Draft Guidance for Industry and Food and Drug Administration Staff; Commercially Distributed Analyte Specific Reagents (ASRs): Frequently Asked Questions; Availability, 52799-52800 [06-7500]
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Federal Register / Vol. 71, No. 173 / Thursday, September 7, 2006 / Notices
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Thermal, and Los Alamos National
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In the event an individual cannot
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VerDate Aug<31>2005
18:11 Sep 06, 2006
Jkt 208001
should be submitted to the contact
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Prevention.
[FR Doc. E6–14787 Filed 9–6–06; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. 2006D–0336]
Draft Guidance for Industry and Food
and Drug Administration Staff;
Commercially Distributed Analyte
Specific Reagents (ASRs): Frequently
Asked Questions; Availability
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
SUMMARY: The Food and Drug
Administration (FDA) is announcing the
availability of the draft guidance
entitled ‘‘Commercially Distributed
Analyte Specific Reagents (ASRs):
Frequently Asked Questions.’’ This
guidance document is intended to
clarify the regulations regarding ASRs
and the role and responsibilities of ASR
manufacturers.
DATES: Submit written or electronic
comments on this draft guidance by
December 6, 2006.
ADDRESSES: Submit written requests for
single copies of the guidance document
entitled ‘‘Commercially Distributed
Analyte Specific Reagents (ASRs):
Frequently Asked Questions’’ to the
Division of Small Manufacturers,
International, and Consumer Assistance
(HFZ–220), Center for Devices and
Radiological Health, Food and Drug
Administration, 1350 Piccard Dr.,
Rockville, MD 20850. Send one selfaddressed adhesive label to assist that
office in processing your request, or fax
PO 00000
Frm 00041
Fmt 4703
Sfmt 4703
52799
your request to 301–443–8818. See the
SUPPLEMENTARY INFORMATION section for
information on electronic access to the
guidance.
Submit written comments concerning
this draft guidance to the Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852.
Submit electronic comments to https://
www.fda.gov/dockets/ecomments.
Identify comments with the docket
number found in brackets in the
heading of this document.
FOR FURTHER INFORMATION CONTACT:
Courtney C. Harper, Center for Devices
and Radiological Health (HFZ–440),
Food and Drug Administration, 2098
Gaither Rd., Rockville, MD 20850, 240–
276–0490.
SUPPLEMENTARY INFORMATION:
I. Background
FDA is providing this guidance in
order to eliminate confusion regarding
particular marketing practices among
ASR manufacturers. ASRs are the
building blocks of laboratory-developed
tests and are defined and classified in a
rule codified at § 864.4020 (21 CFR
864.4020). With this draft guidance
document, FDA seeks to advise ASR
manufacturers that it views certain
practices as being inconsistent with the
marketing of an ASR, as defined in
§ 864.4020. Some manufacturers have
believed that when they combine a
Class I ASR, which is exempt from
premarket notification requirements
under section 510(l) of the Federal
Food, Drug, and Cosmetic Act (the act),
(21 U.S.C. 360(l)), with other products,
or with instructions for use in a specific
test, the product remains exempt
because of the presence of an ASR.
However, as explained in this draft
guidance, when an ASR is marketed in
certain ways, FDA views the product as
no longer being an ASR within the
meaning of § 860.4020.
II. Significance of Guidance
This draft guidance is being issued
consistent with FDA’s good guidance
practices regulation (21 CFR 10.115).
The draft guidance, when finalized will
represent the agency’s current thinking
on commercially distributed ASRs. It
does not create or confer any rights for
or on any person and does not operate
to bind FDA or the public. An
alternative approach may be used if
such approach satisfies the
requirements of the applicable statute
and regulations.
III. Electronic Access
Persons interested in obtaining a copy
of the draft guidance may do so by using
E:\FR\FM\07SEN1.SGM
07SEN1
52800
Federal Register / Vol. 71, No. 173 / Thursday, September 7, 2006 / Notices
rwilkins on PROD1PC63 with NOTICES
the Internet. To receive ‘‘Commercially
Distributed Analyte Specific Reagents
(ASRs): Frequently Asked Questions, ‘‘
you may either send an e-mail request
to dsmica@fda.hhs.gov to receive an
electronic copy of the document or send
a fax request to 240–276–3151 to receive
a hard copy. Please use the document
number 1590 to identify the guidance
you are requesting.
