Filtered Flight Data, 66634-66642 [E6-19205]
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Federal Register / Vol. 71, No. 220 / Wednesday, November 15, 2006 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 121, 125, and 135
[Docket No. FAA–2006–26135; Notice No.
06–16]
RIN 2120–AI79
Filtered Flight Data
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
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AGENCY:
SUMMARY: The FAA proposes to amend
the digital flight data recorder (DFDR)
regulations by prohibiting the filtering
of some original parameter sensor
signals. This proposed rule is based on
recommendations issued by the
National Transportation Safety Board,
and is intended to improve the accuracy
and quality of the data recorded on
DFDRs and used during accident and
incident investigations.
DATES: Send your comments on or
before February 13, 2007.
ADDRESSES: You may send comments
[identified by Docket Number FAA–
2006–26135] using any of the following
methods:
• DOT Docket Web site: Go to https://
dms.dot.gov and follow the instructions
for sending your comments
electronically.
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
001.
• Fax: 1–202–493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
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we receive, without change, to https://
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information you provide. For more
information, see the Privacy Act
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INFORMATION section of this document.
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documents or comments received, go to
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Room PL–401 on the plaza level of the
Nassif Building, 400 Seventh Street,
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SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions: Timothy W. Shaver,
Avionics Systems Branch, Aircraft
Certification Service, AIR–130, Federal
Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
385–4686; facsimile (202) 385–4651; email tim.shaver@faa.gov. For legal
questions: Karen L. Petronis,
Regulations Division, Office of Chief
Council, AGC–200, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–3073; facsimile
(202) 267–7971; e-mail
karen.petronis@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. We ask that you send
us two copies of written comments.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
The docket is available for public
inspection before and after the comment
closing date. If you wish to review the
docket in person, go to the address in
the ADDRESSES section of this preamble
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also review the docket using
the Internet at the Web address in the
ADDRESSES section.
Privacy Act: Using the search function
of our docket Web site, anyone can find
and read the comments received into
any of our dockets, including the name
of the individual sending the comment
(or signing the comment on behalf of an
association, business, labor union, etc.).
You may review DOT’s complete
Privacy Act Statement in the Federal
Register published on April 11, 2000
(65 FR 19477–78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we
will consider all comments we receive
on or before the closing date for
comments. We will consider comments
filed late if it is possible to do so
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without incurring expense or delay. We
may change this proposal in light of the
comments we receive.
If you want the FAA to acknowledge
receipt of your comments on this
proposal, include with your comments
a pre-addressed, stamped postcard on
which the docket number appears. We
will stamp the date on the postcard and
mail it to you.
Proprietary or Confidential Business
Information
Do not file in the docket information
that you consider to be proprietary or
confidential business information. Send
or deliver this information directly to
the person identified in the FOR FURTHER
INFORMATION CONTACT section of this
document. You must mark the
information that you consider
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the information on a disk or CD ROM,
mark the outside of the disk or CD ROM
and also identify electronically within
the disk or CD ROM the specific
information that is proprietary or
confidential.
Under 14 CFR 11.35(b), when we are
aware of proprietary information filed
with a comment, we do not place it in
the docket. We hold it in a separate file
to which the public does not have
access, and place a note in the docket
that we have received it. If we receive
a request to examine or copy this
information, we treat it as any other
request under the Freedom of
Information Act (5 U.S.C. 552). We
process such requests under the DOT
procedures found in 49 CFR part 7.
Availability of Rulemaking Documents
You can get an electronic copy using
the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking’s
Web page at https://www.faa.gov/
regulations_policies/; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
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Subtitle I, section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, section 44701.
Under that section, the FAA is charged
with prescribing regulations providing
minimum standards for other practices,
methods and procedures necessary for
safety in air commerce. This regulation
is within the scope of that authority
since flight data recorders are the only
means available to account for aircraft
movement and flight crew actions
critical to finding the probable cause of
incidents or accidents, including data
that could prevent future incidents or
accidents.
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Background
Statement of the Problem
During several aircraft accident
investigations, the National
Transportation Safety Board (NTSB or
Board) found that some flight data
recorder (FDR) systems were filtering
flight recorder parameter signals before
they were recorded. As a result, the data
being recorded did not accurately reflect
the aircraft’s performance or the
movements of the flight control systems
prior to and during the accident/
incident being investigated. This signal
filtering both hampered and delayed the
investigations. In addition, the NTSB
expended significant resources and time
attempting to recreate the performance
and movements of the flight control
systems of the affected aircraft.
Designers of the information sources
that provide input to the DFDR system
have their own reasons for filtering data,
such as making it more aesthetically
appealing for display in the cockpit.
During the design of DFDR systems, it
appears that convenience and a desire to
reduce cost and complexity by
eliminating multiple data paths have led
to the DFDR recording filtered data
rather than raw data from the sensors.
The FAA understands that, in some
cases, it may have been an error in the
choice of data selection sources that
resulted in filtered data being recorded.
We have no reason to believe that
filtering is being used to disguise data
that are central to accident/incident
investigations.
After its most recent experience with
signal filtering, the NTSB issued three
recommendations (NTSB
Recommendations A–03–48/A–03–49/
A–03–50, November 6, 2003). The NTSB
recommended that the FAA require all
aircraft have installed a DFDR system
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‘‘capable of recording values that meet
the accuracy requirements through the
full dynamic range of each parameter at
a frequency sufficient to determine a
complete, accurate, and unambiguous
time history of parameter activity, with
emphasis on capturing each parameter’s
dynamic motion at the maximum rate
possible, including reversals of
direction at the maximum rate
possible.’’
The FAA agrees with these NTSB
recommendations and is proposing to
prohibit signal filtering for specified
recorded parameters.
History
First Encounter With Filtered Data
The NTSB’s first encounter with
filtered data that impeded an
investigation occurred during its
investigation of three similar Boeing 767
accidents. Two of these accidents
occurred in 1992 and one in 1993 when,
during landing, the nose gear contacted
the runway with excessive force after
normal touchdown on the main landing
gear. In each case, the airplane fuselage
structure and nose wheel wells were
damaged, but there were no injuries or
fatalities. During its investigation, the
NTSB found that the Engine Instrument
Crew Alert System (EICAS) was filtering
flight control position data before it was
sent to and recorded by the DFDR. A
low sample rate (once per second)
rendered the filtered data even less
usable, making it impossible for the
NTSB to determine the pilots’ actions
with precision.
At the same time the NTSB was
investigating these three accidents, it
was also investigating several alleged
uncommanded rudder movements on
Boeing 767s. In these cases, the NTSB
found that the EICAS was also filtering
rudder position data before being
recorded by the DFDRs. An
investigation disclosed that the
discrepancy between the recorded
rudder position and the actual rudder
position could be greater than 20
degrees in some dynamic situations.
As a result of these findings, in June
1994 the NTSB recommended that the
FAA:
(1) Require design modification to the
Boeing 757 1 and 767 models so that
flight control position data sent to the
DFDR is accurate and not filtered by the
EICAS (NTSB Recommendation A–94–
120); and
1 The Boeing 757 was included in the
recommendation because it carried the same EICAS
system as the 767. The filtering issue was resolved
by modifications to the EICAS that were mandated
in a rulemaking unrelated to data filtering.
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(2) Review other airplane designs to
ensure that flight control position data
to the DFDR are accurately recorded and
that flight control position data filtered
by systems such as EICAS are not
substituted for accurate data (NTSB
Recommendation A–94–121).
FAA Action: Recommendation A–94–
120
The FAA addressed NTSB
Recommendation A–94–120 in two
ways. First, in 1997, the FAA revised
the DFDR regulations to require that
certain aircraft be equipped to
accommodate additional DFDR
parameters (Revisions to Digital Flight
Data Recorder Rules; Final Rule (62 FR
38362, July 17, 1997)). The revised
DFDR regulations prescribe that up to
88 data parameters be recorded on
DFDRs, with the exact number of
parameters determined by the date of
airplane manufacture. The number of
parameters that must be recorded range
from 18 for a transport category airplane
manufactured on or before October 11,
1991, to 88 for airplanes manufactured
after August 19, 2002. The revised rule
applies to certain turbine-enginepowered airplanes and rotorcraft having
10 or more passenger seats.
The purpose of the 1997 revision was
to provide additional information to
enable the investigative authority—the
NTSB in the United States—to conduct
more thorough investigations of
accidents and incidents. Although the
1997 rule language did not specifically
prohibit filtering, we believed that the
technical accuracy required by the
specifications in Appendix M of part
121 would preclude filtering as a design
option. In addition, the preamble to the
final rule included our reply to an NTSB
comment in which we stated that
including the ‘‘dynamic condition’’
language in Appendix M reflected our
position that filtered data was not
acceptable.
The FAA further addressed NTSB
Recommendation A–94–120 by issuing
Advisory Circular (AC) 20–141,
Airworthiness and Operational
Approval of Flight Data Recorder
Systems, on August 4, 1998. This AC
provided detailed guidance on
recording filtered data. Section 7 of AC
20–141, titled ‘‘Type Certification,’’
states:
‘‘(1) The applicant must identify any
parameters that are filtered before they are
recorded. For these parameters, the applicant
must show, by test, that there is no
significant difference between the recorded
parameter data under both static and
dynamic conditions.’’
Based on the FAA’s actions in
response to NTSB Recommendation A–
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classified it as ‘‘Closed-Acceptable
Action.’’ 2
FAA Action: Recommendation A–94–
121
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94–120, the NTSB classified NTSB
Recommendation A–94–120 ‘‘ClosedAcceptable Action’’ on May 11, 2000.
On November 12, 2001, American
Airlines Flight 587, an Airbus A300–
600, crashed shortly after takeoff from
John F. Kennedy Airport, Jamaica, New
York. Flight 587 experienced an inflight separation of the vertical fin and
rudder assembly. During its
investigation, the NTSB discovered a
discrepancy between the recorded
inputs to the rudder pedal position and
the recorded rudder surface movement.
The Board sought Airbus’s input to
explain the apparent discrepancies.
Following further analysis, Airbus
explained that the system data analog
converter (SDAC), which supplies the
flight control surface position data,
digitized and then filtered the analog
signals from the flight control surface
position sensors before outputting the
signals to the FDR system. Subsequent
aircraft performance evaluations
conducted independently by the NTSB
and Airbus confirmed that the filtered
data recorded by the FDR did not reflect
an accurate flight control surface
position time history during the critical
final seconds of Flight 587.
As a result of this discovery, NTSB
investigators had to evaluate and
validate the filtered flight control
surface position data from the Flight 587
FDR against other A300 FDR and flight
simulator data before they could analyze
the critical performance parameters
central to the investigation of the Flight
587 accident. The lack of unfiltered data
delayed the analysis of the flight
recorder data needed to determine the
probable cause of the accident and to
quickly identify necessary corrective
actions.
