticide applications that
are conducted in compliance with
relevant FIFRA requirements. EPA is
continuing to consider the applicability
of the CWA to situations other than
those EPA is addressing in today’s
action where pesticides applied in
accordance with relevant FIFRA
requirements may reach and enter
waters of the United States, including
drift of pesticides applied aerially over
land. Therefore, EPA does not believe it
is appropriate to broaden the scope of
the regulation to include additional
types of pesticide applications at this
time.
To assist the Agency’s consideration
of these issues, EPA has established a
workgroup under the existing Pesticide
Program Dialogue Committee (PPDC)
(an advisory committee chartered under
the Federal Advisory Committee Act
(FACA)) to address issues involving
pesticide spray drift from agricultural
and other applications. The goals of the
workgroup are the following: (1)
Improving understanding of the
perspectives of all stakeholders
regarding pesticide spray drift; (2)
finding common ground for further
work toward minimizing both the
occurrence and potential adverse effects
of pesticide spray drift; (3) developing
options for undertaking work where
common ground exists; and (4)
exploring the extent of drift, even with
proper usage, and the range and
effectiveness of potential responses to
unacceptable levels of off-target drift.
The spray drift workgroup will provide
advice to EPA through the PPDC.
The PPDC is a FACA-authorized
forum for a diverse group of
stakeholders to provide feedback to the
Agency’s pesticide program on various
pesticide regulatory, policy, and
program implementation issues. Topics
of discussion at past meetings have
included the disclosure of inert
ingredients, registration review,
nonanimal testing, antimicrobial
pesticides, endangered species, reduced
risk pesticides, labeling, minor uses,
ecological standards, fees for service,
experimental use permits,
environmental marketing claims,
outreach to the public, and several
implementation issues emanating from
the Food Quality Protection Act of 1996.
Members of the PPDC include
representatives of environmental and
public interest groups, pesticide
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
manufacturers and trade associations,
user and commodity groups, public
health and academic institutions,
federal and State agencies, and the
general public. Participants in the Spray
Drift workgroup reflect the range of
stakeholder interests represented on the
full PPDC, and also include members
with backgrounds in water quality
issues. By operating under the PPDC,
the Spray Drift workgroup will comply
with FACA procedural requirements
including timely public notice of
meetings, public access to meetings and
opportunity for the public to comment;
public availability of documents
considered by the workgroup; and
attendance of a federal officer or
employee at each meeting.
B. Sufficiency of FIFRA to Address
Water Quality Impacts of Pesticide
Applications
Many commenters objected to the
proposed rule on the basis that EPA’s
regulation of pesticides under FIFRA
does not adequately protect water
quality, and thus pesticide applications
should require an NPDES permit. These
commenters alleged both legal and
policy shortcomings of FIFRA. They
also asserted that EPA’s interpretation is
improper because FIFRA does not
preempt CWA requirements and
because EPA lacks authority to exempt
categories of discharges from the CWA’s
prohibition against discharges without
an NPDES permit.
These commenters may have
misinterpreted the legal interpretation
that provides the basis for today’s
action. First, EPA is not expressly or by
implication repealing any provision of
the CWA in today’s action, nor is the
Agency arguing that FIFRA registration
preempts CWA section 301(a) or section
402(a). Moreover, EPA is not arguing
that registration under FIFRA or
compliance with FIFRA requirements
replaces or satisfies an otherwise
applicable requirement under the CWA
to obtain an NPDES permit. Nor is EPA
exempting from section 301(a) or
section 402(a) any categories of
pollutants, because the pesticide
applications at issue here are not
pollutants under the Act. The
proscription in the CWA against
discharging pollutants from point
sources to waters of the United States
except in compliance with section 402
continues to apply. Rather, EPA is
exercising its authority to interpret a
term in a statute it administers. EPA is
clarifying that pesticides applied to or
over, including near, water for their
intended purpose consistent with all
relevant requirements under FIFRA in
the circumstances specified in the rule
PO 00000
Frm 00058
Fmt 4700
Sfmt 4700
are not, at the time of application,
‘‘pollutants’’ under the CWA, and
therefore applications are not discharges
required to obtain permits.
EPA’s review, evaluation, and
registration of pesticides used in these
two circumstances further demonstrate
that this is a reasonable interpretation,
consistent with Congressional intent.
EPA’s regulatory programs under FIFRA
provide support for the Agency’s
conclusion that the pesticides applied to
or over, including near, water are not
wastes (and therefore not pollutants)
and serve as an indicator of when a
pesticide is being applied as a product
for its intended, beneficial purpose.
Under FIFRA, EPA receives applications
from people who wish to sell and
distribute pesticides. The Agency may
approve and issue a registration for a
product if EPA determines that the
product will not cause ‘‘unreasonable
adverse effects on the environment,’’
which is defined as ‘‘any unreasonable
risk to man or the environment, taking
into account the economic, social and
environmental costs and benefits of the
use of [a] pesticide * * *.’’ FIFRA
Section 3(c)(5). In other words, the
Agency may register a pesticide only if
the product provides economic, social,
and environmental benefits that
outweigh risks from its use. As part of
FIFRA registration, EPA may establish
requirements, which are typically
contained in the label for the pesticide,
to ensure that when used, it will not
cause unreasonable adverse effects on
the environment, including the aquatic
environment. Thus, registration and use
of a pesticide in accordance with its
approved labeling or other relevant
FIFRA requirements indicates that a
pesticide is a product intended to be
used for a beneficial purpose that is
authorized by EPA and is not a waste.
For these reasons, comments regarding
the adequacy of EPA’s pesticide
regulatory program do not pertain to the
legal interpretation of whether a
pesticide is a ‘‘chemical waste’’ or a
‘‘biological material’’ for purposes of the
definition of ‘‘pollutant’’ under the
CWA.
Nonetheless, it is important to note
that EPA disagrees with commenters’
concerns that EPA’s registration process
does not take into account local
conditions, existing water quality
standards and use designations,
synergistic effects of multiple
pesticides, inert ingredients, non-target
aquatic organisms, and the effect of
multiple applicators in the same area.
The regulatory and non-regulatory tools
under FIFRA provide means of
addressing water quality problems
arising from the use of pesticides. In
E:\FR\FM\27NOR1.SGM
27NOR1
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
sroberts on PROD1PC70 with RULES
particular, the pesticide registration and
re-registration processes consider
impacts on both human health from the
presence of pesticides in drinking water,
and on aquatic resources (e.g., fish,
invertebrates, plants, and other species
in fresh water, estuarine, and marine
environments). EPA requires a pesticide
company to submit a substantial body of
data in support of an application for
registration. EPA then supplements this
required database with information
obtained through a systematic search of
the open literature on the ecotoxicity of
environmental substances. EPA
compares the estimated environmental
concentrations expected to result from
use of a pesticide with toxicity values
observed in required studies and studies
from the open literature. This database
provides sufficient information to
conduct assessments of potential
ecological and human health risks,
including the identification of
toxicologically significant degradation
products and/or metabolites. For
additional information on EPA’s
approach to ecological risk assessment
in general, and endangered and
threatened species in particular, see:
https://www.epa.gov/espp/consultation/
ecorisk-overview.pdf.
C. EPA’s Interpretation of the Term
‘‘Pollutant’’ Under the CWA
Some commenters claimed that EPA’s
interpretation of the term ‘‘pollutant’’ is
inconsistent with the Clean Water Act,
with relevant case law, or with prior
Agency statements. EPA disagrees with
the commenters and believes its
interpretation of the term ‘‘pollutant’’ is
reasonable and consistent with the
language and legislative intent of the
Clean Water Act. As described above,
pesticides applied in the circumstances
addressed in today’s regulation, in
compliance with FIFRA, for their
intended purpose, are not pollutants
under the Act. EPA also disagrees with
commenters that the term ‘‘biological
materials’’ can only be read to include
biological pesticides applied in the
circumstances addressed by today’s
regulation—i.e., application to or over
waters of the United States consistent
with relevant requirements of FIFRA.
EPA’s analysis of the terms ‘‘chemical
waste’’ and ‘‘biological materials’’ in the
circumstances addressed by today’s
regulation is described in more detail
above.
In addition, the Ninth Circuit Court of
Appeals recently held that pesticides
that do not generate a residue when
applied directly to a lake to eliminate a
non-native fish species are not
‘‘pollutants’’ under the CWA because
they are not chemical wastes. Fairhurst
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
v. Hagener, 422 F.3d 1146 (9th Cir.
2005). In so holding, the court
considered the plain meaning of the
term ‘‘chemical waste’’ and noted that
its analysis was in accord with EPA’s
interpretation of the term in its July
2003 Interim Statement, and that EPA’s
interpretation is ‘‘reasonable and not in
conflict with the expressed intent of
Congress.’’ Id. at 1149–50. Today’s
regulation is based on the same
interpretation EPA first articulated in
the Interim Statement, and is consistent
with the Fairhurst court’s holding.
