Approval and Promulgation of Implementation Plans; Designation of Areas for Air Quality Planning Purposes; State of California; PM-10; Determination of Attainment for the San Joaquin Valley Nonattainment Area; Determination Regarding Applicability of Certain Clean Air Act Requirements, 63642-63664 [06-8902]
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Federal Register / Vol. 71, No. 209 / Monday, October 30, 2006 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 52 and 81
[EPA–R09–OAR–2006–0583, FRL–8234–1]
Approval and Promulgation of
Implementation Plans; Designation of
Areas for Air Quality Planning
Purposes; State of California; PM–10;
Determination of Attainment for the
San Joaquin Valley Nonattainment
Area; Determination Regarding
Applicability of Certain Clean Air Act
Requirements
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
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SUMMARY: EPA is finalizing its
determination that the San Joaquin
Valley nonattainment area (SJV or the
Valley) in California has attained the
National Ambient Air Quality Standards
(NAAQS) for particulate matter with an
aerodynamic diameter less than or equal
to a nominal 10 micrometers (PM–10).
This determination is based upon
monitored air quality data for the PM–
10 NAAQS during the years 2003–2005.
The SJV continues to attain the PM–10
NAAQS in 2006 based on the latest
available quality assured data. EPA is
also finalizing its determination that,
because the SJV has attained the PM–10
NAAQS, certain Clean Air Act (CAA or
the Act) requirements are not applicable
for as long as the SJV continues to attain
the PM–10 NAAQS.
DATES: Effective Date: This rule is
effective October 30, 2006.
ADDRESSES: You can inspect copies of
the docket for this action at EPA’s
Region IX office during normal business
hours by appointment at the following
locations:
Environmental Protection Agency,
Region IX, 75 Hawthorne Street, San
Francisco, CA 94105–3901.
Air and Radiation Docket and
Information Center, U.S. Environmental
Protection Agency, Room B–102, 1301
Constitution Avenue, NW. (Mail Code
6102T), Washington, DC 20460.
FOR FURTHER INFORMATION CONTACT:
Doris Lo, EPA Region IX, (415) 972–
3959, lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘we,’’ ‘‘us’’
and ‘‘our’’ refer to EPA.
Table of Contents
I. Summary of Proposed and Final Actions
II. Public Comments and EPA Responses
A. Environmental Justice
B. The Clean Data Policy
C. New Particulate Matter (PM) NAAQS
D. EPA Policy on Special Purpose
Monitoring Data
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E. Adequacy of the SJV Monitoring
Network
F. Data Not Included in Determining
Attainment
1. Data From September 3, 2004 High Wind
Event
2. Data From BAM and TEOM Monitors
G. Representativeness of Data
H. Other Comments
III. Final Action
IV. Effective Date of This Final Action
V. Statutory and Executive Order Reviews
I. Summary of Proposed and Final
Actions
On July 19, 2006, EPA proposed to
determine that the SJV has attained the
24-hour and annual NAAQS for PM–10
(71 FR 40952).1 The proposed
determination was based upon
monitored air quality data during the
years 2003–2005 which indicated that
there were no violations during that
time. This data is summarized in table
1 in the proposed rule. 71 FR at 40953–
54. EPA also based its proposed
determination on monitored air quality
data indicating the area continued to
attain in 2006. EPA also proposed to
determine that certain Clean Air Act
(CAA or the Act) requirements were not
applicable for as long as the SJV
continued to attain the PM–10 NAAQS.
Specifically, for the SJV, EPA proposed
to determine that the CAA section
172(c)(9) contingency measure
requirement for the area is suspended.
For a more detailed discussion of the
related background for the SJV and of
the proposal, please refer to the
proposed rule.
In this notice EPA is finalizing its
determination that the SJV has attained
the NAAQS, based upon three years of
complete, quality-assured monitored air
quality data for 2003–2005, and based
upon its determination that the area
continues to attain the PM–10 NAAQS
in 2006 based on quality assured data
submitted to EPA’s AQS Database
through July 31, 2006. See AQS Report
AMP350 titled ‘‘SJV PM–10 SLAMS
Raw Data Report January 2003–July
2006’’ included in the docket for this
notice. In finalizing its determination,
EPA has also reviewed preliminary
monitoring data for monitors in the SJV
that has become available since July 31,
2006.
EPA learned recently of preliminary
data indicating that exceedances of the
standard were monitored on September
1 On September 21, 2006, EPA signed a final rule
revoking the annualPM–10 standard. That
revocation will be effective 60 days from
publication of the rule in the Federal Register.
Since the revocation will not be effective until after
our attainment determination for the SJV, we are
taking final action determining that the area has
attained both the annual and 24-hour PM–10
standard.
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22, 2006 at State and Local Air
Monitoring Station (SLAMS) monitors
in Corcoran (215 µg/m3), BakersfieldGolden State Hwy. (157 µg/m3), and
Oildale (162 µg/m3).2 The California Air
Resources Board (CARB) and the San
Joaquin Valley Air Pollution Control
District (District) have informed EPA
that, based on preliminary analysis, they
believe that these exceedances are due
to high wind and wildfire natural
events. CARB notified EPA that it
intends to flag these data as caused by
natural events and to request that EPA
concur with these flags. As such the
data would not be included for
consideration in a determination of
attainment for the SJV, pursuant to
EPA’s Natural Events Policy.3 Because
these data, which were collected using
manual reference method samplers, are
preliminary and have not been qualityassured, and because EPA believes that
they may qualify as caused by natural
events, and thus be excluded from
consideration in an attainment
determination, EPA is proceeding to
finalize its determination that the area is
in attainment. If, after the data is
quality-assured, and after further
evaluating CARB’s request with respect
to these data, EPA determines that the
data do not qualify for exclusion under
EPA’s natural events policy, and EPA
further believes that if included that
they would establish that the area is in
violation of the NAAQS, EPA will
proceed with appropriate rulemaking
action to withdraw its determination of
attainment.
EPA is also finalizing its
determination that, because the SJV has
attained the PM–10 NAAQS, certain
requirements, and specifically the
contingency measure requirement of
section 172(c)(9) of the Clean Air Act,
do not apply to the SJV area for so long
as the area continues to attain the
NAAQS.
II. Public Comments and EPA
Responses
EPA received one comment letter in
support of our proposal from the District
stating that the determination is a result
of ‘‘nearly two decades of intense efforts
to reduce emissions of PM–10 and its
precursors.’’ The District also states that
2 24-hour PM–10 exceedances were also recorded
on September 22, 2006 with the automated
equivalent (Beta Attenuation Mass/Tapered
Element Oscillating Microbalance) PM–10 analyzers
operated at the Bakersfield-Golden and Corcoran
sites, as well as the Beta Attenuation Mass monitor
at the Tracy site. See response to comment 15
below.
3 EPA’s NEP Memorandum from Mary D. Nichols,
Assistant Administrator for Air and Radiation to
Regional Air Directors, ‘‘Areas Affected by PM–10
Natural Events’’, May 30, 1996.
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‘‘emissions of PM–10 and its precursors
have decreased by about 24% since
1990’’ which is significant given the
population growth. Finally the District
states that this determination ‘‘does not
in any way imply or allow the District
or CARB to relax air quality strategies’’
and will allow the District to better
dedicate resources for upcoming plans
that will focus on PM–2.5 and ozone
attainment.
EPA received one adverse comment
letter from Earthjustice, representing
Medical Advocates for Healthy Air,
Sierra Club, Latino Issues Forum,
Steven and Michele Kirsch Foundation,
the Center for Biological Diversity, El
Comite para el Bienestar de Earlimart/
The Committee for the Well Being of
Earlimart, Fresno Metro Ministry and
the Coalition for Clean Air. EPA also
received approximately 2000 adverse
comment letters from individual
citizens. Many of these comments were
form letters that contained identical
comments. EPA addresses all of the
specific comments raised by
Earthjustice in its responses to
comments numbers 1 to 24. EPA is
responding to many of the individual
citizens’ comments in responses to
comments numbers 25 and 26 and in
the context of the responses to
Earthjustice, since they raised many of
the same issues.
A. Environmental Justice
Comment 1: EPA received comments
arguing that its process for making this
determination did not adequately
consider EPA’s environmental justice
mission: ‘‘[t]o achieve equal
environmental protection so no segment
of the population, regardless of race,
ethnicity, culture or income bears an
undue burden of environmental
pollution and to ensure that the benefits
of environmental protection are shared
by everyone.’’ The principal
environmental justice commenter,
Earthjustice, argues that most sources of
PM–10 pollution in the Valley are
located in agricultural areas where
population densities are low, but
percentages of minority and low-income
residents are high. The comment claims
that EPA has not adequately
investigated whether such areas,
particularly in the western part of the
Valley, are in attainment and is not
adequately monitoring those areas.
Without more thorough investigation
and monitoring of air quality in the
western part of the Valley, the comment
concludes, EPA cannot ‘‘carry out its
environmental justice mandate.’’
Response: EPA is committed to
environmental justice, and a November
2005 memorandum by Administrator
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Johnson has reiterated EPA’s ‘‘ongoing
commitment to ensure environmental
justice for all people, regardless of race,
color, national origin, or income.’’ EPA
believes that this attainment
determination is fully consistent with
that commitment, and ensures
environmental protection for all
residents of the Valley, including
residents of the western part of the
Valley, and regardless of race, color,
national origin, or income.
The gist of the environmental justice
argument is that EPA has not adequately
investigated and analyzed air quality in
minority and low-income communities
in the western part of the Valley.
Although that is framed as an
environmental justice argument, it is
really a challenge to the adequacy of the
legal basis for EPA’s determination that
the entire Valley is in attainment. As
explained more fully elsewhere, EPA
has an adequate factual and legal basis
for that determination, and has assessed
air quality through monitored data that
is representative of all areas of the
Valley, including the west side,
minority and low income communities
addressed in the comment. Thus, the
commenter is mistaken in claiming that
EPA failed to investigate those areas
adequately, or that such a purported
failure prevented the Agency from
adequately implementing
environmental justice.
Similarly, EPA rejects claims that the
monitoring conducted by the State and
District is deficient. As explained more
fully elsewhere, the District’s
monitoring network provides for
adequate and accurate assessments of
air quality throughout the Valley,
including minority and low income
communities in the western area.
Comment 2: Commenters, principally
Earthjustice, assert that low income and
minority populations were not provided
an adequate opportunity to comment on
the rule. Earthjustice asserts that ‘‘the
concerned people of the Valley’’ sought
an ‘‘opportunity to be heard,’’ and
unsuccessfully requested that EPA hold
a hearing. That comment also points out
that many west side residents ‘‘do not
speak English, do not own computers,
and do not have the time or expertise to
draft public comments.’’
Response: EPA believes that
interested parties were given adequate
opportunities to comment on the
proposed determination of attainment.
Section 553(c) of the Administrative
Procedure Act (APA), which governs
informal rulemaking actions, such as
determinations of attainment, does not
require EPA to provide for a hearing.
Section 553 (c) states that:
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The agency shall give interested persons an
opportunity to participate in the rulemaking
through submission of written data, views, or
arguments with or without opportunity for
oral presentation.
EPA does not, as a matter of standard
practice, conduct hearings on
determinations of attainment. EPA does
not believe a hearing was needed in this
case, or would have been an appropriate
use of the Agency’s limited resources.
EPA also does not agree with the
commenters’ implicit suggestion that,
without a hearing, Valley residents had
no forum for expressing their concerns.
EPA believes that the opportunity to
provide written comments was
sufficient for providing input from the
public. That gave interested parties an
opportunity to present data, views and
arguments through written comments.
No showing has been made that the
opportunity to provide written
comments precluded meaningful public
participation. To the contrary, EPA
received comments that identified and
expansively discussed the concerns of
minority and low income communities
in the Valley. Thus, EPA does not agree
with the suggestion that Valley
residents, or anyone else, did not have
adequate input into Agency decision
making.
B. The Clean Data Policy
Comment 3: The commenter contends
that EPA cannot use its Clean Data
Policy to exempt the District from
subpart 4 requirements. The commenter
notes that EPA cites to two EPA
memoranda incorporated into EPA’s
Phase 2 8-hour ozone implementation
rule, and relies on other attainment
findings and redesignations that
interpret the Clean Data Policy to justify
waiving CAA requirements for PM–10
areas. The commenter argues that EPA
provides none of its own analysis for
proposing that the attainment
determination will relieve the District of
the obligation to comply with CAA
requirements for reasonably available
control measures (‘‘RACM’’), attainment
demonstrations, reasonable further
progress (‘‘RFP’’) and contingency
measures. The commenter also alleges
that EPA improperly expands the Clean
Data Policy by claiming that the District
will no longer be subject to the RACM
requirements of the Act. The commenter
further contends that even if one were
to accept EPA’s argument, it would not
apply to the SJV because as a serious
PM–10 nonattainment area the Valley is
subject to the BACM requirements of
section 189(b)(1)(B). The commenter
notes that EPA’s Addendum to the
General Preamble makes clear that
unlike RACM, determinations of BACM
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are not tied to what is necessary for
attainment. The commenter points out
that the proposal correctly omits BACM
from the list of CAA requirements
waived under the Clean Data Policy, but
requests that the final rule should be
explicit that the BACM requirement is
maintained.
Response: As noted in the proposal,
EPA has previously approved all of the
serious area PM–10 attainment plan
requirements for the SJV except for the
contingency measure requirements of
CAA section 172(c)(9). See 69 FR 30006
(May 26, 2004) approving the 2003 PM–
10 Plan for the SJV. In that action, EPA
approved the RFP, attainment and
RACM/BACM demonstrations for the
SJV. Thus the issue of whether these
requirements should be suspended is
not before us, except insofar as our
reasoning for why the contingency
measures requirement is suspended
rests on the rationale for suspending the
attainment demonstration and RFP
requirements. Nevertheless, as
explained below, EPA believes that once
the area attains the standards the RFP,
attainment and RACM demonstrations
would not be needed even though they
have already been approved.
That said, EPA is correct in applying
the Clean Data Policy in its
determination of attainment in the SJV,
and affirms the Agency’s interpretation
of subparts 1 and 4 of part D of the CAA.
As EPA noted in its proposal, the Clean
Data Policy has been applied in the
context of the 1-hour and 8-hour ozone
standards as well as in a number of PM–
10 rulemakings. EPA’s discussion of the
application of the Clean Data Policy is
set forth at length in its proposed
rulemaking on Weirton, West Virginia
71 FR 27440, 27443–27445 (May 11,
2006), as well as in the memoranda and
rulemakings cited therein. As we
explained in that notice, the reasons for
relieving an area that has attained the
relevant standard of certain part D,
subpart 1 and 2 obligations, apply
equally as well to part D, subpart 4,
which contains specific attainment
demonstration and RFP provisions for
PM–10 nonattainment areas.
EPA’s analysis of the Clean Data
Policy as it applies to PM–10 areas was
contained in the documents cited in the
proposal. Contrary to commenter’s
contention, the fact that EPA’s analysis
was provided in prior memoranda and
rulemakings does not detract from the
fact that it is EPA’s own analysis.
Indeed, EPA’s consistency in the
application of its interpretation lends it
added weight. We reiterate here that
EPA’s analysis of its legal interpretation
can be found in its ‘‘Final Rule to
Implement the 8-hour Ozone National
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Ambient Air Quality Standard—Phase
2’’ (Phase 2 Final Rule) 70 FR 71612,
71645–71646 (November 29, 2005) and
the rulemakings and memoranda cited
therein, the May 10, 1995 memorandum
from John S. Seitz, entitled ‘‘Reasonable
Further Progress, Attainment
Demonstration, and Related
Requirements for Ozone Nonattainment
Areas Meeting the Ozone National
Ambient Air Quality Standard,’’ the
December 14, 2004 memorandum from
Stephen D. Page, entitled, ‘‘Clean Data
Policy for the Fine Particle National
Ambient Air Quality Standards,’’ and
rulemakings concerning the application
of the policy to PM—10 areas—71 FR
6352, 6354 (February 8, 2006); 71 FR
13021, 13024 (March 14, 2006); and 71
FR 27440, 27443–27444 (May 11, 2006).
Furthermore, three U.S. Circuit Courts
of Appeals have upheld EPA
rulemakings applying EPA’s
interpretation of subparts 1 and 2 with
respect to clean data for ozone. Sierra
Club v. EPA, 99 F.3d 1551 (10th Cir.
1996); Sierra Club v. EPA, 375 F.3d 537
(7th Cir. 2004); Our Children’s Earth
Foundation v. EPA, No. 04–73032 (9th
Cir. June 28, 2005) (Memorandum
Opinion). EPA has also set forth its legal
rationale for the Clean Data Policy in
briefs filed in these cases, and hereby
incorporates those briefs insofar as
relevant here. See Sierra Club v. EPA,
No. 95–9541 (10th Cir.), Sierra Club v.
EPA, No. 03–2839, 03–3329 (7th Cir.),
Our Children’s Earth Foundation v.
EPA, No. 04–73032 (9th Cir.).4
As EPA noted in those memoranda
and rulemakings, EPA believes it is
reasonable to interpret the provisions
regarding attainment demonstrations,
reasonable further progress, RACM
requirements, contingency measures,
and other related requirements as being
suspended and as not requiring further
submissions to achieve attainment for so
long as the area is in fact attaining the
standards. Under the policy, EPA is not
granting an exemption from any
applicable requirements under part D.
Rather, EPA has interpreted these
provisions as not requiring submissions
for so long as the area remains in
attainment with the standard. This is
not a waiver of requirements that by
their terms apply; it is a determination
that certain requirements are written so
as to be operative only if the area is not
attaining the standards. Thus, in making
its determination of attainment, EPA is
also concluding that certain subpart 4
and subpart 1 requirements are no
longer applicable for so long as the area
remains in attainment.
4 These briefs are in the docket for this
rulemaking.
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With respect to the requirement for
attainment demonstrations, EPA
believes that the statutory requirement
for an attainment demonstration—a SIP
revision which identifies the level of
future reductions needed to achieve the
NAAQS and any additional adopted
measures needed to achieve these
reductions ‘‘ is written so as to be
inapplicable once the NAAQS is
attained. Section 189(a)(1)(B) requires
that the plan provide for ‘‘a
demonstration (including air quality
modeling) that the [SIP] will provide for
attainment by the applicable attainment
date. * * *’’ Section 189(b)(1) further
requires that serious PM–10
nonattainment areas submit:
(A) A demonstration (including air quality
modeling)—
(I) that the plan provides for attainment of
the national ambient air quality standard by
the applicable attainment date, or (ii ) for any
area for which the State is seeking, pursuant
to section 188(e), an extension of the
attainment date beyond the date set forth in
section 188(c), that attainment by that date
would be impracticable, and that the plan
provides for attainment by the most
expeditious alternative date practicable.
If an area is already monitoring
attainment, EPA believes that Congress
intended no requirement for an area to
make a further submission containing
additional measures to achieve
attainment. Since the SJV area is already
in attainment, there is no need for it to
submit a plan demonstrating how the
area will reach attainment had it not
already done so. This is consistent with
the interpretation of the section
172(c)(1) attainment demonstration
requirement that EPA provided in the
General Preamble and the Page
memorandum, and of the section 182(b)
and (c) requirements set forth in the
Seitz memorandum. As EPA stated in
the General Preamble, no other
measures to provide for attainment
would be needed by areas seeking
redesignation to attainment since
‘‘attainment will have been reached.’’ 57
FR at 13564.
We note that the commenter offered
no specific critique of EPA’s
interpretation of the Clean Data Policy
with regard to the attainment
demonstration requirement. In addition,
EPA’s conclusion is consistent with the
rule of statutory construction that
statutes should be construed to avoid
absurd results and favor public
convenience. Because the SJV has
already reached attainment based on
existing measures, no additional
measures to demonstrate attainment are
required. Thus, under the language of
section 172(c)(1), section 189(a)(1)(B)
and section 189(b)(1), an attainment
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demonstration would be the empty set.
EPA therefore believes that, in the
context of evaluating whether the
contingency measure requirement is
suspended, because the SJV area is
attaining the standard, the attainment
demonstration requirement would also
be suspended for so long as the area
remains in attainment, had it not
already been approved.
As for the suspension of the RACM
requirement, it does not have
significance in the context of the SJV,
because, as the commenter notes,
BACM, which goes beyond RACM, has
already been approved for the SJV, and
BACM would not be suspended by the
determination of attainment because as
petitioner notes the BACM requirement
is not tied to attainment needs. Thus
EPA need not further address whether
the requirement for RACM is suspended
in accordance with the Clean Data
Policy.
Comment 4: The commenter alleges
that EPA relies heavily on the proposed
redesignation of Weirton, West Virginia,
to provide the analysis for waiving the
RFP requirements for PM–10 areas. The
requirements for PM–10 areas are found
in CAA section 189(c)(1). The
commenter argues that EPA’s analysis
ignores the plain language of the CAA.
The commenter claims that the
decisions in Our Children’s Earth
Foundation v. EPA, No. 04–73032 (9th
Cir. June 28, 2005) (Memorandum
Opinion) and Sierra Club v. EPA, 99
F.3d 1551, 1555 (10th Cir. 1996) upheld
EPA’s interpretation based on the
Court’s finding of ambiguity in the
statutory language in sections 172(c)(1),
(2), and (9) and section 182(b)(1)(A)(I).
The commenter asserts that, unlike
those provisions, the language of section
189(c)(1) is perfectly clear. The
commenter contends that milestones are
to be set to show reasonable further
progress and an area is required to
submit revisions demonstrating that it
has achieved those milestones every
three years until the area is
‘‘redesignated.’’ The commenter
concludes that there is no ambiguity
and that appeals to policy objections
cannot rewrite clear language into
something ambiguous.
The commenter adds that references
in the Weirton notice to other
provisions in section 189 are unavailing.
Section 189(c)(3) requires areas that fail
to achieve a milestone to submit
revisions to assure the next milestone
will be met. The commenter asserts that
this obligation continues through the
final milestone. Where there is ‘‘no next
milestone’’ the final revision must
ensure that the area will attain the
NAAQS. The commenter states that
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nothing in these requirements is
internally inconsistent or prevents areas
from complying with the plain language
of section 189(c)(2).
The commenter contends that
arguments that this amounts to
‘‘overcontrol’’ are without merit. The
commenter argues that a key distinction
between a finding of attainment and
redesignation is that a redesignation
requires EPA to find that ‘‘the
improvement in air quality is due to
permanent and enforceable reductions
in emissions.’’ CAA section
107(d)(3)(E)(iii). The commenter argues
that since EPA is not making such a
finding, it is rational for Congress to
have insisted that an area continue to
reduce emissions until that showing can
be made and the area can be
redesignated.
Response: EPA’s interpretation does
not ‘‘waive’’ requirements nor does it
ignore the plain language of the statute.
