Hazardous Material; Miscellaneous Packaging Amendments, 52017-52040 [06-7360]
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Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Proposed Rules
primary goal going forward must be to
ensure, as mandated by statute, that
plans compete on an even playing field
and that beneficiaries will gain in terms
of cost, plan choices, and generosity of
benefits. We believe we can help
achieve this goal only if MYBEs are not
permitted in subsequent years.
Furthermore with respect to MYBEs,
we do not believe that nondrug benefits
should be treated differently than Part D
benefits. Similarly, with respect to all
EGHPs including EGWPs, we believe
that the integrity of the competitive
bidding process overrides any possible
program benefit from MYBEs. Therefore
beginning with CY 2007, we are
proposing that MA organizations,
including all organizations offering
EGHPs, would not be permitted to make
any midyear changes in benefits,
premiums, or cost-sharing, even under
the circumstances in which these types
of changes were permitted in CY 2006.
This includes EGHPs that enroll both
beneficiaries and employer/union
members (in other words plans open to
general enrollment) and plans not open
to general enrollment. We note that
programs of all-inclusive care for the
elderly (PACE) would be able to
continue to offer MYBEs in accordance
with our guidance for PACE plans.
III. Response to Comments
Because of the large number of items
of correspondence we normally receive
on Federal Register documents
published for comment, we are not able
to acknowledge or respond to them
individually. We will consider all
comments we receive by the date and
time specified in the DATES section of
this preamble, and, when we proceed
with a subsequent document, we will
respond to the comments in the
preamble to that document.
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IV. Collection of Information
Requirements
This document does not impose
information collection and
recordkeeping requirements.
Consequently, it need not be reviewed
by the Office of Management and
Budget under the authority of the
Paperwork Reduction Act of 1995.
V. Regulatory Impact Statement
[If you choose to comment on issues
in this section, please include the
caption ‘‘Regulatory Impact Statement’’
at the beginning of your comments.]
We have examined the impact of this
rule as required by Executive Order
12866 (September 1993, Regulatory
Planning and Review), the Regulatory
Flexibility Act (RFA) (September 19,
1980, Pub. L. 96–354), section 1102(b) of
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the Social Security Act, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), and Executive Order 13132.
Executive Order 12866 directs
agencies to assess all costs and benefits
of available regulatory alternatives and,
if regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety effects, distributive impacts,
and equity). A regulatory impact
analysis (RIA) must be prepared for
major rules with economically
significant effects ($100 million or more
in any 1 year). This rule does not reach
the economic threshold and thus is not
considered a major rule. However, we
are requesting comments regarding the
possible impact of our proposal to
prohibit MYBEs.
The RFA requires agencies to analyze
options for regulatory relief of small
businesses. For purposes of the RFA,
small entities include small businesses,
nonprofit organizations, and small
governmental jurisdictions. Most
hospitals and most other providers and
suppliers are small entities, either by
nonprofit status or by having revenues
of $6 million to $29 million in any 1
year. Individuals and States are not
included in the definition of a small
entity. The MA program, by having both
regional and local plans, provides an
opportunity for health insurance entities
of all types and most sizes (but probably
not below the ‘‘small’’ insurance entity
cutoff level defined by the SBA ($6
million), which is lower than appears
viable for a comprehensive, risk-bearing
insurance plan) to participate.
Therefore, we are not preparing an
analysis for the RFA because we have
determined that this rule will not have
a significant economic impact on a
substantial number of small entities.
In addition, section 1102(b) of the Act
requires us to prepare a regulatory
impact analysis if a rule may have a
significant impact on the operations of
a substantial number of small rural
hospitals. This analysis must conform to
the provisions of section 603 of the
RFA. For purposes of section 1102(b) of
the Act, we define a small rural hospital
as a hospital that is located outside of
a Metropolitan Statistical Area and has
fewer than 100 beds. We are not
preparing an analysis for section 1102(b)
of the Act because we have determined
that this rule will not have a significant
impact on the operations of a substantial
number of small rural hospitals.
Section 202 of the Unfunded
Mandates Reform Act of 1995 also
requires that agencies assess anticipated
costs and benefits before issuing any
rule whose mandates require spending
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in any 1 year of $100 million in 1995
dollars, updated annually for inflation.
That threshold level is currently
approximately $120 million. This rule
will have no consequential effect on
State, local, or tribal governments or on
the private sector.
Executive Order 13132 establishes
certain requirements that an agency
must meet when it promulgates a
proposed rule (and subsequent final
rule) that imposes substantial direct
requirement costs on State and local
governments, preempts State law, or
otherwise has Federalism implications.
Since this regulation does not impose
any costs on State or local governments,
the requirements of E.O. 13132 are not
applicable.
In accordance with the provisions of
Executive Order 12866, this regulation
was reviewed by the Office of
Management and Budget.
(Catalog of Federal Domestic Assistance
Program No. 93.773, Medicare—Hospital
Insurance; and Program No. 93.774,
Medicare—Supplementary Medical
Insurance Program)
Dated: May 5, 2006.
Mark B. McClellan,
Administrator, Centers for Medicare &
Medicaid Services.
Approved: June 12, 2006.
Michael O. Leavitt,
Secretary.
[FR Doc. 06–7394 Filed 8–31–06; 8:45 am]
BILLING CODE 4120–01–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 171, 172, 173, 174, and
178
[Docket No. PHMSA–06–25736 (HM–231)]
RIN 2137–AD89
Hazardous Material; Miscellaneous
Packaging Amendments
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
SUMMARY: In this NPRM, PHMSA is
proposing to make miscellaneous
amendments to the Hazardous Materials
Regulations (HMR) based on changes to
packaging requirements in the United
Nations Recommendations on the
Transport of Dangerous Goods, petitions
for rulemaking received in accordance
with requirements specified in 49 CFR
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Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Proposed Rules
106.95, and PHMSA initiative. These
proposed amendments are intended to
clarify certain regulatory requirements
specific to bulk and non-bulk packaging.
The amendments proposed in this
NPRM also include incorporation of
requirements for construction,
maintenance and use of Large
Packagings, clarification of specification
marking requirements, and revisions to
packaging definitions.
DATES: Comments must be received by
November 30, 2006.
ADDRESSES: You may submit comments
to the docket number PHMSA–06–
25736 (HM–231) by any of the following
methods:
• Web Site: https://dms.dot.gov.
Follow the instructions for submitting
comments on the DOT electronic docket
site.
• Fax: 1–202–493–2251.
• Mail: Docket Management System;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
0001. If sent by mail, comments are to
be submitted in two copies. Persons
wishing to receive confirmation of
receipt of their comments should
include a self-addressed stamped
postcard.
• Hand Delivery: Docket Management
System; Room PL–401 on the plaza level
of the Nassif Building, 400 Seventh
Street, SW., Washington, DC, between 9
a.m. and 5 p.m. Monday through Friday,
except Federal holidays.
Instructions: All submissions must
include the agency name and docket
number or Regulatory Identification
Number (RIN) for this rulemaking. All
comments received will be posted
without change to https://dms.dot.gov
including any personal information
provided. You may review DOT’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (volume 65, number 70; pages
19477–78) or you may visit https://
dms.dot.gov.
Docket: For access to the docket to
read background documents and
comments received, go to https://
dms.dot.gov at any time or to Room PL–
401 on the plaza level of the Nassif
Building, 400 Seventh Street, SW.,
Washington, DC between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Arthur M. Pollack, Office of Hazardous
Materials Standards, (202) 366–8553, or
Donald Burger, Office of Hazardous
Materials Technology, (202) 366–4545;
Pipeline and Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 400 Seventh Street,
SW., Washington, DC 20590–0001.
SUPPLEMENTARY INFORMATION:
I. Background
On December 21, 1990, the Research
and Special Programs Administration—
the predecessor agency to the Pipeline
and Hazardous Materials Safety
Administration (PHMSA; we)
—published a final rule (Docket HM–
181; 55 FR 52402) based on the UN
Recommendations on the Transport of
Dangerous Goods (UN
Recommendations). The final rule
comprehensively revised the Hazardous
Materials Regulations (HMR), 49 CFR
parts 171 to 180, for harmonization with
international standards. Included in
these amendments was a change to
hazardous materials packaging
standards from detailed design
specifications to performance oriented
standards. This NPRM is designed
primarily to clarify requirements
specific to packaging issues and to
reduce regulatory burdens on industry
by incorporating changes into the HMR
based on PHMSA’s own initiative and
petitions for rulemaking submitted in
accordance with 49 CFR 106.95. We are
also proposing to add two new subparts
to part 178: Subpart P—Large Packaging
Performance-Oriented Standards and
subpart Q—Testing of Large Packagings.
In this NPRM, we are proposing the
following revisions to the HMR:
1. Revise, remove, and add definitions
specific to packaging requirements.
2. Amend export and import
provisions in § 171.12.
3. Revise § 172.101 Table entries for
packaging requirements.
4. Add and revise special provisions.
5. Clarify shippers’ responsibilities for
complying with packaging standards.
6. Clarify requirements for stacking of
bulk packaging.
7. Correct error in general IBC
requirements related to gauge pressure.
8. Authorize bromine residue in cargo
tanks.
9. Clarify closure instructions for
specification packagings.
10. Add exceptions for marking of
steel drums.
11. Add an exception for marking of
UN symbol with a stencil.
12. Amend packaging variations.
13. Add standards and provision for
the manufacture and use of Large
Packagings.
In this NPRM, we are proposing to
address eight petitions for rulemaking.
We propose changes to the HMR based
on six petitions. We are denying two
petitions. The petitions are discussed in
more detail in the appropriate sections
of this preamble. The following table
identifies the petitions addressed in this
NPRM:
Company
Section
P–1173 .............................
Monsanto Company ................................................
§ 171.8 ........................................
P–1328 .............................
P–1337 .............................
Reusable Industrial Packaging Association ............
Steel Shipping Container Institute ..........................
§ 173.28(b) ..................................
§ 178.601(g) ................................
P–1356 .............................
P–1359 .............................
Connelly Containers ................................................
Association of Container Reconditioners ................
§ 178.703(a) ................................
§ 171.8 ........................................
P–1371 .............................
Steel Shipping Container Institute ..........................
§§ 178.3(a) and 178.503(a) ........
P–1431 .............................
Arch Chemicals, Inc. ...............................................
§ 171.12 ......................................
P–1455 .............................
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Petition*
Dangerous Goods Advisory Council .......................
§ 178.503 ....................................
* Each
Status of petition
Amendments proposed
based on petition.
Denial.
Amendments proposed
based on petition.
Denial.
Amendments proposed
based on petition.
Amendments proposed
based on and petition.
Amendments proposed
based on petition.
Amendments proposed
based on petition.
of these petitions can be viewed at the Dockets Management System Web site at: https://dms.dot.gov/reports/rspa_report.cfm.
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II. Summary of Proposed Regulatory
Changes by Section
Part 171
Section 171.8. We propose to remove
the definition for ‘‘strong outside
container’’ and add a new definition for
‘‘strong outer packaging.’’ Currently, the
HMR use the terms ‘‘strong outside
container’’ and ‘‘strong outer packaging’’
interchangeably; however, there is no
definition for ‘‘strong outer packaging’’
in § 171.8. Therefore, we are proposing
to remove the definition for ‘‘strong
outside container’’ and add a definition
for ‘‘strong outer packaging.’’ The term
‘‘strong outside container’’ is used only
once in the HMR in § 173.338; therefore,
we are also proposing to revise the
reference to read ‘‘strong outer
packaging.’’ Use of one defined term
when referring to ‘‘strong outer
packaging’’ will clarify related
packaging requirements. The proposed
definition states ‘‘strong outer
packaging’’ is the outermost enclosure
for a hazardous material. As proposed,
a strong outer packaging must meet the
requirements of part 173, subpart B, but
need not be tested in accordance with
part 178 of the HMR. In addition, we
propose a reference as a reminder to
shippers intending to offer hazardous
materials by air that § 173.27 applies to
strong outer packagings.
The Association of Container
Reconditioners (ACR) petitioned
PHMSA (P–1359) to add definitions for
‘‘Remanufactured packaging,’’ ‘‘Reused
packaging,’’ and ‘‘Reconditioned
packaging’’ to § 171.8. ACR contends
that these definitions will be easier for
the reader to find if they are in § 171.8.
The definitions of ‘‘Remanufactured
packaging’’ and ‘‘Reconditioned
packaging’’ contain regulatory
requirements; therefore we are not
proposing to move the definitions to
§ 171.8. However, we agree that there
should be a reference to the definitions
for ‘‘Remanufactured packaging’’ and
‘‘Reconditioned packaging’’ in § 171.8.
Therefore, we are proposing to insert a
reader’s aid into § 171.8 to make
reference to the definitions and
regulatory requirements in § 173.28. The
meaning of the term ‘‘reuse’’ is evident
based on its use in § 173.28 and is not
used in the HMR other than this section.
Therefore we see no compelling need to
add a definition for ‘‘Reused packaging’’
to § 171.8 at this time.
In this NPRM we are proposing to
revise the definitions for ‘‘Bulk
packaging’’ and ‘‘Non-bulk packaging’’
based on the particular packaging
specification at issue and volumetric
capacity. The current definitions read as
follows:
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Bulk packaging means a packaging, other
than a vessel or a barge, including a transport
vehicle or freight container, in which
hazardous materials are loaded with no
intermediate form of containment and which
has:
(1) A maximum capacity greater than 450
L (119 gallons) as a receptacle for a liquid;
(2) A maximum net mass greater than 400
kg (882 pounds) and a maximum capacity
greater than 450 L (119 gallons) as a
receptacle for a solid; or
(3) A water capacity greater than 454 kg
(1000 pounds) as a receptacle for a gas as
defined in § 173.115 of this subchapter.
Non-bulk packaging means a packaging
which has:
(1) A maximum capacity of 450 L (119
gallons) or less as a receptacle for a liquid;
(1) A maximum net mass greater of 400 kg
(882 pounds) or less and a maximum
capacity of 450 L (119 gallons) or less as a
receptacle for a solid; or
(2) A water capacity of 454 kg (1000
pounds) or less as a receptacle for a gas as
defined in § 173.115 of this subchapter.
Monsanto Company petitioned
PHMSA (P–1173) to revise the
definition for ‘‘Non-bulk packaging’’ by
changing ‘‘and’’ to ‘‘or’’ in paragraph (2)
to read ‘‘A maximum net mass of 400 kg
(882 pounds) or less or a maximum
capacity of 450 L (119 gallons) or less
as a receptacle for a solid.’’ If this
change were to be made, packagings
with a volume greater than 450 L (119
gallons) with a net mass of less than 400
kg (882 pounds) would be defined as
non-bulk packagings. It has been our
long-standing interpretation that such
packagings are defined as bulk
packagings. Through letters of
interpretation issued from the Office of
Hazardous Materials Standards, we have
stated the bulk packaging definition is
based on the capacity of the receptacle,
not on the actual amount contained
therein at the time of shipment. We are
not proposing to change the meaning of
bulk packaging or non-bulk packaging
in this NPRM, only clarify how they are
defined.
However, we agree the definitions for
‘‘Bulk packaging’’ and ‘‘Non-bulk
packaging’’ should be revised to provide
clarity in the HMR. For example, under
the current language in the HMR, a
person attempting to determine whether
a UN 4G fiberboard box is a non-bulk
packaging must first carefully read the
definition for non-bulk packaging in
§ 171.8 and must also read the standards
for fiberboard boxes in § 178.516. A
packaging manufacturer must consult
§§ 171.8 and 178.516 to determine the
restrictions on size and capacity before
designing, constructing, and testing a
UN 4G fiberboard box.
To reduce confusion and clarify the
definitions for ‘‘bulk packaging’’ and
‘‘non-bulk packaging,’’ in this NPRM,
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we propose to define the terms as
follows:
Bulk packaging means:
(1) Any specification cargo tank, tank car,
or portable tank constructed and marked in
accordance with part 178 of this subchapter;
(2) Any Specification 3AX, 3AAX or 3T
cylinder constructed, marked and certified in
accordance with subpart C of part 178 of this
subchapter.
(3) Any Industrial Packaging, Type A, Type
B, Intermediate Bulk Container, Large
Packaging, or non-specification packaging
that has a volumetric capacity of greater than
450 L (119 gallons).
Non bulk packaging means:
(1) Any packaging constructed, marked,
tested and certified as meeting the standards
specified in Subparts L and M of Part 178 of
this subchapter.
(2) Except for Specifications 3AX, 3AAX
and 3T, any Specification cylinder
constructed, marked and certified in
accordance with subpart C of part 178 of this
subchapter.
(3) Any Industrial Packaging, Type A, Type
B, Intermediate Bulk Container, Large
Packaging, or non-specification packaging
that has a volumetric capacity of 450 liters
(119 gallons) or less.
In addition to the revised definitions,
we are proposing to amend subpart L of
part 178 to include capacity limitations
applicable to individual DOT
specification packagings. For example, a
plywood box would be limited to a
maximum volumetric capacity of 450 L
(119 gallons). Using these proposed
definitions, a person would determine
that a UN 4G is a non-bulk packaging
based on the definition in § 171.8 alone.
Similarly, based on the proposed
revisions to part 178, subpart L, a
packaging manufacturer could
determine the size and capacity
restrictions in one section without
referring back to § 171.8.
The proposed revisions do not change
the current thresholds under which
packagings are defined as bulk or nonbulk. Rather, the intended effect of these
revisions is to clarify the current
definitions, thereby eliminating
confusion and enhancing voluntary
compliance.
The definitions in this NPRM for
‘‘bulk packaging’’ and ‘‘non-bulk
packaging’’ clarify packagings with a
volume of 450 L (119 gallons) or less
and with a gross mass of more than 400
kg are defined as ‘‘Non-bulk
packagings.’’ Packagings with a volume
greater than 450 L (119 gallons) and
with a gross mass less than or equal to
400 kg are defined as ‘‘Bulk
packagings.’’ We are currently reviewing
these definitions to determine if we
should revise or eliminate the
volumetric capacity limits for
individual packagings and the impact of
such revisions. Specifically, we are
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considering eliminating the volumetric
limit for boxes, IBC’s, and portable
tanks. We ask commenters to address
the following questions, to the extent
possible, when submitting comments to
the NPRM:
1. Should we eliminate the volumetric
limit for boxes, IBC’s, and portable
tanks?
2. What are the regulatory and/or cost
impacts of eliminating the volumetric
limit for boxes, IBC’s, and portable
tanks?
3. Would this be more consistent with
the UN Recommendations?
4. How should marking, labeling and
placarding issues be addressed if the
volumetric limit is removed or changed?
In this NPRM, we are proposing to
add new standards for Large Packagings
and to revise § 178.801(i) to remove the
requirement for approval before
manufacture and use of Large
Packagings. As a result, it is necessary
to make minor revisions to the
definition of Large Packaging. We are
removing the reference to § 178.801,
inserting references to the proposed new
subparts P and Q to part 178, and
removing the reference to gross mass to
be consistent with the proposed changes
to the definitions for ‘‘Bulk packaging’’
and ‘‘Non-bulk packaging.’’
Section 171.12. Arch Chemicals, Inc.
(‘‘Arch’’) petitioned PHMSA (P–1431) to
amend § 171.12, which establishes
requirements for import and export
shipments, to reference the marking
requirement in § 172.313(b). Section
172.313, paragraph (b) requires plastic
and composite non-bulk packagings
containing Division 6.1 material to be
marked ‘‘POISON’’. In its petition, Arch
states that as a result of § 171.12 having
no provision for compliance with
§ 172.313, import shipments need not
have this marking. Arch suggests that
this is an inconsistency in the HMR. We
agree this is an oversight and are
proposing to add a new paragraph
(b)(13) to § 171.12 to require import and
export shipments transported under
§ 171.12 to comply with § 172.313(b).
Part 172
The Hazardous Materials Table
(HMT). In this NPRM, we are proposing
to amend the entries for
‘‘Azodicarbonamide’’ and ‘‘Isosorbide-5mononitrate.’’ Because these materials
pose similar hazards, they are best
packaged in the same manner as Musk
xylene (5-tert-Butyl-2,4,6-trinitro-mxylene); therefore we are changing their
references for non-bulk packaging to
§ 173.223. In addition, we are proposing
to authorize the transportation of certain
explosives in Large Packagings
consistent with the UN
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Recommendations. Therefore several
entries for explosives are revised to read
‘‘62’’ rather than ‘‘none’’ in Column (8c).
In addition, we are proposing to make
editorial changes to the special
provisions and vessel stowage
requirements for these entries in the
HMT.
Section 172.102. In this NPRM, we are
proposing to add two new subparts to
Part 178 to authorize the construction of
Large Packagings. To authorize the use
of these Large Packagings, we are
proposing to revise paragraph (c)(4) to
include provisions for Large Packagings.
The revised language will specify that
Large Packagings are authorized when a
table entry specifies Special Provision
IB3 or IB8. In this section, we will also
restrict the use of Large Packagings to
Packing Group III materials, with the
exception of the following PG II entries,
which will be authorized via a new
Special Provision 41: UN 2531,
Methacrylic acid, stabilized and UN
3291, Regulated medical waste, n.o.s.
We are proposing to authorize these two
Packing Group II entries to be consistent
with the UN Recommendations. We
propose to insert a new Table 3
authorizing Large Packagings and to
revise Table 1 so IB3 and IB8 reference
the new Table 3.
Section 172.514. We are proposing to
add Large Packagings to the types of
packagings that may be placarded on
only two opposite sides or labeled
instead of placarded.
Part 173
Section 173.12. The Reusable
Industrial Packaging Association (RIPA)
petitioned PHMSA (P–1328) to amend
§ 173.12(c), which establishes
conditions for reuse of previously used
packagings for the transportation of
hazardous waste. In its petition, RIPA
states that the minimum thickness
criteria specified in § 173.28(b)(4) for
the reuse of metal and plastic drums
and jerricans, should be applied to
packagings reused for hazardous waste
under the exception in § 173.12(c). RIPA
believes this is an oversight and was
inadvertently incorporated into the
HMR as part of Docket HM–181
(December 21, 1990; 55 FR 52401).