Moreover, EPA’s interpretation is not
inconsistent with Talent and Forsgren
as some commenters have asserted. As
explained below, these cases do not
interpret the term ‘‘pollutant’’ as
including the pesticide applications
addressed in today’s rule.
In Headwaters v. Talent, the Ninth
Circuit reversed the District Court’s
dismissal of a CWA citizen suit against
an irrigation district alleging that
application of the herbicide Magnacide
H to irrigation canals to control aquatic
weeds and vegetation required an
NPDES permit. The District Court had
concluded that the application of the
pesticide was adequately regulated
under FIFRA, and further regulation
under the CWA was unnecessary.
Headwaters v. Talent, No. 98–6004–AA
slip op. at 12 (D. Ore. Feb. 1, 1999). The
Ninth Circuit found that residual from
the application of Magnacide H was a
pollutant in this case and that
registration of the herbicide under
FIFRA did not preclude applicability of
the CWA. Headwaters v. Talent, 243
F.3d at 532. This conclusion is
consistent with EPA’s interpretation. As
described above, EPA agrees that
residual materials from pesticide
applications are ‘‘pollutants’’ under the
Act. In addition, the irrigation district in
Talent failed to comply with a FIFRA
registration requirement to contain the
herbicide-laden water in an irrigation
canal for a specified number of days.
EPA’s interpretation codified in today’s
action is that pesticides applied in the
circumstances described in the rule are
not ‘‘pollutants’’ where they are applied
consistent with relevant FIFRA
requirements. Thus, EPA’s
interpretation is consistent with the
result reached by the Talent court.
In League of Wilderness Defenders v.
Forsgren, the Ninth Circuit held that the
aerial application of insecticides over
National Forest lands in Washington
and Oregon to control a predicted
outbreak of the Douglas fir tussock moth
required an NPDES permit. However,
the court in Forsgren stated incorrectly
that the parties in the case did not
dispute that the insecticides met the
PO 00000
Frm 00059
Fmt 4700
Sfmt 4700
68489
CWA definition of ‘‘pollutant.’’ League
of Wilderness Defenders v. Forsgren,
309 F.3d at 1184, n.2. In fact, the Forest
Service in its brief before the District
Court reserved its arguments on that
particular issue. Because the Ninth
Circuit erroneously assumed that the
question of whether the applications
were pollutants was not in dispute, it
did not analyze the issue but simply
stated that they were. Id. at 1185. The
issue that the Forsgren court did analyze
in detail was whether the airplanes from
which the insecticides were sprayed are
point sources under the CWA—a
different issue from that addressed in
today’s interpretation.3
Commenters also claimed that EPA’s
interpretation is inconsistent with the
Clean Water Act because the purpose for
which a pesticide is applied is not
relevant to the question of whether it is
a pollutant under the Act. The
commenters pointed primarily to two
cases—Hudson River Fisherman’s Assn.
v. City of New York, 751 F.Supp. 1088
(S.D.N.Y.), affd., 940 F.2d 649 (2d Cir.
1991), and Minnehaha Creek Watershed
District v. Hoffman, 597 F.2d 617 (8th
Cir. 1979)—as supporting their
assertion. However, both these cases are
distinguishable from EPA’s
interpretation.
In Minnehaha Creek, the court was
interpreting the terms ‘‘rock, sand, [and]
cellar dirt’’ in the definition of
‘‘pollutant’’ in CWA Section 502(6). The
federal appellants in that case appealed
a District Court decision finding that the
U.S. Army Corps of Engineers did not
have jurisdiction under CWA Section
404 over the placement of riprap and
the construction of dams in Minnehaha
Creek and adjacent Lake Minnetonka.
The District Court’s decision was based
on its conclusion that the creek and the
lake were not navigable waters of the
United States and that while the riprap
and construction materials were ‘‘rock
and sand,’’ the activities at issue in the
case were not within the purview of the
Act because they did not significantly
affect water quality. Minnehaha Creek
Watershed District v. Hoffman, 449
F.Supp 876, 886 (D. Minnesota 1978).
The Eighth Circuit disagreed and held
3 EPA’s General Counsel issued a memorandum
on September 3, 2003, addressing the Agency’s
views on the effect of the Forsgren decision.
Specifically, EPA stated that it did not acquiesce
outside the Ninth Circuit with the court’s decision
regarding the application of EPA regulation
defining ‘‘silvicultural point source’’ at 40 CFR
122.27(b)(1), and would continue to follow its
longstanding interpretation of the statute and these
regulations. Memorandum from Robert E. Fabricant
to Regional Administrators, ‘‘interpretive Statement
and Guidance Addressing Effect of Ninth Circuit
Decision in League of Wilderness Defenders v.
Forsgren on Application of Pesticides and Fire
Retardants,’’ Sept. 3, 2003.
E:\FR\FM\27NOR1.SGM
27NOR1
sroberts on PROD1PC70 with RULES
68490
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
that a significant alteration in water
quality need not be demonstrated for a
substance to be a pollutant. Minnehaha
Creek Watershed District v. Hoffman,
597 F.3d at 626–27.
The Eighth Circuit stated in
Minnehaha Creek that it found ‘‘no
justification in the District Court’s
determination that whether the
discharge of a particular substance listed
in s[ection] 502(6) constitutes the
discharge of a ‘pollutant’ under the Act
depends upon the purpose for which
the discharge is made.’’ Id. at 627,
emphasis added. EPA notes that
nowhere in its opinion does the District
Court reach such a conclusion. In any
case, EPA is not concluding that the
question of whether a substance is a
pollutant depends on the specific
purpose for which it is discharged.
Rather, EPA is interpreting what
specific terms in section 502(6) mean in
the context of certain pesticide
applications.
The Second Circuit Court of Appeals
decision in Hudson River Fishermen’s
Assn. v. City of New York is also
distinguishable from the circumstances
addressed in today’s rule. In that case,
the District Court held that discharges of
chlorine and aluminum sulfate (alum
floc) from an aqueduct into a reservoir
were discharges of pollutants requiring
an NPDES permit. First, this case
involved the discharge of alum floc from
a point source at a point when it was a
‘‘chemical waste’’ and, therefore,
consistent with EPA’s interpretation,
properly constituted a pollutant under
the statute. Hudson River Fishermen’s
Assn. v. City of New York, 751 F.Supp
1088, 1102. In contrast, today’s rule
addresses certain pesticides which are
being applied in compliance with
relevant FIFRA requirements and, for
the reasons described above, are not
pollutants.
Moreover, the court’s holding that
chlorine was a pollutant also referred to
the chlorine in the aqueduct at the time
it discharged into the reservoir, not at
the time it was first added to the water.
The court held that the chlorine was a
pollutant, no matter how useful it may
earlier have been, citing to the Eighth
Circuit’s decision in Minnehaha Creek.
Id. at 1101. Similarly, EPA is not
concluding that the question of whether
substances listed in section 502(6) are
pollutants depends on the purpose for
which they are discharged. Rather, EPA
is interpreting what specific terms in
section 502(6) (terms other than those
addressed in Minnehaha Creek) mean in
the context of these two types of
pesticide applications.
Finally, while EPA’s interpretation is
not inconsistent with either Hudson
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
River or Minnehaha Creek, it is further
supported by the Ninth Circuit’s
decision in Fairhurst v. Hagener. In
Fairhurst, the Ninth Circuit specifically
considered the purpose for which the
pesticide was applied—the same factor
commenters claim is not relevant under
Hudson River and Minnehaha Creek—
and the fact that it was applied
consistent with the product’s FIFRA
label, in concluding that it was not a
pollutant under the CWA. Fairhurst v.
Hagener, 422 F.3d 1146, 1150 (‘‘Because
intentionally applied and properly
performing pesticides are not
‘pollutants,’ a potential discharger is not
required to secure an NPDES permit for
such pesticides before discharge.’’)
Some commenters also claimed that
EPA’s interpretation is inconsistent with
positions taken by the government in
several amicus curiae briefs related to
the issues addressed by the
interpretation. As mentioned above,
these briefs reflected the government’s
evaluation of the law in the context of
the specific factual situations at issue
and did not result from the deliberative
consideration through an administrative
process, as today’s rule does. As such,
the briefs were not a comprehensive
statement of EPA’s legal position on the
precise questions addressed in today’s
rule, nor did they reflect the exercise of
EPA’s legal and policy judgment after
consideration of public comments. See
Memorandum from Ann R. Klee to
Benjamin Grumbles and Susan Hazen,
‘‘Analysis of Previous Federal
Government Statements on Application
of Pesticides to Waters of the United
States in Compliance with FIFRA,’’ Jan.
24, 2005.
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is a
‘‘significant regulatory action.’’
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for review under Executive
Order 12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. This rule
merely identifies two circumstances in
which the application of a pesticide to
waters of the United States consistent
with all relevant requirements under
PO 00000
Frm 00060
Fmt 4700
Sfmt 4700
FIFRA does not constitute the discharge
of a pollutant that requires an NPDES
permit under the Clean Water Act.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as: (1) A small business
based on Small Business Administration
(SBA) size standards at 13 CFR 121.201;
(2) a small governmental jurisdiction
that is a government of a city, county,
town, school district or special district
with a population of less than 50,000;
and (3) a small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
After considering the economic
impacts of today’s rule on small entities,
I certify that this action will not have a
significant economic impact on a
substantial number of small entities.
