Deepwater Ports, 57644-57694 [06-8274]
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Federal Register / Vol. 71, No. 189 / Friday, September 29, 2006 / Rules and Regulations
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DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Parts 148, 149, and 150
[USCG 1998–3884]
1625–AA20 (Formerly RIN 2115–AF63)
Deepwater Ports
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
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SUMMARY: This final rule supersedes the
temporary interim rule that was
published on January 6, 2004. The
temporary interim rule revised 1975
regulations that implemented the
Deepwater Port Act of 1974. It updated
and streamlined those regulations in
accordance with the 1996 Deepwater
Port Modernization Act, and extended
them to include the natural gas
deepwater ports authorized by Congress
in the Maritime Transportation Security
Act of 2002. This final rule revises and
finalizes the regulations issued in the
temporary interim rule.
DATES: This rule is effective September
29, 2006.
ADDRESSES: Comments and material
received from the public, as well as
documents mentioned in this preamble
as being available in the docket, are part
of docket USCG–1998–3884 and are
available for inspection or copying at
the Docket Management Facility, U.S.
Department of Transportation, room PL–
401, 400 Seventh Street SW.,
Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. You may also find this
docket on the Internet at https://
dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call
Kevin Tone, Deepwater Port Standards
Division (G–PSO–5), U.S. Coast Guard,
telephone 202–372–1441. If you have
questions on viewing the docket, call
Renee V. Wright, Program Manager,
Docket Operations, telephone 202–493–
0402.
SUPPLEMENTARY INFORMATION:
Table of Contents
Abbreviations and Acronyms
Regulatory History
Background and Purpose
Discussion of Comments and Changes
Regulatory Evaluation
Small Entities
Collection of Information
Federalism
Unfunded Mandates Reform Act
Taking of Private Property
Civil Justice Reform
Protection of Children
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Abbreviations and Acronyms
ALJ Law Judge
ATBA Area to be Avoided
COTP Captain of the Port
CTS Cargo Transfer System
CE Certifying Entity
DPA Deepwater Port Act
DPMA Deepwater Port Modernization Act
EPIRB Emergency Position Indicating Radio
Beacon
EPA Environmental Protection Agency
GGDWP Gulf Gateway Deepwater Port
IMO International Maritime Organization
LNG Liquefied Natural Gas
LNGRV Liquefied Natural Gas
Regasification Vessel
LOOP Louisiana Offshore Oil Port
MARAD Maritime Administration
MTSA Maritime Transportation Security
Act
MSDS Material Safety Data Sheet
MOA Memorandum of Agreement
MMS Minerals Management Service
NEPA National Environmental Policy Act
NOAA National Oceanic and Atmospheric
Administration
NPDES National Pollutant Discharge
Elimination System
NGTS Natural Gas Transfer System
NVIC Navigation and Vessel Inspection
Circular
NAA No Anchoring Area
NAD 83 North American Datum of 1983
OCMI Officer in Charge of Marine
Inspection
OTS Oil Transfer System
OCS Outer Continental Shelf
PIC Person in Charge (of Transfer)
PFD Personal Flotation Device
ROD Record of Decision
SEMP Safety and Environmental
Management Program
SART Search and Rescue Transponder
SPM Single Point Mooring
STL Submerged Turret Loading (Buoy)
TIR Temporary Interim Rule
Regulatory History
This rulemaking began with
publication of an advance notice of
proposed rulemaking (ANPRM, 62 FR
45774, Aug. 29, 1997). The ANPRM was
followed by a notice of proposed
rulemaking (NPRM, 67 FR 37920, May
30, 2002). Both the ANPRM and NPRM
confined their discussions to regulations
for deepwater oil ports. In 2002,
Congress authorized the issuance of a
temporary interim rule (TIR) without
prior public notice and comment, in
order to extend deepwater port
regulations to natural gas facilities. Our
TIR (69 FR 724, Jan. 6, 2004) expires
October 1, 2006, or upon replacement
by a final rule, whichever comes first.
We provided a 90-day public comment
period following issuance of the TIR.
Eight comments were received. No
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public meeting was requested and none
was held. Two corrections were
published to the TIR; the first on
January 27, 2004 (69 FR 3836) and the
second on August 30, 2004 (69 FR
52830).
Background and Purpose
Under existing statutes and
interdepartmental agreements, the Coast
Guard maintains regulations for the
licensing, construction, and operation of
deepwater ports. As defined in the
Deepwater Port Act of 1974 (DPA), a
deepwater port is a fixed or floating
manmade structure other than a vessel,
or a group of structures, located beyond
State seaward boundaries and used or
intended for use as a port or terminal for
the transportation, storage, and further
handling of oil or natural gas for
transportation to any State. The
Maritime Administration (MARAD) is
responsible for issuing, revoking, and
reinstating deepwater port licenses, but
much of the processing required for
each license application is conducted by
the Coast Guard, with the cooperation of
MARAD and several other Federal
agencies.
The Coast Guard issued its first
deepwater port regulations in 1975.
Under the 1974 Deepwater Ports Act
(DPA) scheme, deepwater ports could
handle oil, but not natural gas. Only one
deepwater oil port was built in the next
three decades. To encourage greater use
of deepwater ports, Congress passed a
Deepwater Port Modernization Act
(DPMA) in 1996. The DPMA sought to
ensure fair treatment for deepwater
ports by eliminating unnecessary
regulation and promoting innovation,
flexibility, and efficiency. We began this
rulemaking in 1997 in order to
implement the DPMA. We issued an
NPRM in 2002. Among other proposals,
the NPRM incorporated references to a
1999 NPRM for a related rulemaking
(USCG–1998–3868, RIN 1625–AA18,
formerly RIN 2115–AA18), dealing with
Outer Continental Shelf (OCS) facilities.
Several months after we issued our
NPRM, the Maritime Transportation
Security Act (MTSA) of 2002 amended
the DPA. After that, deepwater ports
were authorized to transport natural gas
as well as oil. The MTSA mandated the
rapid promulgation of implementing
regulations. Accordingly, we issued a
temporary interim rule (TIR) in January
2004. The TIR updated the 1975
regulations in light of the 1999 OCS and
2002 deepwater port NPRMs, and public
comments received on both those
proposals, and also adapted the 1975
regulations to accommodate both
natural gas and oil deepwater ports. To
facilitate development of natural gas
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facilities, which employ a variety of
designs, the TIR eliminated references
to many specific industry standards in
favor of imposing performance-based
requirements. In issuing the TIR, we
opened a new round of public comment.
On May 16, 2005, the Coast Guard
issued Navigation and Vessel Inspection
Circular No. 03–05 (NVIC 03–05; see
notice of availability, 70 FR 33351, June
8, 2005). NVIC 03–05 provides
nonbinding guidance to deepwater port
license applicants and operators, to the
Coast Guard, and to ‘‘certifying entities’’
that perform certification work on
behalf of the Coast Guard. This guidance
relates to the design, plan review,
fabrication, installation, maintenance,
and oversight of deepwater ports. NVIC
03–05 can be found in docket USCG–
1998–3884 (see ADDRESSES).
Under the 2004 regulations, the Coast
Guard has processed roughly a dozen
applications for liquefied natural gas
(LNG) deepwater ports, an impressive
increase in interest compared to the
three oil deepwater port applications
processed, and two licensed, in the
previous 30 years. Three applicants
have been issued licenses by MARAD,
and one LNG deepwater port is now
operational. Each application involves
several volumes of data and requires
Federal agency processing, including
the holding of public hearings and the
preparation of an environmental impact
statement. Under the strict timeline
mandated by the DPA, all of that
processing must be completed in about
11 months. Following the issuance of a
license, additional Federal agency
review is needed to make sure that the
facility is developed, operated, and
eventually decommissioned in
accordance with its license and with
applicable law, and that any necessary
modifications receive proper approval.
As a result, the Coast Guard and its
Federal agency partners have acquired
extensive practical experience with the
workability of the 2004 regulations.
Many of the changes in this final rule
reflect that practical experience.
This final rule takes effect on
publication, which is less than the thirty
days ordinarily required by the
Administrative Procedure Act. It has not
been possible to complete the final rule
earlier. Since the temporary interim rule
expires on October 1, 2006, adhering to
the thirty day rule would cause a
temporary lapse in a regulatory scheme
that will remain substantially
unchanged since the temporary interim
rule was adopted. This would
jeopardize the Coast Guard’s ability to
process deepwater port license
applications, which would be contrary
to the public interest expressed through
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the DPA, DPMA, and MTSA. Therefore,
the Coast Guard finds it impracticable,
unnecessary, and contrary to the public
interest to delay the effective date of this
final rule, and finds good cause under
the Administrative Procedure Act for
the final rule to take effect upon
publication.
Discussion of Comments and Changes
In the following pages, we discuss the
public comments received on our 2004
TIR as well as other significant changes
we are making to the regulatory text in
this final rule. This discussion begins
with a review of general comments and
then moves sequentially through the
three parts of Title 33, Code of Federal
Regulations (parts 148, 149, and 150)
that comprise the deepwater port
regulations.
Some of the changes are made to align
the requirements for plan submissions
and specifications in 33 CFR part 149
with NVIC 03–05, to ensure consistency
in the plan approval process.
Some changes are made in response to
comments from the Minerals
Management Service (MMS), which is
not a public commenter but one of the
Coast Guard’s Federal agency partners
in processing deepwater port
applications. Because MMS comments
appear in the public docket, we include
them in this discussion as appropriate.
Generally we have not explicitly
incorporated MMS requirements, or
those of any other Federal agency, in the
final rule because we lack the authority
to speak for them. However, we wish to
emphasize that deepwater ports must
comply with all applicable statutes and
regulations, regardless of the agency
responsible for their enforcement.
We thank all our commenters for their
interest in this rulemaking.
Two commenters made
recommendations on vessel routing
measures in and around the Mississippi
River, and on watchstanding conditions.
While the suggestions may have merit,
we did not incorporate them as they are
outside the scope of this rulemaking.
§ 148.3: One commenter asked us to
describe the duties and responsibilities
of every Federal agency involved with
deepwater ports. We have retained the
very general overview that this section
provides, and added a link to the
interagency memorandum that outlines
the roles and responsibilities of agencies
cooperating with MARAD and the Coast
Guard.
§ 148.5: ‘‘Adjacent coastal State’’: We
aligned this definition with the statutory
definition from 33 U.S.C. 1502.
§ 148.5: ‘‘Affiliate’’: One commenter
requested that we remove ‘‘indirect’’
affiliates from the definition, on the
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grounds that it results in the inclusion
of every affiliate regardless of the
statutory 3% threshold. We are retaining
the reference to ‘‘direct or indirect’’
ownership interests because it is similar
to language that has appeared in our
regulations since 1975, and mirrors the
language of 33 U.S.C. 1504, which
incorporates ‘‘any ownership interest in
the applicant of greater than 3 per
centum’’ into 33 U.S.C. 1502’s statutory
definition of an ‘‘affiliate.’’
§ 148.5: ‘‘Applicant’’: One commenter
requested clarification of the word
‘‘person’’ in this definition. The word is
defined later in this section and means
an individual, a public or private
corporation, a partnership or other
association, or a government entity.
§ 148.5: ‘‘Approved’’: One commenter
requested that we add ‘‘or the
Administrator of MARAD’’ to our
definition. Our regulations refer to
MARAD when it is necessary to do so.
In this case, we refer only to Coast
Guard approvals.
§ 148.5: ‘‘Area to be avoided’’ or ‘‘
ATBA’’: At a commenter’s suggestion,
we are revising this definition to
provide more information.
§ 148.5: ‘‘Certifying entity’’ or ‘‘CE’’:
We have added this definition due to
substantive changes elsewhere in the
deepwater port regulations.
§ 148.5: ‘‘Deepwater port’’: We have
declined one commenter’s request to
exclude structures or operations that,
under certain circumstances, are also
regulated by another Federal agency,
because our definition closely follows
statutory language in 33 U.S.C. 1502.
§ 148.5: ‘‘Marine site’’: We are revising
this definition by deleting ‘‘ships’ routes
and anchorages,’’ in order to avoid an
undue burden to OCS lease holders and
non-deepwater port marine traffic.
§ 148.5: ‘‘Maritime Administration’’ or
‘‘MARAD’’: We have revised this
definition to refer specifically to the
associate administrator currently
responsible for deepwater port matters.
§ 148.5: ‘‘Metering platform’’: At a
commenter’s suggestion, we revised this
definition to clarify that these platforms
measure, but do not necessarily control,
the rate of transfer.
§ 148.5: ‘‘Natural gas liquids’’: We are
adding this definition in response to one
commenter’s suggestion.
§ 148.5: ‘‘Person in Charge (PIC)’’: Due
to common usage, we added a definition
for a person in charge (of transfer),
abbreviated as PIC, to distinguish it
from other persons in charge (for
example, of vessel operations, of
maintenance, etc.), that are not
abbreviated by PIC.
§ 148.5: ‘‘Routing systems’’: At a
commenter’s suggestion, we are revising
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this definition to provide more
information and to align terminology
with international standards.
§ 148.5: ‘‘Safety zone’’: At a
commenter’s suggestion, we are revising
this definition to provide more
information.
§ 148.5: ‘‘Survival craft’’: We have
revised this definition to align it with
§ 149.303.
§ 148.8: We added this section to
describe how a certifying entity is
designated and used to perform
functions for which the Coast Guard is
responsible.
Part 148, subpart B (§§ 148.100–
148.125): One commenter asked us to
cross-reference another agency’s
requirements in this subpart. An
amendment is not needed, because the
other agency will consider its own
requirements in evaluating an
application, and any necessary
conditions can be included in the
license itself.
§ 148.105(a): At a commenter’s
suggestion, we have revised paragraph
(a)(5) to clarify the materiality standard.
We also revised (a)(6) for clarity.
§ 148.105(d): We revised this section
for clarity. No substantive change is
intended.
§ 148.105(f): One commenter asked us
to require applicants to state if the
proposed deepwater port would have
open or closed access. We have revised
the section accordingly.
§ 148.105(g)(1): One commenter asked
us to clarify that this provision applies
only to those affiliates that have a direct
ownership interest of greater than 3
percent or that have a direct contractual
relationship with the deepwater port.
We have amended the section
accordingly.
§ 148.105(g)(2)(iii): One commenter
requested that we add conditions or
requirements for removing pipelines at
decommissioning. We have revised the
section to indicate that MARAD sets
these conditions or requirements in the
deepwater port license, and that only
preliminary estimates need be included
in the application.
§ 148.105(g)(5): One commenter
recommended that applicants be
required to report throughput of natural
gas liquids as well as of oil and gas. We
have added this requirement.
§ 148.105(k): At the suggestion of one
commenter, we have revised this
paragraph to require maps and diagrams
to be certified by a professional
surveyor.
§ 148.105(t), (v), and (w) (formerly (s),
(u), and (v), respectively): One
commenter pointed out that, as worded,
these paragraphs may not provide
adequate technical detail to guide
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applicants who must meet MMS
requirements. For reasons already
noted, we are retaining the current
language, but emphasize that all
applicants must meet any applicable
statutory or regulatory requirements
regardless of which agency enforces
them.
§ 148.105(m) and (n): One commenter
expressed concern that the 2-year limit
for the use of existing data is
unreasonable because older data has
already been provided for some sites
subject to leases granted by the MMS,
and because nowhere else in the DPA is
a 2-year limit requirement specified. We
think raising the 2-year limit to 5 years
reasonably addresses the commenter’s
concerns while ensuring that
applications do not rely on obsolete
data.
§ 148.105(m)(1)(i): We substituted
‘‘i.e.’’ with ‘‘for example’’, for clarity.
§ 148.105(m)(1)(ii): One commenter
recommended that we require
applicants to specify distances from the
deepwater port to OCS structures, and
specify provisions for addressing
casualties and emergency situations.
Information regarding distances is
required in the application, and the
provisions for responses to emergencies
are more appropriately addressed in the
operations manual.
§ 148.105(p): We redesignated the
existing paragraph as paragraph (p)(2),
with minor revisions, and added new
paragraph (p)(1), relating to information
about the nationality of natural gas
vessels servicing deepwater ports, to
conform to section 304 of the 2006 Coast
Guard authorization act.
§ 148.105(r): One commenter
recommended that we add the word
‘‘dedicated’’ to fixed offshore
components, to distinguish them from
shared components. An example of this
is a converted OCS platform with
continuing OCS operations, co-located
with a deepwater port. We have revised
this section accordingly.
§ 148.105(s): We added this new
paragraph at a commenter’s suggestion,
to deal with refurbished OCS facilities
and co-located fixed offshore
components.
§ 148.105(t) (formerly (s)): We added
(t)(7), concerning information on a
pipeline that will connect to the port, at
the suggestion of one commenter. This
commenter also asked us to add
requirements for information on
metering and sampling equipment, but
that information is too detailed for the
application phase and is more
appropriately addressed after a license
is issued.
§ 148.105(y): In reviewing past hazard
analyses, we added this new paragraph
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to require an independent risk
assessment. The risk assessment
evaluates the probability and
consequences of various potential
accidental and intentional cargo release
incidents. The site-specific
requirements of the risk assessment will
be dependent on many factors,
including the proximity of the port to
the general public, its potential for
impact on the public, waterway traffic
density, environmental conditions, and
the current availability of LNG release
data and modeling methods. To date,
there has been no large-scale testing of
LNG releases over water to validate the
existing models. Therefore, all
assessments and models should be
appropriately conservative in their
assumptions and conclusions.
§ 148.105(z) (formerly (x)): The MMS
asked us to require more detailed
technical information on environmental
impacts and commingling issues. For
the reasons already noted, we are
retaining the current language, but
emphasize that all applicants must meet
any applicable statutory or regulatory
requirements regardless of which
agency enforces them.
§ 148.105(dd) (formerly (bb)): One
commenter recommended that we
require applicants to list all MMS
permits and reviews. This section
already requires the applicant to list all
Federal permits and authorizations not
otherwise specified in part 148.
§ 148.108: We revised this section for
clarity, and in paragraph (c), at a
commenter’s suggestion, we lengthened
what was formerly a 30-day time frame
for requesting additional information.
One commenter asked whether
paragraph (d)(1) is limited to
information that the Coast Guard needs.
It is not. It is broad enough to cover any
information that another agency
involved in processing the application
might need to fulfill that agency’s
obligations. For example, if a MMSregulated facility could be affected by
either the reuse of existing components
or co-location with a deepwater port,
the MMS could advise the Coast Guard
and the applicant what data is required
and whether the applicant must submit
a revised Development Production Plan,
or a Development Operations
Coordinating Document, for a facility in
the Gulf of Mexico.
§ 148.110: We made minor revisions
for clarity.
§ 148.115(c): At the suggestion of one
commenter, we revised this paragraph
to make it clear that additional copies of
the application may be requested in
order to satisfy the requirements of
other agencies involved in processing
the application.
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§ 148.125: We made minor revisions
for clarity, and revised paragraph (c) to
emphasize that, while payment of
additional costs is due when those costs
are assessed, payment must be made
before a deepwater port begins
operation.
§ 148.209: We made minor revisions
for clarity. One commenter asked for a
more comprehensive list of agencies
involved in processing applications.
This will vary depending on the
location and specifics proposed for each
port, but we have replaced a partial list
of Federal agencies with a cross
reference to our Interagency
Memorandum of Understanding (MOU)
for Processing Deepwater Port
Applications.
§ 148.211(b): One commenter said that
applicants should have to submit fully
revised applications if changes become
too voluminous. We agree, and added
this paragraph accordingly.
§ 148.217(c): We revised this
paragraph to clarify MARAD’s role.
§ 148.221: We revised this section for
clarity.
§§ 148.222, 148.227: We revised these
sections to make it clear that they apply
not only to the public hearing required
by 33 U.S.C. 1504(g), but to any other
public hearing or meeting that other
applicable Federal statutes (for example,
the National Environmental Policy Act)
or regulations may require. Insofar as
possible, we intend to employ similar
procedures for hearings or meetings that
applicable State or tribal law might
require.
§ 148.276: At the suggestion of one
commenter, we have revised this section
to clarify that the statutory timeline
governs MARAD’s issuance of a record
of decision, but not the actual issuance
of a license.
§ 148.283: One commenter asked if
this section addresses natural gas as
well as oil deepwater ports. This section
addresses any deepwater port.
Part 148, subpart D, §§ 148.300–
148.320: One commenter recommended
amending these sections that relate to
licenses, and to permit levying
additional license fees based on license
conditions, amendments, transfers, and
reinstatements. This is unnecessary
because additional fees for such costs
can be levied under section 148.125.
§ 148.305: At the suggestion of one
commenter, we amended this section to
clarify that the license conditions set by
MARAD reflect the recommendations or
requirements of all Federal agencies
involved in processing an application.
§ 148.310: One commenter
recommended terminating a license if
port construction does not begin within
5 years, or if port operations are
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suspended for more than 2 years,
arguing that this would prevent an
ineffective licensee from indefinitely
barring other activities in the vicinity.
We have revised the section to make it
clear that MARAD has the authority to
set conditions of termination in the
license.
§ 148.315: One commenter
recommended imposing an inflationadjustable fixed fee for amending,
transferring or reinstating a license.
Regulatory action is not needed because
MARAD can address fees in setting
license conditions.
§ 148.325: In response to a
commenter’s suggestion, we are adding
this section concerning the
decommissioning of a deepwater port.
The same commenter also
recommended adding a requirement for
applicants to demonstrate the financial
capacity to restore a deepwater port site
after decommissioning. Regulatory
action for the second request is not
necessary because applicants are
already required to estimate
decommissioning costs under section
148.105(g)(2)(iii), and MARAD can
address the applicant’s financial
capability to decommission the port as
a condition of the license.
§ 148.400: One commenter
recommended that we require the
applicant to conduct a thorough OCS
operations impact analysis, and include
information on consultation with other
Federal agencies. Regulatory action is
not needed because the first concern is
already addressed as part of any
environmental assessment, while the
second can be provided to applicants
through interagency coordination.
§ 148.405(c)(3): At the suggestion of
one commenter, we are requiring the
applicant to specify the depth limit for
sediment testing, in order to prevent
incidents associated with potential
shallow geological hazards.
§ 148.505: At MARAD’s request we
revised this section to require
exemption applications to be sent to
MARAD as well as the Coast Guard.
§ 148.605: One commenter noted the
temporary interim rule’s deletion of a
specific reference to the lower liability
cap approved in 1995 for the Louisiana
Offshore Oil Port (LOOP; see 60 FR
39849, Aug. 4, 1995), and sought
verification that this deletion was not
intended to alter LOOP’s liability cap.
That is correct. The 1995 liability cap
for LOOP remains in place. We have
merely determined that specific caps for
individual ports need not be included in
the Code of Federal Regulations in order
for them to be valid.
§ 148.700: One commenter implied
that this section should provide more
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detail about an applicant’s interaction
with specific agencies. Regulatory
action is not needed because this
section provides only general
information. Specific detail is
communicated to each applicant in the
normal course of the application
process. See, for example, § 148.110,
which provides for any person’s right to
confer with the Coast Guard about
application requirements, and
§ 148.108, which provides for requesting
the collection of additional information
from an applicant.
§ 148.707: One commenter suggested
making this section more explicit about
the actual criteria the Coast Guard
applies in its environmental analyses,
and about the broad scope that an
environmental analysis may cover.
Regulatory action is not needed because
this section provides only general
information. Specific detail is
communicated to each applicant and to
the public in the course of an
environmental analysis that meets all
applicable statutory and regulatory
requirements.
§ 148.710(a)(2): We clarified that the
marine environment is the focus of this
provision.
§ 148.710(b): We revised this
paragraph in response to a commenter
who pointed out that 33 U.S.C.
1504(i)(3) does not apply to natural gas
deepwater ports.
§ 148.710(c): We are adding this
paragraph in order to qualify the
reference to ‘‘a single, detailed
environmental impact statement or
environmental assessment’’ in
paragraph (b). Applicable regulations at
40 CFR 1502.9 permit the filing of
supplemental environmental analyses in
appropriate circumstances.
§ 148.715: At a commenter’s
suggestion, we revised this section by
replacing ‘‘prevent or minimize’’ with
language based on the discussion of
mitigation in 40 CFR 1508.20.
§§ 148.720, 148.725: One commenter
asked us to provide more information
about other agencies’ siting, design,
construction, or operational criteria.
Regulatory action is not needed because
this section provides general
information about Coast Guard
implementation of applicable statutes.
We partner with other agencies in
processing each application, and they
provide input based on the criteria
under which they operate.
§ 148.730(a): One commenter said it
was not clear that this paragraph applies
to State agencies only in designated
adjacent States. It does, and we have
revised the paragraph accordingly.
§ 148.737: We made minor revisions
at the suggestion of one commenter, and
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emphasized that the list is informational
and not all-inclusive. Also, we deleted
paragraph designations and former
paragraph (b), which is redundant of
§ 148.710.
Part 149 (§§ 149.1–149.700): One
commenter suggested an overall
methodology for deepwater port design.
Regulatory action is not needed because
the current provisions of part 149
provide suitable flexibility and
regulatory oversight.
§ 149.15: One commenter asked us to
provide more detail with respect to
alterations and modifications that could
require another agency’s approval.
Regulatory action is not needed because
license conditions and interagency
agreements can provide adequately for
the circumstances outlined by the
commenter.
§ 149.110: One commenter asked us to
specify emergency shut down and
redundant protection measures under
certain conditions. These measures can
be addressed as part of the detailed,
post-licensing design and engineering
review and, once approved, described in
the operations manual.
§ 149.305: We amended this section to
better align it with § 149.304(a)(2), in
response to one commenter who noted
a possible conflict.
§ 149.403: We amended this section
for clarification.
§ 149.415: We amended this section to
clarify that the fire main systems must
be constructed in accordance with 33
CFR 127.067 or comply with a national
consensus standard.
§§ 149.416, 149.417 and 149.418: We
removed these sections because they are
redundant; the material discussed is
adequately addressed in § 149.419.
§§ 149.419, 149.420, 149.421, 149.422,
149.423 and 149.424 have been
sequentially renumbered to align with
the revised text.
§ 149.416 (formerly § 149.419): One
commenter suggested that this section’s
requirement for compliance with 33
CFR 127.609 is incompatible with 33
CFR 149.418(a) and 46 CFR 108.425.
Regulatory action is not needed because
there is no conflict. 33 CFR 149.418(a)
has been removed, and the industry
standard referenced by the commenter
applies to hoses for water systems, not
dry chemical hoses.
§ 149.420 (formerly § 149.423): We
added text to better define material
construction of escape routes to provide
adequate protection in the event of a
fire.
§ 149.615: We updated this section to
indicate that if the licensee uses a Coast
Guard accepted Certifying Entity (CE),
that the CE as well as the Coast Guard
must be provided with all plans.
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§ 149.620: One commenter asked us to
require applicants to submit drawings to
other agencies in appropriate
circumstances. Regulatory action is not
needed because the Coast Guard already
makes drawings available to other
agencies, when appropriate. A second
commenter suggested that we should
review and permit classification society
guidelines. A similar suggestion was
made with respect to § 149.625, and we
believe the action we took in that
section addresses the concern raised
with respect to § 149.620.
§ 149.625: One commenter said this
section should require deepwater port
structures to conform to MMS
regulations for OCS platforms. An
amendment is not needed because the
current regulations appropriately
provide for design innovation while
retaining the need for compliance with
all applicable law. In response to
another commenter’s observation, we
redesignated paragraph (b) to paragraph
(c) and added a new paragraph (b) to
indicate that the licensee must submit to
Commandant (G–P) a design basis for
approval of the proposed standards that
will be used in the fabrication and
construction of all systems and
components. This process is covered in
greater detail in NVIC 03–05.
§ 149.641(b): We revised this section
for clarification.
§ 149.650: In response to a
commenter’s suggestion, we revised this
section to remove the reference to the
American Bureau of Shipping. The
substance of the section is not affected.
§ 149.660: We revised this section for
clarification.
§ 149.675: At a commenter’s request,
we revised this section to apply only to
deepwater ports whose design warrants
the use of such a system. This revision
takes into account the innovative design
of some deepwater ports, for which
public address systems are unnecessary.
§ 149.691: At a commenter’s
suggestion, we revised this section to
clarify that ports must either comply
with 46 CFR 108.151, or follow an
equivalent national consensus standard.
§ 149.697(c): One commenter asked if
the decibel level determination
referenced in this paragraph can be
made instantaneously. It cannot. We
revised the paragraph to make it clear
that the determination must be made
using the method described in
paragraph (b).
§ 150.10: One commenter said that the
port operations manual should include
sections that deal with emergencies on
ports that are co-located with MMSregulated facilities. Necessary
contingency measures will be addressed
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in the operations manual, but need not
be detailed in regulatory text.
§ 150.15(l): One commenter
recommended that we add requirements
for normal pressure settings during
transfer, as well as all relief valve
settings and sensors. An amendment is
not necessary because these specifics
would be better addressed in the
operations manual.
§ 150.15(n): We revised this paragraph
by adding facility support services, and
by clarifying that the listed equipment
is only illustrative. The operations
manual must include any key
equipment that will need regular service
or maintenance.
§ 150.15(o): We added this
requirement for a waste management
plan in response to a commenter’s
request.
§ 150.15(q)(formerly (p)): We added a
requirement for procedures to notify
nearby OCS facilities, at a commenter’s
suggestion.
§ 150.15(u): At a commenter’s request,
we added this requirement for
emergency evacuation procedures
comparable to 33 CFR 146.140(d).
§ 150.15(x)(formerly (v)): We revised
this paragraph concerning security
plans, for clarity.
§ 150.15(y): At a commenter’s
suggestion, we added language
concerning special operations plans for
contingency response in the event of an
incident that might affect nearby OCS
facilities. However, we emphasize that,
like many lists in this subchapter, the
list of special operations in this
paragraph is merely illustrative.
Depending on a proposed port’s specific
circumstances, other special operations
plans could be required by this
paragraph.
§ 150.15(aa)(formerly (y)): We revised
this paragraph for clarity, and added a
risk management plan option. Also, we
responded to a commenter’s statement
that ‘‘periodic re-examination’’ should
take place every five years in
environmentally sensitive areas.
National Oceanic and Atmospheric
Administration (NOAA) Fisheries has
previously applied the five-year
standard in approving a deepwater port
license application, and we are
including it in this paragraph for all
deepwater ports.
§ 150.20: We revised this section for
clarity, and to address a commenter’s
request that additional copies be
provided to other agencies as needed.
§ 150.50: One commenter asked us to
require applicants to provide an oil spill
response plan to the MMS in
appropriate circumstances. Such plans
must be included in the operations
manual pursuant to § 150.15(y)(6) and
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will be distributed to other agencies
pursuant to § 150.20.
§ 150.100: We revised the last
sentence of this section for clarity. One
commenter said that this section should
describe another agency’s authority to
inspect a deepwater port under certain
circumstances. An amendment is not
needed because each operations manual
must account for the circumstances
under which specific agencies can
inspect the deepwater port.
Part 150.105: We revised this part for
clarification to indicate that, prior to
implementing a self-inspection plan for
a deepwater port, the operator must
obtain Coast Guard acceptance to ensure
quality assurance of the process.
Part 150, subpart D (§§ 150.300–
150.385): One commenter asked us to
provide more detail about safety zones,
anchorage areas, and areas to be
avoided. An amendment is not needed,
because these sections merely require
compliance with zones and areas that
are established and described pursuant
to other laws and regulations.
§ 150.380: We revised the table to
further clarify vessel and OCS (OCS)
facility operating conditions and
restrictions, and to remove a reference
to an obsolete section.
§ 150.435: One commenter asked us to
add that under certain circumstances,
deepwater port operations can be halted
in order to ensure safety. An
amendment is not needed because those
circumstances would be evaluated as
part of the deepwater port’s risk
assessment, and spelled out in its
operations manual.
§ 150.440(d): An applicant inquired if
the implementation of a suspension
would be delayed while under appeal.
It would not be, and we revised this
paragraph to make that clear.
§ 150.445: We revised this section to
clarify that a suspension order is in
effect while an operator is preparing and
submitting a petition to have the
suspension lifted. The withdrawal of a
suspension will not take effect until the
District Commander has rendered a final
decision.
§ 150.505(b): At the suggestion of one
commenter, we revised this paragraph
to eliminate a reference to an inspection
certification, which is not required, and
replace it with a reference to the selfinspection required by § 150.105. This
commenter also suggested that the boatrelease gear be examined every 30
months, but we think it is appropriate
to retain the more flexible current
regulatory language, which provides for
inspections in accordance with
manufacturer’s recommendations.
§ 150.611: We corrected the reference
to OSHA head-protection regulations.
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§ 150.613(b): We removed an obsolete
alternative deadline for completing the
initial noise survey.
§ 150.625(c): We added the proviso
that a material safety data sheet (MSDS)
may be used for training personnel in
the use of hazardous materials provided
the employee acknowledges and
demonstrates appropriate safety
measures.
§ 150.812: We added this section at
one commenter’s suggestion that we
provide more information on how the
Coast Guard will follow up on a
casualty report.
§ 150.815: One commenter pointed
out that, in appropriate circumstances,
casualty reports must also be submitted
to other agencies. We revised this
section accordingly. We also added a
clarification that the testing required
under paragraph (b) will be conducted
in accordance with 33 CFR part 140.
§ 150.820: We added paragraph (d) in
response to a commenter’s suggestion.
§ 150.905: At a commenter’s
suggestion, we revised this section to
provide more information.
§ 150.910: We revised this section for
clarity and to indicate that mandatory
prohibitions apply only in safety zones,
not in areas to be avoided (ATBAs),
which are recommendatory. One
commenter noted that this section does
not describe the circumstances under
which existing legal agreements might
call for installations, structures, or
activities in the vicinity of the
deepwater port, other than those
directly associated with the deepwater
port. An amendment is not needed
because these circumstances would be
evaluated as part of the deepwater port’s
risk assessment, and mitigating
measures would be spelled out in the
port’s operations manual.
§ 150.915: We revised this
informational section for clarity, and in
response to a commenter’s suggestions.
The commenter asked us not to
establish a safety zone without prior
public notice and comment. We decline
to make such a commitment because,
under certain circumstances, the public
health or safety needs may require
emergency regulatory action. However,
we deem it appropriate to elaborate here
on the process for establishing safety
zones, no anchoring areas (NAAs) and
(ATBAs). The Coast Guard works with
the Departments of Commerce, Defense,
the Interior, and State to make sure their
interests are taken into account in the
creation of these zones. Further, before
the U.S. Government proposes a NAA or
ATBA to the International Maritime
Organization (IMO) for approval, the
Shipping Coordinating Committee of the
Department of State is used to develop
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the U.S. Government position on the
nature and scope of such measures.
Because the Shipping Coordinating
Committee is a Federal Advisory
Committee Act (FACA) committee, its
meetings are open to the public; a notice
is put in the Federal Register, so all
interested members of the public, all
stakeholders, including environmental
organizations, and any existing or
prospective OCS leaseholders in the
area have notice and an opportunity to
present their views.
§ 150.940: We added this section in
2005, in response to a comment on the
TIR, and will update it as new
deepwater ports become operational.
General definitions for various vessel
routing measures have been added in
§ 148.5. More specific provisions will be
included in each deepwater port’s
license and operations manual.
Regulatory Evaluation
This final rule is not a ‘‘significant
regulatory action’’ under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget has not reviewed it under that
Order. We expect the economic impact
of this rule to be so minimal that a full
Regulatory Evaluation is unnecessary.
The Coast Guard received no
comments on the regulatory evaluation,
which included the impact on small
entities and the collection of
information statement, and was
published in the interim rule.
In this final rule, the Coast Guard is
permanently adopting, with revisions,
the regulations contained in the
temporary interim rule we published at
the beginning of 2004. The temporary
interim rule updated the original 1975
regulations that applied only to
deepwater ports that handle petroleum.
It modernized and streamlined the
regulations in accordance with the
Deepwater Port Modernization Act of
1996, and also extended those
regulations to apply to deepwater ports
that handle natural gas, in accordance
with the Maritime Transportation
Security Act of 2002. The temporary
interim rule expires on October 1, 2006,
and must be replaced by a final rule on
or before that date in order to continue
the regulatory program introduced in
2004. The final rule also incorporates
lessons learned from processing several
deepwater port applications, and
addresses public comments received in
response to the temporary interim rule.
For the final rule, we updated the
regulatory evaluation to include
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information on the additional deepwater
port that has begun to operate.
We expect the costs of this final rule
to have a nominal effect on the owners
and operators of deepwater ports.
Currently, there are two licensed and
operating deepwater ports, the
Louisiana Offshore Oil Port (LOOP) and
the Excelerate Energy’s Gulf Gateway
deepwater port that receives LNG.
LOOP represents industry standards for
manned deepwater ports. Gulf Gateway
is a small, unmanned submerged turret
loading (STL) buoy that is in full
compliance with this final rule.
In a report to the Secretary of Energy,
the National Petroleum Council
estimated that fewer than ten new LNG
import terminals (onshore and
deepwater) will be licensed and
operating in 2025. We expect that the
new deepwater ports will follow
existing industry standards and,
therefore, will incur, at most, the same
costs as the existing compliant
deepwater ports. We assume that no
manned deepwater ports will be larger
or more extensive than LOOP. We
assume that unmanned deepwater ports
will be roughly similar to Gulf Gateway.
We also assume that the design and
construction of new deepwater ports
(manned or unmanned) will follow the
industry standards.
The final rule is consistent with the
industry’s request to have its regulations
aligned with the current industry
standards and future OCS regulations.
The benefits are the result of updating
and removing unnecessary and obsolete
regulations. The final rule incorporates
current industry practices. As such, the
industry will benefit, as this certainty
eliminates the risk that industry will be
liable for unexpected investments made
necessary to comply with federal
regulations. To the extent that revised
regulations facilitate the development of
new deepwater ports, the final rule also
benefits the nation’s overall economy,
by making development of an adequate
energy infrastructure more likely.
We do not expect that new collection
of information burdens will be placed
on the affected entities, because the
industry is already compliant with
safety, environmental, and training
report activities. The reporting
requirements established by current
industry practice will aid its ability to
enforce regulations, thereby promoting
safety and security of life and property.
Furthermore, by recording training,
personnel and safety information,
deepwater ports will increase their own
safety and security level by improving
accident readiness, noise level
awareness, lifesaving equipment
preparation and situational awareness.
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Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this final rule will have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
government jurisdictions with
populations of less than 50,000.
There are two entities that operate an
existing deepwater port. LOOP is owned
by a consortium of three multinational
energy corporations and, therefore,
LOOP does not qualify as a small entity.
Gulf Gateway is wholly owned by
Excelerate Energy, a private company.
Excelerate Energy also does not qualify
as a small entity. Given that investment
in deepwater ports requires several
hundred million dollars, we do not
expect any licensee or operator of future
deepwater ports to qualify as a small
entity. No not-for-profit organizations
are expected to be involved with
deepwater ports. Finally, deepwater
ports are by definition beyond the range
of small government jurisdictions.
Therefore the Coast Guard certifies
under 5 U.S.C. 605(b) that this final rule
will not have a significant economic
impact on a substantial number of small
entities.
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 or more in any one year.
Though this final rule will not result in
such an expenditure, we do discuss the
effects of this rule elsewhere in this
preamble.
Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
Indian Tribal Governments
Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them.
We have analyzed this rule under that
Order and have determined that it does
not have implications for federalism.
This rule applies to deepwater ports
only in waters beyond the territorial
limits of the United States (33 U.S.C.
1501(a)(1)). As regulation of these
deepwater ports is beyond State
seaward boundaries, this rule will not
preempt State law.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
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Taking of Private Property
This final rule will not effect a taking
of private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
Civil Justice Reform
This final rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
Protection of Children
We have analyzed this final rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not an economically
significant rule and would not create an
environmental risk to health or risk to
safety that might disproportionately
affect children.
This final rule does not have tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
direct effect on one or more Indian
tribes, on the relationship between the
Federal Government and Indian tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian tribes.
Energy Effects
We have analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under Executive Order 13211.
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Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies. This rule requires
compliance with numerous technical
standards that have been set in
regulations adopted by the Coast Guard
and other Federal agencies. In all cases,
those regulations either (1) specify the
use of a voluntary consensus standard;
(2) specify performance levels that may
be met through the use of a voluntary
consensus standard; (3) permit the use
of equivalents, which may be derived
from voluntary consensus standards; or
(4) are subject to the exemption or
adjustment provisions of Part 148,
Subpart F, ‘‘Exemption from or
Adjustments to Requirements in this
Subchapter.’’
Environment
We have analyzed this rule under
Commandant Instruction M16475.lD
and Department of Homeland Security
Management Directive 5100.1, which
guide the Coast Guard in complying
with the National Environmental Policy
Act of 1969 (NEPA) (42 U.S.C. 4321–
4370f), and have concluded that there
are no factors in this case that would
limit the use of a categorical exclusion
under section 2.B.2 of the Instruction.
Therefore, this rule is categorically
excluded, under figure 2–1, paragraph
(34)(a), (c), and (i) of the Instruction,
and under section 6(b) of the ‘‘Appendix
to National Environmental Policy Act:
Coast Guard Procedures for Categorical
Exclusions, Notice of Final Agency
Policy,’’ (67 FR 48244, July 23, 2002)
from further environmental
documentation. The environmental
impact associated with requiring
additional equipment, training, safety
inspections and recordkeeping under
this rule will have an insignificant
impact on the environment and will
benefit the environment by requiring
safe operations of deepwater ports. The
environmental impact of each
deepwater port applicant is assessed
under the licensing process. A
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‘‘Categorical Exclusion Determination’’
is available in the docket where
indicated under ADDRESSES. A final
‘‘Environmental Analysis Check List’’
and a final ‘‘Categorical Exclusion
Determination’’ are available in the
docket where indicated under
ADDRESSES.
