Proposal To Reissue and Modify Nationwide Permits, 56258-56299 [06-7986]
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Federal Register / Vol. 71, No. 186 / Tuesday, September 26, 2006 / Notices
DEPARTMENT OF DEFENSE
Department of the Army, Corps of
Engineers
[ZRIN 0710–ZA02]
Proposal To Reissue and Modify
Nationwide Permits
Army Corps of Engineers, DoD.
Notice.
AGENCY:
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ACTION:
SUMMARY: The U.S. Army Corps of
Engineers (Corps) is soliciting
comments for the reissuance of the
existing nationwide permits (NWPs),
general conditions, and definitions,
with some modifications. The Corps is
also proposing to issue six new NWPs
and one new general condition. The
reissuance process starts with today’s
publication of the proposed NWPs in
the Federal Register for a 60-day
comment period. The purpose of this
Federal Register notice is to solicit
comments on the proposed new and
modified NWPs, as well as the NWP
general conditions and definitions.
Shortly after the publication of this
Federal Register notice, each Corps
district will publish a public notice to
solicit comments on their proposed
regional conditions for the new and
modified NWPs. The comment period
for these district public notices will be
45 days.
DATES: Submit comments on or before
November 27, 2006.
ADDRESSES: You may submit comments,
identified by docket number COE–
2006–0005 and/or ZRIN 0710–ZA02, by
any of the following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
E-mail:
david.b.olson@usace.army.mil. Include
the docket number, COE–2006–0005,
and/or the ZRIN number, 0710–ZA02,
in the subject line of the message.
Fax: 202–761–0140.
Mail: U.S. Army Corps of Engineers,
Attn: CECW–OR/MVD (David B. Olson),
441 G Street NW., Washington, DC
20314–1000.
Hand Delivery/Courier: Due to
security requirements, we cannot
receive comments by hand delivery or
courier.
Instructions: Direct your comments to
docket number COE–2006–0005 and/or
ZRIN 0710–ZA02. All comments
received will be included in the public
docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the commenter indicates that the
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comment includes information claimed
to be Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI, or otherwise
protected, through regulations.gov or
e-mail. The regulations.gov Web site is
an anonymous access system, which
means we will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail directly to the
Corps without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the public docket and made
available on the Internet. If you submit
an electronic comment, we recommend
that you include your name and other
contact information in the body of your
comment and with any disk or CD–ROM
you submit. If we cannot read your
comment because of technical
difficulties and cannot contact you for
clarification, we may not be able to
consider your comment. Electronic
comments should avoid the use of any
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: For access to the docket to
read background documents or
comments received, go to
regulations.gov. All documents in the
docket are listed. Although listed in the
index, some information is not publicly
available, such as CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form.
Consideration will be given to all
comments received within 60 days of
the date of publication of this notice.
FOR FURTHER INFORMATION CONTACT: Mr.
David Olson at 202–761–4922 or by
e-mail at david.b.olson@usace.army.mil
or access the U.S. Army Corps of
Engineers Regulatory Home Page at
https://www.usace.army.mil/inet/
functions/cw/cecwo/reg/.
SUPPLEMENTARY INFORMATION:
Background
The current nationwide permits
(NWPs), which were published in the
January 15, 2002, issue of the Federal
Register (67 FR 2020) expire on March
18, 2007. With this Federal Register
notice, we are beginning the process for
reissuing the NWPs so that the reissued
NWPs will be in effect as the current
NWPs expire.
Section 404(e) of the Clean Water Act
provides the statutory authority for the
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Secretary of the Army, after notice and
opportunity for public hearing, to issue
general permits on a nationwide basis
for any category of activities involving
discharges of dredged or fill material
into waters of the United States.
Activities authorized by NWPs must be
similar in nature, cause only minimal
adverse environmental effects when
performed separately, and cause only
minimal cumulative adverse effect on
the aquatic environment. Nationwide
permits can also be issued to authorize
activities pursuant to Section 10 of the
Rivers and Harbors Act of 1899. The
NWP program is designed to provide
timely authorizations for the regulated
public while protecting the Nation’s
aquatic resources.
One goal of today’s notice is to
simplify the text of the reissued NWPs.
Since NWPs were first issued in 1977,
the NWP program has become
increasingly complex. With each
issuance or reissuance of NWPs, the text
of the permits and the general
conditions has become lengthier, and in
some cases, redundant language was
added that may make them more
difficult to comprehend. Compliance
with the NWPs and their general
conditions is more difficult if users of
those permits cannot easily understand
the requirements of the NWPs and what
they authorize. Simplifying the text will
facilitate compliance with the NWPs
and thus help protect the aquatic
environment.
Federal agencies are required by
Executive Order 12866, Regulatory
Planning and Review, to draft
regulations that are simple and easy to
understand, to minimize uncertainty.
This principle is also applicable to the
NWPs, which are now considered to be
rules under the Administrative
Procedures Act (APA). In addition, a
Presidential Memorandum issued on
June 1, 1998, requires Federal agencies
to use plain language in government
writing, so that rules and other
documents are clear to the public and
others.
We are proposing to revise the text of
the NWPs, general conditions, and
definitions so that they are clearer, more
concise, and can be more easily
understood by the regulated public,
government personnel, and interested
parties, while retaining terms and
conditions that protect the aquatic
environment. Making the text of the
NWPs clearer and easier to understand
will also facilitate compliance with
these permits, which will benefit the
aquatic environment. This proposal also
reflects the Corps support of the
administration’s goal of improving
regulatory efficiency, by making the
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NWPs easier to read and understand.
The text of the proposed NWPs has been
streamlined by removing redundant
language and applying a standard
format to most NWPs. We are proposing
to arrange the NWP general conditions
in a different order, so that the
conditions that provide environmental
protection are first, followed by
administrative and procedural general
conditions.
Today’s proposal to reissue the
existing NWPs with some modifications
and to issue six new NWPs reflects the
Corps commitment to its environmental
protection mission and to aquatic
resource protection. The NWP program
allows the Corps to authorize activities
with minimal adverse environmental
impacts in a timely manner and protect
the aquatic environment. The NWP
program also allows the Corps to focus
its limited resources on more extensive
evaluation of projects that have the
potential for causing environmentally
damaging adverse effects.
Through the NWPs, impacts to the
aquatic environment may also receive
additional protection through regional
conditions, case-specific special
conditions, and case-specific
discretionary authority to require
individual permits. Nationwide permits
and other general permits help protect
the aquatic environment because permit
applicants often reduce project impacts
to meet the restrictive requirements of
general permits and receive
authorization more quickly than they
would through the individual permit
process.
Twenty-six of the NWPs proposed for
reissuance require pre-construction
notification (PCN) for certain activities.
Fifteen of those NWPs require PCNs for
all activities. Four of the six proposed
new NWPs require PCNs. Three of those
four new NWPs require PCNs for all
activities. Altogether, PCN requirements
have been added or expanded for seven
permits, relative to the requirements in
the current permits. Existing PCN
requirements have been dropped in one
permit (NWP 5), and reduced in another
(NWP 12), because the conditions for
authorization under these permits are
adequate to ensure minimal individual
and cumulative effects without the
previously required PCNs. PCN
requirements give the Corps the
opportunity to evaluate certain
proposed NWP activities on a case-bycase basis to ensure that they will have
no more than minimal adverse effects
on the aquatic environment,
individually and cumulatively. This
case-by-case review often results in
adding case-specific conditions to the
NWP authorization to ensure that
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impacts to the aquatic environment are
minimal. Review of PCNs may also
result in the Corps asserting
discretionary authority to require an
individual permit if the district engineer
determines, based on the information
provided in the notification, that
adverse impacts will be more than
minimal, either individually or
cumulatively, or there are sufficient
concerns for any of the Corps public
interest review factors.
Regional conditions may be imposed
by division engineers to take into
account regional differences in aquatic
resource functions and services across
the country and to restrict the use of
NWPs to protect those resources.
Through regional conditions, a division
engineer can modify an NWP to require
submission of PCNs for certain
activities. Regional conditions may also
restrict or prohibit the use of an NWP
in certain waters or geographic areas, if
the use of that NWP in those waters or
areas might result in more than minimal
individual or cumulative adverse effects
to the aquatic environment.
District engineers may impose special
conditions on NWP authorizations to
ensure that the NWP authorizes only
activities that result in minimal
individual and cumulative effects on the
aquatic environment and are in the
public interest. In addition, special
conditions will often include
compensatory mitigation requirements
to reduce the project impacts to the
minimal level. Compensatory mitigation
may include the restoration,
establishment, enhancement, and/or
preservation of aquatic habitats, as well
as the establishment and maintenance of
riparian areas next to streams and other
open waters. Compensatory mitigation
can be provided through permitteeresponsible mitigation, mitigation
banks, or in-lieu fee programs.
Process for Reissuing the NWPs
The NWPs reissued on January 15,
2002, became effective on March 18,
2002, and expire on March 18, 2007.
The reissuance process starts with
today’s publication of the proposed
NWPs in the Federal Register for a 60day comment period. Requests for a
public hearing must be submitted in
writing to the address in the ADDRESSES
section of this notice. These requests
must state the reason(s) for holding a
public hearing. If we determine that a
public hearing or hearings would assist
in making a decision on the issuance of
the proposed new NWPs, reissuance of
existing NWPs, or the NWP general
conditions or definitions, a 30-day
advance notice will be published in the
Federal Register to advise interested
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parties of the date(s) and location(s) for
the public hearing(s). Any
announcement of public hearings would
also be posted as a supporting material
in the docket at www.regulations.gov as
well as the Corps regulatory home page
at https://www.usace.army.mil/inet/
functions/cw/cecwo/reg/citizen.htm
Concurrent with this Federal Register
notice, Corps district offices will issue
public notices to solicit comments on
proposed regional conditions. In their
district public notices, district engineers
may also propose to suspend or revoke
some or all of these NWPs if they have
issued, or are proposing to issue,
regional general permits, programmatic
general permits, or section 404 letters of
permission for use in lieu of NWPs. The
comment period for these district public
notices will be 45 days.
After the comment period has ended,
we will review the comments received
in response to this Federal Register
notice. Then we will draft the final
NWPs, and those final draft NWPs will
be subjected to another review by
interested Federal agencies. The final
issued NWPs will be published in the
Federal Register by January 2007. These
final NWPs will become effective 60
days after their publication. This
schedule provides a 60-day period for
state and tribal Clean Water Act Section
401 water quality certifications (WQCs),
as well as state Coastal Zone
Management Act (CZMA) consistency
decisions. Within this 60-day period,
division engineers will also approve
regional conditions and issue
supplemental decision documents.
Supplemental decision documents
address the environmental
considerations related to the use of
NWPs in a Corps district. The
supplemental decision documents will
certify that the NWPs, with any regional
conditions or geographic revocations,
will only authorize activities within that
Corps district that result in minimal
individual and cumulative adverse
effects on the aquatic environment. The
regional conditioning and WQC/CZMA
processes are discussed below.
Compliance With Section 404(e) of the
Clean Water Act
The proposed NWPs are issued in
accordance with Section 404(e) of the
Clean Water Act. These NWPs authorize
categories of activities that are similar in
nature. The ‘‘similar in nature’’
requirement does not mean that
activities authorized by an NWP must
be identical to each other. We believe
that the ‘‘categories of activities that are
similar in nature’’ requirement of
section 404(e) is to be interpreted
broadly, for practical implementation of
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this general permit program.
Nationwide permits, as well as other
general permits, are intended to reduce
administrative burdens on the Corps
and the regulated public, by efficiently
authorizing activities that have minimal
adverse environmental effects.
As for the minimal adverse effects
provision of section 404(e), the various
terms and conditions of these NWPs,
including the provisions in the NWP
regulations at 33 CFR 330.1(d) and 33
CFR 330.4(d) that allow district
engineers to exercise discretionary
authority, ensure compliance with this
requirement. A decision document will
be prepared for each NWP to address
the requirements of the National
Environmental Policy Act and generally
discuss the anticipated impacts the
NWP will have on the Corps public
interest review factors. For those NWPs
that may authorize discharges of
dredged or fill material into waters of
the United States, a 404(b)(1) Guidelines
analysis will be provided in the
decision document. The 404(b)(1)
Guidelines analysis will be conducted
in accordance with the procedures at 40
CFR 230.7. The preliminary decision
documents for the proposed NWPs are
available on the internet at:
www.regulations.gov (docket ID number
COE–2006–0005). We are soliciting
comments on these preliminary
decision documents, and any comments
received will be considered when
preparing the final decision documents
for the NWPs.
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Decision of U.S. Court of Appeals for
the District of Columbia Circuit
In its July 29, 2005, decision in
National Association of Homebuilders
v. U.S. Army Corps of Engineers (Nos.
04–5009, 04–5010, and 04–5011), the
U.S. Court of Appeals for the District of
Columbia Circuit determined that NWPs
are rules under the APA, and are subject
to the Regulatory Flexibility Act (RFA).
In the ‘‘Administrative Requirements’’
section of this preamble, we have
addressed the requirements of the RFA.
We have also performed other
rulemaking analyses that are required by
other statutes and executive orders.
Those analyses are also provided in the
‘‘Administrative Requirements’’ section
of this preamble.
National Environmental Policy Act
Compliance
We have prepared preliminary
decision documents for each proposed
NWP. Each decision document contains
an environmental assessment (EA) and
a Finding of No Significant Impact
(FONSI). If the proposed NWP
authorizes discharges of dredged or fill
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material into waters of the United
States, the decision document will
include a 404(b)(1) Guidelines analysis
in accordance with 40 CFR 230.7. These
decision documents will consider the
environmental effects of each NWP from
a national perspective. Division
engineers will issue supplemental
decision documents to evaluate regional
effects on the aquatic environment and
other public interest review factors.
Those supplemental decision
documents will discuss regional
conditions imposed by division
engineers to protect the aquatic
environment and ensure that any
adverse effects resulting from NWP
activities will be no more than minimal.
The assessment of cumulative effects
occurs at two levels: national and
regional (district). However,
modifications at the district level are
issued by the appropriate division
engineer. There are eight Corps division
offices in the United States, with 38
district offices. A division office may
oversee as many as seven districts
(Lakes and Rivers Division) or as few as
two district offices (Pacific Ocean
Division).
At the national level, the decision
documents issued by Corps
Headquarters include the cumulative
effects assessments required by NEPA
and, if the NWP authorizes discharges of
dredged or fill material into waters of
the United States, the 404(b)(1)
Guidelines. The 404(b)(1) Guidelines at
40 CFR 230.7(b) require an evaluation of
the potential individual and cumulative
impacts of the category of activities
authorized under the NWP.
The supplemental decision
documents issued by division engineers
include cumulative effects assessments
at the regional (district) level, for each
district within the division. For those
NWPs that authorize section 404
activities, the supplemental decision
documents will also discuss local
concerns relating to the Section
404(b)(1) Guidelines, if the national
decision documents do not adequately
address those issues. If the NWP is not
revoked in a district, the supplemental
decision document includes a
certification that the use of the NWP in
that district, with any applicable
regional conditions (i.e., applicable in a
specific district), will result in minimal
cumulative adverse environmental
effects. The supplemental decision
documents are prepared by Corps
districts, but must be approved and
formally issued by the appropriate
division engineer, since the NWP
regulations at 33 CFR 330.5(c) state that
the division engineer has the authority
to modify, suspend, or revoke NWP
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authorizations for any specific
geographic area within his division.
Regional conditions are considered
NWP modifications. Therefore, when
the process is completed, each district
will have approved supplemental
decision documents for each NWP, and
those supplemental decision documents
will assess cumulative effects within
that district.
District engineers may also
recommend that the division engineer
exercise discretionary authority to
modify, suspend, or revoke case-specific
NWP authorizations within a district to
ensure that only minimal cumulative
adverse effects on the aquatic
environment result from activities
authorized by that NWP. Evaluations by
a district engineer may result in the
division engineer modifying,
suspending, or revoking NWP
authorizations in a particular geographic
region or watershed at a later time, if the
use of an NWP in a particular area will
result in more than minimal cumulative
or individual adverse effects on the
aquatic environment. Special conditions
added to NWP authorizations on a caseby-case basis by district engineers, such
as compensatory mitigation
requirements, help ensure that the
NWPs authorize only activities that
result in minimal individual and
cumulative adverse effects on the
aquatic environment.
Acreage Limits and Pre-Construction
Notification Thresholds
We are proposing to retain the current
acreage limits for the NWPs, although
we are seeking comment on adding an
acreage limit for NWP 21, which
currently has no acreage limit. We are
also proposing to move the provisions of
NWP 39 that authorize residential
developments to NWP 29 and place a 1⁄2
acre limit on the proposed NWP 29.
Currently NWP 29 has a 1⁄4 acre limit for
single unit residences, but this NWP can
be used in all non-tidal waters,
including non-tidal wetlands that are
adjacent to tidal waters. Single unit
residential projects are also permitted to
use NWP 39, with a 1⁄2 acre limit, if they
affect only non-tidal waters, but NWP
39 cannot be used to authorize these
activities in non-tidal wetlands adjacent
to tidal waters. The revised NWP 29 will
have a 1⁄2 acre limit, but will only
authorize discharges into non-tidal
waters, and this NWP could not be used
to authorize discharges in non-tidal
wetlands that are adjacent to tidal
waters. All residential projects
impacting non-tidal wetlands adjacent
to tidal waters, including single unit
residences, will now require
authorization by individual permit or
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regional general permit. The Corps
believes this additional level of
environmental protection is warranted
for non-tidal wetlands adjacent to tidal
waters because of concerns regarding
environmental impacts of residential
development in coastal areas.
Proposed NWP A, Emergency Repair
Activities, has no explicit acreage limit
but will be limited to restoring damaged
structures, fills, or uplands to the preevent ordinary high water mark, in cases
where regulated activities in waters of
the United States are necessary to
conduct the restoration. Proposed NWP
B, which would authorize discharges in
certain types of ditches and canals, has
a one acre limit, and proposed NWP C
has no acreage limit for conducting
time-sensitive repairs of pipelines.
Proposed NWP D, Commercial Shellfish
Aquaculture Activities, is limited to
existing aquaculture activities. The
Corps is seeking comment on whether
an acreage limit or some other type of
limit (e.g., on the total volume of fill
material that may be discharged) is
needed to ensure that these existing
activities have no more than minimal
adverse effects. As proposed, this NWP
will require a PCN if the activity covers
more than 25 acres, or if more than 10
acres is covered with submerged aquatic
vegetation. The proposed NWP
authorizing coal remining activities
(NWP E) is limited to sites where more
than 60 percent of the site was
previously mined. Proposed NWP F,
which authorizes underground coal
mining activities, has a 1⁄2 acre limit. We
are seeking comments on the proposed
limits for these NWPs.
We are proposing to simplify the PCN
thresholds for NWP 12 by reducing the
number of criteria triggering the
requirement to submit PCNs from seven
to two, since the 1⁄10 acre PCN threshold
will normally capture the activities
addressed by the PCN thresholds we are
proposing to remove. For NWP 13, PCNs
will be required for proposed activities
that involve discharges of dredged or fill
material into special aquatic sites. We
are also proposing to eliminate the PCN
thresholds for NWPs 39, 40, 42, and 43.
All activities authorized by these
permits will now require PCNs.
We are proposing to remove the PCN
requirement for NWP 5, which
authorizes scientific measuring devices,
and rely on the current 25 cubic yard
limit for discharges of dredged or fill
material to ensure that the NWP
authorizes only activities with minimal
individual and cumulative adverse
effects on the aquatic environment. We
are also proposing to drop some of the
PCN requirements for special situations
under NWP 12. Specifically, PCNs
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would no longer be required for: (1)
Mechanized landclearing of forested
wetlands in the utility line right-of-way;
(2) utility lines constructed in waters of
the United States that are greater than
500 linear feet in length; (3) utility lines
constructed in waters of the United
States where the utility line is parallel
to a stream; (4) permanent access roads
constructed in waters of the United
States for a distance of greater than 500
feet; and (5) permanent access roads
constructed in waters of the United
States with impervious materials,
provided the total losses of waters of the
United States are less than 1⁄10 acre. For
those NWP activities that do not require
submission of PCNs to district
engineers, division engineers can
impose regional conditions to require
PCNs. We are soliciting comments on
the proposed PCN thresholds for the
NWPs.
Ephemeral Streams
On June 19, 2006, the Supreme Court
issued its decision in the case of
Rapanos et ux, et al, v. United States.
This decision raises questions about the
jurisdiction of the Clean Water Act,
including Section 404, over some
intermittent and ephemeral streams and
their adjacent wetlands. The Corps will
assess jurisdiction regarding such
waters on a case-by-case basis in
accordance with evolving case law and
any future guidance that may be issued
by appropriate Executive Branch
agencies (e.g., the Department of
Justice). The discussion that follows
applies to all ephemeral and
intermittent streams and adjacent
wetlands that remain jurisdictional
following Rapanos.
We are proposing to provide greater
protection for ephemeral streams. For
those NWPs that have a 300 linear foot
limit for the loss of stream bed, we are
proposing to apply that linear foot limit
to perennial, intermittent, and
ephemeral streams. The 300 linear foot
limit is found in the terms of NWPs 29,
39, 40, and 42. For proposed activities
resulting in the loss of more than 300
linear feet of intermittent and/or
ephemeral stream bed, the district
engineer can waive the linear foot limit,
if he determines that the proposed
activity will result in minimal
individual and cumulative adverse
effects on the aquatic environment.
Waivers of the 300 linear foot limit for
the loss of intermittent and ephemeral
streams must be in writing.
In the 2002 NWPs, the 300 linear foot
limit applied only to perennial and
intermittent stream beds, and the 300
linear foot limit could be waived for
losses of intermittent stream bed. A
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waiver could not be issued for impacts
resulting in the loss of greater than 300
linear feet of perennial streams (and we
are not proposing to change this
provision). For ephemeral streams, no
waiver process was necessary because
impacts to ephemeral streams were not
counted towards the 300 linear foot
limit for determining compliance with
the NWPs.
Applying the linear foot limit to
losses of ephemeral stream bed will also
simplify administration of the NWP
program. It is often difficult to
distinguish between intermittent and
ephemeral streams in the field. By
applying the same thresholds and limits
to impacts resulting in the loss of
intermittent and ephemeral streams, it
will not be necessary to identify which
stream reaches are intermittent and
which are ephemeral. Many topographic
maps do not show the locations of
intermittent and ephemeral streams,
which results in greater reliance on site
visits or information from permit
applicants to implement permit
conditions related to the 300 linear foot
limit.
For those NWPs that have both an
acreage limit and a linear foot limit for
stream bed impacts, the acreage of
stream impacts (i.e., the length of the
stream bed filled or excavated times the
average width of the stream, from
OHWM to OHWM) applies towards that
acreage limit. For example, if a
proposed NWP 39 activity involves
filling 1⁄10 acre of non-tidal wetlands
and 100 linear feet of a stream bed with
an average width of 10 feet, the acreage
loss of waters of the United States for
that activity is 0.123 acre.
As discussed below, we are also
proposing to modify the definition of
‘‘loss of waters of the United States’’ to
include filling or excavating of
ephemeral stream beds when
determining whether proposed activities
exceed the threshold limits of the
NWPs.
Compliance With the Endangered
Species Act
In its April 6, 2005, decision in
National Wildlife Federation et al. v. Les
Brownlee (No. 03–1392), the U.S.
District Court for the District of
Columbia determined that the Corps is
obligated to consult with the U.S. Fish
and Wildlife Service on the effects of
the NWPs. In response to that decision,
the Corps will conduct Endangered
Species Act Section 7(a)(2) consultation.
Corps districts will consult with the
U.S. Fish and Wildlife Service (FWS)
and the National Marine Fisheries
Service (NMFS) for the species that
occur in their districts.
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Essential Fish Habitat
The NWP Program’s compliance with
the essential fish habitat (EFH)
consultation requirements of the
Magnuson-Stevens Fishery
Conservation and Management Act will
be achieved through EFH consultations
between Corps districts and NMFS
regional offices. Corps districts will
request EFH consultations with the
NMFS regional office in cases where
activities authorized by NWP may
adversely affect EFH. The purpose of
these regional consultations is to
determine if implementation of the
proposed NWPs and regional conditions
within a particular region may have an
adverse effect on EFH. These
consultations will be conducted
according to the EFH consultation
regulations at 50 CFR 600.920.
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Regional Conditioning of Nationwide
Permits
Under Section 404(e), NWPs can only
be issued that result in no more than
minimal individual and cumulative
adverse effects on the aquatic
environment. An important mechanism
for ensuring compliance with this
requirement is an effective regional
conditioning process. Coordination with
Federal and State agencies and Indian
Tribes, and the solicitation of public
comments, assist division and district
engineers in identifying and developing
appropriate regional conditions for the
NWPs. Effective regional conditions
protect local aquatic ecosystems and
helps ensure that the NWPs authorize
only those activities that result in
minimal individual and cumulative
adverse effects on the aquatic
environment, and are in the public
interest.
There are two types of regional
conditions: (1) Corps regional
conditions and (2) water quality
certification/Coastal Zone Management
Act consistency determination regional
conditions.
Corps regional conditions may be
added to NWPs by division engineers
after a public notice and comment
process and coordination with other
Federal, State, and local agencies.
Examples of Corps regional
conditions include:
• Restricting the types of waters of
the United States where the NWPs may
be used (e.g., fens, bogs, bottomland
hardwoods, etc.) or prohibiting the use
of some or all of the NWPs in those
types of waters or in specific
watersheds.
• Restricting or prohibiting the use of
NWPs in an area covered by a Special
Area Management Plan, or an Advanced
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Identification study with associated
regional general permits.
• Adding pre-construction
notification (PCN) requirements to
NWPs to require notification for all
work in certain watersheds or certain
types of waters of the United States, or
lowering the PCN threshold.
• Reducing NWP acreage limits in
certain types of waters of the United
States, or specific waterbodies;
• Revoking certain NWPs on a
geographic or watershed basis;
• Restricting activities authorized by
NWPs to certain times of the year in a
particular waterbody, to minimize the
adverse effects of those activities on fish
or shellfish spawning, wildlife nesting,
or other ecologically cyclical events.
• Conditions necessary to ensure
compliance with the Endangered
Species Act and essential fish habitat
provisions of the Magnuson-Stevens
Fishery Conservation and Management
Act.
Corps regional conditions approved
by division engineers cannot remove or
weaken any of the terms and conditions
of the NWPs, including general
conditions and pre-construction
notification requirements. In other
words, Corps regional conditions can
only be more restrictive than the
original NWP terms and conditions.
Regional conditions may also be
added to the NWPs as a result of water
quality certifications (WQCs) issued by
states, Indian Tribes, or the U.S. EPA, as
well as state Coastal Zone Management
Act (CZMA) consistency
determinations.
At approximately the same time as the
publication of this Federal Register
notice, each Corps district will issue an
initial public notice. Those initial
public notices will include Corps
regional conditions proposed by our
district offices, and will also request
comments or suggestions for additional
Corps regional conditions. The initial
public notice may also include, for
informational purposes only, any
proposed state or tribal WQC/CZMA
regional conditions. However, public
comment on the state or tribal WQC/
CZMA regional conditions is handled
through a separate state or tribal
administrative procedures process. The
public should not address such
comments to the Corps.
In response to the district’s initial
public notice, interested parties may
suggest additional Corps regional
conditions, or suggest suspension or
revocation of NWPs in certain
geographic areas, such as specific
watersheds or waterbodies. Such
comments should include data to
support the need for any suggested
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modifications, suspensions, or
revocations of NWPs.
Before the effective date of NWPs, the
division engineer will issue
supplemental decision documents for
each NWP. These supplemental
decision documents will address the
NWP regional conditions. Each
supplemental decision document will
also include a statement by the division
engineer, which will certify that the
NWP, with approved regional
conditions, will authorize only activities
with minimal individual and
cumulative adverse effects on the
aquatic environment.
After the division engineer approves
the Corps regional conditions, each
Corps district will issue a final public
notice for the NWPs. The final public
notice will announce both the final
Corps regional conditions and any final
WQC/CZMA regional conditions. The
final public notices will also announce
the final status of water quality
certifications and CZMA consistency
determinations for the NWPs. Corps
districts may adopt additional regional
conditions in future public notices
(following public notice and comment),
if they identify a need for such
conditions.
Information on regional conditions
and revocation can be obtained from the
appropriate district engineer, as
indicated below. Furthermore, this and
additional information can be obtained
on the Internet at https://
www.usace.army.mil/inet/functions/cw/
cecwo/reg/district.htm by clicking on
the appropriate link for the Corps
district office.
In cases where a Corps district has
issued a regional general permit that
authorizes similar activities as one or
more NWPs, the district will clarify the
use of the regional general permit versus
the NWP(s) during the regional
conditioning process. For example, the
division engineer may revoke the
applicable NWP(s) so that only the
regional general permit may be used to
authorize those activities.
Water Quality Certification/Coastal
Zone Management Act Consistency
Determination for Nationwide Permits
State or Tribal water quality
certification, or waiver thereof, is
required by Section 401 of the Clean
Water Act, for activities authorized by
NWPs which result in a discharge into
waters of the United States. In addition,
any state with a federally-approved
CZMA plan must agree with the Corps
determination that activities authorized
by NWPs which are within, or will
affect any land or water uses or natural
resources of the state’s coastal zone, are
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consistent with the CZMA plan to the
maximum extent practicable. Water
quality certifications and/or CZMA
consistency determinations may be
issued without conditions, issued with
conditions, or denied for specific NWPs.
We believe that, in general, the
activities authorized by the NWPs will
not violate State or Tribal water quality
standards and will be consistent with
state CZMA plans. The NWPs are
conditioned to ensure that adverse
environmental effects will be minimal
and address the types of activities that
would be routinely authorized if
evaluated under the individual permit
process. We recognize that in some
states or Tribal lands there will be a
need to add regional conditions, or
individual state or Tribal review for
some activities, to ensure compliance
with water quality standards and/or
consistency with CZMA plans. As a
practical matter, we intend to work with
states and Tribes to ensure that NWPs
include the necessary conditions so that
they can issue water quality
certifications or CZMA consistency
concurrences. Therefore, each Corps
district will initiate discussions with
their respective state(s) and Tribe(s), as
appropriate, to discuss issues of concern
and identify regional modification and
other approaches to address the scope of
waters, activities, discharges, and PCNs,
as appropriate, to resolve these issues.
Note that in some states the Corps has
issued state programmatic general
permits (SPGPs), and within those states
some or all of the NWPs may be
suspended or revoked by division
engineers. Concurrent with today’s
proposal, district engineers may be
proposing modification or revocation of
the NWPs in states where SPGPs will be
used in place of some or all of the
NWPs.
Section 401 of the Clean Water Act
This Federal Register notice serves as
the Corps application to the Tribes,
States, or EPA, where appropriate, for
water quality certification of the
activities authorized by these NWPs.
The Tribes, States, and EPA, where
appropriate, are requested to issue,
deny, or waive water quality
certification pursuant to 33 CFR 330.4(c)
for these NWPs.
If a state denies a water quality
certification for an NWP within that
state, then the Corps will deny NWP
authorization for the affected activities
within that state without prejudice.
However, when applicants request
approval of such activities, and the
Corps determines that those activities
meet the terms and conditions of the
NWP, the Corps will issue provisional
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NWP verification letters. The
provisional verification letter will
contain general and regional conditions
as well as any project specific
conditions the Corps determines are
necessary for NWP authorization. The
Corps will notify the applicant that they
must obtain a project specific water
quality certification, or waiver thereof,
before they are authorized to start work
in waters of the United States. That is,
NWP authorization will be contingent
upon obtaining the necessary water
quality certification or waiver thereof
from the State, Tribe, or EPA where
appropriate. Anyone wanting to perform
such activities where pre-construction
notification to the Corps is not required
has an affirmative responsibility to first
obtain a project-specific water quality
certification or waiver thereof from the
Tribe, State, or EPA before proceeding
under the NWP. This requirement is
provided at 33 CFR 330.4(c).
Section 307 of the Coastal Zone
Management Act (CZMA)
This Federal Register notice serves as
the Corps determination that the
activities authorized by these NWPs are,
to the maximum extent practicable,
consistent with state CZMA programs.
This determination is contingent upon
the addition of state CZMA conditions
and/or regional conditions, or the
issuance by the state of an individual
consistency concurrence, where
necessary. States are requested to agree
or disagree with the consistency
determination following 33 CFR
330.4(d) for these NWPs.
The Corps’ CZMA consistency
determination only applies to NWP
authorizations for activities that are
within, or affect, any land, water uses or
natural resources of a State’s coastal
zone. NWP authorizations for activities
that are not within or would not affect
a State’s coastal zone do not require a
Corps CZMA consistency determination
and thus are not contingent on a State’s
agreement with the Corps’ consistency
determinations.
If a State disagrees with the Corps
consistency determination for an NWP,
then the Corps will deny authorization
for the activities within or that would
affect the coastal zone without
prejudice. However, when applicants
request approval of such activities, and
the Corps determines that those
activities meet the terms and conditions
of the NWP, the Corps will issue
provisional NWP verification letters.
The provisional verification letter will
contain general and regional conditions
as well as any project specific
conditions the Corps determines are
necessary for NWP authorization. The
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Corps will notify the applicant that they
must obtain a project specific CZMA
consistency determination before they
are authorized to start work in waters of
the United States. That is, NWP
authorization will be contingent upon
obtaining the necessary CZMA
consistency concurrence from the State.
Anyone wanting to perform such
activities where pre-construction
notification to the Corps is not required
has an affirmative responsibility to
present a consistency certification to the
appropriate State agency for
concurrence. Upon concurrence with
such consistency certifications by the
state, the activity would be authorized
by the NWP. This requirement is
provided at 33 CFR 330.4(d).
Nationwide Permit Verifications
Certain NWPs require the permittee to
submit a PCN, and thus request
confirmation from the district engineer
that an activity complies with the terms
and conditions of an NWP, prior to
commencing the proposed work. The
requirement to submit a PCN is
identified in the NWP text. Preconstruction notification requirements
may added to NWPs by division
engineers through regional conditions.
In cases where pre-construction
notification is not required, a project
proponent may submit a PCN
voluntarily, if he or she wants assurance
that the activity is authorized by an
NWP. An NWP verification is a
response to a PCN that confirms that a
particular activity is authorized by an
NWP.
In response to an NWP verification
request (PCN), the district engineer
reviews the information submitted by
the prospective permittee. If the district
engineer determines that the activity
complies with the terms and conditions
of the NWP, he will notify the
permittee. Special conditions, such as
compensatory mitigation requirements,
may be added to the NWP authorization
to ensure that the activity results in
minimal individual and cumulative
adverse effects on the aquatic
environment and other public interest
factors. The special conditions are
incorporated into the NWP verification,
along with the NWP text and the NWP
general conditions.
If the district engineer reviews the
NWP verification request and
determines that the proposed activity
does not comply with the terms and
conditions of an NWP, he will notify the
project proponent and provide
instructions for applying for
authorization under a regional general
permit or an individual permit. District
engineers will respond to NWP
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verification requests within 45 days of
receiving a complete PCN. Except for
NWP 21, if the project sponsor has not
received a reply from the Corps within
45 days, she may assume that the
project is authorized, consistent with
the information in the PCN. For NWP 21
(Surface Coal Mining), the project
sponsor may not begin work before
receiving an NWP verification.
Contact Information for Corps District
Engineers
Alabama
Idaho
Walla Walla District Engineer, ATTN:
CENWW–RD, 201 North Third Avenue,
Walla Walla, WA 99362–1876.
601 E. 12th Street, Kansas City, MO
64106–2896.
Montana
Illinois
Rock Island District Engineer, ATTN:
CEMVR–OD–P, P.O. Box 2004, Rock
Island, IL 61204–2004.
Omaha District Engineer, ATTN:
CENWO–OD–R, 106 South 15th Street,
Omaha, NE 68102–1618.
Nebraska
Indiana
Louisville District Engineer, ATTN:
CELRL–OP–F, P.O. Box 59, Louisville,
KY 40201–0059.
Omaha District Engineer, ATTN:
CENWO–OD–R, 106 South 15th Street,
Omaha, NE 68102–1618.
Nevada
Iowa
Rock Island District Engineer, ATTN:
CEMVR–OD–P, P.O. Box 2004, Rock
Island, IL 61204–2004.
Mobile District Engineer, ATTN:
CESAM–RD, 109 St. Joseph Street,
Mobile, AL 36602–3630.