With respect to RFP, it has been EPA’s
longstanding interpretation that the
general provisions of part D, subpart 1
of the Act (sections 171 and 172) do not
require the submission of SIP revisions
concerning RFP for areas already
attaining the ozone NAAQS. In the
General Preamble, we stated:
[R]equirements for RFP will not apply in
evaluating a request for redesignation to
attainment, since, at a minimum, the air
quality data for the area must show that the
area has already attained. A showing that the
State will make RFP toward attainment will,
therefore, have no meaning at that point.
57 FR at 13564. EPA believes that the
same reasoning applies to the PM–10
provisions of part D, subpart 4.
Section 171(1) (section 7501 (1)) states
that for purposes of part D of title I, RFP
‘‘means such annual incremental
reductions in emissions of the relevant
air pollutant as are required by this part
or may reasonably be required by the
Administrator for the purpose of
assuring attainment of the applicable
national ambient air quality standard by
the applicable date.’’ Thus, whether
dealing with the general RFP
requirement of section 172(c)(2), the
ozone-specific RFP requirements of
sections 182(b) and (c), or the specific
RFP requirements for PM–10 areas of
part D, subpart 4, section 189(c)(1), the
stated purpose of RFP is to ensure
progress towards attainment by the
applicable attainment date. Section
189(c)(1) states that:
Plan revisions demonstrating attainment
submitted to the Administrator for approval
under this subpart shall contain quantitative
milestones which are to be achieved every 3
years until the area is redesignated to
attainment and which demonstrates
reasonable further progress, as defined in
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section 7501a(1) of this title, toward
attainment by the applicable date.
Although this section states that
revisions shall contain milestones to be
achieved ‘‘until the area is redesignated
to attainment,’’ it further specifies that
these are milestones that ‘‘demonstrate
reasonable further progress, as defined
in section 7501(1) of this title, toward
attainment by the attainment date.’’
They are also to be included in ‘‘plan
revisions demonstrating attainment.’’
Thus such milestones have the purpose
of showing reasonable further progress
‘‘toward attainment by the applicable
date,’’ as defined in section 171. It is
therefore clear from the language of the
statute that once the area has attained
the standard, no further milestones are
necessary or meaningful. By definition,
the ‘‘reasonable further progress’’
provision requires only such reductions
in emissions as are necessary to attain
the NAAQS by the attainment date. This
interpretation is supported by language
in section 189(c)(3), which mandates
that a state that fails to achieve a
milestone must submit a plan that
assures that the state achieve the next
milestone or attain the NAAQS if there
is no next milestone. Section 189(c)(3)
assumes that the requirement to submit
and achieve milestones does not
continue after attainment of the
NAAQS. Thus, once attainment has
been reached, there are no further
milestones to be achieved, even though
the area has not yet been redesignated
to attainment, for so long as the area
remains in attainment. The commenter
is therefore incorrect in asserting that
section 189(c)(1) is ‘‘perfectly clear’’ in
requiring additional RFP milestones
after attainment has been reached.
In the General Preamble, we noted
with respect to section 189(c) that ‘‘the
purpose of the milestone requirement is
to ‘provide for emission reductions
adequate to achieve the standards by the
applicable attainment date’ (H.R. Rep.
No. 490 101st Cong., 2d Sess. 267
(1990)).’’ 57 FR 13539 (April 16, 1992).
If an area has in fact attained the
standards, the stated purpose of the RFP
requirement will already have been
fulfilled—the only milestones that are
required are those that demonstrate
reasonable further progress toward
attainment, as defined by section 171.
Thus we believe that it is a distinction
without a difference that section
189(c)(1) speaks of the RFP requirement
as one to be achieved until an area is
‘‘redesignated to attainment,’’ as
contrasted to section 172(c)(2), which is
silent on the period to which the
requirement pertains, or the ozone
nonattainment area RFP requirements in
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sections 182(b)(1) or 182(c)(2), which
refer to the RFP requirements as
applying until the ‘‘attainment date,’’
since section 189(c)(1) makes clear that
the milestones that are to be achieved
are those that demonstrate RFP toward
attainment by the applicable attainment
date, and since section 189(c)(1) defines
RFP by reference to section 171(1) of the
Act. Reference to section 171(1) makes
clear that, as with the general RFP
requirements in section 172(c)(2) and
the ozone-specific requirements of
section 182(b)(1) and 182(c)(2), the PMspecific RFP requirements may only be
required ‘‘for the purpose of ensuring
attainment of the applicable national
ambient air quality standard by the
applicable date.’’ 42 U.S.C. 7501(1). EPA
interprets the RFP requirements, in light
of the language of section 189(c)(1) and
the definition of RFP in section 171(1)
incorporated therein, to be a
requirement that no longer applies so
long as the standard has been attained.
Similarly, the requirements of section
189(c)(2) with respect to milestones no
longer apply so long as an area has
attained the standard. Section 189(c)(2)
provides in relevant part that:
Not later than 90 days after the date on
which a milestone applicable to the area
occurs, each State in which all or part of such
area is located shall submit to the
Administrator a demonstration * * * that
the milestone has been met.
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Where the area has attained the
standard and there are no further
milestones, there is no further
requirement to make a submission
showing that such milestones have been
met. As noted above, this is consistent
with the position that EPA took with
respect to the general RFP requirement
of section 172(c)(2) in the April 16, 1992
General Preamble and also in the May
10, 1995 Seitz memorandum with
respect to the requirements of sections
182(b) and (c). In the May 10, 1995 Seitz
memorandum EPA also noted that
section 182(g), the milestone
requirement of Subpart 2, which is
analogous to provisions in section
189(c), is suspended upon a
determination that an area has attained.
The memorandum, also citing
additional provisions related to
attainment demonstration and RFP
requirements, stated
Inasmuch as each of these requirements is
linked with the attainment demonstration or
RFP requirements of section 182(b)(1) or
182(c)(2), if an area is not subject to the
requirement to submit the underlying
attainment demonstration or RFP plan, it
need not submit the related SIP submission
either.
1995 Seitz memorandum at 5.
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That the requirements for
redesignation of an area require EPA to
find that the improvement in air quality
is due to permanent and enforceable
emission controls does not undermine
EPA’s interpretation that when EPA
determines an area is in attainment, the
requirement for further emission
reductions beyond that necessary for
attainment is suspended for so long as
the area remains in attainment. EPA
does not contend that a determination of
attainment is equivalent to a
redesignation, which requires additional
showings beyond the fact of attainment
before changing the designation of an
area from nonattainment to attainment.
A determination of attainment merely
suspends certain requirements for so
long as the area remains in attainment.
That permanent emission reductions are
required for a redesignation does not
indicate that Congress intended an area
to keep reducing emissions beyond the
attainment level until an area is
redesignated. There is no statutory
support for the proposition that an area
must keep reducing emissions below the
level needed for attainment until that
area is redesignated. EPA’s construction
of the statute recognizes the public
interest in reducing burdens on states
and sources within states associated
with adopting and implementing
additional control measures that are no
longer necessary to attain the NAAQS.
EPA has construed the statutory
provisions as not requiring certain
additional emission reductions above
and beyond what was needed to attain
the NAAQS.
EPA again notes that it has already
approved a demonstration of reasonable
further progress for the SJV. In the
context of considering whether a
determination of attainment suspends
the contingency measures requirement
of section 172(c)(9), however, EPA
concludes that the RFP requirements of
sections 172(c)(2) and 189(c) would also
be suspended for so long as the SJV
remains in attainment, had they not
already been approved.
Comment 5: The commenter contends
that contingency measures are needed to
ensure both reasonable further progress
and attainment. Waiver of the
requirement for these measures in
section 172(c))(9) was premised on the
argument that the RFP requirement of
section 172(c)(2) was tied to attainment
and thus with an attainment finding
there was no longer a purpose for
contingency measures. The commenter
asserts that because the RFP
requirements of section 189(c)(2) cannot
be waived for PM–10 nonattainment
areas, the contingency measure
requirements of section 172(c)(9)
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continue to have purpose. The
commenter claims that they are needed
as interim, stop gap measures to protect
public health pending the SIP revisions
required under section 189(c)(3). See 59
FR 42015.
Response: CAA Section 172(c)(9)
provides that SIPs in nonattainment
areas:
Shall provide for the implementation of
specific measures to be undertaken if the area
fails to make reasonable further progress, or
to attain the [NAAQS] by the attainment date
applicable under this part. Such measures
shall be included in the plan revision as
contingency measures to take effect in any
such case without further action by the State
[or EPA].
This requirement is referred to as ‘‘the
contingency measures’’ requirement,
and is inextricably tied to the
attainment and reasonable further
progress requirements. Where sufficient
progress has been made based on
existing controls so that an area has
already achieved attainment by the
attainment date, it has no need to rely
on ‘‘contingency measures’’ to come
into attainment by the attainment date,
or to assure progress towards
attainment.
We have thus interpreted the
contingency measures requirement of
sections 172(c)(9) (and 182(c))(9) in
subpart 2 of part D) as no longer
applying when an area has attained the
standard because those ‘‘contingency
measures are directed at ensuring RFP
and attainment by the applicable date.’’
57 FR at 13564; May 10, 1995 Seitz
memo at 5–6. As explained at length in
the responses to comments above and in
the memoranda and rulemakings cited
above, the requirements for RFP and
attainment demonstrations no longer
apply once an area has attained the
standard. Thus it follows that the
requirement for contingency measures
to be triggered in the event RFP or
attainment is not reached is also
suspended for as long as the area attains
the standard. As EPA stated in its
Addendum to the General Preamble for
Serious PM–10 Areas, ‘‘[s]ection
172(c)(9) requires that SIP’s provide for
the implementation of specific measures
to be undertaken if the Administrator
finds that the nonattainment area has
failed to make RFP toward attainment or
to attain the primary NAAQS by the
applicable statutory deadline.’’ 59 FR
42014–42015 (August 16, 1994). Where
the area has attained the standards, as
EPA has shown in responses to
comments above, the attainment
demonstration requirements and RFP
requirement under section 189(c)(1) and
(2) are suspended, and thus the
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contingency measure requirements of
section 172(c)(9) are also suspended.
The commenter is incorrect in its
assertion that the RFP provisions under
section 189 remain applicable despite a
determination that the area has attained
the standards. As EPA has demonstrated
in its response to comment 4 above,
once the area has attained the standards,
the RFP milestone requirements in
section 189 are suspended for so long as
the area remains in attainment. Thus no
contingency measures are required to
assure those requirements are met.
Because EPA is finalizing its
determination that the SJV area has
attained the standards, it is also
finalizing its determination that the
requirement for contingency measures
under section 172(c)(9) is suspended for
so long as the area remains in
attainment.
C. New Particulate Matter (PM) NAAQS
Comment 6: The commenter argues
that the most troubling implications of
EPA’s proposed finding is EPA’s
proposal to revoke the PM–10 standards
altogether and eliminate monitors in
areas that are found to be in attainment.
The commenter contends that the
reasonableness of EPA’s Clean Data
Policy is premised in part on the
assurance of the Clean Air Act that EPA
will eventually demonstrate that air
quality has been permanently resolved
due to the controls being implemented
and that contingency measures will be
in place as part of a plan to maintain
clean air once an area has been
redesignated to attainment. The
commenter argues that under EPA’s
then current proposal for coarse PM,
these assurances will be eliminated. The
commenter states that EPA proposes to
revoke the PM–10 standard
‘‘everywhere except in areas where
there is at least one monitor that is
located in an urbanized area with a
minimum population of 100,000 people
and that violates the 24-hour PM–10
standard based on the most recent three
years of data.’’ 71 FR at 2674. The
commenter further states that, with the
proposed attainment finding, EPA is
making the determination that the PM–
10 standard will be revoked in the
Valley without the Act’s protections.
The commenter is also concerned about
the potential for EPA to refuse to
consider data collected by monitors in
rural areas. The commenter believes that
EPA should provide an explanation as
to why its determination is reasonable
when there will be no safety net to
recover from the decision if EPA is
wrong.
Response: The commenter’s concerns
are misplaced. First, EPA’s responses to
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comments above indicate that its
decision is reasonable, in accordance
with its prior interpretations of the
CAA, and in accordance with the
statute. EPA reiterates that a
determination of attainment results
merely in a suspension of requirements
for so long as the area remains in
attainment. If the area violates the
standard, then the requirements and
protections of the Act again apply to
ensure that the area attains and makes
reasonable further progress towards
attainment.
Second, as noted above, on September
21, 2006, the EPA Administrator signed
a final rulemaking which, among other
things, revoked only the annual PM–10
standard, but left intact the 24-hour
PM–10 NAAQS. The EPA did not
finalize its proposal to revoke the 24hour PM–10 NAAQS. The final
rulemaking did not revoke any
designations under the 24-hour PM–10
standard, and all requirements for the
24-hour standard and all designations
under that standard remain in place.
Based on the most recent three years of
data, all areas that monitored
nonattainment for the annual standard
also monitored nonattainment for the
24-hour standard. Thus the commenter
is incorrect in contending that the
determination of attainment would
relieve the SJV of the protections of the
PM–10 NAAQS. Should EPA determine
that the SJV violates the 24-hour PM–10
NAAQS, it would again become subject
to any requirements that had been
suspended during its period of
attainment. In addition, the area would
still retain the incentive to be
redesignated to attainment for the 24hour ‘PM–10 NAAQS in order to be
relieved of nonattainment NSR offset
requirements and to avoid further
attainment planning requirements
should the area monitor a violation of
the standard in the future, and the
provisions for a maintenance plan
pursuant to CAA sections 107(d)(3)(E)
and 175A would still apply to any
redesignation request. Thus these
assurances of and motivation for
continued attainment are not
eliminated, and the ‘‘safety net’’ cited by
the commenter remains in place.
The commenter also cites to a portion
of the proposed rule on Ambient Air
Monitoring which discusses a five-part
suitability test to determine whether
potential PM–10–2.5 monitoring sites
were suitable for comparison to the
proposed NAAQs. 71 FR 2710, 2736
(January 17, 2006). In the final
monitoring rule signed September 27,
2006 and available at https://
www.epa.gov/air/particles/actions.html,
EPA is not adopting the five-part
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suitability test or the proposed PM–10–
2.5 monitoring network design. EPA had
proposed the five-part suitability test
along with certain minimum monitoring
requirements and monitor placement
criteria for the primary purpose of
determining compliance with the
proposed PM–10–2.5 particulate
NAAQS. EPA proposed as the indicator
for the NAAQS any ambient mix of PM–
10–2.5 that is dominated by
resuspended dust from high-density
traffic on paved roads and PM generated
by industrial sources and construction
sources, but excluded any ambient mix
of PM–10–2.5 that is dominated by rural
windblown dust and soils and PM
generated by agricultural and mining
sources. The proposed level for the PM–
10–2.5 NAAQS was selected so as to be
of equal stringency to the 24 hour PM–
10 NAAQS. However, in its recent rule
revising the NAAQS EPA stated that it
is not adopting the proposed PM–10–2.5
standard and instead, will be retaining
the current 24 hour PM–10 standard.
Therefore, EPA also did not adopt the
proposed PM–10–2.5 monitoring
network design, including the five-part
suitability test to which the commenter
cites above. Thus the commenter’s
concerns about this aspect of the rule
have not been realized.
D. EPA Policy on Special Purpose
Monitoring Data
Comment 7: The commenter states
that EPA’s use of an August 22, 1997
memorandum from John Seitz on the
use of special purpose monitoring data
is based on an illogical reading and is
an insufficient substitution for a
reasoned determination. The commenter
states that nothing in the CAA provides
for this intermediate step of an
attainment determination to be made
independently of a redesignation under
CAA section 107(d)(3)(E). The
commenter contends that to the extent
such a determination can be defended,
it is subject to the rational basis
standard of the Administrative
Procedures Act. The commenter cites
language from the 1997 Seitz
memorandum that discusses the types
of data EPA must consider before
redesignating an area from
nonattainment to attainment and
concludes that the Agency cannot
reasonably ignore data that falls short of
specific part 58 requirements without
explaining why those requirements
undermine the validity of the data.
Response: The commenter contends
that an ‘‘attainment determination is a
beast of EPA’s own creation’’ and that
it must be defended on a rational basis.
In fact, attainment determinations have
a basis in the statute: see e.g., section
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107(d)(3)(E)(i), as well as sections
179(c), 188(b)(2) and 181(b)(2), but there
is nothing that restricts EPA to making
determinations of attainment in the
context solely of those provisions.
Indeed, as noted earlier, both the 9th
and 10th U.S. Circuit Courts of Appeals
have upheld EPA’s authority to make
attainment determinations outside the
context of redesignation proceedings,
and have also upheld EPA’s
interpretation of the statutory
consequences of such determinations.
Sierra Club v. EPA, 99 F.3d 1551 (10th
Cir. 1996), Our Children’s Earth
Foundation v. EPA, No. 04–73032 (9th
Cir. June 28, 2005 (memorandum
opinion). Nothing in the Act compels
EPA to wait until an area meets all the
requirements for redesignation before
EPA makes a determination that the area
is in attainment with the standard with
the effect that the requirements for
certain statutory provisions relating to
attainment are suspended by their own
terms. Indeed, section 179(c) of the Act
requires EPA to make an attainment
determination within six months after
an area’s applicable attainment date
whether or not EPA has made a finding
with respect to redesignation. EPA’s
interpretation of the Act’s provisions
not to require, once attainment has been
reached, certain plan submissions
whose purpose is to assure attainment,
is not at odds with the requirements for
redesignation. EPA’s rationale for
issuing attainment determinations is set
forth at length in the responses to
comments on the Clean Data Policy,
above. In making determinations of
attainment, which are subject to notice
and comment rulemaking, EPA is
governed by the Clean Air Act and its
regulations.
Similarly, in identifying the data that
should be considered in making a
determination of attainment, EPA is
subject to regulatory provisions that set
forth criteria defining what constitutes
an adequate monitoring schedule,
methodology, and quality assurance for
data that will justify reliance upon it. 40
CFR 58.14 applies to Special Purpose
Monitors (SPMs), and requires that if
intended to be used for purposes of
demonstrating attainment or
nonattainment, they must meet the
requirements for State and Local Air
Monitoring Stations (SLAMS) set forth
in 40 CFR 58.13 and 58.22 as well as in
appendices A and E of part 58. While
EPA cited to the Seitz memorandum in
its proposal, EPA is not, as commenters
contend, hiding behind a non-binding
policy memorandum. Rather, that
memorandum cited to the regulations
applicable to data from special purpose
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monitors intended for use in attainment
determinations. These regulations are
designed to ensure that the data is
accurate and reliable enough to be the
basis for a formal determination as to
whether an area has attained the
relevant standard. The 1997 Seitz
memorandum states that ‘‘[the] Agency
policy on the use of special purpose
monitoring data for any regulatory
purpose, with the exception of fine
particulate matter data (PM–2.5) is that
all quality assured and valid data
meeting 40 CFR part 58 requirements
must be considered within the
regulatory process.’’ 1997 Seitz
memorandum at 1. EPA’s regulations
under 40 CFR part 58 provide for
quality assurance and control
requirements to ensure that regulatory
decisions are based on reliable and
accurate information.
Conversely, it follows that data that
does not meet these quality assurance
criteria should not be considered, since
basing regulatory decisions on data that
has not been shown to be reliable would
not further the public interest nor be
consistent with EPA regulations on
special purpose monitors. See 40 CFR
58.14. As set forth below in other
responses to comments, EPA’s decision
to consider data from monitors that
meets quality assurance criteria and its
concomitant decision to exclude data
that does not meet these criteria is based
on its regulations, has a rational basis,
and is designed to result in
determinations that reflect accurate and
reliable data.
Here, the data from certain SPMs did
not meet the quality assurance
requirements of part 58, and therefore
were not included for consideration in
the determination of attainment. If in
the future additional data that has been
quality assured demonstrate that the
area is in fact not attaining the standard,
EPA will withdraw its determination of
attainment. Until that time, there is no
compelling reason for EPA not to
proceed with an attainment finding
based on all quality assured data where
such data demonstrates that the SJV has
attained the PM–10 standard.
In EPA’s Revisions to Ambient Air
Monitoring Regulations, a final rule
signed on September 27, 2006, EPA
issued revised regulations concerning
SPMs, and clarified that data from such
monitors would not be used for
attainment/nonattainment
determinations if the monitors had not
met the requirements of appendix A.
Section 58.20(b) of the revised
regulation provides in part:
[a]ny SPM data collected by an air
monitoring agency using a Federal reference
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method(FRM), Federal equivalent method
(FEM), or approved regional method (ARM)
must meet the requirements of section 58.11,
section 58.12, and appendix A to this part or
an approved alternative to appendix A to this
part * * *
Section 58.20 (c) provides that:
[a]ll data from an SPM using an FRM, FEM
or ARM which has operated for more than 24
months is eligible for comparison to the
relevant NAAQS, subject to the conditions of
section 58.30, unless the air monitoring
agency demonstrates that the data came from
a particular period during which the
requirements of appendix A or an approved
alternative, appendix C, or appendix E were
not met in practice.
Thus EPA’s new monitoring regulations
make plain that SPM data from a period
during which appendix A is not
complied with are not eligible for
comparison to the NAAQS and EPA
action in this case is consistent with
that requirement.
E. Adequacy of the SJV Monitoring
Network
One commenter and numerous
individual citizens raised a number of
issues regarding the adequacy of the
PM–10 monitoring network in the SJV.
In a final rule approving the serious area
PM–10 attainment plan for the SJV, EPA
evaluated the adequacy of this network
and concluded that it meets all
applicable statutory and regulatory
requirements and is adequate to support
the technical evaluation of the PM–10
nonattainment problem in the plan. 69
FR 30006, 30032–30033. EPA supported
this conclusion in a technical support
document accompanying the final rule,
‘‘Evaluation of the Adequacy of the
Monitoring Network for the San Joaquin
Valley, California for the Annual and
24-Hour PM–10 Standards’’; Bob
Pallarino, EPA Region 9, Air Division;
September 22, 2003 (2003 TSD).
Nevertheless, EPA responds below to
the specific comments raised regarding
the network in connection with its
proposed attainment determination for
the SJV.
Comment 8: The commenter states
that CAA Section 110(a)(2)(B) requires
States to establish appropriate air
monitoring networks and that appendix
D of 40 CFR part 58 identifies a
minimum of six objectives that a
SLAMS network should be designed to
meet, as well as spatial
representativeness criteria in developing
the network. The District fails to address
all six criteria in its annual Monitoring
Network Reports (leaving out
monitoring for regional pollutant
transport and for impacts on rural and
remote places) and the existing monitors
represent only two of the six spatial
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scales established in the regulations
when three are required. Since the
District fails to meet these basic
requirements, EPA should address the
adequacy of the monitoring network
before making an attainment
determination, including whether
system audits were conducted as
required by 40 CFR 58.2.5 (sic). EPA’s
only evaluation of the network was in
the 2003 TSD in which EPA identified
several deficiencies in the Valley’s PM–
10 monitoring network but signed off on
the network in spite of the deficiencies.