List of Subjects
33 CFR Part 148
Administrative practice and
procedure, Environmental protection,
Harbors, Petroleum.
57651
148.207 How and where may I view
docketed documents?
148.209 How is the application processed?
148.211 What must I do if I need to change
my application?
148.213 How do I withdraw my
application?
148.215 What if a port has plans for a deep
draft channel and harbor?
148.217 How can a State be designated as
an adjacent coastal State?
148.221 How do I claim, or object to a
claim, that required information is
privileged?
Public Hearings or Meetings
33 CFR Part 149
Fire prevention, Harbors, Marine
safety, Navigation (water), Occupational
safety and health, Oil pollution.
148.222 When must public hearings or
meetings be held?
148.227 How is a public hearing or meeting
reported?
33 CFR Part 150
Harbors, Marine safety, Navigation
(water), Occupational safety and health,
Oil pollution, Reporting and
recordkeeping requirements.
I For the reasons discussed in the
preamble, the Coast Guard revises 33
CFR Chapter I, Subchapter NN, as
follows:
148.228 What if a formal evidentiary
hearing is necessary?
148.230 How is notice of a formal hearing
given?
148.232 What are the rules for a formal
hearing?
148.234 What are the limits of an
Administrative Law Judge’s jurisdiction?
148.236 What authority does an
Administrative Law Judge have?
148.238 Who are the parties to a formal
hearing?
148.240 How does a State or a person
intervene in a formal hearing?
148.242 How does a person who is not a
party to a formal hearing present
evidence at the hearing?
148.244 Who must represent the parties at
a formal hearing?
148.246 When is a document considered
filed and where should I file it?
148.248 What happens when a document
does not contain all necessary
information?
148.250 Who must be served before a
document is filed?
148.252 What is the procedure for serving
a subpoena?
148.254 How is a hearing transcript
prepared?
148.256 What happens at the conclusion of
a formal hearing?
SUBCHAPTER NN—DEEPWATER PORTS
PART 148—DEEPWATER PORTS:
GENERAL
Subpart A—General
Sec.
148.1 What is the purpose of this
subchapter?
148.2 Who is responsible for implementing
this subchapter?
148.3 What Federal agencies are
responsible for implementing the
Deepwater Port Act?
148.5 How are terms used in this
subchapter defined?
148.8 How are certifying entities designated
and used for purposes of this
subchapter?
Subpart B—Application for a License
148.100 What is the purpose of this
subpart?
148.105 What must I include in my
application?
148.107 What additional information may
be required?
148.108 What if a Federal or State agency
or other interested party requests
additional information?
148.110 How do I prepare my application?
148.115 How many copies of the
application must I send and where must
I send them?
148.125 What are the application fees?
Subpart C—Processing Applications
General
148.200 What is the purpose of this
subpart?
148.205 How are documents related to the
application maintained?
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Formal Hearings
Approval or Denial of the Application
148.276 When must the application be
approved or denied?
148.277 How may Federal agencies and
States participate in the application
process?
148.279 What are the criteria for approval
or denial of an application?
148.281 What happens when more than one
application is submitted for a deepwater
port in the same application area?
148.283 When is the application process
stopped, before the application is
approved or denied?
Subpart D—Licenses
148.300 What does this subpart concern?
148.305 What is included in a deepwater
port license?
148.307 Who may consult with the
Commandant (G–P) and the Maritime
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Administrator on developing the
proposed conditions of a license?
148.310 How long does a license last?
148.315 How is a license amended,
transferred, or reinstated?
148.320 How is a license enforced,
suspended, or revoked?
148.325 How soon after port
decommissioning must the licensee
initiate removal?
Subpart A—General
§ 148.1 What is the purpose of this
subchapter?
Subpart E—Site Evaluation and PreConstruction Testing
148.400 What does this subpart do?
148.405 What are the procedures for
notifying the Commandant (G–P) of
proposed site evaluation and preconstruction testing?
148.410 What are the conditions for
conducting site evaluation and preconstruction testing?
148.415 When conducting site evaluation
and pre-construction testing, what must
be reported?
148.420 When may the Commandant (G–P)
suspend or prohibit site evaluation or
pre-construction testing?
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Subpart F—Exemption From or
Adjustments to Requirements in This
Subchapter
148.500 What does this subpart do?
148.505 How do I apply for an exemption?
148.510 What happens when a petition for
exemption involves the interests of an
adjacent coastal State?
148.515 When is an exemption allowed?
148.600 What is the limit of financial
liability?
148.605 How is the limit of liability
determined?
Subpart G—Environmental Review Criteria
for Deepwater Ports
148.700 How does the Deepwater Port Act
interact with other Federal and State
laws?
148.702 How were the environmental
review criteria developed?
148.705 What is determined by the
environmental evaluation?
148.707 What type of criteria will be used
in an environmental review, and how
will they be applied?
148.708 Must the applicant’s proposal
reflect potential regulations?
148.709 How are these criteria reviewed
and revised?
148.710 What environmental conditions
must be satisfied?
148.715 How is an environmental review
conducted?
148.720 What are the siting criteria?
148.722 Should the construction plan
incorporate best available technology
and recommended industry practices?
148.725 What are the design, construction
and operational criteria?
148.730 What are the land use and coastal
zone management criteria?
148.735 What are other critical criteria that
must be evaluated?
148.737 What environmental statutes must
an applicant follow?
Authority: 33 U.S.C. 1504; Department of
Homeland Security Delegation No. 0170.1
(75).
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This subchapter prescribes
regulations for the licensing,
construction, design, equipment, and
operation of deepwater ports under the
Deepwater Port Act of 1974, as amended
(33 U.S.C. 1501–1524) (the Act).
§ 148.2 Who is responsible for
implementing this subchapter?
Unless otherwise specified, the owner
of a deepwater port must ensure that the
requirements of this subchapter are
carried out at that port.
§ 148.3 What Federal agencies are
responsible for implementing the
Deepwater Port Act?
(a) Under delegations from the
Secretary of Homeland Security and the
Secretary of Transportation, the Coast
Guard and the Maritime Administration
(MARAD) coordinate with each other in
processing applications for the issuance,
transfer, or amendment of a license for
the construction and operation of a
deepwater port.
(b) MARAD is responsible for issuing
the Record of Decision to announce
whether a license application is
approved, approved with conditions, or
denied, and for issuing, revoking, and
reinstating deepwater port licenses.
MARAD also has authority over the
approval of fees charged by adjacent
coastal States, and certain matters
relating to international policy, civil
actions, and suspension or termination
of licenses.
(c) The Secretary of Transportation
has delegated authority over pipeline
matters to the Pipeline Hazardous
Materials and Safety Administration.
(d) The Environmental Protection
Agency (EPA), U.S. Army Corps of
Engineers, Minerals Management
Service (MMS) in the Department of
Interior, and other Federal agencies are
designated as cooperating agencies and
support the Coast Guard and MARAD in
the review and evaluation of deepwater
port license applications. You can view
the interagency memorandum of
understanding (MOU) outlining the
relative roles and responsibilities of
these and other Federal agencies at:
https://www.uscg.mil/hq/G-P/mso/docs/
dwp_white_house_task_force_energy_
streamlining.pdf.
§ 148.5 How are terms used in this
subchapter defined?
As used in this subchapter:
Act means the Deepwater Port Act of
1974, 33 U.S.C. 1501 et seq., as
amended.
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Adjacent coastal State means any
coastal State which:
(1) Would be directly connected by
pipeline to a deepwater port, as
proposed in an application;
(2) Would be located within 15 miles
of any such proposed deepwater port; or
(3) Is designated as an adjacent coastal
State by the Administrator of the
Maritime Administration under 33
U.S.C. 1508(a)(2).
Affiliate means a person:
(1) That has a direct or indirect
ownership interest of more than 3
percent in an applicant;
(2) That offers to finance, manage,
construct, or operate the applicant’s
deepwater port to any significant
degree;
(3) That owns or controls an applicant
or an entity under paragraphs (1) or (2)
of this definition; or
(4) That is owned or controlled by, or
under common ownership with, an
applicant or an entity under paragraphs
(1), (2), or (3) of this definition.
Applicant means a person that is the
owner of a proposed deepwater port and
is applying for a license under this part
for that port.
Application means an application
submitted under this part for a license
to own, construct, and operate a
deepwater port.
Approval series means the first six
digits of a number assigned by the Coast
Guard to approved equipment. Where
approval is based on a subpart of 46
CFR chapter I, subchapter Q, the
approval series corresponds to the
number of the subpart. A list of
approved equipment, including all of
the approval series, is available at:
https://cgmix.uscg.mil/Equipment.
Approved means approved by the
Commandant (G–P).
Area to be avoided or ATBA means a
routing measure comprising an area
within defined limits in which either
navigation is particularly hazardous or
it is exceptionally important to avoid
casualties and should be avoided by all
ships or certain classes of vessels. An
ATBA may be either recommended
(‘‘recommendatory’’) or mandatory. An
ATBA is recommendatory when ships
are advised to navigate with caution in
light of specially hazardous conditions.
An ATBA is mandatory when
navigation is prohibited or subject to a
competent authority’s conditions.
ATBAs for deepwater ports are
recommendatory.
Barrel means 42 U.S. gallons
(approximately 159 liters) at
atmospheric pressure and 60 °F
(approximately 15.56 °C).
Captain of the Port or COTP means a
Coast Guard officer who commands a
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Captain of the Port zone described in
part 3 of this chapter and who is
immediately responsible for enforcing
port safety and security and marine
environmental protection regulations
within that area.
Certified industrial hygienist means
an industrial hygienist who is certified
by the American Board of Industrial
Hygiene.
Certified marine chemist means a
marine chemist who is certified by the
National Fire Protection Association.
Certifying entity or CE means any
individual or organization, other than
the operator, permitted by the
Commandant (G–PSO) to act on behalf
of the Coast Guard pursuant to section
148.8 of this subpart. The activities may
include reviewing plans and
calculations for construction of
deepwater ports, conducting
inspections, witnessing tests, and
certifying systems and/or components
associated with deepwater ports as safe
and suitable for their intended purpose.
Citizen of the United States means:
(1) Any person who is a United States
citizen by law, birth, or naturalization;
(2) Any State, State agency, or group
of States; or
(3) Any corporation, partnership, or
other association:
(i) That is organized under the laws of
any State;
(ii) Whose president, chairman of the
board of directors, and general partners
or their equivalents, are persons
described in paragraph (1) of this
definition; and
(iii) That has no more of its directors
who are not persons described in
paragraph (1) of this definition than
constitute a minority of the number
required for a quorum to conduct the
business of the board of directors.
Coastal environment means the
coastal waters including the lands in
and under those waters, internal waters,
and the adjacent shorelines including
waters in and under those shorelines.
The term includes, but is not limited to:
(1) Transitional and intertidal areas,
bays, lagoons, salt marshes, estuaries,
and beaches;
(2) Fish, wildlife, and other living
resources of those waters and lands; and
(3) The recreational and scenic values
of those lands, waters, and resources.
Coastal State means a State of the
United States in or bordering the
Atlantic, Pacific, or Arctic Oceans or the
Gulf of Mexico.
Commandant (G–P) means the
Assistant Commandant for Prevention,
or that individual’s authorized
representative, at Commandant (G–P),
U.S. Coast Guard, 2100 Second Street,
SW., Washington, DC 20593–0001.
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Confined space means a space that
may contain a dangerous atmosphere,
including a space that:
(1) Has poor natural ventilation, such
as a space with limited openings, for
example a cofferdam or double bottom
tank; or
(2) Is not designed for continuous
occupancy by personnel.
Construction means supervising,
inspecting, actual building, and all other
activities incidental to the building,
repairing, or expanding of a deepwater
port or any of its components. The term
includes, but is not limited to,
fabrication, laying of pipe, pile driving,
bulk heading, alterations, modifications,
and additions to the deepwater port.
Control means the direct or indirect
power to determine the policy, business
practices, or decisionmaking process of
another person, whether by stock or
other ownership interest, by
representation on a board of directors or
similar body, by contract or other
agreement with stockholders or others,
or otherwise.
Crude oil means a mixture of
hydrocarbons that exists in the liquid
phase in natural underground
reservoirs, and remains liquid at
atmospheric pressure after passing
through surface separating facilities, and
includes:
(1) Liquids technically defined as
crude oil;
(2) Small amounts of hydrocarbons
that exist in the gaseous phase in
natural underground reservoirs but are
liquid at atmospheric pressure after
being recovered from oil well (casing
head) gas in lease separators; and
(3) Small amounts of nonhydrocarbons produced with the oil.
Dangerous atmosphere means an
atmosphere that:
(1) May expose personnel to the risk
of death, incapacitation, injury, or acute
illness; or
(2) May impair ability to escape from
the atmosphere unaided.
Deepwater port:
(1) Means any fixed or floating
manmade structures other than a vessel,
or any group of structures, located
beyond State seaward boundaries that
are used or are intended for use as a port
or terminal for the transportation,
storage, or further handling of oil or
natural gas for transportation to any
State, except as otherwise provided in
the Deepwater Port Act of 1974, as
amended, and for other uses not
inconsistent with the purposes of the
Deepwater Ports Act, including
transportation of oil or natural gas from
the United States’ OCS;
(2) Includes all components and
equipment, including pipelines,
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pumping stations, service platforms,
buoys, mooring lines, and similar
facilities, to the extent that they are
located seaward of the high water mark;
(3) Includes, in the case of natural gas,
all components and equipment,
including pipelines, pumping or
compressor stations, service platforms,
buoys, mooring lines, and similar
facilities which are proposed and/or
approved for construction and operation
as part of the deepwater port, to the
extent that they are located seaward of
the high water mark and do not include
interconnecting facilities; and
(4) Shall be considered a ‘‘new
source’’ for purposes of the Clean Air
Act, 42 U.S.C. 7401 et seq., as amended,
and the Federal Water Pollution Control
Act, 33 U.S.C. 1251 et seq., as amended.
District commander means an officer
who commands a Coast Guard district
described in part 3 of this chapter, or
that individual’s authorized
representative.
Emergency medical technician means
a person trained and certified to
appraise and initiate the administration
of emergency care for victims of trauma
or acute illness before or during
transportation of the victims to a health
care facility via ambulance, aircraft or
vessel.
Engineering hydrographic survey
means a detailed geological analysis of
seabed soil samples performed to
determine the physical composition, for
example the mineral content, and
structural integrity for the installation of
offshore components and structures.
Governor means the governor of a
State or the person designated by State
law to exercise the powers granted to
the governor under the Act.
Gross under keel clearance means the
distance between the keel of a tanker
and the ocean bottom when the tanker
is moored or anchored in calm water
free of wind, current, or tide conditions
that would cause the tanker to move.
Hose string means the part of a single
point mooring connection for oil or
natural gas transfer made out of flexible
hose of the floating or float/sink type
that connects the tanker’s manifold to
the single point mooring.
Hot work means work that produces
heat or fire, such as riveting, welding,
burning, or other fire-or sparkproducing operations.
Lease block means an area established
either by the Secretary of the Interior
under section 5 of the OCS Lands Act,
43 U.S.C. 1334, or by a State under
section 3 of the Submerged Lands Act,
43 U.S.C. 1311.
License means a license issued under
this part to own, construct, and operate
a deepwater port.
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Licensee means a citizen of the United
States holding a valid license for the
ownership, construction, and operation
of a deepwater port that was issued,
transferred, or renewed under this
subchapter.
Marine environment includes:
(1) The coastal environment, waters of
the contiguous zone, the Exclusive
Economic Zone, and the high seas;
(2) Fish, wildlife, and other living
resources of those waters; and
(3) The recreational and scenic values
of those waters and resources.
Marine site means the area in which
the deepwater port is located, including
the safety zone and all areas seaward of
the high water mark in which associated
components and equipment of the
deepwater port are located.
Maritime Administration or MARAD
means the Administrator of the
Maritime Administration or that
person’s designees, and includes the
Associate Administrator, Port,
Intermodal and Environmental
Activities, Maritime Administration, or
that individual’s authorized
representative, at 400 Seventh Street,
SW., Washington, DC 20590, telephone
202–366–4721.
Metering platform means a manned or
unmanned platform consisting of either
a fixed or floating structure that serves
as an interchange site for measuring the
rate of transfer of natural gas from vessel
to pipeline.
Natural gas means either natural gas,
unmixed, or any mixture of natural or
artificial gas, including compressed or
liquefied natural gas.
Natural gas liquids means liquid
hydrocarbons associated with or
extracted from natural gas, for example
ethane, propane and butane extracted
from natural gas.
Net under keel clearance means the
distance between the keel of a tanker
and the ocean bottom when the tanker
is underway, anchored, or moored, and
subject to actual wind, waves, current,
and tide motion.
No anchoring area or NAA means a
routing measure comprising an area
within defined limits where anchoring
is hazardous or could result in
unacceptable damage to the marine
environment. Anchoring in a no
anchoring area should be avoided by all
vessels or certain classes of vessels,
except in case of immediate danger to
the vessel or the person on board.
Officer in Charge of Marine Inspection
or OCMI means an individual who
commands a marine inspection zone
described in part 3 of this chapter, and
who is immediately responsible for the
performance of duties with respect to
inspections, enforcement, and
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administration of regulations governing
a deepwater port.
Offshore competent person means an
individual trained and designated by his
or her employer in matters relating to
confined space pre-entry testing and
certification at a deepwater port, prior to
entry. An offshore competent person
should demonstrate proficiency in the
following criteria:
(1) Hazard description and
recognition;
(2) Hazard evaluation and
measurement;
(3) Hazard prevention;
(4) Control and elimination; and
(5) Practical application simulation.
Oil means petroleum, crude oil, and
any substance refined from petroleum or
crude oil.
Operator means the person who is
licensed under 33 U.S.C. 1503 to own,
construct, and operate a deepwater port,
or that person’s designee.
Person means an individual, a public
or private corporation, a partnership or
other association, or a government
entity.
Person in Charge (PIC) means an
individual designated as a person in
charge of transfer operations under
§ 154.710 for oil facilities or § 127.301
for liquefied natural gas (LNG) facilities.
Within this subchapter, other references
to person in charge, without the use of
the acronym PIC, will mean a person in
charge of an operation other than
transfer operations.
Personnel means individuals who are
employed by licensees, operators,
contractors, or subcontractors, and who
are on a deepwater port because of their
employment.
Pipeline end manifold means the
pipeline end manifold at a single point
mooring.
Platform means a fixed for floating
structure that rests on or is embedded in
the seabed or moored in place and that
has floors or decks where an activity or
specific function may be carried out.
Pumping platform complex means a
platform or a series of interconnected
platforms, exclusive of a deepwater
port, consisting of one or more single
point moorings or submerged turret
loading buoys that can pump oil or
natural gas and that has one or more of
the following features or capabilities:
(1) Can handle the mooring and
loading of small vessels;
(2) Has berthing and messing
facilities; and
(3) Has a landing area for helicopters.
Reconnaissance hydrographic survey
means a scientific study of fresh and
saltwater bodies, currents and water
content, cultural resources, seabed soils
and subsea conditions, for example
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existing pipelines or subsea wells. A
visual representation of the survey
findings is normally depicted on a chart
of the examined area.
Routing systems means any system of
one or more vessel routes or routing
measures aimed at reducing the risk of
casualties. It includes traffic separation
schemes, two-way routes, recommended
tracks, areas to be avoided, no anchoring
areas, inshore traffic zones,
roundabouts, precautionary areas and
deepwater routes.
Safety zone means a safety zone
established around a deepwater port
under part 150, subpart J, of this
chapter. The safety zone may extend to
a maximum distance of 500 meters
(approximately 1,640 feet) around the
facility, measured from each point on its
outer edge or from its construction site,
except as authorized by generally
accepted international standards or as
recommended by the International
Maritime Organization. However, the
zone may not interfere with the use of
recognized sea lanes.
Single point mooring or SPM means
an offshore berth that links an undersea
pipeline to a moored tanker and allows
for the transfer of oil or natural gas
between the tanker and the pipeline.
Single point mooring oil transfer
system or SPM–OTS means the part of
the oil transfer system from the pipeline
end manifold to the end of the hose
string that connects to the tanker’s
manifold.
Single (or multiple) point mooring
natural gas transfer system or SPM–
NGTS (or MPM–NGTS) means the part
of the natural gas transfer system from
the pipeline end manifold to the end of
the hose string that connects to the
tanker’s manifold.
State includes each State of the
United States, the District of Columbia,
the Commonwealth of Puerto Rico, and
the territories and possessions of the
United States.
Support vessel means a vessel
working for a licensee at a deepwater
port or cleared by a licensee to service
a tanker calling at a deepwater port, and
includes a:
(1) Tug;
(2) Line-handling boat;
(3) Crew boat;
(4) Supply vessel;
(5) Bunkering vessel;
(6) Barge; or
(7) Other similar vessel.
Survival craft means a craft described
in § 149.303 of this subchapter.
Tanker means a vessel that calls at a
deepwater port to unload oil or natural
gas.
Vessel means every description of
watercraft, including non-displacement
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to each CE. The Commandant (G–P) may
terminate the acceptance of a CE at any
time.
craft e.g., wing-in-ground (WIG) craft,
seaplanes) capable of being used, as a
means of transportation on or through
the water.
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§ 148.8 How are certifying entities
designated and used for purposes of this
subchapter?
§ 148.100
subpart?
(a) Applicants and licensees may
nominate a certifying entity (CE) for the
performance of tasks for which the
Coast Guard is responsible under this
subchapter.
(b) Nominations may be made at any
time after the Maritime Administration
issues a record of decision approving
the application, and must include the
following information for each nominee:
(1) The specific functions or tasks to
be performed by the nominee;
(2) Name and address;
(3) Size and type of organization or
corporation;
(4) Previous experience as a CE,
certified verification agent, or similar
third-party representative;
(5) Experience in design, fabrication,
or installation of fixed offshore oil and
gas platforms, similar fixed, floating, or
gravity-based structures and projectrelated structures, systems, and
equipment;
(6) Technical capabilities, including
professional certifications and
organizational memberships of the
nominee or the primary staff to be
associated with its duties for the
specific project;
(7) In-house availability of, or access
to, appropriate technology such as
computer modeling programs and
hardware or testing materials and
equipment;
(8) Ability to perform and effectively
manage the duties for which it is
nominated considering current resource
availability;
(9) Previous experience with
regulatory requirements and procedures;
(10) A statement signed by the
nominee’s chief officer or that person’s
designee that the nominee:
(i) Is not owned or controlled by the
designer, manufacturer, or supplier of
any equipment, material, system, or
subsystem that would be the subject of
the nominee’s duties, or by any
manufacturer of similar equipment or
material; and that
(ii) The nominee will allow access to
an official representative of the Coast
Guard, upon request, to facilities or
records that relate to its duties; and
(11) A list of documents and
certifications to be furnished to the
Coast Guard by the nominee.
(c) The Commandant (G–P) may
accept or reject the nomination of a CE
and will provide guidance and oversight
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What is the purpose of this
This subpart describes how to apply
for a license to own, construct, and
operate a deepwater port.
§ 148.105 What must I include in my
application?
Your application must include the
information required by this section.
(a) General. For each applicant,
affiliate, and consultant:
(1) The name, address, telephone
number, citizenship, and principal
business activity of the applicant and its
affiliates;
(2) The name, address, and principal
business activity of each subsidiary,
division of the applicant, or its affiliates
that participated in the decision to
apply for a license to build a deepwater
port;
(3) A description of how each affiliate
is associated with the applicant, and of
the ownership interest each affiliate has
in the applicant;
(4) A list of the applicant’s corporate
officers and directors, and each affiliate
that participated in the decision to
apply for a license;
(5) A statement for each applicant or
affiliate, providing complete and
detailed information on any civil or
criminal legal proceeding during the
preceding 5 years that relates to, or that
could materially affect, information in
the license application; and,
(6) A declaration by the applicant that
neither the applicant nor its affiliate has
engaged in any lobbying activities that
are prohibited by 31 U.S.C. 1352 or any
other applicable Federal anti-lobbying
statute.
(b) Experience in matters relating to
deepwater ports.
(1) A description of the applicant’s,
affiliate’s, and consultant’s experience
in offshore operations, particularly
operations involving the transfer and
storage of liquid cargo, and the loading
and unloading of vessels.
(2) For each affiliate that has a
significant contract with the applicant
for construction of the deepwater port,
a description of that affiliate’s
experience in construction of marine
terminal facilities, offshore structures,
underwater pipelines, and seabed
foundations; in addition to a description
of other experiences that would bear on
the affiliate’s qualification to participate
in the construction of a deepwater port.
(c) Engineering firms. For each
engineering firm, if known, that will
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design the deepwater port or a portion
of the port, the application must include
the firm’s:
(1) Name;
(2) Address;
(3) Citizenship;
(4) Telephone number; and
(5) Qualifications.
(d) Citizenship and operating
authority. For each applicant or group of
applicants, provide:
(1) An affidavit that the applicant is
a citizen of the United States;
(2) For State agency applicants, the
law authorizing the applicant to
undertake the operations detailed in the
application;
(3) For private corporation applicants,
the current charter or certificate of
incorporation and current by-laws; and
affidavits of U.S. or foreign citizenship
from the president, chairman of the
board, and each director or their
equivalents; for limited liability
companies, the equivalent
organizational documents, and
affidavits from the members of the
Board of Managers, and members; and
(4) For partnerships, including
limited liability partnerships, or
associations not formed or owned solely
by individual citizens of the United
States, the certificate of formation; the
partnership agreement or articles of
association; the current by-laws; the
minutes of the first board meeting; and
affidavits of U.S. or foreign citizenship
from the president and each director, or
their equivalents.
(e) Address for service of documents.
The name and address of one individual
who may be served with documents if
a formal hearing is held concerning the
application, and the name and address
of one individual who may receive other
documents.
(f) Location and use. The proposed
location and capacity of the deepwater
port, a general description of the
anticipated use of the port, and whether
access will be open or closed.
(g) Financial information.
(1) For the applicant, each affiliate
with an ownership interest in the
applicant of greater than 3 percent, and
affiliates which have a direct
contractual relationship with the
deepwater port:
(i) Annual financial statements,
audited by an independent certified
public accountant, for the previous 3
years, including, but not limited to, an
income statement, balance sheet, and
cash flow statement with footnote
disclosures prepared according to U.S.
Generally Accepted Accounting
Principles; provided, however, that the
Commandant (G–P), in concurrence
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with MARAD, may waive this
requirement upon finding:
(A) That the affiliate does not, in the
normal course of business, produce
audited statements; and
(B) That the affiliate is part of a larger
corporate group whose audited
statement provides sufficient
information to support an adequate
assessment of the affiliate’s relationship
with and impact on the applicant; and
(ii) Interim income statements and
balance sheets for each quarter that ends
at least 30 days before submission of the
application, unless it is included in the
most recent annual financial statement.
(2) An estimate of construction costs,
including:
(i) A phase-by-phase breakdown of
costs;
(ii) The estimated completion dates
for each phase; and
(iii) A preliminary estimate of the cost
of removing all of the deepwater port
marine components, including pipelines
that lie beneath the seabed. The operator
of a deepwater port is responsible for
the costs associated with removal of all
port components. Should a license be
granted, MARAD will require a bond,
guarantee, or other financial instrument
to cover the complete cost of
decommissioning as a condition of the
license.
(3) Annualized projections or
estimates, along with the underlying
assumptions, for the next 5 years and at
reasonable intervals throughout the life
of the deepwater port, of each of the
following:
(i) Total oil or natural gas throughput,
and subtotals showing throughput
owned by the applicant and its affiliates
and throughput owned by others;
(ii) Projected financial statements,
including a balance sheet and income
statement; and
(iii) Annual operating expenses,
showing separately any payment made
to an affiliate for any management
duties carried out in connection with
the operation of the deepwater port.
(4) A copy of all proposals or
agreements concerning the management
and financing of the deepwater port,
including agreements relating to
throughputs, capital contributions,
loans, guarantees, commitments,
charters, and leases.
(5) The throughput reports for the
calendar year preceding the date of the
application, for the applicant and each
of the applicant’s affiliates engaged in
producing, refining, or marketing oil or
natural gas and natural gas liquids,
along with a copy of each existing or
proposed throughput agreement. Each
throughput report must list the
throughput of the following products:
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(i) Crude oil; and if crude oil is the
only product the port is designed to
transport, the throughput report may be
limited to reporting crude oil;
(ii) Gasoline;
(iii) Jet aviation fuel;
(iv) Distillate fuel oils;
(v) Other refinery products;
(vi) Natural gas; and
(vii) Natural gas liquids.
(h) Construction contracts and
construction-related studies.
(1) A copy of each contract that the
applicant made for the construction of
any component of the deepwater port or
for the operation of the port.
(2) A listing and abstract of:
(i) All completed or ongoing studies
on deepwater ports conducted by or for
the applicant; and
(ii) All other construction-related
studies used by the applicant.
(3) The identity of each contractor, if
known, that will construct or install the
deepwater port or a portion of the port,
including each firm’s:
(i) Name;
(ii) Address;
(iii) Citizenship;
(iv) Telephone number; and
(v) Qualifications.
(i) Compliance with Federal water
pollution requirements.
(1) Evidence, to the extent available,
that the requirements of section
401(a)(1) of the Federal Water Pollution
Control Act Amendments of 1972, 33
U.S.C. 1341(a)(1), will be satisfied. If
complete information is not available by
the time MARAD must either approve or
deny the application under 33 U.S.C.
1504(i)(1), the license for the deepwater
port is conditioned upon the applicant
demonstrating that the requirements of
section 401(a)(1) of the Federal Water
Pollution Control Act Amendments of
1972, 33 U.S.C. 1341(a)(1), will be
satisfied.
(2) In cases where certification under
33 U.S.C. 1341(a)(1) must be obtained
from the Environmental Protection
Agency Administrator, the request for
certification, and pertinent information,
such as plume modeling, related to the
certification.
(j) Coastal zone management. A
request for each certification required by
section 307 of the Coastal Zone
Management Act of 1972, 16 U.S.C.
1456, as amended.
(k) Identification of lease block.
(1) Identification of each lease block
where any part of the proposed
deepwater port or its approaches is
located. This identification must be
made on official OCS leasing maps or
protraction diagrams, where available.
Each map and diagram must be certified
by a professional surveyor. For each
lease block, provide the following:
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(i) A description of each pipeline, or
other right-of-way crossing, in enough
detail to allow plotting of the rights-ofway to the nearest one-tenth of a second
in latitude and longitude; and
(ii) The identity of the lessee or
grantee of each pipeline or other rightof-way.
(2) Detailed information concerning
any interest that anyone, including the
applicant, has in each block.
(3) Detailed information concerning
the present and planned use of each
block.
(l) Overall site plan. Single-line
drawings showing the location and type
of each component of the proposed
deepwater port and its necessary
facilities, including:
(1) Floating structures;
(2) Fixed structures;
(3) Aids to navigation;
(4) Manifold systems; and
(5) Onshore storage areas, pipelines,
and refineries.
(m) Site plan for marine components.
A site plan consisting of the following:
(1) The proposed size and location of
all:
(i) Fixed and floating structures and
associated components seaward of the
high water mark, only if the proposal
does not involve a connected action, for
example, installation of new pipeline
extending inshore of the state boundary
line;
(ii) Recommended ships’ routing
measures and proposed vessel traffic
patterns in the port area, including aids
to navigation;
(iii) Recommended anchorage areas
and, for support vessels, mooring areas;
and
(2) A reconnaissance hydrographic
survey of the proposed marine site. This
survey should provide data on the water
depth, prevailing currents, cultural
resources, and a general characterization
of the sea bottom. A requirement to
submit an engineering hydrographic
survey of the final marine site will be
imposed as a condition in the license.
The latter survey will require more
extensive analysis of the soil, and
detailed study to determine its physical
composition, such as minerals, and if
the sea bottom can support fixed
components comprising a deepwater
port. The applicant may submit existing
data, gathered within the previous 5
years, but it must be supplemented by
field data for the specific locations in
which a high degree of variability exists.
(n) Soil data. An analysis of the
general character and condition of the
ocean bottom, sub-bottom, and upland
soils throughout the marine site. The
applicant may use existing data, so long
as it was collected within the last 5
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years and continues to provide accurate
information about conditions
throughout the site. If not, a new survey
must be completed to provide
supplemental data. The analysis must
include an opinion by a registered
professional engineer specializing in
soil mechanics concerning:
(1) The suitability of the soil to
accommodate the anticipated design
load of each marine component that will
be fixed to or supported on the ocean
floor; and
(2) The stability of the seabed when
exposed to environmental forces
resulting from severe storms or lesser
forces that occur over time, including
any history of accretion or erosion of the
coastline near the marine site.
(o) Archeological information. An
analysis of the information from the
reconnaissance hydrographic survey by
a qualified underwater archeologist to
determine the historical or other
significance of the area where the site
evaluation and pre-construction testing
activities were conducted. The analysis
must meet standards established by the
Minerals Management Service for
activities on the OCS, or an alternative
standard that has been submitted to and
approved by the Coast Guard. The
survey must include the areas
potentially affected by the deepwater
port, or any other associated platforms,
and its pipeline route(s).
(p) Vessel information.
(1) The nation of registry for, and the
nationality or citizenship of, officers
and crew serving on board vessels
transporting natural gas that are
reasonably anticipated to be servicing
the deepwater port; and
(2) Description of the information that
will be provided in the operations
manual pertaining to vessel operations,
vessel characteristics, and weather
forecasting.
(q) Information on floating
components.
(1) A description and preliminary
design drawing of each floating
component, including the hoses,
anchoring or securing structure, and
navigation lights if the component is a
mooring buoy.
(2) The criteria, developed under part
149 of this chapter, to which each
floating component will be designed
and built.
(3) The design standards and codes to
be used.
(4) The title of each recommended
engineering practice that will be
applied.
(5) A description of safety,
firefighting, and pollution prevention
equipment to be used on each floating
component.
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(6) A description of the lighting that
will be used on floating hoses, for night
detection.
(r) Information on dedicated fixed
offshore components.
(1) A description and preliminary
design drawing for each dedicated fixed
offshore component.
(2) The design criteria, developed
under part 149 of this chapter, to which
each fixed offshore component will be
designed and built.
(3) The design standards and codes to
be used.
(4) The title of each recommended
engineering practice to be followed.
(5) A description of the following
equipment that will be installed:
(i) Navigational lighting;
(ii) Safety equipment;
(iii) Lifesaving equipment;
(iv) Firefighting equipment;
(v) Pollution prevention equipment,
excluding response equipment which
must be outlined in the facility response
plan; and
(vi) Waste treatment equipment.
(6) A description and preliminary
design drawing of the following:
(i) The cargo pumping equipment;
(ii) The cargo piping system;
(iii) The control and instrumentation
system; and
(iv) Any associated equipment,
including equipment for oil or natural
gas throughput measuring, leak
detection, emergency shutdown, and the
alarm system.
(7) The personnel capacity of each
deepwater port pumping platform
complex.
(s) Refurbished OCS facilities and colocated fixed offshore components.
(1) A description and preliminary
design drawing for each such facility or
component.
(2) The design criteria, developed
under part 149 of this chapter, to which
each facility or component will be
designed and built or modified;
(3) The design standards and codes to
be used;
(4) The title of each recommended
engineering practice to be followed;
(5) A description of the following
equipment to be installed or
refurbished:
(i) Navigational lighting;
(ii) Safety equipment;
(iii) Lifesaving equipment;
(iv) Firefighting equipment;
(v) Pollution prevention equipment,
excluding response equipment which
must be outlined in the facility response
plan;
(vi) Waste treatment equipment; and
(vii) Cathodic protection.
(6) A description and preliminary
design drawing of the following:
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(i) The cargo pumping equipment;
(ii) The cargo piping system;
(iii) The control and instrumentation
system; and
(iv) Any associated equipment,
including equipment for oil or natural
gas throughput measuring, leak
detection, emergency shutdown, and the
alarm system.
(7) The personnel capacity of each
deepwater port pumping platform
complex.
(t) Information on offshore pipelines.
(1) A description and preliminary
design drawing of the marine pipeline,
including:
(i) Size;
(ii) Throughput capacity;
(iii) Length;
(iv) Depth of cover; and
(v) Protective devices.
(2) The design criteria to which the
marine pipeline will be designed and
built.
(3) The design standards and codes to
be used.
(4) The title of each recommended
engineering practice to be followed.
(5) A description of the metering
system that will measure flow rate.
(6) Information concerning all
submerged or buried pipelines that will
be crossed by the offshore pipeline, and
how each crossing will be made.
(7) Information on the pipeline that
will connect to the port, including a
detailed analysis that shows throughput
and capacity rates of all pipelines
involved in the transport of product to
shore.
(u) Information about onshore
components. To the extent known by
the applicant:
(1) A description of the location,
capacity, and ownership of all planned
and existing onshore pipelines, storage
facilities, refineries, petrochemical
facilities, and transshipment facilities
that will be served by the deepwater
port. Crude oil or natural gas gathering
lines and lines wholly within a
deepwater port must be included in data
about onshore components only if
specifically required. Entry points and
major connections between lines and
with bulk purchasers must be included.
(2) A chart showing the location of all
planned and existing facilities that will
be served by the port, including:
(i) Onshore pipelines;
(ii) Storage facilities;
(iii) Refineries;
(iv) Petrochemical facilities; and
(v) Transshipment facilities.
(3) A copy of all proposals or
agreements with existing and proposed
refineries that will receive oil
transported through the deepwater port,
the location and capacity of each such
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refinery, and the anticipated volume of
such oil to be refined by each such
refinery.
(v) Information on miscellaneous
components.
(1) A description of each radio station
or other communications facility to be
used during construction and operation
of the deepwater port and its proposed
concept of operation.
(2) A description of the radar
navigation system to be used in
operation of the deepwater port outlined
in the operations manual.
(3) A description of the method that
will be used for bunkering vessels using
the deepwater port.
(4) A brief description of the type,
size, and number of vessels that will be
used in bunkering, mooring, and
servicing the vessels using the
deepwater port.
(5) A description and location of the
shore-based support facilities, if any,
that will be provided for vessels that
will be used in bunkering, mooring, and
servicing the vessels using the
deepwater port; or that serve as offices
or facilities in support of the deepwater
port operations.
(6) A copy of the actual radio station
license, or, if not available, a copy of the
application sent to the Federal
Communications Commission, if
available.
(w) Construction procedures. A
description of the method and
procedures to be used in constructing
each component of the deepwater port,
for example shoreside fabrication,
assembly and support, including
anticipated dates of completion for each
specific component during each phase
of construction.
(x) Operations manual. A draft of the
operations manual for the proposed
port, containing the information under
§ 150.15 of this chapter, must
demonstrate the applicant’s ability to
operate the port safely and effectively.
To the extent that circumstances are
similar, this demonstration can be in the
form of evidence appended to the draft
operations manual of the applicant’s
participation in the safe and effective
management or operation of other
offshore facilities, for example, evidence
of compliance with Mineral
Management Service requirements for
those facilities. If the information
required for the manual is not available,
state why it is not and when it will be
available.
(y) Risk and consequence assessment.
Data to support an independent, sitespecific analysis to assess the risks and
consequences of accidental and
intentional events that compromise
cargo containment. At minimum,
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potential events that result in liquefied
natural gas or oil spill, vapor dispersion
and/or fire will be analyzed. The Coast
Guard will utilize validated models, for
example computational fluid dynamics
or an equivalent model. The applicant
may consult with Commandant (G–P) to
ensure that appropriate assessment
procedures are used.
(z) Environmental evaluation. An
analysis, sufficient to meet the
requirements of the National
Environmental Policy Act, and as
outlined in subpart G of this part, of the
potential impacts on the natural and
human environments, including
sufficient information that complies
with all applicable Federal, tribal, and
State requirements for the protection of
the environment.
(aa) Aids to navigation.
(1) For each proposed aid to
navigation, the proposed position of the
aid, described by latitude and longitude
coordinates to the nearest second or
tenth of a second, as determined from
the largest scale chart of the area in
which the aid is to be located. Specify
latitude and longitude to a level
obtained by visual interpolation
between the finest graduation of the
latitude and longitude scales on the
chart.
(2) For each proposed obstruction
light and rotating lit beacon:
(i) Color;
(ii) Characteristic;
(iii) Effective intensity;
(iv) Height above water; and
(v) General description of the
illumination apparatus.
(3) For each proposed sound signal on
a structure, a general description of the
apparatus.
(4) For each proposed buoy:
(i) Shape;
(ii) Color;
(iii) Number or letter;
(iv) Depth of water in which located;
and
(v) General description of any light
and/or sound signal apparatus on the
buoy.
(5) For the proposed radar beacon, or
RACON, height above water and a
general description of the apparatus.
(bb) National Pollutant Discharge
Elimination System (NPDES). A copy of
the NPDES Application for Permit to
Discharge Short Form D, for applying
for a discharge permit from the
Environmental Protection Agency (EPA)
and any accompanying studies and
analyses. If complete information is not
available by the time MARAD must
either approve or deny the application
for a designated application area under
33 U.S.C. 1504(i)(1), the license for the
deepwater port is conditioned upon the
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applicant receiving the required
discharge permit from the EPA before
the start of any discharge requiring such
a permit. The issuance of the permit
demonstrates that all potential water
discharges have been satisfactorily
analyzed and water quality control
measures implemented to mitigate
discharges to meet NPDES.
