Meetings of Humanities Panel, 62491-62492 [E6-17841]
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Federal Register / Vol. 71, No. 206 / Wednesday, October 25, 2006 / Notices
Signed at Washington, DC, this 13th day of
October 2006.
Linda G. Poole,
Certifying Officer, Division of Trade
Adjustment Assistance.
[FR Doc. E6–17863 Filed 10–24–06; 8:45 am]
BILLING CODE 4510–30–P
DEPARTMENT OF LABOR
Employment and Training
Administration
[TA–W–60,222]
Textile, Inc., Ronda, NC; Notice of
Termination of Investigation
Pursuant to Section 221 of the Trade
Act of 1974, as amended, an
investigation was initiated on October
10, 2006 in response to a petition filed
by a company official on behalf of
workers at Textile Inc., Ronda, North
Carolina. The workers at the subject
facility produce woven throw blankets.
The petitioner has requested that the
petition be withdrawn. Consequently,
the investigation has been terminated.
Richard Church,
Certifying Officer, Division of Trade
Adjustment Assistance.
[FR Doc. E6–17867 Filed 10–24–06; 8:45 am]
BILLING CODE 4510–30–P
DEPARTMENT OF LABOR
Employment and Training
Administration
[TA–W–60,156]
Thermo Electron RMSI, Environmental
Instruments Division, Santa Fe, NM;
Notice of Termination of Investigation
mstockstill on PROD1PC61 with NOTICES
Pursuant to Section 221 of the Trade
Act of 1974, as amended, an
investigation was initiated on
September 27, 2006 in response to a
petition filed by a company official on
behalf of workers at Thermo Electron
RMSI, Environmental Instruments
Division, Santa Fe, New Mexico.
The petitioner has requested that the
petition be withdrawn. Consequently,
the investigation has been terminated.
Signed at Washington, DC, this 17th day of
October 2006.
Linda G. Poole,
Certifying Officer, Division of Trade
Adjustment Assistance.
[FR Doc. E6–17864 Filed 10–24–06; 8:45 am]
BILLING CODE 4510–30–P
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THE NATIONAL FOUNDATION ON THE
ARTS AND THE HUMANITIES
Meetings of Humanities Panel
The National Endowment for
the Humanities.
ACTION: Notice of meetings.
AGENCY:
SUMMARY: Pursuant to the provisions of
the Federal AdvisoryCommittee Act
(Public Law 92–463, as amended),
notice is hereby given that the following
meetings of Humanities Panels will be
held at the Old Post Office, 1100
Pennsylvania Avenue, NW.,
Washington, DC 20506.
FOR FURTHER INFORMATION CONTACT:
Heather Gottry, Acting Advisory
Committee Management Officer,
National Endowment for the
Humanities, Washington, DC 20506;
telephone (202) 606–8322. Hearingimpaired individuals are advised that
information on this matter may be
obtained by contacting the
Endowment’s TDD terminal on (202)
606–8282.
SUPPLEMENTARY INFORMATION: The
proposed meetings are for the purpose
of panel review, discussion, evaluation
and recommendation on applications
for financial assistance under the
National Foundation on the Arts and the
Humanities Act of 1965, as amended,
including discussion of information
given in confidence to the agency by the
grant applicants. Because the proposed
meetings will consider information that
is likely to disclose trade secrets and
commercial or financial information
obtained from a person and privileged
or confidential and/or information of a
personal nature the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy, pursuant
to authority granted me by the
Chairman’s Delegation of Authority to
Close Advisory Committee meetings,
dated July 19, 1993, I have determined
that these meetings will be closed to the
public pursuant to subsections (c) (4),
and (6) of section 552b of Title 5, United
States Code.
1. Date: November 2, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review
applications for Literature, submitted to
the Division of Preservation and Access
at the July 25, 2006 deadline.
2. Date: November 2, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review
applications for Humanities Projects in
Museums and Historical Organizations,
submitted to the Division of Public
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62491
Programs at the September 12, 2006
deadline.
3. Date: November 6, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review
applications for Humanities Projects in
Museums and Historical Organizations,
submitted to the Division of Public
Programs at the September 12, 2006
deadline.
4. Date: November 7, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review
applications for World Studies II,
submitted to the Division of
Preservation and Access at the July 25,
2006 deadline.
5. Date: November 8, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review
applications for Humanities Projects in
Libraries/Special Projects, submitted to
the Division of Public Programs at the
September 12, 2006 deadline.
6. Date: November 9, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review
applications for Humanities Projects in
Museums and Historical Organizations,
submitted to the Division of Public
Programs at the September 12, 2006
deadline.