American Airlines Flight 587
In response to NTSB
Recommendation A–94–121, the FAA
first reviewed the flight control position
data sent to the FDR on the McDonnell
Douglas MD–80/90 and MD–11 model
airplanes. In an August 29, 1994 letter
to the NTSB, we indicated that the flight
control positions were recorded in
accordance with the regulations in effect
at the time.
We next reviewed the flight control
position data sent to the FDR for aircraft
manufactured by Aerospatiale, CASA,
Cessna, Grumann, Gulfstream, Israel
Aircraft Industries, Lockheed and
SAAB. In a November 1996 letter to the
NTSB, we indicated that we had
concluded that the flight control
position data being recorded was
accurate. We also indicated our intent to
conduct similar reviews for aircraft
manufactured by several specified
manufacturers.
In May 1997, the NTSB indicated that
the language of then-proposed
Appendix M to part 121 ‘‘appear(s) to
preclude the use of data filters,’’ and
agreed that ‘‘EICAS-filtered data
parameters, would not meet this
proposed requirement * * *. The Board
supports the FAA’s proposal to
eliminate filtered FDR data * * *.’’
In February 1998, following the
issuance of the 1997 regulatory
revisions and the publication of AC 20–
141, we informed the NTSB that we
believed no further reviews of aircraft
systems were necessary because the rule
would ensure that accurate data were
being recorded. The Board left its
recommendation classified ‘‘openacceptable’’ pending notification from
the FAA on the reviews of other
airplane designs.
In April 2000, we informed the NTSB
that our review of Embraer and Dassualt
(Falcon) aircraft indicated that the data
were recorded accurately on these
aircraft and representative of control
surface positions. We stated that we
considered our response to the
recommendation complete and that no
further action was planned.
In August 2000, the NTSB expressed
disappointment that the FAA did not
complete a review of all aircraft designs,
but stated that it was pleased overall
with the FAA’s response to NTSB
Recommendation A–94–121, and
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including reversals of direction at the
maximum rate possible. (NTSB
Recommendation A–03–48).
(2) Require that all existing transport
aircraft that are required to carry a flight
data recorder be retrofitted with a flight
data recorder system capable of
recording values that meet the accuracy
requirements through the full dynamic
range of each parameter at a frequency
sufficient to determine a complete,
accurate, and unambiguous time history
of parameter activity, with emphasis on
capturing each parameter’s dynamic
motion at the maximum rate possible,
including reversals of direction at the
maximum rate expected. (NTSB
Recommendation A–03–49).
(3) Require that, within 2 years, all
Airbus A300–600/A310 and Boeing
747–400 3 airplanes and any other
aircraft that may be identified as
recording filtered data be retrofitted
with a flight data recorder system
capable of recording values that meet
the accuracy requirements through the
full dynamic range of each parameter at
a frequency sufficient to determine a
complete, accurate, and unambiguous
time history of parameter activity, with
emphasis on capturing each parameter’s
dynamic motion at the maximum rate
possible, including reversals of
direction at the maximum rate possible.
(NTSB Recommendation A–03–50).
Public Meeting
Following its investigation of Flight
587, on November 6, 2003, the NTSB
recommended that the FAA:
(1) Require that all newly
manufactured transport-category aircraft
that are required to carry a flight data
recorder be fitted with a flight data
recorder system capable of recording
values that meet the accuracy
requirements through the full dynamic
range of each parameter at a frequency
sufficient to determine a complete,
accurate, and unambiguous time history
of parameter activity, with emphasis on
capturing each parameter’s dynamic
motion at the maximum rate possible,
On July 7, 2004, the FAA hosted a
public meeting to discuss NTSB Safety
Recommendation A–03–50 and the
issue of filtering flight data before it is
recorded. The meeting was intended to
gather information from industry about
current practices of processing data
before they are recorded. We
specifically sought answers to the
following:
• What if any data gets filtered before
they are recorded, and how is the
filtering accomplished?
• How do individual manufacturers
comply with the required ‘‘method for
readily retrieving’’ the recorded data?
• What equipment and procedures
would need to be changed, and the costs
involved, if the FAA were to adopt the
NTSB recommendation (A–03–50) as
written?
Representatives from the NTSB,
Airbus, Boeing, the Allied Pilots
Association, and the Air Line Pilots
Association each made a presentation at
the public meeting. During this meeting,
Airbus confirmed that data filtering was
also occurring on the rudder parameter
2 In 2002, the FAA did an informal survey of
several manufacturers regarding data filtering, but
it did not yield any meaningful results.
3 The Boeing 747–400 was included based on
early data from Boeing that the airplane was
filtering flight data.
NTSB Recommendations A–03–48/49/
50
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for the A320 model airplane. In its
presentation, Boeing noted that its
original assessment was incorrect, as
subsequent investigation revealed that
no flight control parameter data were
being filtered before being recorded on
Boeing 747–400 aircraft.
Based on information received during
the meeting, the FAA determined that
the language of the existing regulations
governing DFDRs needed to specifically
address flight data filtering. While we
recognize that some types of filtering are
necessary (e.g., dampening noise to
obtain a clear signal), data filtering that
may obscure raw data to the extent it
hampers an NTSB investigation has
always been considered unacceptable.
Accordingly, we are proposing this rule
to amend the DFDR regulations by
defining filtering in the regulation and
prohibiting signal filtering for certain
specified recorded parameters.
Alternatives Considered
Before deciding to promulgate this
proposed rule, the FAA considered the
following alternatives concerning data
filtering:
(1) Take no action: In its
recommendations following the Boeing
767 and Flight 587 accidents, and again
at the 2004 public meeting, the NTSB
described in great detail how its
investigations were hampered by
filtered data. When it finds filtered data,
the NTSB must analyze it in an effort to
approximate the actual control surface
movement (in essence, unfilter the
data), such as in the investigation of
Flight 587. This processing requires
detailed analysis and testing, which are
time-consuming, costly, and for which
techniques are not always readily
available. Even after processing, the
results retain a degree of uncertainty, as
evidenced in the findings from Flight
587. As a result, the NTSB may be
unable to determine the performance or
flight control surface movements of an
aircraft precisely enough to determine
the probable cause of an incident or
accident.
If the FAA decided to take no action
on this issue, the NTSB would likely
continue to encounter filtered data and
have difficulty analyzing airplane
incident and accident data. Thus,
questions would remain over the
industry’s interpretation of regulatory
requirements, thereby allowing filtering
to continue or even increase as those
interpretations expand. Our conclusion
that the recording of unfiltered data is
necessary for aircraft incident and
accident investigations leads to our
rejecting this option.
(2) Address newly manufactured
aircraft only: A regulatory alternative
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that is limited to future-manufactured
aircraft is always less costly. It would
fail, however, to address all of the
aircraft in the U.S. airline fleet, and
would allow filtering to continue on
these airplanes or even increase as a
result of future system modifications.
Information we have gathered thus far
indicates that flight data are being
filtered on two models of Airbus aircraft
currently in use. Filtering, as it is
defined here, may be occurring on other
aircraft in the fleet as well, despite the
1997 regulatory revisions. Experience
with the Boeing 767 and the Airbus
A300 has already demonstrated that
filtering has occurred in the existing
fleet, causing problems during
investigations. Failing to address this
problem on in-service aircraft is not an
acceptable alternative.
(3) Enforce the current regulation on
operators of individual aircraft that we
know filter data before it is recorded:
This option places the burden on the
FAA to identify the specific aircraft
affected with a problem we presumed
was resolved by regulation in 1997, and
take action through enforcement
channels. It would bring into question
each cited operator’s interpretation of
compliance with the regulation, and do
nothing to resolve the issue for all
manufacturers and operators. It could
lead to selective, inconsistent
enforcement and result in inconsistent
regulatory compliance. We do not
consider this an effective solution to a
continuing issue.
Need for Regulatory Action
Our experience with Flight 587 and
the NTSB’s investigation of the accident
all but demand that a more detailed
regulatory solution be implemented.
Following the loss of Flight 587, the
FAA was intent on determining, as
quickly as possible, whether there was
anything wrong with the airplane that
could be prevented from happening on
other aircraft of that type. We expected
that information needed to make that
decision would be immediately
available from the flight data recorder.
The initial analysis of Flight 587
DFDR data indicated that the airplane
experienced an in-flight separation of
the vertical stabilizer and rudder
assembly. The first analysis of the
recorded rudder motion indicated that
the failure may have occurred at 1.24
times the prescribed limit load, well
below the certification requirement that
it be able to withstand 1.50 times the
prescribed limit load (§ 25.303). If we
had presumed the initial flight recorder
information to be correct, we most likely
would have taken more dramatic action
to ensure the safety of the other A300s
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still operating, including grounding the
rest of the fleet while an investigation
into its airworthiness took place.
Once the NTSB discovered the
inconsistent data, and learned that the
rudder position signal had been filtered
for display in the cockpit, however,
NTSB staff began work to discern the
actual motion of the rudder. The Board
compared Flight 587 data with the data
recorded by other A300 airplanes, and
data from the A300 simulator. The
NTSB’s eventual conclusion was that
Flight 587’s vertical stabilizer separated
at almost 2 times the prescribed limit
load. Although several analyses were
performed, including an ‘‘inverse
filtering’’ exercise with the
manufacturer, and the FAA was
satisfied with the underlying
airworthiness of the A300–600 airplane,
the NTSB has never been able to
produce conclusive evidence of the
actual motion and failure of the
airplane’s vertical stabilizer and rudder.
This is exactly the kind of information
we had intended be available under the
1997 requirements for digital flight data
recorders.
When the FAA promulgated the 1997
regulatory revision, we had every
expectation that the upgrades to the
equipment and the more significant
requirements for data sampling and
accuracy would result in more reliable,
usable data. What we have discovered is
that some flight data systems are
recording data that we know is
inaccurate, and therefore not meeting
the intent of the 1997 regulations. For
these reasons, we have concluded that
we must take action to clarify the
regulations, specifically that filtering
must be addressed as a defined term
with a specific prohibition for certain
critical parameters of flight data.
General Discussion of the Proposal
Proposed Rule Language
This section describes the rule
language that would appear in part 121
and Appendix M. The same language is
being proposed for parts 125 and 135
and the associated appendices, though
the discussion has been abbreviated to
reference only part 121 and Appendix
M. We note that the language in part 135
has a more limited scope based on the
applicability of portions of § 135.152.
We also note that operators of aircraft
subject to § 91.1045 may be affected by
the changes to the other sections that are
referenced in that operating rule.
Section 121.344(n)
Proposed new § 121.344(n) has four
parts. Paragraph (n) prohibits filtering of
all parameters except those listed in
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paragraph (2). Paragraph (n)(1) defines
filtering, including what does not
constitute filtering. Paragraph (n)(2) lists
those parameters that may be filtered.