The exception in § 173.12(c) is not
authorized for packaging intended to be
used more than two times (initial use
and the return shipment of the waste
product). A package may only be
shipped under this exception once and
must meet the following conditions; (1)
It may only be transported by highway;
(2) it must be loaded by the shipper and
unloaded by the consignee or shipped
by a private motor carrier; and (3) the
packaging may not be offered for
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transportation less than twenty four
hours after it is finally closed for
transportation and each package must
be inspected for leakage and found to be
free from leaks immediately prior to
being offered for transportation. If the
packaging is subsequently reused, it will
be subject to the minimum thickness
requirements in § 173.28(b)(4). The
significant restrictions of § 173.12(c) and
fact that the exception may only be used
once per packaging make it unnecessary
to require a shipper to comply with the
minimum thickness criteria in
§ 173.28(b)(4). Therefore, we do not
believe that these packages that comply
with the restrictions in § 173.12(c) need
to comply with the minimum thickness
criteria in § 173.28(b)(4). We do not
believe that the costs associated with
the impacts of RIPA’s request are
commensurate with the benefits.
Section 173.22. We are proposing to
revise the shipper’s responsibilities in
§ 173.22(a)(4) to include the
requirement to maintain a copy of the
manufacturer notification, closure
instructions, and supporting
documentation for variations in
§ 178.601(g). Current requirements
specify that the person transferring the
package to the shipper or distributor
must furnish a copy of the notification;
however, there is no requirement for the
shipper to retain the documentation.
Within an organization, a person other
than the person who will be closing the
package may receive the written
notification. In addition, a packaging
might not be filled and closed for
months or years after it has been
transferred to an individual or company.
In these circumstances the written
notification may be lost or unavailable
to the person closing the package. We
are proposing these changes to ensure
each shipper will properly close
packagings.
Section 173.24b. We are proposing a
new paragraph to clarify that packages
not designated and tested for stacking
may not be stacked during
transportation. In addition, we are
proposing to clarify that packages
intended for stacking may not have
more weight superimposed upon them
than is marked on the packaging.
Section 173.28. We are proposing to
add an additional sentence to
paragraphs (a) and (f) to clarify that
packagings not meeting minimum
thickness criteria may not be
reconditioned or remanufactured.
Section 173.35. In paragraph (h)(2),
we are proposing to correct an error in
the pressure limitation for metal IBCs.
Currently, paragraph (h)(2) prohibits the
gauge pressure in a metal IBC from
exceeding 110 kPa (16 psig) at 50 °C
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(122 °F) or 130 kPa (18.9 psig) at 55 °C
(131 °F). Use of the term ‘‘gauge
pressure’’ is an error. We are proposing
to correct this by changing ‘‘gauge
pressure’’ to ‘‘vapor pressure.’’
Section 173.36. In this NPRM we are
proposing to add two new subparts to
Part 178 to authorize the manufacture of
large packagings. In this section, we are
adding operational requirements for the
use of Large Packagings. This new
section would address the Large
Packaging filling limits and procedures.
Before being filled and offered for
transportation, every Large Packaging
would be visually inspected to ensure
that it is free from corrosion,
contamination, cracks, or other damage
that would render the Large Packaging
unsafe for transportation. We are
proposing that inner paper or flexible
plastic packagings must be replaced
with new inner packagings prior to
reuse of the Large Packaging. We are
also proposing requirements for mixed
content Large Packagings based on the
current non-bulk combination
packaging requirements specified in
§ 173.24a.
Section 173.62. In accordance with
the UN Recommendations, we are
proposing to authorize Large Packagings
for the transportation of certain
explosives. We are proposing to revise
packaging instruction 130 in the Table
of Packing Methods to include certain
Large Packagings.
Section 173.223. We are proposing to
revise this section for consistency with
the proposed revised HMT entries for
‘‘Azodicarbonamide’’ and ‘‘Isosorbide-5mononitrate.’’
Sections 173.240 through 173.242. We
are proposing to amend these three
generic bulk packaging sections to
authorize Large Packagings and to
reference § 172.102, Table 2 for
determining authorized Large
Packagings. In these sections we are also
proposing to clarify that Large
Packagings are not authorized for
Packing Group I or II hazardous
materials.
Section 173.249. Under Docket HM–
215G (69 FR 76043), published on
December 20, 2004, we revised
paragraph (c) to authorize the return of
portable tanks containing a residue of
bromine. In this NPRM, we propose to
revise paragraph (b) to authorize the
transportation of bromine residue in
cargo tanks to facilitate the return of
empty cargo tanks with a bromine
residue.
Section 173.338. We are proposing to
remove the reference to ‘‘strong outside
container’’ and replace it with ‘‘strong
outer packaging.’’
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Part 174
Section 174.63. In § 174.63, we are
proposing to change the section title and
paragraph (a) to reflect the addition of
Large Packagings to the HMR.
Part 178
Section 178.2. Current requirements
in paragraph (c)(1)(ii) specify that
closure instructions must be provided to
whomever a packaging is transferred.
However, the HMR do not specify how
detailed the closure instructions must
be or what they must include. As a
result, shippers may not know how to
properly close a package so it can be
transported safely. Closure instructions
generally must provide for a consistent
and repeatable means of closure. To this
end, the manufacturer’s closure
instructions could specify a range of
torque values applicable to the closure.
Similarly, the closure instructions could
include a specific closure method (e.g.,
tighten the cap until the bottle contacts
the cap gasket and then tighten an
additional 3⁄4 turn). As an alternative,
the packaging and closure could be
designed to ensure an effective closure.
For example, the packaging could be
designed with a stop feature or other
indexing to indicate how the cap should
be tightened. The manufacturer’s
closure instructions should be
consistent with the language in the test
report and must be written so the user
is able to duplicate the closure method
based on the instructions. In this NPRM,
we are proposing to revise
§ 178.2(c)(1)(ii) to clarify that closure
instructions must provide for a
measurable and repeatable means of
closure consistent with the means of
closure used for performance testing.
Sections 178.3 and 178.503. The Steel
Shipping Container Institute (SSI)
petitioned PHMSA (P–1371) to modify
marking requirements under
§§ 178.3(a)(5) and 178.503(a)(10) for
packagings with a gross mass of more
than 30 kg (66 pounds). Currently,
packages with a gross mass of more than
30 kg (66 pounds) must be marked on
the top or side. If the package marking
is on the bottom, then a duplicate
marking must be on the side or top.
SSI’s petition relates to this duplicate
marking. In its petition, SSI requests a
change in the language in § 178.3(a)(5)
to allow the duplicate marking, when
applicable, to be a lesser design
standard than is marked on the bottom
of the package. For example, a package
would be tested and marked on the
bottom as meeting the Packing Group I
performance standard and the duplicate
marking on the side would indicate that
the packaging is certified to the Packing
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Group II performance standard. In this
NPRM, we are proposing to revise these
two paragraphs to allow a lesser design
standard on the side or top marking
than that which is required on the
bottom. This change would not impact
safety and would allow drum
manufacturers more flexibility when
manufacturing and reusing drums.
The Dangerous Goods Advisory
Council (DGAC) petitioned PHMSA (P–
1455) to allow stenciling of the United
Nations symbol. The HMR do not now
prohibit stenciling of the UN symbol;
however, the current marking
requirements in § 178.503 discourage
stenciling because they do not tolerate
even small gaps in the circle
surrounding the letters ‘‘u’’ and ‘‘n.’’
The only way to stencil the UN symbol
without leaving gaps in the circle is to
use a two-step stenciling system. DGAC
states that controlling a two-step process
introduces variability, which often
results in a smeared image. In response,
we are proposing to revise § 178.503
paragraphs (a)(1) and (e)(1) to include
an objective standard under which
small gaps in the United Nations symbol
would be permitted. So that the symbol
will remain readily identifiable, we are
proposing to restrict the gaps to a size
no greater than ten percent of the
circumference of the circle and the
number of gaps to no more than three.
In addition, we are proposing to amend
the language in paragraph (a)(1) to
authorize this exception.
Sections 178.512 through 178.521. We
are proposing to amend §§ 178.512
through 178.521 to specify volumetric
capacity may not exceed 450 L (119
gallons) for the following packaging
design types: aluminum boxes, natural
wood boxes, plywood boxes,
reconstituted wood boxes, fiberboard
boxes, plastic boxes, woven plastic bags,
plastic film bags, textile bags, and paper
bags. We are proposing these revisions
together with revisions to the
definitions for ‘‘Bulk packaging’’ and
‘‘Non-bulk packaging’’ in an effort to
eliminate uncertainty in determining if
a package is a bulk package or a nonbulk package.
Section 178.601. Under current
requirements, § 178.601(g)(1) provides
an exception (Variation 1) that allows a
person to substitute an inner receptacle
if they determine that the inner
packaging, including its closure,
maintains an equivalent level of
performance. As written, the current
requirements allow substitution of the
inner receptacle without any
documentation of how the person
making the substitution concluded the
inner receptacle is equivalent. We are
proposing to revise § 178.601(g)(1) to
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specify that the person making a change
to a packaging design under the
provisions of a selective testing
variation must document in writing the
methodology used.
The Steel Shipping Container
Institute (SSCI) petitioned PHMSA (P–
1337) to make several changes to the
provisions in § 178.601(g)(8), which
apply to the approval of selective testing
of steel drums that differ in minor
respects from a tested type of drum. The
changes proposed by SSCI would allow
drums with capacities between twelve
and fifty liters to be excepted from retesting design types found under
§ 178.601(g)(8). We are proposing to
revise § 178.601(g)(8) to include drums
with a capacity of 12 liters (3 gallons)
or more. However, we do not agree with
SSCI that § 178.601(g)(8)(viii) should be
changed to allow increased thickness of
1.35 mm before being considered a
‘‘different packaging.’’ When a drum’s
thickness is altered, the properties of the
drum are changed, and further testing
must be conducted. Therefore, we are
not proposing this provision in SSCI’s
petition.
We are proposing to revise
§ 178.601(k) to authorize a lesser
quantity of test samples used in testing
of stainless steel drums. PHMSA has
issued numerous approvals to
manufacturers authorizing the use of
fewer than eighteen test samples. We are
proposing to add the provisions found
in these approvals to § 178.601(k).
Section 178.700. We propose to revise
the lower volumetric limit for flexible
IBCs (FIBCs). In Docket HM–181E (59
FR 38068), published July 26, 1994, we
defined ‘‘Body’’ as having a lower limit
of 450 liters, thus precluding the
manufacture of IBCs with a volume of
less than 450 L. In reviewing the HMR,
we have identified a gap in the
allowable packaging specifications for
flexible packagings with a capacity
between 50 kg and 400 kg. To remedy
this gap, we are proposing to allow bags
between 50 kg and 400 kg to be
manufactured and tested under IBC
standards in subparts N and O of part
178. We are currently reviewing the
HMR to determine if we should
eliminate the lower limit for other IBCs
as well. To facilitate this review, we
request comments addressing the
following questions, to the extent
possible, when submitting comments to
the NPRM:
1. Is it necessary to address flexible
packagings/bags between 50 kg and 450
kg or is there little or no practical
application for such packagings?
2. Should we remove the lower limit
for all IBC design types?
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3. Is it necessary to add further testing
requirements for IBCs with a capacity of
450 liters (119 gallons) or less due to
difference in the way non-bulk packages
are handled in transportation?
4. Are the re-testing provisions for
IBCs in part 180 sufficient for a
packaging with a capacity less than 450
liters (119 gallons)?
Section 178.703. In § 178.503 we are
proposing to revise language to
authorize small gaps in the United
Nations symbol. This would allow
stenciling of the symbol. To make this
change, it is also necessary to propose
amended language to paragraph (a)(1)(i)
to authorize stenciling of the United
Nations symbol for IBCs.
Connelly Containers petitioned
PHMSA (P–1356) to change the marking
requirements for rigid fiberboard IBCs
(11G). Specifically, Connelly Containers
requests a change in the wording in
§ 178.703(a)(iv) to except packagings of
type 11G from the requirement to mark
the month of manufacture. Connelly
Containers states in its petition that
non-bulk fiberboard boxes (4G) are only
required to mark the year of
manufacture while IBCs (11G) must
have both month and year marked on
the packaging.
We are not proposing to adopt such
changes. The reuse requirements for
IBCs are different than those for nonbulk packagings such as 4G fiberboard
boxes. It is necessary for a person who
intends to reuse an IBC to know both
the month and year of manufacture
before refilling the packaging because
these markings are used to determine if
a retest is due. If a retest is due, the refiller must retest the packaging prior to
filling.
Sections 178.705 through 178.710. We
are proposing to move the lower limit
for IBCs currently in the definition of
‘‘Body’’ in § 178.700 to the individual
standards in §§ 178.705 through
178.710. These are more appropriate
sections for the lower limit and will
result in better understanding of the
individual IBC specifications. In
addition, we are proposing to authorize
smaller flexible IBCs in § 178.710 by
decreasing the limit to 50 kilograms. We
are retaining the 400 kilogram lower
limit for rigid IBCs; however, as
previously stated, we invite your
comments on this issue.
Section 178.801. In this NPRM, we
propose to add new standards for Large
Packagings. Therefore, the reference to
UN standards for Large Packagings in
§ 178.801(i) will no longer be necessary
to authorize the use of Large Packagings.
We propose to remove the third and
fourth sentences in paragraph (i) of this
section.
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Section 178.810. We are proposing a
second drop test for IBCs with a
capacity of 0.45 cubic meters (15.9 cubic
feet) or less. In this NPRM, we are
proposing to remove the lower limit of
450 liters (119 gallons) and 0.45 cubic
meters (15.9 cubic feet) from the
specifications for FIBCs. Non-bulk
packaging are handled in transportation
in a different manner than IBC’s. Often
loading and unloading of a transport
vehicle is performed without the use of
a mechanical handling device like a fork
lift or hoist. Non-bulk packages are more
likely to be dropped while in
transportation. Therefore, over the past
ten years, when issuing an approval
issued in accordance with § 178.801(i)
we have imposed an additional drop
test for non-bulk capacity IBCs. We
propose to incorporate this additional
drop test in § 178.810.
Section 178.815. We propose to revise
§ 178.815 by adding a new paragraph
(e)(4) to describe the passing criteria for
the dynamic compression test. This
revision clarifies existing requirements.
Section 178.819. We are proposing to
revise subparagraphs (b)(1) and (2) to
clarify testing provisions and provide
additional options when performing the
vibration test. In paragraph (b)(1), we
would clarify that water is a suitable test
filler material for the vibration test. In
paragraph (b)(2), we would clarify that
a vibrating platform may be used that
will produce rotary double-amplitude.
Subparts P and Q to Part 178. Under
Docket HM–215D (66 FR 33316),
published June 21, 2001, we added a
provision to authorize Large Packagings
under approval from the Associate
Administrator to § 178.801. In this
NPRM, we are proposing to remove the
approval requirement and add two new
subparts (P and Q) to part 178 for the
design, construction, and testing of
Large Packagings. Adding the
manufacture, testing and use
requirements into the HMR provides
additional flexibility and effectively
removes the need to apply for an
approval to manufacture and use these
packagings in the United States. The
design, construction and testing
requirements are based on the UN
Recommendations on the Transport of
Dangerous Goods, Thirteenth Revised
Edition (2003); Chapter 6.6
Requirements for the Construction and
Testing of Large Packagings. The
regulatory layout and language is
modeled on the current requirements for
IBCs and includes:
Section 178.900. This section
discusses the general purpose and scope
of Subpart P.
Section 178.902. This section
designates Large Packaging codes. For
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example, ‘‘50’’ would designate rigid
Large Packagings and ‘‘G’’, like other
specification packagings, would
designate fiberboard.
Section 178.903. In this section we are
proposing to specify requirements for
certification marking of Large
Packagings. The Large Packaging
certification mark would be comprised
of the following elements: the ‘‘UN’’
symbol specified in § 178.503(e)(1),
code numbers designating the Large
Packaging design type, performance
level achieved by the package (i.e.,
Packing Group), month and year of
manufacture, country where the
packaging was authorized (e.g., USA),
name and address or symbol of the
manufacturer, stacking test load in
kilograms, and maximum permissible
gross mass (for flexible Large
Packagings, the maximum permissible
load in kilograms). The NPRM provides
three examples of Large Packaging
certification marking.
Sections 178.904 through 178.909.
Sections 178.904 through 178.909
contain performance standards for Large
Packagings.
Section 178.1000. This section
describes the general purpose and scope
of the new Subpart Q.
Section 178.1001. In this section, we
propose general testing, inspection, and
recordkeeping requirements for Large
Packagings. We propose to require
design qualification testing to be
conducted at the start of production of
each new or different Large Packaging
design type and to require production
testing and inspection for each newly
manufactured Large Packaging. In
addition, Large Packaging
manufacturers would be required to
keep records for the qualification of
each Large Packaging design type and
for each periodic design re-qualification.
Records would be maintained at each
location where a Large Packaging is
manufactured and at each location
where Large Packaging design
qualification and periodic design requalification testing is performed.
Records would be required to be
maintained for as long as Large
Packagings are manufactured in
accordance with each qualified design
type and for at least two years thereafter.
Section 178.1002. In this section, we
propose requirements for the
preparation of Large Packagings for
testing. Preparation of packages, as
required for non-bulk packagings and
IBCs, includes requirements for filling
and conditioning of packagings prior to
conducting testing.
Section 178.1010. This section
establishes the drop test requirements
for Large Packagings. The test
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requirements would be similar to those
for IBCs and non-bulk packagings in
§§ 178.603 and 178.810. Large
Packagings intended to contain liquids
would be required to be filled to at least
ninety-eight percent of their capacity,
and ninety-five percent for solids, in
preparation for the drop test. Rigid
Plastic Large Packagings and Large
Packagings with plastic inner
receptacles would be drop tested when
samples and components have been
conditioned to ¥18 °C (0 °F). Samples
of Large Packaging design types would
be dropped onto a non-resilient,
smooth, flat surface. The point of impact
would be the most vulnerable part of the
base of the Large Packaging being tested.
Section 178.1011. This section
contains provisions for a bottom lift test
for Large Packagings design types
designed to be lifted from the base.
Section 178.1012. This section
contains provisions for a top lift test for
Large Packaging design types that are
designed to be lifted from the top and
Flexible Large Packagings designed to
be lifted from the side.
Section 178.1015. We propose to
require a stacking test for all Large
Packaging design types designed to be
stacked. Rigid plastic Large Packagings
that bear the stacking load would be
subject to the stacking test for twentyeight days; fiberboard and wooden Large
Packagings would be subject to the
stacking test for twenty-four hours; and
all other Large Packagings intended to
be stacked would be subject to the
stacking test for five minutes. In this
NPRM, we are proposing to make minor
changes to § 178.815 for clarity and to
define passing criteria for the dynamic
compression test. The proposed new
§ 178.1015 is modeled after the
proposed revision to § 178.815.
Section 178.1019. This section
provides a vibration test for the
qualification of all Large Packaging
design types. Flexible Large Packagings
would have to be capable of passing the
vibrations test; all other Large Packaging
design types would be subject to the
vibration test.
III. Sunset Provision
In an effort to maintain up-to-date
regulations and minimize regulatory
burdens, PHMSA is considering
including ‘‘sunset’’ provisions in some
or all of the amendments proposed in
this NPRM. The inclusion of sunset
provisions in new regulatory
requirements would cause those
requirements to expire 10 years after the
publication date of the final rule, unless
repealed or extended sooner by the
agency. Such a ‘‘sunset’’ provision
would require us to initiate a future
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rulemaking proceeding, and to take
account of intervening developments
and data, in order to retain the
regulation beyond its sunset date. A
future rulemaking could extend the
sunset date, revise or rewrite the
changes to the HMR proposed in this
NPRM, or completely revise the HMR. If
we choose to do nothing, after the
sunset date, the subject regulation
would revert back to the language and
requirements in effect before the
issuance of the final rule. We are
inviting comments regarding the
inclusion of a sunset provision for any
or all of the requirements proposed in
this NPRM. We ask that commenters
address the safety, economic, and other
policy considerations favoring or
disfavoring sunsetting.
IV. Rulemaking Analysis and Notices
A. Statutory/Legal Authority for This
Rulemaking
This notice is published under
authority of 49 U.S.C. 5103(b), which
authorizes the Secretary of
Transportation to prescribe regulations
for the safe transportation, including
security, of hazardous materials in
intrastate, interstate, and foreign
commerce. This notice adopts
regulations to enhance the safe and
secure transportation of hazardous
materials by aircraft in intrastate,
interstate, and foreign commerce. To
this end, as discussed in detail earlier in
this preamble, this notice revises
miscellaneous HMR requirements
applicable to hazardous materials
packaging.
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This proposed rule is not considered
a significant regulatory action under
section 3(f) of Executive Order 12866
and, therefore, was not subject to formal
review by the Office of Management and
Budget. This proposed rule is not
considered significant under the
Regulatory Policies and Procedures of
the Department of Transportation (44 FR
11034).
The cost impacts of the changes
proposed in this rulemaking are
expected to be minimal. Many of the
proposed amendments in this
rulemaking are intended to clarify
current regulatory requirements specific
to the construction and use of non-bulk
and bulk packagings and do not impose
any additional costs on the regulated
community. The most significant
proposals in the NPRM relate to: (1) The
manufacture, testing and use of a new
packaging category called ‘‘Large
packagings’’ (2) the information
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required to be contained in a packaging
test report prepared by the person
certifying compliance with the HMR; (3)
requiring shippers to maintain a copy of
the manufacture notification already
under current requirements provided to
them by the packaging manufacture; and
(4) providing guidance to packaging
manufacturers on how to instruct
shippers to effectively assemble and
close packagings.
A ‘‘Large packaging’’ is a type of
packaging design authorized by the UN
Recommendations but currently only
authorized in the HMR through an
approval. Adding the manufacture,
testing and use requirements into the
HMR provides additional flexibility and
effectively removes the need to apply
for an approval to manufacture and use
these packagings in the United States.
This proposal will lead to a reduction in
cost to the regulated community. This
NPRM includes proposals to require
Large Packaging manufacturers to keep
records for the qualification of each
design type and for each design
requalification. We expect this
recordkeeping requirement will apply to
fewer than 10 regulated entities. Thus,
the overall impact of this requirement
will be minimal and will be more than
offset by the additional flexibility
provided by eliminating the current
approval provisions.
Currently under the HMR, a person
certifying that a packaging meets the
construction and testing requirements
for UN standard packaging must retain
documentation relative to the: (1) Name
and address of the packaging
manufacture and testing facility; (2)
material of construction; (3) capacity,
dimensions, closures, and method of
closures; and (4) test results. However,
all of the record retention requirements
associated with UN standard packaging
certification are currently spread out
throughout the HMR. This NPRM
proposes to locate all of the record
retention requirements associated with
UN standard packaging certification into
a clear and concise location in the HMR.
This proposal should not result in any
additional cost impacts on the regulated
community.
We propose to require shippers to
maintain a copy of the manufacture’s
notification for one year. Current
requirements specify that the packaging
manufacturer must provide the
notification. Our proposal to require the
shipper to maintain a copy of a
document already provided to it should
result in minimal, if any, additional
cost.
