Fisheries Off West Coast States; Pacific Coast Groundfish Fishery; Amendment 18, 66122-66141 [E6-19106]
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Federal Register / Vol. 71, No. 218 / Monday, November 13, 2006 / Rules and Regulations
below, comply with the EVMS requirements
of this clause as follows:
(1) For subcontracts with an estimated
dollar value of $50M or more, the following
subcontractors shall comply with the
requirements of this clause.
(Contracting Officer to insert names of
subcontractors or subcontracted effort).
lllllllllllllllllllll
lllllllllllllllllllll
lllllllllllllllllllll
lllllllllllllllllllll
(2) For subcontracts with an estimated
dollar value of less than $50M, the following
subcontractors shall comply with the
requirements of this clause except for the
requirement in paragraph (b), if applicable, to
obtain compliance/validation.
(Contracting Officer to insert names of
subcontractors or subcontracted effort.)
lllllllllllllllllllll
lllllllllllllllllllll
lllllllllllllllllllll
lllllllllllllllllllll
(g) If the contractor identifies a need to
deviate from the agreed baseline by working
against an Over Target Baseline (OTB) or
Over Target Schedule (OTS), the contractor
shall submit to the Contracting Officer a
request for approval to begin implementation
of an OTB or OTS. This request shall include
a top-level projection of cost and/or schedule
growth, whether or not performance
variances will be retained, and a schedule of
implementation for the reprogramming
adjustment. The Government will approve or
deny the request within 30 calendar days
after receipt of the request. Failure of the
Government to respond within this 30-day
period constitutes approval of the request.
Approval of the deviation request does not
constitute a change, or the basis for a change,
to the negotiated cost or price of this
contract, or the estimated cost of any
undefinitized contract actions.
(End of clause)
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As prescribed in 1834.203–70(b), substitute
the following paragraph (b) for paragraph (b)
of the basic clause:
(b) If, at the time of award, the Contractor’s
EVMS has not been determined by the
Cognizant Federal Agency to be compliant
with the EVMS guidelines, or the Contractor
does not have an existing cost/schedule
control system that is compliant with the
guidelines in the ANSI/EIA–748 Standard
(current version at the time of ward), the
Contractor shall apply the system to the
contract and shall take timely action to
implement its plan to be compliant with the
guidelines. The Government will not
formally validate/accept the Contractor’s
EVMS with respect to this contract. The use
of the Contractor’s EVMS for this contract
does not imply Government acceptance of
the Contractor’s EVMS for application to
future contracts. The Government will
monitor compliance through routine
surveillance.
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through 1852.242–77
I 6. Sections 1852.242–74, 1852.242–
75, 1842.242–76, and 1852.242–77 are
removed.
[FR Doc. E6–18918 Filed 11–9–06; 8:45 am]
BILLING CODE 7510–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 060609159–6272–02; I.D.
060606A]
RIN 0648–AU12
Fisheries Off West Coast States;
Pacific Coast Groundfish Fishery;
Amendment 18
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
SUMMARY: NMFS issues this final rule to
implement Amendment 18 to the Pacific
Coast Groundfish Fishery Management
Plan (FMP). Amendment 18 responds to
a court order by setting the Pacific
Fishery Management Council’s
(Council’s) bycatch minimization
policies and requirements into the FMP.
DATES: Effective December 13, 2006.
ADDRESSES: Amendment 18 is available
on the Council’s Web site at: https://
www.pcouncil.org/groundfish/
gffmp.html.
FOR FURTHER INFORMATION CONTACT:
(Alternate I) (NOV 2006)
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Yvonne deReynier (Northwest Region,
NMFS), phone: 206–526–6140; fax: 206–
526–6736; and e-mail:
yvonne.dereynier@noaa.gov.
SUPPLEMENTARY INFORMATION:
Electronic Access
The proposed and final rules for this
action are accessible via the Internet at
the Office of the Federal Register’s Web
site at: https://www.gpoaccess.gov/fr/
index.html. The FEIS on bycatch
mitigation is available on the NMFS
Northwest Region Web site at: https://
www.nwr.noaa.gov/Groundfish-Halibut/
Groundfish-Fishery-Management/NEPADocuments/Programmatic-EIS.cfm and
at the Council’s Web site at https://
www.pcouncil.org.
Background
Amendment 18 revised the FMP to set
the Council’s bycatch minimization
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polices and requirements into the FMP.
Amendment 18 responds to court orders
in Pacific Marine Conservation Council
v. Evans, 200 F.Supp.2d 1194 (N.D.
Calif. 2002) [hereinafter PMCC v.
Evans]. This final rule implements the
following actions: require that
groundfish fishery management
measures take into account the cooccurrence ratios of overfished species
with more abundant target stocks;
require vessels that participate in the
open access groundfish fisheries to carry
observers if directed by NMFS;
authorize the use of depth-based closed
areas as a routine management measure
for protecting and rebuilding overfished
stocks, preventing the overfishing of any
groundfish species, minimizing the
incidental harvest of any protected or
prohibited non-groundfish species,
controlling effort to extend the fishing
season, minimizing the disruption of
traditional commercial fishing and
marketing patterns, spreading the
available recreational catch over a large
number of anglers, discouraging target
fishing while allowing small incidental
catches to be landed, and allowing small
fisheries to operate outside the normal
season; update the boundary definitions
of the Klamath and Columbia River
Salmon Conservation Zones and Eureka
nearshore area to use latitude and
longitude coordinates in a style similar
to that of the Groundfish Conservation
Areas (GCAs); and, allow species to be
identified for sorting prior to landing if
there is a scientific need for those
species to be separately identified upon
landing.
A Notice of Availability for
Amendment 18 was published on June
9, 2006 (71 FR 33432). NMFS requested
comments on the amendment under the
Magnuson-Stevens Act FMP
amendment review provisions for a 60day comment period, ending August 8,
2006. A proposed rule was published on
June 27, 2006 (71 FR 36506), requesting
public comment through August 8,
2006. During the Amendment 18 and
proposed rule comment period, NMFS
received two letters of comment. These
letters are addressed later in the
preamble to this final rule. The
preamble to the proposed rule for this
action provides additional background
information on the fishery and on this
final rule. Further detail on Amendment
18 also appears in the bycatch
mitigation FEIS, referenced above under
‘‘Electronic Access.’’ After consideration
of the public comments received on the
amendment, NMFS approved
Amendment 18 on September 6, 2006.
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Federal Register / Vol. 71, No. 218 / Monday, November 13, 2006 / Rules and Regulations
Comments and Responses
NMFS received two letters of
comment on the proposed rule to
implement Amendment 18: one letter
was jointly sent by four environmental
advocacy organizations, and one letter
was sent by the Washington Department
of Fish and Wildlife (WDFW). These
comments are addressed here:
Comment 1: WDFW believes that
groundfish species sorting requirements
at § 660.306 need to be expanded so that
managers may better quantify total catch
for some species that are part of the
FMP, but which are not required to be
sorted because they lack species-specific
trip limits, size limits, harvest
guidelines, quotas, or optimum yields
(OYs). Skates (Raja spp.) serve as an
example of species for which
broadening sorting requirements could
greatly improve total catch accounting.
There are several West Coast skate
species and they are often landed with
their wings removed, making these
animals particularly difficult to identify
by species when they are landed
unsorted. Allowing NMFS to designate,
upon recommendation by the Council,
certain species as required to be sorted
under a scientific sorting designation
would allow science and management
agencies to better assess populations of
some of the less commonly caught
species within the groundfish complex.
Therefore, WDFW suggests that Federal
regulations at § 660.306(a)(7) and
§ 660.370(h)(6) be revised to require
that, in addition to other sorting
requirements, vessels sort species with
‘‘scientific sorting designation.’’
Response: NMFS agrees that WDFW’s
suggestion will be beneficial to
improving total catch information on
less commonly caught species. The
suggested revision to Federal
regulations supports language added to
the FMP via Amendment 18, found at
Section 6.4.1.2, on Commercial
Fisheries total catch reporting
methodology, ‘‘Catch weight by sorted
species category, area of catch, vessel
identification number, and other data
elements are required on fish tickets.
Landings are also sampled in port by
State personnel, who collect species
composition data, otoliths for ageing,
lengths, and other biological data. * * *
All landings of groundfish stocks of
concern (overfished stocks and stocks
below BMSY) and target stocks and stock
complexes in West Coast fisheries are
tracked in Quota Species Monitoring
reports of landed catch.’’ NMFS
anticipates that WDFW’s suggestion will
allow the Council to target particular
stocks for improved species-specific
data gathering, and to potentially
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address a management challenge
identified under Section 4.3.3 of the
FMP, the inability to conduct speciesspecific stock assessments on fish stocks
without species-specific landings data.
Therefore, this final rule includes
WDFW’s suggested modification to
Federal framework regulations at
§ 660.306(a)(7) and § 660.370(h)(6). No
species would be added through this
action to the lists at § 660.370(h)(6)(i)–
(ii) that designate the species and
species groups currently required to be
sorted. Species required to be sorted via
a scientific sorting designation would be
considered through the Council process
and through a future Federal
rulemaking.
Comment 2: The commenting
organizations (Natural Resources
Defense Council, Pacific Marine
Conservation Council, Oceana, and The
Ocean Conservancy, hereinafter ‘‘The
Four Organizations’’) generally agree
with the Council’s three-part bycatch
minimization strategy of: Improving
data collection and analysis; improving
modeling to better correlate bycatch
rates with time, place, and gear type;
and developing management measures
that minimize bycatch and bycatch
mortality. However, for reasons
explained in subsequent comments,
below, they do not believe that
Amendment 18 satisfies the
requirements of the Magnuson-Stevens
Act and other applicable laws. Pursuant
to 16 U.S.C. 1854(a)(3), they call on
NMFS to disapprove portions of
Amendment 18 on the following
grounds: (1) The failure to adopt all
practicable bycatch minimization
measures; (2) the failure to articulate
why certain measures adopted as part of
the Council’s preferred alternative have
been deemed impracticable and thus
dismissed from implementation at this
time; (3) the failure to provide objectives
and targets for implementing currently
impracticable measures, or to include
performance standards and measurable
criteria for determining progress
towards reducing bycatch; (4) an
inadequate standardized total catch
reporting (and observer) program; and
(5) other reasons explained below.
Response: The Magnuson-Stevens Act
at 16 U.S.C. 1854(a)(3) requires that
‘‘The Secretary [of Commerce] shall
approve, disapprove, or partially
approve a plan or amendment within 30
days of the end of the comment period
[on the FMP or FMP amendment] by
written notice to the Council.’’ NMFS
sent written notice to the Council on
September 6, 2006 that the agency had
fully approved Amendment 18 to the
FMP, prior to the Magnuson-Stevens
Act’s 30-day deadline from the end of
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the comment period. NMFS approved
Amendment 18, after taking into
account all comments received, because
it revises the FMP to meet the
requirements of the Magnuson-Stevens
Act to minimize bycatch to the extent
practicable, and to provide a
standardized bycatch reporting
methodology. As discussed in the
proposed rule for this action,
Amendment 18 significantly revised
Chapter 6 of the FMP, ‘‘Management
Measures’’ to address the bycatch
monitoring and minimization
requirements of the Magnuson-Stevens
Act. With Amendment 18’s revisions,
the FMP sets a high priority on bycatch
minimization and requires the use of
practicable bycatch minimization
measures, including: A total catch
reporting and compliance program
(Section 6.4); bycatch mitigation
measures to be implemented if
practicable, such as full retention
programs, sector-specific and vesselspecific total catch limit programs, and
catch allocation to or gear flexibility for
gear types with lower bycatch rates
(Section 6.5); gear definitions and
restrictions (Section 6.6); catch
restrictions such as quotas, size limits,
trip limits, and bag limits (Section 6.7);
time/area closures for bycatch
mitigation and habitat protection
(Section 6.8); capacity control measures
such as permits and licenses (Section
6.9); and enforcement and safety
standards (Section 6.10). The FMP at
6.5.1 states that ‘‘The Council has all of
the management measures detailed in
Sections 6.5–6.10 at its disposal to
manage directed catch and reduce
bycatch of groundfish species in the
groundfish fisheries. Because of the
interaction among the various species
and the regular incorporation of new
information into the management
system, the details of the specific
measures will change over the years, or
within years, based on the best available
science. Management measures will be
designed taking into account the cooccurrence ratios of target stocks with
overfished stocks. To protect overfished
species and minimize bycatch through
reducing incidental catch of those
species, the Council will particularly
use, but is not limited to: Catch
restrictions detailed in Section 6.7 to
constrain the catch of more abundant
stocks that commingle with overfished
species, in times and areas where higher
abundance of overfished species are
expected to occur; time/area closures
detailed in Section 6.8 and designed to
prevent vessels from operating during
times when or in areas where overfished
species are most vulnerable to a
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particular gear type or fishery; and gear
restrictions described in Section 6.6,
where that gear restriction has been
shown to be practicable in reducing
overfished species incidental catch
rates.’’ The groundfish FMP addresses
over 90 species; its management area
spans the length of the U.S. West Coast;
and its fisheries affecting groundfish
range from treaty tribal ceremonial
fisheries, to commercial fisheries with
international markets varying from elite
delicacies to mass-market surimi, to
family weekend sport fishing trips. The
diverse array of management measures
required in the FMP for bycatch
mitigation reflects the Council’s
philosophy that there is not one single
solution for minimizing bycatch in such
a diverse set of fisheries, and that
addressing bycatch is an ongoing
process.
NMFS notes that although The Four
Organizations requested partial
disapproval of Amendment 18, their
comments did not specify which
sections of Amendment 18 they wished
NMFS to disapprove. The Four
Organizations also state that ‘‘NMFS
must reject the portions of the proposed
rule implementing Amendment 18 that
fail to comply with the bycatch
requirements of the Magnuson-Stevens
Act, and the reasoned decision-making
standard of the Administrative
Procedures Act (APA.)’’ The Four
Organizations elaborated on each of the
five points on which they based their
request that NMFS disapprove portions
of Amendment 18. NMFS has approved
all of Amendment 18 and its
implementing regulations because they
are consistent with the MagnusonStevens Act and other applicable laws.
NMFS responds below to both the
general and detailed comments of The
Four Organizations, which they had
summarized as stated in Comment 2 as
the introduction to their letter.
Comment 3: The Four Organizations
believe that Amendment 18 fails to
adopt all practicable management
measures. The Magnuson-Stevens Act
requires that NMFS implement all
‘‘practicable’’ bycatch minimization
measures (16 U.S.C. 1853(a)(11).)
Although NMFS has some discretion in
determining which measures are
practicable, mere ‘‘[i]nconvenience is
not an excuse’’ for finding a particular
measure impracticable (63 FR 24212 at
24224, May 1, 1998—Preamble to
National Standard Guidelines.) The only
bycatch minimization measures
required by Amendment 18—(1) Gear
restrictions found in FMP Section 6.6;
(2) catch restrictions found in FMP
Section 6.7; and (3) time-area closures
contained in FMP Section 6.8—have
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already been part of the status quo
management of the fishery for several
years. All other measures remain
discretionary or are deemed not yet
practicable. Thus, the only measures
that the Council considers to be
practicable in 2006 are those that have
comprised the status quo since prior to
the decision in PMCC v. Evans.
Response: As discussed in the
preamble to the proposed rule for this
action, PMCC v. Evans addressed
Amendment 13, which NMFS approved
on December 31, 2001. The Four
Organizations are incorrect in asserting
that the Council only considers
measures implemented in 2001 and
earlier to be practicable in 2006. NMFS
provided a list of bycatch management
measures required by the FMP, via
Amendment 18, in the response to
Comment 2, above. Since 2001, and in
response to the Court’s decision in 2002
on Amendment 13, NMFS and the
Council have evaluated and
implemented numerous new bycatch
minimization measures through the
FMP’s framework authority. The
following list of measures implemented
since 2001 does not include either the
Amendment 18 regulations or those
additional bycatch minimization
measures that NMFS has proposed to be
implemented for the 2007–2008
groundfish fisheries via the groundfish
specifications and management
measures process (71 FR 57764,
September 29, 2006):
Standardized Total Catch Reporting
Methodologies
• Requirement for participants in the
West Coast groundfish fisheries to carry
one or more Federal observers onboard
their vessels. Observer program
regulations implemented May 24, 2001
(66 FR 20609, April 24, 2001).
• NMFS’s West Coast Groundfish
Observer Program (WCGOP) begins
placing observers on vessels that
participate in the groundfish fisheries in
Federal waters (August 2001).
• NMFS first uses a bycatch model,
populated by data from historical
experiments, to set groundfish trip
limits that vary by time of year and
depth, in accordance with cooccurrence ratios in the bycatch model
(67 FR 1555, January 11, 2002).
• NMFS completes analysis of first
year’s worth of data from WCGOP in
January 2003 (https://
www.nwfsc.noaa.gov/research/
divisions/fram/observer/datareport/
trawl/datareportjan2003.cfm)
• NMFS approves Amendment 16–1
to the FMP on November 13, 2003. In
addition to setting a framework for
incorporating overfished species
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rebuilding plans into the FMP,
Amendment 16–1 revises the FMP to
make a groundfish observer program a
mandatory tool in fishery management
(69 FR 8861, February 26, 2004).
• NMFS reconstructs groundfish
fishery bycatch model and populates it
with WCGOP data to model species cooccurrence ratios, plus trip limit and
depth-based management regimes for
the 2004 fishing year, effective January
1, 2004 (69 FR 1380, January 8, 2004).
• Requirement for at-sea processors
and catcher-processors to carry one or
more Federal observers onboard their
vessels implemented July 7, 2004. These
vessels had previously been carrying
observers voluntarily for their
participation in the at-sea whiting
fishery, but NMFS viewed mandatory
coverage as needed in order to ensure
observer data integrity (69 FR 31751,
June 7, 2004).
Fleet-Size/Effort Reduction (With Direct
or Indirect Bycatch Minimization
Effects)
• Restriction on the frequency of
limited entry permit transfers in order to
restrict the number of vessels that may
use a permit within a calendar year
implemented August 1, 2001 (66 FR
40918, August 6, 2001).
• Amendment 14 to the FMP,
program to consolidate limited entry
sablefish fleet by allowing vessels to
stack up to three permits on the same
vessel, implemented August 2, 2001 (66
FR 41152, August 7, 2001). Between
2001 and the present, fleet size reduced
by approximately 50 percent.
• Limited entry trawl permit and
vessel buyback program; fleet size
reduced by 34 percent between July and
December 2003 (68 FR 42613, July 18,
2003).
• The Council announces its intent to
consider implementing an individual
quota program for the limited entry
trawl fishery, setting a control date for
considerations of qualifying catch (69
FR 1563, January 9, 2004).
• The Council announces its intent to
consider a license limitation program
for the open access fishery, setting a
control date for considerations of
qualifying catch (Federal Register
publication anticipated by November
15, 2006).
Marine Areas Closed to Fishing
• Eastern and Western Cowcod
Conservation Areas implemented in
Southern California Bight, January 5,
2001 (66 FR 2338, January 11, 2001).
• Darkblotched Rockfish
Conservation Area (RCA) implemented
for trawlers operating north of Cape
Mendocino, CA for the months of
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September–December 2002 (67 FR
57973, September 13, 2002).
• Darkblotched RCA replaced with
coastwide (U.S. border with Canada to
U.S. border with Mexico) RCAs for
commercial fisheries, primarily closing
fishing on the continental shelf (68 FR
908, January 7, 2003, and 68 FR 11182,
March 7, 2003).
• Yelloweye Rockfish Conservation
Area implemented off Washington coast
(68 FR 908, January 7, 2003, and 68 FR
11182, March 7, 2003).
• Vessel monitoring system
requirements for limited entry fleet
implemented January 1, 2004 (68 FR
62374, November 4, 2003).
• Recreational fisheries first subject to
RCAs and depth-based management (69
FR 1322, January 8, 2004, and 69 FR
11064, March 9, 2004).
• NMFS establishes for the 2005
Pacific whiting fishery, via emergency
rule, the Ocean Salmon Conservation
Zone, closing the whiting fishery
shoreward of the 100-fm depth contour
(70 FR 51682, August 31, 2005).
• NMFS implements 51 new closed
areas within the West Coast Exclusive
Economic Zone for the protection of
groundfish Essential Fish Habitat (71 FR
27408, May 11, 2006.)
Gear Restrictions or Incentives
• Differential trip limits are
introduced for vessels using small
footrope gear, intended to discourage
fishing in areas where nearshore and
shelf rockfish occur, January 5, 2001 (66
FR 2338, January 11, 2001.)
• Selective flatfish trawl gear required
for trawl vessels operating shoreward of
the RCAs and north of Cape Mendocino,
CA, effective January 1, 2005 (69 FR
77012, December 23, 2004.)
Comment 4: The Four Organizations
believe that Amendment 18 fails to
adopt all practicable management
measures. According to the bycatch
mitigation EIS, the preferred alternative
that Amendment 18 purports to
implement would: ‘‘primarily use sector
allocations and reward those sectors
with the best bycatch minimization
performance. It would encourage
individual vessels to carry observers at
the vessel’s expense and provide larger
trip limits for those vessels, in
combination with catch limits for
overfished species. Those vessels that
participate would be exempted from the
sectors and not be closed if a sector
were closed.’’