Paragraph (n)(3) presents the
compliance times.
Proposed paragraph (n) states that no
flight data sensor signal that is required
to be recorded may be filtered, except
for those parameters listed in proposed
paragraph (n)(2). This regulation is
designed to be prohibitive for all
parameters unless specifically excepted
in the regulation.
Proposed paragraph (n)(1) defines a
filtered signal as one that is changed in
any way, except that filtering does not
include analog to digital conversion,
reformatting for compatibility with a
DFDR format, or elimination of a high
frequency component that is outside the
bandwidth of the sensor. All signals
may, as necessary, receive any of these
treatments and not be considered
filtered.
Proposed paragraph (n)(2) contains
the list of parameters that may be
filtered beyond the limits of paragraph
(n), as long as the recorded signal still
complies with the specifications of the
applicable appendix.
Proposed paragraph (n)(3) presents
the proposed compliance times. Aircraft
that are manufactured up to 18 months
after the effective date of the rule have
4 years from the date of the rule to
comply. For aircraft manufactured on or
after 18 months after the effective date
of the rule, compliance is required at
manufacture.
This compliance period is designed to
permit operators to accomplish any
required modifications during a
regularly scheduled heavy maintenance
visit, reducing potential impact on
scheduled operations or additional outof-service time. The four year
compliance time is consistent with FAA
actions in previous flight recorder
regulations and has been supported by
the industry as an adequate time for
retrofit and for introducing new system
design into aircraft being manufactured.
Our review of the 88 parameters listed
in § 121.344(a) resulted in a
determination that some parameters are
too critical to allow any filtering beyond
the allowable stated signal conditioning.
Those parameters include flight control
surface position, control column
position, control forces, and others that
reflect sensitive system information.
We are also including discretes in the
list of parameters that are not to be
filtered. By definition, discretes show
something is on or off; we know of no
need for these data to be filtered.
The parameters listed in proposed
§ 121.344(n)(2), the ones that may be
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filtered, are those from which a loss of
raw information would not be critical.
We do not, however, encourage the
filtering of any original sensor signal,
and the recorded signals for the
parameters listed in proposed paragraph
(n)(2) must continue to meet the range,
resolution, rate, and accuracy
requirements of the applicable
appendices under all conditions. If a
parameter proposed for inclusion in
proposed paragraph (n)(2) is later found
to be inappropriate for filtering because
it impedes an investigation, it will be
removed from that paragraph.
We request specific comment on the
propriety of the items included in
proposed paragraph (n)(2). As
previously stated, the FAA
acknowledges that some conditioning of
data is necessary (e.g., dampening noise)
and that recognized signal conditioning
does not alter, change or manipulate the
data in such a way as to affect the
accuracy of the data recorded. We
request specific comment on any
parameter for which commenters have
reason to include or exclude from the
filtering prohibition.
Additional Language on Dynamic
Condition
At the beginning of current Appendix
M, the following language appears:
‘‘The recorded values must meet the
designated range, resolution, and accuracy
requirements during dynamic and static
conditions. All data recorded must be
correlated in time to one second.’’
When we proposed this language in
1996, the NTSB commented that it
thought the FAA needed to include
more explanation of what the testing
language entailed. We responded that
further explanation would appear in the
Advisory Circular that was being
developed in conjunction with the rule.
More notably, we also included the
following in the final rule preamble, in
response to the NTSB:
‘‘The FAA added the requirement for a
dynamic test condition to ensure accurate
dynamic recording of aircraft performance.
This requirement was necessary to preclude
the presumption that information * * * may
be obtained from filtered or modified
signals.’’
(62 FR 38371, July 17, 1997, emphasis added)
We maintain that this language
should have been sufficient to stop the
recording of filtered flight data, even
before the advisory circular material
was published. Since we are aware of at
least one instance in which the meaning
of ‘‘dynamic and static conditions’’ was
not recognized, we are proposing an
addition to that language in this
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rulemaking to further clarify what has
been required.
‘‘Static condition’’ is generally
understood to mean the part being
tested is at rest or in a balanced, steady
state. The term ‘‘dynamic condition’’
causes more debate, however,
concerning the rate of change that is
required for the test. In the case of
control surfaces, for example, we mean
the limits of motion and at what rate the
surface must be traveling while meeting
the operational performance
requirements and accuracy required by
Appendix M.
While most operators have interpreted
the dynamic condition phrase as we do,
Flight 587 served as notice that the
understanding is not universal. While it
appeared that the rudder surface
parameter on Flight 587 was recorded
correctly and reflected the airplane’s
movements within operational
performance requirements, the final
NTSB accident report revealed that the
estimated actual surface movement was
greater than the recorded movement
(from filtered SDAC data) by more than
5 degrees. This margin of difference
between actual and recorded rudder
movement does not meet the
requirement in Appendix M.
To further clarify the regulation
regarding test conditions, we are
proposing to add a phrase to the
Appendix M language to include
maximum rate of change. We are also
expanding the discussion of dynamic
testing in the next version of the
advisory circular.
Effect of the Proposed Regulation
There are currently only two known
aircraft models in the U.S. fleet that
have flight data systems that filter data
before they are recorded—the Airbus
A300 and A310 series airplanes, and the
Airbus A320 ‘‘family’’ of airplanes that
includes the A318, A319, A320, and
A321.
We asked Airbus for proposed
solutions for each series of airplanes
that would eliminate the filtering of
flight data before the data are recorded.
The modification proposed by Airbus
for the A300 and A310 airplanes
includes a modification of the System
Digital Analog Converter (SDAC) and
the Symbol Generator Unit (SGU).
Simply stated, the modification would
change what the digitized signals would
be named by the SGU, allowing one set
of signals to reach the recorder in an
unfiltered state. The modification can be
made regardless of how many other
changes may have been made to the
DFDR systems on these airplanes
because it does not include modification
of the flight data acquisition unit or the
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recorder itself, the equipment most
often affected by changes to regulatory
requirements or general system
upgrades. The FAA’s initial reaction to
the proposed modification is that it is
simple and effective. Our analysis
indicates that the modification would
cost approximately $16,025 per
airplane.
The modification proposed by Airbus
for the A320 family of airplanes,
however, is neither straightforward nor
inexpensive. Instead of a simple change
to the SDAC and the SGU, Airbus is
incorporating the change for filtering in
the Electronic Instrument System
(known as EIS2) master change
modification. The EIS2 modification is
an extensive system modification that
includes new software in the SDAC and
a complete replacement of the flight
deck indication systems, including an
upgrade from cathode ray tubes to
liquid crystal displays and associated
rewiring. This modification is designed
to correct a variety of other issues with
the existing flight deck instrumentation
system on the A320 family of airplanes.
Airbus’s addition to the existing EIS2
modification will eliminate rudder data
filtering by leaving the output data the
same and changing the indication
system that recognizes it. This differs
from the A300/A310 solution, which
captures the data before it is filtered and
creates a new name for it when it is
recorded.
In response to our inquiries why the
rudder data filtering issue cannot be
addressed alone in a manner similar to
the A300/A310, Airbus indicated it
would not provide another solution. In
addition, Airbus did not break out the
cost of the filtering solution from the
rest of the EIS2 modification.
The proposed comprehensive EIS2
solution for the A320 family is far more
expensive—$800,000 per airplane
according to the Airbus service
bulletin—than the A300/A310 solution.
The FAA does not accept the
implication that the only means of
correcting the rudder filtering problem
on the A320 family is the costly EIS2
modification, and we do not accept the
EIS2 modification cost estimate in
estimating costs to correct the problem.
In fact, we believe that this rule does
not propose any known modification
costs for which we have not accounted
previously. When we wrote and
analyzed the 1997 regulatory changes
for flight recorders, we included the cost
of equipment needed to meet the
requirements of Appendix M (and its
equivalent in other operating parts). As
stated previously, we understood that
compliance with Appendix M
essentially eliminated filtering as an
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option, since filtered data would not
meet the considerable technical
specifications of the Appendix nor the
requirement for dynamic testing. We
replied to the NTSB’s comment
indicating that the inclusion of the
dynamic testing requirement was meant
to preclude the use of filtered data.
To argue that filtered data is somehow
acceptable under Appendix M is to
argue that the FAA spent three years
and imposed high costs in order to
allow inaccurate (and unusable) data to
be recorded. While we understand that
the language of the 1997 regulation does
not specifically define and prohibit
filtering, we also know that the
regulation had that intent, as was
expressed in the preamble, and was
written to be as performance-based as
possible. We stated the data
requirements in Appendix M but did
not specify any exact equipment
requirements as long as the qualitative
data goals were met. We will not now
accept an argument that we intended
the regulation to permit the recordation
of inaccurate or incomplete data, as
Flight 587 demonstrated, when the sole
purpose of flight recorder data is to
collect accurate data to assist
investigations of accidents and
incidents. The experience of the NTSB
and FAA during the investigation of
Flight 587 has shown that the regulation
needs clarification. But the regulatory
goal of the 1997 revision remains
unchanged—the recordation of accurate,
usable flight data, described in
Appendix M, and accounted for in the
economic evaluation of the 1997 final
rule. Data that do not accurately reflect
the movement of an aircraft cannot be
said to meet Appendix M or the goal of
the flight recorder regulations overall.
To the extent work is required to modify
aircraft DFDR systems to provide
accurate data, the costs of modifications
or design changes were already
accounted for in the 1997 final rule,
even though they may have yet to be
accomplished.
There are costs associated with this
rule, but they are limited to operators
confirming that the DFDR systems on
their aircraft do not filter any parameter
on the prohibited list. We are not aware
of any aircraft that filters the prohibited
parameters other than the Airbus
airplanes already discussed. The
estimated costs for confirming
compliance are related to engineering
evaluation of the systems installed on
various models of airplanes, and are
discussed in the regulatory evaluation
for this rulemaking. The regulatory
evaluation also includes a detailed
estimate of the costs to retrofit the
Airbus airplanes that we know are
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66639
filtering the rudder movement data. As
stated, we do not consider those to be
a cost of this rule, but of ultimate
compliance with the 1997 regulations.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined that there are no new
information collection requirements
associated with this proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$128.1 million or more annually
(adjusted for inflation with base year of
1995). This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
We suggest readers seeking greater
detail read the full regulatory
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evaluation, a copy of which we have
placed in the docket for this rulemaking.
In conducting these analyses, FAA
has determined this proposed rule has
benefits that justify its costs, and is not
a ‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866. The rulemaking is also not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures. The
proposed rule, if adopted, will not have
a significant economic impact on a
substantial number of small entities,
will not create unnecessary obstacles to
international trade and will not impose
an unfunded mandate on state, local, or
tribal governments, or on the private
sector. These analyses, available in the
draft regulatory evaluation supporting
this NPRM, are summarized below.
