Listing of Color Additives Exempt From Certification; Mica-Based Pearlescent Pigments; Confirmation of Effective Date, 54411-54412 [E6-15275]
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Federal Register / Vol. 71, No. 179 / Friday, September 15, 2006 / Rules and Regulations
designations and adding a new
definition in alphabetical order for
‘‘OTC derivatives dealer’’ to read as
follows:
under the ‘‘Columns 3 and 4’’
paragraph, remove the reference ‘‘17
CFR 400.3(m)’’ and add in its place ‘‘17
CFR 400.3’’.
§ 400.3
PART 403—PROTECTION OF
CUSTOMER SECURITIES AND
BALANCES
Definitions.
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OTC derivatives dealer has the same
meaning set out in 17 CFR 240.3b–12.
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PART 401—EXEMPTIONS
Authority: Sec. 101, Pub. L. 99–571, 100
Stat. 3209; sec. 4(b), Pub. L. 101–432, 104
Stat. 963; sec. 102, sec. 106, Pub. L. 103–202,
107 Stat. 2344 (15 U.S.C. 78o–5(a)(5),
(b)(1)(A), (b)(4).
5. The authority citation for part 401
continues to read as follows:
I
Authority: Sec. 101, Pub. L. 99–571, 100
Stat. 3209 (15 U.S.C. 78o–5(a)(4)).
§ 401.3
12. Section 403.1 is revised to read as
follows:
I
[Amended]
6. In paragraphs (a)(2)(ii)(B) and
(a)(2)(ii)(C), remove the reference
‘‘§ 400.3(c)’’ and add in its place
‘‘§ 400.3’’.
I
§ 401.9
§ 403.1 Application of part to registered
brokers and dealers.
[Amended]
7. Amend § 401.9 as follows:
A. In paragraph (b), remove the
reference ‘‘§ 400.3(m)’’ and add in its
place ‘‘§ 400.3’’.
I B. In paragraph (i), remove the
reference ‘‘§§ 400.3 (k) and (l)’’ and add
in its place ‘‘§ 400.3’’.
I C. In paragraph (n), remove the
reference ‘‘§ 400.3(o)’’ and add in its
place ‘‘§ 400.3’’.
I D. In paragraph (o), remove the
reference ‘‘§ 400.3(j)’’ and add in its
place ‘‘§ 400.3’’.
I E. In paragraph (p), remove the
reference ‘‘§ 400.3(b)’’ and add in its
place ‘‘§ 400.3’’.
I
I
Authority: 15 U.S.C. 78o–5 (b)(1)(B),
(b)(1)(C), (b)(2), (b)(4).
8. The authority citation for part 402
continues to read as follows:
9. Section 402.1 is amended by
revising paragraph (b) to read as follows:
I
§ 402.1 Application of part to registered
brokers and dealers and financial
institutions; special rules for futures
commission merchants and government
securities interdealer brokers; effective
date.
ycherry on PROD1PC64 with RULES
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(b) Registered brokers or dealers. This
part does not apply to a registered
broker or dealer (including an OTC
derivatives dealer) that is subject to
§ 240.15c3–1 of this title (SEC Rule
15c3–1).
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[Amended]
14. Section 404.1 is revised to read as
follows:
I
§ 404.1 Application of part to registered
brokers and dealers.
Compliance by a registered broker or
dealer with § 240.17a–3 of this title
(pertaining to records to be made),
§ 240.17a–4 of this title (pertaining to
preservation of records), § 240.17a–13 of
this title (pertaining to quarterly
securities counts) and § 240.17a–7 of
this title (pertaining to records of nonresident brokers or dealers), including
provisions in those rules relating to OTC
derivatives dealers, constitutes
compliance with this part.
§ 404.4
[Amended]
15. In paragraph (a)(3)(i)(B), remove
the reference ‘‘§ 400.3(c)’’ and add in its
place ‘‘§ 400.3’’.
I
10. In paragraph (c), under the
heading for Schedule B, in paragraph (1)
I
Jkt 208001
PART 405–REPORTS AND AUDITS
16. The authority citation for part 405
continues to read as follows:
I
Authority: 15 U.S.C. 78o–5 (b)(1)(B),
(b)(1)(C), (b)(2), (b)(4).