(cc) Structures’ placement and the
discharge of dredged or fill material.
The information required to obtain a
Department of the Army permit for
placement of structures and the
discharge of dredged or fill material.
(dd) Additional Federal
authorizations. All other applications
for Federal authorizations not listed
elsewhere in this subpart that are
required for ownership, construction,
and operation of a deepwater port.
(ee) Sworn statement. A statement
that the information in the application
is true must be placed at the end of the
application, sworn to before a notary
public, and signed by a responsible
applicant official.
§ 148.107 What additional information may
be required?
(a) The Commandant (G–P), in
coordination with MARAD, may require
the applicant or the applicant’s affiliates
to file, as a supplement to the
application, any analysis, explanation,
or other information he or she deems
necessary.
(b) The Commandant (G–P) may
require the applicant or the applicant’s
affiliates to make available for Coast
Guard examination, under oath or for
interview, persons having, or believed
to have, necessary information.
(c) The Commandant (G–P) may set a
deadline for receiving the information.
(1) If the applicant states that the
required information is not yet available
but will be at a later date, the
Commandant (G–P) may specify a later
deadline.
(2) If a requirement is not met by a
deadline fixed under this paragraph, the
Commandant (G–P), in coordination
with MARAD, may determine whether
compliance with the requirement is
important to processing the application
within the time prescribed by the Act.
(3) If the requirement is important to
processing the application within the
time limit set by the Act, the
Commandant (G–P) may recommend to
the Maritime Administrator that he or
she either not approve the application
or suspend it indefinitely. The deadline
for the Administrator’s review under the
Act is extended for a period of time
equal to the time of the suspension.
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§ 148.108 What if a Federal or State
agency or other interested party requests
additional information?
§ 148.115 How many copies of the
application must I send and where must I
send them?
(a) Any Federal or State agency or
other interested person may recommend
that the applicant provide information
that is not specified by this subchapter.
(b) Recommendations must state
briefly why the information is needed.
(c) The Commandant (G–P) must
receive the request prior to the closing
dates for the comment periods for
scoping, and the draft or final
environmental impact statement or
environmental assessment. MARAD will
consider the request before making a
final decision on whether or not to
approve the license application.
(d) The Commandant (G–P) will
consider whether:
(1) The information requested is
essential for processing the license
application; and
(2) The time and effort required by the
applicant in gathering the information
will result in an undue delay in the
application process.
(e) The Commandant (G–P) may
discuss the recommendation with the
recommending person and the applicant
prior to issuing a determination.
Send the following copies of the
application:
(a) Two printed copies and three
electronic versions to the Commandant
(G–PSO), U.S. Coast Guard, 2100
Second Street SW., Washington, DC
20593–0001.
(b) Two printed copies and two
electronic versions to the MARAD
Administrator, 400 7th Street SW.,
Washington, DC 20590.
(c) One copy to the U.S. Army Corps
of Engineers District Office having
jurisdiction over the proposed port. For
the address, see https://
www.usace.army.mil/.
(d) Additional printed and electronic
copies for distribution to Federal, tribal,
and State regulatory agencies involved
in reviewing the application in
accordance with the needs of each
agency.
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§ 148.110 How do I prepare my
application?
(a) Any person may confer with the
Commandant (G–P) concerning
requirements contained in this rule for
the preparation of an application or the
requirements of this subchapter.
(b) The applicant may incorporate, by
clear and specific reference in the
application:
(1) Standard reference material that
the applicant relied on that is readily
available to Federal and State agencies;
(2) Current information contained in
previous applications or reports that the
applicant has submitted to the
application staff; or
(3) Current information contained in a
tariff, report, or other document
previously filed for public record with
the Surface Transportation Board or the
Securities and Exchange Commission,
if:
(i) A certified true and complete copy
of the document is attached to each
copy of the application as required by
§ 148.115(a);
(ii) The date of filing and the
document number are on the cover of
the document; and
(iii) Any verification or certification
required for the original filing, other
than from auditors or other independent
persons, is dated no earlier than 30 days
before the date of the application.
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§ 148.125
What are the application fees?
(a) The applicant must submit a
nonrefundable application fee of
$350,000 with each application for a
license. If additional information is
necessary to make an application
complete, no additional application fee
is required.
(b) The costs incurred by the Federal
Government in processing an
application will be charged to the
application fee until it is exhausted. If
the fee is exhausted and the Federal
Government incurs further processing
costs, the applicant will be charged for
the additional costs. The Commandant
(G–P) will periodically advise the
applicant of the status of expenses
incurred during the application process.
(c) Additional costs attributable to
processing a deepwater port license
application and post-license activities,
for example the engineering plan review
or development of the final operations
manual, are due when they are assessed,
and must be paid by the applicant prior
to commencing operation of the
deepwater port.
(d) Application fees and additional
costs assessed under this section must
be made payable to the United States
Treasury, and submitted to the
Commandant (G–P).
Subpart C—Processing Applications
General
§ 148.200
subpart?
What is the purpose of this
This subpart prescribes the
requirements for processing an
application for a deepwater port license.
It includes the procedures for:
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(a) Maintaining the docket;
(b) Designating adjacent coastal states;
(c) Holding informal and formal
public hearings; and
(d) Approving or denying an
application.
§ 148.205 How are documents related to
the application maintained?
(a) The Commandant (G–P) maintains
the docket for each application.
(1) The docket contains a copy of all
documents filed or issued as part of the
application process.
(2) Recommendations submitted by
Federal departments and agencies under
33 U.S.C. 1504(e)(2) are docketed when
they are received.
(3) Copies of applicable National
Environmental Policy Act documents
prepared under 33 U.S.C. 1504(f) are
docketed when they are sent to the
Environmental Protection Agency.
(b) For a document designated as
protected from disclosure under 33
U.S.C. 1513(b), the Commandant (G–P):
(1) Prevents the information in the
document from being disclosed, unless
the Commandant (G–P) states that the
disclosure is not inconsistent with 33
U.S.C. 1513(b); and
(2) Keeps a record of all individuals
who have a copy of the document.
§ 148.207 How and where may I view
docketed documents?
(a) All material in a docket under
§ 148.205 is available to the public for
inspection and copying at Commandant
(G–P) at the address under
‘‘Commandant (G–P)’’ in § 148.5, except
for:
(1) Contracts under 33 U.S.C.
1504(c)(2)(B) for the construction or
operation of a deepwater port; and
(2) Material designated under
paragraph (b) of this section as a trade
secret, or commercial or financial
information that is claimed to be
privileged or confidential.
(b) A person submitting material that
contains either a trade secret or
commercial or financial information
under paragraph (a)(2) of this section
must designate those portions of the
material that are privileged or
confidential. Section 148.221 contains
procedures for objecting to these claims.
(c) Docketed material for each
deepwater port project is also available
to the public electronically at the
Department of Transportation Docket
Management System Web site at
https://www.dot.dms.gov. The projects
are also listed by name and the assigned
docket number at the G–PSO–5 Web
site:
https://www.uscg.mil/hq/g-m/mso/
mso5.htm.
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§ 148.209 How is the application
processed?
(a) If at any time before the Secretary
approves or denies an application, the
information in it changes or becomes
incomplete, the applicant must
promptly submit the changes or
additional information in the manner
set forth in § 148.115 of this part.
(b) The Coast Guard may determine
that the change or required information
is of such magnitude that it warrants
submission of a complete revised
application.
(3) Certification that the port has an
active study by the Secretary of the
Army for the construction of a deep
draft channel and harbor, or that the
port has an application pending for a
permit under 33 U.S.C. 403 for the
construction;
(4) Any available documentation on:
(i) Initial costs, by phases if
development is staged, for the proposed
onshore project, including dredging,
ship terminal, and attendant facilities;
(ii) Estimated annual operating
expenses, by phases if development is
staged, including labor, for 30 years for
all elements of the project;
(iii) Estimated completion time for all
elements of the project;
(iv) Estimated vessel traffic volume,
and the volume and variety of the
tonnage;
(v) Potential traffic congestion
conditions in the port, and the port’s
ability to control vessel traffic as a result
of the proposed dredging project;
(vi) Estimated economic benefits of
the project, including:
(A) Economic contribution to the local
and regional area;
(B) Induced industrial development;
(C) Increased employment; and
(D) Increases in tax revenues;
(vii) Environmental and social
impacts of the project on the local and
regional community; and
(viii) An estimate of the economic
impact that the deepwater port license
will have on the proposed project.
(d) A statement whether the port
seeks a determination that the port best
serves the national interest.
§ 148.213 How do I withdraw my
application?
The applicant may withdraw an
application at any time before the
proceeding is terminated by delivering
or mailing notice of withdrawal to the
Commandant (G–P) for docketing.
§ 148.217 How can a State be designated
as an adjacent coastal State?
(a) Adjacent coastal States are named
in the notice of application published in
the Federal Register. However, a State
not named as an adjacent coastal State
in the notice may request to be
designated as one if the environmental
risks to it are equal to or greater than the
risks posed to a State directly connected
by pipeline to the proposed deepwater
port.
(b) The request must:
(1) Be submitted in writing to the
Commandant (G–P) within 14 days after
the date of publication of the notice of
application in the Federal Register;
(2) Be signed by the Governor of the
State;
(3) List the facts and any available
documentation or analyses concerning
the risk of damage to the coastal
environment of the State; and
(4) Explain why the State believes the
risk of damage to its coastal
environment is equal to or greater than
the risk to a State connected by a
(a) Any person may claim that
specific information required pursuant
to this part should be withheld because
it is privileged, and any person can
object to that claim.
(b) Requests or objections must be
submitted to the Commandant (G–P) in
writing, with sufficient specificity to
identify the information at issue, and to
show why it should or should not be
considered privileged.
(c) The Commandant (G–P)
determines whether to grant or deny a
claim of privilege.
(d) Submission of a claim stays any
deadline for providing the information
at issue, unless the claim is made
pursuant to the protection for
confidential information that is
provided by 33 U.S.C. 1513(b), in which
case deadlines are not stayed. The
Commandant (G–P) may also determine
that the information at issue is so
material that processing of the
application must be suspended pending
the determination of the claim.
Public Hearings or Meetings
The Commandant (G–P), in
cooperation with the Maritime
Administrator, processes each
application and the Maritime
Administration publishes the notice of
application under 33 U.S.C. 1504(c) in
the Federal Register. Upon publication
of a notice of application, the
Commandant (G–P) ensures delivery of
copies of the application to:
(a) Each Federal agency with
jurisdiction over any aspect of
ownership, construction, or operation of
deepwater ports. A complete listing of
the Federal agencies involved with
deepwater port licensing is outlined in
the Deepwater Port Interagency MOU
available at the following hyperlink:
https://www.uscg.mil/hq/G-M/mso/docs/
dwp_white_house_task_force_energy
_streamlining.pdf.
(b) Each adjacent coastal State,
including relevant State and tribal
agencies in those States.
§ 148.211 What must I do if I need to
change my application?
jlentini on PROD1PC65 with RULES2
§ 148.215 What if a port has plans for a
deep draft channel and harbor?
(a) If a State port will be directly
connected by pipeline to a proposed
deepwater port, and has existing plans
for a deep draft channel and harbor, a
representative of the port may request a
determination under 33 U.S.C. 1503(d).
(b) The request must be sent, in
writing, to the Commandant (G–P)
within 30 days after the date that the
notice of application for the deepwater
port is published in the Federal
Register.
(c) The request must contain:
(1) A signature of the highest official
of the port submitting the request;
(2) A copy of the existing plans for the
construction of a deep draft channel and
harbor;
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pipeline to the proposed deepwater
port.
(c) Upon receipt of a request, the
Commandant (G–P) will send a copy of
the State’s request to the Administrator
of the National Oceanic and
Atmospheric Administration (NOAA)
and ask for the Administrator’s
recommendations within an amount of
time that will allow the Commandant
(G–P) and the MARAD Administrator 45
days from receipt of the request to
determine the matter.
(d) If after receiving NOAA’s
recommendations the Commandant
(G–P), in concurrence with MARAD
Administrator, determines that the State
should be considered an adjacent
coastal State, the Commandant (G–P), in
concurrence with the MARAD
Administrator, will so designate it. If the
Commandant (G–P), in concurrence
with the MARAD Administrator, denies
the request, he or she will notify the
requesting State’s Governor of the
denial.
§ 148.221 How do I claim, or object to a
claim, that required information is
privileged?
§ 148.222 When must public hearings or
meetings be held?
(a) Before a license is issued, at least
one public license hearing under 33
U.S.C. 1504(g) must be held in each
adjacent coastal State. Other Federal
statutes and regulations may impose
additional requirements for public
hearings or meetings, and if not
otherwise prohibited, a hearing under
this paragraph may be consolidated
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with any such additional hearing or
meeting.
(b) The Commandant (G–P) or the
MARAD Administrator will publish a
notice of public hearings or meetings in
the Federal Register, and will mail or
deliver a copy of the notice to the
applicant, to each adjacent coastal State,
and to all who request a copy.
(c) Anyone may attend a public
hearing or meeting and provide relevant
oral or written information. The
presiding officer may limit the time for
providing oral information.
§ 148.232
hearing?
§ 148.227 How is a public hearing or
meeting reported?
(a) After completion of a public
hearing or meeting, the presiding officer
forwards a report on the hearing or
meeting to the Commandant (G–P) for
docketing.
(b) The report must contain at least:
(1) An overview of the factual issues
addressed;
(2) A transcript or recording of the
hearing or meeting; and
(3) A copy of all material submitted to
the presiding officer.
(c) During the hearing or meeting, the
presiding officer announces the
information that the report must
contain.
Formal Hearings
jlentini on PROD1PC65 with RULES2
§ 148.228 What if a formal evidentiary
hearing is necessary?
(a) After all public meetings under
§ 148.222 of this part are concluded, the
Commandant (G–PSO), in coordination
with the MARAD Administrator, will
consider whether there are one or more
specific and material factual issues that
may be resolved by a formal evidentiary
hearing.
(b) If the Commandant (G–PSO), in
coordination with the MARAD
Administrator, determines that one or
more issues under paragraph (a) of this
section exist, the Coast Guard will hold
at least one formal evidentiary hearing
under 5 U.S.C. 554 in the District of
Columbia.
(c) The Commandant (G–PSO) files a
request for assignment of an
administrative law judge (ALJ) with the
ALJ Docketing Center. The Chief ALJ
designates an ALJ or other person to
conduct the hearing.
(d) The recommended findings and
the record developed in a hearing under
paragraph (b) of this section are
considered by the MARAD
Administrator in deciding whether to
approve or deny a license.
§ 148.230 How is notice of a formal
hearing given?
(a) The Commandant (G–P) publishes
a notice of the hearing in the Federal
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Register and sends a notice of the
hearing to the applicant, to each
adjacent coastal State, and to each
person who requests such a notice.
(b) The notice of the hearing includes
the applicant’s name, the name of the
ALJ assigned to conduct the hearing, a
list of the factual issues to be resolved,
the address where documents are to be
filed, and the address where a copy of
the rules of practice, procedure, and
evidence to be used at the hearing is
available.
What are the rules for a formal
(a) The Commandant (G–P)
determines the rules for each formal
hearing. Unless otherwise specified in
this part, the Commandant (G–P)
applies the rules of practice, procedure,
and evidence in part 20 of this chapter.
(b) The Commandant (G–P) sends a
written copy of the procedure to the
applicant, each person intervening in
the proceedings, and each person who
requests a copy.
§ 148.234 What are the limits of an
Administrative Law Judge (ALJ)’s
jurisdiction?
(a) An ALJ’s jurisdiction begins upon
assignment to a proceeding.
(b) An ALJ’s jurisdiction ends after
the recommended findings are filed
with the Commandant (G–P) or
immediately after the ALJ issues a
notice of withdrawal from the
proceeding.
§ 148.236 What authority does an
Administrative Law Judge (ALJ) have?
When assigned to a formal hearing, an
ALJ may:
(a) Administer oaths and affirmations;
(b) Issue subpoenas;
(c) Issue rules of procedure for written
evidence;
(d) Rule on offers of proof and receive
evidence;
(e) Examine witnesses;
(f) Rule on motions of the parties;
(g) Suspend or bar an attorney from
representing a person in the proceeding
for unsuitable conduct;
(h) Exclude any person for disruptive
behavior during the hearing;
(i) Set the hearing schedule;
(j) Certify questions to the
Commandant (G–P);
(k) Proceed with a scheduled session
of the hearing in the absence of a party
who failed to appear;
(l) Extend or shorten a non-statutorily
imposed deadline under this subpart
within the 240-day time limit for the
completion of public hearings in 33
U.S.C. 1504(g);
(m) Set deadlines not specified in this
subpart or the Deepwater Ports Act; and
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(n) Take any other action authorized
by or consistent with this subpart, the
Deepwater Ports Act, or 5 U.S.C. 551–
559.
§ 148.238
hearing?
Who are the parties to a formal
The parties to a formal hearing are:
(a) The applicant;
(b) The Commandant (G–P); and
(c) Any person intervening in the
proceedings.
§ 148.240 How does a State or a person
intervene in a formal hearing?
(a) Any person or adjacent coastal
State may intervene in a formal hearing.
(b) A person must file a petition of
intervention within 10 days of notice
that the formal hearing is issued. The
petition must:
(1) Be addressed to the Administrative
Law Judge (ALJ) Docketing Center;
(2) Identify the issues and the
petitioner’s interest in those issues; and
(3) Designate the name and address of
a person who can be served if the
petition is granted.
(c) An adjacent coastal State need
only file a notice of intervention with
the ALJ Docketing Center.
(d) The ALJ has the authority to limit
the scope and period of intervention
during the proceeding.
(e) If the ALJ denies a petition of
intervention, the petitioner may file a
notice of appeal with the ALJ Docketing
Center within 7 days of the denial.
(1) A brief may be submitted with the
notice of appeal.
(2) Parties who wish to file a brief in
support of or against the notice of
appeal may do so within 7 days of filing
the notice.
(f) The Commandant (G–P) will rule
on the appeal. The ALJ does not have
to delay the proceedings for
intervention appeals.
§ 148.242 How does a person who is not
a party to a formal hearing present evidence
at the hearing?
(a) A person who is not a party to a
formal hearing may present evidence at
the hearing if he or she sends a petition
to present evidence to the ALJ
Docketing Center before the beginning
of the formal hearing. The petition must
describe the evidence that the person
will present and show its relevance to
the issues listed in the notice of formal
hearing.
(b) If a petition is granted, the ruling
will specify which evidence is approved
to be presented at the hearing.
§ 148.244 Who must represent the parties
at a formal hearing?
(a) All organizations that are parties to
the proceeding must be represented by
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an attorney. Individuals may represent
themselves.
(b) Any attorney representing a party
to the proceeding must file a notice of
appearance according to § 20.301(b) of
this chapter.
(c) Each attorney must be in good
standing and licensed to practice before
a court of the United States or the
highest court of any State, territory, or
possession of the United States.
§ 148.246 When is a document considered
filed and where should I file it?
(a) If a document to be filed is
submitted by mail, it is considered filed
on the date it is postmarked. If a
document is submitted by hand delivery
or electronically, it is considered filed
on the date received by the clerk.
(b) File all documents and other
materials related to an administrative
proceeding at the U.S. Coast Guard
Administrative Law Center, Attention:
Hearing Docket Clerk, room 412, 40
South Gay Street, Baltimore, MD,
21201–4022.
§ 148.248 What happens when a document
does not contain all necessary information?
Any document that does not satisfy
the requirements in §§ 20.303 and
20.304 of this chapter will be returned
to the person who submitted it with a
statement of the reasons for denial.
§ 148.250 Who must be served before a
document is filed?
Before a document may be filed by
any party, it first must be served upon:
(a) All other parties; and
(b) The Commandant (G–P).
jlentini on PROD1PC65 with RULES2
§ 148.252 What is the procedure for
serving a subpoena?
(a) A party may submit a request for
a subpoena to the Administrative Law
Judge (ALJ). The request must show the
relevance and scope of the evidence
sought.
(b) Requests should be submitted
sufficiently in advance of the hearing so
that exhibits and witnesses can be
included in the lists required by
§ 20.601 of this chapter, but may be
submitted later and before the end of the
hearing, if good cause is shown for the
late submission.
(c) A request for a subpoena must be
submitted to the ALJ.
(d) A proposed subpoena, such as the
form in https://cgweb.comdt.uscg.mil/gcj/subpoena.doc, must be submitted
with the request. If you do not use this
form, the proposed subpoena must
contain:
(1) The docket number of the
proceedings;
(2) The captions ‘‘Department of
Homeland Security,’’ ‘‘Coast Guard,’’
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and ‘‘Licensing of deepwater port for
coastal waters off (insert name of the
coastal State closest to the proposed
deepwater port and the docket number
of the proceeding)’’;
(3) The name and the address of the
office of the ALJ;
(4) For a subpoena giving testimony,
a statement commanding the person to
whom the subpoena is directed to
attend the formal hearing and give
testimony;
(5) For a subpoena producing
documentary evidence, a statement
commanding the person to produce
designated documents, books, papers, or
other tangible things at a designated
time or place; and
(6) An explanation of the procedure in
§ 20.309(d) of this chapter and
paragraph (h) of this section for
quashing a subpoena.
(e) The procedure for serving a
subpoena must follow Rule 45 of the
Federal Rules of Civil Procedure, unless
the ALJ authorizes another procedure.
(f) The witness fees for a subpoenaed
witness are the same as the fees for
witnesses subpoenaed in U.S. District
Courts. The person requesting the
subpoena must pay these fees.
(g) When serving a subpoena, a party
must include witness fees in the form of
a check to the individual or organization
for one day plus mileage, or, in the case
of a government-issued subpoena, a
form SF–1157 so a witness may receive
fees and mileage reimbursement.
(h) Any person served with a
subpoena has 10 days from the time of
service to move to quash the subpoena.
(i) If a person does not comply with
a subpoena, the ALJ decides whether
judicial enforcement of the subpoena is
necessary. If the ALJ decides it is, the
Commandant (G–P) reviews this
decision.
§ 148.254 How is a hearing transcript
prepared?
(a) Under the supervision of the
Administrative Law Judge (ALJ), the
reporter prepares a verbatim transcript
of the hearing. Nothing may be deleted
from the transcript, unless ordered by
the ALJ and noted in the transcript.
(b) After a formal hearing is
completed, the ALJ certifies and
forwards the record, including the
transcript, to the clerk to be placed into
the docket.
(c) At any time within the 20 days
after the record is docketed, the ALJ
may make corrections to the certified
transcript. When corrections are filed,
they are attached as appendices.
(d) Any motion to correct the record
must be submitted within 10 days after
the record is docketed.
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§ 148.256 What happens at the conclusion
of a formal hearing?
After closing the record of a formal
hearing, the Administrative Law Judge
(ALJ) prepares a recommended finding
on the issues that were the subject of the
hearing. The ALJ submits that finding to
the Commandant (G–P).
Approval or Denial of the Application
§ 148.276 When must the application be
approved or denied?
(a) In 33 U.S.C. 1504, the Deepwater
Port Act provides strict timelines for
action on a license application, which,
if closely observed, can lead to action in
just under 1 year. The Coast Guard, in
concurrence with MARAD, can suspend
the process if an applicant fails to
provide timely information or requests
additional time to comply with a
request.
(b) The Coast Guard must conduct
public hearings in each adjacent Coastal
State within 240 days of publishing the
notice of receipt of a deepwater port
license application.
(c) MARAD issues a record of
decision (ROD) approving or denying a
license application within 90 days after
the final public hearing. Actual issuance
of a license may not take place until
certain conditions imposed by the ROD
have been met. Those conditions may
include how the applicant must address
design, construction, installation,
testing, operations, and
decommissioning of the port, or meet
the requirements of other agencies.
§ 148.277 How may Federal agencies and
States participate in the application
process?
(a) Under § 148.209, Federal agencies
and adjacent coastal States are sent
copies of the application. The agencies
and States are encouraged to begin
submitting their comments at that time.
(b) To be considered, comments from
Federal agencies and adjacent coastal
States must be received by the
Commandant (G–P) within 45 days after
the close of the public hearing period
specified in § 148.276(b). Separate
comment periods will apply to the
review of documents created during the
National Environmental Policy Act
process. Both the Commandant (G–P)
and MARAD review the comments
received.
(c) Comments should identify
problems, if any, and suggest possible
solutions.
§ 148.279 What are the criteria for approval
or denial of an application?
The criteria for approving or denying
a license application appear in 33 U.S.C.
1503.
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§ 148.281 What happens when more than
one application is submitted for a
deepwater port in the same application
area?
(a) When more than one application is
submitted for a deepwater port in the
same application area under 33 U.S.C.
1504(d), only one application is
approved. Except as provided in
paragraph (b) of this section, applicants
receive priority in the following order:
(1) An adjacent coastal State or
combination of States, political
subdivision of the State, or an agency or
instrumentality, including a wholly
owned corporation of the State;
(2) A person that is:
(i) Not engaged in producing, refining,
or marketing oil;
(ii) Not an affiliate of a person
engaged in producing, refining, or
marketing oil; or
(iii) Not an affiliate of a person
engaged in producing, refining, or
marketing oil; and then
(3) Any other applicant.
(b) MARAD may also approve one of
the proposed deepwater ports if it
determines that that port will best serve
the national interest. In making this
determination, MARAD considers:
(1) The degree to which each
deepwater port will affect the
environment, as determined under the
review criteria in subpart G to this part;
(2) The differences between the
anticipated completion dates of the
deepwater ports; and
(3) The differences in costs for
construction and operation of the ports
that would be passed on to consumers
of oil.
(c) This section does not apply to
applications for natural gas deepwater
ports.
§ 148.283 When is the application process
stopped before the application is approved
or denied?
The Commandant (G–P) recommends
to MARAD that the application process
be suspended before the application is
approved or denied if:
(a) All applications are withdrawn
before MARAD approves one of them; or
(b) There is only one application; it is
incomplete, and the applicant does not
respond to a request by the
Commandant (G–P) for further
information, as per § 148.107.
§ 148.305 What is included in a deepwater
port license?
A deepwater port license contains
information about the licensee and the
port, and any conditions of its own or
of another agency that may be described
by MARAD in the license. Licenses are
issued in conformance with the
Deepwater Ports Act of 1974, as
amended, and with rules and policies of
MARAD that implement that Act.
§ 148.307 Who may consult with the
Commandant (G–P) and the MARAD
Administrator on developing the proposed
conditions of a license?
Federal agencies, the adjacent coastal
States, and the owner of the deepwater
port may consult with the Commandant
(G–P) and the MARAD Administrator on
the conditions of the license being
developed under 33 U.S.C. 1503(e).
§ 148.310
How long does a license last?
Each license remains in effect
indefinitely subject to the following:
(a) If it is suspended or revoked by
MARAD;
(b) If it is surrendered by the owner;
or
(c) As otherwise provided by
condition of the license.
§ 148.315 How is a license amended,
transferred, or reinstated?
(a) MARAD may amend, transfer, or
reinstate a license if it finds that the
amendment, transfer, or reinstatement is
consistent with the requirements of the
Act and this subchapter.
(b) The owner must submit a request
for an amendment, transfer, or
reinstatement to the Commandant (G–P)
or the MARAD Administrator.
§ 148.320 How is a license enforced,
suspended, or revoked?
MARAD may enforce, suspend, or
revoke a license under 33 U.S.C.
1507(c).
§ 148.325 How soon after port
decommissioning must the licensee initiate
removal?
Within 2 years of port
decommissioning, the licensee must
initiate removal procedures. The
Commandant (G–P) will advise and
coordinate with appropriate Federal
agencies and the States concerning
activities covered by this section.
Subpart D—Licenses
Subpart E—Site Evaluation and PreConstruction Testing
jlentini on PROD1PC65 with RULES2
§ 148.300 What does this subpart
concern?
This subpart concerns the license for
a deepwater port and the procedures for
transferring, amending, suspending,
reinstating, revoking, and enforcing a
license.
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§ 148.400
What does this subpart do?
(a) This subpart prescribes
requirements under 33 U.S.C. 1504(b)
for the activities that are involved in site
evaluation and pre-construction testing
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at potential locations for deepwater
ports and that may:
(1) Adversely affect the environment;
(2) Interfere with authorized uses of
the OCS; or
(3) Pose a threat to human health and
welfare.
(b) For the purpose of this subpart,
‘‘site evaluation and pre-construction
testing’’ means studies performed at
potential deepwater port locations,
including:
(1) Preliminary studies to determine
the feasibility of a site;
(2) Detailed studies of the topographic
and geologic structure of the ocean
bottom to determine its ability to
support offshore structures and other
equipment; and
(3) Studies done for the preparation of
the environmental analysis required
under § 148.105.
§ 148.405 What are the procedures for
notifying the Commandant (G–P) of
proposed site evaluation and preconstruction testing?
(a) Any person who wants to conduct
site evaluation and pre-construction
testing at a potential site for a deepwater
port must submit a written notice to the
Commandant (G–P) at least 30 days
before the beginning of the evaluation or
testing. The Commandant (G–P) advises
and coordinates with appropriate
Federal agencies and the States
concerning activities covered by this
subpart.
(b) The written notice must include
the following:
(1) The names of all parties
participating in the site evaluation and
pre-construction testing;
(2) The type of activities and the way
they will be conducted;
(3) Charts showing where the
activities will be conducted and the
locations of all offshore structures,
including pipelines and cables, in or
near the proposed area;
(4) The specific purpose for the
activities;
(5) The dates when the activities will
begin and end;
(6) The available data on the
environmental consequences of the
activities;
(7) A preliminary report, based on
existing data, of the historical and
archeological significance of the area
where the proposed activities are to take
place. The report must include contacts
made with any appropriate State liaison
officers for historic preservation; and
(8) Additional information, if
necessary, in individual cases.
(c) For the following activities, the
notice only needs the information
required in paragraphs (b)(1), (b)(2), and
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(b)(5) of this section, as well as a general
indication of the proposed location and
purpose of the activities, including:
(1) Gravity and magneto-metric
measurements;
(2) Bottom and sub-bottom acoustic
profiling, within specified limits,
without the use of explosives;
(3) Sediment sampling of a limited
nature using either core or grab
samplers, and the specified diameter
and depth to which the sampling would
penetrate if geological profiles indicate
no discontinuities that may have
archeological significance;
(4) Water and biotic sampling if the
sampling does not adversely affect
shellfish beds, marine mammals, or an
endangered species, or if the sampling
is permitted by another Federal agency;
(5) Meteorological measurements,
including the setting of instruments;
(6) Hydrographic and oceanographic
measurements, including the setting of
instruments; and
(7) Small diameter core sampling to
determine foundation conditions.
(d) A separate written notice is
required for each site.
§ 148.410 What are the conditions for
conducting site evaluation and preconstruction testing?
(a) No person may conduct site
evaluation and pre-construction testing
unless it complies with this subpart and
other applicable laws.
(b) Measures must be taken to prevent
or minimize the effect of activities
under § 148.400(a).
jlentini on PROD1PC65 with RULES2
§ 148.415 When conducting site evaluation
and pre-construction testing, what must be
reported?
(a) When conducting site evaluation
or pre-construction testing, the
following must be immediately reported
by any means to the Commandant
(G–P):
(1) Any evidence of objects of
cultural, historical, or archeological
significance;
(2) Any adverse effect on the
environment;
(3) Any interference with authorized
uses of the OCS;
(4) Any threat to human health and
welfare; and
(5) Any adverse effect on an object of
cultural, historical, or archeological
significance.
(b) Within 120 days after the site
evaluation or pre-construction testing, a
final written report must be submitted
to the Commandant (G–P) that contains:
(1) A narrative description of the
activities performed;
(2) A chart, map, or plat of the area
where the activities occurred;
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(3) The dates when the activities were
performed;
(4) Information on the adverse effects
of items reported under paragraph (a) of
this section;
(5) Data on the historical or
archeological significance of the area
where the activities were conducted,
including a report by an underwater
archeologist; and
(6) Any additional information
required by the Commandant (G–P) on
a case-by-case basis.
§ 148.420 When may the Commandant (G–
P) suspend or prohibit site evaluation or
pre-construction testing?
(a) The Commandant (G–P) may
order, either in writing or orally, with
written confirmation, the prohibition or
immediate suspension of any activity
related to site evaluation or preconstruction testing when the activity
threatens to harm:
(1) Human life;
(2) Biota;
(3) Property;
(4) Cultural resources;
(5) Any valuable mineral deposits; or
(6) The environment.
(b) The Commandant (G–P) will
consult with the applicant on measures
to remove the cause for suspension.
(c) The Commandant (G–P) may lift a
suspension after the applicant assures
the Commandant (G–P) that the activity
will no longer cause the threat on which
the suspension was based.
Subpart F—Exemption From or
Adjustments to Requirements in This
Subchapter
§ 148.500
What does this subpart do?
This subpart provides procedures for
requesting an exemption from a
requirement in this subchapter. The
Commandant (G–P) and MARAD
coordinate in evaluating requests for
exemption from the requirements in this
subchapter.
§ 148.505 How do I apply for an
exemption?
(a) Any person required to comply
with a requirement in this subchapter
may submit a petition for exemption
from that requirement.
(b) The petition must be submitted in
writing to the Commandant (G–P) and
the MARAD Administrator.
(c) The Commandant (G–P) may
require the petition to provide an
alternative to the requirement.
§ 148.510 What happens when a petition
for exemption involves the interests of an
adjacent coastal State?
If the petition for exemption concerns
an adjacent coastal State, the
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Commandant (G–P) forwards the
petition to the Governor of the State for
the Governor’s recommendation.
§ 148.515
When is an exemption allowed?
The Commandant (G–P) may
recommend that MARAD allow an
exemption if he or she determines that:
(a) Compliance with the requirement
would be contrary to public interest;
(b) Compliance with the requirement
would not enhance safety or the health
of the environment;
(c) Compliance with the requirement
is not practical because of local
conditions or because the materials or
personnel needed for compliance are
unavailable;
(d) National security or national
economy justifies a departure from the
rules; or
(e) The alternative, if any, proposed in
the petition would:
(1) Ensure comparable or greater
safety, protection of the environment,
and quality of deepwater port
construction, maintenance, and
operation; and
(2) Be consistent with recognized
principles of international law.
§ 148.600
liability?
What is the limit of financial
The financial limit for liability for
deepwater ports is set in accordance
with 33 U.S.C. 2704.
§ 148.605 How is the limit of liability
determined?
(a) The Coast Guard may lower the
$350,000,000 limit of liability for
deepwater ports set by 33 U.S.C.
2704(a)(4), pursuant to paragraph (d) of
that section, particularly for natural gas
deepwater ports that will store or use oil
in much smaller amounts than an oil
deepwater port.
(b) Requests to adjust the limit of
liability for a deepwater port must be
submitted to the Commandant (G–P).
Adjustments are established by a
rulemaking with public notice and
comment that may take place
concurrently with the processing of the
deepwater port license application.
Subpart G—Environmental Review
Criteria for Deepwater Ports
§ 148.700 How does the Deepwater Port
Act interact with other Federal and State
laws?
(a) Nothing in this subpart supersedes
any Federal, tribal, or State
requirements for the protection of the
environment.
(b) The applicant must prepare and
submit applications to each respective
agency that requires a permit or license
to operate the port.
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(c) A list of Federal and State agencies
that require certification includes, but is
not limited to:
(1) The Environmental Protection
Agency, for Clean Air Act and Clean
Water Act permits;
(2) The Pipeline and Hazardous
Materials Safety Administration, Office
of Pipeline Safety; and
(3) The Mineral Management Service
(MMS); or
(4) Both the Office of Pipeline Safety
and MMS for pipeline approvals, and
the appropriate State environmental
agency or permitting agency.
§ 148.702 How were the environmental
review criteria developed?
Under 33 U.S.C. 1505, the
Commandant (G–P) must establish
environmental review criteria for use in
evaluating a proposed deepwater port.
In developing these criteria, the Coast
Guard considers the requirements for
compliance with Federal and State
mandates for the protection of the
environment contained in, but not
limited to, such guidance as published
by:
(a) The Council on Environmental
Quality in 40 CFR parts 1500–1508;
(b) Department of Homeland Security
Directive 5100.1, Environmental
Planning Program; and
(c) The Coast Guard in Commandant
Instruction M16475.1D, National
Environmental Policy Act Implementing
Procedures and Policy for Considering
Environmental Impacts.
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§ 148.705 What is determined by the
environmental evaluation?
(a) The environmental criteria to be
used in evaluating a license application
are established by general consensus of
expertise, scientific opinion, public
interest, and institutional requirements,
such as laws and regulations established
for the protection of the environment.
Criteria that may be established in
future environmental regulations or
other requirements to protect the
environment will also be used.
(b) The environmental criteria to be
used in evaluating a license application
are applied to all relevant aspects of:
(1) The fabrication, construction,
operation, and decommissioning phases
of a deepwater port;
(2) The operations of the vessels that
serve the port;
(3) The port’s servicing and support
activities;
(4) Shore-based construction and
fabrication sites;
(5) Shoreside supporting facilities, if
appropriate, for the proposed location;
and
(6) The No Action alternative and
other reasonable alternatives.
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(c) The criteria are also applied in a
manner that takes into account the
cumulative effects of other reasonably
foreseeable actions as outlined in
§ 148.707.
§ 148.707 What type of criteria will be used
in an environmental review and how will
they be applied?
(a) The license application will be
reviewed for the deepwater port’s effects
on the environment and for the
environment’s effects on the port and
any of its shoreside support facilities.
(b) The environmental evaluation will
be applied to the phases of construction,
operation, and decommissioning of the
proposed location, and at least one
alternative site. The evaluation will
determine:
(1) The effect on the environment,
including but not limited to:
(i) Impacts on endangered species;
(ii) Essential fish habitat;
(iii) Marine sanctuaries;
(iv) Archaeological, cultural and
historic sites;
(v) Water and air;
(vi) Coastal zone management;
(vii) Coastal barrier resources; and
(viii) Wetlands and flood plains.
(2) The effect on oceanographic
currents and wave patterns;
(3) The potential risks to a deepwater
port from waves, winds, weather, and
geological conditions, and the steps that
can be taken to protect against or
minimize these dangers; and
(4) The effect on human health and
welfare, including socioeconomic
impacts, environmental justice and
protection of children from
environmental health and safety risks.
§ 148.708 Must the applicant’s proposal
reflect potential regulations?
Although a regulation is of no effect
until it has been officially promulgated,
to minimize the subsequent impact that
potential regulations may have on a
licensee, an applicant can and should
reflect reasonably foreseeable
environmental regulations in planning,
operating, and decommissioning a
deepwater port.
§ 148.709 How are these criteria reviewed
and revised?
The Commandant (G–P) periodically
reviews and may revise these criteria.
Reviews and revisions are conducted in
accordance with § 148.700 of this
subpart. The criteria established are
consistent with the National
Environmental Policy Act.
§ 148.710 What environmental conditions
must be satisfied?
(a) MARAD may issue a license to
construct a deepwater port under the
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Act, with or without conditions, if
certain specified conditions are met.
The relevant environmental
considerations include, but are not
limited to, the following:
(1) Construction and operation of the
deepwater port that will be in the
national interest and consistent with
national security and other national
policy goals and objectives, including
energy sufficiency, environmental
quality, protection from the threat of
terrorist attack and other subversive
activity against persons and property on
the port and the vessels and crews
calling at the port; and
(2) Under the environmental review
criteria in § 148.707 of this subpart, the
applicant has demonstrated that the
deepwater port will be fabricated,
constructed, operated, and
decommissioned using the best
available technology to prevent or
minimize adverse impacts on the
marine environment (33 U.S.C.
1503(c)(3), 1504(f) and 1505(a)(1)).
(b) Under 33 U.S.C. 1504(f), these
criteria must be considered in the
preparation of a single detailed
environmental impact statement or
environmental assessment for all timely
applications covering a single
application area. Additionally, 33 U.S.C.
1504(i)(3) specifies that if more than one
application is submitted for an
‘‘application area,’’ as defined in 33
U.S.C. 1504(d)(2), the criteria must be
used, among other factors, in
determining whether any one proposed
deepwater port for oil clearly best serves
the national interest.
(c) In accordance with 40 CFR 1502.9,
the Commandant (G–P) will prepare a
supplement to a final environmental
impact statement if there is significant
new information or circumstances
relevant to environmental concerns and
bearing on the deepwater port and
related activities affecting its location
site, construction, operation or
decommissioning.
§ 148.715 How is an environmental review
conducted?
The environmental review of a
proposed deepwater port and reasonable
alternatives consists of Federal, tribal,
State, and public review of the
following two parts:
(a) An evaluation of the proposal’s
completeness of environmental
information and quality of assessment,
probable environmental impacts, and
identification of procedures or
technology that might mitigate probable
adverse environmental impacts through
avoiding, minimizing, rectifying,
reducing, eliminating, or compensating
for those impacts; and
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§ 148.722 Should the construction plan
incorporate best available technology and
recommended industry practices?
(b) An evaluation of the effort made
under the proposal to mitigate its
probable environmental impacts. This
evaluation will assess the applicant’s
consideration of the criteria in
§§ 148.720 through 148.740 of this
subpart.