Who Is Potentially Affected by This Rule
This proposed rule would affect all
part 121 and part 125 aircraft, and
would also affect those part 135 aircraft
having 10–30 passenger seats that are
manufactured after August 2000 (in
accordance with 14 CFR 135.152 (i) and
(j)). Operators subject to § 91.1045 may
be affected if their aircraft are subject to
one of the listed requirements.
Total Costs and Benefits of This Rule
The estimated cost of this proposed
rule would be $675,000 ($571,592 in
present value terms). This proposed rule
would clarify the regulations to define
and prohibit data filtering, which would
ensure more accurate data for accident
investigations. More detailed benefits
and cost information will be provided
below. The FAA seeks comments on
these estimates.
Benefits of This Rule
In 1994, the National Transportation
Safety Board (NTSB) recommended a
review of airplane designs to ensure
flight control data to the DFDR are
accurate and that filtered data are not
substituted for accurate data. Beginning
in 1994, the FAA conducted a review of
several different aircraft and did not
discover any filtered data being sent to
the DFDR. In 1997, the Revisions to
Assumptions
• Discount rate—7%. Sensitivity
analysis was performed on 3% and 7%.
• Period of Analysis—2007 through
2010.
• Burdened labor rate for engineers
and quality professionals—$75/hour.
• Final rule will become effective 4
years after publication.
Digital Flight Data Recorder Regulations
was published. Based on these FAA
actions, NTSB classified that
recommendation as ‘‘Closed—
Acceptable Action.’’ Although the 1997
revision did not specifically define and
prohibit filtering, the regulation had that
intent as was expressed in the final rule
preamble. The American Airlines Flight
587 accident involving an Airbus A300–
600 demonstrated that this problem of
filtered data still existed, and hampered
the investigation. Filtered data has
slowed and reduced the certainty of the
Airbus A300–600 accident
investigation. Unfortunately, some data
filtering continues and has obscured key
causal factors of an accident. (The FAA
intends with this rule to specifically
define and prohibit filtered data for
NTSB accident investigations.)
Costs of This Rule
The costs of the proposed rule from
2007 through 2010 would be $571,592
in present value terms. Refer to the
tables below for a more detailed
breakdown of the costs. The FAA
requests comments on the costs.
Relevant US fleet category
# Aircraft
Part 121 ...........................................................................................................................................................................
Part 125 ...........................................................................................................................................................................
Part 135 (overestimate) ...................................................................................................................................................
Total affected aircraft (overestimate) .......................................................................................................................
Cost
6,573
628
1,799
9,000
$492,975
47,100
134,925
675,000
Sources: ACAS database by Flight, Federal Aviation Administration.
TOTAL COSTS
(Undiscounted and Discounted)
2007
Number of Planes ........................................................................................................
Undiscounted Costs .....................................................................................................
Costs Discounted at 7% ..............................................................................................
Costs Discounted at 3% ..............................................................................................
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Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objective of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the RFA requires agencies to consider
flexible regulatory proposals, to explain
the rationale for their actions, and to
solicit comments. The RFA covers a
wide-range of small entities, including
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2008
2009
2010
Total
2,250
168,750
157,710
163,835
2,250
168,750
147,393
159,063
2,250
168,750
137,750
154,430
2,250
168,750
128,739
149,932
9,000
675,000
571,592
627,260
small businesses, not-for-profit
organizations and small governmental
jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a proposed rule is not expected to have
a significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
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and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA believes that this proposal
would not have a significant impact on
a substantial number of entities for the
following reason: the individual
airplane cost of $75 would not represent
a significant economic burden on
airplane operators. Therefore, the FAA
certifies that this proposal would not
have a significant economic impact on
a substantial number of small entities.
The FAA solicits comments regarding
this finding.
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International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined that it would respond to
a domestic safety objective and would
not be considered an unnecessary
barrier to trade.
Regulations that Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this NPRM
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
List of Subjects in 14 CFR Parts 121,
125, and 135
Air carriers, Aircraft, Aviation safety,
Safety, Transportation.
Unfunded Mandates Assessment
The Proposed Amendment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$128.1 million in lieu of $100 million.
This proposed rule does not contain
such a mandate. The requirements of
Title II do not apply.
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend part 121 of Chapter
I of Title 14, Code of Federal
Regulations as follows:
Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and therefore
would not have federalism implications.
rwilkins on PROD1PC63 with PROPOSALS3
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
Chapter 3, paragraph 312f, and involves
no extraordinary circumstances.
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PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
1. The authority citation for part 121
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901, 44903–
44904, 44912, 46105.
2. Amend § 121.344 by adding a new
paragraph (n) to read as follows:
§ 121.344 Digital flight data recorders for
transport category airplanes.
*
*
*
*
*
(n) For any parameter required by this
section to be recorded, no flight data
sensor signal may be filtered, except as
provided in paragraph (n)(2) of this
section.
(1) A signal is filtered when an
original sensor signal has been changed
in any way, other than changes
necessary to:
(i) Accomplish analog to digital
conversion of the signal;
(ii) reformat a digital signal into a
DFDR-compatible format; or
(iii) eliminate a high frequency
component of a signal that is outside the
operational bandwidth of the sensor.
(2) The original sensor signals for the
following parameters described in
paragraph (a) of this section may be
filtered, provided that each recorded
signal continues to meet the
requirements of Appendix M of this
part: 1–7, 9, 11, 18, 20, 21, 24, 26–28,
32, 34, 37–39, 43, 45–54, 58, 59, 68, 70,
73, 77, and 82–85.
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(3) Compliance with this paragraph is
required as follows:
(i) For aircraft manufactured before
[date 18 months from effective date of
the final rule], compliance is required
by [date 4 years from effective date of
the final rule].
(ii) For aircraft manufactured on and
after [date 18 months from effective date
of the final rule], compliance is required
at manufacture.
3. Amend § 121.344a by adding a new
paragraph (g) to read as follows:
§ 121.344a Digital flight data recorders for
10–19 seat airplanes.
*
*
*
*
*
(g) Compliance with the requirements
of § 121.344(n) of this part is required
for all airplanes covered by this section.
4. Amend appendix M to part 121 by
revising the introductory text
immediately following the appendix
title to read as follows:
Appendix M to Part 121—Airplane
Flight Recorder Specifications
The recorded values must meet the
designated range, resolution and accuracy
requirements during static and dynamic
conditions. Dynamic condition means the
parameter is experiencing change at the
maximum rate available, including the
maximum rate of reversal. All data recorded
must be correlated in time to within one
second.
*
*
*
*
*
PART 125—CERTIFICATION AND
OPERATIONS: AIRPLANES HAVING A
SEATING CAPACITY OF 20 OR MORE
PASSENGERS OR A MAXIMUM
PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
5. The authority citation for part 125
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44705, 44710–44711, 44713, 44716–
44717, 44722.
6. Amend § 125.226 to add a new
paragraph (m) to read as follows:
§ 125.226
Digital flight data recorders.
*
*
*
*
*
(m) For any parameter required by
this section to be recorded, no flight
data sensor signal may be filtered,
except as provided in paragraph (m)(2)
of this section.
(1) A signal is filtered when an
original sensor signal has been changed
in any way, other than changes
necessary to:
(i) Accomplish analog to digital
conversion of the signal;
(ii) reformat a digital signal into a
DFDR-compatible format; or
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(iii) eliminate a high frequency
component of a signal that is outside the
operational bandwidth of the sensor.
(2) The original sensor signals for the
following parameters described in
paragraph (a) of this section may be
filtered, provided that each recorded
signal continues to meet the
requirements of Appendix E of this part:
1–7, 9, 11, 18, 20, 21, 24, 26–28, 32, 34,
37–39, 43, 45–54, 58, 59, 68, 70, 73, 77,
and 82–85.
(3) Compliance with this paragraph is
required as follows:
(i) For aircraft manufactured before
[date 18 months from effective date of
the final rule], compliance is required
by [date 4 years from effective date of
the final rule].
(ii) For aircraft manufactured on and
after [date 18 months from effective date
of the final rule], compliance is required
at manufacture.
7. Amend appendix E to part 125 by
revising the introductory text
immediately following the appendix
title to read as follows:
Appendix E to Part 125—Airplane
Flight Recorder Specifications
The recorded values must meet the
designated range, resolution and accuracy
requirements during static and dynamic
conditions. Dynamic condition means the
parameter is experiencing change at the
maximum rate available, including the
maximum rate of reversal. All data recorded
must be correlated in time to within one
second.
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*
*
*
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*
*
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PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATIONS AND
RULES GOVERNING PERSONS ON
BOARD SUCH AIRCRAFT
8. The authority citation for part 135
continues to read as follows:
Authority: 49 U.S.C. 106(g), 41706, 44113,
44701–44702, 44705, 44709, 44711–44713,
44715–44717, 44722.
9. Amend § 135.152 by adding a new
paragraph (l) to read as follows:
§ 135.152
Flight recorders.
*
*
*
*
*
(l) For aircraft subject to paragraph (i)
or (j) of this section:
(1) For any parameter required by this
section to be recorded, no flight data
sensor signal may be filtered, except as
provided by paragraph (l)(3) of this
section.
(2) A signal is filtered when an
original sensor signal has been changed
in any way, other than changes
necessary to:
(i) Accomplish analog to digital
conversion of the signal;
(ii) reformat a digital signal into a
DFDR-compatible format; or
(iii) eliminate a high frequency
component of a signal that is outside the
operational bandwidth of the sensor.
(3) The following original sensor
signals for the parameters described in
paragraph (h) of this section may be
filtered, provided that each recorded
signal continues to meet the
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
requirements of Appendix F of this part:
1–7, 9, 11, 18, 20, 21, 24, 26–28, 32, 34,
37–39, 43, 45–54, 58, 59, 68, 70, 73, 77,
and 82–85.
(4) Compliance with this section is
required as follows:
(i) For aircraft manufactured before
[date 18 months from effective date of
the final rule], compliance is required
by [date 4 years from effective date of
the final rule].
(ii) For aircraft manufactured on and
after [date 18 months from effective],
compliance is required at manufacture.
10. Amend appendix F to part 135 by
revising the introductory text
immediately following the appendix
title to read as follows:
Appendix F to Part 135—Airplane
Flight Recorder Specifications
The recorded values must meet the
designated range, resolution and accuracy
requirements during static and dynamic
conditions. Dynamic condition means the
parameter is experiencing change at the
maximum rate available, including the
maximum rate of reversal. All data recorded
must be correlated in time to within one
second.
*
*
*
*
*
Issued in Washington, DC, on November 1,
2006.