We are also proposing to revise the
HMR by providing guidance to
packaging manufacturers on how to
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instruct shippers to effectively assemble
and close packagings. Currently
packaging manufacturers must provide
closure instructions. There is still some
confusion as to what closure methods
are acceptable. We are proposing to
revise the HMR to ensure that the
manufacturer’s closure instructions are
consistent with the language in the test
report and are written so the user is able
to duplicate the closure method based
on the instructions. The rewording of
this requirement will not result in any
additional cost to industry.
This NPRM is designed to increase
the clarity of the HMR, thereby
enhancing voluntary compliance with
existing regulatory requirements while
reducing compliance costs. Enhanced
voluntary compliance by the regulated
community improves overall safety. In
addition, we anticipate many proposals
contained in this rule will have
economic benefits. For example, the
NPRM proposes to broaden the scope of
several packaging exceptions, which
manufacturers and shippers may use to
reduce transportation costs. Moreover,
the incorporation of Large Packaging
specifications into the HMR will
eliminate the need for shippers to obtain
an approval from PHMSA in order to
use Large Packagings, thus increasing
flexibility and reducing transportation
costs. Finally, incorporation of the Large
Packaging specifications into the HMR
and adoption of other provisions
intended to align the HMR with
international standards will promote
better understanding of the regulations,
increased industry compliance, and the
smooth flow of hazardous materials in
transportation.
C. Executive Order 13132
This notice has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’). This notice
preempts State, local, and Indian tribe
requirements but does not propose any
regulation with substantial direct effects
on the States, the relationship between
the national government and the States,
or the distribution of power and
responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
The Federal Hazardous Materials
Transportation Law, 49 U.S.C. 5101–
5127, contains an express preemption
provision (49 U.S.C. 5125(b))
preempting State, local, and Indian tribe
requirements on the following subjects:
(1) The designation, description, and
classification of hazardous materials;
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(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous materials;
(3) The preparation, execution, and
use of shipping documents related to
hazardous materials and requirements
related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; or
(5) The design, manufacture,
fabrication, marking, maintenance,
recondition, repair, or testing of a
packaging or container represented,
marked, certified, or sold as qualified
for use in transporting hazardous
material.
This proposed rule addresses subject
areas 1, 2, 3, and 5 above. If adopted as
final, this rule would preempt any state,
local, or Indian tribe requirements
concerning these subjects unless the
non-Federal requirements are
‘‘substantively the same’’ as the Federal
requirements.
Federal hazardous materials
transportation law provides at Sec.
5125(b)(2) that, if DOT issues a
regulation concerning any of the
covered subjects, DOT must determine
and publish in the Federal Register the
effective date of Federal preemption.
The effective date may not be earlier
than the 90th day following the date of
issuance of the final rule and not later
than two years after the date of issuance.
PHMSA proposes that the effective date
of Federal preemption will be 90 days
from publication of a final rule in this
matter in the Federal Register.
D. Executive Order 13175
This notice has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this proposed rule does not
have tribal implications and does not
impose direct compliance costs, the
funding and consultation requirements
of Executive Order 13175 do not apply.
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
on small entities. An agency must
conduct a regulatory flexibility analysis
unless it determines and certifies that a
rule is not expected to have a significant
impact on a substantial number of small
entities. This proposed rule would
amend miscellaneous packaging
provisions in the HMR to clarify
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provisions based on our own initiatives
and also on petitions for rulemaking.
While maintaining safety, it would relax
certain requirements. Many of the
proposed amendments in this
rulemaking are intended to clarify
current regulatory requirements specific
to the construction and use of non-bulk
and bulk packagings and do not impose
any additional costs on small entities.
This proposed rule has been
developed in accordance with Executive
Order 13272 (‘‘Proper Consideration of
Small Entities in Agency Rulemaking’’)
and DOT’s procedures and policies to
promote compliance with the
Regulatory Flexibility Act to ensure that
potential impacts of draft rules on small
entities are properly considered. The
changes proposed in this Notice will
enhance safety, and I certify that this
proposal, if promulgated, would not
have a significant economic impact on
a substantial number of small entities.
sroberts on PROD1PC70 with PROPOSALS
F. Unfunded Mandates Reform Act of
1995
This notice does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It will not result in costs of $120.7
million or more, in the aggregate, to any
of the following: State, local, or Native
American tribal governments, or the
private sector.
G. Paperwork Reduction Act
PHMSA currently has approved
information collections under OMB
Control No. 2137–0018, ‘‘Inspection and
Testing of Portable Tanks and
Intermediate Bulk Containers,’’ expiring
on July 31, 2007; OMB Control No.
2137–0557, ‘‘Approvals for Hazardous
Materials,’’ expiring on March 31, 2008;
and OMB Control No. 2137–0572,
‘‘Testing Requirements for Non-Bulk
Packaging (Formerly: Testing
Requirements for Packaging),’’ expiring
on July 31, 2007. We estimate an
additional increase in burden as a result
of this proposed rulemaking.
Section 1320.8(d), Title 5, Code of
Federal Regulations requires PHMSA to
provide interested members of the
public and affected agencies an
opportunity to comment on information
collection and recordkeeping requests.
This notice identifies proposed new
requirements regarding large packagings
to the current information collections
under OMB Control No. 2137–0018 and
the incorporation of existing approvals
into the HMR under OMB Control No.
2137–0557. Under OMB Control No.
2137–0572, we anticipate an increase in
burden resulting from new testing
requirements for non-bulk packaging.
PHMSA will submit revised information
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52025
collections to the Office of Management
and Budget (OMB) for approval based
on the requirements in this proposed
rule. We estimate that the additional
information collection burden as
proposed under this rulemaking is as
follows:
OMB Control No. 2137–0572, ‘‘Testing
Requirements for Non-Bulk Packaging
(Formerly: Testing Requirements for
Packaging).’’
Total Annual Number of
Respondents: 5,000.
Total Annual Responses: 15,000.
Total Annual Burden Hours: 40,000.
Total Annual Burden cost:
$941,250.00.
PHMSA specifically requests
comments on the information collection
and recordkeeping burden associated
with developing, implementing, and
maintaining these requirements for
approval under this proposed rule.
Address written comments to the
Dockets Unit as identified in the
ADDRESSES section of this rulemaking.
We must receive your comments prior
to the close of the comment period
identified in the DATES section of this
rulemaking. Under the Paperwork
Reduction Act of 1995, no person is
required to respond to an information
collection unless it displays a valid
OMB control number. If these proposed
requirements are adopted in a final rule
with any revisions, PHMSA will
resubmit any revised information
collection and recordkeeping
requirements to the OMB for reapproval.
Please direct your requests for a copy
of this proposed revised information
collection to Deborah Boothe or T.
Glenn Foster, Office of Hazardous
Materials Standards (PHH–11), Pipeline
and Hazardous Materials Safety
Administration (PHMSA), Room 8430,
400 Seventh Street, SW., Washington,
DC 20590–0001, Telephone (202) 366–
8553.
detailed statement on actions
significantly affecting the quality of the
human environment. There are no
significant environmental impacts
associated with this notice. We are
proposing clarifications and changes to
certain HMR requirements for the
packaging standards for hazardous
materials.
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. The RIN number contained in the
heading of this document may be used
to cross-reference this action with the
Unified Agenda.
Hazardous materials transportation,
Motor vehicle safety, Packaging and
containers, Reporting and recordkeeping
requirements.
In consideration of the foregoing, we
propose to amend 49 CFR Chapter I as
follows:
I. Environmental Assessment
The National Environmental Policy
Act of 1969 (NEPA), as amended (42
U.S.C. 4321–4347), requires Federal
agencies to consider the consequences
of major federal actions and prepare a
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J. Privacy Act
Anyone is able to search the
electronic form for all comments
received into any of our dockets by the
name of the individual submitting the
comments (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://dms.dot.gov.
List of Subjects
49 CFR Part 171
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Incorporation by reference,
Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Labeling, Markings, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Packaging and containers, Radioactive
materials, Reporting and recordkeeping
requirements, Uranium.
49 CFR Part 174
Hazardous materials transportation,
Radioactive materials, Railroad safety.
49 CFR Part 178
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
1. The authority citation for part 171
continues to read as follows:
Authority: 49 U.S.C. 5101–5127, 44701; 49
CFR 1.45 and 1.53; Pub. L. 101–410 section
4 (28 U.S.C. 2461 note); Pub L. 104–134
section 31001.
2. In § 171.8:
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a. The definitions for ‘‘Reconditioned
packaging,’’ ‘‘Remanufactured
packaging,’’ and ‘‘Strong outer
packaging’’ are added.
b. The definition for ‘‘Strong outside
container’’ is removed.
c. The definitions for ‘‘Bulk
packaging,’’ ‘‘Large packaging,’’ and
‘‘Non-bulk packaging’’ are revised.
The additions and revisions read as
follows:
§ 171.8
Definitions and abbreviations.
*
*
*
*
*
Bulk packaging means:
(1) Any specification cargo tank, tank
car, or portable tank constructed and
marked in accordance with part 178 of
this subchapter;
(2) Any Specification 3AX, 3AAX or
3T cylinder constructed, marked and
certified in accordance with subpart C
of part 178 of this subchapter.
(3) Any Industrial Packaging, Type A,
Type B, Intermediate Bulk Container,
Large Packaging, or non-specification
packaging that has a volumetric capacity
of greater than 450 L (119 gallons).
*
*
*
*
*
Large packaging means a packaging:
(1) Consisting of an outer packaging
which contains articles or inner
packagings;
(2) Designated for mechanical
handling; and
(3) Conforming to the requirements
for the use, construction, testing, and
marking of Large Packagings as
specified in §§ 173.36, and subparts P &
Q of part 178 of this subchapter,
respectively.
*
*
*
*
*
Non bulk packaging means:
(1) Any packaging constructed,
marked, tested and certified as meeting
the standards specified in subparts L
and M of Part 178 of this subchapter.
(2) Except for Specifications 3AX,
3AAX and 3T, any Specification
cylinder constructed, marked and
certified in accordance with subpart C
of part 178 of this subchapter.
(3) Any Industrial Packaging, Type A,
Type B, Intermediate Bulk Container,
Large Packaging, or non-specification
packaging that has a volumetric capacity
of 450 liters (119 gallons) or less.
*
*
*
*
*
Reconditioned packaging. See
§ 173.28 of this subchapter.
*
*
*
*
*
Remanufactured packagings. See
§ 173.28 of this subchapter.
*
*
*
*
*
Strong outer packaging means the
outermost enclosure which provides
protection against the unintentional
release of its contents. It is a packaging,
which is sturdy, durable, and
constructed so that it will retain its
contents under normal conditions of
transportation, including rough
handling. In addition, a strong outer
packaging must meet the general
packaging requirements of subpart B of
part 173 of this subchapter but need not
comply with the specification packaging
requirements in part 178 of this
subchapter. For transport by aircraft, a
strong outer packaging is subject to
§ 173.27 of this subchapter.
*
*
*
*
*
3. In § 171.12, paragraph (b)(13) is
added to read as follows:
§ 171.12
Import and export shipments.
*
*
*
*
*
(b) * * *
(13) Non-bulk plastic outer packaging
used as a single or composite packaging
for materials meeting the definition of
Division 6.1 (in § 173.132 of this
subchapter) must be marked in
accordance with § 172.313(b) of this
subchapter.
*
*
*
*
*
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
4. The authority citation for part 172
continues to read as follows:
Authority: 49 U.S.C. 5101’5127, 44701; 49
CFR 1.53.
§ 172.101
[Amended]
5. Section 172.101, the Hazardous
Materials Table is amended to read as
follows:
a. The entry ‘‘Azodicarbonamide,’’
Column (8B) the reference ‘‘212’’ is
removed and ‘‘223’’ is added in its
place, and in Column (10B) ‘‘12’’ is
removed and ‘‘2’’ is added in its place.
b. The entry ‘‘Isosorbide-5mononitrate,’’ Column (7) Special
Provision 159 is added in the correct
numeric order and Column (8B) the
reference ‘‘213’’ is removed and ‘‘223’’
is added in its place.
c. In Column (8c), for the following
entries, the word ‘‘None’’ is revised to
read ‘‘62’’:
sroberts on PROD1PC70 with PROPOSALS
Column (2) entry
Column (4) entry
Ammunition smoke, white phosphorus with burster, expelling charge, or propelling charge ........................................................
Ammunition smoke, white phosphorus with burster, expelling charge, or propelling charge ........................................................
Ammunition, illuminating with or without burster, expelling charge or propelling charge ..............................................................
Ammunition, illuminating with or without burster, expelling charge or propelling charge ..............................................................
Ammunition, illuminating with or without burster, expelling charge or propelling charge ..............................................................
Ammunition, incendiary with or without burster, expelling charge or propelling charge ................................................................
Ammunition, incendiary with or without burster, expelling charge, or propelling charge ...............................................................
Ammunition, incendiary with or without burster, expelling charge, or propelling charge ...............................................................
Ammunition, incendiary, white phosphorus, with burster, expelling charge or propelling charge .................................................
Ammunition, incendiary, white phosphorus, with burster, expelling charge or propelling charge .................................................
Ammunition, practice ......................................................................................................................................................................
Amminition, practice ........................................................................................................................................................................
Ammunition, proof ...........................................................................................................................................................................
Ammunition, smoke with or without burster, expelling charge or propelling charge .....................................................................
Ammunition, smoke with or without burster, expelling charge or propelling charge .....................................................................
Ammunition, smoke with or without burster, expelling charge or propelling charge .....................................................................
Ammunition, tear-producing with burster, expelling charge or propelling charge ..........................................................................
Ammunition, tear-producing with burster, expelling charge or propelling charge ..........................................................................
Ammunition, tear-producing with burster, expelling charge or propelling charge ..........................................................................
Bombs, photo-flash .........................................................................................................................................................................
Bombs, photo-flash .........................................................................................................................................................................
Bombs, photo-flash .........................................................................................................................................................................
Bombs, with bursting charge ..........................................................................................................................................................
Bombs, with bursting charge ..........................................................................................................................................................
Cartridges for weapons, inert projectile ..........................................................................................................................................
Cartridges for weapons, with bursting charge ................................................................................................................................
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UN0245
UN0246
UN0171
UN0254
UN0297
UN0300
UN0009
UN0010
UN0243
UN0244
UN0362
UN0488
UN0363
UN0015
UN0016
UN0303
UN0018
UN0019
UN0301
UN0038
UN0039
UN0299
UN0034
UN0035
UN0328
UN0006
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Column (2) entry
Column (4) entry
Cartridges for weapons, with bursting charge ................................................................................................................................
Cartridges for weapons, with bursting charge ................................................................................................................................
Cartridges, oil well ..........................................................................................................................................................................
Cartridges, oil well ..........................................................................................................................................................................
Cartridges, power device ................................................................................................................................................................
Cartridges, power device ................................................................................................................................................................
Cartridges, power device ................................................................................................................................................................
Cartridges, power device ................................................................................................................................................................
Charges, demolition ........................................................................................................................................................................
Charges, depth ...............................................................................................................................................................................
Cutters, cable, explosive .................................................................................................................................................................
Fracturing devices, explosive, without detonators for oil wells ......................................................................................................
Mines with bursting charge .............................................................................................................................................................
Mines with bursting charge .............................................................................................................................................................
Projectiles, inert with tracer ............................................................................................................................................................
Projectiles, inert, with tracer ...........................................................................................................................................................
Projectiles, inert, with tracer ...........................................................................................................................................................
Projectiles, with burster or expelling charge ...................................................................................................................................
Projectiles, with burster or expelling charge ...................................................................................................................................
Projectiles, with burster or expelling charge ...................................................................................................................................
Projectiles, with burster or expelling charge ...................................................................................................................................
Projectiles, with bursting charge .....................................................................................................................................................
Projectiles, with bursting charge .....................................................................................................................................................
Projectiles, with bursting charge .....................................................................................................................................................
Release devices, explosive ............................................................................................................................................................
Rivets, explosive .............................................................................................................................................................................
Rocket motors .................................................................................................................................................................................
Rocket motors .................................................................................................................................................................................
Rocket motors .................................................................................................................................................................................
Rockets, with bursting charge ........................................................................................................................................................
Rockets, with bursting charge ........................................................................................................................................................
Rockets, with expelling charge .......................................................................................................................................................
Rockets, with expelling charge .......................................................................................................................................................
Rockets, with expelling charge .......................................................................................................................................................
Rockets, with inert head .................................................................................................................................................................
Rockets, with inert head .................................................................................................................................................................
Sounding devices, explosive ..........................................................................................................................................................
Sounding devices, explosive ..........................................................................................................................................................
Sounding devices, explosive ..........................................................................................................................................................
Sounding devices, explosive ..........................................................................................................................................................
Torpedoes with bursting charge .....................................................................................................................................................
Torpedoes with bursting charge .....................................................................................................................................................
Warheads, rocket with burster or expelling charge ........................................................................................................................
Warheads, rocket with bursting charge ..........................................................................................................................................
Warheads, rocket with bursting charge ..........................................................................................................................................
Warheads, torpedo with bursting charge ........................................................................................................................................
sroberts on PROD1PC70 with PROPOSALS
§ 172.102
[Amended]
6. In § 172.102:
a. In paragraph (c)(1), a new Special
provision 41 is added in appropriate
numerical order.
b. Paragraph (c)(4) is revised.
c. Table 1 is amended by revising the
entries for IB3 and IB8.
d. The column headings for the first
and second columns and the table
heading are revised in Table 1.
e. The first column heading in Table
2 is revised to read ‘‘IP Code.’’
f. The second column heading in
Table 2 is removed.
g. A new Table 3 is added.
The additions and revisions read as
follows:
§ 172.102
Special provisions.
*
*
*
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*
*
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(c) * * *
(1) * * *
Code/Special Provisions
*
*
*
*
*
41 The following Packing Group II
materials may be transported in Large
Packagings: Regulated medical waste
(UN3291) and Methacrylic acid,
stabilized (UN2531).
*
*
*
*
*
(4) IB Codes and IP Codes. These
provisions apply only to transportation
in IBCs and Large Packagings. Table 1
authorizes IBCs through the use of IB
Codes assigned in the § 172.101 table of
this subchapter for specific proper
shipping names. Table 2 defines IP
Codes assigned in the § 172.101 Table of
this subchapter for specific commodities
on the use of IBCs. Table 3 authorizes
Large Packagings through the use of IB
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UN0321
UN0412
UN0277
UN0278
UN0275
UN0276
UN0323
UN0381
UN0048
UN0056
UN0070
UN0099
UN0137
UN0138
UN0345
UN0424
UN0425
UN0346
UN0347
UN0434
UN0435
UN0168
UN0169
UN0344
UN0173
UN0174
UN0186
UN0280
UN0281
UN0181
UN0182
UN0436
UN0437
UN0438
UN0183
UN0502
UN0204
UN0296
UN0374
UN0375
UN0329
UN0451
UN0370
UN0286
UN0287
UN0221
Codes assigned in the § 172.101 table of
this subchapter for specific proper
shipping names. Large packagings are
authorized when special provisions IB3
or IB8 are assigned in the § 172.101
Table for a specific proper shipping
name under the Packing Group III entry.
When no IB code is assigned in the
§ 172.101 Table for a specific proper
shipping name, or in § 173.225(e) for
Type F organic peroxides, an IBC or
Large Packaging may be authorized
when approved by the Associate
Administrator. The letter ‘‘Z’’ shown in
the marking code for composite IBCs
must be replaced with a capital code
letter designation found in
§ 178.702(a)(2) of this subchapter to
specify the material used for the other
packaging. Tables 1, 2, and 3 follow:
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TABLE 1.—IB CODES (IBC AUTHORIZATIONS)
IB code
Authorized IBCs
*
IB3 ........................
*
*
*
*
*
*
Authorized IBCs: Metal (31A, 31B and 31N); Rigid plastics (31H1 and 31H2); Composite (31HZ1 and 31HA2, 31HB2,
31HN2, 31HD2 and 31HH2). Additional Requirement: Only liquids with a vapor pressure less than or equal to 110 kPa at
50 °C (1.1 bar at 122 °F), or 130 kPa at 55 °C (1.3 bar at 131 °F) are authorized, except for UN2672 (also see Special
Provision IP8 in Table 3 for UN2672). For authorized Large Packagings, see Table 3.
*
IB8 ........................
*
*
*
*
*
*
Authorized IBCs: Metal (11A, 11B, 11N, 21A, 21B, 21N, 31A, 31B and 31N); Rigid plastics (11H1, 11H2, 21H1, 21H2,
31H1 and 31H2); Composite (11HZ1, 11HZ2, 21HZ1, 21HZ2, 31HZ1 and 31HZ2); Fiberboard (11G); Wooden (11C, 11D
and 11F); Flexible (13H1, 13H2, 13H3, 13H4, 13H5, 13L1, 13L2, 13L3, 13L4, 13M1 or 13M2). For authorized Large
Packagings, see Table 3.
*
*
*
*
*
*
*
*
*
*
*
*
TABLE 3.—IB CODES (LARGE PACKAGING AUTHORIZATIONS)
IB3
Authorized Large Packagings (LIQUIDS) (PG III materials only).2
Inner packagings
Large outer packagings.
Glass—10 liter ................................
Plastics—30 liter .............................
Metal—40 liter .................................
Steel (50A).
Aluminum (50B).
Metal other than steel or aluminum (50N)
Rigid plastics (50H)
Natural Wood (50C)
Plywood (50D)
Reconstituted wood (50F).
Rigid fiberboard (50G)
IB8
Authorized Large Packagings (SOLIDS) (PG III materials only).2
Inner packagings
Large outer packagings.
Glass—10 kg ..................................
Plastics—50 kg ...............................
Metal—50 kg ...................................
Paper—50 kg ..................................
Fiber—50 kg ...................................
Steel (50A).
Aluminum (50B).
Metal other than steel or aluminum (50N).
Flexible plastics (51H).1
Rigid plastics (50H).
Natural wood (50C).
Plywood (50D).
Reconstituted wood (50F).
Rigid fiberboard (50G).
1 Flexible
2 Except
plastic (51H) Large Packagings are only authorized for use with flexible inner packagings.
when authorized under Special Provision 41.
*
*
*
*
*
7. In § 172.514, paragraphs (c)(3) and
(c)(4) are revised and a new paragraph
(c)(5) is added to read as follows:
§ 172.514
Bulk Packagings.
sroberts on PROD1PC70 with PROPOSALS
*
*
*
*
*
(c) * * *
(3) A bulk packaging other than a
portable tank, cargo tank, or tank car
(e.g., a bulk bag or box) with a
volumetric capacity of less than 18
cubic meters (640 cubic feet);
(4) An IBC; and
(5) A Large Packaging as defined in
§ 171.8 of this subchapter.