Response: The Four Organizations
have quoted a discussion of a portion of
the preferred alternative from the EIS’s
Executive Summary, not the preferred
alternative itself, which the Council
developed to incorporate elements from
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several of the EIS’s alternatives. NMFS
addresses sector bycatch caps in its
responses to Comments 5 and 6. Here,
NMFS provides the text of the preferred
alternative, so that readers may be clear
as to the precise wording:
‘‘Create a new Alternative 7 that
includes elements of Alternatives 1, 4,
and 5. Elements from Alternative 1 that
would be included in Alternative 7
would be all current programs for
bycatch minimization and management,
including but not limited to: setting
optimum yield specifications, gear
restrictions, area closures, variable trip
and bag limits, season closures,
establishing landings limits for target
species based on co-occurrence ratios
with overfished stocks, etc. The FMP
would be amended to more fully
describe our standardized reporting
methodology program and to require the
use of bycatch management measures
indicated under Alternative 1 for the
protection of overfished and depleted
groundfish stocks and to reduce bycatch
and bycatch mortality to the extent
practicable. These would be used until
replaced by better tools as they are
developed.
Elements from Alternative 4 that
would be included in Alternative 7
would be the development and adoption
of sector-specific caps for overfished
and depleted groundfish species where
practicable. We anticipate phasing in
sector bycatch caps that would include:
Monitoring standards, full retention
programs, and individual vessel
incentives for exemption from caps.
Elements of Alternative 5 that would
be included in Alternative 7 would be
the support of future use of Individual
Fishing Quota programs for appropriate
sectors of the fishery. The FMP would
incorporate the Strategic Plan’s goal of
reducing overcapacity in all commercial
fisheries. Additionally, baseline
accounting of bycatch by sector shall be
established for the purpose of
establishing future bycatch program
goals.’’
Comment 5: The Four Organizations
believe that Amendment 18 fails to
adopt all practicable management
measures. They believe that NMFS must
implement hard bycatch caps for all
sectors targeting Pacific groundfish.
Continued delay in setting hard caps
and other important bycatch reduction
measures is irresponsible, because it
promotes overfishing and fails to
promote a more efficient and thus more
profitable fishery. Hard caps, along with
rapid inseason management responses
and robust monitoring, are necessary to
prevent exceeding the OY of Pacific
groundfish. Absent these measures, they
believe that the fisheries risk exceeding
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66125
the Acceptable Biological Catch (ABC)
and/or OY on a regular basis, as they
assert occurred with lingcod, Dover
sole, canary rockfish, bocaccio,
shortspine thornyheads, and black
rockfish in 2003 and with darkblotched
rockfish and canary rockfish in 2004.
Moreover, from an ecosystem-based
perspective, The Four Organizations
believe that NMFS must improve the
counting and control of bycatch of all
marine life since fishing affects not only
targeted and overfished species, but also
marine ecosystems more broadly.
Response: NMFS has determined, as
explained below, that ‘‘hard’’ bycatch
caps are not practicable at this time. The
Four Organizations are incorrect in
asserting that hard bycatch caps are
necessary to prevent overfishing. While
Amendment 18 endorses the use of
sector bycatch caps, where practicable,
hard bycatch caps are not a prerequisite
for preventing overfishing, nor are
bycatch caps the sole management
measure available to prevent
overfishing.
Amendment 18 discusses sectorspecific total catch limit programs in
Section 6.5.3.2 as follows: ‘‘A sectorspecific total catch limit program is one
in which a fishery sector would have
access to a pre-determined (probably
through the harvest specifications and
management measure process, Section
6.2, C) amount of a groundfish FMU
species, stock, or stock complex that
would be allowed to be caught by
vessels in that sector. Once a total catch
limit is attained, all vessels in the sector
would have to cease fishing until the
end of the limit period, unless the total
catch limit is increased by the transfer
of an additional limit amount. A sectorspecific total catch limit program could
be based on either: (1) Monitoring of
landed catch and inseason modeling of
total catch based on past landed catch
and bycatch rates, or (2) monitoring of
total catch and real-time delivery of
total catch data. If a sector-specific total
catch limit program is based on
inseason monitoring of landed catch, a
sector would close when inseason total
catch modeling estimated that the sector
had achieved an FMU [Fishery
Management Unit] species, stock, or
stock complex total catch limit. If a
sector-specific total catch limit program
is based on inseason monitoring of total
catch, a sector would close when
inseason total catch monitoring
estimated that the sector had achieved
an FMU species, stock, or stock complex
total catch limit.’’
Currently, before the start of a twoyear management cycle, the Council and
NMFS use projection models
incorporating past WCGOP data to set
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fishery management measures so that
they best reflect the known catch ratios
between target and rebuilding species.
During each two-year management
cycle, new WCGOP data is incorporated
into the model and total catch is
estimated so that management measures
may be revised inseason to keep the
fishery within OYs. Following each
fishing year, WCGOP data for that year
are used for post-season total catch
evaluations, and are then used in setting
or revising management measures for
subsequent fishing years. Taking these
three evaluation and implementation
steps—pre-season, inseason, and postseason—ensures that NMFS and the
Council are using the best available
scientific information to minimize
bycatch to keep total catch within OYs,
and to ensure that management is
constantly improved through the use of
updated information. The OYs of nontarget species serve as total catch limits
for those species, although most species
are not allocated by sector. If a species
is not allocated by sector, a higher-thanpredicted catch in one sector may be
accounted for by constraining catch in
another sector with lower-thanpredicted catch for that species.
For example, in summer 2006, the
Council used an inseason bycatch limit
to ensure that the summer fisheries’
incidental catch of canary rockfish
remained low enough so that autumn
and winter fisheries with incidental
rockfish catch would not have to be
closed to keep the catch of canary
rockfish within its OY, recommending
that: ‘‘If the catch of canary in the LE
bottom trawl sector is projected to reach
7.75 mt of the end of either July or
August, NMFS will move the shoreward
boundary of the RCA in to the shore
north of 40° 10′ N. lat. at the end of that
month. The Groundfish Management
Team will reevaluate management
measures relative to canary rockfish at
the Council’s September meeting.’’ That
Council recommendation illustrates the
type of bycatch limit that is both
possible and effective in groundfish
fishery management, a limit that relies
on projections from data received
inseason, rather than on real-time
estimates of the exact amount of catch
being taken at a given time. Because the
current management system is more
flexible than a hard bycatch cap system,
it allows overages discovered inseason
for one portion of the fishery, or with
research catch, to be accommodated
with reductions in available bycatch
amounts in other portions of the fishery.
Regarding whether overfishing
occurred on darkblotched and canary
rockfish in 2004, NMFS has recent
revised estimates that show overfishing
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did not occur. Under the FMP, ABCs for
all species are set at the FMSY level or
its proxy the level that, for a particular
year, is intended to produce maximum
sustainable yield for that species on a
continuing basis. OYs for most
groundfish species are set below their
ABCs. Overfishing occurs when the total
catch of a species exceeds that species’
ABC. NMFS completed its post-season
evaluation of the 2004 fisheries in early
2006. In an analysis by NMFS
Northwest Fisheries Science Center
dated May 18, 2006, NMFS estimated
that overfishing had occurred on
darkblotched rockfish in 2004.
Subsequently, NMFS determined that
some double-counting had occurred in
the summarization of landed catches in
the May 18, 2006, analysis. A revised
analysis of total fishing mortality, or
total catch, was published on the
Northwest Fisheries Science Center Web
site on September 29, 2006. [https://
www.nwfsc.noaa.gov/research/
divisions/fram/observer/datareport/
docs/revised_total_fg_catch_
estimation2004.pdf] Based on the
September 29, 2006 analysis, NMFS
estimates that no species were subject to
overfishing during the 2004 fishing year.
The total catch of darkblotched rockfish,
which was previously estimated to have
exceeded the 240 mt ABC by 1.6 mt, is
now estimated to have been 9.1 mt
below the ABC. The September 29,
2006, analysis estimates that the 2004
total catch of canary rockfish exceeded
the 47.3 mt OY by 0.8 mt. This does not
represent overfishing because the total
catch was below the ABC of 243 mt. In
no other instance did the estimated
2004 total catch of a species exceed that
species ABC.
As reported in Table 4–2 in the final
EIS for the 2005–2006 groundfish
specifications and management
measures, estimated 2003 lingcod total
catch exceeded the lingcod ABC of 841
mt by 525.6 mt. The lingcod stock,
which had previously been listed as
overfished, completed its rebuilding
ahead of its 2009 anticipated rebuilt
date and was announced as rebuilt in
2005. The 2003 shortspine thornyhead
estimated total catch exceeded its ABC
of 1,004 mt by 216.2 mt. These two
species were subject to overfishing, but
were protected from overfishing in
subsequent years both by a more
conservative management regime and by
a more consistent total catch calculation
methodology between the pre-season
period and the inseason management
period, as described below. Dover sole,
canary rockfish and bocaccio estimated
total catch levels exceeded their OYs:
Dover sole estimated total catch was
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8,342.2 mt, between its 7,440 mt OY and
its 8,510 ABC; canary rockfish estimated
total catch was 46.8 mt, between its 44
mt OY and its 272 mt ABC; and
bocaccio estimated total catch was 29.1
mt, between its 20 mt OY and its 198
mt ABC. Bycatch rate and total catch
estimation was particularly challenging
in 2003, because NMFS had modeled
bycatch rates prior to the fishing year
based on pre-WCGOP data, then revised
its bycatch rate estimates inseason based
on data from WCGOP’s first year, which
became available for management use
for the first time in January 2003. Postseason total catch estimates also used
WCGOP data to assess total catch. The
number of species with catches in
excess of their OYs in 2003 is an
indicator of the challenge of managing
a fishery to use best and most recently
available science, when the new
scientific data in question represents a
significant shift in scientific method.
However, when the newly available
science revealed that the fishery had or
was projected to exceed its 2003 OY
level, NMFS and the Council responded
quickly with inseason actions to
constrain the fisheries. The effects of
newly available inseason observer data
have diminished over time as more
years of observer data are added to the
management process, since those
additional years of data provide NMFS
with a more complete picture of how
fishing vessel behavior and groundfish
stock migrations change during the
calendar year. The effects of all harvest
levels, whether under or over OYs, are
accounted for in subsequent stock
assessments.
Finally, The Four Organizations state
that NMFS must improve the counting
and control of bycatch of all marine life,
because they believe that fishing affects
not only targeted and overfished
species, but also marine ecosystems
more broadly. NMFS agrees that it is
important to assess and minimize the
bycatch of marine species other than
those that are either targeted or
overfished. Many of the measures
currently in place reduce bycatch of all
species; for example, the gear
restrictions described in the response to
comment 6. See also the response to
comment 14. Because of the MagnusonStevens Act’s mandate to rebuild
overfished species, and because of the
unusually long lives and low
productivity levels of rockfish managed
under rebuilding plans, NMFS places its
highest bycatch minimization priority
on constraining incidental catch of
overfished species. NMFS most recently
described its approach to overfished
species rebuilding in the preamble to
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the proposed rule to implement
Amendment 16–4 to the FMP and the
2007–2008 groundfish specifications
and management measures (71 FR
57764, September 29, 2006.) A more
detailed analysis of this management
approach is also available in the Final
EIS for that action, available online from
the Council at: https://www.pcouncil.org/
nepa/nepatrack.html.
Comment 6: The Four Organizations
believe that the proposed rule fails to
provide a rational basis for dismissing
measures as impracticable. Neither the
proposed rule nor Amendment 18
explains sufficiently why other
measures that the Council analyzed but
did not adopt, such as hard sector caps,
are not currently practicable. NMFS has
dismissed certain measures by simply
labeling them impracticable, without
fully considering the practicability of
achieving those measures and without
explaining why they are impracticable.
In Amendment 13, NMFS dismissed as
‘‘impracticable without an observer
program’’ two methods of reducing
bycatch: (1) ‘‘the use of incentives for
vessels with lower bycatch rates, such
as allowing higher landing limits (and
thus greater fishing profits) for fishing
vessels that fish selectively and thus
have relatively low discard rates;’’ and
(2) ‘‘the use of discard caps to manage
the fishery’’ (PMCC v. Evans). The
agency argued that ‘‘both alternatives
are deemed impracticable without a full
observer program, since both would
require individual vessel monitoring’’
(PMCC v. Evans). The agency never
explained why full observer coverage
was impracticable; it just concluded that
it was so.
Several bycatch minimization
programs that were chosen as part of the
agency’s preferred alternative have been
dismissed as impracticable at the
present time, including: full retention
programs, sector-specific total catch
limits, vessel-specific total catch limits,
and providing increased catch
allocations to or gear flexibility for gear
types with lower bycatch rates. NMFS
states that the reasons for this are that
‘‘[s]ector specific limits are not
practicable until the shore-based
retention and monitoring program is
more fully developed’’ and vessel-based
limits ‘‘would be dependent upon a
more intense level of monitoring than is
practicable under the current
management regime * * *.’’ (71 FR
36506 at 36510, June 27, 2006.) This
rationale is wholly insufficient to satisfy
the Administrative Procedures Act’s
(APA’s) requirement for reasoned
decision-making, just as the court in
PMCC v. Evans found inadequate
NMFS’s explanation in Amendment 13
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that ‘‘the type of observer program that
would be needed to implement a vessel
incentive program is not practicable.’’
(66 FR 29729, at 29731 (June 1, 2001)).
In PMCC v. Evans, the Court found that
NMFS had engaged in ‘‘unreasoned
decision-making’’ because it ‘‘did not
fully consider the practicability of the
more comprehensive observer program
necessary to administer vessel
incentives or discard caps in light of the
factors set forth in 50 CFR
600.350(d)(3)(i).’’ The Council’s
‘‘Preliminary Discussion Draft
Practicability Analysis for Amendment
18’’ does not suffice. It was not included
in the analysis of either the proposed
rule or Amendment 18 and, even if it
had been, the draft is confusing and
incomplete. For example, the analysis
only considers the socio-economic
obstacles or costs of individual fishing
quotas, which are but one of several
measures from the preferred alternative
in the PEIS that are dismissed as
impracticable in the proposed rule.
Other measures, such as hard sector
caps and the use of performance
standards, are not similarly evaluated.
Response: PMCC v. Evans addressed
Amendment 13, which as mentioned
above, NMFS approved on December
21, 2001. This final rule implements
Amendment 18, which NMFS approved
on September 6, 2006. The Four
Organizations have quoted the agency’s
record for Amendment 13. NMFS
analyses for Amendment 18 are separate
from its analyses for Amendment 13.
In its National Standard 9, the
Magnuson-Stevens Act requires bycatch
to be minimized to the extent
practicable. The issue of which
management measures are and are not
practicable at this time or into the future
is central to Amendment 18, its program
for bycatch minimization into the
future, and to Federal regulations as
amended through this final rule. The
bycatch mitigation EIS, completed in
September 2004, discussed the
practicability of each of the alternatives
when weighed against each other.
NMFS and the Council dealt further
with practicability through the
development of Amendment 18, which
recommends different bycatch
minimization measures in different
fisheries and sectors, as practicable. The
Council finalized Amendment 18 at its
November 2005 meeting. For that
meeting, NMFS provided the Council
with a draft practicability analysis that
evaluated the practicability of
Amendment 18 within a framework of
the Federal guidelines on National
Standard 9 at § 660.350(d)(3). Those
guidelines provide factors that should
be considered when determining
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whether a conservation and
management measure minimizes
bycatch or bycatch mortality to the
extent practicable. It became clear from
Council discussions, however, that the
Council and the public were more
focused on evaluating the practicability
of particular management tools, such as
fleet capacity reduction or sector
bycatch caps. Therefore, NMFS revised
its practicability analysis to evaluate
major bycatch accounting and
minimization tools, in order to better
inform the agency’s decision on
Amendment 18 under the MagnusonStevens Act and for the Record of
Decision on the EIS. The final
practicability analysis is available from
NMFS’s Northwest Region (see
ADDRESSES) and the portions of that
document that addressed vessel
incentives, sector bycatch caps, full
retention programs, and gear restrictions
and catch incentives for lower bycatch
gear are provided here, since The Four
Organizations explicitly mentioned
those four potential management tools.
NMFS addressed some practicability
issues associated with sector bycatch
caps in its response to Comment 5; that
discussion is supplemented here.
The Magnuson-Stevens Act provides
for a deliberative fishery management
council process, followed by a Federal
rulemaking process, both with multiple
opportunities for public review and
comment on fishery management
concepts as they are developed in the
Council and on the Federal regulations
that implement Council
recommendations. Other laws, such as
NEPA and the Regulatory Flexibility Act
(RFA,) require that NMFS and the
Council analyze the potential effects of
fishery management actions on the
physical, biological, and socio-economic
environment, and particularly on small
business entities within the socioeconomic environment. In completing
the analytical documents needed to
assess the Council’s recommendation on
a preferred alternative for the bycatch
mitigation EIS and on Amendment 18
language, NMFS evaluated the meaning
of the requirement to minimize bycatch
‘‘to the extent practicable’’ in light of the
current state of the groundfish fishery.
The evaluative processes required by
the Magnuson-Stevens Act, NEPA, RFA,
and other applicable law, provide the
framework for the agency’s reasoned
decision-making on both the EIS’s
preferred alternative and approval of
Amendment 18.
The Magnuson-Stevens Act does not
define what is meant by ‘‘to the extent
practicable’’ when referring to the
requirement to minimize bycatch. For
the purposes of this discussion, NMFS
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defines practicable for bycatch
minimization measures to mean a
measure that is ‘‘reasonable and capable
of being done in light of available
technology and economic
considerations.’’ In other words, it may
be possible to imagine a particular
management tool, or to have seen it
used in other fisheries, without that
management tool being practicable for
the West Coast groundfish fishery in
particular. This definition is consistent
with standard dictionaries, and with the
intent of Congress, as expressed in the
Congressional Record on the
Sustainable Fisheries Act, ‘‘The use of
the term ‘to the extent practicable’ was
chosen deliberately by both the Senate
and the House. Both bodies recognize
that bycatch can occur in any fishery,
and that complete avoidance of
mortality is impossible. Councils should
make reasonable efforts in their
management plans to prevent bycatch
and minimize its mortality. However, it
is not the intent of the Congress that the
councils ban a type of fishing gear or a
type of fishing in order to comply with
this standard. ‘Practicable’ requires an
analysis of the cost of imposing a
management action; the Congress does
not intend that this provision will be
used to allocate among fishing gear
groups, nor to impose costs on
fishermen and processors that cannot be
reasonably met.’’ (104 Cong. Rec.,
H11437 (1996).) The agency’s definition
of the term practicable has also been
tested in court and affirmed for bycatch
minimization and essential fish habitat
(EFH) protection for Federal fishery
management off New England (Oceana
v. Evans, No. 04–0811 (ESH) (Mar. 9,
2005.)
The Council addressed the question of
practicability when making its final
decision on Amendment 18. At its
November 2005 meeting, the Council
finalized FMP amendatory language for
Amendment 18 and reviewed a draft
work plan for future bycatch
minimization measures intended to
follow on Amendment 18. Council
members particularly addressed sector
bycatch caps in discussing potential
future management measures, saying
that, collectively, NMFS, the states, and
the industry do not have the ‘‘resources,
money, or infrastructure to manage by
sector caps.’’ Council members
expressed an interest in looking at
sector bycatch caps for future
management, but viewed them as
impracticable to implement right now.
As explained in the proposed rule for
this action, the Council wished to build
a management infrastructure for
implementing sector bycatch caps
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where practicable in the future, but also
concentrate right now on bycatch
minimizing management measures that
are more practicable in the near term. In
particular, the Council cited two
activities that could be done in the near
term to minimize bycatch using existing
personnel, funds, and management
infrastructure: requiring permits in the
open access fishery and evaluating the
process by which observer and landings
data are collected and analyzed for use
in the management process. NMFS and
the Council have followed up with both
of these issues and NMFS anticipates
shortly publishing an advance notice of
proposed rulemaking on permitting the
open access fishery.
NMFS has also fully considered the
practicability of a more comprehensive
observer program throughout the
process of developing Amendment 18
and concurrent regulatory programs. In
addition to the bycatch mitigation EIS,
NMFS has evaluated observer coverage
in two Environmental Assessment/
Regulatory Impact Review/Initial
Regulatory Flexibility Analyses (EA/
RIR/IRFAs) for observer requirements in
the groundfish fishery: a 2000 EA/RIR/
IRFA on ‘‘An Observer Program for
Catcher Vessels in the Pacific Coast
Groundfish Fishery,’’ and a 2003 EA/
RIR/IRFA on the ‘‘Implementation of an
Observer Program for At-Sea Processing
Vessels in the Pacific Coast Groundfish
Fishery.’’ NMFS has analyzed
additional monitoring mechanisms in
two EA/RIR/IRFAs on vessel monitoring
systems, and is currently drafting an
EA/RIR/IRFA on implementing
electronic monitoring (camera
observation) requirements for the shorebased sector of the whiting fishery.
These EA/RIR/IRFAs, which have been
discussed in the Council process and
made available to the public both
through the Council and NMFS noticeand-comment processes, evaluate the
costs and appropriateness of the
different types of monitoring
mechanisms for different fishery
management goals.
For the practicability analysis on
NMFS’s decision on Amendment 18,
NMFS evaluated the costs of the various
monitoring programs currently in place
against the expected cost of 100 percent
observer coverage. Current WCGOP
costs to address the non-whiting portion
of the groundfish fleet are
approximately $4.5 million per year.
NMFS estimates that expanding
WCGOP coverage so that all vessels
were required to carry an observer
whenever they are fishing would cost
approximately $13.3 million per year, a
significant cost when compared against
the commercial fishery’s total 2004 ex-
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vessel revenue of $61 million. NMFS
considers implementing WCGOP to be
both a practicable observer program to
implement, and an appropriate
approach to observer coverage for this
fishery. An observer program that costs
over a fifth of the fishery’s revenue is
not a program that is ‘‘reasonable and
capable of being done in light of current
technology and economic
considerations,’’ particularly bearing in
mind the many other costs associated
with the science, management, and
enforcement programs needed to
support this fishery. The remaining
paragraphs in this response to Comment
6 are excerpted or summarized from the
practicability analysis and provide the
agency’s reasons for determining
particular management measures to be
practicable or impracticable at this time.