Alaska
Sacramento District Engineer, ATTN:
CESPK–CO–R, 1325 J Street,
Sacramento, CA 95814–2922.
New Hampshire
Kansas
Alaska District Engineer, ATTN:
CEPOA–CO–R, P.O. Box 6898,
Elmendorf AFB, AK 99506–6898.
Arizona
Kansas City District Engineer, ATTN:
CENWK–OD–R, 700 Federal Building,
601 E. 12th Street, Kansas City, MO
64106–2896.
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
New Jersey
Kentucky
Arkansas
Little Rock District Engineer, ATTN:
CESWL–RO, P.O. Box 867, Little Rock,
AR 72203–0867.
Louisville District Engineer, ATTN:
CELRL–OP–F, P.O. Box 59, Louisville,
KY 40201–0059.
Philadelphia District Engineer, ATTN:
CENAP–OP–R, Wannamaker Building,
100 Penn Square East, Philadelphia, PA
19107–3390.
New Mexico
Louisiana
Los Angeles District Engineer, ATTN:
CESPL–CO–R, P.O. Box 532711, Los
Angeles, CA 90053–2325.
California
Sacramento District Engineer, ATTN:
CESPK–CO–R, 1325 J Street,
Sacramento, CA 95814–2922.
New Orleans District Engineer, ATTN:
CEMVN–OD–S, P.O. Box 60267, New
Orleans, LA 70160–0267.
Maine
Colorado
Albuquerque District Engineer,
ATTN: CESPA–OD–R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109–
3435.
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Maryland
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
Connecticut
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Massachusetts
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Delaware
Philadelphia District Engineer, ATTN:
CENAP–OP–R, Wannamaker Building,
100 Penn Square East Philadelphia, PA
19107–3390.
Florida
Jacksonville District Engineer, ATTN:
CESAJ–RD, P.O. Box 4970, Jacksonville,
FL 32232–0019.
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Georgia
Savannah District Engineer, ATTN:
CESAS–OP–F, P.O. Box 889, Savannah,
GA 31402–0889.
Hawaii
Honolulu District Engineer, ATTN:
CEPOH–EC–R, Building 230, Fort
Shafter, Honolulu, HI 96858–5440.
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Michigan
Detroit District Engineer, ATTN:
CELRE–RG, P.O. Box 1027, Detroit, MI
48231–1027.
Minnesota
St. Paul District Engineer, ATTN:
CEMVP–OP–R, 190 Fifth Street East, St.
Paul, MN 55101–1638.
Mississippi
Vicksburg District Engineer, ATTN:
CEMVK–OD–F, 4155 Clay Street,
Vicksburg, MS 39183–3435.
Missouri
Kansas City District Engineer, ATTN:
CENWK–OD–R, 700 Federal Building,
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Albuquerque District Engineer,
ATTN: CESPA–OD–R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109–
3435.
New York
New York District Engineer, ATTN:
CENAN–OP–R, 26 Federal Plaza, New
York, NY 10278–0090.
North Carolina
Wilmington District Engineer, ATTN:
CESAW–RG, P.O. Box 1890,
Wilmington, NC 28402–1890.
North Dakota
Omaha District Engineer, ATTN:
CENWO–OD–R, 106 South 15th Street,
Omaha, NE 68102–1618.
Ohio
Huntington District Engineer, ATTN:
CELRH–OR–F, 502 8th Street,
Huntington, WV 25701–2070.
Oklahoma
Tulsa District Engineer, ATTN:
CESWT–RO, 1645 S. 101st East Ave,
Tulsa, OK 74128–4609.
Oregon
Portland District Engineer, ATTN:
CENWP–OD–G, P.O. Box 2946,
Portland, OR 97208–2946.
Pennsylvania
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
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Pacific Territories (American Samoa,
Guam, & Commonwealth of the
Northern Mariana Islands)
Honolulu District Engineer, ATTN:
CEPOH–EC–R, Building 230, Fort
Shafter, Honolulu, HI 96858–5440.
Rhode Island
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
South Carolina
Charleston District Engineer, ATTN:
CESAC–CO–P, P.O. Box 919,
Charleston, SC 29402–0919.
South Dakota
Omaha District Engineer, ATTN:
CENWO–OD–R, 106 South 15th Street,
Omaha, NE 68102–1618.
Tennessee
Nashville District Engineer, ATTN:
CELRN–OP–F, 3701 Bell Road,
Nashville, TN 37214.
Texas
Galveston District Engineer, ATTN:
CESWG–PE–R, P.O. Box 1229,
Galveston, TX 77553–1229.
Utah
Sacramento District Engineer, ATTN:
CESPK–CO–R, 1325 J Street, CA 95814–
2922.
Vermont
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Virginia
Norfolk District Engineer, ATTN:
CENAO–OP–R, 803 Front Street,
Norfolk, VA 23510–1096.
Washington
Seattle District Engineer, ATTN:
CENWS–OP–RG, P.O. Box 3755, Seattle,
WA 98124–3755.
West Virginia
Huntington District Engineer, ATTN:
CELRH–OR–F, 502 8th Street,
Huntington, WV 25701–2070.
Wisconsin
St. Paul District Engineer, ATTN:
CEMVP–OP–R, 190 Fifth Street East, St.
Paul, MN 55101–1638.
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Wyoming
Omaha District Engineer, ATTN:
CENWO–OD–R, 106 South 15th Street,
Omaha, NE 68102–1618.
District of Columbia
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
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Puerto Rico and Virgin Islands
Jacksonville District Engineer, ATTN:
CESAJ–RD, P.O. Box 4970, Jacksonville,
FL 32232–0019.
Request for Comment
We are proposing to reissue all
nationwide permits, general conditions,
and definitions. Substantive changes to
the nationwide permits, general
conditions, and definitions are
discussed below, but we are soliciting
comments on all the nationwide
permits, general conditions, and
definitions. Minor grammatical changes,
the removal of redundant language, and
other small changes are not discussed in
the preamble below. Therefore,
commenters should carefully read each
proposed NWP, general condition, and
definition in this notice.
Discussion of Proposed Modifications to
Existing Nationwide Permits
The proposed changes to the existing
NWPs fall into two categories:
Category 1 (Cat 1)—Proposed
clarification of an existing NWP by
making minor changes to the text of the
NWP. It does not change the scope of
activities authorized by the existing
NWP.
Category 2 (Cat 2)—Proposed
modification of an existing NWP that
changes the scope of activities
authorized by that NWP, or its
substantive requirements.
If an existing NWP is not listed in this
section of the preamble, we are
proposing to reissue the NWP without
changing it.
We are proposing to modify many of
the NWPs so that they follow a standard
format: A description of activities the
NWP authorizes, followed by a
description of activities the NWP does
not authorized (if applicable). Any preconstruction notification requirements
are provided in a separate paragraph.
Any ‘‘notes’’ for the NWP are provided
at the end of the NWP. In many NWPs
we are proposing to remove explicit
references to the NWP regulations or
general conditions, to simplify the text
of those NWPs since the regulations and
general conditions apply to all NWPs
that authorize activities addressed by a
particular provision. For example,
general condition 3 requires that
activities in spawning areas during
spawning season be avoided to the
maximum extent practicable. This
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requirement applies to all NWPs that
may authorize activities in spawning
areas. In cases where specific
requirements or actions are necessary to
ensure that a particular activity
complies with NWP general conditions,
district engineers should add special
conditions to the NWP authorization for
that activity. For example, for an NWP
activity that will occur in a stream or
other waterbody with spawning areas,
special conditions may need to be
added to the NWP authorization that
impose time-of-year restrictions for
conducting that activity, to minimize
adverse effects to those spawning areas.
If the area in the vicinity of the project
site does not contain spawning areas,
then this general condition would not
apply to that NWP activity.
NWP 3. Maintenance. (Cat 2) We are
proposing to restructure and simplify
this NWP by shifting some of the
activities currently authorized by NWP
3 to the proposed new NWP A,
Emergency Repair Activities.
Specifically we are proposing to remove
the last two sentences of paragraph (i)
and the entire paragraph (iii) that are in
the current NWP 3 to the proposed new
NWP A. We are also proposing to
remove the definition of ‘‘currently
serviceable’’ from the first paragraph of
this NWP and place that definition in
the ‘‘Definitions’’ section, because that
term is also used in NWP 41,
‘‘Reshaping Existing Drainage Ditches’’
and proposed NWP C, ‘‘Pipeline Safety
Program Designated Time Sensitive
Inspections and Repairs.’’ The term
‘‘currently serviceable’’ means useable
as is or with some maintenance, but not
so degraded as to essentially require
reconstruction.
We are proposing to move the
provisions regarding the removal of
accumulated sediments from outfall and
intake structures and associated canals
from the current NWP 7 (which
authorizes construction of outfall and
associated intake structures) to
paragraph (b) of the proposed NWP 3.
The 200 foot linear limit for the removal
of accumulated sediments in existing
NWP 3 would not apply to situations
where sediments are blocking or
restricting outfall or intake structures, or
to maintenance dredging to remove
accumulated sediments from canals
associated with outfall and intake
structures. Pre-construction notification
is required for all activities authorized
under paragraph (b) of this NWP. The
proposed changes to NWP 3 will
consolidate within a single NWP the
authorization for removal of
accumulated sediments from existing
structures and from canals associated
with intake and outfall structures.
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To simplify the text of this NWP, we
are proposing to remove the explicit
references to the ‘‘water quality’’ and
‘‘management of water flows’’ general
conditions, although these general
conditions still apply. We are also
proposing to add language to paragraph
(c), to clarify that if temporary fills,
structures, or work are required to
conduct the maintenance activity, then
separate authorization may be required.
For example, it may be necessary to
discharge dredged or fill material into
waters of the United States to construct
a cofferdam, so that the maintenance
activity can be completed. The
authorization for the temporary fills,
structures, or work may be provided by
NWP 33, Temporary Construction,
Access, and Dewatering. We are
proposing to modify the notification
provision of this NWP to require
information about original design
capacities and configurations of
structures and other features where
maintenance dredging is proposed. That
provision was adapted from the
requirements for the current NWP 7 and
will allow the district engineer to ensure
compliance with the requirement that
limits the removal of sediment to the
minimum necessary to restore the
waterway to its approximate dimensions
when the structure was built.
NWP 4. Fish and Wildlife Harvesting,
Enhancement, and Attraction Devices
and Activities. (Cat 2) We are proposing
to remove the text authorizing shellfish
seeding, since that activity would be
authorized by proposed NWP D (if the
activity is an existing commercial
shellfish aquaculture operation) or NWP
27 (if it is conducted for restoration
activities).
NWP 5. Scientific Measurement
Devices. (Cat 2) We are proposing to
remove the PCN requirement for
discharges of 10 to 25 cubic yards for
the construction of small weirs and
flumes, however, we would still retain
the 25 cubic yard limit for such
construction. Division engineers can
regionally condition this NWP to
require PCNs for certain activities,
including discharges that exceed a
specified threshold for the construction
of small weirs and flumes, where
necessary to ensure minimal adverse
effects.
NWP 6. Survey Activities. (Cat 2) We
are proposing to add exploratory
trenching to the list of examples of
activities authorized by this NWP, as
well as a requirement to restore the
trenched area to its pre-construction
elevations upon completion of the work.
District engineers have used this NWP
to authorize exploratory trenching, with
minimal adverse effects on the aquatic
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environment. In the text of this NWP,
we are proposing a definition of
‘‘exploratory trenching.’’ We are also
proposing to modify this NWP to
authorize the construction of temporary
pads used for survey activities, provided
the discharge does not exceed 25 cubic
yards. The construction of temporary
pads is often necessary to provide
proper levels for equipment used for
core sampling.
NWP 7. Outfall Structures and
Associated Intake Structures. (Cat 2) We
are proposing to change the title of this
NWP to more clearly describe what it
authorizes. As discussed in the section
on the proposed changes to NWP 3, we
are proposing to remove the provisions
regarding the removal of accumulated
sediments from outfall and intake
structures and associated canals, and
place them in paragraph (b) of NWP 3.
This proposed change will simplify
NWP 7, and the removal of accumulated
sediments may be authorized by NWP 3
instead.
NWP 8. Oil and Gas Structures on the
Outer Continental Shelf. (Cat 1) We are
proposing to change the title of this
NWP to more clearly articulate what it
authorizes. We are also proposing to
modify this NWP to require preconstruction notification for all
activities, to allow district engineers to
review potential effects on navigation
and national security. Requiring PCNs
for all activities will also provide
district engineers the opportunity to
review compliance with fairway
regulations, and exercise discretionary
authority where limits of shipping
safety fairways or traffic separation
schemes have not been designated or
where changes may occur.
NWP 12. Utility Line Activities. (Cat 2)
We are proposing several modifications
to this NWP. For this proposed
modification of this NWP, the 1⁄2 acre
limit still applies to each single and
complete project, as defined at 33 CFR
330.2(i) and the ‘‘Definitions’’ section of
the NWPs.
To reduce duplication in the NWPs,
we are proposing to modify this NWP by
removing the provision for the
construction of access roads. Permanent
or temporary access roads may be
authorized by NWPs 14 or 33,
respectively, or by individual permits or
regional general permits. As a result of
this proposed change, Note 2 of the
current NWP 12 would be removed.
We are proposing to move the term
that requires mitigation for permanent
adverse effects to the functions and
services of waters of the United States
to paragraph (g) of the ‘‘mitigation’’
general condition (GC 20). District
engineers may require compensatory
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mitigation for such impacts, if
necessary, to ensure that the utility line
activity results in minimal individual
and cumulative adverse effects on the
aquatic environment.
We are also proposing to simplify the
PCN thresholds for this NWP, by
requiring notification only for those
utility line activities that require a
section 10 permit or that involve
discharges of dredged or fill material
resulting in the permanent or temporary
loss of greater than 1⁄10 acre of waters of
the United States.
We are proposing to redesignate Note
3 as Note 1, and move the first part of
the former Note 1 to the main text of
NWP 12. The second part of former Note
1 would become Note 2 of the proposed
modification of NWP 12.
NWP 13. Bank stabilization. (Cat 2)
We are proposing to modify this NWP
to clarify that district engineers may
authorize bank stabilization activities
longer than 500 linear feet, or that result
in the discharge of more than one cubic
yard of material per running foot below
the plane of the ordinary high water
mark or high tide line. Bank
stabilization activities that exceed either
of these thresholds require preconstruction notification. In response to
PCNs, district engineers can issue
written waivers of these limits provided
the proposed activities will result in
minimal individual and cumulative
adverse effects on the aquatic
environment.
We are also proposing to modify this
NWP by requiring PCNs for bank
stabilization activities that involve
discharges of dredged or fill material
into special aquatic sites, so that district
engineers can authorize those activities
if they determine that the individual
and cumulative adverse effects on the
aquatic environment are minimal. This
will replace the current prohibition
against the placement of materials in
any special aquatic site, including
wetlands. In some circumstances, it may
be more beneficial to the watershed to
stabilize eroding banks, even though
small amounts of fringe wetlands or
mudflats may be impacted by the bank
stabilization activity. District engineers
will exercise discretionary authority to
require an individual permit if the
proposed work would result in more
than minimal adverse effects to special
aquatic sites.
We are proposing to remove the
provision requiring that the ‘‘activity is
part of a single and complete project’’,
since that requirement applies to all
NWPs. The phrase ‘‘single and complete
project’’ is defined at 33 CFR 330.2(i)
and the ‘‘Definitions’’ section of the
NWPs. In place of the general statement
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that the NWP may not be used to
channelize a water of the United States,
we are also proposing to clarify that
NWP 13 does not authorize stream
channelization activities.
NWP 14. Linear Transportation
Projects. (Cat 1) We are proposing to
restructure this NWP to make it easier
to understand, but the general scope of
authorized activities is unchanged. The
acreage limits and PCN thresholds are
the same as before. In the first paragraph
of this NWP, we are proposing to
replace the word ‘‘crossings’’ with
‘‘projects,’’ to be consistent with the title
of this NWP.
We are proposing to add a new
condition to this NWP, to limit stream
channel modifications to the minimum
necessary to construct or protect linear
transportation projects. We are also
proposing to add language clarifying
that NWP 14 does not authorize
temporary construction, access, and
dewatering activities; those activities
may be authorized by NWP 33. That
language is intended to support our
objective to reduce duplication in the
NWPs, since NWPs 14 and 33 can be
combined to authorize single and
complete linear transportation projects
that involve temporary construction
impacts, provided there is compliance
with the ‘‘use of multiple nationwide
permits’’ general condition (GC 24).
We are proposing to remove the
explicit requirement that the PCN
include a compensatory mitigation
proposal. The compensatory mitigation
requirements for the NWPs are
addressed in the ‘‘mitigation’’ general
condition (GC 20).
To simplify this NWP, we are also
proposing to remove other redundant
language: (1) The text requiring
delineations of special aquatic sites to
be submitted with PCNs, which is
addressed by paragraph (b)(4) of the
‘‘pre-construction notification’’ general
condition (GC 27); (2) the text requiring
that the width of the fill be limited to
the minimum size necessary, which is
addressed by the ‘‘mitigation’’ general
condition (GC 20); (3) the references to
the ‘‘management of water flows’’ and
‘‘water quality’’ general conditions; and
(4) the requirement that the linear
transportation project be a single and
complete project, since that requirement
applies to all NWPs (see 33 CFR
330.2(i)).
NWP 16. Return Water From Upland
Contained Disposal Areas. (Cat 1) We
are proposing to rearrange the text of
this NWP so that it will be consistent
with the format of the other NWPs. We
are not proposing any changes to the
terms of this NWP.
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NWP 17. Hydropower Projects. (Cat 1)
We are proposing to rearrange the text
of this NWP, without modifying any of
its terms or its scope.
NWP 18. Minor Discharges. (Cat 2) To
enhance protection of the aquatic
environment, we are proposing to
modify this NWP by applying the 1⁄10
acre limit to all losses of waters of the
United States, not just special aquatic
sites. This proposed change will also
help simplify this NWP. We are also
proposing to eliminate the second
sentence of paragraph (b) of this NWP,
since the concepts in that sentence are
already addressed in the definition of
‘‘loss of waters of the United States.’’
We are proposing to remove the text
requiring a delineation of special
aquatic sites, since it will be addressed
in paragraph (b)(4) of the ‘‘preconstruction notification’’ general
condition (GC 27). We are also
proposing to remove the language
relating to the requirement that the
discharge be part of a single and
complete project, since that requirement
applies to all NWPs.
NWP 19. Minor Dredging. (Cat 1) We
are proposing to remove the phrase ‘‘as
part of a single and complete project,’’
since that requirement applies to all
NWPs and it is not necessary to include
that phrase in the text of this NWP.
NWP 21. Surface Coal Mining
Operations. (Cat 1) We are proposing to
reissue NWP 21 to authorize discharges
of dredged or fill material into waters of
the United States associated with
surface coal mining operations such as
contour mining, mountaintop mining,
and area mining. While surface coal
mining operations occur throughout the
United States, the majority of mines that
create excess spoil material are located
in the Appalachian coalfields region,
many in steep slope terrains. These
types of mining frequently result in
excess spoil material being created that
may not safely be placed back on the
mine site. Other permanent impacts
may include permanent stream
diversions and/or relocations, fill for
coal processing plants, and coal
processing waste areas. Temporary
impacts to waters of the United States
frequently include temporary stream
relocations, road crossings, and
sediment ponds. Surface coal mining
activities may also involve disturbances
to stream channels. Coal deposits
underlie many streams at shallow
depths and mining activities routinely
divert and relocate watercourses to
remove the coal.
An integrated permit processing
procedure is envisioned by the Joint
Procedures Framework Memorandum of
Understanding signed by the Corps, U.S.
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EPA, U.S. FWS and Office of Surface
Mining (OSM) on February 8, 2005. It is
a collaborative process in which the
Surface Mining Control and
Reclamation Act authority chooses to be
the lead agency in coordinating
interagency review of applications for
surface coal mining operations, while
preserving the authorities and
responsibilities of each agency for
permit decisions. This should result in
concurrent reviews by the agencies,
reduce duplication, and allow for joint
pre-application and public meetings and
joint site visits. To date at least one state
(Ohio) has initiated an integrated permit
process, and several other states, such as
Washington, are having discussions.
This NWP is used to provide section
404 authorization for surface coal
mining activities that have also been
authorized by the Office of Surface
Mining (OSM) or states with approved
programs under Title V of the Surface
Mining Control and Reclamation Act of
1977 (SMCRA). One of the objectives of
NWP 21 is to reduce duplication
between the SMCRA and Section 404
permitting processes when authorizing
surface coal mining projects. In previous
versions of NWP 21, there has not been
a limit on either the acreage or linear
feet of waters and streams that could be
impacted. This was based partly on the
belief that the analyses and
environmental protection performance
standards required by SMCRA, in
conjunction with PCN review, are
generally sufficient to ensure that NWP
21 activities result in minimal
individual and cumulative adverse
effects on the aquatic environment.
Under SMCRA requirements, surface
coal mine operators must minimize
adverse impacts to fish and wildlife
habitat and material damage to the
hydrologic balance within the project
area. They must also prevent material
damage to the hydrologic balance in
surrounding areas. OSM is in the
process of developing revisions to its
excess spoil disposal rules that would
provide additional protection for
streams.
However, in processing PCNs for
NWP 21, the Corps does not rely solely
on the SMRCA process to ensure
compliance with the requirements of the
Clean Water Act (CWA). Additional
measures, such as compensatory
mitigation to offset losses of aquatic
resource functions, are often needed to
ensure that NWP 21 activities result in
minimal individual and cumulative
adverse effects on the aquatic
environment. The SMCRA process is
used to identify where surface coal
mining activities will occur, and in
Appalachia the SMCRA process is used
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to identify the number and location of
valley fills. The PCN process is used to
determine what compensatory
mitigation is needed to satisfy the
404(b)(1) Guidelines and ensure that
individual and cumulative impacts are
minimal. While activities performed to
satisfy SMCRA requirements may be
considered in determining
compensatory mitigation requirements
under Section 404, there is no
presumption that these activities by
themselves are sufficient. Through an
April 1999 Memorandum of
Understanding (MOU) signed by the
COE, EPA, OSM, FWS, and the West
Virginia Department of Environmental
Protection (WVDEP), the agencies
agreed to conduct joint permit
application reviews for surface coal
mining projects in West Virginia which
impacted streams draining watersheds
of 250 acres or greater and these
activities were required to obtain
individual permits. Partly as a result of
the MOU, many surface coal mining
projects in the Huntington District are
now authorized under individual
permits. The MOU was rescinded after
the Mountaintop Mining/Valley Fill
Programmatic Environmental Impact
Statement was finalized.
In 2002, the Corps attempted to
address concerns about the impacts of
NWP 21 by requiring that all NWP 21
projects, of any size, file a PCN with the
Corps and wait for written authorization
from the Corps before beginning work.
In contrast, most NWPs allow the
project sponsor to begin work 45 days
after filing a complete PCN, unless the
sponsor has heard explicitly from the
Corps that the work is not authorized.
To further strengthen its process for
reviewing PCNs, on March 19, 2004, the
Corps issued a standard operating
procedure (SOP) for NWP 21 processing.
This SOP was developed to improve
consistency, and to enhance
predictability and certainty. The
procedures in the SOP make the NWP
21 PCN review process similar to the
individual permit review process, such
as the requirement for agency
coordination on all proposed NWP 21
activities. The SOP lists the types of
information needed by the Corps to
make minimal impact determinations
for proposed NWP 21 activities.
Functional assessments appropriate to
the region in which a proposed NWP 21
activity is located are required to assess
stream quality and wetland impacts.
The SOP also discusses requirements for
compensatory mitigation projects,
including monitoring requirements and
financial assurances, in cases where
compensatory mitigation is necessary to
ensure that an NWP 21 activity results
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in minimal individual and cumulative
adverse effects on the aquatic
environment. Further guidance on
compensatory mitigation for impacts to
aquatic resources resulting from surface
coal mining activities was issued by the
Corps on May 7, 2004.
However, we have continued to hear
concerns from some stakeholders about
the lack of an acreage limit for NWP 21.
In response, we are seeking comment on
the need for an acreage, or other type,
of limit for this NWP. Commenters
should address the appropriate
scientific and environmental basis for
determining whether there is a need for
a limit, and discuss types of possible
limits (e.g., acreage or stream length
impacted, watershed drained).
Commenters should also indicate
whether it is appropriate to maintain or
modify the current notification
requirements if a limit is added, since
these were adopted partially in response
to concerns about the lack of a limit.
The terms and conditions of NWP 21,
in conjunction with SMCRA
requirements, the PCN review process,
and any compensatory mitigation
required under general condition 20,
will ensure that this NWP authorizes
only those activities with minimal
individual and cumulative adverse
effects on the aquatic environment.
We are proposing to remove the text
stating that the district engineer may
require a bond to ensure the success of
mitigation, since the district engineer
has the discretion to impose that
requirement on any NWP activity where
mitigation is required. As with the
current NWP 21, compensatory
mitigation for impacts resulting in the
loss of aquatic resources that is required
by OSM or the state may be considered
when determining compensatory
mitigation for NWP 21 activities. In
accordance with our proposed revisions
to the ‘‘pre-construction notification’’
general condition (GC 27), all NWP
PCNs require submission of delineations
of waters of the United States, including
special aquatic sites (see paragraph
(b)(4) of that general condition).
Division engineers can regionally
condition this NWP to impose an
acreage or linear foot limit or other
special conditions, if there are concerns
for the aquatic environment in a
particular district, watershed, or other
geographic region.
NWP 22. Removal of Vessels. (Cat 2)
We are proposing rearrange the text of
this NWP so that it is in a format similar
to the other NWPs. We are also
proposing to require a PCN if the vessel
removal activity involves discharges of
dredged or fill material into special
aquatic sites. We are proposing to move
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the term addressing vessel disposal in
waters of the United States to the
‘‘Note’’ at the end of the NWP. We are
proposing to clarify that vessel disposal
in waters of the United States requires
separate authorization, if a Corps permit
is required.
NWP 23. Approved Categorical
Exclusions. (Cat 1) We are proposing to
modify this NWP by reorganizing the
text to make it easier to read. We are
proposing to add the phrase ‘‘including
pre-construction notification
requirements’’ to paragraph (c) of this
NWP to clarify that some activities
eligible for NWP authorization may
require submission of PCNs to district
engineers prior to commencing the
activity. We are also proposing to
change the Corps office designation
from CECW–OR to CECW–CO to reflect
organizational changes at Corps
Headquarters.
In the ‘‘Notification’’ provision, we
are proposing to add a sentence to
explain that there are Regulatory
Guidance Letters (RGLs) that list the
approved activities that require
submission of PCNs. Prospective
permittees should review the
appropriate RGL to determine if an
approved activity requires submittal of
a PCN to the district engineer prior to
beginning the activity. The current
activities that have been approved (i.e.,
the Chief of Engineers has concurred
that they are categorically excluded) for
use of NWP 23 are provided in RGL 05–
07.
We are also proposing to add a ‘‘Note’’
to this NWP, to clarify that agencies may
submit requests to the Office of the
Chief of Engineers to include additional
activities as approved for authorization
under NWP 23. Upon receipt of such
requests, we will conduct a public
notice and comment process to
determine whether the proposed
activities are in fact categorically
excluded. Additional activities
approved for use of NWP 23 would be
announced in an RGL, which would be
posted at the internet address indicated
in the ‘‘Note.’’
NWP 24. Indian Tribe or State
Administered Section 404 Programs.
(Cat 2) We are proposing to modify this
NWP to include Indian Tribes. Section
518(e) of the Clean Water Act authorizes
the U.S. EPA Administrator to treat an
Indian Tribe as eligible for assuming the
section 404 permit program. Currently,
only two States (Michigan and New
Jersey) and no Indian Tribes are
approved to administer the section 404
program, and we are proposing to add
a note to list those states. We are also
proposing to move the text clarifying
that certain structures in navigable
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waters do not require section 10 permits
to a note.
NWP 27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities. (Cat 2) We are proposing to
change the title of this NWP to more
accurately reflect the types of activities
it authorizes, since aquatic habitats
other than streams and wetlands can be
restored, established, or enhanced by
activities authorized by this NWP. The
term ‘‘creation’’ would be replaced with
‘‘establishment,’’ to conform with the
terminology in Regulatory Guidance
Letter 02–02 for wetland project types
and the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’ We
are proposing to modify this NWP to
prohibit the conversion of natural
wetlands to another aquatic use, but the
relocation of non-tidal wetlands on the
project site would still be authorized
provided certain conditions are met. In
addition, we are proposing to add
shellfish seeding to the list of examples
of authorized activities, since shellfish
seeding is used to restore oyster
populations.
We are also proposing to modify this
NWP to require permittees to submit
copies of: Binding wetland
enhancement, restoration, or
establishment agreements; NRCS
documentation for voluntary wetland
restoration, enhancement, or
establishment actions; or Surface
Mining Control and Reclamation Act
(SMCRA) permits issued by the Office of
Surface Mining or the applicable state
agency. These documents must be
submitted to the district engineer at
least 30 days prior to commencing
activities in waters of the United States
authorized by this NWP. Standard PCNs
are not required for activities conducted
pursuant to one of these instruments
(except reversion activities; see below),
but the submission of these already
prepared documents will allow the
Corps to ensure that the conditions for
use of the NWP have been satisfied,
with minimal burden to the project
proponent.
We are proposing to replace ‘‘values’’
with ‘‘services’’ because ecosystem
services provide more objective
measures of the importance of aquatic
resource functions to human
populations. Services are the benefits
that humans derive from the functions
performed by wetlands and other
aquatic resources. Examples of wetland
services include flood damage
reduction, water quality improvement,
and opportunities for viewing birds and
other wildlife. Aquatic resource
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restoration, establishment, and
enhancement activities authorized by
this NWP are likely to provide
ecosystem services that benefit human
populations. Values of aquatic resources
are difficult to describe objectively, and
are usually dependent on the point of
view of the person making the
assessment. Values may relate to either
monetary or non-monetary measures,
whereas services can be described in
physical terms that are easier to evaluate
and address, where necessary, in NWP
authorization letters and special permit
conditions.
We are proposing to modify the
reversion provision of this NWP by
adding the Farm Service Agency (FSA)
and appropriate designated state
cooperating agencies of the U.S. Fish
and Wildlife Service, Natural Resources
Conservation Service, FSA, National
Marine Fisheries Service, and National
Ocean Service to the list of agencies that
may execute wetland restoration,
enhancement, or establishment
agreements with landowners. This NWP
authorizes discharges of dredged or fill
material in waters of the United States
for the reversion of wetlands that were
restored, enhanced, or established on
prior-converted cropland that has not
been abandoned or on uplands, in
accordance with a binding agreement
between the landowner and NRCS, FSA,
FWS, or their designated state
cooperating agencies. There may be
cases where the designated state
cooperating agency has taken over the
operational aspects of executing
wetland restoration, enhancement, or
establishment agreements with
landowners for those federal agencies.
The Conservation Reserve Enhancement
Program (CREP) administered by FSA
may involve wetland restoration,
enhancement, and/or establishment
activities, and this program may be
delegated to state agencies for
implementation. A CREP contract
between the landowner and the
administering agency may be for a term
of 10 to 15 years. We are also proposing
to add the phrase ‘‘or on uplands’’ to the
third sentence of this paragraph, since
wetlands may be established on uplands
as a result of an agreement between the
landowner and another government
agency.
We are also proposing to modify this
NWP by moving the requirement to
notify the district engineer prior to
conducting any reversion activities to
the ‘‘Notification’’ provision. The
‘‘Notification’’ provision requires the
permittee or appropriate Federal or
State agency to notify the district
engineer in accordance with general
condition 27. For reversion activities,
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the permittee must show that the
activity qualifies for reversion by
providing documentation showing that
a prior agreement has expired, or that
the reversion activity is otherwise
authorized. This documentation may
consist of either: (1) A copy of the
original wetland enhancement,
restoration, or establishment agreement
between the landowner and the NRCS,
FSA, FWS, or appropriate designated
state cooperating agency that shows the
expiration date, if the agreement has an
expiration date; (2) the NRCS
documentation for voluntary wetland
enhancement, restoration, and
establishment actions demonstrating
compliance with NRCS regulations; or
(3) a copy of the SMCRA permit issued
by the OSM or applicable state agency.
We are proposing to modify the
‘‘Note’’ at the end of this NWP, by
removing the first sentence. Since the
first paragraph of this NWP states that
it authorizes only those activities that
result in a net increase in aquatic
resource functions and services (except
for authorized reversion activities), it is
redundant to restate this requirement in
the Note. We are also proposing to
remove the text stating that
compensatory mitigation is required for
impacts to waters of the United States
caused by the authorized construction
of compensatory mitigation projects,
including mitigation banks and in-lieu
fee programs.
In addition, we are proposing to
remove the last sentence of the ‘‘Note,’’
which states that NWP 27 can be used
to authorize the construction of a
mitigation bank only when that bank
has been approved in accordance with
the procedures in the interagency
mitigation banking guidance issued on
November 28, 1995 (60 FR 58605). This
provision is contrary to the 1995
guidance, which states that a bank
sponsor may proceed, at his or her own
risk, with the construction of the
mitigation bank after receiving the
Department of the Army permit, if the
mitigation banking instrument has not
yet been approved.
NWP 29. Residential Developments.
(Cat 2) We are proposing to combine
NWP 29 and the provisions of NWP 39
pertaining to residential developments
into a single nationwide permit that
authorizes single unit residences (e.g.,
single family homes) and multiple unit
residential developments. In other
words, we are proposing that NWP 29
authorize both single unit and multiple
unit residential developments while
NWP 39 would authorize commercial
and institutional developments because
residential developments differ from
commercial and institutional
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developments. In addition, residential
developments are often subject to
different state and local requirements.
We are seeking comments on the
appropriateness of having separate
NWPs to authorize residential
developments and commercial and
institutional developments.
We are proposing to require PCNs for
all activities authorized by this NWP, to
ensure that those activities result in
minimal individual and cumulative
adverse effects to the aquatic
environment and other public interest
review factors, such as floodplain
values.
The proposed acreage limit is 1⁄2 acre,
and that acreage limit includes any
losses of waters of the United States
resulting from filling or excavating
stream beds. We are also proposing to
impose a 300 linear foot limit on the
loss of stream bed. For intermittent and
ephemeral stream beds, a district
engineer can waive the 300 linear foot
limit on a case-by-case basis, if he
determines that the adverse effects on
the aquatic environment are minimal,
individually and cumulatively. These
waivers must be issued in writing by the
district engineer. The 300 linear foot
limit cannot be waived for perennial
stream beds.
The proposed modification of this
NWP provides more protection of the
aquatic environment. The proposed
NWP can be used in a narrower scope
of waters than the current NWP 29. The
current NWP 29 authorizes discharges
of dredged or fill material into all nontidal waters of the United States,
including those non-tidal wetlands that
are adjacent to tidal waters. The
proposed modification of NWP 29 does
not authorize discharges of dredged or
fill material into non-tidal wetlands
adjacent to tidal waters. The current
NWP 39 authorizes both single unit and
multiple unit residential developments
with a ⁄2 acre limit for discharges of
dredged or fill material into non-tidal
waters, except for non-tidal wetlands
adjacent to tidal waters. In effect, the
current NWP 29 is being eliminated,
and we are proposing to replace it with
the provisions of the current NWP 39
that authorize single and multiple unit
residential developments.
We are proposing to remove the text
requiring permittees to minimize onand off-site impacts and avoid flooding,
since those requirements are addressed
by the ‘‘mitigation’’ general condition
(GC 20) and the ‘‘management of water
flows’’ general condition (GC 9). We are
proposing to remove the text requiring
the maintenance of vegetated buffers
next to open waters, since paragraph (d)
of general condition 20 states that
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district engineers may require the
establishment and maintenance of
riparian areas next to streams and other
open waters. We are proposing to
eliminate the text defining the acreage
loss of waters of the United States, since
there is a definition of ‘‘loss of waters
of the United States’’ in the
‘‘Definitions’’ section of the NWPs.
We are also proposing to eliminate the
condition restricting the use of NWP 29
to those individuals constructing single
family homes for personal use, as well
as the definitions for ‘‘individual’’ and
‘‘parcel of land.’’ We believe that it is
inappropriate to establish different
permits for single and multiple
residential development because the
impacts to the aquatic environment are
determined by the permit conditions
themselves (e.g., 1⁄2 acre limit) and not
the type of residential development or
the type of permittee. Each proposed
NWP 29 activity will be evaluated
through the PCN process to determine if
the activity qualifies for NWP
authorization.