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PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
8. The authority citation for part 173
continues to read as follows:
Authority: 49 U.S.C. 5101–5127, 44701; 49
CFR 1.45, 1.53.
9. In § 173.22, in paragraph (a)(4), two
new sentences are added to the end of
the paragraph to read as follows:
§ 173.22
Shipper’s responsibility.
(a) * * *
(4) * * * A person must maintain a
copy of the manufacturer’s notification,
including closure instructions (see
§ 178.2(c)), and, if applicable, any
supporting documentation for an
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equivalent level of performance under
the selective testing variations in
§ 178.601. A copy of the notification
must be made available for inspection
by a representative of the Department
upon request for 375 days after offering
the package for transportation.
*
*
*
*
*
10. In § 173.24b, paragraph (e) is
redesignated as paragraph (f) and a new
paragraph (e) is added to read as
follows:
§ 173.24b Additional general requirements
for bulk packagings.
*
*
*
*
*
(e) Stacking of bulk packages:
(1) Bulk packagings not designed and
tested to be stacked. No packages or
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freight (hazardous or otherwise) may be
stacked upon a bulk packaging that was
not designed and tested to be stacked
upon.
(2) Bulk packagings designed and
tested to be stacked. The superimposed
weight placed upon a bulk package
designed to be stacked may not exceed
the maximum permissible stacking test
mass marked on the packaging.
*
*
*
*
*
11. In § 173.28, in paragraph (a), a
third sentence is added and, in
paragraph (f), a third sentence is added
to read as follows:
§ 173.28 Reuse, reconditioning, and
remanufacture of packagings.
(a) * * * Packagings not meeting the
minimum thickness requirements
prescribed in paragraph (b)(4)(i) of this
section may not be reconditioned or
remanufactured.
*
*
*
*
*
(f) * * * Drums or jerricans not
meeting the minimum thickness
requirements prescribed in paragraph
(b)(4)(i) of this section may not be
reconditioned or remanufactured.
12. In § 173.35, paragraph (h)(2) is
revised to read as follows:
§ 173.35
Hazardous materials in IBCs.
*
*
*
*
*
(h) * * *
(2) Liquids having a vapor pressure
greater than 110 kPa (16 psig) at 50 °C
(122 °F) or 130 kPa (18.9 psig) at 55 °C
(131 °F) may not be transported in metal
IBCs.
*
*
*
*
*
13. In part 173, a new § 173.36 is
added to read as follows:
sroberts on PROD1PC70 with PROPOSALS
§ 173.36 Hazardous materials in Large
Packagings.
(a) No person may offer or accept a
hazardous material for transportation in
a Large Packaging except as authorized
by this subchapter. Except as otherwise
provided for in this subchapter, no
Large Packaging may be filled with a
Packing Group I or II material. Each
Large Packaging used for the
transportation of hazardous materials
must conform to the requirements of its
specification and regulations for the
transportation of the particular
commodity.
(b) Packaging design—(1) Inner
packaging closures. A Large Packaging
containing liquid hazardous materials
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must be packed so that closures on
inner packagings are upright.
(2) Flexible (e.g., 51H) Large Packages
are only authorized for use with flexible
inner packagings.
(3) Friction. The nature and thickness
of the outer packaging must be such that
friction during transportation is not
likely to generate an amount of heat
sufficient to dangerously alter the
chemical stability of the contents.
(4) Securing and cushioning. Inner
packagings of Large Packagings must be
packed, secured and cushioned to
prevent their breakage or leakage and to
control their shifting within the outer
packaging under conditions normally
incident to transportation. Cushioning
material must not be capable of reacting
dangerously with the contents of the
inner packagings or having its protective
properties significantly weakened in the
event of leakage.
(5) Metallic devices. Nails, staples and
other metallic devices must not
protrude into the interior of the outer
packaging in such a manner as to be
likely to damage inner packagings or
receptacles.
(c) Initial use and reuse of Large
Packagings. A Large Packaging may be
reused. If an inner packaging is
constructed of paper or flexible plastic,
the inner packaging must be replaced
before each reuse. Before a Large
Packaging is filled and offered for
transportation, the Large Packaging
must be given an external visual
inspection, by the person filling the
Large Packaging, to ensure:
(1) The Large Packaging is free from
corrosion, contamination, cracks, cuts,
or other damage which would render it
unable to pass the prescribed design
type test to which it is certified and
marked; and
(2) The Large Packaging is marked in
accordance with requirements in
§ 178.903 of this subchapter. Additional
marking allowed for each design type
may be present. Required markings that
are missing, damaged or difficult to read
must be restored or returned to original
condition.
(d) During transportation—
(1) No hazardous material may remain
on the outside of the Large Packaging;
and
(2) Each Large Packaging must be
securely fastened to or contained within
the transport unit.
(e) Each Large Packaging used for
transportation of solids which may
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52029
become liquid at temperatures likely to
be encountered during transportation
may not be transported in paper or fiber
inner packagings. The inner packagings
must be capable of containing the
substance in the liquid state.
(f) Liquid hazardous materials may
only be offered for transportation in
inner packagings appropriately resistant
to an increase of internal pressure likely
to develop during transportation.
(g) Large Packaging used to transport
hazardous materials may not exceed 3
cubic meters (106 cubic feet) capacity.
(h) Mixed contents. (1) An outer Large
Packaging may contain more than one
hazardous material only when—
(i) The inner and outer packagings
used for each hazardous material
conform to the relevant packaging
sections of this part applicable to that
hazardous material;
(ii) The package as prepared for
shipment meets the performance tests
prescribed in part 178 of this subchapter
for the hazardous materials contained in
the package;
(iii) Corrosive materials (except ORM–
D) in bottles are further packed in
securely closed inner receptacles before
packing in outer packagings; and
(iv) For transportation by aircraft, the
total net quantity does not exceed the
lowest permitted maximum net quantity
per package as shown in Column 9a or
9b, as appropriate, of the § 172.101
table. The permitted maximum net
quantity must be calculated in
kilograms if a package contains both a
liquid and a solid.
(2) A packaging containing inner
packagings of Division 6.2 materials
may not contain other hazardous
materials, except dry ice.
(i) When a Large Packaging is used for
the transportation of liquids with a flash
point of 60.5 °C (141 °F) (closed cup) or
lower, or powders with the potential for
dust explosion, measures must be taken
during product loading and unloading
to prevent a dangerous electrostatic
discharge.
14. In § 173.62, paragraph (c) Packing
Instruction 130 is revised to read as
follows:
§ 173.62 Specific packaging requirements
for explosives.
*
*
*
(c) * * *
*
*
*
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TABLE OF PACKING METHODS
Inner
packagings
Packaging instruction
*
*
130 ....................................................................
Particular Packaging Requirements:
The following applies to UN 0006, 0009,
0010, 0015, 0016, 0018, 0019, 0034,
0035, 0038, 0039, 0048, 0056, 0137,
0138, 0168, 0169, 0171, 0181, 0182,
0183, 0186, 0221, 0238, 0243, 0244,
0245, 0246, 0254, 0280, 0281, 0286,
0287, 0297, 0299, 0300, 0301, 0303,
0321, 0328, 0329, 0344, 0345, 0346,
0347, 0362, 0363, 0370, 0412, 0424,
0425, 0434, 0435, 0436, 0437, 0438,
0451, 0459 and 0488. Large and robust
explosives articles, normally intended
for military use, without their means of
initiation or with their means of initiation
containing at least two effective protective
features,
may
be
carried
unpackaged. When such articles have
propelling charges or are self-propelled,
their ignition systems must be protected
against stimuli encountered during normal conditions of transport. A negative
result in Test Series 4 on an
unpackaged article indicates that the article can be considered for transport
unpackaged. Such unpackaged articles
may be fixed to cradles or contained in
crates or other suitable handling devices.
*
*
§ 173.223 Packagings for certain
flammable solids.
sroberts on PROD1PC70 with PROPOSALS
(a) Packagings for ‘‘Musk xylene,’’
‘‘5-tert-Butyl-2,4,6-trinitro-m-xylene,’’
‘‘Azodicarbonamide,’’ or ‘‘Isosorbide-5mononitrate,’’ when offered for
transportation or transported by rail,
highway, or vessel, must conform to the
general packaging requirements of
subpart B of part 173, and to the
requirements of part 178 of this
subchapter at the Packing Group III
performance level and may only be
transported in the following packagings:
*
*
*
*
*
16. In § 173.240, paragraph (e) is
added as follows:
§ 173.240 Bulk packagings for certain low
hazard solid materials.
*
*
*
*
*
(e) Large Packagings. Large
Packagings are authorized subject to the
conditions and limitations of this
section provided the Large Packaging
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Jkt 208001
Outer packaging
*
*
*
Not Necessary ........... Not Necessary ...........
*
15. In § 173.223, the section title is
changed to ‘‘Packagings for certain
flammable solids’’ and the introductory
text to paragraph (a) is revised as
follows:
Intermediate
packagings
*
*
type is authorized according to the IBC
packaging code specified for the specific
hazardous material in Column (7) of the
§ 172.101 Table of this subchapter and
the Large Packaging conforms to the
requirements in subpart Q of part 178 of
this subchapter at the Packing Group
performance level as specified in
Column (5) of the § 172.101 Table for
the material being transported.
(1) Except as specifically authorized
in this subchapter, Large Packagings
may not be used for Packing Group I or
II hazardous materials.
(2) Large Packagings with paper or
fiberboard inner receptacles may not be
used for solids that may become liquid
in transportation.
17. In § 173.241, paragraph (e) is
added as follows:
§ 173.241 Bulk packagings for certain low
hazard liquid and solid materials.
*
*
*
*
*
(e) Large Packagings. Large
Packagings are authorized subject to the
conditions and limitations of this
section provided the Large Packaging
type is authorized according to the IBC
packaging code specified for the specific
hazardous material in Column (7) of the
PO 00000
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*
*
Boxes.
Steel (4A).
Wood natural, ordinary (4C1).
Plywood (4D).
Reconstituted wood (4F).
Fiberboard (4G).
Plastics, expanded (4H1).
Plastic, solid (4H2).
Drums.
Steel, removable head (1A2).
Aluminum, removable head (1B2).
Plywood (1D).
Fiber (1G).
Plastics, removable head (1H2).
Large Packagings.
Steel (50A).
Aluminum (50B).
Metal other than steel or aluminum (50N).
Rigid plastics (50H).
Natural wood (50C).
Plywood (50D).
Reconstituted wood (50F).
Rigid fiberboard (50G).
Sfmt 4702
*
*
§ 172.101 Table of this subchapter and
the Large Packaging conforms to the
requirements in subpart Q of part 178 of
this subchapter at the Packing Group
performance level as specified in
Column (5) of the § 172.101 Table for
the material being transported.
(1) Except as specifically authorized
in this subchapter, Large Packagings
may not be used for Packing Group I or
II hazardous materials.
(2) Large Packagings with paper or
fiberboard inner receptacles may not be
used for solids that may become liquid
in transportation.
18. In § 173.242, paragraph (e) is
added as follows:
§ 173.242 Bulk packagings for certain
medium hazard liquids and solids,
including solids with dual hazards.
*
*
*
*
*
(e) Large Packagings. Large
Packagings are authorized subject to the
conditions and limitations of this
section provided the Large Packaging
type is authorized according to the IBC
packaging code specified for the specific
hazardous material in Column (7) of the
§ 172.101 Table of this subchapter and
the Large Packaging conforms to the
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requirements in subpart Q of part 178 of
this subchapter at the Packing Group
performance level as specified in
Column (5) of the § 172.101 Table for
the material being transported.
(1) Except as specifically authorized
in this subchapter, Large Packagings
may not be used for Packing Group I or
II hazardous materials.
(2) Large Packagings with paper or
fiberboard inner receptacles may not be
used for solids that may become liquid
in transportation.
9. In § 173.249, paragraph (b) is
revised to read as follows:
§ 173.249
Bromine.
*
*
*
*
*
(b) Specification MC 310, MC 311, MC
312 or DOT 412 cargo tank motor
vehicles conforming with paragraphs (d)
through (f) of this section. Except when
transported as a residue, the total
quantity in one tank may not be less
than 88 percent nor more than 96
percent of the volume of the tank. Cargo
tanks in bromine service built prior to
August 31, 1991 may continue in
service under the requirements
contained in § 173.252(a)(4) of this part
in effect on September 30, 1991.
*
*
*
*
*
§ 173.338
[Amended]
20. In § 173.338, the second sentence,
the wording ‘‘strong outside container’’
is removed and the wording ‘‘strong
outer packaging’’ is added in its place.
PART 174—CARRIAGE BY RAIL
21. The authority citation for part 174
continues to read as follows:
Authority: 49 U.S.C. 5101–5127; 49 CFR
1.53.
22. In § 174.63, the section heading is
revised and paragraph (a) is revised as
follows:
sroberts on PROD1PC70 with PROPOSALS
§ 174.63 Portable tanks, IM portable tanks,
IBCs, Large Packagings, cargo tanks, and
multi-unit tank car tanks.
(a) A carrier may not transport a bulk
packaging (e.g., portable tank, IM
portable tank, IBC, Large Packaging,
cargo tank, or multi-unit tank car tank)
containing a hazardous material in
container-on-flatcar (COFC) or traileron-flatcar (TOFC) service except as
authorized by this section or unless
approved for transportation by the
Associate Administrator for Safety,
FRA.
*
*
*
*
*
PART 178—SPECIFICATIONS FOR
PACKAGINGS
23. The authority citation for part 178
continues to read as follows:
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Jkt 208001
Authority: 49 U.S.C. 5101–5127; 49 CFR
1.53.
24. In § 178.2, paragraph (c)(1)(ii) is
revised as follows:
§ 178.2
Applicability and responsibility.
*
*
*
*
*
(c) * * *
(1) * * *
(ii) With information specifying the
type(s) and dimensions of the closures,
including gaskets and any other
components needed to ensure the
packaging is capable of successfully
passing the applicable performance
tests. This information must include any
procedures to be followed, including
closure instructions for inner
packagings and receptacles, to
effectively assemble and close the
packaging for the purpose of preventing
leakage in transportation. Closure
instructions must provide for a
consistent and repeatable means of
closure that is sufficient to ensure the
packaging is closed in the same manner
as it was tested. For packagings sold or
represented as being in conformance
with the requirements of this subchapter
applicable to transportation by aircraft,
this information must include relevant
guidance to ensure that the packaging,
as prepared for transportation, will
withstand the pressure differential
requirements in § 173.27 of this
subchapter.
*
*
*
*
*
25. In § 178.3, paragraph (a)(5) is
revised to read as follows:
§ 178.3
Marking of packagings.
(a) * * *
(5) For packages with a gross mass of
more than 30 kg (66 pounds), the
markings or a duplicate thereof must
appear on the top or on a side of the
packaging. Metal drums having a
capacity greater than 100 L must be
marked on the bottom in accordance
with § 178.503(a)(10). For metal drums
the side or top marking may identify a
lesser performance standard than the
permanent marking on the bottom of the
drum.
*
*
*
*
*
26. In § 178.503, paragraphs (a)(1) and
(a)(10) are revised, paragraph (e)(1) is
redesignated as (e)(1)(i), and a new
paragraph (e)(1)(ii) is added as follows:
§ 178.503
Marking of packagings.
(a) * * *
(1) Except as provided in paragraph
(e)(1)(ii) of this section, the United
Nations symbol as illustrated in
paragraph (e)(1)(i) of this section (for
embossed metal receptacles, the letters
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52031
‘‘UN’’) may be applied in place of the
symbol;
*
*
*
*
*
(10) In addition to the markings
prescribed in paragraphs (a)(1) through
(a)(9) of this section, every new metal
drum having a capacity greater than 100
L must bear the marks described in
paragraphs (a)(1) through (a)(6), and
(a)(9)(i) of this section, in a permanent
form, on the bottom. The markings on
the top head or side of these packagings
required under § 178.3(a)(5) of this part
need not be permanent, and need not
include the thickness mark described in
paragraph (a)(9) of this section. This
marking indicates a drum’s
characteristics at the time it was
manufactured. The information in
paragraphs (a)(1) through (a)(6) of this
section marked on the top head or side
may not identify a greater performance
capability than the information in
paragraphs (a)(1) through (a)(6) of this
section permanently marked by the
original manufacturer on the bottom of
the drum; and
*
*
*
*
*
(e) * * *
(1) * * *
(ii) The circle that surrounds the
letters ‘‘u’’ and ‘‘n’’ may have small
breaks provided the following
provisions are met:
(A) The total gap space does not
exceed 10 percent of the circumference
of the circle;
(B) There are no more than three gaps
in the circle;
(C) The spacing between gaps is
separated by no less than 20 percent of
the circumference of the circle (72
degrees); and
(D) The letters ‘‘u’’ and ‘‘n’’ appear
exactly as depicted in § 178.3(e)(1)(i)
with no gaps.
*
*
*
*
*
27. In § 178.512, paragraph (b)(5) is
added as follows:
§ 178.512
boxes.
Standards for steel or aluminum
*
*
*
*
*
(b) * * *
(5) Maximum volumetric capacity of:
450 L (119 gallons).
28. In § 178.513, paragraph (b)(5) is
added as follows:
§ 178.513
wood.
Standards for boxes of natural
*
*
*
*
*
(b) * * *
(5) Maximum volumetric capacity of:
450 L (119 gallons).
29. In § 178.514, paragraph (b)(3) is
added as follows:
§ 178.514
Standards for plywood boxes.
*
*
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Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Proposed Rules
(b) * * *
(3) Maximum volumetric capacity of:
450 L (119 gallons).
30. In § 178.515, paragraph (b)(5) is
added as follows:
§ 178.515 Standards for reconstituted
wood boxes.
*
*
*
*
*
(b) * * *
(5) Maximum volumetric capacity of:
450 L (119 gallons).
31. In § 178.516, paragraph (b)(7) is
added as follows:
§ 178.516
Standards for fiberboard boxes.
*
*
*
*
*
(b) * * *
(7) Maximum volumetric capacity of:
450 L (119 gallons).
32. In § 178.517, paragraph (b)(8) is
added as follows:
§ 178.517
Standards for plastic boxes.
*
*
*
*
*
(b) * * *
(8) Maximum volumetric capacity of:
450 L (119 gallons).
33. In § 178.518, paragraph (b)(6) is
added as follows:
§ 178.518
bags.
Standards for woven plastic
*
*
*
*
*
(b) * * *
(6) Maximum volumetric capacity of:
450 L (119 gallons).
34. In § 178.519, paragraph (b)(3) is
added as follows:
§ 178.519
Standards for plastic film bags.
*
*
*
*
*
(b) * * *
(3) Maximum volumetric capacity of:
450 L (119 gallons).
35. In § 178.520, paragraph (b)(5) is
added as follows:
§ 178.520
Standards for textile bags.
*
*
*
*
*
(b) * * *
(5) Maximum volumetric capacity of:
450 L (119 gallons).
36. In § 178.521, paragraph (b)(4) is
added as follows:
§ 178.521
Standards for paper bags.
sroberts on PROD1PC70 with PROPOSALS
*
*
*
*
*
(b) * * *
(4) Maximum volumetric capacity of:
450 L (119 gallons).
37. In § 178.601, the introductory text
of paragraph (g)(1), paragraphs (g)(8)
and (k) are revised, to read as follows:
§ 178.601
General requirements.
*
*
*
*
*
(g) * * *
(1) Selective testing of combination
packagings. Variation 1. Variations are
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Jkt 208001
permitted in inner packagings of a
tested combination package, without
further testing of the package, provided
an equivalent level of performance is
maintained and the methodology used
to determine that the inner packaging,
including closure, maintains an
equivalent level of performance is
documented in writing by the person
certifying compliance with this
paragraph and retained in accordance
with paragraph (l) of this section.
Permitted variations are as follows:
*
*
*
*
*
(8) For a steel drum with a capacity
greater than 12 L (3 gallons)
manufactured from low carbon, coldrolled sheet steel meeting ASTM
designations A 366/A 366M or A 568/
A 568M, variations in elements other
than the following design elements are
considered minor and do not constitute
a different drum design type, or
‘‘different packaging’’ as defined in
paragraph (c) of this section for which
design qualification testing and periodic
retesting are required. Minor variations
authorized without further testing
include changes in the identity of the
supplier of component material made to
the same specifications, or the original
manufacturer of a DOT specification or
UN standard drum to be
remanufactured. A change in any one or
more of the following design elements
constitutes a different drum design type:
(i) The packaging type and category of
the original drum and the
remanufactured drum, i.e., 1A1 or 1A2;
(ii) The style, (i.e., straight-sided or
tapered);
(iii) Except as provided in paragraph
(g)(3) of this section, the rated (marked)
capacity and outside dimensions;
(iv) The physical state for which the
packaging was originally approved (e.g.,
tested for solids or liquids);
(v) An increase in the marked level of
performance of the original drum (i.e.,
to a higher packing group, hydrostatic
test pressure, or specific gravity to
which the packaging has been tested);
(vi) Type of side seam welding;
(vii) Type of steel;
(viii) An increase greater than 10% or
any decrease in the steel thickness of
the head, body, or bottom;
(ix) End seam type, (e.g., triple or
double seam);
(x) A reduction in the number of
rolling hoops (beads) which equal or
exceed the diameter over the chimes;
(xi) The location, type or size, and
material of closures (other than the
cover of UN 1A2 drums);
(xii) The location (e.g., from the head
to the body), type (e.g., mechanically
seamed or welded flange), and materials
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Sfmt 4702
of closure (other than the cover of UN
1A2 drums); and
(xiii) For UN 1A2 drums:
(A) Gasket material (e.g., plastic), or
properties affecting the performance of
the gasket;
(B) Configuration or dimensions of the
gasket;
(C) Closure ring style including bolt
size, (e.g., square or round back, 0.625″
bolt); and
(D) Closure ring thickness.
(E) Width of lugs or extensions in
crimp/lug cover.
*
*
*
*
*
(k) Number of test samples. Except as
provided in this section, one test sample
must be used for each test performed
under this subpart.
(l) Stainless steel drums. Provided the
validity of the test results is not affected,
a person may perform the design
qualification testing of stainless steel
drums using three (3) samples rather
than the specified eighteen (18) samples
under the following provisions:
(i) The packaging must be tested in
accordance with this subpart by
subjecting each of the three containers
to the following sequence of tests:
(A) The stacking test in § 178.606,
(B) The leakproofness test in
§ 178.604,
(C) The hydrostatic pressure test in
§ 178.608, and
(D) Diagonal top chime and flat on the
side drop tests in § 178.603. Both drop
tests may be conducted on the same
sample.