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§ 148.720
Each applicant must submit a
proposed construction plan. It must
incorporate best available technology
and recommended industry practices as
directed in § 148.730.
What are the siting criteria?
In accordance with § 148.715(b), the
proposed and alternative sites for the
deepwater port will be evaluated on the
basis of how well each:
(a) Optimizes location to prevent or
minimize detrimental environmental
effects;
(b) Minimizes the space needed for
safe and efficient operation;
(c) Locates offshore components in
areas with stable sea bottom
characteristics;
(d) Locates onshore components
where stable foundations can be
developed;
(e) Minimizes the potential for
interference with its safe operation from
existing offshore structures and
activities;
(f) Minimizes the danger posed to safe
navigation by surrounding water depths
and currents;
(g) Avoids extensive dredging or
removal of natural obstacles such as
reefs;
(h) Minimizes the danger to the port,
its components, and tankers calling at
the port from storms, earthquakes, or
other natural hazards;
(i) Maximizes the permitted use of
existing work areas, facilities, and
access routes;
(j) Minimizes the environmental
impact of temporary work areas,
facilities, and access routes;
(k) Maximizes the distance between
the port, its components, and critical
habitats including commercial and sport
fisheries, threatened or endangered
species habitats, wetlands, flood plains,
coastal resources, marine management
areas, and essential fish habitats;
(l) Minimizes the displacement of
existing or potential mining, oil, or gas
exploration and production or
transportation uses;
(m) Takes advantage of areas already
allocated for similar use, without
overusing such areas;
(n) Avoids permanent interference
with natural processes or features that
are important to natural currents and
wave patterns; and
(o) Avoids dredging in areas where
sediments contain high levels of heavy
metals, biocides, oil or other pollutants
or hazardous materials, and in areas
designated wetlands or other protected
coastal resources.
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§ 148.725 What are the design,
construction and operational criteria?
In accordance with § 148.720(b), the
deepwater port proposal and reasonable
alternatives will be evaluated on the
basis of how well they:
(a) Reflect the use of best available
technology in design, construction
procedures, operations, and
decommissioning;
(b) Include safeguards, backup
systems, procedures, and response plans
to minimize the possibility and
consequences of pollution incidents
such as spills and discharges, while
permitting safe operation with
appropriate safety margins under
maximum operating loads and the most
adverse operating conditions;
(c) Provide for safe, legal, and
environmentally sound waste disposal,
resource recovery, affected area
reclamation, and enhanced use of spoil
and waste;
(d) Avoid permanent interference
with natural processes or features that
are important to natural currents and
wave patterns;
(e) Avoid groundwater drawdown or
saltwater intrusion, and minimizes
mixing salt, fresh, and brackish waters;
(f) Avoid disrupting natural sheet
flow, water flow, and drainage patterns
or systems;
(g) Avoid interference with biotic
populations, especially breeding
habitats or migration routes;
(h) Maximize use of existing facilities;
(i) Provide personnel trained in oil
spill prevention at critical locations
identified in the accident analysis;
(j) Provide personnel trained in oil
spill mitigation; and
(k) Plan for safe and effective removal
of the deepwater port in the event of its
decommissioning.
§ 148.730 What are the land use and
coastal zone management criteria?
In accordance with § 148.715(b), the
deepwater port proposal and reasonable
alternatives will be evaluated on the
basis of how well they:
(a) Accord with existing and planned
land use, including management of the
coastal region, for which purpose the
proposal must be accompanied by a
consistency determination from
appropriate State agencies for any
designated adjacent coastal State;
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(b) Adhere to proposed local and State
master plans;
(c) Minimize the need for special
exceptions, zoning variances, or nonconforming uses;
(d) Plan flood plain uses in ways that
will minimize wetlands loss, flood
damage, the need for federally-funded
flood protection or flood relief, or any
decrease in the public value of the flood
plain as an environmental resource; and
(e) Avoid permanent alteration or
harm to wetlands, and take positive
steps to minimize adverse effects on
wetlands.
§ 148.735 What are other critical criteria
that must be evaluated?
In accordance with § 148.715(b), the
deepwater port proposal and reasonable
alternatives will be evaluated on the
basis of how well they:
(a) Avoid detrimental effects on
human health and safety;
(b) Pose no compromise to national
security;
(c) Account for the historic,
archeological, and cultural significance
of the area, including any potential
requirements for historical preservation;
(d) Minimize harmful impacts to
minorities and children; and
(e) Plan for serious consideration of
the proposal that offers the least
potential for environmental harm to the
region, or potential mitigation actions,
when conflict exists between two or
more proposed uses for a site.
§ 148.737 What environmental statutes
must an applicant follow?
In constructing and operating a
deepwater port, the port must comply
with all applicable Federal, State, and
tribal environmental statutes. For the
purposes of information, a list of
Federal environmental statutes and
Executive Orders (E.O.s) that may apply
includes but is not limited to:
Abandoned Shipwreck Act (ASA), 43
U.S.C. 2102, et. seq.; American Indian
Religious Freedom Act (AIRFA), 42
U.S.C. 1996, et. seq.; Antiquities Act, 16
U.S.C. 433, et. seq.; Archeological and
Historic Preservation Act (AHPA), 16
U.S.C. 469; Archeological Resources
Protection Act (AHPA), 16 U.S.C. 470
aa–ll, et. seq.; Architectural Barriers Act,
42 U.S.C. 4151, et. seq.; Clean Air Act
(CAA), Pub. L. 95–95, 42 U.S.C. 7401,
et. seq.; Clean Water Act of 1977 (CWA),
Pub. L. 95–217, 33 U.S.C. 1251, et. seq.;
Coastal Barrier Resources Act (CBRA),
Pub. L. 97–348, 16 U.S.C. 3510, et. seq.;
Coastal Zone Management Act (CZMA),
Pub. L. 92–583, 16 U.S.C. 1451, et. seq.;
Community Environmental Response
Facilitation Act (CERFA), 42 U.S.C.
9620, et. seq.; Comprehensive
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Environmental Response,
Compensation, and Liability Act of 1980
(CERCLA), also commonly referred to as
Superfund, Pub. L. 96–510, 26 U.S.C.
4611, et. seq.; Consultation and
Coordination With Indian Tribal
Governments, E.O. 13175, 65 FR 67249;
Coral Reef Protection, E.O. 13089, 63 FR
32701; Department of Transportation
Act, Section 4(f), Pub. L. 89–670, 49
U.S.C. 303, Section 4(f), et. seq.;
Emergency Planning and Community
Right-to-Know Act, 42 U.S.C. 11001–
11050, et. seq.; Endangered Species Act
of 1973 (ESA), Pub. L. 93–205, 16 U.S.C.
1531, et. seq.; Energy Efficiency and
Water Conservation at Federal Facilities,
E.O. 12902, 59 FR 11463; Environmental
Effects Abroad of Major Federal
Agencies, E.O. 12114, 44 FR 1957;
Environmental Quality Improvement
Act, Pub. L. 98–581, 42 U.S.C. 4371, et.
seq.; Farmlands Protection Policy Act,
Pub. L. 97–98, 7 U.S.C. 4201, et. seq.;
Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations, E.O. 12898, 59 FR 7629;
Federal Compliance with Pollution
Control Standards, E.O. 12088, 43 FR
47707; Federal Insecticide, Fungicide,
and Rodenticide Act, Pub. L. 86–139, 7
U.S.C. 135, et. seq.; Federal Records Act
(FRA), 44 U.S.C. 2101–3324, et. seq.;
Federalism, E.O. 13083, Fish and
Wildlife Act of 1956, Pub. L. 85–888, 16
U.S.C. 742, et. seq.; Fish and Wildlife
Coordination Act, (Pub. L. 85–624, 16
U.S.C. 661, et. seq.; Fisheries
Conservation and Recovery Act of 1976,
Pub. L. 94–265, 16 U.S.C. 1801, et. seq.;
Flood Disaster Protection Act, 42 U.S.C.
4001, et. seq.; Flood Plain Management
and Protection, E.O. 11988, 42 FR
26951; Greening the Government
Through Leadership in Environmental
Management, E.O. 13148, 65 FR 24595;
63 FR 49643; Historic Sites Act, 16
U.S.C. 46, et. seq.; Indian Sacred Sites,
E.O. 13007, 61 FR 26771;
Intergovernmental Review of Federal
Programs E.O. 12372, 47 FR 30959;
Invasive Species, E.O. 13112, 64 FR
6183; Locating Federal Facilities on
Historic Properties in our Nation’s
Central Cities, E.O. 13006, 61 FR 26071;
Magnuson-Stevens Fishery
Conservation and Management Act as
amended through October 11, 1996, 16
U.S.C. 1801, et. seq.; Marine Mammal
Protection Act of 1972 (MMPA), Pub. L.
92–522, 16 U.S.C. 1361; Marine
Protected Areas, E.O. 13158, 65 FR
24909; Marine Protection, Research, and
Sanctuaries Act of 1972, Pub. L. 92–532,
16 U.S.C. 1431, et. seq. and 33 U.S.C.
U.S.C. 1401, et. seq.; Migratory Bird
Treaty Act, 16 U.S.C. 703–712, et. seq.;
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National Environmental Policy Act of
1969 (NEPA), Pub. L. 91–190, 42 U.S.C.
4321, et. seq.; National Historic
Preservation Act of 1996 (NHPA), Pub.
L. 89–665, 16 U.S.C. 470, et. seq.; Native
American Graves Protection and
Repatriation Act (NAGPRA), 25 U.S.C.
3001, et. seq.; Noise Control Act of 1972,
Pub. L. 92–574, 42 U.S.C. 4901, et. seq.;
Pollution Prevention Act of 1990 (PPA),
42 U.S.C. 13101–13109, et. seq.;
Protection and Enhancement of Cultural
Environmental Quality, E.O. 11593, 36
FR 8921; Protection and Enhancement
of Environmental Quality, E.O. 11514,
35 FR 4247; Protection of Children from
Environmental Health and Safety Risks,
E.O. 13045, 62 FR 19885; Protection of
Wetlands, E.O. 11990, 42 FR 26961;
Recreational Fisheries, E.O. 12962, 60
FR 307695; Resource Conservation and
Recovery Act of 1976 (RCRA), Pub. L.
94–580, 42 U.S.C. 6901, et. seq.;
Responsibilities of Federal Agencies to
Protect Migratory Birds, E.O. 13186, 66
FR 3853; Safe Drinking Water Act
(SDWA), Pub. L. 93–523, 42, U.S.C. 201,
et. seq.; Toxic Substances Control Act
(TSCA), 7 U.S.C. 136, et. seq.; and Wild
and Scenic Rivers Act, Pub. L. 90–542,
16 U.S.C. 1271, et. seq.
PART 149—DEEPWATER PORTS:
DESIGN, CONSTRUCTION, AND
EQUIPMENT
Subpart A—General
Sec.
149.1 What does this part do?
149.5 What definitions apply to this part?
149.10 Where can I obtain a list of Coast
Guard-approved equipment?
149.15 What is the process for submitting
alterations and modifications affecting
the design and construction of a
deepwater port?
Subpart B—Pollution Prevention Equipment
149.100 What does this subpart do?
149.103 What are the requirements for
discharge containment and removal
material and equipment?
149.105 What are the requirements for the
overflow and relief valves?
149.110 What are the requirements for
pipeline end manifold shutoff valves?
149.115 What are the requirements for
blank flange and shutoff valves?
149.120 What are the requirements for
manually operated shutoff valves?
149.125 What are the requirements for the
malfunction detection system?
149.130 What are the requirements for the
cargo transfer system alarm?
149.135 What should be marked on the
cargo transfer system alarm switch?
149.140 What communications equipment
must be on a deepwater port?
149.145 What are the requirements for
curbs, gutters, drains, and reservoirs?
Subpart C—Lifesaving Equipment
149.300 What does this subpart do?
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Manned Deepwater Port Requirements
149.301 What are the requirements for
lifesaving equipment?
149.302 What are the requirements when
lifesaving equipment is repaired or
replaced?
149.303 What survival craft and rescue
boats may be used on a manned
deepwater port?
149.304 What type and how many survival
craft and rescue boats must a manned
deepwater port have?
149.305 What are the survival craft
requirements for temporary personnel?
149.306 What are the requirements for
lifeboats?
149.307 What are the requirements for freefall lifeboats?
149.308 What are the requirements for
liferafts?
149.309 What are the requirements for
marine evacuation systems?
149.310 What are muster and embarkation
requirements for survival crafts?
149.311 What are the launching and
recovery requirements for lifeboats?
149.312 What are the launching equipment
requirements for inflatable liferafts?
149.313 How must survival craft be
arranged?
149.314 What are the approval and stowage
requirements for rescue boats?
149.315 What embarkation, launching, and
recovery arrangements must rescue boats
meet?
149.316 What are the requirements for
lifejackets?
149.317 How and where must lifejackets be
stowed?
149.318 Must every person on the port have
a lifejacket?
149.319 What additional lifejackets must I
have?
149.320 What are the requirements for ring
life buoys?
149.321 How many ring life buoys must be
on each deepwater port?
149.322 Where must ring life buoys be
located and how must they be stowed?
149.323 What are the requirements for first
aid kits?
149.324 What are the requirements for
litters?
149.325 What emergency communications
equipment must be on a manned
deepwater port?
149.326 What are the immersion suit
requirements?
149.327 What are the approval
requirements for work vests and antiexposure (deck) suits?
149.328 How must work vests and antiexposure (deck) suits be stowed?
149.329 How must work vests and deck
suits be marked?
149.330 When may a work vest or deck suit
be substituted for a lifejacket?
149.331 What are the requirements for
hybrid personal flotation devices?
149.332 What are the requirements for
inflatable lifejackets?
149.333 What are the marking requirements
for lifesaving equipment?
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Unmanned Deepwater Port Requirements
Subpart E—Aids to Navigation
149.334 Who must ensure compliance with
the requirements for unmanned
deepwater ports?
149.335 When are people prohibited from
being on an unmanned deepwater port?
149.336 What are the requirements for
lifejackets?
149.337 What are the requirements for ring
life buoys?
149.338 What are the requirements for
immersion suits?
149.339 What is the requirement for
previously approved lifesaving
equipment on a deepwater port?
149.340 What are the requirements for
lifesaving equipment that is not required
by this subchapter?
General
Subpart D—Firefighting and Fire-Protection
Equipment
149.400 What does this subpart apply to?
149.401 What are the general requirements
for firefighting and fire protection
equipment?
149.402 What firefighting and fire
protection equipment must be approved
by the Coast Guard?
149.403 How may I request the use of
alternate firefighting and fire prevention
equipment or procedures?
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Firefighting Requirements
149.404 Can I use firefighting equipment
that has no Coast Guard standards?
149.405 How are fire extinguishers
classified?
149.406 What are the approval
requirements for a fire extinguisher?
149.407 Must fire extinguishers be on the
deepwater port at all times?
149.408 What are the maintenance
requirements for fire extinguishers?
149.409 How many fire extinguishers are
needed?
149.410 Where must portable and semiportable fire extinguishers be located?
149.411 What are the requirements for
firemen’s outfits?
149.412 How many fire axes are needed?
149.413 On a manned deepwater port, what
spaces require a fixed fire extinguishing
system?
149.414 What are the requirements for a fire
detection and alarm system?
149.415 What are the requirements for a fire
main system on a manned deepwater
port?
149.416 What are the requirements for a dry
chemical fire suppression system?
149.417 What firefighting equipment must a
helicopter landing deck on a manned
deepwater port have?
149.418 What fire-protection system must a
helicopter fueling facility have?
149.419 Can the water supply for the
helicopter deck fire protection system be
part of a fire water system?
149.420 What are the fire protection
requirements for escape routes?
149.421 What is the requirement for a
previously approved fire detection and
alarm system on a deepwater port?
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149.500 What does this subpart do?
149.505 What are the general requirements
for aids to navigation?
149.510 How do I get permission to
establish an aid to navigation?
Lights
149.520
What kind of lights are required?
Lights on Platforms
149.535 What are the requirements for
rotating beacons on platforms?
Lights on Single Point Moorings
149.540 What are the requirements for
obstruction lights on an single point
mooring?
Lights on Floating Hose Strings
149.550 What are the requirements for
lights on a floating hose string?
Lights on Buoys Used to Define Traffic Lanes
149.560 How must buoys used to define
traffic lanes be marked and lighted?
149.565 What are the required
characteristics and intensity of lights on
buoys used to define traffic lanes?
Miscellaneous
149.570 How is a platform, single point
mooring, or submerged turret loading
identified?
149.575 How must objects protruding from
the water, other than platforms and
single point moorings, be marked?
149.580 What are the requirements for a
radar beacon?
149.585 What are the requirements for
sound signals?
Subpart F—Design and Equipment
General
149.600 What does this subpart do?
149.610 What must the District Commander
be notified of and when?
149.615 What construction drawings and
specifications are required?
149.620 What happens when the
Commandant (G–P) reviews and
evaluates the construction drawings and
specifications?
149.625 What are the design standards?
Structural Fire Protection
149.640 What are the requirements for fire
protection systems?
149.641 What are the structural fire
protection requirements for
accommodation spaces and modules?
Single Point Moorings
149.650 What are the requirements for
single point moorings and their attached
hoses?
Helicopter Fueling Facilities
149.655 What are the requirements for
helicopter fueling facilities?
Emergency Power
149.660 What are the requirements for
emergency power?
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General Alarm System
149.665 What are the requirements for a
general alarm system?
149.670 What are the requirements for
marking a general alarm system?
Public Address System
149.675 What are the requirements for the
public address system?
Medical Treatment Rooms
149.680 What are the requirements for
medical treatment rooms?
149.685 May a medical treatment room be
used for other purposes?
Miscellaneous
149.690 What are the requirements for
means of escape, personnel landings,
guardrails, similar devices, and for noise
limits?
Means of Escape
149.691 What means of escape are
required?
149.692 Where must they be located?
Personnel Landings
149.693 What are the requirements for
personnel landings on manned
deepwater ports?
Guardrails and Similar Devices
149.694 What are the requirements for
catwalks, floors, and openings?
149.695 What are the requirements for
stairways?
149.696 What are the requirements for a
helicopter landing deck safety net?
Noise Limits
149.697 What are the requirements for a
noise level survey?
Portable Lights
149.700 What kind of portable lights may
be used on a deepwater port?
Authority: 33 U.S.C. 1504; Department of
Homeland Security Delegation No. 0170.1
(75).
Subpart A—General
§ 149.1
What does this part do?
This part provides requirements for
the design and construction of
deepwater ports. It also provides the
requirements for equipment for
deepwater ports.
§ 149.5
What definitions apply to this part?
Definitions applicable to this part
appear in 33 CFR 148.5. In addition, the
following terms are used in this part and
have the indicated meanings:
Accommodation module means a
module with one or more
accommodation spaces that is
individually contracted and may be
used for one or more facilities.
Major conversion means a conversion,
as determined by the Commandant (G–
P), that substantially changes the
dimensions of a facility, substantially
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changes the water depth capability of a
fixed facility, substantially changes the
carrying capacity of a floating facility,
substantially changes the processing
equipment, changes the type of a
facility, substantially prolongs the life of
a facility, or otherwise so changes the
facility that it is essentially a new
facility.
Service space means a space used for
a galley, a pantry containing cooking
appliances, a storeroom, or a workshop
other than those in industrial areas, and
trunks to those spaces.
Sleeping space means a space
provided with bunks for sleeping.
§ 149.10 Where can I obtain a list of Coast
Guard-approved equipment?
Where equipment in this subchapter
must be of an approved type, the
equipment must be specifically
approved by the Commandant (G–P)
and the Marine Safety Center. A list of
approved equipment, including all of
the approval series, is available at:
https://cgmix.uscg.mil/Equipment.
jlentini on PROD1PC65 with RULES2
§ 149.15 What is the process for
submitting alterations and modifications
affecting the design and construction of a
deepwater port?
(a) Alterations and modifications
affecting the design and construction of
a deepwater port must be submitted to
the Commandant (G–P) for review and
approval if:
(1) A license has not yet been issued;
or,
(2) A license has been issued but the
port has not commenced operations; or,
(3) The alteration and modification
are deemed a major conversion; or,
(4) The alteration or modification
substantially changes the manner in
which the port operates or is not in
accordance with a condition of the
license.
(b) All other alterations and
modifications to the deepwater port
must be submitted to the Officer in
Charge of Marine Inspection (OCMI) for
review and approval.
(c) Approval for alterations and
modifications proposed after a license
has been issued will be contingent upon
whether the proposed changes will
affect the way the port operates, or any
conditions imposed in the license.
(d) The licensee is not authorized to
proceed with alterations prior to
approval from the Commandant (G–P)
for the conditions outlined in paragraph
(a) and approval by the cognizant OCMI
as required in paragraph (b) of this
section.
(e) The Commandant (G–P), during
the review and approval process of a
proposed alteration or modification,
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may consult with the Marine Safety
Center and cooperating Federal agencies
possessing relevant technical expertise.
Subpart B—Pollution Prevention
Equipment
§ 149.100
What does this subpart do?
This subpart provides requirements
for pollution equipment on deepwater
ports.
§ 149.103 What are the requirements for
discharge containment and removal
material and equipment?
(a) Each deepwater port must have a
facility response plan that meets the
requirements outlined in subpart F, part
154, of this chapter, and be approved by
the cognizant Captain of the Port.
(b) The facility response plan must
identify adequate spill containment and
removal equipment for port-specific
spill scenarios.
(c) Response equipment and material
must be pre-positioned for ready access
and use on board the deepwater port.
§ 149.105 What are the requirements for
the overflow and relief valves?
(a) Each oil and natural gas transfer
system (OTS/NGTS) must include a
relief valve that, when activated,
prevents pressure on any component of
the OTS/NGTS from exceeding its
maximum rated pressure.
(b) The transfer system overflow or
relief valve must not allow a discharge
into the sea.
§ 149.110 What are the requirements for
pipeline end manifold shutoff valves?
Each pipeline end manifold must
have a shutoff valve capable of
operating both manually and from the
pumping platform complex.
§ 149.115 What are the requirements for
blank flange and shutoff valves?
Each floating hose string must have a
blank flange and a shutoff valve at the
vessel’s manifold end.
§ 149.120 What are the requirements for
manually operated shutoff valves?
Each oil and natural gas transfer line
passing through a single point mooring
buoy system must have a manual
shutoff valve.
§ 149.125 What are the requirements for
the malfunction detection system?
(a) Each oil and natural gas system,
between a pumping platform complex
and the shore, must have a system that
can detect and locate leaks and other
malfunctions, particularly in high-risk
areas.
(b) The marine transfer area on an oil
deepwater port must be equipped with
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a monitoring system in accordance with
§ 154.525 of this chapter.
(c) A natural gas deepwater port must
be equipped with gas detection
equipment adequate for the type of
transfer system, including storage and
regasification, used. The Commandant
(G–P) will evaluate proposed leakdetection systems for natural gas on an
individual basis.
§ 149.130 What are the requirements for
the cargo transfer system alarm?
(a) Each cargo transfer system must
have an alarm to signal a malfunction or
failure in the system.
(b) The alarm must sound
automatically in the control room and:
(1) Be capable of being activated at the
pumping platform complex;
(2) Have a signal audible in all areas
of the pumping platform complex,
except in areas under paragraph (b)(3) of
this section;
(3) Have a high intensity flashing light
in areas of high ambient noise levels
where hearing protection is required
under § 150.615 of this chapter; and
(4) Be distinguishable from the
general alarm.
(c) Tankers calling on unmanned
deepwater ports must be equipped with
a transfer system alarm described in this
section.
§ 149.135 What should be marked on the
cargo transfer system alarm switch?
Each switch for activating an alarm,
and each audio or visual device for
signaling an alarm, must be identified
by the words ‘‘Oil Transfer Alarm’’ or
‘‘Natural Gas Transfer Alarm’’ in red
letters at least 1 inch high on a yellow
background.
§ 149.140 What communications
equipment must be on a deepwater port?
(a) Each deepwater port must have the
following communications equipment:
(1) A system for continuous two-way
voice communication among the
deepwater port, the tankers, the support
vessels, and other vessels operating at
the port. The system must be usable and
effective in all phases of a transfer and
in all conditions of weather at the port;
(2) A means to indicate the need to
use the communication system required
by this section, even if the means is the
communication system itself; and
(3) Equipment that, for each portable
means of communication used to meet
the requirements of this section, is:
(i) Certified under 46 CFR 111.105–11
to be operated in Group D, Class 1,
Division 1 Atmosphere; and,
(ii) Permanently marked with the
certification required in paragraph
(a)(3)(i) of this section. As an alternative
to this marking requirement, a
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document certifying that the portable
radio devices in use are in compliance
with this section may be kept at the
deepwater port.
(b) The communication system of the
tank ship mooring at an unmanned port
will be deemed the primary means of
communicating with support vessels,
shore side, etc.
§ 149.145 What are the requirements for
curbs, gutters, drains, and reservoirs?
Each pumping platform complex must
have enough curbs, gutters, drains, and
reservoirs to collect, in the reservoirs,
all oil and contaminants not authorized
for discharge into the ocean according to
the port’s National Pollution Discharge
Elimination System permit.
Subpart C—Lifesaving Equipment
§ 149.300
What does this subpart do?
This subpart provides requirements
for lifesaving equipment on deepwater
ports.
Manned Deepwater Port Requirements
§ 149.301 What are the requirements for
lifesaving equipment?
(a) Each deepwater port on which at
least one person occupies an
accommodation space for more than 30
consecutive days in any successive 12month period must comply with the
requirements for lifesaving equipment
in this subpart.
(b) Each deepwater port, not under
paragraph (a) of this section, must
comply with the requirements for
lifesaving equipment for unmanned
deepwater ports in this subpart.
§ 149.302 What are the requirements when
lifesaving equipment is repaired or
replaced?
When lifesaving equipment is
replaced, or when the deepwater port
undergoes a repair, alteration, or
modification that involves replacing or
adding to the lifesaving equipment, the
new lifesaving equipment must meet the
requirements of this subpart.
jlentini on PROD1PC65 with RULES2
§ 149.303 What survival craft and rescue
boats may be used on a manned deepwater
port?
(a) Each survival craft on a manned
deepwater port must be one of the
following:
(1) A lifeboat meeting the
requirements of § 149.306 of this
subpart; or
(2) A liferaft meeting the requirements
of § 149.308 of this subpart.
(b) Each rescue boat on a manned
deepwater port must be a rescue boat
meeting the requirements of § 149.314 of
this subpart.
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§ 149.304 What type and how many
survival craft and rescue boats must a
manned deepwater port have?
(a) Except as specified under
§ 149.305 of this subpart, each manned
deepwater port must have at least the
type and number of survival craft and
the number of rescue boats indicated for
the deepwater port in paragraphs (a)(1)
through (a)(5) of this section.
(1) For a deepwater port with 30 or
fewer persons on board:
(i) One or more lifeboats with a total
capacity of 100 percent of the personnel
on board;
(ii) One or more liferafts with a total
capacity of 100 percent of the personnel
on board; and
(iii) One rescue boat, except that the
rescue boat is not required for
deepwater ports with eight or fewer
persons on board.
(2) For a deepwater port with 31 or
more persons on board:
(i) At least two lifeboats with a total
capacity of 100 percent of the personnel
on board;
(ii) One or more liferafts with a total
capacity so that, if the survival craft at
any one location are rendered unusable,
there will be craft remaining with a total
capacity of 100 percent of the personnel
on board; and
(iii) One rescue boat.
(3) Lifeboats may be substituted for
liferafts.
(4) Capacity refers to the total number
of persons on the deepwater port at any
one time, not including temporary
personnel. Temporary personnel
include: contract workers, official
visitors, and any other persons who are
not permanent employees. See § 149.305
of this subpart for additional survival
craft requirements when temporary
personnel are on board.
(5) The required lifeboats may be used
as rescue boats if the lifeboats also meet
the requirements for rescue boats in
§ 149.314 of this subpart.
(b) Deepwater ports consisting of
novel structures or a combination of
fixed and/or floating structures may
require additional survival craft as
deemed necessary by the Commandant
(G–P). In these cases, the type and
number of survival craft must be
specified in the operations manual.
§ 149.305 What are the survival craft
requirements for temporary personnel?
(a) When temporary personnel are on
board a manned deepwater port and the
complement exceeds the capacity of the
survival craft required under § 149.304
of this subpart, the port must have
additional liferafts to ensure that the
total capacity of the survival craft is not
less than 150 percent of the personnel
on board at any time.
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(b) The liferafts required in paragraph
(a) of this section need not meet the
launching requirements of paragraph (b)
to § 149.308 of this subpart, but must
comply with the stowage requirements
of 46 CFR 108.530(c).
§ 149.306 What are the requirements for
lifeboats?
(a) Lifeboats must be:
(1) Totally enclosed, fire-protected,
and approved under approval series
160.135; and
(2) If the hull or canopy is of
aluminum, it must be protected in its
stowage position by a water spray
system meeting the requirements of 46
CFR 34.25.
(b) Each lifeboat must have at least the
provisions and survival equipment
required by 46 CFR 108.575(b).
(c) Except for boathooks, the
equipment under paragraph (b) of this
section must be securely stowed in the
lifeboat.
(d) Each lifeboat must have a list of
the equipment it is required to carry
under paragraph (c) of this section. The
list must be posted in the lifeboat.
(e) The manufacturer’s instructions
for maintenance and repair of the
lifeboat, required under § 150.502(a) of
this chapter, must be in the lifeboat or
on the deepwater port.
§ 149.307 What are the requirements for
free-fall lifeboats?
All free-fall lifeboats must be
approved under approval series
160.135.
§ 149.308
liferafts?
What are the requirements for
(a) Each liferaft must be an inflatable
liferaft approved under approval series
160.151, or a rigid liferaft approved
under approval series 160.118.
(b) Except as under § 149.305(b) of
this subpart, each inflatable or rigid
liferaft, boarded from a deck that is
more than 4.5 meters (14.75 feet) above
the water, must be davit-launched or
served by a marine evacuation system
complying with § 149.309 to this
subpart.
§ 149.309 What are the requirements for
marine evacuation systems?
All marine evacuation systems must
be approved under approval series
160.175 and comply with the launching
arrangement requirements for mobile
offshore drilling units in 46 CFR
108.545.
§ 149.310 What are the muster and
embarkation requirements for survival
craft?
Muster and embarkation arrangements
for survival craft must comply with 46
CFR 108.540.
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§ 149.311 What are the launching and
recovery requirements for lifeboats?
(a) Each lifeboat launched by falls
must have a launching and recovery
system that complies with 46 CFR
108.555.
(b) Each free-fall lifeboat must have a
launching and recovery system that
complies with 46 CFR 108.557.
§ 149.312 What are the launching
equipment requirements for inflatable
liferafts?
(a) Each inflatable liferaft not
intended for davit launching must be
capable of rapid deployment.
(b) Each liferaft capable of being
launched by a davit must have the
following launching equipment at each
launching station:
(1) A launching device approved
under approval series 160.163; and
(2) A mechanical disengaging
apparatus approved under approval
series 160.170.
(c) The launching equipment must be
operable, both from within the liferaft
and from the deepwater port.
(d) Winch controls must be located so
that the operator can observe the liferaft
launching.
(e) The launching equipment must be
arranged so that a loaded liferaft does
not have to be lifted before it is lowered.
(f) Not more than two liferafts may be
launched from the same set of launching
equipment.
§ 149.313 How must survival craft be
arranged?
The operator must arrange survival
craft so that they meet the requirements
of 46 CFR 108.525 (a) and § 108.530
and:
(a) Are readily accessible in an
emergency;
(b) Are accessible for inspection,
maintenance, and testing;
(c) Are in locations clear of overboard
discharge piping or openings, and
obstructions below; and
(d) Are located so that survival craft
with an aggregate capacity to
accommodate 100% of the total number
of persons authorized to be berthed are
readily accessible from the personnel
berthing area.
jlentini on PROD1PC65 with RULES2
§ 149.314 What are the approval and
stowage requirements for rescue boats?
(a) Rescue boats must be approved
under approval series 160.156. A
lifeboat is acceptable as a rescue boat if
it also meets the requirements for a
rescue boat under approval series
160.156.
(b) The stowage of rescue boats must
comply with 46 CFR 108.565.
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§ 149.315 What embarkation, launching,
and recovery arrangements must rescue
boats meet?
(a) Each rescue boat must be capable
of being launched in a current of up to
5 knots. A painter may be used to meet
this requirement.
(b) Each rescue boat embarkation and
launching arrangement must permit the
rescue boat to be boarded and launched
in the shortest possible time.
(c) If the rescue boat is one of the
deepwater port’s survival craft, then the
rescue boat must comply with the
muster and embarkation arrangement
requirements of § 149.310.
(d) The rescue boat must comply with
the embarkation arrangement
requirements of 46 CFR 108.555.
(e) If the launching arrangement uses
a single fall, the rescue boat may have
an automatic disengaging apparatus,
approved under approval series
160.170, instead of a lifeboat release
mechanism.
(f) The rescue boat must be capable of
being recovered rapidly when loaded
with its full complement of persons and
equipment. If a lifeboat is being used as
a rescue boat, rapid recovery must be
possible when loaded with its lifeboat
equipment and a rescue boat’s
complement of at least six persons.
(g) Each rescue boat launching
appliance must be fitted with a powered
winch motor.
(h) Each rescue boat launching
appliance must be capable of hoisting
the rescue boat, when loaded with its
full complement of persons and
equipment, at a rate of not less than 59
feet per minute.
(i) The operator may use an onboard
crane to launch a rescue boat if the
crane’s launching system meets the
requirements of this section.
§ 149.316 What are the requirements for
lifejackets?
(a) Each lifejacket must be approved
under approval series 160.002, 160.005,
160.055, 160.077, or 160.176.
(b) Each lifejacket must have a light
approved under approval series
161.012. Each light must be securely
attached to the front shoulder area of the
lifejacket.
(c) Each lifejacket must have a whistle
permanently attached by a cord.
(d) Each lifejacket must be fitted with
Type I retroreflective material, approved
under approval series 164.018.
§ 149.317 How and where must lifejackets
be stowed?
(a) The operator must ensure that
lifejackets are stowed in readily
accessible places in or adjacent to
accommodation spaces.
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(b) Lifejacket stowage containers and
the spaces housing the containers must
not be capable of being locked.
(c) The operator must mark each
lifejacket container or lifejacket stowage
location with the word ‘‘LIFEJACKETS’’
in block letters, and the quantity,
identity, and size of the lifejackets
stowed inside the container or at the
location.
§ 149.318 Must every person on the port
have a lifejacket?
The operator must provide a lifejacket
that complies with § 149.316 of this
subpart for each person on a manned
deepwater port.
§ 149.319
I have?
What additional lifejackets must
For each person on duty in a location
where the lifejacket required by
§ 149.317 of this subpart is not readily
accessible, an additional lifejacket must
be stowed so as to be readily accessible
to that location.
§ 149.320 What are the requirements for
ring life buoys?
(a) Ring life buoys must be approved
under approval series 160.050 or
160.150, for SOLAS-approved
equipment.
(b) Each ring life buoy must have a
floating electric water light approved
under approval series 161.010. The
operator must ensure that the light to
the ring life buoy is attached by a
lanyard of 12-thread manila, or a
synthetic rope of equivalent strength,
not less than 3 feet nor more than 6 feet
in length. The light must be mounted on
a bracket near the ring life buoy so that,
when the ring life buoy is cast loose, the
light will be pulled free of the bracket.
(c) To each ring life buoy, there must
be attached a buoyant line of 100 feet in
length, with a breaking strength of at
least 5 kilonewtons force. The end of the
line must not be secured to the
deepwater port.
(d) Each ring life buoy must be
marked with Type II retroreflective
material, approved under approval
series 164.018.
§ 149.321 How many ring life buoys must
be on each deepwater port?
There must be at least four approved
ring life buoys on each manned
deepwater port.
§ 149.322 Where must ring life buoys be
located and how must they be stowed?
(a) The operator must locate one ring
life buoy on each side of the port and
one near each external stairway leading
to the water. One buoy per side may be
used to satisfy both these requirements.
(b) Each ring life buoy must be stowed
on or in a rack that is readily accessible
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in an emergency. The ring life buoy
must not be permanently secured in any
way to the rack or the deepwater port.
(c) Approval series 160.077 as a
commercial hybrid personal flotation
device.
§ 149.323 What are the requirements for
first aid kits?
§ 149.328 How must work vests and antiexposure (deck) suits be stowed?
(a) Each manned deepwater port must
have an industrial first aid kit, approved
by an appropriate organization, such as
the American Red Cross, for the
maximum number of persons on the
deepwater port.
(b) The first aid kit must be
maintained in a space designated as a
medical treatment room or, if there is no
medical treatment room, under the
custody of the person in charge.
(c) The operator must ensure that each
first aid kit is accompanied by a copy of
either the Department of Health and
Human Services Publication No. (PHS)
84–2024, ‘‘The Ship’s Medicine Chest
and Medical Aid at Sea,’’ available from
the Superintendent of Documents, U.S.
Government Printing Office,
Washington, DC 20402, or the
‘‘American Red Cross First Aid and
Safety Handbook,’’ available from Little
Brown and Company, 3 Center Plaza,
Boston, MA 02018.
All work vests and deck suits must be
stowed separately from lifejackets and
in a location that is not easily confused
with a storage area for lifejackets.
§ 149.324
litters?
§ 149.331 What are the requirements for
hybrid personal flotation devices?
What are the requirements for
Each manned deepwater port must
have at least one Stokes or other suitable
litter, capable of safely hoisting an
injured person. The litter must be
readily accessible in an emergency.
§ 149.325 What emergency
communications equipment must be on a
manned deepwater port?
Each manned deepwater port must
have a radio, telephone, or other means
of emergency communication with the
shore, vessels, and facilities in the
vicinity in the event the primary
communications system outlined in
§ 149.140 fails. This communication
equipment must have an emergency
power source.
§ 149.326 What are the immersion suit
requirements?
Each manned deepwater port located
north of 32 degrees North latitude must
comply with the immersion suit
requirements in 46 CFR 108.580.
jlentini on PROD1PC65 with RULES2
§ 149.327 What are the approval
requirements for work vests and antiexposure (deck) suits?
All work vests and anti-exposure
(deck) suits on a manned deepwater
port must be of a buoyant type approved
under:
(a) Approval series 160.053 as a work
vest;
(b) Approval series 160.053 or
160.153 as an anti-exposure suit; or
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§ 149.329 How must work vests and deck
suits be marked?
All work vests and deck suits must be
fitted with Type I retroreflective
material, approved under approval
series 164.018.
§ 149.330 When may a work vest or deck
suit be substituted for a lifejacket?
(a) A work vest or deck suit meeting
the requirements of § 149.326 of this
subpart may be used instead of a
lifejacket when personnel are working
near or over water.
(b) Work vests or deck suits may not
be substituted for any portion of the
number of approved lifejackets required
on the deepwater port or attending
vessel for use during drills and
emergencies.
(a) The operator must ensure that the
use and stowage of all commercial
hybrid personal flotation devices (PFDs)
used as work vests comply with the
procedures required for them in 46 CFR
160.077–29, and all limitations, if any,
marked on them.
(b) All commercial hybrid PFDs on
the deepwater port must be of the same
or similar design and must have the
same method of operation.
§ 149.332 What are the requirements for
inflatable lifejackets?
(a) Each inflatable lifejacket must be
approved under approval series
160.176.
(b) All inflatable lifejackets on a
deepwater port must:
(1) Be used and stowed according to
the procedures contained in the manual
required for them under 46 CFR
160.176–21;
(2) Be marked with all limitations, if
any; and
(3) Be of the same or similar design
and have the same method of operation.
§ 149.333 What are the marking
requirements for lifesaving equipment?
(a) Each lifeboat, rigid liferaft, and
survival capsule must be marked on two
opposite outboard sides with the name,
number, or other inscription identifying
the deepwater port on which it is
placed, and the number of persons
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permitted on the craft. Each paddle or
oar for these crafts must also be marked
with an inscription identifying the
deepwater port. The letters and numbers
must be at least 100 millimeters (3.94
inches) high on a contrasting
background.
(b) Each inflatable liferaft must be
marked to meet 46 CFR 160.151–33,
and, after each servicing, marked to
meet 46 CFR 160.151–57(m).
(c) Each lifejacket and ring life buoy
must be conspicuously marked with the
name, number, or other inscription
identifying the deepwater port on which
it is placed. The letters and numbers
must be at least 1.5 inches (38 mm) high
on a contrasting background. Lifejackets
and ring life buoys that accompany
mobile crews to unmanned deepwater
ports may be marked with the operator’s
name and field designation.
Unmanned Deepwater Port
Requirements
§ 149.334 Who must ensure compliance
with the requirements for unmanned
deepwater ports?
The owner or operator of an
unmanned deepwater port must ensure
that applicable requirements are
complied with on that deepwater port.
§ 149.335 When are people prohibited from
being on an unmanned deepwater port?
No person may be on an unmanned
deepwater port unless all requirements
of this part are met.
§ 149.336 What are the requirements for
lifejackets?
(a) Except as under paragraph (b) of
this section, each unmanned deepwater
port must have at least one lifejacket
complying with § 149.316 of this
subpart for each person on the
deepwater port. The lifejackets need to
be available for use on the port only
when persons are onboard.
(b) During helicopter visits, personnel
who have aircraft type of lifejackets may
use them as an alternative to the
requirements of paragraph (a) of this
section.
