Critical Energy Infrastructure Information, 58325-58330 [E6-15822]
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Federal Register / Vol. 71, No. 191 / Tuesday, October 3, 2006 / Proposed Rules
Compliance
(e) You are responsible for having the
actions required by this AD performed within
the compliance times specified, unless the
actions have already been done.
Repetitive Measurements
(f) At the applicable times specified in
Tables 1, 2, and 3 of paragraph 1.E.,
‘‘Compliance,’’ of Boeing Special Attention
Service Bulletin 777–27–0062, dated July 18,
2006, except as provided by paragraph (i) of
this AD: Measure the freeplay of the right and
left elevators, rudder, and rudder tab; and do
all related investigative and corrective
actions before further flight; by
accomplishing all the actions specified in
Parts 1, 3, and 5 of the Accomplishment
Instructions of Boeing Special Attention
Service Bulletin 777–27–0062, dated July 18,
2006, as applicable. Repeat the
measurements and related investigative and
corrective actions thereafter at the interval
specified in Table 1, 2, or 3 of the service
bulletin, as applicable.
Repetitive Lubrications
(g) At the applicable times specified in
Tables 1, 2, and 3 of paragraph 1.E.,
‘‘Compliance,’’ of Boeing Special Attention
Service Bulletin 777–27–0062, dated July 18,
2006, except as provided by paragraph (i) of
this AD: Lubricate the elevator components,
rudder components, and rudder tab
components, by accomplishing all the actions
specified Parts 2, 4, and 6 of the
Accomplishment Instructions of Boeing
Special Attention Service Bulletin 777–27–
0062, dated July 18, 2006, as applicable.
Repeat the lubrications thereafter at the
interval specified in Table 1, 2, or 3 of the
service bulletin, as applicable.
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Concurrent Compliance Times
(h) If a freeplay measurement of a specified
part required by paragraph (f) of this AD and
a lubrication of the same part required by
paragraph (g) of this AD are due at the same
time or will be accomplished during the
same maintenance visit, the freeplay
measurement and all related investigative
and corrective actions must be done before
the lubrication is accomplished.
Exceptions to Compliance Times
(i) Where Boeing Special Attention Service
Bulletin 777–27–0062, dated July 18, 2006,
recommends an initial compliance threshold
of ‘‘Within 36 months after the date on this
service bulletin’’ for Parts 1, 3, and 5 of the
service bulletin, this AD requires an initial
compliance threshold of ‘‘within 36 months
after the effective date of this AD.’’ Where
Boeing Special Attention Service Bulletin
777–27–0062, dated July 18, 2006,
recommends an initial compliance threshold
of ‘‘Within 16 months after the date on this
service bulletin’’ for Parts 2, 4, and 6 of the
service bulletin, this AD requires an initial
compliance threshold of ‘‘within 16 months
after the effective date of this AD.’’
Alternative Methods of Compliance
(AMOCs)
(j)(1) The Manager, Seattle Aircraft
Certification Office (ACO), FAA, has the
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authority to approve AMOCs for this AD, if
requested in accordance with the procedures
found in 14 CFR 39.19.
(2) Before using any AMOC approved in
accordance with § 39.19 on any airplane to
which the AMOC applies, notify the
appropriate principal inspector in the FAA
Flight Standards Certificate Holding District
Office.
(3) An AMOC that provides an acceptable
level of safety may be used for any repair
required by this AD, if it is approved by an
Authorized Representative for the Boeing
Commercial Airplanes Delegation Option
Authorization Organization who has been
authorized by the Manager, Seattle ACO, to
make those findings. For a repair method to
be approved, the repair must meet the
certification basis of the airplane, and the
approval must specifically refer to this AD.
Issued in Renton, Washington, on
September 26, 2006.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E6–16307 Filed 10–2–06; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. RM06–23–000]
Critical Energy Infrastructure
Information
Issued September 21, 2006.
Federal Energy Regulatory
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: The Federal Energy
Regulatory Commission is proposing to
revise its regulations to: Allow an
annual certification for repeat requesters
of Critical Energy Infrastructure
Information (CEII); allow an authorized
representative to file an executed nondisclosure agreement; make the
Freedom of Information Act (FOIA), 5
U.S.C. 552 (2000) fee schedule
applicable to CEII requests; provide CEII
appeal rights that are compatible with
FOIA appeal rights; grant landowners
the right to obtain alignment sheets
directly from Commission staff; and
abolish the non-Internet public category
of information. This notice of proposed
rulemaking also seeks comments on the
CEII portions of various forms and
reports submitted to the Commission.
The proposed rule offers a more
efficient process for handling CEII
requests and provides submitters of CEII
with guidance on what materials the
Commission accepts as containing CEII.
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Comments are due November 2,
2006. Reply Comments are due
November 17, 2006.
ADDRESSES: You may submit comments,
identified by Docket No. RM06–23–000,
by one of the following methods:
• Agency Web site: https://ferc.gov.
Follow the instructions for submitting
comments via the eFiling link found in
the Comment Procedures Section of the
preamble.
• Mail: Commenters unable to file
comments electronically must mail or
hand deliver an original and 14 copies
of their comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426. Please refer to
the Comment Procedures Section of the
preamble for additional information on
how to file paper comments.
FOR FURTHER INFORMATION CONTACT:
Teresina A. Stasko, Office of the General
Counsel, GC–13, Federal Energy
Regulatory Commission, 888 First
Street, NE., Washington, DC 20426;
202–502–8317.
SUPPLEMENTARY INFORMATION:
DATES:
Introduction
18 CFR Part 388
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1. In the three years since the issuance
of Order No. 630, the Commission has
continually monitored and evaluated
the effectiveness of the Critical Energy
Infrastructure Information (CEII)
process. Critical Energy Infrastructure
Information, Order No. 630, 68 FR 9857
(Mar. 3, 2003), FERC Stats. & Regs.
¶ 31,140 (2003); order on reh’g, Order
No. 630–A, 68 FR 46456 (Aug. 6, 2003),
FERC Stats. & Regs. ¶ 31,147 (2003). The
most recent review indicates that
changes are needed to assure the rules
work in the manner intended. As
explained below, the Commission seeks
comments on: (1) Revisions to its
regulations regarding CEII requests; (2)
the limited portions of various forms
and reports the Commission now
defines as containing CEII; and (3) its
proposal to abolish the non-Internet
public (NIP) designation. In a final rule
and notice of regulatory changes issued
concurrently with this notice of
proposed rulemaking, the Commission:
(1) Makes the following changes to its
regulations (a) the definition of CEII is
clarified, and (b) requesters are required
to submit executed non-disclosure
agreements (NDA) with their requests;
(2) provides notice that, for CEII
requests, the notice and opportunity to
comment on a request will be combined
with the notice of release; and (3)
reiterates its requirement that submitters
segregate CEII from other information
and file as CEII only information which
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truly warrants being kept from public
access.
2. The proposed rule (1) offers a more
efficient process for handling CEII
requests and (2) provides submitters
with guidance on what materials the
Commission accepts as containing CEII.
Background
3. The Commission began its efforts
with respect to CEII shortly after the
attacks of September 11, 2001. See
Statement of Policy on Treatment of
Previously Public Documents, 66 FR
52917 (Oct. 18, 2001), 97 FERC ¶ 61,130
(2001). The Commission’s initial step
was to remove from its public files and
Internet page documents such as
oversized maps that were likely to
contain detailed specifications of
facilities licensed or certified by the
Commission, directing the public to
request such information pursuant to
the Freedom of Information Act (FOIA)
process detailed in 5 U.S.C. 552 (2000)
and in the Commission’s regulations at
18 CFR 388.108 (2001). In September
2002, the Commission issued a notice of
proposed rulemaking regarding CEII,
which proposed an expanded definition
of CEII to include detailed information
about proposed facilities as well as
those already licensed or certificated by
the Commission. Notice of Rulemaking
and Revised Statement of Policy, 67 FR
57994 (Sept. 13, 2002); FERC Stats. &
Regs. ¶ 32,564 (2002). The Commission
issued its final rule on CEII on February
21, 2003, defining CEII to include
information about proposed facilities,
and to exclude information that simply
identified the location of the
infrastructure. Order No. 630, 68 FR
9857, FERC Stats. & Regs. ¶ 31,140.