This NWP can be used to authorize
discharges of dredged or fill material
into non-tidal waters of the United
States (other than non-tidal wetlands
adjacent to tidal waters) to construct
building foundations and pads, as well
as attendant features. The examples of
attendant features listed in this NWP
were taken from the current NWP 39.
The scope of applicable waters is the
same as the current NWP 39. We are
proposing to retain the residential
subdivision provision from the current
NWP 39.
In response to a PCN, the district
engineer may impose special conditions
on a case-by-case basis to ensure that
the adverse effects on the aquatic
environment are minimal or exercise
discretionary authority to require an
individual permit for the work. The
issuance of this NWP, as with any NWP,
allows for the use of discretionary
authority when valuable or unique
aquatic areas may be affected by these
activities.
NWP 30. Moist Soil Management for
Wildlife. (Cat 2) We are proposing to
modify this NWP by removing the
phrase ‘‘performed on non-tidal
Federally-owned or managed, Stateowned or managed property, and local
government agency-owned or managed
property, for’’. Removal of this phase
will allow any landowner to use this
NWP to authorize discharges of dredged
or fill material into non-tidal waters of
the United States for the purpose of
managing wildlife habitat and feeding
areas. We do not believe this NWP
should be restricted to government
agencies, since many private
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landowners have an interest in
attracting and supporting various
species of wildlife, and can do these
activities without causing more than
minimal adverse environmental effects.
We are also proposing to remove the
phrase ‘‘[t]he repair, maintenance or
replacement of existing water control
structures; the repair or maintenance of
dikes; and’’ since those activities may be
authorized by NWP 3. In its place, we
are proposing to add an explanatory
‘‘Note’’ at the end of the NWP. For the
reasons provided in the preamble
discussion of the definition of ‘‘riparian
areas,’’ we are proposing to replace the
phrase ‘‘vegetated buffers’’ with
‘‘riparian areas.’’
NWP 31. Maintenance of Existing
Flood Control Facilities. (Cat 1) We are
proposing to remove the last sentence of
the first paragraph of this NWP, which
discussed certain types of maintenance
activities that do not require section 404
permits, since that issue is more
appropriately addressed through the
Corps current definition of ‘‘discharge of
dredged material’’ at 33 CFR 323.2(d).
We are proposing to add ‘‘levees’’ to
the list of features that can be
maintained through the authorization
provided by this NWP, since levees are
often integral parts of flood control
facilities. Discharges of dredged or fill
material in waters of the United States
for levee maintenance may be
authorized by this NWP, provided the
levees are included in the maintenance
baseline.
NWP 32. Completed Enforcement
Actions. (Cat 1) We are proposing to
eliminate the phrase ‘‘For either (i), (ii),
or (iii) above,’’ from the last paragraph
of this NWP. This phrase is unnecessary
because permittees must comply with
all applicable terms and conditions of
any NWP. We are also proposing to
remove the phrase ‘‘or fails to complete
the work by the specified completion
date’’ since the completion date should
be specified in the court decision,
consent decree, or judicial/non-judicial
settlement agreement.
NWP 33. Temporary Construction,
Access, and Dewatering. (Cat 1) We are
proposing to divide the first sentence of
this NWP into two sentences, to clarify
that temporary structures or work in
navigable waters of the United States or
discharges of dredged or fill material in
waters of the United States associated
with construction activities that do not
require permits from the Corps or the
U.S. Coast Guard, as well as those that
do require and have obtained such
permits, are authorized by this NWP.
We are also proposing to move the
requirement for a restoration plan from
the ‘‘pre-construction notification’’
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general condition (general condition 13
of the 2002 NWPs) to the ‘‘Notification’’
paragraph of this NWP. The PCN must
include a restoration plan showing how
all temporary fills and structures will be
removed and the area restored to preproject conditions. The restoration plan
should also describe reasonable
measures for avoidance and
minimization of adverse effects to
aquatic resources. We are proposing to
remove the sentence that states that the
district engineer will add special
conditions to ensure minimal adverse
effects, since the addition of special
conditions where necessary to ensure
minimal adverse effects is a condition of
all NWPs.
NWP 34. Cranberry Production
Activities. (Cat 1) We are proposing to
rearrange the text of this NWP, to
conform with the general format of the
proposed NWPs, and to eliminate the
phrase ‘‘provided the activity meets all
of the following criteria:’’ since
activities must comply with all terms
and conditions of an NWP. We are also
proposing to remove the text requiring
PCNs to include delineations of special
aquatic sites, since that requirement is
addressed by paragraph (b)(4) of the
proposed modification of the ‘‘preconstruction notification’’ general
condition (GC 27).
We are proposing to modify this NWP
to clarify that an existing cranberry
production operation needs to submit a
pre-construction notification only once
during the period that this NWP is
valid. The NWP authorization would
apply to on-going discharges of dredged
or fill material into waters of the United
States, provided the 10 acre limit is not
exceeded.
NWP 36. Boat Ramps. (Cat 2) We are
proposing to modify this NWP to allow
district engineers to issue, on a case-bycase basis after reviewing preconstruction notifications, waivers to
the 50 cubic yard limit for discharges of
dredged or fill material into waters of
the United States to construct a boat
ramp. We are also proposing to allow
district engineers to issue waivers to the
20 foot width limit for boat ramps.
These waivers can be issued only if,
after reviewing a pre-construction
notification, the district engineer
determines that the adverse effects on
the aquatic environment and other
factors of the public interest will be
minimal. These waivers must be issued
in writing by the district engineer.
We are proposing to modify this NWP
to require pre-construction notification
if the proposed boat ramp involves
discharges of more than 50 cubic yards
of dredged or fill material into waters of
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the United States, or if the proposed
boat ramp is greater than 20 feet wide.
We are also proposing to remove the
text prohibiting the use of material that
may cause unacceptable chemical
pollution, since that issue is addressed
by the ‘‘suitable material’’ general
condition (GC 6).
NWP 37. Emergency Watershed
Protection and Rehabilitation. (Cat 1)
We are proposing to rearrange the text
of this NWP to conform with the format
of the proposed modified NWPs, but it
will not change the scope of activities
authorized by this NWP.
NWP 38. Cleanup of Hazardous and
Toxic Waste. (Cat 1) We are proposing
to modify this NWP by moving the
requirement to submit a delineation of
waters of the United States to paragraph
(b)(4) of the ‘‘pre-construction
notification’’ general condition (GC 27).
We are also proposing to move the last
sentence of this NWP to a ‘‘Note’’ at the
end of the NWP.
NWP 39. Commercial and
Institutional Developments. (Cat 2) We
are proposing to remove residential
developments as an authorized activity
from this NWP and modify NWP 29 to
authorize both single unit and multiple
unit residential developments. We
believe that NWP 39 should be modified
to authorize only commercial and
institutional developments because
those types of developments differ from
residential developments in a number of
ways. Commercial and institutional
developments are often subject to
different state and local requirements
than residential developments, such as
storm water management and
infrastructure requirements. Planning
and zoning requirements for residential,
commercial, and institutional
developments may also be different,
which can affect where they are located
in a watershed. We are soliciting
comments on limiting NWP 39 to
authorizing discharges of dredged or fill
material into waters of the United States
to construct or expand commercial and
institutional developments.
We are proposing to modify this NWP
to require PCNs for all activities, to
ensure that those activities result in
minimal individual and cumulative
adverse effects on the aquatic
environment and other public interest
review factors, such as floodplain
values. Since PCNs will be required for
all activities authorized by this NWP,
we are proposing to eliminate the
reporting requirement in paragraph (i) of
the current NWP 39. For the same
reason, we are also proposing to
eliminate the ‘‘Note’’ from this NWP.
We are also proposing to modify the
300 linear foot limit for the loss of
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stream bed to apply that limit to
ephemeral streams. We are proposing to
allow district engineers to waive the 300
linear foot limit, if the loss of
intermittent or ephemeral stream bed
will have minimal individual and
cumulative adverse effects on the
aquatic environment. These waivers
must be issued in writing by the district
engineer.
Another modification we are
proposing is to move the requirement to
submit a delineation of waters of the
United States to paragraph (b)(4) of the
‘‘pre-construction notification’’ general
condition (GC 27). Since we are
proposing to modify this NWP to
require PCNs for all activities and
because the ‘‘mitigation’’ general
condition (GC 20) requires permittees to
avoid and minimize adverse effects to
the maximum extent practicable on the
project site, we are proposing to remove
the text requiring submittal of a written
avoidance and minimization statement
and a compensatory mitigation proposal
with the PCN. District engineers will
review PCNs to ensure that all
practicable on-site avoidance and
minimization has been accomplished. In
response to a PCN, the district engineer
may require compensatory mitigation to
ensure that the authorized activity
results in minimal adverse
environmental effects (see 33 CFR
330.1(e)(3)).
We are proposing to remove the text
requiring the permittee to establish and
maintain, to the maximum extent
practicable, riparian areas next to
streams and other open waters on the
project site, since this issue is addressed
by paragraph (e) of general condition 20,
which applies to all NWPs, including
NWP 39.
We are proposing to remove the
references to the general conditions
relating to water quality and the
management of water flows, since those
general conditions apply, as
appropriate, to all NWPs.
In response to a PCN, the district
engineer may impose special conditions
on a case-by-case basis to ensure that
the adverse effects on the aquatic
environment are minimal or exercise
discretionary authority to require an
individual permit for the work. The
issuance of this NWP, as with any NWP,
allows for the use of discretionary
authority when valuable or unique
aquatic areas may be affected by these
activities.
NWP 40. Agricultural Activities. (Cat
2) We are proposing to modify this NWP
by eliminating the distinction between
permittees that are U.S. Department of
Agriculture (USDA) program
participants and those permittees who
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are not USDA program participants.
Participants in USDA programs, as well
as non-participants, are eligible to use
this NWP for agricultural activities.
NRCS would no longer need to
determine the applicability of this NWP
to authorize agricultural activities
resulting in discharges of dredged or fill
material into waters of the United
States.
We are proposing to modify this NWP
to require PCNs for all activities, for
case-by-case review by district engineers
to ensure that those activities result in
minimal individual and cumulative
adverse effects to the aquatic
environment and other public interest
review factors.
We are also proposing to modify this
NWP to authorize the construction of
farm ponds in non-tidal waters of the
United States, excluding perennial
streams, where the pond is necessary for
agricultural production. This NWP
would authorize the construction of
farm ponds that do not qualify for the
Clean Water Act Section 404(f)(1)(C)
exemption because of the recapture
provision at section 404(f)(2) of the Act.
This NWP does not authorize the
construction of ponds on nonagricultural land, or the construction of
recreational or ornamental ponds. We
are proposing to limit discharges of
dredged or fill material for the
construction of farm ponds to non-tidal
waters, other than perennial streams
and non-tidal wetlands adjacent to tidal
waters, to ensure that the construction
of the farm pond results in minimal
individual and cumulative adverse
effects on the aquatic environment. The
construction of ponds in perennial
streams is more likely to cause more
than minimal adverse effects on the
aquatic environment, by disrupting
stream geomorphic processes, as well as
ecological functions of streams.
Since we are proposing to modify this
NWP to require PCNs for all activities,
we are removing the explicit
requirement to submit a compensatory
mitigation plan with the PCN. In
response to a PCN, the district engineer
may require compensatory mitigation
(see 33 CFR 330.1(e)(3)) to ensure that
the authorized work results in minimal
adverse effects on the aquatic
environment. The ‘‘mitigation’’ general
condition (GC 20) also addresses
compensatory mitigation requirements
for all NWPs. Any compensatory
mitigation required for activities
authorized by this NWP that requires
section 404 authorization may be
authorized by this NWP or NWP 27.
We are proposing to remove the
definition of ‘‘farm tract’’ and the
conditions limiting the use of NWPs 39
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and 40 on a particular site, since district
engineers will receive PCNs for all
activities authorized by this NWP.
District engineers will review PCNs for
those NWPs to ensure that the proposed
work results in minimal individual and
cumulative adverse environmental
effects.
NWP 41. Reshaping Existing Drainage
Ditches. (Cat 2) We are proposing to
modify this NWP to clarify that it
authorizes only the reshaping of
drainage ditches constructed in waters
of the United States where the purpose
of reshaping the ditch is to improve
water quality. As a result of this
modification, we are also proposing to
remove the sentence which states why
compensatory mitigation is not required
for the activities authorized by this
NWP.
The purpose of this NWP is to
encourage landowners who need to
maintain drainage ditches constructed
in waters of the United States to do so
in a manner that benefits the aquatic
environment. The maintenance of a
drainage ditch to its current
configuration is exempt under Section
404(f)(1)(C) of the Clean Water Act, and
does not require a DA permit. This
exemption does not authorize reshaping
of existing drainage ditches, so this
NWP authorizes reshaping activities
that benefit the aquatic environment.
This NWP was first issued on March 9,
2000, (65 FR 12818) to authorize, to the
extent that a section 404 permit is
required, the grading of the banks of a
currently serviceable ditch to gentler
(shallower) slopes than its current or
original configuration. Reshaping a
drainage ditch so that it has shallower
side slopes can help improve water
quality by decreasing the velocity of
water flowing through the ditch and by
spreading out water flow over a greater
area of soil surface. It should also
provide more area for plants to become
established and grow within the ditch.
These changes are likely to help
improve water quality by increasing
water contact with vegetation and soil
microbes, to facilitate the removal of
nutrients and other chemical
compounds through biogeochemical
processes. Slower water flow rates
through the ditch should also decrease
erosion, also improving water quality.
We are proposing to remove the
prohibition against permanent
sidecasting of excavated material into
waters of the United States, where the
excavated material results from the
ditch reshaping activity. In cases where
there are jurisdictional wetlands or
other waters next to the ditch to be
reshaped, this prohibition is likely to
cause many landowners to maintain the
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ditch at its originally designed
configuration to qualify for the
exemption, since the 404(f)(1)(C)
exemption allows discharges of dredged
or fill material into waters of the United
States resulting from ditch maintenance
activities.
Since one of the conditions of this
NWP states that the centerline of the
ditch must remain in approximately the
same place, we do not believe that it is
necessary to state that this NWP does
not authorize stream relocation projects.
NWP 42. Recreational Facilities. (Cat
2) We are proposing to simplify this
NWP by removing the term which limits
its use to those recreational facilities
that are integrated into the existing
landscape and do not substantially
change pre-construction grades or
deviate from natural landscape
contours. That particular term is
problematic in many areas of the United
States, especially those regions where
the project area for a proposed
recreational facility is predominantly
uplands. The construction of
recreational facilities that result in
minimal individual and cumulative
adverse effects on the aquatic
environment should be authorized by
this NWP, regardless of the amount of
changes to pre-construction grades or
natural landscape contours in areas not
subject to regulatory jurisdiction under
Section 404 of the Clean Water Act.
We are also proposing to modify this
NWP to require PCNs for all activities,
so that district engineers will be able to
review proposed recreational facilities
to ensure that they result in minimal
individual and cumulative adverse
effects on the aquatic environment.
We are also proposing to remove the
text requiring submission of a
compensatory mitigation proposal with
a PCN, since GC 20 addresses
compensatory mitigation requirements
for all NWPs. We are proposing to
remove the text that explicitly requires
water quality management measures,
since such measures may be required by
district engineers for any NWP on a
case-by-case basis in accordance with
the ‘‘water quality’’ general condition
(GC 21).
We are proposing to modify the 300
linear foot limit for the loss of stream
bed, by applying that limit to ephemeral
streams. We are also proposing to allow
district engineers to waive the 300
linear foot limit, if the stream bed is
intermittent or ephemeral and the
individual and cumulative adverse
effects on the aquatic environment are
minimal. These waivers must be issued
in writing by the district engineer.
This NWP can be used to authorize
the construction of ski areas and golf
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courses, as long as those activities result
in minimal adverse environmental
effects and are in the public interest. We
are also proposing to expand this NWP
to authorize playing fields and
basketball and tennis courts. The
condition prohibiting the use of this
NWP to authorize hotels, restaurants,
stadiums, racetracks, arenas, and similar
facilities would be retained. District
engineers will evaluate PCNs to
determine if proposed recreational
facilities are authorized by this NWP.
In response to a PCN, the district
engineer may impose special conditions
on a case-by-case basis to ensure that
the adverse effects on the aquatic
environment are minimal or exercise
discretionary authority to require an
individual permit for the work. The
issuance of this NWP, as with any NWP,
allows for the use of discretionary
authority when valuable or unique
aquatic areas may be affected by these
activities.
NWP 43. Stormwater Management
Facilities. (Cat 2) We are proposing to
modify this NWP to require PCNs for
the construction or expansion of
stormwater management facilities, but
not for maintenance activities. District
engineers will review those PCNs to
ensure that proposed activities result in
minimal individual and cumulative
adverse effects on the aquatic
environment and other public interest
review factors, including floodplain
values.
We are proposing to modify the 300
linear foot limit for the loss of stream
bed by applying that limit to ephemeral
streams. We are also proposing to allow
district engineers to waive the 300
linear foot limit if the stream bed is
intermittent or ephemeral and the filling
and/or excavation of that stream bed
will result in minimal individual and
cumulative adverse effects on the
aquatic environment. These waivers
must be issued in writing by the district
engineer.
In addition, we are proposing to
remove the requirement for prospective
permittees to submit maintenance plans,
since the NWP limits maintenance
activities to restoring the stormwater
management facility to its original
design capacity. We are also proposing
to remove the requirement to submit
compensatory mitigation proposals with
PCNs, since mitigation requirements are
addressed by GC 20. General condition
20 requires permittees to avoid and
minimize impacts to waters of the
United States on the project site to the
maximum extent practicable, so we are
proposing to remove the requirement for
submitting an avoidance and
minimization statement with the PCN.
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District engineers will review PCNs to
determine if avoidance and
minimization has been accomplished to
the maximum extent practicable.
We are also proposing to remove the
text requiring compliance with the
‘‘management of water flows’’ general
condition (GC 9), since that general
condition generally applies, as
appropriate, to all NWPs. We are
proposing to remove the requirement for
maintenance excavation to be
conducted in accordance with an
approved maintenance plan, since the
maintenance of an existing stormwater
management facility is limited to its
original design capacity and therefore it
is likely to result in minimal adverse
effects to the aquatic environment.
NWP 44. Mining Activities. (Cat 2) We
are proposing to simplify this NWP, and
modify it to authorize all types of
mining activities except for coal mining.
Surface coal mining activities may be
authorized by NWP 21. Other types of
coal mining activities may be authorized
by the proposed new NWP E (Coal
Remining Activities) or NWP F
(Underground Coal Mining Activities).
This NWP would continue to authorize
aggregate mining and hard rock/mineral
mining activities. We are proposing to
retain the 1⁄2 acre limit for this NWP.
Pre-construction notifications are
required for all activities authorized by
this NWP, so we do not believe that it
is necessary to partition the types of
waters where certain types of mining
activities can occur. District engineers
will review PCNs to ensure that
proposed mining activities will result in
minimal adverse effects on the aquatic
environment, individually and
cumulatively, and will exercise
discretionary authority if the adverse
effects are more than minimal. This
NWP authorizes only discharges of
dredged or fill material into non-tidal
waters of the United States, and does
not authorize discharges into non-tidal
wetlands adjacent to tidal waters.
The PCN must include a copy of the
reclamation plan, if reclamation is
required by other statutes. We are
proposing to remove the requirement to
submit an avoidance and minimization
statement, because the ‘‘mitigation’’
general condition (GC 20) requires
avoidance and minimization of adverse
effects to waters of the United States to
the maximum extent practicable on the
project site. We are proposing to remove
the references to the general conditions
relating to the ‘‘shellfish beds’’ and
‘‘spawning areas’’ general conditions
(GC 6 and GC 3), since those conditions
apply, to the extent appropriate, to all
NWPs. We believe that the terms
requiring measures to prevent increases
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in stream gradient and water velocities,
and minimizing turbidity, should be
removed and the prevention or
reduction of such impacts is more
appropriately addressed through the
NWP general conditions (e.g., GCs 3, 9,
and 12), as well as the site-specific
review and any case-specific special
conditions added to NWP
authorizations by district engineers. If
the district engineer reviews a PCN and
determines that the proposed mining
activity will result in more than
minimal adverse effects to stream
gradient, water velocities, and turbidity,
he will exercise discretionary authority
and require an individual permit for the
activity.
We are also proposing to remove the
references to the ‘‘water quality’’ general
condition (GC 21) and the ‘‘management
of water flows’’ general condition (GC
9), since those general conditions apply,
as appropriate, to all NWPs. We believe
that restrictions for hard rock/mineral
mining, including beneficiation and
mineral processing, are more
appropriately addressed through special
conditions to NWP verifications, or by
regional conditions imposed by division
engineers.
In response to a PCN, the district
engineer may impose special conditions
on a case-by-case basis to ensure that
the adverse effects on the aquatic
environment are minimal or exercise
discretionary authority to require an
individual permit for the work. The
issuance of this NWP, as with any NWP,
allows for the use of discretionary
authority when valuable or unique
aquatic areas may be affected by these
activities.
Discussion of Proposed New
Nationwide Permits
NWP A. Emergency Repair Activities.
We are proposing to remove paragraph
(iii) from the current NWP 3 and issue
a new NWP to authorize emergency
repair activities. This will simplify NWP
3, and limit that NWP to routine
maintenance activities. This proposed
NWP requires PCNs for all activities.
The PCN must be submitted within 12
months of the date of the damage. This
12 month period is intended to establish
that the damage or loss of upland
occurred in the recent past, and that the
proposed activity is not intended to
reclaim lost lands due to gradual
erosion processes. The work must be
completed within two years of
submitting the PCN.
The proposed NWP also authorizes
bank stabilization activities to protect
the restored uplands, as long as the bank
stabilization activity does not extend
beyond the ordinary high water mark
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(OHWM) that existed before the
damaging event occurred. Bank
stabilization activities that extend
beyond the pre-event OHWM may be
authorized by NWP 13, a regional
general permit, or an individual permit.
We are proposing to replace the 50
cubic yard limit for minor dredging to
remove obstructions from the adjacent
waterbody with a condition limiting
minor dredging to the minimum
necessary to restore bottom contours of
the waterbody to their pre-event state.
District engineers will review PCNs
involving minor dredging for emergency
repair activities, to ensure that the
authorized work will result in minimal
adverse environmental effects. We are
also proposing to add a condition which
states that project proponents may be
required to obtain separate DA
authorization, if temporary structures or
discharges are necessary to conduct the
rehabilitation or repair activity. Separate
DA authorization would be required for
temporary structures installed in
navigable waters of the United States
and/or temporary discharges of dredged
or fill material into waters of the United
States that are necessary to conduct
emergency repair activities. The
separate DA authorization may be
provided by NWP 33, a regional general
permit, or an individual permit.
In the ‘‘Note’’ at the end of this NWP,
we are proposing to modify text taken
from paragraph (iii) of NWP 3 to clarify
that restoring uplands up to the OHWM
in non-tidal waters or the high tide line
in tidal waters after a storm, flood, or
other discrete event does not require a
section 404 permit. If discharges of
dredged or fill material to restore
uplands lost as a result of a discrete
event occur landward of the OHWM or
high tide line, and there are no
jurisdictional waters or wetlands
landward of the OHWM or high tide
line, a section 404 permit is not required
because there would be no discharge of
dredged or fill material into waters of
the United States. In response to a PCN,
the district engineer will determine, on
a case-by-case basis, the location of the
OHWM and the high tide line. In the
‘‘Note,’’ we are also proposing to
include a reference to 33 CFR 328.5,
which addresses changes in limits to
waters of the United States.
In response to a PCN, the district
engineer can exercise discretionary
authority and require an individual
permit if the proposed activity will
result in more than minimal adverse
effects on the aquatic environment,
individually and cumulatively.
NWP B. Discharges into Ditches and
Canals. We are proposing a new NWP
to authorize discharges of dredged or fill
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material into certain types of ditches
and canals that are determined to be
waters of the United States. The
proposed NWP will allow a landowner
to return his or her land to its prior
condition, but only in those cases where
the ditches or canals meet all three
criteria specified in the NWP. To qualify
for this NWP, those ditches and canals
must be: (1) Constructed in uplands, (2)
receive water from another water of the
United States, and (3) divert water to
another water of the United States.
These three criteria will limit the use of
this NWP to those ditches and canals
that generally provide few aquatic
resource functions. This proposed NWP
does not authorize discharges of
dredged or fill material into ditches or
canals that were constructed in waters
of the United States, such as streams.
We are proposing a one acre limit for
this NWP. We believe the one acre limit
will authorize those activities that have
minimal adverse effects on the aquatic
environment, individually and
cumulatively. Division engineers can
regionally condition this NWP to lower
the acreage limit or otherwise limit its
use. We are proposing to require a PCN
if the dredged or fill material will be
discharged into more than 500 linear
feet of ditch or canal. This proposed
NWP is limited to activities that only
require section 404 authorization. An
individual permit, regional general
permit, or another NWP would be
needed to authorize discharges of
dredged or fill material into ditches and
canals that are determined to be
navigable waters of the United States
under section 10 jurisdiction.
We are seeking comments on this
proposed new NWP, including its terms
and conditions, such as the proposed
one acre limit.
NWP C. Pipeline Safety Program
Designated Time Sensitive Inspections
and Repairs. We are proposing a new
NWP to authorize the inspection, repair,
rehabilitation, or replacement of any
currently serviceable structure or fill for
pipelines that are determined to be
time-sensitive in accordance with the
Pipeline and Hazardous Materials Safety
Administration’s Pipeline Safety
Program (PHP), including its criteria at
49 CFR parts 192 and 195. This NWP
would authorize time-sensitive pipeline
inspection, repair, rehabilitation, or
replacement activities in all waters of
the United States, including navigable
waters.
The proposed NWP would
significantly improve a participating
pipeline operator’s ability to complete
inspection and repair activities, and
reduce environmental impacts due to
pipeline ruptures. An Interagency
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Committee (IAC) was convened to
implement Section 16 of the Pipeline
Safety Improvement Act of 2002 (see 49
U.S.C. 60133). The proposed NWP will
help satisfy the requirements of this act.
The environmental compliance and
enforcement programs of the agencies
participating in the interagency
committee would also help ensure
compliance with environmental statutes
such as the Endangered Species Act and
Section 106 of the National Historic
Preservation Act.
Although many of these activities
could be authorized by NWPs 3 or 12,
we are proposing to issue this NWP so
that a time-sensitive inspection and/or
repair that meets PHP criteria can
proceed without submitting a PCN to
the district engineer. To ensure that this
NWP would allow these inspections and
repairs to proceed in a timely manner,
division engineers are not authorized to
regionally condition this NWP. This
proposed NWP requires project
proponents to: (1) Participate in PHP’s
early notification program, (2) utilize
the Pipeline Repair and Environmental
Guidance System (PREGS), (3) follow
the agreed upon Recommended Best
Management Practices (RMBPs), and (4)
submit post-construction reports within
7 days of completing the work via
PREGS. District engineers can monitor
the pipeline inspection and/or repair
activity and the use of this NWP
through the post-construction reporting
in PREGS to ensure that the NWP
authorizes activities that have minimal
individual and cumulative adverse
effects on the aquatic environment.
Suspension or revocation of this NWP
may occur only if the division engineer
has formally determined, in accordance
with the procedures at 33 CFR 330.5(c),
that the NWP would result in more than
minimal adverse environmental effects,
either individually or cumulatively,
within a particular district, watershed,
or other geographic region. District
engineers must follow the procedures at
33 CFR 330.5(d) to suspend or revoke a
case-specific authorization under this
NWP.
The Pipeline and Hazardous Materials
Safety Administration and the IAC
developed PREGS. Participating
pipeline operators and agencies have
access to PREGS. This system will
provide early notification to
participating agencies for upcoming
pipeline inspection and repair activities.
The RBMPs have been developed
through the IAC to address habitat and
resource issues at the national level.
These RBMPs apply to pipeline
inspection and repair activities, as well
as post-activity remediation actions. The
RMBPs are available on PREGS.
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Pipeline operators are expected to use
the RBMPs while conducting inspection
and repair activities.
Activities authorized by this NWP
must comply with the ‘‘endangered
species’’ general condition (GC 17) and
the ‘‘historic properties’’ general
condition (GC 18). If a proposed
pipeline inspection and/or repair
activity may affect endangered or
threatened species or critical habitat,
section 7 consultation is required.
Activities that may affect historic
properties require consultation under
Section 106 of the National Historic
Preservation Act. We are coordinating
with PHP to determine who will be the
lead federal agency for ESA and section
106 consultation.
NWP D. Commercial Shellfish
Aquaculture Activities. We are
proposing a new NWP to authorize
continued operation of existing
commercial shellfish aquaculture
activities in navigable waters of the
United States. This NWP would support
the U.S. Department of Commerce’s
Aquaculture Policy, which is intended
to ‘‘assist in the development of a highly
competitive, sustainable aquaculture
industry in the United States that will
meet growing consumer demand for
aquatic foods and products that are of
high quality, safe, competitively priced
and are produced in an environmentally
responsible manner with maximum
opportunity for profitability in all
sectors of the industry.’’ The proposed
new NWP also supports the National
Aquaculture Act of 1980, as amended
(16 U.S.C. 2801 et seq.), which declared
that aquaculture development is in the
national interest, and included
requirements for Federal agencies to
address barriers to aquaculture
development.
This NWP authorizes structures or
work in navigable waters of the United
States, as well as discharges of dredged
or fill material into all waters of the
United States. Examples of commercial
shellfish species for which this NWP
could be used to authorize aquaculture
activities include oysters, clams,
geoducks, mussels, and scallops. The
proposed NWP does not authorize
commercial aquaculture activities for
crustaceans or finfish.
This NWP does not authorize the
expansion of existing commercial
aquaculture activities or facilities,
however we are soliciting comment on
this limitation. We are also soliciting
comments on whether to impose a limit
on the quantity of dredged or fill
material that could be discharged into
navigable waters, on the acreage of the
facility as a whole or of submerged
aquatic vegetation, and/or on the types
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of activities authorized. For example,
discharges of dredged or fill material
may be necessary to prepare a suitable
substrate for shellfish seeding. Should
this activity be authorized by the NWP?
There are different types of shellfish
seed that can be used to increase
shellfish production. Shellfish seed may
consist of immature individual
shellfish, an individual shellfish
attached to a shell or shell fragment (i.e.,
spat on shell) and shellfish shells or
shell fragments placed into waters to
provide a substrate for attachment by
free swimming shellfish larvae (i.e.,
natural catch).
To ensure that activities authorized by
this NWP result in minimal individual
and cumulative adverse effects on the
aquatic environment, we are proposing
to require pre-construction notification
if: (1) The project area is greater than 25
acres; (2) more than 10 acres of the
project area is occupied by submerged
aquatic vegetation; (3) the permittee
intends to relocate existing operations
into portions of the project area not
previously used for aquaculture
activities; or (4) dredge harvesting is
conducted in areas inhabited by
submerged aquatic vegetation. For the
purposes of this NWP, we are proposing
to define the project area as the area of
navigable waters of the United States
occupied by the aquaculture operation.
In most cases, the project area will
consist of a site for which the operator
has obtained a permit, license, or lease
from a state or local agency specifically
authorizing aquaculture activities in
that particular location. The project area
may include areas in which there has
been no previous aquaculture activity
and/or areas that periodically are
allowed to lie fallow as part of the
normal operation of the facility.
Relocation of existing operations into
portions of the project area not
previously used for aquaculture
activities will require a pre-construction
notification. Because shellfish require
healthy ecosystems for their growth and
productivity, in addition to providing
the aquatic ecosystem services of
improved water quality and increased
food production, we believe that there is
generally a net overall increase in
aquatic resource functions in estuaries
or bays where shellfish are produced.
We are requesting comments on the
potential beneficial and adverse effects
that commercial shellfish aquaculture
activities have on the aquatic
environment. We are also seeking
comment on this proposed PCN
threshold, including the
appropriateness of attempting to
quantify these aquatic operations in
terms of acres, ecosystem health,
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shellfish productivity, or some other
threshold to ensure minimal adverse
effects.
Commercial shellfish aquaculture
activities often take place in, and are
found to co-exist with, intertidal areas
that are occupied by submerged aquatic
vegetation (i.e., vegetated shallows). To
minimize adverse effects to this type of
aquatic habitat, we are proposing to
require PCNs if more than 10 acres of
the project area is occupied by
submerged aquatic vegetation.
This proposed NWP does not
authorize the cultivation of new species.
In other words, the NWP does not
authorize aquaculture activities for
those species that were not previously
cultivated by the existing commercial
shellfish aquaculture activity. The
commercial production of a shellfish
species that has not been previously
commercially produced by the existing
facility may be authorized by an
individual permit or a regional general
permit.
We are proposing that division
engineers complete reviews of
commercial shellfish aquaculture
activities in the estuaries or bays in their
areas on a recurring basis, in
coordination with interested agency and
shellfish producers as appropriate.
These reviews would occur at least
every 5 years in conjunction with the
NWP reissuance cycle, but may occur
more frequently.
This NWP is limited to work
associated with the continued operation
of existing commercial shellfish
projects, many of which have been in
place for hundreds of years. We feel the
potential for adverse environmental
impacts from such existing operations is
minimal, and we support the objectives
of the U.S. Department of Commerce’s
Aquaculture Policy to increase shellfish
productivity in this country. Although
new projects are not authorized initially
by this NWP, once authorized by
another form of Department of the Army
permit, such as a regional general
permit or an individual permit, the
commercial shellfish activities may
continue in accordance with the terms
and conditions of the issued permit
and/or this NWP until expired. We are
committed to conducting reviews of
commercial shellfish activities to
validate, collect data, and ensure that
the Corps is authorizing only those
activities that result in minimal
individual or cumulative adverse effects
on the aquatic environment with this
NWP or other general permits for
aquaculture activities. These reviews
will begin as soon as possible (but no
later than 2007) in all coastal divisions,
and will involve Federal, State and local
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agencies, stakeholders and the general
public to help the Corps develop
regional and special conditions to
mitigate impacts to the aquatic
environment or other aspects of the
public interest which may result from
commercial shellfish aquaculture
activities.
This NWP authorizes the continued
operation of existing commercial
shellfish aquaculture activities. Those
activities may have been previously
authorized by another form of DA
authorization. The construction period
for a DA permit is the period of time
where the permittee is authorized to
conduct work in navigable waters of the
United States and/or discharge dredged
or fill material into waters of the United
States. Once the DA permit expires,
further authorization is not required to
maintain the structures or fills, but if
additional work in navigable waters or
discharges of dredged or fill material in
jurisdictional waters are necessary for
the continued operation of those
activities, then another DA permit is
required. The proposed NWP provides
the DA authorization for the continued
operation of previously authorized
commercial shellfish aquaculture
activities. For example, the continued
operation of an aquaculture activity may
involve removing and replacing
structures in navigable waters of the
United States on a recurring basis.
New commercial shellfish
aquaculture activities or the substantial
modification (e.g., the culture of
different species) of existing commercial
shellfish aquaculture activities in waters
of the United States may be authorized
by individual permits or regional
general permits.
NWP E. Coal Remining Activities. We
are proposing this new NWP to
authorize the restoration of mine sites
throughout the United States that are
causing physical and/or chemical
impacts to waters of the United States.
Many of these sites were abandoned or
closed prior to the 1977 Surface Mining
Control and Reclamation Act (SMRCA)
and are currently on state lists for
reclamation, although funding is
limited. Other sites could include bond
forfeitures on active mine sites and ‘‘no
cost’’ abandoned mine land projects
under SMCRA (e.g., government
sponsored construction projects). In
some cases, due to changes in
technology, additional coal may be
excavated as part of the reclamation
process. In other cases, these sites may
be combined with adjacent unmined
areas to put together a project that is
economically viable. The net result of
these larger projects is that sources of
pollution to downstream waters,
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including acid mine drainage and
sources of sediment, will be eliminated
or substantially diminished when the
site is reclaimed. The integrated permit
processing procedure and its potential
applicability to this NWP is addressed
above in the preamble discussion for
NWP 21.
As a result of the reclamation activity
on these remined areas, local water
quality would be improved.
Reclamation activities may also involve
the construction of emergent wetlands
to help improve the quality of water
from mines. Net increases in aquatic
functions may be determined through
available assessment methods,
including functional assessments.