Vessel incentive programs. A vessel
incentive program reduces bycatch by
rewarding ‘‘clean’’ vessels with greater
economic opportunity, thereby
encouraging vessels to reduce their
amount of bycatch. The Council
discussed a type of vessel incentive
program that would grant higher
landings limits to vessels that
voluntarily carry and pay for observers.
Amendment 16–1 put a mandatory
observer program into the FMP. Federal
regulations at 50 CFR 660.314(c)(2) state
‘‘When NMFS notifies the vessel owner,
operator, or permit holder, or the vessel
manager of any requirement to carry an
observer, the vessel may not take and
retain, possess, or land any groundfish
without carrying an observer.’’
Observers that are required to be
carried onboard vessels as part of a
statistical sampling program are
observing vessels behaving within the
framework of regulations that apply to
the fleet as a whole. This type of
observer sampling plan allows data from
the observed portion of the fleet to be
expanded to provide bycatch estimates
for the whole fleet.
NMFS does not support an incentive
program wherein vessels that
voluntarily carry an observer are
permitted to access higher landings
limits than otherwise allowed, because
such a program could undermine
NMFS’s observer sampling plan.
Observers carried on a portion of the
fleet under an incentive program that
allows vessels to operate outside of the
normal regulatory framework do not
generate data that are useful to modeling
the whole fleet’s behavior. Thus, while
an incentive-based observer program
may be beneficial to the particular
participating vessels, it is not
necessarily beneficial, and could even
be harmful, to the statistical validity of
NMFS’s sampling program design,
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which provides data that support
bycatch modeling on the groundfish
fisheries. In addition to these scientific
concerns, even if vessels were to pay for
observers outside of the WCGOP
program, NMFS would need to pay for
the infrastructure to train the observers
and process and analyze their data—a
benefit to the participating vessels, but
not to the fishery as a whole. For these
reasons, NMFS does not consider an
incentive-based observer program to be
a practicable bycatch minimization
measure for implementation in the
groundfish fishery.
Discard caps or bycatch limits.
Discard caps or total catch limits reduce
bycatch by restricting fisheries when
those limits are reached. A vessel cap
works similarly to a vessel incentive in
that target fishing can occur so long as
the vessel does not reach a particular
cap. This essentially rewards a vessel or
fleet with fishing opportunity if they
fish cleanly. The Council’s preferred
alternative includes the use of this
mechanism for reducing bycatch when
practicable. In addition, bycatch limits
have been in place for the Pacific
whiting fishery since 2004.
NMFS uses the term ‘‘bycatch limit,’’
rather than ‘‘discard cap,’’ because a
bycatch limit is more appropriate in a
multi-species fishery, where species that
are incidentally caught may be retained
or discarded. Either term may be
confusing, since the Magnuson-Stevens
Act defines bycatch as only those fish
that are discarded, whereas the
groundfish FMP views bycatch species
as those species that may not have been
one of the target species, but which
were taken incidentally to the targeted
species. In the case of overfished
species, NMFS and the Council manage
the fishery to minimize the total catch
of each overfished species, including
the discards of those species. The term
‘‘discard cap’’ might be more
appropriate for a fishery where a single
species is targeted and all non-target
species are discarded. West Coast
groundfish fisheries are multi-species
fisheries and management measures are
intended to either ensure that non-target
species are avoided (e.g. the Rockfish
Conservation Areas,) or to allow nontarget species to be retained when
caught in common with target species
(e.g. trip limits for minor slope rockfish
in association with fixed gear sablefish
limits.)
NMFS quoted Amendment 18’s
provisions for sector total catch limit
programs in the response to Comment 5,
above. NMFS also provided an example
of how bycatch limits work under the
current management system, which
relies on inseason catch projections,
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rather than on real-time catch estimates,
to calculate current catch. The only
groundfish fishery sector with total
catch limits based on near real-time data
for both landings and discards is the
whiting fishery. In 2004, NMFS first
implemented overfished species bycatch
limits for canary and darkblotched
rockfish taken incidentally in the Pacific
whiting fishery via emergency rule and
inseason action (August 3, 2004, 69 FR
46448, and; October 6, 2004, 69 59816).
The final rule for the 2005–2006
groundfish specifications and
management measures implemented
bycatch limits for canary and widow
rockfish taken incidentally in the 2005
and 2006 Pacific whiting fisheries
(December 23, 2004, 69 FR 77012.)
NMFS subsequently implemented a
bycatch limit for darkblotched rockfish
in the 2006 Pacific whiting fishery on
July 1, 2006 (71 FR 37844, July 3, 2006.)
These limits apply to the non-tribal
whiting fishery, in which two of the
three participating sectors have at least
100 percent observer coverage, the
catcher-processor and mothership
sectors. The shore-based whiting sector,
which consists of catcher vessels that
deliver their catch to processing plants
on land, has been managed in 2004–
2006 under an EFP that requires vessels
to carry electronic monitoring (EM)
systems. On whiting catcherboats, EM
systems were used to monitor whether
vessels were retaining all of their catch
or discarding a portion of catch, since
this fishery is known to have relatively
low bycatch rates and is assumed to
maximize its retention of all fish caught.
As applied in this fishery, EM
technology is not capable of estimating
species-specific discards for trawl
fisheries at this time; however, it may
provide an independent source of
information for estimating total catch.
Several practical considerations make
implementing near real-time bycatch
limits practicable for the whiting
fishery, but would make them
impracticable for the remainder of the
groundfish fleet. Near real-time
monitoring would be required to
implement near real-time bycatch
limits. West Coast groundfish trawl
vessels, which tend to be larger than
non-trawl vessels, have an average size
of about 70 feet in length overall.
Vessels of this size have limited deck
space for catch sampling, and restricted
bunk space for accommodating
observers on overnight trips. Some
vessels that operate in nearshore waters
are so small, under 20 feet in length
overall, that vessel operators take their
boats out alone, not having space for
crew, let alone observers. By contrast,
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the catcher-processor and mothership
vessels that participate in the at-sea
whiting fishery carry two observers
apiece and are all at least 125 feet in
length overall, with some are over 250
feet in length overall. Also unlike the
whiting fishery, the multi-species
groundfish fishery has not been very
profitable for many of its participants in
recent years, which at times means that
vessel owners cannot afford to keep
their vessels in optimal condition. Since
WCGOP’s inception in 2001, NMFS has
had to refuse to deploy observers on
several vessels that have failed to meet
observer safety regulations at 50 CFR
600.746(c) and 660.314(d)(2).
Unlike the whiting fishery, where
whiting is the sole target species, the
rest of the groundfish fleet tends to
target multiple species simultaneously.
This means that inseason whiting
fishery management requires that
managers track fewer than ten species
for real-time management issues, while
inseason management of the nonwhiting groundfish fisheries would
require tracking 30+ species or species
groups for total catch. Similar to the
needs for an IFQ program, the shoreside
landings monitoring infrastructure,
including the fish ticket system, would
need to be greatly expanded to support
the data processing speed that would be
required to implement a near real-time
bycatch limit program for the nonwhiting fisheries. Finally, the number of
boats in the whiting fishery is relatively
small, roughly 40–50 in all three nontribal sectors, with landings occurring at
few ports. Tracking these few vessels
and ports is much more straightforward
than would be the case in the overall
groundfish fishery, which has over a
thousand vessels making landings in
dozens of ports coastwide.
Regardless of the type of bycatch limit
implemented, moving the bycatch limit
program beyond the whiting fishery
would require that the Council allocate
the species intended to be limited
between the fishing sectors. Species or
species groups that are currently subject
to allocations are managed with sectorspecific total catch limits, are monitored
inseason for their landed catch and
modeled for total catch based on past
landed catch and bycatch rates, and are
closed if those allocations are achieved.
For all species except Pacific whiting
and sablefish, the allocations are
primarily between the limited entry and
open access portions of the commercial
fishery. These are relatively large
sectors, which means that the activities
of one portion of a sector may affect the
fishing opportunities of another portion
of the sector. For example, inseason
modeling in 2005 indicated that the
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summer flatfish trawl fisheries had
taken more petrale sole than had been
expected from pre-season modeling,
which led the Council to close the fall/
winter directed petrale sole fishery.
The Council is developing a multispecies inter-sector allocation EIS that
would support transitioning the trawl
fleet to an IFQ program. This EIS would
also support dividing available
groundfish harvest into smaller sector
harvest levels than are used under
current management. The groundfish
fishery’s current standardized bycatch
reporting methodology is adequate to
support the management system of preseason, inseason, and post-season total
catch evaluation, coupled with inseason
management measures revisions. If
available groundfish harvest is divided
into smaller sectors, NMFS and the
Council will need to re-evaluate the
fishery’s standardized bycatch reporting
methodology to determine how to best
match the monitoring efforts to
management needs.
As total available harvest is divided
into smaller percentage shares, the
coverage level of associated fishery
monitoring usually needs to increase. In
a fishery managed with vessel-specific
total catch limits, such as in an IFQ
program, participating vessels may need
100 percent coverage of at-sea fishing
activities. NMFS anticipates that
expanding fishery monitoring to support
a vessel-specific total catch limit
program would cost $13.3 million
annually, or nearly $9 million more
than the current observer program. That
level of funding is not currently
available from management agencies.
Although other regions have
implemented industry-funded observer
programs, establishing that type of
system requires an adequate study of
appropriate checks and balances,
assurances that such a program would
not encourage the misreporting of
observed catch, and an infrastructure to
support the training of observers and
analysis of observer data. In some
fisheries, at-sea monitoring could be
managed with EM systems, which may
cost less, but those systems would have
to be tested for their usability with each
particular type of fishery. NMFS, the
States, and the whiting industry are in
the third year of testing EM systems for
the shore-based sector of the whiting
fishery.
Fishery or sector total catch limits, in
the form of OYs, harvest guidelines, and
sector allocations, are part of the current
management process and are managed
through the pre-season/inseason/postseason evaluation process described
above. Dividing current sector
allocations into smaller percentages
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would require the development of the
inter-sector allocation EIS, which is
underway. Vessel-specific total catch
limits would also rely first on harvest
allocation between sectors, and then on
harvest allocation between individual
vessels. The FEIS’s preferred alternative
supports sector total catch limits, where
practicable. The ‘‘hard’’ sector caps
recommended by The Four
Organizations are not now practicable
for the groundfish fishery.
Full or maximized retention
programs. Full or maximized retention
programs are designed to eliminate the
discard of species caught during fishing
activities by requiring fishers to retain
species that are caught. Full or
maximized retention programs require a
different monitoring system than a
fishery managed with landing limits for
various species. Complete full retention
may be a problem in some situations
because of safety or other operational
reasons; therefore, NMFS is also
considering maximized retention
programs that would require complete
retention of catch except in certain
specified circumstances and vessels
using best fishing practices to reduce
discard. NMFS, the States, and the
whiting industry are experimenting
with a maximized retention and EM
program in the shore-based whiting
fishery through an EFP, as discussed
above. In a full- or maximized-retention
fishery, observers or EM devices are
answering a yes/no question: Did the
vessel retain all of its catch taken in a
particular trip? Operating a fishery with
that management question requires
higher monitoring coverage than in a
fleet sampled for bycatch rates, but less
sophisticated evaluation of fishing
activities. For example, WCGOP
observers are not simply used to
determine whether catch is retained, but
are instead deployed to determine how
much catch is discarded, the species
composition of the discarded fish, and
collect biological data from discard
species. An EM system may be an
effective mechanism for answering the
yes/no question in a less costly manner,
but it cannot collect information at the
same sophistication level as that
collected by a human observer.
Conversely, deploying a human
observer simply to answer a yes/no
question could be an impractical use of
limited staff resources.
Amendment 18 supports the
implementation of full retention
programs where practicable. The
Council is developing a maximized
retention management program for the
shore-side sector of the whiting fishery,
and will next consider that program at
its November 2006 meeting. Such
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management is appropriate for the
whiting fishery, because the delay in
catch refrigeration that would result
from the time needed to sort catch at sea
would impair the quality of the target
species’ flesh for sale. Full retention
management may not be appropriate or
practicable for other fisheries,
particularly under the current rockfish
rebuilding regime. Some of the
rebuilding rockfish have a high enough
market value that a program to require
full retention might backfire by
providing vessels with incentives to
target rebuilding species so as to ensure
that they are part of the total catch that
is required to be retained.
Although full retention may lead to
improved accounting of total catch, it
does not eliminate bycatch, as defined
in the Magnuson-Steven Act. Fish that
are not sold would be regarded as if they
were discarded. Many fish that are
currently discarded at sea are not
landed because they do not meet
minimum standards for size or quality
that are established by individual
processors. NMFS cannot require
processors to buy fish for which they
have no market. Potential full- or
maximized-retention programs need to
be evaluated with these practical
considerations in mind if they are to be
effective at minimizing bycatch to the
extent practicable.
Gear restrictions. Gear restrictions
minimize bycatch in several ways, by:
Restricting gears that are prone to
catching bycatch species to operating in
certain areas; requiring that certain gears
be modified so that they either allow
bycatch species to escape the gear once
caught, or so that they prevent nontarget species from being caught on or
by the gear; or, requiring a certain gear
type be used that is less prone to
catching bycatch species. Gear
restrictions that either reduce
groundfish bycatch, or reduce bycatch
in the groundfish fisheries have been
implemented for several West Coast
fisheries. The State-managed pink
shrimp trawl fishery is subject to a
finfish excluder device requirement,
which is an alteration to the trawl net
that allows finfish to escape out of the
top of the net before the trawl net’s final
collection point for shrimp. For
groundfish trawl, NMFS prohibits the
use of large footrope trawl gear in waters
inshore of a boundary line
approximating the 100 fm (183 m) depth
contour, a measure to prevent vessels
from accessing the more rocky habitat
where several overfished species
congregate. And, north of Cape
Mendocino and shoreward of the RCA,
trawlers are required to use a selective
flatfish trawl net that has been designed
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so that it greatly reduces the retention
of most rockfish species. Use of this gear
has allowed trawlers to retain more of
the abundant flatfish species while
reducing incidental catch of rockfish.
These newer restrictions to aid in
rockfish rebuilding are in addition to
NMFS regulations that have long been
in place to minimize juvenile fish
bycatch through a trawl minimum mesh
size requirement, and to prevent lost
fishpots from ghost fishing (which may
be considered a form of bycatch) by
requiring those pots to be constructed so
that at least a portion of the pot’s netting
is biodegradable.
Some gear modifications may be
appropriate to reduce bycatch in one
fishery, but inapplicable and
impracticable for another fishery. For
example, finfish excluder devices are
practicable for reducing finfish bycatch
in the pink shrimp trawl fishery, but
those same devices are not practicable
for shrimp trawl vessels in regions of
southern California because the
excluders get plugged with sea
cucumbers and are rendered ineffective.
NMFS has implemented the gear
restrictions that are known to be
practicable bycatch reduction measures.
The FMP provides incentives for
experimental fishing that supports
development of new and modified gear
types by placing its highest priority for
experimental harvest set-asides on
bycatch reducing experimental
measures. NMFS will continue to
ensure that future gear modification
requirements are adequately tested and
studied for their practicability prior to
implementation.
Comment 7: The Four Organizations
believe that the proposed rule fails to
provide a rational basis for dismissing
measures as impracticable. National
Standard 9 guidelines for determining
the practicability of a certain bycatch
reduction measure allow for some
balancing of conservation and
economics. However, as the Ninth
Circuit recently affirmed ‘‘[t]he purpose
of the Act is clearly to give conservation
of fisheries priority over short-term
economic interests * * * [t]he Act sets
this priority in part because the longerterm economic interests of fishing
communities are aligned with the
conservation goals set forth in the Act.’’
Natural Resources Defense Council v.
NMFS, 421 F.3d 872 (9th Cir. 2005)
[hereinafter NRDC v. NMFS]. The
particular importance of bycatch
reduction for rebuilding overfished
species underlies the need to implement
bycatch measures that may involve
short-term economic costs in order to
create a more economically viable,
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efficient and sustainable fishery over the
medium- to long-term.
The benefits to both industry and the
environment of reducing bycatch
through many of the measures analyzed
in the PEIS very likely could outweigh
the short-term inconvenience and cost
that would be involved. NMFS needs to
not only consider the costs but also the
economic benefits of implementing
those measures. For example, the
Council’s basis for determining that
several measures, such as sector and
vessel caps and individual quotas (IQs),
are currently impracticable is the lack of
a sufficient observer program. (71 FR
36506 at 36510, ‘‘An IQ program with
specific bycatch limits would be
dependent upon a more intense level of
monitoring than is practicable under the
current management regime * * *.’’)
Not only does NMFS fail to explain why
a more intense level of monitoring is not
currently practicable, but it actually
ignores consideration of many of the
economic benefits of bycatch reduction
that it had considered previously in its
EIS, and thus breaches the agency’s duty
under the APA to give reasoned
consideration to the relevant factors and
to articulate a rational connection
between the facts found and choice
made.
The Four Organizations believe that
the economic analysis involved in a
practicability determination must
include the costs of running an
inefficient and wasteful fishery absent
more effective bycatch measures, in
addition to the cost of implementing
those more effective measures. The
inconvenience of changing business as
usual and the costs of administering a
transition to a more efficient
management regime are only part of the
equation and do not, by themselves,
make something impracticable.
Response: NMFS discussed
overfished species rebuilding and the
agency’s actions in response to court
orders from NRDC v. NMFS in the
preamble to the proposed rule to
implement Amendment 16–4 and the
2007–2008 groundfish harvest
specifications and management
measures, published September 29,
2006 (71 FR 57764). Amendment 16–4
and its implementing regulations revise
the rebuilding plans for seven rockfish
species, in accordance with the court’s
direction in NRDC v. NMFS so that the
rebuilding periods are as short as
possible, taking into account the status
and biology of the stocks and the needs
of fishing communities. In NRDC v.
NMFS, the court discusses the issue of
whether the conservation needs of
managed stocks are aligned with the
economic interests of fishing
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communities, ‘‘* * * [M]ay the Agency
[NMFS] extend the rebuilding period
beyond the shortest possible rebuilding
time to account for the needs of fishing
communities? It would be possible to
resolve the ambiguity by concluding
that the [Magnuson-Stevens] Act as a
whole makes it clear that the needs of
fishing communities are perfectly
aligned with the environmental goal of
rebuilding fish stocks in as short a time
as possible. But if this were the case, the
language ‘the needs of fishing
communities’ would be redundant (as
these needs would be no different than
the need to rebuild stocks in as short a
time as possible) * * *. There is
therefore an ambiguity in this part of the
statute, requiring interpretation.’’ The
court also noted that ‘‘* * *
undoubtably the short-term economic
interests of fishing communities diverge
in some respects from the needs of fish
species.’’
In NRDC v. NMFS, the court spoke to
the bycatch of species managed under a
rebuilding plan, saying, ‘‘Section
1854(e)(4)(i) [of the Magnuson-Stevens
Act,] then, allows the Agency [NMFS] to
set limited quotas that would account
for the short-term needs of fishing
communities (for example, to allow for
some fishing of plentiful species despite
the inevitability of bycatch), even
though this would mean that the
rebuilding period would take longer
than it would under a total fishing ban.’’
As detailed in the EIS for Amendment
16–4 and the 2007–2008 groundfish
harvest specifications and management
measures, NMFS and the Council
anticipate that implementing
Amendment 16–4 will cause some
short-term economic harm to fishing
communities in the form of foregone
fishing opportunity for abundant
species that co-occur with rebuilding
species. Amendments 16–4 and 18 place
a priority on conservation, but also take
both the short- and long-term needs of
fishing communities into account. The
Magnuson-Stevens Act does not require
that NMFS implement conservation
measures that completely disregard the
short-term needs of fishing
communities.
As part of Comment 7, The Four
Organizations have provided a partial
quote from the preamble to the
proposed rule to implement
Amendment 18, ‘‘An IQ program with
specific bycatch limits would be
dependent upon a more intense level of
monitoring than is practicable under the
current management regime * * *.’’
They then interpret their partial quote to
mean that NMFS believes that a more
intense level of monitoring is not
practicable in the fishery, and that IQ
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programs are therefore, impracticable.
However, the section of the preamble
that they quote is actually a discussion
of the current Council process to
develop an IQ program for the trawl
fishery, including an explanation of
how that process links with
Amendment 18 and its provisions for IQ
and vessel-specific total catch limits.
The explanation states in full,
‘‘Amendment 18 revises the FMP to
specify that individual fishing quota
programs ‘would be established for the
purposes of reducing fishery capacity,
minimizing bycatch, and to meet other
goals of the FMP.’ An IQ program with
specific bycatch limits would be
dependent upon a more intense level of
monitoring than is practicable under the
current management regime and could
be designed using the FMP’s guidance
on vessel-specific total catch limit
programs.’’ This section of the preamble
to the Amendment 18 proposed rule
does not, therefore, characterize a more
intense level of monitoring as a bar to
implementing an IQ program, but rather
as an integral part of the
implementation of such a program. The
cost and practicability of implementing
the type of observer program that would
be associated with an IQ program, and
the reasons that NMFS is not
implementing such a program at this
time, are discussed above in the
response to Comment 6. The Council is
in the process of developing an EIS to
analyze such a program, see: https://
www.pcouncil.org/groundfish/
gfifq.html. The Council’s EIS and IQ
program development process is
ongoing, and the Council and its
advisory bodies will be working on a
trawl IQ program in several meetings
over the coming fall and winter.