§ 149.337 What are the requirements for
ring life buoys?
(a) Each unmanned deepwater port
must have at least one ring life buoy
complying with § 149.320 to this
subpart.
(b) If there is no space on the
deepwater port for the ring life buoys,
they must be on a manned vessel
located alongside of the deepwater port
while the persons are on the port.
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§ 149.338 What are the requirements for
immersion suits?
and fire protection equipment in this
subpart.
(a) Each unmanned deepwater port
located north of 32 degrees North
latitude must comply with the
immersion suit requirements applicable
to mobile offshore drilling units under
46 CFR 108.580, and immersion suits
must be approved under approval series
160.171. Except as under paragraph (b)
of this section, the immersion suits need
be on the deepwater port only when
persons are on board.
(b) If an attending vessel is moored to
the unmanned deepwater port, the suits
may be stowed on the vessel, instead of
on the deepwater port.
§ 149.339 What is the requirement for
previously approved lifesaving equipment
on a deepwater port?
Lifesaving equipment such as
lifeboats, liferafts, and PFDs on a
deepwater port on January 1, 2004, need
not meet the requirements of this
subpart until the equipment needs
replacing, provided it is periodically
tested and maintained and in good
operational condition.
§ 149.340 What are the requirements for
lifesaving equipment that is not required by
this subchapter?
Each item of lifesaving equipment on
a deepwater port that is not required by
this subchapter must be approved by the
Commandant (G–P).
Subpart D—Firefighting and Fire
Protection Equipment
§ 149.400
to?
What does this subpart apply
This subpart applies to all deepwater
ports except unmanned ports consisting
of a submerged turret loading or
comparable configuration in which
cargo transfer operations are conducted
solely aboard the tank vessel by the
vessel crew.
§ 149.401 What are the general
requirements for firefighting and fire
protection equipment?
Each deepwater port must comply
with the requirements for firefighting
§ 149.402 What firefighting and fire
protection equipment must be approved by
the Coast Guard?
Except as permitted under § 149.403,
§ 149.415(c) or (d), § 149.419(a)(1), or
§ 149.420, all required firefighting and
fire protection equipment on a
deepwater port must be approved by the
Commandant (G–PSE). Firefighting and
fire protection equipment that
supplements required equipment must
also be approved by the Commandant
(G–PSE), unless approval by the Officer
in Charge of Marine Inspection (OCMI)
is requested and granted pursuant to
§ 149.403 of this subpart.
§ 149.403 How may I request the use of
alternate or supplemental firefighting and
fire prevention equipment or procedures?
(a) The operator may request the use
of alternate or supplemental equipment
or procedures than those required in
this subchapter.
(b) Upon request, the OCMI may
allow the use of alternate equipment or
procedures if the alternatives will:
(1) Accomplish the purposes for the
requirement; and
(2) Provide a degree of safety
equivalent to or greater than that
provided by the requirement.
(c) The OCMI may require that the
requesting party:
(1) Explain why applying the
requirement would be unreasonable or
impracticable; or
(2) Submit engineering calculations,
tests, or other data to demonstrate how
the requested alternative would comply
with paragraph (b) of this section.
(d) The OCMI may determine, on a
case-by-case basis, that the
Commandant (G–PSE) must approve the
use of the alternate equipment or
procedure.
Firefighting Requirements
§ 149.404 Can I use firefighting equipment
that has no Coast Guard standards?
A deepwater port may use firefighting
equipment for which there is no Coast
57673
Guard standard as supplemental
equipment, pursuant to § 149.403, if the
equipment does not endanger the port
or the persons aboard it in any way.
This equipment must be listed and
labeled by a nationally recognized
testing laboratory, as that term is
defined in 29 CFR 1910.7, and it must
be maintained in good working
condition.
§ 149.405 How are fire extinguishers
classified?
(a) Portable and semi-portable
extinguishers on a manned deepwater
port must be classified using the Coast
Guard’s marine rating system of a
combination letter-and-number symbol
in which the letter indicates the type of
fire that the extinguisher is designed to
extinguish, and the number indicates
the relative size of the extinguisher.
(b) The letter designations are as
follows:
(1) ‘‘A’’ for fires of ordinary
combustible materials where the
quenching and cooling effects of water,
or solutions containing large
percentages of water, are of primary
importance;
(2) ‘‘B’’ for fires of flammable liquids,
greases, or other thick flammable
substances where a blanketing effect is
essential; and
(3) ‘‘C’’ for fires in electrical
equipment where the use of a nonconducting extinguishing agent is of
primary importance.
(c) The number designations for size
range from ‘‘I’’ for the smallest
extinguisher to ‘‘V’’ for the largest. Sizes
I and II are portable extinguishers. Sizes
III, IV, and V are semi-portable
extinguishers that must be fitted with
suitable hose and nozzle, or other
practicable means, so that all portions of
the space concerned may be covered.
Examples of size graduations for some
of the typical portable and semi-portable
extinguishers are set forth in table
149.405.
TABLE 149.405.—PORTABLE AND SEMI-PORTABLE EXTINGUISHERS
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Classification type-size
Foam liters
(gallons)
Carbon dioxide
kilograms
(pounds)
A–II .........................................................................................................................................
B–II .........................................................................................................................................
C–II ........................................................................................................................................
B–IV .......................................................................................................................................
B–V ........................................................................................................................................
9.5 (2.5)
9.5 (2.5)
..........................
7.6 (20)
15.2 (40)
..........................
6.7 (15)
6.7 (15)
22.5 (50)
2 45 (100)
Notes:
1 Must be specifically approved as a type ‘‘A,’’ ‘‘B,’’ or ‘‘C’’ extinguisher.
2 For outside use, double the quantity of agent that must be carried.
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Dry chemical
kilograms
(pounds)
1 2.25
4.5
4.5
13.5
2 22.5
(5)
(10)
(10)
(30)
(50)
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§ 149.406 What are the approval
requirements for a fire extinguisher?
All portable and semi-portable fire
extinguishers must be of an approved
type under 46 CFR part 162, subparts
162.028 and 162.039, respectively.
(b) The fire extinguishers required by
§ 149.409 of this part need be on
unmanned deepwater ports only when
personnel are working on the deepwater
port during cargo transfer operations, or
performing maintenance duties.
§ 149.407 Must fire extinguishers be on the
deepwater port at all times?
(a) The fire extinguishers required by
§ 149.409 of this subpart must be on all
manned deepwater ports at all times.
§ 149.408 What are the maintenance
requirements for fire extinguishers?
All fire extinguishers must be
maintained in good working order and
serviced annually in accordance with 46
CFR 107.235.
§ 149.409
needed?
How many fire extinguishers are
Each particular location must have
the number of fire extinguishers
required by table 149.409.
TABLE 149.409.—PORTABLE AND SEMI-PORTABLE EXTINGUISHERS, MINIMUM QUANTITY AND LOCATION
Space
Classification
(a) Safety Areas:
(1) Communicating corridors .............
(2) Radio room ..................................
(b) Accommodation Spaces:
(1) Sleeping quarters .........................
(c) Service Spaces:
(1) Galleys .........................................
(2) Storerooms ..................................
(3) Paint room ...................................
(d) Machinery Spaces:
(1) Gas-fired boilers ..........................
(2) Gas-fired boilers ..........................
(3) Oil-fired boilers .............................
(4) Oil-fired boilers .............................
(5) Internal combustion or gas turbine engines.
(6) Open electric motors and generators.
(e) Helicopter Areas:
(1) Helicopter landing decks .............
(2) Helicopter fueling facility ..............
Minimum quantity and location
A–II ...................
C–II ...................
One in each main corridor or stairway not more than 150 feet apart.
One outside or near each radio room exit.
A–II ...................
One in each sleeping space that fits more than four persons.
B–II or CII .........
A–II ...................
B–II ...................
One for each 2,500 square feet or fraction thereof, for hazards involved.
One for each 2,500 square feet or fraction thereof, located near each exit, either
inside or outside the space.
One outside each paint room exit.
B–II OR C–II .....
B–V ...................
B–II ...................
B–V ...................
B–II ...................
Two.
One.1
Two.
Two.1
One for each engine.2
C–II ...................
One for each of two motors or generators.3
B–V ...................
B–V ...................
One at each access route.
One at each fuel transfer facility.4
1 Not
required if a fixed system is installed.
the engine is installed on a weather deck or is open to the atmosphere at all times, one B–II may be used for every three engines.
electrical appliances, such as fans, are exempt.
4 Not required if a fixed foam system is installed in accordance with 46 CFR 108.489.
2 If
3 Small
§ 149.410 Where must portable and semiportable fire extinguishers be located?
All portable and semi-portable fire
extinguishers described in table 149.409
must be located in the open so as to be
readily seen.
jlentini on PROD1PC65 with RULES2
§ 149.411 What are the requirements for
firemen’s outfits?
(a) Each manned deepwater port with
nine or more persons must have at least
two firemen’s outfits complying with 46
CFR 108.497.
(b) The person in charge of safety
must ensure that:
(1) At least two people trained in the
use of firemen’s outfits are on the
deepwater port at all times;
(2) Each fireman’s outfit and its spare
equipment are stowed together in a
readily accessible container or locker.
No more than one outfit shall be stowed
in the same container or locker. The two
containers or lockers must be located in
separate areas to ensure that at least one
is available at all times in the event of
a fire; and
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(3) Firemen’s outfits are not used for
any purpose other than firefighting.
associated fuel oil units, purifiers,
valves, or manifolds.
§ 149.412
§ 149.414 What are the requirements for a
fire detection and alarm system?
How many fire axes are needed?
Each manned deepwater port must
have at least two fire axes as required by
46 CFR 108.499.
§ 149.413 On a manned deepwater port,
what spaces require a fixed fire
extinguishing system?
The manned deepwater port spaces or
systems listed in paragraphs (a) through
(c) of this section must be protected by
an approved fixed gaseous or other
approved fixed-type extinguishing
system.
(a) Paint lockers with a carrying
capacity of more than 200 cubic feet,
and similar spaces containing
flammable liquids.
(b) Galley ranges or deep fat fryers.
(c) Each enclosed space containing
internal combustion or gas turbine
machinery with an aggregate power of
more than 1,000 B.H.P., and any
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(a) All accommodation and service
spaces on a manned deepwater port,
and all spaces or systems on a manned
or unmanned deepwater port for
processing, storing, transferring, or
regasifying liquefied natural gas, must
have an automatic fire detection and
alarm system that:
(1) Either complies with 46 CFR
108.405 or
(2) Is designed and installed in
compliance with a national consensus
standard, as that term is defined in 29
CFR 1910.2, for fire detection and fire
alarm systems, and that complies with
standards set by a nationally recognized
testing laboratory, as that term is
defined in 29 CFR 1910.7, for such
systems or hardware.
(b) Sleeping quarters must be fitted
with smoke detectors that have local
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alarms and that may or may not be
connected to the central alarm panel.
(c) Each fire detection and fire alarm
system must have both a visual alarm
and an audible alarm at a normally
manned area.
(d) Each fire detection and fire alarm
system must be divided into zones to
limit the area covered by a particular
alarm signal.
§ 149.418 What fire protection system
must a helicopter fueling facility have?
§ 149.415 What are the requirements for a
fire main system on a manned deepwater
port?
(a) The water supply for the
helicopter deck fire protection system
required under § 149.420 or § 149.421
may be part of:
(1) The fire water system, installed in
accordance with Mineral Management
Service regulations under 30 CFR
250.803; or
(2) The fire main system under
§ 149.415.
(b) If the water supply for the
helicopter deck fire protection system is
part of an independent accommodation
fire main system, the piping design and
hardware must be compatible with the
system and must comply with the
requirements for fire mains in 46 CFR
108.415 through 108.429.
(a) Each pumping platform complex
must have a fixed fire main system. The
system must either:
(1) Comply with 46 CFR 108.415
through 108.429 and 33 CFR 127.607 if
it is a natural gas deepwater port; or
(2) Comply with a national consensus
standard, as that term is defined in 29
CFR 1910.2, for such systems and
hardware, and comply with the
standards set by a nationally recognized
testing laboratory, as that term is
defined in 29 CFR 1910.7, for such
systems and hardware.
(b) If the fire main system meets the
requirements outlined in paragraph
(a)(2) of this section, it must provide, at
a minimum, protection to:
(1) Accommodation spaces;
(2) Accommodation modules;
(3) Control spaces; and
(4) Other areas frequented by port
personnel.
(c) The hose system must be capable
of reaching all parts of these spaces
without difficulty.
(d) Under paragraph (a)(2) of this
section, the fire main system may be
part of a fire water system in accordance
with 30 CFR 250.803.
(e) A fire main system for a natural
gas deepwater port must also comply
with 33 CFR 127.607.
§ 149.416 What are the requirements for a
dry chemical fire suppression system?
Each natural gas deepwater port must
be equipped with a dry chemical system
that meets the requirements of § 127.609
of this chapter.
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§ 149.417 What firefighting equipment
must a helicopter landing deck on a
manned deepwater port have?
Each helicopter landing deck on a
manned deepwater port must have the
following:
(a) A fire hydrant and hose located
near each stairway to the landing deck.
If the landing deck has more than two
stairways, only two stairways need to
have a fire hydrant and hose. The fire
hydrants must be part of the fire main
system; and
(b) Portable fire extinguishers in the
quantity and location as required in
table 149.409.
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In addition to the portable fire
extinguishers required under table
149.409, each helicopter fueling facility
must have a fire protection system
complying with 46 CFR 108.489.
§ 149.419 Can the water supply for the
helicopter deck fire protection system be
part of a fire water system?
§ 149.420 What are the fire protection
requirements for escape routes?
At least one escape route from an
accommodation space or module to a
survival craft or other means of
evacuation must provide adequate
protection. Separation of the escape
route from the cargo area by steel
construction, in accordance with 46
CFR 108.133, or equivalent protection is
considered adequate protection for
personnel escaping from fires and
explosions. Additional requirements for
escape routes are in subpart F of this
part.
§ 149.421 What is the requirement for a
previously approved fire detection and
alarm system on a deepwater port?
An existing fire detection and alarm
system on a deepwater port need not
meet the requirements in this subpart
until the system needs replacing,
provided it is periodically tested and
maintained in good operational
condition.
Subpart E—Aids to Navigation
General
§ 149.500
What does this subpart do?
This subpart provides requirements
for aids to navigation on deepwater
ports.
§ 149.505 What are the general
requirements for aids to navigation?
The following requirements apply to
navigation aids under this subpart:
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57675
(a) Section 66.01–5 of this chapter, on
application to establish, maintain,
discontinue, change, or transfer
ownership of an aid, except as under
§ 149.510;
(b) Section 66.01–25(a) and (c) of this
chapter, on discontinuing or removing
an aid. For the purposes of § 66.01–25(a)
and (c) of this chapter, navigation aids
at a deepwater port are considered Class
I aids under § 66.01–15 of this chapter;
(c) Section 66.01–50 of this chapter,
on protection of an aid from interference
and obstruction; and
(d) Section 66.01–55 of this chapter,
on transfer of ownership of an aid.
§ 149.510 How do I get permission to
establish an aid to navigation?
(a) To establish a navigation aid on a
deepwater port, the licensee must
submit an application under § 66.01–5
of this chapter, except that the
application must be sent to the
Commandant (G–P).
(b) At least 180 days before the
installation of any structure at the site
of a deepwater port, the licensee must
submit an application for obstruction
lights and other private navigation aids
for the particular construction site.
(c) At least 180 days before beginning
cargo transfer operations or changing
the mooring facilities at the deepwater
port, the licensee must submit an
application for private aids to
navigation.
Lights
§ 149.520
What kind of lights are required?
All deepwater ports must meet the
general requirements for obstruction
lights in part 67 of this chapter.
Lights on Platforms
§ 149.535 What are the requirements for
rotating beacons on platforms?
In addition to obstruction lights, the
tallest platform of a deepwater port
must have a lit rotating beacon that
distinguishes the deepwater port from
other surrounding offshore structures.
The beacon must:
(a) Have an effective intensity of at
least 15,000 candela;
(b) Flash at least once every 20
seconds;
(c) Provide a white light signal;
(d) Operate in wind speeds of up to
100 knots at a rotation rate that is within
6 percent of the operating speed
displayed on the beacon;
(e) Have one or more leveling
indicators permanently attached to the
light, each with an accuracy of ±0.25 °
or better; and
(f) Be located:
(1) At least 60 feet (about 18.3 meters)
above mean high water;
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(2) Where the structure of the
platform, or equipment mounted on the
platform, does not obstruct the light in
any direction; and
(3) So that it is visible all around the
horizon.
Lights on Single Point Moorings
§ 149.540 What are the requirements for
obstruction lights on a single point
mooring?
(a) The lights for a single point
mooring must meet the requirements for
obstruction lights in part 67 of this
chapter, except that the lights must be
located at least 10 feet (3 meters) above
mean high water.
(b) A submerged turret loading (STL)
deepwater port is not required to meet
the requirements for obstruction lights,
provided it maintains at least a five-foot
(1.5 meters) clearance beneath the net
under keel clearance at the mean low
water condition for all vessels transiting
the area.
(c) An STL deepwater port that
utilizes a marker buoy must be lighted
in accordance with paragraph (a) of this
section.
Lights on Floating Hose Strings
jlentini on PROD1PC65 with RULES2
Hose strings that are floating or
supported on trestles must display the
following lights at night and during
periods of restricted visibility:
(a) One row of yellow lights that must
be:
(1) Flashing 50 to 70 times per
minute;
(2) Visible all around the horizon;
(3) Visible for at least 2 miles (3.7 km)
on a clear, dark night;
(4) Not less than 1 or more than 3.5
meters (3 to 11.5 feet) above the water;
(5) Approximately equally spaced;
(6) Not more than 10 meters (32.8 feet)
apart where the hose string crosses a
navigable channel; and
(7) Where the hose string does not
cross a navigable channel, there must be
a sufficient number to clearly show the
hose string’s length and course.
(b) Two red lights at each end of the
hose string, including the ends in a
channel where the hose string is
separated to allow vessels to pass,
whether open or closed. The lights must
be:
(1) Visible all around the horizon;
(2) Visible for at least 2 miles (3.7 km)
on a clear, dark night; and
(3) One meter (3 feet) apart in a
vertical line with the lower light at the
same height above the water as the
flashing yellow light.
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obstruction lighting requirements in this
subpart for a platform.
§ 149.560 How must buoys used to define
traffic lanes be marked and lighted?
§ 149.580 What are the requirements for a
radar beacon?
(a) Each buoy that is used to define
the lateral boundaries of a traffic lane at
a deepwater port must meet § 62.25 of
this chapter.
(b) The buoy must have an omnidirectional light located at least 8 feet
above the water.
(c) The buoy light must be located so
that the structure of the buoy, or any
other device mounted on the buoy, does
not obstruct the light in any direction.
(a) A radar beacon (RACON) must be
located on the tallest platform of a
pumping platform complex or other
fixed structure of the deepwater port.
(b) The RACON must be an FCCaccepted RACON or a similar type.
(c) The RACON must transmit:
(1) In both 2900–3100 MHz and 9300–
9500 MHz frequency bands; or
(2) If installed before July 8, 1991, in
the 9320–9500 MHz frequency band;
and
(3) Transmit a signal of at least 250
milliwatts radiated power that is omnidirectional and polarized in the
horizontal plane;
(4) Transmit a two-element or more
Morse code character, the length of
which does not exceed 25 percent of the
radar range expected to be used by
vessels operating in the area;
(5) If of the frequency agile type, be
programmed so that it will respond at
least 40 percent of the time, but not
more than 90 percent of the time, with
a response-time duration of at least 24
seconds; and
(6) Be located at a minimum height of
15 feet above the highest deck of the
platform and where the structure of the
platform, or equipment mounted on the
platform, does not obstruct the signal
propagation in any direction.
§ 149.565 What are the required
characteristics and intensity of lights on
buoys used to define traffic lanes?
(a) The buoy’s light color that defines
the lateral boundaries of a traffic lane
must comply with the buoy color
schemes in § 62.25 of this chapter.
(b) The buoy light may be fixed or
flashing. If it is flashing, it must flash at
intervals of not more than 6 seconds.
(c) Buoy lights must have an effective
intensity of at least 25 candela.
Miscellaneous
§ 149.570 How is a platform, single point
mooring, or submerged turret loading
identified?
§ 149.550 What are the requirements for
lights on a floating hose string?
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Lights on Buoys Used To Define Traffic
Lanes
(a) Each platform, single point
mooring, or submerged turret loading
(STL) that protrudes above the water or
is marked by a buoy must display the
name of the deepwater port and the
name or number identifying the
structure, so that the information is
visible:
(1) From the water at all angles of
approach to the structure; and
(2) From aircraft on approach to the
structure if the structure is equipped
with a helicopter pad.
(b) The information required in
paragraph (a) of this section must be
displayed in numbers and letters that
are:
(1) At least 12 inches high;
(2) In vertical block style; and
(3) Displayed against a contrasting
background.
(c) If an STL protrudes from the water,
it must be properly illuminated in
accordance with § 149.540.
§ 149.585 What are the requirements for
sound signals?
(a) Each pumping platform complex
must have a sound signal, approved
under subpart 67.10 of this chapter, that
has a 2-mile (3-kilometer) range. A list
of Coast Guard-approved sound signals
is available from any District
Commander.
(b) Each sound signal must be:
(1) Located at least 10 feet, but not
more than 150 feet, above mean high
water; and
(2) Located where the structure of the
platform, or equipment mounted on it,
does not obstruct the sound of the signal
in any direction.
Subpart F—Design and Equipment
§ 149.575 How must objects protruding
from the water, other than platforms and
single point moorings, be marked?
General
(a) Each object protruding from the
water that is within 100 yards of a
platform or single point mooring (SPM)
must be marked with white reflective
tape.
(b) Each object protruding from the
water that is more than 100 yards from
a platform or SPM must meet the
This subpart provides general
requirements for equipment and design
on deepwater ports.
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§ 149.600
What does this subpart do?
§ 149.610 What must the District
Commander be notified of and when?
The District Commander must be
notified of the following:
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When—
The District Commander must be notified—
(a) Construction of a pipeline, platform, or single point mooring (SPM)
is planned.
(b) Construction of a pipeline, platform, or SPM begins ..........................
At least 30 days before construction begins.
(c) A light or sound signal is changed during construction ......................
(d) Lights or sound signals used during construction of a platform,
buoy, or SPM are replaced by permanent fixtures to meet the requirements of this part.
(e) The first cargo transfer operation begins ...........................................
§ 149.615 What construction drawings and
specifications are required?
(a) To show compliance with the Act
and this subchapter, the licensee must
submit to the Commandant (G–P) or
accepted Certifying Entity (CE) at least
three copies of:
(1) Each construction drawing and
specification; and
(2) Each revision to a drawing and
specification.
(b) Each drawing, specification, and
revision under paragraph (a) of this
section must bear the seal, or a facsimile
imprint of the seal, of the registered
professional engineer responsible for the
accuracy and adequacy of the material.
(c) Each drawing must identify the
baseline design standard used as the
basis for design.
§ 149.620 What happens when the
Commandant (G–P) reviews and evaluates
the construction drawings and
specifications?
(a) The Commandant (G–P) may
concurrently review and evaluate
construction drawings and
specifications with the Marine Safety
Center and other Federal agencies
having technical expertise, such as the
Pipeline and Hazardous Materials Safety
Administration and the Federal Energy
Regulatory Commission, in order to
ensure compliance with the Act and this
subchapter.
(b) Construction may not begin until
the drawings and specifications are
approved by the Commandant (G–P).
(c) Once construction begins, the
Coast Guard periodically inspects the
construction site to ensure that the
construction complies with the
drawings and specifications approved
under paragraph (b) of this section.
(d) When construction is complete,
the licensee must submit two complete
sets of as-built drawings and
specifications to the Commandant (G–
P).
§ 149.625
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What are the design standards?
(a) Each component, except for those
specifically addressed elsewhere in this
subpart (for example, single point
moorings, hoses, and aids to navigation
buoys), must be designed to withstand
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Within 24 hours, from the date construction begins, that the lights and
sound signals are in use at the construction site.
Within 24 hours of the change.
Within 24 hours of replacement.
At least 60 days before the operation.
at least the combined wind, wave, and
current forces of the most severe storm
that can be expected to occur at the
deepwater port in any 100-year period.
Component design must meet a
recognized industry standard and be
appropriate for the protection of human
life from death or serious injury, both on
the port and on vessels calling on or
servicing the port, and for the protection
of the environment.
(b) The applicant or licensee will be
required to submit to the Commandant
(G–P) a design basis for approval
containing all proposed standards to be
used in the fabrication and construction
of port components.
(c) Heliports on floating deepwater
ports must be designed in compliance
with the regulations at 46 CFR part 108.
Structural Fire Protection
§ 149.640 What are the requirements for
fire protection systems?
Manned deepwater ports built after
January 1, 2004, and manned deepwater
ports that undergo major conversions
must comply with the requirements for
structural fire protection outlined in this
subpart.
§ 149.641 What are the structural fire
protection requirements for
accommodation spaces and modules?
(a) Accommodation spaces and
modules must be designed, located, and
constructed so as to minimize the effects
of flame, excess heat, or blast effects
caused by fires and explosions; and to
provide safe refuge from fires and
explosions for personnel for the
minimum time needed to evacuate the
space.
(b) This requirement may be met by
complying with 46 CFR 108.131 through
108.147, provided that:
(1) The exterior boundaries of
superstructures and deckhouses
enclosing these spaces and modules,
including any overhanging deck that
supports these spaces and modules, are
constructed to the A–60 standard
defined in 46 CFR 108.131(b)(2) for any
portion that faces and is within 100 feet
of the hydrocarbon source (e.g., LNG
flanges, send out line, etc.); and
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(2) The ventilation system has both a
means of shutting down the system and
an alarm at a manned location that
sounds when any hazardous or toxic
substance enters the system.
(c) As an alternative to paragraph (b)
of this section, the requirement imposed
by this section may be met by
complying with a national consensus
standard, as that term is defined in 29
CFR 1910.2, for the structural fire
protection of accommodation spaces
and modules, and that complies with
the standards set by a nationally
recognized testing laboratory, as that
term is defined by 29 CFR 1910.7, for
such protection, provided that:
(1) All such spaces and modules on
manned ports are provided with
automatic fire detection and alarm
systems. The alarm system must signal
a normally manned area both visually
and audibly, and be divided into zones
to limit the area covered by a particular
alarm signal;
(2) Sleeping quarters are fitted with
smoke detectors that have local alarms
that may or may not be connected with
the central alarm panel; and
(3) Independent fire walls are
constructed and installed so as to be of
size and orientation sufficient to protect
the exterior surfaces of the spaces or
modules from extreme radiant heat flux
levels, and provide the A–60 standard
defined in 46 CFR 108.131(b)(2).
Single Point Moorings
§ 149.650 What are the requirements for
single point moorings and their attached
hoses?
Each single point mooring and its
attached hose must be designed for the
protection of the environment and for
durability under combined wind, wave,
and current forces of the most severe
storm that can be expected to occur at
the port in any 100-year period. The
appropriateness of a design may be
shown by its compliance with standards
generally used within the offshore
industry that are at least equivalent, in
protecting the environment, to the
standards in use on January 1, 2003, by
any recognized classification society as
defined in 46 CFR 8.100.
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Helicopter Fueling Facilities
Public Address System
§ 149.655 What are the requirements for
helicopter fueling facilities?
§ 149.675 What are the requirements for
the public address system?
Helicopter fueling facilities must
comply with 46 CFR 108.489 or an
equivalent standard.
(a) For a manned deepwater port, each
pumping platform complex must have a
public address system operable from
two locations on the complex.
(b) For an unmanned deepwater port,
the vessel master must provide a
working public address system on a
vessel while it is moored or otherwise
connected to the port.
Emergency Power
§ 149.660 What are the requirements for
emergency power?
(a) Each pumping platform complex
must have emergency power equipment
including power source, associated
transforming equipment, and
switchboard to provide power to
simultaneously operate all of the
following for a continuous period of 18
hours:
(1) Emergency lighting circuits;
(2) Aids to navigation equipment;
(3) Communications equipment;
(4) Radar equipment;
(5) Alarm systems;
(6) Electrically operated fire pumps;
and
(7) Other electrical equipment
identified as emergency equipment in
the operations manual for the deepwater
port.
(b) The equipment required by
paragraph (a) of this section must:
(1) All be located in the same space;
and
(2) Contain only machinery and
equipment for the supply of emergency
power (in other words, no oil or natural
gas transfer pumping equipment) in
accordance with 46 CFR 112.05.
General Alarm System
§ 149.665 What are the requirements for a
general alarm system?
Each pumping platform complex must
have a general alarm system that:
(a) Is capable of being manually
activated by using alarm boxes;
(b) Is audible in all parts of the
pumping platform complex, except in
areas of high ambient noise levels where
hearing protection is required under
§ 150.613 of this chapter; and
(c) Has a high intensity flashing light
in areas where hearing protection is
used.
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§ 149.670 What are the requirements for
marking a general alarm system?
Each of the following must be marked
with the words ‘‘General Alarm’’ in
yellow letters at least 1 inch high on a
red background:
(a) Each general alarm box; and
(b) Each audio or visual device
described under § 149.665 for signaling
the general alarm.
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Medical Treatment Rooms
§ 149.680 What are the requirements for
medical treatment rooms?
Each deepwater port with sleeping
spaces for 12 or more persons, including
persons in accommodation modules,
must have a medical treatment room
that has:
(a) A sign at the entrance designating
it as a medical treatment room;
(b) An entrance that is wide enough
and arranged to readily admit a person
on a stretcher;
(c) A single berth or examination table
that is accessible from both sides; and
(d) A washbasin located in the room.
§ 149.685 May a medical treatment room
be used for other purposes?
A medical treatment room may be
used as a sleeping space if the room
meets the requirements of this subpart
for both medical treatment rooms and
sleeping spaces. It may also be used as
an office. However, when used for
medical purposes, the room may not be
used as a sleeping space or office.
Miscellaneous
§ 149.690 What are the requirements for
means of escape, personnel landings,
guardrails, similar devices, and for noise
limits?
Each deepwater port must comply
with the requirements for means of
escape, personnel landings, guardrails
and similar devices, and noise limits as
outlined in §§ 149.691 through 149.699.
Means of Escape
§ 149.691 What means of escape are
required?
(a) Each deepwater port must have
both primary and secondary means of
escape. Each of these means must either:
(1) Comply with 46 CFR 108.151; or
(2) Be designed and installed in
compliance with a national consensus
standard, as that term is defined in 29
CFR 1910.2, for use in evacuating the
port.
(b) A primary means of escape
consists of a fixed stairway or a fixed
ladder, constructed of steel.
(c) A secondary means of escape
consists of either:
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(1) A fixed stairway or a fixed ladder,
constructed of steel; or
(2) A marine evacuation system, a
portable flexible ladder, a knotted
manrope, or a similar device determined
by the Officer in Charge of Marine
Inspection (OCMI) to provide an
equivalent or better means of escape.
§ 149.692
Where must they be located?
(a) Each means of escape must be
easily accessible to personnel for
rapidly evacuating the deepwater port.
(b) When two or more means of
escape are installed, at least two must be
located as nearly diagonally opposite
each other as practicable.
(c) When the floor area of any of the
following spaces contains 300 square
feet or more, the space must have at
least two exits as widely separated from
each other as possible:
(1) Each accommodation space; and
(2) Each space that is used on a
regular basis, such as a control room,
machinery room, storeroom, or other
space where personnel could be trapped
in an emergency.
(d) On a manned deepwater port, each
structural appendage that is not
occupied continuously, and that does
not contain living quarters, workshops,
offices, or other manned spaces must
have at least one primary means of
escape. The OCMI may also determine
that one or more secondary means of
escape is required.
(e) When personnel are on an
unmanned deepwater port, the port
must have, in addition to the one
primary means of escape, either:
(1) Another primary means of escape;
or
(2) One or more secondary means of
escape in any work space that may be
temporarily occupied by 10 persons or
more.
(f) Structural appendages to an
unmanned deepwater port do not
require a primary or a secondary means
of escape, unless the OCMI determines
that one or more are necessary.
(g) Each means of escape must extend
from the deepwater port’s uppermost
working level to each successively
lower working level, and so on to the
water surface.
Personnel Landings
§ 149.693 What are the requirements for
personnel landings on manned deepwater
ports?
(a) On manned deepwater ports,
sufficient personnel landings must be
provided to assure safe access and
egress.
(b) The personnel landings must be
provided with satisfactory illumination.
The minimum is 1 foot candle of
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PART 150—DEEPWATER PORTS:
OPERATIONS
150.340 What are the rules of navigation for
tankers in the safety zone or area to be
avoided?
150.345 How are support vessels cleared to
move within the safety zone or area to
be avoided?
150.350 What are the rules of navigation for
support vessels in the safety zone or area
to be avoided?
150.355 How are other vessels cleared to
move within the safety zone?
150.380 Under what circumstances may
vessels operate within the safety zone or
area to be avoided?
150.385 What is required in an emergency?
Subpart A—General
Subpart E—Cargo Transfer Operations
Sec.
150.1 What does this part do?
150.5 Definitions.
150.10 What are the general requirements
for operations manuals?
150.15 What must the operations manual
include?
150.20 How many copies of the operations
manual must be given to the Coast
Guard?
150.25 Amending the operations manual.
150.30 Proposing an amendment to the
operations manual.
150.35 How may an adjacent coastal State
request an amendment to the operations
manual?
150.40 Deviating from the operations
manual.
150.45 Emergency deviation from this
subchapter or the operations manual.
150.50 What are the requirements for a
facility spill response plan?
150.400 What does this subpart do?
150.405 How must a Cargo Transfer System
be tested and inspected?
150.420 What actions must be taken when
cargo transfer equipment is defective?
150.425 What are the requirements for
transferring cargo?
150.430 What are the requirements for a
declaration of inspection?
150.435 When are cargo transfers not
allowed?
150.440 How may the Captain of the Port
order suspension of cargo transfers?
150.445 When is oil in a Single Point
Mooring-Oil Transfer System displaced
with water?
Subpart B—Inspections
150.501 How must emergency equipment
be maintained and repaired?
150.100 What are the requirements for
inspecting deepwater ports?
150.105 What are the requirements for
annual self-inspection?
150.110 What are the notification
requirements upon receipt of
classification society certifications?
Lifesaving Equipment (General)
artificial illumination as measured at
the landing floor and guards and rails.
addition to the audible alarms must be
installed.
Guardrails and Similar Devices
Portable Lights
§ 149.694 What are the requirements for
catwalks, floors, and openings?
§ 149.700 What kind of portable lights may
be used on a deepwater port?
(a) The configuration and installation
of catwalks, floors, and openings must
comply with § 143.110 of this chapter.
(b) This section does not apply to
catwalks, floors, deck areas, or openings
in areas not normally occupied by
personnel or on helicopter landing
decks.
Each portable light and its supply
cord on a deepwater port must be
designed for the environment where it
is used.
§ 149.695 What are the requirements for
stairways?
Stairways must have at least two
courses of rails. The top course must
serve as a handrail and be at least 34
inches above the tread.
§ 149.696 What are the requirements for a
helicopter landing deck safety net?
A helicopter landing deck safety net
must comply with 46 CFR 108.235.
Noise Limits
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§ 149.697 What are the requirements for a
noise level survey?
(a) A survey to determine the
maximum noise level during normal
operations must be conducted in each
accommodation space, working space,
or other space routinely used by
personnel. The recognized methodology
used to conduct the survey must be
specified in the survey results. Survey
results must be kept on the deepwater
port or, for an unmanned deepwater
port, in the owner’s principal office.
(b) The noise level must be measured
over 12 hours to derive a time weighted
average (TWA) using a sound level
meter and an A-weighted filter or
equivalent device.
(c) If the noise level throughout a
space is determined to exceed 85 db(A),
based on the measurement criteria in
paragraph (b) of this section, then signs
must be posted with the legend: ‘‘Noise
Hazard—Hearing Protectors Required.’’
Signs must be posted at eye level at each
entrance to the space.
(d) If the noise level exceeds 85 db(A)
only in a portion of a space, then the
sign described in paragraph (c) of this
section must be posted within that
portion where visible from each
direction of access.
(e) Working spaces and other areas
routinely used by personnel, other than
accommodation spaces, must be
designed to limit the noise level in those
areas so that personnel wearing hearing
protectors may hear warning and
emergency alarms. If this is not
practicable and warning and emergency
alarms cannot be heard, visual alarms in
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Subpart C—Personnel
150.200 Who must ensure that port
personnel are qualified?
150.205 What are the language
requirements for port personnel?
150.210 What are the restrictions on serving
in more than one position?
150.225 What training and instruction are
required?
Subpart D—Vessel Navigation
150.300 What does this subpart do?
150.305 How does this subpart apply to
unmanned deepwater ports?
150.310 When is radar surveillance
required?
150.320 What advisories are given to
tankers?
150.325 What is the first notice required
before a tanker enters the safety zone or
area to be avoided?
150.330 What is the second notice required
before a tanker enters the safety zone or
area to be avoided?
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Subpart F—Emergency and Specialty
Equipment
150.500
What does this subpart do?
Maintenance and Repair
150.502 What are the maintenance and
repair requirements for lifesaving
equipment?
Launching Appliances
150.503 What are the time interval
requirements for maintenance on
survival craft falls?
150.504 When must the operator service
and examine lifeboat and rescue boat
launching appliances?
150.505 When must the operator service
and examine lifeboat and rescue boat
release gear?
Inflatable Lifesaving Appliances
150.506 When must the operator service
inflatable lifesaving appliances and
marine evacuation systems?
150.507 How must the operator service
inflatable lifesaving appliances?
150.508 What are the maintenance and
repair requirements for inflatable rescue
boats?
Operational Tests and Inspections
(General)
150.509 How must emergency equipment
be tested and inspected?
150.510 How must tested emergency
equipment be operated?
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150.511 What are the operational testing
requirements for lifeboat and rescue boat
release gear?
Frequency of Tests and Inspections
Personal Protective Equipment
150.608 Who is responsible for ensuring
that the personnel use or wear protective
equipment and are trained in its use?
Eyes and Face
150.512 What occurs during the weekly
tests and inspections?
150.513 What occurs during the monthly
tests and inspections?
150.514 What are the annual tests and
inspections?
150.609 When is eye and face protection
required?
150.610 Where must eyewash equipment be
located?
Head
Weight Testing
150.611
150.515 What are the requirements for
weight testing of newly installed or
relocated craft?
150.516 What are the periodic requirements
for weight testing?
150.517 How are weight tests supervised?
What head protection is required?
Feet
150.612
What footwear is required?
150.628 How must the operator label, tag,
and mark a container of hazardous
material?
Subpart H—Aids to Navigation
150.700 What does this subpart do?
150.705 What are the requirements for
maintaining and inspecting aids to
navigation?
150.710 What are the requirements for
supplying power to aids to navigation?
150.715 What are the requirements for
lights used as aids to navigation?
150.720 What are the requirements for
sound signals?
Noise and Hearing Protection
Subpart I—Reports and Records
150.613 What are the requirements for a
noise monitoring and hearing protection
survey?
150.800
Personal Safety Gear
150.518 What are the inspection
requirements for work vests and
immersion suits?
Clothing
150.805 What reports must be sent both to
a classification society and to the Coast
Guard?
150.810 Reporting a problem with an aid to
navigation.
150.812 What is the purpose of reporting
casualties on deepwater ports?
150.815 How must casualties be reported?
150.820 When must a written report of
casualty be submitted, and what must it
contain?
150.825 Reporting a diving-related casualty.
150.830 Reporting a pollution incident.
150.835 Reporting sabotage or subversive
activity.
Emergency Lighting and Power Systems
150.519 What are the requirements for
emergency lighting and power systems?
150.614 When is protective clothing
required?
Electrical
150.615
What safe practices are required?
Fire Extinguishing Equipment
Lockout/Tagout
150.520 When must fire extinguishing
equipment be tested and inspected?
150.521 What records are required?
150.616 What are the requirements for
lockout?
150.617 What are the requirements for
tagout?
Miscellaneous Operations
150.530 What may the fire main system be
used for?
150.531 How many fire pumps must be
kept ready for use at all times?
150.532 What are the requirements for
connection and stowage of fire hoses?
150.540 What are the restrictions on fueling
aircraft?
150.550 What are the requirements for the
muster list?
150.555 How must cranes be maintained?
What does this subpart do?
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General Workplace Conditions
150.607 What are the general safe working
requirements?
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150.619 What are the fall arrest system
requirements?
Machine Guards
150.620 What are the requirements for
protecting personnel from machinery?
Warning Signs
150.601 What are the safety and health
requirements for the workplace on a
deepwater port?
150.602 What occupational awareness
training is required?
150.603 What emergency response training
is required?
150.604 Who controls access to medical
monitoring and exposure records?
150.605 What are the procedures for
reporting a possible workplace safety or
health violation at a deepwater port?
150.606 After learning of a possible
violation, what does the Officer in
Charge of Marine Inspection do?
20:51 Sep 28, 2006
Fall Arrest
150.621 What are the requirements for
slings?
Safety and Health (General)
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150.618 What are the requirements for
respiratory protection?
Slings
Subpart G—Workplace Safety and
Health
150.600
Respiratory Protection
150.622 What are the warning sign
requirements?
Confined Space Safety
150.623 What are the requirements for
protecting personnel from hazards
associated with confined spaces?