17. Section 405.1 is amended by
revising paragraph (a) to read as follows:
I
§ 405.1 Application of part to registered
brokers and dealers and to financial
institutions; transition rule.
(a) Compliance by registered brokers
or dealers with §§ 240.17a–5, 240.17a–8,
and 240.17a–11 of this title
(Commission Rules 17a–5, 17a–8 and
17a–11), including provisions of those
rules relating to OTC derivatives
dealers, constitutes compliance with
this part.
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Dated: September 8, 2006.
Randal K. Quarles,
Under Secretary, Domestic Finance.
[FR Doc. E6–15231 Filed 9–14–06; 8:45 am]
BILLING CODE 4810–39–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. 1998C–0790] (formerly 98C–
0790)
Listing of Color Additives Exempt
From Certification; Mica-Based
Pearlescent Pigments; Confirmation of
Effective Date
AGENCY:
Food and Drug Administration,
HHS.
Final rule; confirmation of
effective date.
ACTION:
Authority: 15 U.S.C. 78o–5(b)(1)(A), (b)(4).
14:39 Sep 14, 2006
PART 404–RECORDKEEPING AND
PRESERVATION OF RECORDS
13. The authority citation for part 404
continues to read as follows:
I
VerDate Aug<31>2005
With respect to their activities in
government securities, compliance by
registered brokers or dealers with
§ 240.8c–1 of this title (SEC Rule 8c–1),
as modified by § 403.2 (a), (b) and (c),
with § 240.15c2–1 of this title (SEC Rule
15c2–1), with § 240.15c3–2 of this title
(SEC Rule 15c3–2), as modified by
§ 403.3, and with § 240.15c3–3 of this
title (SEC Rule 15c3–3), as modified by
§ 403.4 (a) through (d), (f)(2) through (3),
(g) through (j), and (m), including
provisions in those rules relating to OTC
derivatives dealers, constitutes
compliance with this part.
I
PART 402—FINANCIAL
RESPONSIBILITY
§ 402.2a
11. The authority citation for part 403
continues to read as follows:
I
54411
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SUMMARY: The Food and Drug
Administration (FDA) is confirming the
effective date of July 5, 2006, for the
final rule that appeared in the Federal
Register of June 2, 2006 (71 FR 31927).
The final rule amended the color
additive regulations to provide for the
safe use of titanium dioxide coated
mica-based pearlescent pigments as
color additives in the following foods:
Cereals, confections and frostings,
gelatin desserts, hard and soft candies
(including lozenges), nutritional
supplement tablets and gelatin capsules,
and chewing gum.
DATES: Effective date confirmed: July 5,
2006.
FOR FURTHER INFORMATION CONTACT: Paul
C. DeLeo, Center for Food Safety and
Applied Nutrition (HFS–265), Food and
E:\FR\FM\15SER1.SGM
15SER1
54412
Federal Register / Vol. 71, No. 179 / Friday, September 15, 2006 / Rules and Regulations
Drug Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740–3835,
301–436–1302.
SUPPLEMENTARY INFORMATION: In the
Federal Register of June 2, 2006 (71 FR
31927), FDA amended the color additive
regulations to add § 73.350 Mica-based
pearlescent pigments (21 CFR 73.350) to
provide for the safe use safe use of
titanium dioxide coated mica-based
pearlescent pigments as color additives
in the following foods: Cereals,
confections and frostings, gelatin
desserts, hard and soft candies
(including lozenges), nutritional
supplement tablets and gelatin capsules,
and chewing gum.
FDA gave interested persons until
July 3, 2006, to file objections or
requests for a hearing. The agency
received no objections or requests for a
hearing on the final rule. Therefore,
FDA finds that the effective date of the
final rule that published in the Federal
Register of June 2, 2006, should be
confirmed.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs,
Medical devices.
I Therefore, under the Federal Food,
Drug, and Cosmetic Act (21 U.S.C. 321,
341, 342, 343, 348, 351, 352, 355, 361,
362, 371, 379e) and under authority
delegated to the Commissioner of Food
and Drugs, and redelegated to the
Director, Office of Food Additive Safety,
notice is given that no objections or
requests for a hearing were filed in
response to the June 2, 2006, final rule.