After receiving a request for rehearing
on Order No. 630, the Commission
issued Order No. 630–A on July 23,
2003, denying the request for rehearing,
but amending the rule in several
respects. Order No. 630–A, 68 FR 46456,
FERC Stats. & Regs. ¶ 31,147.
Specifically, the order on rehearing
made several minor procedural changes
and clarifications, added a reference in
the regulation regarding the filing of NIP
information, a term first described in
Order No. 630, and added the
aforementioned commitment to review
the effectiveness of the new process
after six months. Also on July 23, 2003,
the Commission issued Order No. 643,
which revised the Commission’s
regulations to require companies to
make certain information available
directly to the public under certain
circumstances. These revisions were
necessary to conform the regulations to
Order No. 630. Order No. 643, 68 FR
52089, FERC Stats. & Regs. ¶ 31,149
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(2003). In Order No. 662, the
Commission modified its CEII
regulations to ease the burden on agents
of owners or operators of energy
facilities that are seeking CEII relating to
the owner/operator’s own facility. The
rule also simplified Federal agencies’
access to CEII. Order No. 662, 70 FR
37031, FERC Stats. & Regs. ¶ 31,189
(2005).
Proposed Revisions to Regulations
A. Section 388.113—Accessing Critical
Energy Infrastructure Information
4. The Commission proposes to revise
§ 388.113 of its regulations to allow an
annual certification for repeat
requesters, i.e., repeat requesters would
not be required to file a new nondisclosure agreement (NDA) with each
subsequent request. The current
regulation sets forth a process where a
requester provides to the CEII
Coordinator detailed information about
the requester and his or her need for the
information, which the CEII Coordinator
uses in determining whether to release
the information. The proposed
regulation would provide that a
requester provide such detailed
information with an initial request.
Once the CEII Coordinator determines
that the requester does not pose a
security risk, the requester would not
have to provide such detailed
information with subsequent requests
during the calendar year. This would
decrease the processing time of requests
as Commission staff would not have to
verify the requester with subsequent
requests. It is important to note that the
CEII Coordinator would continue to
carefully consider submitters’ responses
that identify security risks associated
with releasing CEII to particular
requesters.
5. With each subsequent request, the
requester would still be required to
provide detailed information as to why
he or she needs the information. Such
need would be implicated, for example,
if the requester is an intervener in a
proceeding or a landowner affected by
a proposed facility. Such individuals
may require access to information in
order to participate meaningfully in the
proceeding. The requester would also be
required to attest that the information
supplied with an initial request has not
changed.
6. The Commission also proposes to
revise § 388.113 of its regulations to
allow an authorized representative of an
organization to execute an NDA on
behalf of all that organization’s
employees. The Commission would
verify an organization and require that
the organization verify its own users. In
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the event of an unauthorized disclosure
of CEII by a member or employee of the
organization, the Commission will hold
the authorized representative and the
entity accountable and take all action
available to the Commission to deal
with the violation. Repeat requests
would be subject to the annual
certification described above.
7. The Commission further proposes
to revise § 388.113 of its regulations to
include a fee provision. Commission
staff currently expends valuable time
and resources searching, reviewing, and
copying documents responsive to CEII
requests. The current regulations would
be modified to follow the fee schedule
used for FOIA requests.
8. Another regulatory change the
Commission proposes is to revise 18
CFR § 388.113(d)(3)(ii). Currently, the
CEII Coordinator, or his or her designee,
issues a delegated order in response to
a CEII request. Section 388.113(d)(3)(ii)
provides that this decision is subject to
rehearing pursuant to § 375.713 of the
Commission’s regulations. The
Commission proposes that CEII
determinations no longer be subject to
rehearing. As explained below, CEII
requests would be processed in a
manner similar to other requests for
non-public information.
9. The September 11, 2001 attacks
prompted the Commission to remove
from easy public access previously
public documents that detail the
specifications of proposed or existing
energy facilities licensed or certificated
by the Commission. Before the attacks,
the Commission was never faced with
such security issues. Therefore, in these
early days of CEII, the Commission
sought to reconcile its regulatory
responsibilities under its enabling
statutes and Federal environmental laws
with the need to protect the safety and
well being of American citizens from
attacks on our nation’s energy
infrastructure. To that end, the
Commission allowed the CEII
Coordinator, or her designee, to make
CEII determinations by delegated orders,
which are subject to rehearing.
10. In light of over three years
experience processing CEII requests, the
Commission now finds that CEII
determinations need not be made by
delegated orders. In making this
determination, the Commission is in no
way compromising the security of the
information or unduly restricting the
public access to it.
11. Under existing procedures, a
request for rehearing concerning a CEII
determination is reviewed by the entire
Commission and is then subject to
review by the appropriate appellate
court. See 18 CFR 385.713 (2006). Other
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than CEII requests, when the
Commission makes a determination
regarding the release of non-public
information, it is not subject to
rehearing. For example, by statute,
when the agency informs a requester of
non-public information, i.e. a FOIA
requester, of the reason(s) for
withholding information, the requester
is limited to filing an administrative
appeal to the Commission’s General
Counsel, with no right to a Commission
rehearing. This promotes judicial
economy and preserves Commission
resources. If the requester is dissatisfied
with the General Counsel’s
determination, the requester must seek
a de novo review in a U.S. District Court
prior to going before an appellate court.
18 CFR 388.108(c)(1), 388.110 (2006).
12. The Commission emphasizes that
CEII, like other non-public documents,
is maintained in the Commission’s nonpublic files pursuant to § 388.107 of its
regulations. The Commission’s
determination to place CEII or other
non-public information in its nonpublic files or to release such
information need not be done by a
Commission order which allows the
right to rehearing. Rather, a release of
CEII should be processed similarly to
the release of other non-public
information specified in § 388.107 of its
regulations. Therefore, the Commission
proposes that the CEII Coordinator, or
her designee, issue a letter providing
notice of a determination to grant or
deny a CEII request. As CEII by
definition is exempt from release under
the FOIA, the Commission’s
determination to release CEII is a
voluntary one that is analogous to a
discretionary release under the FOIA.
Accordingly, a dissatisfied CEII
requester may seek the information
pursuant to the FOIA and may
ultimately pursue a remedy in district
court pursuant to the court’s jurisdiction
under the FOIA. A dissatisfied
submitter may seek injunctive relief
similar to that sought in a reverse FOIA
action.1 Thus, even though the
Commission would no longer subject
CEII determinations to rehearing,
comparable administrative and judicial
remedies remain available.
13. In revised § 388.113(d), the
Commission proposes to grant access to
alignment sheets filed pursuant to
1 The Court of Appeals for the District of
Columbia Circuit has defined a ‘‘reverse’’ FOIA
action as one in which the ‘‘submitter of
information—usually a corporation or other
business entity’’ that has supplied an agency with
‘‘data on its policies, operations or products—seeks
to prevent the agency that collected the information
from revealing it to a third party in response to the
latter’s FOIA request.’’ CNA Fin. Corp. v. Donovan,
830 F.2d 1132, 1133 n.1 (D.C. Cir. 1987).
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§ 380.12(3) of the Commission’s
regulations to landowners for the route
across or in the vicinity of their
property. Such landowners would be
able to obtain alignment sheets from the
CEII Coordinator without submitting an
NDA. Thus, landowners will not be
restricted from discussing the
information shown in the detailed
alignment sheets with others even
though the detailed alignment sheets are
CEII. The Commission encourages
landowners to first request this
information from applicants.
B. Section 388.112—Requests for
Special Treatment of Documents
Submitted to the Commission
14. By way of background, in Order
No. 630, the Commission explained that
it considers the following types of gas
and hydropower location information
outside the definition of CEII: (1) USGS
7.5-minutes topographic maps showing
the location of pipelines, dams, or other
aboveground facilities; (2) alignment
sheets showing the location of pipeline
and aboveground facilities, right of way
dimensions, and extra work areas; (3)
drawings showing site or project
boundaries, footprints, building
locations and reservoir extent; and (4)
general location maps. In order to
alleviate concerns about making this
information so easily available, the
Commission instructed filers to
segregate this non-CEII location
information into a separate volume or
appendix, clearly label it NIP, and
submit it with instructions that it not be
placed on the Internet. The information
remained, and still remains, publicly
available through the Public Reference
Room.
15. The NIP designation has resulted
in much confusion, with many
individuals utilizing the CEII or the
FOIA procedures in an effort to obtain
NIP information. The Commission
proposes to abolish the NIP designation.
