Charter Service Negotiated Rulemaking Advisory Committee, 60460 [E6-16939]
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60460
Federal Register / Vol. 71, No. 198 / Friday, October 13, 2006 / Proposed Rules
(B) A description of the criteria
pursuant to which it will so operate the
pool;
(ii) Complies with paragraph (c) of
this section; and
(iii) Provides to each existing
participant in a pool that the person
elects to operate as described in
paragraph (a)(3) or (a)(4) of this section
a right to redeem the participant’s
interest in the pool, and informs each
such participant of that right no later
than the time the person commences to
operate the pool as described in
paragraph (a)(3) or (a)(4) of this section.
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8. In § 4.14, introductory text of
paragraph (a) and introductory text of
paragraph (a)(8) is republished and
paragraph (a)(8)(iii)(A) introductory text
and paragraphs (a)(8)(iii)(A)(3), (B) and
(D) are revised to read as follows:
§ 4.14 Exemption from registration as a
commodity trading advisor.
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(a) A person is not required to register
under the Act as a commodity trading
advisor if:
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(8) It is a registered as an investment
adviser under the Investment Advisers
Act of 1940 or with the applicable
securities regulatory agency of any
State, or it is exempt from such
registration, or it is excluded from the
definition of the term ‘‘investment
adviser’’ pursuant to the provisions of
section 202(a)(2) and 202(a)(11) of the
Investment Advisers Act of 1940,
Provided, That:
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(iii)(A) A person who desires to claim
the relief from registration provided by
this § 4.14(a)(8) must file electronically
a notice of exemption from commodity
trading advisor registration with the
National Futures Association through its
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electronic exemption filing system. The
notice must:
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(3) Be filed by a representative duly
authorized to bind the person.
(B) The person must file the notice by
no later than the time it delivers an
advisory agreement for the trading
program pursuant to which it will offer
commodity interest advice to a client;
Provided, That where the advisor is
registered with the Commission as a
commodity trading advisor, it must
notify its clients in written
communication physically delivered or
delivered through electronic
transmission that it intends to withdraw
from registration and claim the
exemption and must provide each such
client with a right to terminate its
advisory agreement prior to the person
filing a notice of exemption from
registration.
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(D) Each person who has filed a notice
of exemption from registration under
this section must, in the event that any
of the information contained or
representations made in the notice
becomes inaccurate or incomplete,
amend the notice electronically through
National Futures Association’s
electronic exemption filing system as
may be necessary to render the notice
accurate and complete. This amendment
must be filed within 15 business days
after the trading advisor becomes aware
of the occurrence of such event.
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
49 CFR Part 604
[Docket No. FTA–2005–22657]
RIN 2132–AA85
Charter Service Negotiated
Rulemaking Advisory Committee
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of meeting location and
time of the meeting.
AGENCY:
SUMMARY: This notice lists the location
and time of the next Charter Bus
Negotiated Rulemaking Advisory
Committee (CBNRAC) meeting.
DATES: Effective Date: October 13, 2006.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Martineau, Attorney-Advisor,
Office of the Chief Counsel, Federal
Transit Administration, 202–366–1936
(elizabeth.martineau@dot.gov). Her
mailing address at the Federal Transit
Administration is 400 Seventh Street,
SW., Room 9316, Washington, DC
20590.
SUPPLEMENTARY INFORMATION:
Meeting Location
Department of Transportation, 400
Seventh Street, SW., Room 6244,
Washington, DC 20590.
Meeting Time
October 25th, 9 a.m.–4:30 p.m.
October 26th, 8:30 a.m.–4 p.m.
Issued in Washington, DC, on October 6,
2006 by the Commission.
Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. E6–16947 Filed 10–12–06; 8:45 am]
Issued this 6th day of October, 2006, in
Washington, DC.
James S. Simpson,
Administrator.
[FR Doc. E6–16939 Filed 10–12–06; 8:45 am]
BILLING CODE 6351–01–P
BILLING CODE 4910–13–P
PO 00000
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[Federal Register Volume 71, Number 198 (Friday, October 13, 2006)]
[Proposed Rules]
[Page 60460]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-16939]
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
49 CFR Part 604
[Docket No. FTA-2005-22657]
RIN 2132-AA85
Charter Service Negotiated Rulemaking Advisory Committee
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of meeting location and time of the meeting.
-----------------------------------------------------------------------
SUMMARY: This notice lists the location and time of the next Charter
Bus Negotiated Rulemaking Advisory Committee (CBNRAC) meeting.
DATES: Effective Date: October 13, 2006.
FOR FURTHER INFORMATION CONTACT: Elizabeth Martineau, Attorney-Advisor,
Office of the Chief Counsel, Federal Transit Administration, 202-366-
1936 (elizabeth.martineau@dot.gov). Her mailing address at the Federal
Transit Administration is 400 Seventh Street, SW., Room 9316,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Meeting Location
Department of Transportation, 400 Seventh Street, SW., Room 6244,
Washington, DC 20590.
Meeting Time
October 25th, 9 a.m.-4:30 p.m.
October 26th, 8:30 a.m.-4 p.m.
Issued this 6th day of October, 2006, in Washington, DC.
James S. Simpson,
Administrator.
[FR Doc. E6-16939 Filed 10-12-06; 8:45 am]
BILLING CODE 4910-13-P