Accordingly, the amendments issued
thereby became effective July 5, 2006.
Dated: September 8, 2006.
Laura M. Tarantino,
Director, Office of Food Additive Safety,
Center for Food Safety and Applied Nutrition.
[FR Doc. E6–15275 Filed 9–14–06; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF JUSTICE
28 CFR Parts 0 and 45
[AG Order No. 2835–2006]
Reporting Violations to the Office of
the Inspector General and the Office of
Professional Responsibility;
Delegations of Authority
Department of Justice.
Final rule.
AGENCY:
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ACTION:
SUMMARY: This final rule amends the
regulations of the Department of Justice
to codify the obligation to report
misconduct to the Office of the
Inspector General (OIG) and the
VerDate Aug<31>2005
14:39 Sep 14, 2006
Jkt 208001
Department of Justice Office of
Professional Responsibility (OPR), to
reflect the conferral of statutory law
enforcement authority on OIG special
agents, to update the structure,
functions, and responsibilities of OPR,
and to reflect the current organizational
structure of the OIG.
DATES: Effective Date: September 11,
2006.
FOR FURTHER INFORMATION CONTACT:
Mary Anne Hoopes, Associate Counsel,
Office of Professional Responsibility,
United States Department of Justice,
Washington, DC 20530 (202) 514–3365
(regarding matters related to OPR), or
Gail A. Robinson, General Counsel,
Office of the Inspector General, United
States Department of Justice,
Washington, DC 20530 (202) 616–0646
(regarding matters related to the OIG).
SUPPLEMENTARY INFORMATION: 1. This
rule amends 28 CFR part 0 to clarify the
delegation of authority by the Attorney
General to the Counsel for Professional
Responsibility and to codify authority of
the Inspector General. This rule permits
OPR and the OIG to investigate specific
matters, make such recommendations as
appropriate to the Deputy Attorney
General and the Attorney General, and
coordinate their activities to improve
the professionalism of the Department
and to reduce waste, fraud, and abuse.
2. This rule amends 28 CFR part 45
by adding three new sections. The rule
codifies the Attorney General’s April 12,
2002 Memorandum For Department of
Justice Employees Regarding the Duty to
Report Misconduct and Cooperate with
Investigators. This Memorandum
provides for notifying the OIG of fraud,
waste, abuse, or misconduct, except for
those matters in the jurisdiction of OPR.
This rule is not a substantive change,
but merely codifies existing practice.
The rule also implements section 308 of
the Department of Justice
Appropriations Authorization Act for
FY 2002 and 2003, Public Law 107–273
(Nov. 2, 2002), which amended 5 U.S.C.
app. 3, 8E, and which provides in
pertinent part:
The Attorney General shall ensure by
regulation that any component of the
Department of Justice receiving a
nonfrivolous allegation of criminal
wrongdoing or administrative misconduct by
an employee of the Department of Justice,
except with respect to allegations described
in subsection (b)(3) [matters within the
investigative jurisdiction of the Department
of Justice Office of Professional
Responsibility], shall report that information
to the Inspector General.
This rule is also a codification of
preexisting principles as set forth in the
United States Attorneys’ Manual,
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Frm 00012
Fmt 4700
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§ 1–4.100, Standards of Conduct
Allegations of Misconduct by
Department of Justice Employees
Reporting Misconduct Allegations.
Although the language of section 308 of
P.L. 107–273 is not identical to the prior
regulations on this subject, the Attorney
General interprets the statutory language
as intended to codify the prior and
existing practice.
3. This rule revises the description of
OPR to reflect the changes made in that
Office’s jurisdiction since its creation on
December 9, 1975, including AG Order
833–79 (45 FR 27754–55, April 24,
1980); AG Order 1931–94 (November 8,
1994), AG Order 2167–98 (63 FR 35847,
July 8, 1998), AG Order 2190–98 (63 FR
62937–01, November 10, 1998), and AG
Order 2492–2001 (66 FR 37902–01, July
20, 2001).
As originally constituted, OPR’s
jurisdiction was extraordinarily broad.