The Commission has concluded that
there is little to be gained by protecting
information that can be gleaned from a
visual inspection of the facility, or that
is otherwise easily attainable from other
sources, such as the United States
Geological Survey or commercial
mapping firms. See 67 FR 57994, 58000.
Most of the information designated as
NIP is readily available on the Internet.
For companies that currently file maps
showing simply the location of pipeline
and aboveground facilities as NIP, they
would file these documents as public.
For companies that file detailed
alignment sheets pursuant to
§ 380.12(c)(3) of the Commission’s
regulation, they would all be filed as
CEII. We note that this proposed change
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58327
would be prospective and any
documents currently filed as NIP would
retain that designation.
Proposed Revisions to CEII Designation
for Information Collected
16. The CEII process was not intended
as a mechanism for companies to
withhold from public access
information that does not pose a risk of
attack on the energy infrastructure.
Therefore, in an effort to achieve proper
designation while avoiding misuse of
the CEII designation, the Commission
requires submitters to segregate public
information from CEII and to file as CEII
only information which truly warrants
being kept from ready public access. To
this end, the Commission emphasizes
that the Commission’s regulation at 18
CFR 388.112(b)(1) requires that
submitters provide a justification for
CEII treatment. The way to properly
justify CEII treatment is by describing
the information for which CEII
treatment is requested and explaining
the legal justification for such treatment.
17. The Commission retains its
concern for CEII filing abuses and will
take action against applicants or parties
who knowingly misfile information as
CEII, including rejection of an
application where information is
mislabeled as CEII. The Commission
offers the following proposals on how
various types of documents should be
filed. We note that these proposals are
for prospective filings. All documents
currently filed at the Commission will
retain their current designations. The
Commission directs the Director of the
Office of External Affairs to post on the
Commission’s Web site, from time to
time, clarifying guidelines regarding
CEII.
A. Guidelines for Filing Resource Report
13
18. These proposed guidelines
provide instructions on how to file
Resource Report 13. In the
Commission’s experience, Resource
Report 13 contains public information,
CEII, and privileged information. It is
imperative that the information
submitted be filed in its proper
designation. Pursuant to 388.112(b) of
the Commission’s regulations, these
designations must be clearly labeled and
filed as separate volumes. The
Commission emphasizes that submitters
must segregate public information, CEII,
and privileged information and file
them in separate volumes. Further,
submitters must only file as CEII or
privileged information which truly
warrants exemption from ready public
access.
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1. Public
19. The filing of Resource Report 13
should include a public volume for
posting on eLibrary. In general,
narratives such as descriptions of
facilities and processes are public.
However, if there are specific
engineering details or design details of
a critical infrastructure in narrative
form, the information may be CEII or
privileged. Examples of public aspects
of Resource Report 13 include design,
engineering, and operating
philosophies, as well as general
descriptions of hazard detection and
control.
2. CEII
20. Only limited information meets
the CEII category and should be filed as
such. CEII only includes specific
engineering and detailed design
information about liquefied natural gas
facilities, components, tanks, and
systems. Examples of CEII include:
Detailed piping and instrumentation
diagrams; equipment and tank detail
drawings; and detailed hazard detection
and control location specifics.
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3. Privileged
21. In general, manufacturer’s
proprietary or business confidential
design information, and cultural
resource reports are examples of
privileged documents. Privileged
documents are generally documents that
are exempt from release pursuant to an
act of Congress. For example, cultural
resources may be exempt from release
pursuant to the National Historic
Preservation Act and should be filed as
privileged. Also, material which a
submitter can justify as exempt from
public release pursuant to FOIA
exemption 4 should be filed under this
criterion. In order to qualify for
Exemption 4 protection, the information
must be (1) commercial or financial, (2)
obtained from a person, and (3)
privileged or confidential. Generally, in
order to be ‘‘confidential’’ for purposes
of Exemption 4, disclosure of the
information must either impair the
government’s ability to obtain similar
information in the future, or cause
substantial harm to the competitive
position of the submitter of the
information. See National Parks &
Conservation Ass’n v. Morton, 498 F.2d
765, 770 (D.C. Cir. 1974).
B. Guidelines for Filing Natural Gas
Pipeline Flow Diagrams and Associated
Information
22. These proposed guidelines
provide instructions on how to file
natural gas pipeline flow diagrams and
associated information including the
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diagrams filed in Exhibits G and G–1 of
pipeline certificate applications, Exhibit
V of abandonment applications, FERC
Form 567, and other flow diagrams
submitted for the analysis of gas
pipeline applications.
23. In general, natural gas pipeline
flow diagrams are considered CEII.
However, supporting information
submitted with these flow diagrams
often contains information that should
be public. In the Commission’s
experience, information filed with the
flow diagrams contains public
information, CEII, and privileged
information. Again, it is crucial that the
information submitted be filed in its
proper designation and in separate,
clearly labeled volumes. See 18 CFR
388.112(b) (2006).
1. Public
24. In general, narratives such as
descriptions of facilities and processes
are public. However, if there are specific
engineering details and design details of
a critical infrastructure in narrative
form, the information may be CEII or
privileged. Examples of public
information include design
assumptions, engineering and operating
philosophies, most design specifications
of equipment and pipelines, and
narrative descriptions of pipeline
operations.
2. CEII
25. CEII only includes specific
engineering and detailed design
information about pipeline facilities,
components, and equipment. Examples
of CEII include detailed natural gas flow
diagrams filed in Exhibits G and G–1 of
pipeline certificate applications, Exhibit
V of abandonment applications, and
FERC Form No. 567. Also, pipeline
computer simulation models may be
considered CEII unless they contain
proprietary or business confidential
information, in which case they should
be filed as privileged.
3. Privileged
26. In general, documents containing
manufacturer’s proprietary or business
confidential design information are
examples of privileged documents.
Material which a submitter can justify
as exempt from public release pursuant
to FOIA exemption 4 should be filed
under this criterion.
C. Guidelines for Filing Documents
Pertaining to the Commission’s Division
of Dam Safety and Inspections
27. These proposed guidelines
provide further instructions on how to
file documents relating to hydropower
projects with the Commission’s Division
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of Dam Safety and Inspections (D2SI).
Some D2SI documents contain only
public information and some only CEII.
In general, D2SI documents are not filed
with a claim of privilege.
1. Public
28. In general, narratives such as
descriptions of facilities and processes
are public. However, if there are specific
engineering details and design details of
a critical infrastructure in narrative
form, the information may be CEII or
privileged. Examples of public
information include general design,
engineering, and operating
philosophies.
2. CEII
29. Only limited information meets
this category and should be filed as
CEII. CEII only includes engineering,
security, and detailed design
information about proposed or existing
critical infrastructure. Examples of CEII
include detailed drawings and
specifications, numerical analyses in
inspection reports, dam safety and
technical reports, emergency action
plans, hazard classification,
construction design reports, public
safety plans, and extreme event reports.
D. Guidelines for Filing Documents
Pertaining to the Commission’s Division
of Hydropower Licensing
30. These proposed guidelines
provide further instructions on how to
file documents relating to applications
to license hydropower projects with the
Commission’s Division of Hydropower
Licensing (DHL). In hydropower
licensing, only Exhibit F is considered
to be CEII material. Exhibit F consists of
design drawings of critical energy
infrastructure information and a
Supporting Design Report. Exhibit F is
contained in applications for
hydropower licenses. All other DHL
documents contain only public
information. In general, DHL documents
are not filed with a claim of privilege.
E. Guidelines for Filing FERC Form 715
Annual Transmission Planning and
Evaluation Report
31. These proposed guidelines
provide further instructions on how to
file parts of the FERC Form 715, Annual
Transmission Planning and Evaluation
Report (Form 715). The Form 715 is
comprised of the following parts: Part 1,
Identification and Certification; Part 2,
Power Flow Base Cases; Part 3,
Transmitting Utility Maps and
Diagrams; Part 4, Transmission Planning
Reliability Criteria; Part 5, Transmission
Planning Assessment Practices; and Part
6, Evaluation of Transmission System
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Performance. Some parts of the Form
715 contain public information and
some contain CEII. In general, Form 715
does not contain privileged information.
nature and therefore falls under this
exception; consequently, no
environmental consideration is
necessary.
1. Public
32. In general, narratives such as
descriptions of facilities and processes
are public. The information found in
Part 1 contains the filer’s identification
and contact information. This
information should be filed publicly.