7. Date: November 28, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review
applications for Visual Art/Architecture,
submitted to the Division of
Preservation and Access at the July 25,
2006 deadline.
8. Date: November 29, 2006.
Time: 9 a.m. to 5 p.m.
Room: 315.
Program: This meeting will review
applications for Faculty Humanities
Workshops, submitted to the Division of
Education Programs at the September
15, 2006 deadline.
9. Date: November 30, 2006.
Time: 9 a.m. to 5 p.m.
Room: 315.
Program: This meeting will review
applications for Faculty Humanities
Workshops, submitted to the Division of
Education Programs at the September
15, 2006 deadline.
10. Date: November 30, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review
applications for American Studies,
submitted to the Division of
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62492
Federal Register / Vol. 71, No. 206 / Wednesday, October 25, 2006 / Notices
Preservation and Access at the July 25,
2006 deadline.
the most significant aspects of such
statements.
Heather Gottry,
Acting Advisory Committee Management
Officer.
[FR Doc. E6–17841 Filed 10–24–06; 8:45 am]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 7536–01–P
1. Purpose
The Exchange has a long-standing
business policy, which describes the
circumstances under which specialists
may charge members and member
organizations a commission for
executing orders. Until recently, this
policy had been posted on the
Exchange’s Web site so that both
members and the investing public could
know the types of orders for which they
could be charged a specialist
commission. According to the
Exchange, the policy has been removed
from the Web site since as a business
policy it was not enforceable as a rule
of the Exchange, which caused
confusion among members and the
public. The Exchange therefore
proposes to codify in Amex Rule 154 its
policy regarding the types of equity
orders for which specialists can charge
a commission. The Exchange believes
that codifying this business policy in a
rule would allow the policy to be
enforceable across all specialist firms;
would provide consistency and clarity
to all members and the public that
orders sent to the Amex would not be
subject to excessive or arbitrary costs;
and would preserve the cost
competitiveness of the Exchange. The
proposed rule, as described more fully
below, would apply to equity securities
only.
The Exchange proposes to codify in
new subparagraph (b) to Amex Rule 154
its policies regarding situations where
specialists may charge a commission for
trades that are executed in whole or in
part. Proposed Amex Rule 154(b) would
prohibit specialists from charging a
commission on off-floor orders that are
electronically delivered to the specialist
except in cases of orders that require
special handling by the specialist or the
specialist provides a service. The
proposed rule would prohibit specialists
from billing for electronically delivered
orders that are executed automatically
by the Exchange’s order processing
facilities upon receipt. Orders executed
on an opening or reopening would not
be ‘‘billable.’’ In addition, proposed
Amex Rule 154(b) would reference
Amex Rule 152(c), which prohibits
specialists from charging a commission
where they act as principal in the
execution of an order entrusted to them
as agent. The proposed rule also would
set forth the types of orders specialists
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54618; File No. SR–Amex–
2006–98]
Self-Regulatory Organizations;
American Stock Exchange LLC; Notice
of Filing of Proposed Rule Change
Relating to the Codification of
Exchange Policy Regarding Specialist
Commissions
October 18, 2006.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
4, 2006, the American Stock Exchange
LLC ( ‘‘Amex’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Amex Rule 154 to codify policies
regarding specialist commissions. The
text of the proposed rule change is
available on the Exchange’s Web site
(https://www.amex.com), at the
Exchange’s Office of the Secretary, and
at the Commission’s Public Reference
Room.
mstockstill on PROD1PC61 with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
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would be allowed (but not required) to
bill a commission.
In general, ‘‘routine’’ orders are not
subject to specialist commissions, while
orders that require special handling or
for which the specialist provides a
service may be subject to a commission.
Thus, proposed Amex Rule 154(b)
would provide that specialists may (but
are not required to) bill for limit orders
that remain on the book for more than
two minutes,3 market on close or limit
on close orders, tick sensitive orders
(e.g., an order to sell short in a security
subject to the Commission’s ‘‘tick-test’’),
orders for non-regular way settlement,
stop or stop limit orders, orders stopped
at one price and executed at a better
price, fill-or-kill, and immediate-orcancel orders, and orders for the
account of a competing market maker.
Specialist commissions increase the
cost of doing business on the Exchange.
The Exchange believes that these
increased costs weaken the Exchange’s
competitive position relative to other
markets as other markets do not need to
compete as aggressively with the
Exchange to cut their prices to investors.
The Exchange consequently believes
that the proposed rule would benefit
investors if implemented and would
strengthen the Exchange’s competitive
position.