Assessments may be used to compare
ecosystem functions and site conditions
that existed prior to remining to the
ecosystem functions and site conditions
that are predicted to be in place at the
site after reclamation has been
completed. Reclamation activities may
result in the establishment of permanent
structures or fills, to sustain ecological
functions at the site. Such permanent
structures or fills may include treatment
wetlands, permanent water diversion
structures, and permanent
impoundments. Permanent roads may
also be constructed, to facilitate site
access and maintenance of the
reclaimed site.
This NWP authorizes discharges of
dredged or fill material into non-tidal
waters of the United States. This NWP
may be used on sites where the ratio of
previously mined areas to new coal
removal areas is greater than 60 percent,
therefore, we are proposing to allow up
to 40 percent of the mine site to include
unmined areas. In addition, to qualify
for authorization under this NWP, we
are requiring that the applicant clearly
demonstrate that the overall project,
including the reclamation activity and
any new mining, will result in a net
increase in aquatic resource functions.
Such increases in aquatic resource
functions will be identified through
local functional assessment methods
that have been approved for use by the
Corps district in that region.
In response to a PCN, the district
engineer may impose special conditions
on a case-by-case basis to ensure that
the adverse effects on the aquatic
environment are minimal or exercise
discretionary authority to require an
individual permit for the work. The
issuance of this NWP, as with any NWP,
provides for the use of discretionary
authority when valuable or unique
aquatic areas may be affected by these
activities.
NWP F. Underground Coal Mining
Activities. We are proposing a new NWP
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to authorize discharges of dredged or fill
material into non-tidal waters of the
United States resulting from
underground coal mining activities.
This type of mining involves excavating
rock and soil on the surface to expose
the coal seam and providing access for
people, equipment, and ventilation
facilities, a process referred to as ‘‘facing
up.’’ In steep terrain, excavated material
from these ‘‘face-up’’ areas may result in
small fills if the excavation is limited to
providing coal seam access or larger fills
if facilities such as fill for coal
processing plants and coal processing
waste areas are needed. Underground
mining may also create fills from
excavating non-coal waste rock
underground. The mine operator may
have to place fill in small streams
adjacent to the preparation facility in
order to dispose of coal waste from the
cleaning and preparation of coal.
Similarly, the operator of a preparation
facility may need an impoundment in
an adjacent stream valley for
withdrawal of cleaning process water.
The integrated permit processing
procedure and its potential applicability
to this NWP is addressed in the
preamble discussion for NWP 21.
Examples of activities that may be
authorized by this NWP include, but are
not limited to, treatment facilities for
controlling water pollution during
mining and reclamation (e.g., acid mine
drainage impoundments, sedimentation
ponds), access and haul roads, diversion
ditches, support facilities, processing
areas, and mined waste impoundments
or embankments. This NWP would also
authorize permanent structures or fills
that would remain after reclamation
activities have been completed (e.g.,
permanent diversion structures to
minimize erosion and prevent water
from contacting toxin-producing
deposits).
The proposed NWP has a 1⁄2 acre
limit, and is limited to discharges of
dredged or fill into non-tidal waters of
the United States. The NWP does not
authorize discharges of dredged or fill
material into non-tidal wetlands
adjacent to tidal waters.
The proposed NWP does not
authorize coal preparation and
processing activities outside of the mine
site; those activities may be authorized
by NWP 21. Pre-construction
notification is required for all activities
authorized by this NWP, and if
reclamation is required by other
statutes, then a copy of the reclamation
plan must be submitted with the preconstruction notification.
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Discussion of Proposed Modifications to
Nationwide Permit General Conditions
We are proposing to add a ‘‘Note’’ to
the list of NWP general conditions, to
ensure that prospective permittees are
aware that they must comply with the
general conditions for the NWPs, as well
as any regional conditions imposed by
division engineers and special
conditions added by district engineers.
The proposed note encourages
prospective permittees to contact the
appropriate Corps district office to
determine if regional conditions have
been added to an NWP. The proposed
note also encourages prospective
permittees to contact the appropriate
Corps district office to determine the
status of water quality certification and/
or Coastal Zone Management Act
consistency for any NWP they wish to
use.
We are also proposing to place the
general conditions in a different order,
to make them easier to read and to
facilitate compliance. The general
conditions relating to various
environmental concerns and public
interest review factors are listed first,
and are followed by the general
conditions relating to administrative
requirements.
GC 1. Navigation. (Remaining as
general condition 1.) We are proposing
to modify this general condition by
adding two provisions. First, we are
proposing to add paragraph (b), which
requires permittees to install any safety
lights and signals required by the U.S.
Coast Guard.
Second, we are proposing to add
paragraph (c), which is intended to
address future and current conflicts
between Corps water resources
development projects and structures or
other work in navigable waters
authorized by Corps permits. There may
be cases where activities authorized by
DA permits interfere with navigation or
any existing or future operation of the
United States, and need to be removed.
In May 2000, we issued guidance
requiring district engineers to add this
language as a general condition to all
DA permits, including nationwide
permit and regional general permit
verifications, that authorize activities
under Section 10 of the Rivers and
Harbors Act of 1899.
Adding paragraph (c) to this general
condition will help ensure that
permittees are aware that they may need
to remove authorized structures or work
if the structures or work interfere with
free navigation in navigable waters of
the United States. This provision
applies to all NWPs that authorize
section 10 activities, including those
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that do not require pre-construction
notification.
GC 2. Aquatic Life Movements.
(Formerly general condition 4.) We are
proposing to modify the phrase
‘‘necessary life cycle movements,’’ by
adding ‘‘when known’’ following it, to
reflect the fact that necessary life cycle
movements are not always well
understood for the wide variety of
indigenous aquatic species inhabiting
waters of the United States. This
condition still prohibits the substantial
disruption of known life cycle
movements of aquatic life.
GC 3. Spawning Areas. (Formerly
general condition 20.) To simplify this
general condition, we are proposing to
remove the phrase ‘‘including structures
or work in navigable waters of the U.S.
or discharges of dredged or fill material’’
because it merely lists the general types
of activities authorized by NWP under
sections 10 and 404.
GC 4. Migratory Bird Breeding Areas.
(Formerly general condition 23.) We are
modifying this general condition to
cover migratory birds generally (not just
waterfowl) that use aquatic habitat as
breeding areas. To simplify this general
condition, we are proposing to remove
the phrase ‘‘including structures or
work in navigable waters of the U.S. or
discharges of dredged or fill material’’
because it merely lists the general types
of activities authorized by NWP under
sections 10 and 404.
GC 5. Shellfish Beds. (Formerly
general condition 17.) To simplify this
general condition, we are proposing to
remove the phrase ‘‘including structures
or work in navigable waters of the U.S.
or discharges of dredged or fill material’’
because it merely lists the general types
of activities authorized by NWP under
sections 10 and 404. We are also adding
a reference to new NWP D, which
explicitly authorizes discharges related
to existing commercial shellfish
aquaculture activities, which will
generally include shellfish beds.
GC 6. Suitable Material. (Formerly
general condition 18.) To simplify this
general condition, we are proposing to
remove the phrase ‘‘including structures
or work in navigable waters of the U.S.
or discharges of dredged or fill material’’
because it merely lists the general types
of activities authorized by NWP under
sections 10 and 404.
GC 7. Water Supply Intakes.
(Formerly general condition 16.) We are
proposing to add the phrase ‘‘or
improvement’’ after the word ‘‘repair’’
since it may be necessary for water
authorities to modify their intake
structures to comply with new
regulations or other reasons. To simplify
this general condition, we are proposing
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to remove the phrase ‘‘including
structures or work in navigable waters
of the U.S. or discharges of dredged or
fill material’’ because it merely lists the
general types of activities authorized by
NWP under sections 10 and 404.
GC 8. Adverse Effects from
Impoundments. (Formerly general
condition 22.) We are proposing to
remove the last sentence of this general
condition, because it merely lists the
general types of activities authorized by
NWP under sections 10 and 404.
GC 9. Management of Water Flows.
(Formerly general condition 21.) We are
proposing to simplify this general
condition, to require permittees to
maintain the pre-construction course,
condition, capacity, and location of
open waters to the maximum extent
practicable. Exceptions to this
requirement may be made if the primary
purpose of the NWP activity is to
impound water or if the activity benefits
the aquatic environment. For example,
stream restoration activities authorized
by NWP 27 may alter the preconstruction course, condition,
capacity, and location of streams, while
providing important aquatic resource
functions and services.
GC 10. Fills within 100-Year
Floodplains. (Formerly general
condition 26.) We are proposing to
modify this general condition to simply
require permittees to comply with
applicable state or local floodplain
management requirements that have
been approved by the Federal
Emergency Management Agency
(FEMA). As discussed below, instead of
the prohibitions imposed by the
versions of this general condition that
were present in the 2000 and 2002
nationwide permits, we are proposing to
address impacts to 100-year floodplains
through the case-by-case review that
occurs through the PCN process.
This general condition was initially
adopted in 2000 and modified in 2002.
In the 2002 NWPs, this general
condition prohibited the use of NWPs
39, 40, 42, 43, and 44 to authorize
discharges of dredged or fill material in
waters of the United States resulting in
permanent above-grade fills within
mapped 100-year floodplains located
below headwaters. It also prohibited the
use of NWPs 39, 40, 42, and 44 to
authorize discharges of dredged or fill
material in waters of the United States
resulting in permanent above-grade fills
within mapped floodways above
headwaters.
As noted in other sections of this
preamble, we are proposing to require
PCNs for all activities authorized by
NWP 29 (the proposed modification of
which includes residential development
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activities authorized by the NWP 39
issued in 2002), as well as NWPs 39, 40,
42, and 44. We are also proposing to
require PCNs for NWP 43 activities
resulting in the construction or
expansion of stormwater management
facilities (only maintenance of existing
facilities is exempted from the PCN
requirement). Thus, any activity that
was previously prohibited in the 100year floodplain by this general
condition will now require a PCN.
During the PCN review process,
district engineers consider adverse
impacts to the aquatic environment, as
well as other public interest review
factors, including floodplain values and
flood hazards (see 33 CFR 330.1(e)(2)).
If an NWP activity results in more than
minimal adverse effects to the aquatic
environment or any other public interest
review factor, the district engineer will
exercise discretionary authority and
require an individual permit. Potential
impacts to flood hazards and floodplain
values that may be more than minimal
can be assessed in greater depth during
the individual permit review process. In
such cases, the Corps will defer to the
FEMA-approved state or local
floodplain management requirements.
Where there are regional concerns
regarding development activities in 100year floodplains involving discharges of
dredged or fill material into waters of
the United States, division engineers
can regionally condition certain NWPs
to restrict or prohibit use of those NWPs
to authorize activities in those
floodplains.
One of the environmental benefits of
the NWP program is that it provides
incentives for project proponents to
avoid and minimize impacts to the
waters of the United States to qualify for
an expedited NWP authorization instead
of applying for individual permits,
which generally require greater costs
and time to obtain. Prohibiting the use
of NWPs 39, 40, 42, 43, and 44 removes
that incentive to reduce impacts to
qualify for general permit authorization.
If required to obtain individual permits,
project proponents may propose larger
activities with greater impacts to waters
of the United States within 100-year
floodplains.
Modifying this general condition will
increase government efficiency, by
promoting conformity with other
federal, state, and local programs. At the
Federal level, the Federal Emergency
Management Agency (FEMA) is the lead
Federal agency for floodplain
management. FEMA programs, such as
the National Flood Insurance Program
(NFIP) and other floodplain
management activities, as well as State
and local government land use planning
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and zoning efforts, allow floodplain
development. The NFIP imposes
construction standards and
requirements for structures built in 100year floodplains. Those standards and
requirements must be met to qualify for
flood insurance. State and local
governments may impose more
restrictive standards and requirements
than the NFIP.
To harmonize the NWP program with
FEMA’s floodplain management
programs, we are proposing to revise
this general condition. Adverse effects
to public interest review factors,
especially floodplain values and flood
hazards, will be evaluated during the
PCN review process for NWPs 29, 39,
40, 42, 43, and 44, as well as other
NWPs, to the extent appropriate.
Management of floodplain development
is more appropriately achieved through
state and local government land use
planning, which can address impacts to
both the aquatic and terrestrial
components of 100-year floodplains.
GC 11. Equipment. (Formerly general
condition 5.) We are proposing to add
the phrase ‘‘or mudflats’’ to minimize
soil disturbance in these special aquatic
sites.
GC 12. Soil Erosion and Sediment
Controls. (Formerly general condition
3.) We are not proposing any changes to
this general condition.
GC 13. Removal of Temporary Fills.
(Formerly general condition 24.) We are
proposing to replace the phrase ‘‘their
preexisting elevation’’ with ‘‘preconstruction conditions’’ to clarify that
temporarily filled areas are to be
restored to the condition they were in
prior to construction.
GC 14. Proper Maintenance.
(Formerly general condition 2.) We are
not proposing any changes to this
general condition.
GC 15. Wild and Scenic Rivers.
(Formerly general condition 7.) We are
not proposing any changes to this
general condition.
GC 16. Tribal Rights. (Formerly
general condition 8.) We are not
proposing any changes to this general
condition.
GC 17. Endangered Species.
(Formerly general condition 11.) We are
proposing to add a sentence to
paragraph (a) of this general condition
to state that no activity which may affect
a listed species or critical habitat is
authorized by NWP unless Section 7
consultation addressing the effects of
the proposed activity has been
completed. The district engineer is
responsible for making the ‘‘may effect’’
determination.
We are also proposing to modify this
general condition by adding a provision
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that requires district engineers to notify
prospective permittees within 45 days
whether the proposed activity ‘‘may
affect’’ or will have ‘‘no effect’’ to listed
species and designated critical habitat.
The proposed modification also states
that applicants cannot begin proposed
activities until: (1) They are notified by
the Corps that those activities will result
in ‘‘no effect’’ on listed species or
critical habitat, or (2) Section 7
consultation has been completed (see 33
CFR 330.4(f)(2)). The purpose of the
proposed provision is to facilitate
compliance with the Endangered
Species Act and keep prospective
permittees informed of the status of
their pre-construction notifications.
GC 18. Historic Properties. (Formerly
general condition 12.) We are proposing
to modify this general condition by
adding a provision that requires district
engineers to notify prospective
permittees within 45 days whether
consultation under Section 106 of the
National Historic Preservation Act is
required. The purpose of the proposed
provision is to facilitate section 106
compliance and keep prospective
permittees informed of the status of
their pre-construction notifications.
We are also proposing to remove the
reference to Appendix C to 33 CFR part
325, where our regulations for the
protection of historic properties are
currently located. On April 25, 2005, we
issued revised interim guidance for
implementing Appendix C with the
Advisory Council on Historic
Preservation’s revised regulations at 36
CFR part 800. We believe this general
condition should have a more general
reference to the Corps Regulatory
Program’s current procedures for section
106 compliance, since we are using
Appendix C, the revised interim
guidance, and other guidance for section
106 compliance. We are in the process
of revising regulatory program
procedures for Section 106 compliance.
GC 19. Designated Critical Resource
Waters. (Formerly general condition 25).
This general condition is being
simplified but not substantively
changed. We are removing wild and
scenic rivers and critical habitat for
threatened or endangered species from
the list of waters to which this general
condition applies, because general
conditions 15 and 17 already address
these waters and the previous version of
this general condition merely stated that
these other general conditions must be
complied with. District engineers will
pay particular attention to critical
resource waters in determining whether
special permit conditions are needed, or
whether discretionary authority to
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require individual permits should be
exercised.
GC 20. Mitigation. (Formerly general
condition 19.) As discussed above, we
are proposing to modify several NWPs
(e.g., NWPs 39, 40, and 42) which may
authorize discharges of dredged or fill
material into wetlands, to require PCNs
for all activities. For some wetland
impacts authorized by NWPs, such as
discharges of dredged or fill material
resulting in the loss of small amounts of
wetlands, it may not be practicable or
appropriate to require compensatory
mitigation for those losses. Therefore,
we are establishing a threshold of 1⁄10
acre for compensatory mitigation
requirements. For projects that cause
losses that exceed this threshold,
compensatory mitigation will generally
be required. For losses below this
threshold, district engineers will review
PCNs to determine if compensatory
mitigation is necessary to ensure that
the work authorized by NWP results in
minimal adverse effects on the aquatic
environment, individually and
cumulatively. Permit applicants whose
projects will exceed the 1⁄10 acre loss
threshold must include a description in
their PCN of how they intend to satisfy
the mitigation requirement.
We are also proposing to remove the
paragraph that defines practicable
mitigation and provides examples of
appropriate and practicable mitigation.
As discussed elsewhere in this notice,
we are proposing to add a definition of
the term ‘‘practicable’’ to the
‘‘Definitions’’ section of the NWPs, so
we do not believe it is necessary to
include the definition in this general
condition.
We are proposing to modify paragraph
(d) of this general condition, to clarify
that compensatory mitigation cannot be
used to increase the acreage losses
allowed by the acreage limits of the
NWPs.
For the reasons stated in the preamble
discussion for the definition of ‘‘riparian
areas’’ we are proposing to change the
term ‘‘vegetated buffer’’ to ‘‘riparian
areas.’’ District engineers will make
case-by-case determinations as to
whether the establishment and
maintenance of riparian areas is
necessary, either in-lieu of or in
addition to, wetlands compensatory
mitigation, if both open waters and
wetlands exist on the project site. Those
determinations are based on
consideration of watershed needs.
We are also proposing to remove the
paragraph stating that compensatory
mitigation plans submitted with a PCN
may be either conceptual or detailed,
because that provision is in paragraph
(e) of the ‘‘pre-construction notification’’
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general condition (GC 27). Conditioning
NWP verifications to require the
submission of detailed compensatory
mitigation plans prior to commencing
work in waters of the United States is
also addressed by the ‘‘pre-construction
notification’’ general condition.
We are also proposing to add a new
paragraph to this general condition,
stating that district engineers may
require mitigation when certain
functions and services of waters of the
United States are permanently adversely
affected by NWP activities. This
paragraph was adapted from a term in
the NWP 12 issued in 2002.
GC 21. Water Quality. (Formerly
general condition 9.) We are proposing
to simplify this general condition by
removing paragraph (b) and adding a
sentence which states that the district
engineer may require water quality
management measures to ensure that the
authorized activity does not result in
more than minimal degradation of water
quality.
GC 22. Coastal Zone Management.
(Formerly general condition 10.) We are
proposing to modify this general
condition to clarify that additional
measures may be required to ensure that
the authorized activity is consistent
with State coastal zone management
requirements.
GC 23. Regional and Case-by-Case
Conditions. (Formerly general condition
6.) We are proposing to add U.S. EPA
to the list of agencies issuing water
quality certifications, since that agency
issues water quality certifications in
areas where there are no state or tribal
water quality standards. We are also
proposing to add language clarifying
that the state issues Coastal Zone
Management Act consistency
determinations.
GC 24. Use of Multiple Nationwide
Permits. (Formerly general condition
15.) The only modification we are
proposing is to change the example from
a parenthetical expression to a complete
sentence.
GC 25. Transfer of Nationwide Permit
Verifications. We are proposing a new
NWP general condition to address the
transfer of NWP verifications when the
project site is transferred from the
project proponent who received the
original NWP verification to a new
project proponent. The new project
proponent may have purchased the
project site for the verified NWP
activity.
The NWP verification would be
transferred to the new owner if the
permittee submits a letter to the
appropriate Corps district office, and the
transferee signs the statement provided
in this general condition. The district
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office would then validate the transfer
by sending a confirmation letter to the
new permittee.
GC 26. Compliance Certification
(Formerly general condition 14.) We are
proposing only minor grammatical
changes to this general condition.
GC 27. Pre-construction Notification.
(Formerly general condition 13.) We are
proposing to simplify this general
condition by deleting text that is
redundant with the terms of specific
NWPs. As part of our efforts to make the
NWPs easier to understand, if there is
information required to be submitted
with a PCN that is only applicable to a
particular NWP, those requirements are
indicated in the ‘‘Notification’’
paragraph of that NWP.
We are proposing to add a sentence to
paragraph (a)(3) of this general
condition, to clarify that the permittee
cannot begin the NWP activity until
consultations required by Section 7 of
the Endangered Species Act (ESA) and/
or Section 106 of the National Historic
Preservation Act (NHPA) are completed.
The NWP regulations state that if the
prospective permittee notifies the
district engineer that Federally-listed
endangered or threatened species or
critical habitat might be affected or are
in the vicinity of the project, he or she
cannot begin work until notified by the
district engineer that the requirements
of the ESA have been satisfied (see 33
CFR 330.5(f)(2)). There is a similar
provision for compliance with Section
106 of the NHPA at 33 CFR 330.5(g)(2).
We are proposing to modify paragraph
(b)(3), which lists the required contents
of pre-construction notifications, by
deleting the word ‘‘brief’’ and clarifying
that PCNs must include descriptions of
proposed NWP activities that are
sufficiently detailed for the district
engineer to determine that any adverse
impacts to the aquatic environment are
minimal, both individually and
cumulatively, and to develop any
special conditions, including
compensatory mitigation, that may be
needed to ensure that this requirement
is satisfied. We believe that providing
more detailed descriptions of proposed
NWP activities will facilitate reviews of
PCNs.
In paragraph (b)(4), we are also
proposing to require that PCNs include
delineations of special aquatic sites and
other waters of the United States on the
project site. We believe that more
complete delineations will help
expedite reviews of PCNs, by indicating
clearly the proposed impacts to waters
of the United States. We are also
proposing to modify this paragraph to
clarify that there may be extended
delays if the permittee asks the Corps to
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conduct the delineation and the project
site is large or contains many wetland
areas.
In paragraph (b)(5), we are proposing
to add a requirement for the prospective
permittee to submit a statement
describing how the mitigation
requirement will be satisfied for those
activities resulting in the loss of greater
than 1⁄10 acre of wetlands.
We are proposing to add a provision
to paragraph (d) to clarify the agency
coordination process for NWP 37 PCNs.
This provision states that emergency
watershed protection and rehabilitation
activities can proceed immediately, and
a district engineer will consider
comments received in response to
agency coordination of the PCN (i.e., for
NWP 37 activities resulting in the loss
of greater than 1⁄2 acre of waters of the
United States) when determining if the
case-specific NWP 37 authorization
should be modified, suspended, or
revoked.
In addition, we are proposing to drop
one NWP general condition.
GC 27. Construction Period. This
general condition was first adopted in
2002. During the implementation of the
2002 NWPs, questions arose that have
required us to revisit this general
condition. Section 404(e)(2) of the Clean
Water Act places a five-year limit on
general permits issued under section
404. General condition 27 allowed a
district engineer to place any
completion date on an NWP
verification, based on the amount of
time a project proponent estimated
would be necessary to finish
constructing the NWP activity and
consideration of the public interest.
This general condition did not specify
any limits to these completion dates, in
effect providing the district engineer
with the authority to state that the NWP
activity was authorized for any period of
time.
The NWP regulations contain a
provision that allows permittees to
continue work for one year in reliance
on an NWP authorization, if that NWP
has expired or been modified or
revoked, as long as the activity was
under construction or under contract to
commence construction (see 33 CFR
330.6(b)). If that work cannot be
completed within that one-year time
period, then the permittee would have
to obtain another DA authorization. We
believe this provision is sufficient to
address the concern with projects that
may not be completed before an NWP
expires.
Proponents of NWP activities that will
require substantial amounts of time to
complete (greater than one year beyond
the expiration of currently applicable
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NWPs) should consider whether it
would be more advantageous to pursue
an individual permit authorization.
There is greater flexibility in
construction periods that can be
authorized by individual permits. An
individual permit authorization can also
be extended, as long as the district
engineer determines that the time
extension would be consistent with
applicable regulations and would not be
contrary to the public interest.
Discussion of Proposed Modifications to
Existing Nationwide Permit Definitions
We are proposing changes to some of
the NWP definitions. If a definition is
not discussed below, we are not
proposing any substantive changes to
that definition.
Best Management Practices. We are
proposing to modify this definition by
removing the last sentence, since it does
not help define this term. Instead, this
sentence describes a potential
consequence of implementing best
management practices.
Compensatory Mitigation. We are
proposing to modify this definition by
removing the phrase ‘‘For the purposes
of Section 10/404, compensatory
mitigation is’’ because the definitions in
this section apply only to the NWP
program. Therefore, it is not necessary
to refer to section 10 or section 404. We
are also proposing to replace ‘‘creation’’
with ‘‘establishment (creation)’’ to be
consistent with the wetland project
types described in Regulatory Guidance
Letter 02–02.
Creation. We are proposing to remove
this term, and use the definition of
‘‘establishment (creation)’’ in its place.
Currently serviceable. We are
proposing to move this definition from
NWP 3 to the ‘‘Definitions’’ section,
since this definition applies to more
than one NWP (i.e., NWPs 3 and 41, as
well as proposed new NWP C).
Enhancement. We are proposing to
modify this definition to be consistent
with the wetland project type described
in Regulatory Guidance Letter 02–02
and the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
Establishment (creation). We are
proposing to modify this definition to be
consistent with the wetland project type
described in Regulatory Guidance Letter
02–02 and the definition in the Council
on Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
This term would also be applied to the
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development of aquatic resources at
upland or deepwater sites.
Farm tract. We are proposing to
remove this definition, since this term is
not used in the proposed NWPs.
Flood fringe. We are proposing to
remove this definition, since this term is
not used in the proposed NWPs.
Floodway. We are proposing to
remove this definition, since this term is
not used in the proposed NWPs.
Loss of waters of the United States.
We are proposing to modify this
definition by replacing the phrase
‘‘above-grade, at-grade, or below-grade
fills’’ with ‘‘discharges of dredged or fill
material’’ to be consistent with the
definitions of ‘‘fill material’’ and
‘‘discharge of fill material’’ issued on
May 9, 2002 (67 FR 31129) at 33 CFR
323.2. We are also proposing to
eliminate the sentence stating that
impacts to ephemeral streams are not
included in the linear foot limits for
stream impacts in NWPs 39, 40, 42, and
43, because of the proposed changes to
those NWPs. For those NWPs with 300
linear foot limits for filling or excavating
stream bed, ephemeral streams will be
included when determining compliance
with that limit. As discussed elsewhere
in this notice, the district engineer can
issue a written waiver to those linear
foot limits for ephemeral and
intermittent streams on a case-by-case
basis if the proposed work will have
minimal individual and cumulative
adverse effects on the aquatic
environment. We are proposing to add
a sentence to this definition to clarify
that activities exempt from section 404
permit requirements are not included
when calculating the loss of waters of
the United States.
Open water. We are proposing to
change this definition by adding a
sentence that describes what an
ordinary high water mark is.
Permanent above-grade fill. We are
proposing to remove this definition,
since this term is not used in the
proposed NWPs.
Practicable. We are proposing to move
this definition from the current
‘‘mitigation’’ general condition (GC 20)
to the ‘‘Definitions’’ section of the
NWPs.
Pre-construction notification. We are
proposing to add this definition to
clarify the various circumstances under
which a PCN may be submitted.
Preservation. We are proposing to
modify this definition to be consistent
with the definition for ‘‘protection/
maintenance (preservation)’’ in
Regulatory Guidance Letter 02–02 and
the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
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Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
Re-establishment. We are proposing to
add this definition, to be consistent with
the wetland project type described in
Regulatory Guidance Letter 02–02 and
the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
Rehabilitation. We are proposing to
add this definition, to be consistent with
the wetland project type described in
Regulatory Guidance Letter 02–02 and
the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
Restoration. We are proposing to
modify this definition to be consistent
with the wetland project type described
in Regulatory Guidance Letter 02–02
and the definition in the Council on
Environmental Quality’s April 2006
report entitled ‘‘Conserving America’s
Wetlands 2006: Two Years of Progress
Implementing the President’s Goal.’’
Riparian areas. We are proposing to
replace the definition of ‘‘vegetated
buffers’’ with a definition of ‘‘riparian
areas’’ since the latter term more
accurately reflects what is normally
required as mitigation for NWP
activities where there are streams and
other open waters on a project site.
Since 1996, we have placed more
emphasis in the NWP program on
protecting streams and other open
waters. Also, with the issuance of
Regulatory Guidance Letter 02–02, we
have taken a watershed approach to
compensatory mitigation, which
includes consideration of the ecological
functions provided by riparian areas.
In two of the NWPs issued on
December 13, 1996 (61 FR 65874),
specifically NWPs 29 and 30, we began
requiring the establishment and
maintenance of vegetated buffers next to
open waters, such as streams, to
preclude water quality degradation from
erosion and sedimentation. That
requirement was added to some of the
NWPs issued on March 9, 2000 (65 FR
12818). The 2000 NWPs clarified that
vegetated buffers could be required only
for perennial or intermittent streams or
other open waters on the site. The
vegetated buffer requirement does not
apply to other aquatic resources, such as
wetlands.
Since the requirements of past NWPs,
as well as the current NWPs, have
focused on using vegetated areas next to
open waters such as streams to ensure
that certain NWP activities result in
minimal adverse effects on the aquatic
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environment, the term ‘‘riparian area’’ is
more accurate, and more clearly
conveys to the regulated public a
specific type of mitigation that may be
required for some NWPs. The term
‘‘vegetated buffer’’ is a vague term,
because it can apply to any vegetated
area next to some feature in the
landscape.
In 2002, the National Research
Council (NRC) published a report
entitled ‘‘Riparian Areas: Functions and
Strategies for Management.’’ The
proposed definition of ‘‘riparian areas’’
was adapted with modifications from
the definition developed by the NRC.
Stream channelization. We are
proposing to simplify this definition, by
generally considering man-made
changes to a stream’s course, condition,
capacity, or location to be stream
channelization activities.
Structure. We are proposing to add
this definition to the NWPs. The
examples in this definition were
adapted from 33 CFR 322.2(b).
Vegetated buffer. For the reasons
discussed in the preamble discussion of
the proposed definition of ‘‘riparian
area’’ we are proposing to remove this
definition.
Waterbody. We are proposing to
modify this definition to clarify that a
waterbody is a jurisdictional water of
the United States, and that it would
have flowing or standing water during
years with normal patterns of
precipitation to the extent that an
ordinary high water mark or other
indicators of jurisdiction can be
determined. The waterbody would
include wetland areas. We are also
proposing to amend this definition by
adding a sentence that describes what
an ordinary high water mark is. We are
proposing to modify this definition so
that a waterbody and its adjacent
wetlands would be considered together
as a single aquatic unit. The purpose of
this definition is not to identify which
waterbodies are jurisdictional, but to
clarify how adjacent waters of the
United States are grouped into
waterbodies, especially for the purposes
of implementing 33 CFR 330.2(i), which
addresses single and complete projects
for the NWPs.
Administrative Requirements
Plain Language
In compliance with the principles in
the President’s Memorandum of June 1,
1998, (63 FR 31855) regarding plain
language, this preamble is written using
plain language. The use of ‘‘we’’ in this
notice refers to the Corps. We have also
used the active voice, short sentences,
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and common everyday terms except for
necessary technical terms.
Paperwork Reduction Act
The proposed NWPs will increase the
number of permittees who are required
to submit a PCN. The content of the
PCN is not changed from the current
NWPs, but the paperwork burden will
increase because of the increased
number of PCNs submitted. The Corps
estimates the increased paperwork
burden at 4,500 hours per year. This is
based on an average burden to complete
and submit a PCN of 10 hours, and an
estimated 450 additional projects that
will require PCNs. Prospective
permittees who are required to submit a
pre-construction notification (PCN) for a
particular NWP, or who are requesting
verification that a particular activity
qualifies for NWP authorization, may
use the current standard Department of
the Army permit application form.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
Office of Management and Budget
(OMB) control number. For the Corps
Regulatory Program under Section 10 of
the Rivers and Harbors Act of 1899,
Section 404 of the Clean Water Act, and
Section 103 of the Marine Protection,
Research and Sanctuaries Act of 1972,
the current OMB approval number for
information collection requirements is
maintained by the Corps of Engineers
(OMB approval number 0710–0003,
which expires on April 30, 2008).
Executive Order 12866
Under Executive Order 12866 (58 FR
51735, October 4, 1993), we must
determine whether the regulatory action
is ‘‘significant’’ and therefore subject to
review by OMB and the requirements of
the Executive Order. The Executive
Order defines ‘‘significant regulatory
action’’ as one that is likely to result in
a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
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President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, we have determined that
the proposed rule is a ‘‘significant
regulatory action’’ and the draft was
submitted to OMB for review.
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Executive Order 13132
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires the Corps to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ The proposed issuance
and modification of NWPs does not
have federalism implications. We do not
believe that the proposed NWPs will
have substantial direct effects on the
States, on the relationship between the
Federal government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. The proposed
NWPs will not impose any additional
substantive obligations on State or local
governments. Therefore, Executive
Order 13132 does not apply to this
proposal.
Regulatory Flexibility Act, as Amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996, 5
U.S.C. 601 et seq.
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice-and-comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of the proposed issuance and
modification of NWPs on small entities,
a small entity is defined as: (1) A small
business based on Small Business
Administration size standards; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district, or special district with a
population of less than 50,000; or (3) a
small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
The statues under which the Corps
issues, reissues, or modifies nationwide
permits are Section 404(e) of the Clean
Water Act (33 U.S.C. 1344(e)) and
Section 10 of the Rivers and Harbors Act
of 1899 (33 U.S.C. 403). Under section
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404, Department of the Army (DA)
permits are required for discharges of
dredged or fill material into waters of
the United States. Under section 10, DA
permits are required for any structures
or other work that affect the course,
location, or condition of navigable
waters of the United States. Small
entities proposing to discharge dredged
or fill material into waters of the United
States and/or conduct work in navigable
waters of the United States must obtain
DA permits to conduct those activities,
unless a particular activity is exempt
from those permit requirements.
Individual permits and general permits
can be issued by the Corps to satisfy the
permit requirements of these two
statutes. Nationwide permits are a form
of general permit issued by the Chief of
Engineers.
Nationwide permits automatically
expire and become null and void if they
are not modified or reissued within five
years of their effective date (see 33 CFR
330.6(b)). Furthermore, Section 404(e) of
the Clean Water Act states that general
permits, including NWPs, can be issued
for no more than 5 years. If the current
NWPs are not reissued, they will expire
on March 18, 2007, and small entities
and other project proponents would be
required to obtain alternative forms of
DA permits (i.e., standard permits,
letters of permission, or regional general
permits) for activities involving
discharges of dredged or fill material
into waters of the United States or
structures or work in navigable waters
of the United States. Regional general
permits that authorize similar activities
as the NWPs may be available in some
geographic areas, so small entities
conducting regulated activities outside
those geographic areas would have to
obtain individual permits for activities
that require DA permits.
Nationwide permits help relieve
regulatory burdens on small entities
who need to obtain DA permits. They
provide an expedited form of
authorization, provided the project
proponent meets all terms and
conditions of the NWPs. In FY 2003, the
Corps issued 35,317 NWP verifications,
with an average processing time of 27
days. Those numbers do not include
activities that are authorized by NWP,
where the project proponent was not
required to submit a pre-construction
notification or did not voluntarily seek
verification that an activity qualified for
NWP authorization. The average
processing times for the 4,035 standard
permits and the 3,040 letters of
permission issued during FY 2003 were
187 days and 89 days, respectively. The
NWPs proposed for reissuance, as well
as the proposed new NWPs, are
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expected to result in a slight increase in
the numbers of activities potentially
qualifying for NWP authorization. The
estimated numbers of activities
qualifying for NWP authorization are
provided in the draft decision
documents that were prepared for each
NWP. The revised NWPs are not
expected to significantly increase cost or
paperwork burden for authorized
activities (relative to the current NWPs),
including those conducted by small
businesses.
When compared to the compliance
costs for individual permits, most of the
terms and conditions of the proposed
NWPs are expected to result in
decreases in the costs of complying with
the permit requirements of sections 10
and 404. The anticipated decrease in
compliance cost results from the lower
cost of obtaining NWP authorization
instead of standard permits. Unlike
standard permits, NWPs authorize
activities without the requirement for
public notice and comment on each
proposed activity.
Another requirement of Section 404(e)
of the Clean Water Act is that general
permits, including nationwide permits,
authorize only those activities that
result in minimal adverse
environmental effects, individually and
cumulatively. The terms and conditions
of the NWPs, such as acreage or linear
foot limits, are imposed to ensure that
the NWPs authorize only those activities
that result in minimal adverse effects on
the aquatic environment and other
public interest review factors.