Similarly, Parts 4 and 5 contain generic
criteria used in evaluating and testing
the filer’s system. This generic
information does not qualify as CEII and
should be filed publicly.
Regulatory Flexibility Act Certification
2. CEII
33. CEII only includes engineering,
security, and detailed design
information about proposed or existing
infrastructure. Information in Part 2
provides an electrical model and
analysis of the filer’s actual
transmission system. Part 3 provides
detailed one-line diagrams and
geographic location and identification of
all system components. Part 6 provides
details of potential weaknesses of the
filer’s transmission system including
possible solutions. These three parts
contain CEII and should be filed as
such.
ycherry on PROD1PC64 with PROPOSALS
Information Collection Statement
34. The Office of Management and
Budget’s (OMB’s) regulations require
that OMB approve certain information
collection requirements imposed by
agency rule. See 5 CFR 1320.12 (2006).
This notice of proposed rulemaking
does not impose any additional
information collection requirements.
Therefore, the information collection
regulations do not apply to this final
rule.
Environmental Analysis
35. The Commission is required to
prepare an Environmental Assessment
or an Environmental Impact Statement
for any action that may have a
significant adverse effect on the human
environment. Order No. 486,
Regulations Implementing the National
Environmental Policy Act, 52 FR 47897
(Dec. 17, 1987), FERC Stats. & Regs.
Preambles 1986–1990 ¶ 30,783 (1987).
The Commission has categorically
excluded certain actions from this
requirement as not having a significant
effect on the human environment.
Included in the exclusions are rules that
are clarifying, corrective, or procedural
or that do not substantially change the
effect of the regulations being amended.
18 CFR 380.4(a)(2)(ii). This notice of
proposed rulemaking is procedural in
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36. The Regulatory Flexibility Act of
1980 (RFA) requires rulemakings to
contain either a description and analysis
of the effect that the rule will have on
small entities or a certification that the
rule will not have a significant
economic impact on a substantial
number of small entities.2 Most
companies to which the rules proposed
herein would apply, if finalized, would
not fall within the RFA’s definition of
small entity.3 Consequently, the rules
proposed herein, if finalized, will not
have a ‘‘significant economic impact on
a substantial number of small entities.’’
Public Comments
37. The Commission invites interested
persons to submit comments on the
matters and issues proposed in this
notice to be adopted, including any
related matters or alternative proposals
that commenters may wish to discuss.
Comments are due on or before
November 2, 2006. Comments must
refer to Docket No. RM06–23–000, and
must include the commenter’s name,
the organization he or she represents, if
applicable, and his or her address.
38. Comments may be filed
electronically via the eFiling link on the
Commission’s Web site at https://
www.ferc.gov. The Commission accepts
most standard word processing formats,
and commenters may attach additional
files with supporting information in
certain other file formats. Commenters
filing electronically do not need to make
a paper filing. Commenters who are not
able to file comments electronically
must send an original and 14 copies of
their comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426.
25
U.S.C. 603 (2000).
U.S.C. 601(3)(2000), citing to section 3 of the
Small Business Act, 15 U.S.C. 632 (2000). Section
3 of the Small Business Act defines a ‘‘small
business concern’’ as a business that is
independently owned and operated and that is not
dominant in its field of operation. 15 U.S.C. 632
(2000). The Small Business Size Standards
component of the North American Industry
Classification System (NAICS) defines, for example,
a small electric utility as one that, including its
affiliates, is primarily engaged in the generation,
transmission, and/or distribution of electric energy
for sale and whose total electric output for the
preceding fiscal year did not exceed four million
MWh. NAICS defines a natural gas pipeline
company as one that transports natural gas and
whose annual receipts (total income plus cost of
goods sold) did not exceed $6.5 million dollars for
the preceding year. 13 CFR 121.201.
35
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58329
39. All comments will be placed in
the Commission’s public files and may
be viewed, printed, or downloaded
remotely as described in the Document
Availability section below. Commenters
on this notice of proposed rulemaking
are not required to serve copies of their
comments on other commenters.
Document Availability
40. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and/or print the contents of this
document via the Internet through
FERC’s Home Page (https://www.ferc.gov)
and in FERC’s Public Reference Room
during normal business hours (8:30 a.m.
to 5 p.m. eastern time) at 888 First
Street, NE., Room 2A, Washington DC
20426.
41. From FERC’s Home Page on the
Internet, this information is available in
the Commission’s document
management system, eLibrary. The full
text of this document is available on
eLibrary in PDF and Microsoft Word
format for viewing, printing, and/or
downloading. To access this document
in eLibrary, type the docket number
excluding the last three digits of this
document in the docket number field.
42. User assistance is available for
eLibrary and the FERC’s Web site during
normal business hours. For assistance,
please contact FERC Online Support at
1–866–208–3676 (toll free) or 202–502–
6652 (e-mail at
FERCOnlineSupport@FERC.gov), or the
Public Reference Room at 202–502–
8371, TTY 202–502–8659 (e-mail at
public.referenceroom@ferc.gov).
List of subjects in 18 CFR Part 388
Confidential business information;
Freedom of information.
By direction of the Commission.
Magalie R. Salas,
Secretary.
In consideration of the foregoing, the
Commission proposes to amend Part
388, Chapter I, Title 18, Code of Federal
Regulations, as follows:
PART 388—INFORMATION AND
REQUESTS
1. The authority citation for part 388
continues to read as follows:
Authority: 5 U.S.C. 301–305, 551, 552 (as
amended), 553–557; 42 U.S.C. 7101–7352.
2. Revise § 388.109(b) introductory
text to read as follows:
§ 388.109
Fees for record requests.
*
*
*
*
*
(b) Fees for records not available
through the Public Reference Room
E:\FR\FM\03OCP1.SGM
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Federal Register / Vol. 71, No. 191 / Tuesday, October 3, 2006 / Proposed Rules
(FOIA or CEII requests). The cost of
duplication of records not available in
the Public Reference Room will depend
on the number of documents requested,
the time necessary to locate the
documents requested, and the category
of the persons requesting the records.
The procedures for appeal of requests
for fee waiver or reduction are provided
in § 388.110.
*
*
*
*
*
3. In § 388.112, paragraph (a)(3) is
removed and paragraph (b) is revised to
read as follows:
§ 388.112 Requests for special treatment
of documents submitted to the
Commission.
*
*
*
*
*
(b) Procedures. A person claiming that
information warrants special treatment
as CEII or privileged must file:
(1) A written statement requesting
CEII or privileged treatment for some or
all of the information in a document,
and the justification for special
treatment of the information; and
(2) The following, as applicable:
(i) An original plus the requisite
number of copies of the public volume
filed and marked in accordance with
instructions issued by the Secretary;
(ii) An original plus two copies of the
CEII volume, if any, filed and marked in
accordance with instructions issued by
the Secretary; and
(iii) An original only of the privileged
volume, if any, filed and marked in
accordance with instructions issued by
the Secretary.
*
*
*
*
*
4. Amend § 388.113 by redesignating
paragraph (d)(3) as paragraph (d)(4), by
adding new paragraph (d)(3), revising
redesignated paragraphs (d)(4)(i) and
(d)(4)(ii), redesignating paragraph
(d)(4)(iii) as paragraph (d)(4)(iv), and
adding new paragraphs (d)(4)(iii) and (e)
to read as follows:
§ 388.113 Accessing critical energy
infrastructure information.
ycherry on PROD1PC64 with PROPOSALS
*
*
*
*
*
(d) * * *
(3) A landowner whose property is
crossed by or in the vicinity of a project
may received detailed alignment sheets
containing CEII directly from the CEII
Coordinator without submitting a nondisclosure agreement as outlined in
paragraph (d)(4) of this section. A
landowner must provide the CEII
Coordinator with proof of his or her
property interest in the vicinity of a
project.
(4) * * *
(i) File a signed, written request with
the Commission’s CEII Coordinator. The
request must contain the following:
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Requester’s name (including any other
name(s) which the requester has used
and the dates the requester used such
name(s)), date and place of birth, title,
address, and telephone number; the
name, address, and telephone number of
the person or entity on whose behalf the
information is requested; a detailed
statement explaining the particular need
for and intended use of the information;
and a statement as to the requester’s
willingness to adhere to limitations on
the use and disclosure of the
information requested. Unless otherwise
provided in paragraph (d)(3) of this
section, a requester must also file an
executed non-disclosure agreement. A
requester is also requested to include
his or her social security number for
identification purposes. A requester
who seeks the information on behalf of
all employees of an organization should
clearly state that the information is
sought for the organization, that the
requester is authorized to seek the
information on behalf of the
organization, and that the requester
agrees to be bound by a non-disclosure
agreement which will be applied to all
individuals who access to the CEII.
