Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Conducting Precision Strike Weapons Testing and Training by Eglin Air Force Base in the Gulf of Mexico, 67810-67824 [06-9380]
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Federal Register / Vol. 71, No. 226 / Friday, November 24, 2006 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 216
[Docket No. 060629183–6289–02; I.D.
022106A]
RIN 0648–AT39
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to Conducting Precision
Strike Weapons Testing and Training
by Eglin Air Force Base in the Gulf of
Mexico
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
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AGENCY:
SUMMARY: NMFS, upon application from
Eglin Air Force Base (Eglin AFB), is
issuing regulations to govern the
unintentional takings of marine
mammals incidental to conducting
Precision Strike Weapons (PSW) testing
and training in the Gulf of Mexico
(GOM). Issuance of regulations and
Letters of Authorization (LOAs) under
these regulations governing the
unintentional incidental takes of marine
mammals in connection with particular
activities is required by the Marine
Mammal Protection Act (MMPA) when
the Secretary of Commerce (Secretary),
after notice and opportunity for
comment, finds, as here, that such takes
will have a negligible impact on the
species and stocks of marine mammals
and will not have an unmitigable
adverse impact on the availability of
them for subsistence uses. These
regulations do not authorize Eglin AFB’s
PSW activities as such authorization is
not within the jurisdiction of the
Secretary. Rather, NMFS’ regulations
together with a Letter of Authorization
(LOA) authorize the unintentional
incidental take of marine mammals in
connection with this activity and
prescribe methods of taking and other
means of effecting the least practicable
adverse impact on marine mammal
species and their habitat, and on the
availability of the species for
subsistence uses.
DATES: Effective from December 26,
2006 through December 27, 2011.
ADDRESSES: A copy of the application
containing a list of references used in
this document may be obtained by
writing to Mr. P. Michael Payne, Chief,
Permits, Conservation and Education
Division, Office of Protected Resources,
National Marine Fisheries Service, 1315
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East-West Highway, Silver Spring, MD
20910–3225, by telephoning the contact
listed under FOR FURTHER INFORMATION
CONTACT, or at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm
Documents cited in this rule may also
be viewed, by appointment, during
regular business hours at the above
address or at the Department of the Air
Force, AAC/EMSN, Natural Resources
Branch, 501 DeLeon St., Suite 101, Eglin
AFB, FL 32542–5133.
FOR FURTHER INFORMATION CONTACT:
Kenneth R. Hollingshead, NMFS, 301–
713–2289, ext 128.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(5)(A) of the Marine
Mammal Protection Act (16 U.S.C. 1361
et seq.) (MMPA) directs the Secretary of
Commerce (Secretary) to allow, upon
request, the incidental, but not
intentional taking of marine mammals
by U.S. citizens who engage in a
specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and regulations are issued.
An authorization may be granted for
periods of 5 years or less if the Secretary
finds that the taking will have a
negligible impact on the species or
stock(s) and will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses, and if regulations are
prescribed setting forth the permissible
methods of taking and the requirements
pertaining to the mitigation, monitoring
and reporting of such taking.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’ With respect
to military readiness activities, the
MMPA defines ‘‘harassment’’ as:
(i) any act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild [Level A
harassment]; or (ii) any act that disturbs or
is likely to disturb a marine mammal or
marine mammal stock in the wild by causing
disruption of natural behavioral patterns,
including, but not limited to, migration,
surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral
patterns are abandoned or significantly
altered [Level B harassment].
Summary of Request
On February 4, 2004, Eglin AFB
submitted a request for a 1–year
Incidental Harassment
Authorization(IHA) under MMPA
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section 101(a)(5)(D) and for an LOA (to
take effect after the expiration of the
IHA), for the incidental, but not
intentional taking (in the form of noiserelated harassment), of marine mammals
incidental to PSW testing within the
Eglin Gulf Test and Training Range
(EGTTR) for the next five years, as
authorized by section 101(a)(5) of the
MMPA. The EGTTR is described as the
airspace over the GOM that is controlled
by Eglin AFB, and is also referred to as
the ‘‘Eglin Water Range.’’
PSW missions involve air-to-surface
impacts of two weapons, the Joint Airto-Surface Stand-off Missile (JASSM)
AGM–158 A and B and the smalldiameter bomb (SDB) (GBU–39/B), that
result in underwater detonations of up
to approximately 300 lbs (136 kg) and
96 lbs (43.5 kg, double SDB) of net
explosive weight (NEW), respectively.
The JASSM is a precision cruise
missile designed for launch from
outside area defenses to kill hard,
medium-hard, soft, and area-type
targets. The JASSM has a range of more
than 200 nautical miles (nm) (370
kilometers (km)) and carries a 1,000–lb
(453.6 kg) warhead. The JASSM has
approximately 300 lbs (136 kg) of TNT
equivalent NEW. The explosive used is
AFX–757, a type of plastic bonded
explosive (PBX) formulation with higher
blast characteristics and less sensitivity
to many physical effects that could
trigger unwanted explosions. The
JASSM would be launched from an
aircraft at altitudes greater than 25,000
ft (7620 m). The JASSM would cruise at
altitudes greater than 12,000 ft (3658 m)
for the majority of the flight profile until
it makes the terminal maneuver toward
the target. The JASSM exercise involves
a maximum of two live shots (single)
and 4 inert shots (single) each year for
the next 5 years. One live shot will
detonate in water and one will detonate
in air. Detonation of the JASSM would
occur under one of three scenarios: (1)
Detonation upon impact with the target
(about 5 ft (1.5 m) above the GOM
surface); (2) detonation upon impact
with a barge target at the surface of the
GOM; or (3) detonation at 120
milliseconds after contact with the
surface of the GOM.
The SDB is a glide bomb. Because of
its capabilities, the SDB system is an
important element of the Air Force’s
Global Strike Task Force. The SDB has
a range of up to 50 nm (92.6 km) and
carries a 217.4–lb (98.6 kg) warhead.
The SDB has approximately 48 lbs (21.7
kg) of TNT equivalent NEW. The
explosive used is AFX–757. Launch
from an aircraft would occur at altitudes
greater than 15,000 ft (4572 m). The SDB
would commence a non-powered glide
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to the intended target. The SDB exercise
involves a maximum of six live shots a
year, with two of the shots occurring
simultaneously, and a maximum of 12
inert shots with up to two occurring
simultaneously. Detonation of the SDBs
would occur under one of two
scenarios: (1) Detonation of one or two
bombs upon impact with the target
(about 5 ft (1.5 m)above the GOM
surface), or (2) a height of burst (HOB)
test: detonation of one or two bombs 10
to 25 ft (3 to 7.6 m) above the GOM
surface. No underwater detonations of
the SDB are planned.
The JASSM and SDBs would be
launched from B–1, B–2, B–52, F–15, F–
16, F–18, or F–117 aircraft. Chase
aircraft would include F–15, F–16, and
T–38 aircraft. These aircraft would
follow the test items during captive
carry and free flight but would not
follow either item below a
predetermined altitude as directed by
Flight Safety. Other assets on site may
include an E–9 turboprop aircraft or
MH–60/53 helicopters circling around
the target location. Tanker aircraft
including KC–10s and KC–135s would
also be used. A second unmanned barge
may also be on location to hold
instrumentation. Targets include a
platform of five containers strapped,
braced, and welded together to form a
single structure and a hopper barge,
typical for transportation of grain. The
Eglin AFB action would occur in the
northern GOM in the EGTTR. Targets
would be located in water less than 200
ft (61 m) deep and from 15 to 24 nm
(27.8 to 44.5 km) offshore, south of
Santa Rosa Island and south of Cape San
Blas Site D3–A.
On November 24, 2003, the National
Defense Authorization Act for Fiscal
Year 2004 (NDAA; Public Law 108–136)
became law. Included in the NDAA
were amendments to Section 101(a)(5)
of the MMPA that apply where a
‘‘military readiness activity’’ is
concerned. The term ‘‘military readiness
activity’’ is defined in Public Law 107–
314 (16 U.S.C. 703 note) to include all
training and operations of the Armed
Forces that relate to combat; and the
adequate and realistic testing of military
equipment, vehicles, weapons and
sensors for proper operation and
suitability for combat use. Therefore,
pursuant to section 315(b) of the NDAA,
NMFS has determined that the test and
training exercises proposed by Eglin
AFB are considered to be a ‘‘military
readiness activity.’’
Comments and Responses
On August 3, 2006 (71 FR 44001),
NMFS published a proposed rule to
authorize the taking of marine mammals
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incidental to Eglin AFB’s PSW
activities. During the 30–day public
comment period, comments were
received from the Marine Mammal
Commission (Commission), the Humane
Society of the United States (HSUS) and
a member of the public.
Comment 1: The member of the
public is opposed ‘‘to the killing and
murder of marine mammals for the
testing of weapons.’’ This person
recommends that these weapons be
tested in other places which have
already been reduced to rubble by U.S.
weapons.
Response: Section 101(a)(5)(A) of the
MMPA authorizes the incidental, but
not intentional, harassment, injury, or
mortality of marine mammals provided
the taking is having a negligible impact
on affected species and stocks of marine
mammals, is at the lowest level
practicable (i.e., through mitigation),
and monitoring and reporting of take is
conducted. As provided in this
document, Eglin AFB has shown that
few or no marine mammals will be
seriously injured or killed as a result of
Eglin AFB’s PSW activities. As NMFS
has made a determination that this
activity will have a negligible impact on
marine mammals, promulgation of these
regulations and issuance of the LOA is
warranted. In addition, NMFS believes
that implementation of the monitoring
and mitigation measures required in the
regulations and subsequent LOAs will
be effective in minimizing or avoiding
serious injury or mortality.
Comment 2: The HSUS noted that it
would be extremely helpful if the
Federal Register notice had contained a
map indicating the location of the Eglin
EGTTR.
Response: NMFS posted Eglin AFB’s
application on its web site (see
ADDRESSES) and noted in the Federal
Register how that document could be
accessed. Figure 1–1 of Eglin’s
application is a map indicating the
target areas proposed for PSW activities.
Comment 3: The HSUS does not
understand why sperm whales are not
included for potential taking since the
range map for the species in the stock
assessment report overlaps with that of
both pygmy sperm whales and dwarf
sperm whales. The NMFS needs to
reconsider impacts to this endangered
species.
Response: Sperm whales in the GOM
are located in waters of the continental
slope, not in shallow continental shelf
waters. For Eglin AFB, the PSW targets
would be located in water less than 200
ft (61 m) deep and from 15 to 24 nm
(27.8 to 44.5 km) offshore. As a result,
sperm whales will not be affected by
PSW activities.
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Comment 4: The HSUS notes that the
FR notice does not specify the stock(s)
of bottlenose dolphins that may be
impacted by the PSW activity. The
HSUS notes that given the location of
the activity in water less than 200 ft (61
m) deep and from 15 to 24 nm (27.8 to
44.5 km) offshore, the stocks most likely
affected are the Northern Gulf of Mexico
Continental Shelf Stock and the
Northern Gulf of Mexico Coastal Stock.
Both stocks should be considered likely
to be impacted.
Response: In the proposed Federal
Register notice for Eglin’s PSW
activities, NMFS recommended readers
reference Waring et al. (2006) for
information on potentially impacted
marine mammal stocks. Waring et al
(2006) notes that the GOM Continental
Shelf Stock may overlap with the GOM
coastal stocks and the GOM oceanic
stock in some areas and may be
genetically indistinguishable from those
stocks. To develop an average
abundance estimate, data were collected
from 1998 to 2001, and survey effort
was pooled across all years. The best
abundance estimate of bottlenose
dolphins for continental shelf waters
was 25,320 (CV=0.26) (Fulling et al.
2003). This estimate is considered the
best estimate because these surveys
have the most complete coverage of the
species’ habitat (Waring et al., 2006).
The minimum population (pmin) for the
northern GOM Continental Shelf stock
is 20,414 bottlenose dolphins. Based on
assumptions made by Waring et
al.(2006), NMFS estimates that the
potential biological removal (PBR) for
the northern GOM Continental Shelf
bottlenose dolphin stock is 204.
Although no mortality has been
observed in commercial fishing, this
stock may be subject to incidental take
resulting in serious injury or mortality
(Waring et al., 2006).
The northern GOM coastal stock has
been divided into 3 stocks: eastern,
northern and western. This stock is
located from the shore (or bays) to the
20–m (66–ft) isobath. As the northern
stock is distributed from 84° West to the
Mississippi River delta, PSW activities
would affect only the northern coastal
stock. Portions of the coastal stocks may
co-occur with the northern GOM
continental shelf stock and the bay,
sound and estuary stock, the 20–m (66–
ft) isobath generally corresponds to
survey strata. The northern stock has an
estimated population abundance of
4,191 animals (CV=0.21) with a pmin of
3,518 (from estimates made in 1993).
The PBR is unknown. A total of 1,377
bottlenose dolphins were found
stranded in the northern GOM from
1999 through 2003. Of these, 73 or 5
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percent showed evidence of human
interactions as the cause of death (e.g.,
gear entanglement, mutilation, gunshot
wounds).
Comment 5: The HSUS is concerned
that there have been a high number of
deaths of bottlenose dolphins along the
Florida Panhandle (and the most
heavily impacted stocks have not yet
been identified). The relatively high
number of bottlenose dolphin deaths
that have occurred since 1990 raises a
concern that not only are some of the
stocks stressed, but they may even be in
decline. Adding additional impacts
from acoustic or physical trauma is
something the stocks can ill afford.
Response: Waring et al. (2006)
describe several potential causes for
impacts to bottlenose dolphin stocks in
the GOM. These include the potential
for takes in commercial fishing, disease
and shootings. However, because Eglin
AFB’s PSW activities will take place
only a few times a year, with no serious
injury or mortality expected, Eglin’s
activities are unlikely to add to existing
mortality levels. In addition, NMFS
believes that impacts to bottlenose
dolphins, and other marine mammals,
will be minimized or avoided through
implementation of the required
mitigation and monitoring
requirements. As a result, NMFS does
not believe that authorizing the taking of
bottlenose dolphins by Level B
harassment will have more than a
negligible impact on the affected
dolphin stocks.
Comment 6: The HSUS notes that
NMFS has also considered a proposal by
Eglin to conduct assault exercises that
may also affect this bottlenose dolphin
stock and cumulative impacts are not
addressed.
Response: NMFS has made
determinations of negligible impact and
issued IHAs to Eglin AFB for the taking
of marine mammals incidental to air-tosurface gunnery exercises (71 FR 27695,
May 12, 2006), naval explosive
ordnance exercises at Santa Rosa Island
(70 FR 51341, August 30, 2005; 71 FR
35870, June 22, 2006) and previously for
the PSW activity (70 FR 48675, August
19, 2005). Cumulative impacts from
Eglin AFB’s military activities on
bottlenose dolphins (and other marine
mammals) in addition to cumulative
impacts from shipping, oil and gas
exploration and production and
commercial fishing on marine mammals
have been addressed in several PEAs
developed for Eglin AFB activities and
adopted by NMFS for those IHAs
mentioned above. Findings of No
Significant Impact (FONSIs) have been
made by Eglin AFB and NMFS as a
result of those environmental studies. In
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contrast to the potential serious injury
and mortality from commercial fishing
and ship strikes, and Level B
harassment from oil and gas seismic
exploration, NMFS believes that the
cumulative impact from Eglin AFB’s
PSW exercises is expected to be
negligible. For Eglin AFB, cumulative
impacts on marine mammals from all
activities indicate that no marine
mammals would be killed during a
single year of activities, that 6 dolphins
may be injured and 480 dolphins may
be harassed annually. Additionally,
NMFS anticipates that with the required
mitigation measures, these numbers will
be lower.
Comment 7: The Commission
recommends NMFS grant the requested
authorizations provided that Eglin AFB
conduct all practicable monitoring and
mitigation measures to afford the
potentially affected marine mammal
species adequate protection from
serious and lethal injury.
Response: The monitoring effort for
PSW is similar to that used in previous
ship-shock actions wherein detonations
of 10,000 lbs (4536 kg) were used
without any serious injury or mortality
being detected during extensive followup monitoring. Eglin AFB has
calculated the potential for a marine
mammal to be seriously injured or
killed as a result of PSW activities (see
Tables 2,3 and 4 later in this document).
As noted, while it is unlikely that a
marine mammal will be seriously
injured or killed, a small potential exists
that a marine mammal may be missed
during the aerial and vessel monitoring
program.