(ii) For periodic retesting of stainless
steel drums, a reduced sample size of
one container is authorized.
(2) Packagings other than stainless
steel drums. Provided the validity of the
test results is not affected, several tests
may be performed on one sample with
the approval of the Associate
Administrator.
*
*
*
*
*
38. In 178.700, paragraph (c)(1) is
revised as follows:
§ 178.700
Purpose, scope and definitions.
*
*
*
*
*
(c) * * *
(1) Body means the receptacle proper
(including openings and their closures,
but not including service equipment)
that has a volumetric capacity of not
more than 3 cubic meters (3,000 L, 793
gallons, or 106 cubic feet).
*
*
*
*
*
39. In § 178.703 paragraph (a)(1)(i) is
revised as follows:
§ 178.703
Marking of IBCs.
(a) * * *
(1) * * *
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(i) Except as provided in
§ 178.503(e)(1)(ii), the United Nations
symbol as illustrated in
§ 178.503(e)(1)(i). For metal IBCs on
which the marking is stamped or
embossed, the capital letters ‘‘UN’’ may
be applied instead of the symbol.
*
*
*
*
*
40. In 178.705, paragraph (d) is added
to read as follows:
§ 178.705
Standards for metal IBCs.
*
*
*
*
*
(d) Metal IBCs may not have a
volumetric capacity greater than 3,000 L
(793 gallons) and not less than 450 L
(119 gallons).
41. In 178.706, paragraph (d) is added
to read as follows:
§ 178.706
Standards for rigid plastic IBCs.
*
*
*
*
*
(d) Rigid plastic IBCs may not have a
volumetric capacity greater than 3,000 L
(793 gallons) and not less than 450 L
(119 gallons).
42. In 178.707, paragraph (d) is added
to read as follows:
§ 178.707
Standards for composite IBCs.
*
*
*
*
*
(d) Composite IBCs may not have a
volumetric capacity greater than 3,000 L
(793 gallons) and not less than 450 L
(119 gallons).
43. In 178.708, paragraph (d) is added
to read as follows:
§ 178.708
Standards for fiberboard IBCs.
*
*
*
*
*
(d) Fiberboard IBCs may not have a
volumetric capacity greater than 3,000 L
(793 gallons) and not less than 450 L
(119 gallons).
44. In 178.709, paragraph (d) is added
to read as follows:
§ 178.709
Standards for wooden IBCs.
*
*
*
*
*
(d) Wooden IBCs may not have a
volumetric capacity greater than 3,000 L
(793 gallons) and not less than 450 L
(119 gallons).
45. In 178.710, paragraph (d) is added
to read as follows:
§ 178.710
Standards for flexible IBCs.
sroberts on PROD1PC70 with PROPOSALS
*
*
*
*
*
(d) Flexible IBCs;
(1) May not have a volumetric
capacity greater than 3,000 L (793
gallons) and not less than 56 L (15
gallons); and
(2) Must be designed and tested to a
capacity of no less than 50 kg (110
pounds).
46. Section 178.801 paragraph (i) is
revised to read as follows:
§ 178.801
General requirements.
*
*
*
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*
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(i) Approval of equivalent packagings.
An IBC differing from the standards in
subpart N of this part, or tested using
methods other than those specified in
this subpart, may be used if approved by
the Associate Administrator. Such IBCs
must be shown to be equally effective,
and testing methods used must be
equivalent.
*
*
*
*
*
47. In 178.810, paragraph (c) is
revised as follows:
§ 178.810
Drop test.
*
*
*
*
*
(c) Test method. (1) Samples of all IBC
design types must be dropped onto a
rigid, non-resilient, smooth, flat and
horizontal surface. The point of impact
must be the most vulnerable part of the
base of the IBC being tested. Following
the drop, the IBC must be restored to the
upright position for observation.
(2) IBC design types with a capacity
of 0.45 cubic meters (15.9 cubic feet) or
less must be subject to an addition drop
test.
*
*
*
*
*
48. § 178.815 is revised to read as
follows:
§ 178.815
Stacking test.
(a) General. The stacking test must be
conducted for the qualification of all
IBC design types intended to be stacked.
(b) Special preparation for the
stacking test. (1) All IBCs except flexible
IBC design types must be loaded to their
maximum permissible gross mass.
(2) The flexible IBC must be filled to
not less than 95 percent of its capacity
and to its maximum net mass, with the
load being evenly distributed.
(c) Test method—(1) Design
Qualification Testing. All IBCs must be
placed on their base on level, hard
ground and subjected to a uniformly
distributed superimposed test load for a
period of at least five minutes (see
paragraph (c)(5) of this section).
(2) Fiberboard, wooden and
composite IBCs with outer packagings
constructed of other than plastic
materials must be subject to the test for
24 hours.
(3) Rigid plastic IBC types and
composite IBC types with plastic outer
packagings (11HH1, 11HH2, 21HH1,
21HH2, 31HH1 and 31HH2) which bear
the stacking load must be subjected to
the test for 28 days at 40 °C (104 °F).
(4) For all IBCs, the load must be
applied by one of the following
methods:
(i) One or more IBCs of the same type
loaded to their maximum permissible
gross mass and stacked on the test IBC;
(ii) The calculated superimposed test
load weight loaded on either a flat plate
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or a reproduction of the base of the IBC,
which is stacked on the test IBC.
(5) Calculation of superimposed test
load. For all IBCs, the load to be placed
on the IBC must be 1.8 times the
combined maximum permissible gross
mass of the number of similar IBCs that
may be stacked on top of the IBC during
transportation.
(d) Periodic Retest. (1) The package
must be tested in accordance with
§ 178.815(c) of this subpart; or
(2) The packaging may be tested using
a dynamic compression testing
machine. The test must be conducted at
room temperature on an empty,
unsealed packaging. The test sample
must be centered on the bottom platen
of the testing machine. The top platen
must be lowered until it comes in
contact with the test sample.
Compression must be applied end to
end. The speed of the compression
tester must be one-half inch plus or
minus one-fourth inch per minute. An
initial preload of 50 pounds must be
applied to ensure a definite contact
between the test sample and the platens.
The distance between the platens at this
time must be recorded as zero
deformation. The force ‘‘A’’ then to be
applied must be calculated using the
applicable formula:
Liquids: A = (1.8)(n¥1) [w + (s × v ×
8.3 × .98)] × 1.5;
or
Solids: A = (1.8)(n¥1) [w + (s × v × 8.3
× .95)] × 1.5
Where:
A = applied load in pounds.
n = maximum number of IBCs being
stacked during transportation.
w = maximum weight of one empty
container in pounds.
s = specific gravity (liquids) or density
(solids) of the lading.
v = actual capacity of container (rated
capacity + outage) in gallons.
and:
8.3 corresponds to the weight in
pounds of 1.0 gallon of water.
1.5 is a compensation factor convering
the static load of the stacking test
into a load suitable for dynamic
compression testing.
(e) Criteria for passing the test. (1) For
metal, rigid plastic, and composite IBCs,
there may be no permanent
deformation, which renders the IBC
unsafe for transportation, and no loss of
contents.
(2) For fiberboard and wooden IBCs,
there may be no loss of contents and no
permanent deformation, which renders
the whole IBC, including the base pallet,
unsafe for transportation.
(3) For flexible IBCs, there may be no
deterioration, which renders the IBC
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unsafe for transportation, and no loss of
contents.
(4) For the dynamic compression test,
a container passes the test if, after
application of the required load, there is
no permanent deformation to the IBC,
which renders the whole IBC, including
the base pallet, unsafe for
transportation; in no case may the
maximum deflection exceed one inch.
49. In § 178.819, paragraph (b)(1) is
amended by adding a second sentence
and (b)(2) is revised as follows:
§ 178.819
Vibration test.
*
*
*
*
*
(b) * * *
(1) * * * IBCs intended for liquids
may be tested using water as the filling
material for the vibration test.
(2) The sample IBC must be placed on
a vibrating platform with a vertical or
rotary double-amplitude (peak-to-peak
displacement) of one inch. The IBC
must be constrained horizontally to
prevent it from falling off the platform,
but must be left free to move vertically
and bounce.
*
*
*
*
*
50. Subpart P is added to part 178 as
follows:
Sec.
178.900 Purpose and scope.
178.902 Large Packaging identification
codes.
178.903 Marking of Large Packagings.
178.904 General Large Packaging standards.
178.905 Standards for metal Large
Packagings.
178.906 Standards for rigid plastic Large
Packagings.
178.907 Standards for fiberboard Large
Packagings.
178.908 Standards for wooden Large
Packagings.
178.909 Standards for flexible Large
Packagings.
Purpose and scope.
(a) This subpart prescribes
requirements for Large Packaging
intended for the transportation of
hazardous materials. Standards for these
packagings are based on the UN
Recommendations.
(b) Terms used in this subpart are
defined in § 171.8 of this subchapter.
§ 178.902
codes.
Large Packaging identification
Large packaging code designations
consist of: Two numerals specified in
paragraph (a) of this section; followed
by the capital letter(s) specified in
paragraph (b) of this section.
(a) Large packaging code number
designation are as follows: 50 for rigid
Large Packagings; or 51 for flexible
Large Packagings.
(b) Large Packagings code letter
designations are as follows:
‘‘A’’ means steel (all types and surface
treatments).
‘‘B’’ means aluminum.
‘‘C’’ means natural wood.
‘‘D’’ means plywood.
‘‘F’’ means reconstituted wood.
‘‘G’’ means fiberboard.
‘‘H’’ means plastic.
‘‘M’’ means paper, multiwall.
‘‘N’’ means metal (other than steel or
aluminum).
§ 178.903
Subpart P—Large Packagings
Standards
Marking of Large Packagings.
(a) The manufacturer must:
(1) Mark every Large Packaging in a
durable and clearly visible manner. The
marking may be applied in a single line
or in multiple lines provided the correct
sequence is followed with the
information required by this section.
The following information is required in
the sequence presented:
(i) Except as provided in
§ 178.503(e)(1)(ii), the United Nations
packaging symbol as illustrated in
§ 178.503(e)(1)(i). For metal Large
Packagings on which the marking is
stamped or embossed, the capital letters
‘‘UN’’ may be applied instead of the
symbol;
(ii) The code number designating the
Large Packaging design type according
to § 178.901. The letter ‘‘W’’ must follow
the Large Packaging design type
identification code on a Large Packaging
when the Large Packaging differs from
the requirements in subpart P of this
part, or is tested using methods other
than those specified in this subpart, and
is approved by the Associate
Administrator in accordance with the
provisions in § 178.1001;
(iii) A capital letter identifying the
performance standard under which the
design type has been successfully
tested, as follows:
(A) X—for Large Packagings meeting
Packing Groups I, II and III tests;
(B) Y—for Large Packagings meeting
Packing Groups II and III tests; and
(C) Z—for Large Packagings meeting
Packing Group III test.
(iv) The month (designated
numerically) and year (last two digits) of
manufacture;
(v) The country authorizing the
allocation of the mark. The letters
‘‘USA’’ indicate that the Large
Packaging is manufactured and marked
in the United States in compliance with
the provisions of this subchapter.
(vi) The name and address or symbol
of the manufacturer or the approval
agency certifying compliance with
subpart P and subpart Q of this part.
Symbols, if used, must be registered
with the Associate Administrator.
(vii) The stacking test load in
kilograms (kg). For Large Packagings not
designed for stacking the figure ‘‘0’’
must be shown.
(viii) The maximum permissible gross
mass or for flexible Large Packagings,
the maximum net mass, in kg.
(2) The following are examples of
symbols and required markings:
(i) For a steel Large Packaging suitable
for stacking; stacking load: 2,500 kg;
maximum gross mass: 1,000 kg.
(ii) For a plastic Large Packaging not
suitable for stacking; maximum gross
mass: 800 kg.
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(iii) For a Flexible Large Packaging
not suitable for stacking; maximum
gross mass: 500 kg.
(a) Each Large Packaging must be
resistant to, or protected from,
deterioration due to exposure to the
external environment. Large packagings
intended for solid hazardous materials
must be sift-proof and water-resistant.
(b) All service equipment must be
positioned or protected to minimize
potential loss of contents resulting from
damage during Large Packaging
handling and transportation.
(c) Each Large Packaging, including
attachments and service and structural
equipment, must be designed to
withstand, without loss of hazardous
materials, the internal pressure of the
contents and the stresses of normal
handling and transport. A Large
Packaging intended for stacking must be
designed for stacking. Any lifting or
securing features of a Large Packaging
must be sufficient strength to withstand
the normal conditions of handling and
transportation without gross distortion
or failure and must be positioned so as
to cause no undue stress in any part of
the Large Packaging.
(d) A Large Packaging consisting of
packagings within a framework must be
so constructed that the packaging is not
damaged by the framework and is
retained within the framework at all
times.
(e) Large packaging design types must
be constructed in such a way as to be
bottom-lifted or top-lifted as specified in
§§ 178.1004 and 178.1005.
sroberts on PROD1PC70 with PROPOSALS
§ 178.905 Standards for metal Large
Packagings.
(a) The provisions in this section
apply to metal Large Packagings
intended to contain liquids and solids.
Metal Large Packaging types are
designated:
(1) 50A steel
(2) 50B aluminum
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§ 178.906 Standards for rigid plastic Large
Packagings.
(a) The provisions in this section
apply to rigid plastic Large Packagings
intended to contain liquids and solids.
Rigid plastic Large Packaging types are
designated:
50H rigid plastics.
(b) A Rigid plastic Large Packaging
must be manufactured from plastic
material of known specifications and be
of a strength relative to its capacity and
to the service it is required to perform.
In addition to conformance to § 173.24
of this subchapter, plastic materials
must be resistant to aging and to
degradation caused by ultraviolet
radiation.
(1) If protection against ultraviolet
radiation is necessary, it must be
provided by the addition of a pigment
or inhibiter such as carbon black to
plastic materials. These additives must
be compatible with the contents and
remain effective throughout the life of
the plastic Large Packaging body. Where
use is made of carbon black, pigments
or inhibitors, other than those used in
the manufacture of the tested design
type, retesting may be omitted if
changes in the carbon black content, the
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pigment content or the inhibitor content
do not adversely affect the physical
properties of the material of
construction.
(2) Additives may be included in the
composition of the plastic material to
improve the resistance to aging or to
serve other purposes, provided they do
not adversely affect the physical or
chemical properties of the material of
construction.
(3) No used material other than
production residues or regrind from the
same manufacturing process may be
used in the manufacture of rigid plastic
Large Packagings.
(c) Rigid plastic Large Packagings:
(1) May not have a volumetric
capacity greater than 3,000 L (793
gallons); and
(2) May not have a volumetric
capacity less than 56 450 L (119
gallons).
§ 178.907 Standards for fiberboard Large
Packagings.
(a) The provisions in this section
apply to fiberboard Large Packagings
intended to contain solids. Fiberboard
Large Packaging types are designated:
50G fiberboard.
(b) Construction requirements for
fiberboard Large Packagings.
(1) Fiberboard Large Packagings must
be constructed of strong, solid or
double-faced corrugated fiberboard
(single or multiwall) that is appropriate
to the capacity of the Large Packagings
and to their intended use. Water
resistance of the outer surface must be
such that the increase in mass, as
determined in a test carried out over a
period of 30 minutes by the Cobb
method of determining water
absorption, is not greater than 155 grams
per square meter (0.0316 pounds per
square foot)—see ISO 535 (E) (IBR, see
§ 171.7 of this subchapter). Fiberboard
must have proper bending qualities.
Fiberboard must be cut, creased without
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§ 178.904 General Large Packaging
standards.
(3) 50N metal (other than steel or
aluminum)
(b) Each Large Packaging must be
made of suitable ductile metal materials.
Welds must be made so as to maintain
design type integrity of the receptacle
under conditions normally incident to
transportation. Low-temperature
performance must be taken into account
when appropriate.
(c) The use of dissimilar metals must
not result in deterioration that could
affect the integrity of the Large
Packaging.
(d) Metal Large Packagings may not
have a volumetric capacity greater than
3,000 L (793 gallons) and not less than
450 L (119 gallons).
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Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Proposed Rules
cutting through any thickness of
fiberboard, and slotted so as to permit
assembly without cracking, surface
breaks or undue bending. The fluting or
corrugated fiberboard must be firmly
glued to the facings.
(i) The walls, including top and
bottom, must have a minimum puncture
resistance of 15 Joules (11 foot-pounds
of energy) measured according to ISO
3036 (IBR, see § 171.7 of this
subchapter)
(ii) Manufacturers’ joints in the outer
packaging of Large Packagings must be
made with an appropriate overlap and
be taped, glued, stitched with metal
staples or fastened by other means at
least equally effective. Where joints are
made by gluing or taping, a water
resistant adhesive must be used. Metal
staples must pass completely through
all pieces to be fastened and be formed
or protected so that any inner liner
cannot be abraded or punctured by
them.
(2) Integral and detachable pallets. (i)
Any integral pallet base forming part of
a Large Packaging or any detachable
pallet must be suitable for mechanical
handling with the Large Packaging filled
to its maximum permissible gross mass.
(ii) The pallet or integral base must be
designed to avoid protrusions causing
damage to the fiberboard Large
Packagings in handling.
(iii) The body must be secured to any
detachable pallet to ensure stability in
handling and transport. Where a
detachable pallet is used, its top surface
must be free from protrusions that might
damage the Large Packaging.
(3) Strengthening devices, such as
timber supports to increase stacking
performance may be used but must be
external to the liner.
(4) The load-bearing surfaces of the
Large Packagings intended for stacking
must be designed to distribute the load
in a stable manner.
(c) Fiberboard Large Packagings may
not have a volumetric capacity greater
than 3,000 L (793 gallons) and not less
than 450 L (119 gallons).
sroberts on PROD1PC70 with PROPOSALS
§ 178.908 Standards for wooden Large
Packagings.
(a) The provisions in this section
apply to wooden Large Packagings
intended to contain solids. Wooden
Large Packaging types are designated:
(1) 50C natural wood
(2) 50D plywood
(3) 50F reconstituted wood
(b) Construction requirements for
wooden Large Packagings are as follows:
(1) The strength of the materials used
and the method of construction must be
appropriate to the capacity and
intended use of the Large Packagings.
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(i) Natural wood used in the
construction of Large Packagings must
be well-seasoned, commercially dry and
free from defects that would materially
lessen the strength of any part of the
Large Packagings. Each Large Packaging
part must consist of uncut wood or a
piece equivalent in strength and
integrity. Large packagings parts are
equivalent to one piece when a suitable
method of glued assembly is used (i.e.,
a Lindermann joint, tongue and groove
joint, ship, lap or babbet joint; or butt
joint with at least two corrugated metal
fasteners at each joint, or when other
methods at least equally effective are
used).
(ii) Plywood used in construction
must be at least 3-ply. Plywood must be
made of well-seasoned rotary cut, sliced
or sawn veneer, commercially dry and
free from defects that would materially
lessen the strength of the Large
Packagings. All adjacent piles must be
glued with water resistant adhesive.
Materials other than plywood may be
used for the construction of the Large
Packaging.
(iii) Reconstituted wood used in the
construction of Large Packagings must
be water resistant reconstituted wood
such as hardboard, particle board or
other suitable type.
(iv) Wooden Large Packagings must be
firmly nailed or secured to corner posts
or ends or be assembled by similar
devices.
(2) Integral and detachable pallets. (i)
Any integral pallet base forming part of
a Large Packaging, or any detachable
pallet must be suitable for mechanical
handling of a Large Packaging filled to
its maximum permissible gross mass.
(ii) The pallet or integral base must be
designed to avoid protrusion that may
cause damage to the Large Packaging in
handling.
(iii) The body must be secured to any
detachable pallet to ensure stability in
handling and transportation. Where a
detachable pallet is used, its top surface
must be free from protrustions that
might damage the Large Packaging.
(3) Strengthening devices, such as
timber supports to increase stacking
performance, may be used but must be
external to the liner.
(4) The load bearing surfaces of the
Large Packaging must be designed to
distribute loads in a stable manner.
(c) Wooden Large Packagings:
(1) May not have a volumetric
capacity greater than 3,000 L (793
gallons); and
(2) May not have a volumetric
capacity less than 450 L (119 gallons).
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§ 178.909 Standards for flexible Large
Packagings.
(a) The provisions in this section
apply to flexible Large Packagings
intended to contain liquids and solids.
Flexible Large Packagings types are
designated:
(1) 51H flexible plastics
(2) 51M flexible paper
(b) Construction requirements for
flexible Large Packagings are as follows:
(1) The strength of the material and
the construction of the flexible Large
Packagings must be appropriate to its
capacity and its intended use.
(2) All materials used in the
construction of flexible Large
Packagings of types 51M must, after
complete immersion in water for not
less than 24 hours, retain at least 85
percent of the tensile strength as
measured originally on the material
conditioned to equilibrium at 67 percent
relative humidity or less.
(3) Seams must be stitched or formed
by heat sealing, gluing or any equivalent
method. All stitched seam-ends must be
secured.
(4) In addition to conformance with
the requirements of § 173.24 of this
subchapter, flexible Large Packaging
must be resistant to aging and
degradation caused by ultraviolet
radiation.
(5) For plastics flexible Large
Packagings, if necessary, protection
against ultraviolet radiation must be
provided by the addition of pigments or
inhibitors such as carbon black. These
additives must be compatible with the
contents and remain effective
throughout the life of the Large
Packaging. Where use is made of carbon
black, pigments or inhibitors other than
those used in the manufacture of the
tested design type, retesting may be
omitted if the carbon black content, the
pigment content or the inhibitor content
do not adversely affect the physical
properties of the material of
construction.
(6) Additives may be included in the
composition of the material of the Large
Packaging to improve the resistance to
aging, provided they do not adversely
affect the physical or chemical
properties of the material.
(7) When flexible material Large
Packagings are filled, the ratio of height
to width must be no more than 2:1.
(c) Flexible Large Packagings:
(1) May not have a volumetric
capacity greater than 3,000 L (793
gallons);
(2) May not have a volumetric
capacity less than 56 L (15 gallons); and
(3) Must be designed and tested to a
capacity of not less than 50 kg (110
pounds).
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51. Subpart Q is added to Part 178 as
follows:
Subpart Q—Testing of Large
Packagings
Sec.
178.1000 Purpose and scope.
178.1001 General requirements.
178.1002 Preparation of Large Packagings
for testing.
178.1010 Drop test.
178.1011 Bottom lift test.
178.1012 Top lift test.
178.1015 Stacking test.
178.1019 Vibration test.
§ 178.1000
Purpose and scope.