(ii) Once the request is received, the
CEII Coordinator will determine if the
information is CEII, and, if it is, whether
to release the CEII to the requester. The
CEII Coordinator will balance the
requester’s need for the information
against the sensitivity of the
information. If the requester is
determined to be eligible to receive the
information requested, the CEII
Coordinator will determine what
conditions, if any, to place on release of
the information.
(iii) Once a CEII requester has been
verified by Commission staff as a
legitimate requester who does not pose
a security risk, his or her verification
will be valid for the remainder of that
calendar year. Such a requester is not
required to provide detailed information
about himself with subsequent requests
during the calendar year. The requester
also is not required to file an NDA with
subsequent requests during the calendar
year.
*
*
*
*
*
(e) Fees for processing CEII requests
will be determined in accordance with
§ 388.109.
[FR Doc. E6–15822 Filed 10–2–06; 8:45 am]
BILLING CODE 6717–01–P
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DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 110
[CGD08–06–026]
RIN 1625–AA01
Anchorage Regulations; Sabine Pass
Channel, Sabine Pass, TX
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
SUMMARY: The Coast Guard proposes to
amend the anchorage regulations for the
Sabine Pass Channel, Sabine Pass, TX
anchorage in order to improve
navigation safety for vessels entering
and exiting Cheniere Energy’s Liquefied
Natural Gas terminal. This proposed
rule would reduce the overall size of the
existing anchorage.
DATES: Comments and related material
must reach the Coast Guard on or before
December 4, 2006.
ADDRESSES: You may mail comments
and related material to Commander,
Eighth Coast Guard District (dpw), Hale
Boggs Federal Bldg., 500 Poydras Street,
New Orleans, LA 70130–3396, Attn:
Doug Blakemore. The Eighth Coast
Guard District Commander maintains
the public docket for this rulemaking.
Comments and material received from
the public, as well as documents
indicated in this preamble as being
available in the docket, will become part
of this docket and will be available for
inspection or copying at Eighth Coast
Guard District (dpw), Hale Boggs
Federal Bldg., 500 Poydras Street, New
Orleans, LA 70130 between 8 a.m. and
4 p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Doug Blakemore, Waterways
Management Branch for the Eighth
Coast Guard District Commander, Hale
Boggs Federal Bldg., 500 Poydras Street,
New Orleans, LA 70130, telephone (504)
671–2109.
SUPPLEMENTARY INFORMATION:
Request for Comments
We encourage you to participate in
this rulemaking by submitting
comments and related material. If you
do so, please include your name and
address, identify the docket number for
this rulemaking [CGD08–06–026],
indicate the specific section of this
document to which each comment
applies, and give the reason for each
comment. Please submit all comments
and related material in an unbound
format, no larger than 81⁄2 by 11 inches,
E:\FR\FM\03OCP1.SGM
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Agencies
[Federal Register Volume 71, Number 191 (Tuesday, October 3, 2006)]
[Proposed Rules]
[Pages 58325-58330]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-15822]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Part 388
[Docket No. RM06-23-000]
Critical Energy Infrastructure Information
Issued September 21, 2006.
AGENCY: Federal Energy Regulatory Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission is proposing to
revise its regulations to: Allow an annual certification for repeat
requesters of Critical Energy Infrastructure Information (CEII); allow
an authorized representative to file an executed non-disclosure
agreement; make the Freedom of Information Act (FOIA), 5 U.S.C. 552
(2000) fee schedule applicable to CEII requests; provide CEII appeal
rights that are compatible with FOIA appeal rights; grant landowners
the right to obtain alignment sheets directly from Commission staff;
and abolish the non-Internet public category of information. This
notice of proposed rulemaking also seeks comments on the CEII portions
of various forms and reports submitted to the Commission. The proposed
rule offers a more efficient process for handling CEII requests and
provides submitters of CEII with guidance on what materials the
Commission accepts as containing CEII.
DATES: Comments are due November 2, 2006. Reply Comments are due
November 17, 2006.
ADDRESSES: You may submit comments, identified by Docket No. RM06-23-
000, by one of the following methods:
Agency Web site: https://ferc.gov. Follow the instructions
for submitting comments via the eFiling link found in the Comment
Procedures Section of the preamble.
Mail: Commenters unable to file comments electronically
must mail or hand deliver an original and 14 copies of their comments
to: Federal Energy Regulatory Commission, Secretary of the Commission,
888 First Street, NE., Washington, DC 20426. Please refer to the
Comment Procedures Section of the preamble for additional information
on how to file paper comments.
FOR FURTHER INFORMATION CONTACT: Teresina A. Stasko, Office of the
General Counsel, GC-13, Federal Energy Regulatory Commission, 888 First
Street, NE., Washington, DC 20426; 202-502-8317.
SUPPLEMENTARY INFORMATION:
Introduction
1. In the three years since the issuance of Order No. 630, the
Commission has continually monitored and evaluated the effectiveness of
the Critical Energy Infrastructure Information (CEII) process. Critical
Energy Infrastructure Information, Order No. 630, 68 FR 9857 (Mar. 3,
2003), FERC Stats. & Regs. ] 31,140 (2003); order on reh'g, Order No.
630-A, 68 FR 46456 (Aug. 6, 2003), FERC Stats. & Regs. ] 31,147 (2003).
The most recent review indicates that changes are needed to assure the
rules work in the manner intended. As explained below, the Commission
seeks comments on: (1) Revisions to its regulations regarding CEII
requests; (2) the limited portions of various forms and reports the
Commission now defines as containing CEII; and (3) its proposal to
abolish the non-Internet public (NIP) designation. In a final rule and
notice of regulatory changes issued concurrently with this notice of
proposed rulemaking, the Commission: (1) Makes the following changes to
its regulations (a) the definition of CEII is clarified, and (b)
requesters are required to submit executed non-disclosure agreements
(NDA) with their requests; (2) provides notice that, for CEII requests,
the notice and opportunity to comment on a request will be combined
with the notice of release; and (3) reiterates its requirement that
submitters segregate CEII from other information and file as CEII only
information which
[[Page 58326]]
truly warrants being kept from public access.
2. The proposed rule (1) offers a more efficient process for
handling CEII requests and (2) provides submitters with guidance on
what materials the Commission accepts as containing CEII.
Background
3. The Commission began its efforts with respect to CEII shortly
after the attacks of September 11, 2001. See Statement of Policy on
Treatment of Previously Public Documents, 66 FR 52917 (Oct. 18, 2001),
97 FERC ] 61,130 (2001). The Commission's initial step was to remove
from its public files and Internet page documents such as oversized
maps that were likely to contain detailed specifications of facilities
licensed or certified by the Commission, directing the public to
request such information pursuant to the Freedom of Information Act
(FOIA) process detailed in 5 U.S.C. 552 (2000) and in the Commission's
regulations at 18 CFR 388.108 (2001). In September 2002, the Commission
issued a notice of proposed rulemaking regarding CEII, which proposed
an expanded definition of CEII to include detailed information about
proposed facilities as well as those already licensed or certificated
by the Commission. Notice of Rulemaking and Revised Statement of
Policy, 67 FR 57994 (Sept. 13, 2002); FERC Stats. & Regs. ] 32,564
(2002). The Commission issued its final rule on CEII on February 21,
2003, defining CEII to include information about proposed facilities,
and to exclude information that simply identified the location of the
infrastructure. Order No. 630, 68 FR 9857, FERC Stats. & Regs. ]
31,140. After receiving a request for rehearing on Order No. 630, the
Commission issued Order No. 630-A on July 23, 2003, denying the request
for rehearing, but amending the rule in several respects. Order No.