Comment 8: The HSUS notes that
post-mission monitoring will be
conducted by vessels only, which will
roam the area for 2 hours. In order to
determine impact from exercises, this
post-exercise monitoring relies on
animals floating immediately or
resurfacing within a few days, if
mortally wounded; and then being
found by cooperating stranding
networks. The HSUS notes that
stranding networks do not regularly
survey the coastline for carcasses and,
when discovered, they are often in a
state of decomposition such that the
cause of death is not readily ascertained.
Response: While Eglin AFB does not
routinely monitor Eglin AFB shoreline
for strandings, they have a marine
animal stranding program that responds
to strandings when alerted by
personnel. In addition, frequent offshore
activity by Eglin AFB personnel will
alert the network to any injured or dead
marine mammals observed. However,
NMFS believes that, if a marine
mammal was seriously injured or killed
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as a result of PSW activities, a mortality
would occur very close to the
detonation (see Table 1) and would be
observed during the subsequent postevent monitoring. The HSUS is correct
that often these animals are decomposed
and the cause of death cannot be
determined.
Currents and counter-currents both
factor into where a marine mammal
might eventually resurface if mortally
wounded as a result of PSW activities
and the animal sinks prior to detection.
When decomposition advances, an
animal that initially sank would
resurface. Depending upon the amount
of time between sinking and subsequent
surfacing, the animal may be moved by
surface and/or subsurface currents in a
direction different from where one
would surmise it would surface based
solely on surface currents. Once the
animal surfaces, wind and surface
currents (which might not be the same
direction) would affect where a marine
mammal might eventually be located
when a follow-up survey was initiated.
As this could mean a very large area for
accurate post-detonation surveying, this
survey effort would require an aircraft.
Also, a dolphin that surfaced a
significant distance from the detonation
site would be indistinguishable from a
dolphin that died from other causes. To
recover the animal for necropsy would
require a support vessel. Considering
the low probability of a marine mammal
being seriously injured or killed as a
result of Eglin AFB’s PSW activities, the
high cost of large scale aerial and vessel
surveys, and the low likelihood that a
link between the cause of the dolphin’s
death and PSW activities could be made
after several days underwater, NMFS
does not believe lengthy post-event
monitoring is warranted.
Comment 9: The HSUS states that
because this area has recently been
subject to mortality events, carcasses
seen along the beaches may not
necessarily be linked to the Air Force
activity unless necropsies are done. This
is something that will not be possible
for most carcasses. Thus, even if the
cause of death is related to Air Force
activities, it may remain undetected.
However, the FR notice states that death
is unlikely because of the precautionary
nature of the mitigation measures. The
HSUS does not agree that the mitigation
measures are precautionary.
Response: While the stranding
network monitoring the beaches of the
Florida Panhandle or Eglin personnel
monitoring Eglin AFB beaches may
recover a deceased marine mammal, it
is true that cause-and-effect may be
difficult after an animal spends a
significant time at sea. However,
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animals sighted during the 2–hour postevent monitoring would be available for
possible rescue and rehabilitation or
euthanasia and/or necropsy by a
qualified individual.
NMFS believes that the mitigation
measures, which are designed to detect
marine mammals prior to detonation
and preventing subsequent potential
injury or mortality are the best that can
be successfully implemented in view of
the need to also ensure the safety of the
monitoring teams (see text for details).
However, post-event activities, such as
determining a cause of mortality are
considered monitoring measures and do
not affect the actual taking of marine
mammals.
Comment 10: The HSUS notes that
the Federal Register notice states there
will be a buffer zone of 1.0 nm (1.8 km)
established outside the zone of
influence, which is stated to be 2.0 nm
(3.7 km) for the JASSM or 5–10 nm (9.3–
18.5 km) for the SDB with a buffer zone
of 2.5 - 5 nm (4.6–9.3 km). However, the
Federal Register notice acknowledges
that marine mammal mitigation
effectiveness may be reduced for some
missions due to mandatory safety
buffers which limit the time and type of
marine mammal mitigation. This is not
acceptable. Why bother having a
mitigation plan if part of the plan is to
obviate it if it seems impractical?
Response: Because visual observation
is the primary mitigation technique for
PSW tests, mitigation effectiveness is
affected by the distance of observers
from the target. Protected species
observers will survey from inside the
Zone of Influence (ZOI) until 1 to 1.5
hours before weapon launch, depending
on the specific type of test. At this time,
observers will be required to move
outside the ZOI/safety zone. This is a
mandatory requirement directed by Air
Force safety policy, and applies to Air
Force personnel as well as civilian
contracted observers. Both the JASSM
and SDB are precision-guided
munitions. However, due in part to the
long distance from which these
weapons are potentially launched (40 to
200 nautical miles), slight errors in
flight trajectory, though not expected,
could jeopardize the life of anyone
within the safety zone. In addition to
Air Force safety policy, the MMPA as
amended by the NDAA requires the
Secretary of Commerce to consider
personnel safety when making
incidental take determinations for
military readiness activities.
Aerial observers will leave the area 1
to 1.5 hours before weapon launch.
However, ship-based observers will
continue to monitor for protected
species from the edge of the safety zone,
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up to the time of impact. The safety
zone is larger for the SDB due to
differences in flight characteristics.
Therefore, observers may be farther from
the target during SDB tests than during
JASSM tests.
Comment 11: The HSUS notes that
there are two types of monitoring: aerial
and shipboard. Aerial monitoring will
occur using observers experienced in
marine mammal surveying and familiar
with the species that may occur in the
area. It is not stated whether these
personnel will be NMFS staff or how
they might be ‘‘experienced’’ in survey
methodology and marine mammal
species identification, especially in light
of the fact that identifying pygmy from
dwarf sperm whales is difficult even for
NMFS science center personnel.
Response: NMFS does not provide
marine mammal scientists to Eglin AFB
for this, or any other project. Eglin AFB
uses biologically-trained marine
mammal observers, who are either
employees or contract personnel, that
have been approved in advance by
NMFS. This is standard practice for all
authorizations under section 101(a)(5) of
the MMPA. It should be recognized that
using NMFS scientists would reduce
our agency’s ability to conduct
important marine mammal research. As
a result, private companies have been
established to train and provide trained
biologists for activities such as this one.
Next, it is widely recognized that it is
difficult to identify some marine
mammal species, generally referred to as
being cryptic species. Usually,
unidentified species are listed as such
and then, later, tallied based on known
stock proportions for the geographic
area. However, when marine mammal
observers are monitoring a safety or
buffer zone, it is less critical that they
be able to identify an animal by species;
rather it is more important at the time
that they are able to actually see the
marine mammal.
Comment 12: The HSUS notes that
the Federal Register notice does not
provide information on the type of
aircraft used although the notice
discusses turboprop craft, tanker aircraft
and helicopters being involved in the
exercise, none of which is well suited
for this purpose.
Response: The application notes that
Eglin AFB plans to use helicopters for
monitoring marine mammal safety
zones for this activity. Helicopters are
an effective means to monitor the
relatively small safety zones for PSW
activities. Alternatively, Eglin AFB will
be authorized to use types of aircraft
that are often used by marine mammal
observers. While other aircraft
(turboprop and tankers) may be used
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during the PSW exercise, they will not
be used to monitor safety zones.
Comment 13: The HSUS notes that
with regard to shipboard monitoring,
the Federal Register notice states that it
will be from the highest point possible
on the mission ship. The notice
discusses barges that will be on-site.
The highest point possible, may or may
not be effective depending upon the size
of the vessel involved but that is not
specified and should be.
Response: As barges are the target for
PSW detonations, the target barge and
nearby instrumentation barge (if one is
used) are not an appropriate vessel for
marine mammal observations. As a
result of this comment, NMFS has
clarified in the regulations that the
marine mammal observation platform
must provide observers a platform to see
a major portion of the safety zone. It
must also be mobile in order to observe
the largest area possible. However, as
this rule will be effective for a 5–year
period, specifying the exact type of
vessel Eglin AFB will use for the vessel
monitoring program is not practical
since it could preclude use of larger,
more effective platforms.
Comment 14: The HSUS notes the
Federal Register notice states that the
onboard observers will be familiar with
the marine life of the area. This is not
sufficiently specific to be reassuring.
The small size of the marine mammals
and the long dive time of sperm whales
and dwarf and pygmy sperm whales
makes them particularly difficult to
observe, as is referenced throughout
stock assessments and published
literature.
Response: As mentioned previously,
sperm whales are unlikely to be
encountered in the shallow, shelf waters
off Eglin AFB. In this document, NMFS
clarifies that Eglin AFB must use
biologists trained in the at-sea detection
of marine mammals.
Comment 15: The HSUS believes that
the mitigation measures should also
include acoustic monitoring techniques.
Response: NMFS does not believe that
additional mitigation is warranted for
this activity. Passive acoustic
monitoring (PAM), which is designed to
detect vocalizing marine mammals, can
be effective when safety zones are
significantly large so that visual
monitoring effectiveness might be
compromised. In this case, Eglin AFB
has implemented an aerial monitoring
program that is believed to be more
effective than using PAM because of
increased visibility of marine mammals
in the shallow water areas Additionally,
when using PAM in shallow water areas
with relatively small safety zones it is
difficult to determine whether the
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marine mammal is actually within the
safety zone due to reflection and
refraction of the acoustic signal.
Comment 16: The HSUS believes that
extended monitoring (of the exercise) by
skilled observers is critical in highly
mobile species which often have long
dive times.
Response: NMFS agrees that skilled
marine mammal observers are critical
for detecting marine mammals within a
safety zone and delaying detonations (in
this case the launch) until the marine
mammal(s) depart from the safety zone.
The length of time for marine mammal
observations depends on the type and
weight of the explosive which
influences the size of the safety zone, as
described later in this document. These
observation times are sufficient to
ensure that a marine mammal is
detected prior to detonation.
Comment 17: The Commission
recommends that NMFS cooperate with
Eglin AFB to develop a long-term
strategy to monitor the abundance and
distribution of marine mammals in the
subject activity area to ensure that the
proposed activity is not having any
population-level effects on marine
mammals over the 5 years that the
regulations are in effect. The
Commission would be pleased to assist
with the development of such a strategy.
Response: While NMFS and Eglin
would be pleased to discuss such a
monitoring strategy with the
Commission, it is unclear whether a
monitoring program could be designed
that would be able to make a
determination that the injury of
approximately 6 dolphins and an
additional 480 that may be harassed by
all Eglin AFB activities was having
population level impacts. As NMFS has
been unable to identify mortality levels
in the GOM from commercial fishing,
shipping, and pollution (Waring et al.,
2006), it is unlikely that Level B
harassment by Eglin’s military-readiness
activities can be empirically determined
to be more than negligible, either
individually or cumulatively. Finally,
while monitoring the impacts that an
activity might have on marine mammal
stocks is the responsibility of an LOA
applicant, undertaking studies on the
distribution and abundance of these
stocks is the responsibility of NMFS and
other agencies. To the extent that these
studies are underfunded does not mean
that that responsibility should be
transferred to LOA holders.
Description of Marine Mammals
Affected by the Activity
There are 29 species of marine
mammals documented as occurring in
Federal waters of the GOM. Information
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on those species that may be impacted
by this activity are discussed in the
Eglin AFB application and Eglin AFB’s
Final PEA. A summary of that
information is provided in this section.
General information on these marine
mammal species can be found in Wursig
et al. (2000) and in the NMFS Stock
Assessment Report (Waring, 2006). The
NMFS Stock Assessment Report is
available at: https://www.nefsc.noaa.gov/
nefsc/publications/tm/tm194/.
Marine mammal species that
potentially occur within the EGTTR
include several species of cetaceans and
one sirenian, the West Indian manatee.
During winter months, manatee
distribution in the GOM is generally
confined to southern Florida. During
summer months, a few may migrate
north as far as Louisiana. However,
manatees primarily inhabit coastal and
inshore waters and rarely venture
offshore. PSW missions would be
conducted offshore. Therefore, effects
on manatees are considered very
unlikely.
Cetacean abundance estimates for the
study area are derived from GulfCet II
(Davis et al., 2000) aerial surveys of the
continental shelf within the Minerals
Management Service Eastern Planning
Area, an area of 70,470 km2. Texas A&M
University and NMFS conducted these
surveys from 1996 to 1998. Abundance
and density data from the aerial survey
portion of the survey best reflect the
occurrence of cetaceans within the
EGTTR, given that the survey area
overlaps approximately one-third of the
EGTTR and nearly the entire continental
shelf region of the EGTTR where
military activity is highest. The GulfCet
II aerial surveys identified different
density estimates of marine mammals
for the shelf and slope geographic
locations. Only the shelf data is used
because PSW missions will only be
conducted on the shelf.
In order to maximize species
conservation and protection, the species
density estimate data were adjusted to
reflect more realistic encounters of these
animals in their natural environment.
Refer to ‘‘Conservative Estimates of
Marine Mammal Densities’’ in this
document and Eglin AFB’s application
for more information on density
estimates. The four marine mammal
species observed during GulfCet II aerial
surveys on the shelf that have the
potential to be present in the PSW test
area and thereby affected are: Atlantic
bottlenose dolphins (Tursiops
truncatus), Atlantic spotted dolphins
(Stenella frontalis), dwarf sperm whales
(Kogia simus), and pygmy sperm whales
(Kogia breviceps). Brief descriptions of
these species were provided in earlier
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Federal Register notices (69 FR 21816,
April 22, 2004; 70 FR 48675, August 19,
2005) and are not repeated here.
Impacts to Marine Mammals
Potential impacts to marine mammals
from the detonation of the PSWs and
SDBs include both mortality and serious
injury, as well as Level B harassment in
the form of a temporary shift in hearing
sensitivity (called temporary threshold
shift (TTS) and behavioral responses
due to TTS. Although unlikely due to
the extensive mitigation measures
proposed herein, marine mammals have
the potential to be killed or injured as
a result of a blast due to the response
of air cavities in the body, such as the
lungs and bubbles in the intestines. Any
effects would likely be most severe in
near-surface waters where the reflected
shock wave creates a region of negative
pressure called ‘‘cavitation.’’ This is a
region of near total physical trauma
within which no animals would be
expected to survive. A second criterion
used by NMFS for categorizing taking by
mortality is the onset of extensive lung
hemorrhage. Extensive lung hemorrhage
is considered to be debilitating and
thereby potentially fatal. Suffocation
caused by lung hemorrhage would
likely be the major cause of any marine
mammal death from underwater shock
waves.
For the acoustic analysis in this
document, the exploding charge is
characterized as a point source. The
impact thresholds used for marine
mammals relate to potential effects on
hearing from underwater noise from
detonations. For the explosives in
question, actual detonation heights
would range from 0 to 25 ft (7.6 m)
above the water surface. Detonation
depths would range from 0 to 80 ft (73.2
m) below the surface. To bracket the
range of possibilities, detonation
scenarios just above and below the
surface were used by Eglin AFB to
analyze bombs set to detonate on
contact with the target barge.
Potentially, the barge may interact with
the propagation of noise into the water.
However, barge effects on the
propagation of noise into the water
column cannot be determined without
in-water noise monitoring at the time of
detonation.
Potential exposure of a sensitive
species to detonation noise could
theoretically occur at the surface or at
any number of depths with differing
consequences. As a conservative
measure, a mid-depth scenario was
selected by Eglin AFB to ensure the
greatest direct path for the harassment
ranges, and to give the greatest impact
range for the injury thresholds.
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Explosive Criteria and Thresholds for
Impact of Noise on Marine Mammals
Criteria and thresholds that are the
basis of the analysis of PSW noise
impacts to cetaceans were initially used
in U.S. Navy’s environmental impact
statements (EISs) for ship shock trials of
the SEAWOLF submarine and the USS
WINSTON S. CHURCHILL vessel (DON,
1998; DON, 2001) and accepted by
NMFS as representing the best science
available (see 66 FR 22450, May 4,
2001). With a single exception
mentioned in this document, NMFS
believes that the criteria developed for
the shock trials represent the best
science available. The following
sections summarize the information
contained in those actions.
Criteria and Thresholds: Lethality
The criterion for mortality for marine
mammals used in the CHURCHILL Final
EIS is ’onset of severe lung injury.’ This
is conservative in that it corresponds to
a 1 percent chance of mortal injury, and
yet any animal experiencing onset
severe lung injury is counted as a lethal
take. The threshold is stated in terms of
the Goertner (1982) modified positive
impulse with value ‘‘indexed to 31 psims.’’ Since the Goertner approach
depends on propagation, source/animal
depths, and animal mass in a complex
way, the actual impulse value
corresponding to the 31–psi-ms index is
a complicated calculation. The acoustic
threshold is derived from:
I1% = 42.9 (M/34)1/3 psi-ms,
where M is animal mass in kg. Again,
to be conservative, CHURCHILL used
the mass of a calf dolphin (at 12.2 kg),
so that the threshold index is 30.5 psims.