Response: Pollutant monitoring
networks are designed to serve a
number of purposes. While the primary
purpose of a monitoring network is to
determine an area’s attainment status
with regard to the NAAQS, there are a
variety of other purposes networks
serve, including determining maximum
concentration locations; determining the
effectiveness of air pollution control
programs; evaluating the effects of air
pollution levels on public health;
tracking the progress of SIPs; providing
dispersion modeling support;
developing responsible, cost-effective
control strategies; reconciling emission
inventories; and developing air quality
trends.5
The six monitoring objectives 6 in
EPA’s regulations were developed to
assist in designing monitoring networks
to meet these various objectives. Clearly,
monitoring to ‘‘determine the welfarerelated impacts in more rural and
remote areas (such as visibility
impairment and effects on vegetation)’’
or monitoring to assess regional
transport of pollution are not directly
related to determining whether or not an
area is in attainment of the NAAQS.
These are important objectives in terms
of maximizing the utility of the
monitoring network. However, when
determining whether the SJV is
attaining the PM–10 NAAQS, it is more
important to demonstrate that the PM–
10 network has monitors sited to
capture the maximum concentrations
expected to occur in the Valley and the
representative concentrations of PM–10
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5 ‘‘SLAMS/NAMS/PAMS
Network Review
Guidance’’ EPA–454/R–98/003, March 1998,
section 1.0.
6 The six monitoring objectives as discussed in 40
CFR part 58, appendix D, section 1 are (1) to
determine highest concentrations expected to occur
in the area covered by the network; (2) to determine
representative concentrations in areas of high
population density; (3) to determine the impact on
ambient pollution levels of significant sources or
source categories; (4) to determine general
background concentrations; (5) to determine the
extent of regional transport among populated areas;
and in support of the secondary standards; and (6)
to determine the welfare-related impacts in more
rural and remote areas (such as visibility
impairment and effects on vegetation).
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throughout the area that the population
of the SJV are breathing. As discussed
in the 2003 TSD, the SJV PM–10
SLAMS network meets the two primary
and most important objectives by siting
most of its monitors to assess
representative concentrations in areas of
high population and monitoring in the
area where the maximum PM–10
concentrations are expected to occur.
Thus the fact that the District did not
address the two objectives above is not
a significant factor in determining
whether the SJV is in attainment of the
PM–10 NAAQS.
The commenter states that EPA
regulations at 40 CFR part 58, appendix
D, require networks to use at least three
spatial scales 7 in establishing a
monitoring network. However, the
regulations do not in fact require the use
of any minimum number of spatial
scales for PM–10 SLAMS or National
Air Monitoring Station (NAMS) 8
networks. Section 1 of appendix D
discusses the relationship between
monitoring objectives and spatial scales
of representativeness. As our regulations
state in this section, ‘‘[p]roper siting of
a monitoring station requires precise
specification of the monitoring objective
which usually includes a desired spatial
scale of representativeness.’’
Table 1 of appendix D ‘‘illustrates the
four basic monitoring objectives and the
scales of representativeness that are
generally most appropriate for that
objective.’’ Emphasis added. Appendix
D, section 1, table 1. It is clear from this
language that EPA did not intend to
dictate specific spatial scales for each
objective. However, it is important to
ensure that the spatial scale of the site
is appropriate for the monitoring
objective that site is intended to meet.
For example, a site that is intended to
represent typical population exposure
should be a neighborhood or urban scale
site, not a microscale site. While a
microscale site can be used to monitor
for highest concentration, a middle or
neighborhood scale site would also
satisfy this monitoring objective.9
7 See 40 CFR part 58, appendix D, section 1, for
a discussion of spatial scales and their applicability
in monitoring network design.
8 The NAMS area subset of the SLAMS ambient
air quality monitoring network.
9 While Table 6 in 40 CFR part 58, appendix D,
section 5 could be interpreted to mean that three
spatial scales are required for PM–10 NAMS sites,
EPA’s purpose here was to summarize the spatial
scales which would be appropriate for NAMS sites,
i.e. microscale, middle scale, and neighborhood
scale sites are appropriate scales for PM–10 NAMS
sites, but urban and regional scale sites are not. This
is because the objectives for NAMS sites are to
monitor in areas where the pollutant concentration
and population exposure are expected to be the
highest. Furthermore, EPA’s recently signed rule
revising the monitoring regulations at 40 CFR part
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63649
With respect to the system audit
programs described in 40 CFR part 58,
appendix A, section 2.5, it is important
to note that this type of audit,
commonly referred to as a technical
system audit (TSA, is a qualitative
review of an agency’s overall air
monitoring operations designed to
determine whether what the monitoring
organization says is going to be
performed in its quality management
plan, quality assurance project plan, and
standard operating procedures are
performed as specified. A TSA is
required to be ‘‘on site’’ in the sense of
taking place at the monitoring
organization facilities, either at one or
more locations where monitoring
activities are performed or where
monitoring-related documents and
records are kept, but it need not involve
a visit to an actual monitoring site.
When a discrepancy is identified, EPA
asks the monitoring organization to
correct the discrepancy and tracks the
monitoring organization’s efforts until
the correction is made. Significantly,
EPA does not disqualify any data
already collected based on the results of
a TSA, although the monitoring
organization in principle might do so
itself. See ‘‘Quality Assurance
Handbook for Air Pollutant
Measurement Systems, Volume II, Part
1, section 15 (EPA–454/R–98–004,
August 1998) and ‘‘EPA Requirements
for Quality Assurance Project Plans’’
(EPA/240/B–01/003 March 2001) at B–
4.
In contrast, the measurement quality
checks described in appendix A,
sections 3.1, 3.2, 3.3 and 3.4, are quality
control checks in which quantitative
data generated by quality control
samplers or independent standards are
compared against the routine monitors
operated by the air monitoring agency in
order to evaluate instrument
performance or laboratory procedures.
Id. at B–3. When determining whether
data generated by air quality monitors
can be considered to be valid and
accurate for the purpose of determining
whether an area has attained the
NAAQS, measurement quality checks
are critical.
As a mechanism for helping to ensure
that data generated by air quality
monitors is valid and accurate and thus
suitable for determining whether an area
has attained the NAAQS, it is the
measurement quality checks that are
most important. These checks create an
incentive for continuous attention to
58, reiterates EPA’s intention that urban and
regional scales are not appropriate for PM–10
monitoring and the most important spatial scales
for monitoring PM–10 are the middle and
neighborhood scales.
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proper operation and maintenance of
each monitor, can identify problems
with specific monitors so that the
problems can be corrected, and provide
a basis for the monitoring organization
to disqualify data already collected if
specific audit findings are found to be
outside of acceptable limits. EPA
discusses these evaluations with respect
to the SJV monitoring network below in
response to comment 13.
EPA Regional Offices are required by
appendix A to perform TSAs of State
reporting organizations once every three
years. A reporting organization, as
defined in 40 CFR part 58, appendix A,
section 3.0.2, is a State, subordinate
organization within a State, or other
organization that is responsible for a set
of stations that monitors the same
pollutant and for which data quality
assessments can be pooled. States must
define one or more reporting
organizations for each pollutant such
that each monitoring station in the State
SLAMS network is included in one, and
only one, reporting organization.
California has designated four
reporting organizations within the State:
CARB, the South Coast Air Quality
Management District, the Bay Area Air
Quality Management District, and the
San Diego Air Pollution Control District.
All other air quality districts in the
State, including the San Joaquin Valley
Air Pollution Control District, are
included in the CARB reporting
organization. CARB and the Districts in
its reporting organization represent one
of the largest and most experienced air
quality reporting organizations in the
nation.
EPA has audited certain aspects of the
CARB monitoring program recently.
EPA’s Office of Air Quality Planning
and Standards (OAQPS) performed
measurement quality checks and TSAs
of the CARB PM laboratories in October
2002 and March 2004. These
evaluations and audits confirmed that
the laboratories used by CARB and the
San Joaquin Valley Air Pollution
Control District for weighing PM filters
were operating consistently with
appendix A requirements. No
deficiencies for the PM lab were noted.
Overall good laboratory practices were
observed during this TSA. See
Technical Memorandum on CARB
Laboratory Audit to Jim Homolya, EPA,
OAQPS, from Michael S. Clark, National
Air and Radiation Environmental
Laboratory, February 26, 2003 and
Technical Memorandum on CARB
Laboratory Audit to Jim Homolya, EPA,
OAQPS, from Eric Boswell, National Air
and Radiation Environmental
Laboratory, dated April 22, 2004.
Moreover, CARB Quality Assurance
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Section also conducts its own internal
audits of the PM laboratory.
In October 2004, EPA Region 9
performed a technical evaluation of the
CARB ‘Through-the-Probe’ (TTP) audit
program for gaseous pollutants to
establish system equivalence between
the CARB and EPA TTP programs and
to independently review the CARB TTP
program. See ‘‘Review of California Air
Resources Board’s ‘Through-the-Probe’
Audit Program’’, October 6–7, 2004. The
TTP audit is a procedure for performing
measurement quality checks of gaseous
analyzers and is the primary tool used
by CARB to fulfill its audit
responsibility for these types of
analyzers in 40 CFR part 58, appendix
A, section 3.2. While EPA’s audit of the
CARB TTP program focused on gaseous
pollutant performance audits, the audit
served as an on-site TSA with respect to
CARB’s corrective action procedures
used by CARB following a performance
audit failure of a PM–10 monitor, as
CARB’s corrective action procedures are
common to all pollutants including PM–
10. We have since evaluated the CARB
TTP program three additional times in
June 2005, October 2005 and April
2006. See memorandums to Catherine
Brown, USEPA Region 9 from Kevin
Woodruff, ESAT TTP Task Manager,
dated July 8, 2005, May 8, 2006, and
May 18, 2006.
CARB has conducted its own TSAlike assessment of the District’s
monitoring program. CARB’s oversight
includes routine annual performance
audits of PM–10 SLAMS monitors,
verification that sites meet EPA siting
criteria and periodic assessments of the
District’s air monitoring program. See
the CARB’s Annual Data Quality
Reports and the San Joaquin Valley Air
Pollution Control District Program
Review, Report of Findings and
Recommendations, by CARB Stationary
Source Division, October 2005. Audit
information for individual monitoring
stations in the CARB reporting
organization is available at the CARB
Web site https://www.arb.ca.gov/qaweb/.
The Web site includes maps of each site,
site photographs, and a detailed survey
of the physical parameters and
conditions at each site. These activities,
while performed by CARB, are very
similar to the field operation portion of
EPA’s TSAs.
Region 9 continues to keep informed
of CARB and its Districts’ monitoring
program developments through our
ability to review revisions to quality
assurance (QA) documents and the
other information described above on
the CARB QA Web site. EPA believes
that these activities as well as the onsite activities described above, EPA’s
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evaluation in the 2003 TSD, and the
performance audits described below,
can and should be considered to
substantially meet the requirements of
appendix A and are sufficient to ensure
that the data produced by the PM–10
SLAMS network operating in the SJV is
adequate for EPA to base our finding of
attainment.
Furthermore, the District and CARB
annually certify that the data in EPA’s
Air Quality System (AQS) database is
correct and accurate. EPA also annually
reviews the precision and accuracy data
(precision and accuracy data are
discussed in more detail in the response
to comment 13 below) submitted along
with the PM–10 concentration data by
CARB and the District.
As stated above, in the 2003 TSD EPA
determined that the PM–10 monitoring
network for the SJV, which includes
monitors operated by both CARB and
the District, meets all applicable
statutory and regulatory requirements.
EPA Region 9 uses the following four
criteria to evaluate whether agencies
operate approvable networks: (1) The
SLAMS network used EPA approved
samplers to collect data, (2) the agency
has a quality assurance plan in place
that meets EPA requirements, (3) the
agency operates the required number of
monitoring sites designated as NAMS,
and (4) the monitoring network is
designed in accordance with the
requirements of 40 CFR part 58,
appendices D and E. These criteria are
based on requirements in 40 CFR part
58 and on EPA guidance documents.10
The only deficiency in The District’s
PM–10 network that EPA has identified
relates to the number of sites designated
as NAMS. In the 2003 TSD at 5, we
stated:
According to EPA regulations, the [District]
should have a minimum of 11 sites
designated as NAMS sites, based on the
average PM–10 concentrations during the
years 1999–2001 and the 2000 census
population data. * * * The number of
monitoring sites in the [SJV] designated as
NAMS is less than that required in EPA
regulations. However * * * EPA has been
de-emphasizing the difference between
NAMS and SLAMS sites. * * * EPA is
planning to revise the regulations at 40 CFR
part 58, Appendix D, which discusses the
NAMS requirement, to eliminate the
designation of sites as either NAMS or
SLAMS.
10 These guidance documents include ‘‘PM–10
SIP Development Guideline’’, EPA–450/2–86–001,
June 1987; ‘‘Network Design and Optimum Site
Exposure Criteria for Particulate Matter’’, EPA–450/
4–87–009/ May 1987; ‘‘Guidance For Network
Design and Optimum Site Exposure For PM–2.5
and PM–10’’, EPA–454/R–99–022, December 1997;
‘‘SLAMS/NAMS/PAMS Network Review
Guidance’’, EPA–454/R–98–003, March 1998.
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In footnote 3 in the 2003 TSD, EPA
explained that:
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EPA, in partnership with State and local
air agencies, has been developing a National
Monitoring strategy which no longer makes
a distinction between NAMS and SLAMS
sites. The strategy, once codified in EPA
regulations, will simply establish a certain
minimum number of monitoring sites in a
metropolitan area, still based on population
and pollutant concentration severity. The
current network in the [SJV] will easily meet
these minimum requirements.
At the time we evaluated the SJV PM–
10 monitoring network, we believed, in
light of the de-emphasis on the
difference between NAMS and SLAMS
sites, that it would be unreasonable to
find the network inadequate because of
this technical deficiency which EPA
was planning to eliminate. In fact, in
our final Ambient Air Monitoring rule
signed on September 27, 2006 that
amends 40 CFR part 58 we did
eliminate the NAMS designation
requirement completely. Elimination of
the NAMS requirement does not affect
the number of monitors operating in the
PM–10 network. Sites designated as
NAMS simply convert to SLAMS sites.
Based on the above, we believe the data
produced by the SLAMS network is
technically sound and can be used to
determine the SJV’s attainment status.
EPA wants to emphasize, however, that
the action today is simply an assessment
of the data collected at the District’s
PM–10 monitoring stations from 2003–
2005, and continuing into 2006. This
attainment determination does not
preclude any future assessments of the
PM–10 monitoring network, addition of
new monitoring sites, or shut down of
any existing sites.
Comment 9: The commenter states
that the monitoring network does not
meet the basic objectives laid out by
federal regulation and leaves vast
portions of the Valley completely
unmonitored. The commenter asserts
that EPA must address this deficiency
before making an attainment
determination. The commenter states
that the majority of the PM–10
monitoring takes place along the
Highway 99 corridor which captures
most of the SJV’s major urban centers,
but entirely overlooks the eastern and
western portions of the SJV. The
western portion of the SJV should be of
particular concern to the District and
EPA as it is an area of widespread
poverty and environmental injustice, as
well as being an area of intense
agricultural activity.
Response: We disagree with the
commenter’s contention that the
network fails to meet the basic
monitoring objectives described in 40
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01:03 Oct 28, 2006
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CFR part 58, appendix D, section 1. EPA
regulations do not prescribe the size of
an area’s PM–10 monitoring network or
the exact placement of monitors. 40 CFR
part 58, appendix D, section 1, ‘‘SLAMS
Monitoring Objectives and Spatial
Scales’’ states:
It should be noted that this appendix
contains no criteria for determining the total
number of stations in SLAMS networks
* * *. The optimum size of a particular
SLAMS network involves trade offs among
data needs and available resources that EPA
believes can best be resolved during the
network design process.11
It is unreasonable and cost prohibitive
to require a monitoring agency to
operate a monitoring station in every
location expected to have high levels of
a particular pollutant. The District
operates SLAMS in a variety of areas
that represent typical emission
scenarios in the SJV including urban
areas of dense population, industrial
areas, and rural areas dominated by
agricultural emission sources. See 2003
TSD at 5.
The monitoring network in the SJV
has both neighborhood and middle scale
sites. As stated previously in this notice
(see response to comment 8 and
footnote 7), these spatial scales are the
most important in monitoring for PM–
10. Monitoring sites that are
representative of middle scale impacts
cannot only represent the area
immediately around the monitoring site
but also areas of similar emission
characteristics. Similarly, neighborhood
scale sites can represent not only the
immediate neighborhood but also
neighborhoods of similar types in the
city or area. Furthermore, neighborhood
stations provide the most relevant
information about trends and
compliance with standards because they
often represent conditions in areas
where people commonly live and work
for periods comparable to those
specified in the NAAQS. See 40 CFR
part 58, appendix D, sections 2.8.0.4
and 2.8.0.5.
Most of the monitors in the SJV
network are neighborhood scale sites
with the objective of assessing
population exposure. Since the majority
of the SJV’s population resides in
urbanized areas along the Highway 99
corridor and since many of the emission
sources are mobile or traffic-related, we
believe this is an appropriate focus of
the monitoring network. 2003 TSD at
page 5.
The District also monitors in locations
in addition to the Highway 99 locations,
11 See
also ‘‘SLAMS/NAMS/PAMS Network
Review Guidance’’ EPA–454/R–98/003, March
1998, section 2.1.2.
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63651
e.g. Corcoran, Taft, and Hanford.12
Thus, the District network does
represent the source types that make up
the majority of emission sources in the
western and eastern portions of the SJV.
The monitoring locations at Corcoran
and Hanford are both rural locations
surrounded by agricultural sources of
PM–10. Since it is not feasible for the
District to monitor in every rural
location, these sites can be viewed as
representative of other unmonitored
locations in the Valley.
Comment 10: The commenter points
out that back in the 1990s, there were
at least four monitoring sites in what
can be considered the rural west side.
These sites, located at Los Banos, Five
Points, Kern Wildlife Refuge, and
Kettleman City, were all shut down in
the mid-1990s with little or no
explanation, consultation with EPA or
public notification, as required by 40
CFR 58.26(e). These monitors were
mentioned in passing in the District’s
1994 Air Monitoring Network Report as
‘‘not necessary’’ and ‘‘resource
intensive’’ and were to be closed to
‘‘redirect resources.’’ The commenter
notes that the Five Points monitor
monitored sizeable violations until
1993, the year it disappeared from the
District’s network.
Response: The public notification
requirement in 40 CFR 58.26(e) cited by
the commenter was part of the
monitoring regulation revisions made to
implement the PM–2.5 NAAQS (62 FR
38833 (July 18, 1997)) and applies only
to that pollutant:
After 3 years following September 16, 1997
or once a monitoring area has been
determined to violate the NAAQS, then
changes to an MPA monitoring network
affecting the valuating locations shall require
public review and notification.
‘‘MPA’’ stands for ‘‘Monitoring Planning
Area’’ and ‘‘means a contiguous
geographic area * * * having a common
area that is used for planning
monitoring locations for PM 2.5’’
Emphasis added. 40 CFR 58.1.
Moreover, EPA generally defers to a
State or local agency’s judgment in
determining which SLAMS to operate in
a network as long as the overall
monitoring objectives in our regulations
are being met. However, EPA would
object if an agency discontinued a
design value site or a site with unique
source characteristics that is violating
the NAAQS.
In 1993–1994 the District and CARB
operated 18 monitoring sites in the
12 See ‘‘State and Local Air Monitoring Network
Report—2005’’ San Joaquin Valley Unified Air
Pollution Control District. Planning Division,
August 2005.
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Valley. Three sites were shut down at
the end of 1993: Los Banos, Kern
Wildlife Refuge, and Five Points. Los
Banos and Kern Wildlife Refuge were
never in violation of the PM–10 NAAQS
so the District’s decision to shut them
down for any of the reasons cited by the
commenter would not have been
questioned by EPA.
The Kettleman City monitor
continued to run until 1996. This
monitor did record 5 exceedances of the
24-hour PM–10 NAAQS during the
period 1990 to 1993 but was in
attainment of the PM–10 NAAQS from
1994 to 1996 when it was discontinued.
While Five Points was a violating
monitor, it was not unique in that there
were other monitors in the Valley that
operated in areas subject to the same
type of agricultural emission sources. In
the year that it was shut down there
were significantly higher and more
frequent exceedances of the NAAQS at
the Corcoran monitoring site.
Consequently, there was no restriction
preventing the District from
discontinuing it. In addition, because
this site was in a largely uninhabited
area it was not as useful as other sites
in the network for assessing population
exposure to PM–10 air pollution.
The Corcoran monitoring site has
always been one of the highest-reading
sites 13 in the District’s PM–10 network
and that site has run continuously 14
since the PM–10 NAAQS has been in
existence. The Corcoran site is very
similar to the Five Points site in terms
of the surrounding land use
(agricultural). During the period 1986 to
1993 the Five Points site recorded six
exceedances of the 24-hour NAAQS,
13 The Corcoran site has had multiple PM–10
monitoring instruments in operation during its
history, including three federal reference method
(FRM) high volume samplers, a beta attenuation
mass (BAM) analyzer, and a tapered element
oscillating microbalance (TEOM) analyzer. At
present, the site operates three FRM high volume
samplers and a TEOM analyzer. The BAM and
TEOM analyzers are not FRMs but have been
designated as federal equivalent method (FEM)
monitors by EPA. Two of the three FRM samplers
have been designated by the District as the primary,
or SLAMS, samplers for the Corcoran monitoring
site. The third FRM is operated for quality control
purposes.
FRMs are manual samplers that pull air through
a filter for 24 hours (midnight to midnight). The
filters are then weighed in a lab and a PM
concentration is calculated based on the mass
increase of the filter and the volume of air drawn
through it. The two primary FRMs operate on a
staggered one in six day schedule such that a
sample is collected once every three days.
14 The original Corcoran site was located on Van
Dorsten Avenue and ran from 1986 to 1998. The
current Corcoran site at Patterson Avenue began
monitoring in 1997 and continues at this time. The
Patterson Avenue site is approximately 1.1 miles
north of the Van Dorsten Avenue site and has
similar site characteristics.
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and only one year that exceeded the
annual NAAQS (1988 with a 52 µg/m3).
In comparison, during the same time
period, Corcoran showed 21 observed
exceedances of the 24-hour NAAQS and
exceeded the annual NAAQS every year
during that time period (the maximum
annual concentration was 70.2 µg/m3 in
1991). The Corcoran site also monitors
in an area where there is greater
population, which makes it a more
desirable site.
Comment 11: The commenter and
other individual citizens state that the
unmonitored (since mid-1990s) west
side of Highway 99 is a large area of the
SJV where monitoring is needed in
order to understand the impacts of PM–
10 pollution on the rural communities
affected by intense agricultural
operations and to fulfill federal
monitoring objectives.