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the Act
and the rules and regulations under the
Act applicable to a national securities
exchange and, in particular, the
requirements of section 6(b) of the Act.4
Specifically, the Exchange believes the
proposed rule change is consistent with
the requirements of section 6(b)(5) of the
Act 5 that the rules of an exchange be
designed to promote just and equitable
principles of trade, to prevent
fraudulent and manipulative acts and
practices, and, in general, to protect
investors and the public interest. In
addition, the Exchange believes that the
proposed rule change is consistent with
the provisions of section 6(b)(4) of the
Act,6 which requires that the rules of an
exchange provide for the equitable
allocation of reasonable dues, fees, and
other charges among its members and
3 According to the Exchange, the NYSE’s rules are
similarto the Exchange’s policy in this area. NYSE
Rule 123B(b)(1) and Supplementary Material .10
generally prohibit NYSE specialists from charging
a commission on orders sent to them electronically
unless the order remains on the book for more than
five minutes.
4 15 U.S.C. 78f(b).
5 15 U.S.C. 78f(b)(5).
6 15 U.S.C. 78f(b)(4).
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Agencies
[Federal Register Volume 71, Number 206 (Wednesday, October 25, 2006)]
[Notices]
[Pages 62491-62492]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-17841]
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THE NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES
Meetings of Humanities Panel
AGENCY: The National Endowment for the Humanities.
ACTION: Notice of meetings.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the provisions of the Federal AdvisoryCommittee
Act (Public Law 92-463, as amended), notice is hereby given that the
following meetings of Humanities Panels will be held at the Old Post
Office, 1100 Pennsylvania Avenue, NW., Washington, DC 20506.
FOR FURTHER INFORMATION CONTACT: Heather Gottry, Acting Advisory
Committee Management Officer, National Endowment for the Humanities,
Washington, DC 20506; telephone (202) 606-8322. Hearing-impaired
individuals are advised that information on this matter may be obtained
by contacting the Endowment's TDD terminal on (202) 606-8282.
SUPPLEMENTARY INFORMATION: The proposed meetings are for the purpose of
panel review, discussion, evaluation and recommendation on applications
for financial assistance under the National Foundation on the Arts and
the Humanities Act of 1965, as amended, including discussion of
information given in confidence to the agency by the grant applicants.
Because the proposed meetings will consider information that is likely
to disclose trade secrets and commercial or financial information
obtained from a person and privileged or confidential and/or
information of a personal nature the disclosure of which would
constitute a clearly unwarranted invasion of personal privacy, pursuant
to authority granted me by the Chairman's Delegation of Authority to
Close Advisory Committee meetings, dated July 19, 1993, I have
determined that these meetings will be closed to the public pursuant to
subsections (c) (4), and (6) of section 552b of Title 5, United States
Code.
1. Date: November 2, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review applications for Literature,
submitted to the Division of Preservation and Access at the July 25,
2006 deadline.
2. Date: November 2, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review applications for Humanities
Projects in Museums and Historical Organizations, submitted to the
Division of Public Programs at the September 12, 2006 deadline.
3. Date: November 6, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review applications for Humanities
Projects in Museums and Historical Organizations, submitted to the
Division of Public Programs at the September 12, 2006 deadline.
4. Date: November 7, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review applications for World Studies
II, submitted to the Division of Preservation and Access at the July
25, 2006 deadline.
5. Date: November 8, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review applications for Humanities
Projects in Libraries/Special Projects, submitted to the Division of
Public Programs at the September 12, 2006 deadline.
6. Date: November 9, 2006.
Time: 8:30 a.m. to 5:30 p.m.
Room: 421.
Program: This meeting will review applications for Humanities
Projects in Museums and Historical Organizations, submitted to the
Division of Public Programs at the September 12, 2006 deadline.
7. Date: November 28, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review applications for Visual Art/
Architecture, submitted to the Division of Preservation and Access at
the July 25, 2006 deadline.
8. Date: November 29, 2006.
Time: 9 a.m. to 5 p.m.
Room: 315.
Program: This meeting will review applications for Faculty
Humanities Workshops, submitted to the Division of Education Programs
at the September 15, 2006 deadline.
9. Date: November 30, 2006.
Time: 9 a.m. to 5 p.m.
Room: 315.
Program: This meeting will review applications for Faculty
Humanities Workshops, submitted to the Division of Education Programs
at the September 15, 2006 deadline.
10. Date: November 30, 2006.
Time: 9 a.m. to 5 p.m.
Room: 415.
Program: This meeting will review applications for American
Studies, submitted to the Division of
[[Page 62492]]
Preservation and Access at the July 25, 2006 deadline.
Heather Gottry,
Acting Advisory Committee Management Officer.
[FR Doc. E6-17841 Filed 10-24-06; 8:45 am]
BILLING CODE 7536-01-P