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Criteria and Thresholds: Injury (Level A
Harassment)
Non-lethal injurious impacts are
defined in this document as eardrum
rupture (i.e., tympanic-membrane (TM)
rupture) and the onset of slight lung
injury. These are considered indicative
of the onset of injury. The threshold for
TM rupture corresponds to a 50 percent
rate of rupture (i.e., 50 percent of
animals exposed to the level are
expected to suffer TM rupture); this is
stated in terms of an EFD value of 1.17
in-lb/in2, which is about 205 dB re 1
microPa2–s. (Note: EFD is the time
integral of the squared pressure divided
by the impedance in values of dB re 1
microPa2–s.) This recognizes that TM
rupture is not necessarily a lifethreatening injury, but is a useful index
of possible injury that is well-correlated
with measures of permanent hearing
impairment (e.g., Ketten (1998)
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14:08 Nov 22, 2006
Jkt 211001
indicates a 30 percent incidence of
permanent threshold shift (PTS) at the
same threshold).
Criteria and Thresholds: Non-injurious
Impacts (Level B Harassment)
Marine mammals may also be
harassed due to noise from PSW
missions involving high explosive
detonations in the EGTTR. The
CHURCHILL criterion for non-injurious
harassment from detonations, as
established through NMFS’ incidental
take rulemaking (see 66 FR 22450, May
4, 2001), is temporary (auditory)
threshold shift (TTS), which is a slight,
recoverable loss of hearing sensitivity
(DoN, 2001). The criterion for TTS used
in this document is 182 dB re 1
microPa2–s maximum EFD level in any
1/3–octave band at frequencies above
100 Hz for all toothed whales (e.g.,
sperm whales, beaked whales,
dolphins). (Note: 1/3–octave band is the
EFD in a 1/3–octave frequency band; the
1/3 octave selected is the hearing range
at which the affected species’ hearing is
believed to be most sensitive.) A 1/3–
octave band above 10 Hz is used for
impact assessments on all baleen
whales, but those species do not inhabit
the affected environment of this project.
The CHURCHILL rulemaking also
established a second criterion for
estimating TTS threshold: 12 psi. The
appropriate application of this second
TTS criterion is currently under debate,
as this 12–psi criterion was originally
established for estimating the impact of
a 10,000–lb (4536–kg) explosive to be
employed for the Navy’s shock trial. It
was introduced to provide a more
conservative safety zone for TTS when
the explosive or the animal approaches
the sea surface (for which cases the
explosive energy is reduced but the
peak pressure is not).
For large explosives (2000 to 10,000
lbs (907–4536 kg)) and the explosives
and/or the mammals not too close to the
surface, the TTS impact zones for these
two TTS criteria are approximately the
same. However, for small detonations,
some acousticians contend the ranges
for the two TTS thresholds may be quite
different, with ranges for the peak
pressure threshold several times greater
than those for energy. In its application,
Eglin AFB endorsed an approach,
currently being developed by the Navy,
for appropriately ‘‘scaling’’ the peak
pressure threshold, in order to more
accurately estimate TTS for small shots
while preserving the safety feature
provided by the peak pressure
threshold. As such, in its application,
Eglin AFB requested the energy-based
criterion for TTS, 182 dB re 1 microPa2–
s (maximum EFD level in any 1/3–
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67815
octave band), be used alone to
conservatively estimate the zone in
which non-injurious (Level B)
harassment of marine mammals may
occur. NMFS acousticians have
reviewed the scientific basis for this
proposal and agree, in part, with the
statements made by Eglin AFB that the
pressure criterion of 12 psi is not fully
supportable for small charges or when
either the charge or the recipient are at
the surface. The model used in
CHURCHILL assumed the detonation
occurred in deep water with the charge
placed below 318 ft (100 m) in depth,
and that the bottom depth is at least 20
times the detonation depth. In contrast,
in PSW missions, both the detonation
and the recipient will be near the
surface in relatively shallow water.
Therefore, although this issue remains
under review by NMFS and the Navy for
future Navy actions involving small net
weight explosives, as an interim
criterion for this rule and LOAs, NMFS
is adopting the experimental findings of
Finneran et al. (2002) that TTS can be
induced at a pressure level of 23 psi (at
least in belugas). As explained here, this
is considered conservative since a 23–
psi pressure level was below the level
that induced TTS in bottlenose
dolphins.
Finneran et al. (2000; as described in
Finneran et al. (2002)) conducted a
study designed to measure masked TTS
(MTTS) in bottlenose dolphins and
belugas exposed to single underwater
impulses. This study used an
‘‘explosion simulator’’ (ES) to generate
impulsive sounds with pressure
waveforms resembling those produced
by distant underwater explosions. No
substantial (i.e., 6 dB or larger)
threshold shifts were observed in any of
the subjects (two bottlenose dolphins
and 1 beluga) at the highest received
level produced by the ES:
approximately 70 kPa (10 psi) peak
pressure, 221 dB re re 1 micro Pa peakto-peak (pk-pk) pressure, and 179 dB re
1 microPa2–s total EFD. In Finneran et
al. (2002), a watergun was substituted
for the ES because it is capable of
producing impulses with higher peak
pressures and total energy fluxes than
the pressure waveforms produced using
the ES. It was also preferable to other
seismic sources because its impulses
contain more energy at higher
frequencies, where odontocete hearing
thresholds are relatively low (i.e., more
sensitive). Hearing thresholds were
measured at 0.4, 4 and 30 kHz. MTTSs
of 7 and 6 dB were observed in the
beluga at 0.4 and 30 kHz, respectively,
approximately 2 minutes following
exposure to single impulses with peak
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Federal Register / Vol. 71, No. 226 / Friday, November 24, 2006 / Rules and Regulations
pressures of 160 kPa (23 psi), pk-pk
pressures of 226 dB re 1 microPa, and
total EFD of 186 dB re 1 microPa2–s.
Thresholds returned to within 2 dB of
the pre-exposure value approximately 4
minutes post exposure. No MTTS was
observed in the single bottlenose
dolphin tested at the highest exposure
conditions: peak pressure of 207 kPa (30
psi), 228 dB re 1 microPa pk-pk
pressure, and 188 dB re 1 microPa2–s
total energy flux. Therefore, until more
scientific information is obtained,
NMFS has determined that the pressure
criterion for small explosions can be
amended from 12 psi to 23 psi. At this
time, NMFS believes that setting the
pressure metric of the dual explosive
criteria at 23 psi is conservative, while
setting the pressure metric at a higher
level has not been scientifically
validated at this time. Table 1 illustrates
estimated zones of impact for potential
mortality (31 psi-ms), Level A
harassment (injury; 205 dB EFDL) and
Level B harassment (TTS; 182 dB EFDL/
23 psi).
TABLE 1. ZONES OF IMPACT FOR UNDERWATER EXPLOSIONS (MID-DEPTH ANIMAL).
NEW (TNT in lb)
Depth or Height of
Explosion (m)
Ranges for 31 psi -ms
(m)
Ranges for EFDL
>205 dB (m)
Ranges for 182 dB
EFDL in 1/3-Octave
Band/ 23 psi(m)
Single SDB
48
1.5
7.6
n/a
n/a
12
12
447
447
Double SDB
96
1.5
7.6
n/a
n/a
16
17
550
550
Single JASSM
300
0.3
>6.1
75
320
170
550
770
2490
Single SDB
48
1.5
7.6
n/a
n/a
12
12
471
471
Double SDB
96
1.5
7.6
n/a
n/a
16
16
594
594
Single JASSM
300
0.3
>6.1
75
320
170
590
871
3250
Ordnance
Summer
Winter
Criteria and Thresholds: Behavioral
Modification (Sub-TTS)
No strictly sub-TTS behavioral
responses (i.e., Level B harassment) are
anticipated with the JASSM and SBD
test activities because there are no
successive detonations (the 2 SBD
explosions occur almost
simultaneously) which could provide
causation for a behavioral disruption
rising to the level of a significant
alteration or abandonment of behavioral
patterns without also causing TTS. Also,
repetitive exposures (below TTS) to the
same resident animals are highly
unlikely due to the infrequent JASSM
and SBD test events, the potential
variability in target locations, and the
continuous movement of marine
mammals in the northern GOM.
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Incidental Take Estimates
For Eglin AFB’s PSW exercises, three
key sources of information are necessary
for estimating potential take levels from
noise on marine mammals: (1) The
zones of influence (ZOIs) for noise
exposure; (2) The number of distinct
firing or test events; and (3) the density
of animals that potentially reside within
a ZOI.
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Jkt 211001
Noise ZOIs were calculated for depth
detonation scenarios of 1 ft (0.3 m) and
20 ft (6.1 m) for lethality and for
harassment (both Level A and Level B).
To estimate the number of potential
‘‘takes’’ or animals affected, the adjusted
data on cetacean population information
from ship and aerial surveys were
applied to the various ZOIs.
Table 1 in this document gives the
estimated ZOI ranges for various
explosive weights for summer and
wintertime scenarios for JASSM and
SDB. For example, for JASSM, the
range, in winter, extends to 320 m (1050
ft), 590 m (1936 ft) and 3250 m (10663
ft) for potential mortality (31 psi-ms),
injury (205 dB re 1 microPa2-s) and TTS
(182 dB re 1 microPa2–s/23 psi zones),
respectively. SDB scenarios are for in-air
detonations at heights of 1.5 m (5 ft) and
7.6 m (25 ft) during both seasons
(whichever criterion provides the largest
zone is used for calculating potential
impacts). JASSM detonations were
modeled for near- surface (i.e., 1–ft (0.3–
m) depth) and below-surface (>20–ft
depth (>6.1 m)). To account for
‘‘double’’ (2 nearly simultaneous)
events, the charge weights are added
(doubled) when modeling for the
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determination of energy estimates (since
energy is proportional to weight).
Pressure estimates only utilize the
single charge weights for these
estimates.
Applying the lethality (31 psi) and
harassment (205 and 182 dB EFDL)
impact ranges shown in Table 1 to the
calculated species densities (in Table 3–
1 in Eglin AFB’s application), the
number of animals potentially occurring
within the various ZOIs without
implementation of mitigation was
estimated. These results are presented
in Tables 2 and 3 in this document. In
summary, without any mitigation, a
small possibility exists for one
bottlenose and one Atlantic spotted
dolphin to be exposed to blast levels
sufficient to cause mortality.
Additionally, less than 2 cetaceans
might be exposed to noise levels
sufficient to induce Level A harassment
(injury) (205 dB re 1 microPa2–s)
annually, and as few as 31 or as many
as 52 cetaceans (depending on the
season and water depth) could
potentially be exposed (annually) to
noise levels sufficient to induce Level B
harassment in the form of TTS (182 dB
re 1 microPa2–s/23 psi). While none of
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these impact estimates consider the
proposed mitigation measures that will
be employed by Eglin AFB to minimize
potential impacts to protected species,
NMFS proposes to authorize Eglin AFB
to lethally take one marine mammal, 2
marine mammals by Level A
harassment, and up to 53 marine
mammals by Level B harassment (TTS)
annually. The proposed mitigation
67817
measures described later in this
document are anticipated to reduce
potential impacts to marine mammals,
in both numbers and degree of severity.
TABLE 2. MARINE MAMMAL DENSITIES AND RISK ESTIMATES FOR LETHALITY (31 PSI) NOISE EXPOSURE FOR ALL INWATER AND IN-AIR DETONATIONS
Species
Density
Number of Animals Exposed
from All In-Air and In-Water Detonations
Adjusted Number Exposed
Based on 30% Mitigation Effectiveness
Summer
Dwarf/pygmy sperm whale
0.013
0.004
0.003
Bottlenose dolphin
0.81
0.262
0.183
Atlantic spotted dolphin
0.677
0.219
0.153
T. truncatus/S. frontalis
0.053
0.017
0.012
0.502
0.351
TOTAL
Winter
Dwarf/pygmy sperm whale
0.013
0.004
0.003
Bottlenose dolphin
0.81
0.262
0.183
Atlantic spotted dolphin
0.677
0.219
0.153
T. truncatus/S. frontalis
0.053
0.017
0.012
0.502
0.351
TOTAL
TABLE 3. MARINE MAMMAL DENSITIES AND RISK ESTIMATES FOR LEVEL A HARASSMENT (205 DB EFD 1/3-OCTAVE
BAND) NOISE EXPOSURE FOR ALL IN-WATER AND IN-AIR DETONATIONS
Species
Density
Number of Animals Exposed
from All In-Air and In-Water Detonations
Adjusted Number Exposed
Based on 30% Mitigation Effectiveness
Summer
Dwarf/pygmy sperm whale
0.013
0.014
0.010
Bottlenose dolphin
0.81
0.893
0.625
Atlantic spotted dolphin
0.677
0.747
0.523
T. truncatus/S. frontalis
0.053
0.058
0.041
1.712
1.198
TOTAL
Winter
0.013
0.014
0.010
Bottlenose dolphin
0.81
0.893
0.625
Atlantic spotted dolphin
0.677
0.747
0.523
T. truncatus/S. frontalis
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Dwarf/pygmy sperm whale
0.053
0.058
0.041
1.712
1.198
TOTAL
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Federal Register / Vol. 71, No. 226 / Friday, November 24, 2006 / Rules and Regulations
TABLE 4. MARINE MAMMAL DENSITIES AND COMBINED RISK ESTIMATES FOR THE 23 PSI PEAK PRESSURE AND THE 182
DB EFD 1/3-OCTAVE BAND LEVEL B HARASSMENT METRICS FOR ALL IN-WATER AND IN-AIR DETONATIONS
Species
Density
Number of Animals Exposed
from All In-Air and In-Water Detonations
Adjusted Number Exposed
Based on 30% Mitigation Effectiveness
Summer
Dwarf/pygmy sperm whale
0.013
0.26
0.182
Bottlenose dolphin
0.81
16.209
11.3463
Atlantic spotted dolphin
0.677
13.547
9.4829
T. truncatus/S. frontalis
0.053
1.061
0.7427
31.076
21.7532
TOTAL
Winter
Dwarf/pygmy sperm whale
0.013
0.44
0.308
Bottlenose dolphin
0.81
27.387
19.1709
Atlantic spotted dolphin
0.677
22.89
16.023
T. truncatus/S. frontalis
0.053
1.792
1.2544
52.509
36.7563
TOTAL
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Mitigation and Monitoring
Eglin AFB is required to establish and
survey relevant ZOIs and buffer zones
around a planned detonation site. The
ZOI for the JASSM will be a radius of
2.0 nm (3.7 km) around the detonation
site and the buffer zone will be
established at a 1.0–nm (1.85–km)
radius outside the safety zone. The ZOI
for the SDB will be a radius of 5–10 nm
(9.3–18.5 km) depending upon weight of
the explosive and the buffer zone will
be established at a 2.5 - 5 nm (4.6 -18.5
km) radius outside the SDB ZOI. Prior
to the planned detonation, trained
marine mammal observers (MMOs)
aboard aircraft will survey (visually
monitor) the ZOI and buffer area, a very
effective method for detecting cetaceans.
The aircraft/helicopters will fly
approximately 500 ft (152 m) above the
sea surface to allow observers to scan a
large distance. In addition, trained
MMOs aboard surface support vessels
will conduct ship-based monitoring for
non-participating vessels as well as
protected species. Using 25X power
‘‘Big-eye’’ binoculars, surface
observation would be effective out to
several kilometers.
Weather that supports the ability to
sight marine life is required to
effectively mitigate impacts on marine
life (DON, 1998). Wind, visibility, and
surface conditions in the GOM are the
most critical factors affecting mitigation
operations. Higher winds typically
increase wave height and create ‘‘white
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cap’’ conditions, both of which limit an
MMO’s ability to locate surfacing
marine mammals. Therefore, PSW
missions would be delayed if the
Beaufort scale sea state is greater than
3.5.
Visibility is also a critical factor for
flight safety issues. A minimum ceiling
of 305 m (1000 ft) and visibility of 5.6
km (3 nm) is required to support
mitigation and safety-of-flight concerns
(DON, 2001).
Aerial Survey/Monitoring Team
Eglin AFB will complete an aerial
survey before each mission and train
personnel to conduct aerial surveys for
protected species. The aerial survey/
monitoring team would consist of two
MMOs. Aircraft provide a preferable
viewing platform for detection of
protected marine species. Each aerial
MMO will be experienced in marine
mammal surveying and familiar with
species that may occur in the area. Each
aircraft would have a data recorder who
would be responsible for relaying the
location, the species if possible, the
direction of movement, and the number
of animals sighted. Standard line
transect aerial surveying methods, as
developed by NMFS (Blaylock and
Hoggard, 1994; Buckland et al., 1993)
would be used. Aerial MMOs are
expected to have above average to
excellent sighting conditions at sunrise
to 1.85 km (1 nm) on either side of the
aircraft within the weather limitation
noted previously. Observed marine
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mammals would be identified to the
species or the lowest possible
taxonomic level and the relative
position recorded. In order to ensure
adequate daylight for pre- and postmission monitoring, the mission activity
would occur no earlier than 2 hours
after sunrise and no later than 2 hours
prior to sunset.