Because EPA is identifying two
circumstances in which the application
of a pesticide to waters of the United
States consistent with all relevant
requirements under FIFRA does not
constitute the discharge of a pollutant
E:\FR\FM\27NOR1.SGM
27NOR1
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
that requires a NPDES permit under the
Clean Water Act, this action will not
impose any requirement on any small
entity.
sroberts on PROD1PC70 with RULES
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this rule
does not contain a Federal mandate that
may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
the private sector in any one year. Thus,
today’s rule is not subject to the
requirements of sections 202 and 205 of
the UMRA. For the same reason, EPA
has determined that this rule contains
no regulatory requirements that might
significantly or uniquely affect small
governments. Thus, today’s rule is not
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
subject to the requirements of section
203 of UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This final rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. EPA is merely
identifying two circumstances in which
the application of a pesticide to waters
of the United States consistent with all
relevant requirements under FIFRA
does not constitute the discharge of a
pollutant that requires a NPDES permit
under the Clean Water Act. Thus,
Executive Order 13132 does not apply
to this rule.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicited comment on the
proposed rule from State and local
officials. EPA additionally consulted
with state officials in the development
of the final rule. Especially important
were consultations regarding the
manner in which States in the Ninth
Circuit currently permit pesticides in
response to the Talent decision and how
states use TMDLs and other authorities
to address pesticide residuals.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 6, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ ‘‘Policies that have tribal
implications’’ is defined in the
Executive Order to include regulations
that have ‘‘substantial direct effects on
PO 00000
Frm 00061
Fmt 4700
Sfmt 4700
68491
one or more Indian tribes, on the
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes.’’
This final rule does not have tribal
implications. It will not have substantial
direct effects on tribal governments, on
the relationship between the Federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes, as
specified in Executive Order 13175.
EPA is merely identifying two
circumstances in which the application
of a pesticide to waters of the United
States consistent with all relevant
requirements under FIFRA does not
constitute the discharge of a pollutant
that requires a NPDES permit under the
Clean Water Act. Thus, Executive Order
13175 does not apply to this rule.
Moreover, in the spirit of Executive
Order 13175, and consistent with EPA
policy to promote communications
between EPA and tribal governments,
EPA specifically solicited comment on
the proposed rule from tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
This regulation is not subject to
Executive Order 13045 because it is not
economically significant as defined
under Executive Order 12866 and
because the Agency does not have
reason to believe the environmental
health and safety risks addressed by this
action present a disproportionate risk to
children. The regulation only interprets
the legal scope of the NPDES permit
requirement under the CWA and does
not change how pesticide applications
are addressed under FIFRA.
E:\FR\FM\27NOR1.SGM
27NOR1
68492
Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Rules and Regulations
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)). The only
effect of this rule is to identify two
circumstances in which the application
of a pesticide to waters of the United
States consistent with all relevant
requirements under FIFRA does not
constitute the discharge of a pollutant
that requires a NPDES permit under the
Clean Water Act.
sroberts on PROD1PC70 with RULES
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standard bodies. The NTTAA directs
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. This
rulemaking does not involve technical
standards.
J. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This rule
will be effective January 26, 2007.
List of Subjects in 40 CFR Part 122
Environmental protection,
Administrative practice and procedure,
Confidential business information,
VerDate Aug<31>2005
16:30 Nov 24, 2006
Jkt 211001
Hazardous substances, Reporting and
recordkeeping requirements, Water
pollution control.
Dated: November 20, 2006.
Stephen L. Johnson,
Administrator.
For the reasons set forth in the
preamble, chapter I of title 40 of the
Code of Federal Regulations is to be
amended as follows:
I
PART 122—EPA ADMINISTERED
PERMIT PROGRAMS: THE NATIONAL
POLLUTANT DISCHARGE
ELIMINATION SYSTEM
1. The authority citation for part 122
continues to read as follows:
I
Authority: The Clean Water Act, 33 U.S.C.
1251 et seq.
2. Section 122.3 is amended by adding
paragraph (h) to read as follows:
I
§ 122.3
Exclusions.
*
*
*
*
*
(h) The application of pesticides
consistent with all relevant
requirements under FIFRA (i.e., those
relevant to protecting water quality), in
the following two circumstances:
(1) The application of pesticides
directly to waters of the United States in
order to control pests. Examples of such
applications include applications to
control mosquito larvae, aquatic weeds,
or other pests that are present in waters
of the United States.
(2) The application of pesticides to
control pests that are present over
waters of the United States, including
near such waters, where a portion of the
pesticides will unavoidably be
deposited to waters of the United States
in order to target the pests effectively;
for example, when insecticides are
aerially applied to a forest canopy
where waters of the United States may
be present below the canopy or when
pesticides are applied over or near water
for control of adult mosquitoes or other
pests.
[FR Doc. E6–20002 Filed 11–24–06; 8:45 am]
BILLING CODE 6560–50–P
COMMITTEE FOR PURCHASE FROM
PEOPLE WHO ARE BLIND OR
SEVERELY DISABLED
41 CFR Parts 51–1, 51–2, 51–3, 51–4,
and 51–6
RIN 3037–AA07
AbilityOne Program
Committee for Purchase From
People Who Are Blind or Severely
Disabled.
AGENCY:
PO 00000
Frm 00062
Fmt 4700
Sfmt 4700
ACTION:
Final rule; change to program
name.
SUMMARY: The Committee for Purchase
From People Who Are Blind or Severely
Disabled (the Committee) has
deliberated and voted to change the
name of the JWOD Program to the
AbilityOne Program. The name of the
program is being changed to AbilityOne
to give a stronger, more unified identity
to the program and to show a
connection between the program name
and the abilities of those who are blind
or have other severe disabilities.
DATES: Effective Date: November 27,
2006.
ADDRESSES: The Committee office is
located at Jefferson Plaza 2, Suite 10800,
1421 Jefferson Davis Highway,
Arlington, VA 22202–3259.
FOR MORE INFORMATION CONTACT:
Kimberly Zeich, Director, JWOD
Business Development, by telephone
(703) 603–7740, or by facsimile at (703)
603–0030, or by mail at the Committee
for Purchase From People Who Are
Blind or Severely Disabled, 1421
Jefferson Davis Hwy, Suite 10800,
Arlington, VA 22202–3259.
SUPPLEMENTARY INFORMATION: The
Committee’s statutory authority
includes making rules and regulations
necessary to carry out the Javits-WagnerO’Day (JWOD) Act (41 U.S.C. 46–48c).
The program implementing the Act
provides employment opportunities for
people who are blind or have other
severe disabilities in the manufacture
and delivery of products and services to
the Federal Government. The
Committee has designated two Central
Nonprofit Agencies (CNAs), National
Industries for the Blind (NIB) and NISH
(serving people with a wide range of
disabilities) to provide technical and
financial assistance to qualified
nonprofit agencies nationwide. These
qualified nonprofit agencies employ the
blind or severely disabled in the
fulfillment of product and service
requirements deemed suitable by the
Committee and placed on its
Procurement List.
In the 1980s, the Committee
informally adopted the ‘‘JWOD’’
acronym to serve as a program and
umbrella name, and subsequently made
changes to its regulations referencing
the JWOD Program. However, the
Committee has long recognized that
confusion regarding the JWOD Program
and the roles and identities of the
governing and participating
organizations continues to exist among
Federal customers and other key
audiences, including advocates for
people with disabilities, the business
E:\FR\FM\27NOR1.SGM
27NOR1
Agencies
[Federal Register Volume 71, Number 227 (Monday, November 27, 2006)]
[Rules and Regulations]
[Pages 68483-68492]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-20002]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 122
[OW-2003-0063; FRL-8248-1]
RIN 2040-AE79
Application of Pesticides to Waters of the United States in
Compliance With FIFRA
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Today, EPA is issuing a regulation stating that the
application of a pesticide in compliance with relevant requirements of
the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) does
not require a National Pollutant Discharge Elimination System (NPDES)
permit in two specific circumstances. The first circumstance is when
the application of the pesticide is made directly to waters of the
United States to control pests that are present in the water. The
second circumstance is when the application of the pesticide is made to
control pests that are over, including near, waters of the United
States. This rulemaking is based on the Agency's interpretation of the
definition of the term ``pollutant'' under the Clean Water Act (CWA) as
not including such pesticides.
This final rulemaking replaces EPA's previously published Interim
and Final Interpretive Statements on the Application of Pesticides to
Waters of the United States in Compliance with FIFRA. EPA's
Interpretive Statement, published February 1, 2005, described the
Agency's interpretation of the CWA with regard to the application of
pesticides regulated under FIFRA that are applied to or over, including
near, waters of the United States. On August 13, 2003, EPA provided
public notice of and solicited public comment on an Interim Statement
and incorporated that input into the Interpretive Statement. On
February 1, 2005, EPA published the Interpretive Statement and proposed
to codify its substance in EPA's NPDES regulations and solicited
comment on that proposed action. Today's final rule is the result of
this process.