CDRH maintains an entry on the
Internet for easy access to information
including text, graphics, and files that
may be downloaded to a personal
computer with Internet access. Updated
on a regular basis, the CDRH home page
includes device safety alerts, Federal
Register reprints, information on
premarket submissions (including lists
of approved applications and
manufacturers’ addresses), small
manufacturer’s assistance, information
on video conferencing and electronic
submissions, Mammography Matters,
and other device-oriented information.
The CDRH Web site may be accessed at
https://www.fda.gov/cdrh. A search
capability for all CDRH guidance
documents is available at https://
www.fda.gov/cdrh/guidance.html.
Guidance documents are also available
on the Division of Dockets Management
Internet site at https://www.fda.gov/
ohrms/dockets.
IV. Paperwork Reduction Act of 1995
This draft guidance refers to
previously approved collections of
information found in FDA regulations.
These collections of information are
subject to review by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). The collections
of information in 21 CFR 807.87 have
been approved under OMB control
number 0910–0120; the collections of
information in 21 CFR 809.10 and
809.30 (§ 809.30) have been approved
under OMB control number 0910–0485;
and the collections of information in 21
CFR 814.20 have been approved under
OMB control number 0910–0231.
The draft guidance includes
discussion of the restrictions on the
sale, distribution, and use of ASRs
(§ 809.30). Under this regulation, a
laboratory that develops an in-house test
using an ASR must add a disclaimer
when reporting the test result to the
practitioner (§ 809.30(e)). Advertising
and promotional materials for ASRs
must not make any statement regarding
analytical or clinical performance
(§ 809.30(d)(4)). In addition, the labeling
for Class I, exempt ASRs must bear the
statement, ‘‘Analyte Specific Reagent.
Analytical and performance
characteristics are not established.’’
VerDate Aug<31>2005
18:11 Sep 06, 2006
Jkt 208001
Class II or III ASRs must bear the
statement, ‘‘Analyte Specific Reagent.
Except as a component of the approved/
cleared test (name of approved/cleared
test), analytical and performance
characteristics are not established’’
(§ 809.30(d)(2) and (d)(3)). The
disclaimer and these statements do not
constitute ‘‘collections of information’’
under the PRA. Rather, they are ‘‘public
disclosure of information originally
supplied by the Federal government to
the recipient for the purpose of
disclosure to the public’’ (5 CFR
1320.3(c)(2)).
V. Comments
Interested persons may submit to the
Division of Dockets Managment (see
ADDRESSES), written or electronic
comments regarding this document.
Submit a single copy of electronic
comments or two paper copies of any
mailed comments, except that
individuals may submit one paper copy.
Comments are to be identified with the
docket number found in brackets in the
heading of this document. Recieved
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday.
Dated: September 1, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06–7500 Filed 9–5–06; 4:00 pm]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. 2006D–0347]
Draft Guidance for Industry, Clinical
Laboratories, and FDA Staff on In Vitro
Diagnostic Multivariate Index Assays;
Availability
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
SUMMARY: The Food and Drug
Administration (FDA) is announcing the
availability of the draft guidance
entitled ‘‘Draft Guidance for Industry,
Clinical Laboratories, and FDA Staff on
In Vitro Diagnostic Multivariate Index
Assays.’’ This draft guidance addresses
the definition and regulatory status of a
class of in vitro diagnostic devices
referred to as In Vitro Diagnostic
Multivariate Index Assays (IVDMIAs).
The guidance also addresses premarket
and postmarket requirements with
respect to IVDMIAs. An IVDMIA
employs data, derived in part from one
or more in vitro assays, and an
PO 00000
Frm 00042
Fmt 4703
Sfmt 4703
algorithm that usually, but not
necessarily, runs on software, to
generate a result that diagnoses a
disease or condition or is used in the
cure, mitigation, treatment, or
prevention of disease.
DATES: Submit written or electronic
comments on this draft guidance by
December 6, 2006.