Finally, in Comment 7, The Four
Organizations provide NMFS with what
they believe to be appropriate elements
to an economic analysis for a
practicability determination. National
Standard 9 Guidelines do not define the
phrase ‘‘to the extent practicable’’ or
require or recommend any specific
types of economic analyses such as
those suggested by the Four
Organizations. However, these
Guidelines do list the factors that the
Councils are to consider in making
decisions related to bycatch. Among the
factors listed in the Guidelines, the
following are included: Impacts on
affected stocks; incomes accruing to
participants in directed fisheries in both
the short term and the long term;
incomes accruing to participants in
fisheries that target the bycatch species,
which include non-consumptive uses of
bycatch species and existence values, as
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well as recreational values; impacts on
other marine organisms; changes in
fishing, processing, disposal, and
marketing costs; changes in fishing
practices and behavior of fishermen;
and changes in research, administration,
and enforcement costs and management
effectiveness. Chapter 4 of the EIS and
the practicability analysis provide an
assessment of these factors. For
example, Chapter Four contains Table
4.6.1. which provides a relative ranking
of the bycatch reduction methods (tools)
for each alternative used to reduce
bycatch and bycatch mortality, and to
address accountability issues; Table
4.6.2. ranks alternatives by their
effectiveness at reducing bycatch,
enforcing and monitoring bycatch
measures, and reducing compliance
costs to industry and Table 4.7.1 which
summarizes the effects of the
alternatives on the social and economic
environment. The practicability analysis
contains a discussion of observer costs
and potential ex-vessel values for the
groundfish fisheries in a fishery that has
seen declining revenues, increased fuel
costs, and has a trawl sector that is
being taxed at 5 percent to repay a
government financed buyback loan. For
example, Table 2 provides conceptual
estimates of at-sea observers, VMS,
enforcement costs, and other cost
estimates according to various scenarios
such as maintaining the status quo,
Sector Bycatch Caps, and IFQs.
NMFS does not agree that the current
management scheme is ‘‘wasteful and
inefficient.’’ As explained above, NMFS
has minimized bycatch to the extent
practicable by implementing bycatch
reduction measures, including but not
limited to: Large-scale time-area
closures, gear restrictions on use and
requirements for configuration, and
bycatch limits for appropriate fisheries.
As also explained above, the Council
and NMFS are developing additional
programs, such as the maximized
retention and monitoring program for
the shore-based whiting fishery, an IQ
program for the trawl fishery, and a
permitting program for the open access
fishery, each of which is being designed
in part to either directly or indirectly
minimize bycatch. However, as assessed
in the practicability analysis, the
benefits to the resource that might be
derived from implementing a ‘‘hard’’
bycatch cap program beyond the
whiting fishery do not significantly
exceed those of the current pre-season/
inseason/post-season catch evaluation
and management measures adjustment
system described in the response to
Comment 5 enough to outweigh the
extremely high coast of monitoring and
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implementing such a program for the
fishery. Since the groundfish fishery is
divided into six cumulative limit
periods each year and is managed with
5–6 opportunities per year for
management measure adjustment based
on best available data, the West Coast
groundfish fisheries do not carry the
same risks as derby fisheries, nor would
they derive the same benefits from a
‘‘hard’’ bycatch cap program as would
derby fisheries.
The practicability analysis includes a
projection, that should all the
overfished species be restored to MSY
levels, that the entire commercial
groundfish fishery may reach on a
average basis, ex-vessel revenues of
$100 million. However, the current exvessel revenues are about $61 million,
annually. Expanding observer coverage
to 100 percent of the trawl fleet alone
would cost $13.3 million or nearly $9
million more than the current program.
Note that these figures do not include
vessel fuel costs, other operating costs,
State landing fees, Federal buyback loan
repayment fees, or the costs to the
States, tribes, and Federal goverments
for the day-to-day management of such
a program.
Therefore, the analyses contained
with the NEPA document are consistent
with the National Standard Guidelines.
NMFS does agree that an increase in
cost does not necessarily make
something impracticable. However, if a
change in the management system
cannot be covered by available funding
sources (either existing sources or from
potentially new sources of funding), that
management system simply cannot be
implemented, and is therefore not only
impracticable but also impossible. Such
is the case with 100 percent observer
coverage. Requiring fish harvesters to
provide such funding via an ex-vessel
tax, (limited by Congress to 3 percent of
ex-vessel value, and limited only to
fisheries managed with IQ programs,)
will not be sufficient to cover the cost
of that program. Available funding from
management agencies is also not
sufficient to support such a program.
Increasing the funds associated with
observer coverage by 200 percent is not
a matter of inconvenience but a real
budgetary resource problem.
The practicability analysis shows that
the costs of several management systems
are substantial when compared to the
exvessel revenue generated by the
fishery. NMFS considered this factor in
determining whether to implement
these additional management systems at
this time, in addition to considering the
appropriate factors in the National
Standard Guidelines, as described above
in the response to Comments 5 and 6.
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Comment 8: The Four Organizations
believe that Amendment 18 does not
provide clear objectives, targets, or
performance standards for minimizing
bycatch. For measures that require
interim steps before they can be deemed
practicable, the rule should identify the
obstacles to achieving those interim
steps and contain a plan and schedule
for taking those steps. Notwithstanding
the declaration that the preferred
alternative represented all ‘‘practicable’’
measures to minimize bycatch and
bycatch mortality, proposed
Amendment 18 fails to implement many
of the measures because they are
deemed not yet practicable. The EIS
explains that the Council ‘‘anticipates
phasing in’’ some of these measures,
such as sector bycatch caps, but neither
the Council nor NMFS has yet to
explain the steps or timeline for such a
phase in. The closest the Council or
NMFS get to committing to a timeline is
by explaining that the monitoring and
enforcement infrastructure necessary to
implement hard sector caps will be
established ‘‘over the next several
years.’’ Nearly two years later, neither
the Council nor NMFS has clarified
steps or a timeline for implementation.
The preferred alternative from the
EIS, the one that NMFS considers
practicable, includes the use of
performance standards as a way of
measuring progress in reducing bycatch.
The EIS explains that such performance
standards ‘‘could be based on low catch
or catch rates of overfished species, low
bycatch of non-groundfish species, or
other factors.’’ However, the EIS also
explains that it plans to define such
standards ‘‘at a later date.’’ Neither
Amendment 18 nor the proposed rule
discusses the use of performance
standards or goals as a way of reducing
bycatch rates over time. This is a
significant oversight that NMFS should
require the Council to remedy or should
do so itself. NMFS and/or the Council
must explain this gap and must either
commit to defining and adopting such
standards or provide reasons for failing
to do so. The agency cannot claim that
performance standards are practicable
on the one hand, yet completely neglect
the issue in the implementation of its
bycatch plan.
Examples of quantitative bycatch
performance standards could include
the following: ‘‘within x years, the ratio
of total bycatch to total catch will be
reduced by y percent’’ or, ‘‘within x
years, regulatory discards will be
reduced to y percent of total landings.’’
A bycatch reduction plan could also
include evaluating discard ratios and
the reasons for discards by sector, with
a commitment to mitigate the most
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severe bycatch problems, and
encouraging shifts from high-bycatch
gears to lower ones. If, for example,
most discarding is the result of trip
limits, NMFS should evaluate phasing
out trip limits. Or, if particular areas/
seasons/gears have very high bycatch
ratios, then time/area/gear closures
might be the most effective reduction
measures.
Response: The Magnuson-Stevens Act
requires that bycatch be minimized to
the extent practicable, which NMFS
interprets to mean ‘‘to the extent that a
management measures is reasonable and
capable of being done in light of
available technology and economic
considerations.’’ As NMFS has
discussed throughout this preamble in
the responses to several comments,
NMFS has determined that Amendment
18 meets that requirement to implement
currently practicable bycatch
minimization measures in the FMP and
Federal regulations. Amendment 18 also
goes beyond the Magnuson-Stevens
Act’s requirements by revising the FMP
so that the FMP includes both those
bycatch minimization measures that are
currently practicable and bycatch
minimization measures that are not now
practicable, but which may become
practicable at a future time.
As detailed above in the response to
Comment 3, NMFS and the Council
have implemented many management
measures since 2001 to minimize
bycatch. The Council looks for new
ways to minimize bycatch in all of its
groundfish management efforts, and
recognizes that a requirement to
‘‘minimize’’ a type of fishing effect on
a natural resource is an ongoing process.
In other words, while Amendment 18
minimizes bycatch to the extent
currently practicable, the Council is also
looking for new ways to continue to
further minimize bycatch by making
additional bycatch minimization tools
practicable in the future. To that end,
the Council is developing a bycatch
work plan that is intended to prioritize
implementation of bycatch
minimization measures that are not
practicable at this time, but which may
become practicable at a future time. As
with all of the Council’s work planning
documents, any timeline in the bycatch
work plan could be subject to revision
based on emergency need to address
other issues. For example, the Council
dropped much of its previouslyscheduled workload on groundfish and
other species groups in the September
2005 through June 2006 period in order
to devote adequate time and attention to
responding to the court’s order in NRDC
v. NMFS.
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The Council reviewed its draft work
plan at its September meeting and
recommended that, for its November
2006 meeting, the work plan be revised
to include timelines for potential
additional bycatch minimization
measures. At each of its meetings, the
Council reviews and updates timelines
for all of the issues within its major
areas of responsibility: Groundfish FMP,
Salmon FMP, Coastal Pelagic Species
FMP, Highly Migratory Species FMP,
Pacific Halibut Catch Sharing Plan, and
Habitat and Marine Reserves issues.
Among the many issues it will deal with
at its November 2006 meeting, the next
groundfish fishery bycatch
minimization program the Council will
address is a maximized retention and
electronic monitoring program for the
shore-based whiting fishery. The
Council will also begin discussing an
inter-sector groundfish harvest
allocation at its November 2006
meeting, which would need to be
completed before hard sector-specific
bycatch limits or an IQ program could
be considered or implemented.
Alternative 5 of the EIS, ‘‘Individual
Fishing (Catch) Quotas and Increased
Retention’’ discusses an IQ program in
which ‘‘some or all of overfished stock’s
OYs would be reserved for vessels with
the best bycatch performance.’’
Alternative 7, the preferred alternative,
includes elements from Alternative 5,
which it articulates as ‘‘support the
future use of Individual Fishing Quota
programs for appropriate sectors of the
fishery.’’ The full text of the Council’s
preferred alternative from the EIS is
provided above in the response to
Comment 4. As the Council develops IQ
programs, where practicable for
particular sectors of the commercial
groundfish fishery, it may set bycatch
performance standards for participants
in those IQ fisheries. Quantitative
bycatch performance standards of the
type suggested by The Four
Organizations were not analyzed in EIS,
were not part of the preferred
Alternative, and are not part of
Amendment 18 or the FMP. However,
NMFS does not believe that quantitative
bycatch performance standards that
establish requirements such as those
suggested by the Four Organizations
would necessarily reflect the best
scientific information that becomes
available in the future, such as new
recruitment information and new stock
assessments.
The groundfish fishery is managed
with several performance measures that
reduce bycatch for different fishing
gears. Groundfish trawl gear has
minimum mesh size requirements
intended to minimize the bycatch of
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juvenile groundfish (50 CFR
660.381(b)(2)). Groundfish pot gear is
required to have biodegradable escape
panels to prevent lost pots from ghost
fishing (50 CFR 660.382(b)(3) and
660.383(b)(4). Groundfish trawl gear is
also separated into large and small
footrope gear, with large footrope gear
being prohibited for use shoreward of
the 100 fm (183 m) depth contour, so as
to prevent large footrope gear from
operating in more vulnerable rockfish
habitat (50 CFR 660.306(h)(6). And,
small footrope trawl gear used north of
40°10′ N. lat. must comply with
selective flatfish trawl gear design
standards developed to minimize
rockfish bycatch in nearshore flatfish
trawl fisheries (50 CFR 660.381
(b)(5)(i)). In addition, pot gear must
possess a biodegradable escape
mechanism to prevent lost pots from
ghost fishing.
The EIS’s preferred alternative does
include a statement that, in addition to
other elements, ‘‘baseline accounting of
bycatch by sector shall be established
for the purpose of establishing future
bycatch program goals.’’ This preferred
alternative element is similar to the
suggestion from The Four Organizations
that ‘‘[a] bycatch reduction plan could
also include evaluating discard ratios
and the reasons for discard by sector.
* * *’’ One of the two measures that
the Council identified as practicable to
work on in the near-term, is evaluating
the speed at which observer and other
fishery data enters the Council
management process, in order to
determine where and how data delivery
time might be improved. At the
Council’s June 2006 meeting, NMFS
reported to the Council on observer data
delivery timelines and their reliance on
data delivery timelines from
comparative State-collected data, such
as data from trawl logbooks and fish
tickets (which are not received realtime). At the Council’s September 2006
meeting, NMFS reported to the Council
with an update on its bycatch
estimation methodologies.
The Four Organizations also suggest
‘‘a commitment to mitigate the most
severe bycatch problems, and
encouraging shifts from high-bycatch
gears to lower ones.’’ NMFS and the
Council have and will continue to
respond to bycatch problems as they are
identified, consistent with our
responsibility under the FMP and the
statute in order to sustainably manage
fisheries. The EIS’s preferred alternative
does not explicitly address gear shifting,
but the Council is considering allowing
shifts in gear types used as part of its
analysis for a trawl IQ program.
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Finally, The Four Organizations
suggest that ‘‘if particular areas/seasons/
gears have very high bycatch ratios, then
time/area/gear closures might be the
most effective reduction measures.’’
NMFS already manages the groundfish
fishery with significant time/area/gear
closures and cumulative limits based on
catch ratios between target and bycatch
species, which are designed to minimize
bycatch and minimize fishing effects on
EFH, as detailed above in the response
to Comment 3.
Comment 9: For overfished species,
the OY serves as a de facto bycatch limit
because such species are not directly
targeted by the fishery. However, The
Four Organizations believe that this
approach has the Magnuson-Stevens
Act’s mandate backwards. Instead of
using the OY as a limit, and maximizing
the catch of healthier co-occurring
stocks while minimizing bycatch of
overfished species, the Council uses the
OY for overfished species as a target.
Thus, the selection of OY for overfished
species, as deduced from the rebuilding
parameters contained in the rebuilding
plans, is the driver for how much
bycatch of overfished species occurs.
However, the law does not allow NMFS
to maximize bycatch of overfished
species to the highest level that can be
justified under the rebuilding plans. The
law requires that the agency rebuild
overfished species as quickly as
possible. Reducing bycatch of
overfished species is an essential
component of rebuilding those species
in the shortest possible time period.
Response: As stated above in the
response to Comment 8, NMFS has
discussed its approach to overfished
species rebuilding in the proposed rule
to implement Amendment 16–4 and the
2007–2008 groundfish harvest
specifications and management
measures (71 FR 57764, September 29,
2006). The Magnuson-Stevens Act
defines ‘‘optimum yield’’ as follows:
‘‘The term ‘optimum’, with respect to
the yield from a fishery, means the
amount of fish which—(A) Will provide
the greatest overall benefit to the Nation,
particularly with respect to food
production and recreational
opportunities, and taking into account
the protection of marine ecosystems; (B)
is prescribed as such on the basis of the
maximum sustainable yield from the
fishery, as reduced by any relevant
economic, social, or ecological factor;
and (C) in the case of an overfished
fishery, provides for rebuilding to a
level consistent with producing the
maximum sustainable yield in such
fishery.’’
The West Coast groundfish fishery is
a mixed-stock fishery, with many
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healthy stocks co-occurring with
overfished stocks. Overfished species
are required to be rebuilt as quickly as
possible, taking into account the status
and biology of the stocks, the needs of
fishing communities, and the
interaction of the overfished stocks
within the marine environment. The
Four Organizations are correct in
asserting that West Coast fisheries are
managed so that overfished species are
not target species in any fisheries. Since
2000, NMFS and the Council have
implemented harvest specifications and
management measures that limit harvest
of overfished species to the amount
necessary to allow some targeted fishing
for the healthy fish stocks that co-occur
with overfished species. This policy of
preventing the fisheries from having full
access to the OYs of healthy stocks that
co-occur with overfished species is
necessary in order to constrain the
incidental catch of overfished species.
NMFS recently published a proposed
rule to implement Amendment 16–4,
which would set overfished species
rebuilding plans for 2007 and beyond.
Although Amendment 16–4 continues
to eliminate target fishing and
minimizing bycatch of overfished
species, this amendment takes a new
approach of considering the interactions
of the overfished species with each
other and setting fishery management
measures to ensure the strongest
protections for the least productive of
the overfished stocks.
Preventing only the directed catch of
overfished species does not allow those
stocks to rebuild as quickly as possible;
therefore, the indirect catch of those
stocks needs to also be limited. NMFS
agrees that ‘‘[r]educing bycatch of
overfished species is an essential
component of rebuilding those species
in the shortest possible time period.’’
That approach has been the cornerstone
of NMFS and Council rebuilding efforts,
as evidenced by the many regulations
imposed on the fishery to minimize
overfished species bycatch—see
response to Comment 3, above. A
notable result of this policy has been the
increasing biomass trends for West
Coast overfished species; one of the
formerly overfished species, lingcod,
has been rebuilt. Another result of this
policy has been that fishing
communities have not had full access to
many of the healthy groundfish stocks,
and thus have not been able to achieve
the OYs for those species. NMFS,
therefore, disagrees with The Four
Organizations’ assertion that NMFS’s
groundfish policies are intended to
‘‘maximize bycatch of overfished
species to the highest level that can be
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justified under the rebuilding plans.’’
The proposed rule to implement
Amendment 16–4 and the Final EIS
analyzing overfished species rebuilding
plans more fully describe the approach
NMFS and the Council are using to
rebuild all seven overfished species
collectively through target fishery
elimination and bycatch minimization.
Comment 10: The Four Organizations
believe that the standardized total catch
reporting methodology and observer
program are inadequate. The MSA
requires that all FMP’s shall ‘‘establish
a standardized reporting methodology to
assess the amount and type of bycatch
occurring in the fishery.’’ 16 U.S.C.
1853(a)(11). The reports on Pacific
groundfish discards to date have been
incomplete, unclear, untimely, and
inconsistent from year to year. Total
mortality estimates, including discards,
for 2003–2005 were only first provided
by NMFS in June 2006. Moreover,
discard estimates are still lacking for
many species (such as sharks, skates,
crab and many rockfish species),
reported discards are not presented by
fishery and gear type, and they have
been reported inconsistently from year
to year, making trend evaluation
impossible.
NMFS must provide consistent and
accurate estimates of discards, including
all marine life discarded by fishery and
gear type. Consistent with Amendment
18’s requirement that catch data be
made available for more precise
inseason management, information
should be collected, analyzed, and made
public on as close to a real-time basis as
possible, but certainly no less than once
annually. This level of reporting is
necessary to make informed decisions
that protect marine ecosystems and
promote sustainable fisheries. The Four
Organizations request that NMFS hold
an annual meeting to discuss the
requested discard reports as a way to
review the data and find out where
improvements can be made. Another
reason for improving the accuracy and
timeliness of bycatch data is to provide
fishermen with a proactive opportunity
to avoid areas and seasons with high
bycatch rates. The Four Organizations
support the Council’s efforts to
investigate how to increase the
frequency with which observer and total
catch data are made available to the
Council and the public. The Council has
identified several steps in the data
aggregation process that need to be
reviewed for efficiency. This is a step in
the right direction and the Council and
NMFS should move expeditiously to
implement such steps.
Response: Amendment 16–1
established an observer program
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requirement in the FMP. Amendment 18
revises and expands Section 6.4 of the
FMP, ‘‘Standardized Total Catch
Reporting and Compliance Monitoring
Program.’’ Under Amendment 18, the
FMP continues to require the observer
program that has been in place for the
non-whiting groundfish fisheries since
2001 and for the at-sea whiting fisheries
since 1991.
As discussed in the preamble to the
proposed rule for this action and noted
by The Four Organizations, NMFS is
working to meet the Council’s priority
request that the agency review observer
data delivery speed with the aim of
identifying where that rate of data
delivery may be improved. Observer
data collection and the calibration of
observer data with associated data from
State fish tickets and logbooks is a joint
agency process between NMFS, the
three States, the four groundfish tribes,
and the Pacific States Marine Fisheries
Commission. Total catch estimation
requires that the agencies work together
to assess catch from directed and
incidental commercial groundfish
fisheries, recreational fisheries, tribal
fisheries, and scientific research
groundfish take. The Council process
brings the different data-gathering
agencies together; therefore, NMFS is
working with the Council and its
advisory bodies to improve total catch
data delivery so that total catch
estimates may be provided on a regular
and annual basis. NMFS agrees with the
suggestion of The Four Organizations
that the agency hold a meeting to
discuss the results of observer data
collection, analysis, and reporting with
interested parties. NMFS will
coordinate with the Council to set a first
meeting that is open to the public, and
available to Council and State
participation, for Spring 2007.
Comment 11: The Four Organizations
believe that the standardized total catch
reporting methodology and observer
program are inadequate. Other regions
have already demonstrated that realtime access to observer data by
fishermen is a practicable means of
minimizing bycatch. For example, both
the Alaska groundfish fishery and the
at-sea whiting fishery in the Pacific
region use real-time data with great
success. The Four Organizations are
disappointed that there is no similar
effort to move towards real-time or near
real-time access to information. There is
no excuse for not considering the
practicability of these measures that
provide fishermen such a powerful tool
to reduce bycatch.