DATES: These final regulations are effective on January 26, 2006.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. OW-2003-0063. All documents in the docket are listed online at
https://www.regulations.gov. Although listed in the online docket, some
information is not publicly available, i.e., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the Internet and will be publicly available only in hard
copy form. Publicly available docket materials are available either
online or in hard copy at the Water Docket, EPA/DC, EPA West, Room
B102, 1301 Constitution Ave., NW., Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the Water Docket
is (202) 566-2426.
FOR FURTHER INFORMATION CONTACT: For additional information, contact
Jeremy Arling, Water Permits Division, Office of Wastewater Management
(4203M), Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; telephone number: 202-564-2218, e-mail address:
arling.jeremy@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Action Apply to Me?
You may be affected by this action if you apply pesticides to or
over, including near, water. Potentially affected entities may include,
but are not limited to:
Table 1.--Entities Potentially Regulated by This Rule
------------------------------------------------------------------------
Examples of
Category NAICS potentially affected
entities
------------------------------------------------------------------------
Agriculture parties--General 111 Crop Producers of crops
agricultural interests, Production. mainly for food and
farmers/producers, forestry, fiber including
and irrigation. farms, orchards,
groves, greenhouses,
and nurseries.
113110 Timber The operation of
Tract Operations. timber tracts for
the purpose of
selling standing
timber.
[[Page 68484]]
113210 Forest Growing trees for
Nurseries reforestation and/or
Gathering of gathering forest
Forest Products. products, such as
gums, barks, balsam
needles, rhizomes,
fibers, Spanish
moss, ginseng, and
truffles.
221310 Water Operating irrigation
Supply for systems.
Irrigation.
Pesticide parties (includes 325320 Pesticide Formulation and
pesticide manufacturers, and Other preparation of
other pesticide users/ Agricultural agricultural pest
interests, and consultants). Chemical control chemicals.
Manufacturing.
Public health parties 923120 Government
(includes mosquito or other Administration establishments
vector control districts and of Public Health primarily engaged in
commercial applicators that Programs. the planning,
service these). administration, and
coordination of
public health
programs and
services, including
environmental health
activities.
Resource management parties 924110 Government
(includes State departments Administration establishments
of fish and wildlife, State of Air and Water primarily engaged in
departments of pesticide Resource and the administration,
regulation, State Solid Waste regulation, and
environmental agencies, and Management enforcement of air
universities). Programs. and water resource
programs; the
administration and
regulation of water
and air pollution
control and
prevention programs;
the administration
and regulation of
flood control
programs; the
administration and
regulation of
drainage development
and water resource
consumption
programs; and
coordination of
these activities at
intergovernmental
levels.
924120 Government
Administration establishments
of Conservation primarily engaged in
Programs. the administration,
regulation,
supervision and
control of land use,
including
recreational areas;
conservation and
preservation of
natural resources;
erosion control;
geological survey
program
administration;
weather forecasting
program
administration; and
the administration
and protection of
publicly and
privately owned
forest lands.
Government
establishments
responsible for
planning,
management,
regulation and
conservation of
game, fish, and
wildlife
populations,
including wildlife
management areas and
field stations; and
other administrative
matters relating to
the protection of
fish, game, and
wildlife are
included in this
industry.
Utility parties (includes 221 Utilities.... Provide electric
utilities). power, natural gas,
steam supply, water
supply, and sewage
removal through a
permanent
infrastructure of
lines, mains, and
pipes.
Other Parties................. 713910 Golf Golf course operators
courses and who have ponds for
country clubs. irrigation.
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. This table lists the types of entities that EPA is now aware
could potentially be affected by this action. Other types of entities
not listed in the table could also be affected. To determine whether
your facility is affected by this action, you should carefully examine
the applicability criteria in 40 CFR 122.23. If you have questions
regarding the applicability of this action to a particular entity,
consult the person listed in the preceding FOR FURTHER INFORMATION
CONTACT section.
II. Background
A. Clean Water Act and the Federal Insecticide, Fungicide, and
Rodenticide Act
Congress passed the Federal Water Pollution Control Act (1972),
also known as the Clean Water Act (CWA), to ``restore and maintain the
chemical, physical, and biological integrity of the nation's waters''
33 U.S.C. 1251(a). The CWA prohibits the discharge of any pollutant by
any person from a point source into a water of the United States,
except in compliance with certain other provisions of the Act,
including Section 402. 33 U.S.C. 1311(a). Section 402 in turn
authorizes EPA to issue permits under the National Pollutant Discharge
Elimination System (NPDES) permit program for such discharges. States
may also issue NPDES permits if authorized to do so by EPA. 33 U.S.C.
1342(a) and (b).
NPDES permits under the CWA are required only for point source
discharges of materials that are pollutants to waters of the United
States. Section 502(6) of the CWA defines ``pollutant'' to mean:
* * * dredged spoil, solid waste, incinerator residue, sewage,
garbage, sewage sludge, munitions, chemical wastes, biological
materials, radioactive materials, heat, wrecked or discarded
equipment, rock, sand, cellar dirt and industrial, municipal and
agricultural waste discharged into water.
33 U.S.C. 1362(6).\1\ In the more than 30 years that EPA has
administered the CWA, the Agency has never issued an NPDES permit for
the application of a pesticide to or over water to target a pest that
is present in or over the water. Nor has the Agency ever stated in any
general policy or guidance that an NPDES permit is required for such
applications.
---------------------------------------------------------------------------
\1\ The remaining language of the definition of ``pollutant'' in
Section 502(6) is as follows, and is not relevant to today's action:
``The term does not mean (A) ``sewage from vessels'' within the
meaning of Section 312 of this Act; or (B) water, gas, or other
material which is injected into a well to facilitate production of
oil or gas, or water derived in association with oil or gas
production and disposed of in a well, if the well used either to
facilitate production or for disposal purposes is approved by
authority of the State in which the well is located, and if such
State determines that such injection or disposal will not result in
the degradation of ground or surface water resources.''
---------------------------------------------------------------------------
EPA regulates the sale, distribution and use of pesticides in the
United States under the statutory framework of the Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA) to ensure that when used in
conformance with FIFRA labeling directions, pesticides will not pose
unreasonable risks to human health and the environment. All new
pesticides must undergo a rigorous registration procedure under FIFRA
during which EPA assesses a variety of potential human health and
environmental effects associated with use of the product.
Under FIFRA, EPA is required to consider the effects of pesticides
on the environment by determining, among
[[Page 68485]]
other things, whether a pesticide ``will perform its intended function
without unreasonable adverse effects on the environment,'' and whether
``when used in accordance with widespread and commonly recognized
practice [the pesticide] will not generally cause unreasonable adverse
effects on the environment.'' 7 U.S.C. 136a(c)(5). In performing this
analysis, EPA examines the ingredients of a pesticide, the intended
type of application site and directions for use, and supporting
scientific studies for human health and environmental effects and
exposures. The applicant for registration of the pesticide must provide
data from tests done according to EPA guidelines. This process is
discussed in more detail below.
Several courts have recently addressed the question of whether the
CWA requires NPDES permits for pesticide applications. These cases have
resulted in some confusion among the regulated community and other
affected citizens about the applicability of the CWA to pesticides
applied to waters of the United States. In 2001, the U.S. Court of
Appeals for the Ninth Circuit held in Headwaters, Inc. v. Talent
Irrigation District (Talent) that an applicator of herbicides was
required to obtain an NPDES permit under the circumstances before the
court (described in detail in Section V.C. below). 243 F.3rd 526 (9th
Cir. 2001). The Talent decision caused considerable concern and
confusion among public health authorities, natural resource managers,
and others who rely on pesticides regarding their potential obligation
to obtain an NPDES permit when applying a pesticide consistent with
FIFRA and particularly about the impact of such a requirement on
accomplishing their mission of protecting human health and the
environment.
In 2002, the Ninth Circuit in League of Wilderness Defenders et al.
v. Forsgren (Forsgren) held that the application of pesticides to
control gypsy moths in National Forest lands required an NPDES permit.
309 F.3d 1181 (9th Cir. 2002). The court in Forsgren did not analyze
the question of whether the pesticides applied were pollutants, because
it assumed that the parties agreed that they were. In fact, the United
States expressly reserved its arguments on that issue in its brief to
the District Court. Id. at 1184, n.2. The court instead analyzed the
question of whether the aerial application of the pesticide constituted
a point source discharge, and concluded that it did. Id. at 1185.
Since Talent and Forsgren, California, Nevada, Oregon, and
Washington, all of which are within the Ninth Circuit, have issued
permits for the application of certain types of pesticides (e.g.,
products to control aquatic weeds and algae and products to control
mosquito larvae). Other States have continued their longstanding
practice of not issuing permits to people who apply pesticides to
waters of the United States. These varying practices reflect the
substantial uncertainty among regulators, the regulated community, and
the public regarding how the Clean Water Act applies to pesticides that
have been properly applied and used for their intended purpose.