After considering the economic
impacts of the proposed nationwide
permits on small entities, I certify that
this action will not have a significant
impact on a substantial number of small
entities. Small entities may obtain
required DA authorizations through the
NWPs, in cases where there are
applicable NWPs authorizing those
activities and the proposed work will
result in minimal adverse effects on the
aquatic environment and other public
interest review factors. The terms and
conditions of the revised NWPs will not
impose substantially higher costs on
small entities than those of the existing
NWPs. If an NWP is not available to
authorize a particular activity, then
another form of DA authorization, such
as an individual permit or regional
general permit, must be secured.
However, as noted above, we expect a
slight increase in the number of
activities than can be authorized
through NWPs, because we are adding
several new NWPs, and we are
removing some limitations in existing
NWPs and replacing them with PCN
requirements that will allow the district
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engineer to judge whether any adverse
effects of the proposed project are more
than minimal, and authorize the project
under an NWP if they are not.
We are interested in the potential
impacts of the proposed NWPs on small
entities and welcome comments on
issues related to such impacts.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under Section 202 of the UMRA,
the agencies generally must prepare a
written statement, including a costbenefit analysis, for proposed and final
rules with ‘‘federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year. Before
promulgating a rule for which a written
statement is needed, Section 205 of the
UMRA generally requires the agencies
to identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows an agency
to adopt an alternative other than the
least costly, most cost-effective, or least
burdensome alternative if the agency
publishes with the final rule an
explanation why that alternative was
not adopted. Before an agency
establishes any regulatory requirements
that may significantly or uniquely affect
small governments, including tribal
governments, it must have developed,
under Section 203 of the UMRA, a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of regulatory proposals
with significant federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
We have determined that the
proposed NWPs do not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or the private sector in
any one year. The proposed NWPs are
generally consistent with current agency
practice, do not impose new substantive
requirements and therefore do not
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contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and Tribal
governments, in the aggregate, or the
private sector in any one year.
Therefore, this proposal is not subject to
the requirements of Sections 202 and
205 of the UMRA. For the same reasons,
we have determined that the proposed
NWPs contains no regulatory
requirements that might significantly or
uniquely affect small governments.
Therefore, the proposed issuance and
modification of NWPs is not subject to
the requirements of Section 203 of
UMRA.
Executive Order 13045
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
we have reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the proposed
rule on children, and explain why the
regulation is preferable to other
potentially effective and reasonably
feasible alternatives.
The proposed NWPs are not subject to
this Executive Order because they are
not economically significant as defined
in Executive Order 12866. In addition,
the proposed NWPs do not concern an
environmental or safety risk that we
have reason to believe may have a
disproportionate effect on children.
Executive Order 13175
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 6, 2000), requires
agencies to develop an accountable
process to ensure ‘‘meaningful and
timely input by tribal officials in the
development of regulatory policies that
have tribal implications.’’ The phrase
‘‘policies that have tribal implications’’
is defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on one or
more Indian tribes, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes.’’
The proposed NWPs do not have
tribal implications. It is generally
consistent with current agency practice
and will not have substantial direct
effects on tribal governments, on the
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56283
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes.
Therefore, Executive Order 13175 does
not apply to this proposal. However, in
the spirit of Executive Order 13175, we
specifically request comment from tribal
officials on the proposed rule.
Environmental Documentation
A preliminary decision document,
which includes a draft environmental
assessment and Finding of No
Significant Impact (FONSI) has been
prepared for each proposed NWP. These
preliminary decision documents are
available at: www.regulations.gov
(docket ID number COE–2006–0005).
They are also available by contacting
Headquarters, U.S. Army Corps of
Engineers, Operations and Regulatory
Community of Practice, 441 G Street,
NW., Washington, DC 20314–1000.
Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. We will submit a
report containing the final NWPs and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States. A major
rule cannot take effect until 60 days
after it is published in the Federal
Register. The proposed NWPs are not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
Executive Order 12898
Executive Order 12898 requires that,
to the greatest extent practicable and
permitted by law, each Federal agency
must make achieving environmental
justice part of its mission. Executive
Order 12898 provides that each federal
agency conduct its programs, policies,
and activities that substantially affect
human health or the environment in a
manner that ensures that such programs,
policies, and activities do not have the
effect of excluding persons (including
populations) from participation in,
denying persons (including
populations) the benefits of, or
subjecting persons (including
populations) to discrimination under
such programs, policies, and activities
because of their race, color, or national
origin.
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The proposed NWPs are not expected
to negatively impact any community,
and therefore are not expected to cause
any disproportionately high and adverse
impacts to minority or low-income
communities.
Executive Order 13211
The proposed NWPs are not a
‘‘significant energy action’’ as defined in
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001) because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
Authority
We are proposing to issue new NWPs,
modify existing NWPs, and reissue
NWPs without change under the
authority of Section 404(e) of the Clean
Water Act (33 U.S.C. 1344) and Section
10 of the Rivers and Harbors Act of 1899
(33 U.S.C. 401 et seq.)
Dated: September 18, 2006.
Don T. Riley,
Major General, U.S. Army, Director of Civil
Works.
Nationwide Permits, Conditions,
Further Information, and Definitions
A. Index of Nationwide Permits,
Conditions, Further Information, and
Definitions
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Nationwide Permits
1. Aids to Navigation
2. Structures in Artificial Canals
3. Maintenance
4. Fish and Wildlife Harvesting,
Enhancement, and Attraction Devices
and Activities
5. Scientific Measurement Devices
6. Survey Activities
7. Outfall Structures and Associated
Intake Structures
8. Oil and Gas Structures on the Outer
Continental Shelf
9. Structures in Fleeting and Anchorage
Areas
10. Mooring Buoys
11. Temporary Recreational Structures
12. Utility Line Activities
13. Bank Stabilization
14. Linear Transportation Projects
15. U.S. Coast Guard Approved Bridges
16. Return Water From Upland
Contained Disposal Areas
17. Hydropower Projects
18. Minor Discharges
19. Minor Dredging
20. Oil Spill Cleanup
21. Surface Coal Mining Operations
22. Removal of Vessels
23. Approved Categorical Exclusions
24. Indian Tribe or State Administered
Section 404 Programs
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25. Structural Discharges
26. [Reserved]
27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities
28. Modifications of Existing Marinas
29. Residential Developments
30. Moist Soil Management for Wildlife
31. Maintenance of Existing Flood
Control Facilities
32. Completed Enforcement Actions
33. Temporary Construction, Access,
and Dewatering
34. Cranberry Production Activities
35. Maintenance Dredging of Existing
Basins
36. Boat Ramps
37. Emergency Watershed Protection
and Rehabilitation
38. Cleanup of Hazardous and Toxic
Waste
39. Commercial and Institutional
Developments
40. Agricultural Activities
41. Reshaping Existing Drainage Ditches
42. Recreational Facilities
43. Stormwater Management Facilities
44. Mining Activities
A. Emergency Repair Activities
B. Discharges into Ditches and Canals
C. Pipeline Safety Program Designated
Time Sensitive Inspections and
Repairs
D. Commercial Shellfish Aquaculture
Activities
E. Coal Remining Activities
F. Underground Coal Mining Activities
Nationwide Permit General Conditions
1. Navigation
2. Aquatic Life Movements
3. Spawning Areas
4. Migratory Bird Breeding Areas
5. Shellfish Beds
6. Suitable Material
7. Water Supply Intakes
8. Adverse Effects from Impoundments
9. Management of Water Flows
10. Fills Within 100-Year Floodplains
11. Equipment
12. Soil Erosion and Sediment Controls
13. Removal of Temporary Fills
14. Proper Maintenance
15. Wild and Scenic Rivers
16. Tribal Rights
17. Endangered Species
18. Historic Properties
19. Designated Critical Resource Waters
20. Mitigation
21. Water Quality
22. Coastal Zone Management
23. Regional and Case-by-Case
Conditions
24. Use of Multiple Nationwide Permits
25. Transfer of Nationwide Permit
Verifications
26. Compliance Certification
27. Pre-Construction Notification
Further Information
Definitions
Best management practices (BMPs)
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Compensatory mitigation
Currently serviceable
Enhancement
Ephemeral stream
Establishment (creation)
Independent utility
Intermittent stream
Loss of waters of the United States
Non-tidal wetland
Open water
Perennial stream
Practicable
Pre-construction notification
Preservation
Re-establishment
Rehabilitation
Restoration
Riffle and pool complex
Riparian areas
Single and complete project
Stormwater management
Stormwater management facilities
Stream bed
Stream channelization
Structure
Tidal wetland
Vegetated shallows
Waterbody
B. Nationwide Permits
1. Aids to Navigation. The placement
of aids to navigation and regulatory
markers which are approved by and
installed in accordance with the
requirements of the U.S. Coast Guard
(see 33 CFR, chapter I, subchapter C,
part 66). (Section 10)
2. Structures in Artificial Canals.
Structures constructed in artificial
canals within principally residential
developments where the connection of
the canal to a navigable water of the
United States has been previously
authorized (see 33 CFR 322.5(g)).
(Section 10)
3. Maintenance. (a) The repair,
rehabilitation, or replacement of any
previously authorized, currently
serviceable, structure, or fill, or of any
currently serviceable structure or fill
authorized by 33 CFR 330.3, provided
that the structure or fill is not to be put
to uses differing from those uses
specified or contemplated for it in the
original permit or the most recently
authorized modification. Minor
deviations in the structure’s
configuration or filled area, including
those due to changes in materials,
construction techniques, or current
construction codes or safety standards
that are necessary to make repair,
rehabilitation, or replacement are
authorized.
(b) This NWP also authorizes the
removal of accumulated sediments and
debris in the vicinity of and within
existing structures (e.g., bridges,
culverted road crossings, water intake
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structures, etc.) and the placement of
new or additional riprap to protect the
structure. The removal of sediment is
limited to the minimum necessary to
restore the waterway in the immediate
vicinity of the structure to the
approximate dimensions that existed
when the structure was built, but cannot
extend further than 200 feet in any
direction from the structure. This 200
foot limit does not apply to maintenance
dredging to remove accumulated
sediments blocking or restricting outfall
and intake structures or to maintenance
dredging to remove accumulated
sediments from canals associated with
outfall and intake structures. All
dredged or excavated materials must be
deposited and retained in an upland
area unless otherwise specifically
approved by the district engineer under
separate authorization. The placement
of riprap must be the minimum
necessary to protect the structure or to
ensure the safety of the structure. Any
bank stabilization measures not directly
associated with the structure will
require a separate authorization from
the district engineer.
(c) Separate authorization is required
for temporary structures or work in
navigable waters of the United States or
temporary discharges of dredged or fill
material into waters of the United
States, if those activities are necessary to
conduct the maintenance activity and
are not exempt from permit
requirements. This NWP does not
authorize maintenance dredging for the
primary purpose of navigation or beach
restoration. This NWP does not
authorize new stream channelization or
stream relocation projects.
Notification: For activities authorized
by paragraph (b) of this NWP, the
permittee must submit a preconstruction notification to the district
engineer prior to commencing the
activity (see general condition 27).
Where maintenance dredging is
proposed, the pre-construction
notification must include information
regarding the original design capacities
and configurations of the outfalls,
intakes, small impoundments, and
canals. (Sections 10 and 404.)
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Note: This NWP authorizes the repair,
rehabilitation, or replacement of any
previously authorized structure or fill that
does not qualify for the Clean Water Act
Section 404(f) exemption for maintenance.
4. Fish and Wildlife Harvesting,
Enhancement, and Attraction Devices
and Activities. Fish and wildlife
harvesting devices and activities such as
pound nets, crab traps, crab dredging,
eel pots, lobster traps, duck blinds, clam
and oyster digging, and small fish
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attraction devices such as open water
fish concentrators (sea kites, etc.). This
NWP does not authorize artificial reefs
or impoundments and semiimpoundments of waters of the United
States for the culture or holding of
motile species such as lobster, or the use
of covered oyster trays or clam racks.
(Sections 10 and 404.)
5. Scientific Measurement Devices.
Devices, whose purpose is to measure
and record scientific data such as staff
gages, tide gages, water recording
devices, water quality testing and
improvement devices and similar
structures. Small weirs and flumes
constructed primarily to record water
quantity and velocity are also
authorized provided the discharge is
limited to 25 cubic yards. (Sections 10
and 404.)
6. Survey Activities. Survey activities,
such as core sampling, seismic
exploratory operations, plugging of
seismic shot holes and other
exploratory-type bore holes, exploratory
trenching, soil surveys, sampling, and
historic resources surveys. For the
purposes of this NWP, the term
‘‘exploratory trenching’’ means
mechanical land clearing of the upper
soil profile to expose bedrock or
substrate, for the purpose of mapping
and sampling the exposed material. The
area in which the exploratory trench is
dug must be restored to its preconstruction elevation upon completion
of the work This NWP authorizes the
construction of temporary pads,
provided the discharge does not exceed
25 cubic yards. Discharges and
structures associated with the recovery
of historic resources are not authorized
by this NWP. Drilling and the discharge
of excavated material from test wells for
oil and gas exploration are not
authorized by this NWP; the plugging of
such wells is authorized. Fill placed for
roads and other similar activities is not
authorized by this NWP. The NWP does
not authorize any permanent structures.
The discharge of drilling mud and
cuttings may require a permit under
Section 402 of the Clean Water Act.
(Sections 10 and 404.)
7. Outfall Structures and Associated
Intake Structures. Activities related to
the construction of outfall structures
and associated intake structures, where
the effluent from the outfall is
authorized, conditionally authorized, or
specifically exempted, or that are
otherwise in compliance with
regulations issued under the National
Pollutant Discharge Elimination System
Program (Section 402 of the Clean Water
Act). The construction of intake
structures is not authorized by this
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NWP, unless they are directly associated
with an authorized outfall structure.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Sections 10 and 404.)
8. Oil and Gas Structures on the Outer
Continental Shelf. Structures for the
exploration, production, and
transportation of oil, gas, and minerals
on the outer continental shelf within
areas leased for such purposes by the
Department of the Interior, Minerals
Management Service. Such structures
shall not be placed within the limits of
any designated shipping safety fairway
or traffic separation scheme, except
temporary anchors that comply with the
fairway regulations in 33 CFR 322.5(l).
The district engineer will review such
proposals to ensure compliance with the
provisions of the fairway regulations in
33 CFR 322.5(l). Any Corps review
under this NWP will be limited to the
effects on navigation and national
security in accordance with 33 CFR
322.5(f). Such structures will not be
placed in established danger zones or
restricted areas as designated in 33 CFR
part 334, nor will such structures be
permitted in EPA or Corps designated
dredged material disposal areas.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Section 10)
9. Structures in Fleeting and
Anchorage Areas. Structures, buoys,
floats and other devices placed within
anchorage or fleeting areas to facilitate
moorage of vessels where the U.S. Coast
Guard has established such areas for
that purpose. (Section 10)
10. Mooring Buoys. Non-commercial,
single-boat, mooring buoys. (Section 10)
11. Temporary Recreational
Structures. Temporary buoys, markers,
small floating docks, and similar
structures placed for recreational use
during specific events such as water
skiing competitions and boat races or
seasonal use, provided that such
structures are removed within 30 days
after use has been discontinued. At
Corps of Engineers reservoirs, the
reservoir manager must approve each
buoy or marker individually. (Section
10)
12. Utility Line Activities. Activities
required for the construction,
maintenance, repair, and removal of
utility lines and associated facilities in
waters of the United States, provided
the activity does not result in the loss
of greater than 1⁄2 acre of waters of the
United States.
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This NWP authorizes the
construction, maintenance, or repair of
utility lines, including outfall and
intake structures and the associated
excavation, backfill, or bedding for the
utility lines, in all waters of the United
States, provided there is no change in
preconstruction contours. A ‘‘utility
line’’ is defined as any pipe or pipeline
for the transportation of any gaseous,
liquid, liquescent, or slurry substance,
for any purpose, and any cable, line, or
wire for the transmission for any
purpose of electrical energy, telephone,
and telegraph messages, and radio and
television communication. The term
‘‘utility line’’ does not include activities
that drain a water of the United States,
such as drainage tile or french drains,
but it does apply to pipes conveying
drainage from another area.
Material resulting from trench
excavation may be temporarily sidecast
into waters of the United States for no
more than three months, provided that
the material is not placed in such a
manner that it is dispersed by currents
or other forces. The district engineer
may extend the period of temporary side
casting for no more than a total of 180
days, where appropriate. In wetlands,
the top 6″ to 12″ of the trench should
normally be backfilled with topsoil from
the trench. The trench cannot be
constructed or backfilled in such a
manner as to drain waters of the United
States (e.g., backfilling with extensive
gravel layers, creating a french drain
effect). Any exposed slopes and stream
banks must be stabilized immediately
upon completion of the utility line
crossing of each waterbody.
This NWP authorizes the
construction, maintenance, or
expansion of substation facilities
associated with a power line or utility
line in non-tidal waters of the United
States, provided the activity does not
result in the loss of greater than 1⁄2 acre
of those waters. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters of the
United States to construct substation
facilities.
This NWP authorizes the construction
or maintenance of foundations for
overhead utility line towers, poles, and
anchors in all waters of the United
States, provided the foundations are the
minimum size necessary and separate
footings for each tower leg (rather than
a larger single pad) are used where
feasible.
This permit does not authorize the
construction or maintenance of access
roads. The construction of permanent
maintenance roads may be authorized
by NWP 14 and the construction of
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temporary construction roads may be
authorized by NWP 33.
This NWP may authorize utility lines
in or affecting navigable waters of the
United States even if there is no
associated discharge of dredged or fill
material (See 33 CFR Part 322).
Overhead utility lines constructed over
section 10 waters and utility lines that
are routed in or under section 10 waters
without a discharge of dredged or fill
material require a section 10 permit.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) A section
10 permit is required, or (2) the
discharge will result in the permanent
or temporary loss of greater than 1⁄10
acre of waters of the United States. (See
general condition 27.) (Sections 10 and
404.)
Note 1: Where the proposed utility line is
constructed or installed in navigable waters
of the United States (i.e., section 10 waters),
copies of the PCN and NWP verification will
be sent by the Corps to the National Oceanic
and Atmospheric Administration (NOAA),
National Ocean Service (NOS), for charting
the utility line to protect navigation.
Note 2: Pipes or pipelines used to transport
gaseous, liquid, liquescent, or slurry
substances over navigable waters of the
United States are considered to be bridges,
not utility lines, and may require a permit
from the U.S. Coast Guard pursuant to
Section 9 of the Rivers and Harbors Act of
1899. However, any discharges of dredged or
fill material into waters of the United States
associated with such pipelines will require a
section 404 permit.
13. Bank Stabilization. Bank
stabilization activities necessary for
erosion prevention, provided the
activity meets all of the following
criteria:
(a) No material is placed in excess of
the minimum needed for erosion
protection;
(b) The bank stabilization activity is
no more than 500 feet in length, unless
this criterion is waived in writing by the
district engineer;
(c) The activity will not exceed an
average of one cubic yard per running
foot placed along the bank below the
plane of the ordinary high water mark
or the high tide line, unless this
criterion is waived in writing by the
district engineer;
(d) No material is of the type, or is
placed in any location, or in any
manner, to impair surface water flow
into or out of any wetland area;
(e) No material is placed in a manner
that will be eroded by normal or
expected high flows (properly anchored
trees and treetops may be used in low
energy areas); and,
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(f) The activity is not a stream
channelization activity.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if the bank
stabilization activity: (1) Involves
discharges into special aquatic sites; (2)
is in excess of 500 feet in length; or (3)
will involve the discharge of greater
than an average of one cubic yard per
running foot along the bank below the
plane of the ordinary high water mark
or the high tide line. (See general
condition 27.) (Sections 10 and 404.)
14. Linear Transportation Projects.
Activities required for the construction,
expansion, modification, or
improvement of linear transportation
projects (e.g., roads, highways, railways,
trails, airport runways, and taxiways) in
waters of the United States. For linear
transportation projects in non-tidal
waters, the discharge cannot cause the
loss of greater than 1⁄2-acre of waters of
the United States. For linear
transportation projects in tidal waters,
the discharge cannot cause the loss of
greater than 1⁄3-acre of waters of the
United States. Any stream channel
modification, including bank
stabilization, is limited to the minimum
necessary to construct or protect the
linear transportation project; such
modifications must be in the immediate
vicinity of the project.
This NWP cannot be used to authorize
non-linear features commonly
associated with transportation projects,
such as vehicle maintenance or storage
buildings, parking lots, train stations, or
aircraft hangars. This NWP does not
authorize temporary construction,
access, and dewatering necessary to
construct the linear transportation
project; those activities may be
authorized by NWP 33.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
discharge causes the loss of greater than
1⁄10 acre of waters of the United States;
or (2) there is a discharge in a special
aquatic site, including wetlands. (See
general condition 27.) (Sections 10 and
404.)
Note: Some discharges for the construction
of farm roads, forest roads, or temporary
roads for moving mining equipment may
qualify for an exemption under Section 404(f)
of the Clean Water Act (see 33 CFR 323.4).
15. U.S. Coast Guard Approved
Bridges. Discharges of dredged or fill
material incidental to the construction
of bridges across navigable waters of the
United States, including cofferdams,
abutments, foundation seals, piers, and
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temporary construction and access fills,
provided such discharges have been
authorized by the U.S. Coast Guard as
part of the bridge permit. Causeways
and approach fills are not included in
this NWP and will require an individual
section 404 permit or a regional general
section 404 permit. (Section 404.)
16. Return Water From Upland
Contained Disposal Areas. Return water
from an upland contained dredged
material disposal area. The return water
from a contained disposal area is
administratively defined as a discharge
of dredged material by 33 CFR 323.2(d),
even though the disposal itself occurs
on the upland and does not require a
section 404 permit. This NWP satisfies
the technical requirement for a section
404 permit for the return water where
the quality of the return water is
controlled by the state through the
section 401 certification procedures.
The dredging activity may require a
section 404 permit (33 CFR 323.2(d)),
and will require a section 10 permit if
located in navigable waters of the
United States. (Section 404)
17. Hydropower Projects. Discharges
of dredged or fill material associated
with hydropower projects having: (a)
Less than 5000 kW of total generating
capacity at existing reservoirs, where
the project, including the fill, is licensed
by the Federal Energy Regulatory
Commission (FERC) under the Federal
Power Act of 1920, as amended; or (b)
a licensing exemption granted by the
FERC pursuant to Section 408 of the
Energy Security Act of 1980 (16 U.S.C.
2705 and 2708) and Section 30 of the
Federal Power Act, as amended.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Section 404)
18. Minor Discharges. Minor
discharges of dredged or fill material
into all waters of the United States,
provided the activity meets all of the
following criteria:
(a) The quantity of discharged
material and the volume of area
excavated do not exceed 25 cubic yards
below the plane of the ordinary high
water mark or the high tide line;
(b) The discharge will not cause the
loss of more than 1⁄10 acre of waters of
the United States; and
(c) The discharge is not placed for the
purpose of a stream diversion.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
discharge or the volume of area
excavated exceeds 10 cubic yards below
the plane of the ordinary high water
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mark or the high tide line, or (2) the
discharge is in a special aquatic site,
including wetlands. (See general
condition 27.) (Sections 10 and 404.)
19. Minor Dredging. Dredging of no
more than 25 cubic yards below the
plane of the ordinary high water mark
or the mean high water mark from
navigable waters of the United States
(i.e., section 10 waters). This NWP does
not authorize the dredging or
degradation through siltation of coral
reefs, sites that support submerged
aquatic vegetation (including sites
where submerged aquatic vegetation is
documented to exist but may not be
present in a given year), anadromous
fish spawning areas, or wetlands, or the
connection of canals or other artificial
waterways to navigable waters of the
United States (see 33 CFR 322.5(g)).
(Sections 10 and 404.)
20. Oil Spill Cleanup. Activities
required for the containment and
cleanup of oil and hazardous substances
that are subject to the National Oil and
Hazardous Substances Pollution
Contingency Plan (40 CFR part 300)
provided that the work is done in
accordance with the Spill Control and
Countermeasure Plan required by 40
CFR 112.3 and any existing state
contingency plan and provided that the
Regional Response Team (if one exists
in the area) concurs with the proposed
containment and cleanup action.
(Sections 10 and 404.)
21. Surface Coal Mining Operations.
Discharges of dredged or fill material
into waters of the United States
associated with surface coal mining and
reclamation operations provided the
activities are already authorized by the
Department of Interior (DOI), Office of
Surface Mining (OSM), or by states with
approved programs under Title V of the
Surface Mining Control and
Reclamation Act of 1977 or are currently
being processed as part of an integrated
permit processing procedure.
Notification: The permittee must
submit a pre-construction notification to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 27.)
(Sections 10 and 404.)
22. Removal of Vessels. Temporary
structures or minor discharges of
dredged or fill material required for the
removal of wrecked, abandoned, or
disabled vessels, or the removal of manmade obstructions to navigation. This
NWP does not authorize maintenance
dredging, shoal removal, or riverbank
snagging.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
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vessel is listed or eligible for listing in
the National Register of Historic Places;
or (2) if there is a discharge of dredged
or fill material in a special aquatic site,
including wetlands. (See general
condition 27.) The permittee cannot
commence the activity until informed
by the district engineer that compliance
with the ‘‘Historic Properties’’ general
condition is completed.
Note: If a removed vessel is disposed of in
waters of the United States, a permit from the
U.S. EPA may be required (see 40 CFR 229.3).
If a Corps permit is required for vessel
disposal in waters of the United States, a
separate Department of the Army
authorization will be required.
23. Approved Categorical Exclusions.
Activities undertaken, assisted,
authorized, regulated, funded, or
financed, in whole or in part, by another
Federal agency or department where:
(a) That agency or department has
determined, pursuant to the Council on
Environmental Quality’s implementing
regulations for the National
Environmental Policy Act (40 CFR part
1500 et seq.), that the activity is
categorically excluded from
environmental documentation, because
it is included within a category of
actions which neither individually nor
cumulatively have a significant effect on
the human environment; and
(b) The Office of the Chief of
Engineers (Attn: CECW–CO) has
concurred with that agency’s or
department’s determination that the
activity is categorically excluded and
approved the activity for authorization
under NWP 23.
The Office of the Chief of Engineers
may require additional conditions,
including pre-construction notification,
for authorization of an agency’s
categorical exclusions under this NWP.
Notification: Certain categorical
exclusions approved for authorization
under this NWP require the permittee to
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 27). The activities that require
pre-construction notification are listed
in the appropriate Regulatory Guidance
Letters. (Sections 10 and 404.)
Note: The agency or department may
submit an application for an activity believed
to be categorically excluded to the Office of
the Chief of Engineers (Attn: CECW–CO).
Prior to approval for authorization under this
NWP of any agency’s activity, the Office of
the Chief of Engineers will solicit public
comment. Current activities approved for
authorization under this NWP are found in
the Corps’ Regulatory Guidance Letters,
which are available at: https://
www.usace.army.mil/inet/functions/cw/
cecwo/reg/rglsindx.htm
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24. Indian Tribe or State
Administered Section 404 Programs.
Any activity permitted by a state or
Indian Tribe administering its own
section 404 permit program pursuant to
33 U.S.C. 1344(g)–(l) is permitted
pursuant to Section 10 of the Rivers and
Harbors Act of 1899. (Section 10)
Note 1: As of the date of the promulgation
of this NWP, only New Jersey and Michigan
administer their own section 404 permit
programs.
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Note 2: Those activities that do not involve
a State section 404 permit are not included
in this NWP, but certain structures will be
exempted by Section 154 of Pub. L. 94–587,
90 Stat. 2917 (33 U.S.C. 591) (see 33 CFR
322.3(a)(2)).
25. Structural Discharges. Discharges
of material such as concrete, sand, rock,
etc., into tightly sealed forms or cells
where the material will be used as a
structural member for standard pile
supported structures, such as bridges,
transmission line footings, and
walkways or for general navigation,
such as mooring cells, including the
excavation of bottom material from
within the form prior to the discharge of
concrete, sand, rock, etc. This NWP
does not authorize filled structural
members that would support buildings,
building pads, homes, house pads,
parking areas, storage areas and other
such structures. The structure itself may
require a section 10 permit if located in
navigable waters of the United States.
(Section 404)
26. [Reserved]
27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities. Activities in waters of the
United States associated with the
restoration of former waters, the
enhancement of degraded tidal and nontidal wetlands and riparian areas, the
establishment of tidal and non-tidal
wetlands and riparian areas, the
restoration of non-tidal streams, and the
restoration and enhancement of nontidal open waters, provided those
activities result in net increases in
aquatic resource functions and services.
To the extent that a Corps permit is
required, activities authorized by this
NWP include, but are not limited to:
The removal of accumulated sediments;
the installation, removal, and
maintenance of small water control
structures, dikes, and berms; the
installation of current deflectors; the
enhancement, restoration, or
establishment of riffle and pool stream
structure; the placement of in-stream
habitat structures; modifications of the
stream bed and/or banks to restore or
establish stream meanders; the
backfilling of artificial channels and
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drainage ditches; the removal of existing
drainage structures; the construction of
small nesting islands; the construction
of open water areas; the construction of
oyster habitat over unvegetated bottom
in tidal waters; shellfish seeding;
activities needed to reestablish
vegetation, including plowing or discing
for seed bed preparation and the
planting of appropriate wetland species;
mechanized land clearing to remove
non-native invasive, exotic, or nuisance
vegetation; and other related activities.
Only native plant species should be
planted at the site.
This NWP does not authorize the
conversion of a stream or natural
wetlands to another aquatic use, such as
the establishment of an impoundment
for waterfowl habitat. This NWP does
not authorize stream channelization.
However, this NWP authorizes the
relocation of non-tidal waters, including
non-tidal wetlands, on the project site
provided there are net gains in aquatic
resource functions and services. For
example, this NWP may authorize the
establishment of an open water
impoundment in a non-tidal emergent
wetland, provided the non-tidal
emergent wetland is replaced by
establishing that wetland type on the
project site. This NWP does not
authorize the relocation of tidal waters
or the conversion of tidal waters,
including tidal wetlands, to other
aquatic uses, such as the conversion of
tidal wetlands into open water
impoundments.
Reversion. For enhancement,
restoration, and establishment activities
conducted: (1) In accordance with the
terms and conditions of a binding
wetland enhancement, restoration, or
establishment agreement between the
landowner and the U.S. Fish and
Wildlife Service (FWS), the Natural
Resources Conservation Service (NRCS),
the Farm Service Agency (FSA), the
National Marine Fisheries Service
(NMFS), the National Ocean Service
(NOS), or their designated state
cooperating agencies; (2) as voluntary
wetland restoration, enhancement, and
establishment actions documented by
the NRCS pursuant to NRCS regulations;
or (3) on reclaimed surface coal mine
lands, in accordance with a Surface
Mining Control and Reclamation Act
permit issued by the OSM or the
applicable state agency, this NWP also
authorizes any future discharge of
dredged or fill material associated with
the reversion of the area to its
documented prior condition and use
(i.e., prior to the restoration,
enhancement, or establishment
activities). The reversion must occur
within five years after expiration of a
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limited term wetland restoration or
establishment agreement or permit, and
is authorized in these circumstances
even if the discharge occurs after this
NWP expires. The five-year reversion
limit does not apply to agreements
without time limits reached between the
landowner and the FWS, NRCS, FSA,
NMFS, NOS, or an appropriate state
cooperating agency. This NWP also
authorizes discharges of dredged or fill
material in waters of the United States
for the reversion of wetlands that were
restored, enhanced, or established on
prior-converted cropland that has not
been abandoned or on uplands, in
accordance with a binding agreement
between the landowner and NRCS, FSA,
FWS, or their designated state
cooperating agencies (even though the
restoration, enhancement, or
establishment activity did not require a
section 404 permit). The prior condition
will be documented in the original
agreement or permit, and the
determination of return to prior
conditions will be made by the Federal
agency or appropriate state agency
executing the agreement or permit.
Before conducting any reversion activity
the permittee or the appropriate Federal
or state agency must notify the district
engineer and include the documentation
of the prior condition. Once an area has
reverted to its prior physical condition,
it will be subject to whatever the Corps
Regulatory requirements will be at that
future date. The requirement that the
activity result in a net increase in
aquatic resource functions and services
does not apply to reversion activities
meeting the above conditions. Except
for the activities described above, this
NWP does not authorize any future
discharge of dredged or fill material
associated with the reversion of the area
to its prior condition. In such cases a
separate permit would be required for
any reversion.
Reporting: For those activities that do
not require pre-construction
notification, the permittee must submit
to the district engineer a copy of: (1) The
binding wetland enhancement,
restoration, or establishment agreement;
(2) the NRCS documentation for the
voluntary wetland restoration,
enhancement, or establishment action;
or (3) the SMCRA permit issued by OSM
or the applicable state agency. These
documents must be submitted to the
district engineer at least 30 days prior to
commencing activities in waters of the
United States authorized by this NWP.
Notification. Except as provided
below, the permittee must submit a preconstruction notification to the district
engineer prior to commencing the
activity. (See general condition 27.)
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Except for reversion activities, preconstruction notification is not required
for:
(1) Activities conducted on nonFederal public lands and private lands,
in accordance with the terms and
conditions of a binding wetland
enhancement, restoration, or
establishment agreement between the
landowner and the U.S. FWS, NRCS,
FSA, NMFS, NOS, or their designated
state cooperating agencies;
(2) Voluntary wetland restoration,
enhancement, and establishment actions
documented by the NRCS pursuant to
NRCS regulations; or
(3) The reclamation of surface coal
mine lands, in accordance with an
SMCRA permit issued by the OSM or
the applicable state agency.
However, the permittee should submit
a copy of the appropriate
documentation. (Sections 10 and 404.)
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Note: This NWP can be used to authorize
compensatory mitigation projects, including
mitigation banks and in-lieu fee programs.
However, this NWP does not authorize the
reversion of an area used for a compensatory
mitigation project to its prior condition, since
compensatory mitigation is generally
intended to be permanent.
28. Modifications of Existing Marinas.
Reconfiguration of existing docking
facilities within an authorized marina
area. No dredging, additional slips, dock
spaces, or expansion of any kind within
waters of the United States is authorized
by this NWP. (Section 10.)
29. Residential Developments.
Discharges of dredged or fill material
into non-tidal waters of the United
States for the construction or expansion
of a single residence or a multiple unit
residential development. This NWP
authorizes the construction of building
foundations and building pads and
attendant features that are necessary for
the use of the residence or residential
development. Attendant features may
include but are not limited to roads,
parking lots, garages, yards, utility lines,
storm water management facilities,
septic fields, and recreation facilities
such as playgrounds, playing fields, and
golf courses (provided the golf course is
an integral part of the residential
development).
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds this 300
linear foot limit is waived in writing by
the district engineer. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters.
Subdivisions: For residential
subdivisions, the aggregate total loss of
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waters of United States authorized by
this NWP cannot exceed 1⁄2 acre. This
includes any loss of waters of the
United States associated with
development of individual subdivision
lots.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Sections 10 and 404.)
30. Moist Soil Management for
Wildlife. Discharges of dredged or fill
material into non-tidal waters of the
United States and maintenance
activities that are associated with moist
soil management for wildlife for the
purpose of continuing ongoing, sitespecific, wildlife management activities
where soil manipulation is used to
manage habitat and feeding areas for
wildlife. Such activities include, but are
not limited to, plowing or discing to
impede succession, preparing seed beds,
or establishing fire breaks. Sufficient
riparian areas must be maintained
adjacent to all open water bodies,
streams, etc., to preclude water quality
degradation due to erosion and
sedimentation. This NWP does not
authorize the construction of new dikes,
roads, water control structures, etc.
associated with the management areas.
The activity must not result in a net loss
of aquatic resource functions and
services. This NWP does not authorize
the conversion of wetlands to uplands,
impoundments or other open water
bodies. (Section 404)
Note: The repair, maintenance, or
replacement of existing water control
structures or the repair or maintenance of
dikes may be authorized by NWP 3.