Response: As stated previously, the
District does monitor in areas of intense
agricultural activity that are similar to
and thus representative of conditions in
other rural communities, including the
western portion of the District. There
may be site-specific reasons to monitor
on the west side of the Valley for
reasons beyond measuring attainment of
the NAAQS, e.g. reporting more specific
air quality information for people living
and working in the western portion of
the Valley for other health-related
purposes. However, EPA believes that
for the purposes of determining
attainment, the current monitoring
network, since it meets the requirements
and objectives of the federal monitoring
regulations, is representative of
conditions throughout the Valley and
thus is adequate for making an
attainment determination.
Comment 12: The commenter asserts
that while the District claims that PM–
10 levels in the SJV have greatly
improved, these improvements come
from a monitoring network that has
gotten significantly smaller. In 1993, the
commenter claims that there were 22
sites monitoring for PM–10 across a
wider swath of the SJV, while today
there are only 15 sites concentrated
along Highway 99. Given this narrow
slice of the SJV under surveillance, it is
unreasonable for EPA to declare the area
in attainment of PM–10 without first
making a meaningful evaluation of the
adequacy of the monitoring network.
Response: As stated above, EPA
evaluated the SJV PM–10 monitoring
network in 2003 and found it to be
adequate under EPA regulations and
guidance. 2003 TSD. That said, the
District’s claim that PM–10 levels in the
Valley have improved is correct. The
improvement in air quality is clearly
evident from an examination of the air
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quality data for the last 19 years. The
document ‘‘United States
Environmental Protection Agency
Quicklook Criteria Parameters’’ dated
October 5, 2006 provides a summary of
PM–10 data collected in the SJV since
1987.
While the monitoring network has
seen a reduction in the number of sites
over this time period, from a high of 23
monitoring sites in 1990 to the current
15 sites that have made up the District
network since 1999, most monitoring
networks evolve over time and vary in
size. Most of the sites shut down by the
District during the past 19 years were in
attainment of the PM–10 NAAQS for the
previous three years. Some
discontinued sites were replaced by
new, nearby sites (Fresno, Drummond
replaced Fresno, Olive; Fresno, 1st
Street replaced Fresno, Cal State;
Bakersfield, California Ave. replaced
Bakersfield, Chester Street; Taft College
replaced Taft, 10th Street; Corcoran,
Patterson replaced Corcoran, Van
Dorsten; Hanford, Irwin replaced
Hanford, Lacey; Merced, M Street
replaced Merced, E Street; Modesto,
14th Street replaced Modesto, City
Center).15 Some sites were shut down
and not replaced (Fresno Five Points,
Kern Wildlife Refuge, Kettleman City,
Madera Library, Madera Health Dept.,
Los Banos, Modesto I street, Crows
Landing). Generally these sites were in
attainment of the PM–10 NAAQS.16
Other new sites were established where
previously there were no monitors.
(Fresno, Clovis; Bakersfield, Golden
State Hwy.; Stockton, Wagner; Turlock).
The following table summarizes the
monitoring sites in the Valley that have
been operational over the past 19 years
and illustrates that the monitors in the
current network are not less
representative of air quality throughout
the SJV than the network that existed in
1993.
15 CARB recommends that Districts perform
‘‘parallel monitoring’’ when proposing to relocate a
monitoring site. While parallel monitoring is not a
required activity when relocating a site, parallel
monitoring data is often the best way to determine
if important monitoring objectives for the existing
site will be satisfactorily continued at the
replacement site. See the document ‘‘Site
Relocation and Parallel Monitoring Guidelines’’
June 1997, California Air Monitoring and Technical
Advisory Committee.
16 Two sites shut down were in violation of the
24-hour PM–10 NAAQS. Fresno Five Points, which
was discontinued in 1993, had recorded a single
exceedance of 190 µg/m3 in 1993, but had no
exceedances in 1991 and 1992. Crows Landing in
Stanislaus County, which was discontinued in
1991, had a single exceedance in 1990 of
180 µg/m3, but recorded no exceedances in 1989 or
1991.
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Year
Site
87
89
90
X
X
X
X
X
Fresno 1st St
92
93
94
95
96
97
98
99
00
01
02
03
04
05
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Fresno Drummond
91
X
Fresno Olive
88
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Fresno Cal State
X
X
X
X
Fresno Five Points
X
X
X
X
Fresno Clovis
Bakersfield Chester
X
X
X
X
Bakersfield Golden
X
X
X
X
X
X
X
X
X
X
X
X
Bakersfield CA Ave
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Oildale
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Taft 10th Street
X
X
Kern Wildlife Refuge
X
X
X
X
X
X
X
Taft College
Cocoran Van Dorsten
X
X
X
Corcoran Patterson
Hanford Lacey
X
X
X
X
X
X
Hanford Irwin
X
X
Kettleman City
X
Madera Library
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Madera Health Dept.
X
X
X
X
X
Los Banos
X
X
X
X
X
X
Merced E Street
X
X
X
X
X
X
Merced M Street
Stockton Hazelton
X
X
X
X
X
X
X
X
X
Modesto I Street
X
Modesto 14th Street
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Modesto City Center
X
X
X
Stockton Wagner
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Turlock
Crows Landing
X
Visalia
X
X
X
X
X
X
X
X
X
X
rwilkins on PROD1PC63 with RULES_3
X indicates the site was operational in that year.
Source: EPA’s AQS Database.
Comment 13: The commenter states
that, in addition to their failure to
demonstrate the adequacy of the
network, EPA and the District have also
failed to provide records attesting to the
proper functioning and maintenance of
the particular monitors used to
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determine attainment. While EPA uses
claims of improper maintenance to
ignore data from continuous monitors, it
never establishes that the data it is
considering is in fact reliable and comes
from a properly maintained network.
The commmenter further claims that the
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record before EPA fails to demonstrate
that the network complies with 40 CFR
part 58 and therefore EPA must collect
additional information as required by
regulations and provide it to the public
before it can cherry pick the data to be
used for the attainment determination.
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rwilkins on PROD1PC63 with RULES_3
Response: Contrary to the
commenter’s contention, the FRM data
on which EPA is basing its attainment
decision is reliable and from
instruments that are properly
functioning and maintained in
accordance with 40 CFR 58 and its
appendices. EPA’s confidence in the
data is based on records submitted by
the State that demonstrate that the
network operations which produced the
data meet, or in some cases exceed, the
requirements in our regulations at 40
CFR part 58.
EPA and its regulations provide for
different types of requirements to assure
the quality of data, depending upon the
types of equipment used to measure
PM–10. There are two categories of
instruments that can be used to measure
PM–10 concentrations in the ambient
air, manual reference method samplers
and automated equivalent method or
continuous analyzers.17
A manual reference method sampler
provides a 24 hour average
concentration value for PM–10 in the
ambient air. A manual reference method
sampler uses a filter medium through
which ambient air is drawn at a near
constant flow rate for a period of 24
hours (midnight to midnight). This flow
rate through the filter is an important
parameter and must be recorded
accurately. Monitoring the actual flow
rate to verify that the designed flow rate
is being maintained during the 24-hour
period is important because the inlet of
the sampler will ensure the needed
separation of particles 10 microns or
less in diameter from larger particles
only if the proper flow rate is
maintained. Also, the flow rate
measurement provides us with the total
volume of air drawn through the filter
during the 24-hour period. The total
volume of air is needed to calculate the
PM–10 concentration.
The filters used in PM–10 manual
reference method samplers are weighed
in a laboratory before they are installed
in the sampler and weighed again after
air has been drawn through the sampler
for 24 hours. The pre-sampled mass of
the filter is subtracted from the postsampled mass and the result is the total
mass of PM–10 collected. This total
mass is divided by the total volume of
air to determine the 24 hour average
PM–10 concentration. In the best case a
manual sampler can provide a 24 hour
average concentration in about two days
17 All equipment designated by EPA as approved
for NAAQS comparisons can be found in the
document ‘‘List of Designated Reference and
Equivalent Methods’’, USEPA, National Exposure
Research Laboratory, July 26, 2006 available at the
Web site https://www.epa.gov/ttn/amtic/files/
ambient/criteria/ref0706.pdf.
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01:03 Oct 28, 2006
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from the day a sample was collected. In
practice and depending on a number of
factors (e.g. how many filters the lab has
to process, the distance between the
laboratory and the monitoring site, on
what day of the week a sample was
taken) processing the filters in a
laboratory and calculating the
concentration can take a few weeks, on
average.
Automated equivalent methods or
continuous analyzers, such as Beta
Attenuation Mass (BAM) or Tapered
Element Oscillating Microbalance
(TEOM) monitors, use one of two
alternative measurement approaches
(beta ray attenuation or mass-dependent
oscillation frequency) to avoid the need
to collect PM–10 on a filter medium that
must subsequently be weighed in a
laboratory. Continuous analyzers report
PM–10 concentrations over short
intervals in near real time. The
analyzers can be (and typically are)
configured to report the average 24 hour
PM–10 concentration just as a manual
reference method does.
As discussed elsewhere in this action,
the SJV PM–10 SLAMS network
consists of 15 monitoring sites using
manual reference method samplers.
These samplers operate on a once every
six day schedule except for the site at
Corcoran, which operates once every
three days because it has two samplers
operating on staggered once every six
day schedules. Corcoran’s sampling
frequency is twice that of other sites in
the SJV PM–10 SLAMS network because
it is historically the highest reading PM–
10 site in the network.
One of the goals in any data collection
effort is to be able to quantify
measurement uncertainty. Measurement
uncertainties are the errors associated
with the ambient air monitoring agency,
including errors associated with the
field, preparation and laboratory
measurement phases. At each
measurement phase, errors can occur,
that in most cases are additive. Air
quality monitoring agencies aim to
control measurement uncertainty to an
acceptable level through the use of
various quality control and evaluation
techniques. Two of the primary checks
used to evaluate measurement
uncertainty are precision and accuracy
checks. We will discuss each of these
procedures below in more detail. An
important point to understand is that in
addition to allowing an evaluation of
the uncertainty in the data that has been
collected, these checks can reveal
equipment or procedural problems that
can be corrected. They can also lead a
monitoring agency to disqualify or
withdraw data collected in a period
before a check revealed a problem, on
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the reasonable assumption that the data
was affected by the problem.
EPA regulations at 40 CFR part 58,
appendix A, section 3.0.1 states that
‘‘All ambient monitoring methods or
analyzers used in SLAMS shall be tested
periodically, as described in this
section, to quantitatively assess the
quality of the SLAMS data.’’ Precision
checks are a measurement of mutual
agreement among individual
measurements of the same property
usually under prescribed similar
conditions, expressed generally in terms
of standard deviation. There are
different ways to determine the
precision of PM–10 monitoring
networks depending on whether the
network utilizes manual reference
methods or automated equivalent
methods. Precision checks of manual
and automated methods are addressed
in 40 CFR part 58, Appendix A, sections
3.3 and 3.1, respectively.
The SJV PM–10 SLAMS network is a
subset of the larger California PM–10
SLAMS network.18 Section 3.3 of
Appendix A discusses how to establish
the precision of a PM–10 network made
up of manual method samplers, which
applies to the SJV PM–10 SLAMS
network. The requirement is to operate
a certain number of collocated
monitoring sites, i.e., duplicate
samplers, depending on the total
number of samplers in the network: 1
collocated site for networks consisting
of up to five sites, 2 collocated sites for
networks consisting of 6 to 20 sites, and
3 collocated sites for networks of 20 or
more sites. These collocated samplers
must run on the same days as the
primary samplers and must be run on at
least a once every six days schedule.
The California State PM–10 SLAMS
network consists of 97 monitoring sites
and has five collocated sites located at
Bakersfield, Visalia, Taft, Corcoran, and
Sacramento. The first four of these listed
collocated monitoring sites are located
in the SJV. If the SJV PM–10 network
was evaluated separately from the rest
of the State network, EPA regulations
would only require two collocated
precision sites. From this perspective,
there are twice the number of collocated
precision sites as required by EPA
regulations. Each of these samplers will
produce a pair of concentrations on a
18 For the purposes of EPA quality assurance
requirements, the California PM–10 SLAMS
network is defined as those PM–10 monitors
designated as SLAMS in the CARB document
‘‘California State and Local Air Monitoring Network
Plan—2005’’ Planning and Technical Support
Division, Air Quality Branch, October 2006 with the
exception of PM–10 SLAMS monitors operated by
the South Coast AQMD, the Bay Area AQMD, and
the San Diego APCD.
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given sampling day.19 These
concentrations must be greater than 20
µg/m3 in order to be used in
determining the precision of the
network. According to the CARB QA
manual, if concentrations are below 80
µg/m3, the two paired values must be
within 5 µg/m3 of each other, or further
investigation and corrective action are
required. If the concentrations are
greater than 80 µg/m3 they must be
within ±7 percent of each other.20 These
acceptance criteria are consistent with
EPA criteria in the guidance document
‘‘Quality Assurance Handbook for Air
Pollution Measurement Systems,
Volume II: Part 1, Ambient Air Quality
Monitoring Program Quality System
Development’’, (EPA–454/R–98–004,
August 1998).
EPA’s QA guidance cited above
provides a target for the system-wide
precision performance, taken across all
pairs of collocated data. EPA regulations
at 40 CFR part 58, appendix A section
5.3 requires 95 percent upper and lower
probability limits be used to evaluate
the collocated data. The target given in
the guidance for the 95th percentile
upper and lower limits for reporting
organizations is 15 percent. The annual
precision summary statistics for the
CARB PM–10 SLAMS network meet
these requirements as shown in the AQS
Report ‘‘P/A Reporting Organization
Summary, AMP 240.’’
Establishing precision for automated
equivalent method analyzers, such as
BAM or TEOM monitors, consists of
performing a bi-weekly one point
precision check of an analyzer’s
operational flow rate. See 40 CFR part
58, appendix A, section 3.1. The check
is made using a flow rate transfer
standard. The actual flow rate measured
by the transfer standard and the
indicated flow rate of the analyzer (the
flow rate as measured by the analyzer’s
own flow rate meter) are reported to the
AQS database. In the case of the
automated equivalent analyzers
operated by the District as special
purpose monitors rather than as SLAMS
monitors, these precision checks were
not made in accordance with Appendix
A section 3.1 and therefore EPA cannot
have the same confidence in these data
as we have in the SLAMS data. Without
performing the precision checks, the
District may have overlooked
operational problems and allowed them
to affect the data from the special
purpose monitors, and without the
precision check data we have no way to
evaluate the acceptability of the data.
The other primary data quality control
(QC) check for proper operation and
maintenance of a monitor is the
accuracy check. As with the precision
checks, there are two different
procedures for determining the accuracy
of PM–10 monitors depending on
whether we are checking a manual
reference method or an automated
equivalent (continuous) analyzer. These
two procedures are addressed in 40 CFR
part 58, Appendix A, sections 3.4 and
3.2 respectively.
For the SJV PM–10 SLAMS network
that used manual reference method
samplers, the procedures in section 3.4
are used to determine accuracy. The
procedure entails auditing the flow rate
of each sampler annually such that 25
percent of the network 21 is audited each
calendar quarter. An independent
auditor (i.e., not the person who
regularly operates the sampler) using
dedicated equipment (i.e., not the flow
meter built into the sampler) audits the
flow rate of the sampler and reports the
actual flow rate and the indicated
(sampler) flow rate. Two measurement
quality parameters are calculated from
these measurements: The percent
difference in the flow rate
measurements by the sampler’s own
flow rate meter and the auditor’s
dedicated flow rate meter, and the
percent difference between the actual
flow rate created by the sampler and the
flow rate it was designed to have.
Percent differences beyond acceptance
limits can cause an incorrect
measurement of PM–10 concentrations.
As the QA oversight agency, CARB’s QA
section performs the accuracy audits of
the SJV PM–10 SLAMS network. These
accuracy audits were performed by
CARB as required by EPA regulations,
and showed that the monitors were
operating within the accepted control
limits, i.e., the flow rates had not
deviated enough from their design flow
rates to require any corrective action on
the part of the CARB or District
monitoring staff. The results of the
accuracy checks performed by CARB
were submitted to EPA and are shown
in the AQS Report ‘‘P/A Reporting
Organization Summary, AMP 240.’’ The
following table summarizes the
accuracy results for the individual
audits of the PM–10 monitors in the
SJV. The table shows the date of each
audit (one per year) the differences in
the flow rate measurement by the
sampler’s own flow rate meter (% Diff.)
and the difference between the actual
flow rate created by the sampler and the
flow rate it was designed to have (%
Diff. Design). This information shows
that the monitors operated in the SJV
PM–10 SLAMS network are performing
within the acceptance criteria
established by EPA in its QA guidance,
which sets a target confidence interval
for the 95th percentile upper and lower
limits aggregated across the reporting
organization of 20 percent, over a three
year period. The CARB PM–10 SLAMS
network easily meets this target based
on the small differences shown in the
table below. CARB’s performance of
these audits at the required frequencies
and subsequent submittal of the results
of the audits to EPA’s AQS database
meets the requirements of 40 CFR part
58, appendix A, section 3.4.
Audit date
Bakersfield-Golden ..........................................................................................................
rwilkins on PROD1PC63 with RULES_3
Clovis ...............................................................................................................................
19 Because it operates on a one in three day
sampling schedule and is also a collocated
precision site, the Corcoran monitoring site has
three manual reference method samplers in
operation, two that run concurrently and a third
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Sampler ID
6/4/2003
7/13/2004
10/5/2005
6/18/2003
7/29/2004
11/7/2005
that runs on the staggered one in six day schedule
that enables the site to produce data every three
days.
20 State of California Air Resources Board, Air
Monitoring Quality Assurance, Volume I, Quality
63655
4121
2456
4121
7380
4040
4040
% Diff.
0.0
6.8
5.3
¥2.2
¥2.9
0.3
% Diff.
design
¥6.8
¥4.3
¥5.7
0.7
3.0
¥0.5
Assurance Plan, Monitoring and Laboratory
Division, June 2005.
21 In this case, 25 percent of the network applies
to the California State PM–10 SLAMS network not
the SJV PM–10 SLAMS network.
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Audit date
Corcoran-Patterson ..........................................................................................................
Fresno—Drummond ........................................................................................................
Hanford ............................................................................................................................
Merced-M St. ...................................................................................................................
Stockton—Wagner—Holt .................................................................................................
Taft ...................................................................................................................................
Turlock .............................................................................................................................
Bakersfield-CA .................................................................................................................
Fresno-First ......................................................................................................................
Modesto-14th St ..............................................................................................................
Oildale ..............................................................................................................................
Stockton-Hazelton ............................................................................................................
rwilkins on PROD1PC63 with RULES_3
Visalia ..............................................................................................................................
The accuracy audit for the automated
equivalent analyzer is similar to that for
manual reference methods. See 40 CFR
part 58, appendix A, section 3.2.2. Like
the audit performed for the manual
reference methods the audit required for
automated analyzers is a field audit.
However, as discussed in this notice, no
accuracy audits of the automated
analyzers operated by the District were
performed, and therefore EPA cannot
assess the accuracy of these monitors.
Because the flow-related components of
the manual reference method samplers
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2/4/2003
2/4/2003
2/4/2003
3/11/2004
3/11/2004
3/11/2004
1/26/2005
1/26/2005
1/26/2005
2/19/2003
2/25/2004
3/1/2005
2/4/2003
3/10/2004
1/25/2005
3/4/2003
2/26/2004
1/25/2005
6/18/2003
12/16/2004
11/28/2005
2/3/2003
2/3/2003
3/15/2004
3/15/2004
3/14/2005
3/14/2005
3/11/2003
3/2/2004
2/24/2005
3/11/2003
3/11/2003
3/16/2004
3/16/2004
3/8/2005
3/8/2005
6/16/2003
7/28/2004
7/26/2005
3/3/2003
3/3/2004
2/23/2005
3/12/2003
3/17/2004
3/10/2005
11/19/2003
12/16/2004
12/1/2005
6/12/2003
6/12/2003
7/27/2004
7/27/2004
7/28/2005
7/28/2005
and of the automated equivalent
analyzers are different in design and
materials, the good performance of the
manual samplers cannot be extrapolated
to the automated analyzers.
Additionally, annual certifications of
quality control standards (e.g., a flow
rate meter) are critical in order to insure
that the checks and measurements being
made are traceable to National Institute
of Standards and Technology (NIST)
standards. See 40 CFR part 58, appendix
A, section 2.3.3. This certification is
achieved by transferring the accuracy or
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Sampler ID
1885
4645
4120
1885
4645
4120
1885
4645
4120
4069
4069
4069
3048
1884
1884
4756
4756
4756
3519
3519
3519
8008
7787
8008
7787
8008
7787
4161
4161
3519
20018176
20018177
20018176
20018177
20018176
20018177
20018504
7660
7660
20003727
20003727
20003727
20004244
20004244
20004244
20004282
20004282
20004282
7471
7678
7471
7678
7471
7678
% Diff.
¥2.6
2.0
¥8.0
¥0.7
1.3
¥0.7
0.0
0.3
0.0
1.8
¥2.3
4.3
¥8.7
2.5
0.0
¥5.3
2.8
6.8
0.0
0.3
4.8
¥11.7
¥5.4
¥9.0
¥4.3
5.2
3.6
¥1.0
¥8.5
0.0
¥0.2
0.0
¥2.2
¥2.2
0.3
1.0
1.0
¥1.7
0.7
¥1.3
¥2.0
0.5
1.8
¥1.0
1.0
1.0
0.5
0.8
0.0
1.3
¥1.7
¥1.4
0.5
2.8
% Diff.
design
7.0
¥2.0
3.0
0.5
¥1.5
0.5
¥0.7
¥1.0
0.0
¥2.2
¥0.7
¥1.0
¥2.5
¥1.3
¥3.8
7.5
¥3.5
¥8.0
0.5
¥2.2
¥7.0
7.2
6.5
¥2.2
9.5
¥4.0
¥2.5
¥1.8
6.3
¥3.8
2.0
2.2
3.8
3.8
¥0.3
¥0.7
2.5
4.3
1.5
¥3.0
2.5
0.0
¥0.3
2.8
¥1.0
0.5
0.0
¥1.8
1.3
0.0
4.7
4.3
2.2
0.0
authority of a primary standard to a
field-usable standard. Also, calibrations
of the internal flow rate meters of PM–
10 samplers, which are generally
performed annually or after sampler
repairs, also ensure that these meters are
functioning correctly. The following
table lists the calibration dates of the
internal flow rate meters of the SLAMS
monitors in the SJV network.
Calibrations of the flow rate meters are
usually performed when a sampler is
first installed at a site or after repair.
While EPA regulations and guidance do
E:\FR\FM\30OCR3.SGM
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not specify a frequency for performing
calibrations of flow rate meters,
performing them annually regardless of
whether the instrument required it
demonstrates a good operation practice
by the District and CARB.
Sample ID
Bakersfield-Golden ..................................................................................................................................................
Clovis .......................................................................................................................................................................
Corcoran-Patterson ..................................................................................................................................................
Fresno-Drummond ...................................................................................................................................................
Hanford ....................................................................................................................................................................
Merced-M St ............................................................................................................................................................
Stockton-Wagner—Holt ...........................................................................................................................................