The Ninth Circuit recently addressed the Clean Water Act's
applicability to pesticide applications for a third time. In Fairhurst
v. Hagener, the court held that pesticides applied directly to a lake
in order to eliminate non-native fish species, where there are no
residues or unintended effects, are not ``pollutants'' under the CWA
because they are not chemical wastes. 422 F.3d 1146 (9th Cir. 2005).
Since Talent and Forsgren, other courts have addressed the
applicability of the CWA's NPDES permit requirements to pesticide
applications. In Altman v. Town of Amherst (Altman), the Second Circuit
vacated and remanded for further development of the record a District
Court decision holding that the Town of Amherst was not required to
obtain an NPDES permit to spray mosquitocides over waters of the United
States. 47 Fed. Appx. 62, 67 (2nd Cir. 2002). The United States filed
an amicus brief setting forth the Agency's views in the context of that
particular case. In its opinion, the Second Circuit stated that
``[u]ntil the EPA articulates a clear interpretation of current law--
among other things, whether properly used pesticides released into or
over waters of the United States can trigger the requirement for NPDES
permits * * *--the question of whether properly used pesticides can
become pollutants that violate the CWA will remain open.'' Id. at 67.
B. Interim and Interpretive Statements
In August 2003, EPA first analyzed the applicability of the NPDES
permit program to pesticide applications in an administrative context
through an Interim Statement and Guidance. 68 FR 48385 (Aug. 13, 2003).
The Interim Statement presented EPA's position on the two circumstances
in which pesticides applied to waters of the United States consistent
with all relevant requirements of FIFRA are not ``pollutants'' under
the CWA and thus do not require an NPDES permit. Although the United
States previously addressed issues related to the Interim Statement in
several amicus briefs, including those filed in Talent and Altman,
those briefs reflected the government's evaluation of the law in the
context of specific factual situations, and did not result from
deliberative consideration through an administrative process. As such,
the amicus briefs did not represent EPA's legal position on the precise
questions at issue in the Interim Statement or in today's regulation.
EPA solicited public comments on its interpretation of the term
``pollutant'' in the Interim Statement as it relates to certain
pesticide applications. After considering the public comments, EPA
issued a final Interpretive Statement on January 25, 2005. EPA
simultaneously published a notice of proposed rulemaking to incorporate
the substance of the Interpretive Statement into EPA regulations and
solicited public comment on the proposed rulemaking. 70 FR 5093 (Feb.1,
2005). EPA has considered the comments received and is today taking
final action on the proposed regulation. The final regulation is
substantially similar to the proposed regulations, with certain
modifications described below.\2\
---------------------------------------------------------------------------
\2\ On March 29, 2002, EPA issued an Interpretive Statement and
Regional Guidance on the Clean Water Act's Exemption for Return
Flows from Irrigated Agriculture, which clarified that the
application of an aquatic herbicide consistent with the FIFRA
labeling to ensure the passage of irrigation return flow is a
nonpoint source activity not subject to NPDES permit requirements
under the Clean Water Act. This regulation does not address the
March 2002 guidance.
---------------------------------------------------------------------------
III. Summary of the Final Rule
EPA is revising the NPDES permit program regulations to add a
paragraph to the list of discharges in 40 CFR 122.3 that are excluded
from NPDES permit requirements. Specifically, today's regulation
excludes applications of pesticides to waters of the United States
consistent with all relevant requirements under FIFRA in two specific
circumstances as follows:
(1) The application of pesticides directly to waters of the
United States in order to control pests. Examples of such
applications include applications to control mosquito larvae,
aquatic weeds, or other pests that are present in waters of the
United States.
(2) The application of pesticides to control pests that are
present over waters of the United States, including near such
waters, where a portion of the pesticides will unavoidably be
deposited to waters of the United States in order to target the
pests effectively; for example, when insecticides are aerially
applied to a forest canopy where
[[Page 68486]]
waters of the United States may be present below the canopy or when
pesticides are applied over or near water for control of adult
mosquitoes or other pests.
Pesticides applied under these circumstances are not pollutants and
therefore are not subject to NPDES permitting requirements.
EPA's final rule is substantially similar to the rule proposed in
February 2005. EPA has modified the proposed regulatory text only to
clarify the types of pesticide applications covered in the second
circumstance (those to control pests present over, including near,
waters of the United States). Commenters raised concerns that the
second circumstance, as written in the proposed rule, could be
interpreted more broadly than the Agency intended (e.g. encompassing
drift from terrestrial pesticide applications). The final rule
clarifies that the applications in the second circumstance are those in
which it is unavoidable that some of the pesticides will be deposited
into water in order to effectively target the pests. In other words,
EPA is clarifying in the final rule that the regulation encompasses
only those applications to control pests over, including near, waters
of the United States, where the pesticide necessarily must enter the
water in order for the application to achieve its intended purpose.
Thus, the applications must first be intended to control pests over
(including near) a water of the United States. Second, it must be
unavoidable that the pesticide enter the water in order to target such
pests effectively. For example, EPA believes that wide-area forest
canopy insecticide applications can result in deposition to streams and
other waters of the U.S. which are either not visible to the aerial
applicator or not possible to avoid given the location of aerial
application, and that in such circumstances, it is unavoidable that the
pesticide enter the water in order to effectively target pests living
in the canopy. Likewise, mosquito adulticide applications can result in
some pesticide product entering the water because adult mosquitoes
generally live over and adjacent to waterbodies. Similarly, pesticide
applications to control non-native plants which grow at the water's
edge, such as purple loosestrife, are intended to be covered by this
provision, because when targeting plants at the water's edge, it is
unavoidable that some of the herbicide will enter the water. EPA notes
that the clarifying language in Sec. 122.3(h)(2) is not intended to
impose any additional requirements on pesticide applications beyond
relevant FIFRA requirements. In addition, it is not intended to address
applications of pesticides to terrestrial agricultural crops.
IV. Discussion
Today's rulemaking implements EPA's interpretation of the CWA's
definition of ``pollutant'' with respect to certain applications of
pesticides. Under the CWA, pollutant means:
* * * dredged spoil, solid waste, incinerator residue, sewage,
garbage, sewage sludge, munitions, chemical wastes, biological
materials, radioactive materials, heat, wrecked or discarded
equipment, rock, sand, cellar dirt and industrial, municipal, and
agricultural waste discharged into water. 33 U.S.C. 1362(6).
The circumstances of pesticide applications covered under today's
rule are limited to the two types of applications described above, when
conducted in compliance with all relevant requirements of FIFRA. EPA
considers ``relevant requirements'' of FIFRA to mean those FIFRA
requirements that relate to water quality. For instance, violating a
requirement that the person mixing the pesticide must wear protective
clothing, while an unlawful act that can be enforced under FIFRA, is
not related to the protection of water quality, and therefore not a
relevant FIFRA requirement for purposes of today's regulation. However,
a labeling provision that governs application rates, active ingredient
concentrations and dilution requirements, buffer zones, application
locations, intended targets, times of day, temperature or other
application requirements, and thus concerns the amounts,
concentrations, and viability of substances that may potentially end up
in waters of the United States, is related to water quality. Relevant
FIFRA requirements may appear in product labeling, FIFRA regulation, or
other documents setting forth requirements applied pursuant to FIFRA.
The application of a pesticide from a point source to waters of the
United States requires an NPDES permit only if it constitutes the
discharge of a ``pollutant'' within the meaning of that term in the
CWA. EPA has evaluated whether pesticides regulated under and applied
consistent with relevant FIFRA requirements for the two circumstances
previously described fall within the terms in the CWA's definition of
``pollutant,'' and concludes that they do not. Pesticides are not
dredged spoil, solid waste, incinerator residue, sewage, garbage,
sewage sludge, munitions, radioactive materials, heat, wrecked or
discarded equipment, rock, sand, cellar dirt or industrial, municipal,
and agricultural waste. See CWA section 502(6). In addition, as
described below, the terms, ``chemical waste'' and ``biological
materials,'' also do not encompass the types of pesticide applications
addressed in today's action.
First, such pesticides are not ``chemical wastes.'' The term
``waste'' ordinarily means that which is ``eliminated or discarded as
no longer useful or required after the completion of a process.'' The
New Oxford American Dictionary 1905 (Elizabeth J. Jewell & Frank Abate
eds., 2001). Pesticides applied consistent with relevant FIFRA
requirements are not ``wastes'' as that term is commonly defined--on
the contrary, they are products that EPA has evaluated and registered
for the purpose of controlling target organisms, and are designed,
purchased, and applied to perform that purpose. See Fairhurst v.
Hagener, 422 F.3d at 1150.