31. Maintenance of Existing Flood
Control Facilities. Discharges of dredged
or fill material resulting from activities
associated with the maintenance of
existing flood control facilities,
including debris basins, retention/
detention basins, levees, and channels
that: (i) Were previously authorized by
the Corps by individual permit, general
permit, by 33 CFR 330.3, or did not
require a permit at the time they were
constructed, or (ii) were constructed by
the Corps and transferred to a nonFederal sponsor for operation and
maintenance. Activities authorized by
this NWP are limited to those resulting
from maintenance activities that are
conducted within the ‘‘maintenance
baseline,’’ as described in the definition
below. Activities, including the
discharges of dredged or fill materials
associated with maintenance activities
in flood control facilities in any
watercourse that have previously been
determined to be within the
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maintenance baseline, are authorized
under this NWP. This NWP does not
authorize the removal of sediment and
associated vegetation from the natural
water courses except when these
activities have been included in the
maintenance baseline. All dredged
material must be placed in an upland
site or an authorized disposal site in
waters of the United States, and proper
siltation controls must be used.
Maintenance Baseline: The
maintenance baseline is a description of
the physical characteristics (e.g., depth,
width, length, location, configuration, or
design flood capacity, etc.) of a flood
control project within which
maintenance activities are normally
authorized by NWP 31, subject to any
case-specific conditions required by the
district engineer. The district engineer
will approve the maintenance baseline
based on the approved or constructed
capacity of the flood control facility,
whichever is smaller, including any
areas where there are no constructed
channels, but which are part of the
facility. The prospective permittee will
provide documentation of the physical
characteristics of the flood control
facility (which will normally consist of
as-built or approved drawings) and
documentation of the approved and
constructed design capacities of the
flood control facility. If no evidence of
the constructed capacity exists, the
approved capacity will be used. The
documentation will also include best
management practices to ensure that the
impacts to the aquatic environment are
minimal, especially in maintenance
areas where there are no constructed
channels. (The Corps may request
maintenance records in areas where
there has not been recent maintenance.)
Revocation or modification of the final
determination of the maintenance
baseline can only be done in accordance
with 33 CFR 330.5. Except in
emergencies as described below, this
NWP cannot be used until the district
engineer approves the maintenance
baseline and determines the need for
mitigation and any regional or activityspecific conditions. Once determined,
the maintenance baseline will remain
valid for any subsequent reissuance of
this NWP. This NWP does not authorize
maintenance of a flood control facility
that has been abandoned. A flood
control facility will be considered
abandoned if it has operated at a
significantly reduced capacity without
needed maintenance being
accomplished in a timely manner.
Mitigation: The district engineer will
determine any required mitigation onetime only for impacts associated with
maintenance work at the same time that
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the maintenance baseline is approved.
Such one-time mitigation will be
required when necessary to ensure that
adverse environmental impacts are no
more than minimal, both individually
and cumulatively. Such mitigation will
only be required once for any specific
reach of a flood control project.
However, if one-time mitigation is
required for impacts associated with
maintenance activities, the district
engineer will not delay needed
maintenance, provided the district
engineer and the permittee establish a
schedule for identification, approval,
development, construction and
completion of any such required
mitigation. Once the one-time
mitigation described above has been
completed, or a determination made
that mitigation is not required, no
further mitigation will be required for
maintenance activities within the
maintenance baseline. In determining
appropriate mitigation, the district
engineer will give special consideration
to natural water courses that have been
included in the maintenance baseline
and require compensatory mitigation
and/or best management practices as
appropriate.
Emergency Situations: In emergency
situations, this NWP may be used to
authorize maintenance activities in
flood control facilities for which no
maintenance baseline has been
approved. Emergency situations are
those which would result in an
unacceptable hazard to life, a significant
loss of property, or an immediate,
unforeseen, and significant economic
hardship if action is not taken before a
maintenance baseline can be approved.
In such situations, the determination of
mitigation requirements, if any, may be
deferred until the emergency has been
resolved. Once the emergency has
ended, a maintenance baseline must be
established expeditiously, and
mitigation, including mitigation for
maintenance conducted during the
emergency, must be required as
appropriate.
Notification: The permittee must
submit a pre-construction notification to
the district engineer before any
maintenance work is conducted (see
general condition 27). The preconstruction notification may be for
activity-specific maintenance or for
maintenance of the entire flood control
facility by submitting a five-year (or
less) maintenance plan. The preconstruction notification must include a
description of the maintenance baseline
and the dredged material disposal site.
(Sections 10 and 404.)
32. Completed Enforcement Actions.
Any structure, work, or discharge of
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dredged or fill material, remaining in
place, or undertaken for mitigation,
restoration, or environmental benefit in
compliance with either:
(i) The terms of a final written Corps
non-judicial settlement agreement
resolving a violation of Section 404 of
the Clean Water Act and/or Section 10
of the Rivers and Harbors Act of 1899;
or the terms of an EPA 309(a) order on
consent resolving a violation of Section
404 of the Clean Water Act, provided
that:
(a) The unauthorized activity affected
no more than 5 acres of non-tidal waters
or 1 acre of tidal waters;
(b) The settlement agreement provides
for environmental benefits, to an equal
or greater degree, than the
environmental detriments caused by the
unauthorized activity that is authorized
by this NWP; and
(c) The district engineer issues a
verification letter authorizing the
activity subject to the terms and
conditions of this NWP and the
settlement agreement, including a
specified completion date; or
(ii) The terms of a final Federal court
decision, consent decree, or settlement
agreement resulting from an
enforcement action brought by the
United States under Section 404 of the
Clean Water Act and/or Section 10 of
the Rivers and Harbors Act of 1899; or
(iii) The terms of a final court
decision, consent decree, settlement
agreement, or non-judicial settlement
agreement resulting from a natural
resource damage claim brought by a
trustee or trustees for natural resources
(as defined by the National Contingency
Plan at 40 CFR subpart G) under Section
311 of the Clean Water Act, Section 107
of the Comprehensive Environmental
Response, Compensation and Liability
Act, Section 312 of the National Marine
Sanctuaries Act, Section 1002 of the Oil
Pollution Act of 1990, or the Park
System Resource Protection Act at 16
U.S.C. 19jj, to the extent that a Corps
permit is required.
Compliance is a condition of the NWP
itself. Any authorization under this
NWP is automatically revoked if the
permittee does not comply with the
terms of this NWP or the terms of the
court decision, consent decree, or
judicial/non-judicial settlement
agreement. This NWP does not apply to
any activities occurring after the date of
the decision, decree, or agreement that
are not for the purpose of mitigation,
restoration, or environmental benefit.
Before reaching any settlement
agreement, the Corps will ensure
compliance with the provisions of 33
CFR part 326 and 33 CFR 330.6(d)(2)
and (e). (Sections 10 and 404.)
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33. Temporary Construction, Access,
and Dewatering. Temporary structures,
work and discharges, including
cofferdams, necessary for construction
activities or access fills or dewatering of
construction sites, provided that the
associated primary activity is authorized
by the Corps of Engineers or the U.S.
Coast Guard. This NWP also authorizes
temporary structures, work and
discharges, including cofferdams,
necessary for construction activities not
subject to the Corps or U.S. Coast Guard
permit requirements. Appropriate
measures must be taken to maintain
near normal downstream flows and to
minimize flooding. Fill must consist of
materials, and be placed in a manner,
that will not be eroded by expected high
flows. The use of dredged material may
be allowed if the district engineer
determines that it will not cause more
than minimal adverse effects on aquatic
resources. Following completion of
construction, temporary fill must be
entirely removed to upland areas,
dredged material must be returned to its
original location, and the affected areas
must be restored to the pre-project
conditions. Cofferdams cannot be used
to dewater wetlands or other aquatic
areas to change their use. Structures left
in place after cofferdams are removed
require a section 10 permit if located in
navigable waters of the United States.
(See 33 CFR part 322.)
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 27). The pre-construction
notification must include a mitigation
plan of reasonable measures to avoid
and minimize adverse effects to aquatic
resources. (Sections 10 and 404.)
34. Cranberry Production Activities.
Discharges of dredged or fill material for
dikes, berms, pumps, water control
structures or leveling of cranberry beds
associated with expansion,
enhancement, or modification activities
at existing cranberry production
operations. The cumulative total acreage
of disturbance per cranberry production
operation, including but not limited to,
filling, flooding, ditching, or clearing,
must not exceed 10 acres of waters of
the United States, including wetlands.
The activity must not result in a net loss
of wetland acreage. This NWP does not
authorize any discharge of dredged or
fill material related to other cranberry
production activities such as
warehouses, processing facilities, or
parking areas. For the purposes of this
NWP, the cumulative total of 10 acres
will be measured over the period that
this NWP is valid.
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Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. For an
existing cranberry production operation,
the pre-construction notification needs
only to be submitted once during the
period that this NWP is valid, and the
NWP would authorize that existing
operation, provided the 10-acre limit is
not exceeded. (See general condition
27.) (Section 404.)
35. Maintenance Dredging of Existing
Basins. Excavation and removal of
accumulated sediment for maintenance
of existing marina basins, access
channels to marinas or boat slips, and
boat slips to previously authorized
depths or controlling depths for ingress/
egress, whichever is less, provided the
dredged material is deposited at an
upland site and proper siltation controls
are used. (Section 10.)
36. Boat Ramps. Activities required
for the construction of boat ramps,
provided the activity meets all of the
following criteria:
(a) The discharge into waters of the
United States does not exceed 50 cubic
yards of concrete, rock, crushed stone or
gravel into forms, or placement of precast concrete planks or slabs, unless the
50 cubic yard limit is waived in writing
by the district engineer;
(b) The boat ramp does not exceed 20
feet in width, unless this criterion is
waived in writing by the district
engineer;
(c) The base material is crushed stone,
gravel or other suitable material;
(d) The excavation is limited to the
area necessary for site preparation and
all excavated material is removed to the
upland; and,
(e) No material is placed in special
aquatic sites, including wetlands.
The use of unsuitable material that is
structurally unstable is not authorized.
If dredging in navigable waters of the
United States is necessary to provide
access to the boat ramp, the dredging
may be authorized by another NWP, a
regional general permit, or an individual
permit.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
discharge into waters of the United
States exceeds 50 cubic yards, or (2) the
boat ramp exceeds 20 feet in width. (See
general condition 27.) (Sections 10 and
404.)
37. Emergency Watershed Protection
and Rehabilitation. Work done by or
funded by:
(a) The Natural Resources
Conservation Service for a situation
requiring immediate action under its
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emergency Watershed Protection
Program (7 CFR part 624); or
(b) The U.S. Forest Service under its
Burned-Area Emergency Rehabilitation
Handbook (FSH 509.13); or
(c) The Department of the Interior for
wildland fire management burned area
emergency stabilization and
rehabilitation (DOI Manual part 620, Ch.
3).
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 27). (Sections 10 and 404.)
38. Cleanup of Hazardous and Toxic
Waste. Specific activities required to
effect the containment, stabilization, or
removal of hazardous or toxic waste
materials that are performed, ordered, or
sponsored by a government agency with
established legal or regulatory authority.
Court ordered remedial action plans or
related settlements are also authorized
by this NWP. This NWP does not
authorize the establishment of new
disposal sites or the expansion of
existing sites used for the disposal of
hazardous or toxic waste.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Sections 10 and 404.)
Note: Activities undertaken entirely on a
Comprehensive Environmental Response,
Compensation, and Liability Act (CERCLA)
site by authority of CERCLA as approved or
required by EPA, are not required to obtain
permits under Section 404 of the Clean Water
Act or Section 10 of the Rivers and Harbors
Act.
39. Commercial and Institutional
Developments. Discharges of dredged or
fill material into non-tidal waters of the
United States for the construction or
expansion of commercial and
institutional building foundations and
building pads and attendant features
that are necessary for the use and
maintenance of the structures.
Attendant features may include, but are
not limited to, roads, parking lots,
garages, yards, utility lines, storm water
management facilities, and recreation
facilities such as playgrounds and
playing fields. Examples of commercial
developments include retail stores,
industrial facilities, restaurants,
business parks, and shopping centers.
Examples of institutional developments
include schools, fire stations,
government office buildings, judicial
buildings, public works buildings,
libraries, hospitals, and places of
worship. The construction of new golf
courses, new ski areas, or oil and gas
wells is not authorized by this NWP.
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The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds this 300
linear foot limit is waived in writing by
the district engineer. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Sections 10 and 404.)
40. Agricultural Activities. Discharges
of dredged or fill material into non-tidal
waters of the United States for
agricultural activities, including the
construction of building pads for farm
buildings. Authorized activities include
the installation, placement, or
construction of drainage tiles, ditches,
or levees; mechanized land clearing;
land leveling; the relocation of existing
serviceable drainage ditches constructed
in waters of the United States; and
similar activities. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters.
This NWP also authorizes the
construction of farm ponds in non-tidal
waters of the United States, excluding
perennial streams, provided the farm
pond is used solely for agricultural
purposes. This NWP does not authorize
the construction of aquaculture ponds.
This NWP also authorizes discharges
of dredged or fill material into non-tidal
waters of the United States to relocate
existing serviceable drainage ditches
constructed in non-tidal streams.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
This NWP does not authorize the
relocation of greater than 300 linear feet
of existing serviceable drainage ditches
constructed in non-tidal streams, unless
for drainage ditches constructed in
intermittent and ephemeral streams, this
300 linear foot limit is waived in writing
by the district engineer.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Section 404.)
Note: Some discharges for agricultural
activities may qualify for an exemption under
Section 404(f) of the Clean Water Act (see 33
CFR 323.4).
41. Reshaping Existing Drainage
Ditches. Discharges of dredged or fill
material into non-tidal waters of the
United States, excluding non-tidal
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wetlands adjacent to tidal waters, to
modify the cross-sectional configuration
of currently serviceable drainage ditches
constructed in waters of the United
States, for the purpose of improving
water quality. The reshaping of the
ditch cannot increase drainage capacity
beyond the original design capacity nor
can it expand the area drained by the
ditch as originally designed (i.e., the
capacity of the ditch must be the same
as originally designed and it cannot
drain additional wetlands or other
waters of the United States).
This NWP does not authorize the
relocation of drainage ditches
constructed in waters of the United
States; the location of the centerline of
the reshaped drainage ditch must be
approximately the same as the location
of the centerline of the original drainage
ditch. This NWP does not authorize
stream channelization or stream
relocation projects.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity, if more than
500 linear feet of drainage ditch will be
reshaped. (See general condition 27.)
(Section 404.)
42. Recreational Facilities. Discharges
of dredged or fill material into non-tidal
waters of the United States for the
construction or expansion of
recreational facilities. Examples of
recreational facilities that may be
authorized by this NWP include playing
fields (e.g., football fields, baseball
fields), basketball courts, tennis courts,
hiking trails, bike paths, golf courses,
ski areas, horse paths, nature centers,
and campgrounds (excluding
recreational vehicle parks). This NWP
also authorizes the construction or
expansion of small support facilities,
such as maintenance and storage
buildings and stables that are directly
related to the recreational activity, but it
does not authorize the construction of
hotels, restaurants, racetracks, stadiums,
arenas, or similar facilities.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds this 300
linear foot limit is waived in writing by
the district engineer. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) (Section 404.)
43. Stormwater Management
Facilities. Discharges of dredged or fill
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material into non-tidal waters of the
United States for the construction and
maintenance of stormwater management
facilities, including activities for the
excavation of stormwater ponds/
facilities, detention basins, and
retention basins; the installation and
maintenance of water control structures,
outfall structures and emergency
spillways; and the maintenance
dredging of existing stormwater
management ponds/facilities and
detention and retention basins.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds this 300
linear foot limit is waived in writing by
the district engineer. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters. This
NWP does not authorize discharges of
dredged or fill material for the
construction of new stormwater
management facilities in perennial
streams.
Maintenance activities are limited to
restoring the original design capacities
of the stormwater management facility.
Notification: For the construction of
new stormwater management facilities,
or the expansion of existing stormwater
management facilities, the permittee
must submit a pre-construction
notification to the district engineer prior
to commencing the activity. (See general
condition 27.) (Section 404.)
44. Mining Activities. Discharges of
dredged or fill material into non-tidal
waters of the United States for mining
activities, except for coal mining
activities. The discharge must not cause
the loss of greater than 1⁄2-acre of nontidal wetlands. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 27.) If reclamation is required
by other statutes, then a copy of the
reclamation plan must be submitted
with the pre-construction notification.
(Sections 10 and 404.)
A. Emergency Repair Activities. This
NWP authorizes the repair,
rehabilitation, or replacement of
structures or fills destroyed or damaged
by storms, floods, fire or other discrete
events, provided the repair,
rehabilitation, or replacement is
commenced, or is under contract to
commence, within two years of the date
of their destruction or damage. In cases
of catastrophic events, such as
hurricanes or tornadoes, this two-year
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limit may be waived by the district
engineer, provided the permittee can
demonstrate funding, contract, or other
similar delays.
This NWP also authorizes discharges
of dredged or fill material, including
dredging or excavation, into all waters
of the United States for activities
associated with the restoration of
upland areas damaged by storms, floods,
or other discrete events. This NWP
authorizes bank stabilization to protect
the restored uplands. The restoration of
the damaged areas, including any bank
stabilization, must not exceed the
contours, or ordinary high water mark,
that existed before the damage occurred.
The district engineer retains the right to
determine the extent of the pre-existing
conditions and the extent of any
restoration work authorized by this
NWP. The work must commence, or be
under contract to commence, within
two years of the date that a PCN is filed,
unless this condition is waived by the
district engineer. This NWP cannot be
used to reclaim lands lost to normal
erosion processes over an extended
period.
Minor dredging is limited to the
amount necessary to restore the preexisting bottom contours of the
waterbody. If temporary structures and
discharges, including cofferdams, are
necessary to conduct the repair,
rehabilitation, or replacement of
structures or fills, separate authorization
is required.
Notification: The permittee must
submit a pre-construction notification to
the district engineer (see general
condition 27) within 12-months of the
date of the damage. The preconstruction notification should include
documentation, such as a recent
topographic survey or photographs, to
justify the extent of the proposed
restoration. (Sections 10 and 404.)
Note: Uplands lost as a result of a storm,
flood, or other discrete event can be replaced
without a section 404 permit, if the uplands
are restored to the ordinary high water mark
(in non-tidal waters) or high tide line (in tidal
waters). (See also 33 CFR 328.5.)
B. Discharges in Ditches and Canals.
Discharges of dredged or fill material
into ditches and canals that are
constructed in uplands, receive water
from another water of the United States,
divert water to another water of the
United States, and are determined to be
waters of the United States. The
discharge must not cause the loss of
greater than one acre of waters of the
United States. This NWP does not
authorize discharges of dredged or fill
material into ditches or canals
constructed in streams or other waters
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of the United States, or in streams that
have been relocated in uplands.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity, if the dredged
or fill material will be discharged into
more than 500 linear feet of ditch or
canal. (See general condition 27.)
(Section 404.)
C. Pipeline Safety Program Designated
Time Sensitive Inspections and Repairs.
Activities required for the inspection,
repair, rehabilitation, or replacement of
any currently serviceable structure or
fill for pipelines that have been
identified by the Pipeline and
Hazardous Materials Safety
Administration’s Pipeline Safety
Program (PHP) within the U.S.
Department of Transportation as timesensitive (see 49 CFR parts 192 and 195)
and additional maintenance activities
done in conjunction with the timesensitive inspection and repair
activities. All activities must meet the
following criteria:
(a) Appropriate measures must be
taken to maintain normal downstream
flows and minimize flooding to the
maximum extent practicable when
temporary structures, work and
discharges, including cofferdams, are
necessary for construction activities or
access fills or dewatering of
construction sites;
(b) Material resulting from trench
excavation may be temporarily sidecast
into waters of the United States for no
more than three months, provided that
the material is not placed in such a
manner that it is dispersed by currents
or other forces. The district engineer
may extend the period of temporary side
casting for no more than a total of 180
days, where appropriate. The trench
cannot be constructed or backfilled in
such a manner as to drain waters of the
United States (e.g., backfilling with
extensive gravel layers, creating a french
drain effect);
(c) Temporary fill must consist of
materials, and be placed in a manner,
that will not be eroded by expected high
flows. Temporary structures and fills
must be removed upon completion of
the activity and the affected areas
returned to pre-construction conditions;
(d) In wetlands, the top 6’’ to 12’’ of
the trench should normally be
backfilled with topsoil from the trench
so that there is no change in
preconstruction contours;
(e) To the maximum extent
practicable, the restoration of open
waters must be to the pre-construction
course, condition, capacity, and location
of the waterbody;
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(f) Any exposed slopes and stream
banks must be stabilized immediately
upon completion of the project;
(g) Additional maintenance activities
done in conjunction with the timesensitive inspection or repair must not
result in additional losses of waters of
the United States; and,
(h) The permittee is a participant in
the Pipeline Repair and Environmental
Guidance System (PREGS).
Reporting: The permittee must submit
a post construction report to the PHP
within seven days after completing the
work. The report must be submitted
electronically to PHP via PREGS. The
report must contain the following
information: project sites located in
waters of the United States, temporary
access routes, stream dewatering sites,
temporary fills and temporary structures
identified on a map of the pipeline
corridor; photographs of the pre- and
post-construction work areas located in
waters of the United States; and a list of
best management practices employed
for each pipeline segment shown on the
map. (Section 10 and 404.)
D. Commercial Shellfish Aquaculture
Activities. This NWP authorizes the
installation of buoys, floats, racks, trays,
nets, lines, and other structures
necessary for the continued operation of
the aquaculture activity. This NWP also
authorizes discharges of dredged or fill
material necessary for shellfish seeding,
rearing, cultivating, transplanting, and
harvesting activities. Rafts and other
floating structures must be securely
anchored and clearly marked.
This NWP does not authorize the
expansion of the project area for the
commercial shellfish aquaculture
activity. This NWP does not authorize
the cultivation of new species (i.e.,
species not previously cultivated by the
existing commercial shellfish
aquaculture activity).
Notification: The permittee must
submit a pre-construction notification to
the district engineer if: (1) The project
area is greater than 25 acres; (2) more
than 10 acres of the project area is
occupied by submerged aquatic
vegetation; (3) the permittee intends to
relocate existing operations into
portions of the project area not
previously used for aquaculture
activities; or (4) dredge harvesting is
conducted in areas inhabited by
submerged aquatic vegetation. (See
general condition 27.) (Sections 10 and
404.)
Note: The permittee should notify the
applicable U.S. Coast Guard office regarding
the project.
E. Coal Remining Activities.
Discharges of dredged or fill material
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into non-tidal waters of the United
States associated with the remining and
reclamation of lands that were
previously mined for coal, provided the
activities are already authorized by the
Department of Interior (DOI), Office of
Surface Mining (OSM), or by states with
approved programs under Title V of the
Surface Mining Control and
Reclamation Act of 1977 or are currently
being processed as part of an integrated
permit processing procedure. Areas
previously disturbed by mining
activities include reclaimed mine sites,
abandoned mine land areas, or lands
under bond forfeiture contracts. The
permittee must clearly demonstrate to
the district engineer that the
reclamation plan will result in a net
increase in aquatic resource functions.
As part of the project, the permittee may
conduct coal mining activities in an
adjacent area, provided the newly
mined area is less than 40 percent of the
area being remined and reclaimed.
Notification: The permittee must
submit a pre-construction notification to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 27.)
(Sections 10 and 404.)
F. Underground Coal Mining
Activities. Discharges of dredged or fill
material into non-tidal waters of the
United States associated with
underground coal mining and
reclamation operations provided the
activities are authorized by the
Department of Interior (DOI), Office of
Surface Mining (OSM), or by states with
approved programs under Title V of the
Surface Mining Control and
Reclamation Act of 1977 or are currently
being processed as part of an integrated
permit processing procedure.
The discharge must not cause the loss
of greater than 1/2 acre of non-tidal
waters of the United States. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
This NWP does not authorize coal
preparation and processing activities
outside of the mine site.
Notification: The permittee must
submit a pre-construction notification to
the district engineer. (See general
condition 27.) If reclamation is required
by other statutes, then a copy of the
reclamation plan must be submitted
with the pre-construction notification.
(Sections 10 and 404.)
Note: Coal preparation and processing
activities outside of the mine site may be
authorized by NWP 21.
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Note: To qualify for NWP authorization,
the prospective permittee must comply with
the following general conditions, as
appropriate, in addition to any regional or
case-specific conditions imposed by the
division engineer or district engineer.
Prospective permittees should contact the
appropriate Corps district office to determine
if regional conditions have been imposed on
an NWP. Prospective permittees should also
contact the appropriate Corps district office
to determine the status of Clean Water Act
Section 401 water quality certification and/
or Coastal Zone Management Act consistency
for an NWP.
1. Navigation. (a) No activity may
cause more than a minimal adverse
effect on navigation.
(b) Any safety lights and signals
prescribed by the U.S. Coast Guard,
through regulations or otherwise, must
be installed and maintained at the
permittee’s expense on authorized
facilities in navigable waters of the
United States.
(c) The permittee understands and
agrees that, if future operations by the
United States require the removal,
relocation, or other alteration, of the
structure or work herein authorized, or
if, in the opinion of the Secretary of the
Army or his authorized representative,
said structure or work shall cause
unreasonable obstruction to the free
navigation of the navigable waters, the
permittee will be required, upon due
notice from the Corps of Engineers, to
remove, relocate, or alter the structural
work or obstructions caused thereby,
without expense to the United States.
No claim shall be made against the
United States on account of any such
removal or alteration.
2. Aquatic Life Movements. No
activity may substantially disrupt the
necessary life cycle movements, if
known, of those species of aquatic life
indigenous to the waterbody, including
those species that normally migrate
through the area, unless the activity’s
primary purpose is to impound water.
Culverts placed in streams must be
installed to maintain low flow
conditions.
3. Spawning Areas. Activities in
spawning areas during spawning
seasons must be avoided to the
maximum extent practicable. Activities
that result in the physical destruction
(e.g., excavate, fill, or smother
downstream by substantial turbidity) of
an important spawning area are not
authorized.
4. Migratory Bird Breeding Areas.
Activities in waters of the United States
that serve as breeding areas for
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migratory birds must be avoided to the
maximum extent practicable.
5. Shellfish Beds. No activity may
occur in areas of concentrated shellfish
populations, unless the activity is
directly related to a shellfish harvesting
activity authorized by NWPs 4 and D.
6. Suitable Material. No activity may
use unsuitable material (e.g., trash,
debris, car bodies, asphalt, etc.).
Material used for construction or
discharged must be free from toxic
pollutants in toxic amounts (see Section
307 of the Clean Water Act).
7. Water Supply Intakes. No activity
may occur in the proximity of a public
water supply intake, except where the
activity is for the repair or improvement
of public water supply intake structures
or adjacent bank stabilization.
8. Adverse Effects From
Impoundments. If the activity creates an
impoundment of water, adverse effects
to the aquatic system due to accelerating
the passage of water, and/or restricting
its flow must be minimized to the
maximum extent practicable.
9. Management of Water Flows. To the
maximum extent practicable, the preconstruction course, condition,
capacity, and location of open waters
must be maintained for each activity,
including stream channelization and
storm water management activities,
except as provided below. The activity
must be constructed to withstand
expected high flows. The activity must
not restrict or impede the passage of
normal or high flows, unless the
primary purpose of the activity is to
impound water. The activity may alter
the pre-construction course, condition,
capacity, and location of open waters if
it benefits the aquatic environment (e.g.,
stream restoration or relocation
activities).
10. Fills Within 100–Year
Floodplains. The activity must comply
with any applicable FEMA-approved
state or local floodplain management
requirements.
11. Equipment. Heavy equipment
working in wetlands or mudflats must
be placed on mats, or other measures
must be taken to minimize soil
disturbance.
12. Soil Erosion and Sediment
Controls. Appropriate soil erosion and
sediment controls must be used and
maintained in effective operating
condition during construction, and all
exposed soil and other fills, as well as
any work below the ordinary high water
mark or high tide line, must be
permanently stabilized at the earliest
practicable date. Permittees are
encouraged to perform work within
waters of the United States during
periods of low-flow or no-flow.
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13. Removal of Temporary Fills.
Temporary fills must be removed in
their entirety and the affected areas
returned to pre-construction conditions.
14. Proper Maintenance. Any
authorized structure or fill shall be
properly maintained, including
maintenance to ensure public safety.
15. Wild and Scenic Rivers. No
activity may occur in a component of
the National Wild and Scenic River
System, or in a river officially
designated by Congress as a ‘‘study
river’’ for possible inclusion in the
system while the river is in an official
study status, unless the appropriate
Federal agency with direct management
responsibility for such river, has
determined in writing that the proposed
activity will not adversely affect the
Wild and Scenic River designation or
study status. Information on Wild and
Scenic Rivers may be obtained from the
appropriate Federal land management
agency in the area (e.g., National Park
Service, U.S. Forest Service, Bureau of
Land Management, U.S. Fish and
Wildlife Service).
16. Tribal Rights. No activity or its
operation may impair reserved tribal
rights, including, but not limited to,
reserved water rights and treaty fishing
and hunting rights.
17. Endangered Species. (a) No
activity is authorized under any NWP
which is likely to jeopardize the
continued existence of a threatened or
endangered species or a species
proposed for such designation, as
identified under the Federal Endangered
Species Act (ESA), or which will
destroy or adversely modify the critical
habitat of such species. No activity is
authorized under any NWP which ‘‘may
affect’’ a listed species or critical
habitat, unless Section 7 consultation
addressing the effects of the proposed
activity has been completed.
(b) Non-federal permittees shall notify
the district engineer if any listed species
or designated critical habitat might be
affected or is in the vicinity of the
project, or if the project is located in
designated critical habitat, and shall not
begin work on the activity until notified
by the district engineer that the
requirements of the ESA have been
satisfied and that the activity is
authorized. For activities that may affect
Federally-listed endangered or
threatened species or designated critical
habitat, the pre-construction notification
must include the name(s) of the
endangered or threatened species that
may be affected by the proposed work
or that utilize the designated critical
habitat that may be affected by the
proposed work. The district engineer
will determine whether the proposed
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activity ‘‘may affect’’ or will have ‘‘no
effect’’ to listed species and designated
critical habitat and will notify the
applicant of the Corps’ determination
within 45 days of receipt of a complete
pre-construction notification.
Applicants shall not begin work until
the Corps has provided notification the
proposed activities will have ‘‘no effect’’
on listed species or critical habitat, or
until Section 7 consultation has been
completed.
(c) As a result of formal or informal
consultation with the FWS or NMFS the
district engineer may add speciesspecific regional endangered species
conditions to the NWPs.
(d) Authorization of an activity by a
NWP does not authorize the ‘‘take’’ of a
threatened or endangered species as
defined under the ESA. In the absence
of separate authorization (e.g., an ESA
Section 10 Permit, a Biological Opinion
with ‘‘incidental take’’ provisions, etc.)
from the U.S. FWS or the NMFS, both
lethal and non-lethal ‘‘takes’’ of
protected species are in violation of the
ESA. Information on the location of
threatened and endangered species and
their critical habitat can be obtained
directly from the offices of the U.S. FWS
and NMFS or their world wide Web
pages at https://www.fws.gov/ and
https://www.noaa.gov/fisheries.html
respectively.
18. Historic Properties. (a) No activity
which may affect historic properties
listed, or eligible for listing, in the
National Register of Historic Places is
authorized, until the district engineer
has complied with the current
procedures for addressing the
requirements of Section 106 of the
National Historic Preservation Act
(NHPA).
(b) The prospective permittee must
notify the district engineer if the
authorized activity may affect any
historic properties listed, determined to
be eligible, or which the prospective
permittee has reason to believe may be
eligible for listing on the National
Register of Historic Places, and shall not
begin the activity until notified by the
district engineer that the requirements
of the NHPA have been satisfied and
that the activity is authorized. The
district engineer will notify the
permittee within 45 days of receipt of a
complete pre-construction notification
whether NHPA section 106 consultation
is required. If NHPA section 106
consultation is required and will occur
under the NWP process, the district
engineer will notify the permittee that
he or she cannot begin work until
consultation is completed.
(c) Information on the location and
existence of historic resources can be
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obtained from the State Historic
Preservation Officer or Tribal Historic
Preservation Officer, as appropriate, and
the National Register of Historic Places
(see 33 CFR 330.4(g)). For activities that
may affect historic properties listed in,
or eligible for listing in, the National
Register of Historic Places, the preconstruction notification must state
which historic property may be affected
by the proposed work or include a
vicinity map indicating the location of
the historic property.
19. Designated Critical Resource
Waters. Critical resource waters include,
NOAA-designated marine sanctuaries,
National Estuarine Research Reserves,
state natural heritage sites, and
outstanding national resource waters or
other waters officially designated by a
state as having particular environmental
or ecological significance and identified
by the district engineer after notice and
opportunity for public comment. The
district engineer may also designate
additional critical resource waters after
notice and opportunity for comment.
(a) Discharges of dredged or fill
material into waters of the United States
are not authorized by NWPs 7, 12, 14,
16, 17, 21, 29, 31, 35, 39, 40, 42, 43, and
44 for any activity within, or directly
affecting, critical resource waters,
including wetlands adjacent to such
waters.
(b) For NWPs 3, 8, 10, 13, 15, 18, 19,
22, 23, 25, 27, 28, 30, 33, 34, 36, 37, and
38, notification is required in
accordance with general condition 27,
for any activity proposed in the
designated critical resource waters
including wetlands adjacent to those
waters. The district engineer may
authorize activities under these NWPs
only after it is determined that the
impacts to the critical resource waters
will be no more than minimal.
20. Mitigation. The district engineer
will consider the following factors when
determining appropriate and practicable
mitigation necessary to ensure that
adverse effects on the aquatic
environment are minimal:
(a) The activity must be designed and
constructed to avoid and minimize
adverse effects, both temporary and
permanent, to waters of the United
States to the maximum extent
practicable at the project site (i.e., on
site).
(b) Mitigation in all its forms
(avoiding, minimizing, rectifying,
reducing, or compensating) will be
required to the extent necessary to
ensure that the adverse effects to the
aquatic environment are minimal.
(c) Compensatory mitigation at a
minimum one-for-one ratio will be
required for all wetland losses that
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56295
exceed 1⁄10 acre and require preconstruction notification, unless the
district engineer determines in writing
that some other form of mitigation
would be more environmentally
appropriate and provides a projectspecific waiver of this requirement. For
wetland losses of 1⁄10 acre or less that
require pre-construction notification,
the district engineer may determine on
a case-by-case basis that compensatory
mitigation is required to ensure that the
activity result in minimal adverse
effects on the aquatic environment.
Since the likelihood of success is greater
and the impacts to potentially valuable
uplands are reduced, wetland
restoration should be the first
compensatory mitigation option
considered.
(d) Compensatory mitigation will not
be used to increase the acreage losses
allowed by the acreage limits of the
NWPs. For example, if an NWP has an
acreage limit of 1⁄2 acre, it cannot be
used to authorize any project with
greater than 1⁄2 acre of loss of waters,
even if mitigation is provided that
replaces or restores some of the lost
waters. However, compensatory
mitigation can and should be used, as
necessary, to ensure that a project
already meeting the established acreage
limits also satisfies the minimal impact
requirement associated with NWPs.
(e) Compensatory mitigation plans for
projects in or near streams or other open
waters will normally include a
requirement for the establishment,
maintenance, and legal protection (e.g.,
conservation easements) of riparian
areas next to open waters. In some
cases, riparian areas may be the only
compensatory mitigation required.
Riparian areas should consist of native
species. The width of the required
riparian area will address documented
water quality or aquatic habitat loss
concerns. Normally, the riparian area
will be 25 to 50 feet wide on each side
of the stream, but the district engineer
may require slightly wider riparian
areas to address documented water
quality or habitat loss concerns. Where
both wetlands and open waters exist on
the project site, the district engineer will
determine the appropriate
compensatory mitigation (e.g., riparian
areas or wetlands compensation) based
on what is best for the aquatic
environment on a watershed basis. In
cases where riparian areas are
determined to be the most appropriate
form of compensatory mitigation, the
district engineer may waive or reduce
the requirement to provide wetland
compensatory mitigation for wetland
losses.
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(f) Permittees may propose the use of
mitigation banks, in-lieu fee
arrangements or separate activityspecific compensatory mitigation. In
those cases, the mitigation provisions
will specify the party responsible for
accomplishing and/or complying with
the mitigation plan.
(g) Where certain functions and
services of waters of the United States
are permanently adversely affected,
such as the conversion of a forested or
scrub-shrub wetland to a herbaceous
wetland in a permanently maintained
utility line right-of-way, mitigation may
be required to reduce the adverse effects
of the project to the minimal level.