630-A, 68 FR 46456, FERC Stats. & Regs. ] 31,147. Specifically, the
order on rehearing made several minor procedural changes and
clarifications, added a reference in the regulation regarding the
filing of NIP information, a term first described in Order No. 630, and
added the aforementioned commitment to review the effectiveness of the
new process after six months. Also on July 23, 2003, the Commission
issued Order No. 643, which revised the Commission's regulations to
require companies to make certain information available directly to the
public under certain circumstances. These revisions were necessary to
conform the regulations to Order No. 630. Order No. 643, 68 FR 52089,
FERC Stats. & Regs. ] 31,149 (2003). In Order No. 662, the Commission
modified its CEII regulations to ease the burden on agents of owners or
operators of energy facilities that are seeking CEII relating to the
owner/operator's own facility. The rule also simplified Federal
agencies' access to CEII. Order No. 662, 70 FR 37031, FERC Stats. &
Regs. ] 31,189 (2005).
Proposed Revisions to Regulations
A. Section 388.113--Accessing Critical Energy Infrastructure
Information
4. The Commission proposes to revise Sec. 388.113 of its
regulations to allow an annual certification for repeat requesters,
i.e., repeat requesters would not be required to file a new non-
disclosure agreement (NDA) with each subsequent request. The current
regulation sets forth a process where a requester provides to the CEII
Coordinator detailed information about the requester and his or her
need for the information, which the CEII Coordinator uses in
determining whether to release the information. The proposed regulation
would provide that a requester provide such detailed information with
an initial request. Once the CEII Coordinator determines that the
requester does not pose a security risk, the requester would not have
to provide such detailed information with subsequent requests during
the calendar year. This would decrease the processing time of requests
as Commission staff would not have to verify the requester with
subsequent requests. It is important to note that the CEII Coordinator
would continue to carefully consider submitters' responses that
identify security risks associated with releasing CEII to particular
requesters.
5. With each subsequent request, the requester would still be
required to provide detailed information as to why he or she needs the
information. Such need would be implicated, for example, if the
requester is an intervener in a proceeding or a landowner affected by a
proposed facility. Such individuals may require access to information
in order to participate meaningfully in the proceeding. The requester
would also be required to attest that the information supplied with an
initial request has not changed.
6. The Commission also proposes to revise Sec. 388.113 of its
regulations to allow an authorized representative of an organization to
execute an NDA on behalf of all that organization's employees. The
Commission would verify an organization and require that the
organization verify its own users. In the event of an unauthorized
disclosure of CEII by a member or employee of the organization, the
Commission will hold the authorized representative and the entity
accountable and take all action available to the Commission to deal
with the violation. Repeat requests would be subject to the annual
certification described above.
7. The Commission further proposes to revise Sec. 388.113 of its
regulations to include a fee provision. Commission staff currently
expends valuable time and resources searching, reviewing, and copying
documents responsive to CEII requests. The current regulations would be
modified to follow the fee schedule used for FOIA requests.
8. Another regulatory change the Commission proposes is to revise
18 CFR Sec. 388.113(d)(3)(ii). Currently, the CEII Coordinator, or his
or her designee, issues a delegated order in response to a CEII
request. Section 388.113(d)(3)(ii) provides that this decision is
subject to rehearing pursuant to Sec. 375.713 of the Commission's
regulations. The Commission proposes that CEII determinations no longer
be subject to rehearing. As explained below, CEII requests would be
processed in a manner similar to other requests for non-public
information.
9. The September 11, 2001 attacks prompted the Commission to remove
from easy public access previously public documents that detail the
specifications of proposed or existing energy facilities licensed or
certificated by the Commission. Before the attacks, the Commission was
never faced with such security issues. Therefore, in these early days
of CEII, the Commission sought to reconcile its regulatory
responsibilities under its enabling statutes and Federal environmental
laws with the need to protect the safety and well being of American
citizens from attacks on our nation's energy infrastructure. To that
end, the Commission allowed the CEII Coordinator, or her designee, to
make CEII determinations by delegated orders, which are subject to
rehearing.
10. In light of over three years experience processing CEII
requests, the Commission now finds that CEII determinations need not be
made by delegated orders. In making this determination, the Commission
is in no way compromising the security of the information or unduly
restricting the public access to it.
11. Under existing procedures, a request for rehearing concerning a
CEII determination is reviewed by the entire Commission and is then
subject to review by the appropriate appellate court. See 18 CFR
385.713 (2006). Other
[[Page 58327]]
than CEII requests, when the Commission makes a determination regarding
the release of non-public information, it is not subject to rehearing.
For example, by statute, when the agency informs a requester of non-
public information, i.e. a FOIA requester, of the reason(s) for
withholding information, the requester is limited to filing an
administrative appeal to the Commission's General Counsel, with no
right to a Commission rehearing. This promotes judicial economy and
preserves Commission resources. If the requester is dissatisfied with
the General Counsel's determination, the requester must seek a de novo
review in a U.S. District Court prior to going before an appellate
court. 18 CFR 388.108(c)(1), 388.110 (2006).
12. The Commission emphasizes that CEII, like other non-public
documents, is maintained in the Commission's non-public files pursuant
to Sec. 388.107 of its regulations. The Commission's determination to
place CEII or other non-public information in its non-public files or
to release such information need not be done by a Commission order
which allows the right to rehearing. Rather, a release of CEII should
be processed similarly to the release of other non-public information
specified in Sec. 388.107 of its regulations. Therefore, the
Commission proposes that the CEII Coordinator, or her designee, issue a
letter providing notice of a determination to grant or deny a CEII
request. As CEII by definition is exempt from release under the FOIA,
the Commission's determination to release CEII is a voluntary one that
is analogous to a discretionary release under the FOIA. Accordingly, a
dissatisfied CEII requester may seek the information pursuant to the
FOIA and may ultimately pursue a remedy in district court pursuant to
the court's jurisdiction under the FOIA. A dissatisfied submitter may
seek injunctive relief similar to that sought in a reverse FOIA
action.\1\ Thus, even though the Commission would no longer subject
CEII determinations to rehearing, comparable administrative and
judicial remedies remain available.
---------------------------------------------------------------------------
\1\ The Court of Appeals for the District of Columbia Circuit
has defined a ``reverse'' FOIA action as one in which the
``submitter of information--usually a corporation or other business
entity'' that has supplied an agency with ``data on its policies,
operations or products--seeks to prevent the agency that collected
the information from revealing it to a third party in response to
the latter's FOIA request.'' CNA Fin. Corp. v. Donovan, 830 F.2d
1132, 1133 n.1 (D.C. Cir. 1987).
---------------------------------------------------------------------------
13. In revised Sec. 388.113(d), the Commission proposes to grant
access to alignment sheets filed pursuant to Sec. 380.12(3) of the
Commission's regulations to landowners for the route across or in the
vicinity of their property. Such landowners would be able to obtain
alignment sheets from the CEII Coordinator without submitting an NDA.
Thus, landowners will not be restricted from discussing the information
shown in the detailed alignment sheets with others even though the
detailed alignment sheets are CEII. The Commission encourages
landowners to first request this information from applicants.
B. Section 388.112--Requests for Special Treatment of Documents
Submitted to the Commission
14. By way of background, in Order No. 630, the Commission
explained that it considers the following types of gas and hydropower
location information outside the definition of CEII: (1) USGS 7.5-
minutes topographic maps showing the location of pipelines, dams, or
other aboveground facilities; (2) alignment sheets showing the location
of pipeline and aboveground facilities, right of way dimensions, and
extra work areas; (3) drawings showing site or project boundaries,
footprints, building locations and reservoir extent; and (4) general
location maps. In order to alleviate concerns about making this
information so easily available, the Commission instructed filers to
segregate this non-CEII location information into a separate volume or
appendix, clearly label it NIP, and submit it with instructions that it
not be placed on the Internet. The information remained, and still
remains, publicly available through the Public Reference Room.
15. The NIP designation has resulted in much confusion, with many
individuals utilizing the CEII or the FOIA procedures in an effort to
obtain NIP information. The Commission proposes to abolish the NIP
designation. The Commission has concluded that there is little to be
gained by protecting information that can be gleaned from a visual
inspection of the facility, or that is otherwise easily attainable from
other sources, such as the United States Geological Survey or
commercial mapping firms. See 67 FR 57994, 58000. Most of the
information designated as NIP is readily available on the Internet. For
companies that currently file maps showing simply the location of
pipeline and aboveground facilities as NIP, they would file these
documents as public. For companies that file detailed alignment sheets
pursuant to Sec. 380.12(c)(3) of the Commission's regulation, they
would all be filed as CEII. We note that this proposed change would be
prospective and any documents currently filed as NIP would retain that
designation.