EPA also interprets the term ``biological materials'' not to
include biological pesticides applied consistent with relevant FIFRA
requirements. This interpretation is both reasonable and consistent
with Congressional intent, and is supported by relevant case law. It is
unlikely that Congress intended to include biological pesticides
applied in the circumstances described in today's rule within the Clean
Water Act's definition of ``pollutant.'' To do so would mean that
biological pesticides are pollutants, while chemical pesticides used in
the same circumstances are not. Since biologically and chemically based
pesticides applied consistent with relevant requirements adopted by EPA
under FIFRA are both EPA-evaluated products, treating them differently
under the Clean Water Act is not warranted. Moreover, at the time the
Act was adopted in 1972, chemical pesticides were predominant. It is
therefore not surprising that Congress failed to discuss whether
biological pesticides were to be covered by the Act. The fact that more
biological pesticides have been developed since passage of the Act in
1972 does not justify expanding the reach of the NPDES permit
requirement when there is no evidence that Congress intended the CWA to
regulate biological pesticides in a manner different from chemical
pesticides. Finally, biological pesticides in use today are generally
reduced-risk products that have a narrower range of potential adverse
environmental effects compared to many chemical pesticides. For this
reason it would not make sense, and would be inconsistent with the
goals of the Clean Water Act, to discourage the
[[Page 68487]]
use of biological pesticides by requiring applicators of these products
to obtain an NPDES permit when chemical pesticides have no such
requirement.
In cases in which courts have found specific biological materials
to be ``pollutants'' under section 502(6) the substances at issue were
waste materials discharged from a point source. See Concerned Area
Residents for the Environment v. Southview Farm, 34 F.3d 114 (2d Cir.
1994) (liquid manure is solid waste, sewage, biological material, and
agricultural waste and is therefore a pollutant); USPIRG v. Atlantic
Salmon, 215 F.Supp. 2d 239, 247-49 (D. Maine 2002) (non-native fish
escaped from net pens and salmon feces and urine exiting net pens are
biological materials; pharmaceuticals in excess salmon feed exiting net
pens are chemical wastes), National Wildlife Federation v. Consumers
Power Co., 862 F.2d 580, 585 (6th Cir. 1988) (live fish, dead fish, and
fish remains released from hydro-electric facility's turbine are
biological materials), U.S. v. Plaza Health Laboratories, Inc., 3 F.3d
643, 646 (2d Cir. 1993), cert. denied 114 S.Ct. 2764 (1994) (discarded
vials of human blood are pollutants). In none of these cases, which
were cited by commenters, did a court find that a product applied for
its intended purpose consistent with applicable EPA requirements was a
``biological material'' and therefore a pollutant under the CWA.
The Ninth Circuit Court of Appeals in Assn. to Protect Hammersley,
Eld, and Totten Inlets (APHETI) v. Taylor Resources, Inc., 299 F.3d
1007, 1017 (9th Cir. 2002), cited to several of these cases as being in
accord with its finding that ``biological materials'' means the waste
product of a human or industrial process. The APHETI court based its
decision that mussel shells, mussel feces, and other materials emitted
from mussels grown on harvesting rafts are not pollutants on the
doctrine of ejusdem generis. The court found that the more specific
terms in the CWA's definition of ``pollutant'' support an understanding
of the more general term ``biological materials'' as waste material of
a human or industrial process. Id. at 1015. The court went on to
analyze Congress' intent in enacting the CWA and found that the purpose
of the statute further supported such an interpretation of biological
materials in that case. Id. at 1016.
Furthermore, EPA's interpretation that biological and chemical
pesticides are not pollutants is reasonable because both types of
pesticides must comply with FIFRA registration requirements. EPA
reviews and evaluates these pesticides and authorizes their use,
subject to the limitations and requirements of the EPA registration.
Today's action applies only to the specific categories of pesticide
applications addressed in the text of the regulation. EPA notes that
pesticides are waste materials, and therefore pollutants under the Act,
when contained in a waste stream, including storm water regulated under
section 402(p) or other industrial or municipal discharges. In those
circumstances, an NPDES permit may be required if the pesticides are
discharged into a water of the United States from a point source.
In addition, if there are residual materials resulting from
pesticides that remain in the water after the application and its
intended purpose (elimination of targeted pests) have been completed,
these residual materials are also pollutants under CWA section 502(6)
because they are wastes of the pesticide application. Such residuals
include excess amounts of pesticide that do not reach a target organism
and materials that remain after the application has completed its
intended task. These materials are waste materials, as that term is
commonly defined, because they are substances that are ``no longer
useful or required after the completion of a process.'' The New Oxford
American Dictionary 1905, supra. See also Fairhurst v. Hagener, 422
F.3d 1146.
However, pesticide applications under the circumstances described
above and consistent with FIFRA do not require NPDES permits, even if
the application leaves residual materials which are ``pollutants''
under the Act in waters of the United States. Section 301(a) of the CWA
prohibits the ``discharge of any pollutant'' except in compliance with
certain other provisions of the Act. The CWA defines ``discharge of a
pollutant'' to mean ``any addition of any pollutant to navigable waters
from any point source.'' Thus, at the time of discharge to a water of
the United States, the material in the discharge must be both a
pollutant, and from a point source. In this case, while the discharge
of the pesticide is from a point source (generally a hose or an
airplane), it is not a pollutant at the time of the discharge. The
material added by a pesticide applicator to or over, including near,
water is not a pollutant for the reasons stated above. Even though the
pesticide may become a ``pollutant'' at a later time (e.g., after the
pesticide product has served its intended purpose), a permit is not
required for its application because it did not meet both statutory
prerequisites (pollutant and point source) at the time of its discharge
into the water. Instead, the residual should be treated as a nonpoint
source pollutant, potentially subject to CWA programs other than the
NPDES permit program (e.g., listing and TMDL development pursuant to
CWA section 303(d)).
Today's action does not address drift over and into waters of the
United States from pesticide applications to land. As discussed below,
EPA has established a multi-stakeholder workgroup under one of its
federal advisory committees to explore policy issues relating to the
terrestrial application of pesticides that may drift into aquatic
environments. EPA also notes that today's discussion of the terms
``chemical waste'' and ``biological materials'' applies only for CWA
purposes and is not intended to address the use of those terms or
similar terms under any other statutes the Agency administers.
V. Public Comment
EPA first solicited comment on its interpretation of ``pollutant''
under the CWA with respect to certain pesticide applications on August
13, 2003. See 68 FR 48385 (Aug. 13, 2003). EPA provided a second
opportunity for public comment on its interpretation when it proposed
the regulation on which the Agency is today taking final action. See 70
FR 5093 (Feb. 1, 2005). EPA received many comments on its
interpretation during both comment periods, from a wide range of
interested parties including pesticide manufacturers and applicators,
public health control agencies, State agricultural agencies, State
environmental agencies, environmental groups, human health advocates,
farming interests, and other members of the public. Many commenters
supported EPA's interpretation, while others opposed it as inconsistent
with the CWA.
The record for today's action contains EPA's detailed responses to
comments received during both public comment periods. See Docket ID No.
OW-2003-0063 at https://www.regulations.gov. EPA is providing a summary
below of its responses to some of the significant comments received.
A. Scope of Regulation
Many of the commenters who supported EPA's proposed rule also
recommended that EPA broaden the scope of the final rule to cover all
pesticide applications, including agricultural applications over land,
that are conducted in accordance with the relevant requirements of
FIFRA. This final rule addresses only the following two circumstances
described in the proposed rule: The application of
[[Page 68488]]
aquatic pesticides directly to waters of the United States, and the
application of pesticides to control pests over, including near, such
waters.
In the meantime, EPA will continue to follow its long-standing
practice of not requiring NPDES permits for agricultural pesticide
applications that are conducted in compliance with relevant FIFRA
requirements. EPA is continuing to consider the applicability of the
CWA to situations other than those EPA is addressing in today's action
where pesticides applied in accordance with relevant FIFRA requirements
may reach and enter waters of the United States, including drift of
pesticides applied aerially over land. Therefore, EPA does not believe
it is appropriate to broaden the scope of the regulation to include
additional types of pesticide applications at this time.
To assist the Agency's consideration of these issues, EPA has
established a workgroup under the existing Pesticide Program Dialogue
Committee (PPDC) (an advisory committee chartered under the Federal
Advisory Committee Act (FACA)) to address issues involving pesticide
spray drift from agricultural and other applications. The goals of the
workgroup are the following: (1) Improving understanding of the
perspectives of all stakeholders regarding pesticide spray drift; (2)
finding common ground for further work toward minimizing both the
occurrence and potential adverse effects of pesticide spray drift; (3)
developing options for undertaking work where common ground exists; and
(4) exploring the extent of drift, even with proper usage, and the
range and effectiveness of potential responses to unacceptable levels
of off-target drift. The spray drift workgroup will provide advice to
EPA through the PPDC.
The PPDC is a FACA-authorized forum for a diverse group of
stakeholders to provide feedback to the Agency's pesticide program on
various pesticide regulatory, policy, and program implementation
issues. Topics of discussion at past meetings have included the
disclosure of inert ingredients, registration review, nonanimal
testing, antimicrobial pesticides, endangered species, reduced risk
pesticides, labeling, minor uses, ecological standards, fees for
service, experimental use permits, environmental marketing claims,
outreach to the public, and several implementation issues emanating
from the Food Quality Protection Act of 1996.
