Charter Service Negotiated Rulemaking Advisory Committee, 60460 [E6-16939]

Download as PDF 60460 Federal Register / Vol. 71, No. 198 / Friday, October 13, 2006 / Proposed Rules (B) A description of the criteria pursuant to which it will so operate the pool; (ii) Complies with paragraph (c) of this section; and (iii) Provides to each existing participant in a pool that the person elects to operate as described in paragraph (a)(3) or (a)(4) of this section a right to redeem the participant’s interest in the pool, and informs each such participant of that right no later than the time the person commences to operate the pool as described in paragraph (a)(3) or (a)(4) of this section. * * * * * 8. In § 4.14, introductory text of paragraph (a) and introductory text of paragraph (a)(8) is republished and paragraph (a)(8)(iii)(A) introductory text and paragraphs (a)(8)(iii)(A)(3), (B) and (D) are revised to read as follows: § 4.14 Exemption from registration as a commodity trading advisor. * * * * (a) A person is not required to register under the Act as a commodity trading advisor if: * * * * * (8) It is a registered as an investment adviser under the Investment Advisers Act of 1940 or with the applicable securities regulatory agency of any State, or it is exempt from such registration, or it is excluded from the definition of the term ‘‘investment adviser’’ pursuant to the provisions of section 202(a)(2) and 202(a)(11) of the Investment Advisers Act of 1940, Provided, That: * * * * * (iii)(A) A person who desires to claim the relief from registration provided by this § 4.14(a)(8) must file electronically a notice of exemption from commodity trading advisor registration with the National Futures Association through its mstockstill on PROD1PC61 with PROPOSALS * VerDate Aug<31>2005 14:51 Oct 12, 2006 Jkt 211001 electronic exemption filing system. The notice must: * * * * * (3) Be filed by a representative duly authorized to bind the person. (B) The person must file the notice by no later than the time it delivers an advisory agreement for the trading program pursuant to which it will offer commodity interest advice to a client; Provided, That where the advisor is registered with the Commission as a commodity trading advisor, it must notify its clients in written communication physically delivered or delivered through electronic transmission that it intends to withdraw from registration and claim the exemption and must provide each such client with a right to terminate its advisory agreement prior to the person filing a notice of exemption from registration. * * * * * (D) Each person who has filed a notice of exemption from registration under this section must, in the event that any of the information contained or representations made in the notice becomes inaccurate or incomplete, amend the notice electronically through National Futures Association’s electronic exemption filing system as may be necessary to render the notice accurate and complete. This amendment must be filed within 15 business days after the trading advisor becomes aware of the occurrence of such event. * * * * * DEPARTMENT OF TRANSPORTATION Federal Transit Administration 49 CFR Part 604 [Docket No. FTA–2005–22657] RIN 2132–AA85 Charter Service Negotiated Rulemaking Advisory Committee Federal Transit Administration (FTA), DOT. ACTION: Notice of meeting location and time of the meeting. AGENCY: SUMMARY: This notice lists the location and time of the next Charter Bus Negotiated Rulemaking Advisory Committee (CBNRAC) meeting. DATES: Effective Date: October 13, 2006. FOR FURTHER INFORMATION CONTACT: Elizabeth Martineau, Attorney-Advisor, Office of the Chief Counsel, Federal Transit Administration, 202–366–1936 (elizabeth.martineau@dot.gov). Her mailing address at the Federal Transit Administration is 400 Seventh Street, SW., Room 9316, Washington, DC 20590. SUPPLEMENTARY INFORMATION: Meeting Location Department of Transportation, 400 Seventh Street, SW., Room 6244, Washington, DC 20590. Meeting Time October 25th, 9 a.m.–4:30 p.m. October 26th, 8:30 a.m.–4 p.m. Issued in Washington, DC, on October 6, 2006 by the Commission. Eileen A. Donovan, Acting Secretary of the Commission. [FR Doc. E6–16947 Filed 10–12–06; 8:45 am] Issued this 6th day of October, 2006, in Washington, DC. James S. Simpson, Administrator. [FR Doc. E6–16939 Filed 10–12–06; 8:45 am] BILLING CODE 6351–01–P BILLING CODE 4910–13–P PO 00000 Frm 00022 Fmt 4702 Sfmt 4702 E:\FR\FM\13OCP1.SGM 13OCP1

Agencies

[Federal Register Volume 71, Number 198 (Friday, October 13, 2006)]
[Proposed Rules]
[Page 60460]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-16939]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration

49 CFR Part 604

[Docket No. FTA-2005-22657]
RIN 2132-AA85


Charter Service Negotiated Rulemaking Advisory Committee

AGENCY: Federal Transit Administration (FTA), DOT.

ACTION: Notice of meeting location and time of the meeting.

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SUMMARY: This notice lists the location and time of the next Charter 
Bus Negotiated Rulemaking Advisory Committee (CBNRAC) meeting.

DATES: Effective Date: October 13, 2006.

FOR FURTHER INFORMATION CONTACT: Elizabeth Martineau, Attorney-Advisor, 
Office of the Chief Counsel, Federal Transit Administration, 202-366-
1936 (elizabeth.martineau@dot.gov). Her mailing address at the Federal 
Transit Administration is 400 Seventh Street, SW., Room 9316, 
Washington, DC 20590.

SUPPLEMENTARY INFORMATION:

Meeting Location

    Department of Transportation, 400 Seventh Street, SW., Room 6244, 
Washington, DC 20590.

Meeting Time

    October 25th, 9 a.m.-4:30 p.m.
    October 26th, 8:30 a.m.-4 p.m.

    Issued this 6th day of October, 2006, in Washington, DC.
James S. Simpson,
Administrator.
[FR Doc. E6-16939 Filed 10-12-06; 8:45 am]
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