Dorenda D. Baker,
Acting Director, Aircraft Certification Service.
[FR Doc. E6–19205 Filed 11–14–06; 8:45 am]
BILLING CODE 4910–13–P
E:\FR\FM\15NOP3.SGM
15NOP3
Agencies
[Federal Register Volume 71, Number 220 (Wednesday, November 15, 2006)]
[Proposed Rules]
[Pages 66634-66642]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-19205]
[[Page 66633]]
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Part III
Department of Transportation
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Federal Aviation Administration
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14 CFR Parts 121, 125, and 135
Filtered Flight Data; Proposed Rule
Federal Register / Vol. 71, No. 220 / Wednesday, November 15, 2006 /
Proposed Rules
[[Page 66634]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 121, 125, and 135
[Docket No. FAA-2006-26135; Notice No. 06-16]
RIN 2120-AI79
Filtered Flight Data
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
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SUMMARY: The FAA proposes to amend the digital flight data recorder
(DFDR) regulations by prohibiting the filtering of some original
parameter sensor signals. This proposed rule is based on
recommendations issued by the National Transportation Safety Board, and
is intended to improve the accuracy and quality of the data recorded on
DFDRs and used during accident and incident investigations.
DATES: Send your comments on or before February 13, 2007.
ADDRESSES: You may send comments [identified by Docket Number FAA-2006-
26135] using any of the following methods:
DOT Docket Web site: Go to https://dms.dot.gov and follow
the instructions for sending your comments electronically.
Government-wide rulemaking Web site: Go to https://
www.regulations.gov and follow the instructions for sending your
comments electronically.
Mail: Docket Management Facility; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-001.
Fax: 1-202-493-2251.
Hand Delivery: Room PL-401 on the plaza level of the
Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://dms.dot.gov, including any personal information you provide. For
more information, see the Privacy Act discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background documents or comments received, go to
https://dms.dot.gov at any time or to Room PL-401 on the plaza level of
the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions: Timothy W.
Shaver, Avionics Systems Branch, Aircraft Certification Service, AIR-
130, Federal Aviation Administration, 800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202) 385-4686; facsimile (202) 385-
4651; e-mail tim.shaver@faa.gov. For legal questions: Karen L.
Petronis, Regulations Division, Office of Chief Council, AGC-200,
Federal Aviation Administration, 800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202) 267-3073; facsimile (202) 267-
7971; e-mail karen.petronis@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. We ask that you send us two copies of written
comments.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. The docket is available for public
inspection before and after the comment closing date. If you wish to
review the docket in person, go to the address in the ADDRESSES section
of this preamble between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. You may also review the docket using the
Internet at the Web address in the ADDRESSES section.
Privacy Act: Using the search function of our docket Web site,
anyone can find and read the comments received into any of our dockets,
including the name of the individual sending the comment (or signing
the comment on behalf of an association, business, labor union, etc.).
You may review DOT's complete Privacy Act Statement in the Federal
Register published on April 11, 2000 (65 FR 19477-78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we will consider all comments we
receive on or before the closing date for comments. We will consider
comments filed late if it is possible to do so without incurring
expense or delay. We may change this proposal in light of the comments
we receive.
If you want the FAA to acknowledge receipt of your comments on this
proposal, include with your comments a pre-addressed, stamped postcard
on which the docket number appears. We will stamp the date on the
postcard and mail it to you.
Proprietary or Confidential Business Information
Do not file in the docket information that you consider to be
proprietary or confidential business information. Send or deliver this
information directly to the person identified in the FOR FURTHER
INFORMATION CONTACT section of this document. You must mark the
information that you consider proprietary or confidential. If you send
the information on a disk or CD ROM, mark the outside of the disk or CD
ROM and also identify electronically within the disk or CD ROM the
specific information that is proprietary or confidential.
Under 14 CFR 11.35(b), when we are aware of proprietary information
filed with a comment, we do not place it in the docket. We hold it in a
separate file to which the public does not have access, and place a
note in the docket that we have received it. If we receive a request to
examine or copy this information, we treat it as any other request
under the Freedom of Information Act (5 U.S.C. 552). We process such
requests under the DOT procedures found in 49 CFR part 7.
Availability of Rulemaking Documents
You can get an electronic copy using the Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) Web page (https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking's Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government Printing Office's Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code.
[[Page 66635]]
Subtitle I, section 106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation Programs, describes in more
detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, section 44701. Under that section,
the FAA is charged with prescribing regulations providing minimum
standards for other practices, methods and procedures necessary for
safety in air commerce. This regulation is within the scope of that
authority since flight data recorders are the only means available to
account for aircraft movement and flight crew actions critical to
finding the probable cause of incidents or accidents, including data
that could prevent future incidents or accidents.
Background
Statement of the Problem
During several aircraft accident investigations, the National
Transportation Safety Board (NTSB or Board) found that some flight data
recorder (FDR) systems were filtering flight recorder parameter signals
before they were recorded. As a result, the data being recorded did not
accurately reflect the aircraft's performance or the movements of the
flight control systems prior to and during the accident/incident being
investigated. This signal filtering both hampered and delayed the
investigations. In addition, the NTSB expended significant resources
and time attempting to recreate the performance and movements of the
flight control systems of the affected aircraft.
Designers of the information sources that provide input to the DFDR
system have their own reasons for filtering data, such as making it
more aesthetically appealing for display in the cockpit. During the
design of DFDR systems, it appears that convenience and a desire to
reduce cost and complexity by eliminating multiple data paths have led
to the DFDR recording filtered data rather than raw data from the
sensors. The FAA understands that, in some cases, it may have been an
error in the choice of data selection sources that resulted in filtered
data being recorded. We have no reason to believe that filtering is
being used to disguise data that are central to accident/incident
investigations.
After its most recent experience with signal filtering, the NTSB
issued three recommendations (NTSB Recommendations A-03-48/A-03-49/A-
03-50, November 6, 2003). The NTSB recommended that the FAA require all
aircraft have installed a DFDR system ``capable of recording values
that meet the accuracy requirements through the full dynamic range of
each parameter at a frequency sufficient to determine a complete,
accurate, and unambiguous time history of parameter activity, with
emphasis on capturing each parameter's dynamic motion at the maximum
rate possible, including reversals of direction at the maximum rate
possible.''
The FAA agrees with these NTSB recommendations and is proposing to
prohibit signal filtering for specified recorded parameters.
History
First Encounter With Filtered Data
The NTSB's first encounter with filtered data that impeded an
investigation occurred during its investigation of three similar Boeing
767 accidents. Two of these accidents occurred in 1992 and one in 1993
when, during landing, the nose gear contacted the runway with excessive
force after normal touchdown on the main landing gear. In each case,
the airplane fuselage structure and nose wheel wells were damaged, but
there were no injuries or fatalities. During its investigation, the
NTSB found that the Engine Instrument Crew Alert System (EICAS) was
filtering flight control position data before it was sent to and
recorded by the DFDR. A low sample rate (once per second) rendered the
filtered data even less usable, making it impossible for the NTSB to
determine the pilots' actions with precision.
At the same time the NTSB was investigating these three accidents,
it was also investigating several alleged uncommanded rudder movements
on Boeing 767s. In these cases, the NTSB found that the EICAS was also
filtering rudder position data before being recorded by the DFDRs. An
investigation disclosed that the discrepancy between the recorded
rudder position and the actual rudder position could be greater than 20
degrees in some dynamic situations.
As a result of these findings, in June 1994 the NTSB recommended
that the FAA:
(1) Require design modification to the Boeing 757 \1\ and 767
models so that flight control position data sent to the DFDR is
accurate and not filtered by the EICAS (NTSB Recommendation A-94-120);
and
---------------------------------------------------------------------------
\1\ The Boeing 757 was included in the recommendation because it
carried the same EICAS system as the 767. The filtering issue was
resolved by modifications to the EICAS that were mandated in a
rulemaking unrelated to data filtering.
---------------------------------------------------------------------------
(2) Review other airplane designs to ensure that flight control
position data to the DFDR are accurately recorded and that flight
control position data filtered by systems such as EICAS are not
substituted for accurate data (NTSB Recommendation A-94-121).
FAA Action: Recommendation A-94-120
The FAA addressed NTSB Recommendation A-94-120 in two ways. First,
in 1997, the FAA revised the DFDR regulations to require that certain
aircraft be equipped to accommodate additional DFDR parameters
(Revisions to Digital Flight Data Recorder Rules; Final Rule (62 FR
38362, July 17, 1997)). The revised DFDR regulations prescribe that up
to 88 data parameters be recorded on DFDRs, with the exact number of
parameters determined by the date of airplane manufacture. The number
of parameters that must be recorded range from 18 for a transport
category airplane manufactured on or before October 11, 1991, to 88 for
airplanes manufactured after August 19, 2002. The revised rule applies
to certain turbine-engine-powered airplanes and rotorcraft having 10 or
more passenger seats.
The purpose of the 1997 revision was to provide additional
information to enable the investigative authority--the NTSB in the
United States--to conduct more thorough investigations of accidents and
incidents. Although the 1997 rule language did not specifically
prohibit filtering, we believed that the technical accuracy required by
the specifications in Appendix M of part 121 would preclude filtering
as a design option. In addition, the preamble to the final rule
included our reply to an NTSB comment in which we stated that including
the ``dynamic condition'' language in Appendix M reflected our position
that filtered data was not acceptable.
The FAA further addressed NTSB Recommendation A-94-120 by issuing
Advisory Circular (AC) 20-141, Airworthiness and Operational Approval
of Flight Data Recorder Systems, on August 4, 1998. This AC provided
detailed guidance on recording filtered data. Section 7 of AC 20-141,
titled ``Type Certification,'' states:
``(1) The applicant must identify any parameters that are
filtered before they are recorded. For these parameters, the
applicant must show, by test, that there is no significant
difference between the recorded parameter data under both static and
dynamic conditions.''
Based on the FAA's actions in response to NTSB Recommendation A-
[[Page 66636]]
94-120, the NTSB classified NTSB Recommendation A-94-120 ``Closed-
Acceptable Action'' on May 11, 2000.
FAA Action: Recommendation A-94-121
In response to NTSB Recommendation A-94-121, the FAA first reviewed
the flight control position data sent to the FDR on the McDonnell
Douglas MD-80/90 and MD-11 model airplanes. In an August 29, 1994
letter to the NTSB, we indicated that the flight control positions were
recorded in accordance with the regulations in effect at the time.
We next reviewed the flight control position data sent to the FDR
for aircraft manufactured by Aerospatiale, CASA, Cessna, Grumann,
Gulfstream, Israel Aircraft Industries, Lockheed and SAAB. In a
November 1996 letter to the NTSB, we indicated that we had concluded
that the flight control position data being recorded was accurate. We
also indicated our intent to conduct similar reviews for aircraft
manufactured by several specified manufacturers.