Proposed Revisions to CEII Designation for Information Collected
16. The CEII process was not intended as a mechanism for companies
to withhold from public access information that does not pose a risk of
attack on the energy infrastructure. Therefore, in an effort to achieve
proper designation while avoiding misuse of the CEII designation, the
Commission requires submitters to segregate public information from
CEII and to file as CEII only information which truly warrants being
kept from ready public access. To this end, the Commission emphasizes
that the Commission's regulation at 18 CFR 388.112(b)(1) requires that
submitters provide a justification for CEII treatment. The way to
properly justify CEII treatment is by describing the information for
which CEII treatment is requested and explaining the legal
justification for such treatment.
17. The Commission retains its concern for CEII filing abuses and
will take action against applicants or parties who knowingly misfile
information as CEII, including rejection of an application where
information is mislabeled as CEII. The Commission offers the following
proposals on how various types of documents should be filed. We note
that these proposals are for prospective filings. All documents
currently filed at the Commission will retain their current
designations. The Commission directs the Director of the Office of
External Affairs to post on the Commission's Web site, from time to
time, clarifying guidelines regarding CEII.
A. Guidelines for Filing Resource Report 13
18. These proposed guidelines provide instructions on how to file
Resource Report 13. In the Commission's experience, Resource Report 13
contains public information, CEII, and privileged information. It is
imperative that the information submitted be filed in its proper
designation. Pursuant to 388.112(b) of the Commission's regulations,
these designations must be clearly labeled and filed as separate
volumes. The Commission emphasizes that submitters must segregate
public information, CEII, and privileged information and file them in
separate volumes. Further, submitters must only file as CEII or
privileged information which truly warrants exemption from ready public
access.
[[Page 58328]]
1. Public
19. The filing of Resource Report 13 should include a public volume
for posting on eLibrary. In general, narratives such as descriptions of
facilities and processes are public. However, if there are specific
engineering details or design details of a critical infrastructure in
narrative form, the information may be CEII or privileged. Examples of
public aspects of Resource Report 13 include design, engineering, and
operating philosophies, as well as general descriptions of hazard
detection and control.
2. CEII
20. Only limited information meets the CEII category and should be
filed as such. CEII only includes specific engineering and detailed
design information about liquefied natural gas facilities, components,
tanks, and systems. Examples of CEII include: Detailed piping and
instrumentation diagrams; equipment and tank detail drawings; and
detailed hazard detection and control location specifics.
3. Privileged
21. In general, manufacturer's proprietary or business confidential
design information, and cultural resource reports are examples of
privileged documents. Privileged documents are generally documents that
are exempt from release pursuant to an act of Congress. For example,
cultural resources may be exempt from release pursuant to the National
Historic Preservation Act and should be filed as privileged. Also,
material which a submitter can justify as exempt from public release
pursuant to FOIA exemption 4 should be filed under this criterion. In
order to qualify for Exemption 4 protection, the information must be
(1) commercial or financial, (2) obtained from a person, and (3)
privileged or confidential. Generally, in order to be ``confidential''
for purposes of Exemption 4, disclosure of the information must either
impair the government's ability to obtain similar information in the
future, or cause substantial harm to the competitive position of the
submitter of the information. See National Parks & Conservation Ass'n
v. Morton, 498 F.2d 765, 770 (D.C. Cir. 1974).
B. Guidelines for Filing Natural Gas Pipeline Flow Diagrams and
Associated Information
22. These proposed guidelines provide instructions on how to file
natural gas pipeline flow diagrams and associated information including
the diagrams filed in Exhibits G and G-1 of pipeline certificate
applications, Exhibit V of abandonment applications, FERC Form 567, and
other flow diagrams submitted for the analysis of gas pipeline
applications.
23. In general, natural gas pipeline flow diagrams are considered
CEII. However, supporting information submitted with these flow
diagrams often contains information that should be public. In the
Commission's experience, information filed with the flow diagrams
contains public information, CEII, and privileged information. Again,
it is crucial that the information submitted be filed in its proper
designation and in separate, clearly labeled volumes. See 18 CFR
388.112(b) (2006).
1. Public
24. In general, narratives such as descriptions of facilities and
processes are public. However, if there are specific engineering
details and design details of a critical infrastructure in narrative
form, the information may be CEII or privileged. Examples of public
information include design assumptions, engineering and operating
philosophies, most design specifications of equipment and pipelines,
and narrative descriptions of pipeline operations.
2. CEII
25. CEII only includes specific engineering and detailed design
information about pipeline facilities, components, and equipment.
Examples of CEII include detailed natural gas flow diagrams filed in
Exhibits G and G-1 of pipeline certificate applications, Exhibit V of
abandonment applications, and FERC Form No. 567. Also, pipeline
computer simulation models may be considered CEII unless they contain
proprietary or business confidential information, in which case they
should be filed as privileged.
3. Privileged
26. In general, documents containing manufacturer's proprietary or
business confidential design information are examples of privileged
documents. Material which a submitter can justify as exempt from public
release pursuant to FOIA exemption 4 should be filed under this
criterion.
C. Guidelines for Filing Documents Pertaining to the Commission's
Division of Dam Safety and Inspections
27. These proposed guidelines provide further instructions on how
to file documents relating to hydropower projects with the Commission's
Division of Dam Safety and Inspections (D2SI). Some D2SI documents
contain only public information and some only CEII. In general, D2SI
documents are not filed with a claim of privilege.
1. Public
28. In general, narratives such as descriptions of facilities and
processes are public. However, if there are specific engineering
details and design details of a critical infrastructure in narrative
form, the information may be CEII or privileged. Examples of public
information include general design, engineering, and operating
philosophies.
2. CEII
29. Only limited information meets this category and should be
filed as CEII. CEII only includes engineering, security, and detailed
design information about proposed or existing critical infrastructure.
Examples of CEII include detailed drawings and specifications,
numerical analyses in inspection reports, dam safety and technical
reports, emergency action plans, hazard classification, construction
design reports, public safety plans, and extreme event reports.
D. Guidelines for Filing Documents Pertaining to the Commission's
Division of Hydropower Licensing
30. These proposed guidelines provide further instructions on how
to file documents relating to applications to license hydropower
projects with the Commission's Division of Hydropower Licensing (DHL).
In hydropower licensing, only Exhibit F is considered to be CEII
material. Exhibit F consists of design drawings of critical energy
infrastructure information and a Supporting Design Report. Exhibit F is
contained in applications for hydropower licenses. All other DHL
documents contain only public information. In general, DHL documents
are not filed with a claim of privilege.
E. Guidelines for Filing FERC Form 715 Annual Transmission Planning and
Evaluation Report
31. These proposed guidelines provide further instructions on how
to file parts of the FERC Form 715, Annual Transmission Planning and
Evaluation Report (Form 715). The Form 715 is comprised of the
following parts: Part 1, Identification and Certification; Part 2,
Power Flow Base Cases; Part 3, Transmitting Utility Maps and Diagrams;
Part 4, Transmission Planning Reliability Criteria; Part 5,
Transmission Planning Assessment Practices; and Part 6, Evaluation of
Transmission System
[[Page 58329]]
Performance. Some parts of the Form 715 contain public information and
some contain CEII. In general, Form 715 does not contain privileged
information.
1. Public
32. In general, narratives such as descriptions of facilities and
processes are public. The information found in Part 1 contains the
filer's identification and contact information. This information should
be filed publicly. Similarly, Parts 4 and 5 contain generic criteria
used in evaluating and testing the filer's system. This generic
information does not qualify as CEII and should be filed publicly.
2. CEII
33. CEII only includes engineering, security, and detailed design
information about proposed or existing infrastructure. Information in
Part 2 provides an electrical model and analysis of the filer's actual
transmission system. Part 3 provides detailed one-line diagrams and
geographic location and identification of all system components. Part 6
provides details of potential weaknesses of the filer's transmission
system including possible solutions. These three parts contain CEII and
should be filed as such.
Information Collection Statement
34. The Office of Management and Budget's (OMB's) regulations
require that OMB approve certain information collection requirements
imposed by agency rule. See 5 CFR 1320.12 (2006). This notice of
proposed rulemaking does not impose any additional information
collection requirements. Therefore, the information collection
regulations do not apply to this final rule.