Response: NMFS addressed the
impracticability of implementing the
type of observer program used in the
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Alaska groundfish fishery and the at-sea
whiting fishery in the response to
Comment 6, above. The fisheries that
The Four Organizations cite as examples
to follow in designing a standardized
total catch reporting methodology have
significant operational differences from
the West Coast groundfish non-whiting
fishery. An at-sea reporting system such
as that used in Alaska or the West Coast
at-sea whiting sectors is not applicable
to the West Coast groundfish fisheries in
part because the usual size of the West
Coast groundfish vessels is quite small
(usually less than 60 feet (18.3 m) and
in many cases less than 20 feet (6.1 m)
in length) as compared with the Alaska
fleet, where vessels are typically greater
than 125 feet (38.1 m) in length. The
facilities on the small West Coast
vessels reflect this small size. Alaska
fleet vessels go to sea for weeks at a
time, and have computers with a
dependable power source and adequate
communication systems. West Coast
groundfish vessels, by contrast, go to sea
for an average of 5 days, and many have
limited power and communication
systems. Alaska and at-sea whiting
vessels have the space to host two
observers who can share collection and
data submission duties. West Coast
groundfish vessels, by contrast, cannot
accommodate more than one observer,
who must then be available to sample
the catch around the clock or for long
periods of time. The catch of many of
the Alaskan fisheries are higher volume
than the West Coast groundfish fishery,
but relatively pure, making bycatch
sampling more straightforward. West
Coast groundfish fisheries, by contrast,
are heterogeneous with tens of species
in a single haul. Over 60 of the 90+
species managed by the West Coast
groundfish FMP are rockfish, many of
which are similar in appearance,
making correct identification more time
consuming. These challenges to
mounting an observer program for the
West Coast groundfish fisheries have
not prevented WCGOP from developing
a sampling plan adequate to estimate
bycatch in the groundfish fisheries.
Observer programs must be tailored to
the fisheries they are designed to
observe; no single sampling plan is
adequate and practicable for all
fisheries.
Comment 12: Amendment 16–1, now
part of the FMP, commits NMFS to
publishing, among other things, ‘‘a
description of the observer coverage
plan in the Federal Register.’’ FMP at
6.4.1.1. Notwithstanding the stated
commitment to develop an observer
plan that is sufficient ‘‘to assess the
amount and type of bycatch occurring in
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the fishery,’’ The Four Organizations
believe that NMFS is still relying on the
observer plan developed in 2001. They
also believe that the scope of the
observer plan continues to limit the
quality and accuracy of the bycatch data
on which the Council relies to manage
the fishery and the bycatch
minimization measures that the Council
and NMFS deem currently practicable.
Response: NMFS agrees that the 2001
observer coverage plan the agency had
previously posted on-line needed to be
updated to includ current observer
coverage priorities and efforts in the
West Coast groundfish fishery. NMFS
has updated the observer coverage plan
to reflect current practices and posted it
online at: https://www.nwfsc.noaa.gov/
research/divisions/fram/observer/
index.cfm. As explained below, NMFS
disagrees with the comment about the
quality and accuracy of the bycatch
data.
Comment 13: The Four Organizations
request that NMFS implement 100
percent observer coverage for optimal
monitoring and inseason management of
Pacific groundfish fisheries. In a report
on necessary observer coverage levels, it
was determined through simulation
studies and literature review that if 100
percent observer coverage is not
attainable, at least 20 percent observer
coverage (of total catch) is necessary for
reasonable estimates of common species
(species making up 35 percent of total
catch) and at least 50 percent observer
coverage is necessary for precise and
accurate estimates of rare species, such
as overfished rockfish. (Babcock, E.A.,
E.K. Pikitch, and C.G. Hudson, ‘‘How
Much Observer Coverage is Enough to
Adequately Estimate Bycatch?’’ Oceana
(2003), [hereinafter Oceana Report] ).
Since Pacific Coast groundfish fisheries
intercept rare, overfished species, NMFS
should require at least 50 percent
observer coverage, and preferably 100
percent coverage, in order to have an
accurate assessment of bycatch. Robust
at-sea monitoring is essential for
implementing all practicable bycatch
measures.
Response: The Four Organizations
have asked that NMFS require at least
50 percent observer coverage, preferably
100 percent. The impracticability of 100
percent observer coverage in the West
Coast groundfish fisheries is addressed
above in the responses to Comments 6
and 11. This response to Comment 13
will focus on the applicability of the
Oceana Report to the West Coast
groundfish fishery, and on the
conclusion of The Four Organizations
(one of these organizations is Oceana)
that this report requires NMFS to
implement 50–100 percent observer
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coverage for the West Coast groundfish
fleet for observer coverage to be
considered adequate for estimating total
catch. NMFS’s Northeast Fisheries
Science Center rebutted many of the
arguments in the Oceana Report in its
Reference Document 05–09, ‘‘NEFSC
Bycatch Estimation Methodology:
Allocation, Precision, and Accuracy
(available online at: https://
www.nefsc.noaa.gov/nefsc/publications/
crd/crd0509/) This response to
Comment 13 addresses the Oceana
Report as it may or may not apply to the
West Coast groundfish fishery.
In the 2005 groundfish fishery, over
90 percent of West Coast groundfish
shoreside landings by volume were
whiting landed in the shore-based
whiting fishery. As mentioned above in
the response to Comment 6, the shorebased whiting sector is monitored via an
EFP requiring maximized retention and
electronic monitoring. Of the nonwhiting 2005 groundfish landings, just
under 27,000 mt of fish, 80 percent of
the landings by weight were made by
trawl vessels. (The 2005 non-pollock
groundfish catch from the Gulf of
Alaska and Bering Sea, by contrast,
exceeded 500,000 mt of fish.) WCGOP
began operations in 2001 by focusing
coverage on the trawl fleet because of its
relatively higher percentage of landings.
Since that time, WCGOP has expanded
coverage to the limited entry fixed gear
fishery and several of the open access
fisheries that take groundfish
incidentally.
Most West Coast groundfish vessels
do not participate only in the
groundfish fishery in any given year.
Instead, they employ a mixed fishing
strategy, moving between target
fisheries, depending on which seasons
are open at what times. One of the major
reasons that the groundfish fishery is
managed as a year-round fishery is that
groundfish is one of the few West Coast
species groups that has few natural
seasonal constraints on availability. For
example, the Dungeness crab season
primarily occurs in the winter when
crab shells have hardened, while the
start and end of the summer albacore
tuna season is less predictable and
dependent on albacore migrations in
association with ocean climate
conditions. Observer coverage
percentages are a factor of the number
of observers deployed over the number
of vessels participating in the observed
fishery. Because the number of
observers WCGOP deploys is relatively
constant, while the number of vessels
making groundfish landings in any one
cumulative limit period varies, observer
coverage percentages vary according to
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the number of vessels participating in
the fishery.
WCGOP summarizes observer data,
including coverage percentages, in
regular reports to the Council and the
public (see https://www.nwfsc.noaa.gov/
research/divisions/fram/observer/
datareport/index.cfm). The September
2005 report on trawl observer activities
through April 2005 shows that WCGOP
sampled 27 percent of non-whiting
trawl landings, by volume, in 2004
(Table 1). Following the non-whiting
trawl fleet, NMFS prioritized observer
coverage on limited entry vessels with
sablefish endorsements, which have
permits to participate in the largervolume primary sablefish fishery. The
February 2005 report on the sablefishendorsed limited entry fixed gear
fishery shows that WCGOP sampled 13
percent of longline landings and 15
percent of pot landings, by volume in
2004 (Table 1).
Open access groundfish fisheries do
not have Federal permits, and many do
not have State permits, which makes it
difficult for NMFS to identify a
population of vessels to be sampled. As
discussed above, this inability to
identify the pool of possible open access
fishery participants spurred the Council
to put a high priority on permitting the
fishery as a bycatch accounting measure
for its bycatch work plan. NMFS works
with the States to secure permission to
place Federal observers on vessels
participating in State-managed fisheries
that take groundfish incidentally and to
make progress toward identifying total
landings by various open access fishery
components. This final rule includes a
provision to authorize NMFS to place its
observers on open access vessels, which
will better facilitate agreements with the
States, and will give NMFS the
authority to better sample vessels in the
directed open access groundfish fishery.
The commenters state their belief that
a 50–100 percent sampling level is
needed to track overfished species in
the West Coast groundfish fishery.
However, the level of sampling that is
needed to achieve precision in
documenting relatively rare species
depends on whether observers are
sampling from and measuring total
catch or only the portion of the catch
that is discarded. In the West Coast nonwhiting fishery, landings records are
relied upon to document retained catch.
By concentrating on discarded catch,
WCGOP observers are able to more
thoroughly determine the species and
amounts of all fish that are discarded.
Therefore, even though some species
may be infrequently encountered, when
they are encountered on an observed
vessel, there is a higher likelihood that
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they will be documented. In other
fisheries, like some off Alaska, where
observers draw small samples of the
catch to measure the total catch of all
species, there is a greater chance that
infrequently occurring species will be
missed. Another potential concern with
regard to infrequently occurring species
is the degree to which all hauls (or sets)
on observed trips are sampled. WCGOP
observers sample nearly every haul on
all observed trips.
As described in the response to
Comment 5, NMFS used the 2004
observer data to finalize post-season
estimates of 2004 total catch, to revise
inseason bycatch rate estimates in 2005
and 2006, and to inform pre-season
bycatch rate projections for the 2007–
2008 fisheries. The process of using
observer data to project bycatch preseason, and then revising bycatch rate
estimates inseason once a new year’s
worth of observer data becomes
available, can cause fluctuations in
fishery management. If new observer
data are introduced inseason and new
bycatch rate calculations are different
from those made pre-season, the
fisheries may have to be adjusted to
prevent OYs from being exceeded.
The best empirical evidence of the
adequacy of the current bycatch
reporting methodology is the pattern of
fishery management fluctuations since
NMFS first began using observer data to
inform management in 2003. This shift
to using new observer data to help
manage the fishery caused some
fluctuations in fishery management,
such that severe catch and area
restrictions were needed to constrain
catch in the last quarter of 2003 (68 FR
60865, October 24, 2003.) The 2004
fishing year began with the fishery
modeled for bycatch using that first
year’s worth of observer data, with
further observer data supplementing the
model mid-year. However, NMFS still
did not have enough observer data years
pre-season to prevent year-end fishery
closures in reaction to observer data
received inseason. The 2004 fishery
ended with nearshore trawl closures to
protect canary rockfish and a petrale
sole fishery elimination to protect
darkblotched rockfish (69 FR 59816,
October 6, 2004.)
For the 2005 fishery, the design of
which was informed by two years’
worth of observer data and two years
experience working with that data, the
Council and NMFS again implemented
a seasonally-varied combination of
RCAs and trip limits (69 FR 77012,
December 23, 2004.) By the end of 2005,
NMFS again had to restrict the trawl
fishery to constrain bycatch, but there
was an important difference in 2005
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from prior years: In 2003 and 2004,
year-end restrictions were needed
because observer data had showed
higher than previously-predicted
bycatch rates; in 2005, year-end
restrictions were needed because the
target species were being caught at a
faster-than-predicted rate, so the
fisheries were constrained to keep both
target species and bycatch species
within their OYs (70 FR 58066, October
5, 2005; 70 FR 72385, December 5,
2005.)
The 2006 fishery has been the second
year in a two-year management cycle.
The Council and NMFS took action in
December 2005 (70 FR 72385) and
February 2006 to modify the 2006 limits
and area closures with best available
data from 2005 and prior years (71 FR
8489, February 17, 2006.) As of the
Council’s September 2006 meeting, total
catch from the 2006 trawl fishery was
below pre-season predicted levels for
both targeted and bycatch species.
NMFS was able to modestly increase
previously set trip limits for petrale sole
and sablefish for the NovemberDecember period to allow the fisheries
access to OYs for those target species
without exceeding overfished species
OYs (71 FR 58289, October 3, 2006.) As
discussed in the preamble to the
October inseason action, the Council
and NMFS reduced the whiting fishery’s
canary rockfish bycatch limit in order to
accommodate the higher-than-expected
canary rockfish research catch.
Few statistical sampling programs are
subject to the immediate real world
testing given to fisheries observer data
used in fishery management. Instead of
waiting for several years’ worth of
observer data before using the data to
inform management, the agency placed
a priority on beginning the use of
observer information for more informed
management on bycatch minimization
as soon as possible. Each year that
NMFS collects observer data, the
agency’s confidence in the statistical
information about intra-annual
variability in bycatch rates improves.
This increasing confidence in observer
data allows the agency to better predict
how the fishery and fish stocks will
behave in different seasons within the
fishing year. Over time, NMFS expects
that a longer time series of data will
illustrate inter-annual variability of
bycatch rates in response to changing
environmental conditions. Over the life
of the observer program, observer
coverage in the trawl fleet has been in
the 20–40 percent range, with many
thousands of fishing trips observed. It is
true that a greater percentage coverage
would have provided NMFS with more
vessel-specific data points, but such
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66137
coverage would not have created a faster
solution to the specific challenge of
West Coast groundfish management—
which is to project fishing activities in
a multi-species fishery with seasonal
variability in target and bycatch species
migrations, so that time- and areaappropriate bycatch minimization
measures may be applied when and
where they will have their greatest
positive benefits to the resource.
Observer programs must be designed for
the species managed, for the fishing
vessels observed, and to support a
specific management system. NMFS’s
data collection and analysis methods
have proven their adequacy for
management in the rigorous test of
inseason management.
Comment 14: Bycatch reduction
should apply to all species, not just
overfished and protected ones. The Four
Organizations believe that the proposed
rule fails to implement all practicable
bycatch minimization measures for nonoverfished species. The preamble to
NMFS’s National Standard Guidelines
acknowledges that ‘‘[t]he definition of
‘fish’ in the Magnuson-Stevens Act
includes finfish, shellfish, and
invertebrate species, and all other forms
of marine animal and plant life except
marine mammals and birds; by
extension, bycatch applies to these
forms of marine life.’’ 63 FR 24212, at
24224 (May 1, 1998). The proposed rule
to implement Amendment 18
incorporates depth-based management
measures, particularly the setting of
closed areas as a tool to minimize
bycatch of overfished species, prevent
overfishing of any groundfish species,
and minimize the incidental catch of
prohibited and protected species. Area
closures are an important tool that has
likely reduced bycatch in Pacific
groundfish fisheries and their use
should be continued to minimize the
bycatch of all marine life. The Four
Organizations are interested in whether
the Council currently uses the habitat
suitability data from the essential fish
habitat EIS and Amendment 19 in order
to calibrate spatial and/or temporal
closures to maximize the protection of
overfished species, precautionary zone
species, and other managed species, as
well as benthic invertebrates like corals.
Response: As discussed above in the
response to Comment 5, NMFS places
its highest bycatch minimization
priority on constraining the incidental
catch of overfished groundfish species.
However, many of the bycatch reduction
measures detailed in the response to
Comment 3 benefit species other than
overfished species. For example, the
RCAs prevent catch of many continental
shelf species, not just the overfished
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continental shelf species. In 2005, the
fisheries took approximately 60 mt of
the 958 mt OY for minor shelf rockfish,
and approximately 891 mt of the 3,871
mt OY for yellowtail rockfish (per
Pacific Fisheries Information Network,
see: https://www.psmfc.org/pacfin/
ber_index.html.) Management measures
for 2005, in response to information on
shortspine thornyhead overfishing in
2003, resulted in underharvests (OYs
not achieved) of shortspine thornyhead
and co-occurring species longspine
thornyhead, Dover sole, and sablefish.
And, as acknowledged by The Four
Organizations, Amendment 18 and this
final rule expand the use of area
closures so that they may be used to
prevent overfishing of groundfish
species not managed with rebuilding
plans, and to protect prohibited species,
among other uses.
The Four Organizations also refer to
‘‘habitat suitability data’’ in this
comment. Amendment 19 to the FMP,
which NMFS approved on March 8,
2006, addressed groundfish EFH. In
developing Amendment 19, the Council
considered developing what they called
‘‘habitat suitability probability values’’
(HSP values) for groundfish species.
These HSP values were intended to
illustrate links between particular
groundfish species and their particular
habitats. The intent of developing these
species-specific values was to look, in
aggregate, at where all of the groundfish
species managed under the FMP are
found in their habitats at their different
life stages. The Council and its
Scientific and Statistical Committee
(SSC) found, however, that there were
insufficient data on all groundfish
species and all of their life stages to set
life stage or species-specific HSP values.
Amendment 19 ultimately looked at
aggregated information on all
groundfish to delineate a collective EFH
for all groundfish species, rather than
setting species-specific EFHs. HSP
values and the fathom depth contours
that inform RCA designation use some
common data. However, given the SSC’s
review of the HSP value system, NMFS
is not comfortable using HSP values to
define closures to minimize bycatch of
overfished species at this time.
The Four Organizations also mention
benthic invertebrates, such as coral. The
EFH EIS describes the habitats of
structure-forming benthic invertebrates,
where known. Structure-forming
benthic invertebrates occur both within
and outside of the 51 EFH Conservation
Areas, and both within and outside of
the Rockfish Conservation Areas.
Comment 15: The proposed rule
explains that the use of vessel
monitoring systems (VMS) is an
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important component to enforcing the
‘‘wide variety of marine closed areas’’
that are themselves important bycatch
minimization measures (71 FR 36506, at
36511.) Amendment 18 would authorize
the use of VMS in the FMP, but not
require it. Instead, the Council plans on
issuing a proposed rule sometime in
‘‘summer 2006’’ to mandate the use of
VMS within the open-access fishery.
The Four Organizations wish to know
why this requires a separate process? If
VMS is a practicable bycatch
minimization measure, or, in the least,
supports the implementation of other
bycatch measures, NMFS should
include the requirement to use VMS in
the FMP itself and should not wait to do
so.
Response: Groundfish limited entry
vessels, which make the majority (over
90 percent) of commercial groundfish
landings, have been required to carry
and use VMS units since January 1,
2004 (68 FR 62374, November 4, 2003.)
The Council had recommended this
initial coverage in the limited entry
fishery with the expectation that
coverage requirements would be
expanded to the open access fishery.
The bycatch mitigation EIS was a
program-level EIS, assessing broad-scale
programs for the future of groundfish
bycatch minimization. The Council
evaluated alternatives for requiring the
use of VMS via a separate National
Environmental Policy Act process, with
an Environmental Assessment specific
to the purpose and need for that action.
The separate processes were needed to
ensure that the specific analysis of a
requirement for open access vessels to
carry VMS did not get lost in the midst
of the more broad-scale bycatch EIS.
NMFS intends to publish a proposed
rule to implement VMS in the open
access fisheries as soon as possible.
Changes From the Proposed Rule
NMFS made changes to regulatory
language in 50 CFR 660.314 in order to
clarify regulatory text. These changes do
not alter the effects of that text, or the
persons or organizations to which they
apply. NMFS also added changes to
regulatory language at 50 CFR 660.306
and 660.370 in accordance with a
comment received from Washington
Department of Fish and Wildlife, as
detailed above in the response to
Comment 1.
Classification
The Administrator, Northwest Region,
NMFS, has determined that Amendment
18 and this final rule are necessary for
the conservation and management of the
Pacific Coast groundfish fishery and that
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they are consistent with the MagnusonStevens Act and other applicable laws.
NMFS prepared an FEIS in support of
this action. The FEIS was filed with the
Environmental Protection Agency on
September 17, 2004. A notice of
availability for this FEIS was published
on September 24, 2004 (69 FR 57277).
In approving Amendment 18, on
September 6, 2006, NMFS issued a ROD
identifying the selected alternative. A
copy of the ROD is available from NMFS
(see ADDRESSES).
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
NMFS prepared a final regulatory
flexibility analysis (FRFA) as part of the
regulatory impact review. The FRFA
incorporates the IRFA, the comments
and responses to the proposed rule, and
a summary of the analyses completed to
support the action. A copy of the FRFA
is available from NMFS (see ADDRESSES)
and a summary of the FRFA, per the
requirements of 5 U.S.C. 604(a), follows:
Amendment 18 is intended to respond
to court orders in Pacific Marine
Conservation Council v. Evans, 200
F.Supp.2d 1194 (N.D. Calif. 2002) by
bringing the Pacific Fishery
Management Council’s bycatch
mitigation program into the FMP.
During the comment period for the
proposed rule, NMFS received two
letters of comment, but neither of these
letters addressed the IRFA, although one
letter directly or indirectly addressed
the economic effects of the rule, as
discussed above in the responses to
Comments 6–9. Approximately 1,511
vessels participated in the West Coast
commercial groundfish fisheries in
2003. Of those, about 498 vessels were
registered to limited entry permits
issued for either trawl, longline, or pot
gear. All but 10–20 of the 1,511 vessels
participating in the groundfish fisheries
are considered small businesses by the
Small Business Administration. In the
2001 recreational fisheries, there were
106 Washington charter vessels engaged
in salt water fishing outside of Puget
Sound, 232 charter vessels active on the
Oregon coast, and 415 charter vessels
active on the California coast. Although
some charter businesses, particularly
those in or near large California cities,
may not be small businesses, all are
assumed to be small businesses for
purposes of this discussion.
This action is not expected to have
significant impacts on small entities.