In May 1997, the NTSB indicated that the language of then-proposed
Appendix M to part 121 ``appear(s) to preclude the use of data
filters,'' and agreed that ``EICAS-filtered data parameters, would not
meet this proposed requirement * * *. The Board supports the FAA's
proposal to eliminate filtered FDR data * * *.''
In February 1998, following the issuance of the 1997 regulatory
revisions and the publication of AC 20-141, we informed the NTSB that
we believed no further reviews of aircraft systems were necessary
because the rule would ensure that accurate data were being recorded.
The Board left its recommendation classified ``open-acceptable''
pending notification from the FAA on the reviews of other airplane
designs.
In April 2000, we informed the NTSB that our review of Embraer and
Dassualt (Falcon) aircraft indicated that the data were recorded
accurately on these aircraft and representative of control surface
positions. We stated that we considered our response to the
recommendation complete and that no further action was planned.
In August 2000, the NTSB expressed disappointment that the FAA did
not complete a review of all aircraft designs, but stated that it was
pleased overall with the FAA's response to NTSB Recommendation A-94-
121, and classified it as ``Closed-Acceptable Action.'' \2\
---------------------------------------------------------------------------
\2\ In 2002, the FAA did an informal survey of several
manufacturers regarding data filtering, but it did not yield any
meaningful results.
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American Airlines Flight 587
On November 12, 2001, American Airlines Flight 587, an Airbus A300-
600, crashed shortly after takeoff from John F. Kennedy Airport,
Jamaica, New York. Flight 587 experienced an in-flight separation of
the vertical fin and rudder assembly. During its investigation, the
NTSB discovered a discrepancy between the recorded inputs to the rudder
pedal position and the recorded rudder surface movement. The Board
sought Airbus's input to explain the apparent discrepancies. Following
further analysis, Airbus explained that the system data analog
converter (SDAC), which supplies the flight control surface position
data, digitized and then filtered the analog signals from the flight
control surface position sensors before outputting the signals to the
FDR system. Subsequent aircraft performance evaluations conducted
independently by the NTSB and Airbus confirmed that the filtered data
recorded by the FDR did not reflect an accurate flight control surface
position time history during the critical final seconds of Flight 587.
As a result of this discovery, NTSB investigators had to evaluate
and validate the filtered flight control surface position data from the
Flight 587 FDR against other A300 FDR and flight simulator data before
they could analyze the critical performance parameters central to the
investigation of the Flight 587 accident. The lack of unfiltered data
delayed the analysis of the flight recorder data needed to determine
the probable cause of the accident and to quickly identify necessary
corrective actions.
NTSB Recommendations A-03-48/49/50
Following its investigation of Flight 587, on November 6, 2003, the
NTSB recommended that the FAA:
(1) Require that all newly manufactured transport-category aircraft
that are required to carry a flight data recorder be fitted with a
flight data recorder system capable of recording values that meet the
accuracy requirements through the full dynamic range of each parameter
at a frequency sufficient to determine a complete, accurate, and
unambiguous time history of parameter activity, with emphasis on
capturing each parameter's dynamic motion at the maximum rate possible,
including reversals of direction at the maximum rate possible. (NTSB
Recommendation A-03-48).
(2) Require that all existing transport aircraft that are required
to carry a flight data recorder be retrofitted with a flight data
recorder system capable of recording values that meet the accuracy
requirements through the full dynamic range of each parameter at a
frequency sufficient to determine a complete, accurate, and unambiguous
time history of parameter activity, with emphasis on capturing each
parameter's dynamic motion at the maximum rate possible, including
reversals of direction at the maximum rate expected. (NTSB
Recommendation A-03-49).
(3) Require that, within 2 years, all Airbus A300-600/A310 and
Boeing 747-400 \3\ airplanes and any other aircraft that may be
identified as recording filtered data be retrofitted with a flight data
recorder system capable of recording values that meet the accuracy
requirements through the full dynamic range of each parameter at a
frequency sufficient to determine a complete, accurate, and unambiguous
time history of parameter activity, with emphasis on capturing each
parameter's dynamic motion at the maximum rate possible, including
reversals of direction at the maximum rate possible. (NTSB
Recommendation A-03-50).
---------------------------------------------------------------------------
\3\ The Boeing 747-400 was included based on early data from
Boeing that the airplane was filtering flight data.
---------------------------------------------------------------------------
Public Meeting
On July 7, 2004, the FAA hosted a public meeting to discuss NTSB
Safety Recommendation A-03-50 and the issue of filtering flight data
before it is recorded. The meeting was intended to gather information
from industry about current practices of processing data before they
are recorded. We specifically sought answers to the following:
What if any data gets filtered before they are recorded,
and how is the filtering accomplished?
How do individual manufacturers comply with the required
``method for readily retrieving'' the recorded data?
What equipment and procedures would need to be changed,
and the costs involved, if the FAA were to adopt the NTSB
recommendation (A-03-50) as written?
Representatives from the NTSB, Airbus, Boeing, the Allied Pilots
Association, and the Air Line Pilots Association each made a
presentation at the public meeting. During this meeting, Airbus
confirmed that data filtering was also occurring on the rudder
parameter
[[Page 66637]]
for the A320 model airplane. In its presentation, Boeing noted that its
original assessment was incorrect, as subsequent investigation revealed
that no flight control parameter data were being filtered before being
recorded on Boeing 747-400 aircraft.
Based on information received during the meeting, the FAA
determined that the language of the existing regulations governing
DFDRs needed to specifically address flight data filtering. While we
recognize that some types of filtering are necessary (e.g., dampening
noise to obtain a clear signal), data filtering that may obscure raw
data to the extent it hampers an NTSB investigation has always been
considered unacceptable. Accordingly, we are proposing this rule to
amend the DFDR regulations by defining filtering in the regulation and
prohibiting signal filtering for certain specified recorded parameters.
Alternatives Considered
Before deciding to promulgate this proposed rule, the FAA
considered the following alternatives concerning data filtering:
(1) Take no action: In its recommendations following the Boeing 767
and Flight 587 accidents, and again at the 2004 public meeting, the
NTSB described in great detail how its investigations were hampered by
filtered data. When it finds filtered data, the NTSB must analyze it in
an effort to approximate the actual control surface movement (in
essence, unfilter the data), such as in the investigation of Flight
587. This processing requires detailed analysis and testing, which are
time-consuming, costly, and for which techniques are not always readily
available. Even after processing, the results retain a degree of
uncertainty, as evidenced in the findings from Flight 587. As a result,
the NTSB may be unable to determine the performance or flight control
surface movements of an aircraft precisely enough to determine the
probable cause of an incident or accident.
If the FAA decided to take no action on this issue, the NTSB would
likely continue to encounter filtered data and have difficulty
analyzing airplane incident and accident data. Thus, questions would
remain over the industry's interpretation of regulatory requirements,
thereby allowing filtering to continue or even increase as those
interpretations expand. Our conclusion that the recording of unfiltered
data is necessary for aircraft incident and accident investigations
leads to our rejecting this option.
(2) Address newly manufactured aircraft only: A regulatory
alternative that is limited to future-manufactured aircraft is always
less costly. It would fail, however, to address all of the aircraft in
the U.S. airline fleet, and would allow filtering to continue on these
airplanes or even increase as a result of future system modifications.
Information we have gathered thus far indicates that flight data are
being filtered on two models of Airbus aircraft currently in use.
Filtering, as it is defined here, may be occurring on other aircraft in
the fleet as well, despite the 1997 regulatory revisions. Experience
with the Boeing 767 and the Airbus A300 has already demonstrated that
filtering has occurred in the existing fleet, causing problems during
investigations. Failing to address this problem on in-service aircraft
is not an acceptable alternative.
(3) Enforce the current regulation on operators of individual
aircraft that we know filter data before it is recorded: This option
places the burden on the FAA to identify the specific aircraft affected
with a problem we presumed was resolved by regulation in 1997, and take
action through enforcement channels. It would bring into question each
cited operator's interpretation of compliance with the regulation, and
do nothing to resolve the issue for all manufacturers and operators. It
could lead to selective, inconsistent enforcement and result in
inconsistent regulatory compliance. We do not consider this an
effective solution to a continuing issue.
Need for Regulatory Action
Our experience with Flight 587 and the NTSB's investigation of the
accident all but demand that a more detailed regulatory solution be
implemented. Following the loss of Flight 587, the FAA was intent on
determining, as quickly as possible, whether there was anything wrong
with the airplane that could be prevented from happening on other
aircraft of that type. We expected that information needed to make that
decision would be immediately available from the flight data recorder.
The initial analysis of Flight 587 DFDR data indicated that the
airplane experienced an in-flight separation of the vertical stabilizer
and rudder assembly. The first analysis of the recorded rudder motion
indicated that the failure may have occurred at 1.24 times the
prescribed limit load, well below the certification requirement that it
be able to withstand 1.50 times the prescribed limit load (Sec.
25.303). If we had presumed the initial flight recorder information to
be correct, we most likely would have taken more dramatic action to
ensure the safety of the other A300s still operating, including
grounding the rest of the fleet while an investigation into its
airworthiness took place.
Once the NTSB discovered the inconsistent data, and learned that
the rudder position signal had been filtered for display in the
cockpit, however, NTSB staff began work to discern the actual motion of
the rudder. The Board compared Flight 587 data with the data recorded
by other A300 airplanes, and data from the A300 simulator. The NTSB's
eventual conclusion was that Flight 587's vertical stabilizer separated
at almost 2 times the prescribed limit load. Although several analyses
were performed, including an ``inverse filtering'' exercise with the
manufacturer, and the FAA was satisfied with the underlying
airworthiness of the A300-600 airplane, the NTSB has never been able to
produce conclusive evidence of the actual motion and failure of the
airplane's vertical stabilizer and rudder. This is exactly the kind of
information we had intended be available under the 1997 requirements
for digital flight data recorders.
When the FAA promulgated the 1997 regulatory revision, we had every
expectation that the upgrades to the equipment and the more significant
requirements for data sampling and accuracy would result in more
reliable, usable data. What we have discovered is that some flight data
systems are recording data that we know is inaccurate, and therefore
not meeting the intent of the 1997 regulations. For these reasons, we
have concluded that we must take action to clarify the regulations,
specifically that filtering must be addressed as a defined term with a
specific prohibition for certain critical parameters of flight data.
General Discussion of the Proposal
Proposed Rule Language
This section describes the rule language that would appear in part
121 and Appendix M. The same language is being proposed for parts 125
and 135 and the associated appendices, though the discussion has been
abbreviated to reference only part 121 and Appendix M. We note that the
language in part 135 has a more limited scope based on the
applicability of portions of Sec. 135.152. We also note that operators
of aircraft subject to Sec. 91.1045 may be affected by the changes to
the other sections that are referenced in that operating rule.