ADDRESSES: Submit written requests for
single copies of the draft guidance
document entitled ‘‘Draft Guidance for
Industry, Clinical Laboratories, and FDA
Staff on In Vitro Diagnostic Multivariate
Index Assays’’ to the Division of Small
Manufacturers, International, and
Consumer Assistance (HFZ–220), Center
for Devices and Radiological Health,
Food and Drug Administration, 1350
Piccard Dr., Rockville, MD 20850. Send
one self-addressed adhesive label to
assist that office in processing your
request, or fax your request to 240–276–
3151. See the SUPPLEMENTARY
INFORMATION section for information on
electronic access to the guidance.
Submit written comments concerning
this draft guidance to the Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852.
Submit electronic comments to https://
www.fda.gov/dockets/ecomments.
Identify comments with the docket
number found in brackets in the
heading of this document.
FOR FURTHER INFORMATION CONTACT:
Courtney Harper, Center for Devices and
Radiological Health (HFZ- 440), Food
and Drug Administration, 2098 Gaither
Rd., Rockville, MD 20850, 240–276–
0490, ext. 162.
SUPPLEMENTARY INFORMATION:
I. Background
The definition of a device is set forth
at section 201(h) of the Federal Food,
Drug and Cosmetic Act (the act) (21
U.S.C. 321(h)). It provides in relevant
part: ‘‘The term ‘device’ * * * means an
instrument, apparatus, implement,
machine, contrivance, implant, in vitro
reagent, or other similar or related
article, including any component, part,
or accessory, which is * * * (2) intended
for use in the diagnosis of disease or
other conditions, or in the cure,
mitigation, treatment, or prevention of
disease, in man or other animals * * *’’
(21 U.S.C. 321(h)). An IVDMIA is a test
system that employs data, derived in
part from one or more in vitro assays,
and an algorithm that usually, but not
necessarily, runs on software, to
generate a result that diagnoses a
disease or condition or is used in the
cure, mitigation, treatment, or
prevention of disease. An IVDMIA is
E:\FR\FM\07SEN1.SGM
07SEN1
Agencies
[Federal Register Volume 71, Number 173 (Thursday, September 7, 2006)]
[Notices]
[Pages 52799-52800]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7500]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. 2006D-0336]
Draft Guidance for Industry and Food and Drug Administration
Staff; Commercially Distributed Analyte Specific Reagents (ASRs):
Frequently Asked Questions; Availability
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is announcing the
availability of the draft guidance entitled ``Commercially Distributed
Analyte Specific Reagents (ASRs): Frequently Asked Questions.'' This
guidance document is intended to clarify the regulations regarding ASRs
and the role and responsibilities of ASR manufacturers.
DATES: Submit written or electronic comments on this draft guidance by
December 6, 2006.
ADDRESSES: Submit written requests for single copies of the guidance
document entitled ``Commercially Distributed Analyte Specific Reagents
(ASRs): Frequently Asked Questions'' to the Division of Small
Manufacturers, International, and Consumer Assistance (HFZ-220), Center
for Devices and Radiological Health, Food and Drug Administration, 1350
Piccard Dr., Rockville, MD 20850. Send one self-addressed adhesive
label to assist that office in processing your request, or fax your
request to 301-443-8818. See the SUPPLEMENTARY INFORMATION section for
information on electronic access to the guidance.
Submit written comments concerning this draft guidance to the
Division of Dockets Management (HFA-305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Submit electronic
comments to https://www.fda.gov/dockets/ecomments. Identify comments
with the docket number found in brackets in the heading of this
document.
FOR FURTHER INFORMATION CONTACT: Courtney C. Harper, Center for Devices
and Radiological Health (HFZ-440), Food and Drug Administration, 2098
Gaither Rd., Rockville, MD 20850, 240-276-0490.
SUPPLEMENTARY INFORMATION:
I. Background
FDA is providing this guidance in order to eliminate confusion
regarding particular marketing practices among ASR manufacturers. ASRs
are the building blocks of laboratory-developed tests and are defined
and classified in a rule codified at Sec. 864.4020 (21 CFR 864.4020).