The alternatives considered for this
action are detailed in the proposed rule
to implement Amendment 18. The
Environmental Assessment/Regulatory
Impact Review/Initial Regulatory
Flexibility Analysis (EA/RIR/IRFA) on
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‘‘An Observer Program for Catcher
Vessels in the Pacific Coast Groundfish
Fishery’’ analyzed the effects of
implementing an observer program in
the West Coast groundfish fishery on the
environment, economy, and small
businesses. A description of the costs
associated with compliance of the
proposed rules with regard to Federal
observer regulations was summarized in
that document. The requirements that
(1) Groundfish fishery management
measures take into account the cooccurrence ratios of overfished species
with more abundant target stocks; (2)
the allowance of the use of depth-based
closed areas a routine management
measure for preventing the overfishing
of any groundfish species by
minimizing the direct or incidental
catch of that species; and (3) the
allowance of the use of depth-based
closed areas as a routine management
measure for minimizing the bycatch of
any prohibited or protected species
taken incidentally in the groundfish
fishery do not increase the costs
associated with reporting, recordkeeping, or other compliance
requirements directly. There are no
recordkeeping, reporting, or other
compliance issues forthcoming from the
proposed rule.
NMFS issued Biological Opinions
under the Endangered Species Act
(ESA) on August 10, 1990, November
26, 1991, August 28, 1992, September
27, 1993, May 14, 1996, and December
15, 1999, pertaining to the effects of the
Pacific Coast groundfish FMP fisheries
on Chinook salmon (Puget Sound,
Snake River spring/summer, Snake
River fall, upper Columbia River spring,
lower Columbia River, upper Willamette
River, Sacramento River winter, Central
Valley spring, California coastal), coho
salmon (Central California coastal,
southern Oregon/northern California
coastal), chum salmon (Hood Canal
summer, Columbia River), sockeye
salmon (Snake River, Ozette Lake), and
steelhead (upper, middle and lower
Columbia River, Snake River Basin,
upper Willamette River, central
California coast, California Central
Valley, south/central California,
northern California, southern
California). These biological opinions
have concluded that implementation of
the FMP for the Pacific Coast groundfish
fishery was not expected to jeopardize
the continued existence of any
endangered or threatened species under
the jurisdiction of NMFS, or result in
the destruction or adverse modification
of critical habitat.
NMFS reinitiated a formal ESA
section 7 consultation under the ESA in
2005 for both the Pacific whiting
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midwater trawl fishery and the
groundfish bottom trawl fishery. The
December 19, 1999 Biological Opinion
had defined an 11,000 Chinook
incidental take threshold for the Pacific
whiting fishery. During the 2005 Pacific
whiting season, the 11,000 fish Chinook
incidental take threshold was exceeded,
triggering reinitiation. Also in 2005,
new data from the West Coast
Groundfish Observer Program became
available, allowing NMFS to complete
an analysis of salmon take in the bottom
trawl fishery.
NMFS prepared a Supplemental
Biological Opinion dated March 11,
2006, which addressed salmon take in
both the Pacific whiting midwater trawl
and groundfish bottom trawl fisheries.
In its 2006 Supplemental Biological
Opinion, NMFS concluded that catch
rates of salmon in the 2005 whiting
fishery were consistent with
expectations considered during prior
consultations. Chinook bycatch has
averaged about 7,300 over the last 15
years and has only occasionally
exceeded the reinitiation trigger of
11,000. Since 1999, annual Chinook
bycatch has averaged about 8,450. The
Chinook ESUs most likely affected by
the whiting fishery has generally
improved in status since the 1999
section 7 consultation. Although these
species remain at risk, as indicated by
their ESA listing, NMFS concluded that
the higher observed bycatch in 2005
does not require a reconsideration of its
prior ‘‘no jeopardy’’ conclusion with
respect to the fishery. For the
groundfish bottom trawl fishery, NMFS
concluded that incidental take in the
groundfish fisheries is within the
overall limits articulated in the
Incidental Take Statement of the 1999
Biological Opinion. The groundfish
bottom trawl limit from that opinion
was 9,000 fish annually. NMFS will
continue to monitor and collect data to
analyze take levels. NMFS also
reaffirmed its prior determination that
implementation of the Groundfish FMP
is not likely to jeopardize the continued
existence of any of the affected ESUs.
Lower Columbia River coho (70 FR
37160, June 28, 2005) and the Southern
Distinct Population Segment (DPS) of
green sturgeon (71 FR 17757, April 7,
2006) were recently listed as threatened
under the ESA. As a consequence,
NMFS has reinitiated its Section 7
consultation on the PFMC’s Groundfish
FMP. After reviewing the available
information, NMFS concluded that, in
keeping with Section 7(a)(2) of the ESA,
allowing the fishery to continue under
Amendment 18 to the FMP would not
result in any irreversible or irretrievable
commitment of resources that would
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66139
have the effect of foreclosing the
formulation or implementation of any
reasonable and prudent alternative
measures.
Under the Magnuson-Stevens Act at
16 U.S.C. 1852(b)(5), one of the voting
members of the Pacific Council must be
a representative of an Indian tribe with
federally recognized fishing rights from
the area of the Council’s jurisdiction. In
accordance with E.O. 13175, this rule
was developed after meaningful
consultation and collaboration with the
tribal representative on the Pacific
Council and tribal officials from the
tribes affected by this action.
List of Subjects in 50 CFR Part 660
Fisheries, Fishing, Indian fisheries.
Dated: November 6, 2006.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 660 is amended
as follows:
I
PART 660—FISHERIES OFF WEST
COAST STATES
1. The authority citation for part 660
continues to read as follows:
I
Authority: 16 U.S.C. 1801 et seq.
2. In § 660.306, paragraph (a)(7) is
revised to read as follows:
I
§ 660.306
Prohibitions.
*
*
*
*
*
(a) * * *
(7) Fail to sort, prior to the first
weighing after offloading, those
groundfish species or species groups for
which there is a trip limit, size limit,
scientific sorting designation, quota,
harvest guideline, or OY, if the vessel
fished or landed in an area during a
time when such trip limit, size limit,
scientific sorting designation, quota,
harvest guideline, or OY applied.
*
*
*
*
*
I 3. In § 660.314, paragraphs (c)(2), and
(f)(1)(v)(B) are revised to read as follows:
§ 660.314
Groundfish observer program.
*
*
*
*
*
(c) * * *
(2) Catcher vessels. When NMFS
notifies the owner, operator, permit
holder, or the manager of a catcher
vessel of any requirement to carry an
observer, the catcher vessel may not be
used to fish for groundfish without
carrying an observer.
(i) For the purposes of this section,
the term ‘‘catcher vessel’’ includes all of
the following vessels (except vessels
described in paragraphs (c)(1) and (c)(3)
of this section):
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(A) Any vessel registered for use with
a Pacific Coast groundfish limited entry
permit that fishes off the States of
Washington, Oregon, or California
seaward of the baseline from which the
territorial sea of the United States is
measured out to the seaward edge of the
EEZ (i.e., 0–200 nm offshore).
(B) Any vessel other than a vessel
described in paragraph (c)(2)(i)(A) of
this section that is used to take and
retain, possess, or land groundfish in or
from the EEZ.
(C) Any vessel that is required to take
a Federal observer by the applicable
State law.
(ii) Notice of departure—Basic rule.
At least 24 hours (but not more than 36
hours) before departing on a fishing trip,
a vessel that has been notified by NMFS
that it is required to carry an observer,
or that is operating in an active
sampling unit, must notify NMFS (or its
designated agent) of the vessel’s
intended time of departure. Notice will
be given in a form to be specified by
NMFS.
(A) Optional notice—Weather delays.
A vessel that anticipates a delayed
departure due to weather or sea
conditions may advise NMFS of the
anticipated delay when providing the
basic notice described in paragraph
(c)(2)(ii) of this section. If departure is
delayed beyond 36 hours from the time
the original notice is given, the vessel
must provide an additional notice of
departure not less than 4 hours prior to
departure, in order to enable NMFS to
place an observer.
(B) Optional notice—Back-to-back
fishing trips. A vessel that intends to
make back-to-back fishing trips (i.e.,
trips with less than 24 hours between
offloading from one trip and beginning
another), may provide the basic notice
described in paragraph (c)(2)(ii)) of this
section for both trips, prior to making
the first trip. A vessel that has given
such notice is not required to give
additional notice of the second trip.
(iii) Cease fishing report. Within 24
hours of ceasing the taking and retaining
of groundfish, vessel owners, operators,
or managers must notify NMFS or its
designated agent that fishing has ceased.
This requirement applies to any vessel
that is required to carry an observer, or
that is operating in a segment of the fleet
that NMFS has identified as an active
sampling unit.
*
*
*
*
*
(f) * * *
(1) * * *
(v) * * *
(B) Annual general endorsements.
Each observer must obtain an annual
general endorsement to their
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certification prior to his or her first
deployment within any calendar year
subsequent to a year in which a
certification training endorsement is
obtained. To obtain an annual general
endorsement, an observer must
successfully complete the annual
briefing, as specified by the Observer
Program. All briefing attendance,
performance, and conduct standards
required by the Observer Program must
be met.
*
*
*
*
*
I 4. In § 660.370, paragraphs (b), (c)(3),
and (h)(6) introductory text are revised
to read as follows:
§ 660.370 Specifications and management
measures.
*
*
*
*
*
(b) Biennial actions. The Pacific Coast
Groundfish fishery is managed on a
biennial, calendar year basis. Harvest
specifications and management
measures will be announced biennially,
with the harvest specifications for each
species or species group set for two
sequential calendar years. In general,
management measures are designed to
achieve, but not exceed, the
specifications, particularly optimum
yields (harvest guidelines and quotas),
commercial harvest guidelines and
quotas, limited entry and open access
allocations, or other approved fishery
allocations, and to protect overfished
and depleted stocks. Management
measures will be designed to take into
account the co-occurrence ratios of
target species with overfished species,
and will select measures that will
minimize bycatch to the extent
practicable.
(c) * * *
(3) All fisheries, all gear types, depthbased management measures. Depthbased management measures,
particularly the setting of closed areas
known as Groundfish Conservation
Areas, may be implemented in any
fishery that takes groundfish directly or
incidentally. Depth-based management
measures are set using specific
boundary lines that approximate depth
contours with latitude/longitude
waypoints found at § 660.390–.394.
Depth-based management measures and
the setting of closed areas may be used:
to protect and rebuild overfished stocks,
to prevent the overfishing of any
groundfish species by minimizing the
direct or incidental catch of that species,
to minimize the incidental harvest of
any protected or prohibited species
taken in the groundfish fishery, to
extend the fishing season; for the
commercial fisheries, to minimize
disruption of traditional fishing and
marketing patterns; for the recreational
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fisheries, to spread the available catch
over a large number of anglers; to
discourage target fishing while allowing
small incidental catches to be landed;
and to allow small fisheries to operate
outside the normal season.
*
*
*
*
*
(h) * * *
(6) Sorting. Under § 660.306(a)(7), it is
unlawful for any person to ‘‘fail to sort,
prior to the first weighing after
offloading, those groundfish species or
species groups for which there is a trip
limit, size limit, scientific sorting
designation, quota, harvest guideline, or
OY, if the vessel fished or landed in an
area during a time when such trip limit,
size limit, scientific sorting designation,
quota, harvest guideline, OY applied.’’
The States of Washington, Oregon, and
California may also require that vessels
record their landings as sorted on their
State fish tickets. This provision applies
to both the limited entry and open
access fisheries. The following species
must be sorted in 2005 and 2006:
*
*
*
*
*
I 5. In § 660.373, paragraphs (c)(1),
(c)(2), and (d) are revised to read as
follows:
§ 660.373 Pacific whiting (whiting) fishery
management.
*
*
*
*
*
(c) * * *
(1) Klamath River Salmon
Conservation Zone. The Klamath River
Salmon Conservation Zone is an area off
the northern California coast intended
to protect salmon from incidental catch
in the whiting fishery. The Klamath
River Conservation Zone is defined by
straight lines connecting the following
specific latitude and longitude
coordinates in the order listed:
(i) 41°38.80′ N. lat., 124°07.49′ W.
long.;
(ii) 41°38.80′ N. lat., 124°23.00′ W.
long.;
(iii) 41°26.80′ N. lat., 124°19.26′ W.
long.;
(iv) 41°26.80′ N. lat., 124°03.80′ W.
long.; and connecting back to 41°38.80′
N. lat., 124°07.49′ W. long.
(2) Columbia River Salmon
Conservation Zone. The Columbia River
Salmon Conservation Zone is an area off
the northern Oregon and southern
Washington coast intended to protect
salmon from incidental catch in the
whiting fishery. The Columbia River
Salmon Conservation Zone is defined by
straight lines connecting the following
specific latitude and longitude
coordinates in the order listed:
(i) 46°18.00′ N. lat., 124°04.50′ W.
long.;
(ii) 46°18.00′ N. lat., 124°13.30′ W.
long.;
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(iii) 46°11.10′ N. lat., 124°11.00′ W.
long.;
(iv) 46°13.58′ N. lat., 124°01.33′ W.
long.; and connecting back to 46°18.00′
N. lat., 124°04.50′ W. long.
(d) Eureka area trip limits. Trip
landing or frequency limits may be
established, modified, or removed under
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§ 660.370 or § 660.373, specifying the
amount of Pacific whiting that may be
taken and retained, possessed, or landed
by a vessel that, at any time during a
fishing trip, fishes in the Eureka
management area (from 43°00.00′ to
40°30.00′ N. lat.) shoreward of a
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boundary line approximating the 100 fm
(183 m) depth contour, as defined with
latitude/longitude coordinates at
§ 660.393.
*
*
*
*
*
[FR Doc. E6–19106 Filed 11–9–06; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 71, Number 218 (Monday, November 13, 2006)]
[Rules and Regulations]
[Pages 66122-66141]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-19106]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 660
[Docket No. 060609159-6272-02; I.D. 060606A]
RIN 0648-AU12
Fisheries Off West Coast States; Pacific Coast Groundfish
Fishery; Amendment 18
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this final rule to implement Amendment 18 to the
Pacific Coast Groundfish Fishery Management Plan (FMP). Amendment 18
responds to a court order by setting the Pacific Fishery Management
Council's (Council's) bycatch minimization policies and requirements
into the FMP.
DATES: Effective December 13, 2006.
ADDRESSES: Amendment 18 is available on the Council's Web site at:
https://www.pcouncil.org/groundfish/gffmp.html.
FOR FURTHER INFORMATION CONTACT: Yvonne deReynier (Northwest Region,
NMFS), phone: 206-526-6140; fax: 206-526-6736; and e-mail:
yvonne.dereynier@noaa.gov.
SUPPLEMENTARY INFORMATION:
Electronic Access
The proposed and final rules for this action are accessible via the
Internet at the Office of the Federal Register's Web site at: https://
www.gpoaccess.gov/fr/. The FEIS on bycatch mitigation is
available on the NMFS Northwest Region Web site at: https://
www.nwr.noaa.gov/Groundfish-Halibut/Groundfish-Fishery-Management/NEPA-
Documents/Programmatic-EIS.cfm and at the Council's Web site at https://
www.pcouncil.org.
Background
Amendment 18 revised the FMP to set the Council's bycatch
minimization polices and requirements into the FMP. Amendment 18
responds to court orders in Pacific Marine Conservation Council v.
Evans, 200 F.Supp.2d 1194 (N.D. Calif. 2002) [hereinafter PMCC v.
Evans]. This final rule implements the following actions: require that
groundfish fishery management measures take into account the co-
occurrence ratios of overfished species with more abundant target
stocks; require vessels that participate in the open access groundfish
fisheries to carry observers if directed by NMFS; authorize the use of
depth-based closed areas as a routine management measure for protecting
and rebuilding overfished stocks, preventing the overfishing of any
groundfish species, minimizing the incidental harvest of any protected
or prohibited non-groundfish species, controlling effort to extend the
fishing season, minimizing the disruption of traditional commercial
fishing and marketing patterns, spreading the available recreational
catch over a large number of anglers, discouraging target fishing while
allowing small incidental catches to be landed, and allowing small
fisheries to operate outside the normal season; update the boundary
definitions of the Klamath and Columbia River Salmon Conservation Zones
and Eureka nearshore area to use latitude and longitude coordinates in
a style similar to that of the Groundfish Conservation Areas (GCAs);
and, allow species to be identified for sorting prior to landing if
there is a scientific need for those species to be separately
identified upon landing.
A Notice of Availability for Amendment 18 was published on June 9,
2006 (71 FR 33432). NMFS requested comments on the amendment under the
Magnuson-Stevens Act FMP amendment review provisions for a 60-day
comment period, ending August 8, 2006. A proposed rule was published on
June 27, 2006 (71 FR 36506), requesting public comment through August
8, 2006. During the Amendment 18 and proposed rule comment period, NMFS
received two letters of comment. These letters are addressed later in
the preamble to this final rule. The preamble to the proposed rule for
this action provides additional background information on the fishery
and on this final rule. Further detail on Amendment 18 also appears in
the bycatch mitigation FEIS, referenced above under ``Electronic
Access.'' After consideration of the public comments received on the
amendment, NMFS approved Amendment 18 on September 6, 2006.
[[Page 66123]]
Comments and Responses
NMFS received two letters of comment on the proposed rule to
implement Amendment 18: one letter was jointly sent by four
environmental advocacy organizations, and one letter was sent by the
Washington Department of Fish and Wildlife (WDFW). These comments are
addressed here:
Comment 1: WDFW believes that groundfish species sorting
requirements at Sec. 660.306 need to be expanded so that managers may
better quantify total catch for some species that are part of the FMP,
but which are not required to be sorted because they lack species-
specific trip limits, size limits, harvest guidelines, quotas, or
optimum yields (OYs). Skates (Raja spp.) serve as an example of species
for which broadening sorting requirements could greatly improve total
catch accounting. There are several West Coast skate species and they
are often landed with their wings removed, making these animals
particularly difficult to identify by species when they are landed
unsorted. Allowing NMFS to designate, upon recommendation by the
Council, certain species as required to be sorted under a scientific
sorting designation would allow science and management agencies to
better assess populations of some of the less commonly caught species
within the groundfish complex. Therefore, WDFW suggests that Federal
regulations at Sec. 660.306(a)(7) and Sec. 660.370(h)(6) be revised
to require that, in addition to other sorting requirements, vessels
sort species with ``scientific sorting designation.''
Response: NMFS agrees that WDFW's suggestion will be beneficial to
improving total catch information on less commonly caught species. The
suggested revision to Federal regulations supports language added to
the FMP via Amendment 18, found at Section 6.4.1.2, on Commercial
Fisheries total catch reporting methodology, ``Catch weight by sorted
species category, area of catch, vessel identification number, and
other data elements are required on fish tickets. Landings are also
sampled in port by State personnel, who collect species composition
data, otoliths for ageing, lengths, and other biological data. * * *
All landings of groundfish stocks of concern (overfished stocks and
stocks below BMSY) and target stocks and stock complexes in
West Coast fisheries are tracked in Quota Species Monitoring reports of
landed catch.'' NMFS anticipates that WDFW's suggestion will allow the
Council to target particular stocks for improved species-specific data
gathering, and to potentially address a management challenge identified
under Section 4.3.3 of the FMP, the inability to conduct species-
specific stock assessments on fish stocks without species-specific
landings data. Therefore, this final rule includes WDFW's suggested
modification to Federal framework regulations at Sec. 660.306(a)(7)
and Sec. 660.370(h)(6). No species would be added through this action
to the lists at Sec. 660.370(h)(6)(i)-(ii) that designate the species
and species groups currently required to be sorted. Species required to
be sorted via a scientific sorting designation would be considered
through the Council process and through a future Federal rulemaking.
Comment 2: The commenting organizations (Natural Resources Defense
Council, Pacific Marine Conservation Council, Oceana, and The Ocean
Conservancy, hereinafter ``The Four Organizations'') generally agree
with the Council's three-part bycatch minimization strategy of:
Improving data collection and analysis; improving modeling to better
correlate bycatch rates with time, place, and gear type; and developing
management measures that minimize bycatch and bycatch mortality.
However, for reasons explained in subsequent comments, below, they do
not believe that Amendment 18 satisfies the requirements of the
Magnuson-Stevens Act and other applicable laws. Pursuant to 16 U.S.C.
1854(a)(3), they call on NMFS to disapprove portions of Amendment 18 on
the following grounds: (1) The failure to adopt all practicable bycatch
minimization measures; (2) the failure to articulate why certain
measures adopted as part of the Council's preferred alternative have
been deemed impracticable and thus dismissed from implementation at
this time; (3) the failure to provide objectives and targets for
implementing currently impracticable measures, or to include
performance standards and measurable criteria for determining progress
towards reducing bycatch; (4) an inadequate standardized total catch
reporting (and observer) program; and (5) other reasons explained
below.
Response: The Magnuson-Stevens Act at 16 U.S.C. 1854(a)(3) requires
that ``The Secretary [of Commerce] shall approve, disapprove, or
partially approve a plan or amendment within 30 days of the end of the
comment period [on the FMP or FMP amendment] by written notice to the
Council.'' NMFS sent written notice to the Council on September 6, 2006
that the agency had fully approved Amendment 18 to the FMP, prior to
the Magnuson-Stevens Act's 30-day deadline from the end of the comment
period. NMFS approved Amendment 18, after taking into account all
comments received, because it revises the FMP to meet the requirements
of the Magnuson-Stevens Act to minimize bycatch to the extent
practicable, and to provide a standardized bycatch reporting
methodology. As discussed in the proposed rule for this action,
Amendment 18 significantly revised Chapter 6 of the FMP, ``Management
Measures'' to address the bycatch monitoring and minimization
requirements of the Magnuson-Stevens Act. With Amendment 18's
revisions, the FMP sets a high priority on bycatch minimization and
requires the use of practicable bycatch minimization measures,
including: A total catch reporting and compliance program (Section
6.4); bycatch mitigation measures to be implemented if practicable,
such as full retention programs, sector-specific and vessel-specific
total catch limit programs, and catch allocation to or gear flexibility
for gear types with lower bycatch rates (Section 6.5); gear definitions
and restrictions (Section 6.6); catch restrictions such as quotas, size
limits, trip limits, and bag limits (Section 6.7); time/area closures
for bycatch mitigation and habitat protection (Section 6.8); capacity
control measures such as permits and licenses (Section 6.9); and
enforcement and safety standards (Section 6.10). The FMP at 6.5.1
states that ``The Council has all of the management measures detailed
in Sections 6.5-6.10 at its disposal to manage directed catch and
reduce bycatch of groundfish species in the groundfish fisheries.