Shipboard Monitoring Team
Eglin AFB will conduct shipboard
monitoring to reduce impacts to
protected species. The monitoring
would be staged from the highest point
possible on a mission ship. MMOs
would be familiar with the protected
resources (marine mammals/sea turtles)
of the area. The MMOs on the vessel
must be equipped with optical
equipment with sufficient magnification
(e.g., 25X power ‘‘Big-Eye’’ binoculars,
as these have been successfully used in
monitoring activities from ships), which
should allow the observer to sight
surfacing mammals from as far as 11.6
km (6.3 nm) and provide overlapping
coverage from the aerial team. A team
leader would be responsible for
reporting sighting locations, which
would be based on bearing and distance.
The aerial and shipboard monitoring
teams will have proper lines of
communication to avoid
communication deficiencies. The
MMOs from the aerial team and
operations vessel will have direct
communication with the lead scientist
aboard the operations vessel. The lead
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scientist will be a qualified marine
biologist familiar with marine mammal
surveys. The lead scientist reviews the
range conditions and recommends a Go/
No-Go decision to the test director. The
test director makes the final Go/No-Go
decision.
Mitigation Procedures Plan
All zones (injury, ZOI and buffer
zones) are monitored by trained MMOs.
Although unexpected, any mission may
be delayed or aborted due to technical
reasons. Actual delay times depend on
the aircraft supporting the test, test
assets, and range time. Should a
technical delay occur, all mitigation
procedures would continue and remain
in place until either the test takes place
or is canceled. The ZOI and buffer zone
around JASSM missions will be
monitored by shipboard observers from
the highest point of the vessel. Vessels
will be positioned as close to the safety
zone as allowed without infringing on
the missile flight corridor. The SDB has
many mission profiles and does not
have a flight termination system;
therefore, the safety buffer zone may be
quite large (5–10 nm radius (9.3–18.5
km)).
PSW mitigation must be regulated by
Air Force safety parameters (pers.
comm. Monteith and Nowers, 2004) to
67819
ensure personnel safety. Therefore, in
compliance with AF safety parameters
and the constraints on mitigation under
the MMPA, as amended by the NDAA,
marine mammal mitigation effectiveness
may be reduced for some missions due
to mandatory safety buffers which limit
the time and type of marine mammal
mitigation. Even though mitigation may
be limited for PSW and SDB missions,
all SDB detonations are above the water
surface (5–25 ft (1.5–7.6 m) above the
surface) and of much smaller net
explosive weight than JASSM. Table 5
describes safety zones and clearance
times for JASSM and SDB missions
(time in minutes).
TABLE 5. SAFETY ZONE MONITORING TIME FRAMES AND EFFECTIVENESS
Flight Time
JASSM
SDB
Safety Clearance
Time for Vessels
before Launch
Safety Clearance
Time for Aircraft
before Launch
Total Time of Vessel Safety Clearance before Detonation
Total Time of Aircraft Safety Clearance before Detonation
Human Safety
Area
:30 - 1 hr
:30
:15
1:30
1:15
2 NM
:20
:60
:30
1:20
:50
5-10 NM
Stepwise mitigation and monitoring
procedures for PSW missions are
outlined here.
Pre-mission Monitoring
The purposes of pre-mission
monitoring are to (1) evaluate the test
site for environmental suitability of the
mission (e.g., relatively low numbers of
marine mammals and turtles, few or no
patches of Sargassum, etc.) and (2)
verify that the ZOI is free of visually
detectable marine mammals. On the
morning of the test, the lead scientist
would confirm that the test sites can
still support the mission and that the
weather is adequate to support
mitigation.
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Five Hours Prior to Mission Launch:
Approximately 5 hours prior to
mission launch, or at daybreak, the
appropriate vessel(s) would be on-site in
the primary test site near the location of
the earliest planned mission point.
MMOs onboard the vessel will assess
the suitability of the test site, based on
visual observation of marine mammals,
and overall environmental conditions
(visibility, sea state, etc.). This
information will be relayed to the lead
scientist.
Three Hours Prior to Mission Launch:
Approximately three hours prior to
mission launch, aerial monitoring
would commence within the test site to
evaluate the test site for environmental
suitability. Evaluation of the entire test
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site would take approximately 1 to 1.5
hours. Shipboard MMOs would monitor
the ‘‘ZOI’’ and buffer zone, and the lead
scientist would enter all marine
mammals sightings, including the time
of sighting and the direction of travel,
into a marine animal tracking and
sighting database. The aerial monitoring
team would begin monitoring the ZOI
and buffer zone around the target area.
The shipboard monitoring team would
combine with the aerial team to monitor
the area immediately around the
mission area including both the ZOI and
buffer zone.
One to 1.5 Hours Prior to Mission
Launch
As noted in Table 5 and depending
upon the mission, aerial and shipboard
viewers would be instructed to leave the
area and remain outside the human
personnel safety area (over 2 nm (3.7
km) from impact for JASSM and 5–10
nm (9.3–18.5 km) for SDB). The aerial
team would report all marine animals
spotted and their directions of travel to
the lead scientist onboard the vessel.
The shipboard monitoring team would
continue searching the buffer zone for
protected species as it leaves. The
aircraft will leave the area and land on
base. The surface vessels will stay on
the outside of the human personnel
safety area (5–10 nm for SDB and 2 nm
for JASSM) until after detonation.
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Fifteen Minutes Prior to Launch and Go/
No-Go Decision Process
Visual monitoring from surface
vessels outside the human personnel
safety zone would continue to
document any animals that may have
gone undetected during the past two
hours and track animals moving in the
direction of the detonation area.
The lead scientist would plot and
record sightings and bearing for all
marine animals detected. This would
depict animal sightings relative to the
mission area. The lead scientist would
have the authority to declare the range
fouled and recommend a hold until
monitoring indicates that the ZOI is and
will remain clear of detectable animals.
The mission would be postponed if:
(1) Any marine mammal is visually
detected within the relevant ZOI (see
Table 1) prior to mission launch. The
delay would continue until the marine
mammal that caused the postponement
is confirmed to be outside of the ZOI
due to the animal moving out of the
range, and
(2) Any marine mammal is detected in
the buffer zone and cannot be
subsequently re-sighted. The mission
would not continue until the last
verified location is outside of the ZOI
and the animal is moving away from the
mission area.
In the event of a postponement, premission monitoring would continue as
long as weather and daylight hours
allow. Aerial monitoring is limited by
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fuel and the on-station time of the
monitoring aircraft. If a live warhead
failed to explode operations would
attempt to recognize and solve the
problem while continuing with all
mitigation measures in place. The
probability of this occurring is very
remote but does exist. Should a weapon
fail to explode, the activity sponsor
would attempt to identify the problem
and detonate the charge with all marine
mammal mitigation measures in place
as described. If a live warhead fails to
explode the weapon is rendered safe
after 15 minutes. The feasibility and
practicality of recovering the warhead
will be evaluated on a case-by-case
basis. If at all feasible, the warhead will
be recovered.
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Launch to Impact
Visual monitoring from vessels would
continue to survey the ZOI and
surrounding buffer zone and track
animals moving in the direction of the
impact area. The lead scientist would
continue to plot and record sightings
and bearing for all marine animals
detected. This will depict animal
sightings relative to the impact area.
Due to economic costs of testing ($2
million per test) and the practical
considerations (in-air destruction of the
missile), NMFS is not proposing to
require Eglin AFB to terminate an inflight missile or bomb due to sighting of
a protected species.
Post-mission monitoring
Post-mission monitoring is designed
to gauge the effectiveness of pre-mission
mitigation by reporting any sightings of
dead or injured marine mammals. Postdetonation monitoring via shipboard
surveyors would commence
immediately following each detonation;
no aerial surveys would be conducted
during this monitoring stage. The
vessels will move into the ZOI from
outside the safety zone and continue
monitoring for at least two hours,
concentrating on the area down current
of the test site.
Although it is highly unlikely that
marine mammals will be killed or
seriously injured by this activity, any
marine mammals killed by an explosion
would likely suffer lung rupture, which
would cause them to float to the surface
immediately due to air in the blood
stream. Any animals that are not killed
instantly but are mortally wounded
would likely resurface within a few
days, though this would depend on the
size and type of animal, fat stores,
depth, and water temperature (DON,
2001). The monitoring team would
attempt to document any marine
mammals or turtles that are killed or
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injured as a result of the test and, if
practicable, recover and examine any
dead animals. The species, number,
location, and behavior of any animals
observed by the observation teams
would be documented and reported to
the lead scientist.
Post-mission monitoring activities
include coordination with marine
animal stranding networks. NMFS
maintains stranding networks along
coasts to collect and circulate
information about marine mammal
standings. Local coordinators report
stranding data to state and regional
coordinators. Any observed dead or
injured marine mammals would be
reported to the appropriate coordinator.
Summary of Mitigation Plan
The PSW test will be postponed if any
human safety concerns arise, protected
species are sighted within the ZOI, any
protected species is detected in the
buffer zone and subsequently cannot be
reacquired, or a marine mammal is
moving into the ZOI from the buffer
zone. The delay would continue until
the marine mammal that caused the
postponement is confirmed to be
outside of the ZOI due to the animal
swimming out of the range.
Avoidance of impacts to pods of
cetaceans will most likely be realized
through these measures since groups of
dolphins are relatively easy to spot with
the survey distances and methods that
will be employed. Typically solitary
marine mammals such as dwarf/pygmy
sperm whales, while more challenging
to detect, will also be afforded
substantial protection through pre-test
monitoring.
The safety vessels would conduct
post-mission monitoring for two hours
after each mission. The monitoring team
would document any marine mammals
or turtles observed dead or injured and,
if practicable, recover and examine any
dead animals.
Conservative Estimates of Marine
Mammal Densities
Conservative mathematical
calculations and conservative density
estimates can serve as a technique for
making conservative ‘‘take’’ estimates.
Marine mammal densities used to
calculate takes were based on the most
current and comprehensive GOM
surveys available (GulfCet II). The
densities are adjusted for the time the
animals are submerged, and further
adjusted by applying standard
deviations to provide an approximately
99 percent confidence level. As an
example, the density estimates for
bottlenose dolphins range from 0.06 to
0.15 animals/km2 in GulfCet II aerial
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Fmt 4700
Sfmt 4700
surveys of the shelf and slope. However,
the final adjusted density used in take
calculations is 0.81 animals/km2.
Reporting
NMFS is requiring Eglin AFB to
submit an annual report on the results
of the monitoring requirements. This
annual report will be due within 30
days prior to the expiration of the
current LOA. This report will then be
used by NMFS to determine whether
incidental takings by Eglin AFB from
this activity continue to have a
negligible impact on affected species
and stocks of marine mammals. This
report will include a discussion on the
effectiveness of the mitigation in
addition to the following information:
(1) date and time of each of the
detonations; (2) a detailed description of
the pre-test and post-test activities
related to mitigating and monitoring the
effects of explosives detonation on
marine mammals and marine mammal
populations; (3) the results of the
monitoring program, including numbers
by species/stock of any marine
mammals noted injured or dead,
presumably as a result of the detonation
and numbers that may have been
harassed due to undetected presence
within the ZOI (NMFS and Eglin AFB
presume that if an area is determined to
be clear of marine mammals and later,
during post-event monitoring, marine
mammals are found in the area, those
marine mammals will be considered
‘‘taken’’); and (4) results of coordination
with coastal marine mammal stranding
networks.
Research
Although Eglin AFB does not
currently conduct independent Air
Force monitoring efforts, Eglin AFB’s
Natural Resources Branch does
participate in marine animal tagging and
monitoring programs led by other
agencies. The Natural Resources Branch
also supports participation in annual
surveys of marine mammals in the GOM
with NMFS. From 1999 to 2002, Eglin
AFB’s Natural Resources Branch
participated in summer cetacean
monitoring and research opportunities
through a contract representative. The
contractor participated in visual surveys
in 1999 for cetaceans in GOM,
photographic identification of sperm
whales in the northeastern Gulf in 2001,
and served as a visual observer during
the 2000 Sperm Whale Pilot Study and
the 2002 sperm whale Satellite-tag (Stag) cruise. Support for these research
efforts is anticipated to continue.
Eglin AFB utilizes marine mammal
stranding information to ascertain the
effectiveness of its mitigation measures
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for offshore activities. Stranding data is
collected and maintained for the Florida
panhandle and Gulf-wide areas. This is
undertaken through the establishment
and maintenance of contacts with local,
state, and regional stranding networks.
Eglin AFB assists with stranding data
collection by maintaining its own team
of stranding personnel. In addition to
simply collecting stranding data,
various analyses are performed.
Stranding events are tracked by year,
season, and NMFS statistical zone, both
Gulf-wide and on the coastline in
proximity to Eglin AFB. Stranding data
is combined with records of EGTTR
mission activity in each water range and
analyzed for any possible correlation. In
addition to being used as a measure of
the effectiveness of mission mitigation,
stranding data can yield insight into the
species composition of cetaceans in the
region.
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Endangered Species Act (ESA)
NMFS issued a biological opinion
regarding the effects of Eglin AFB’s PSW
activity on ESA-listed species and
critical habitat under the jurisdiction of
NMFS. That biological opinion
concluded that Eglin AFB’s PSW
activity is not likely to jeopardize the
continued existence of listed species or
result in the destruction or adverse
modification of critical habitat. On
August 11, 2005, NMFS determined that
issuance of an annual authorization
under section 101(a)(5) of the MMPA to
Eglin AFB for this activity will not have
effects beyond what was analyzed in
2004 in the Biological Opinion. NMFS
has also determined that the issuance of
up to 5 LOAs to Eglin AFB under these
regulations (if implemented) would not
have effects beyond what was analyzed
in the 2004 Biological Opinion. A copy
of the Biological Opinion is available
upon request (see ADDRESSES).
National Environmental Policy Act
(NEPA)
In December, 2003, Eglin AFB
released a Draft PEA on the PSW
activity. On April 22, 2004 (69 FR
21816), NMFS noted that Eglin AFB had
prepared a Draft PEA for PSW activities
and made this PEA available upon
request. Eglin AFB updated the
information in that PEA and issued a
Final PEA and a Finding of No
Significant Impact (FONSI) on the PSW
activities.
In accordance with NOAA
Administrative Order 216–6
(Environmental Review Procedures for
Implementing the National
Environmental Policy Act, May 20,
1999), NMFS has reviewed the
information contained in Eglin AFB’s
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14:08 Nov 22, 2006
Jkt 211001
Final PEA and determined that the Eglin
AFB’s PEA accurately and completely
describes the preferred action
alternative, a reasonable range of
alternatives, and the potential impacts
on marine mammals, endangered
species, and other marine life that could
be impacted by the preferred and nonpreferred alternatives. Based on this
review and analysis, NMFS adopted
Eglin AFB’s PEA under 40 CFR 1506.3
and, on July 25, 2005, made its own
FONSI statement on issuance of an
annual authorization under section
101(a)(5) of the MMPA. As the impacts
on the human environment by issuance
of this rulemaking and annual LOAs to
Eglin AFB are not substantially different
from the action analyzed in Eglin’s PEA
and NMFS’ July 25, 2005 FONSI and as
no incremental change would occur
under this new authority, NMFS has
determined that it is not necessary to
issue a new EA, a supplemental EA or
an environmental impact statement for
the issuance of an LOA to Eglin AFB to
take marine mammals incidental to this
activity. A copy of NMFS’ July 25, 2006,
FONSI for this activity is available upon
request (see ADDRESSES). A paper copy
of the Eglin AFB Programmatic EA for
this activity is available by contacting
either Eglin AFB or NMFS (see
ADDRESSES).
Determinations
NMFS has determined that, based on
the information provided in Eglin AFB’s
application, the Final PEA and this
document, the total taking of marine
mammals by PSW activities will have a
negligible impact on the affected species
or stocks over the 5–year period of take
authorizations. While no take by serious
injury or death is anticipated during this
period, limited mortality is proposed to
be authorized in the event that the
extensive mitigation measures are not
totally successful. However, even if
serious injury or mortality were to
occur, the total taking still would have
no more than a negligible impact on the
affected marine mammal species or
stocks.