Blood-Borne Pathogens
150.624 What are the requirements for
protecting personnel from blood-borne
pathogens?
Hazard Communication Program
150.625 What must the hazard
communication program contain?
150.626 What is the hazard communication
program used for?
150.627 Must material safety data sheets be
available to all personnel?
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What does this subpart do?
Reports
Records
150.840 What records must be kept?
150.845 Personnel records.
150.850 How long must a declaration of
inspection form be kept?
Subpart J—Safety Zones, No
Anchoring Areas, and Areas to Be
Avoided
150.900 What does this subpart do?
150.905 Why are safety zones, no anchoring
areas, and areas to be avoided
established?
150.910 What installations, structures, or
activities are prohibited in a safety zone?
150.915 How are safety zones, no anchoring
areas, and areas to be avoided
established and modified?
150.920 How can I find notice of new or
proposed safety zones?
150.925 How long may a safety zone, no
anchoring area, or area to be avoided
remain in place?
150.930 What datum is used for the
geographic coordinates in this subpart?
150.940 Safety zones for specific deepwater
ports.
Authority: 33 U.S.C. 1231, 1321(j)(1)(C),
(j)(5), (j)(6), (m)(2); 33 U.S.C. 1509(a); E.O.
12777, sec. 2; E.O. 13286, sec. 34, 68 FR
10619; Department of Homeland Security
Delegation No. 0170.1(70), (73), (75), (80).
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Subpart A—General
§ 150.1
What does this part do?
This part provides requirements for
the operation of deepwater ports.
§ 150.5
Definitions.
See § 148.5 of this chapter for the
definition of certain terms used in this
part.
§ 150.10 What are the general
requirements for operations manuals?
(a) Each deepwater port must have an
operations manual that addresses
policies and procedures for normal and
emergency operations conducted at the
port. The operations manual must, at a
minimum, include the requirements
outlined in § 150.15.
(b) The operations manual is reviewed
and approved by the Commandant (G–
P), who may consult with the local
Officer in Charge of Marine Inspection
(OCMI), as meeting the requirements of
the Act and this subchapter. The
original manual is approved as part of
the application process in part 148 of
this chapter.
(c) The OCMI may approve
subsequent changes to the operations
manual, provided the Commandant (G–
P) is notified and consulted regarding
any significant modifications.
(d) The manual must be readily
available on the deepwater port for use
by personnel.
(e) The licensee must ensure that all
personnel are trained and follow the
procedures in the manual while at the
deepwater port.
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§ 150.15 What must the operations manual
include?
The operations manual required by
§ 150.10 must identify the deepwater
port and include the information
required in this section.
(a) General information. A description
of the geographic location of the
deepwater port.
(b) A physical description of the port.
(c) Engineering and construction
information, including all defined codes
and standards used for the port
structure and systems. The operator
must include schematics of all
applicable systems. Schematics must
show the location of valves, gauges,
system working pressure, relief settings,
monitoring systems, and other pertinent
information.
(d) Communications system. A
description of a comprehensive
communications plan, including:
(1) Dedicated frequencies;
(2) Communication alerts and notices
between the deepwater port and arriving
and departing vessels; and
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(3) Mandatory time intervals or
communication schedules for
maintaining a live radio watch, and
monitoring frequencies for
communication with vessels and
aircraft.
(e) Facility plan. A layout plan for the
mooring areas, navigation aids, cargo
transfer locations, and control stations.
(f) The hours of operation.
(g) The size, type, number, and
simultaneous operations of tankers that
the port can handle.
(h) Calculations, with supporting data
or other documentation, to show that
the charted water depth at each
proposed mooring location is sufficient
to provide at least a net under keel
clearance of 5 feet, at the mean low
water condition.
(i) Tanker navigation procedures. The
procedures for tanker navigation,
including the information required in
paragraphs (i)(1) through (i)(9) of this
section.
(1) The operating limits, maneuvering
capability, draft, net under keel
clearance, tonnage, length, and breadth
of the tanker that will be accommodated
at each designated mooring.
(2) The speed limits proposed for
tankers in the safety zone and area to be
avoided around the port.
(3) Any special navigation or
communication equipment that may be
required for operating in the safety zone
and area to be avoided.
(4) The measures for routing vessels,
including a description of the radar
navigation system to be used in
operation of the deepwater port:
(i) Type of radar;
(ii) Characteristics of the radar;
(iii) Antenna location;
(iv) Procedures for surveillance of
vessels approaching, departing,
navigating, and transiting the safety
zone and area to be avoided;
(v) Advisories to each tanker
underway in the safety zone regarding
the vessel’s position, port conditions,
and status of adjacent vessel traffic;
(vi) Notices that must be made, as
outlined in § 150.325, by the tanker
master regarding the vessel’s
characteristics and status; and
(vii) Rules for navigating, mooring,
and anchoring in a safety zone, area to
be avoided, and anchorage area.
(5) Any mooring equipment needed to
make up to the single point mooring
(SPM).
(6) The procedures for clearing
tankers, support vessels, and other
vessels and aircraft during emergency
and routine conditions.
(7) Weather limits for tankers,
including a detailed description of how
to forecast the wind, wave, and current
conditions for:
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(i) Shutdown of cargo transfer
operations;
(ii) Departure of the tanker from the
mooring;
(iii) Prohibition on mooring at the
deep water port or SPM; and
(iv) Shutdown of all port operations
and evacuation of the port.
(8) Any special illumination
requirements for vessel arrival,
discharge, and departure operations.
(9) Any special watchstanding
requirements for vessel transiting,
mooring, or anchoring.
(j) Personnel. The duties, title,
qualifications, and training of all port
personnel responsible for managing and
carrying out the following port activities
and functions:
(1) Vessel traffic management;
(2) Cargo transfer operations;
(3) Safety and fire protection;
(4) Maintenance and repair
operations;
(5) Emergency procedures; and
(6) Port security.
(k) The personnel assigned to
supervisory positions must be
designated, in writing, by the licensee
and have the appropriate experience
and training to satisfactorily perform
their duties. The Commandant (G–P)
will review and approve the
qualifications for all proposed
supervisory positions.
(l) Cargo transfer procedures. The
procedures for cargo transfer must
comply with the applicable
requirements of parts 154 and 156 for
oil, and subpart B (Operations) to part
127 for natural gas, respectively, of this
chapter, including the requirements
specified in paragraphs (l)(1) through
(l)(10) of this section.
(1) The requirements for oil transfers
in accordance with subpart A to part
156 of this chapter regarding:
(i) Pre-transfer conference;
(ii) Inspection of transfer site and
equipment such as hoses, connectors,
closure devices, monitoring devices,
and containment;
(iii) Connecting and disconnecting
transfer equipment, including a floating
hose string for a single point mooring
(SPM);
(iv) Preparation of the Declaration of
Inspection; and
(v) Supervision by a person in charge.
(2) The requirements for natural gas
transfers in accordance with subpart B
to part 127 of this chapter regarding:
(i) Pre-transfer conference;
(ii) Inspection of transfer site and
equipment such as hoses, connectors,
closure devices, leak monitoring
devices, and containment;
(iii) Connecting and disconnecting of
transfer equipment, including to a
floating hose string for a SPM;
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(iv) Line purging to test for leaks and
to prepare for cool-down or heat-up
phases as appropriate;
(v) Preparation of the Declaration of
Inspection; and
(vi) Supervision by a port person in
charge.
(3) The shipping name of, and
Material Safety Data Sheet on, any
product transferred.
(4) The duties, title, qualifications,
and training of personnel of the port
designated as the person in charge and
responsible for managing cargo
transfers, including ballasting
operations if applicable to the port, in
accordance with subpart D of part 154
for oil, and subpart B (Operations) of
part 127 for natural gas, respectively, of
this chapter.
(5) Minimum requirements for watch
personnel on board the vessel during
transfer operations, such as personnel
necessary for checking mooring gear,
monitoring communications, and
maintaining propulsion and steering on
standby.
(6) The start up and completion of
pumping.
(7) Emergency shutdown.
(8) The maximum relief valve settings,
the maximum available working
pressure, and hydraulic shock to the
system without relief valves, or both.
(9) Equipment necessary to discharge
cargo to the port complex without harm
to the environment or to persons
involved in the cargo transfer, including
piping, adapters, bolted flanges, and
quick-disconnect coupling.
(10) A description of the method used
to water and de-water the single point
mooring hoses when required.
(m) Unusual arrangements that may
be applicable, including:
(1) A list and description of any
extraordinary equipment or assistance
available to vessels with inadequate
pumping capacity, small cargoes, small
diameter piping, or inadequate crane
capacity; and
(2) A description of special storage or
delivery arrangements for unusual
cargoes; for example, cool-down
requirements for transfer system
components prior to transfer of liquefied
natural gas.
(n) Maintenance procedures. A
maintenance program to document
service and repair of key equipment
such as:
(1) Cargo transfer equipment;
(2) Firefighting and fire protection
equipment;
(3) Facility support services, such as
generators, evaporators, etc.;
(4) Safety equipment; and
(5) Cranes.
(o) A waste management plan
comparable to § 151.57.
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(p) Occupational health and safety
training procedures. Policy and
procedures to address occupational
health and safety requirements outlined
in §§ 150.600 to 150.632 of this subpart,
including:
(1) Employee training in safety and
hazard awareness, and proper use of
personnel protective equipment;
(2) Physical safety measures in the
workplace, such as housekeeping and
illumination of walking and working
areas;
(3) Fall arrest;
(4) Personnel transfer nets;
(5) Hazard communication (right-toknow);
(6) Permissible exposure limits;
(7) Machine guarding;
(8) Electrical safety;
(9) Lockout/tagout;
(10) Crane safety;
(11) Sling usage;
(12) Hearing conservation;
(13) Hot work;
(14) Warning signs;
(15) Confined space safety; and
(16) Initial and periodic training and
certification to be documented for each
port employee and for visitors, where
appropriate; for example, safety
orientation training.
(q) Emergency notification
procedures. Emergency internal and
external notification procedures:
(1) Names and numbers of key port
personnel;
(2) Names and numbers of law
enforcement and response agencies;
(3) Names and numbers of persons in
charge of any OCS facility that, due to
close proximity, could be affected by an
incident at the deepwater port.
(r) Quantity, type, location, and use of
safety and fire protection equipment,
including the fire plan.
(s) Aerial operations such as
helicopter landing pad procedures.
(t) Port response procedures for:
(1) Fire;
(2) Reportable product spill;
(3) Personnel injury, including
confined space rescue; and
(4) Terrorist activity, as described in
the port security plan.
(u) Emergency evacuation procedures
comparable to § 146.140(d) of this
chapter.
(v) Designation of and assignment of
port personnel to response teams for
specific contingencies.
(w) Individual and team training for
incident response, in accordance with
46 CFR 109.213, to cover:
(1) Care and use of equipment;
(2) Emergency drills and response, to
include:
(i) Type;
(ii) Frequency, which must be at least
annually; and
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(iii) Documentation, including
records, reports and dissemination of
‘‘lessons learned’’.
(3) Documentation of the following
minimum training requirements for
response team members:
(i) Marine firefighting training;
(ii) First aid/CPR;
(iii) Water survival;
(iv) Spill response and clean up;
(v) Identification of at least one
employee trained and certified at the
basic level as an emergency medical
technician; and
(vi) Identification of at least two
employees trained and certified as
offshore competent persons in
prevention of inadvertent entry into
hazardous confined spaces.
(x) Security procedures. Deepwater
port operators must develop a
deepwater port security plan
comparable to those required by 33 CFR
part 106. The plan must address at least:
(1) Access controls for goods and
materials and access controls for
personnel that require positive and
verifiable identification;
(2) Monitoring and alerting of vessels
that approach or enter the port’s
security zone;
(3) Risk identification and procedures
for detecting and deterring terrorist or
subversive activity, such as security
lighting and remotely-alarmed restricted
areas;
(4) Internal and external notification
and response requirements in the event
of a perceived threat or an attack on the
port;
(5) Designation of the port security
officer;
(6) Required security training and
drills for all personnel; and
(7) The scalability of actions and
procedures for the various levels of
threat.
(y) Special operations procedures.
Include procedures for any special
operations, such as:
(1) Evacuation and re-manning;
(2) Refueling;
(3) Diving;
(4) Support vessel operations;
(5) Providing logistical services; and
(6) Contingency response for events
that could affect nearby existing OCS oil
and gas facilities, such as explosions,
fires, or product spills.
(z) Recordkeeping of maintenance
procedures, tests, and emergency drills
outlined elsewhere in the operations
manual.
(aa) Environmental procedures. A
program for maintaining compliance
with license conditions and applicable
environmental laws, by periodic
monitoring of the environmental effects
of the port and its operations, including:
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(1) Air and water monitoring in
accordance with applicable Federal and
State law;
(2) A routine re-examination, not less
than once every five years, of the
physical, chemical, and biological
factors contained in the port’s
environmental impact analysis and
baseline study submitted with the
license application; and
(3) A risk management plan,
addressing the potential for an
uncontrolled release; or provision for
more detailed studies following any
uncontrolled release or other unusual
event that adversely affects the
environment.
§ 150.20 How many copies of the
operations manual must be given to the
Coast Guard?
The draft operations manual must be
included with the application, and the
number of copies is governed by
§ 148.115. At least five copies of the
final operations manual, and of any
subsequent amendment, must be
submitted to the Commandant (G–P).
Additional copies may be required to
meet the needs of other agencies.
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§ 150.25
Amending the operations manual.
(a) Whenever the cognizant Captain of
the Port (COTP) finds that the
operations manual does not meet the
requirements of this part, the COTP
notifies the licensee, in writing, of the
inadequacies in the manual.
(b) Within 45 days after the notice
under paragraph (a) of this section is
sent, the licensee must submit written
proposed amendments to eliminate the
inadequacies.
(c) The cognizant COTP reviews the
amendments and makes a determination
as to the adequacy of the amendments
and notifies the licensee of the
determination.
(d) If the COTP decides that an
amendment is necessary, the
amendment goes into effect 60 days
after the COTP notifies the licensee of
the amendment.
(e) The licensee may petition the
Commandant (G–P), via the appropriate
district office, to review the decision of
the COTP. In this case, the effective date
of the amendment is delayed pending
the Commandant’s decision. Petitions
must be made in writing and presented
to the COTP to forward to the
Commandant (G–P).
(f) If the COTP finds that a particular
situation requires immediate action to
prevent a spill or discharge, or to protect
the safety of life and property, the COTP
may issue an amendment effective on
the date that the licensee receives it.
The COTP must include a brief
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statement of the reasons for the
immediate amendment. The licensee
may petition the District Commander for
review, but the petition does not delay
the effective date of the amendment.
§ 150.30 Proposing an amendment to the
operations manual.
(a) The licensee may propose an
amendment to the operations manual:
(1) By submitting, in writing, the
amendment and reasons for the
amendments to the Captain of the Port
(COTP) not less than 30 days before the
requested effective date of the
amendment; or
(2) If the amendment is needed
immediately, by submitting the
amendment, and reasons why the
amendment is needed immediately, to
the COTP in writing.
(b) The COTP must respond to a
proposed amendment by notifying the
licensee, in writing, before the requested
date of the amendment whether the
request is approved. If the request is
disapproved, the COTP must include
the reasons for disapproval in the
notice. If the request is for an immediate
amendment, the COTP must respond as
soon as possible.
§ 150.35 How may an adjacent coastal
State request an amendment to the
operations manual?
(a) An adjacent coastal State
connected by pipeline to the deepwater
port may petition the cognizant Captain
of the Port (COTP) to amend the
operations manual. The petition must
include sufficient information to allow
the COTP to reach a decision
concerning the proposed amendment.
(b) After the COTP receives a petition,
the COTP requests comments from the
licensee.
(c) After reviewing the petition and
comments, and considering the costs
and benefits involved, the COTP may
approve the petition if the proposed
amendment will provide equivalent or
improved protection and safety. The
adjacent coastal State may petition the
Commandant (G–P) to review the
decision of the COTP. Petitions must be
made in writing and presented to the
COTP for forwarding to the
Commandant (G–P) via the District
Commander.
§ 150.40
manual.
Deviating from the operations
If, because of a particular situation,
the licensee needs to deviate from the
operations manual, the licensee must
submit a written request to the Captain
of the Port (COTP) explaining why the
deviation is necessary and what
alternative is proposed. If the COTP
determines that the deviation would
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57683
ensure equivalent or greater protection
and safety, the COTP authorizes the
deviation and notifies the licensee in
writing.
§ 150.45 Emergency deviation from this
subchapter or the operations manual.
In an emergency, any person may
deviate from any requirement in this
subchapter, or any procedure in the
operations manual, to ensure the safety
of life, property, or the environment.
Each deviation must be reported to the
Captain of the Port at the earliest
possible time.
§ 150.50 What are the requirements for a
facility spill response plan?
(a) Each deepwater port which meets
the applicability requirements of part
154 subpart F of this chapter must have
a facility response plan that is approved
by the Captain of the Port (COTP).
(b) Each natural gas deepwater port
must have a natural gas facility
emergency plan that meets part 127,
subpart B of this chapter.
(c) The response plan must be
submitted to the COTP, in writing, not
less than 60 days before the deepwater
port begins operation.
Subpart B—Inspections
§ 150.100 What are the requirements for
inspecting deepwater ports?
Under the direction of the Officer in
Charge of Marine Inspection (OCMI),
marine inspectors may inspect
deepwater ports to determine whether
the requirements of this subchapter are
met. A marine inspector may conduct
an inspection, with or without advance
notice, at any time the OCMI deems
necessary.
§ 150.105 What are the requirements for
annual self-inspection?
(a) The owner or operator of each
manned deepwater port must ensure
that the port is regularly inspected to
determine whether the facility is in
compliance with the requirements of
this subchapter. The inspection must be
at intervals of no more than 12 months.
The inspection may be conducted up to
2 months after its due date, but will be
valid for only the 12 months following
that due date.
(b) The owner or operator must record
and submit the results of the annual
self-inspection to the Captain of the Port
(COTP) within 30 days of completing
the inspection. The report must include
a description of any failure, and the
scope of repairs made to components or
equipment, in accordance with the
requirements in subpart I of this part,
other than primary lifesaving,
firefighting, or transfer equipment,
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which are inspected and repaired in
accordance with subpart F.
(c) Prior to the initiation of a selfinspection plan, and before
commencement of operations, the
owner or operator must submit a
proposal describing the self-inspection
plan to the COTP for acceptance. The
plan must address all applicable
requirements outlined in parts 149 and
150 of this subchapter.
§ 150.110 What are the notification
requirements upon receipt of classification
society certifications?
The licensee must notify the Captain
of the Port, in writing, upon receipt of
a classification society certification,
interim class certificate, or single point
mooring classification certificate.
Subpart C—Personnel
§ 150.200 Who must ensure that port
personnel are qualified?
The licensee must ensure that the
individual filling a position meets the
qualifications for that position as
outlined in the operations manual.
Only persons who read, write, and
speak English may occupy the essential
management positions outlined in the
operations manual.
§ 150.210 What are the restrictions on
serving in more than one position?
No person may serve in more than
one of the essential management
positions outlined in the operations
manual at any one time.
§ 150.225 What training and instruction are
required?
Personnel must receive training and
instruction commensurate with the
position they hold. Procedures for
documenting employee training must be
outlined in the operations manual.
Subpart D—Vessel Navigation
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What does this subpart do?
This subpart supplements the
International Regulations for Prevention
of Collisions at Sea, 1972 (72 COLREGS)
described in subchapter D of this
chapter, and prescribes requirements
that:
(a) Apply to the navigation of all
vessels at or near a deepwater port; and
(b) Apply to all vessels while in a
safety zone, area to be avoided, or no
anchoring area.
§ 150.305 How does this subpart apply to
unmanned deepwater ports?
The master of any tanker calling at an
unmanned deepwater port is
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§ 150.310 When is radar surveillance
required?
A manned deepwater port’s person in
charge of vessel operations must
maintain radar surveillance of the safety
zone or area to be avoided when:
(a) A tanker is proceeding to the safety
zone after submitting the report required
in § 150.325;
(b) A tanker or support vessel is
underway in the safety zone or area to
be avoided;
(c) A vessel other than a tanker or
support vessel is about to enter or is
underway in the safety zone or area to
be avoided; or
(d) As described in the port security
plan.
§ 150.320
tankers?
§ 150.205 What are the language
requirements for port personnel?
§ 150.300
responsible for the safe navigation of the
vessel to and from the port, and for the
required notifications in § 150.325.
Once the tanker is connected to the
unmanned deepwater port, the master
must maintain radar surveillance in
compliance with the requirements of
§ 150.310.
What advisories are given to
A manned deepwater port’s person in
charge of vessel operations must advise
the master of each tanker underway in
the safety zone or area to be avoided of
the following:
(a) At intervals not exceeding 10
minutes, the vessel’s position by range
and bearing from the pumping platform
complex; and
(b) The position and the estimated
course and speed, if moving, of all other
vessels that may interfere with the
movement of the tanker within the
safety zone or area to be avoided.
§ 150.325 What is the first notice required
before a tanker enters the safety zone or
area to be avoided?
(a) The owner, master, agent, or
person in charge of a tanker bound for
a manned deepwater port must comply
with the notice of arrival requirements
in subpart C of part 160 of this chapter.
(b) The owner, master, agent, or
person in charge of a tanker bound for
a manned deepwater port must report
the pertinent information required in
§ 150.15(i)(4)(vi) for the vessel,
including:
(1) The name, gross tonnage, and draft
of the tanker;
(2) The type and amount of cargo in
the tanker;
(3) The location of the tanker at the
time of the report;
(4) Any conditions on the tanker that
may impair its navigation, such as fire,
or malfunctioning propulsion, steering,
navigational, or radiotelephone
equipment. The testing requirements in
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§ 164.25 of this chapter are applicable to
vessels arriving at a deepwater port;
(5) Any leaks, structural damage, or
machinery malfunctions that may
impair cargo transfer operations or
cause a product discharge; and
(6) The operational condition of the
equipment listed under § 164.35 of this
chapter on the tanker.
(c) If the estimated time of arrival
changes by more than 6 hours from the
last reported time, the National Vessel
Movement Center (NVMC) and the
port’s person in charge of vessel
operations must be notified of the
correction as soon as the change is
known.
(d) If the information reported in
paragraphs (b)(4) or (b)(5) of this section
changes at any time before the tanker
enters the safety zone or area to be
avoided at the deepwater port, or while
the tanker is in the safety zone or area
to be avoided, the master of the tanker
must report the changes to the NVMC
and port’s person in charge of vessel
operations as soon as possible.
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§ 150.330 What is the second notice
required before a tanker enters the safety
zone or area to be avoided?
When a tanker bound for a manned
deepwater port is 20 miles from entering
the port’s safety zone or area to be
avoided, the master of the tanker must
notify the port’s person in charge of
vessel operations of the tanker’s name
and location.
§ 150.340 What are the rules of navigation
for tankers in the safety zone or area to be
avoided?
(a) A tanker must enter or depart the
port’s safety zone or area to be avoided
in accordance with the navigation
procedures in the port’s approved
operations manual as described in
§ 150.15(i).
(b) A tanker must not anchor in the
safety zone or area to be avoided, except
in a designated anchorage area.
(c) A tanker may not enter a safety
zone or area to be avoided in which
another tanker is present, unless it has
been cleared by the person in charge of
the port and no other tankers are
underway.
(d) A tanker must not operate, anchor,
or moor in any area of the safety zone
or area to be avoided in which the net
under keel clearance would be less than
5 feet.
§ 150.345 How are support vessels cleared
to move within the safety zone or area to
be avoided?
All movements of support vessels
within a manned deepwater port’s
safety zone or area to be avoided must
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§ 150.355 How are other vessels cleared to
move within the safety zone?
be cleared in advance by the port’s
person in charge of vessel operations.
§ 150.350 What are the rules of navigation
for support vessels in the safety zone or
area to be avoided?
A support vessel must not anchor in
the safety zone or area to be avoided,
except:
(a) In an anchorage area; or
(b) For vessel maintenance, which, in
the case of a manned deepwater port,
must be cleared by the port’s person in
charge of vessel operations.
(a) Clearance by a manned deepwater
port’s person in charge of vessel
operations is required before a vessel,
other than a tanker or support vessel,
enters the safety zone.
(b) The port’s person in charge of
vessel operations may clear a vessel
under paragraph (a) of this section only
if its entry into the safety zone would
not:
(1) Interfere with the purpose of the
deepwater port;
(2) Endanger the safety of life,
property, or environment; or
(3) Be prohibited by regulation.
(c) At an unmanned deepwater port,
such as a submerged turret landing
(STL) system, paragraphs (a) and (b) of
this section apply once a tanker
connects to the STL buoy.
§ 150.380 Under what circumstances may
vessels operate within the safety zone or
area to be avoided?
(a) Table 150.380(a) of this section
lists both the areas within a safety zone
where a vessel may operate and the
clearance needed for that location.
TABLE 150.380(a).—REGULATED ACTIVITIES OF VESSELS AT DEEPWATER PORTS
Other areas
within and
adjacent to
the safety
zone
(e.g., no anchoring area)
Safety zone
Regulated activities
Tankers calling at port ...............................................................................................
Support vessel movements .......................................................................................
Transit by vessels other than tankers or support vessels ........................................
Mooring to surface components (for example an SPM) by vessels other than
tankers or support vessels.
Anchoring by vessels other than tankers or support vessels ...................................
Fishing, including bottom trawl (shrimping) ...............................................................
Mobile drilling operations or erection of structures.2
Lightering/transshipment ...........................................................................................
Areas to be
avoided
around each
deepwater
port
component 1
C
C
F
N
C
C
D
N
C
C
P
N
C
C
P
N
N
N
N
N
F
D
R
N
C
P
N
N
F
N
N
N
Anchorage
areas
1 Areas
to be avoided are in subpart J of this part.
part of Port Installation.
Key to regulated activities for Table 150.380(a):
C—Movement of the vessel is permitted when cleared by the person in charge of vessel operations.
D—Movement is not restricted, but recommended transit speed not to exceed 10 knots. Communication with the person in charge of vessel
operations.
F—Only in an emergency. Anchoring will be avoided in a no anchoring area except in the case of immediate danger to the ship or persons on
board.
N—Not permitted.
P—Transit is permitted when the vessel is not in the immediate area of a tanker, and when cleared by the vessel traffic supervisor.
R—Permitted only if determined that operation does not create unacceptable risk to personnel safety and security and operation. For transiting
foreign-flag vessels, the requirement for clearance to enter the area to be avoided and no anchoring area is advisory in nature, but mandatory for
an anchorage area established within 12 nautical miles.
2 Not
(b) If the activity is not listed in table
150.380(a) of this section, nor otherwise
provided for in this subpart, the Captain
of the Port’s permission is required
before operating in the safety zone or
regulated navigation area.
Subpart E—Cargo Transfer Operations
§ 150.400
What does this subpart do?
This subpart prescribes rules that
apply to the transfer of oil or natural gas
at a deepwater port.
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§ 150.385 What is required in an
emergency?
§ 150.405 How must a cargo transfer
system be tested and inspected?
In an emergency, for the protection of
life or property, a vessel may deviate
from a vessel movement requirement in
this subpart without clearance from a
manned deepwater port’s person in
charge of vessel operations if the master
advises the port person in charge of the
reasons for the deviation at the earliest
possible moment.
(a) No person may transfer oil or
natural gas through a cargo transfer
system (CTS) at a deepwater port unless
it has been inspected and tested
according to this section.
(b) The single point mooring (SPM)–
CTS must be maintained as required by
the design standards used to comply
with § 149.650 of this chapter.
(c) If the manufacturer’s maximum
pressure rating for any cargo transfer
hose in a SPM–CTS has been exceeded,
unless it was exceeded for testing
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required by this section, the hose must
be:
(1) Removed;
(2) Hydrostatically tested to 1.5 times
its maximum working pressure for oil,
or 1.1 times its maximum working
pressure for natural gas; and
(3) Visually examined externally and
internally for evidence of:
(i) Leakage;
(ii) Loose covers;
(iii) Kinks;
(iv) Bulges;
(v) Soft spots; and
(vi) Gouges, cuts, or slashes that
penetrate the hose reinforcement.
(d) Each submarine hose used in cargo
transfer operations in an SPM–CTS
must have been removed from its
coupling, surfaced, and examined as
described in paragraphs (c)(2) and (c)(3)
of this section, within the preceding 2
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years for oil, or 15 months for natural
gas; and
(e) Before resuming cargo transfer
operations, each submarine hose in an
SPM–CTS must be visually examined in
place as described in paragraph (c)(3) of
this section after cargo transfer
operations are shut down due to sea
conditions at the deepwater port.
§ 150.420 What actions must be taken
when cargo transfer equipment is
defective?
When any piece of equipment
involved in oil or natural gas transfer
equipment is defective:
(a) The piece of equipment must be
replaced or repaired before making any
further cargo transfers; and
(b) The repaired or replaced piece
must meet or exceed its original
specifications. Repairs must be
conducted in accordance with the port’s
maintenance program outlined in the
operations manual, and that program
must provide for the repair of natural
gas transfer hoses in accordance with
§ 127.405 of this chapter.
§ 150.425 What are the requirements for
transferring cargo?
Cargo transfer procedures must be
outlined in the port operations manual
and must provide:
(a) Oil transfer procedures that accord
with § 156.120 of this chapter; and
(b) Natural gas transfer procedures
that accord with §§ 127.315, 127.317
and 127.319 of this chapter.
§ 150.430 What are the requirements for a
declaration of inspection?
(a) No person may transfer cargo from
a tanker to a manned deepwater port
unless a declaration of inspection
complying with § 156.150(c) for oil, or
§ 127.317 for natural gas, of this chapter
has been filled out and signed by the
vessel’s officer in charge of cargo
transfer and the person in charge (PIC)
of cargo transfer for the deepwater port.
(b) Before signing a declaration of
inspection, the vessel’s officer in charge
of cargo transfer must inspect the
tanker, and the PIC of cargo transfer for
the deepwater port must inspect the
deepwater port. They must indicate, by
initialing each item on the declaration
of inspection form, that the tanker and
deepwater port comply with § 156.150
for oil, or § 127.317 for natural gas, of
this chapter.
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§ 150.435
allowed?
When are cargo transfers not
No person may transfer cargo at a
deepwater port:
(a) When the person in charge (PIC) of
cargo transfer is not on duty at the port;
(b) During an electrical storm in the
port’s vicinity;
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(c) During a fire at the port, at the
onshore receiving terminal, or aboard a
vessel berthed at the port, unless the PIC
of cargo transfer determines that a cargo
transfer should be resumed as a safety
measure;
(d) When a leak develops so that a
sufficient quantity of product
accumulates in the cargo containment
underneath the manifold or piping;
(e) When there are not enough
personnel nor equipment at the port
dedicated to contain and remove the
discharge or perform the emergency
response functions as required in the
port’s response plan under part 154 for
oil, or emergency plan under part 127
for natural gas, of this chapter;
(f) Whenever the emergency
shutdown system should have activated
but failed to;
(g) By lighterage, except in bunkering
operations, unless otherwise authorized
by the Captain of the Port;
(h) When the weather at the port does
not meet the minimum operating
conditions for cargo transfers as defined
in the port’s operations manual; or
(i) When prescribed by the port
security plan under heightened security
conditions at the port or its adjacent
areas, or on vessels calling on or serving
the port.
§ 150.440 How may the Captain of the Port
order suspension of cargo transfers?
(a) In case of emergency, the COTP
may order the suspension of cargo
transfers at a port to prevent the
discharge, or threat of discharge, of oil
or natural gas, or to protect the safety of
life and property.
(b) An order of suspension may be
made effective immediately.
(c) The order of suspension must state
the reasons for the suspension.
(d) The licensee may petition the
District Commander to reconsider the
order of suspension. The petition must
be in writing, unless the order of
suspension takes effect immediately, in
which case the petition may be made by
any means, but the petition does not
delay the effective date of the
suspension. The decision of the District
Commander is considered a final agency
action.
§ 150.445 When is oil in a single point
mooring-oil transfer system (SPM–OTS)
displaced with water?
(a) The oil in an SPM–OTS must be
displaced with water, and the valve at
the pipeline end manifold must be
closed whenever:
(1) A storm warning forecasts weather
conditions that will exceed the design
operating criteria listed in the
operations manual for the SPM–OTS;
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(2) A vessel is about to depart the
SPM because of storm conditions; or
(3) The SPM is not scheduled for use
in an oil transfer operation within the
next 7 days.
(b) The requirement in paragraph (a)
of this section is waived if port officials
can demonstrate to the Officer in Charge
of Marine Inspection that a satisfactory
alternative means of safely securing all
cargo transfer hoses can be implemented
in the event of severe weather
conditions.
Subpart F—Emergency and Specialty
Equipment
§ 150.500
What does this subpart do?
This subpart concerns requirements
for maintenance, repair, and operational
testing of emergency and specialty
equipment at a deepwater port.
Maintenance and Repair
§ 150.501 How must emergency equipment
be maintained and repaired?
All lifesaving, firefighting, and other
emergency equipment at a deepwater
port, including additional equipment
not required to be on board the
deepwater port, must be maintained in
good working order and repaired
according to the port’s planned
maintenance program and the
requirements outlined in this subpart.
Lifesaving Equipment (General)
§ 150.502 What are the maintenance and
repair requirements for lifesaving
equipment?
(a) Each deepwater port must have on
board, or in the operator’s principal
office in the case of an unmanned port,
the manufacturer’s instructions for
performing onboard maintenance and
repair of the port’s lifesaving
equipment. The instructions must
include the following for each item of
equipment, as applicable:
(1) Instructions for maintenance and
repair;
(2) A checklist for use when carrying
out the monthly inspections required
under § 150.513;
(3) A schedule of periodic
maintenance;
(4) A diagram of lubrication points
with the recommended lubricants;
(5) A list of replaceable parts;
(6) A list of spare parts sources; and
(7) A log for records of inspections
and maintenance.
(b) In lieu of the manufacturer’s
instructions required under paragraph
(a) of this section, the deepwater port
may have its own onboard planned
maintenance program for maintenance
and repair that is equivalent to the
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procedures recommended by the
equipment manufacturer.
(c) The deepwater port must designate
a person in charge of ensuring that
maintenance and repair is carried out in
accordance with the instructions
required in paragraph (a) of this section.
(d) If deficiencies in the maintenance
or condition of lifesaving equipment are
identified, the Officer in Charge of
Marine Inspection (OCMI) may review
the instructions under paragraph (a) of
this section and require appropriate
changes to the instructions or operations
to provide for adequate maintenance
and readiness of the equipment.
(e) When lifeboats, rescue boats, and
liferafts are not fully operational
because of ongoing maintenance or
repairs, there must be a sufficient
number of fully operational lifeboats
and liferafts available for use to
accommodate all persons on the
deepwater port.
(f) Except in an emergency, repairs or
alterations affecting the performance of
lifesaving equipment must not be made
without notifying the OCMI in advance.
The person in charge must report
emergency repairs or alterations to
lifesaving equipment to the OCMI, as
soon as practicable.
(g) The person in charge must ensure
that spare parts and repair equipment
are provided for each lifesaving
appliance and component subject to
excessive wear or consumption.
Launching Appliances
§ 150.503 What are the time interval
requirements for maintenance on survival
craft falls?
(a) Each fall used in a launching
device for survival craft or rescue boats
must be turned end-for-end at intervals
of not more than 30 months.
(b) Each fall must be replaced by a
new fall when deteriorated, or at
intervals of not more than 5 years,
whichever is earlier.
(c) A fall that cannot be turned endfor-end under paragraph (a) of this
section must be carefully inspected
between 24 and 30 months after its
installation. If the inspection shows that
the fall is faultless, the fall may be
continued in service up to 4 years after
its installation. It must be replaced by a
new fall 4 years after installation.
jlentini on PROD1PC65 with RULES2
§ 150.504 When must the operator service
and examine lifeboat and rescue boat
launching appliances?
(a) The operator must service
launching appliances for lifeboats and
rescue boats at intervals recommended
in the manufacturer’s instructions under
§ 150.502(a), or according to the
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deepwater port’s planned maintenance
program under § 150.502(b).
(b) The operator must thoroughly
examine launching appliances for
lifeboats and rescue boats at intervals of
not more than 5 years. Upon completion
of the examination, the operator must
subject the winch brakes of the
launching appliance to a dynamic test.
§ 150.505 When must the operator service
and examine lifeboat and rescue boat
release gear?
(a) The operator must service lifeboat
and rescue boat release gear at intervals
recommended in the manufacturer’s
instructions under § 150.502(a), or
according to the deepwater port’s
planned maintenance program under
§ 150.502(b).
(b) The operator must subject lifeboat
and rescue boat release gear to a
thorough examination at each annual
self-certification inspection by
personnel trained in examining the gear.
Inflatable Lifesaving Appliances
§ 150.506 When must the operator service
inflatable lifesaving appliances and marine
evacuation systems?
(a) The operator must service each
inflatable lifejacket, hybrid inflatable
lifejacket, and marine evacuation system
at 1-year intervals after its initial
packing. The operator may delay the
servicing for up to 5 months to meet the
next scheduled inspection of the
deepwater port.
(b) The operator must service each
inflatable liferaft no later than the
month and year on its servicing sticker
under 46 CFR 160.151–57(m)(3)(ii),
except that the operator may delay
servicing by up to 5 months to meet the
next scheduled inspection of the
deepwater port. The operator must also
service each inflatable liferaft:
(1) Whenever the container of the raft
is damaged; or
(2) Whenever the container straps or
seals are broken.
§ 150.507 How must the operator service
inflatable lifesaving appliances?
(a) The operator must service each
inflatable liferaft according to 46 CFR
subpart 160.151.
(b) The operator must service each
inflatable lifejacket according to 46 CFR
subpart 160.176.
(c) The operator must service each
hybrid inflatable lifejacket according to
the owner’s manual and the procedures
in 46 CFR subpart 160.077.
§ 150.508 What are the maintenance and
repair requirements for inflatable rescue
boats?
The operator must perform the
maintenance and repair of inflatable
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57687
rescue boats according to the
manufacturer’s instructions.
Operational Tests and Inspections
(General)
§ 150.509 How must emergency equipment
be tested and inspected?
All lifesaving, firefighting, and other
emergency equipment at a deepwater
port must be tested and inspected under
this subpart.
§ 150.510 How must tested emergency
equipment be operated?
The equipment must be operated
under the operating instructions of the
equipment’s manufacturer when tests or
inspections include operational testing
of emergency equipment.
§ 150.511 What are the operational testing
requirements for lifeboat and rescue boat
release gear?
(a) Lifeboat and rescue boat release
gear must be operationally tested under
a load of 1.1 times the total mass of the
lifeboat or rescue boat when loaded
with its full complement of persons and
equipment.
(b) The test must be conducted
whenever the lifeboat, rescue boat, or its
release gear is overhauled, or at least
once every 5 years.
(c) The Officer in Charge of Marine
Inspection may consider alternate
operational test procedures to those
under paragraph (a) of this section.
Frequency of Tests and Inspections
§ 150.512 What occurs during the weekly
tests and inspections?
The required weekly tests and
inspections of lifesaving equipment are
as follows:
(a) The operator must visually inspect
each survival craft, rescue boat, and
launching device to ensure its readiness
for use;
(b) The operator must test the general
alarm system; and
(c) The operator must test for
readiness of the engine, starting device,
and communications equipment of each
lifeboat and rescue boat according to the
manufacturer’s instructions.
§ 150.513 What occurs during the monthly
tests and inspections?
(a) The operator must inspect each
item of lifesaving equipment under
§ 150.502(b) of this subpart monthly, to
ensure that the equipment is complete
and in good order. The operator must
keep on the deepwater port, or in the
operator’s principal office in the case of
an unmanned deepwater port, a report
of the inspection that includes a
statement as to the condition of the
equipment, and make the report
available for review by the Coast Guard.
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(b) The operator must test, on a
monthly basis, each emergency position
indicating radio beacon (EPIRB) and
each search and rescue transponder
(SART), other than an EPIRB or SART
in an inflatable liferaft. The operator
must test the EPIRB using the integrated
test circuit and output indicator to
determine whether the EPIRB is
operational.
§ 150.514 What are the annual tests and
inspections?
At least annually, the operator must:
(a) Strip, clean, thoroughly inspect,
and, if needed, repair each lifeboat,
rescue boat, and liferaft. At that time,
the operator must also empty, clean, and
refill each fuel tank with fresh fuel;
(b) Thoroughly inspect and, if needed,
repair each davit, winch, fall, and other
launching device;
(c) Check all lifesaving equipment and
replace any item that is marked with an
expiration date that has passed;
(d) Check all lifesaving equipment
batteries and replace any battery that is
marked with an expiration date that has
passed; and
(e) Replace any battery that is not
marked with an expiration date if that
battery is used in an item of lifesaving
equipment, except for a storage battery
used in a lifeboat or rescue boat.
(f) The requirements in this section do
not relieve the person in charge of the
requirement to keep the equipment
ready for immediate use.
Weight Testing
§ 150.515 What are the requirements for
weight testing of newly installed or
relocated craft?
(a) The operator must perform
installation weight testing, using the
procedure outlined in 46 CFR
199.45(a)(1) on each new lifeboat,
rescue boat, and davit-launched liferaft
system.
(b) The operator must conduct
installation weight tests, according to
paragraph (a) of this section, when
survival crafts are relocated to another
deepwater port.