With this draft guidance document, FDA seeks to advise ASR
manufacturers that it views certain practices as being inconsistent
with the marketing of an ASR, as defined in Sec. 864.4020. Some
manufacturers have believed that when they combine a Class I ASR, which
is exempt from premarket notification requirements under section 510(l)
of the Federal Food, Drug, and Cosmetic Act (the act), (21 U.S.C.
360(l)), with other products, or with instructions for use in a
specific test, the product remains exempt because of the presence of an
ASR. However, as explained in this draft guidance, when an ASR is
marketed in certain ways, FDA views the product as no longer being an
ASR within the meaning of Sec. 860.4020.
II. Significance of Guidance
This draft guidance is being issued consistent with FDA's good
guidance practices regulation (21 CFR 10.115). The draft guidance, when
finalized will represent the agency's current thinking on commercially
distributed ASRs. It does not create or confer any rights for or on any
person and does not operate to bind FDA or the public. An alternative
approach may be used if such approach satisfies the requirements of the
applicable statute and regulations.
III. Electronic Access
Persons interested in obtaining a copy of the draft guidance may do
so by using
[[Page 52800]]
the Internet. To receive ``Commercially Distributed Analyte Specific
Reagents (ASRs): Frequently Asked Questions, `` you may either send an
e-mail request to dsmica@fda.hhs.gov to receive an electronic copy of
the document or send a fax request to 240-276-3151 to receive a hard
copy. Please use the document number 1590 to identify the guidance you
are requesting.
CDRH maintains an entry on the Internet for easy access to
information including text, graphics, and files that may be downloaded
to a personal computer with Internet access. Updated on a regular
basis, the CDRH home page includes device safety alerts, Federal
Register reprints, information on premarket submissions (including
lists of approved applications and manufacturers' addresses), small
manufacturer's assistance, information on video conferencing and
electronic submissions, Mammography Matters, and other device-oriented
information. The CDRH Web site may be accessed at https://www.fda.gov/
cdrh. A search capability for all CDRH guidance documents is available
at https://www.fda.gov/cdrh/guidance.html. Guidance documents are also
available on the Division of Dockets Management Internet site at http:/
/www.fda.gov/ohrms/dockets.
IV. Paperwork Reduction Act of 1995
This draft guidance refers to previously approved collections of
information found in FDA regulations. These collections of information
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The
collections of information in 21 CFR 807.87 have been approved under
OMB control number 0910-0120; the collections of information in 21 CFR
809.10 and 809.30 (Sec. 809.30) have been approved under OMB control
number 0910-0485; and the collections of information in 21 CFR 814.20
have been approved under OMB control number 0910-0231.
The draft guidance includes discussion of the restrictions on the
sale, distribution, and use of ASRs (Sec. 809.30). Under this
regulation, a laboratory that develops an in-house test using an ASR
must add a disclaimer when reporting the test result to the
practitioner (Sec. 809.30(e)). Advertising and promotional materials
for ASRs must not make any statement regarding analytical or clinical
performance (Sec. 809.30(d)(4)). In addition, the labeling for Class
I, exempt ASRs must bear the statement, ``Analyte Specific Reagent.
Analytical and performance characteristics are not established.'' Class
II or III ASRs must bear the statement, ``Analyte Specific Reagent.
Except as a component of the approved/cleared test (name of approved/
cleared test), analytical and performance characteristics are not
established'' (Sec. 809.30(d)(2) and (d)(3)). The disclaimer and these
statements do not constitute ``collections of information'' under the
PRA. Rather, they are ``public disclosure of information originally
supplied by the Federal government to the recipient for the purpose of
disclosure to the public'' (5 CFR 1320.3(c)(2)).
V. Comments
Interested persons may submit to the Division of Dockets Managment
(see ADDRESSES), written or electronic comments regarding this
document. Submit a single copy of electronic comments or two paper
copies of any mailed comments, except that individuals may submit one
paper copy. Comments are to be identified with the docket number found
in brackets in the heading of this document. Recieved comments may be
seen in the Division of Dockets Management between 9 a.m. and 4 p.m.,
Monday through Friday.
Dated: September 1, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06-7500 Filed 9-5-06; 4:00 pm]
BILLING CODE 4160-01-S