In addition, the potential for
temporary or permanent hearing
impairment is low and will have the
least practicable adverse impact on the
affected species or stocks through the
incorporation of the mitigation
measures mentioned in this document.
The information contained in Eglin
AFB’s EA and incidental take
application support NMFS’ finding that
impacts will be mitigated by:
(1)implementation of a conservative
safety range for marine mammal
exclusion; (2) incorporation of aerial
and shipboard survey monitoring efforts
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67821
in the program both prior to and after
detonation of explosives; and (3) delay/
postponement/cancellation of
detonations whenever marine mammals
or other specified protected resources
are either detected within the safety
zone or may enter the safety zone at the
time of detonation or if weather and sea
conditions preclude adequate aerial
surveillance. Since the taking will not
result in more than the incidental
harassment of certain species of marine
mammals, will have only a negligible
impact on these stocks, will not have an
unmitigable adverse impact on the
availability of these stocks for
subsistence uses (as there are no known
subsistence uses of marine mammal
stocks in the GOM), and, through
implementation of required mitigation
and monitoring measures, will result in
the least practicable adverse impact on
the affected marine mammal stocks,
NMFS has determined that the
requirements of section 101(a)(5)(A) of
the MMPA have been met and this final
rule can be issued.
Changes from the Proposed Rule
Based on a public comment, these
regulations require the marine mammal
observation platform to provide
observers a platform to see a major
portion of the safety zone.
Classification
This action has been determined to be
not significant for purposes of Executive
Order 12866.
The Chief Counsel for Regulation of
the Department of Commerce certified
to the Chief Counsel for Advocacy of the
Small Business Administration during
the proposed rule stage that this action
would not have a significant economic
impact on a substantial number of small
entities. The factual basis for the
certification was published in the
proposed rule and is not repeated here.
No comments were received regarding
this certification. As a result, a
regulatory flexibility analysis was not
required and none was prepared.
List of Subjects in 50 CFR Part 216
Exports, Fish, Imports, Indians,
Labeling, Marine mammals, Penalties,
Reporting and recordkeeping
requirements, Seafood, Transportation.
Dated: November 15, 2006.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For reasons set forth in the preamble,
50 CFR part 216 is amended as follows:
I
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Federal Register / Vol. 71, No. 226 / Friday, November 24, 2006 / Rules and Regulations
PART 216—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
(Kogia simus) and pygmy sperm whale
(Kogia breviceps).
1. The authority citation for part 216
continues to read as follows:
Regulations in this subpart are
effective from December 26, 2006 until
December 27, 2011.
§ 216.251
I
Authority: 16 U.S.C. 1361 et seq.
2. Subpart V is reserved.
3. Subpart W is added to part 216 to
read as follows:
I
§ 216.252
I
Subpart W—Taking Marine Mammals
Incidental to Conducting Precision
Strike Weapon Missions in the Gulf of
Mexico
Sec.
216.250 Specified activity and specified
geographical region.
216.251 Effective dates.
216.252 Permissible methods of taking.
216.253 Prohibitions.
216.254 Mitigation.
216.255 Requirements for monitoring and
reporting.
216.256 Applications for Letters of
Authorization.
216.257 Letters of Authorization.
216.258 Renewal of Letters of
Authorization.
216.259 Modifications to Letters of
Authorization.
Subpart W—Taking Marine Mammals
Incidental to Conducting Precision
Strike Weapon Missions in the Gulf of
Mexico
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§ 216.250 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to the incidental taking of those
marine mammal species specified in
paragraph (b) of this section by U.S.
citizens engaged in U.S. Air Force
Precision Strike Weapon missions
within the Eglin Air Force Base Gulf
Test and Training Range within the
northern Gulf of Mexico. The authorized
activities as specified in a Letter of
Authorization issued under §§ 216.106
and 216.257 include, but are not limited
to, activities associated with (1) the Joint
Air-to-Surface Stand-off Missile
(JASSM) exercise for a maximum of two
live shots (single) and 4 inert shots
(single) annually and (2) the smalldiameter bomb (SDB) exercise for a
maximum of six live shots a year, with
two of the shots occurring
simultaneously and a maximum of 12
inert shots, with up to two occurring
simultaneously.
(b) The incidental take by Level A
harassment, Level B harassment, or
mortality of marine mammals under the
activity identified in this section is
limited to the following species:
Atlantic bottlenose dolphins (Tursiops
truncatus), Atlantic spotted dolphins
(Stenella frontalis), dwarf sperm whales
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14:08 Nov 22, 2006
Jkt 211001
Effective dates.
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
216.257, the Holder of the Letter of
Authorization may incidentally, but not
intentionally, take marine mammals by
Level A and Level B harassment,
including lethal take within the area
described in § 216.250(a), provided the
activity is in compliance with all terms,
conditions, and requirements of these
regulations and the appropriate Letter of
Authorization.
(b) The taking of marine mammals
under a Letter of Authorization is
limited to the species listed in
§ 216.250(b) and is limited to a total of
1 mortality, 2 takes by Level A
harassment, and 53 takes by Level B
harassment annually.
§ 216.253
Prohibitions.
Notwithstanding takings
contemplated in § 216.250 and
authorized by a Letter of Authorization
issued under §§ 216.106 and 216.257,
no person in connection with the
activities described in § 216.250 shall:
(a) Take any marine mammal not
specified in § 216.250(b);
(b) Take any marine mammal
specified in § 216.250(b) other than by
incidental, unintentional Level A or
Level B harassment or mortality;
(c) Take a marine mammal specified
in § 216.250(b) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
these regulations or a Letter of
Authorization issued under §§ 216.106
and 216.257.
§ 216.254
Mitigation.
The activity identified in § 216.250(a)
must be conducted in a manner that
minimizes, to the greatest extent
practicable, adverse impacts on marine
mammal species and stocks and their
habitats. When conducting operations
identified in § 216.250(a) under a Letter
of Authorization, the following
mitigation measures must be
implemented:
(a)(1) For the JASSM, the holder of the
Letter of Authorization must establish
and monitor a safety zone for marine
mammals with a radius of 2.0 nm (3.7
km) from the center of the detonation
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and a buffer zone with a radius of 1.0
nm (1.85 km) radius from the outer edge
of the safety zone.
(2) For the SDB, the holder of the
Letter of Authorization must establish
and monitor a safety for marine
mammals with a radius of no less than
5 nm (9.3 km) for single bombs and 10
nm (18.5 km) for double bombs and a
buffer zone from the outer edge of the
safety zone with a radius of at least 2.5
nm (4.6 km) for single bombs and 5 nm
(18.5 km) for double bombs.
(b) Prior to a JASSM or SDB launch:
(1) If any marine mammals are
observed within the designated safety
zone prescribed in condition (a)(1)
above, or within the buffer zone
prescribed in condition (a)(2) above and
it/they are on a course that will put
them within the safety zone prior to an
JASSM or SDB launch, the launch must
be delayed until all marine mammals
are no longer within the designated
safety zone.
(2) If any marine mammals are
detected in the buffer zone and
subsequently cannot be reacquired, the
mission launch will not continue until
the next verified location is outside of
the safety zone and the animal is
moving away from the mission area.
(3) If weather and/or sea conditions
preclude adequate aerial surveillance
for detecting marine mammals,
detonation must be delayed until
adequate sea conditions exist for aerial
surveillance to be undertaken. Adequate
sea conditions means the sea state does
not exceed Beaufort sea state 3.5 (i.e.,
whitecaps on 33 to 50 percent of
surface; 0.6 m (2 ft) to 0.9 m (3 ft)
waves), the visibility is 5.6 km (3 nm)
or greater, and the ceiling is 305 m
(1,000 ft) or greater.
(4) To ensure adequate daylight for
pre- and post-detonation monitoring,
mission launches may not take place
earlier than 2 hours after sunrise, and
detonations may not take place later
than 2 hours prior to sunset, or
whenever darkness or weather
conditions will preclude completion of
the post-test survey effort described in
§ 216.255.
(5) If post-detonation surveys
determine that a serious injury or lethal
take of a marine mammal has occurred,
the test procedure and the monitoring
methods must be reviewed with the
National Marine Fisheries Service and
appropriate changes must be made prior
to conducting the next mission
detonation.
(6) Mission launches must be delayed
if aerial or vessel monitoring programs
described under § 216.255 cannot be
carried out fully.
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§ 216.255 Requirements for monitoring
and reporting.
(a) The Holder of the Letter of
Authorization issued pursuant to
§§ 216.106 and 216.257 for activities
described in § 216.250(a) is required to
conduct the monitoring and reporting
measures specified in this section and
any additional monitoring measures
contained in the Letter of Authorization.
(b) The Holder of the Letter of
Authorization is required to cooperate
with the National Marine Fisheries
Service, and any other Federal, state or
local agency authorized to monitor the
impacts of the activity on marine
mammals. Unless specified otherwise in
the Letter of Authorization, the Holder
of the Letter of Authorization must
notify the Director, Office of Protected
Resources, National Marine Fisheries
Service, or designee, by letter or
telephone (301–713–2289), at least 2
weeks prior to any modification to the
activity identified in § 216.250(a) that
has the potential to result in the
mortality or Level A or Level B
harassment of marine mammals that
was not identified and addressed
previously.
(c) The Holder of this Authorization
must:
(1) Designate qualified on-site marine
mammal observers to record the effects
of mission launches on marine
mammals that inhabit the northern Gulf
of Mexico;
(2) Have on-site marine mammal
observers approved in advance by the
National Marine Fisheries Service to
conduct the mitigation, monitoring and
reporting activities specified in these
regulations and in the Letter of
Authorization issued pursuant to
§ 216.106 and § 216.257.
(3) Conduct aerial surveys to reduce
impacts on protected species. The aerial
survey/monitoring team will consist of
two experienced marine mammal
observers, approved in advance by the
Southeast Region, National Marine
Fisheries Service. The aircraft will also
have a data recorder who would be
responsible for relaying the location, the
species if possible, the direction of
movement, and the number of animals
sighted.
(4) Conduct shipboard monitoring to
reduce impacts to protected species.
Trained marine mammal observers will
conduct monitoring from the highest
point possible on each mission or
support vessel(s). The observer on the
vessel must be equipped with optical
equipment with sufficient magnification
(e.g., 25X power ‘‘Big-Eye’’ binoculars.
The marine mammal observation
platform must be of sufficient height to
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provide observers a platform to see a
major portion of the safety zone.
(d) The aerial and shipboard
monitoring teams will maintain proper
lines of communication to avoid
communication deficiencies. The
observers from the aerial team and
operations vessel will have direct
communication with the lead scientist
aboard the operations vessel.
(e) Pre-mission Monitoring:
Approximately 5 hours prior to the
mission, or at daybreak, the appropriate
vessel(s) would be on-site in the
primary test site near the location of the
earliest planned mission point.
Observers onboard the vessel will assess
the suitability of the test site, based on
visual observation of marine mammals
and overall environmental conditions
(visibility, sea state, etc.). This
information will be relayed to the lead
scientist.
(f) Three Hours Prior to Mission:
(1) Approximately three hours prior to
the mission launch, aerial monitoring
will commence within the test site to
evaluate the test site for environmental
suitability. Evaluation of the entire test
site would take approximately 1 to 1.5
hours. The aerial monitoring team will
begin monitoring the safety zone and
buffer zone around the target area.
(2) Shipboard observers will monitor
the safety and buffer zone, and the lead
scientist will enter all marine mammal
sightings, including the time of sighting
and the direction of travel, into a marine
animal tracking and sighting database.
(g) One to 1.5 Hours Prior to Mission
Launch:
(1) Depending upon the mission,
aerial and shipboard viewers will be
instructed to leave the area and remain
outside the safety area. The aerial team
will report all marine animals spotted
and their directions of travel to the lead
scientist onboard the vessel.
(2) The shipboard monitoring team
will continue searching the buffer zone
for protected species as it leaves the
safety zone. The surface vessels will
continue to monitor from outside of the
safety area until after impact.
(h) Post-mission monitoring:
(1) The vessels will move into the
safety zone from outside the safety zone
and continue monitoring for at least two
hours, concentrating on the area down
current of the test site.
(2) The Holder of the Letter of
Authorization will closely coordinate
mission launches with marine animal
stranding networks. Coordination shall
include:
(i) Pre-activity notification of a PSW
exercise; and
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67823
(ii) Post-event surveying of the Eglin
AFB shore-line in the vicinity of the
PSW exercise.
(3) The monitoring team will
document any dead or injured marine
mammals and, if practicable, recover
and examine any dead animals.
(i) Activities related to the monitoring
described in this section may include
retention of marine mammals without
the need for a separate scientific
research permit.
(j) The Holder of the Letter of
Authorization must conduct any marine
mammal research required under the
Letter of Authorization.
(k) Reporting. (1) Unless specified
otherwise in the Letter of Authorization,
the Holder of the Letter of Authorization
must submit an annual report to the
Director, Office of Protected Resources,
National Marine Fisheries Service, no
later than 30 days prior to the date of
expiration of the Letter of
Authorization. This report must contain
all information required by these
regulations and the Letter of
Authorization.
(2) The final comprehensive report on
all marine mammal monitoring and
research conducted during the period of
these regulations must be submitted to
the Director, Office of Protected
Resources, National Marine Fisheries
Service at least 240 days prior to
expiration of these regulations or 240
days after the expiration of these
regulations if new regulations will not
be requested.
§ 216.256 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
citizen (as defined at § 216.103 )
conducting the activity identified in
§ 216.250(a) must apply for and obtain
either an initial Letter of Authorization
in accordance with §§ 216.106 and
216.257 or a renewal under § 216.258.
§ 216.257
Letter of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time specified in the Letter
of Authorization, but may not to exceed
the period of validity of this subpart,
and must be renewed annually subject
to annual renewal conditions in
§ 216.258.
(b) A Letter of Authorization with a
period of validity less than the period of
this subpart may be renewed subject to
renewal conditions in § 216.258.
(c) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
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Federal Register / Vol. 71, No. 226 / Friday, November 24, 2006 / Rules and Regulations
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses; and
(3) Requirements for monitoring and
reporting incidental takes.
(d) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the species or stock
of affected marine mammals.
(e) Except for the initial Letter of
Authorization, notice of issuance or
denial of subsequent Letters of
Authorization will be published in the
Federal Register within 30 days of a
determination.
§ 216.258 Renewal of Letters of
Authorization.
cprice-sewell on PROD1PC66 with RULES
(a) A Letter of Authorization issued
under § 216.106 and § 216.257 for the
activity identified in § 216.250(a) will be
renewed annually upon:
(1) Notification to the National Marine
Fisheries Service that the activity
described in the application submitted
under § 216.256 will be undertaken and
that there will not be a substantial
modification to the described work,
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14:08 Nov 22, 2006
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mitigation or monitoring undertaken
during the upcoming 12 months;
(2) Timely receipt of the monitoring
report required under § 216.255(k), and
the Letter of Authorization, which has
been reviewed and accepted by the
National Marine Fisheries Service; and
(3) A determination by the National
Marine Fisheries Service that the
mitigation, monitoring and reporting
measures required under § 216.254,
§ 216.255, and the Letter of
Authorization issued under §§ 216.106
and 216.257, were undertaken and will
be undertaken during the upcoming
annual period of validity of a renewed
Letter of Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 216.258 indicates that a
substantial modification to the
described work, mitigation, monitoring
or research undertaken during the
upcoming season will occur, the
National Marine Fisheries Service will
provide the public a period of 30 days
for review and seek comment on:
(1) New cited information and data
that indicates that the determinations
made for promulgating these regulations
are in need of reconsideration, and
(2) Proposed changes to the
mitigation, monitoring and research
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Fmt 4700
Sfmt 4700
requirements contained in these
regulations or in the current Letter of
Authorization.
§ 216.259 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to a Letter of Authorization
issued pursuant to §§ 216.106 shall be
made until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 216.258, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 216.250(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 216.257 may be
substantively modified without prior
notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. 06–9380 Filed 11–22–06; 8:45 am]
BILLING CODE 3510–22–S
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Agencies
[Federal Register Volume 71, Number 226 (Friday, November 24, 2006)]
[Rules and Regulations]
[Pages 67810-67824]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-9380]
[[Page 67810]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 216
[Docket No. 060629183-6289-02; I.D. 022106A]
RIN 0648-AT39
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to Conducting Precision Strike Weapons Testing and Training
by Eglin Air Force Base in the Gulf of Mexico
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS, upon application from Eglin Air Force Base (Eglin AFB),
is issuing regulations to govern the unintentional takings of marine
mammals incidental to conducting Precision Strike Weapons (PSW) testing
and training in the Gulf of Mexico (GOM). Issuance of regulations and
Letters of Authorization (LOAs) under these regulations governing the
unintentional incidental takes of marine mammals in connection with
particular activities is required by the Marine Mammal Protection Act
(MMPA) when the Secretary of Commerce (Secretary), after notice and
opportunity for comment, finds, as here, that such takes will have a
negligible impact on the species and stocks of marine mammals and will
not have an unmitigable adverse impact on the availability of them for
subsistence uses. These regulations do not authorize Eglin AFB's PSW
activities as such authorization is not within the jurisdiction of the
Secretary. Rather, NMFS' regulations together with a Letter of
Authorization (LOA) authorize the unintentional incidental take of
marine mammals in connection with this activity and prescribe methods
of taking and other means of effecting the least practicable adverse
impact on marine mammal species and their habitat, and on the
availability of the species for subsistence uses.