Section 121.344(n)
Proposed new Sec. 121.344(n) has four parts. Paragraph (n)
prohibits filtering of all parameters except those listed in
[[Page 66638]]
paragraph (2). Paragraph (n)(1) defines filtering, including what does
not constitute filtering. Paragraph (n)(2) lists those parameters that
may be filtered. Paragraph (n)(3) presents the compliance times.
Proposed paragraph (n) states that no flight data sensor signal
that is required to be recorded may be filtered, except for those
parameters listed in proposed paragraph (n)(2). This regulation is
designed to be prohibitive for all parameters unless specifically
excepted in the regulation.
Proposed paragraph (n)(1) defines a filtered signal as one that is
changed in any way, except that filtering does not include analog to
digital conversion, reformatting for compatibility with a DFDR format,
or elimination of a high frequency component that is outside the
bandwidth of the sensor. All signals may, as necessary, receive any of
these treatments and not be considered filtered.
Proposed paragraph (n)(2) contains the list of parameters that may
be filtered beyond the limits of paragraph (n), as long as the recorded
signal still complies with the specifications of the applicable
appendix.
Proposed paragraph (n)(3) presents the proposed compliance times.
Aircraft that are manufactured up to 18 months after the effective date
of the rule have 4 years from the date of the rule to comply. For
aircraft manufactured on or after 18 months after the effective date of
the rule, compliance is required at manufacture.
This compliance period is designed to permit operators to
accomplish any required modifications during a regularly scheduled
heavy maintenance visit, reducing potential impact on scheduled
operations or additional out-of-service time. The four year compliance
time is consistent with FAA actions in previous flight recorder
regulations and has been supported by the industry as an adequate time
for retrofit and for introducing new system design into aircraft being
manufactured.
Our review of the 88 parameters listed in Sec. 121.344(a) resulted
in a determination that some parameters are too critical to allow any
filtering beyond the allowable stated signal conditioning. Those
parameters include flight control surface position, control column
position, control forces, and others that reflect sensitive system
information.
We are also including discretes in the list of parameters that are
not to be filtered. By definition, discretes show something is on or
off; we know of no need for these data to be filtered.
The parameters listed in proposed Sec. 121.344(n)(2), the ones
that may be filtered, are those from which a loss of raw information
would not be critical. We do not, however, encourage the filtering of
any original sensor signal, and the recorded signals for the parameters
listed in proposed paragraph (n)(2) must continue to meet the range,
resolution, rate, and accuracy requirements of the applicable
appendices under all conditions. If a parameter proposed for inclusion
in proposed paragraph (n)(2) is later found to be inappropriate for
filtering because it impedes an investigation, it will be removed from
that paragraph.
We request specific comment on the propriety of the items included
in proposed paragraph (n)(2). As previously stated, the FAA
acknowledges that some conditioning of data is necessary (e.g.,
dampening noise) and that recognized signal conditioning does not
alter, change or manipulate the data in such a way as to affect the
accuracy of the data recorded. We request specific comment on any
parameter for which commenters have reason to include or exclude from
the filtering prohibition.
Additional Language on Dynamic Condition
At the beginning of current Appendix M, the following language
appears:
``The recorded values must meet the designated range,
resolution, and accuracy requirements during dynamic and static
conditions. All data recorded must be correlated in time to one
second.''
When we proposed this language in 1996, the NTSB commented that it
thought the FAA needed to include more explanation of what the testing
language entailed. We responded that further explanation would appear
in the Advisory Circular that was being developed in conjunction with
the rule.
More notably, we also included the following in the final rule
preamble, in response to the NTSB:
``The FAA added the requirement for a dynamic test condition to
ensure accurate dynamic recording of aircraft performance. This
requirement was necessary to preclude the presumption that
information * * * may be obtained from filtered or modified
signals.''
(62 FR 38371, July 17, 1997, emphasis added)
We maintain that this language should have been sufficient to stop
the recording of filtered flight data, even before the advisory
circular material was published. Since we are aware of at least one
instance in which the meaning of ``dynamic and static conditions'' was
not recognized, we are proposing an addition to that language in this
rulemaking to further clarify what has been required.
``Static condition'' is generally understood to mean the part being
tested is at rest or in a balanced, steady state. The term ``dynamic
condition'' causes more debate, however, concerning the rate of change
that is required for the test. In the case of control surfaces, for
example, we mean the limits of motion and at what rate the surface must
be traveling while meeting the operational performance requirements and
accuracy required by Appendix M.
While most operators have interpreted the dynamic condition phrase
as we do, Flight 587 served as notice that the understanding is not
universal. While it appeared that the rudder surface parameter on
Flight 587 was recorded correctly and reflected the airplane's
movements within operational performance requirements, the final NTSB
accident report revealed that the estimated actual surface movement was
greater than the recorded movement (from filtered SDAC data) by more
than 5 degrees. This margin of difference between actual and recorded
rudder movement does not meet the requirement in Appendix M.
To further clarify the regulation regarding test conditions, we are
proposing to add a phrase to the Appendix M language to include maximum
rate of change. We are also expanding the discussion of dynamic testing
in the next version of the advisory circular.
Effect of the Proposed Regulation
There are currently only two known aircraft models in the U.S.
fleet that have flight data systems that filter data before they are
recorded--the Airbus A300 and A310 series airplanes, and the Airbus
A320 ``family'' of airplanes that includes the A318, A319, A320, and
A321.
We asked Airbus for proposed solutions for each series of airplanes
that would eliminate the filtering of flight data before the data are
recorded.
The modification proposed by Airbus for the A300 and A310 airplanes
includes a modification of the System Digital Analog Converter (SDAC)
and the Symbol Generator Unit (SGU). Simply stated, the modification
would change what the digitized signals would be named by the SGU,
allowing one set of signals to reach the recorder in an unfiltered
state. The modification can be made regardless of how many other
changes may have been made to the DFDR systems on these airplanes
because it does not include modification of the flight data acquisition
unit or the
[[Page 66639]]
recorder itself, the equipment most often affected by changes to
regulatory requirements or general system upgrades. The FAA's initial
reaction to the proposed modification is that it is simple and
effective. Our analysis indicates that the modification would cost
approximately $16,025 per airplane.
The modification proposed by Airbus for the A320 family of
airplanes, however, is neither straightforward nor inexpensive. Instead
of a simple change to the SDAC and the SGU, Airbus is incorporating the
change for filtering in the Electronic Instrument System (known as
EIS2) master change modification. The EIS2 modification is an extensive
system modification that includes new software in the SDAC and a
complete replacement of the flight deck indication systems, including
an upgrade from cathode ray tubes to liquid crystal displays and
associated rewiring. This modification is designed to correct a variety
of other issues with the existing flight deck instrumentation system on
the A320 family of airplanes. Airbus's addition to the existing EIS2
modification will eliminate rudder data filtering by leaving the output
data the same and changing the indication system that recognizes it.
This differs from the A300/A310 solution, which captures the data
before it is filtered and creates a new name for it when it is
recorded.
In response to our inquiries why the rudder data filtering issue
cannot be addressed alone in a manner similar to the A300/A310, Airbus
indicated it would not provide another solution. In addition, Airbus
did not break out the cost of the filtering solution from the rest of
the EIS2 modification.
The proposed comprehensive EIS2 solution for the A320 family is far
more expensive--$800,000 per airplane according to the Airbus service
bulletin--than the A300/A310 solution. The FAA does not accept the
implication that the only means of correcting the rudder filtering
problem on the A320 family is the costly EIS2 modification, and we do
not accept the EIS2 modification cost estimate in estimating costs to
correct the problem.
In fact, we believe that this rule does not propose any known
modification costs for which we have not accounted previously. When we
wrote and analyzed the 1997 regulatory changes for flight recorders, we
included the cost of equipment needed to meet the requirements of
Appendix M (and its equivalent in other operating parts). As stated
previously, we understood that compliance with Appendix M essentially
eliminated filtering as an option, since filtered data would not meet
the considerable technical specifications of the Appendix nor the
requirement for dynamic testing. We replied to the NTSB's comment
indicating that the inclusion of the dynamic testing requirement was
meant to preclude the use of filtered data.
To argue that filtered data is somehow acceptable under Appendix M
is to argue that the FAA spent three years and imposed high costs in
order to allow inaccurate (and unusable) data to be recorded. While we
understand that the language of the 1997 regulation does not
specifically define and prohibit filtering, we also know that the
regulation had that intent, as was expressed in the preamble, and was
written to be as performance-based as possible. We stated the data
requirements in Appendix M but did not specify any exact equipment
requirements as long as the qualitative data goals were met. We will
not now accept an argument that we intended the regulation to permit
the recordation of inaccurate or incomplete data, as Flight 587
demonstrated, when the sole purpose of flight recorder data is to
collect accurate data to assist investigations of accidents and
incidents. The experience of the NTSB and FAA during the investigation
of Flight 587 has shown that the regulation needs clarification. But
the regulatory goal of the 1997 revision remains unchanged--the
recordation of accurate, usable flight data, described in Appendix M,
and accounted for in the economic evaluation of the 1997 final rule.
Data that do not accurately reflect the movement of an aircraft cannot
be said to meet Appendix M or the goal of the flight recorder
regulations overall. To the extent work is required to modify aircraft
DFDR systems to provide accurate data, the costs of modifications or
design changes were already accounted for in the 1997 final rule, even
though they may have yet to be accomplished.
There are costs associated with this rule, but they are limited to
operators confirming that the DFDR systems on their aircraft do not
filter any parameter on the prohibited list. We are not aware of any
aircraft that filters the prohibited parameters other than the Airbus
airplanes already discussed. The estimated costs for confirming
compliance are related to engineering evaluation of the systems
installed on various models of airplanes, and are discussed in the
regulatory evaluation for this rulemaking. The regulatory evaluation
also includes a detailed estimate of the costs to retrofit the Airbus
airplanes that we know are filtering the rudder movement data. As
stated, we do not consider those to be a cost of this rule, but of
ultimate compliance with the 1997 regulations.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined that there
are no new information collection requirements associated with this
proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of
$128.1 million or more annually (adjusted for inflation with base year
of 1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule. We suggest readers seeking
greater detail read the full regulatory
[[Page 66640]]
evaluation, a copy of which we have placed in the docket for this
rulemaking.
In conducting these analyses, FAA has determined this proposed rule
has benefits that justify its costs, and is not a ``significant
regulatory action'' as defined in section 3(f) of Executive Order
12866. The rulemaking is also not ``significant'' as defined in DOT's
Regulatory Policies and Procedures. The proposed rule, if adopted, will
not have a significant economic impact on a substantial number of small
entities, will not create unnecessary obstacles to international trade
and will not impose an unfunded mandate on state, local, or tribal
governments, or on the private sector. These analyses, available in the
draft regulatory evaluation supporting this NPRM, are summarized below.