Environmental Analysis
35. The Commission is required to prepare an Environmental
Assessment or an Environmental Impact Statement for any action that may
have a significant adverse effect on the human environment. Order No.
486, Regulations Implementing the National Environmental Policy Act, 52
FR 47897 (Dec. 17, 1987), FERC Stats. & Regs. Preambles 1986-1990 ]
30,783 (1987). The Commission has categorically excluded certain
actions from this requirement as not having a significant effect on the
human environment. Included in the exclusions are rules that are
clarifying, corrective, or procedural or that do not substantially
change the effect of the regulations being amended. 18 CFR
380.4(a)(2)(ii). This notice of proposed rulemaking is procedural in
nature and therefore falls under this exception; consequently, no
environmental consideration is necessary.
Regulatory Flexibility Act Certification
36. The Regulatory Flexibility Act of 1980 (RFA) requires
rulemakings to contain either a description and analysis of the effect
that the rule will have on small entities or a certification that the
rule will not have a significant economic impact on a substantial
number of small entities.\2\ Most companies to which the rules proposed
herein would apply, if finalized, would not fall within the RFA's
definition of small entity.\3\ Consequently, the rules proposed herein,
if finalized, will not have a ``significant economic impact on a
substantial number of small entities.''
---------------------------------------------------------------------------
\2\ 5 U.S.C. 603 (2000).
\3\ 5 U.S.C. 601(3)(2000), citing to section 3 of the Small
Business Act, 15 U.S.C. 632 (2000). Section 3 of the Small Business
Act defines a ``small business concern'' as a business that is
independently owned and operated and that is not dominant in its
field of operation. 15 U.S.C. 632 (2000). The Small Business Size
Standards component of the North American Industry Classification
System (NAICS) defines, for example, a small electric utility as one
that, including its affiliates, is primarily engaged in the
generation, transmission, and/or distribution of electric energy for
sale and whose total electric output for the preceding fiscal year
did not exceed four million MWh. NAICS defines a natural gas
pipeline company as one that transports natural gas and whose annual
receipts (total income plus cost of goods sold) did not exceed $6.5
million dollars for the preceding year. 13 CFR 121.201.
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Public Comments
37. The Commission invites interested persons to submit comments on
the matters and issues proposed in this notice to be adopted, including
any related matters or alternative proposals that commenters may wish
to discuss. Comments are due on or before November 2, 2006. Comments
must refer to Docket No. RM06-23-000, and must include the commenter's
name, the organization he or she represents, if applicable, and his or
her address.
38. Comments may be filed electronically via the eFiling link on
the Commission's Web site at https://www.ferc.gov. The Commission
accepts most standard word processing formats, and commenters may
attach additional files with supporting information in certain other
file formats. Commenters filing electronically do not need to make a
paper filing. Commenters who are not able to file comments
electronically must send an original and 14 copies of their comments
to: Federal Energy Regulatory Commission, Secretary of the Commission,
888 First Street, NE., Washington, DC 20426.
39. All comments will be placed in the Commission's public files
and may be viewed, printed, or downloaded remotely as described in the
Document Availability section below. Commenters on this notice of
proposed rulemaking are not required to serve copies of their comments
on other commenters.
Document Availability
40. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and/or print the contents of this document via the
Internet through FERC's Home Page (https://www.ferc.gov) and in FERC's
Public Reference Room during normal business hours (8:30 a.m. to 5 p.m.
eastern time) at 888 First Street, NE., Room 2A, Washington DC 20426.
41. From FERC's Home Page on the Internet, this information is
available in the Commission's document management system, eLibrary. The
full text of this document is available on eLibrary in PDF and
Microsoft Word format for viewing, printing, and/or downloading. To
access this document in eLibrary, type the docket number excluding the
last three digits of this document in the docket number field.
42. User assistance is available for eLibrary and the FERC's Web
site during normal business hours. For assistance, please contact FERC
Online Support at 1-866-208-3676 (toll free) or 202-502-6652 (e-mail at
FERCOnlineSupport@FERC.gov), or the Public Reference Room at 202-502-
8371, TTY 202-502-8659 (e-mail at public.referenceroom@ferc.gov).
List of subjects in 18 CFR Part 388
Confidential business information; Freedom of information.
By direction of the Commission.
Magalie R. Salas,
Secretary.
In consideration of the foregoing, the Commission proposes to amend
Part 388, Chapter I, Title 18, Code of Federal Regulations, as follows:
PART 388--INFORMATION AND REQUESTS
1. The authority citation for part 388 continues to read as
follows:
Authority: 5 U.S.C. 301-305, 551, 552 (as amended), 553-557; 42
U.S.C. 7101-7352.
2. Revise Sec. 388.109(b) introductory text to read as follows:
Sec. 388.109 Fees for record requests.
* * * * *
(b) Fees for records not available through the Public Reference
Room
[[Page 58330]]
(FOIA or CEII requests). The cost of duplication of records not
available in the Public Reference Room will depend on the number of
documents requested, the time necessary to locate the documents
requested, and the category of the persons requesting the records. The
procedures for appeal of requests for fee waiver or reduction are
provided in Sec. 388.110.
* * * * *
3. In Sec. 388.112, paragraph (a)(3) is removed and paragraph (b)
is revised to read as follows:
Sec. 388.112 Requests for special treatment of documents submitted to
the Commission.
* * * * *
(b) Procedures. A person claiming that information warrants special
treatment as CEII or privileged must file:
(1) A written statement requesting CEII or privileged treatment for
some or all of the information in a document, and the justification for
special treatment of the information; and
(2) The following, as applicable:
(i) An original plus the requisite number of copies of the public
volume filed and marked in accordance with instructions issued by the
Secretary;
(ii) An original plus two copies of the CEII volume, if any, filed
and marked in accordance with instructions issued by the Secretary; and
(iii) An original only of the privileged volume, if any, filed and
marked in accordance with instructions issued by the Secretary.
* * * * *
4. Amend Sec. 388.113 by redesignating paragraph (d)(3) as
paragraph (d)(4), by adding new paragraph (d)(3), revising redesignated
paragraphs (d)(4)(i) and (d)(4)(ii), redesignating paragraph
(d)(4)(iii) as paragraph (d)(4)(iv), and adding new paragraphs
(d)(4)(iii) and (e) to read as follows:
Sec. 388.113 Accessing critical energy infrastructure information.
* * * * *
(d) * * *
(3) A landowner whose property is crossed by or in the vicinity of
a project may received detailed alignment sheets containing CEII
directly from the CEII Coordinator without submitting a non-disclosure
agreement as outlined in paragraph (d)(4) of this section. A landowner
must provide the CEII Coordinator with proof of his or her property
interest in the vicinity of a project.
(4) * * *
(i) File a signed, written request with the Commission's CEII
Coordinator. The request must contain the following: Requester's name
(including any other name(s) which the requester has used and the dates
the requester used such name(s)), date and place of birth, title,
address, and telephone number; the name, address, and telephone number
of the person or entity on whose behalf the information is requested; a
detailed statement explaining the particular need for and intended use
of the information; and a statement as to the requester's willingness
to adhere to limitations on the use and disclosure of the information
requested. Unless otherwise provided in paragraph (d)(3) of this
section, a requester must also file an executed non-disclosure
agreement. A requester is also requested to include his or her social
security number for identification purposes. A requester who seeks the
information on behalf of all employees of an organization should
clearly state that the information is sought for the organization, that
the requester is authorized to seek the information on behalf of the
organization, and that the requester agrees to be bound by a non-
disclosure agreement which will be applied to all individuals who
access to the CEII.
(ii) Once the request is received, the CEII Coordinator will
determine if the information is CEII, and, if it is, whether to release
the CEII to the requester. The CEII Coordinator will balance the
requester's need for the information against the sensitivity of the
information. If the requester is determined to be eligible to receive
the information requested, the CEII Coordinator will determine what
conditions, if any, to place on release of the information.
(iii) Once a CEII requester has been verified by Commission staff
as a legitimate requester who does not pose a security risk, his or her
verification will be valid for the remainder of that calendar year.
Such a requester is not required to provide detailed information about
himself with subsequent requests during the calendar year. The
requester also is not required to file an NDA with subsequent requests
during the calendar year.
* * * * *
(e) Fees for processing CEII requests will be determined in
accordance with Sec. 388.109.
[FR Doc. E6-15822 Filed 10-2-06; 8:45 am]
BILLING CODE 6717-01-P