Taft ...........................................................................................................................................................................
Turlock .....................................................................................................................................................................
Bakersfield—CA .......................................................................................................................................................
Fresno—First ...........................................................................................................................................................
Modesto—14th St ....................................................................................................................................................
Oildale ......................................................................................................................................................................
Stockton—Hazelton .................................................................................................................................................
rwilkins on PROD1PC63 with RULES_3
Visalia ......................................................................................................................................................................
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63657
E:\FR\FM\30OCR3.SGM
30OCR3
4121
2456
4121
7380
4040
4040
1885
4645
4120
1885
4645
4120
1885
4645
4120
4069
4069
4069
3048
1884
1884
4756
4756
4756
3519
3519
3519
8008
7787
8008
7778
8008
7778
4161
4161
3519
20018176
20018177
20018176
20018177
20018176
20018177
20018504
7660
7660
20003727
20003727
20003727
20004244
20004244
20004244
20004282
20004282
20004282
7471
7678
7471
7678
7471
7678
Cal. date
2/27/2003
5/25/2004
12/15/2004
3/13/2003
7/27/2004
10/6/2005
10/28/2002
1/30/2003
10/28/2002
11/12/2003
12/9/2003
12/9/2003
10/5/2004
1/5/2005
9/2/2004
11/12/2002
2/24/2004
12/21/2004
10/14/2002
10/15/2003
8/4/2004
10/9/2002
2/10/2004
12/9/2004
2/20/2003
9/10/2004
7/20/2005
11/19/2002
10/25/2002
2/26/2004
2/26/2004
8/18/2004
8/18/2004
1/23/2003
7/16/2003
2/23/2005
3/7/2002
3/7/2002
3/9/2004
3/9/2004
6/3/2004
6/16/2004
6/13/2003
1/21/2004
2/28/2005
1/17/2003
2/10/2004
2/11/2005
2/27/2003
1/8/2004
1/31/2005
11/12/2003
12/9/2004
11/9/2005
5/20/2003
5/20/2003
5/20/2003
5/20/2003
11/24/2004
11/24/2004
63658
Federal Register / Vol. 71, No. 209 / Monday, October 30, 2006 / Rules and Regulations
As detailed above, CARB has certified
and submitted quarterly 22 to EPA’s
AQS database, all the supporting QA
data for the SJV SLAMS PM–10
network, including data collected by the
collocated precision network and all
required audit data. This data shows
that the operation and maintenance of
the SLAMS network met the
requirements of sections 3.3 and 3.4 of
Appendix A Part 58. By contrast the
required number of precision checks
and independent flow rate audits were
not performed on the automated
equivalent (BAM and TEOM) method
monitors pursuant to sections 3.1.2 and
3.2.2 nor was data on the precision
checks that were performed on the BAM
monitors submitted to the AQS database
as required by 40 CFR part 58, appendix
A, section 4.1.23 Thus EPA is not, as the
commenter contends, ‘‘cherry picking’’
data, but rather relying for its
determination on data that has met the
requirements for reliability under its
regulations.
F. Data Not Included in Determining
Attainment
1. Data From September 3, 2004 High
Wind Event
Comment 14: The commenter
questions the validity of waiving the
September 3, 2004 exceedance as a
Natural Events Action Plan (NEAP) 24
event and states that there is no
technical basis for ignoring the
exceedance and that best available
control measures (BACM) were not
being implemented for the largest
sources of dust in the Valley on that
date. The commenter notes that removal
of the flag puts the Valley right at the
limit of violations allowed under the
NAAQS and should make EPA wary to
find the PM–10 problem solved in the
Valley.
Response: The exceedance in question
occurred at the Corcoran-Patterson
Avenue monitoring site. EPA notes in
its proposed rule that ‘‘[t]his exceedance
was flagged by CARB as a high wind
natural event [and] EPA concurred with
CARB’s request to exclude this data
from consideration in attainment
findings on July 7, 2005.’’ However,
‘‘even if EPA had not concurred with
the exclusion of this data, the Corcoran
site would still attain the 24-hour
NAAQS because the expected number
of exceedances 25 is less than or equal to
one per year, averaged over the three
year period 2003–2005.’’ 71 FR 40952,
40954. In other words, EPA believes that
it need not address here the issue of
whether or not the September 3, 2004
exceedance should be flagged, because
in any event the SJV would still be
attaining the PM–10 standards. In
addition, whether the SJV is ‘‘at the
limit’’ of exceedances allowed under the
NAAQS is not a criterion for making an
attainment determination. Areas are
either attaining or not attaining. EPA
found that the area would still be
attaining even if this exceedance were
included, and on that basis determined
that the area was in attainment. As
noted above, EPA believes that
preliminary data indicating a September
22, 2006 exceedance at the Corcoran
monitor should also not be included in
this attainment determination for the
reasons stated previously relating to
quality assured data and natural events.
Nevertheless, EPA notes that the
attainment determination does not mean
the air quality problem is solved in the
SJV. In order to be redesignated as a
PM–10 attainment area, the District and
7/28/2005–8/8/2006 .........................................
Before 1/1/2003–7/22/06 .................................
Fresno 1st Street ................................................
Stockton ..............................................................
Tracy ...................................................................
Before 1/1/2003–Present .................................
NA ....................................................................
10/25/2005–9/26/2006 .....................................
2. Data From BAM and TEOM Monitors
Comment 15: The commenter states
that there are four Beta Attenuation
Mass (BAM) monitors (designated by
EPA as federal equivalent methods and
also referred to as ‘‘special purpose
monitors’’) in the Valley that monitor
PM–10 concentrations and that two of
these monitors (Bakersfield-Golden
State Highway and Corcoran-Patterson
Avenue) have recorded multiple
exceedances of the Federal PM–10
standard from 2003 to 2005. The
commenter states that all valid data
from special purpose monitors must be
considered within the regulatory
process and that EPA’s rationale (that
the District did not perform quality
control checks every two weeks and that
CARB did not perform independent
field audits of the BAM sampler) for not
considering data from the Corcoran
BAM monitor is not adequate.
Response: The District and CARB
have operated automated equivalent
(continuous) method monitors in the
SJV at a number of PM–10 SLAMS sites.
The following table summarizes the
type (BAM or TEOM), location and
history of operation of the PM–10
continuous monitors operated in the
Valley.
BAM operational period
Bakersfield Golden State Hwy ...........................
Corcoran .............................................................
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Monitoring site
CARB will need to address CAA section
107(d)(3)(E) requirements. In addition,
the SJV is nonattainment for the PM–2.5
and 8-hour ozone standards and will
need to achieve substantial further
reductions in pollution levels to attain
these NAAQS. The commenter’s
implicit concern is that EPA’s action
will somehow allow the SJV to relax its
efforts to reduce air pollution; however,
EPA does not believe that is the case.
22 EPA regulations require the submittal of
precision and accuracy data on a quarterly basis, as
it does for the pollutant concentration data. See 40
CFR 58.35 and 40 CFR part 58, appendix A, section
4.1.
23 The District did perform some precision checks
of the BAM monitor at Corcoran but these were
considerably fewer than required in EPA
regulations. See response to comment 15. Section
3.1.2 requires the checks to be performed at a
designated frequency and the data submitted to the
AQS database.
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24 See memorandum from Mary D. Nichols,
Assistant Administrator for Air and Radiation to
Regional Air Directors, ‘‘Areas Affected by PM–10
Natural Events,’’ May 30, 1996.
25 EPA determines attainment of the 24 hour PM–
10 NAAQS based on the number of ‘‘expected’’
exceedances in a given year. Because most manual
PM–10 samplers do not operate every day but on
a one in six day schedule, EPA regulations at 40
CFR part 50, Appendix K require an adjustment to
the observed or actual number of exceedances to
account for days that are not sampled. In the
simplest case, when a monitor operating once every
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TEOM operational period
8/27/2006–Present.
1/1/2003–3/31/2005.
8/24/2006–Present.
Before 1/1/2003–Present.
Before 1/1/2003–June 28, 2005.
10/1/2006–Present.
six days, with 100% data capture, records a single
observed exceedance, that exceedance would be
adjusted to six expected exceedances. In the
specific case of the Corcoran monitoring site and its
one in three day schedule, EPA calculated the
expected exceedances, based on the single observed
exceedance on September 3, 2004, to be three over
a three year period which averages to one
exceedance per year. This expected exceedance rate
of one per year shows that the Corcoran site is still
in attainment of the 24-hour NAAQS. See 40 CFR
part 50, Appendix K, section 3.1 for a complete
discussion on how EPA adjusts data.
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EPA regulations at 40 CFR part 50,
appendix K, section 2.3 address the data
requirements that must be met in order
for EPA to determine the attainment
status of a particular monitoring site. In
general EPA needs three years worth of
monitoring data in order to declare a
site in attainment of the NAAQS. Of the
four BAM monitors operated in the
Valley, only Fresno 1st Street and
Corcoran have been in operation long
enough to have accumulated three years
of data.26 The Bakersfield-Golden State
Highway site operated a BAM monitor
from July 28, 2005 to August 8, 2006.
The BAM was replaced by a TEOM
monitor on August 27, 2006. The Tracy
site operated a BAM monitor from
October 26, 2005 to September 26, 2006.
The Tracy BAM was replaced by a
TEOM monitor on October 1, 2006.
EPA’s attainment determination is based
on three complete years of data from
2003–2005. Therefore, the data from
these BAM and TEOM monitors at
Bakersfield Golden State Highway and
Tracy cannot be used to determine that
these sites are in attainment.
Furthermore, the BAM monitor at
Tracy did not record any exceedances of
the 24-hour PM–10 NAAQS in 2005,
though an exceedance was recorded on
September 22, 2006 (160 µg/m3). The
Bakersfield-Golden State Highway
automated equivalent monitors recorded
three exceedances of the NAAQS during
their operation, a value of 156 µg/m3 on
November 22, 2005 and a value of 180
µg/m3 on November 23, 2005 (recorded
on BAM monitors). Another exceedance
(169 µg/m3) was recorded by the
Bakersfield-Golden State Highway
TEOM on September 22, 2006.27 Under
40 CFR 50.6, ‘‘[t]he standards are
attained when the expected number of
days per calendar year with a 24-hour
average concentration above 150 µg/m3
* * * is equal or less than one.’’
Therefore, because neither the Tracy nor
the Bakersfield-Golden State Highway
BAM monitor has averaged more than
one exceedance per year, the
exceedances recorded at these monitors
do not show that the area is in violation
of the 24-hour NAAQS. Even if the
Bakersfield-Golden State Highway BAM
63659
and TEOM data are considered together
(and even if they were quality-assured
data not subject to natural events), the
exceedances recorded at these monitors
would not show that the area is in
violation of the standard. See Responses
18 and 19.
Automated equivalent analyzers are
also operated at the Fresno 1st site and
the Corcoran site. See table on BAM and
TEOM operating histories above. The
Fresno 1st site has operated both a BAM
monitor and a TEOM monitor for long
enough that there is a three year data set
for both analyzers. Neither the BAM nor
the TEOM operated at Fresno 1st Street
recorded any exceedances of the 24hour NAAQS during the 2003–2005
period, and both continue to show
attainment through October 11, 2006.
The Corcoran site operated both a
BAM monitor and a TEOM monitor
during its history. See the table above
on BAM and TEOM operating histories.
The automated equivalent analyzers
operated at the Corcoran site did record
exceedances 28 as summarized in the
following table:
CORCORAN AUTOMATED EQUIVALENT ANALYZER—PM–10 EXCEEDANCES 2003–2006
Date
(type of analyzer)
Concentration
(µg/m3)
10/10/2003 (BAM) ..........................................................................................................................................................................
10/18/2003 (BAM) ..........................................................................................................................................................................
10/21/2003 (BAM) ..........................................................................................................................................................................
10/28/2003 (BAM) ..........................................................................................................................................................................
9/3/2004 (BAM) ..............................................................................................................................................................................
11/21/2005 (BAM) ..........................................................................................................................................................................
11/22/2005 (BAM) ..........................................................................................................................................................................
11/23/2005 (BAM) ..........................................................................................................................................................................
11/26/2005 (BAM) ..........................................................................................................................................................................
2/27/2006 (BAM) ............................................................................................................................................................................
9/22/2006 (TEOM) .........................................................................................................................................................................
182
156
157
158
*217
166
177
185
166
179
**261
*The manual reference method monitor at Corcoran also recorded an exceedance of the NAAQS on this day that the State flagged as a high
wind event under EPA’s Natural Events Policy.
**As noted previously the District and CARB have informed EPA that they believe that exceedances recorded on September 22, 2006 are due
to high wind and wildfire natural events.
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However, the data was not considered
by EPA in its attainment determination
because the District did not perform the
flow rate checks of the BAM monitors
as required by EPA regulations at 40
CFR part 58, appendix A, section 3.1.2
and CARB did not perform independent
flow rate audits as required by 40 CFR
part 58 appendix A, section 3.2.2. See
Response to comments 7 and 13
above.29
In determining which data to use in
regulatory actions, EPA needs to
determine whether the data meets our
basic requirements. If it does not then
we cannot use the data in regulatory
decisions. During the three-year period
of 2003–2005, the District only
performed 10 of the 78 required biweekly flow rate checks and CARB
never performed an independent audit
of the BAM monitor’s flow rate, which
is required annually. While the
commenter implies that this is a minor
26 While it is necessary to have three years of
representative monitoring data to demonstrate that
a monitor is attaining the standard, 40 CFR part 50,
appendix K, section 2.3(c) states that there are less
stringent data requirements for showing that a
monitor has failed to attain. Since the 24-hour PM–
10 standard is violated once a monitor averages
more than one expected exceedance per year
(averaged over three years), a monitor with four or
more observed or expected exceedances has
violated the 24-hour NAAQS even if there is less
than three years of data (four exceedances divided
by three years is greater than one per year).
27 As noted previously the District and CARB
have informed EPA that they believe that
exceedances recorded on September 22, 2006 are
due to high wind and wildfire natural events.
28 An exceedance is defined as a daily value that
is above the level of the 24-hour standard (150 µg/
m3) after rounding to the nearest 10 µg/m3 (i.e.
values ending in 5 or greater are to be rounded up.
See 40 CFR part 50, appendix K, section 1.0.
29 Under 40 CFR 58.14, because the District did
not intend that data from these continuous monitors
would be used for determining attainment or
nonattainment, flow rate checks and audits were
not required to be conducted. See May 8, 2006 letter
to Wayne Nastri, Regional Administrator, EPA
Region 9, from Catherine Witherspoon, Executive
Officer, CARB with attached letter dated April 24,
2006 to Catherine Witherspoon, Executive Officer,
CARB from Seyed Sadredin, Executive Director/Air
Pollution Control Officer, San Joaquin Valley Air
Pollution Control District.
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deficiency, EPA believes the lack of QA/
QC raises significant questions about the
reliability of the Corcoran BAM monitor
data and therefore concluded that it
would not be appropriate to rely on data
from this monitor that did not meet our
regulatory requirements.
Comment 16: The commenter states
that EPA cannot ignore the Corcoran
BAM monitor data due to the lack of
precision check of the flow meter. The
commenter states that 40 CFR part 58,
appendix A, section 3.1.2.2 offers an
alternative procedure at section 3.1.2.2.1
for complying with the section 3.1.2
requirement for a precision check of the
operational flow rate of the analyzer.
The alternative procedure involves
checking the BAM monitor’s internal
flow meter (vs. using an external flow
rate transfer standard) and requires an
external audit of the flow rate at least
every six months, records of the past
three audits showing that the flow meter
is stable, and no indication of improper
operation. Section 3.1.2.2.2 even allows
for the precision check to be carried out
remotely. The commenter states that
EPA has not analyzed whether the
District properly maintained the
Corcoran-Patterson Avenue BAM
monitor in accordance with section
3.1.2.2 and that the District’s
maintenance records show regular
weekly maintenance, including checks
of the on-screen flow rate, and also
show regular external flow audits.
Response: As stated above, there are
two routine quality assurance checks
that need to be made to monitoring
instruments to ensure that the data they
are producing is reliable. One of these
is a precision check. The precision
check for automated PM–10 analyzers,
of which the BAM monitor is one, is
addressed in 40 CFR part 58, appendix
A, section 3.1.2. See response to
comment 13. This section requires a
one-point precision check to be
performed at least once every two
weeks. There are two procedures that
can be used to satisfy this requirement.
The standard procedure is explained in
section 3.1.2.1 of appendix A and the
alternative procedure is explained in
section 3.1.2.2 of appendix A. One of
our reasons for not using data from the
Corcoran BAM monitor is that the
District did not perform the precision
checks of its BAM monitor and submit
the resulting QA data to the AQS
database. The District performed neither
the standard procedure nor the
alternative procedure.
The commenter implies that EPA
rejected the Corcoran BAM monitor data
even though the District had performed
the sanctioned alternative procedure.
This is not true. EPA reviewed all the
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maintenance records from the CorcoranPatterson Avenue site and found that
neither precision check was being
performed. While the operator did
check the BAM monitor’s internal flow
rate indicator routinely, the other
requirements of 40 CFR part 58,
appendix A, section 3.1.2.2 were not
being met, i.e., the flow rate meter was
not audited every six months and there
was no documentation that the flow
meter is stable, verifiable, and accurate
to ±4 percent (sections 3.1.2.2.1.1,
3.1.2.2.1.2, 3.1.2.2.1.3). See also
response to comment 13 above. As
stated in that response the precision
check is one of the critical measurement
quality checks that are needed to ensure
that the device is performing as
designed.
Comment 17: The commenter states
that EPA also cannot dismiss the
Corcoran BAM data because CARB did
not perform independent field audits as
described in section 3.2.2 without
explaining why these audits are
important in determining the
reasonableness of the data. Moreover,
the commenter also states that EPA
must demonstrate that the FRM
monitors were appropriately audited or
explain why it is reasonable for the FRM
monitors to not be audited while
excluding the BAM monitor data due to
this oversight. EPA needs a compelling
rational basis for continuing to exclude
all of the BAM data or EPA must
consider the data in determining the
Valley’s attainment status.
Response: Regular audits of
monitoring equipment are important in
establishing the validity and accuracy of
the data collected by an agency. Section
2.11.7.0 of EPA’s QA Guidance
document ‘‘Quality Assurance
Handbook,’’ Volume II, Part II,
September 1997, states that:
[t]he primary goal of an auditing program
is to identify system errors that may result in
suspect or invalid data. The efficiency of the
monitoring system (i.e., labor input vs. valid
data output) is contingent upon effective
quality assurance (QA) activities. This true
assessment of the accuracy and efficiency of
the PM–10 measurement system can only be
achieved by conducting an audit under the
following guidelines:
• Without special preparation or
adjustment of the system to be audited.
• By an individual with a thorough
knowledge of the instrument or process being
evaluated, but not by the routine operator.
• With accurate, calibrated NIST-traceable
transfer standards that are completely
independent of those used for routine
calibration and QC flow checks.
• With complete documentation of audit
information for submission to the operating
agency. The audit information includes, but
is not limited to, types of instruments and
audit transfer standards, instrument model
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and serial numbers, transfer-standard
traceability, calibration information, and
collected audit data.
The audit procedures described in this
section produce two quantitative estimates of
a PM–10 sampler’s performance: The audit
flow-rate percentage difference and the
design flow-rate percentage difference. The
audit flow-rate percentage difference
determines the accuracy of the sampler’s
indicated flow rate by comparing it with a
flow rate from the audit transfer standard.
The design flow-rate percentage difference
determines how closely the sampler’s flow
rate matches the inlet design flow rate under
normal operational conditions.
It is not clear to EPA why the
commenter believes the FRM
monitoring network operations do not
meet EPA requirements. As discussed
previously, the PM–10 SLAMS
monitoring network meets EPA’s QA
requirements, including the requirement
for independent field audits. See also
Response to Comment 13 above.
Comment 18: The commenter states
that neither EPA nor the District
addresses the violations recorded at the
Bakersfield BAM monitor. No attempt is
made to discredit the data coming from
that BAM monitor and no rational basis
is provided by EPA for completely
disregarding those data.
Response: The Bakersfield Golden
State Highway BAM monitor never
recorded any violations of the NAAQS.
As explained above, the Bakersfield
Golden State Highway automated
equivalent method analyzers recorded
three exceedances since the District
began operation of these monitors at the
site in July 28, 2005 while sampling
every day. According to 40 CFR part 50,
appendix K, this does not constitute a
violation of the NAAQS and therefore
we did not discuss it in our proposal.
Since there are no violations at this
BAM monitor, EPA did not need to
determine whether the data was usable
in making the attainment determination
for the SJV. See response to comment
15.
Comment 19: The commenter states
that EPA does not justify ignoring data
from the three tapered element
oscillating microbalance (TEOM)
monitors that were operated in the
Valley during the 2003–2005 time
period.
Response: The three TEOM monitors
operated during the 2003–2005 period
were located at Fresno 1st Street,
Stockton Hazelton Street, and Corcoran
Patterson Avenue. The TEOMs at Fresno
and Stockton were operated by CARB as
special purpose monitors that
supplement the SLAMS high volume
FRM samplers. The Corcoran TEOM
was operated by the District, also as a
special purpose monitor. In addition, as
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discussed in response to comment 15
above, the District now operates TEOMs
at its Tracy, Bakersfield-Golden State
Hwy. and Corcoran monitoring sites.
CARB has submitted and certified the
TEOM data from the Stockton site to
EPA’s AQS database up to the date June
28, 2005, which is when CARB
discontinued the operation of this
TEOM. During the 2003 to 2005 period,
the TEOM at Stockton recorded a single
exceedance of the 24-hour NAAQS.
Because of its everyday sampling
schedule, this single exceedance at
Stockton does not constitute a violation
of the NAAQS. See response to
comment 15.
No data from any other TEOMs
operating in the San Joaquin Valley PM–
10 network has been submitted to AQS.
However, EPA has obtained data from
these TEOMs from 2003–2005 as well as
a portion of 2006 and these data show
no violations of the PM–10 NAAQS
have been recorded for this period.
As discussed above in response to
comment 15 EPA is aware of TEOMs
currently operating at four monitoring
sites in the San Joaquin PM–10 network:
Bakersfield-Golden State Highway,
Corcoran, Fresno 1st Street and Tracy.
Two of these TEOMs, Fresno and
Tracy,30 recorded no exceedances of the
NAAQS. Two other TEOMS, Bakersfield
and Corcoran, recorded exceedances on
September 22, 2006, which, as noted
above, is a date associated with a high
wind and fire event. This is the only
exceedance day we are aware of for
these TEOMS. All data EPA has
received from the District and CARB
collected by BAMs and TEOMs have
been included in the Docket. Thus, in
sum these TEOM monitors would not
show that the area is in violation of the
standard.
Comment 20: The commenter states
that EPA must also consider all publicly
available data, including ‘‘data available
from other sources including those
special purpose monitors operated by
third parties’’ (1997 Seitz memo) and
that EPA has not made any assertion
regarding data from third party
monitors. If such data exists, EPA must
consider it or must explain why it is
reasonable to exclude this information.