Members of the PPDC include representatives of environmental and
public interest groups, pesticide manufacturers and trade associations,
user and commodity groups, public health and academic institutions,
federal and State agencies, and the general public. Participants in the
Spray Drift workgroup reflect the range of stakeholder interests
represented on the full PPDC, and also include members with backgrounds
in water quality issues. By operating under the PPDC, the Spray Drift
workgroup will comply with FACA procedural requirements including
timely public notice of meetings, public access to meetings and
opportunity for the public to comment; public availability of documents
considered by the workgroup; and attendance of a federal officer or
employee at each meeting.
B. Sufficiency of FIFRA to Address Water Quality Impacts of Pesticide
Applications
Many commenters objected to the proposed rule on the basis that
EPA's regulation of pesticides under FIFRA does not adequately protect
water quality, and thus pesticide applications should require an NPDES
permit. These commenters alleged both legal and policy shortcomings of
FIFRA. They also asserted that EPA's interpretation is improper because
FIFRA does not preempt CWA requirements and because EPA lacks authority
to exempt categories of discharges from the CWA's prohibition against
discharges without an NPDES permit.
These commenters may have misinterpreted the legal interpretation
that provides the basis for today's action. First, EPA is not expressly
or by implication repealing any provision of the CWA in today's action,
nor is the Agency arguing that FIFRA registration preempts CWA section
301(a) or section 402(a). Moreover, EPA is not arguing that
registration under FIFRA or compliance with FIFRA requirements replaces
or satisfies an otherwise applicable requirement under the CWA to
obtain an NPDES permit. Nor is EPA exempting from section 301(a) or
section 402(a) any categories of pollutants, because the pesticide
applications at issue here are not pollutants under the Act. The
proscription in the CWA against discharging pollutants from point
sources to waters of the United States except in compliance with
section 402 continues to apply. Rather, EPA is exercising its authority
to interpret a term in a statute it administers. EPA is clarifying that
pesticides applied to or over, including near, water for their intended
purpose consistent with all relevant requirements under FIFRA in the
circumstances specified in the rule are not, at the time of
application, ``pollutants'' under the CWA, and therefore applications
are not discharges required to obtain permits.
EPA's review, evaluation, and registration of pesticides used in
these two circumstances further demonstrate that this is a reasonable
interpretation, consistent with Congressional intent. EPA's regulatory
programs under FIFRA provide support for the Agency's conclusion that
the pesticides applied to or over, including near, water are not wastes
(and therefore not pollutants) and serve as an indicator of when a
pesticide is being applied as a product for its intended, beneficial
purpose. Under FIFRA, EPA receives applications from people who wish to
sell and distribute pesticides. The Agency may approve and issue a
registration for a product if EPA determines that the product will not
cause ``unreasonable adverse effects on the environment,'' which is
defined as ``any unreasonable risk to man or the environment, taking
into account the economic, social and environmental costs and benefits
of the use of [a] pesticide * * *.'' FIFRA Section 3(c)(5). In other
words, the Agency may register a pesticide only if the product provides
economic, social, and environmental benefits that outweigh risks from
its use. As part of FIFRA registration, EPA may establish requirements,
which are typically contained in the label for the pesticide, to ensure
that when used, it will not cause unreasonable adverse effects on the
environment, including the aquatic environment. Thus, registration and
use of a pesticide in accordance with its approved labeling or other
relevant FIFRA requirements indicates that a pesticide is a product
intended to be used for a beneficial purpose that is authorized by EPA
and is not a waste. For these reasons, comments regarding the adequacy
of EPA's pesticide regulatory program do not pertain to the legal
interpretation of whether a pesticide is a ``chemical waste'' or a
``biological material'' for purposes of the definition of ``pollutant''
under the CWA.
Nonetheless, it is important to note that EPA disagrees with
commenters' concerns that EPA's registration process does not take into
account local conditions, existing water quality standards and use
designations, synergistic effects of multiple pesticides, inert
ingredients, non-target aquatic organisms, and the effect of multiple
applicators in the same area. The regulatory and non-regulatory tools
under FIFRA provide means of addressing water quality problems arising
from the use of pesticides. In
[[Page 68489]]
particular, the pesticide registration and re-registration processes
consider impacts on both human health from the presence of pesticides
in drinking water, and on aquatic resources (e.g., fish, invertebrates,
plants, and other species in fresh water, estuarine, and marine
environments). EPA requires a pesticide company to submit a substantial
body of data in support of an application for registration. EPA then
supplements this required database with information obtained through a
systematic search of the open literature on the ecotoxicity of
environmental substances. EPA compares the estimated environmental
concentrations expected to result from use of a pesticide with toxicity
values observed in required studies and studies from the open
literature. This database provides sufficient information to conduct
assessments of potential ecological and human health risks, including
the identification of toxicologically significant degradation products
and/or metabolites. For additional information on EPA's approach to
ecological risk assessment in general, and endangered and threatened
species in particular, see: https://www.epa.gov/espp/consultation/
ecorisk-overview.pdf.
C. EPA's Interpretation of the Term ``Pollutant'' Under the CWA
Some commenters claimed that EPA's interpretation of the term
``pollutant'' is inconsistent with the Clean Water Act, with relevant
case law, or with prior Agency statements. EPA disagrees with the
commenters and believes its interpretation of the term ``pollutant'' is
reasonable and consistent with the language and legislative intent of
the Clean Water Act. As described above, pesticides applied in the
circumstances addressed in today's regulation, in compliance with
FIFRA, for their intended purpose, are not pollutants under the Act.
EPA also disagrees with commenters that the term ``biological
materials'' can only be read to include biological pesticides applied
in the circumstances addressed by today's regulation--i.e., application
to or over waters of the United States consistent with relevant
requirements of FIFRA. EPA's analysis of the terms ``chemical waste''
and ``biological materials'' in the circumstances addressed by today's
regulation is described in more detail above.
In addition, the Ninth Circuit Court of Appeals recently held that
pesticides that do not generate a residue when applied directly to a
lake to eliminate a non-native fish species are not ``pollutants''
under the CWA because they are not chemical wastes. Fairhurst v.
Hagener, 422 F.3d 1146 (9th Cir. 2005). In so holding, the court
considered the plain meaning of the term ``chemical waste'' and noted
that its analysis was in accord with EPA's interpretation of the term
in its July 2003 Interim Statement, and that EPA's interpretation is
``reasonable and not in conflict with the expressed intent of
Congress.'' Id. at 1149-50. Today's regulation is based on the same
interpretation EPA first articulated in the Interim Statement, and is
consistent with the Fairhurst court's holding.
Moreover, EPA's interpretation is not inconsistent with Talent and
Forsgren as some commenters have asserted. As explained below, these
cases do not interpret the term ``pollutant'' as including the
pesticide applications addressed in today's rule.
In Headwaters v. Talent, the Ninth Circuit reversed the District
Court's dismissal of a CWA citizen suit against an irrigation district
alleging that application of the herbicide Magnacide H to irrigation
canals to control aquatic weeds and vegetation required an NPDES
permit. The District Court had concluded that the application of the
pesticide was adequately regulated under FIFRA, and further regulation
under the CWA was unnecessary. Headwaters v. Talent, No. 98-6004-AA
slip op. at 12 (D. Ore. Feb. 1, 1999). The Ninth Circuit found that
residual from the application of Magnacide H was a pollutant in this
case and that registration of the herbicide under FIFRA did not
preclude applicability of the CWA. Headwaters v. Talent, 243 F.3d at
532. This conclusion is consistent with EPA's interpretation. As
described above, EPA agrees that residual materials from pesticide
applications are ``pollutants'' under the Act. In addition, the
irrigation district in Talent failed to comply with a FIFRA
registration requirement to contain the herbicide-laden water in an
irrigation canal for a specified number of days. EPA's interpretation
codified in today's action is that pesticides applied in the
circumstances described in the rule are not ``pollutants'' where they
are applied consistent with relevant FIFRA requirements. Thus, EPA's
interpretation is consistent with the result reached by the Talent
court.
In League of Wilderness Defenders v. Forsgren, the Ninth Circuit
held that the aerial application of insecticides over National Forest
lands in Washington and Oregon to control a predicted outbreak of the
Douglas fir tussock moth required an NPDES permit. However, the court
in Forsgren stated incorrectly that the parties in the case did not
dispute that the insecticides met the CWA definition of ``pollutant.''