Because of the interaction among the various species and the regular
incorporation of new information into the management system, the
details of the specific measures will change over the years, or within
years, based on the best available science. Management measures will be
designed taking into account the co-occurrence ratios of target stocks
with overfished stocks. To protect overfished species and minimize
bycatch through reducing incidental catch of those species, the Council
will particularly use, but is not limited to: Catch restrictions
detailed in Section 6.7 to constrain the catch of more abundant stocks
that commingle with overfished species, in times and areas where higher
abundance of overfished species are expected to occur; time/area
closures detailed in Section 6.8 and designed to prevent vessels from
operating during times when or in areas where overfished species are
most vulnerable to a
[[Page 66124]]
particular gear type or fishery; and gear restrictions described in
Section 6.6, where that gear restriction has been shown to be
practicable in reducing overfished species incidental catch rates.''
The groundfish FMP addresses over 90 species; its management area spans
the length of the U.S. West Coast; and its fisheries affecting
groundfish range from treaty tribal ceremonial fisheries, to commercial
fisheries with international markets varying from elite delicacies to
mass-market surimi, to family weekend sport fishing trips. The diverse
array of management measures required in the FMP for bycatch mitigation
reflects the Council's philosophy that there is not one single solution
for minimizing bycatch in such a diverse set of fisheries, and that
addressing bycatch is an ongoing process.
NMFS notes that although The Four Organizations requested partial
disapproval of Amendment 18, their comments did not specify which
sections of Amendment 18 they wished NMFS to disapprove. The Four
Organizations also state that ``NMFS must reject the portions of the
proposed rule implementing Amendment 18 that fail to comply with the
bycatch requirements of the Magnuson-Stevens Act, and the reasoned
decision-making standard of the Administrative Procedures Act (APA.)''
The Four Organizations elaborated on each of the five points on which
they based their request that NMFS disapprove portions of Amendment 18.
NMFS has approved all of Amendment 18 and its implementing regulations
because they are consistent with the Magnuson-Stevens Act and other
applicable laws. NMFS responds below to both the general and detailed
comments of The Four Organizations, which they had summarized as stated
in Comment 2 as the introduction to their letter.
Comment 3: The Four Organizations believe that Amendment 18 fails
to adopt all practicable management measures. The Magnuson-Stevens Act
requires that NMFS implement all ``practicable'' bycatch minimization
measures (16 U.S.C. 1853(a)(11).) Although NMFS has some discretion in
determining which measures are practicable, mere ``[i]nconvenience is
not an excuse'' for finding a particular measure impracticable (63 FR
24212 at 24224, May 1, 1998--Preamble to National Standard Guidelines.)
The only bycatch minimization measures required by Amendment 18--(1)
Gear restrictions found in FMP Section 6.6; (2) catch restrictions
found in FMP Section 6.7; and (3) time-area closures contained in FMP
Section 6.8--have already been part of the status quo management of the
fishery for several years. All other measures remain discretionary or
are deemed not yet practicable. Thus, the only measures that the
Council considers to be practicable in 2006 are those that have
comprised the status quo since prior to the decision in PMCC v. Evans.
Response: As discussed in the preamble to the proposed rule for
this action, PMCC v. Evans addressed Amendment 13, which NMFS approved
on December 31, 2001. The Four Organizations are incorrect in asserting
that the Council only considers measures implemented in 2001 and
earlier to be practicable in 2006. NMFS provided a list of bycatch
management measures required by the FMP, via Amendment 18, in the
response to Comment 2, above. Since 2001, and in response to the
Court's decision in 2002 on Amendment 13, NMFS and the Council have
evaluated and implemented numerous new bycatch minimization measures
through the FMP's framework authority. The following list of measures
implemented since 2001 does not include either the Amendment 18
regulations or those additional bycatch minimization measures that NMFS
has proposed to be implemented for the 2007-2008 groundfish fisheries
via the groundfish specifications and management measures process (71
FR 57764, September 29, 2006):
Standardized Total Catch Reporting Methodologies
Requirement for participants in the West Coast groundfish
fisheries to carry one or more Federal observers onboard their vessels.
Observer program regulations implemented May 24, 2001 (66 FR 20609,
April 24, 2001).
NMFS's West Coast Groundfish Observer Program (WCGOP)
begins placing observers on vessels that participate in the groundfish
fisheries in Federal waters (August 2001).
NMFS first uses a bycatch model, populated by data from
historical experiments, to set groundfish trip limits that vary by time
of year and depth, in accordance with co-occurrence ratios in the
bycatch model (67 FR 1555, January 11, 2002).
NMFS completes analysis of first year's worth of data from
WCGOP in January 2003 (https://www.nwfsc.noaa.gov/research/divisions/
fram/observer/datareport/trawl/datareportjan2003.cfm)
NMFS approves Amendment 16-1 to the FMP on November 13,
2003. In addition to setting a framework for incorporating overfished
species rebuilding plans into the FMP, Amendment 16-1 revises the FMP
to make a groundfish observer program a mandatory tool in fishery
management (69 FR 8861, February 26, 2004).
NMFS reconstructs groundfish fishery bycatch model and
populates it with WCGOP data to model species co-occurrence ratios,
plus trip limit and depth-based management regimes for the 2004 fishing
year, effective January 1, 2004 (69 FR 1380, January 8, 2004).
Requirement for at-sea processors and catcher-processors
to carry one or more Federal observers onboard their vessels
implemented July 7, 2004. These vessels had previously been carrying
observers voluntarily for their participation in the at-sea whiting
fishery, but NMFS viewed mandatory coverage as needed in order to
ensure observer data integrity (69 FR 31751, June 7, 2004).
Fleet-Size/Effort Reduction (With Direct or Indirect Bycatch
Minimization Effects)
Restriction on the frequency of limited entry permit
transfers in order to restrict the number of vessels that may use a
permit within a calendar year implemented August 1, 2001 (66 FR 40918,
August 6, 2001).
Amendment 14 to the FMP, program to consolidate limited
entry sablefish fleet by allowing vessels to stack up to three permits
on the same vessel, implemented August 2, 2001 (66 FR 41152, August 7,
2001). Between 2001 and the present, fleet size reduced by
approximately 50 percent.
Limited entry trawl permit and vessel buyback program;
fleet size reduced by 34 percent between July and December 2003 (68 FR
42613, July 18, 2003).
The Council announces its intent to consider implementing
an individual quota program for the limited entry trawl fishery,
setting a control date for considerations of qualifying catch (69 FR
1563, January 9, 2004).
The Council announces its intent to consider a license
limitation program for the open access fishery, setting a control date
for considerations of qualifying catch (Federal Register publication
anticipated by November 15, 2006).
Marine Areas Closed to Fishing
Eastern and Western Cowcod Conservation Areas implemented
in Southern California Bight, January 5, 2001 (66 FR 2338, January 11,
2001).
Darkblotched Rockfish Conservation Area (RCA) implemented
for trawlers operating north of Cape Mendocino, CA for the months of
[[Page 66125]]
September-December 2002 (67 FR 57973, September 13, 2002).
Darkblotched RCA replaced with coastwide (U.S. border with
Canada to U.S. border with Mexico) RCAs for commercial fisheries,
primarily closing fishing on the continental shelf (68 FR 908, January
7, 2003, and 68 FR 11182, March 7, 2003).
Yelloweye Rockfish Conservation Area implemented off
Washington coast (68 FR 908, January 7, 2003, and 68 FR 11182, March 7,
2003).
Vessel monitoring system requirements for limited entry
fleet implemented January 1, 2004 (68 FR 62374, November 4, 2003).
Recreational fisheries first subject to RCAs and depth-
based management (69 FR 1322, January 8, 2004, and 69 FR 11064, March
9, 2004).
NMFS establishes for the 2005 Pacific whiting fishery, via
emergency rule, the Ocean Salmon Conservation Zone, closing the whiting
fishery shoreward of the 100-fm depth contour (70 FR 51682, August 31,
2005).
NMFS implements 51 new closed areas within the West Coast
Exclusive Economic Zone for the protection of groundfish Essential Fish
Habitat (71 FR 27408, May 11, 2006.)
Gear Restrictions or Incentives
Differential trip limits are introduced for vessels using
small footrope gear, intended to discourage fishing in areas where
nearshore and shelf rockfish occur, January 5, 2001 (66 FR 2338,
January 11, 2001.)
Selective flatfish trawl gear required for trawl vessels
operating shoreward of the RCAs and north of Cape Mendocino, CA,
effective January 1, 2005 (69 FR 77012, December 23, 2004.)
Comment 4: The Four Organizations believe that Amendment 18 fails
to adopt all practicable management measures. According to the bycatch
mitigation EIS, the preferred alternative that Amendment 18 purports to
implement would: ``primarily use sector allocations and reward those
sectors with the best bycatch minimization performance. It would
encourage individual vessels to carry observers at the vessel's expense
and provide larger trip limits for those vessels, in combination with
catch limits for overfished species. Those vessels that participate
would be exempted from the sectors and not be closed if a sector were
closed.''
Response: The Four Organizations have quoted a discussion of a
portion of the preferred alternative from the EIS's Executive Summary,
not the preferred alternative itself, which the Council developed to
incorporate elements from several of the EIS's alternatives. NMFS
addresses sector bycatch caps in its responses to Comments 5 and 6.
Here, NMFS provides the text of the preferred alternative, so that
readers may be clear as to the precise wording:
``Create a new Alternative 7 that includes elements of Alternatives
1, 4, and 5. Elements from Alternative 1 that would be included in
Alternative 7 would be all current programs for bycatch minimization
and management, including but not limited to: setting optimum yield
specifications, gear restrictions, area closures, variable trip and bag
limits, season closures, establishing landings limits for target
species based on co-occurrence ratios with overfished stocks, etc. The
FMP would be amended to more fully describe our standardized reporting
methodology program and to require the use of bycatch management
measures indicated under Alternative 1 for the protection of overfished
and depleted groundfish stocks and to reduce bycatch and bycatch
mortality to the extent practicable. These would be used until replaced
by better tools as they are developed.
Elements from Alternative 4 that would be included in Alternative 7
would be the development and adoption of sector-specific caps for
overfished and depleted groundfish species where practicable. We
anticipate phasing in sector bycatch caps that would include:
Monitoring standards, full retention programs, and individual vessel
incentives for exemption from caps.
Elements of Alternative 5 that would be included in Alternative 7
would be the support of future use of Individual Fishing Quota programs
for appropriate sectors of the fishery. The FMP would incorporate the
Strategic Plan's goal of reducing overcapacity in all commercial
fisheries. Additionally, baseline accounting of bycatch by sector shall
be established for the purpose of establishing future bycatch program
goals.''
Comment 5: The Four Organizations believe that Amendment 18 fails
to adopt all practicable management measures. They believe that NMFS
must implement hard bycatch caps for all sectors targeting Pacific
groundfish. Continued delay in setting hard caps and other important
bycatch reduction measures is irresponsible, because it promotes
overfishing and fails to promote a more efficient and thus more
profitable fishery. Hard caps, along with rapid inseason management
responses and robust monitoring, are necessary to prevent exceeding the
OY of Pacific groundfish. Absent these measures, they believe that the
fisheries risk exceeding the Acceptable Biological Catch (ABC) and/or
OY on a regular basis, as they assert occurred with lingcod, Dover
sole, canary rockfish, bocaccio, shortspine thornyheads, and black
rockfish in 2003 and with darkblotched rockfish and canary rockfish in
2004. Moreover, from an ecosystem-based perspective, The Four
Organizations believe that NMFS must improve the counting and control
of bycatch of all marine life since fishing affects not only targeted
and overfished species, but also marine ecosystems more broadly.
Response: NMFS has determined, as explained below, that ``hard''
bycatch caps are not practicable at this time. The Four Organizations
are incorrect in asserting that hard bycatch caps are necessary to
prevent overfishing. While Amendment 18 endorses the use of sector
bycatch caps, where practicable, hard bycatch caps are not a
prerequisite for preventing overfishing, nor are bycatch caps the sole
management measure available to prevent overfishing.
Amendment 18 discusses sector-specific total catch limit programs
in Section 6.5.3.2 as follows: ``A sector-specific total catch limit
program is one in which a fishery sector would have access to a pre-
determined (probably through the harvest specifications and management
measure process, Section 6.2, C) amount of a groundfish FMU species,
stock, or stock complex that would be allowed to be caught by vessels
in that sector. Once a total catch limit is attained, all vessels in
the sector would have to cease fishing until the end of the limit
period, unless the total catch limit is increased by the transfer of an
additional limit amount. A sector-specific total catch limit program
could be based on either: (1) Monitoring of landed catch and inseason
modeling of total catch based on past landed catch and bycatch rates,
or (2) monitoring of total catch and real-time delivery of total catch
data. If a sector-specific total catch limit program is based on
inseason monitoring of landed catch, a sector would close when inseason
total catch modeling estimated that the sector had achieved an FMU
[Fishery Management Unit] species, stock, or stock complex total catch
limit. If a sector-specific total catch limit program is based on
inseason monitoring of total catch, a sector would close when inseason
total catch monitoring estimated that the sector had achieved an FMU
species, stock, or stock complex total catch limit.''
Currently, before the start of a two-year management cycle, the
Council and NMFS use projection models incorporating past WCGOP data to
set
[[Page 66126]]
fishery management measures so that they best reflect the known catch
ratios between target and rebuilding species. During each two-year
management cycle, new WCGOP data is incorporated into the model and
total catch is estimated so that management measures may be revised
inseason to keep the fishery within OYs. Following each fishing year,
WCGOP data for that year are used for post-season total catch
evaluations, and are then used in setting or revising management
measures for subsequent fishing years. Taking these three evaluation
and implementation steps--pre-season, inseason, and post-season--
ensures that NMFS and the Council are using the best available
scientific information to minimize bycatch to keep total catch within
OYs, and to ensure that management is constantly improved through the
use of updated information. The OYs of non-target species serve as
total catch limits for those species, although most species are not
allocated by sector. If a species is not allocated by sector, a higher-
than-predicted catch in one sector may be accounted for by constraining
catch in another sector with lower-than-predicted catch for that
species.
For example, in summer 2006, the Council used an inseason bycatch
limit to ensure that the summer fisheries' incidental catch of canary
rockfish remained low enough so that autumn and winter fisheries with
incidental rockfish catch would not have to be closed to keep the catch
of canary rockfish within its OY, recommending that: ``If the catch of
canary in the LE bottom trawl sector is projected to reach 7.75 mt of
the end of either July or August, NMFS will move the shoreward boundary
of the RCA in to the shore north of 40[deg] 10[min] N. lat. at the end
of that month. The Groundfish Management Team will reevaluate
management measures relative to canary rockfish at the Council's
September meeting.'' That Council recommendation illustrates the type
of bycatch limit that is both possible and effective in groundfish
fishery management, a limit that relies on projections from data
received inseason, rather than on real-time estimates of the exact
amount of catch being taken at a given time. Because the current
management system is more flexible than a hard bycatch cap system, it
allows overages discovered inseason for one portion of the fishery, or
with research catch, to be accommodated with reductions in available
bycatch amounts in other portions of the fishery.
Regarding whether overfishing occurred on darkblotched and canary
rockfish in 2004, NMFS has recent revised estimates that show
overfishing did not occur. Under the FMP, ABCs for all species are set
at the FMSY level or its proxy the level that, for a
particular year, is intended to produce maximum sustainable yield for
that species on a continuing basis. OYs for most groundfish species are
set below their ABCs. Overfishing occurs when the total catch of a
species exceeds that species' ABC. NMFS completed its post-season
evaluation of the 2004 fisheries in early 2006. In an analysis by NMFS
Northwest Fisheries Science Center dated May 18, 2006, NMFS estimated
that overfishing had occurred on darkblotched rockfish in 2004.
Subsequently, NMFS determined that some double-counting had occurred in
the summarization of landed catches in the May 18, 2006, analysis. A
revised analysis of total fishing mortality, or total catch, was
published on the Northwest Fisheries Science Center Web site on
September 29, 2006. [https://www.nwfsc.noaa.gov/
research/divisions/fram/observer/datareport/docs/revised_total_fg_
catch_estimation2004.pdf] Based on the September 29, 2006
analysis, NMFS estimates that no species were subject to overfishing
during the 2004 fishing year. The total catch of darkblotched rockfish,
which was previously estimated to have exceeded the 240 mt ABC by 1.6
mt, is now estimated to have been 9.1 mt below the ABC. The September
29, 2006, analysis estimates that the 2004 total catch of canary
rockfish exceeded the 47.3 mt OY by 0.8 mt. This does not represent
overfishing because the total catch was below the ABC of 243 mt. In no
other instance did the estimated 2004 total catch of a species exceed
that species ABC.
As reported in Table 4-2 in the final EIS for the 2005-2006
groundfish specifications and management measures, estimated 2003
lingcod total catch exceeded the lingcod ABC of 841 mt by 525.6 mt. The
lingcod stock, which had previously been listed as overfished,
completed its rebuilding ahead of its 2009 anticipated rebuilt date and
was announced as rebuilt in 2005. The 2003 shortspine thornyhead
estimated total catch exceeded its ABC of 1,004 mt by 216.2 mt. These
two species were subject to overfishing, but were protected from
overfishing in subsequent years both by a more conservative management
regime and by a more consistent total catch calculation methodology
between the pre-season period and the inseason management period, as
described below. Dover sole, canary rockfish and bocaccio estimated
total catch levels exceeded their OYs: Dover sole estimated total catch
was 8,342.2 mt, between its 7,440 mt OY and its 8,510 ABC; canary
rockfish estimated total catch was 46.8 mt, between its 44 mt OY and
its 272 mt ABC; and bocaccio estimated total catch was 29.1 mt, between
its 20 mt OY and its 198 mt ABC. Bycatch rate and total catch
estimation was particularly challenging in 2003, because NMFS had
modeled bycatch rates prior to the fishing year based on pre-WCGOP
data, then revised its bycatch rate estimates inseason based on data
from WCGOP's first year, which became available for management use for
the first time in January 2003. Post-season total catch estimates also
used WCGOP data to assess total catch. The number of species with
catches in excess of their OYs in 2003 is an indicator of the challenge
of managing a fishery to use best and most recently available science,
when the new scientific data in question represents a significant shift
in scientific method. However, when the newly available science
revealed that the fishery had or was projected to exceed its 2003 OY
level, NMFS and the Council responded quickly with inseason actions to
constrain the fisheries. The effects of newly available inseason
observer data have diminished over time as more years of observer data
are added to the management process, since those additional years of
data provide NMFS with a more complete picture of how fishing vessel
behavior and groundfish stock migrations change during the calendar
year. The effects of all harvest levels, whether under or over OYs, are
accounted for in subsequent stock assessments.
Finally, The Four Organizations state that NMFS must improve the
counting and control of bycatch of all marine life, because they
believe that fishing affects not only targeted and overfished species,
but also marine ecosystems more broadly. NMFS agrees that it is
important to assess and minimize the bycatch of marine species other
than those that are either targeted or overfished. Many of the measures
currently in place reduce bycatch of all species; for example, the gear
restrictions described in the response to comment 6. See also the
response to comment 14. Because of the Magnuson-Stevens Act's mandate
to rebuild overfished species, and because of the unusually long lives
and low productivity levels of rockfish managed under rebuilding plans,
NMFS places its highest bycatch minimization priority on constraining
incidental catch of overfished species. NMFS most recently described
its approach to overfished species rebuilding in the preamble to
[[Page 66127]]
the proposed rule to implement Amendment 16-4 to the FMP and the 2007-
2008 groundfish specifications and management measures (71 FR 57764,
September 29, 2006.) A more detailed analysis of this management
approach is also available in the Final EIS for that action, available
online from the Council at: https://www.pcouncil.org/nepa/
nepatrack.html.
Comment 6: The Four Organizations believe that the proposed rule
fails to provide a rational basis for dismissing measures as
impracticable. Neither the proposed rule nor Amendment 18 explains
sufficiently why other measures that the Council analyzed but did not
adopt, such as hard sector caps, are not currently practicable. NMFS
has dismissed certain measures by simply labeling them impracticable,
without fully considering the practicability of achieving those
measures and without explaining why they are impracticable. In
Amendment 13, NMFS dismissed as ``impracticable without an observer
program'' two methods of reducing bycatch: (1) ``the use of incentives
for vessels with lower bycatch rates, such as allowing higher landing
limits (and thus greater fishing profits) for fishing vessels that fish
selectively and thus have relatively low discard rates;'' and (2) ``the
use of discard caps to manage the fishery'' (PMCC v. Evans). The agency
argued that ``both alternatives are deemed impracticable without a full
observer program, since both would require individual vessel
monitoring'' (PMCC v. Evans). The agency never explained why full
observer coverage was impracticable; it just concluded that it was so.