This subpart prescribes certain testing
requirements for Large Packagings
identified in subpart P of this part.
sroberts on PROD1PC70 with PROPOSALS
§ 178.1001
General requirements.
(a) General: The test procedures
prescribed in this subpart are intended
to ensure that Large Packagings
containing hazardous materials can
withstand normal conditions of
transportation. These test procedures
are considered minimum requirements.
Each packaging must be manufactured
and assembled so as to be capable of
successfully passing the prescribed tests
and to conform to the requirements of
§ 173.24 of this subchapter while in
transportation.
(b) Responsibility. It is the
responsibility of the Large Packaging
manufacturer to ensure each Large
Packaging is capable of passing the
prescribed tests. To the extent a Large
Packagings’ assembly function,
including final closure, is performed by
the person who offers a hazardous
material for transportation, that person
is responsible for performing the
function in accordance with §§ 173.22
and 178.2 of this subchapter.
(c) Definitions. For the purpose of this
subpart:
(1) Large packaging design type refers
to a Large Packaging which does not
differ in structural design, size, material
of construction and packing.
(2) Design qualification testing is the
performance of the drop, stacking, and
bottom-lift or top-lift tests, as
applicable, prescribed in this subpart,
for each different Large Packaging
design type, at the start of production of
that packaging.
(3) Periodic design requalification test
is the performance of the applicable
tests specified in paragraph (c)(2) of this
section on a Large Packaging design
type, in order to requalify the design for
continued production at the frequency
specified in paragraph (e) of this
section.
(4) Production inspection is the
inspection, which must initially be
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conducted on each newly manufactured
Large Packaging.
(5) Different Large Packaging design
type is one, which differs from a
previously qualified Large Packaging
design type in structural design, size,
material of construction, wall thickness,
or manner of construction, but does not
include:
(i) A packaging, which differs in
surface treatment;
(ii) A rigid plastic Large Packaging,
which differs with regard to additives
used to comply with §§ 178.906(b) or
178.909(b);
(iii) A packaging, which differs only
in its lesser external dimensions (i.e.,
height, width, length) provided
materials of construction and material
thickness or fabric weight remain the
same;
(d) Design qualification testing. The
packaging manufacturer must achieve
successful test results for the design
qualification testing at the start of
production of each new or different
Large Packaging design type.
Application of the certification mark by
the manufacturer constitutes
certification that the Large Packaging
design type passed the prescribed tests
in this subpart.
(e) Periodic design requalification
testing. (1) Periodic design
requalification must be conducted on
each qualified Large Packaging design
type if the manufacturer is to maintain
authorization for continued production.
The Large Packaging manufacturer must
achieve successful test results for the
periodic design requalification at
sufficient frequency to ensure each
packaging produced by the
manufacturer is capable of passing the
design qualification tests. Design
requalification tests must be conducted
at least once every 24 months.
(2) Changes in the frequency of design
requalification testing specified in
paragraph (e)(1) of this section are
authorized if approved by the Associate
Administrator.
(f) Test samples. The manufacturer
must conduct the design qualification
and periodic tests prescribed in this
subpart using random samples of
packagings, in the numbers specified in
the appropriate test section.
(g) Selective testing. The selective
testing of Large Packagings, which differ
only in minor respects from a tested
type is permitted as described in this
section. For air transport, Large
Packagings must comply with
§ 173.27(c)(1) and (c)(2) of this
subchapter. Variations are permitted in
inner packagings of a tested Large
Packaging, without further testing of the
package, provided an equivalent level of
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performance is maintained and the
methodology used to determine that the
inner packaging, including closure,
maintains an equivalent level of
performance is documented in writing
by the person certifying compliance
with this paragraph and retained in
accordance with paragraph (l) of this
section. Permitted variations are as
follows:
(1) Inner packagings of equivalent or
smaller size may be used provided—
(i) The inner packagings are of similar
design to the tested inner packagings
(i.e. shape-round, rectangular, etc.);
(ii) The material of construction of the
inner packagings (glass, plastic, metal,
etc.) offers resistance to impact and
stacking forces equal to or greater than
that of the originally tested inner
packaging;
(iii) The inner packagings have the
same or smaller openings and the
closure is of similar design (e.g., screw
cap, friction lid, etc.);
(iv) Sufficient additional cushioning
material is used to take up void spaces
and to prevent significant movement of
the inner packagings;
(v) Inner packagings are oriented
within the outer packaging in the same
manner as in the tested package; and,
(vi) The gross mass of the package
does not exceed that originally tested.
(2) A lesser number of the tested inner
packagings, or of the alternative types of
inner packagings identified in paragraph
(g)(1) of this section, may be used
provided sufficient cushioning is added
to fill void space(s) and to prevent
significant movement of the inner
packagings.
(h) Proof of compliance.
Notwithstanding the periodic design
requalification testing intervals
specified in paragraph (e) of this
section, the Associate Administrator, or
a designated representative, may at any
time require demonstration of
compliance by a manufacturer, through
testing in accordance with this subpart,
to ensure packagings meet the
requirements of this subpart. As
required by the Associate
Administrator, or a designated
representative, the manufacturer must
either:
(1) Conduct performance tests or have
tests conducted by an independent
testing facility, in accordance with this
subpart; or
(2) Make a sample Large Packaging
available to the Associate
Administrator, or a designated
representative, for testing in accordance
with this subpart.
(i) Record retention. Following each
design qualification test and each
periodic retest on a Large Packaging, a
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test report must be prepared. The test
report must be maintained at each
location where the Large Packaging is
manufactured and each location where
the design qualification tests are
conducted, for as long as the Large
Packaging is produced and for at least
two years thereafter, and at each
location where the periodic retests are
conducted until such tests are
successfully performed again and a new
test report produced. In addition, a copy
of the test report must be maintained by
a person certifying compliance with this
part. The test report must be made
available to a user of a Large Packaging
or a representative of the Department
upon request. The test report, at a
minimum, must contain the following
information:
(1) Name and address of test facility;
(2) Name and address of applicant
(where appropriate);
(3) A unique test report identification;
(4) Date of the test report;
(5) Manufacturer of the packaging;
(6) Description of the packaging
design type (e.g. dimensions, materials,
closures, thickness, etc.), including
methods of manufacture (e.g. blow
molding) and which may include
drawing(s) and/or photograph(s);
(7) Maximum capacity;
(8) Characteristics of test contents, e.g.
viscosity and relative density for liquids
and particle size for solids;
(9) Mathematical calculations
performed to conduct and document
testing (for example, drop height, test
capacity, outage requirements, etc.);
(10) Test descriptions and results; and
(11) Signature with the name and title
of signatory.
sroberts on PROD1PC70 with PROPOSALS
§ 178.1002 Preparation of Large
Packagings for testing.
(a) Except as otherwise provided in
this subchapter, each Large Packaging
and package must be closed in
preparation for testing and tests must be
carried out in the same manner as if
prepared for transportation, including
inner packagings. All closures must be
installed using proper techniques and
torques.
(b) For the drop and stacking test,
inner receptacles must be filled to not
less than 95 percent of maximum
capacity (see § 171.8 of this subchapter)
in the case of solids and not less than
98 percent of maximum in the case of
liquids. Bags must be filled to the
maximum mass at which they may be
used. For Large Packagings where the
inner packagings are designed to carry
liquids and solids, separate testing is
required for both liquid and solid
contents. The material to be transported
in the packagings may be replaced by a
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non-hazardous material, except for
chemical compatibility testing or where
this would invalidate the results of the
tests.
(c) If the material to be transported is
replaced for test purposes by a nonhazardous material, the material used
must be of the same or higher specific
gravity as the material to be carried, and
its other physical properties (grain, size,
viscosity) which might influence the
results of the required tests must
correspond as closely as possible to
those of the hazardous material to be
transported. It is permissible to use
additives, such as bags of lead shot, to
achieve the requisite total package mass,
so long as they do not affect the test
results.
(d) Paper or fiberboard Large
Packagings must be conditioned for at
least 24 hours immediately prior to
testing in an atmosphere maintained—
(1) At 50 percent ±2 percent relative
humidity, and at a temperature of 23 °C
±2 °C (73 °F ±4 °F). Average values
should fall within these limits. Shortterm fluctuations and measurement
limitations may cause individual
measurements to vary by up to ±5
percent relative humidity without
significant impairment of test
reproducibility;
(2) At 65 percent 2 percent relative
humidity, and at a temperature of 20 °C
±2 °C (68 °F ±4 °F), or 27 °C ±2 °C (81
°F ±4 °F). Average values should fall
within these limits. Short-term
fluctuations and measurement
limitations may cause individual
measurements to vary by up to ±5
percent relative humidity without
significant impairment of test
reproducibility; or
(3) For testing at periodic intervals
only (i.e., other than initial design
qualification testing), at ambient
conditions.
§ 178.1010
Drop test.
(a) General. The drop test must be
conducted for the qualification of all
Large Packagings design types and
performed periodically as specified in
§ 178.1001(e) of this subpart.
(b) Special preparation for the drop
test. Large packagings must be filled in
accordance with § 178.1002.
(c) Conditioning. Rigid plastic Large
Packagings and Large Packagings with
plastic inner receptacles must be
conditioned for testing by reducing the
temperature of the packaging and its
contents to 18 °C (0 °F) or lower. Test
liquids must be kept in the liquid state,
if necessary, by the addition of antifreeze. Water/anti-freeze solutions with
a minimum specific gravity of 0.95 for
testing at 18 °C (0 °F) or lower are
PO 00000
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Fmt 4702
Sfmt 4702
considered acceptable test liquids, and
may be considered equivalent to water
for test purposes. Large Packagings
conditioned in this way are not required
to be conditioned in accordance with
§ 178.1002(d).
(d) Test method. (1) Samples of all
Large Packaging design types must be
dropped onto a rigid, non-resilient,
smooth, flat and horizontal surface. The
point of impact must be the most
vulnerable part of the base of the Large
Packaging being tested. Following the
drop, the Large Packaging must be
restored to the upright position for
observation.
(2) Large Packaging design types with
a capacity of 0.45 cubic meters (15.9
cubic feet) or less must be subject to an
addition drop test.
(e) Drop height. (1) For all Large
Packagings, drop heights are specified
as follows:
(i) Packing group I: 1.8 m (5.9 feet)
(ii) Packing group II: 1.2 m (3.9 feet)
(iii) Packing group III: 0.8 m (2.6 feet)
(2) Drop tests are to be performed
with the solid or liquid to be
transported or with a non-hazardous
material having essentially the same
physical characteristics.
(3) The specific gravity and viscosity
of a substituted non-hazardous material
used in the drop test for liquids must be
similar to the hazardous material
intended for transportation. Water also
may be used for the liquid drop test
under the following conditions:
(i) Where the substance to be carried
have a specific gravity not exceeding
1.2, the drop heights must be those
specified in paragraph (e)(1) of this
section for each Large Packaging design
type; and
(ii) Where the substances to be carried
have a specific gravity exceeding 1.2,
the drop heights must be as follows:
(A) Packing Group I: SG x 1.5 m (4.9
feet)
(B) Packing Group II: SG x 1.0 m (3.3
feet)
(C) Packing Group III: SG x 0.67 m
(2.2 feet)
(f) Criteria for passing the test. For all
Large Packaging design types there may
be no loss of the filling substance from
inner packaging(s) or article(s). Ruptures
are not permitted in Large Packaging for
articles of Class 1 which permit the
spillage of loose explosive substances or
articles from the Large Packaging.
Where a Large Packaging undergoes a
drop test, the sample passes the test if
the entire contents are retained even if
the closure is no longer sift-proof.
§ 178.1011
Bottom lift test.
(a) General. The bottom lift test must
be conducted for the qualification of all
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Large Packagings design types designed
to be lifted from the base.
(b) Special preparation for the bottom
lift test. The Large Packaging must be
loaded to 1.25 times its maximum
permissible gross mass, the load being
evenly distributed.
(c) Test method. All Large Packaging
design types must be raised and lowered
twice by a lift truck with the forks
centrally positioned and spaced at three
quarters of the dimension of the side of
entry (unless the points of entry are
fixed). The forks must penetrate to three
quarters of the direction of entry.
(d) Criteria for passing the test. For all
Large Packagings design types designed
to be lifted from the base, there may be
no permanent deformation which
renders the Large Packaging unsafe for
transport and there must be no loss of
contents.
sroberts on PROD1PC70 with PROPOSALS
§ 178.1012
Top lift test.
(a) General. The top lift test must be
conducted for the qualification of all of
Large Packagings design types to be
lifted from the top or, for flexible Large
Packagings, from the side.
(b) Special preparation for the top lift
test. (1) Metal and rigid plastic Large
Packagings design types must be loaded
to twice its maximum permissible gross
mass.
(2) Flexible Large Packaging design
types must be filled to six times the
maximum permissible gross mass, the
load being evenly distributed.
(c) Test method. (1) A Large Packaging
must be lifted in the manner for which
it is designed until clear of the floor and
maintained in that position for a period
of five minutes.
(2) Rigid plastic Large Packaging
design types must be:
(i) Lifted by each pair of diagonally
opposite lifting devices, so that the
hoisting forces are applied vertically for
a period of five minutes; and
(ii) Lifted by each pair of diagonally
opposite lifting devices so that the
hoisting forces are applied towards the
center at 45° to the vertical, for a period
of five minutes.
(3) If not tested as indicated in
paragraph (c)(1) of this section, a
flexible Large Packaging design type
must be tested as follows:
(i) Fill the flexible Large Packaging to
95% full with a material representative
of the product to be shipped.
(ii) Suspend the flexible Large
Packaging by its lifting devices.
(iii) Apply a constant downward force
through a specially designed platen. The
platen will be a minimum of 60 percent
and a maximum of 80 percent of the
cross sectional surface area of the
flexible Large Packaging.
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Jkt 208001
(iv) The combination of the mass of
the filled flexible Large Packaging and
the force applied through the platen
must be a minimum of six times the
maximum net mass of the flexible Large
Packaging. The test must be conducted
for a period of five minutes.
(v) Other equally effective methods of
top lift testing and preparation may be
used with approval of the Associate
Administrator.
(d) Criterion for passing the test. For
all Large Packagings design types
designed to be lifted from the top, there
may be no permanent deformation
which renders the Large Packagings
unsafe for transport and no loss of
contents.
§ 178.1015
Stacking test.
(a) General. The stacking test must be
conducted for the qualification of all
Large Packagings design types intended
to be stacked.
(b) Special preparation for the
stacking test. (1) All Large Packagings
except flexible Large Packaging design
types must be loaded to their maximum
permissible gross mass.
(2) Flexible Large Packagings must be
filled to not less than 95 percent of their
capacity and to their maximum net
mass, with the load being evenly
distributed.
(c) Test method. (1) All Large
Packaging must be placed on their base
on level, hard ground and subjected to
a uniformly distributed superimposed
test load for a period of at least five
minutes (see paragraph (c)(5) of this
section).
(2) Fiberboard and wooden Large
Packagings must be subjected to the test
for 24 hours.
(3) Rigid plastic Large Packagings
which bear the stacking load must be
subjected to the test for 28 days at 40 °C
(104 °F).
(4) For all Large Packagings, the load
must be applied by one of the following
methods:
(i) One or more Large Packagings of
the same type loaded to their maximum
permissible gross mass and stacked on
the test Large Packaging;
(ii) The calculated superimposed test
load weight loaded on either a flat plate
or a reproduction of the base of the
Large Packaging, which is stacked on
the test Large Packaging; or
(5) Calculation of superimposed test
load. For all Large Packagings, the load
to be placed on the Large Packaging
must be 1.8 times the combined
maximum permissible gross mass of the
number of similar Large Packaging that
may be stacked on top of the Large
Packaging during transportation.
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Fmt 4702
Sfmt 4702
52039
(d) Periodic Retest. (1) The package
must be tested in accordance with
§ 178.1015(c) of this subpart; or
(2) The packaging may be tested using
a dynamic compression testing
machine. The test must be conducted at
room temperature on an empty,
unsealed packaging. The test sample
must be centered on the bottom platen
of the testing machine. The top platen
must be lowered until it comes in
contact with the test sample.
Compression must be applied end to
end. The speed of the compression
tester must be one-half inch plus or
minus one-fourth inch per minute. An
initial preload of 50 pounds must be
applied to ensure a definite contact
between the test sample and the platens.
The distance between the platens at this
time must be recorded as zero
deformation. The force ‘‘A’’ to then be
applied must be calculated using the
applicable formula:
Liquids: A = (1.8)(n¥1) [w + (s × v ×
8.3 × .98)] × 1.5;
or
Solids: A = (1.8)(n¥1) [w + (s × v × 8.3
× .95)] × 1.5
Where:
A = applied load in pounds.
n = maximum number of Large
Packagings that may be stacked
during transportation.
w = maximum weight of one empty
container in pounds.
s = specific gravity (liquids) or density
(solids) of the lading.
v = actual capacity of container (rated
capacity + outage) in gallons.
and:
8.3 corresponds to the weight in pounds
of 1.0 gallon of water.
1.5 is a compensation factor that
converts the static load of the stacking
test into a load suitable for dynamic
compression testing.
(e) Criterion for passing the test. (1)
For metal or rigid plastic Large
Packagings, there may be no permanent
deformation which renders the Large
Packaging unsafe for transportation and
no loss of contents.
(2) For flexible Large Packagings,
there may be no deterioration which
renders the Large Packaging unsafe for
transportation and no loss of contents.
(3) For the dynamic compression test,
a container passes the test if, after
application of the required load, there is
no permanent deformation to the Large
Packaging which renders the whole
Large Packaging; including the base
pallet, unsafe for transportation; in no
case may the maximum deflection
exceed one inch.
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§ 178.1019
Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Proposed Rules
Vibration test.
ACTION:
(a) General. The vibration test must be
conducted for the qualification of all
rigid Large Packaging design types.
Flexible Large Packaging design types
must be capable of withstanding the
vibration test.
(b) Test method. (1) A sample Large
Packaging, selected at random, must be
filled and closed as for shipment. Large
Packagings intended for liquids may be
tested using water as the filling material
for the vibration test.
(2) The sample Large Packaging must
be placed on a vibrating platform that
has a vertical or rotary doubleamplitude (peak-to-peak displacement)
of one inch. The Large Packaging must
be constrained horizontally to prevent it
from falling off the platform, but must
be left free to move vertically and
bounce.
(3) The sample Large Packaging must
be placed on a vibrating platform that
has a vertical double-amplitude (peakto-peak displacement) of one inch. The
Large Packaging must be constrained
horizontally to prevent it from falling off
the platform, but must be left free to
move vertically and bounce.
(4) The test must be performed for one
hour at a frequency that causes the
package to be raised from the vibrating
platform to such a degree that a piece
of material of approximately 1.6-mm
(0.063-inch) in thickness (such as steel
strapping or paperboard) can be passed
between the bottom of the Large
Packaging and the platform. Other
methods at least equally effective may
be used (see § 178.801(i)).
(c) Criterion for passing the test. A
Large Packaging passes the vibration test
if there is no rupture or leakage.
Issued in Washington, DC on August 28,
2006 under authority delegated in 49 CFR
Part 106.
Robert A. McGuire,
Associate Administration for Hazardous
Materials Safety.
[FR Doc. 06–7360 Filed 8–31–06; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 579
sroberts on PROD1PC70 with PROPOSALS
[Docket No. NHTSA–2006–25653; Notice 1]
RIN 2127–AJ94
Reporting of Early Warning
Information
National Highway Traffic
Safety Administration (NHTSA), DOT.
AGENCY:
VerDate Aug<31>2005
17:00 Aug 31, 2006
Jkt 208001
Notice of proposed rulemaking.
SUMMARY: This document proposes
amendments to certain provisions of the
early warning reporting rule published
pursuant to the Transportation Recall
Enhancement, Accountability, and
Documentation (TREAD) Act. This
document proposes to modify and
clarify some of the manufacturers’
reporting requirements under the rule. It
would identify a subclass of field
reports referred to as product evaluation
reports and eliminate the requirement
that manufacturers submit copies of
them to the agency, revise the definition
of fire, modify reporting relating to fuel
systems on medium-heavy vehicles and
buses, and limit the time period for
required updates to a few data elements
in reports of deaths and injuries.
DATES: Comments Closing Date:
Comments must be received on or
before October 31, 2006.
ADDRESSES: You may submit comments
identified by DOT DMS Docket Number
NHTSA 2006–25653 by any of the
following methods:
• Web site: https://dms.dot.gov.
Follow the instructions for submitting
comments on the DOT electronic docket
site.
• Fax: 1–202–493–2251.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
001.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency name and docket
number or Regulatory Identification
Number (RIN) for this rulemaking. For
detailed instructions on submitting
comments and additional information
on the rulemaking process, see the
Request for Comments heading of the
SUPPLEMENTARY INFORMATION section of
this document. Note that all comments
received will be posted without change
to https://dms.dot.gov, including any
personal information provided. Please
see the Privacy Act heading of the
SUPPLEMENTARY INFORMATION section of
this document regarding documents
submitted to the agency’s dockets.
Docket: For access to the docket to
read background documents or
comments received, go to https://
dms.dot.gov at any time or to Room PL–
401 on the plaza level of the Nassif
PO 00000
Frm 00028
Fmt 4702
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Building, 400 Seventh Street, SW.,
Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
all issues except legal issues, contact
Tina Morgan, Office of Defects
Investigation, NHTSA (phone: 202–366–
0699). For legal issues, contact Andrew
DiMarsico, Office of Chief Counsel,
NHTSA (phone: 202–366–5263). You
may send mail to these officials at
National Highway Traffic Safety
Administration, 400 Seventh Street,
SW., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
Introduction
I. Summary of the Proposed Rule
II. Background
A. The Early Warning Reporting Regulation
B. Industry Recommendations
C. Scope of This Rulemaking
III. Discussion
A. Field Reports
B. Definition of Fire
C. Brake and Fuel System Subcategories
D. Updating of Reports on Death and Injury
Incidents
IV. Request for Comments
V. Privacy Act Statement
VI. Rulemaking Analyses and Notices
Proposed Regulatory Text
Introduction
In November 2000, Congress enacted
the Transportation Recall Enhancement,
Accountability, and Documentation
(TREAD) Act, Public Law 106–414,
which was, in part, a response to the
controversy surrounding the recall of
certain tires that had been involved in
numerous fatal crashes. Up until that
time, in its efforts to identify safety
defects in motor vehicles and
equipment, NHTSA relied primarily on
its analysis of complaints from
consumers and technical service
bulletins from manufacturers. Congress
concluded that NHTSA did not have
access to data that may have provided
an earlier warning of the safety defects
that existed in the tires that were
eventually recalled. Accordingly, the
TREAD Act included a requirement that
NHTSA prescribe rules establishing
early warning reporting requirements.