21. Water Quality. Where States and
authorized Tribes, or EPA where
applicable, have not previously certified
compliance of an NWP with CWA
Section 401, individual 401 Water
Quality Certification must be obtained
or waived (see 33 CFR 330.4(c)). The
district engineer or State or Tribe may
require additional water quality
management measures to ensure that the
authorized activity does not result in
more than minimal degradation of water
quality.
22. Coastal Zone Management. In
coastal states where an NWP has not
previously received a state coastal zone
management consistency concurrence,
an individual state coastal zone
management consistency concurrence
must be obtained or waived (see 33 CFR
330.4(d)). The district engineer or a
State may require additional measures
to ensure that the authorized activity is
consistent with state coastal zone
management requirements.
23. Regional and Case-By-Case
Conditions. The activity must comply
with any regional conditions that may
have been added by the Division
Engineer (see 33 CFR 330.4(e)) and with
any case specific conditions added by
the Corps or by the state, Indian Tribe,
or U.S. EPA in its section 401 Water
Quality Certification, or by the state in
its Coastal Zone Management Act
consistency determination.
24. Use of Multiple Nationwide
Permits. The use of more than one NWP
for a single and complete project is
prohibited, except when the acreage loss
of waters of the United States
authorized by the NWPs does not
exceed the acreage limit of the NWP
with the highest specified acreage limit.
For example, if a road crossing over
tidal waters is constructed under NWP
14, with associated bank stabilization
authorized by NWP 13, the maximum
acreage loss of waters of the United
States for the total project cannot exceed
1⁄3-acre.
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15:51 Sep 25, 2006
Jkt 208001
proceed under the NWP with any
special conditions imposed by the
district or division engineer; or
(2) If 45 days have passed from the
district engineer’s receipt of the
complete PCN and the prospective
permittee has not received written
notice from the District or Division
Engineer. However, the permittee
cannot begin the activity until any
consultation required under Section 7 of
the Endangered Species Act (see 33 CFR
• ‘‘When the structures or work authorized 330.4(f) and general condition 17) and/
or Section 106 of the National Historic
by this nationwide permit are still in
Preservation (see 33 CFR 330.4(g) and
existence at the time the property is
general condition 18) is completed.
transferred, the terms and conditions of this
nationwide permit, including any special
Also, work cannot begin under NWP 21
conditions, will continue to be binding on
until the permittee has received written
the new owner(s) of the property. To validate approval from the Corps. If the District
the transfer of this nationwide permit and the
or Division Engineer notifies the
associated liabilities associated with
permittee in writing that an individual
compliance with its terms and conditions,
permit is required within 45 days of
have the transferee sign and date below.’’
receipt of a complete PCN, the permittee
lllllllllllllllllllll
cannot begin the activity until an
(Transferee)
individual permit has been obtained.
lllllllllllllllllllll Subsequently, the permittee’s right to
(Date)
proceed under the NWP may be
modified, suspended, or revoked only in
26. Compliance Certification. Each
accordance with the procedure set forth
permittee who received an NWP
verification from the Corps must submit in 33 CFR 330.5(d)(2).
(b) Contents of Pre-Construction
a signed certification regarding the
Notification: The PCN must be in
completed work and any required
writing and include the following
mitigation. The certification form must
information:
be forwarded by the Corps with the
(1) Name, address and telephone
NWP verification letter and will
numbers of the prospective permittee;
include:
(2) Location of the proposed project;
(a) A statement that the authorized
(3) A description of the proposed
work was done in accordance with the
project; the project’s purpose; direct and
NWP authorization, including any
indirect adverse environmental effects
general or specific conditions;
the project would cause; any other
(b) A statement that any required
mitigation was completed in accordance NWP(s), regional general permit(s), or
individual permit(s) used or intended to
with the permit conditions; and
be used to authorize any part of the
(c) The signature of the permittee
proposed project or any related activity.
certifying the completion of the work
The description should be sufficiently
and mitigation.
detailed to allow the district engineer to
27. Pre-Construction Notification.
determine that the adverse effects of the
(a) Timing. Where required by the
project will be minimal and any
terms of the NWP, the prospective
necessary compensatory mitigation.
permittee must notify the district
Sketches should be provided when
engineer by submitting a prenecessary to show that the activity
construction notification (PCN) as early
complies with the terms of the NWP.
as possible. The district engineer must
determine if the PCN is complete within (Sketches usually clarify the project and
when provided result in a quicker
30 days of the date of receipt and can
decision.);
request additional information
(4) The PCN must include a
necessary to make the PCN complete
delineation of special aquatic sites and
only once. However, if the prospective
other waters of the United States on the
permittee does not provide all of the
project site. Wetland delineations must
requested information, then the district
be prepared in accordance with the
engineer will notify the prospective
current method required by the Corps.
permittee that the PCN is still
incomplete and the PCN review process The permittee may ask the Corps to
delineate the special aquatic sites and
will not commence until all of the
requested information has been received other waters of the United States, but
by the district engineer. The prospective there may be a delay if the Corps does
the delineation, especially if the project
permittee shall not begin the activity:
site is large or contains many wetland
(1) Until notified in writing by the
areas. Furthermore, the 45 day period
district engineer that the activity may
25. Transfer of Nationwide Permit
Verifications. If the permittee sells the
property associated with a nationwide
permit verification, the permittee may
transfer the nationwide permit
verification to the new owner by
submitting a letter to the appropriate
Corps district office to validate the
transfer. A copy of the nationwide
permit verification must be attached to
the letter, and the letter must contain
the following statement and signature:
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will not start until the delineation has
been completed and submitted to the
Corps, where appropriate;
(5) If the proposed activity will result
in the loss of greater than 1/10 acre of
wetlands and a PCN is required, the
prospective permittee must submit a
statement describing how the mitigation
requirement will be satisfied.
(6) For an activity that may adversely
affect Federally-listed endangered or
threatened species, the PCN must
include the name(s) of those endangered
or threatened species that may be
affected by the proposed work or utilize
the designated critical habitat that may
be affected by the proposed work; and
(7) For an activity that may affect a
historic property listed in, or eligible for
listing in, the National Register of
Historic Places, the PCN must state
which historic property may be affected
by the proposed work or include a
vicinity map indicating the location of
the historic property.
(c) Form of Pre-Construction
Notification: The standard individual
permit application form (Form ENG
4345) may be used, but the completed
application form must clearly indicate
that it is a PCN and must include all of
the information required in paragraphs
(b)(1) through (7) of this general
condition. A letter containing the
required information may also be used.
(d) Agency Coordination: The district
engineer will consider any comments
from Federal and state agencies
concerning the proposed activity’s
compliance with the terms and
conditions of the NWPs and the need for
mitigation to reduce the project’s
adverse environmental effects to a
minimal level.
For activities requiring preconstruction notification to the district
engineer that result in the loss of greater
than 1⁄2-acre of waters of the United
States, the district engineer will
immediately provide (e.g., via facsimile
transmission, overnight mail, or other
expeditious manner) a copy of the PCN
to the appropriate Federal or state
offices (U.S. FWS, state natural resource
or water quality agency, EPA, State
Historic Preservation Officer (SHPO) or
Tribal Historic Preservation Office
(THPO), and, if appropriate, the NMFS).
With the exception of NWP 37, these
agencies will then have 10 calendar
days from the date the material is
transmitted to telephone or fax the
district engineer notice that they intend
to provide substantive, site-specific
comments. If so contacted by an agency,
the district engineer will wait an
additional 15 calendar days before
making a decision on the preconstruction notification. The district
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15:51 Sep 25, 2006
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engineer will fully consider agency
comments received within the specified
time frame, but will provide no
response to the resource agency, except
as provided below. The district engineer
will indicate in the administrative
record associated with each preconstruction notification that the
resource agencies’ concerns were
considered. For NWP 37, the emergency
watershed protection and rehabilitation
activity may proceed immediately and
the district engineer will consider any
comments received to decide whether
the NWP 37 authorization should be
modified, suspended, or revoked in
accordance with the procedures at 33
CFR 330.5.
As required by Section 305(b)(4)(B) of
the Magnuson-Stevens Fishery
Conservation and Management Act, the
district engineer will provide a response
to NMFS within 30 days of receipt of
any Essential Fish Habitat conservation
recommendations.
Applicants are encouraged to provide
the Corps multiple copies of preconstruction notifications to expedite
agency coordination.
(e) District Engineer’s Decision: In
reviewing the PCN for the proposed
activity, the district engineer will
determine whether the activity
authorized by the NWP will result in
more than minimal individual or
cumulative adverse environmental
effects or may be contrary to the public
interest. If the proposed activity will
result in a loss of greater than 1/10 acre
of wetlands, the prospective permittee
should submit a proposed mitigation
plan with the PCN. Applicants may also
propose compensatory mitigation for
projects with smaller impacts. The
district engineer will consider any
proposed compensatory mitigation the
applicant has included in the proposal
in determining whether the net adverse
environmental effects to the aquatic
environment of the proposed work are
minimal. The compensatory mitigation
proposal may be either conceptual or
detailed. If the district engineer
determines that the activity complies
with the terms and conditions of the
NWP and that the adverse effects on the
aquatic environment are minimal, after
considering mitigation, the district
engineer will notify the permittee and
include any conditions the district
engineer deems necessary. The district
engineer must approve any
compensatory mitigation proposal
before the permittee commences work.
If the prospective permittee elects to
submit a compensatory mitigation plan
with the PCN, the district engineer will
expeditiously review the proposed
compensatory mitigation plan. The
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district engineer must review the plan
within 45 days of receiving a complete
PCN and determine whether the
proposed mitigation would ensure no
more than minimal adverse effects on
the aquatic environment. If the net
adverse effects of the project on the
aquatic environment (after
consideration of the compensatory
mitigation proposal) are determined by
the district engineer to be minimal, the
district engineer will provide a timely
written response to the applicant. The
response will state that the project can
proceed under the terms and conditions
of the NWP.
If the district engineer determines that
the adverse effects of the proposed work
are more than minimal, then the district
engineer will notify the applicant either:
(1) That the project does not qualify for
authorization under the NWP and
instruct the applicant on the procedures
to seek authorization under an
individual permit; (2) that the project is
authorized under the NWP subject to
the applicant’s submission of a
mitigation proposal that would reduce
the adverse effects on the aquatic
environment to the minimal level; or (3)
that the project is authorized under the
NWP with specific modifications or
conditions. Where the district engineer
determines that mitigation is required to
ensure no more than minimal adverse
effects occur to the aquatic
environment, the activity will be
authorized within the 45-day PCN
period. The authorization will include
the necessary conceptual or specific
mitigation or a requirement that the
applicant submit a mitigation proposal
that would reduce the adverse effects on
the aquatic environment to the minimal
level. When mitigation is required, no
work in waters of the United States may
occur until the district engineer has
approved a specific mitigation plan.
D. Further Information
1. District Engineers have authority to
determine if an activity complies with
the terms and conditions of an NWP.
2. NWPs do not obviate the need to
obtain other federal, state, or local
permits, approvals, or authorizations
required by law.
3. NWPs do not grant any property
rights or exclusive privileges.
4. NWPs do not authorize any injury
to the property or rights of others.
5. NWPs do not authorize interference
with any existing or proposed Federal
project.
E. Definitions
Best management practices (BMPs):
Policies, practices, procedures, or
structures implemented to mitigate the
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adverse environmental effects on
surface water quality resulting from
development. BMPs are categorized as
structural or non-structural.
Compensatory mitigation: The
restoration, establishment,
enhancement, or preservation of aquatic
resources for the purpose of
compensating for unavoidable adverse
impacts which remain after all
appropriate and practicable avoidance
and minimization has been achieved.
Currently serviceable: Useable as is or
with some maintenance, but not so
degraded as to essentially require
reconstruction.
Enhancement: The manipulation of
the physical, chemical, or biological
characteristics of an aquatic resource to
heighten, intensify, or improve a
specific aquatic resource function(s).
Enhancement results in the gain of
selected aquatic resource function(s),
but may also lead to a decline in other
aquatic resource function(s).
Enhancement does not result in a gain
in aquatic resource area.
Ephemeral stream: An ephemeral
stream has flowing water only during,
and for a short duration after,
precipitation events in a typical year.
Ephemeral stream beds are located
above the water table year-round.
Groundwater is not a source of water for
the stream. Runoff from rainfall is the
primary source of water for stream flow.
Establishment (creation): The
manipulation of the physical, chemical,
or biological characteristics present to
develop an aquatic resource that did not
previously exist at an upland or
deepwater site. Establishment results in
a gain in aquatic resource area.
Independent utility: A test to
determine what constitutes a single and
complete project in the Corps regulatory
program. A project is considered to have
independent utility if it would be
constructed absent the construction of
other projects in the project area.
Portions of a multi-phase project that
depend upon other phases of the project
do not have independent utility. Phases
of a project that would be constructed
even if the other phases were not built
can be considered as separate single and
complete projects with independent
utility.
Intermittent stream: An intermittent
stream has flowing water during certain
times of the year, when groundwater
provides water for stream flow. During
dry periods, intermittent streams may
not have flowing water. Runoff from
rainfall is a supplemental source of
water for stream flow.
Loss of waters of the United States:
Waters of the United States that include
the filled area and other waters that are
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permanently adversely affected by
flooding, excavation, or drainage
because of the regulated activity.
Permanent adverse effects include
permanent discharges of dredged or fill
material that change an aquatic area to
dry land, increase the bottom elevation
of a waterbody, or change the use of a
waterbody. The acreage of loss of waters
of the United States is a threshold
measurement of the impact to existing
waters for determining whether a
project may qualify for an NWP; it is not
a net threshold that is calculated after
considering compensatory mitigation
that may be used to offset losses of
aquatic functions and services. The loss
of stream bed includes the linear feet of
stream bed that is filled or excavated.
Waters of the United States temporarily
filled, flooded, excavated, or drained,
but restored to preconstruction contours
and elevations after construction, are
not included in the measurement of loss
of waters of the United States. Impacts
resulting from activities eligible for
exemptions under Section 404(f) of the
Clean Water Act are not considered
when calculating the loss of waters of
the United States.
Non-tidal wetland: A non-tidal
wetland is a wetland (i.e., a water of the
United States) that is not subject to the
ebb and flow of tidal waters. The
definition of a wetland can be found at
33 CFR 328.3(b). Non-tidal wetlands
contiguous to tidal waters are located
landward of the high tide line (i.e.,
spring high tide line).
Open water: For purposes of the
NWPs, an open water is any area that in
a year with normal patterns of
precipitation has water flowing or
standing above ground to the extent that
an ordinary high water mark (OHWM)
can be determined. An OHWM is a line
on the shore established by the
fluctuations of water and indicated by
physical characteristics or other
appropriate means that consider the
characteristics of the surrounding areas
(see 33 CFR 328.3(e)). Aquatic
vegetation within the area of standing or
flowing water is either non-emergent,
sparse, or absent. Vegetated shallows are
considered to be open waters. Examples
of ‘‘open waters’’ include rivers,
streams, lakes, and ponds.
Perennial stream: A perennial stream
has flowing water year-round during a
typical year. The water table is located
above the stream bed for most of the
year. Groundwater is the primary source
of water for stream flow. Runoff from
rainfall is a supplemental source of
water for stream flow.
Practicable: Available and capable of
being done after taking into
consideration cost, existing technology,
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and logistics in light of overall project
purposes.
Pre-construction notification: A
request submitted by the project
proponent to the Corps for confirmation
that a particular activity is authorized
by nationwide permit. The request may
be a permit application, letter, or similar
document that includes information
about the proposed work and its
anticipated environmental effects. Preconstruction notification may be
required by the terms and conditions of
a nationwide permit, or by regional
conditions. A pre-construction
notification may be voluntarily
submitted in cases where preconstruction notification is not required
and the project proponent wants
confirmation that the activity is
authorized by nationwide permit.
Preservation: The removal of a threat
to, or preventing the decline of, aquatic
resources by an action in or near those
aquatic resources. This term includes
activities commonly associated with the
protection and maintenance of aquatic
resources through the implementation
of appropriate legal and physical
mechanisms. Preservation does not
result in a gain of aquatic resource area
or functions.
Re-establishment: The manipulation
of the physical, chemical, or biological
characteristics of a site with the goal of
returning natural/historic functions to a
former aquatic resource. Reestablishment results in rebuilding a
former aquatic resource and results in a
gain in aquatic resource area.
Rehabilitation: The manipulation of
the physical, chemical, or biological
characteristics of a site with the goal of
repairing natural/historic functions to a
degraded aquatic resource.
Rehabilitation results in a gain in
aquatic resource function, but does not
result in a gain in aquatic resource area.
Restoration: The manipulation of the
physical, chemical, or biological
characteristics of a site with the goal of
returning natural/historic functions to a
former or degraded aquatic resource. For
the purpose of tracking net gains in
aquatic resource area, restoration is
divided into two categories: reestablishment and rehabilitation.
Riffle and pool complex: Riffle and
pool complexes are special aquatic sites
under the 404(b)(1) Guidelines. Riffle
and pool complexes sometimes
characterize steep gradient sections of
streams. Such stream sections are
recognizable by their hydraulic
characteristics. The rapid movement of
water over a course substrate in riffles
results in a rough flow, a turbulent
surface, and high dissolved oxygen
levels in the water. Pools are deeper
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areas associated with riffles. A slower
stream velocity, a streaming flow, a
smooth surface, and a finer substrate
characterize pools.
Riparian areas: Riparian areas are
lands adjacent to a waterbody. Riparian
areas are transitional between terrestrial
and aquatic ecosystems, through which
surface and subsurface hydrology
connects waterbodies with their
adjacent uplands. Riparian areas are
adjacent to streams, lakes, and
estuarine-marine shorelines and provide
a variety of ecological functions and
services and help improve or maintain
local water quality. (See general
condition 20.)
Single and complete project: The term
‘‘single and complete project’’ is defined
at 33 CFR 330.2(i) as the total project
proposed or accomplished by one
owner/developer or partnership or other
association of owners/developers (see
definition of independent utility). For
linear projects, the ‘‘single and complete
project’’ (i.e., a single and complete
crossing) will apply to each crossing of
a separate water of the United States
(i.e., a single waterbody) at that location.
An exception is for linear projects
crossing a single waterbody several
times at separate and distant locations:
each crossing is considered a single and
complete project. However, individual
channels in a braided stream or river, or
individual arms of a large, irregularly
shaped wetland or lake, etc., are not
separate waterbodies, and crossings of
such features cannot be considered
separately.
Stormwater management: Stormwater
management is the mechanism for
controlling stormwater runoff for the
purposes of reducing downstream
erosion, water quality degradation, and
flooding and mitigating the adverse
effects of changes in land use on the
aquatic environment.
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15:51 Sep 25, 2006
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Stormwater management facilities:
Stormwater management facilities are
those facilities, including but not
limited to, stormwater retention and
detention ponds and best management
practices, which retain water for a
period of time to control runoff and/or
improve the quality (i.e., by reducing
the concentration of nutrients,
sediments, hazardous substances and
other pollutants) of stormwater runoff.
Stream bed: The substrate of the
stream channel between the ordinary
high water marks. The substrate may be
bedrock or inorganic particles that range
in size from clay to boulders. Wetlands
contiguous to the stream bed, but
outside of the ordinary high water
marks, are not considered part of the
stream bed.
Stream channelization: The
manipulation of a stream’s course,
condition, capacity, or location that
causes more than minimal interruption
of normal stream processes. A
channelized stream remains a water of
the United States.
Structure: An object that is arranged
in a definite pattern of organization.
Examples of structures include, without
limitation, any pier, boat dock, boat
ramp, wharf, dolphin, weir, boom,
breakwater, bulkhead, revetment,
riprap, jetty, artificial island, artificial
reef, permanent mooring structure,
power transmission line, permanently
moored floating vessel, piling, aid to
navigation, or any other obstacle or
obstruction.
Tidal wetland: A tidal wetland is a
wetland (i.e., water of the United States)
that is inundated by tidal waters. The
definitions of a wetland and tidal waters
can be found at 33 CFR 328.3(b) and 33
CFR 328.3(f), respectively. Tidal waters
rise and fall in a predictable and
measurable rhythm or cycle due to the
gravitational pulls of the moon and sun.
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56299
Tidal waters end where the rise and fall
of the water surface can no longer be
practically measured in a predictable
rhythm due to masking by other waters,
wind, or other effects. Tidal wetlands
are located channelward of the high tide
line (i.e., spring high tide line) and are
inundated by tidal waters two times per
lunar month, during spring high tides.
Vegetated shallows: Vegetated
shallows are special aquatic sites under
the 404(b)(1) Guidelines. They are areas
that are permanently inundated and
under normal circumstances have
rooted aquatic vegetation, such as
seagrasses in marine and estuarine
systems and a variety of vascular rooted
plants in freshwater systems.
Waterbody: For purposes of the
NWPs, a waterbody is a jurisdictional
water of the United States that, during
a year with normal patterns of
precipitation, has water flowing or
standing above ground to the extent that
an ordinary high water mark (OHWM)
or other indicators of jurisdiction can be
determined, as well as any wetland area
(see 33 CFR 328.3(b)). An OHWM is a
line on the shore established by the
fluctuations of water and indicated by
physical characteristics, or by other
appropriate means that consider the
characteristics of the surrounding areas
(see 33 CFR 328.3(e)). If a jurisdictional
wetland is adjacent—meaning
bordering, contiguous, or neighboring—
to a jurisdictional waterbody displaying
an OHWM or other indicators of
jurisdiction, that waterbody and its
adjacent wetlands are considered
together as a single aquatic unit (see 33
CFR 328.4(c)(2)). Examples of
‘‘waterbodies’’ include streams, rivers,
lakes, ponds, and wetlands.
[FR Doc. 06–7986 Filed 9–25–06; 8:45 am]
BILLING CODE 3710–92–P
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Agencies
[Federal Register Volume 71, Number 186 (Tuesday, September 26, 2006)]
[Notices]
[Pages 56258-56299]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7986]
[[Page 56257]]
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Part III
Department of Defense
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Department of the Army, Corps of Engineers
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Proposal To Reissue and Modify Nationwide Permits; Notice
Federal Register / Vol. 71, No. 186 / Tuesday, September 26, 2006 /
Notices
[[Page 56258]]
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DEPARTMENT OF DEFENSE
Department of the Army, Corps of Engineers
[ZRIN 0710-ZA02]
Proposal To Reissue and Modify Nationwide Permits
AGENCY: Army Corps of Engineers, DoD.
ACTION: Notice.
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SUMMARY: The U.S. Army Corps of Engineers (Corps) is soliciting
comments for the reissuance of the existing nationwide permits (NWPs),
general conditions, and definitions, with some modifications. The Corps
is also proposing to issue six new NWPs and one new general condition.
The reissuance process starts with today's publication of the proposed
NWPs in the Federal Register for a 60-day comment period. The purpose
of this Federal Register notice is to solicit comments on the proposed
new and modified NWPs, as well as the NWP general conditions and
definitions. Shortly after the publication of this Federal Register
notice, each Corps district will publish a public notice to solicit
comments on their proposed regional conditions for the new and modified
NWPs. The comment period for these district public notices will be 45
days.
DATES: Submit comments on or before November 27, 2006.
ADDRESSES: You may submit comments, identified by docket number COE-
2006-0005 and/or ZRIN 0710-ZA02, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: david.b.olson@usace.army.mil. Include the docket number,
COE-2006-0005, and/or the ZRIN number, 0710-ZA02, in the subject line
of the message.
Fax: 202-761-0140.
Mail: U.S. Army Corps of Engineers, Attn: CECW-OR/MVD (David B.
Olson), 441 G Street NW., Washington, DC 20314-1000.
Hand Delivery/Courier: Due to security requirements, we cannot
receive comments by hand delivery or courier.
Instructions: Direct your comments to docket number COE-2006-0005
and/or ZRIN 0710-ZA02. All comments received will be included in the
public docket without change and may be made available on-line at
https://www.regulations.gov, including any personal information
provided, unless the commenter indicates that the comment includes
information claimed to be Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute. Do not
submit information that you consider to be CBI, or otherwise protected,
through regulations.gov or e-mail. The regulations.gov Web site is an
anonymous access system, which means we will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an e-mail directly to the Corps without going through
regulations.gov, your e-mail address will be automatically captured and
included as part of the comment that is placed in the public docket and
made available on the Internet. If you submit an electronic comment, we
recommend that you include your name and other contact information in
the body of your comment and with any disk or CD-ROM you submit. If we
cannot read your comment because of technical difficulties and cannot
contact you for clarification, we may not be able to consider your
comment. Electronic comments should avoid the use of any special
characters, any form of encryption, and be free of any defects or
viruses.
Docket: For access to the docket to read background documents or
comments received, go to regulations.gov. All documents in the docket
are listed. Although listed in the index, some information is not
publicly available, such as CBI or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form.
Consideration will be given to all comments received within 60 days
of the date of publication of this notice.
FOR FURTHER INFORMATION CONTACT: Mr. David Olson at 202-761-4922 or by
e-mail at david.b.olson@usace.army.mil or access the U.S. Army Corps of
Engineers Regulatory Home Page at https://www.usace.army.mil/inet/
functions/cw/cecwo/reg/.
SUPPLEMENTARY INFORMATION:
Background
The current nationwide permits (NWPs), which were published in the
January 15, 2002, issue of the Federal Register (67 FR 2020) expire on
March 18, 2007. With this Federal Register notice, we are beginning the
process for reissuing the NWPs so that the reissued NWPs will be in
effect as the current NWPs expire.
Section 404(e) of the Clean Water Act provides the statutory
authority for the Secretary of the Army, after notice and opportunity
for public hearing, to issue general permits on a nationwide basis for
any category of activities involving discharges of dredged or fill
material into waters of the United States. Activities authorized by
NWPs must be similar in nature, cause only minimal adverse
environmental effects when performed separately, and cause only minimal
cumulative adverse effect on the aquatic environment. Nationwide
permits can also be issued to authorize activities pursuant to Section
10 of the Rivers and Harbors Act of 1899. The NWP program is designed
to provide timely authorizations for the regulated public while
protecting the Nation's aquatic resources.
One goal of today's notice is to simplify the text of the reissued
NWPs. Since NWPs were first issued in 1977, the NWP program has become
increasingly complex. With each issuance or reissuance of NWPs, the
text of the permits and the general conditions has become lengthier,
and in some cases, redundant language was added that may make them more
difficult to comprehend. Compliance with the NWPs and their general
conditions is more difficult if users of those permits cannot easily
understand the requirements of the NWPs and what they authorize.
Simplifying the text will facilitate compliance with the NWPs and thus
help protect the aquatic environment.
Federal agencies are required by Executive Order 12866, Regulatory
Planning and Review, to draft regulations that are simple and easy to
understand, to minimize uncertainty. This principle is also applicable
to the NWPs, which are now considered to be rules under the
Administrative Procedures Act (APA). In addition, a Presidential
Memorandum issued on June 1, 1998, requires Federal agencies to use
plain language in government writing, so that rules and other documents
are clear to the public and others.
We are proposing to revise the text of the NWPs, general
conditions, and definitions so that they are clearer, more concise, and
can be more easily understood by the regulated public, government
personnel, and interested parties, while retaining terms and conditions
that protect the aquatic environment. Making the text of the NWPs
clearer and easier to understand will also facilitate compliance with
these permits, which will benefit the aquatic environment. This
proposal also reflects the Corps support of the administration's goal
of improving regulatory efficiency, by making the
[[Page 56259]]
NWPs easier to read and understand. The text of the proposed NWPs has
been streamlined by removing redundant language and applying a standard
format to most NWPs. We are proposing to arrange the NWP general
conditions in a different order, so that the conditions that provide
environmental protection are first, followed by administrative and
procedural general conditions.
Today's proposal to reissue the existing NWPs with some
modifications and to issue six new NWPs reflects the Corps commitment
to its environmental protection mission and to aquatic resource
protection. The NWP program allows the Corps to authorize activities
with minimal adverse environmental impacts in a timely manner and
protect the aquatic environment. The NWP program also allows the Corps
to focus its limited resources on more extensive evaluation of projects
that have the potential for causing environmentally damaging adverse
effects.
Through the NWPs, impacts to the aquatic environment may also
receive additional protection through regional conditions, case-
specific special conditions, and case-specific discretionary authority
to require individual permits. Nationwide permits and other general
permits help protect the aquatic environment because permit applicants
often reduce project impacts to meet the restrictive requirements of
general permits and receive authorization more quickly than they would
through the individual permit process.
Twenty-six of the NWPs proposed for reissuance require pre-
construction notification (PCN) for certain activities. Fifteen of
those NWPs require PCNs for all activities. Four of the six proposed
new NWPs require PCNs. Three of those four new NWPs require PCNs for
all activities. Altogether, PCN requirements have been added or
expanded for seven permits, relative to the requirements in the current
permits. Existing PCN requirements have been dropped in one permit (NWP
5), and reduced in another (NWP 12), because the conditions for
authorization under these permits are adequate to ensure minimal
individual and cumulative effects without the previously required PCNs.
PCN requirements give the Corps the opportunity to evaluate certain
proposed NWP activities on a case-by-case basis to ensure that they
will have no more than minimal adverse effects on the aquatic
environment, individually and cumulatively. This case-by-case review
often results in adding case-specific conditions to the NWP
authorization to ensure that impacts to the aquatic environment are
minimal. Review of PCNs may also result in the Corps asserting
discretionary authority to require an individual permit if the district
engineer determines, based on the information provided in the
notification, that adverse impacts will be more than minimal, either
individually or cumulatively, or there are sufficient concerns for any
of the Corps public interest review factors.
Regional conditions may be imposed by division engineers to take
into account regional differences in aquatic resource functions and
services across the country and to restrict the use of NWPs to protect
those resources. Through regional conditions, a division engineer can
modify an NWP to require submission of PCNs for certain activities.
Regional conditions may also restrict or prohibit the use of an NWP in
certain waters or geographic areas, if the use of that NWP in those
waters or areas might result in more than minimal individual or
cumulative adverse effects to the aquatic environment.
District engineers may impose special conditions on NWP
authorizations to ensure that the NWP authorizes only activities that
result in minimal individual and cumulative effects on the aquatic
environment and are in the public interest. In addition, special
conditions will often include compensatory mitigation requirements to
reduce the project impacts to the minimal level. Compensatory
mitigation may include the restoration, establishment, enhancement,
and/or preservation of aquatic habitats, as well as the establishment
and maintenance of riparian areas next to streams and other open
waters. Compensatory mitigation can be provided through permittee-
responsible mitigation, mitigation banks, or in-lieu fee programs.
Process for Reissuing the NWPs
The NWPs reissued on January 15, 2002, became effective on March
18, 2002, and expire on March 18, 2007. The reissuance process starts
with today's publication of the proposed NWPs in the Federal Register
for a 60-day comment period. Requests for a public hearing must be
submitted in writing to the address in the ADDRESSES section of this
notice. These requests must state the reason(s) for holding a public
hearing. If we determine that a public hearing or hearings would assist
in making a decision on the issuance of the proposed new NWPs,
reissuance of existing NWPs, or the NWP general conditions or
definitions, a 30-day advance notice will be published in the Federal
Register to advise interested parties of the date(s) and location(s)
for the public hearing(s). Any announcement of public hearings would
also be posted as a supporting material in the docket at
www.regulations.gov as well as the Corps regulatory home page at http:/
/www.usace.army.mil/inet/functions/cw/cecwo/reg/citizen.htm
Concurrent with this Federal Register notice, Corps district
offices will issue public notices to solicit comments on proposed
regional conditions. In their district public notices, district
engineers may also propose to suspend or revoke some or all of these
NWPs if they have issued, or are proposing to issue, regional general
permits, programmatic general permits, or section 404 letters of
permission for use in lieu of NWPs. The comment period for these
district public notices will be 45 days.
After the comment period has ended, we will review the comments
received in response to this Federal Register notice. Then we will
draft the final NWPs, and those final draft NWPs will be subjected to
another review by interested Federal agencies. The final issued NWPs
will be published in the Federal Register by January 2007. These final
NWPs will become effective 60 days after their publication. This
schedule provides a 60-day period for state and tribal Clean Water Act
Section 401 water quality certifications (WQCs), as well as state
Coastal Zone Management Act (CZMA) consistency decisions. Within this
60-day period, division engineers will also approve regional conditions
and issue supplemental decision documents. Supplemental decision
documents address the environmental considerations related to the use
of NWPs in a Corps district. The supplemental decision documents will
certify that the NWPs, with any regional conditions or geographic
revocations, will only authorize activities within that Corps district
that result in minimal individual and cumulative adverse effects on the
aquatic environment. The regional conditioning and WQC/CZMA processes
are discussed below.
Compliance With Section 404(e) of the Clean Water Act
The proposed NWPs are issued in accordance with Section 404(e) of
the Clean Water Act. These NWPs authorize categories of activities that
are similar in nature. The ``similar in nature'' requirement does not
mean that activities authorized by an NWP must be identical to each
other. We believe that the ``categories of activities that are similar
in nature'' requirement of section 404(e) is to be interpreted broadly,
for practical implementation of
[[Page 56260]]
this general permit program. Nationwide permits, as well as other
general permits, are intended to reduce administrative burdens on the
Corps and the regulated public, by efficiently authorizing activities
that have minimal adverse environmental effects.
As for the minimal adverse effects provision of section 404(e), the
various terms and conditions of these NWPs, including the provisions in
the NWP regulations at 33 CFR 330.1(d) and 33 CFR 330.4(d) that allow
district engineers to exercise discretionary authority, ensure
compliance with this requirement. A decision document will be prepared
for each NWP to address the requirements of the National Environmental
Policy Act and generally discuss the anticipated impacts the NWP will
have on the Corps public interest review factors. For those NWPs that
may authorize discharges of dredged or fill material into waters of the
United States, a 404(b)(1) Guidelines analysis will be provided in the
decision document. The 404(b)(1) Guidelines analysis will be conducted
in accordance with the procedures at 40 CFR 230.7. The preliminary
decision documents for the proposed NWPs are available on the internet
at: www.regulations.gov (docket ID number COE-2006-0005). We are
soliciting comments on these preliminary decision documents, and any
comments received will be considered when preparing the final decision
documents for the NWPs.
Decision of U.S. Court of Appeals for the District of Columbia Circuit
In its July 29, 2005, decision in National Association of
Homebuilders v. U.S. Army Corps of Engineers (Nos. 04-5009, 04-5010,
and 04-5011), the U.S. Court of Appeals for the District of Columbia
Circuit determined that NWPs are rules under the APA, and are subject
to the Regulatory Flexibility Act (RFA). In the ``Administrative
Requirements'' section of this preamble, we have addressed the
requirements of the RFA. We have also performed other rulemaking
analyses that are required by other statutes and executive orders.
Those analyses are also provided in the ``Administrative Requirements''
section of this preamble.
National Environmental Policy Act Compliance
We have prepared preliminary decision documents for each proposed
NWP. Each decision document contains an environmental assessment (EA)
and a Finding of No Significant Impact (FONSI). If the proposed NWP
authorizes discharges of dredged or fill material into waters of the
United States, the decision document will include a 404(b)(1)
Guidelines analysis in accordance with 40 CFR 230.7. These decision
documents will consider the environmental effects of each NWP from a
national perspective. Division engineers will issue supplemental
decision documents to evaluate regional effects on the aquatic
environment and other public interest review factors. Those
supplemental decision documents will discuss regional conditions
imposed by division engineers to protect the aquatic environment and
ensure that any adverse effects resulting from NWP activities will be
no more than minimal.
The assessment of cumulative effects occurs at two levels: national
and regional (district). However, modifications at the district level
are issued by the appropriate division engineer. There are eight Corps
division offices in the United States, with 38 district offices. A
division office may oversee as many as seven districts (Lakes and
Rivers Division) or as few as two district offices (Pacific Ocean
Division).
At the national level, the decision documents issued by Corps
Headquarters include the cumulative effects assessments required by
NEPA and, if the NWP authorizes discharges of dredged or fill material
into waters of the United States, the 404(b)(1) Guidelines. The
404(b)(1) Guidelines at 40 CFR 230.7(b) require an evaluation of the
potential individual and cumulative impacts of the category of
activities authorized under the NWP.