DATES: Effective from December 26, 2006 through December 27, 2011.
ADDRESSES: A copy of the application containing a list of references
used in this document may be obtained by writing to Mr. P. Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225, by telephoning the contact
listed under FOR FURTHER INFORMATION CONTACT, or at: https://
www.nmfs.noaa.gov/pr/permits/incidental.htm
Documents cited in this rule may also be viewed, by appointment,
during regular business hours at the above address or at the Department
of the Air Force, AAC/EMSN, Natural Resources Branch, 501 DeLeon St.,
Suite 101, Eglin AFB, FL 32542-5133.
FOR FURTHER INFORMATION CONTACT: Kenneth R. Hollingshead, NMFS, 301-
713-2289, ext 128.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(5)(A) of the Marine Mammal Protection Act (16 U.S.C.
1361 et seq.) (MMPA) directs the Secretary of Commerce (Secretary) to
allow, upon request, the incidental, but not intentional taking of
marine mammals by U.S. citizens who engage in a specified activity
(other than commercial fishing) within a specified geographical region
if certain findings are made and regulations are issued.
An authorization may be granted for periods of 5 years or less if
the Secretary finds that the taking will have a negligible impact on
the species or stock(s) and will not have an unmitigable adverse impact
on the availability of the species or stock(s) for subsistence uses,
and if regulations are prescribed setting forth the permissible methods
of taking and the requirements pertaining to the mitigation, monitoring
and reporting of such taking.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.'' With respect to military readiness activities, the MMPA
defines ``harassment'' as:
(i) any act that injures or has the significant potential to
injure a marine mammal or marine mammal stock in the wild [Level A
harassment]; or (ii) any act that disturbs or is likely to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not
limited to, migration, surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral patterns are abandoned
or significantly altered [Level B harassment].
Summary of Request
On February 4, 2004, Eglin AFB submitted a request for a 1-year
Incidental Harassment Authorization(IHA) under MMPA section
101(a)(5)(D) and for an LOA (to take effect after the expiration of the
IHA), for the incidental, but not intentional taking (in the form of
noise-related harassment), of marine mammals incidental to PSW testing
within the Eglin Gulf Test and Training Range (EGTTR) for the next five
years, as authorized by section 101(a)(5) of the MMPA. The EGTTR is
described as the airspace over the GOM that is controlled by Eglin AFB,
and is also referred to as the ``Eglin Water Range.''
PSW missions involve air-to-surface impacts of two weapons, the
Joint Air-to-Surface Stand-off Missile (JASSM) AGM-158 A and B and the
small-diameter bomb (SDB) (GBU-39/B), that result in underwater
detonations of up to approximately 300 lbs (136 kg) and 96 lbs (43.5
kg, double SDB) of net explosive weight (NEW), respectively.
The JASSM is a precision cruise missile designed for launch from
outside area defenses to kill hard, medium-hard, soft, and area-type
targets. The JASSM has a range of more than 200 nautical miles (nm)
(370 kilometers (km)) and carries a 1,000-lb (453.6 kg) warhead. The
JASSM has approximately 300 lbs (136 kg) of TNT equivalent NEW. The
explosive used is AFX-757, a type of plastic bonded explosive (PBX)
formulation with higher blast characteristics and less sensitivity to
many physical effects that could trigger unwanted explosions. The JASSM
would be launched from an aircraft at altitudes greater than 25,000 ft
(7620 m). The JASSM would cruise at altitudes greater than 12,000 ft
(3658 m) for the majority of the flight profile until it makes the
terminal maneuver toward the target. The JASSM exercise involves a
maximum of two live shots (single) and 4 inert shots (single) each year
for the next 5 years. One live shot will detonate in water and one will
detonate in air. Detonation of the JASSM would occur under one of three
scenarios: (1) Detonation upon impact with the target (about 5 ft (1.5
m) above the GOM surface); (2) detonation upon impact with a barge
target at the surface of the GOM; or (3) detonation at 120 milliseconds
after contact with the surface of the GOM.
The SDB is a glide bomb. Because of its capabilities, the SDB
system is an important element of the Air Force's Global Strike Task
Force. The SDB has a range of up to 50 nm (92.6 km) and carries a
217.4-lb (98.6 kg) warhead. The SDB has approximately 48 lbs (21.7 kg)
of TNT equivalent NEW. The explosive used is AFX-757. Launch from an
aircraft would occur at altitudes greater than 15,000 ft (4572 m). The
SDB would commence a non-powered glide
[[Page 67811]]
to the intended target. The SDB exercise involves a maximum of six live
shots a year, with two of the shots occurring simultaneously, and a
maximum of 12 inert shots with up to two occurring simultaneously.
Detonation of the SDBs would occur under one of two scenarios: (1)
Detonation of one or two bombs upon impact with the target (about 5 ft
(1.5 m)above the GOM surface), or (2) a height of burst (HOB) test:
detonation of one or two bombs 10 to 25 ft (3 to 7.6 m) above the GOM
surface. No underwater detonations of the SDB are planned.
The JASSM and SDBs would be launched from B-1, B-2, B-52, F-15, F-
16, F-18, or F-117 aircraft. Chase aircraft would include F-15, F-16,
and T-38 aircraft. These aircraft would follow the test items during
captive carry and free flight but would not follow either item below a
predetermined altitude as directed by Flight Safety. Other assets on
site may include an E-9 turboprop aircraft or MH-60/53 helicopters
circling around the target location. Tanker aircraft including KC-10s
and KC-135s would also be used. A second unmanned barge may also be on
location to hold instrumentation. Targets include a platform of five
containers strapped, braced, and welded together to form a single
structure and a hopper barge, typical for transportation of grain. The
Eglin AFB action would occur in the northern GOM in the EGTTR. Targets
would be located in water less than 200 ft (61 m) deep and from 15 to
24 nm (27.8 to 44.5 km) offshore, south of Santa Rosa Island and south
of Cape San Blas Site D3-A.
On November 24, 2003, the National Defense Authorization Act for
Fiscal Year 2004 (NDAA; Public Law 108-136) became law. Included in the
NDAA were amendments to Section 101(a)(5) of the MMPA that apply where
a ``military readiness activity'' is concerned. The term ``military
readiness activity'' is defined in Public Law 107-314 (16 U.S.C. 703
note) to include all training and operations of the Armed Forces that
relate to combat; and the adequate and realistic testing of military
equipment, vehicles, weapons and sensors for proper operation and
suitability for combat use. Therefore, pursuant to section 315(b) of
the NDAA, NMFS has determined that the test and training exercises
proposed by Eglin AFB are considered to be a ``military readiness
activity.''
Comments and Responses
On August 3, 2006 (71 FR 44001), NMFS published a proposed rule to
authorize the taking of marine mammals incidental to Eglin AFB's PSW
activities. During the 30-day public comment period, comments were
received from the Marine Mammal Commission (Commission), the Humane
Society of the United States (HSUS) and a member of the public.
Comment 1: The member of the public is opposed ``to the killing and
murder of marine mammals for the testing of weapons.'' This person
recommends that these weapons be tested in other places which have
already been reduced to rubble by U.S. weapons.
Response: Section 101(a)(5)(A) of the MMPA authorizes the
incidental, but not intentional, harassment, injury, or mortality of
marine mammals provided the taking is having a negligible impact on
affected species and stocks of marine mammals, is at the lowest level
practicable (i.e., through mitigation), and monitoring and reporting of
take is conducted. As provided in this document, Eglin AFB has shown
that few or no marine mammals will be seriously injured or killed as a
result of Eglin AFB's PSW activities. As NMFS has made a determination
that this activity will have a negligible impact on marine mammals,
promulgation of these regulations and issuance of the LOA is warranted.
In addition, NMFS believes that implementation of the monitoring and
mitigation measures required in the regulations and subsequent LOAs
will be effective in minimizing or avoiding serious injury or
mortality.
Comment 2: The HSUS noted that it would be extremely helpful if the
Federal Register notice had contained a map indicating the location of
the Eglin EGTTR.
Response: NMFS posted Eglin AFB's application on its web site (see
ADDRESSES) and noted in the Federal Register how that document could be
accessed. Figure 1-1 of Eglin's application is a map indicating the
target areas proposed for PSW activities.
Comment 3: The HSUS does not understand why sperm whales are not
included for potential taking since the range map for the species in
the stock assessment report overlaps with that of both pygmy sperm
whales and dwarf sperm whales. The NMFS needs to reconsider impacts to
this endangered species.
Response: Sperm whales in the GOM are located in waters of the
continental slope, not in shallow continental shelf waters. For Eglin
AFB, the PSW targets would be located in water less than 200 ft (61 m)
deep and from 15 to 24 nm (27.8 to 44.5 km) offshore. As a result,
sperm whales will not be affected by PSW activities.
Comment 4: The HSUS notes that the FR notice does not specify the
stock(s) of bottlenose dolphins that may be impacted by the PSW
activity. The HSUS notes that given the location of the activity in
water less than 200 ft (61 m) deep and from 15 to 24 nm (27.8 to 44.5
km) offshore, the stocks most likely affected are the Northern Gulf of
Mexico Continental Shelf Stock and the Northern Gulf of Mexico Coastal
Stock. Both stocks should be considered likely to be impacted.
Response: In the proposed Federal Register notice for Eglin's PSW
activities, NMFS recommended readers reference Waring et al. (2006) for
information on potentially impacted marine mammal stocks. Waring et al
(2006) notes that the GOM Continental Shelf Stock may overlap with the
GOM coastal stocks and the GOM oceanic stock in some areas and may be
genetically indistinguishable from those stocks. To develop an average
abundance estimate, data were collected from 1998 to 2001, and survey
effort was pooled across all years. The best abundance estimate of
bottlenose dolphins for continental shelf waters was 25,320 (CV=0.26)
(Fulling et al. 2003). This estimate is considered the best estimate
because these surveys have the most complete coverage of the species'
habitat (Waring et al., 2006). The minimum population (pmin) for the
northern GOM Continental Shelf stock is 20,414 bottlenose dolphins.
Based on assumptions made by Waring et al.(2006), NMFS estimates that
the potential biological removal (PBR) for the northern GOM Continental
Shelf bottlenose dolphin stock is 204. Although no mortality has been
observed in commercial fishing, this stock may be subject to incidental
take resulting in serious injury or mortality (Waring et al., 2006).
The northern GOM coastal stock has been divided into 3 stocks:
eastern, northern and western. This stock is located from the shore (or
bays) to the 20-m (66-ft) isobath. As the northern stock is distributed
from 84[deg] West to the Mississippi River delta, PSW activities would
affect only the northern coastal stock. Portions of the coastal stocks
may co-occur with the northern GOM continental shelf stock and the bay,
sound and estuary stock, the 20-m (66-ft) isobath generally corresponds
to survey strata. The northern stock has an estimated population
abundance of 4,191 animals (CV=0.21) with a pmin of 3,518
(from estimates made in 1993). The PBR is unknown. A total of 1,377
bottlenose dolphins were found stranded in the northern GOM from 1999
through 2003. Of these, 73 or 5
[[Page 67812]]
percent showed evidence of human interactions as the cause of death
(e.g., gear entanglement, mutilation, gunshot wounds).
Comment 5: The HSUS is concerned that there have been a high number
of deaths of bottlenose dolphins along the Florida Panhandle (and the
most heavily impacted stocks have not yet been identified). The
relatively high number of bottlenose dolphin deaths that have occurred
since 1990 raises a concern that not only are some of the stocks
stressed, but they may even be in decline. Adding additional impacts
from acoustic or physical trauma is something the stocks can ill
afford.
Response: Waring et al. (2006) describe several potential causes
for impacts to bottlenose dolphin stocks in the GOM. These include the
potential for takes in commercial fishing, disease and shootings.
However, because Eglin AFB's PSW activities will take place only a few
times a year, with no serious injury or mortality expected, Eglin's
activities are unlikely to add to existing mortality levels. In
addition, NMFS believes that impacts to bottlenose dolphins, and other
marine mammals, will be minimized or avoided through implementation of
the required mitigation and monitoring requirements. As a result, NMFS
does not believe that authorizing the taking of bottlenose dolphins by
Level B harassment will have more than a negligible impact on the
affected dolphin stocks.
Comment 6: The HSUS notes that NMFS has also considered a proposal
by Eglin to conduct assault exercises that may also affect this
bottlenose dolphin stock and cumulative impacts are not addressed.
Response: NMFS has made determinations of negligible impact and
issued IHAs to Eglin AFB for the taking of marine mammals incidental to
air-to-surface gunnery exercises (71 FR 27695, May 12, 2006), naval
explosive ordnance exercises at Santa Rosa Island (70 FR 51341, August
30, 2005; 71 FR 35870, June 22, 2006) and previously for the PSW
activity (70 FR 48675, August 19, 2005). Cumulative impacts from Eglin
AFB's military activities on bottlenose dolphins (and other marine
mammals) in addition to cumulative impacts from shipping, oil and gas
exploration and production and commercial fishing on marine mammals
have been addressed in several PEAs developed for Eglin AFB activities
and adopted by NMFS for those IHAs mentioned above. Findings of No
Significant Impact (FONSIs) have been made by Eglin AFB and NMFS as a
result of those environmental studies. In contrast to the potential
serious injury and mortality from commercial fishing and ship strikes,
and Level B harassment from oil and gas seismic exploration, NMFS
believes that the cumulative impact from Eglin AFB's PSW exercises is
expected to be negligible. For Eglin AFB, cumulative impacts on marine
mammals from all activities indicate that no marine mammals would be
killed during a single year of activities, that 6 dolphins may be
injured and 480 dolphins may be harassed annually. Additionally, NMFS
anticipates that with the required mitigation measures, these numbers
will be lower.
Comment 7: The Commission recommends NMFS grant the requested
authorizations provided that Eglin AFB conduct all practicable
monitoring and mitigation measures to afford the potentially affected
marine mammal species adequate protection from serious and lethal
injury.
Response: The monitoring effort for PSW is similar to that used in
previous ship-shock actions wherein detonations of 10,000 lbs (4536 kg)
were used without any serious injury or mortality being detected during
extensive follow-up monitoring. Eglin AFB has calculated the potential
for a marine mammal to be seriously injured or killed as a result of
PSW activities (see Tables 2,3 and 4 later in this document). As noted,
while it is unlikely that a marine mammal will be seriously injured or
killed, a small potential exists that a marine mammal may be missed
during the aerial and vessel monitoring program.
Comment 8: The HSUS notes that post-mission monitoring will be
conducted by vessels only, which will roam the area for 2 hours. In
order to determine impact from exercises, this post-exercise monitoring
relies on animals floating immediately or resurfacing within a few
days, if mortally wounded; and then being found by cooperating
stranding networks. The HSUS notes that stranding networks do not
regularly survey the coastline for carcasses and, when discovered, they
are often in a state of decomposition such that the cause of death is
not readily ascertained.
Response: While Eglin AFB does not routinely monitor Eglin AFB
shoreline for strandings, they have a marine animal stranding program
that responds to strandings when alerted by personnel. In addition,
frequent offshore activity by Eglin AFB personnel will alert the
network to any injured or dead marine mammals observed. However, NMFS
believes that, if a marine mammal was seriously injured or killed as a
result of PSW activities, a mortality would occur very close to the
detonation (see Table 1) and would be observed during the subsequent
post-event monitoring. The HSUS is correct that often these animals are
decomposed and the cause of death cannot be determined.
Currents and counter-currents both factor into where a marine
mammal might eventually resurface if mortally wounded as a result of
PSW activities and the animal sinks prior to detection. When
decomposition advances, an animal that initially sank would resurface.