Total Costs and Benefits of This Rule
The estimated cost of this proposed rule would be $675,000
($571,592 in present value terms). This proposed rule would clarify the
regulations to define and prohibit data filtering, which would ensure
more accurate data for accident investigations. More detailed benefits
and cost information will be provided below. The FAA seeks comments on
these estimates.
Who Is Potentially Affected by This Rule
This proposed rule would affect all part 121 and part 125 aircraft,
and would also affect those part 135 aircraft having 10-30 passenger
seats that are manufactured after August 2000 (in accordance with 14
CFR 135.152 (i) and (j)). Operators subject to Sec. 91.1045 may be
affected if their aircraft are subject to one of the listed
requirements.
Assumptions
Discount rate--7%. Sensitivity analysis was performed on
3% and 7%.
Period of Analysis--2007 through 2010.
Burdened labor rate for engineers and quality
professionals--$75/hour.
Final rule will become effective 4 years after
publication.
Benefits of This Rule
In 1994, the National Transportation Safety Board (NTSB)
recommended a review of airplane designs to ensure flight control data
to the DFDR are accurate and that filtered data are not substituted for
accurate data. Beginning in 1994, the FAA conducted a review of several
different aircraft and did not discover any filtered data being sent to
the DFDR. In 1997, the Revisions to Digital Flight Data Recorder
Regulations was published. Based on these FAA actions, NTSB classified
that recommendation as ``Closed--Acceptable Action.'' Although the 1997
revision did not specifically define and prohibit filtering, the
regulation had that intent as was expressed in the final rule preamble.
The American Airlines Flight 587 accident involving an Airbus A300-600
demonstrated that this problem of filtered data still existed, and
hampered the investigation. Filtered data has slowed and reduced the
certainty of the Airbus A300-600 accident investigation. Unfortunately,
some data filtering continues and has obscured key causal factors of an
accident. (The FAA intends with this rule to specifically define and
prohibit filtered data for NTSB accident investigations.)
Costs of This Rule
The costs of the proposed rule from 2007 through 2010 would be
$571,592 in present value terms. Refer to the tables below for a more
detailed breakdown of the costs. The FAA requests comments on the
costs.
------------------------------------------------------------------------
Relevant US fleet category Aircraft Cost
------------------------------------------------------------------------
Part 121...................................... 6,573 $492,975
Part 125...................................... 628 47,100
Part 135 (overestimate)....................... 1,799 134,925
Total affected aircraft (overestimate).... 9,000 675,000
------------------------------------------------------------------------
Sources: ACAS database by Flight, Federal Aviation Administration.
Total Costs
(Undiscounted and Discounted)
----------------------------------------------------------------------------------------------------------------
2007 2008 2009 2010 Total
----------------------------------------------------------------------------------------------------------------
Number of Planes......................................... 2,250 2,250 2,250 2,250 9,000
Undiscounted Costs....................................... 168,750 168,750 168,750 168,750 675,000
Costs Discounted at 7%................................... 157,710 147,393 137,750 128,739 571,592
Costs Discounted at 3%................................... 163,835 159,063 154,430 149,932 627,260
----------------------------------------------------------------------------------------------------------------
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objective of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the business, organizations, and governmental jurisdictions subject
to regulation.'' To achieve that principle, the RFA requires agencies
to consider flexible regulatory proposals, to explain the rationale for
their actions, and to solicit comments. The RFA covers a wide-range of
small entities, including small businesses, not-for-profit
organizations and small governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a proposed rule is not
expected to have a significant economic impact on a substantial number
of small entities, section 605(b) of the RFA provides that the head of
the agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The FAA believes that this proposal would not have a significant
impact on a substantial number of entities for the following reason:
the individual airplane cost of $75 would not represent a significant
economic burden on airplane operators. Therefore, the FAA certifies
that this proposal would not have a significant economic impact on a
substantial number of small entities. The FAA solicits comments
regarding this finding.
[[Page 66641]]
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this proposed rule and determined that it would
respond to a domestic safety objective and would not be considered an
unnecessary barrier to trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $128.1 million in lieu of $100 million.
This proposed rule does not contain such a mandate. The
requirements of Title II do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and therefore would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in Chapter 3, paragraph 312f, and
involves no extraordinary circumstances.
Regulations that Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this NPRM under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects in 14 CFR Parts 121, 125, and 135
Air carriers, Aircraft, Aviation safety, Safety, Transportation.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend part 121 of Chapter I of Title 14,
Code of Federal Regulations as follows:
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
1. The authority citation for part 121 continues to read as
follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 44101, 44701-44702,
44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-44904,
44912, 46105.
2. Amend Sec. 121.344 by adding a new paragraph (n) to read as
follows:
Sec. 121.344 Digital flight data recorders for transport category
airplanes.
* * * * *
(n) For any parameter required by this section to be recorded, no
flight data sensor signal may be filtered, except as provided in
paragraph (n)(2) of this section.
(1) A signal is filtered when an original sensor signal has been
changed in any way, other than changes necessary to:
(i) Accomplish analog to digital conversion of the signal;
(ii) reformat a digital signal into a DFDR-compatible format; or
(iii) eliminate a high frequency component of a signal that is
outside the operational bandwidth of the sensor.
(2) The original sensor signals for the following parameters
described in paragraph (a) of this section may be filtered, provided
that each recorded signal continues to meet the requirements of
Appendix M of this part: 1-7, 9, 11, 18, 20, 21, 24, 26-28, 32, 34, 37-
39, 43, 45-54, 58, 59, 68, 70, 73, 77, and 82-85.
(3) Compliance with this paragraph is required as follows:
(i) For aircraft manufactured before [date 18 months from effective
date of the final rule], compliance is required by [date 4 years from
effective date of the final rule].
(ii) For aircraft manufactured on and after [date 18 months from
effective date of the final rule], compliance is required at
manufacture.
3. Amend Sec. 121.344a by adding a new paragraph (g) to read as
follows:
Sec. 121.344a Digital flight data recorders for 10-19 seat airplanes.
* * * * *
(g) Compliance with the requirements of Sec. 121.344(n) of this
part is required for all airplanes covered by this section.
4. Amend appendix M to part 121 by revising the introductory text
immediately following the appendix title to read as follows:
Appendix M to Part 121--Airplane Flight Recorder Specifications
The recorded values must meet the designated range, resolution
and accuracy requirements during static and dynamic conditions.
Dynamic condition means the parameter is experiencing change at the
maximum rate available, including the maximum rate of reversal. All
data recorded must be correlated in time to within one second.
* * * * *
PART 125--CERTIFICATION AND OPERATIONS: AIRPLANES HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF
6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH
AIRCRAFT
5. The authority citation for part 125 continues to read as
follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44705, 44710-
44711, 44713, 44716-44717, 44722.
6. Amend Sec. 125.226 to add a new paragraph (m) to read as
follows:
Sec. 125.226 Digital flight data recorders.
* * * * *
(m) For any parameter required by this section to be recorded, no
flight data sensor signal may be filtered, except as provided in
paragraph (m)(2) of this section.
(1) A signal is filtered when an original sensor signal has been
changed in any way, other than changes necessary to:
(i) Accomplish analog to digital conversion of the signal;
(ii) reformat a digital signal into a DFDR-compatible format; or
[[Page 66642]]
(iii) eliminate a high frequency component of a signal that is
outside the operational bandwidth of the sensor.
(2) The original sensor signals for the following parameters
described in paragraph (a) of this section may be filtered, provided
that each recorded signal continues to meet the requirements of
Appendix E of this part: 1-7, 9, 11, 18, 20, 21, 24, 26-28, 32, 34, 37-
39, 43, 45-54, 58, 59, 68, 70, 73, 77, and 82-85.
(3) Compliance with this paragraph is required as follows:
(i) For aircraft manufactured before [date 18 months from effective
date of the final rule], compliance is required by [date 4 years from
effective date of the final rule].
(ii) For aircraft manufactured on and after [date 18 months from
effective date of the final rule], compliance is required at
manufacture.
7. Amend appendix E to part 125 by revising the introductory text
immediately following the appendix title to read as follows:
Appendix E to Part 125--Airplane Flight Recorder Specifications
The recorded values must meet the designated range, resolution
and accuracy requirements during static and dynamic conditions.
Dynamic condition means the parameter is experiencing change at the
maximum rate available, including the maximum rate of reversal. All
data recorded must be correlated in time to within one second.
* * * * *
PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON DEMAND OPERATIONS
AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
8. The authority citation for part 135 continues to read as
follows:
Authority: 49 U.S.C. 106(g), 41706, 44113, 44701-44702, 44705,
44709, 44711-44713, 44715-44717, 44722.
9. Amend Sec. 135.152 by adding a new paragraph (l) to read as
follows:
Sec. 135.152 Flight recorders.
* * * * *
(l) For aircraft subject to paragraph (i) or (j) of this section:
(1) For any parameter required by this section to be recorded, no
flight data sensor signal may be filtered, except as provided by
paragraph (l)(3) of this section.
(2) A signal is filtered when an original sensor signal has been
changed in any way, other than changes necessary to:
(i) Accomplish analog to digital conversion of the signal;
(ii) reformat a digital signal into a DFDR-compatible format; or
(iii) eliminate a high frequency component of a signal that is
outside the operational bandwidth of the sensor.
(3) The following original sensor signals for the parameters
described in paragraph (h) of this section may be filtered, provided
that each recorded signal continues to meet the requirements of
Appendix F of this part: 1-7, 9, 11, 18, 20, 21, 24, 26-28, 32, 34, 37-
39, 43, 45-54, 58, 59, 68, 70, 73, 77, and 82-85.
(4) Compliance with this section is required as follows:
(i) For aircraft manufactured before [date 18 months from effective
date of the final rule], compliance is required by [date 4 years from
effective date of the final rule].
(ii) For aircraft manufactured on and after [date 18 months from
effective], compliance is required at manufacture.
10. Amend appendix F to part 135 by revising the introductory text
immediately following the appendix title to read as follows:
Appendix F to Part 135--Airplane Flight Recorder Specifications
The recorded values must meet the designated range, resolution
and accuracy requirements during static and dynamic conditions.
Dynamic condition means the parameter is experiencing change at the
maximum rate available, including the maximum rate of reversal. All
data recorded must be correlated in time to within one second.
* * * * *
Issued in Washington, DC, on November 1, 2006.
Dorenda D. Baker,
Acting Director, Aircraft Certification Service.
[FR Doc. E6-19205 Filed 11-14-06; 8:45 am]
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