OPR was empowered to ‘‘[r]eceive and
review any information or allegation
concerning conduct by a Department
employee that may be in violation of
law, regulations or orders, or of
applicable standards of conduct or may
constitute mismanagement, gross waste
of funds, abuse of authority, or a
substantial and specific danger to public
health or safety.’’ 28 CFR 0.39a(a). Its
role in investigating those allegations,
however, was relatively narrow, in
keeping with its small size. OPR was to
‘‘[m]ake such preliminary inquiry as
may be necessary to determine whether
the matter should be referred to another
official within the Department,’’ 28 CFR
0.39a(c), and then to make an
appropriate referral either to the head of
the Department of Justice component to
which the employee was assigned, or to
that component’s internal inspection
unit, if no violation of law was alleged,
or to the appropriate investigative
agency, if the conduct appeared to
involve a violation of law, 28 CFR
0.39a(d)(1) and (2). OPR then received
reports from the investigating
component on the status and outcome of
investigations referred by OPR. 28 CFR
0.39a(e)(1). If OPR deemed it
inappropriate to refer an allegation to
the employing component, it was to
refer the matter to the Attorney General
and the Deputy Attorney General, or, if
that would be inappropriate, to the
Associate Attorney General or the
Solicitor General. 28 CFR 0.39a(d)(3). In
that event, OPR was to ‘‘recommend
what further action should be
undertaken’’ with respect to the
allegation, ‘‘including the assignment of
any task force or individual to
undertake the action recommended.’’ 28
CFR 0.39a(g). Finally, under 28 CFR
0.39a(h), OPR was authorized to
E:\FR\FM\15SER1.SGM
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Agencies
[Federal Register Volume 71, Number 179 (Friday, September 15, 2006)]
[Rules and Regulations]
[Pages 54411-54412]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-15275]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. 1998C-0790] (formerly 98C-0790)
Listing of Color Additives Exempt From Certification; Mica-Based
Pearlescent Pigments; Confirmation of Effective Date
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule; confirmation of effective date.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is confirming the
effective date of July 5, 2006, for the final rule that appeared in the
Federal Register of June 2, 2006 (71 FR 31927). The final rule amended
the color additive regulations to provide for the safe use of titanium
dioxide coated mica-based pearlescent pigments as color additives in
the following foods: Cereals, confections and frostings, gelatin
desserts, hard and soft candies (including lozenges), nutritional
supplement tablets and gelatin capsules, and chewing gum.
DATES: Effective date confirmed: July 5, 2006.
FOR FURTHER INFORMATION CONTACT: Paul C. DeLeo, Center for Food Safety
and Applied Nutrition (HFS-265), Food and
[[Page 54412]]
Drug Administration, 5100 Paint Branch Pkwy., College Park, MD 20740-
3835, 301-436-1302.
SUPPLEMENTARY INFORMATION: In the Federal Register of June 2, 2006 (71
FR 31927), FDA amended the color additive regulations to add Sec.
73.350 Mica-based pearlescent pigments (21 CFR 73.350) to provide for
the safe use safe use of titanium dioxide coated mica-based pearlescent
pigments as color additives in the following foods: Cereals,
confections and frostings, gelatin desserts, hard and soft candies
(including lozenges), nutritional supplement tablets and gelatin
capsules, and chewing gum.
FDA gave interested persons until July 3, 2006, to file objections
or requests for a hearing. The agency received no objections or
requests for a hearing on the final rule. Therefore, FDA finds that the
effective date of the final rule that published in the Federal Register
of June 2, 2006, should be confirmed.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs, Medical devices.
0
Therefore, under the Federal Food, Drug, and Cosmetic Act (21 U.S.C.
321, 341, 342, 343, 348, 351, 352, 355, 361, 362, 371, 379e) and under
authority delegated to the Commissioner of Food and Drugs, and
redelegated to the Director, Office of Food Additive Safety, notice is
given that no objections or requests for a hearing were filed in
response to the June 2, 2006, final rule. Accordingly, the amendments
issued thereby became effective July 5, 2006.
Dated: September 8, 2006.
Laura M. Tarantino,
Director, Office of Food Additive Safety, Center for Food Safety and
Applied Nutrition.
[FR Doc. E6-15275 Filed 9-14-06; 8:45 am]
BILLING CODE 4160-01-S