§ 150.516 What are the periodic
requirements for weight testing?
jlentini on PROD1PC65 with RULES2
The operator must weight test, using
the procedure outlined in 46 CFR
199.45(a)(1), each lifeboat, davitlaunched liferaft, and rescue boat every
time a fall is replaced or turned end-forend.
§ 150.517 How are weight tests
supervised?
(a) The installation and periodic tests
required by §§ 150.515 and 150.516 of
this subpart must be supervised by a
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person familiar with lifeboats, davitlaunched liferafts, rescue boats, and
with the test procedures under those
sections.
(b) The person supervising the tests
must attest, in writing, that the tests
have been performed according to Coast
Guard regulations. The operator must
keep a copy of the supervisor’s attesting
statement on board the deepwater port,
or in the operator’s principal office in
the case of an unmanned deepwater
port, and make it available to the Officer
in Charge of Marine Inspection.
Personal Safety Gear
§ 150.518 What are the inspection
requirements for work vests and immersion
suits?
(a) All work vests and immersion
suits must be inspected by the owner or
operator pursuant to § 150.105 of this
part to determine whether they are in
serviceable condition.
(b) If a work vest or immersion suit is
inspected and is in serviceable
condition, then it may remain in
service. If not, then it must be removed
from the deepwater port.
Emergency Lighting and Power Systems
§ 150.519 What are the requirements for
emergency lighting and power systems?
(a) The operator must test and inspect
the emergency lighting and power
systems at least once a week to
determine if they are in proper
operating condition. If they are not in
proper operating condition, then the
operator must repair or replace their
defective parts.
(b) The operator must test, under load,
each emergency generator driven by an
internal combustion engine that is used
for an emergency lighting and power
system at least once per month for a
minimum of 2 hours.
(c) The operator must test each storage
battery for the emergency lighting and
power systems at least once every 6
months to demonstrate the ability of the
batteries to supply the emergency loads
for an 8-hour period. The operator must
follow the manufacturer’s instructions
in performing the battery test to ensure
the batteries are not damaged during
testing.
Fire Extinguishing Equipment
§ 150.520 When must fire extinguishing
equipment be tested and inspected?
The operations manual must specify
how and when the operator will test and
inspect each portable fire extinguisher,
semi-portable fire extinguisher, and
fixed fire extinguishing system. These
specifications must accord with 46 CFR
31.10–18.
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§ 150.521
What records are required?
(a) The operator must maintain a
record of each test and inspection under
§ 150.520 on the deepwater port, or in
the operator’s principal office in the
case of an unmanned deepwater port,
for at least 2 years.
(b) The record must show:
(1) The date of each test and
inspection;
(2) The number or other identification
of each fire extinguisher or system
tested or inspected; and
(3) The name of the person who
conducted the test or inspection and the
name of the company that person
represents.
Miscellaneous Operations
§ 150.530 What may the fire main system
be used for?
The fire main system may be used
only for firefighting and deck washing,
unless it is capable of being isolated and
can provide the applicable minimum
pressures required in § 149.416 of this
chapter.
§ 150.531 How many fire pumps must be
kept ready for use at all times?
At least one of the fire pumps
required by this subchapter must be
kept ready for use at all times.
§ 150.532 What are the requirements for
connection and stowage of fire hoses?
(a) At least one length of fire hose,
with a combination nozzle, must be
connected to each fire hydrant at all
times. If it is exposed to the weather, the
fire hose may be removed from the
hydrant during freezing weather.
(b) When not in use, a fire hose
connected to a fire hydrant must be
stowed on a hose rack.
(c) The hydrant nearest the edge of a
deck must have enough fire hose length
connected to it to allow 10 feet of hose,
when pressurized, to curve over the
edge.
§ 150.540 What are the restrictions on
fueling aircraft?
If the deepwater port is not equipped
with a permanent fueling facility, the
Captain of the Port’s approval is
necessary before aircraft may be fueled
at the port.
§ 150.550 What are the requirements for
the muster list?
(a) A muster list must be posted on
each pumping platform complex.
(b) The muster list must:
(1) List the name and title of each
person, in order of succession, who is
the person in charge of the pumping
platform complex for purposes of
supervision during an emergency;
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(2) List the special duties and duty
stations for each person on the pumping
platform complex, in the event of an
emergency that requires the use of
equipment covered by part 149 of this
chapter; and
(3) Identify the signals for calling
persons to their emergency stations and
for abandoning the pumping platform
complex.
§ 150.555 How must cranes be
maintained?
Cranes must be operated, maintained,
and tested in accordance with 46 CFR
part 109, subpart F.
Subpart G—Workplace Safety and
Health
§ 150.600
What does this subpart do?
This subpart sets safety and health
requirements for the workplace on a
deepwater port.
§ 150.603 What emergency response
training is required?
Safety and Health (General)
§ 150.601 What are the safety and health
requirements for the workplace on a
deepwater port?
(a) Each operator of a deepwater port
must ensure that the port complies with
the requirements of this subpart, and
must ensure that all places of
employment within the port are:
(1) Maintained in compliance with
workplace safety and health regulations
of this subpart; and
(2) Free from recognized hazardous
conditions.
(b) Persons responsible for actual
operations, including owners, operators,
contractors, and subcontractors must
ensure that those operations subject to
their control are:
(1) Conducted in compliance with
workplace safety and health regulations
of this subpart; and
(2) Free from recognized hazardous
conditions.
(c) The term ‘‘recognized hazardous
conditions,’’ as used in this subpart,
means conditions that are:
(1) Generally known among persons
in the affected industry as causing, or
likely to cause, death or serious physical
harm to persons exposed to those
conditions; and
(2) Routinely controlled in the
affected industry.
jlentini on PROD1PC65 with RULES2
§ 150.602 What occupational awareness
training is required?
(a) Each deepwater port operator must
ensure that all port personnel are
provided with information and training
on recognized hazardous conditions in
their workplace, including, but not
limited to, electrical, mechanical, and
chemical hazards. Specific required
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training topics are outlined in
§ 150.15(w).
(b) As an alternative to compliance
with the specific provisions of this
subpart, an operator may provide, for
workplace safety and health, the
implementation of an approved, portspecific safety and environmental
management program (SEMP).
Operators should consult with the
Commandant (G–P) in preparing an
SEMP. Five copies of a proposed SEMP
must be submitted to the Commandant
for evaluation. The Commandant may
consult with the local Officer in Charge
of Marine Inspection, and will approve
the SEMP if he or she finds that the
SEMP provides at least as much
protection of workplace safety and
health as do the specific provisions of
this subpart.
The requirements for emergency
response training must be outlined in
the port operations manual.
§ 150.604 Who controls access to medical
monitoring and exposure records?
If medical monitoring is performed or
exposure records are maintained by an
employer, the owner, operator, or
person in charge must establish
procedures for access to these records
by personnel.
§ 150.605 What are the procedures for
reporting a possible workplace safety or
health violation at a deepwater port?
Any person may notify the Officer in
Charge of Marine Inspection verbally or
in writing of:
(a) A possible violation of a regulation
in this part; or
(b) A hazardous or unsafe working
condition on any deepwater port.
§ 150.606 After learning of a possible
violation, what does the Officer in Charge
of Marine Inspection do?
After reviewing the information
received under § 150.605 of this part,
and conducting any necessary
investigation, the OCMI notifies the
owner or operator of any deficiency or
hazard and initiates enforcement
measures as the circumstances warrant.
The identity of any person making a
report of a violation will remain
confidential, except to the extent
necessary for the performance of official
duties or as agreed to by the person.
General Workplace Conditions
§ 150.607 What are the general safe
working requirements?
(a) All equipment, including
machinery, cranes, derricks, portable
power tools, and, most importantly,
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safety gear must be used in a safe
manner and in accordance with the
manufacturer’s recommended practice,
unless otherwise stated in this
subchapter.
(b) All machinery and equipment
must be maintained in proper working
order or removed.
Personal Protective Equipment
§ 150.608 Who is responsible for ensuring
that the personnel use or wear protective
equipment and are trained in its use?
(a) Each deepwater port operator must
ensure that all personnel wear personal
protective equipment when within
designated work areas.
(b) Each deepwater port operator must
ensure that:
(1) All personnel engaged in the
operation are trained in the proper use,
limitations, and maintenance of the
personal protective equipment specified
by this subpart;
(2) The equipment is maintained and
used or worn as required by this
subpart; and
(3) The equipment is made available
and on hand for all personnel engaged
in the operation.
Eyes and Face
§ 150.609 When is eye and face protection
required?
The operator must provide eye and
face protectors for the use of persons
engaged in or observing activities where
damage to the eye is possible, such as
welding, grinding, machining, chipping,
handling hazardous materials, or
burning or cutting acetylene. These eye
and face protectors must be:
(a) Properly marked and in
compliance with the requirements of 29
CFR 1910.133; and
(b) Maintained in good condition or
replaced when necessary.
§ 150.610 Where must eyewash equipment
be located?
Portable or fixed eyewash equipment
providing emergency relief must be
immediately available near any area
where there is a reasonable probability
that eye injury may occur.
Head
§ 150.611 What head protection is
required?
The deepwater port operator must
ensure that where there is a reasonable
probability of injury from falling objects
or contact with electrical conductors,
personnel working or visiting such an
area wear head protectors designed to
protect them against such injury and
complying with 29 CFR 1910.135.
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Feet
§ 150.612
What footwear is required?
The deepwater port operator must
ensure that while personnel are working
in an area, or engaged in activities,
where there is a reasonable probability
for foot injury to occur, they wear
footwear that complies with 29 CFR
1910.136, except for when
environmental conditions exist that
present a hazard greater than that
against which the footwear is designed
to protect.
Noise and Hearing Protection
§ 150.613 What are the requirements for a
noise monitoring and hearing protection
survey?
(a) The deepwater port operator must
measure noise and provide hearing
protection in accordance with 29 CFR
1910.95.
(b) The initial noise survey for a
deepwater port must be completed
within one year of beginning operations.
Clothing
§ 150.614 When is protective clothing
required?
The deepwater port operator must
ensure that personnel exposed to flying
particles, radiant energy, heavy dust, or
hazardous materials wear clothing and
gloves that protect against the hazard
involved.
Electrical
§ 150.615 What safe practices are
required?
(a) The deepwater port operator must
ensure that before personnel begin work
that might expose them to an electrical
charge, they turn off the electricity,
unless doing so is not feasible.
(b) The deepwater port operator must
ensure that personnel turning off
equipment pursuant to paragraph (a) of
this section follow the lockout or
tagging procedures specified in 29 CFR
1910.147, and in §§ 150.616 and
150.617.
(c) The deepwater port operator must
ensure that, to prevent electrical shock,
personnel receive training in electrical,
safety-related work practices in the area
of the work they perform, including the
use of electrical personal protective
equipment appropriate to protect
against potential electrical hazards.
jlentini on PROD1PC65 with RULES2
Lockout/Tagout
§ 150.616
lockout?
What are the requirements for
The deepwater port operator must
ensure that, if electrical, hydraulic,
mechanical, or pneumatic equipment
does not need to be powered during the
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work described in § 150.615(a), and has
a lockout or other device to prevent the
equipment from being turned on
unintentionally, that the lockout or
other device is activated.
§ 150.617
tagout?
What are the requirements for
(a) The deepwater port operator must
ensure that, before work takes place on
equipment that is disconnected from the
power source, a tag complying with this
section is placed at the location where
the power is disconnected. The operator
must ensure that, if there is a control
panel for the equipment in line between
the equipment and the location where
the power is disconnected, a tag
complying with this section is also
placed on the control panel.
(b) Each tag or sign must have words
stating:
(1) That equipment is being worked
on;
(2) That power must not be restored
or the equipment activated; and
(3) The name of the person who
placed the tag.
(c) Only the person who placed the
tag, that person’s immediate supervisor,
or the relief person of either, is
authorized to remove the tag.
tripping, or slipping in work areas and
walkways due to the presence of loose
material or wet conditions, including
spills.
Machine Guards
§ 150.620 What are the requirements for
protecting personnel from machinery?
The deepwater port operator must
ensure that all personnel are protected
from the risks created by operating
machinery through the use of guard
devices or other measures that comply
with 29 CFR 1910.212, or through the
use of conspicuously posted warning
signs that comply with § 150.626 of this
part.
Slings
§ 150.621
slings?
What are the requirements for
The use of slings for handling
material must comply with the
requirements of 29 CFR 1910.184.
Warning Signs
§ 150.622 What are the warning sign
requirements?
The construction and use of warning
signs must be in compliance with 29
CFR 1910.144 and 1910.145.
Respiratory Protection
Confined Space Safety
§ 150.618 What are the requirements for
respiratory protection?
§ 150.623 What are the requirements for
protecting personnel from hazards
associated with confined spaces?
(a) The deepwater port operator must
ensure that respiratory protection
measures are taken in compliance with
29 CFR 1910.134 including
establishment of a formal respiratory
protection program.
(b) The deepwater port operator must
ensure that measures for protection from
exposure to asbestos are taken in
compliance with 29 CFR 1910.1001.
(c) The deepwater port operator must
ensure that measures for protection from
exposure to inorganic lead are taken in
compliance with 29 CFR 1910.1025.
Fall Arrest
§ 150.619 What are the fall arrest system
requirements?
(a) The deepwater port operator must
ensure that all personnel who are
exposed to the risk of falling more than
6 feet, or who are at risk of falling any
distance onto equipment with irregular
surfaces, exposed moving components,
electrically energized cables or
connectors, or water, are protected
against such a fall by guardrails or other
measures that comply with 29 CFR
1910.23 or 1910.28, or by the use of
suitable lifesaving equipment that
complies with 46 CFR part 160.
(b) In addition, the operator must take
measures to control the risk of falling,
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(a) All personnel must be protected by
suitable measures from inadvertently
entering a confined space containing a
hazardous atmosphere that can cause
death or serious injury.
(b) Each deepwater port operator shall
evaluate the specific hazards associated
with entering the port’s confined spaces,
and develop a confined space safe entry
program that complies with:
(1) 29 CFR 1910.146 for permitrequired confined spaces, where
applicable; and
(2) A national consensus standard, as
that term is defined in 29 CFR 1910.2,
or that is set by a nationally recognized
testing laboratory as defined in 29 CFR
1910.7 and that provides levels of
personnel protection at least equivalent
to those provided for shipyard
personnel by 29 CFR part 1915, subpart
B.
(c) To implement the confined space
safe entry program, the deepwater port
operator must determine the education,
training, and experience needed by the
designated competent persons to safely
conduct their duties, including:
(1) Identification, testing, and
certification of confined spaces; and
(2) Training of personnel regarding
dangers.
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(d) These measures must be specified
in the port operations manual, along
with a list of all confined spaces on the
port, describing the specific hazards
associated with each such space.
Blood-Borne Pathogens
§ 150.624 What are the requirements for
protecting personnel from blood-borne
pathogens?
Measures for protection from the
dangers of blood-borne pathogens must
be taken in compliance with 29 CFR
1910.1030.
Hazard Communication Program
§ 150.625 What must the hazard
communication program contain?
(a) Each deepwater port must have a
hazard communication program
available for the training of, and review
by, all personnel on the deepwater port.
(b) The program must be in writing
and describe or include:
(1) An inventory of each hazardous
material on the deepwater port;
(2) The potential hazards of the
material;
(3) The material’s intended use on the
deepwater port;
(4) The methods for handling and
storing the material;
(5) The protective measures and
equipment used to avoid hazardous
exposure;
(6) The labeling, marking, or tagging
of the material;
(7) The special precautions, such as
lockout and tagout under §§ 150.616
and 150.617, that should be emphasized
when working around the material;
(8) Information and training required
for personnel on board the deepwater
port; and
(9) A material safety data sheet for the
material.
(c) The information on a material
safety data sheet itself may be used by
the employer as a tool for educating
employees about the hazards posed by
the material, provided the employees
acknowledge and can demonstrate
appropriate precautionary measures to
minimize risk to health and safety.
(d) The program must be
supplemented as necessary to address
each hazardous material newly
introduced on the deepwater port.
jlentini on PROD1PC65 with RULES2
§ 150.626 What is the hazard
communication program used for?
(a) The hazard communication
program must ensure that all deepwater
port employees, when required by their
duties, work safely and responsibly with
hazardous materials.
(b) The person in charge for safety
must ensure that, before a person is
allowed to work at the deepwater port:
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(1) A copy of the hazard
communication program is made
available to the person; and
(2) The person is trained in the
information contained in the program.
(c) The training must be
supplemented to address each
hazardous material newly introduced on
the deepwater port.
§ 150.627 Must material safety data sheets
be available to all personnel?
(a) The person in charge must ensure
that a material safety data sheet (MSDS)
for each hazardous material on the fixed
or floating deepwater port is made
available to all personnel on the port.
(b) Each MSDS must contain at least
information on the use, proper storage,
potential hazards, and appropriate
protective and response measures to be
taken when exposed to or handling the
material.
§ 150.628 How must the operator label,
tag, and mark a container of hazardous
material?
The operator must label, tag, or mark
each container of hazardous material
with the identity of the hazardous
material and the appropriate physical,
health, reactive and other special
condition hazard warnings. The only
exception is for portable containers that
transfer hazardous material from a
labeled container to the work site for
immediate use by the person who
performs the transfer.
Subpart H—Aids to Navigation
§ 150.700
What does this subpart do?
This subpart provides requirements
for the operation of aids to navigation at
a deepwater port.
§ 150.705 What are the requirements for
maintaining and inspecting aids to
navigation?
(a) All aids to navigation must be
maintained in proper operating
condition at all times.
(b) The Coast Guard may inspect all
aids to navigation at any time without
notice.
§ 150.710 What are the requirements for
supplying power to aids to navigation?
The power of all navigation aids must
be maintained, at all times, at or above
the level recommended by the
equipment’s manufacturer.
§ 150.715 What are the requirements for
lights used as aids to navigation?
(a) Each light under part 149, subpart
E of this chapter, used as a navigation
aid on a deepwater port, must be lit
continuously from sunset to sunrise.
(b) During construction, a platform or
single point mooring, if positioned on
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57691
the surface or within the net under keel
depth for tankers transiting within the
safety zone, must be marked with at
least one of the following:
(1) The obstruction lights required for
the structure in part 149, subpart E of
this chapter;
(2) The fixed lights of a vessel
attending the structure; or
(3) The general illumination lights on
the structure, if they meet or exceed the
intensity required for obstruction lights
required for the structure.
(c) The focal plane of each obstruction
light and lit rotating beacon must
always coincide with the horizontal
plane that passes through the light
source.
§ 150.720 What are the requirements for
sound signals?
The sound signal on each pumping
platform complex must be operated
whenever the visibility in any
horizontal direction from the structure
is less than 5 miles. If the platform is
under construction, this requirement
may be met by the use of a 2-second
whistle blast, made every 20 seconds by
a vessel moored at the platform.
Subpart I—Reports and Records
§ 150.800
What does this subpart do?
This subpart concerns reports and
records that the licensee must keep and
submit.
Reports
§ 150.805 What reports must be sent both
to a classification society and to the Coast
Guard?
The licensee must submit to the
Officer in Charge of Marine Inspection
a copy of each report submitted to an
authorized classification society, as
defined in 46 CFR 8.100, for
maintenance of a single point mooring’s
class under the rules of that society.
§ 150.810 Reporting a problem with an aid
to navigation.
(a) Any problem affecting the
operation or characteristics of a
navigation aid at the deepwater port
must be reported to the District
Commander by the fastest means
available. The report must identify:
(1) The navigation aid affected;
(2) The aid’s location;
(3) The nature of the problem; and
(4) The estimated repair time.
(b) When the problem is corrected, the
District Commander must be notified.
§ 150.812 What is the purpose of reporting
casualties on deepwater ports?
The Coast Guard, upon receipt of a
reported marine casualty on a
deepwater port, as outlined in
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§ 150.815, will conduct an investigation
to determine the cause of the incident
and to take appropriate measures to
promote safety of life and property. The
Coast Guard investigator will follow the
procedures outlined in 46 CFR subpart
4.07 in conducting the investigation.
§ 150.815 How must casualties be
reported?
(a) Immediately after aiding the
injured and stabilizing the situation, the
owner, operator, or person in charge of
a deepwater port must notify the nearest
Sector, Marine Safety Unit, or other
Coast Guard unit of each event on, or
involving, the deepwater port that
results in one or more of the following:
(1) Loss of life;
(2) An injury that requires
professional medical treatment beyond
first aid and, if the person is engaged or
employed on the deepwater port, that
renders the individual unfit to perform
his or her routine duties;
(3) Impairment of the port’s
operations or primary lifesaving or firefighting equipment; or
(4) Property damage in excess of
$100,000, including damage resulting
from a vessel or aircraft striking the
port. This amount includes the cost of
labor and material to restore all affected
items, including, but not limited to,
restoring the port and the vessel or
aircraft to their condition before the
damage. This amount does not include
the cost of salvage, cleaning, gas freeing,
dry-docking, or demurrage of the port,
vessel, or aircraft.
(b) The notice under paragraph (a) of
this section must identify the following:
(1) The deepwater port involved;
(2) The owner, operator, or person in
charge of the port;
(3) The nature and circumstances of
the event; and
(4) The nature and extent of the injury
and damage resulting from the event.
(c) The operator will ensure that the
report contains the information
pertinent to OCS operations as outlined
in part 140 of this chapter when the
deepwater port is co-located on a
facility regulated by the Minerals
Management Service.
jlentini on PROD1PC65 with RULES2
§ 150.820 When must a written report of
casualty be submitted, and what must it
contain?
(a) In addition to the notice of
casualty under § 150.815, the owner,
operator, or person in charge of a
deepwater port must submit a written
report of the event to the nearest Officer
in Charge of Marine Inspection (OCMI)
within 5 days of the casualty notice. The
report may be on Form 2692, Report of
Marine Accident, Injury, or Death, or in
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narrative form if it contains all of the
applicable information requested in
Form 2692. Copies of Form 2692 are
available from the OCMI.
(b) The written report must also
include the information relating to
alcohol and drug involvement specified
by 46 CFR 4.05–12. The deepwater port
operator will ensure compliance with
the chemical testing procedures
outlined in 46 CFR part 16.
(c) If filed immediately after the event,
the written report required by paragraph
(a) of this section serves as the notice
required under § 150.815.
(d) The operator will ensure that the
written report is provided to the nearest
regional Minerals Management Service
(MMS) office when the deepwater port
is co-located with an MMS-regulated
facility.
§ 150.825
casualty.
Reporting a diving-related
Deaths and injuries related to diving
within the safety zone of a deepwater
port must be reported according to 46
CFR 197.484 and 197.486, rather than to
§§ 150.815 and 150.820.
§ 150.830
Reporting a pollution incident.
Oil pollution incidents involving a
deepwater port are reported according
to §§ 135.305 and 135.307 of this
chapter.
§ 150.835 Reporting sabotage or
subversive activity.
The owner, operator, or person in
charge of a deepwater port must
immediately report to the Captain of the
Port, by the fastest possible means, any
evidence of sabotage or subversive
activity against any vessel at the
deepwater port or against the deepwater
port itself.
Records
§ 150.840
What records must be kept?
(a) The licensee must keep copies at
the deepwater port of the reports,
records, test results, and operating data
required by this part. In the case of
unmanned deepwater ports, these
copies must be kept at the operator’s
principal office rather than on the port.
(b) The copies must be readily
available to Coast Guard inspectors.
(c) Except for personnel records under
§ 150.845, the copies must be kept for 3
years.
§ 150.845
Personnel records.
The licensee must keep
documentation on the designation and
qualification of the supervisory
positions, outlined in the port
operations manual, that are responsible
for the management of the deepwater
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port. These records must be kept for the
life of the deepwater port.
§ 150.850 How long must a declaration of
inspection form be kept?
The licensee must keep signed copies
of the declaration of inspection forms
required by § 150.430 for one month
from the date of signature.
Subpart J—Safety Zones, No
Anchoring Areas, and Areas To Be
Avoided
§ 150.900
What does this subpart do?
(a) This subpart provides
requirements for the establishment,
restrictions, and location of safety
zones, no anchoring areas (NAAs), and
areas to be avoided (ATBAs) around
deepwater ports.
(b) Subpart D of this part, concerning
vessel navigation and activities
permitted and prohibited at deepwater
ports, applies to safety zones, NAAs,
ATBAs, and their adjacent waters; and
supplements the International
Regulations for Preventing Collisions at
Sea.
(c) Recommended shipping safety
fairways associated with deepwater
ports are described in part 166 of this
chapter.
§ 150.905 Why are safety zones, no
anchoring areas, and areas to be avoided
established?
(a) Safety zones, no anchoring areas
(NAAs) and areas to be avoided
(ATBAs) under this subchapter are
established to promote safety of life and
property, marine environmental
protection, and navigational safety at
deepwater ports and adjacent waters.
(b) Safety zones are the only federally
regulated navigation areas. They
accomplish these objectives by
preventing or controlling specific
activities, limiting access by vessels or
persons, and by protecting the living
resources of the sea from harmful
agents.
(c) The NAAs and ATBAs are
established via the International
Maritime Organization (IMO). An NAA,
specifically established to protect
vessels in transit and sub-surface
deepwater port components, will be
mandatory. An ATBA will be a
recommendatory routing measure.
(d) The sizes of restricted areas will be
the minimum size needed to ensure
safety, while at the same time
considering potential impacts on other
activities, including recreational
boating, fishing, and OCS activity.
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§ 150.910 What installations, structures, or
activities are prohibited in a safety zone?
No installations, structures, or
activities that are incompatible with or
that present an unacceptable risk to
safety of the deepwater port’s operations
or activity are allowed in the safety zone
of a deepwater port.
§ 150.915 How are safety zones, no
anchoring areas, and areas to be avoided
established and modified?
(a) Safety zones are developed and
designated during the application
process for a deepwater port license,
and may be established or modified
through rulemaking. Rulemakings will
afford prior public notice and comment,
except when there is good cause not to
do so, for example due to an imminent
threat to the safety of life and property.
(b) Before a safety zone, no anchoring
area (NAA), or area to be avoided
(ATBA) is established, all factors
detrimental to safety are considered,
including but not limited to:
(1) The scope and degree of the risk
or hazard involved;
(2) Vessel traffic characteristics and
trends, including traffic volume, the
sizes and types of vessels involved,
potential interference with the flow of
commercial traffic, the presence of any
unusual cargoes, and other similar
factors;
(3) Port and waterway configurations
and variations in local conditions of
geography, climate and other similar
factors;
(4) The need for granting exemptions
for the installation and use of
equipment or devices for use with
vessel traffic services for certain classes
of small vessels, such as self-propelled
fishing vessels and recreational vessels;
(5) The proximity of fishing grounds,
oil and gas drilling and production
operations, or other potential or actual
conflicting activity;
(6) Environmental factors;
(7) Economic impact and effects;
(8) Existing vessel traffic services; and
(9) Local practices and customs,
including voluntary arrangements and
agreements within the maritime
community.
(c) The Executive Branch, acting
through the Secretary of State and
Commandant (G–P) proposes NAAs and
ATBAs for deepwater ports to the
International Maritime Organization
(IMO) for approval. The ATBAs will be
implemented after IMO approval is
granted and announced in an IMO
Circular, and after publication of a
notice in the Federal Register.
§ 150.920 How can I find notice of new or
proposed safety zones?
In addition to documents published
in the Federal Register under § 150.915,
the District Commander may provide
public notice of new or proposed safety
zones by Broadcast Notices to Mariners,
Notices to Mariners, Local Notices to
Mariners, newspapers, broadcast
stations, or other means.
§ 150.925 How long may a safety zone, no
anchoring area, or area to be avoided
remain in place?
A safety zone, no anchoring area, or
area to be avoided may go into effect as
early as initial delivery of construction
equipment and materials to the
deepwater port site, and may remain in
place until the deepwater port is
removed.
§ 150.930 What datum is used for the
geographic coordinates in this subpart?
The geographic coordinates used in
this subpart are not intended for
plotting on charts or maps using
coordinates based on the North
American Datum of 1983 (NAD 83). If
you use the geographic coordinates in
this subpart to plot on a chart or map
referencing NAD 83, you must make
corrections as shown on the chart or
map.
§ 150.940 Safety zones for specific
deepwater ports.
(a) Louisiana Offshore Oil Port
(LOOP):
(1) The location of the safety zone for
LOOP is as described in Table
150.940(A):
TABLE 150.940(A).—SAFETY ZONE FOR LOOP, GULF OF MEXICO
Latitude N
Longitude W
jlentini on PROD1PC65 with RULES2
(i) Starting at:
28°55′23″ .......................................................................................................................................................................................
(ii) A rhumb line to:
28°53′50″ .......................................................................................................................................................................................
(iii) Then an arc with a 4,465 meter (4,883 yard) radius centered at the port’s pumping platform complex:
28°53′06″ .......................................................................................................................................................................................
(iv) To a point:
28°51′07″ .......................................................................................................................................................................................
(v) Then a rhumb line to:
28°50′09″ .......................................................................................................................................................................................
(vi) Then a rhumb line to:
28°49′05″ .......................................................................................................................................................................................
(vii) Then a rhumb line to:
28°48′36″ .......................................................................................................................................................................................
(viii) Then a rhumb line to:
28°52′04″ .......................................................................................................................................................................................
(ix) Then a rhumb line to:
28°53′10″ .......................................................................................................................................................................................
(x) Then a rhumb line to:
28°54′52″ .......................................................................................................................................................................................
(xi) Then a rhumb line to:
28°54′52″ .......................................................................................................................................................................................
(xii) Then an arc with a 4,465 meter (4,883 yard) radius centered again at the port’s pumping platform complex;
(xiii) To the point of starting:
28°55′23″ .......................................................................................................................................................................................
(2) The areas to be avoided within the
safety zone are:
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(i) The area encompassed within a
circle having a 600 meter radius around
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90°00′37″
90°04′07″
90°01′30″
90°03′06″
90°02′24″
89°55′54″
89°55′00″
89°52′42″
89°53′42″
89°57′00″
89°59′36″
90°00′37″
the port’s pumping platform complex
and centered at:
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Latitude N
28°53′06″
Federal Register / Vol. 71, No. 189 / Friday, September 29, 2006 / Rules and Regulations
28°52′21″
Longitude W
90°¥1′30″
Longitude W
90°00′37″
89°59′59″
90°00′19″
90°01′25″
90°02′33″
90°03′02″
(3) The anchorage area within the
safety zone is an area enclosed by the
rhumb lines joining points at:
jlentini on PROD1PC65 with RULES2
Latitude N
28°52′21″
28°54′05″
28°52′04″
28°50′20″
VerDate Aug<31>2005
Longitude W
89°57′47″
89°56′38″
89°52′42″
89°53′51″
20:51 Sep 28, 2006
Jkt 208001
28°05′27″
93°03′12″
(b) The Gulf Gateway Deepwater Port
(GGDWP):
(1) Description. The GGDWP safety
zone is centered at the following
coordinates: 28°05′16″ N, 093°03′07″ W.
This safety zone, encompassed within a
circle having a 500 meter radius around
the primary component of the Gulf
Gateway Deepwater Port, the submerged
loading turret (buoy) and the pipeline
end manifold (STL/PLEM), is located
approximately 116 miles off the
Louisiana coast at West Cameron Area,
South Addition Block 603 ‘‘A’’.
(i) A mandatory no anchoring area
contained within a circle of radius 1,500
meters centered on the following
geographical position is designated as a
mandatory no anchoring area:
(ii) An area to be avoided within a
circle of radius 2,000 meters centered on
the following geographical position is
designated as an area to be avoided:
Latitude N
(ii) The six areas encompassed within
a circle having a 500 meter radius
around each single point mooring (SPM)
at the port and centered at:
Latitude N
28°54′12″
28°53′16″
28°52′15″
28°51′45″
28°52′08″
28°53′07″
89°57′47″
BILLING CODE 4910–15–P
PO 00000
Frm 00052
Longitude W
Fmt 4701
Sfmt 4700
Latitude N
28°05′27″
Longitude W
93°03′12″
(2) Regulations. Deepwater port
support vessels desiring to enter the
safety zone must contact and obtain
permission from the LNG Regasification
Vessel (LNGRV) stationed at the
deepwater port. The LNGRV can be
contacted on VHF–FM Channel 13.
Dated: September 21, 2006.
C.E. Bone,
Rear Admiral, U.S. Coast Guard, Assistant
Commandant for Prevention.
[FR Doc. 06–8274 Filed 9–25–06; 9:49 am]
E:\FR\FM\29SER2.SGM
29SER2
Agencies
[Federal Register Volume 71, Number 189 (Friday, September 29, 2006)]
[Rules and Regulations]
[Pages 57644-57694]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-8274]
[[Page 57643]]
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Part III
Department of Homeland Security
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Coast Guard
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33 CFR Parts 148, 149, and 150
Deepwater Ports; Final Rule
Federal Register / Vol. 71, No. 189 / Friday, September 29, 2006 /
Rules and Regulations
[[Page 57644]]
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Parts 148, 149, and 150
[USCG 1998-3884]
1625-AA20 (Formerly RIN 2115-AF63)
Deepwater Ports
AGENCY: Coast Guard, DHS.
ACTION: Final rule.
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SUMMARY: This final rule supersedes the temporary interim rule that was
published on January 6, 2004. The temporary interim rule revised 1975
regulations that implemented the Deepwater Port Act of 1974. It updated
and streamlined those regulations in accordance with the 1996 Deepwater
Port Modernization Act, and extended them to include the natural gas
deepwater ports authorized by Congress in the Maritime Transportation
Security Act of 2002. This final rule revises and finalizes the
regulations issued in the temporary interim rule.
DATES: This rule is effective September 29, 2006.
ADDRESSES: Comments and material received from the public, as well as
documents mentioned in this preamble as being available in the docket,
are part of docket USCG-1998-3884 and are available for inspection or
copying at the Docket Management Facility, U.S. Department of
Transportation, room PL-401, 400 Seventh Street SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays. You may also find this docket on the Internet at https://
dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
call Kevin Tone, Deepwater Port Standards Division (G-PSO-5), U.S.
Coast Guard, telephone 202-372-1441. If you have questions on viewing
the docket, call Renee V. Wright, Program Manager, Docket Operations,
telephone 202-493-0402.
SUPPLEMENTARY INFORMATION:
Table of Contents
Abbreviations and Acronyms
Regulatory History
Background and Purpose
Discussion of Comments and Changes
Regulatory Evaluation
Small Entities
Collection of Information
Federalism
Unfunded Mandates Reform Act
Taking of Private Property
Civil Justice Reform
Protection of Children
Indian Tribal Governments
Energy Effects
Technical Standards
Environment
List of Subjects
Abbreviations and Acronyms
ALJ Law Judge
ATBA Area to be Avoided
COTP Captain of the Port
CTS Cargo Transfer System
CE Certifying Entity
DPA Deepwater Port Act
DPMA Deepwater Port Modernization Act
EPIRB Emergency Position Indicating Radio Beacon
EPA Environmental Protection Agency
GGDWP Gulf Gateway Deepwater Port
IMO International Maritime Organization
LNG Liquefied Natural Gas
LNGRV Liquefied Natural Gas Regasification Vessel
LOOP Louisiana Offshore Oil Port
MARAD Maritime Administration
MTSA Maritime Transportation Security Act
MSDS Material Safety Data Sheet
MOA Memorandum of Agreement
MMS Minerals Management Service
NEPA National Environmental Policy Act
NOAA National Oceanic and Atmospheric Administration
NPDES National Pollutant Discharge Elimination System
NGTS Natural Gas Transfer System
NVIC Navigation and Vessel Inspection Circular
NAA No Anchoring Area
NAD 83 North American Datum of 1983
OCMI Officer in Charge of Marine Inspection
OTS Oil Transfer System
OCS Outer Continental Shelf
PIC Person in Charge (of Transfer)
PFD Personal Flotation Device
ROD Record of Decision
SEMP Safety and Environmental Management Program
SART Search and Rescue Transponder
SPM Single Point Mooring
STL Submerged Turret Loading (Buoy)
TIR Temporary Interim Rule
Regulatory History
This rulemaking began with publication of an advance notice of
proposed rulemaking (ANPRM, 62 FR 45774, Aug. 29, 1997). The ANPRM was
followed by a notice of proposed rulemaking (NPRM, 67 FR 37920, May 30,
2002). Both the ANPRM and NPRM confined their discussions to
regulations for deepwater oil ports. In 2002, Congress authorized the
issuance of a temporary interim rule (TIR) without prior public notice
and comment, in order to extend deepwater port regulations to natural
gas facilities. Our TIR (69 FR 724, Jan. 6, 2004) expires October 1,
2006, or upon replacement by a final rule, whichever comes first. We
provided a 90-day public comment period following issuance of the TIR.
Eight comments were received. No public meeting was requested and none
was held. Two corrections were published to the TIR; the first on
January 27, 2004 (69 FR 3836) and the second on August 30, 2004 (69 FR
52830).
Background and Purpose
Under existing statutes and interdepartmental agreements, the Coast
Guard maintains regulations for the licensing, construction, and
operation of deepwater ports. As defined in the Deepwater Port Act of
1974 (DPA), a deepwater port is a fixed or floating manmade structure
other than a vessel, or a group of structures, located beyond State
seaward boundaries and used or intended for use as a port or terminal
for the transportation, storage, and further handling of oil or natural
gas for transportation to any State. The Maritime Administration
(MARAD) is responsible for issuing, revoking, and reinstating deepwater
port licenses, but much of the processing required for each license
application is conducted by the Coast Guard, with the cooperation of
MARAD and several other Federal agencies.
The Coast Guard issued its first deepwater port regulations in
1975. Under the 1974 Deepwater Ports Act (DPA) scheme, deepwater ports
could handle oil, but not natural gas. Only one deepwater oil port was
built in the next three decades. To encourage greater use of deepwater
ports, Congress passed a Deepwater Port Modernization Act (DPMA) in
1996. The DPMA sought to ensure fair treatment for deepwater ports by
eliminating unnecessary regulation and promoting innovation,
flexibility, and efficiency. We began this rulemaking in 1997 in order
to implement the DPMA. We issued an NPRM in 2002. Among other
proposals, the NPRM incorporated references to a 1999 NPRM for a
related rulemaking (USCG-1998-3868, RIN 1625-AA18, formerly RIN 2115-
AA18), dealing with Outer Continental Shelf (OCS) facilities.
Several months after we issued our NPRM, the Maritime
Transportation Security Act (MTSA) of 2002 amended the DPA. After that,
deepwater ports were authorized to transport natural gas as well as
oil. The MTSA mandated the rapid promulgation of implementing
regulations. Accordingly, we issued a temporary interim rule (TIR) in
January 2004. The TIR updated the 1975 regulations in light of the 1999
OCS and 2002 deepwater port NPRMs, and public comments received on both
those proposals, and also adapted the 1975 regulations to accommodate
both natural gas and oil deepwater ports. To facilitate development of
natural gas
[[Page 57645]]
facilities, which employ a variety of designs, the TIR eliminated
references to many specific industry standards in favor of imposing
performance-based requirements. In issuing the TIR, we opened a new
round of public comment.
On May 16, 2005, the Coast Guard issued Navigation and Vessel
Inspection Circular No. 03-05 (NVIC 03-05; see notice of availability,
70 FR 33351, June 8, 2005). NVIC 03-05 provides nonbinding guidance to
deepwater port license applicants and operators, to the Coast Guard,
and to ``certifying entities'' that perform certification work on
behalf of the Coast Guard. This guidance relates to the design, plan
review, fabrication, installation, maintenance, and oversight of
deepwater ports. NVIC 03-05 can be found in docket USCG-1998-3884 (see
ADDRESSES).
Under the 2004 regulations, the Coast Guard has processed roughly a
dozen applications for liquefied natural gas (LNG) deepwater ports, an
impressive increase in interest compared to the three oil deepwater
port applications processed, and two licensed, in the previous 30
years. Three applicants have been issued licenses by MARAD, and one LNG
deepwater port is now operational. Each application involves several
volumes of data and requires Federal agency processing, including the
holding of public hearings and the preparation of an environmental
impact statement. Under the strict timeline mandated by the DPA, all of
that processing must be completed in about 11 months. Following the
issuance of a license, additional Federal agency review is needed to
make sure that the facility is developed, operated, and eventually
decommissioned in accordance with its license and with applicable law,
and that any necessary modifications receive proper approval. As a
result, the Coast Guard and its Federal agency partners have acquired
extensive practical experience with the workability of the 2004
regulations. Many of the changes in this final rule reflect that
practical experience.
This final rule takes effect on publication, which is less than the
thirty days ordinarily required by the Administrative Procedure Act. It
has not been possible to complete the final rule earlier. Since the
temporary interim rule expires on October 1, 2006, adhering to the
thirty day rule would cause a temporary lapse in a regulatory scheme
that will remain substantially unchanged since the temporary interim
rule was adopted. This would jeopardize the Coast Guard's ability to
process deepwater port license applications, which would be contrary to
the public interest expressed through the DPA, DPMA, and MTSA.
Therefore, the Coast Guard finds it impracticable, unnecessary, and
contrary to the public interest to delay the effective date of this
final rule, and finds good cause under the Administrative Procedure Act
for the final rule to take effect upon publication.
Discussion of Comments and Changes
In the following pages, we discuss the public comments received on
our 2004 TIR as well as other significant changes we are making to the
regulatory text in this final rule. This discussion begins with a
review of general comments and then moves sequentially through the
three parts of Title 33, Code of Federal Regulations (parts 148, 149,
and 150) that comprise the deepwater port regulations.