Several bycatch minimization programs that were chosen as part of
the agency's preferred alternative have been dismissed as impracticable
at the present time, including: full retention programs, sector-
specific total catch limits, vessel-specific total catch limits, and
providing increased catch allocations to or gear flexibility for gear
types with lower bycatch rates. NMFS states that the reasons for this
are that ``[s]ector specific limits are not practicable until the
shore-based retention and monitoring program is more fully developed''
and vessel-based limits ``would be dependent upon a more intense level
of monitoring than is practicable under the current management regime *
* *.'' (71 FR 36506 at 36510, June 27, 2006.) This rationale is wholly
insufficient to satisfy the Administrative Procedures Act's (APA's)
requirement for reasoned decision-making, just as the court in PMCC v.
Evans found inadequate NMFS's explanation in Amendment 13 that ``the
type of observer program that would be needed to implement a vessel
incentive program is not practicable.'' (66 FR 29729, at 29731 (June 1,
2001)). In PMCC v. Evans, the Court found that NMFS had engaged in
``unreasoned decision-making'' because it ``did not fully consider the
practicability of the more comprehensive observer program necessary to
administer vessel incentives or discard caps in light of the factors
set forth in 50 CFR 600.350(d)(3)(i).'' The Council's ``Preliminary
Discussion Draft Practicability Analysis for Amendment 18'' does not
suffice. It was not included in the analysis of either the proposed
rule or Amendment 18 and, even if it had been, the draft is confusing
and incomplete. For example, the analysis only considers the socio-
economic obstacles or costs of individual fishing quotas, which are but
one of several measures from the preferred alternative in the PEIS that
are dismissed as impracticable in the proposed rule. Other measures,
such as hard sector caps and the use of performance standards, are not
similarly evaluated.
Response: PMCC v. Evans addressed Amendment 13, which as mentioned
above, NMFS approved on December 21, 2001. This final rule implements
Amendment 18, which NMFS approved on September 6, 2006. The Four
Organizations have quoted the agency's record for Amendment 13. NMFS
analyses for Amendment 18 are separate from its analyses for Amendment
13.
In its National Standard 9, the Magnuson-Stevens Act requires
bycatch to be minimized to the extent practicable. The issue of which
management measures are and are not practicable at this time or into
the future is central to Amendment 18, its program for bycatch
minimization into the future, and to Federal regulations as amended
through this final rule. The bycatch mitigation EIS, completed in
September 2004, discussed the practicability of each of the
alternatives when weighed against each other.
NMFS and the Council dealt further with practicability through the
development of Amendment 18, which recommends different bycatch
minimization measures in different fisheries and sectors, as
practicable. The Council finalized Amendment 18 at its November 2005
meeting. For that meeting, NMFS provided the Council with a draft
practicability analysis that evaluated the practicability of Amendment
18 within a framework of the Federal guidelines on National Standard 9
at Sec. 660.350(d)(3). Those guidelines provide factors that should be
considered when determining whether a conservation and management
measure minimizes bycatch or bycatch mortality to the extent
practicable. It became clear from Council discussions, however, that
the Council and the public were more focused on evaluating the
practicability of particular management tools, such as fleet capacity
reduction or sector bycatch caps. Therefore, NMFS revised its
practicability analysis to evaluate major bycatch accounting and
minimization tools, in order to better inform the agency's decision on
Amendment 18 under the Magnuson-Stevens Act and for the Record of
Decision on the EIS. The final practicability analysis is available
from NMFS's Northwest Region (see ADDRESSES) and the portions of that
document that addressed vessel incentives, sector bycatch caps, full
retention programs, and gear restrictions and catch incentives for
lower bycatch gear are provided here, since The Four Organizations
explicitly mentioned those four potential management tools. NMFS
addressed some practicability issues associated with sector bycatch
caps in its response to Comment 5; that discussion is supplemented
here.
The Magnuson-Stevens Act provides for a deliberative fishery
management council process, followed by a Federal rulemaking process,
both with multiple opportunities for public review and comment on
fishery management concepts as they are developed in the Council and on
the Federal regulations that implement Council recommendations. Other
laws, such as NEPA and the Regulatory Flexibility Act (RFA,) require
that NMFS and the Council analyze the potential effects of fishery
management actions on the physical, biological, and socio-economic
environment, and particularly on small business entities within the
socio-economic environment. In completing the analytical documents
needed to assess the Council's recommendation on a preferred
alternative for the bycatch mitigation EIS and on Amendment 18
language, NMFS evaluated the meaning of the requirement to minimize
bycatch ``to the extent practicable'' in light of the current state of
the groundfish fishery. The evaluative processes required by the
Magnuson-Stevens Act, NEPA, RFA, and other applicable law, provide the
framework for the agency's reasoned decision-making on both the EIS's
preferred alternative and approval of Amendment 18.
The Magnuson-Stevens Act does not define what is meant by ``to the
extent practicable'' when referring to the requirement to minimize
bycatch. For the purposes of this discussion, NMFS
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defines practicable for bycatch minimization measures to mean a measure
that is ``reasonable and capable of being done in light of available
technology and economic considerations.'' In other words, it may be
possible to imagine a particular management tool, or to have seen it
used in other fisheries, without that management tool being practicable
for the West Coast groundfish fishery in particular. This definition is
consistent with standard dictionaries, and with the intent of Congress,
as expressed in the Congressional Record on the Sustainable Fisheries
Act, ``The use of the term `to the extent practicable' was chosen
deliberately by both the Senate and the House. Both bodies recognize
that bycatch can occur in any fishery, and that complete avoidance of
mortality is impossible. Councils should make reasonable efforts in
their management plans to prevent bycatch and minimize its mortality.
However, it is not the intent of the Congress that the councils ban a
type of fishing gear or a type of fishing in order to comply with this
standard. `Practicable' requires an analysis of the cost of imposing a
management action; the Congress does not intend that this provision
will be used to allocate among fishing gear groups, nor to impose costs
on fishermen and processors that cannot be reasonably met.'' (104 Cong.
Rec., H11437 (1996).) The agency's definition of the term practicable
has also been tested in court and affirmed for bycatch minimization and
essential fish habitat (EFH) protection for Federal fishery management
off New England (Oceana v. Evans, No. 04-0811 (ESH) (Mar. 9, 2005.)
The Council addressed the question of practicability when making
its final decision on Amendment 18. At its November 2005 meeting, the
Council finalized FMP amendatory language for Amendment 18 and reviewed
a draft work plan for future bycatch minimization measures intended to
follow on Amendment 18. Council members particularly addressed sector
bycatch caps in discussing potential future management measures, saying
that, collectively, NMFS, the states, and the industry do not have the
``resources, money, or infrastructure to manage by sector caps.''
Council members expressed an interest in looking at sector bycatch caps
for future management, but viewed them as impracticable to implement
right now. As explained in the proposed rule for this action, the
Council wished to build a management infrastructure for implementing
sector bycatch caps where practicable in the future, but also
concentrate right now on bycatch minimizing management measures that
are more practicable in the near term. In particular, the Council cited
two activities that could be done in the near term to minimize bycatch
using existing personnel, funds, and management infrastructure:
requiring permits in the open access fishery and evaluating the process
by which observer and landings data are collected and analyzed for use
in the management process. NMFS and the Council have followed up with
both of these issues and NMFS anticipates shortly publishing an advance
notice of proposed rulemaking on permitting the open access fishery.
NMFS has also fully considered the practicability of a more
comprehensive observer program throughout the process of developing
Amendment 18 and concurrent regulatory programs. In addition to the
bycatch mitigation EIS, NMFS has evaluated observer coverage in two
Environmental Assessment/Regulatory Impact Review/Initial Regulatory
Flexibility Analyses (EA/RIR/IRFAs) for observer requirements in the
groundfish fishery: a 2000 EA/RIR/IRFA on ``An Observer Program for
Catcher Vessels in the Pacific Coast Groundfish Fishery,'' and a 2003
EA/RIR/IRFA on the ``Implementation of an Observer Program for At-Sea
Processing Vessels in the Pacific Coast Groundfish Fishery.'' NMFS has
analyzed additional monitoring mechanisms in two EA/RIR/IRFAs on vessel
monitoring systems, and is currently drafting an EA/RIR/IRFA on
implementing electronic monitoring (camera observation) requirements
for the shore-based sector of the whiting fishery. These EA/RIR/IRFAs,
which have been discussed in the Council process and made available to
the public both through the Council and NMFS notice-and-comment
processes, evaluate the costs and appropriateness of the different
types of monitoring mechanisms for different fishery management goals.
For the practicability analysis on NMFS's decision on Amendment 18,
NMFS evaluated the costs of the various monitoring programs currently
in place against the expected cost of 100 percent observer coverage.
Current WCGOP costs to address the non-whiting portion of the
groundfish fleet are approximately $4.5 million per year. NMFS
estimates that expanding WCGOP coverage so that all vessels were
required to carry an observer whenever they are fishing would cost
approximately $13.3 million per year, a significant cost when compared
against the commercial fishery's total 2004 ex-vessel revenue of $61
million. NMFS considers implementing WCGOP to be both a practicable
observer program to implement, and an appropriate approach to observer
coverage for this fishery. An observer program that costs over a fifth
of the fishery's revenue is not a program that is ``reasonable and
capable of being done in light of current technology and economic
considerations,'' particularly bearing in mind the many other costs
associated with the science, management, and enforcement programs
needed to support this fishery. The remaining paragraphs in this
response to Comment 6 are excerpted or summarized from the
practicability analysis and provide the agency's reasons for
determining particular management measures to be practicable or
impracticable at this time.
Vessel incentive programs. A vessel incentive program reduces
bycatch by rewarding ``clean'' vessels with greater economic
opportunity, thereby encouraging vessels to reduce their amount of
bycatch. The Council discussed a type of vessel incentive program that
would grant higher landings limits to vessels that voluntarily carry
and pay for observers. Amendment 16-1 put a mandatory observer program
into the FMP. Federal regulations at 50 CFR 660.314(c)(2) state ``When
NMFS notifies the vessel owner, operator, or permit holder, or the
vessel manager of any requirement to carry an observer, the vessel may
not take and retain, possess, or land any groundfish without carrying
an observer.''
Observers that are required to be carried onboard vessels as part
of a statistical sampling program are observing vessels behaving within
the framework of regulations that apply to the fleet as a whole. This
type of observer sampling plan allows data from the observed portion of
the fleet to be expanded to provide bycatch estimates for the whole
fleet.
NMFS does not support an incentive program wherein vessels that
voluntarily carry an observer are permitted to access higher landings
limits than otherwise allowed, because such a program could undermine
NMFS's observer sampling plan. Observers carried on a portion of the
fleet under an incentive program that allows vessels to operate outside
of the normal regulatory framework do not generate data that are useful
to modeling the whole fleet's behavior. Thus, while an incentive-based
observer program may be beneficial to the particular participating
vessels, it is not necessarily beneficial, and could even be harmful,
to the statistical validity of NMFS's sampling program design,
[[Page 66129]]
which provides data that support bycatch modeling on the groundfish
fisheries. In addition to these scientific concerns, even if vessels
were to pay for observers outside of the WCGOP program, NMFS would need
to pay for the infrastructure to train the observers and process and
analyze their data--a benefit to the participating vessels, but not to
the fishery as a whole. For these reasons, NMFS does not consider an
incentive-based observer program to be a practicable bycatch
minimization measure for implementation in the groundfish fishery.
Discard caps or bycatch limits. Discard caps or total catch limits
reduce bycatch by restricting fisheries when those limits are reached.
A vessel cap works similarly to a vessel incentive in that target
fishing can occur so long as the vessel does not reach a particular
cap. This essentially rewards a vessel or fleet with fishing
opportunity if they fish cleanly. The Council's preferred alternative
includes the use of this mechanism for reducing bycatch when
practicable. In addition, bycatch limits have been in place for the
Pacific whiting fishery since 2004.
NMFS uses the term ``bycatch limit,'' rather than ``discard cap,''
because a bycatch limit is more appropriate in a multi-species fishery,
where species that are incidentally caught may be retained or
discarded. Either term may be confusing, since the Magnuson-Stevens Act
defines bycatch as only those fish that are discarded, whereas the
groundfish FMP views bycatch species as those species that may not have
been one of the target species, but which were taken incidentally to
the targeted species. In the case of overfished species, NMFS and the
Council manage the fishery to minimize the total catch of each
overfished species, including the discards of those species. The term
``discard cap'' might be more appropriate for a fishery where a single
species is targeted and all non-target species are discarded. West
Coast groundfish fisheries are multi-species fisheries and management
measures are intended to either ensure that non-target species are
avoided (e.g. the Rockfish Conservation Areas,) or to allow non-target
species to be retained when caught in common with target species (e.g.
trip limits for minor slope rockfish in association with fixed gear
sablefish limits.)
NMFS quoted Amendment 18's provisions for sector total catch limit
programs in the response to Comment 5, above. NMFS also provided an
example of how bycatch limits work under the current management system,
which relies on inseason catch projections, rather than on real-time
catch estimates, to calculate current catch. The only groundfish
fishery sector with total catch limits based on near real-time data for
both landings and discards is the whiting fishery. In 2004, NMFS first
implemented overfished species bycatch limits for canary and
darkblotched rockfish taken incidentally in the Pacific whiting fishery
via emergency rule and inseason action (August 3, 2004, 69 FR 46448,
and; October 6, 2004, 69 59816). The final rule for the 2005-2006
groundfish specifications and management measures implemented bycatch
limits for canary and widow rockfish taken incidentally in the 2005 and
2006 Pacific whiting fisheries (December 23, 2004, 69 FR 77012.) NMFS
subsequently implemented a bycatch limit for darkblotched rockfish in
the 2006 Pacific whiting fishery on July 1, 2006 (71 FR 37844, July 3,
2006.) These limits apply to the non-tribal whiting fishery, in which
two of the three participating sectors have at least 100 percent
observer coverage, the catcher-processor and mothership sectors. The
shore-based whiting sector, which consists of catcher vessels that
deliver their catch to processing plants on land, has been managed in
2004-2006 under an EFP that requires vessels to carry electronic
monitoring (EM) systems. On whiting catcherboats, EM systems were used
to monitor whether vessels were retaining all of their catch or
discarding a portion of catch, since this fishery is known to have
relatively low bycatch rates and is assumed to maximize its retention
of all fish caught. As applied in this fishery, EM technology is not
capable of estimating species-specific discards for trawl fisheries at
this time; however, it may provide an independent source of information
for estimating total catch.
Several practical considerations make implementing near real-time
bycatch limits practicable for the whiting fishery, but would make them
impracticable for the remainder of the groundfish fleet. Near real-time
monitoring would be required to implement near real-time bycatch
limits. West Coast groundfish trawl vessels, which tend to be larger
than non-trawl vessels, have an average size of about 70 feet in length
overall. Vessels of this size have limited deck space for catch
sampling, and restricted bunk space for accommodating observers on
overnight trips. Some vessels that operate in nearshore waters are so
small, under 20 feet in length overall, that vessel operators take
their boats out alone, not having space for crew, let alone observers.
By contrast, the catcher-processor and mothership vessels that
participate in the at-sea whiting fishery carry two observers apiece
and are all at least 125 feet in length overall, with some are over 250
feet in length overall. Also unlike the whiting fishery, the multi-
species groundfish fishery has not been very profitable for many of its
participants in recent years, which at times means that vessel owners
cannot afford to keep their vessels in optimal condition. Since WCGOP's
inception in 2001, NMFS has had to refuse to deploy observers on
several vessels that have failed to meet observer safety regulations at
50 CFR 600.746(c) and 660.314(d)(2).
Unlike the whiting fishery, where whiting is the sole target
species, the rest of the groundfish fleet tends to target multiple
species simultaneously. This means that inseason whiting fishery
management requires that managers track fewer than ten species for
real-time management issues, while inseason management of the non-
whiting groundfish fisheries would require tracking 30+ species or
species groups for total catch. Similar to the needs for an IFQ
program, the shoreside landings monitoring infrastructure, including
the fish ticket system, would need to be greatly expanded to support
the data processing speed that would be required to implement a near
real-time bycatch limit program for the non-whiting fisheries. Finally,
the number of boats in the whiting fishery is relatively small, roughly
40-50 in all three non-tribal sectors, with landings occurring at few
ports. Tracking these few vessels and ports is much more
straightforward than would be the case in the overall groundfish
fishery, which has over a thousand vessels making landings in dozens of
ports coastwide.
Regardless of the type of bycatch limit implemented, moving the
bycatch limit program beyond the whiting fishery would require that the
Council allocate the species intended to be limited between the fishing
sectors. Species or species groups that are currently subject to
allocations are managed with sector-specific total catch limits, are
monitored inseason for their landed catch and modeled for total catch
based on past landed catch and bycatch rates, and are closed if those
allocations are achieved. For all species except Pacific whiting and
sablefish, the allocations are primarily between the limited entry and
open access portions of the commercial fishery. These are relatively
large sectors, which means that the activities of one portion of a
sector may affect the fishing opportunities of another portion of the
sector. For example, inseason modeling in 2005 indicated that the
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summer flatfish trawl fisheries had taken more petrale sole than had
been expected from pre-season modeling, which led the Council to close
the fall/winter directed petrale sole fishery.
The Council is developing a multi-species inter-sector allocation
EIS that would support transitioning the trawl fleet to an IFQ program.
This EIS would also support dividing available groundfish harvest into
smaller sector harvest levels than are used under current management.
The groundfish fishery's current standardized bycatch reporting
methodology is adequate to support the management system of pre-season,
inseason, and post-season total catch evaluation, coupled with inseason
management measures revisions. If available groundfish harvest is
divided into smaller sectors, NMFS and the Council will need to re-
evaluate the fishery's standardized bycatch reporting methodology to
determine how to best match the monitoring efforts to management needs.
As total available harvest is divided into smaller percentage
shares, the coverage level of associated fishery monitoring usually
needs to increase. In a fishery managed with vessel-specific total
catch limits, such as in an IFQ program, participating vessels may need
100 percent coverage of at-sea fishing activities. NMFS anticipates
that expanding fishery monitoring to support a vessel-specific total
catch limit program would cost $13.3 million annually, or nearly $9
million more than the current observer program. That level of funding
is not currently available from management agencies. Although other
regions have implemented industry-funded observer programs,
establishing that type of system requires an adequate study of
appropriate checks and balances, assurances that such a program would
not encourage the misreporting of observed catch, and an infrastructure
to support the training of observers and analysis of observer data. In
some fisheries, at-sea monitoring could be managed with EM systems,
which may cost less, but those systems would have to be tested for
their usability with each particular type of fishery. NMFS, the States,
and the whiting industry are in the third year of testing EM systems
for the shore-based sector of the whiting fishery.
Fishery or sector total catch limits, in the form of OYs, harvest
guidelines, and sector allocations, are part of the current management
process and are managed through the pre-season/inseason/post-season
evaluation process described above. Dividing current sector allocations
into smaller percentages would require the development of the inter-
sector allocation EIS, which is underway. Vessel-specific total catch
limits would also rely first on harvest allocation between sectors, and
then on harvest allocation between individual vessels. The FEIS's
preferred alternative supports sector total catch limits, where
practicable. The ``hard'' sector caps recommended by The Four
Organizations are not now practicable for the groundfish fishery.
Full or maximized retention programs. Full or maximized retention
programs are designed to eliminate the discard of species caught during
fishing activities by requiring fishers to retain species that are
caught. Full or maximized retention programs require a different
monitoring system than a fishery managed with landing limits for
various species. Complete full retention may be a problem in some
situations because of safety or other operational reasons; therefore,
NMFS is also considering maximized retention programs that would
require complete retention of catch except in certain specified
circumstances and vessels using best fishing practices to reduce
discard. NMFS, the States, and the whiting industry are experimenting
with a maximized retention and EM program in the shore-based whiting
fishery through an EFP, as discussed above. In a full- or maximized-
retention fishery, observers or EM devices are answering a yes/no
question: Did the vessel retain all of its catch taken in a particular
trip? Operating a fishery with that management question requires higher
monitoring coverage than in a fleet sampled for bycatch rates, but less
sophisticated evaluation of fishing activities. For example, WCGOP
observers are not simply used to determine whether catch is retained,
but are instead deployed to determine how much catch is discarded, the
species composition of the discarded fish, and collect biological data
from discard species. An EM system may be an effective mechanism for
answering the yes/no question in a less costly manner, but it cannot
collect information at the same sophistication level as that collected
by a human observer. Conversely, deploying a human observer simply to
answer a yes/no question could be an impractical use of limited staff
resources.
Amendment 18 supports the implementation of full retention programs
where practicable. The Council is developing a maximized retention
management program for the shore-side sector of the whiting fishery,
and will next consider that program at its November 2006 meeting. Such
management is appropriate for the whiting fishery, because the delay in
catch refrigeration that would result from the time needed to sort
catch at sea would impair the quality of the target species' flesh for
sale. Full retention management may not be appropriate or practicable
for other fisheries, particularly under the current rockfish rebuilding
regime. Some of the rebuilding rockfish have a high enough market value
that a program to require full retention might backfire by providing
vessels with incentives to target rebuilding species so as to ensure
that they are part of the total catch that is required to be retained.
Although full retention may lead to improved accounting of total
catch, it does not eliminate bycatch, as defined in the Magnuson-Steven
Act. Fish that are not sold would be regarded as if they were
discarded. Many fish that are currently discarded at sea are not landed
because they do not meet minimum standards for size or quality that are
established by individual processors. NMFS cannot require processors to
buy fish for which they have no market. Potential full- or maximized-
retention programs need to be evaluated with these practical
considerations in mind if they are to be effective at minimizing
bycatch to the extent practicable.
Gear restrictions. Gear restrictions minimize bycatch in several
ways, by: Restricting gears that are prone to catching bycatch species
to operating in certain areas; requiring that certain gears be modified
so that they either allow bycatch species to escape the gear once
caught, or so that they prevent non-target species from being caught on
o