Depending upon the amount of time between sinking and subsequent
surfacing, the animal may be moved by surface and/or subsurface
currents in a direction different from where one would surmise it would
surface based solely on surface currents. Once the animal surfaces,
wind and surface currents (which might not be the same direction) would
affect where a marine mammal might eventually be located when a follow-
up survey was initiated. As this could mean a very large area for
accurate post-detonation surveying, this survey effort would require an
aircraft. Also, a dolphin that surfaced a significant distance from the
detonation site would be indistinguishable from a dolphin that died
from other causes. To recover the animal for necropsy would require a
support vessel. Considering the low probability of a marine mammal
being seriously injured or killed as a result of Eglin AFB's PSW
activities, the high cost of large scale aerial and vessel surveys, and
the low likelihood that a link between the cause of the dolphin's death
and PSW activities could be made after several days underwater, NMFS
does not believe lengthy post-event monitoring is warranted.
Comment 9: The HSUS states that because this area has recently been
subject to mortality events, carcasses seen along the beaches may not
necessarily be linked to the Air Force activity unless necropsies are
done. This is something that will not be possible for most carcasses.
Thus, even if the cause of death is related to Air Force activities, it
may remain undetected. However, the FR notice states that death is
unlikely because of the precautionary nature of the mitigation
measures. The HSUS does not agree that the mitigation measures are
precautionary.
Response: While the stranding network monitoring the beaches of the
Florida Panhandle or Eglin personnel monitoring Eglin AFB beaches may
recover a deceased marine mammal, it is true that cause-and-effect may
be difficult after an animal spends a significant time at sea. However,
[[Page 67813]]
animals sighted during the 2-hour post-event monitoring would be
available for possible rescue and rehabilitation or euthanasia and/or
necropsy by a qualified individual.
NMFS believes that the mitigation measures, which are designed to
detect marine mammals prior to detonation and preventing subsequent
potential injury or mortality are the best that can be successfully
implemented in view of the need to also ensure the safety of the
monitoring teams (see text for details). However, post-event
activities, such as determining a cause of mortality are considered
monitoring measures and do not affect the actual taking of marine
mammals.
Comment 10: The HSUS notes that the Federal Register notice states
there will be a buffer zone of 1.0 nm (1.8 km) established outside the
zone of influence, which is stated to be 2.0 nm (3.7 km) for the JASSM
or 5-10 nm (9.3-18.5 km) for the SDB with a buffer zone of 2.5 - 5 nm
(4.6-9.3 km). However, the Federal Register notice acknowledges that
marine mammal mitigation effectiveness may be reduced for some missions
due to mandatory safety buffers which limit the time and type of marine
mammal mitigation. This is not acceptable. Why bother having a
mitigation plan if part of the plan is to obviate it if it seems
impractical?
Response: Because visual observation is the primary mitigation
technique for PSW tests, mitigation effectiveness is affected by the
distance of observers from the target. Protected species observers will
survey from inside the Zone of Influence (ZOI) until 1 to 1.5 hours
before weapon launch, depending on the specific type of test. At this
time, observers will be required to move outside the ZOI/safety zone.
This is a mandatory requirement directed by Air Force safety policy,
and applies to Air Force personnel as well as civilian contracted
observers. Both the JASSM and SDB are precision-guided munitions.
However, due in part to the long distance from which these weapons are
potentially launched (40 to 200 nautical miles), slight errors in
flight trajectory, though not expected, could jeopardize the life of
anyone within the safety zone. In addition to Air Force safety policy,
the MMPA as amended by the NDAA requires the Secretary of Commerce to
consider personnel safety when making incidental take determinations
for military readiness activities.
Aerial observers will leave the area 1 to 1.5 hours before weapon
launch. However, ship-based observers will continue to monitor for
protected species from the edge of the safety zone, up to the time of
impact. The safety zone is larger for the SDB due to differences in
flight characteristics. Therefore, observers may be farther from the
target during SDB tests than during JASSM tests.
Comment 11: The HSUS notes that there are two types of monitoring:
aerial and shipboard. Aerial monitoring will occur using observers
experienced in marine mammal surveying and familiar with the species
that may occur in the area. It is not stated whether these personnel
will be NMFS staff or how they might be ``experienced'' in survey
methodology and marine mammal species identification, especially in
light of the fact that identifying pygmy from dwarf sperm whales is
difficult even for NMFS science center personnel.
Response: NMFS does not provide marine mammal scientists to Eglin
AFB for this, or any other project. Eglin AFB uses biologically-trained
marine mammal observers, who are either employees or contract
personnel, that have been approved in advance by NMFS. This is standard
practice for all authorizations under section 101(a)(5) of the MMPA. It
should be recognized that using NMFS scientists would reduce our
agency's ability to conduct important marine mammal research. As a
result, private companies have been established to train and provide
trained biologists for activities such as this one.
Next, it is widely recognized that it is difficult to identify some
marine mammal species, generally referred to as being cryptic species.
Usually, unidentified species are listed as such and then, later,
tallied based on known stock proportions for the geographic area.
However, when marine mammal observers are monitoring a safety or buffer
zone, it is less critical that they be able to identify an animal by
species; rather it is more important at the time that they are able to
actually see the marine mammal.
Comment 12: The HSUS notes that the Federal Register notice does
not provide information on the type of aircraft used although the
notice discusses turboprop craft, tanker aircraft and helicopters being
involved in the exercise, none of which is well suited for this
purpose.
Response: The application notes that Eglin AFB plans to use
helicopters for monitoring marine mammal safety zones for this
activity. Helicopters are an effective means to monitor the relatively
small safety zones for PSW activities. Alternatively, Eglin AFB will be
authorized to use types of aircraft that are often used by marine
mammal observers. While other aircraft (turboprop and tankers) may be
used during the PSW exercise, they will not be used to monitor safety
zones.
Comment 13: The HSUS notes that with regard to shipboard
monitoring, the Federal Register notice states that it will be from the
highest point possible on the mission ship. The notice discusses barges
that will be on-site. The highest point possible, may or may not be
effective depending upon the size of the vessel involved but that is
not specified and should be.
Response: As barges are the target for PSW detonations, the target
barge and nearby instrumentation barge (if one is used) are not an
appropriate vessel for marine mammal observations. As a result of this
comment, NMFS has clarified in the regulations that the marine mammal
observation platform must provide observers a platform to see a major
portion of the safety zone. It must also be mobile in order to observe
the largest area possible. However, as this rule will be effective for
a 5-year period, specifying the exact type of vessel Eglin AFB will use
for the vessel monitoring program is not practical since it could
preclude use of larger, more effective platforms.
Comment 14: The HSUS notes the Federal Register notice states that
the onboard observers will be familiar with the marine life of the
area. This is not sufficiently specific to be reassuring. The small
size of the marine mammals and the long dive time of sperm whales and
dwarf and pygmy sperm whales makes them particularly difficult to
observe, as is referenced throughout stock assessments and published
literature.
Response: As mentioned previously, sperm whales are unlikely to be
encountered in the shallow, shelf waters off Eglin AFB. In this
document, NMFS clarifies that Eglin AFB must use biologists trained in
the at-sea detection of marine mammals.
Comment 15: The HSUS believes that the mitigation measures should
also include acoustic monitoring techniques.
Response: NMFS does not believe that additional mitigation is
warranted for this activity. Passive acoustic monitoring (PAM), which
is designed to detect vocalizing marine mammals, can be effective when
safety zones are significantly large so that visual monitoring
effectiveness might be compromised. In this case, Eglin AFB has
implemented an aerial monitoring program that is believed to be more
effective than using PAM because of increased visibility of marine
mammals in the shallow water areas Additionally, when using PAM in
shallow water areas with relatively small safety zones it is difficult
to determine whether the
[[Page 67814]]
marine mammal is actually within the safety zone due to reflection and
refraction of the acoustic signal.
Comment 16: The HSUS believes that extended monitoring (of the
exercise) by skilled observers is critical in highly mobile species
which often have long dive times.
Response: NMFS agrees that skilled marine mammal observers are
critical for detecting marine mammals within a safety zone and delaying
detonations (in this case the launch) until the marine mammal(s) depart
from the safety zone. The length of time for marine mammal observations
depends on the type and weight of the explosive which influences the
size of the safety zone, as described later in this document. These
observation times are sufficient to ensure that a marine mammal is
detected prior to detonation.
Comment 17: The Commission recommends that NMFS cooperate with
Eglin AFB to develop a long-term strategy to monitor the abundance and
distribution of marine mammals in the subject activity area to ensure
that the proposed activity is not having any population-level effects
on marine mammals over the 5 years that the regulations are in effect.
The Commission would be pleased to assist with the development of such
a strategy.
Response: While NMFS and Eglin would be pleased to discuss such a
monitoring strategy with the Commission, it is unclear whether a
monitoring program could be designed that would be able to make a
determination that the injury of approximately 6 dolphins and an
additional 480 that may be harassed by all Eglin AFB activities was
having population level impacts. As NMFS has been unable to identify
mortality levels in the GOM from commercial fishing, shipping, and
pollution (Waring et al., 2006), it is unlikely that Level B harassment
by Eglin's military-readiness activities can be empirically determined
to be more than negligible, either individually or cumulatively.
Finally, while monitoring the impacts that an activity might have on
marine mammal stocks is the responsibility of an LOA applicant,
undertaking studies on the distribution and abundance of these stocks
is the responsibility of NMFS and other agencies. To the extent that
these studies are underfunded does not mean that that responsibility
should be transferred to LOA holders.
Description of Marine Mammals Affected by the Activity
There are 29 species of marine mammals documented as occurring in
Federal waters of the GOM. Information on those species that may be
impacted by this activity are discussed in the Eglin AFB application
and Eglin AFB's Final PEA. A summary of that information is provided in
this section.
General information on these marine mammal species can be found in
Wursig et al. (2000) and in the NMFS Stock Assessment Report (Waring,
2006). The NMFS Stock Assessment Report is available at: https://
www.nefsc.noaa.gov/nefsc/publications/tm/tm194/.
Marine mammal species that potentially occur within the EGTTR
include several species of cetaceans and one sirenian, the West Indian
manatee. During winter months, manatee distribution in the GOM is
generally confined to southern Florida. During summer months, a few may
migrate north as far as Louisiana. However, manatees primarily inhabit
coastal and inshore waters and rarely venture offshore. PSW missions
would be conducted offshore. Therefore, effects on manatees are
considered very unlikely.
Cetacean abundance estimates for the study area are derived from
GulfCet II (Davis et al., 2000) aerial surveys of the continental shelf
within the Minerals Management Service Eastern Planning Area, an area
of 70,470 km\2\. Texas A&M University and NMFS conducted these surveys
from 1996 to 1998. Abundance and density data from the aerial survey
portion of the survey best reflect the occurrence of cetaceans within
the EGTTR, given that the survey area overlaps approximately one-third
of the EGTTR and nearly the entire continental shelf region of the
EGTTR where military activity is highest. The GulfCet II aerial surveys
identified different density estimates of marine mammals for the shelf
and slope geographic locations. Only the shelf data is used because PSW
missions will only be conducted on the shelf.
In order to maximize species conservation and protection, the
species density estimate data were adjusted to reflect more realistic
encounters of these animals in their natural environment. Refer to
``Conservative Estimates of Marine Mammal Densities'' in this document
and Eglin AFB's application for more information on density estimates.
The four marine mammal species observed during GulfCet II aerial
surveys on the shelf that have the potential to be present in the PSW
test area and thereby affected are: Atlantic bottlenose dolphins
(Tursiops truncatus), Atlantic spotted dolphins (Stenella frontalis),
dwarf sperm whales (Kogia simus), and pygmy sperm whales (Kogia
breviceps). Brief descriptions of these species were provided in
earlier Federal Register notices (69 FR 21816, April 22, 2004; 70 FR
48675, August 19, 2005) and are not repeated here.
Impacts to Marine Mammals
Potential impacts to marine mammals from the detonation of the PSWs
and SDBs include both mortality and serious injury, as well as Level B
harassment in the form of a temporary shift in hearing sensitivity
(called temporary threshold shift (TTS) and behavioral responses due to
TTS. Although unlikely due to the extensive mitigation measures
proposed herein, marine mammals have the potential to be killed or
injured as a result of a blast due to the response of air cavities in
the body, such as the lungs and bubbles in the intestines. Any effects
would likely be most severe in near-surface waters where the reflected
shock wave creates a region of negative pressure called ``cavitation.''
This is a region of near total physical trauma within which no animals
would be expected to survive. A second criterion used by NMFS for
categorizing taking by mortality is the onset of extensive lung
hemorrhage. Extensive lung hemorrhage is considered to be debilitating
and thereby potentially fatal. Suffocation caused by lung hemorrhage
would likely be the major cause of any marine mammal death from
underwater shock waves.
For the acoustic analysis in this document, the exploding charge is
characterized as a point source. The impact thresholds used for marine
mammals relate to potential effects on hearing from underwater noise
from detonations. For the explosives in question, actual detonation
heights would range from 0 to 25 ft (7.6 m) above the water surface.
Detonation depths would range from 0 to 80 ft (73.2 m) below the
surface. To bracket the range of possibilities, detonation scenarios
just above and below the surface were used by Eglin AFB to analyze
bombs set to detonate on contact with the target barge. Potentially,
the barge may interact with the propagation of noise into the water.
However, barge effects on the propagation of noise into the water
column cannot be determined without in-water noise monitoring at the
time of detonation.
Potential exposure of a sensitive species to detonation noise could
theoretically occur at the surface or at any number of depths with
differing consequences. As a conservative measure, a mid-depth scenario
was selected by Eglin AFB to ensure the greatest direct path for the
harassment ranges, and to give the greatest impact range for the injury
thresholds.
[[Page 67815]]
Explosive Criteria and Thresholds for Impact of Noise on Marine Mammals
Criteria and thresholds that are the basis of the analysis of PSW
noise impacts to cetaceans were initially used in U.S. Navy's
environmental impact statements (EISs) for ship shock trials of the
SEAWOLF submarine and the USS WINSTON S. CHURCHILL vessel (DON, 1998;
DON, 2001) and accepted by NMFS as representing the best science
available (see 66 FR 22450, May 4, 2001). With a single exception
mentioned in this document, NMFS believes that the criteria developed
for the shock trials represent the best science available. The
following sections summarize the information contained in those
actions.
Criteria and Thresholds: Lethality
The criterion for mortality for marine mammals used in the
CHURCHILL Final EIS is 'onset of severe lung injury.' This is
conservative in that it corresponds to a 1 percent chance of mortal
injury, and yet any animal experiencing onset severe lung injury is
counted as a lethal take. The threshold is stated in terms of the
Goertner (1982) modified positive impulse with value ``indexed to 31
psi-ms.'' Since the Goertner approach depends on propagation, source/
animal depths, and animal mass in a complex way, the actual impulse
value corresponding to the 31-psi-ms index is a complicated
calculation. The acoustic threshold is derived from:
I1% = 42.9 (M/34)1/3 psi-ms,
where M is animal mass in kg. Again, to be conservative, CHURCHILL
used the mass of a calf dolphin (at 12.2 kg), so that the threshold
index is 30.5 psi-ms.
Criteria and Thresholds: Injury (Level A Harassment)
Non-lethal injurious impacts are defined in this document as
eardrum rupture (i.e., tympanic-membrane (TM) rupture) and the onset of
slight lung injury. These are considered indicative of the onset of
injury. The threshold for TM rupture corresponds to a 50 percent rate
of rupture (i.e., 50 percent of animals exposed to the level are
expected to suffer TM rupture); this is stated in terms of an EFD value
of 1.17 in-lb/in\2\, which is about 205 dB re 1 microPa\2\-s. (Note:
EFD is the time integral of the squared pressure divided by the
impedance in values of dB re 1 microPa\2\-s.) This recognizes that TM
rupture is not necessarily a life-threatening injury, but is a useful
index of possible injury that is well-correlated with measures of
permanent hearing impairment (e.g., Ketten (1998) indicates a 30
percent incidence of permanent threshold shift (PTS) at the same
threshold).
Criteria and Thresholds: Non-injurious Impacts (Level B Harassment)
Marine mammals may also be harassed due to noise from PSW missions
involving high explosive detonations in the EGTTR. The CHURCHILL
criterion for non-injurious harassment from detonations, as established
through NMFS' incidental take rulemaking (see 66 FR 22450, May 4,
2001), is temporary (auditory) threshold shift (TTS), which is a
slight, recoverable loss of hearing sensitivity (DoN, 2001). The
criterion for TTS used in this document is 182 dB re 1 microPa\2\-s
maximum EFD level in any 1/3-octave band at frequencies above 100 Hz
for all toothed whales (e.g., sperm whales, beaked whales, dolphins).
(Note: 1/3-octave band is the EFD in a 1/3-octave frequency band; the
1/3 octave selected is the hearing range at which the affected species'
hearing is believed to be most sensitive.) A 1/3-octave band above 10
Hz is used for impact assessments on all baleen whales, but those
species do not inhabit the affected environment of this project.