Response: The commenter has not
provided any data from any so-called
‘‘third party monitors.’’ Nor is EPA
aware of any data available from third
parties that meets our regulatory
requirements and could be used in this
action.
Comment 21: The commenter
maintains that ‘‘[t]hese continuous
30 The Tracy TEOM began monitoring on October
1, 2006.
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monitors demonstrate an ongoing PM–
10 problem in the Valley’’ and that
monitoring professionals within EPA
and CARB know that these monitors
provide the most accurate, realistic
picture of Valley air quality. These
monitors are used for detailed air
quality studies, public health alerts, and
modeling in the State implementation
plan. In fact, CARB performed a
comparison study of BAM technology
versus FRM technology and found that,
far from the dramatic picture the District
paints of wildly inaccurate monitor
readings, BAM monitors enjoy ‘‘good
precision’’ and may actually capture
certain semi-volatile pollutants that
FRM monitors do not.
Response: The CARB study cited by
the commenter is one that compared
PM–2.5 BAM and PM–2.5 FRM
performance. PM–2.5 is a different
pollutant from PM–10 even though both
are based on particulates, but the type
of particles that make up PM–10 versus
PM–2.5 can be very different. The issue
for EPA is not what type of equipment
was used by the State or District to
collect PM–10 data, but whether the
data and the monitors used to collect it
met EPA’s quality assurance
requirements.
The BAM monitor is a designated
Federal equivalent method for PM–10. If
the District had performed the
appropriate QA procedures, as
discussed elsewhere in this action, EPA
would have considered the BAM data
when making our attainment finding.
Comment 22: If EPA now wants to
ignore and dismiss this data, EPA needs
to provide a reasonable explanation, not
hide behind technicalities it picks and
chooses in order to support its political
agenda. EPA’s proposal provides none
of the necessary technical analysis
needed to give this reasonable basis. As
a result, commenters are unable to
provide meaningful comment on that
basis. EPA must prepare a supplemental
notice of proposed rulemaking to
provide the missing analysis.
Response: EPA did provide a
reasonable explanation for not using the
BAM data in its decision to find that the
SJV has attained the PM–10 NAAQS. As
set forth in the proposal to this action,
the BAM data did not meet our QA/QC
requirements. The SLAMS data from the
FRM network met our requirements.
Thus EPA believes it does not need to
prepare a supplemental notice of
proposed rulemaking because the
substance of its analysis was adequately
included in its proposal.
G. Representativeness of Data
Comment 23: The commenter states
that ‘‘EPA should determine whether
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63661
conditions of [the] last three years are
typical’’ or ‘‘whether conditions during
this period are representative of normal
conditions for the Valley.’’ The
commenter points to a 1997 progress
report and statements made by the
District recommending caution
regarding any improvements in
monitored PM–10 levels in the SJV. The
commenter also cites a PittsburghBeaver Valley, Pennsylvania area rule
(61 FR 28061, 28063) in which EPA
revoked an attainment determination
and pointed to the varied number of
exceedances over the preceding years
and the failure of the area to adequately
reduce emissions as grounds for not
dismissing new data indicating a
continued pollution problem. Finally,
the commenter notes that the District
recently argued to EPA and the Ninth
Circuit Court of Appeals that there was
absolutely no way the SJV could attain
the PM–10 standard by 2006, further
emphasizing the need to evaluate
whether the conditions of the last few
years are an anomaly.
Response: The requirement to
determine that clean air is the result of
permanent and enforceable emissions
reductions is a criterion for the
redesignation of an area to attainment
under CAA section 107(d)(3)(E).31 This
criterion need not be met for a
determination of attainment or for the
suspension of the associated RFP,
attainment demonstration, and/or
contingency measure requirements.
That aside, we believe that the
attainment determination itself
addresses in part the concern about
unusually favorable meteorological
conditions. We have long recognized
that yearly variations in meteorological
conditions can have a profound effect
on ambient PM–10 concentrations. In
setting the PM–10 standards in 1987, we
changed the form of the 24-hour and
annual standards to a statistical form
which is based on exceedances and
annual averages over 3 consecutive
years. EPA stated that ‘‘[t]he problem of
31 The redesignation of an area to attainment
under CAA section 107(d)(3)(E) is a separate
process from a finding of attainment. Unlike an
attainment finding where we need only determine
that the area has had the prerequisite number of
clean years, a redesignation requires multiple
determinations. Under section 107(d)(3)(E) these
determinations are: (1) We must determine, at the
time of the redesignation, that the area has attained
the relevant NAAQS; (2) The state must have a fully
approved SIP for the area; (3) We must determine
that the improvements in air quality are due to
permanent and enforceable reductions in emissions
resulting from implementation of the SIP and
applicable federal regulations and other permanent
and enforceable reductions; (4) We must have fully
approved a maintenance plan for the area under
section 175A; (5) The state must have met all the
nonattainment area requirements applicable to the
area.
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year-to-year variability is * * * reduced
by averaging three years of data.’’ See
proposed and final actions promulgating
the PM–10 standards at 49 FR 10408,
10413 (March 20, 1984) and 52 FR
24635, 24639–24641 (July 1, 1987).
In the case of the Pittsburgh-Beaver
Valley, Pennsylvania area rule (61 FR
28061, 28063), EPA revoked an
attainment determination due to
violations of the ozone NAAQS that
occurred after the determination was
made. In response to a comment
suggesting that EPA should ignore the
violations due to year-to-year
variability, EPA stated that ‘‘[b]ecause
the area has not adequately reduced its
VOC and NOX emissions, it is subject to
ozone exceedances whenever
meteorological conditions are conducive
to ozone formation.’’ The commenter on
our proposed attainment determination
for the SJV implies that because EPA
recognizes year-to-year variability in
data and that both the SJV and the
Pittsburgh-Beaver Valley areas had
variable data over the years, EPA should
address whether conditions were typical
or normal before making the attainment
determination for SJV. However, the SJV
has 3 recent years (2003–2005) of clean
data whereas the Pittsburgh-Beaver
Valley area did not have clean data at
the time of the attainment determination
revocation.
The 2003 PM–10 Plan demonstrates
attainment of the PM–10 standards by
2010. 69 FR 30006. The 2003 PM–10
Plan’s attainment demonstration is
based on air quality modeling of
emissions reductions from State and
District measures. As such it is a
prediction of what ambient conditions
will be in the future. In contrast, as
discussed above, a determination of
attainment, based on monitored air
quality data, reflects actual ambient
conditions over a three year period.
Given the margin of error in air quality
modeling, particularly for PM–10, a
disparity between modeling and
monitored data is not unusual. While, as
stated above, the three year requirement
does to a certain extent address
anomalous meteorological conditions,
an analysis of whether ‘‘* * * the
improvements in air quality are due to
permanent and enforceable reductions
in emissions * * *’’ is primarily
addressed as a prerequisite for
redesignation of an area to attainment
under CAA section 107(d)(3)(E) to
ensure that reductions will remain in
place even where weather variations
occur.
Finally, the commenter also points to
statements made in a SJV 1997 PM–10
progress report in which the District
discusses the favorable meteorological
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conditions (i.e., rain) during 1993–1998
which may or may not have led to fewer
PM–10 exceedances. However, our PM–
10 attainment determination is based on
the years 2003–2005. Again, whether or
not 2003–2005 was a period of normal
conditions and whether the SJV could
continue to demonstrate attainment
under all predicted weather conditions
is a criterion that must be addressed in
connection with a redesignation, but not
for an attainment determination.
Comment 24: The commenter
contends that EPA’s decision is not
reasonable, and that EPA has never
attempted to make an attainment
determination based on so few years of
monitoring and in the face of such
countervailing evidence. The
commenter further contends that EPA is
motivated by a desire to avoid legal
deadlines.
Response: As set forth above, in
responses to comments, EPA believes
that its decision is a reasonable one,
based on three complete years of
quality-assured data, and supported by
the evidence. Moreover, the commenter
is wrong in alleging that EPA has never
before based a determination of
attainment on three years of data. EPA
has in numerous instances done so. See,
for example, 60 FR 37366 (July 20, 1995)
(Grand Rapids), 66 FR 1925 (January 10,
2001) and 66 FR 53094 (October 19,
2001) (Pittsburgh-Beaver Valley), 66 FR
27583 (May 17, 2001) and 66 FR 53655
(October 23, 2001) (Louisville), 68 FR
25418, 25429 (May 12, 2003) (St. Louis),
69 FR 21717 (April 22, 2004) (Bay Area).
The commenter’s speculation as to
EPA’s motivation is irrelevant. EPA’s
determination that the SJV area has
attained the standards is, as shown
elsewhere in this notice, supported by
quality assured data and in compliance
with statutory and regulatory
requirements.
H. Other Comments
Comment 25: Approximately two
thousand commenters sent letters (all
via e-mail except one via postcard) to
EPA stating that they are concerned
about the attainment determination. All
commenters were specifically
concerned about the air quality in the
Valley, about a monitoring network that
reads only once every six days and does
not account for the agriculture-heavy
west side and about EPA ignoring
violations from monitors. Commenters
were also concerned that the finding
would relieve EPA and the District of
obligations to continue to address the
particulate matter problem and air
pollution problems in general. Many
commenters provided personal accounts
of health issues (e.g., asthma, difficulty
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breathing, hospital visits, use of
inhalers) while living in the San Joaquin
Valley.
Response: As noted above, the
comments of individual citizens raised
many of the same issues set forth in the
comments of Earthjustice, and EPA has
addressed those comments in the
context of its responses to Earthjustice.
Like the commenters, EPA is concerned
about the air quality of the SJV and the
health of its residents. The SJV is a
nonattainment area for ozone as well as
for PM–10 and PM–2.5. In general in the
SJV, ozone is a summertime problem
and PM is a fall and wintertime
problem. EPA has invested significant
resources in developing clean air plans
and measures to reduce the air pollution
in the SJV to levels considered safe by
Federal standards. EPA’s determination
that the SJV has attained the PM–10
standards does not in any way relieve
the District, State, or EPA of any of the
strategies currently in place to achieve
cleaner air.32 CARB and the District
have stated this in their request for an
attainment determination (May 8, 2006
letter to Wayne Nastri, Regional
Administrator, EPA Region 9, from
Catherine Witherspoon, Executive
Officer, CARB) and the District has
restated it in its comment letter in
connection with this rulemaking
(August 14, 2006 letter to Doris Lo, EPA
Region 9, from Seyed Sadredin,
Executive Director/Air Pollution Control
Officer, San Joaquin Valley Unified Air
Pollution Control District). The
measures and commitments approved
by EPA in the 2003 PM–10 Plan
continue to be implemented, and EPA
expects more strategies and measures
that will lead to further reductions as
the District and CARB develop plans to
meet the more stringent PM–2.5 NAAQS
and the 8-hour ozone standard.
Furthermore, while some monitors
may only take ambient air quality
readings once every six days, the data
from these monitors is adjusted to
account for the days that are not
monitored. Thus, as a simplified
example, if a one in six day monitor
records an exceedance of the PM–10
NAAQS, that exceedance must be
multiplied by six to account for the days
it did not monitor. In addition, EPA
disagrees with the commenter’s
assertion that the agricultural sources of
the western side of the Valley are not
accounted for. The Corcoran monitoring
32 In addition, CARB or the District cannot revise
their SIP to drop any SIP-approved strategies unless
they can demonstrate that the revision will not
‘‘* * * interfere with any applicable requirement
concerning attainment and reasonable further
progress * * * or any other applicable requirement
* * *’’ of the Act. See section 110(l) of the CAA.
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site does monitor emissions from
agricultural sources and is thus
representative of air quality levels in the
western portion of the Valley. In
addition, the agricultural regulations for
the SJV are applicable to sources
throughout the Valley, including those
in the western portion of the SJV.
Finally, EPA does not ignore actual
violations, but as discussed in response
to comments above, certain data
purporting to show exceedances of the
PM–10 standard may be excluded in
determining whether an actual violation
has occurred for various reasons,
including the need to assure that data
are reliable and accurate.
Comment 26: One commenter sent
pictures of dust from combines on an
agricultural field and stated that
incentives were needed to help keep the
dust on the ground. The commenter also
discussed dusty conditions during the
almond and cotton harvest in November
2005 throughout the SJV. The
commenter is a farmer and believes that
farmers are doing a good job of keeping
dust (laden with pesticides and other
residues) on the ground during the
growing season because it benefits the
farmer, but that there are no incentives
for controlling the dust from roads.
Finally, the commenter is concerned
that even with the new NAAQS in the
future, the attainment determination
will lead to relaxation of enforcement
and monitoring when more progressive
and innovative steps are needed.
Response: The SJV has requirements
that control dust from agricultural
sources such as those discussed by the
commenter. See District Rules 4550 and
8081. These requirements cover almond,
cotton and other types of farming
operations in the SJV and include
measures that reduce dust from roads.
The new more stringent PM–2.5
standards will lead to additional
measures; however, even without these
new standards, because the 24-hour
PM–10 standard remains in effect, the
enforcement of measures to reduce PM–
10 and monitoring of PM–10 will still be
required (see also above response to
comment 14).
III. Final Action
Based on 2003–2005 quality-assured
data meeting the requirements of 40
CFR part 50, appendix K, as well as data
showing continued attainment, EPA is
finalizing its determination that the SJV
has attained the 24-hour and annual
PM–10 NAAQS. The SJV continues to
attain the PM–10 NAAQS in 2006 based
on all available quality assured data.
This action does not constitute a
redesignation to attainment under CAA
section 107(d)(3), because we do not yet
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01:03 Oct 28, 2006
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have an approved maintenance plan as
required under section 175(A) of the
CAA or a determination that the area
has met the other CAA requirements for
redesignation. The classification and
designation status in 40 CFR part 81
remains serious nonattainment for this
area until such time as California meets
the CAA requirements for redesignation
of the SJV to attainment.
Consistent with the Agency’s Clean
Data Policy and its interpretation that
the attainment determination suspends
certain requirements as set forth in
detail above, EPA is also finalizing its
finding that the contingency measure
requirements of CAA section 172(c)(9)
no longer apply to the San Joaquin
Valley PM–10 nonattainment area for so
long as the area continues to attain the
PM–10 NAAQS. If we subsequently
determine, after notice and comment
rulemaking in the Federal Register, that
the area has violated the standard (prior
to a redesignation to attainment), the
requirement for contingency measures
would once again be applicable.
IV. Effective Date of This Final Action
The EPA finds that there is good
cause for this action to become effective
immediately upon publication because a
delayed effective date is unnecessary
due to the nature of this action, which
is a determination, based on air quality
data, that certain Act requirements do
not apply for so long as the area
continues to attain the standard. The
immediate effective date for this action
is authorized under both 5 U.S.C.
553(d)(1) which provides that
rulemaking actions may become
effective less than 30 days after
publication if the rule ‘‘grants or
recognizes an exemption or relieves a
restriction’’ and 5 U.S.C. 553(d)(3),
which allows an effective date less than
30 days after publication ‘‘as otherwise
provided by the agency for good cause
found and published with the rule.’’
V. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is
not a ‘‘significant regulatory action’’ and
therefore is not subject to review by the
Office of Management and Budget. For
this reason, this action is also not
subject to Executive Order 13211,
‘‘Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001). This action merely makes a
determination based on air quality data,
suspends certain requirements, and
imposes no additional requirements.
Accordingly, the Administrator certifies
that this rule will not have a significant
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63663
economic impact on a substantial
number of small entities under the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). Because this rule does not
impose any additional enforceable duty,
it does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4).
This rule also does not have tribal
implications because it will not have a
substantial direct effect on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes,
as specified by Executive Order 13175
(65 FR 67249, November 9, 2000). This
action also does not have Federalism
implications because it does not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999). This action merely
makes a determination based on air
quality data and suspends certain
requirements, and does not alter the
relationship or the distribution of power
and responsibilities established in the
Clean Air Act. This rule also is not
subject to Executive Order 13045
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997),
because it is not economically
significant.
The requirements of section 12(d) of
the National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply because it would
be inconsistent with applicable law for
EPA, when determining the attainment
status of an area, to use voluntary
consensus standards in place of
promulgated air quality standards and
monitoring procedures that otherwise
satisfy the provisions of the Clean Air
Act. This rule does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.).
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
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the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by December 29,
2006. Filing a petition for
reconsideration by the Administrator of
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01:03 Oct 28, 2006
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this final rule does not affect the finality
of this rule for the purposes of judicial
review nor does it extend the time
within which a petition for judicial
review may be filed, and shall not
postpone the effectiveness of such rule
or action. This action may not be
challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
List of Subjects
40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
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reference, Particulate matter, Reporting
and recordkeeping requirements.
40 CFR Part 81
Environmental protection, Air
pollution control, National parks,
Wilderness areas.
Dated: October 17, 2006.
Laura Yoshii,
Acting Regional Administrator, Region 9.
[FR Doc. 06–8902 Filed 10–27–06; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 71, Number 209 (Monday, October 30, 2006)]
[Rules and Regulations]
[Pages 63642-63664]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-8902]
[[Page 63641]]
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Part III
Environmental Protection Agency
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40 CFR Parts 52 and 81
Approval and Promulgation of Implementation Plans; Designation of
Areas for Air Quality Planning Purposes; State of California; PM-10;
Determination of Attainment for the San Joaquin Valley Nonattainment
Area; Determination Regarding Applicability of Certain Clean Air Act
Requirements; Final Rule
Federal Register / Vol. 71, No. 209 / Monday, October 30, 2006 /
Rules and Regulations
[[Page 63642]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 52 and 81
[EPA-R09-OAR-2006-0583, FRL-8234-1]
Approval and Promulgation of Implementation Plans; Designation of
Areas for Air Quality Planning Purposes; State of California; PM-10;
Determination of Attainment for the San Joaquin Valley Nonattainment
Area; Determination Regarding Applicability of Certain Clean Air Act
Requirements
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
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SUMMARY: EPA is finalizing its determination that the San Joaquin
Valley nonattainment area (SJV or the Valley) in California has
attained the National Ambient Air Quality Standards (NAAQS) for
particulate matter with an aerodynamic diameter less than or equal to a
nominal 10 micrometers (PM-10). This determination is based upon
monitored air quality data for the PM-10 NAAQS during the years 2003-
2005. The SJV continues to attain the PM-10 NAAQS in 2006 based on the
latest available quality assured data. EPA is also finalizing its
determination that, because the SJV has attained the PM-10 NAAQS,
certain Clean Air Act (CAA or the Act) requirements are not applicable
for as long as the SJV continues to attain the PM-10 NAAQS.
DATES: Effective Date: This rule is effective October 30, 2006.
ADDRESSES: You can inspect copies of the docket for this action at
EPA's Region IX office during normal business hours by appointment at
the following locations:
Environmental Protection Agency, Region IX, 75 Hawthorne Street,
San Francisco, CA 94105-3901.
Air and Radiation Docket and Information Center, U.S. Environmental
Protection Agency, Room B-102, 1301 Constitution Avenue, NW. (Mail Code
6102T), Washington, DC 20460.
FOR FURTHER INFORMATION CONTACT: Doris Lo, EPA Region IX, (415) 972-
3959, lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION: Throughout this document, ``we,'' ``us'' and
``our'' refer to EPA.
Table of Contents
I. Summary of Proposed and Final Actions
II. Public Comments and EPA Responses
A. Environmental Justice
B. The Clean Data Policy
C. New Particulate Matter (PM) NAAQS
D. EPA Policy on Special Purpose Monitoring Data
E. Adequacy of the SJV Monitoring Network
F. Data Not Included in Determining Attainment
1. Data From September 3, 2004 High Wind Event
2. Data From BAM and TEOM Monitors
G. Representativeness of Data
H. Other Comments
III. Final Action
IV. Effective Date of This Final Action
V. Statutory and Executive Order Reviews
I. Summary of Proposed and Final Actions
On July 19, 2006, EPA proposed to determine that the SJV has
attained the 24-hour and annual NAAQS for PM-10 (71 FR 40952).\1\ The
proposed determination was based upon monitored air quality data during
the years 2003-2005 which indicated that there were no violations
during that time. This data is summarized in table 1 in the proposed
rule. 71 FR at 40953-54. EPA also based its proposed determination on
monitored air quality data indicating the area continued to attain in
2006. EPA also proposed to determine that certain Clean Air Act (CAA or
the Act) requirements were not applicable for as long as the SJV
continued to attain the PM-10 NAAQS. Specifically, for the SJV, EPA
proposed to determine that the CAA section 172(c)(9) contingency
measure requirement for the area is suspended. For a more detailed
discussion of the related background for the SJV and of the proposal,
please refer to the proposed rule.
---------------------------------------------------------------------------
\1\ On September 21, 2006, EPA signed a final rule revoking the
annualPM-10 standard. That revocation will be effective 60 days from
publication of the rule in the Federal Register. Since the
revocation will not be effective until after our attainment
determination for the SJV, we are taking final action determining
that the area has attained both the annual and 24-hour PM-10
standard.
---------------------------------------------------------------------------
In this notice EPA is finalizing its determination that the SJV has
attained the NAAQS, based upon three years of complete, quality-assured
monitored air quality data for 2003-2005, and based upon its
determination that the area continues to attain the PM-10 NAAQS in 2006
based on quality assured data submitted to EPA's AQS Database through
July 31, 2006. See AQS Report AMP350 titled ``SJV PM-10 SLAMS Raw Data
Report January 2003-July 2006'' included in the docket for this notice.
In finalizing its determination, EPA has also reviewed preliminary
monitoring data for monitors in the SJV that has become available since
July 31, 2006.
EPA learned recently of preliminary data indicating that
exceedances of the standard were monitored on September 22, 2006 at
State and Local Air Monitoring Station (SLAMS) monitors in Corcoran
(215 [mu]g/m3), Bakersfield-Golden State Hwy. (157 [mu]g/
m3), and Oildale (162 [mu]g/m3).\2\ The
California Air Resources Board (CARB) and the San Joaquin Valley Air
Pollution Control District (District) have informed EPA that, based on
preliminary analysis, they believe that these exceedances are due to
high wind and wildfire natural events. CARB notified EPA that it
intends to flag these data as caused by natural events and to request
that EPA concur with these flags. As such the data would not be
included for consideration in a determination of attainment for the
SJV, pursuant to EPA's Natural Events Policy.\3\ Because these data,
which were collected using manual reference method samplers, are
preliminary and have not been quality-assured, and because EPA believes
that they may qualify as caused by natural events, and thus be excluded
from consideration in an attainment determination, EPA is proceeding to
finalize its determination that the area is in attainment. If, after
the data is quality-assured, and after further evaluating CARB's
request with respect to these data, EPA determines that the data do not
qualify for exclusion under EPA's natural events policy, and EPA
further believes that if included that they would establish that the
area is in violation of the NAAQS, EPA will proceed with appropriate
rulemaking action to withdraw its determination of attainment.