In response to the TREAD Act
requirements, NHTSA issued rules (49
CFR part 579; 67 FR 45822; 67 FR
63295) that, in addition to the
information motor vehicle and
equipment manufacturers were already
required to provide, required that they
provide certain additional information
on foreign recalls and early warning
indicators. The rules require:
• Monthly reporting of manufacturer
communications (e.g., notices to
E:\FR\FM\01SEP1.SGM
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Agencies
[Federal Register Volume 71, Number 170 (Friday, September 1, 2006)]
[Proposed Rules]
[Pages 52017-52040]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7360]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 171, 172, 173, 174, and 178
[Docket No. PHMSA-06-25736 (HM-231)]
RIN 2137-AD89
Hazardous Material; Miscellaneous Packaging Amendments
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: In this NPRM, PHMSA is proposing to make miscellaneous
amendments to the Hazardous Materials Regulations (HMR) based on
changes to packaging requirements in the United Nations Recommendations
on the Transport of Dangerous Goods, petitions for rulemaking received
in accordance with requirements specified in 49 CFR
[[Page 52018]]
106.95, and PHMSA initiative. These proposed amendments are intended to
clarify certain regulatory requirements specific to bulk and non-bulk
packaging. The amendments proposed in this NPRM also include
incorporation of requirements for construction, maintenance and use of
Large Packagings, clarification of specification marking requirements,
and revisions to packaging definitions.
DATES: Comments must be received by November 30, 2006.
ADDRESSES: You may submit comments to the docket number PHMSA-06-25736
(HM-231) by any of the following methods:
Web Site: https://dms.dot.gov. Follow the instructions for
submitting comments on the DOT electronic docket site.
Fax: 1-202-493-2251.
Mail: Docket Management System; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-0001. If sent by mail, comments are to be
submitted in two copies. Persons wishing to receive confirmation of
receipt of their comments should include a self-addressed stamped
postcard.
Hand Delivery: Docket Management System; Room PL-401 on
the plaza level of the Nassif Building, 400 Seventh Street, SW.,
Washington, DC, between 9 a.m. and 5 p.m. Monday through Friday, except
Federal holidays.
Instructions: All submissions must include the agency name and
docket number or Regulatory Identification Number (RIN) for this
rulemaking. All comments received will be posted without change to
https://dms.dot.gov including any personal information provided. You may
review DOT's complete Privacy Act Statement in the Federal Register
published on April 11, 2000 (volume 65, number 70; pages 19477-78) or
you may visit https://dms.dot.gov.
Docket: For access to the docket to read background documents and
comments received, go to https://dms.dot.gov at any time or to Room PL-
401 on the plaza level of the Nassif Building, 400 Seventh Street, SW.,
Washington, DC between 9 a.m. and 5 p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: Arthur M. Pollack, Office of Hazardous
Materials Standards, (202) 366-8553, or Donald Burger, Office of
Hazardous Materials Technology, (202) 366-4545; Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation, 400
Seventh Street, SW., Washington, DC 20590-0001.
SUPPLEMENTARY INFORMATION:
I. Background
On December 21, 1990, the Research and Special Programs
Administration-- the predecessor agency to the Pipeline and Hazardous
Materials Safety Administration (PHMSA; we) --published a final rule
(Docket HM-181; 55 FR 52402) based on the UN Recommendations on the
Transport of Dangerous Goods (UN Recommendations). The final rule
comprehensively revised the Hazardous Materials Regulations (HMR), 49
CFR parts 171 to 180, for harmonization with international standards.
Included in these amendments was a change to hazardous materials
packaging standards from detailed design specifications to performance
oriented standards. This NPRM is designed primarily to clarify
requirements specific to packaging issues and to reduce regulatory
burdens on industry by incorporating changes into the HMR based on
PHMSA's own initiative and petitions for rulemaking submitted in
accordance with 49 CFR 106.95. We are also proposing to add two new
subparts to part 178: Subpart P--Large Packaging Performance-Oriented
Standards and subpart Q--Testing of Large Packagings.
In this NPRM, we are proposing the following revisions to the HMR:
1. Revise, remove, and add definitions specific to packaging
requirements.
2. Amend export and import provisions in Sec. 171.12.
3. Revise Sec. 172.101 Table entries for packaging requirements.
4. Add and revise special provisions.
5. Clarify shippers' responsibilities for complying with packaging
standards.
6. Clarify requirements for stacking of bulk packaging.
7. Correct error in general IBC requirements related to gauge
pressure.
8. Authorize bromine residue in cargo tanks.
9. Clarify closure instructions for specification packagings.
10. Add exceptions for marking of steel drums.
11. Add an exception for marking of UN symbol with a stencil.
12. Amend packaging variations.
13. Add standards and provision for the manufacture and use of
Large Packagings.
In this NPRM, we are proposing to address eight petitions for
rulemaking. We propose changes to the HMR based on six petitions. We
are denying two petitions. The petitions are discussed in more detail
in the appropriate sections of this preamble. The following table
identifies the petitions addressed in this NPRM:
----------------------------------------------------------------------------------------------------------------
Petition* Company Section Status of petition
----------------------------------------------------------------------------------------------------------------
P-1173......................... Monsanto Company....... Sec. 171.8..... Amendments proposed based on
petition.
P-1328......................... Reusable Industrial Sec. 173.28(b). Denial.
Packaging Association.
P-1337......................... Steel Shipping Sec. 178.601(g) Amendments proposed based on
Container Institute. petition.
P-1356......................... Connelly Containers.... Sec. 178.703(a) Denial.
P-1359......................... Association of Sec. 171.8..... Amendments proposed based on
Container petition.
Reconditioners.
P-1371......................... Steel Shipping Sec. Sec. Amendments proposed based on and
Container Institute. 178.3(a) and petition.
178.503(a).
P-1431......................... Arch Chemicals, Inc.... Sec. 171.12.... Amendments proposed based on
petition.
P-1455......................... Dangerous Goods Sec. 178.503... Amendments proposed based on
Advisory Council. petition.
----------------------------------------------------------------------------------------------------------------
\*\ Each of these petitions can be viewed at the Dockets Management System Web site at: https://dms.dot.gov/
reports/rspa_report.cfm.
[[Page 52019]]
II. Summary of Proposed Regulatory Changes by Section
Part 171
Section 171.8. We propose to remove the definition for ``strong
outside container'' and add a new definition for ``strong outer
packaging.'' Currently, the HMR use the terms ``strong outside
container'' and ``strong outer packaging'' interchangeably; however,
there is no definition for ``strong outer packaging'' in Sec. 171.8.
Therefore, we are proposing to remove the definition for ``strong
outside container'' and add a definition for ``strong outer
packaging.'' The term ``strong outside container'' is used only once in
the HMR in Sec. 173.338; therefore, we are also proposing to revise
the reference to read ``strong outer packaging.'' Use of one defined
term when referring to ``strong outer packaging'' will clarify related
packaging requirements. The proposed definition states ``strong outer
packaging'' is the outermost enclosure for a hazardous material. As
proposed, a strong outer packaging must meet the requirements of part
173, subpart B, but need not be tested in accordance with part 178 of
the HMR. In addition, we propose a reference as a reminder to shippers
intending to offer hazardous materials by air that Sec. 173.27 applies
to strong outer packagings.
The Association of Container Reconditioners (ACR) petitioned PHMSA
(P-1359) to add definitions for ``Remanufactured packaging,'' ``Reused
packaging,'' and ``Reconditioned packaging'' to Sec. 171.8. ACR
contends that these definitions will be easier for the reader to find
if they are in Sec. 171.8. The definitions of ``Remanufactured
packaging'' and ``Reconditioned packaging'' contain regulatory
requirements; therefore we are not proposing to move the definitions to
Sec. 171.8. However, we agree that there should be a reference to the
definitions for ``Remanufactured packaging'' and ``Reconditioned
packaging'' in Sec. 171.8. Therefore, we are proposing to insert a
reader's aid into Sec. 171.8 to make reference to the definitions and
regulatory requirements in Sec. 173.28. The meaning of the term
``reuse'' is evident based on its use in Sec. 173.28 and is not used
in the HMR other than this section. Therefore we see no compelling need
to add a definition for ``Reused packaging'' to Sec. 171.8 at this
time.
In this NPRM we are proposing to revise the definitions for ``Bulk
packaging'' and ``Non-bulk packaging'' based on the particular
packaging specification at issue and volumetric capacity. The current
definitions read as follows:
Bulk packaging means a packaging, other than a vessel or a
barge, including a transport vehicle or freight container, in which
hazardous materials are loaded with no intermediate form of
containment and which has:
(1) A maximum capacity greater than 450 L (119 gallons) as a
receptacle for a liquid;
(2) A maximum net mass greater than 400 kg (882 pounds) and a
maximum capacity greater than 450 L (119 gallons) as a receptacle
for a solid; or
(3) A water capacity greater than 454 kg (1000 pounds) as a
receptacle for a gas as defined in Sec. 173.115 of this subchapter.
Non-bulk packaging means a packaging which has:
(1) A maximum capacity of 450 L (119 gallons) or less as a
receptacle for a liquid;
(1) A maximum net mass greater of 400 kg (882 pounds) or less
and a maximum capacity of 450 L (119 gallons) or less as a
receptacle for a solid; or
(2) A water capacity of 454 kg (1000 pounds) or less as a
receptacle for a gas as defined in Sec. 173.115 of this subchapter.
Monsanto Company petitioned PHMSA (P-1173) to revise the definition
for ``Non-bulk packaging'' by changing ``and'' to ``or'' in paragraph
(2) to read ``A maximum net mass of 400 kg (882 pounds) or less or a
maximum capacity of 450 L (119 gallons) or less as a receptacle for a
solid.'' If this change were to be made, packagings with a volume
greater than 450 L (119 gallons) with a net mass of less than 400 kg
(882 pounds) would be defined as non-bulk packagings. It has been our
long-standing interpretation that such packagings are defined as bulk
packagings. Through letters of interpretation issued from the Office of
Hazardous Materials Standards, we have stated the bulk packaging
definition is based on the capacity of the receptacle, not on the
actual amount contained therein at the time of shipment. We are not
proposing to change the meaning of bulk packaging or non-bulk packaging
in this NPRM, only clarify how they are defined.
However, we agree the definitions for ``Bulk packaging'' and ``Non-
bulk packaging'' should be revised to provide clarity in the HMR. For
example, under the current language in the HMR, a person attempting to
determine whether a UN 4G fiberboard box is a non-bulk packaging must
first carefully read the definition for non-bulk packaging in Sec.
171.8 and must also read the standards for fiberboard boxes in Sec.
178.516. A packaging manufacturer must consult Sec. Sec. 171.8 and
178.516 to determine the restrictions on size and capacity before
designing, constructing, and testing a UN 4G fiberboard box.
To reduce confusion and clarify the definitions for ``bulk
packaging'' and ``non-bulk packaging,'' in this NPRM, we propose to
define the terms as follows:
Bulk packaging means:
(1) Any specification cargo tank, tank car, or portable tank
constructed and marked in accordance with part 178 of this
subchapter;
(2) Any Specification 3AX, 3AAX or 3T cylinder constructed,
marked and certified in accordance with subpart C of part 178 of
this subchapter.
(3) Any Industrial Packaging, Type A, Type B, Intermediate Bulk
Container, Large Packaging, or non-specification packaging that has
a volumetric capacity of greater than 450 L (119 gallons).
Non bulk packaging means:
(1) Any packaging constructed, marked, tested and certified as
meeting the standards specified in Subparts L and M of Part 178 of
this subchapter.
(2) Except for Specifications 3AX, 3AAX and 3T, any
Specification cylinder constructed, marked and certified in
accordance with subpart C of part 178 of this subchapter.
(3) Any Industrial Packaging, Type A, Type B, Intermediate Bulk
Container, Large Packaging, or non-specification packaging that has
a volumetric capacity of 450 liters (119 gallons) or less.
In addition to the revised definitions, we are proposing to amend
subpart L of part 178 to include capacity limitations applicable to
individual DOT specification packagings. For example, a plywood box
would be limited to a maximum volumetric capacity of 450 L (119
gallons). Using these proposed definitions, a person would determine
that a UN 4G is a non-bulk packaging based on the definition in Sec.
171.8 alone. Similarly, based on the proposed revisions to part 178,
subpart L, a packaging manufacturer could determine the size and
capacity restrictions in one section without referring back to Sec.
171.8.
The proposed revisions do not change the current thresholds under
which packagings are defined as bulk or non-bulk. Rather, the intended
effect of these revisions is to clarify the current definitions,
thereby eliminating confusion and enhancing voluntary compliance.
The definitions in this NPRM for ``bulk packaging'' and ``non-bulk
packaging'' clarify packagings with a volume of 450 L (119 gallons) or
less and with a gross mass of more than 400 kg are defined as ``Non-
bulk packagings.'' Packagings with a volume greater than 450 L (119
gallons) and with a gross mass less than or equal to 400 kg are defined
as ``Bulk packagings.'' We are currently reviewing these definitions to
determine if we should revise or eliminate the volumetric capacity
limits for individual packagings and the impact of such revisions.
Specifically, we are
[[Page 52020]]
considering eliminating the volumetric limit for boxes, IBC's, and
portable tanks. We ask commenters to address the following questions,
to the extent possible, when submitting comments to the NPRM:
1. Should we eliminate the volumetric limit for boxes, IBC's, and
portable tanks?
2. What are the regulatory and/or cost impacts of eliminating the
volumetric limit for boxes, IBC's, and portable tanks?
3. Would this be more consistent with the UN Recommendations?
4. How should marking, labeling and placarding issues be addressed
if the volumetric limit is removed or changed?
In this NPRM, we are proposing to add new standards for Large
Packagings and to revise Sec. 178.801(i) to remove the requirement for
approval before manufacture and use of Large Packagings. As a result,
it is necessary to make minor revisions to the definition of Large
Packaging. We are removing the reference to Sec. 178.801, inserting
references to the proposed new subparts P and Q to part 178, and
removing the reference to gross mass to be consistent with the proposed
changes to the definitions for ``Bulk packaging'' and ``Non-bulk
packaging.''
Section 171.12. Arch Chemicals, Inc. (``Arch'') petitioned PHMSA
(P-1431) to amend Sec. 171.12, which establishes requirements for
import and export shipments, to reference the marking requirement in
Sec. 172.313(b). Section 172.313, paragraph (b) requires plastic and
composite non-bulk packagings containing Division 6.1 material to be
marked ``POISON''. In its petition, Arch states that as a result of
Sec. 171.12 having no provision for compliance with Sec. 172.313,
import shipments need not have this marking. Arch suggests that this is
an inconsistency in the HMR. We agree this is an oversight and are
proposing to add a new paragraph (b)(13) to Sec. 171.12 to require
import and export shipments transported under Sec. 171.12 to comply
with Sec. 172.313(b).
Part 172
The Hazardous Materials Table (HMT). In this NPRM, we are proposing
to amend the entries for ``Azodicarbonamide'' and ``Isosorbide-5-
mononitrate.'' Because these materials pose similar hazards, they are
best packaged in the same manner as Musk xylene (5-tert-Butyl-2,4,6-
trinitro-m-xylene); therefore we are changing their references for non-
bulk packaging to Sec. 173.223. In addition, we are proposing to
authorize the transportation of certain explosives in Large Packagings
consistent with the UN Recommendations. Therefore several entries for
explosives are revised to read ``62'' rather than ``none'' in Column
(8c). In addition, we are proposing to make editorial changes to the
special provisions and vessel stowage requirements for these entries in
the HMT.
Section 172.102. In this NPRM, we are proposing to add two new
subparts to Part 178 to authorize the construction of Large Packagings.
To authorize the use of these Large Packagings, we are proposing to
revise paragraph (c)(4) to include provisions for Large Packagings. The
revised language will specify that Large Packagings are authorized when
a table entry specifies Special Provision IB3 or IB8. In this section,
we will also restrict the use of Large Packagings to Packing Group III
materials, with the exception of the following PG II entries, which
will be authorized via a new Special Provision 41: UN 2531, Methacrylic
acid, stabilized and UN 3291, Regulated medical waste, n.o.s. We are
proposing to authorize these two Packing Group II entries to be
consistent with the UN Recommendations. We propose to insert a new
Table 3 authorizing Large Packagings and to revise Table 1 so IB3 and
IB8 reference the new Table 3.
Section 172.514. We are proposing to add Large Packagings to the
types of packagings that may be placarded on only two opposite sides or
labeled instead of placarded.
Part 173
Section 173.12. The Reusable Industrial Packaging Association
(RIPA) petitioned PHMSA (P-1328) to amend Sec. 173.12(c), which
establishes conditions for reuse of previously used packagings for the
transportation of hazardous waste. In its petition, RIPA states that
the minimum thickness criteria specified in Sec. 173.28(b)(4) for the
reuse of metal and plastic drums and jerricans, should be applied to
packagings reused for hazardous waste under the exception in Sec.
173.12(c). RIPA believes this is an oversight and was inadvertently
incorporated into the HMR as part of Docket HM-181 (December 21, 1990;
55 FR 52401).
The exception in Sec. 173.12(c) is not authorized for packaging
intended to be used more than two times (initial use and the return
shipment of the waste product). A package may only be shipped under
this exception once and must meet the following conditions; (1) It may
only be transported by highway; (2) it must be loaded by the shipper
and unloaded by the consignee or shipped by a private motor carrier;
and (3) the packaging may not be offered for transportation less than
twenty four hours after it is finally closed for transportation and
each package must be inspected for leakage and found to be free from
leaks immediately prior to being offered for transportation. If the
packaging is subsequently reused, it will be subject to the minimum
thickness requirements in Sec. 173.28(b)(4). The significant
restrictions of Sec. 173.12(c) and fact that the exception may only be
used once per packaging make it unnecessary to require a shipper to
comply with the minimum thickness criteria in Sec. 173.28(b)(4).
Therefore, we do not believe that these packages that comply with the
restrictions in Sec. 173.12(c) need to comply with the minimum
thickness criteria in Sec. 173.28(b)(4). We do not believe that the
costs associated with the impacts of RIPA's request are commensurate
with the benefits.
Section 173.22. We are proposing to revise the shipper's
responsibilities in Sec. 173.22(a)(4) to include the requirement to
maintain a copy of the manufacturer notification, closure instructions,
and supporting documentation for variations in Sec. 178.601(g).
Current requirements specify that the person transferring the package
to the shipper or distributor must furnish a copy of the notification;
however, there is no requirement for the shipper to retain the
documentation. Within an organization, a person other than the person
who will be closing the package may receive the written notification.
In addition, a packaging might not be filled and closed for months or
years after it has been transferred to an individual or company. In
these circumstances the written notification may be lost or unavailable
to the person closing the package. We are proposing these changes to
ensure each shipper will properly close packagings.
Section 173.24b. We are proposing a new paragraph to clarify that
packages not designated and tested for stacking may not be stacked
during transportation. In addition, we are proposing to clarify that
packages intended for stacking may not have more weight superimposed
upon them than is marked on the packaging.
Section 173.28. We are proposing to add an additional sentence to
paragraphs (a) and (f) to clarify that packagings not meeting minimum
thickness criteria may not be reconditioned or remanufactured.
Section 173.35. In paragraph (h)(2), we are proposing to correct an
error in the pressure limitation for metal IBCs. Currently, paragraph
(h)(2) prohibits the gauge pressure in a metal IBC from exceeding 110
kPa (16 psig) at 50 [deg]C
[[Page 52021]]
(122 [deg]F) or 130 kPa (18.9 psig) at 55 [deg]C (131 [deg]F). Use of
the term ``gauge pressure'' is an error. We are proposing to correct
this by changing ``gauge pressure'' to ``vapor pressure.''
Section 173.36. In this NPRM we are proposing to add two new
subparts to Part 178 to authorize the manufacture of large packagings.
In this section, we are adding operational requirements for the use of
Large Packagings. This new section would address the Large Packaging
filling limits and procedures. Before being filled and offered for
transportation, every Large Packaging would be visually inspected to
ensure that it is free from corrosion, contamination, cracks, or other
damage that would render the Large Packaging unsafe for transportation.
We are proposing that inner paper or flexible plastic packagings must
be replaced with new inner packagings prior to reuse of the Large
Packaging. We are also proposing requirements for mixed content Large
Packagings based on the current non-bulk combination packaging
requirements specified in Sec. 173.24a.
Section 173.62. In accordance with the UN Recommendations, we are
proposing to authorize Large Packagings for the transportation of
certain explosives. We are proposing to revise packaging instruction
130 in the Table of Packing Methods to include certain Large
Packagings.
Section 173.223. We are proposing to revise this section for
consistency with the proposed revised HMT entries for
``Azodicarbonamide'' and ``Isosorbide-5-mononitrate.''
Sections 173.240 through 173.242. We are proposing to amend these
three generic bulk packaging sections to authorize Large Packagings and
to reference Sec. 172.102, Table 2 for determining authorized Large
Packagings. In these sections we are also proposing to clarify that
Large Packagings are not authorized for Packing Group I or II hazardous
materials.
Section 173.249. Under Docket HM-215G (69 FR 76043), published on
December 20, 2004, we revised paragraph (c) to authorize the return of
portable tanks containing a residue of bromine. In this NPRM, we
propose to revise paragraph (b) to authorize the transportation of
bromine residue in cargo tanks to facilitate the return of empty cargo
tanks with a bromine residue.
Section 173.338. We are proposing to remove the reference to
``strong outside container'' and replace it with ``strong outer
packaging.''
Part 174
Section 174.63. In Sec. 174.63, we are proposing to change the
section title and paragraph (a) to reflect the addition of Large
Packagings to the HMR.
Part 178
Section 178.2. Current requirements in paragraph (c)(1)(ii) specify
that closure instructions must be provided to whomever a packaging is
transferred. However, the HMR do not specify how detailed the closure
instructions must be or what they must include. As a result, shippers
may not know how to properly close a package so it can be transported
safely. Closure instructions generally must provide for a consistent
and repeatable means of closure. To this end, the manufacturer's
closure instructions could specify a range of torque values applicable
to the closure. Similarly, the closure instructions could include a
specific closure method (e.g., tighten the cap until the bottle
contacts the cap gasket and then tighten an additional \3/4\ turn). As
an alternative, the packaging and closure could be designed to ensure
an effective closure. For example, the packaging could be designed with
a stop feature or other indexing to indicate how the cap should be
tightened. The manufacturer's closure instructions should be consistent
with the language in the test report and must be written so the user is
able to duplicate the closure method based on the instructions. In this
NPRM, we are proposing to revise Sec. 178.2(c)(1)(ii) to clarify that
closure instructions must provide for a measurable and repeatable means
of closure consistent with the means of closure used for performance
testing.