Some of the changes are made to align the requirements for plan
submissions and specifications in 33 CFR part 149 with NVIC 03-05, to
ensure consistency in the plan approval process.
Some changes are made in response to comments from the Minerals
Management Service (MMS), which is not a public commenter but one of
the Coast Guard's Federal agency partners in processing deepwater port
applications. Because MMS comments appear in the public docket, we
include them in this discussion as appropriate. Generally we have not
explicitly incorporated MMS requirements, or those of any other Federal
agency, in the final rule because we lack the authority to speak for
them. However, we wish to emphasize that deepwater ports must comply
with all applicable statutes and regulations, regardless of the agency
responsible for their enforcement.
We thank all our commenters for their interest in this rulemaking.
Two commenters made recommendations on vessel routing measures in
and around the Mississippi River, and on watchstanding conditions.
While the suggestions may have merit, we did not incorporate them as
they are outside the scope of this rulemaking.
Sec. 148.3: One commenter asked us to describe the duties and
responsibilities of every Federal agency involved with deepwater ports.
We have retained the very general overview that this section provides,
and added a link to the interagency memorandum that outlines the roles
and responsibilities of agencies cooperating with MARAD and the Coast
Guard.
Sec. 148.5: ``Adjacent coastal State'': We aligned this definition
with the statutory definition from 33 U.S.C. 1502.
Sec. 148.5: ``Affiliate'': One commenter requested that we remove
``indirect'' affiliates from the definition, on the grounds that it
results in the inclusion of every affiliate regardless of the statutory
3% threshold. We are retaining the reference to ``direct or indirect''
ownership interests because it is similar to language that has appeared
in our regulations since 1975, and mirrors the language of 33 U.S.C.
1504, which incorporates ``any ownership interest in the applicant of
greater than 3 per centum'' into 33 U.S.C. 1502's statutory definition
of an ``affiliate.''
Sec. 148.5: ``Applicant'': One commenter requested clarification
of the word ``person'' in this definition. The word is defined later in
this section and means an individual, a public or private corporation,
a partnership or other association, or a government entity.
Sec. 148.5: ``Approved'': One commenter requested that we add ``or
the Administrator of MARAD'' to our definition. Our regulations refer
to MARAD when it is necessary to do so. In this case, we refer only to
Coast Guard approvals.
Sec. 148.5: ``Area to be avoided'' or `` ATBA'': At a commenter's
suggestion, we are revising this definition to provide more
information.
Sec. 148.5: ``Certifying entity'' or ``CE'': We have added this
definition due to substantive changes elsewhere in the deepwater port
regulations.
Sec. 148.5: ``Deepwater port'': We have declined one commenter's
request to exclude structures or operations that, under certain
circumstances, are also regulated by another Federal agency, because
our definition closely follows statutory language in 33 U.S.C. 1502.
Sec. 148.5: ``Marine site'': We are revising this definition by
deleting ``ships' routes and anchorages,'' in order to avoid an undue
burden to OCS lease holders and non-deepwater port marine traffic.
Sec. 148.5: ``Maritime Administration'' or ``MARAD'': We have
revised this definition to refer specifically to the associate
administrator currently responsible for deepwater port matters.
Sec. 148.5: ``Metering platform'': At a commenter's suggestion, we
revised this definition to clarify that these platforms measure, but do
not necessarily control, the rate of transfer.
Sec. 148.5: ``Natural gas liquids'': We are adding this definition
in response to one commenter's suggestion.
Sec. 148.5: ``Person in Charge (PIC)'': Due to common usage, we
added a definition for a person in charge (of transfer), abbreviated as
PIC, to distinguish it from other persons in charge (for example, of
vessel operations, of maintenance, etc.), that are not abbreviated by
PIC.
Sec. 148.5: ``Routing systems'': At a commenter's suggestion, we
are revising
[[Page 57646]]
this definition to provide more information and to align terminology
with international standards.
Sec. 148.5: ``Safety zone'': At a commenter's suggestion, we are
revising this definition to provide more information.
Sec. 148.5: ``Survival craft'': We have revised this definition to
align it with Sec. 149.303.
Sec. 148.8: We added this section to describe how a certifying
entity is designated and used to perform functions for which the Coast
Guard is responsible.
Part 148, subpart B (Sec. Sec. 148.100-148.125): One commenter
asked us to cross-reference another agency's requirements in this
subpart. An amendment is not needed, because the other agency will
consider its own requirements in evaluating an application, and any
necessary conditions can be included in the license itself.
Sec. 148.105(a): At a commenter's suggestion, we have revised
paragraph (a)(5) to clarify the materiality standard. We also revised
(a)(6) for clarity.
Sec. 148.105(d): We revised this section for clarity. No
substantive change is intended.
Sec. 148.105(f): One commenter asked us to require applicants to
state if the proposed deepwater port would have open or closed access.
We have revised the section accordingly.
Sec. 148.105(g)(1): One commenter asked us to clarify that this
provision applies only to those affiliates that have a direct ownership
interest of greater than 3 percent or that have a direct contractual
relationship with the deepwater port. We have amended the section
accordingly.
Sec. 148.105(g)(2)(iii): One commenter requested that we add
conditions or requirements for removing pipelines at decommissioning.
We have revised the section to indicate that MARAD sets these
conditions or requirements in the deepwater port license, and that only
preliminary estimates need be included in the application.
Sec. 148.105(g)(5): One commenter recommended that applicants be
required to report throughput of natural gas liquids as well as of oil
and gas. We have added this requirement.
Sec. 148.105(k): At the suggestion of one commenter, we have
revised this paragraph to require maps and diagrams to be certified by
a professional surveyor.
Sec. 148.105(t), (v), and (w) (formerly (s), (u), and (v),
respectively): One commenter pointed out that, as worded, these
paragraphs may not provide adequate technical detail to guide
applicants who must meet MMS requirements. For reasons already noted,
we are retaining the current language, but emphasize that all
applicants must meet any applicable statutory or regulatory
requirements regardless of which agency enforces them.
Sec. 148.105(m) and (n): One commenter expressed concern that the
2-year limit for the use of existing data is unreasonable because older
data has already been provided for some sites subject to leases granted
by the MMS, and because nowhere else in the DPA is a 2-year limit
requirement specified. We think raising the 2-year limit to 5 years
reasonably addresses the commenter's concerns while ensuring that
applications do not rely on obsolete data.
Sec. 148.105(m)(1)(i): We substituted ``i.e.'' with ``for
example'', for clarity.
Sec. 148.105(m)(1)(ii): One commenter recommended that we require
applicants to specify distances from the deepwater port to OCS
structures, and specify provisions for addressing casualties and
emergency situations. Information regarding distances is required in
the application, and the provisions for responses to emergencies are
more appropriately addressed in the operations manual.
Sec. 148.105(p): We redesignated the existing paragraph as
paragraph (p)(2), with minor revisions, and added new paragraph (p)(1),
relating to information about the nationality of natural gas vessels
servicing deepwater ports, to conform to section 304 of the 2006 Coast
Guard authorization act.
Sec. 148.105(r): One commenter recommended that we add the word
``dedicated'' to fixed offshore components, to distinguish them from
shared components. An example of this is a converted OCS platform with
continuing OCS operations, co-located with a deepwater port. We have
revised this section accordingly.
Sec. 148.105(s): We added this new paragraph at a commenter's
suggestion, to deal with refurbished OCS facilities and co-located
fixed offshore components.
Sec. 148.105(t) (formerly (s)): We added (t)(7), concerning
information on a pipeline that will connect to the port, at the
suggestion of one commenter. This commenter also asked us to add
requirements for information on metering and sampling equipment, but
that information is too detailed for the application phase and is more
appropriately addressed after a license is issued.
Sec. 148.105(y): In reviewing past hazard analyses, we added this
new paragraph to require an independent risk assessment. The risk
assessment evaluates the probability and consequences of various
potential accidental and intentional cargo release incidents. The site-
specific requirements of the risk assessment will be dependent on many
factors, including the proximity of the port to the general public, its
potential for impact on the public, waterway traffic density,
environmental conditions, and the current availability of LNG release
data and modeling methods. To date, there has been no large-scale
testing of LNG releases over water to validate the existing models.
Therefore, all assessments and models should be appropriately
conservative in their assumptions and conclusions.
Sec. 148.105(z) (formerly (x)): The MMS asked us to require more
detailed technical information on environmental impacts and commingling
issues. For the reasons already noted, we are retaining the current
language, but emphasize that all applicants must meet any applicable
statutory or regulatory requirements regardless of which agency
enforces them.
Sec. 148.105(dd) (formerly (bb)): One commenter recommended that
we require applicants to list all MMS permits and reviews. This section
already requires the applicant to list all Federal permits and
authorizations not otherwise specified in part 148.
Sec. 148.108: We revised this section for clarity, and in
paragraph (c), at a commenter's suggestion, we lengthened what was
formerly a 30-day time frame for requesting additional information. One
commenter asked whether paragraph (d)(1) is limited to information that
the Coast Guard needs. It is not. It is broad enough to cover any
information that another agency involved in processing the application
might need to fulfill that agency's obligations. For example, if a MMS-
regulated facility could be affected by either the reuse of existing
components or co-location with a deepwater port, the MMS could advise
the Coast Guard and the applicant what data is required and whether the
applicant must submit a revised Development Production Plan, or a
Development Operations Coordinating Document, for a facility in the
Gulf of Mexico.
Sec. 148.110: We made minor revisions for clarity.
Sec. 148.115(c): At the suggestion of one commenter, we revised
this paragraph to make it clear that additional copies of the
application may be requested in order to satisfy the requirements of
other agencies involved in processing the application.
[[Page 57647]]
Sec. 148.125: We made minor revisions for clarity, and revised
paragraph (c) to emphasize that, while payment of additional costs is
due when those costs are assessed, payment must be made before a
deepwater port begins operation.
Sec. 148.209: We made minor revisions for clarity. One commenter
asked for a more comprehensive list of agencies involved in processing
applications. This will vary depending on the location and specifics
proposed for each port, but we have replaced a partial list of Federal
agencies with a cross reference to our Interagency Memorandum of
Understanding (MOU) for Processing Deepwater Port Applications.
Sec. 148.211(b): One commenter said that applicants should have to
submit fully revised applications if changes become too voluminous. We
agree, and added this paragraph accordingly.
Sec. 148.217(c): We revised this paragraph to clarify MARAD's
role.
Sec. 148.221: We revised this section for clarity.
Sec. Sec. 148.222, 148.227: We revised these sections to make it
clear that they apply not only to the public hearing required by 33
U.S.C. 1504(g), but to any other public hearing or meeting that other
applicable Federal statutes (for example, the National Environmental
Policy Act) or regulations may require. Insofar as possible, we intend
to employ similar procedures for hearings or meetings that applicable
State or tribal law might require.
Sec. 148.276: At the suggestion of one commenter, we have revised
this section to clarify that the statutory timeline governs MARAD's
issuance of a record of decision, but not the actual issuance of a
license.
Sec. 148.283: One commenter asked if this section addresses
natural gas as well as oil deepwater ports. This section addresses any
deepwater port.
Part 148, subpart D, Sec. Sec. 148.300-148.320: One commenter
recommended amending these sections that relate to licenses, and to
permit levying additional license fees based on license conditions,
amendments, transfers, and reinstatements. This is unnecessary because
additional fees for such costs can be levied under section 148.125.
Sec. 148.305: At the suggestion of one commenter, we amended this
section to clarify that the license conditions set by MARAD reflect the
recommendations or requirements of all Federal agencies involved in
processing an application.
Sec. 148.310: One commenter recommended terminating a license if
port construction does not begin within 5 years, or if port operations
are suspended for more than 2 years, arguing that this would prevent an
ineffective licensee from indefinitely barring other activities in the
vicinity. We have revised the section to make it clear that MARAD has
the authority to set conditions of termination in the license.
Sec. 148.315: One commenter recommended imposing an inflation-
adjustable fixed fee for amending, transferring or reinstating a
license. Regulatory action is not needed because MARAD can address fees
in setting license conditions.
Sec. 148.325: In response to a commenter's suggestion, we are
adding this section concerning the decommissioning of a deepwater port.
The same commenter also recommended adding a requirement for applicants
to demonstrate the financial capacity to restore a deepwater port site
after decommissioning. Regulatory action for the second request is not
necessary because applicants are already required to estimate
decommissioning costs under section 148.105(g)(2)(iii), and MARAD can
address the applicant's financial capability to decommission the port
as a condition of the license.
Sec. 148.400: One commenter recommended that we require the
applicant to conduct a thorough OCS operations impact analysis, and
include information on consultation with other Federal agencies.
Regulatory action is not needed because the first concern is already
addressed as part of any environmental assessment, while the second can
be provided to applicants through interagency coordination.
Sec. 148.405(c)(3): At the suggestion of one commenter, we are
requiring the applicant to specify the depth limit for sediment
testing, in order to prevent incidents associated with potential
shallow geological hazards.
Sec. 148.505: At MARAD's request we revised this section to
require exemption applications to be sent to MARAD as well as the Coast
Guard.
Sec. 148.605: One commenter noted the temporary interim rule's
deletion of a specific reference to the lower liability cap approved in
1995 for the Louisiana Offshore Oil Port (LOOP; see 60 FR 39849, Aug.
4, 1995), and sought verification that this deletion was not intended
to alter LOOP's liability cap. That is correct. The 1995 liability cap
for LOOP remains in place. We have merely determined that specific caps
for individual ports need not be included in the Code of Federal
Regulations in order for them to be valid.
Sec. 148.700: One commenter implied that this section should
provide more detail about an applicant's interaction with specific
agencies. Regulatory action is not needed because this section provides
only general information. Specific detail is communicated to each
applicant in the normal course of the application process. See, for
example, Sec. 148.110, which provides for any person's right to confer
with the Coast Guard about application requirements, and Sec. 148.108,
which provides for requesting the collection of additional information
from an applicant.
Sec. 148.707: One commenter suggested making this section more
explicit about the actual criteria the Coast Guard applies in its
environmental analyses, and about the broad scope that an environmental
analysis may cover. Regulatory action is not needed because this
section provides only general information. Specific detail is
communicated to each applicant and to the public in the course of an
environmental analysis that meets all applicable statutory and
regulatory requirements.
Sec. 148.710(a)(2): We clarified that the marine environment is
the focus of this provision.
Sec. 148.710(b): We revised this paragraph in response to a
commenter who pointed out that 33 U.S.C. 1504(i)(3) does not apply to
natural gas deepwater ports.
Sec. 148.710(c): We are adding this paragraph in order to qualify
the reference to ``a single, detailed environmental impact statement or
environmental assessment'' in paragraph (b). Applicable regulations at
40 CFR 1502.9 permit the filing of supplemental environmental analyses
in appropriate circumstances.
Sec. 148.715: At a commenter's suggestion, we revised this section
by replacing ``prevent or minimize'' with language based on the
discussion of mitigation in 40 CFR 1508.20.
Sec. Sec. 148.720, 148.725: One commenter asked us to provide more
information about other agencies' siting, design, construction, or
operational criteria. Regulatory action is not needed because this
section provides general information about Coast Guard implementation
of applicable statutes. We partner with other agencies in processing
each application, and they provide input based on the criteria under
which they operate.
Sec. 148.730(a): One commenter said it was not clear that this
paragraph applies to State agencies only in designated adjacent States.
It does, and we have revised the paragraph accordingly.
Sec. 148.737: We made minor revisions at the suggestion of one
commenter, and
[[Page 57648]]
emphasized that the list is informational and not all-inclusive. Also,
we deleted paragraph designations and former paragraph (b), which is
redundant of Sec. 148.710.
Part 149 (Sec. Sec. 149.1-149.700): One commenter suggested an
overall methodology for deepwater port design. Regulatory action is not
needed because the current provisions of part 149 provide suitable
flexibility and regulatory oversight.
Sec. 149.15: One commenter asked us to provide more detail with
respect to alterations and modifications that could require another
agency's approval. Regulatory action is not needed because license
conditions and interagency agreements can provide adequately for the
circumstances outlined by the commenter.
Sec. 149.110: One commenter asked us to specify emergency shut
down and redundant protection measures under certain conditions. These
measures can be addressed as part of the detailed, post-licensing
design and engineering review and, once approved, described in the
operations manual.
Sec. 149.305: We amended this section to better align it with
Sec. 149.304(a)(2), in response to one commenter who noted a possible
conflict.
Sec. 149.403: We amended this section for clarification.
Sec. 149.415: We amended this section to clarify that the fire
main systems must be constructed in accordance with 33 CFR 127.067 or
comply with a national consensus standard.
Sec. Sec. 149.416, 149.417 and 149.418: We removed these sections
because they are redundant; the material discussed is adequately
addressed in Sec. 149.419. Sec. Sec. 149.419, 149.420, 149.421,
149.422, 149.423 and 149.424 have been sequentially renumbered to align
with the revised text.
Sec. 149.416 (formerly Sec. 149.419): One commenter suggested
that this section's requirement for compliance with 33 CFR 127.609 is
incompatible with 33 CFR 149.418(a) and 46 CFR 108.425. Regulatory
action is not needed because there is no conflict. 33 CFR 149.418(a)
has been removed, and the industry standard referenced by the commenter
applies to hoses for water systems, not dry chemical hoses.
Sec. 149.420 (formerly Sec. 149.423): We added text to better
define material construction of escape routes to provide adequate
protection in the event of a fire.
Sec. 149.615: We updated this section to indicate that if the
licensee uses a Coast Guard accepted Certifying Entity (CE), that the
CE as well as the Coast Guard must be provided with all plans.
Sec. 149.620: One commenter asked us to require applicants to
submit drawings to other agencies in appropriate circumstances.
Regulatory action is not needed because the Coast Guard already makes
drawings available to other agencies, when appropriate. A second
commenter suggested that we should review and permit classification
society guidelines. A similar suggestion was made with respect to Sec.
149.625, and we believe the action we took in that section addresses
the concern raised with respect to Sec. 149.620.
Sec. 149.625: One commenter said this section should require
deepwater port structures to conform to MMS regulations for OCS
platforms. An amendment is not needed because the current regulations
appropriately provide for design innovation while retaining the need
for compliance with all applicable law. In response to another
commenter's observation, we redesignated paragraph (b) to paragraph (c)
and added a new paragraph (b) to indicate that the licensee must submit
to Commandant (G-P) a design basis for approval of the proposed
standards that will be used in the fabrication and construction of all
systems and components. This process is covered in greater detail in
NVIC 03-05.
Sec. 149.641(b): We revised this section for clarification.
Sec. 149.650: In response to a commenter's suggestion, we revised
this section to remove the reference to the American Bureau of
Shipping. The substance of the section is not affected.
Sec. 149.660: We revised this section for clarification.
Sec. 149.675: At a commenter's request, we revised this section to
apply only to deepwater ports whose design warrants the use of such a
system. This revision takes into account the innovative design of some
deepwater ports, for which public address systems are unnecessary.
Sec. 149.691: At a commenter's suggestion, we revised this section
to clarify that ports must either comply with 46 CFR 108.151, or follow
an equivalent national consensus standard.
Sec. 149.697(c): One commenter asked if the decibel level
determination referenced in this paragraph can be made instantaneously.
It cannot. We revised the paragraph to make it clear that the
determination must be made using the method described in paragraph (b).
Sec. 150.10: One commenter said that the port operations manual
should include sections that deal with emergencies on ports that are
co-located with MMS-regulated facilities. Necessary contingency
measures will be addressed in the operations manual, but need not be
detailed in regulatory text.
Sec. 150.15(l): One commenter recommended that we add requirements
for normal pressure settings during transfer, as well as all relief
valve settings and sensors. An amendment is not necessary because these
specifics would be better addressed in the operations manual.
Sec. 150.15(n): We revised this paragraph by adding facility
support services, and by clarifying that the listed equipment is only
illustrative. The operations manual must include any key equipment that
will need regular service or maintenance.
Sec. 150.15(o): We added this requirement for a waste management
plan in response to a commenter's request.
Sec. 150.15(q)(formerly (p)): We added a requirement for
procedures to notify nearby OCS facilities, at a commenter's
suggestion.
Sec. 150.15(u): At a commenter's request, we added this
requirement for emergency evacuation procedures comparable to 33 CFR
146.140(d).
Sec. 150.15(x)(formerly (v)): We revised this paragraph concerning
security plans, for clarity.
Sec. 150.15(y): At a commenter's suggestion, we added language
concerning special operations plans for contingency response in the
event of an incident that might affect nearby OCS facilities. However,
we emphasize that, like many lists in this subchapter, the list of
special operations in this paragraph is merely illustrative. Depending
on a proposed port's specific circumstances, other special operations
plans could be required by this paragraph.
Sec. 150.15(aa)(formerly (y)): We revised this paragraph for
clarity, and added a risk management plan option. Also, we responded to
a commenter's statement that ``periodic re-examination'' should take
place every five years in environmentally sensitive areas. National
Oceanic and Atmospheric Administration (NOAA) Fisheries has previously
applied the five-year standard in approving a deepwater port license
application, and we are including it in this paragraph for all
deepwater ports.
Sec. 150.20: We revised this section for clarity, and to address a
commenter's request that additional copies be provided to other
agencies as needed.
Sec. 150.50: One commenter asked us to require applicants to
provide an oil spill response plan to the MMS in appropriate
circumstances. Such plans must be included in the operations manual
pursuant to Sec. 150.15(y)(6) and
[[Page 57649]]
will be distributed to other agencies pursuant to Sec. 150.20.
Sec. 150.100: We revised the last sentence of this section for
clarity. One commenter said that this section should describe another
agency's authority to inspect a deepwater port under certain
circumstances. An amendment is not needed because each operations
manual must account for the circumstances under which specific agencies
can inspect the deepwater port.
Part 150.105: We revised this part for clarification to indicate
that, prior to implementing a self-inspection plan for a deepwater
port, the operator must obtain Coast Guard acceptance to ensure quality
assurance of the process.
Part 150, subpart D (Sec. Sec. 150.300-150.385): One commenter
asked us to provide more detail about safety zones, anchorage areas,
and areas to be avoided. An amendment is not needed, because these
sections merely require compliance with zones and areas that are
established and described pursuant to other laws and regulations.
Sec. 150.380: We revised the table to further clarify vessel and
OCS (OCS) facility operating conditions and restrictions, and to remove
a reference to an obsolete section.
Sec. 150.435: One commenter asked us to add that under certain
circumstances, deepwater port operations can be halted in order to
ensure safety. An amendment is not needed because those circumstances
would be evaluated as part of the deepwater port's risk assessment, and
spelled out in its operations manual.
Sec. 150.440(d): An applicant inquired if the implementation of a
suspension would be delayed while under appeal. It would not be, and we
revised this paragraph to make that clear.
Sec. 150.445: We revised this section to clarify that a suspension
order is in effect while an operator is preparing and submitting a
petition to have the suspension lifted. The withdrawal of a suspension
will not take effect until the District Commander has rendered a final
decision.
Sec. 150.505(b): At the suggestion of one commenter, we revised
this paragraph to eliminate a reference to an inspection certification,
which is not required, and replace it with a reference to the self-
inspection required by Sec. 150.105. This commenter also suggested
that the boat-release gear be examined every 30 months, but we think it
is appropriate to retain the more flexible current regulatory language,
which provides for inspections in accordance with manufacturer's
recommendations.
Sec. 150.611: We corrected the reference to OSHA head-protection
regulations.
Sec. 150.613(b): We removed an obsolete alternative deadline for
completing the initial noise survey.
Sec. 150.625(c): We added the proviso that a material safety data
sheet (MSDS) may be used for training personnel in the use of hazardous
materials provided the employee acknowledges and demonstrates
appropriate safety measures.
Sec. 150.812: We added this section at one commenter's suggestion
that we provide more information on how the Coast Guard will follow up
on a casualty report.
Sec. 150.815: One commenter pointed out that, in appropriate
circumstances, casualty reports must also be submitted to other
agencies. We revised this section accordingly. We also added a
clarification that the testing required under paragraph (b) will be
conducted in accordance with 33 CFR part 140.
Sec. 150.820: We added paragraph (d) in response to a commenter's
suggestion.
Sec. 150.905: At a commenter's suggestion, we revised this section
to provide more information.
Sec. 150.910: We revised this section for clarity and to indicate
that mandatory prohibitions apply only in safety zones, not in areas to
be avoided (ATBAs), which are recommendatory. One commenter noted that
this section does not describe the circumstances under which existing
legal agreements might call for installations, structures, or
activities in the vicinity of the deepwater port, other than those
directly associated with the deepwater port. An amendment is not needed
because these circumstances would be evaluated as part of the deepwater
port's risk assessment, and mitigating measures would be spelled out in
the port's operations manual.
Sec. 150.915: We revised this informational section for clarity,
and in response to a commenter's suggestions. The commenter asked us
not to establish a safety zone without prior public notice and comment.
We decline to make such a commitment because, under certain
circumstances, the public health or safety needs may require emergency
regulatory action. However, we deem it appropriate to elaborate here on
the process for establishing safety zones, no anchoring areas (NAAs)
and (ATBAs). The Coast Guard works with the Departments of Commerce,
Defense, the Interior, and State to make sure their interests are taken
into account in the creation of these zones. Further, before the U.S.
Government proposes a NAA or ATBA to the International Maritime
Organization (IMO) for approval, the Shipping Coordinating Committee of
the Department of State is used to develop the U.S. Government position
on the nature and scope of such measures. Because the Shipping
Coordinating Committee is a Federal Advisory Committee Act (FACA)
committee, its meetings are open to the public; a notice is put in the
Federal Register, so all interested members of the public, all
stakeholders, including environmental organizations, and any existing
or prospective OCS leaseholders in the area have notice and an
opportunity to present their views.
Sec. 150.940: We added this section in 2005, in response to a
comment on the TIR, and will update it as new deepwater ports become
operational. General definitions for various vessel routing measures
have been added in Sec. 148.5. More specific provisions will be
included in each deepwater port's license and operations manual.
Regulatory Evaluation
This final rule is not a ``significant regulatory action'' under
section 3(f) of Executive Order 12866, Regulatory Planning and Review,
and does not require an assessment of potential costs and benefits
under section 6(a)(3) of that Order. The Office of Management and
Budget has not reviewed it under that Order. We expect the economic
impact of this rule to be so minimal that a full Regulatory Evaluation
is unnecessary.
The Coast Guard received no comments on the regulatory evaluation,
which included the impact on small entities and the collection of
information statement, and was published in the interim rule.
In this final rule, the Coast Guard is permanently adopting, with
revisions, the regulations contained in the temporary interim rule we
published at the beginning of 2004. The temporary interim rule updated
the original 1975 regulations that applied only to deepwater ports that
handle petroleum. It modernized and streamlined the regulations in
accordance with the Deepwater Port Modernization Act of 1996, and also
extended those regulations to apply to deepwater ports that handle
natural gas, in accordance with the Maritime Transportation Security
Act of 2002. The temporary interim rule expires on October 1, 2006, and
must be replaced by a final rule on or before that date in order to
continue the regulatory program introduced in 2004. The final rule also
incorporates lessons learned from processing several deepwater port
applications, and addresses public comments received in response to the
temporary interim rule.
For the final rule, we updated the regulatory evaluation to include
[[Page 57650]]
information on the additional deepwater port that has begun to operate.
We expect the costs of this final rule to have a nominal effect on
the owners and operators of deepwater ports. Currently, there are two
licensed and operating deepwater ports, the Louisiana Offshore Oil Port
(LOOP) and the Excelerate Energy's Gulf Gateway deepwater port that
receives LNG. LOOP represents industry standards for manned deepwater
ports. Gulf Gateway is a small, unmanned submerged turret loading (STL)
buoy that is in full compliance with this final rule.
In a report to the Secretary of Energy, the National Petroleum
Council estimated that fewer than ten new LNG import terminals (onshore
and deepwater) will be licensed and operating in 2025. We expect that
the new deepwater ports will follow existing industry standards and,
therefore, will incur, at most, the same costs as the existing
compliant deepwater ports. We assume that no manned deepwater ports
will be larger or more extensive than LOOP. We assume that unmanned
deepwater ports will be roughly similar to Gulf Gateway. We also assume
that the design and construction of new deepwater ports (manned or
unmanned) will follow the industry standards.
The final rule is consistent with the industry's request to have
its regulations aligned with the current industry standards and future
OCS regulations. The benefits are the result of updating and removing
unnecessary and obsolete regulations. The final rule incorporates
current industry practices. As such, the industry will benefit, as this
certainty eliminates the risk that industry will be liable for
unexpected investments made necessary to comply with federal
regulations. To the extent that revised regulations facilitate the
development of new deepwater ports, the final rule also benefits the
nation's overall economy, by making development of an adequate energy
infrastructure more likely.
We do not expect that new collection of information burdens will be
placed on the affected entities, because the industry is already
compliant with safety, environmental, and training report activities.
The reporting requirements established by current industry practice
will aid its ability to enforce regulations, thereby promoting safety
and security of life and property. Furthermore, by recording training,
personnel and safety information, deepwater ports will increase their
own safety and security level by improving accident readiness, noise
level awareness, lifesaving equipment preparation and situational
awareness.
Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this final rule will have a significant economic
impact on a substantial number of small entities. The term ``small
entities'' comprises small businesses, not-for-profit organizations
that are independently owned and operated and are not dominant in their
fields, and government jurisdictions with populations of less than
50,000.
There are two entities that operate an existing deepwater port.
LOOP is owned by a consortium of three multinational energy
corporations and, therefore, LOOP does not qualify as a small entity.
Gulf Gateway is wholly owned by Excelerate Energy, a private company.
Excelerate Energy also does not qualify as a small entity. Given that
investment in deepwater ports requires several hundred million dollars,
we do not expect any licensee or operator of future deepwater ports to
qualify as a small entity. No not-for-profit organizations are expected
to be involved with deepwater ports. Finally, deepwater ports are by
definition beyond the range of small government jurisdictions.
Therefore the Coast Guard certifies under 5 U.S.C. 605(b) that this
final rule will not have a significant economic impact on a substantial
number of small entities.
Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them.
We have analyzed this rule under that Order and have determined
that it does not have implications for federalism. This rule applies to
deepwater ports only in waters beyond the territorial limits of the
United States (33 U.S.C. 1501(a)(1)). As regulation of these deepwater
ports is beyond State seaward boundaries, this rule will not preempt
State law.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 or more in any
one year. Though this final rule will not result in such an
expenditure, we do discuss the effects of this rule elsewhere in this
preamble.
Taking of Private Property
This final rule will not effect a taking of private property or
otherwise have taking implications under Executive Order 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights.
Civil Justice Reform
This final rule meets applicable standards in sections 3(a) and
3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and reduce burden.
Protection of Children
We have analyzed this final rule under Executive Order 13045,
Protection of Children from Environmental Health Risks and Safety
Risks. This rule is not an economically significant rule and would not
create an environmental risk to health or risk to safety that might
disproportionately affect children.
Indian Tribal Governments
This final rule does not have tribal implications under Executive
Order 13175, Consultation and Coordination with Indian Tribal
Governments, because it does not have a substantial direct effect on
one or more Indian tribes, on the relationship between the Federal
Government and Indian tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian tribes.
Energy Effects
We have analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. The Administrator of the Office of Information and
Regulatory Affairs has not designated it as a significant energy
action. Therefore, it does not require a Statement of Energy Effects
under Executive Order 13211.
[[Page 57651]]
Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through the Office of Management and Budget, with an explanation of why
using these standards would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) that are developed or adopted by voluntary consensus
standards bodies. This rule requires compliance with numerous technical
standards that have been set in regulations adopted by the Coast Guard
and other Federal agencies. In all cases, those regulations either (1)
specify the use of a voluntary consensus standard; (2) specify
performance levels that may be met through the use of a voluntary
consensus standard; (3) permit the use of equivalents, which may be
derived from voluntary consensus standards; or (4) are subject to the
exemption or adjustment provisions of Part 148, Subpart F, ``Exemption
from or Adjustments to Requirements in this Subchapter.''
Environment
We have analyzed this rule under Commandant Instruction M16475.lD
and Department of Homeland Security Management Directive 5100.1, which
guide the Coast Guard in complying with the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded
that there are no factors in this case that would limit the use of a
categorical exclusion under section 2.B.2 of the Instruction.
Therefore, this rule is categorically excluded, under figure 2-1,
paragraph (34)(a), (c), and (i) of the Instruction, and under section
6(b) of the ``Appendix to National Environmental Policy Act: Coast
Guard Procedures for Categorical Exclusions, Notice of Final Agency
Policy,'' (67 FR 48244, July 23, 2002) from further environmental
documentation. The environmental impact associated with requiring
additional equipment, training, safety inspections and recordkeeping
under this rule will have an insignificant impact on the environment
and will benefit the environment by requiring safe operations of
deepwater ports. The environmental impact of each deepwater port
applicant is assessed under the licensing process. A ``Categorical
Exclusion Determination'' is available in the docket where indicated
under ADDRESSES. A final ``Environmental Analysis Check List'' and a
final ``Categorical Exclusion Determination'' are available in the
docket where indicated under ADDRESSES.
List of Subjects
33 CFR Part 148
Administrative practice and procedure, Environmental protection,
Harbors, Petroleum.
33 CFR Part 149
Fire prevention, Harbors, Marine safety, Navigation (water),
Occupational safety and health, Oil pollution.
33 CFR Part 150
Harbors, Marine safety, Navigation (water), Occupational safety and
health, Oil pollution, Reporting and recordkeeping requirements.
0
For the reasons discussed in the preamble, the Coast Guard revises 33
CFR Chapter I, Subchapter NN, as follows:
SUBCHAPTER NN--DEEPWATER PORTS
PART 148--DEEPWATER PORTS: GENERAL
Subpart A--General
Sec.
148.1 What is the purpose of this subchapter?
148.2 Who is responsible for implementing this subchapter?
148.3 What Federal agencies are responsible for implementing the
Deepwater Port Act?
148.5 How are terms used in this subchapter defined?
148.8 How are certifying entities designated and used for purposes
of this subchapter?
Subpart B--Application for a License
148.100 What is the purpose of this subpart?
148.105 What must I include in my application?
148.107 What additional information may be required?
148.108 What if a Federal or State agency or other interested party
requests additional information?
148.110 How do I prepare my application?
148.115 How many copies of the application must I send and where
must I send them?
148.125 What are the application fees?
Subpart C--Processing Applications
General
148.200 What is the purpose of this subpart?
148.205 How are documents related to the application maintained?
148.207 How and where may I view docketed documents?
148.209 How is the application processed?
148.211 What must I do if I need to change my application?
148.213 How do I withdraw my application?
148.215 What if a port has plans for a deep draft channel and
harbor?
148.217 How can a State be designated as an adjacent coastal State?
148.221 How do I claim, or object to a claim, that required
information is privileged?
Public Hearings or Meetings
148.222 When must public hearings or meetings be held?
148.227 How is a public hearing or meeting reported?
Formal Hearings
148.228 What if a formal evidentiary hearing is necessary?
148.230 How is notice of a formal hearing given?
148.232 What are the rules for a formal hearing?
148.234 What are the limits of an Administrative Law Judge's
jurisdiction?
148.236 What authority does an Administrative Law Judge have?
148.238 Who are the parties to a formal hearing?
148.240 How does a State or a person intervene in a formal hearing?
148.242 How does a person who is not a party to a formal hearing
present evidence at the hearing?
148.244 Who must represent the parties at a formal hearing?
148.246 When is a document considered filed and where should I file
it?
148.248 What happens when a document does not contain all necessary
information?
148.250 Who must be served before a document is filed?
148.252 What is the procedure for serving a subpoena?
148.254 How is a hearing transcript prepared?
148.256 What happens at the conclusion of a formal hearing?
Approval or Denial of the Application
148.276 When must the application be approved or denied?
148.277 How may Federal agencies and States participate in the
application process?
148.279 What are the criteria for approval or denial of an
application?
148.281 What happens when more than one application is submitted for
a deepwater port in the same application area?
148.283 When is the application process stopped, before the
application is approved or denied?
Subpart D--Licenses
148.300 What does this subpart concern?
148.305 What is included in a deepwater port license?
148.307 Who may consult with the Commandant (G-P) and the Maritime
[[Page 57652]]
Administrator on developing the proposed conditions of a license?
148.310 How long does a license last?
148.315 How is a license amended, transferred, or reinstated?
148.320 How is a license enforced, suspended, or revoked?
148.325 How soon after port decommissioning must the licensee
initiate removal?
Subpart E--Site Evaluation and Pre-Construction Testing
148.400 What does this subpart do?
148.405 What are the procedures for notifying the Commandant (G-P)
of proposed site evaluation and pre-construction testing?
148.410 What are the conditions for conducting site evaluation and
pre-construction testing?
148.415 When conducting site evaluation and pre-construction
testing, what must be reported?
148.420 When may the Commandant (G-P) suspend or prohibit site
evaluation or pre-construction testing?
Subpart F--Exemption From or Adjustments to Requirements in This
Subchapter
148.500 What does this subpart do?
148.505 How do I apply for an exemption?
148.510 What happens when a petition for exemption involves the
interests of an adjacent coastal State?
148.515 When is an exemption allowed?
148.600 What is the limit of financial liability?
148.605 How is the limit of liability determined?
Subpart G--Environmental Review Criteria for Deepwater Ports
148.700 How does the Deepwater Port Act interact with other Federal
and State laws?
148.702 How were the environmental review criteria developed?
148.705 What is determined by the environmental evaluation?
148.707 What type of criteria will be used in an environmental
review, and how will they be applied?
148.708 Must the applicant's proposal reflect potential regulations?
148.709 How are these criteria reviewed and revised?
148.710 What environmental conditions must be satisfied?
148.715 How is an environmental review conducted?
148.720 What are the siting criteria?
148.722 Should the construction plan incorporate best available
technology and recommended industry practices?
148.725 What are the design, construction and operational criteria?
148.730 What are the land use and coastal zone management criteria?
148.735 What are other critical criteria that must be evaluated?
148.737 What environmental statutes must an applicant follow?
Authority: 33 U.S.C. 1504; Department of Homeland Security
Delegation No. 0170.1 (75).
Subpart A--General
Sec. 148.1 What is the purpose of this subchapter?
This subchapter prescribes regulations for the licensing,
construction, design, equipment, and operation of deepwater ports under
the Deepwater Port Act of 1974, as amended (33 U.S.C. 1501-1524) (the
Act).
Sec. 148.2 Who is responsible for implementing this subchapter?
Unless otherwise specified, the owner of a deepwater port must
ensure that the requirements of this subchapter are carried out at that
port.
Sec. 148.3 What Federal agencies are responsible for implementing the
Deepwater Port Act?
(a) Under delegations from the Secretary of Homeland Security and
the Secretary of Transportation, the Coast Guard and the Maritime
Administration (MARAD) coordinate with each other in processing
applications for the issuance, transfer, or amendment of a license for
the construction and operation of a deepwater port.
(b) MARAD is responsible for issuing the Record of Decision to
announce whether a license application is approved, approved with
conditions, or denied, and for issuing, revoking, and reinstating
deepwater port licenses. MARAD also has authority over the approval of
fees charged by adjacent coastal States, and certain matters relating
to international policy, civil actions, and suspension or termination
of licenses.
(c) The Secretary of Transportation has delegated authority over
pipeline matters to the Pipeline Hazardous Materials and Safety
Administration.
(d) The Environmental Protection Agency (EPA), U.S. Army Corps of
Engineers, Minerals Management Service (MMS) in the Department of
Interior, and other Federal agencies are designated as cooperating
agencies and support the Coast Guard and MARAD in the review and
evaluation of deepwater port license applications. You can view the
interagency memorandum of understanding (MOU) outlining the relative
roles and responsibilities of these and other Federal agencies at:
https://www.uscg.mil/hq/G-P/mso/docs/dwp_white_house_
task_force_energy_streamlining.pdf.
Sec. 148.5 How are terms used in this subchapter defined?
As used in this subchapter:
Act means the Deepwater Port Act of 1974, 33 U.S.C. 1501 et seq.,
as amended.
Adjacent coastal State means any coastal State which:
(1) Would be directly connected by pipeline to a deepwater port, as
proposed in an application;
(2) Would be located within 15 miles of any such proposed deepwater
port; or
(3) Is designated as an adjacent coastal State by the Administrator
of the Maritime Administration under 33 U.S.C. 1508(a)(2).
Affiliate means a person:
(1) That has a direct or indirect ownership interest of more than 3
percent in an applicant;
(2) That offers to finance, manage, construct, or operate the
applicant's deepwater port to any significant degree;
(3) That owns or controls an applicant or an entity under
paragraphs (1) or (2) of this definition; or
(4) That is owned or controlled by, or under common ownership with,
an applicant or an entity under paragraphs (1), (2), or (3) of this
definition.
Applicant means a person that is the owner of a proposed deepwater
port and is applying for a license under this part for that port.
Application means an application submitted under this part for a
license to own, construct, and operate a deepwater port.
Approval series means the first six digits of a number assigned by
the Coast Guard to approved equipment. Where approval is based on a
subpart of 46 CFR chapter I, subchapter Q, the approval series
corresponds to the number of the subpart. A list of approved equipment,
including all of the approval series, is available at: https://
cgmix.uscg.mil/Equipment.
Approved means approved by the Commandant (G-P).
Area to be avoided or ATBA means a routing measure comprising an
area within defined limits in which either navigation is particularly
hazardous or it is exceptionally important to avoid casualties an