---------------------------------------------------------------------------
\2\ 24-hour PM-10 exceedances were also recorded on September
22, 2006 with the automated equivalent (Beta Attenuation Mass/
Tapered Element Oscillating Microbalance) PM-10 analyzers operated
at the Bakersfield-Golden and Corcoran sites, as well as the Beta
Attenuation Mass monitor at the Tracy site. See response to comment
15 below.
\3\ EPA's NEP Memorandum from Mary D. Nichols, Assistant
Administrator for Air and Radiation to Regional Air Directors,
``Areas Affected by PM-10 Natural Events'', May 30, 1996.
---------------------------------------------------------------------------
EPA is also finalizing its determination that, because the SJV has
attained the PM-10 NAAQS, certain requirements, and specifically the
contingency measure requirement of section 172(c)(9) of the Clean Air
Act, do not apply to the SJV area for so long as the area continues to
attain the NAAQS.
II. Public Comments and EPA Responses
EPA received one comment letter in support of our proposal from the
District stating that the determination is a result of ``nearly two
decades of intense efforts to reduce emissions of PM-10 and its
precursors.'' The District also states that
[[Page 63643]]
``emissions of PM-10 and its precursors have decreased by about 24%
since 1990'' which is significant given the population growth. Finally
the District states that this determination ``does not in any way imply
or allow the District or CARB to relax air quality strategies'' and
will allow the District to better dedicate resources for upcoming plans
that will focus on PM-2.5 and ozone attainment.
EPA received one adverse comment letter from Earthjustice,
representing Medical Advocates for Healthy Air, Sierra Club, Latino
Issues Forum, Steven and Michele Kirsch Foundation, the Center for
Biological Diversity, El Comite para el Bienestar de Earlimart/The
Committee for the Well Being of Earlimart, Fresno Metro Ministry and
the Coalition for Clean Air. EPA also received approximately 2000
adverse comment letters from individual citizens. Many of these
comments were form letters that contained identical comments. EPA
addresses all of the specific comments raised by Earthjustice in its
responses to comments numbers 1 to 24. EPA is responding to many of the
individual citizens' comments in responses to comments numbers 25 and
26 and in the context of the responses to Earthjustice, since they
raised many of the same issues.
A. Environmental Justice
Comment 1: EPA received comments arguing that its process for
making this determination did not adequately consider EPA's
environmental justice mission: ``[t]o achieve equal environmental
protection so no segment of the population, regardless of race,
ethnicity, culture or income bears an undue burden of environmental
pollution and to ensure that the benefits of environmental protection
are shared by everyone.'' The principal environmental justice
commenter, Earthjustice, argues that most sources of PM-10 pollution in
the Valley are located in agricultural areas where population densities
are low, but percentages of minority and low-income residents are high.
The comment claims that EPA has not adequately investigated whether
such areas, particularly in the western part of the Valley, are in
attainment and is not adequately monitoring those areas. Without more
thorough investigation and monitoring of air quality in the western
part of the Valley, the comment concludes, EPA cannot ``carry out its
environmental justice mandate.''
Response: EPA is committed to environmental justice, and a November
2005 memorandum by Administrator Johnson has reiterated EPA's ``ongoing
commitment to ensure environmental justice for all people, regardless
of race, color, national origin, or income.'' EPA believes that this
attainment determination is fully consistent with that commitment, and
ensures environmental protection for all residents of the Valley,
including residents of the western part of the Valley, and regardless
of race, color, national origin, or income.
The gist of the environmental justice argument is that EPA has not
adequately investigated and analyzed air quality in minority and low-
income communities in the western part of the Valley. Although that is
framed as an environmental justice argument, it is really a challenge
to the adequacy of the legal basis for EPA's determination that the
entire Valley is in attainment. As explained more fully elsewhere, EPA
has an adequate factual and legal basis for that determination, and has
assessed air quality through monitored data that is representative of
all areas of the Valley, including the west side, minority and low
income communities addressed in the comment. Thus, the commenter is
mistaken in claiming that EPA failed to investigate those areas
adequately, or that such a purported failure prevented the Agency from
adequately implementing environmental justice.
Similarly, EPA rejects claims that the monitoring conducted by the
State and District is deficient. As explained more fully elsewhere, the
District's monitoring network provides for adequate and accurate
assessments of air quality throughout the Valley, including minority
and low income communities in the western area.
Comment 2: Commenters, principally Earthjustice, assert that low
income and minority populations were not provided an adequate
opportunity to comment on the rule. Earthjustice asserts that ``the
concerned people of the Valley'' sought an ``opportunity to be heard,''
and unsuccessfully requested that EPA hold a hearing. That comment also
points out that many west side residents ``do not speak English, do not
own computers, and do not have the time or expertise to draft public
comments.''
Response: EPA believes that interested parties were given adequate
opportunities to comment on the proposed determination of attainment.
Section 553(c) of the Administrative Procedure Act (APA), which governs
informal rulemaking actions, such as determinations of attainment, does
not require EPA to provide for a hearing. Section 553 (c) states that:
The agency shall give interested persons an opportunity to
participate in the rulemaking through submission of written data,
views, or arguments with or without opportunity for oral
presentation.
EPA does not, as a matter of standard practice, conduct hearings on
determinations of attainment. EPA does not believe a hearing was needed
in this case, or would have been an appropriate use of the Agency's
limited resources. EPA also does not agree with the commenters'
implicit suggestion that, without a hearing, Valley residents had no
forum for expressing their concerns.
EPA believes that the opportunity to provide written comments was
sufficient for providing input from the public. That gave interested
parties an opportunity to present data, views and arguments through
written comments. No showing has been made that the opportunity to
provide written comments precluded meaningful public participation. To
the contrary, EPA received comments that identified and expansively
discussed the concerns of minority and low income communities in the
Valley. Thus, EPA does not agree with the suggestion that Valley
residents, or anyone else, did not have adequate input into Agency
decision making.
B. The Clean Data Policy
Comment 3: The commenter contends that EPA cannot use its Clean
Data Policy to exempt the District from subpart 4 requirements. The
commenter notes that EPA cites to two EPA memoranda incorporated into
EPA's Phase 2 8-hour ozone implementation rule, and relies on other
attainment findings and redesignations that interpret the Clean Data
Policy to justify waiving CAA requirements for PM-10 areas. The
commenter argues that EPA provides none of its own analysis for
proposing that the attainment determination will relieve the District
of the obligation to comply with CAA requirements for reasonably
available control measures (``RACM''), attainment demonstrations,
reasonable further progress (``RFP'') and contingency measures. The
commenter also alleges that EPA improperly expands the Clean Data
Policy by claiming that the District will no longer be subject to the
RACM requirements of the Act. The commenter further contends that even
if one were to accept EPA's argument, it would not apply to the SJV
because as a serious PM-10 nonattainment area the Valley is subject to
the BACM requirements of section 189(b)(1)(B). The commenter notes that
EPA's Addendum to the General Preamble makes clear that unlike RACM,
determinations of BACM
[[Page 63644]]
are not tied to what is necessary for attainment. The commenter points
out that the proposal correctly omits BACM from the list of CAA
requirements waived under the Clean Data Policy, but requests that the
final rule should be explicit that the BACM requirement is maintained.
Response: As noted in the proposal, EPA has previously approved all
of the serious area PM-10 attainment plan requirements for the SJV
except for the contingency measure requirements of CAA section
172(c)(9). See 69 FR 30006 (May 26, 2004) approving the 2003 PM-10 Plan
for the SJV. In that action, EPA approved the RFP, attainment and RACM/
BACM demonstrations for the SJV. Thus the issue of whether these
requirements should be suspended is not before us, except insofar as
our reasoning for why the contingency measures requirement is suspended
rests on the rationale for suspending the attainment demonstration and
RFP requirements. Nevertheless, as explained below, EPA believes that
once the area attains the standards the RFP, attainment and RACM
demonstrations would not be needed even though they have already been
approved.
That said, EPA is correct in applying the Clean Data Policy in its
determination of attainment in the SJV, and affirms the Agency's
interpretation of subparts 1 and 4 of part D of the CAA. As EPA noted
in its proposal, the Clean Data Policy has been applied in the context
of the 1-hour and 8-hour ozone standards as well as in a number of PM-
10 rulemakings. EPA's discussion of the application of the Clean Data
Policy is set forth at length in its proposed rulemaking on Weirton,
West Virginia 71 FR 27440, 27443-27445 (May 11, 2006), as well as in
the memoranda and rulemakings cited therein. As we explained in that
notice, the reasons for relieving an area that has attained the
relevant standard of certain part D, subpart 1 and 2 obligations, apply
equally as well to part D, subpart 4, which contains specific
attainment demonstration and RFP provisions for PM-10 nonattainment
areas.
EPA's analysis of the Clean Data Policy as it applies to PM-10
areas was contained in the documents cited in the proposal. Contrary to
commenter's contention, the fact that EPA's analysis was provided in
prior memoranda and rulemakings does not detract from the fact that it
is EPA's own analysis. Indeed, EPA's consistency in the application of
its interpretation lends it added weight. We reiterate here that EPA's
analysis of its legal interpretation can be found in its ``Final Rule
to Implement the 8-hour Ozone National Ambient Air Quality Standard--
Phase 2'' (Phase 2 Final Rule) 70 FR 71612, 71645-71646 (November 29,
2005) and the rulemakings and memoranda cited therein, the May 10, 1995
memorandum from John S. Seitz, entitled ``Reasonable Further Progress,
Attainment Demonstration, and Related Requirements for Ozone
Nonattainment Areas Meeting the Ozone National Ambient Air Quality
Standard,'' the December 14, 2004 memorandum from Stephen D. Page,
entitled, ``Clean Data Policy for the Fine Particle National Ambient
Air Quality Standards,'' and rulemakings concerning the application of
the policy to PM--10 areas--71 FR 6352, 6354 (February 8, 2006); 71 FR
13021, 13024 (March 14, 2006); and 71 FR 27440, 27443-27444 (May 11,
2006).
Furthermore, three U.S. Circuit Courts of Appeals have upheld EPA
rulemakings applying EPA's interpretation of subparts 1 and 2 with
respect to clean data for ozone. Sierra Club v. EPA, 99 F.3d 1551 (10th
Cir. 1996); Sierra Club v. EPA, 375 F.3d 537 (7th Cir. 2004); Our
Children's Earth Foundation v. EPA, No. 04-73032 (9th Cir. June 28,
2005) (Memorandum Opinion). EPA has also set forth its legal rationale
for the Clean Data Policy in briefs filed in these cases, and hereby
incorporates those briefs insofar as relevant here. See Sierra Club v.
EPA, No. 95-9541 (10th Cir.), Sierra Club v. EPA, No. 03-2839, 03-3329
(7th Cir.), Our Children's Earth Foundation v. EPA, No. 04-73032 (9th
Cir.).\4\
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\4\ These briefs are in the docket for this rulemaking.
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As EPA noted in those memoranda and rulemakings, EPA believes it is
reasonable to interpret the provisions regarding attainment
demonstrations, reasonable further progress, RACM requirements,
contingency measures, and other related requirements as being suspended
and as not requiring further submissions to achieve attainment for so
long as the area is in fact attaining the standards. Under the policy,
EPA is not granting an exemption from any applicable requirements under
part D. Rather, EPA has interpreted these provisions as not requiring
submissions for so long as the area remains in attainment with the
standard. This is not a waiver of requirements that by their terms
apply; it is a determination that certain requirements are written so
as to be operative only if the area is not attaining the standards.
Thus, in making its determination of attainment, EPA is also concluding
that certain subpart 4 and subpart 1 requirements are no longer
applicable for so long as the area remains in attainment.
With respect to the requirement for attainment demonstrations, EPA
believes that the statutory requirement for an attainment
demonstration--a SIP revision which identifies the level of future
reductions needed to achieve the NAAQS and any additional adopted
measures needed to achieve these reductions `` is written so as to be
inapplicable once the NAAQS is attained. Section 189(a)(1)(B) requires
that the plan provide for ``a demonstration (including air quality
modeling) that the [SIP] will provide for attainment by the applicable
attainment date. * * *'' Section 189(b)(1) further requires that
serious PM-10 nonattainment areas submit:
(A) A demonstration (including air quality modeling)--
(I) that the plan provides for attainment of the national
ambient air quality standard by the applicable attainment date, or
(ii ) for any area for which the State is seeking, pursuant to
section 188(e), an extension of the attainment date beyond the date
set forth in section 188(c), that attainment by that date would be
impracticable, and that the plan provides for attainment by the most
expeditious alternative date practicable.
If an area is already monitoring attainment, EPA believes that
Congress intended no requirement for an area to make a further
submission containing additional measures to achieve attainment. Since
the SJV area is already in attainment, there is no need for it to
submit a plan demonstrating how the area will reach attainment had it
not already done so. This is consistent with the interpretation of the
section 172(c)(1) attainment demonstration requirement that EPA
provided in the General Preamble and the Page memorandum, and of the
section 182(b) and (c) requirements set forth in the Seitz memorandum.
As EPA stated in the General Preamble, no other measures to provide for
attainment would be needed by areas seeking redesignation to attainment
since ``attainment will have been reached.'' 57 FR at 13564.
We note that the commenter offered no specific critique of EPA's
interpretation of the Clean Data Policy with regard to the attainment
demonstration requirement. In addition, EPA's conclusion is consistent
with the rule of statutory construction that statutes should be
construed to avoid absurd results and favor public convenience. Because
the SJV has already reached attainment based on existing measures, no
additional measures to demonstrate attainment are required. Thus, under
the language of section 172(c)(1), section 189(a)(1)(B) and section
189(b)(1), an attainment
[[Page 63645]]
demonstration would be the empty set. EPA therefore believes that, in
the context of evaluating whether the contingency measure requirement
is suspended, because the SJV area is attaining the standard, the
attainment demonstration requirement would also be suspended for so
long as the area remains in attainment, had it not already been
approved.
As for the suspension of the RACM requirement, it does not have
significance in the context of the SJV, because, as the commenter
notes, BACM, which goes beyond RACM, has already been approved for the
SJV, and BACM would not be suspended by the determination of attainment
because as petitioner notes the BACM requirement is not tied to
attainment needs. Thus EPA need not further address whether the
requirement for RACM is suspended in accordance with the Clean Data
Policy.
Comment 4: The commenter alleges that EPA relies heavily on the
proposed redesignation of Weirton, West Virginia, to provide the
analysis for waiving the RFP requirements for PM-10 areas. The
requirements for PM-10 areas are found in CAA section 189(c)(1). The
commenter argues that EPA's analysis ignores the plain language of the
CAA. The commenter claims that the decisions in Our Children's Earth
Foundation v. EPA, No. 04-73032 (9th Cir. June 28, 2005) (Memorandum
Opinion) and Sierra Club v. EPA, 99 F.3d 1551, 1555 (10th Cir. 1996)
upheld EPA's interpretation based on the Court's finding of ambiguity
in the statutory language in sections 172(c)(1), (2), and (9) and
section 182(b)(1)(A)(I). The commenter asserts that, unlike those
provisions, the language of section 189(c)(1) is perfectly clear. The
commenter contends that milestones are to be set to show reasonable
further progress and an area is required to submit revisions
demonstrating that it has achieved those milestones every three years
until the area is ``redesignated.'' The commenter concludes that there
is no ambiguity and that appeals to policy objections cannot rewrite
clear language into something ambiguous.
The commenter adds that references in the Weirton notice to other
provisions in section 189 are unavailing. Section 189(c)(3) requires
areas that fail to achieve a milestone to submit revisions to assure
the next milestone will be met. The commenter asserts that this
obligation continues through the final milestone. Where there is ``no
next milestone'' the final revision must ensure that the area will
attain the NAAQS. The commenter states that nothing in these
requirements is internally inconsistent or prevents areas from
complying with the plain language of section 189(c)(2).
The commenter contends that arguments that this amounts to
``overcontrol'' are without merit. The commenter argues that a key
distinction between a finding of attainment and redesignation is that a
redesignation requires EPA to find that ``the improvement in air
quality is due to permanent and enforceable reductions in emissions.''
CAA section 107(d)(3)(E)(iii). The commenter argues that since EPA is
not making such a finding, it is rational for Congress to have insisted
that an area continue to reduce emissions until that showing can be
made and the area can be redesignated.
Response: EPA's interpretation does not ``waive'' requirements nor
does it ignore the plain language of the statute. With respect to RFP,
it has been EPA's longstanding interpretation that the general
provisions of part D, subpart 1 of the Act (sections 171 and 172) do
not require the submission of SIP revisions concerning RFP for areas
already attaining the ozone NAAQS. In the General Preamble, we stated:
[R]equirements for RFP will not apply in evaluating a request
for redesignation to attainment, since, at a minimum, the air
quality data for the area must show that the area has already
attained. A showing that the State will make RFP toward attainment
will, therefore, have no meaning at that point.
57 FR at 13564. EPA believes that the same reasoning applies to the PM-
10 provisions of part D, subpart 4.
Section 171(1) (section 7501 (1)) states that for purposes of part
D of title I, RFP ``means such annual incremental reductions in
emissions of the relevant air pollutant as are required by this part or
may reasonably be required by the Administrator for the purpose of
assuring attainment of the applicable national ambient air quality
standard by the applicable date.'' Thus, whether dealing with the
general RFP requirement of section 172(c)(2), the ozone-specific RFP
requirements of sections 182(b) and (c), or the specific RFP
requirements for PM-10 areas of part D, subpart 4, section 189(c)(1),
the stated purpose of RFP is to ensure progress towards attainment by
the applicable attainment date. Section 189(c)(1) states that:
Plan revisions demonstrating attainment submitted to the
Administrator for approval under this subpart shall contain
quantitative milestones which are to be achieved every 3 years until
the area is redesignated to attainment and which demonstrates
reasonable further progress, as defined in section 7501a(1) of this
title, toward attainment by the applicable date.
Although this section states that revisions shall contain milestones to
be achieved ``until the area is redesignated to attainment,'' it
further specifies that these are milestones that ``demonstrate
reasonable further progress, as defined in section 7501(1) of this
title, toward attainment by the attainment date.'' They are also to be
included in ``plan revisions demonstrating attainment.'' Thus such
milestones have the purpose of showing reasonable further progress
``toward attainment by the applicable date,'' as defined in section
171. It is therefore clear from the language of the statute that once
the area has attained the standard, no further milestones are necessary
or meaningful. By definition, the ``reasonable further progress''
provision requires only such reductions in emissions as are necessary
to attain the NAAQS by the attainment date. This interpretation is
supported by language in section 189(c)(3), which mandates that a state
that fails to achieve a milestone must submit a plan that assures that
the state achieve the next milestone or attain the NAAQS if there is no
next milestone. Section 189(c)(3) assumes that the requirement to
submit and achieve milestones does not continue after attainment of the
NAAQS. Thus, once attainment has been reached, there are no further
milestones to be achieved, even though the area has not yet been
redesignated to attainment, for so long as the area remains in
attainment. The commenter is therefore incorrect in asserting that
section 189(c)(1) is ``perfectly clear'' in requiring additional RFP
milestones after attainment has been reached.
In the General Preamble, we noted with respect to section 189(c)
that ``the purpose of the milestone requirement is to `provide for
emission reductions adequate to achieve the standards by the applicable
attainment date' (H.R. Rep. No. 490 101st Cong., 2d Sess. 267
(1990)).'' 57 FR 13539 (April 16, 1992). If an area has in fact
attained the standards, the stated purpose of the RFP requirement will
already have been fulfilled--the only milestones that are required are
those that demonstrate reasonable further progress toward attainment,
as defined by section 171. Thus we believe that it is a distinction
without a difference that section 189(c)(1) speaks of the RFP
requirement as one to be achieved until an area is ``redesignated to
attainment,'' as contrasted to section 172(c)(2), which is silent on
the period to which the requirement pertains, or the ozone
nonattainment area RFP requirements in
[[Page 63646]]
sections 182(b)(1) or 182(c)(2), which refer to the RFP requirements as
applying until the ``attainment date,'' since section 189(c)(1) makes
clear that the milestones that are to be achieved are those that
demonstrate RFP toward attainment by the applicable attainment date,
and since section 189(c)(1) defines RFP by reference to section 171(1)
of the Act. Reference to section 171(1) makes clear that, as with the
general RFP requirements in section 172(c)(2) and the ozone-specific
requirements of section 182(b)(1) and 182(c)(2), the PM-specific RFP
requirements may only be required ``for the purpose of ensuring
attainment of the applicable national ambient air quality standard by
the applicable date.'' 42 U.S.C. 7501(1). EPA interprets the RFP
requirements, in light of the language of section 189(c)(1) and the
definition of RFP in section 171(1) incorporated therein, to be a
requirement that no longer applies so long as the standard has been
attained.
Similarly, the requirements of section 189(c)(2) with respect to
milestones no longer apply so long as an area has attained the
standard. Section 189(c)(2) provides in relevant part that:
Not later than 90 days after the date on which a milestone
applicable to the area occurs, each State in which all or part of
such area is located shall submit to the Administrator a
demonstration * * * that the milestone has been met.
Where the area has attained the standard and there are no further
milestones, there is no further requirement to make a submission
showing that such milestones have been met. As noted above, this is
consistent with the position that EPA took with respect to the general
RFP requirement of section 172(c)(2) in the April 16, 1992 General
Preamble and also in the May 10, 1995 Seitz memorandum with respect to
the requirements of sections 182(b) and (c). In the May 10, 1995 Seitz
memorandum EPA also noted that section 182(g), the milestone
requirement of Subpart 2, which is analogous to provisions in section
189(c), is suspended upon a determination that an area has attained.
The memorandum, also citing additional provisions related to attainment
demonstration and RFP requirements, stated
Inasmuch as each of these requirements is linked with the
attainment demonstration or RFP requirements of section 182(b)(1) or
182(c)(2), if an area is not subject to the requirement to submit
the underlying attainment demonstration or RFP plan, it need not
submit the related SIP submission either.
1995 Seitz memorandum at 5.
That the requirements for redesignation of an area require EPA to
find that the improvement in air quality is due to permanent and
enforceable emission controls does not undermine EPA's interpretation
that when EPA determines an area is in attainment, the requirement for
further emission reductions beyond that necessary for attainment is
suspended for so long as the area remains in attainment. EPA does not
contend that a determination of attainment is equivalent to a
redesignation, which requires additional showings beyond the fact of
attainment before changing the designation of an area from
nonattainment to attainment. A determination of attainment merely
suspends certain requirements for so long as the area remains in
attainment. That permanent emission reductions are required for a
redesignation does not indicate that Congress intended an area to keep
reducing emissions beyond the attainment level until an area is
redesignated. There is no statutory support for the proposition that an
area must keep reducing emissions below the level needed for attainment
until that area is redesignated. EPA's construction of the statute
recognizes the public interest in reducing burdens on states and
sources within states associated with adopting and implementing
additional control measures that are no longer necessary to attain the
NAAQS. EPA has construed the statutory provisions as not requiring
certain additional emission reductions above and beyond what was needed
to attain the NAAQS.