The CHURCHILL rulemaking also established a second criterion for
estimating TTS threshold: 12 psi. The appropriate application of this
second TTS criterion is currently under debate, as this 12-psi
criterion was originally established for estimating the impact of a
10,000-lb (4536-kg) explosive to be employed for the Navy's shock
trial. It was introduced to provide a more conservative safety zone for
TTS when the explosive or the animal approaches the sea surface (for
which cases the explosive energy is reduced but the peak pressure is
not).
For large explosives (2000 to 10,000 lbs (907-4536 kg)) and the
explosives and/or the mammals not too close to the surface, the TTS
impact zones for these two TTS criteria are approximately the same.
However, for small detonations, some acousticians contend the ranges
for the two TTS thresholds may be quite different, with ranges for the
peak pressure threshold several times greater than those for energy. In
its application, Eglin AFB endorsed an approach, currently being
developed by the Navy, for appropriately ``scaling'' the peak pressure
threshold, in order to more accurately estimate TTS for small shots
while preserving the safety feature provided by the peak pressure
threshold. As such, in its application, Eglin AFB requested the energy-
based criterion for TTS, 182 dB re 1 microPa\2\-s (maximum EFD level in
any 1/3-octave band), be used alone to conservatively estimate the zone
in which non-injurious (Level B) harassment of marine mammals may
occur. NMFS acousticians have reviewed the scientific basis for this
proposal and agree, in part, with the statements made by Eglin AFB that
the pressure criterion of 12 psi is not fully supportable for small
charges or when either the charge or the recipient are at the surface.
The model used in CHURCHILL assumed the detonation occurred in deep
water with the charge placed below 318 ft (100 m) in depth, and that
the bottom depth is at least 20 times the detonation depth. In
contrast, in PSW missions, both the detonation and the recipient will
be near the surface in relatively shallow water. Therefore, although
this issue remains under review by NMFS and the Navy for future Navy
actions involving small net weight explosives, as an interim criterion
for this rule and LOAs, NMFS is adopting the experimental findings of
Finneran et al. (2002) that TTS can be induced at a pressure level of
23 psi (at least in belugas). As explained here, this is considered
conservative since a 23-psi pressure level was below the level that
induced TTS in bottlenose dolphins.
Finneran et al. (2000; as described in Finneran et al. (2002))
conducted a study designed to measure masked TTS (MTTS) in bottlenose
dolphins and belugas exposed to single underwater impulses. This study
used an ``explosion simulator'' (ES) to generate impulsive sounds with
pressure waveforms resembling those produced by distant underwater
explosions. No substantial (i.e., 6 dB or larger) threshold shifts were
observed in any of the subjects (two bottlenose dolphins and 1 beluga)
at the highest received level produced by the ES: approximately 70 kPa
(10 psi) peak pressure, 221 dB re re 1 micro Pa peak-to-peak (pk-pk)
pressure, and 179 dB re 1 microPa\2\-s total EFD. In Finneran et al.
(2002), a watergun was substituted for the ES because it is capable of
producing impulses with higher peak pressures and total energy fluxes
than the pressure waveforms produced using the ES. It was also
preferable to other seismic sources because its impulses contain more
energy at higher frequencies, where odontocete hearing thresholds are
relatively low (i.e., more sensitive). Hearing thresholds were measured
at 0.4, 4 and 30 kHz. MTTSs of 7 and 6 dB were observed in the beluga
at 0.4 and 30 kHz, respectively, approximately 2 minutes following
exposure to single impulses with peak
[[Page 67816]]
pressures of 160 kPa (23 psi), pk-pk pressures of 226 dB re 1 microPa,
and total EFD of 186 dB re 1 microPa\2\-s. Thresholds returned to
within 2 dB of the pre-exposure value approximately 4 minutes post
exposure. No MTTS was observed in the single bottlenose dolphin tested
at the highest exposure conditions: peak pressure of 207 kPa (30 psi),
228 dB re 1 microPa pk-pk pressure, and 188 dB re 1 microPa\2\-s total
energy flux. Therefore, until more scientific information is obtained,
NMFS has determined that the pressure criterion for small explosions
can be amended from 12 psi to 23 psi. At this time, NMFS believes that
setting the pressure metric of the dual explosive criteria at 23 psi is
conservative, while setting the pressure metric at a higher level has
not been scientifically validated at this time. Table 1 illustrates
estimated zones of impact for potential mortality (31 psi-ms), Level A
harassment (injury; 205 dB EFDL) and Level B harassment (TTS; 182 dB
EFDL/23 psi).
Table 1. Zones of Impact for Underwater Explosions (Mid-depth Animal).
----------------------------------------------------------------------------------------------------------------
Ranges for 182
Depth or Ranges for 31 Ranges for dB EFDL in 1/3-
Ordnance NEW (TNT in lb) Height of psi -ms (m) EFDL >205 dB Octave Band/
Explosion (m) (m) 23 psi(m)
----------------------------------------------------------------------------------------------------------------
Summer .............. ..............
----------------------------------------------------------------- ----------------
Single SDB 48 1.5 n/a 12 447
7.6 n/a 12 447
----------------------------------------------------------------------------------------------------------------
Double SDB 96 1.5 n/a 16 550
7.6 n/a 17 550
----------------------------------------------------------------------------------------------------------------
Single JASSM 300 0.3 75 170 770
>6.1 320 550 2490
----------------------------------------------------------------------------------------------------------------
Winter .............. ..............
----------------------------------------------------------------- ----------------
Single SDB 48 1.5 n/a 12 471
7.6 n/a 12 471
----------------------------------------------------------------------------------------------------------------
Double SDB 96 1.5 n/a 16 594
7.6 n/a 16 594
----------------------------------------------------------------------------------------------------------------
Single JASSM 300 0.3 75 170 871
>6.1 320 590 3250
----------------------------------------------------------------------------------------------------------------
Criteria and Thresholds: Behavioral Modification (Sub-TTS)
No strictly sub-TTS behavioral responses (i.e., Level B harassment)
are anticipated with the JASSM and SBD test activities because there
are no successive detonations (the 2 SBD explosions occur almost
simultaneously) which could provide causation for a behavioral
disruption rising to the level of a significant alteration or
abandonment of behavioral patterns without also causing TTS. Also,
repetitive exposures (below TTS) to the same resident animals are
highly unlikely due to the infrequent JASSM and SBD test events, the
potential variability in target locations, and the continuous movement
of marine mammals in the northern GOM.
Incidental Take Estimates
For Eglin AFB's PSW exercises, three key sources of information are
necessary for estimating potential take levels from noise on marine
mammals: (1) The zones of influence (ZOIs) for noise exposure; (2) The
number of distinct firing or test events; and (3) the density of
animals that potentially reside within a ZOI.
Noise ZOIs were calculated for depth detonation scenarios of 1 ft
(0.3 m) and 20 ft (6.1 m) for lethality and for harassment (both Level
A and Level B). To estimate the number of potential ``takes'' or
animals affected, the adjusted data on cetacean population information
from ship and aerial surveys were applied to the various ZOIs.
Table 1 in this document gives the estimated ZOI ranges for various
explosive weights for summer and wintertime scenarios for JASSM and
SDB. For example, for JASSM, the range, in winter, extends to 320 m
(1050 ft), 590 m (1936 ft) and 3250 m (10663 ft) for potential
mortality (31 psi-ms), injury (205 dB re 1 microPa\2\-s) and TTS (182
dB re 1 microPa\2\-s/23 psi zones), respectively. SDB scenarios are for
in-air detonations at heights of 1.5 m (5 ft) and 7.6 m (25 ft) during
both seasons (whichever criterion provides the largest zone is used for
calculating potential impacts). JASSM detonations were modeled for
near- surface (i.e., 1-ft (0.3-m) depth) and below-surface (>20-ft
depth (>6.1 m)). To account for ``double'' (2 nearly simultaneous)
events, the charge weights are added (doubled) when modeling for the
determination of energy estimates (since energy is proportional to
weight). Pressure estimates only utilize the single charge weights for
these estimates.
Applying the lethality (31 psi) and harassment (205 and 182 dB
EFDL) impact ranges shown in Table 1 to the calculated species
densities (in Table 3-1 in Eglin AFB's application), the number of
animals potentially occurring within the various ZOIs without
implementation of mitigation was estimated. These results are presented
in Tables 2 and 3 in this document. In summary, without any mitigation,
a small possibility exists for one bottlenose and one Atlantic spotted
dolphin to be exposed to blast levels sufficient to cause mortality.
Additionally, less than 2 cetaceans might be exposed to noise levels
sufficient to induce Level A harassment (injury) (205 dB re 1
microPa\2\-s) annually, and as few as 31 or as many as 52 cetaceans
(depending on the season and water depth) could potentially be exposed
(annually) to noise levels sufficient to induce Level B harassment in
the form of TTS (182 dB re 1 microPa\2\-s/23 psi). While none of
[[Page 67817]]
these impact estimates consider the proposed mitigation measures that
will be employed by Eglin AFB to minimize potential impacts to
protected species, NMFS proposes to authorize Eglin AFB to lethally
take one marine mammal, 2 marine mammals by Level A harassment, and up
to 53 marine mammals by Level B harassment (TTS) annually. The proposed
mitigation measures described later in this document are anticipated to
reduce potential impacts to marine mammals, in both numbers and degree
of severity.
Table 2. Marine Mammal Densities and Risk Estimates for Lethality (31
psi) Noise Exposure for All In-Water and In-Air Detonations
------------------------------------------------------------------------
Number of
Animals Adjusted
Exposed from Number Exposed
Species Density All In-Air Based on 30%
and In-Water Mitigation
Detonations Effectiveness
------------------------------------------------------------------------
Summer
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.004 0.003
------------------------------------------------------------------------
Bottlenose dolphin 0.81 0.262 0.183
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 0.219 0.153
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 0.017 0.012
------------------------------------------------------------------------
TOTAL ......... 0.502 0.351
------------------------------------------------------------------------
Winter
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.004 0.003
------------------------------------------------------------------------
Bottlenose dolphin 0.81 0.262 0.183
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 0.219 0.153
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 0.017 0.012
------------------------------------------------------------------------
TOTAL ......... 0.502 0.351
------------------------------------------------------------------------
Table 3. Marine Mammal Densities and Risk Estimates for Level A
Harassment (205 dB EFD 1/3-Octave Band) Noise Exposure for All In-Water
and In-Air Detonations
------------------------------------------------------------------------
Number of
Animals Adjusted
Exposed from Number Exposed
Species Density All In-Air Based on 30%
and In-Water Mitigation
Detonations Effectiveness
------------------------------------------------------------------------
Summer
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.014 0.010
------------------------------------------------------------------------
Bottlenose dolphin 0.81 0.893 0.625
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 0.747 0.523
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 0.058 0.041
------------------------------------------------------------------------
TOTAL ......... 1.712 1.198
------------------------------------------------------------------------
Winter
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.014 0.010
------------------------------------------------------------------------
Bottlenose dolphin 0.81 0.893 0.625
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 0.747 0.523
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 0.058 0.041
------------------------------------------------------------------------
TOTAL ......... 1.712 1.198
------------------------------------------------------------------------
[[Page 67818]]
Table 4. Marine Mammal Densities and Combined Risk Estimates for the 23
psi Peak Pressure and the 182 dB EFD 1/3-Octave Band Level B Harassment
Metrics for All In-Water and In-Air Detonations
------------------------------------------------------------------------
Number of
Animals Adjusted
Exposed from Number Exposed
Species Density All In-Air Based on 30%
and In-Water Mitigation
Detonations Effectiveness
------------------------------------------------------------------------
Summer
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.26 0.182
------------------------------------------------------------------------
Bottlenose dolphin 0.81 16.209 11.3463
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 13.547 9.4829
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 1.061 0.7427
------------------------------------------------------------------------
TOTAL ......... 31.076 21.7532
------------------------------------------------------------------------
Winter
------------------------------- ---------------
Dwarf/pygmy sperm whale 0.013 0.44 0.308
------------------------------------------------------------------------
Bottlenose dolphin 0.81 27.387 19.1709
------------------------------------------------------------------------
Atlantic spotted dolphin 0.677 22.89 16.023
------------------------------------------------------------------------
T. truncatus/S. frontalis 0.053 1.792 1.2544
------------------------------------------------------------------------
TOTAL ......... 52.509 36.7563
------------------------------------------------------------------------
Mitigation and Monitoring
Eglin AFB is required to establish and survey relevant ZOIs and
buffer zones around a planned detonation site. The ZOI for the JASSM
will be a radius of 2.0 nm (3.7 km) around the detonation site and the
buffer zone will be established at a 1.0-nm (1.85-km) radius outside
the safety zone. The ZOI for the SDB will be a radius of 5-10 nm (9.3-
18.5 km) depending upon weight of the explosive and the buffer zone
will be established at a 2.5 - 5 nm (4.6 -18.5 km) radius outside the
SDB ZOI. Prior to the planned detonation, trained marine mammal
observers (MMOs) aboard aircraft will survey (visually monitor) the ZOI
and buffer area, a very effective method for detecting cetaceans. The
aircraft/helicopters will fly approximately 500 ft (152 m) above the
sea surface to allow observers to scan a large distance. In addition,
trained MMOs aboard surface support vessels will conduct ship-based
monitoring for non-participating vessels as well as protected species.
Using 25X power ``Big-eye'' binoculars, surface observation would be
effective out to several kilometers.
Weather that supports the ability to sight marine life is required
to effectively mitigate impacts on marine life (DON, 1998). Wind,
visibility, and surface conditions in the GOM are the most critical
factors affecting mitigation operations. Higher winds typically
increase wave height and create ``white cap'' conditions, both of which
limit an MMO's ability to locate surfacing marine mammals. Therefore,
PSW missions would be delayed if the Beaufort scale sea state is
greater than 3.5.
Visibility is also a critical factor for flight safety issues. A
minimum ceiling of 305 m (1000 ft) and visibility of 5.6 km (3 nm) is
required to support mitigation and safety-of-flight concerns (DON,
2001).
Aerial Survey/Monitoring Team
Eglin AFB will complete an aerial survey before each mission and
train personnel to conduct aerial surveys for protected species. The
aerial survey/monitoring team would consist of two MMOs. Aircraft
provide a preferable viewing platform for detection of protected marine
species. Each aerial MMO will be experienced in marine mammal surveying
and familiar with species that may occur in the area. Each aircraft
would have a data recorder who would be responsible for relaying the
location, the species if possible, the direction of movement, and the
number of animals sighted. Standard line transect aerial surveying
methods, as developed by NMFS (Blaylock and Hoggard, 1994; Buckland et
al., 1993) would be used. Aerial MMOs are expected to have above
average to excellent sighting conditions at sunrise to 1.85 km (1 nm)
on either side of the aircraft within the weather limitation noted
previously. Observed marine mammals would be identified to the species
or the lowest possible taxonomic level and the relative position
recorded. In order to ensure adequate daylight for pre- and post-
mission monitoring, the mission activity would occur no earlier than 2
hours after sunrise and no later than 2 hours prior to sunset.
Shipboard Monitoring Team
Eglin AFB will conduct shipboard monitoring to reduce impacts to
protected species. The monitoring would be staged from the highest
point possible on a mission ship. MMOs would be familiar with the
protected resources (marine mammals/sea turtles) of the area. The MMOs
on the vessel must be equipped with optical equipment with sufficient
magnification (e.g., 25X power ``Big-Eye'' binoculars, as these have
been successfully used in monitoring activities from ships), which
should allow the observer to sight surfacing mammals from as far as
11.6 km (6.3 nm) and provide overlapping coverage from the aerial team.
A team leader would be responsible for reporting sighting locations,
which would be based on bearing and distance.
The aerial and shipboard monitoring teams will have proper lines of
communication to avoid communication deficiencies. The MMOs from the
aerial team and operations vessel will have direct communication with
the lead scientist aboard the operations vessel. The lead
[[Page 67819]]
scientist will be a qualified marine biologist familiar with marine
mammal surveys. The lead scientist reviews the range conditions and
recommends a Go/No-Go decision to the test director. The test director
makes the final Go/No-Go decision.
Mitigation Procedures Plan
All zones (injury, ZOI and buffer zones) are monitored by trained
MMOs. Although unexpected, any mission may be delayed or aborted due to
technical reasons. Actual delay times depend on the aircraft supporting
the test, test assets, and range time. Should a technical delay occur,
all mitigation procedures would continue and remain in place until
either the test takes place or is canceled. The ZOI and buffer zone
around JASSM missions will be monitored b