The supplemental decision documents issued by division engineers
include cumulative effects assessments at the regional (district)
level, for each district within the division. For those NWPs that
authorize section 404 activities, the supplemental decision documents
will also discuss local concerns relating to the Section 404(b)(1)
Guidelines, if the national decision documents do not adequately
address those issues. If the NWP is not revoked in a district, the
supplemental decision document includes a certification that the use of
the NWP in that district, with any applicable regional conditions
(i.e., applicable in a specific district), will result in minimal
cumulative adverse environmental effects. The supplemental decision
documents are prepared by Corps districts, but must be approved and
formally issued by the appropriate division engineer, since the NWP
regulations at 33 CFR 330.5(c) state that the division engineer has the
authority to modify, suspend, or revoke NWP authorizations for any
specific geographic area within his division. Regional conditions are
considered NWP modifications. Therefore, when the process is completed,
each district will have approved supplemental decision documents for
each NWP, and those supplemental decision documents will assess
cumulative effects within that district.
District engineers may also recommend that the division engineer
exercise discretionary authority to modify, suspend, or revoke case-
specific NWP authorizations within a district to ensure that only
minimal cumulative adverse effects on the aquatic environment result
from activities authorized by that NWP. Evaluations by a district
engineer may result in the division engineer modifying, suspending, or
revoking NWP authorizations in a particular geographic region or
watershed at a later time, if the use of an NWP in a particular area
will result in more than minimal cumulative or individual adverse
effects on the aquatic environment. Special conditions added to NWP
authorizations on a case-by-case basis by district engineers, such as
compensatory mitigation requirements, help ensure that the NWPs
authorize only activities that result in minimal individual and
cumulative adverse effects on the aquatic environment.
Acreage Limits and Pre-Construction Notification Thresholds
We are proposing to retain the current acreage limits for the NWPs,
although we are seeking comment on adding an acreage limit for NWP 21,
which currently has no acreage limit. We are also proposing to move the
provisions of NWP 39 that authorize residential developments to NWP 29
and place a \1/2\ acre limit on the proposed NWP 29. Currently NWP 29
has a \1/4\ acre limit for single unit residences, but this NWP can be
used in all non-tidal waters, including non-tidal wetlands that are
adjacent to tidal waters. Single unit residential projects are also
permitted to use NWP 39, with a \1/2\ acre limit, if they affect only
non-tidal waters, but NWP 39 cannot be used to authorize these
activities in non-tidal wetlands adjacent to tidal waters. The revised
NWP 29 will have a \1/2\ acre limit, but will only authorize discharges
into non-tidal waters, and this NWP could not be used to authorize
discharges in non-tidal wetlands that are adjacent to tidal waters. All
residential projects impacting non-tidal wetlands adjacent to tidal
waters, including single unit residences, will now require
authorization by individual permit or
[[Page 56261]]
regional general permit. The Corps believes this additional level of
environmental protection is warranted for non-tidal wetlands adjacent
to tidal waters because of concerns regarding environmental impacts of
residential development in coastal areas.
Proposed NWP A, Emergency Repair Activities, has no explicit
acreage limit but will be limited to restoring damaged structures,
fills, or uplands to the pre-event ordinary high water mark, in cases
where regulated activities in waters of the United States are necessary
to conduct the restoration. Proposed NWP B, which would authorize
discharges in certain types of ditches and canals, has a one acre
limit, and proposed NWP C has no acreage limit for conducting time-
sensitive repairs of pipelines. Proposed NWP D, Commercial Shellfish
Aquaculture Activities, is limited to existing aquaculture activities.
The Corps is seeking comment on whether an acreage limit or some other
type of limit (e.g., on the total volume of fill material that may be
discharged) is needed to ensure that these existing activities have no
more than minimal adverse effects. As proposed, this NWP will require a
PCN if the activity covers more than 25 acres, or if more than 10 acres
is covered with submerged aquatic vegetation. The proposed NWP
authorizing coal remining activities (NWP E) is limited to sites where
more than 60 percent of the site was previously mined. Proposed NWP F,
which authorizes underground coal mining activities, has a \1/2\ acre
limit. We are seeking comments on the proposed limits for these NWPs.
We are proposing to simplify the PCN thresholds for NWP 12 by
reducing the number of criteria triggering the requirement to submit
PCNs from seven to two, since the \1/10\ acre PCN threshold will
normally capture the activities addressed by the PCN thresholds we are
proposing to remove. For NWP 13, PCNs will be required for proposed
activities that involve discharges of dredged or fill material into
special aquatic sites. We are also proposing to eliminate the PCN
thresholds for NWPs 39, 40, 42, and 43. All activities authorized by
these permits will now require PCNs.
We are proposing to remove the PCN requirement for NWP 5, which
authorizes scientific measuring devices, and rely on the current 25
cubic yard limit for discharges of dredged or fill material to ensure
that the NWP authorizes only activities with minimal individual and
cumulative adverse effects on the aquatic environment. We are also
proposing to drop some of the PCN requirements for special situations
under NWP 12. Specifically, PCNs would no longer be required for: (1)
Mechanized landclearing of forested wetlands in the utility line right-
of-way; (2) utility lines constructed in waters of the United States
that are greater than 500 linear feet in length; (3) utility lines
constructed in waters of the United States where the utility line is
parallel to a stream; (4) permanent access roads constructed in waters
of the United States for a distance of greater than 500 feet; and (5)
permanent access roads constructed in waters of the United States with
impervious materials, provided the total losses of waters of the United
States are less than \1/10\ acre. For those NWP activities that do not
require submission of PCNs to district engineers, division engineers
can impose regional conditions to require PCNs. We are soliciting
comments on the proposed PCN thresholds for the NWPs.
Ephemeral Streams
On June 19, 2006, the Supreme Court issued its decision in the case
of Rapanos et ux, et al, v. United States. This decision raises
questions about the jurisdiction of the Clean Water Act, including
Section 404, over some intermittent and ephemeral streams and their
adjacent wetlands. The Corps will assess jurisdiction regarding such
waters on a case-by-case basis in accordance with evolving case law and
any future guidance that may be issued by appropriate Executive Branch
agencies (e.g., the Department of Justice). The discussion that follows
applies to all ephemeral and intermittent streams and adjacent wetlands
that remain jurisdictional following Rapanos.
We are proposing to provide greater protection for ephemeral
streams. For those NWPs that have a 300 linear foot limit for the loss
of stream bed, we are proposing to apply that linear foot limit to
perennial, intermittent, and ephemeral streams. The 300 linear foot
limit is found in the terms of NWPs 29, 39, 40, and 42. For proposed
activities resulting in the loss of more than 300 linear feet of
intermittent and/or ephemeral stream bed, the district engineer can
waive the linear foot limit, if he determines that the proposed
activity will result in minimal individual and cumulative adverse
effects on the aquatic environment. Waivers of the 300 linear foot
limit for the loss of intermittent and ephemeral streams must be in
writing.
In the 2002 NWPs, the 300 linear foot limit applied only to
perennial and intermittent stream beds, and the 300 linear foot limit
could be waived for losses of intermittent stream bed. A waiver could
not be issued for impacts resulting in the loss of greater than 300
linear feet of perennial streams (and we are not proposing to change
this provision). For ephemeral streams, no waiver process was necessary
because impacts to ephemeral streams were not counted towards the 300
linear foot limit for determining compliance with the NWPs.
Applying the linear foot limit to losses of ephemeral stream bed
will also simplify administration of the NWP program. It is often
difficult to distinguish between intermittent and ephemeral streams in
the field. By applying the same thresholds and limits to impacts
resulting in the loss of intermittent and ephemeral streams, it will
not be necessary to identify which stream reaches are intermittent and
which are ephemeral. Many topographic maps do not show the locations of
intermittent and ephemeral streams, which results in greater reliance
on site visits or information from permit applicants to implement
permit conditions related to the 300 linear foot limit.
For those NWPs that have both an acreage limit and a linear foot
limit for stream bed impacts, the acreage of stream impacts (i.e., the
length of the stream bed filled or excavated times the average width of
the stream, from OHWM to OHWM) applies towards that acreage limit. For
example, if a proposed NWP 39 activity involves filling \1/10\ acre of
non-tidal wetlands and 100 linear feet of a stream bed with an average
width of 10 feet, the acreage loss of waters of the United States for
that activity is 0.123 acre.
As discussed below, we are also proposing to modify the definition
of ``loss of waters of the United States'' to include filling or
excavating of ephemeral stream beds when determining whether proposed
activities exceed the threshold limits of the NWPs.
Compliance With the Endangered Species Act
In its April 6, 2005, decision in National Wildlife Federation et
al. v. Les Brownlee (No. 03-1392), the U.S. District Court for the
District of Columbia determined that the Corps is obligated to consult
with the U.S. Fish and Wildlife Service on the effects of the NWPs. In
response to that decision, the Corps will conduct Endangered Species
Act Section 7(a)(2) consultation. Corps districts will consult with the
U.S. Fish and Wildlife Service (FWS) and the National Marine Fisheries
Service (NMFS) for the species that occur in their districts.
[[Page 56262]]
Essential Fish Habitat
The NWP Program's compliance with the essential fish habitat (EFH)
consultation requirements of the Magnuson-Stevens Fishery Conservation
and Management Act will be achieved through EFH consultations between
Corps districts and NMFS regional offices. Corps districts will request
EFH consultations with the NMFS regional office in cases where
activities authorized by NWP may adversely affect EFH. The purpose of
these regional consultations is to determine if implementation of the
proposed NWPs and regional conditions within a particular region may
have an adverse effect on EFH. These consultations will be conducted
according to the EFH consultation regulations at 50 CFR 600.920.
Regional Conditioning of Nationwide Permits
Under Section 404(e), NWPs can only be issued that result in no
more than minimal individual and cumulative adverse effects on the
aquatic environment. An important mechanism for ensuring compliance
with this requirement is an effective regional conditioning process.
Coordination with Federal and State agencies and Indian Tribes, and the
solicitation of public comments, assist division and district engineers
in identifying and developing appropriate regional conditions for the
NWPs. Effective regional conditions protect local aquatic ecosystems
and helps ensure that the NWPs authorize only those activities that
result in minimal individual and cumulative adverse effects on the
aquatic environment, and are in the public interest.
There are two types of regional conditions: (1) Corps regional
conditions and (2) water quality certification/Coastal Zone Management
Act consistency determination regional conditions.
Corps regional conditions may be added to NWPs by division
engineers after a public notice and comment process and coordination
with other Federal, State, and local agencies.
Examples of Corps regional conditions include:
Restricting the types of waters of the United States where
the NWPs may be used (e.g., fens, bogs, bottomland hardwoods, etc.) or
prohibiting the use of some or all of the NWPs in those types of waters
or in specific watersheds.
Restricting or prohibiting the use of NWPs in an area
covered by a Special Area Management Plan, or an Advanced
Identification study with associated regional general permits.
Adding pre-construction notification (PCN) requirements to
NWPs to require notification for all work in certain watersheds or
certain types of waters of the United States, or lowering the PCN
threshold.
Reducing NWP acreage limits in certain types of waters of
the United States, or specific waterbodies;
Revoking certain NWPs on a geographic or watershed basis;
Restricting activities authorized by NWPs to certain times
of the year in a particular waterbody, to minimize the adverse effects
of those activities on fish or shellfish spawning, wildlife nesting, or
other ecologically cyclical events.
Conditions necessary to ensure compliance with the
Endangered Species Act and essential fish habitat provisions of the
Magnuson-Stevens Fishery Conservation and Management Act.
Corps regional conditions approved by division engineers cannot
remove or weaken any of the terms and conditions of the NWPs, including
general conditions and pre-construction notification requirements. In
other words, Corps regional conditions can only be more restrictive
than the original NWP terms and conditions.
Regional conditions may also be added to the NWPs as a result of
water quality certifications (WQCs) issued by states, Indian Tribes, or
the U.S. EPA, as well as state Coastal Zone Management Act (CZMA)
consistency determinations.
At approximately the same time as the publication of this Federal
Register notice, each Corps district will issue an initial public
notice. Those initial public notices will include Corps regional
conditions proposed by our district offices, and will also request
comments or suggestions for additional Corps regional conditions. The
initial public notice may also include, for informational purposes
only, any proposed state or tribal WQC/CZMA regional conditions.
However, public comment on the state or tribal WQC/CZMA regional
conditions is handled through a separate state or tribal administrative
procedures process. The public should not address such comments to the
Corps.
In response to the district's initial public notice, interested
parties may suggest additional Corps regional conditions, or suggest
suspension or revocation of NWPs in certain geographic areas, such as
specific watersheds or waterbodies. Such comments should include data
to support the need for any suggested modifications, suspensions, or
revocations of NWPs.
Before the effective date of NWPs, the division engineer will issue
supplemental decision documents for each NWP. These supplemental
decision documents will address the NWP regional conditions. Each
supplemental decision document will also include a statement by the
division engineer, which will certify that the NWP, with approved
regional conditions, will authorize only activities with minimal
individual and cumulative adverse effects on the aquatic environment.
After the division engineer approves the Corps regional conditions,
each Corps district will issue a final public notice for the NWPs. The
final public notice will announce both the final Corps regional
conditions and any final WQC/CZMA regional conditions. The final public
notices will also announce the final status of water quality
certifications and CZMA consistency determinations for the NWPs. Corps
districts may adopt additional regional conditions in future public
notices (following public notice and comment), if they identify a need
for such conditions.
Information on regional conditions and revocation can be obtained
from the appropriate district engineer, as indicated below.
Furthermore, this and additional information can be obtained on the
Internet at https://www.usace.army.mil/inet/functions/cw/cecwo/reg/
district.htm by clicking on the appropriate link for the Corps district
office.
In cases where a Corps district has issued a regional general
permit that authorizes similar activities as one or more NWPs, the
district will clarify the use of the regional general permit versus the
NWP(s) during the regional conditioning process. For example, the
division engineer may revoke the applicable NWP(s) so that only the
regional general permit may be used to authorize those activities.
Water Quality Certification/Coastal Zone Management Act Consistency
Determination for Nationwide Permits
State or Tribal water quality certification, or waiver thereof, is
required by Section 401 of the Clean Water Act, for activities
authorized by NWPs which result in a discharge into waters of the
United States. In addition, any state with a federally-approved CZMA
plan must agree with the Corps determination that activities authorized
by NWPs which are within, or will affect any land or water uses or
natural resources of the state's coastal zone, are
[[Page 56263]]
consistent with the CZMA plan to the maximum extent practicable. Water
quality certifications and/or CZMA consistency determinations may be
issued without conditions, issued with conditions, or denied for
specific NWPs.
We believe that, in general, the activities authorized by the NWPs
will not violate State or Tribal water quality standards and will be
consistent with state CZMA plans. The NWPs are conditioned to ensure
that adverse environmental effects will be minimal and address the
types of activities that would be routinely authorized if evaluated
under the individual permit process. We recognize that in some states
or Tribal lands there will be a need to add regional conditions, or
individual state or Tribal review for some activities, to ensure
compliance with water quality standards and/or consistency with CZMA
plans. As a practical matter, we intend to work with states and Tribes
to ensure that NWPs include the necessary conditions so that they can
issue water quality certifications or CZMA consistency concurrences.
Therefore, each Corps district will initiate discussions with their
respective state(s) and Tribe(s), as appropriate, to discuss issues of
concern and identify regional modification and other approaches to
address the scope of waters, activities, discharges, and PCNs, as
appropriate, to resolve these issues. Note that in some states the
Corps has issued state programmatic general permits (SPGPs), and within
those states some or all of the NWPs may be suspended or revoked by
division engineers. Concurrent with today's proposal, district
engineers may be proposing modification or revocation of the NWPs in
states where SPGPs will be used in place of some or all of the NWPs.
Section 401 of the Clean Water Act
This Federal Register notice serves as the Corps application to the
Tribes, States, or EPA, where appropriate, for water quality
certification of the activities authorized by these NWPs. The Tribes,
States, and EPA, where appropriate, are requested to issue, deny, or
waive water quality certification pursuant to 33 CFR 330.4(c) for these
NWPs.
If a state denies a water quality certification for an NWP within
that state, then the Corps will deny NWP authorization for the affected
activities within that state without prejudice. However, when
applicants request approval of such activities, and the Corps
determines that those activities meet the terms and conditions of the
NWP, the Corps will issue provisional NWP verification letters. The
provisional verification letter will contain general and regional
conditions as well as any project specific conditions the Corps
determines are necessary for NWP authorization. The Corps will notify
the applicant that they must obtain a project specific water quality
certification, or waiver thereof, before they are authorized to start
work in waters of the United States. That is, NWP authorization will be
contingent upon obtaining the necessary water quality certification or
waiver thereof from the State, Tribe, or EPA where appropriate. Anyone
wanting to perform such activities where pre-construction notification
to the Corps is not required has an affirmative responsibility to first
obtain a project-specific water quality certification or waiver thereof
from the Tribe, State, or EPA before proceeding under the NWP. This
requirement is provided at 33 CFR 330.4(c).
Section 307 of the Coastal Zone Management Act (CZMA)
This Federal Register notice serves as the Corps determination that
the activities authorized by these NWPs are, to the maximum extent
practicable, consistent with state CZMA programs. This determination is
contingent upon the addition of state CZMA conditions and/or regional
conditions, or the issuance by the state of an individual consistency
concurrence, where necessary. States are requested to agree or disagree
with the consistency determination following 33 CFR 330.4(d) for these
NWPs.
The Corps' CZMA consistency determination only applies to NWP
authorizations for activities that are within, or affect, any land,
water uses or natural resources of a State's coastal zone. NWP
authorizations for activities that are not within or would not affect a
State's coastal zone do not require a Corps CZMA consistency
determination and thus are not contingent on a State's agreement with
the Corps' consistency determinations.
If a State disagrees with the Corps consistency determination for
an NWP, then the Corps will deny authorization for the activities
within or that would affect the coastal zone without prejudice.
However, when applicants request approval of such activities, and the
Corps determines that those activities meet the terms and conditions of
the NWP, the Corps will issue provisional NWP verification letters. The
provisional verification letter will contain general and regional
conditions as well as any project specific conditions the Corps
determines are necessary for NWP authorization. The Corps will notify
the applicant that they must obtain a project specific CZMA consistency
determination before they are authorized to start work in waters of the
United States. That is, NWP authorization will be contingent upon
obtaining the necessary CZMA consistency concurrence from the State.
Anyone wanting to perform such activities where pre-construction
notification to the Corps is not required has an affirmative
responsibility to present a consistency certification to the
appropriate State agency for concurrence. Upon concurrence with such
consistency certifications by the state, the activity would be
authorized by the NWP. This requirement is provided at 33 CFR 330.4(d).
Nationwide Permit Verifications
Certain NWPs require the permittee to submit a PCN, and thus
request confirmation from the district engineer that an activity
complies with the terms and conditions of an NWP, prior to commencing
the proposed work. The requirement to submit a PCN is identified in the
NWP text. Pre-construction notification requirements may added to NWPs
by division engineers through regional conditions. In cases where pre-
construction notification is not required, a project proponent may
submit a PCN voluntarily, if he or she wants assurance that the
activity is authorized by an NWP. An NWP verification is a response to
a PCN that confirms that a particular activity is authorized by an NWP.
In response to an NWP verification request (PCN), the district
engineer reviews the information submitted by the prospective
permittee. If the district engineer determines that the activity
complies with the terms and conditions of the NWP, he will notify the
permittee. Special conditions, such as compensatory mitigation
requirements, may be added to the NWP authorization to ensure that the
activity results in minimal individual and cumulative adverse effects
on the aquatic environment and other public interest factors. The
special conditions are incorporated into the NWP verification, along
with the NWP text and the NWP general conditions.
If the district engineer reviews the NWP verification request and
determines that the proposed activity does not comply with the terms
and conditions of an NWP, he will notify the project proponent and
provide instructions for applying for authorization under a regional
general permit or an individual permit. District engineers will respond
to NWP
[[Page 56264]]
verification requests within 45 days of receiving a complete PCN.
Except for NWP 21, if the project sponsor has not received a reply from
the Corps within 45 days, she may assume that the project is
authorized, consistent with the information in the PCN. For NWP 21
(Surface Coal Mining), the project sponsor may not begin work before
receiving an NWP verification.
Contact Information for Corps District Engineers
Alabama
Mobile District Engineer, ATTN: CESAM-RD, 109 St. Joseph Street,
Mobile, AL 36602-3630.
Alaska
Alaska District Engineer, ATTN: CEPOA-CO-R, P.O. Box 6898,
Elmendorf AFB, AK 99506-6898.
Arizona
Los Angeles District Engineer, ATTN: CESPL-CO-R, P.O. Box 532711,
Los Angeles, CA 90053-2325.
Arkansas
Little Rock District Engineer, ATTN: CESWL-RO, P.O. Box 867, Little
Rock, AR 72203-0867.
California
Sacramento District Engineer, ATTN: CESPK-CO-R, 1325 J Street,
Sacramento, CA 95814-2922.
Colorado
Albuquerque District Engineer, ATTN: CESPA-OD-R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109-3435.
Connecticut
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Delaware
Philadelphia District Engineer, ATTN: CENAP-OP-R, Wannamaker
Building, 100 Penn Square East Philadelphia, PA 19107-3390.
Florida
Jacksonville District Engineer, ATTN: CESAJ-RD, P.O. Box 4970,
Jacksonville, FL 32232-0019.
Georgia
Savannah District Engineer, ATTN: CESAS-OP-F, P.O. Box 889,
Savannah, GA 31402-0889.
Hawaii
Honolulu District Engineer, ATTN: CEPOH-EC-R, Building 230, Fort
Shafter, Honolulu, HI 96858-5440.
Idaho
Walla Walla District Engineer, ATTN: CENWW-RD, 201 North Third
Avenue, Walla Walla, WA 99362-1876.
Illinois
Rock Island District Engineer, ATTN: CEMVR-OD-P, P.O. Box 2004,
Rock Island, IL 61204-2004.
Indiana
Louisville District Engineer, ATTN: CELRL-OP-F, P.O. Box 59,
Louisville, KY 40201-0059.
Iowa
Rock Island District Engineer, ATTN: CEMVR-OD-P, P.O. Box 2004,
Rock Island, IL 61204-2004.
Kansas
Kansas City District Engineer, ATTN: CENWK-OD-R, 700 Federal
Building, 601 E. 12th Street, Kansas City, MO 64106-2896.
Kentucky
Louisville District Engineer, ATTN: CELRL-OP-F, P.O. Box 59,
Louisville, KY 40201-0059.
Louisiana
New Orleans District Engineer, ATTN: CEMVN-OD-S, P.O. Box 60267,
New Orleans, LA 70160-0267.
Maine
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Maryland
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
Massachusetts
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Michigan
Detroit District Engineer, ATTN: CELRE-RG, P.O. Box 1027, Detroit,
MI 48231-1027.
Minnesota
St. Paul District Engineer, ATTN: CEMVP-OP-R, 190 Fifth Street
East, St. Paul, MN 55101-1638.
Mississippi
Vicksburg District Engineer, ATTN: CEMVK-OD-F, 4155 Clay Street,
Vicksburg, MS 39183-3435.
Missouri
Kansas City District Engineer, ATTN: CENWK-OD-R, 700 Federal
Building, 601 E. 12th Street, Kansas City, MO 64106-2896.
Montana
Omaha District Engineer, ATTN: CENWO-OD-R, 106 South 15th Street,
Omaha, NE 68102-1618.
Nebraska
Omaha District Engineer, ATTN: CENWO-OD-R, 106 South 15th Street,
Omaha, NE 68102-1618.
Nevada
Sacramento District Engineer, ATTN: CESPK-CO-R, 1325 J Street,
Sacramento, CA 95814-2922.
New Hampshire
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
New Jersey
Philadelphia District Engineer, ATTN: CENAP-OP-R, Wannamaker
Building, 100 Penn Square East, Philadelphia, PA 19107-3390.
New Mexico
Albuquerque District Engineer, ATTN: CESPA-OD-R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109-3435.
New York
New York District Engineer, ATTN: CENAN-OP-R, 26 Federal Plaza, New
York, NY 10278-0090.
North Carolina
Wilmington District Engineer, ATTN: CESAW-RG, P.O. Box 1890,
Wilmington, NC 28402-1890.
North Dakota
Omaha District Engineer, ATTN: CENWO-OD-R, 106 South 15th Street,
Omaha, NE 68102-1618.
Ohio
Huntington District Engineer, ATTN: CELRH-OR-F, 502 8th Street,
Huntington, WV 25701-2070.
Oklahoma
Tulsa District Engineer, ATTN: CESWT-RO, 1645 S. 101st East Ave,
Tulsa, OK 74128-4609.
Oregon
Portland District Engineer, ATTN: CENWP-OD-G, P.O. Box 2946,
Portland, OR 97208-2946.
Pennsylvania
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
[[Page 56265]]
Rhode Island
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
South Carolina
Charleston District Engineer, ATTN: CESAC-CO-P, P.O. Box 919,
Charleston, SC 29402-0919.
South Dakota
Omaha District Engineer, ATTN: CENWO-OD-R, 106 South 15th Street,
Omaha, NE 68102-1618.
Tennessee
Nashville District Engineer, ATTN: CELRN-OP-F, 3701 Bell Road,
Nashville, TN 37214.
Texas
Galveston District Engineer, ATTN: CESWG-PE-R, P.O. Box 1229,
Galveston, TX 77553-1229.
Utah
Sacramento District Engineer, ATTN: CESPK-CO-R, 1325 J Street, CA
95814-2922.
Vermont
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Virginia
Norfolk District Engineer, ATTN: CENAO-OP-R, 803 Front Street,
Norfolk, VA 23510-1096.
Washington
Seattle District Engineer, ATTN: CENWS-OP-RG, P.O. Box 3755,
Seattle, WA 98124-3755.
West Virginia
Huntington District Engineer, ATTN: CELRH-OR-F, 502 8th Street,
Huntington, WV 25701-2070.
Wisconsin
St. Paul District Engineer, ATTN: CEMVP-OP-R, 190 Fifth Street
East, St. Paul, MN 55101-1638.
Wyoming
Omaha District Engineer, ATTN: CENWO-OD-R, 106 South 15th Street,
Omaha, NE 68102-1618.
District of Columbia
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
Pacific Territories (American Samoa, Guam, & Commonwealth of the
Northern Mariana Islands)
Honolulu District Engineer, ATTN: CEPOH-EC-R, Building 230, Fort
Shafter, Honolulu, HI 96858-5440.
Puerto Rico and Virgin Islands
Jacksonville District Engineer, ATTN: CESAJ-RD, P.O. Box 4970,
Jacksonville, FL 32232-0019.
Request for Comment
We are proposing to reissue all nationwide permits, general
conditions, and definitions. Substantive changes to the nationwide
permits, general conditions, and definitions are discussed below, but
we are soliciting comments on all the nationwide permits, general
conditions, and definitions. Minor grammatical changes, the removal of
redundant language, and other small changes are not discussed in the
preamble below. Therefore, commenters should carefully read each
proposed NWP, general condition, and definition in this notice.
Discussion of Proposed Modifications to Existing Nationwide Permits
The proposed changes to the existing NWPs fall into two categories:
Category 1 (Cat 1)--Proposed clarification of an existing NWP by
making minor changes to the text of the NWP. It does not change the
scope of activities authorized by the existing NWP.
Category 2 (Cat 2)--Proposed modification of an existing NWP that
changes the scope of activities authorized by that NWP, or its
substantive requirements.
If an existing NWP is not listed in this section of the preamble,
we are proposing to reissue the NWP without changing it.
We are proposing to modify many of the NWPs so that they follow a
standard format: A description of activities the NWP authorizes,
followed by a description of activities the NWP does not authorized (if
applicable). Any pre-construction notification requirements are
provided in a separate paragraph. Any ``notes'' for the NWP are
provided at the end of the NWP. In many NWPs we are proposing to remove
explicit references to the NWP regulations or general conditions, to
simplify the text of those NWPs since the regulations and general
conditions apply to all NWPs that authorize activities addressed by a
particular provision. For example, general condition 3 requires that
activities in spawning areas during spawning season be avoided to the
maximum extent practicable. This requirement applies to all NWPs that
may authorize activities in spawning areas. In cases where specific
requirements or actions are necessary to ensure that a particular
activity complies with NWP general conditions, district engineers
should add special conditions to the NWP authorization for that
activity. For example, for an NWP activity that will occur in a stream
or other waterbody with spawning areas, special conditions may need to
be added to the NWP authorization that impose time-of-year restrictions
for conducting that activity, to minimize adverse effects to those
spawning areas. If the area in the vicinity of the project site does
not contain spawning areas, then this general condition would not apply
to that NWP activity.
NWP 3. Maintenance. (Cat 2) We are proposing to restructure and
simplify this NWP by shifting some of the activities currently
authorized by NWP 3 to the proposed new NWP A, Emergency Repair
Activities. Specifically we are proposing to remove the last two
sentences of paragraph (i) and the entire paragraph (iii) that are in
the current NWP 3 to the proposed new NWP A. We are also proposing to
remove the definition of ``currently serviceable'' from the first
paragraph of this NWP and place that definition in the ``Definitions''
section, because that term is also used in NWP 41, ``Reshaping Existing
Drainage Ditches'' and proposed NWP C, ``Pipeline Safety Program
Designated Time Sensitive Inspections and Repairs.'' The term
``currently serviceable'' means useable as is or with some maintenance,
but not so degraded as to essentially require reconstruction.
We are proposing to move the provisions regarding the removal of
accumulated sediments from outfall and intake structures and associated
canals from the current NWP 7 (which authorizes construction of outfall
and associated intake structures) to paragraph (b) of the proposed NWP
3. The 200 foot linear limit for the removal of accumulated sediments
in existing NWP 3 would not apply to situations where sediments are
blocking or restricting outfall or intake structures, or to maintenance
dredging to remove accumulated sediments from canals associated with
outfall and intake structures. Pre-construction notification is
required for all activities authorized under paragraph (b) of this NWP.
The proposed changes to NWP 3 will consolidate within a single NWP the
authorization for removal of accumulated sediments from existing
structures and from canals associated with intake and outfall
structures.
[[Page 56266]]
To simplify the text of this NWP, we are proposing to remove the
explicit references to the ``water quality'' and ``management of water
flows'' general conditions, although these general conditions still
apply. We are also proposing to add language to paragraph (c), to
clarify that if temporary fills, structures, or work are required to
conduct the maintenance activity, then separate authorization may be
required. For example, it may be necessary to discharge dredged or fill
material into waters of the United States to construct a cofferdam, so
that the maintenance activity can be completed. The authorization for
the temporary fills, structures, or work may be provided by NWP 33,
Temporary Construction, Access, and Dewatering. We are proposing to
modify the notification provision of this NWP to require information
about original design capacities and configurations of structures and
other features where maintenance dredging is proposed. That provision
was adapted from the requirements for the current NWP 7 and will allow
the district engineer to ensure compliance with the requirement that
limits the removal of sediment to the minimum necessary to restore the
waterway to its approximate dimensions when the structure was built.
NWP 4. Fish and Wildlife Harvesting, Enhancement, and Attraction
Devices and Activities. (Cat 2) We are proposing to remove the text
authorizing shellfish seeding, since that activity would be authorized
by proposed NWP D (if the activity is an existing commercial shellfish
aquaculture operation) or NWP 27 (if it is conducted for restoration
activities).
NWP 5. Scientific Measurement Devices. (Cat 2) We are proposing to
remove the PCN requirement for discharges of 10 to 25 cubic yards for
the construction of small weirs and flumes, however, we would still
retain the 25 cubic yard limit for such construction. Division
engineers can regionally condition this NWP to require PCNs for certain
activities, including discharges that exceed a specified threshold for
the construction of small weirs and flumes, where necessary to ensure
minimal adverse effects.
NWP 6. Survey Activities. (Cat 2) We are proposing to add
exploratory trenching to the list of examples of activities authorized
by this NWP, as well as a requirement to restore the trenched area to
its pre-construction elevations upon completion of the work. District
engineers have used this NWP to authorize exploratory trenching, with
minimal adverse effects on the aquatic environment. In the text of this
NWP, we are proposing a definition of ``exploratory trenching.'' We are
also proposing to modify this NWP to authorize the construction of
temporary pads used for survey activities, provided the discharge does
not exceed 25 cubic yards. The construction of temporary pads is often
necessary to provide proper levels for equipment used for core
sampling.
NWP 7. Outfall Structures and Associated Intake Structures. (Cat 2)
We are proposing to change the title of this NWP to more clearly
describe what it authorizes. As discussed in the section on the
proposed changes to NWP 3, we are proposing to remove the provisions
regarding the removal of accumulated sediments from outfall and intake
structures and associated canals, and place them in paragraph (b) of
NWP 3. This proposed change will simplify NWP 7, and the removal of
accumulated sediments may be authorized by NWP 3 instead.
NWP 8. Oil and Gas Structures on the Outer Continental Shelf. (Cat
1) We are proposing to change the title of this NWP to more clearly
articulate what it authorizes. We are also proposing to modify this NWP
to require pre-construction notification for all activities, to allow
district engineers to review potential effects on navigation and
national security. Requiring PCNs for all activities will also provide
district engineers the opportunity to review compliance with fairway
regulations, and exercise discretionary authority where limits of
shipping safety fairways or traffic separation schemes have not been
designated or where changes may occur.
NWP 12. Utility Line Activities. (Cat 2) We are proposing several
modifications to this NWP. For this proposed modification of this NWP,
the \1/2\ acre limit still applies to each single and complete project,
as defined at 33 CFR 330.2(i) and the ``Definitions'' section of the
NWPs.
To reduce duplication in the NWPs, we are proposing to modify this
NWP by removing the provision for the construction of access roads.
Permanent or temporary access roads may be authorized by NWPs 14 or 33,
respectively, or by individual permits or regional general permits. As
a result of this proposed change, Note 2 of the current NWP 12 would be
removed.
We are proposing to move the term that requires mitigation for
permanent adverse effects to the functions and services of waters of
the United States to paragraph (g) of the ``mitigation'' general
condition (GC 20). District engineers may require compensatory
mitigation for such impacts, if necessary, to ensure that the utility
line activity results in minimal individual and cumulative adverse
effects on the aquatic environment.
We are also proposing to simplify the PCN thresholds for this NWP,
by requiring notification only for those utility line activities that
require a section 10 permit or that involve discharges of dredged or
fill material resulting in the permanent or temporary loss of greater
than \1/10\ acre of waters of the United States.
We are proposing to redesignate Note 3 as Note 1, and move the
first part of the former Note 1 to the main text of NWP 12. The second
part of former Note 1 would become Note 2 of the proposed modification
of NWP 12.
NWP 13. Bank stabilization. (Cat 2) We are proposing to modify this
NWP to clarify that district engineers may authorize bank stabilization
activities longer than 500 linear feet, or that result in the discharge
of more than one cubic yard of material per running foot below the
plane of the ordinary high water mark or high tide line. Bank
stabilization activities that exceed either of these thresholds require
pre-construction notification. In response to PCNs, district engineers
can issue written waivers of these limits provided the proposed
activities will result in minimal individual and cumulative adverse
effects on the aquatic environment.
We are also proposing to modify this NWP by requiring PCNs for bank
stabilization activities that involve discharges of dredged or fill
material into special aquatic sites, so that district engineers can
authorize those activities if they determine that the individual and
cumulative adverse effects on the aquatic environment are minimal. This
will replace the current prohibition against the placement of materials
in any special aquatic site, including wetlands. In some circumstances,
it may be more beneficial to the watershed to stabilize eroding banks,
even though small amounts of fringe wetlands or mudflats may be
impacted by the bank stabilization activity. District engineers will
exercise discretionary authority to require an individual permit if the
proposed work would result in more than minimal adverse effects to
special aquatic sites.
We are proposing to remove the provision requiring that the
``activity is part of a single and complete project'', since that
requirement applies to all NWPs. The phrase ``single and complete
project'' is defined at 33 CFR 330.2(i) and the ``Definitions'' section
of the NWPs. In place of the general statement
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that the NWP may not be used to channelize a water of the United
States, we are also proposing to clarify that NWP 13 does not authorize
stream channelization activities.
NWP 14. Linear Transportation Projects. (Cat 1) We are proposing to
restructure this NWP to make it easier to understand, but the general
scope of authorized activities is unchanged. The acreage limits and PCN
thresholds are the same as before. In the first paragraph of this NWP,
we are proposing to replace the word ``crossings'' with ``projects,''
to be consistent with the title of this NWP.
We are proposing to add a new condition to this NWP, to limit
stream channel modifications to the minimum necessary to construct or
protect linear transportation projects. We are also proposing to add
language clarifying that NWP 14 does not authorize temporary
construction, access, and dewatering activities; those activities may
be authorized by NWP 33. That language is intended to support our
objective to reduce duplication in the NWPs, s