League of Wilderness Defenders v. Forsgren, 309 F.3d at 1184, n.2. In
fact, the Forest Service in its brief before the District Court
reserved its arguments on that particular issue. Because the Ninth
Circuit erroneously assumed that the question of whether the
applications were pollutants was not in dispute, it did not analyze the
issue but simply stated that they were. Id. at 1185. The issue that the
Forsgren court did analyze in detail was whether the airplanes from
which the insecticides were sprayed are point sources under the CWA--a
different issue from that addressed in today's interpretation.\3\
---------------------------------------------------------------------------
\3\ EPA's General Counsel issued a memorandum on September 3,
2003, addressing the Agency's views on the effect of the Forsgren
decision. Specifically, EPA stated that it did not acquiesce outside
the Ninth Circuit with the court's decision regarding the
application of EPA regulation defining ``silvicultural point
source'' at 40 CFR 122.27(b)(1), and would continue to follow its
longstanding interpretation of the statute and these regulations.
Memorandum from Robert E. Fabricant to Regional Administrators,
``interpretive Statement and Guidance Addressing Effect of Ninth
Circuit Decision in League of Wilderness Defenders v. Forsgren on
Application of Pesticides and Fire Retardants,'' Sept. 3, 2003.
---------------------------------------------------------------------------
Commenters also claimed that EPA's interpretation is inconsistent
with the Clean Water Act because the purpose for which a pesticide is
applied is not relevant to the question of whether it is a pollutant
under the Act. The commenters pointed primarily to two cases--Hudson
River Fisherman's Assn. v. City of New York, 751 F.Supp. 1088
(S.D.N.Y.), affd., 940 F.2d 649 (2d Cir. 1991), and Minnehaha Creek
Watershed District v. Hoffman, 597 F.2d 617 (8th Cir. 1979)--as
supporting their assertion. However, both these cases are
distinguishable from EPA's interpretation.
In Minnehaha Creek, the court was interpreting the terms ``rock,
sand, [and] cellar dirt'' in the definition of ``pollutant'' in CWA
Section 502(6). The federal appellants in that case appealed a District
Court decision finding that the U.S. Army Corps of Engineers did not
have jurisdiction under CWA Section 404 over the placement of riprap
and the construction of dams in Minnehaha Creek and adjacent Lake
Minnetonka. The District Court's decision was based on its conclusion
that the creek and the lake were not navigable waters of the United
States and that while the riprap and construction materials were ``rock
and sand,'' the activities at issue in the case were not within the
purview of the Act because they did not significantly affect water
quality. Minnehaha Creek Watershed District v. Hoffman, 449 F.Supp 876,
886 (D. Minnesota 1978). The Eighth Circuit disagreed and held
[[Page 68490]]
that a significant alteration in water quality need not be demonstrated
for a substance to be a pollutant. Minnehaha Creek Watershed District
v. Hoffman, 597 F.3d at 626-27.
The Eighth Circuit stated in Minnehaha Creek that it found ``no
justification in the District Court's determination that whether the
discharge of a particular substance listed in s[ection] 502(6)
constitutes the discharge of a `pollutant' under the Act depends upon
the purpose for which the discharge is made.'' Id. at 627, emphasis
added. EPA notes that nowhere in its opinion does the District Court
reach such a conclusion. In any case, EPA is not concluding that the
question of whether a substance is a pollutant depends on the specific
purpose for which it is discharged. Rather, EPA is interpreting what
specific terms in section 502(6) mean in the context of certain
pesticide applications.
The Second Circuit Court of Appeals decision in Hudson River
Fishermen's Assn. v. City of New York is also distinguishable from the
circumstances addressed in today's rule. In that case, the District
Court held that discharges of chlorine and aluminum sulfate (alum floc)
from an aqueduct into a reservoir were discharges of pollutants
requiring an NPDES permit. First, this case involved the discharge of
alum floc from a point source at a point when it was a ``chemical
waste'' and, therefore, consistent with EPA's interpretation, properly
constituted a pollutant under the statute. Hudson River Fishermen's
Assn. v. City of New York, 751 F.Supp 1088, 1102. In contrast, today's
rule addresses certain pesticides which are being applied in compliance
with relevant FIFRA requirements and, for the reasons described above,
are not pollutants.
Moreover, the court's holding that chlorine was a pollutant also
referred to the chlorine in the aqueduct at the time it discharged into
the reservoir, not at the time it was first added to the water. The
court held that the chlorine was a pollutant, no matter how useful it
may earlier have been, citing to the Eighth Circuit's decision in
Minnehaha Creek. Id. at 1101. Similarly, EPA is not concluding that the
question of whether substances listed in section 502(6) are pollutants
depends on the purpose for which they are discharged. Rather, EPA is
interpreting what specific terms in section 502(6) (terms other than
those addressed in Minnehaha Creek) mean in the context of these two
types of pesticide applications.
Finally, while EPA's interpretation is not inconsistent with either
Hudson River or Minnehaha Creek, it is further supported by the Ninth
Circuit's decision in Fairhurst v. Hagener. In Fairhurst, the Ninth
Circuit specifically considered the purpose for which the pesticide was
applied--the same factor commenters claim is not relevant under Hudson
River and Minnehaha Creek--and the fact that it was applied consistent
with the product's FIFRA label, in concluding that it was not a
pollutant under the CWA. Fairhurst v. Hagener, 422 F.3d 1146, 1150
(``Because intentionally applied and properly performing pesticides are
not `pollutants,' a potential discharger is not required to secure an
NPDES permit for such pesticides before discharge.'')
Some commenters also claimed that EPA's interpretation is
inconsistent with positions taken by the government in several amicus
curiae briefs related to the issues addressed by the interpretation. As
mentioned above, these briefs reflected the government's evaluation of
the law in the context of the specific factual situations at issue and
did not result from the deliberative consideration through an
administrative process, as today's rule does. As such, the briefs were
not a comprehensive statement of EPA's legal position on the precise
questions addressed in today's rule, nor did they reflect the exercise
of EPA's legal and policy judgment after consideration of public
comments. See Memorandum from Ann R. Klee to Benjamin Grumbles and
Susan Hazen, ``Analysis of Previous Federal Government Statements on
Application of Pesticides to Waters of the United States in Compliance
with FIFRA,'' Jan. 24, 2005.
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
Under Executive Order 12866 (58 FR 51735, October 4, 1993), this
action is a ``significant regulatory action.'' Accordingly, EPA
submitted this action to the Office of Management and Budget (OMB) for
review under Executive Order 12866 and any changes made in response to
OMB recommendations have been documented in the docket for this action.
B. Paperwork Reduction Act
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq.
This rule merely identifies two circumstances in which the application
of a pesticide to waters of the United States consistent with all
relevant requirements under FIFRA does not constitute the discharge of
a pollutant that requires an NPDES permit under the Clean Water Act.
Burden means the total time, effort, or financial resources
expended by persons to generate, maintain, retain, or disclose or
provide information to or for a Federal agency. This includes the time
needed to review instructions; develop, acquire, install, and utilize
technology and systems for the purposes of collecting, validating, and
verifying information, processing and maintaining information, and
disclosing and providing information; adjust the existing ways to
comply with any previously applicable instructions and requirements;
train personnel to be able to respond to a collection of information;
search data sources; complete and review the collection of information;
and transmit or otherwise disclose the information.
An agency may not conduct or sponsor, and a person is not required
to respond to a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in 40 CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
For purposes of assessing the impacts of today's rule on small
entities, small entity is defined as: (1) A small business based on
Small Business Administration (SBA) size standards at 13 CFR 121.201;
(2) a small governmental jurisdiction that is a government of a city,
county, town, school district or special district with a population of
less than 50,000; and (3) a small organization that is any not-for-
profit enterprise which is independently owned and operated and is not
dominant in its field.
After considering the economic impacts of today's rule on small
entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. Because EPA
is identifying two circumstances in which the application of a
pesticide to waters of the United States consistent with all relevant
requirements under FIFRA does not constitute the discharge of a
pollutant
[[Page 68491]]
that requires a NPDES permit under the Clean Water Act, this action
will not impose any requirement on any small entity.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, and tribal
governments and the private sector. Under section 202 of the UMRA, EPA
generally must prepare a written statement, including a cost-benefit
analysis, for proposed and final rules with ``Federal mandates'' that
may result in expenditures to State, local, and tribal governments, in
the aggregate, or to the private sector, of $100 million or more in any
one year. Before promulgating an EPA rule for which a written statement
is needed, section 205 of UMRA generally requires EPA to identify and
consider a reasonable number of regulatory alternatives and adopt the
least costly, most cost-effective, or least burdensome alternative that
achieves the objectives of the rule. The provisions of section 205 do
not apply when they are inconsistent with applicable law. Moreover,
section 205 allows EPA to adopt an alternative other than the least
costly, most cost-effective or least burdensome alternative if the
Administrator publishes with the final rule an explanation why that
alternative was not adopted. Before EPA establishes any regulatory
requirements that may significantly or uniquely affect small
governments, including tribal governments, it must have developed under
section 203 of the UMRA a small government agency plan. The plan must
provide for notifying potentially affected small governments, enabling
officials of affected small governments to have meaningful and timely
input in the development of EPA regulatory proposals with significant
Federal intergovernmental mandates, and informing, educating, and
advising small governments on compliance with the regulatory
requirements.
EPA has determined that this rule does not contain a Federal
mandate that may res