EPA again notes that it has already approved a demonstration of
reasonable further progress for the SJV. In the context of considering
whether a determination of attainment suspends the contingency measures
requirement of section 172(c)(9), however, EPA concludes that the RFP
requirements of sections 172(c)(2) and 189(c) would also be suspended
for so long as the SJV remains in attainment, had they not already been
approved.
Comment 5: The commenter contends that contingency measures are
needed to ensure both reasonable further progress and attainment.
Waiver of the requirement for these measures in section 172(c))(9) was
premised on the argument that the RFP requirement of section 172(c)(2)
was tied to attainment and thus with an attainment finding there was no
longer a purpose for contingency measures. The commenter asserts that
because the RFP requirements of section 189(c)(2) cannot be waived for
PM-10 nonattainment areas, the contingency measure requirements of
section 172(c)(9) continue to have purpose. The commenter claims that
they are needed as interim, stop gap measures to protect public health
pending the SIP revisions required under section 189(c)(3). See 59 FR
42015.
Response: CAA Section 172(c)(9) provides that SIPs in nonattainment
areas:
Shall provide for the implementation of specific measures to be
undertaken if the area fails to make reasonable further progress, or
to attain the [NAAQS] by the attainment date applicable under this
part. Such measures shall be included in the plan revision as
contingency measures to take effect in any such case without further
action by the State [or EPA].
This requirement is referred to as ``the contingency measures''
requirement, and is inextricably tied to the attainment and reasonable
further progress requirements. Where sufficient progress has been made
based on existing controls so that an area has already achieved
attainment by the attainment date, it has no need to rely on
``contingency measures'' to come into attainment by the attainment
date, or to assure progress towards attainment.
We have thus interpreted the contingency measures requirement of
sections 172(c)(9) (and 182(c))(9) in subpart 2 of part D) as no longer
applying when an area has attained the standard because those
``contingency measures are directed at ensuring RFP and attainment by
the applicable date.'' 57 FR at 13564; May 10, 1995 Seitz memo at 5-6.
As explained at length in the responses to comments above and in the
memoranda and rulemakings cited above, the requirements for RFP and
attainment demonstrations no longer apply once an area has attained the
standard. Thus it follows that the requirement for contingency measures
to be triggered in the event RFP or attainment is not reached is also
suspended for as long as the area attains the standard. As EPA stated
in its Addendum to the General Preamble for Serious PM-10 Areas,
``[s]ection 172(c)(9) requires that SIP's provide for the
implementation of specific measures to be undertaken if the
Administrator finds that the nonattainment area has failed to make RFP
toward attainment or to attain the primary NAAQS by the applicable
statutory deadline.'' 59 FR 42014-42015 (August 16, 1994). Where the
area has attained the standards, as EPA has shown in responses to
comments above, the attainment demonstration requirements and RFP
requirement under section 189(c)(1) and (2) are suspended, and thus the
[[Page 63647]]
contingency measure requirements of section 172(c)(9) are also
suspended.
The commenter is incorrect in its assertion that the RFP provisions
under section 189 remain applicable despite a determination that the
area has attained the standards. As EPA has demonstrated in its
response to comment 4 above, once the area has attained the standards,
the RFP milestone requirements in section 189 are suspended for so long
as the area remains in attainment. Thus no contingency measures are
required to assure those requirements are met. Because EPA is
finalizing its determination that the SJV area has attained the
standards, it is also finalizing its determination that the requirement
for contingency measures under section 172(c)(9) is suspended for so
long as the area remains in attainment.
C. New Particulate Matter (PM) NAAQS
Comment 6: The commenter argues that the most troubling
implications of EPA's proposed finding is EPA's proposal to revoke the
PM-10 standards altogether and eliminate monitors in areas that are
found to be in attainment. The commenter contends that the
reasonableness of EPA's Clean Data Policy is premised in part on the
assurance of the Clean Air Act that EPA will eventually demonstrate
that air quality has been permanently resolved due to the controls
being implemented and that contingency measures will be in place as
part of a plan to maintain clean air once an area has been redesignated
to attainment. The commenter argues that under EPA's then current
proposal for coarse PM, these assurances will be eliminated. The
commenter states that EPA proposes to revoke the PM-10 standard
``everywhere except in areas where there is at least one monitor that
is located in an urbanized area with a minimum population of 100,000
people and that violates the 24-hour PM-10 standard based on the most
recent three years of data.'' 71 FR at 2674. The commenter further
states that, with the proposed attainment finding, EPA is making the
determination that the PM-10 standard will be revoked in the Valley
without the Act's protections. The commenter is also concerned about
the potential for EPA to refuse to consider data collected by monitors
in rural areas. The commenter believes that EPA should provide an
explanation as to why its determination is reasonable when there will
be no safety net to recover from the decision if EPA is wrong.
Response: The commenter's concerns are misplaced. First, EPA's
responses to comments above indicate that its decision is reasonable,
in accordance with its prior interpretations of the CAA, and in
accordance with the statute. EPA reiterates that a determination of
attainment results merely in a suspension of requirements for so long
as the area remains in attainment. If the area violates the standard,
then the requirements and protections of the Act again apply to ensure
that the area attains and makes reasonable further progress towards
attainment.
Second, as noted above, on September 21, 2006, the EPA
Administrator signed a final rulemaking which, among other things,
revoked only the annual PM-10 standard, but left intact the 24-hour PM-
10 NAAQS. The EPA did not finalize its proposal to revoke the 24-hour
PM-10 NAAQS. The final rulemaking did not revoke any designations under
the 24-hour PM-10 standard, and all requirements for the 24-hour
standard and all designations under that standard remain in place.
Based on the most recent three years of data, all areas that monitored
nonattainment for the annual standard also monitored nonattainment for
the 24-hour standard. Thus the commenter is incorrect in contending
that the determination of attainment would relieve the SJV of the
protections of the PM-10 NAAQS. Should EPA determine that the SJV
violates the 24-hour PM-10 NAAQS, it would again become subject to any
requirements that had been suspended during its period of attainment.
In addition, the area would still retain the incentive to be
redesignated to attainment for the 24-hour `PM-10 NAAQS in order to be
relieved of nonattainment NSR offset requirements and to avoid further
attainment planning requirements should the area monitor a violation of
the standard in the future, and the provisions for a maintenance plan
pursuant to CAA sections 107(d)(3)(E) and 175A would still apply to any
redesignation request. Thus these assurances of and motivation for
continued attainment are not eliminated, and the ``safety net'' cited
by the commenter remains in place.
The commenter also cites to a portion of the proposed rule on
Ambient Air Monitoring which discusses a five-part suitability test to
determine whether potential PM-10-2.5 monitoring sites were suitable
for comparison to the proposed NAAQs. 71 FR 2710, 2736 (January 17,
2006). In the final monitoring rule signed September 27, 2006 and
available at https://www.epa.gov/air/particles/actions.html, EPA is not
adopting the five-part suitability test or the proposed PM-10-2.5
monitoring network design. EPA had proposed the five-part suitability
test along with certain minimum monitoring requirements and monitor
placement criteria for the primary purpose of determining compliance
with the proposed PM-10-2.5 particulate NAAQS. EPA proposed as the
indicator for the NAAQS any ambient mix of PM-10-2.5 that is dominated
by resuspended dust from high-density traffic on paved roads and PM
generated by industrial sources and construction sources, but excluded
any ambient mix of PM-10-2.5 that is dominated by rural windblown dust
and soils and PM generated by agricultural and mining sources. The
proposed level for the PM-10-2.5 NAAQS was selected so as to be of
equal stringency to the 24 hour PM-10 NAAQS. However, in its recent
rule revising the NAAQS EPA stated that it is not adopting the proposed
PM-10-2.5 standard and instead, will be retaining the current 24 hour
PM-10 standard. Therefore, EPA also did not adopt the proposed PM-10-
2.5 monitoring network design, including the five-part suitability test
to which the commenter cites above. Thus the commenter's concerns about
this aspect of the rule have not been realized.
D. EPA Policy on Special Purpose Monitoring Data
Comment 7: The commenter states that EPA's use of an August 22,
1997 memorandum from John Seitz on the use of special purpose
monitoring data is based on an illogical reading and is an insufficient
substitution for a reasoned determination. The commenter states that
nothing in the CAA provides for this intermediate step of an attainment
determination to be made independently of a redesignation under CAA
section 107(d)(3)(E). The commenter contends that to the extent such a
determination can be defended, it is subject to the rational basis
standard of the Administrative Procedures Act. The commenter cites
language from the 1997 Seitz memorandum that discusses the types of
data EPA must consider before redesignating an area from nonattainment
to attainment and concludes that the Agency cannot reasonably ignore
data that falls short of specific part 58 requirements without
explaining why those requirements undermine the validity of the data.
Response: The commenter contends that an ``attainment determination
is a beast of EPA's own creation'' and that it must be defended on a
rational basis. In fact, attainment determinations have a basis in the
statute: see e.g., section
[[Page 63648]]
107(d)(3)(E)(i), as well as sections 179(c), 188(b)(2) and 181(b)(2),
but there is nothing that restricts EPA to making determinations of
attainment in the context solely of those provisions. Indeed, as noted
earlier, both the 9th and 10th U.S. Circuit Courts of Appeals have
upheld EPA's authority to make attainment determinations outside the
context of redesignation proceedings, and have also upheld EPA's
interpretation of the statutory consequences of such determinations.
Sierra Club v. EPA, 99 F.3d 1551 (10th Cir. 1996), Our Children's Earth
Foundation v. EPA, No. 04-73032 (9th Cir. June 28, 2005 (memorandum
opinion). Nothing in the Act compels EPA to wait until an area meets
all the requirements for redesignation before EPA makes a determination
that the area is in attainment with the standard with the effect that
the requirements for certain statutory provisions relating to
attainment are suspended by their own terms. Indeed, section 179(c) of
the Act requires EPA to make an attainment determination within six
months after an area's applicable attainment date whether or not EPA
has made a finding with respect to redesignation. EPA's interpretation
of the Act's provisions not to require, once attainment has been
reached, certain plan submissions whose purpose is to assure
attainment, is not at odds with the requirements for redesignation.
EPA's rationale for issuing attainment determinations is set forth at
length in the responses to comments on the Clean Data Policy, above. In
making determinations of attainment, which are subject to notice and
comment rulemaking, EPA is governed by the Clean Air Act and its
regulations.
Similarly, in identifying the data that should be considered in
making a determination of attainment, EPA is subject to regulatory
provisions that set forth criteria defining what constitutes an
adequate monitoring schedule, methodology, and quality assurance for
data that will justify reliance upon it. 40 CFR 58.14 applies to
Special Purpose Monitors (SPMs), and requires that if intended to be
used for purposes of demonstrating attainment or nonattainment, they
must meet the requirements for State and Local Air Monitoring Stations
(SLAMS) set forth in 40 CFR 58.13 and 58.22 as well as in appendices A
and E of part 58. While EPA cited to the Seitz memorandum in its
proposal, EPA is not, as commenters contend, hiding behind a non-
binding policy memorandum. Rather, that memorandum cited to the
regulations applicable to data from special purpose monitors intended
for use in attainment determinations. These regulations are designed to
ensure that the data is accurate and reliable enough to be the basis
for a formal determination as to whether an area has attained the
relevant standard. The 1997 Seitz memorandum states that ``[the] Agency
policy on the use of special purpose monitoring data for any regulatory
purpose, with the exception of fine particulate matter data (PM-2.5) is
that all quality assured and valid data meeting 40 CFR part 58
requirements must be considered within the regulatory process.'' 1997
Seitz memorandum at 1. EPA's regulations under 40 CFR part 58 provide
for quality assurance and control requirements to ensure that
regulatory decisions are based on reliable and accurate information.
Conversely, it follows that data that does not meet these quality
assurance criteria should not be considered, since basing regulatory
decisions on data that has not been shown to be reliable would not
further the public interest nor be consistent with EPA regulations on
special purpose monitors. See 40 CFR 58.14. As set forth below in other
responses to comments, EPA's decision to consider data from monitors
that meets quality assurance criteria and its concomitant decision to
exclude data that does not meet these criteria is based on its
regulations, has a rational basis, and is designed to result in
determinations that reflect accurate and reliable data.
Here, the data from certain SPMs did not meet the quality assurance
requirements of part 58, and therefore were not included for
consideration in the determination of attainment. If in the future
additional data that has been quality assured demonstrate that the area
is in fact not attaining the standard, EPA will withdraw its
determination of attainment. Until that time, there is no compelling
reason for EPA not to proceed with an attainment finding based on all
quality assured data where such data demonstrates that the SJV has
attained the PM-10 standard.
In EPA's Revisions to Ambient Air Monitoring Regulations, a final
rule signed on September 27, 2006, EPA issued revised regulations
concerning SPMs, and clarified that data from such monitors would not
be used for attainment/nonattainment determinations if the monitors had
not met the requirements of appendix A.
Section 58.20(b) of the revised regulation provides in part:
[a]ny SPM data collected by an air monitoring agency using a
Federal reference method(FRM), Federal equivalent method (FEM), or
approved regional method (ARM) must meet the requirements of section
58.11, section 58.12, and appendix A to this part or an approved
alternative to appendix A to this part * * *
Section 58.20 (c) provides that:
[a]ll data from an SPM using an FRM, FEM or ARM which has
operated for more than 24 months is eligible for comparison to the
relevant NAAQS, subject to the conditions of section 58.30, unless
the air monitoring agency demonstrates that the data came from a
particular period during which the requirements of appendix A or an
approved alternative, appendix C, or appendix E were not met in
practice.
Thus EPA's new monitoring regulations make plain that SPM data from a
period during which appendix A is not complied with are not eligible
for comparison to the NAAQS and EPA action in this case is consistent
with that requirement.
E. Adequacy of the SJV Monitoring Network
One commenter and numerous individual citizens raised a number of
issues regarding the adequacy of the PM-10 monitoring network in the
SJV. In a final rule approving the serious area PM-10 attainment plan
for the SJV, EPA evaluated the adequacy of this network and concluded
that it meets all applicable statutory and regulatory requirements and
is adequate to support the technical evaluation of the PM-10
nonattainment problem in the plan. 69 FR 30006, 30032-30033. EPA
supported this conclusion in a technical support document accompanying
the final rule, ``Evaluation of the Adequacy of the Monitoring Network
for the San Joaquin Valley, California for the Annual and 24-Hour PM-10
Standards''; Bob Pallarino, EPA Region 9, Air Division; September 22,
2003 (2003 TSD). Nevertheless, EPA responds below to the specific
comments raised regarding the network in connection with its proposed
attainment determination for the SJV.
Comment 8: The commenter states that CAA Section 110(a)(2)(B)
requires States to establish appropriate air monitoring networks and
that appendix D of 40 CFR part 58 identifies a minimum of six
objectives that a SLAMS network should be designed to meet, as well as
spatial representativeness criteria in developing the network. The
District fails to address all six criteria in its annual Monitoring
Network Reports (leaving out monitoring for regional pollutant
transport and for impacts on rural and remote places) and the existing
monitors represent only two of the six spatial
[[Page 63649]]
scales established in the regulations when three are required. Since
the District fails to meet these basic requirements, EPA should address
the adequacy of the monitoring network before making an attainment
determination, including whether system audits were conducted as
required by 40 CFR 58.2.5 (sic). EPA's only evaluation of the network
was in the 2003 TSD in which EPA identified several deficiencies in the
Valley's PM-10 monitoring network but signed off on the network in
spite of the deficiencies.
Response: Pollutant monitoring networks are designed to serve a
number of purposes. While the primary purpose of a monitoring network
is to determine an area's attainment status with regard to the NAAQS,
there are a variety of other purposes networks serve, including
determining maximum concentration locations; determining the
effectiveness of air pollution control programs; evaluating the effects
of air pollution levels on public health; tracking the progress of
SIPs; providing dispersion modeling support; developing responsible,
cost-effective control strategies; reconciling emission inventories;
and developing air quality trends.\5\
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\5\ ``SLAMS/NAMS/PAMS Network Review Guidance'' EPA-454/R-98/
003, March 1998, section 1.0.
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The six monitoring objectives \6\ in EPA's regulations were
developed to assist in designing monitoring networks to meet these
various objectives. Clearly, monitoring to ``determine the welfare-
related impacts in more rural and remote areas (such as visibility
impairment and effects on vegetation)'' or monitoring to assess
regional transport of pollution are not directly related to determining
whether or not an area is in attainment of the NAAQS. These are
important objectives in terms of maximizing the utility of the
monitoring network. However, when determining whether the SJV is
attaining the PM-10 NAAQS, it is more important to demonstrate that the
PM-10 network has monitors sited to capture the maximum concentrations
expected to occur in the Valley and the representative concentrations
of PM-10 throughout the area that the population of the SJV are
breathing. As discussed in the 2003 TSD, the SJV PM-10 SLAMS network
meets the two primary and most important objectives by siting most of
its monitors to assess representative concentrations in areas of high
population and monitoring in the area where the maximum PM-10
concentrations are expected to occur. Thus the fact that the District
did not address the two objectives above is not a significant factor in
determining whether the SJV is in attainment of the PM-10 NAAQS.
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\6\ The six monitoring objectives as discussed in 40 CFR part
58, appendix D, section 1 are (1) to determine highest
concentrations expected to occur in the area covered by the network;
(2) to determine representative concentrations in areas of high
population density; (3) to determine the impact on ambient pollution
levels of significant sources or source categories; (4) to determine
general background concentrations; (5) to determine the extent of
regional transport among populated areas; and in support of the
secondary standards; and (6) to determine the welfare-related
impacts in more rural and remote areas (such as visibility
impairment and effects on vegetation).
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The commenter states that EPA regulations at 40 CFR part 58,
appendix D, require networks to use at least three spatial scales \7\
in establishing a monitoring network. However, the regulations do not
in fact require the use of any minimum number of spatial scales for PM-
10 SLAMS or National Air Monitoring Station (NAMS) \8\ networks.
Section 1 of appendix D discusses the relationship between monitoring
objectives and spatial scales of representativeness. As our regulations
state in this section, ``[p]roper siting of a monitoring station
requires precise specification of the monitoring objective which
usually includes a desired spatial scale of representativeness.''
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\7\ See 40 CFR part 58, appendix D, section 1, for a discussion
of spatial scales and their applicability in monitoring network
design.
\8\ The NAMS area subset of the SLAMS ambient air quality
monitoring network.
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Table 1 of appendix D ``illustrates the four basic monitoring
objectives and the scales of representativeness that are generally most
appropriate for that objective.'' Emphasis added. Appendix D, section
1, table 1. It is clear from this language that EPA did not intend to
dictate specific spatial scales for each objective. However, it is
important to ensure that the spatial scale of the site is appropriate
for the monitoring objective that site is intended to meet. For
example, a site that is intended to represent typical population
exposure should be a neighborhood or urban scale site, not a microscale
site. While a microscale site can be used to monitor for highest
concentration, a middle or neighborhood scale site would also satisfy
this monitoring objective.\9\
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\9\ While Table 6 in 40 CFR part 58, appendix D, section 5 could
be interpreted to mean that three spatial scales are required for
PM-10 NAMS sites, EPA's purpose here was to summarize the spatial
scales which would be appropriate for NAMS sites, i.e. microscale,
middle scale, and neighborhood scale sites are appropriate scales
for PM-10 NAMS sites, but urban and regional scale sites are not.
This is because the objectives for NAMS sites are to monitor in
areas where the pollutant concentration and population exposure are
expected to be the highest. Furthermore, EPA's recently signed rule
revising the monitoring regulations at 40 CFR part 58, reiterates
EPA's intention that urban and regional scales are not appropriate
for PM-10 monitoring and the most important spatial scales for
monitoring PM-10 are the middle and neighborhood scales.
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With respect to the system audit programs described in 40 CFR part
58, appendix A, section 2.5, it is important to note that this type of
audit, commonly referred to as a technical system audit (TSA, is a
qualitative review of an agency's overall air monitoring operations
designed to determine whether what the monitoring organization says is
going to be performed in its quality management plan, quality assurance
project plan, and standard operating procedures are performed as
specified. A TSA is required to be ``on site'' in the sense of taking
place at the monitoring organization facilities, either at one or more
locations where monitoring activities are performed or where
monitoring-related documents and records are kept, but it need not
involve a visit to an actual monitoring site. When a discrepancy is
identified, EPA asks the monitoring organization to correct the
discrepancy and tracks the monitoring organization's efforts until the
correction is made. Significantly, EPA does not disqualify any data
already collected based on the results of a TSA, although the
monitoring organization in principle might do so itself. See ``Quality
Assurance Handbook for Air Pollutant Measurement Systems, Volume II,
Part 1, section 15 (EPA-454/R-98-004, August 1998) and ``EPA
Requirements for Quality Assurance Project Plans'' (EPA/240/B-01/003
March 2001) at B-4.
In contrast, the measurement quality checks described in appendix
A, sections 3.1, 3.2, 3.3 and 3.4, are quality control checks in which
quantitative data generated by quality control samplers or independent
standards are compared against the routine monitors operated by the air
monitoring agency in order to evaluate instrument performance or
laboratory procedures. Id. at B-3. When determining whether data
generated by air quality monitors can be considered to be valid and
accurate for the purpose of determining whether an area has attained
the NAAQS, measurement quality checks are critical.
As a mechanism for helping to ensure that data generated by air
quality monitors is valid and accurate and thus suitable for
determining whether an area has attained the NAAQS, it is the
measurement quality checks that are most important. These checks create
an incentive for continuous attention to
[[Page 63650]]
proper operation and maintenance of each monitor, can identify problems
with specific monitors so that the problems can be corrected, and
provide a basis for the monitoring organization to disqualify data
already collected if specific audit findings are found to be outside of
acceptable limits. EPA discusses these evaluations with respect to the
SJV monitoring network below in response to comment 13.
EPA Regional Offices are required by appendix A to perform TSAs of
State reporting organizations once every three years. A reporting
organization, as defined in 40 CFR part 58, appendix A, section 3.0.2,
is a State, subordinate organization within a State, or other
organization that is responsible for a set of stations that monitors
the same pollutant and for which data quality assessments can be
pooled. States must define one or more reporting organizations for each
pollutant such that each monitoring station in the State SLAMS network
is included in one, and only one, reporting organization.
California has designated four reporting organizations within the
State: CARB, the South Coast Air Quality Management District, the Bay
Area Air Quality Management District, and the San Diego Air Pollution
Control District. All other air quality districts in the State,
including the San Joaquin Valley Air Pollution Control District, are
included in the CARB reporting organization. CARB and the Districts in
its reporting organization represent one of the largest and most
experienced air quality reporting organizations in the nation.
EPA has audited certain aspects of the CARB monitoring program
recently. EPA's Office of Air Quality Planning and Standards (OAQPS)
performed measurement quality checks and TSAs of the CARB PM
laboratories in October 2002 and March 2004. These evaluations and
audits confirmed that the laboratories used by CARB and the San Joaquin
Valley Air Pollution Control District for we