Sections 178.3 and 178.503. The Steel Shipping Container Institute
(SSI) petitioned PHMSA (P-1371) to modify marking requirements under
Sec. Sec. 178.3(a)(5) and 178.503(a)(10) for packagings with a gross
mass of more than 30 kg (66 pounds). Currently, packages with a gross
mass of more than 30 kg (66 pounds) must be marked on the top or side.
If the package marking is on the bottom, then a duplicate marking must
be on the side or top. SSI's petition relates to this duplicate
marking. In its petition, SSI requests a change in the language in
Sec. 178.3(a)(5) to allow the duplicate marking, when applicable, to
be a lesser design standard than is marked on the bottom of the
package. For example, a package would be tested and marked on the
bottom as meeting the Packing Group I performance standard and the
duplicate marking on the side would indicate that the packaging is
certified to the Packing Group II performance standard. In this NPRM,
we are proposing to revise these two paragraphs to allow a lesser
design standard on the side or top marking than that which is required
on the bottom. This change would not impact safety and would allow drum
manufacturers more flexibility when manufacturing and reusing drums.
The Dangerous Goods Advisory Council (DGAC) petitioned PHMSA (P-
1455) to allow stenciling of the United Nations symbol. The HMR do not
now prohibit stenciling of the UN symbol; however, the current marking
requirements in Sec. 178.503 discourage stenciling because they do not
tolerate even small gaps in the circle surrounding the letters ``u''
and ``n.'' The only way to stencil the UN symbol without leaving gaps
in the circle is to use a two-step stenciling system. DGAC states that
controlling a two-step process introduces variability, which often
results in a smeared image. In response, we are proposing to revise
Sec. 178.503 paragraphs (a)(1) and (e)(1) to include an objective
standard under which small gaps in the United Nations symbol would be
permitted. So that the symbol will remain readily identifiable, we are
proposing to restrict the gaps to a size no greater than ten percent of
the circumference of the circle and the number of gaps to no more than
three. In addition, we are proposing to amend the language in paragraph
(a)(1) to authorize this exception.
Sections 178.512 through 178.521. We are proposing to amend
Sec. Sec. 178.512 through 178.521 to specify volumetric capacity may
not exceed 450 L (119 gallons) for the following packaging design
types: aluminum boxes, natural wood boxes, plywood boxes, reconstituted
wood boxes, fiberboard boxes, plastic boxes, woven plastic bags,
plastic film bags, textile bags, and paper bags. We are proposing these
revisions together with revisions to the definitions for ``Bulk
packaging'' and ``Non-bulk packaging'' in an effort to eliminate
uncertainty in determining if a package is a bulk package or a non-bulk
package.
Section 178.601. Under current requirements, Sec. 178.601(g)(1)
provides an exception (Variation 1) that allows a person to substitute
an inner receptacle if they determine that the inner packaging,
including its closure, maintains an equivalent level of performance. As
written, the current requirements allow substitution of the inner
receptacle without any documentation of how the person making the
substitution concluded the inner receptacle is equivalent. We are
proposing to revise Sec. 178.601(g)(1) to
[[Page 52022]]
specify that the person making a change to a packaging design under the
provisions of a selective testing variation must document in writing
the methodology used.
The Steel Shipping Container Institute (SSCI) petitioned PHMSA (P-
1337) to make several changes to the provisions in Sec. 178.601(g)(8),
which apply to the approval of selective testing of steel drums that
differ in minor respects from a tested type of drum. The changes
proposed by SSCI would allow drums with capacities between twelve and
fifty liters to be excepted from re-testing design types found under
Sec. 178.601(g)(8). We are proposing to revise Sec. 178.601(g)(8) to
include drums with a capacity of 12 liters (3 gallons) or more.
However, we do not agree with SSCI that Sec. 178.601(g)(8)(viii)
should be changed to allow increased thickness of 1.35 mm before being
considered a ``different packaging.'' When a drum's thickness is
altered, the properties of the drum are changed, and further testing
must be conducted. Therefore, we are not proposing this provision in
SSCI's petition.
We are proposing to revise Sec. 178.601(k) to authorize a lesser
quantity of test samples used in testing of stainless steel drums.
PHMSA has issued numerous approvals to manufacturers authorizing the
use of fewer than eighteen test samples. We are proposing to add the
provisions found in these approvals to Sec. 178.601(k).
Section 178.700. We propose to revise the lower volumetric limit
for flexible IBCs (FIBCs). In Docket HM-181E (59 FR 38068), published
July 26, 1994, we defined ``Body'' as having a lower limit of 450
liters, thus precluding the manufacture of IBCs with a volume of less
than 450 L. In reviewing the HMR, we have identified a gap in the
allowable packaging specifications for flexible packagings with a
capacity between 50 kg and 400 kg. To remedy this gap, we are proposing
to allow bags between 50 kg and 400 kg to be manufactured and tested
under IBC standards in subparts N and O of part 178. We are currently
reviewing the HMR to determine if we should eliminate the lower limit
for other IBCs as well. To facilitate this review, we request comments
addressing the following questions, to the extent possible, when
submitting comments to the NPRM:
1. Is it necessary to address flexible packagings/bags between 50
kg and 450 kg or is there little or no practical application for such
packagings?
2. Should we remove the lower limit for all IBC design types?
3. Is it necessary to add further testing requirements for IBCs
with a capacity of 450 liters (119 gallons) or less due to difference
in the way non-bulk packages are handled in transportation?
4. Are the re-testing provisions for IBCs in part 180 sufficient
for a packaging with a capacity less than 450 liters (119 gallons)?
Section 178.703. In Sec. 178.503 we are proposing to revise
language to authorize small gaps in the United Nations symbol. This
would allow stenciling of the symbol. To make this change, it is also
necessary to propose amended language to paragraph (a)(1)(i) to
authorize stenciling of the United Nations symbol for IBCs.
Connelly Containers petitioned PHMSA (P-1356) to change the marking
requirements for rigid fiberboard IBCs (11G). Specifically, Connelly
Containers requests a change in the wording in Sec. 178.703(a)(iv) to
except packagings of type 11G from the requirement to mark the month of
manufacture. Connelly Containers states in its petition that non-bulk
fiberboard boxes (4G) are only required to mark the year of manufacture
while IBCs (11G) must have both month and year marked on the packaging.
We are not proposing to adopt such changes. The reuse requirements
for IBCs are different than those for non-bulk packagings such as 4G
fiberboard boxes. It is necessary for a person who intends to reuse an
IBC to know both the month and year of manufacture before refilling the
packaging because these markings are used to determine if a retest is
due. If a retest is due, the re-filler must retest the packaging prior
to filling.
Sections 178.705 through 178.710. We are proposing to move the
lower limit for IBCs currently in the definition of ``Body'' in Sec.
178.700 to the individual standards in Sec. Sec. 178.705 through
178.710. These are more appropriate sections for the lower limit and
will result in better understanding of the individual IBC
specifications. In addition, we are proposing to authorize smaller
flexible IBCs in Sec. 178.710 by decreasing the limit to 50 kilograms.
We are retaining the 400 kilogram lower limit for rigid IBCs; however,
as previously stated, we invite your comments on this issue.
Section 178.801. In this NPRM, we propose to add new standards for
Large Packagings. Therefore, the reference to UN standards for Large
Packagings in Sec. 178.801(i) will no longer be necessary to authorize
the use of Large Packagings. We propose to remove the third and fourth
sentences in paragraph (i) of this section.
Section 178.810. We are proposing a second drop test for IBCs with
a capacity of 0.45 cubic meters (15.9 cubic feet) or less. In this
NPRM, we are proposing to remove the lower limit of 450 liters (119
gallons) and 0.45 cubic meters (15.9 cubic feet) from the
specifications for FIBCs. Non-bulk packaging are handled in
transportation in a different manner than IBC's. Often loading and
unloading of a transport vehicle is performed without the use of a
mechanical handling device like a fork lift or hoist. Non-bulk packages
are more likely to be dropped while in transportation. Therefore, over
the past ten years, when issuing an approval issued in accordance with
Sec. 178.801(i) we have imposed an additional drop test for non-bulk
capacity IBCs. We propose to incorporate this additional drop test in
Sec. 178.810.
Section 178.815. We propose to revise Sec. 178.815 by adding a new
paragraph (e)(4) to describe the passing criteria for the dynamic
compression test. This revision clarifies existing requirements.
Section 178.819. We are proposing to revise subparagraphs (b)(1)
and (2) to clarify testing provisions and provide additional options
when performing the vibration test. In paragraph (b)(1), we would
clarify that water is a suitable test filler material for the vibration
test. In paragraph (b)(2), we would clarify that a vibrating platform
may be used that will produce rotary double-amplitude.
Subparts P and Q to Part 178. Under Docket HM-215D (66 FR 33316),
published June 21, 2001, we added a provision to authorize Large
Packagings under approval from the Associate Administrator to Sec.
178.801. In this NPRM, we are proposing to remove the approval
requirement and add two new subparts (P and Q) to part 178 for the
design, construction, and testing of Large Packagings. Adding the
manufacture, testing and use requirements into the HMR provides
additional flexibility and effectively removes the need to apply for an
approval to manufacture and use these packagings in the United States.
The design, construction and testing requirements are based on the UN
Recommendations on the Transport of Dangerous Goods, Thirteenth Revised
Edition (2003); Chapter 6.6 Requirements for the Construction and
Testing of Large Packagings. The regulatory layout and language is
modeled on the current requirements for IBCs and includes:
Section 178.900. This section discusses the general purpose and
scope of Subpart P.
Section 178.902. This section designates Large Packaging codes. For
[[Page 52023]]
example, ``50'' would designate rigid Large Packagings and ``G'', like
other specification packagings, would designate fiberboard.
Section 178.903. In this section we are proposing to specify
requirements for certification marking of Large Packagings. The Large
Packaging certification mark would be comprised of the following
elements: the ``UN'' symbol specified in Sec. 178.503(e)(1), code
numbers designating the Large Packaging design type, performance level
achieved by the package (i.e., Packing Group), month and year of
manufacture, country where the packaging was authorized (e.g., USA),
name and address or symbol of the manufacturer, stacking test load in
kilograms, and maximum permissible gross mass (for flexible Large
Packagings, the maximum permissible load in kilograms). The NPRM
provides three examples of Large Packaging certification marking.
Sections 178.904 through 178.909. Sections 178.904 through 178.909
contain performance standards for Large Packagings.
Section 178.1000. This section describes the general purpose and
scope of the new Subpart Q.
Section 178.1001. In this section, we propose general testing,
inspection, and recordkeeping requirements for Large Packagings. We
propose to require design qualification testing to be conducted at the
start of production of each new or different Large Packaging design
type and to require production testing and inspection for each newly
manufactured Large Packaging. In addition, Large Packaging
manufacturers would be required to keep records for the qualification
of each Large Packaging design type and for each periodic design re-
qualification. Records would be maintained at each location where a
Large Packaging is manufactured and at each location where Large
Packaging design qualification and periodic design re-qualification
testing is performed. Records would be required to be maintained for as
long as Large Packagings are manufactured in accordance with each
qualified design type and for at least two years thereafter.
Section 178.1002. In this section, we propose requirements for the
preparation of Large Packagings for testing. Preparation of packages,
as required for non-bulk packagings and IBCs, includes requirements for
filling and conditioning of packagings prior to conducting testing.
Section 178.1010. This section establishes the drop test
requirements for Large Packagings. The test requirements would be
similar to those for IBCs and non-bulk packagings in Sec. Sec. 178.603
and 178.810. Large Packagings intended to contain liquids would be
required to be filled to at least ninety-eight percent of their
capacity, and ninety-five percent for solids, in preparation for the
drop test. Rigid Plastic Large Packagings and Large Packagings with
plastic inner receptacles would be drop tested when samples and
components have been conditioned to -18 [deg]C (0 [deg]F). Samples of
Large Packaging design types would be dropped onto a non-resilient,
smooth, flat surface. The point of impact would be the most vulnerable
part of the base of the Large Packaging being tested.
Section 178.1011. This section contains provisions for a bottom
lift test for Large Packagings design types designed to be lifted from
the base.
Section 178.1012. This section contains provisions for a top lift
test for Large Packaging design types that are designed to be lifted
from the top and Flexible Large Packagings designed to be lifted from
the side.
Section 178.1015. We propose to require a stacking test for all
Large Packaging design types designed to be stacked. Rigid plastic
Large Packagings that bear the stacking load would be subject to the
stacking test for twenty-eight days; fiberboard and wooden Large
Packagings would be subject to the stacking test for twenty-four hours;
and all other Large Packagings intended to be stacked would be subject
to the stacking test for five minutes. In this NPRM, we are proposing
to make minor changes to Sec. 178.815 for clarity and to define
passing criteria for the dynamic compression test. The proposed new
Sec. 178.1015 is modeled after the proposed revision to Sec. 178.815.
Section 178.1019. This section provides a vibration test for the
qualification of all Large Packaging design types. Flexible Large
Packagings would have to be capable of passing the vibrations test; all
other Large Packaging design types would be subject to the vibration
test.
III. Sunset Provision
In an effort to maintain up-to-date regulations and minimize
regulatory burdens, PHMSA is considering including ``sunset''
provisions in some or all of the amendments proposed in this NPRM. The
inclusion of sunset provisions in new regulatory requirements would
cause those requirements to expire 10 years after the publication date
of the final rule, unless repealed or extended sooner by the agency.
Such a ``sunset'' provision would require us to initiate a future
rulemaking proceeding, and to take account of intervening developments
and data, in order to retain the regulation beyond its sunset date. A
future rulemaking could extend the sunset date, revise or rewrite the
changes to the HMR proposed in this NPRM, or completely revise the HMR.
If we choose to do nothing, after the sunset date, the subject
regulation would revert back to the language and requirements in effect
before the issuance of the final rule. We are inviting comments
regarding the inclusion of a sunset provision for any or all of the
requirements proposed in this NPRM. We ask that commenters address the
safety, economic, and other policy considerations favoring or
disfavoring sunsetting.
IV. Rulemaking Analysis and Notices
A. Statutory/Legal Authority for This Rulemaking
This notice is published under authority of 49 U.S.C. 5103(b),
which authorizes the Secretary of Transportation to prescribe
regulations for the safe transportation, including security, of
hazardous materials in intrastate, interstate, and foreign commerce.
This notice adopts regulations to enhance the safe and secure
transportation of hazardous materials by aircraft in intrastate,
interstate, and foreign commerce. To this end, as discussed in detail
earlier in this preamble, this notice revises miscellaneous HMR
requirements applicable to hazardous materials packaging.
B. Executive Order 12866 and DOT Regulatory Policies and Procedures
This proposed rule is not considered a significant regulatory
action under section 3(f) of Executive Order 12866 and, therefore, was
not subject to formal review by the Office of Management and Budget.
This proposed rule is not considered significant under the Regulatory
Policies and Procedures of the Department of Transportation (44 FR
11034).
The cost impacts of the changes proposed in this rulemaking are
expected to be minimal. Many of the proposed amendments in this
rulemaking are intended to clarify current regulatory requirements
specific to the construction and use of non-bulk and bulk packagings
and do not impose any additional costs on the regulated community. The
most significant proposals in the NPRM relate to: (1) The manufacture,
testing and use of a new packaging category called ``Large packagings''
(2) the information
[[Page 52024]]
required to be contained in a packaging test report prepared by the
person certifying compliance with the HMR; (3) requiring shippers to
maintain a copy of the manufacture notification already under current
requirements provided to them by the packaging manufacture; and (4)
providing guidance to packaging manufacturers on how to instruct
shippers to effectively assemble and close packagings.
A ``Large packaging'' is a type of packaging design authorized by
the UN Recommendations but currently only authorized in the HMR through
an approval. Adding the manufacture, testing and use requirements into
the HMR provides additional flexibility and effectively removes the
need to apply for an approval to manufacture and use these packagings
in the United States. This proposal will lead to a reduction in cost to
the regulated community. This NPRM includes proposals to require Large
Packaging manufacturers to keep records for the qualification of each
design type and for each design requalification. We expect this
recordkeeping requirement will apply to fewer than 10 regulated
entities. Thus, the overall impact of this requirement will be minimal
and will be more than offset by the additional flexibility provided by
eliminating the current approval provisions.
Currently under the HMR, a person certifying that a packaging meets
the construction and testing requirements for UN standard packaging
must retain documentation relative to the: (1) Name and address of the
packaging manufacture and testing facility; (2) material of
construction; (3) capacity, dimensions, closures, and method of
closures; and (4) test results. However, all of the record retention
requirements associated with UN standard packaging certification are
currently spread out throughout the HMR. This NPRM proposes to locate
all of the record retention requirements associated with UN standard
packaging certification into a clear and concise location in the HMR.
This proposal should not result in any additional cost impacts on the
regulated community.
We propose to require shippers to maintain a copy of the
manufacture's notification for one year. Current requirements specify
that the packaging manufacturer must provide the notification. Our
proposal to require the shipper to maintain a copy of a document
already provided to it should result in minimal, if any, additional
cost.
We are also proposing to revise the HMR by providing guidance to
packaging manufacturers on how to instruct shippers to effectively
assemble and close packagings. Currently packaging manufacturers must
provide closure instructions. There is still some confusion as to what
closure methods are acceptable. We are proposing to revise the HMR to
ensure that the manufacturer's closure instructions are consistent with
the language in the test report and are written so the user is able to
duplicate the closure method based on the instructions. The rewording
of this requirement will not result in any additional cost to industry.
This NPRM is designed to increase the clarity of the HMR, thereby
enhancing voluntary compliance with existing regulatory requirements
while reducing compliance costs. Enhanced voluntary compliance by the
regulated community improves overall safety. In addition, we anticipate
many proposals contained in this rule will have economic benefits. For
example, the NPRM proposes to broaden the scope of several packaging
exceptions, which manufacturers and shippers may use to reduce
transportation costs. Moreover, the incorporation of Large Packaging
specifications into the HMR will eliminate the need for shippers to
obtain an approval from PHMSA in order to use Large Packagings, thus
increasing flexibility and reducing transportation costs. Finally,
incorporation of the Large Packaging specifications into the HMR and
adoption of other provisions intended to align the HMR with
international standards will promote better understanding of the
regulations, increased industry compliance, and the smooth flow of
hazardous materials in transportation.
C. Executive Order 13132
This notice has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132 (``Federalism''). This
notice preempts State, local, and Indian tribe requirements but does
not propose any regulation with substantial direct effects on the
States, the relationship between the national government and the
States, or the distribution of power and responsibilities among the
various levels of government. Therefore, the consultation and funding
requirements of Executive Order 13132 do not apply.
The Federal Hazardous Materials Transportation Law, 49 U.S.C. 5101-
5127, contains an express preemption provision (49 U.S.C. 5125(b))
preempting State, local, and Indian tribe requirements on the following
subjects:
(1) The designation, description, and classification of hazardous
materials;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous materials;
(3) The preparation, execution, and use of shipping documents
related to hazardous materials and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; or
(5) The design, manufacture, fabrication, marking, maintenance,
recondition, repair, or testing of a packaging or container
represented, marked, certified, or sold as qualified for use in
transporting hazardous material.
This proposed rule addresses subject areas 1, 2, 3, and 5 above. If
adopted as final, this rule would preempt any state, local, or Indian
tribe requirements concerning these subjects unless the non-Federal
requirements are ``substantively the same'' as the Federal
requirements.
Federal hazardous materials transportation law provides at Sec.
5125(b)(2) that, if DOT issues a regulation concerning any of the
covered subjects, DOT must determine and publish in the Federal
Register the effective date of Federal preemption. The effective date
may not be earlier than the 90th day following the date of issuance of
the final rule and not later than two years after the date of issuance.
PHMSA proposes that the effective date of Federal preemption will be 90
days from publication of a final rule in this matter in the Federal
Register.
D. Executive Order 13175
This notice has been analyzed in accordance with the principles and
criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this proposed
rule does not have tribal implications and does not impose direct
compliance costs, the funding and consultation requirements of
Executive Order 13175 do not apply.
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities.
An agency must conduct a regulatory flexibility analysis unless it
determines and certifies that a rule is not expected to have a
significant impact on a substantial number of small entities. This
proposed rule would amend miscellaneous packaging provisions in the HMR
to clarify
[[Page 52025]]
provisions based on our own initiatives and also on petitions for
rulemaking. While maintaining safety, it would relax certain
requirements. Many of the proposed amendments in this rulemaking are
intended to clarify current regulatory requirements specific to the
construction and use of non-bulk and bulk packagings and do not impose
any additional costs on small entities.
This proposed rule has been developed in accordance with Executive
Order 13272 (``Proper Consideration of Small Entities in Agency
Rulemaking'') and DOT's procedures and policies to promote compliance
with the Regulatory Flexibility Act to ensure that potential impacts of
draft rules on small entities are properly considered. The changes
proposed in this Notice will enhance safety, and I certify that this
proposal, if promulgated, would not have a significant economic impact
on a substantial number of small entities.
F. Unfunded Mandates Reform Act of 1995
This notice does not impose unfunded mandates under the Unfunded
Mandates Reform Act of 1995. It will not result in costs of $120.7
million or more, in the aggregate, to any of the following: State,
local, or Native American tribal governments, or the private sector.
G. Paperwork Reduction Act
PHMSA currently has approved information collections under OMB
Control No. 2137-0018, ``Inspection and Testing of Portable Tanks and
Intermediate Bulk Containers,'' expiring on July 31, 2007; OMB Control
No. 2137-0557, ``Approvals for Hazardous Materials,'' expiring on March
31, 2008; and OMB Control No. 2137-0572, ``Testing Requirements for
Non-Bulk Packaging (Formerly: Testing Requirements for Packaging),''
expiring on July 31, 2007. We estimate an additional increase in burden
as a result of this proposed rulemaking.
Section 1320.8(d), Title 5, Code of Federal Regulations requires
PHMSA to provide interested members of the public and affected agencies
an opportunity to comment on information collection and recordkeeping
requests. This notice identifies proposed new requirements regarding
large packagings to the current information collections under OMB
Control No. 2137-0018 and the incorporation of existing approvals into
the HMR under OMB Control No. 2137-0557. Under OMB Control No. 2137-
0572, we anticipate an increase in burden resulting from new testing
requirements for non-bulk packaging. PHMSA will submit revised
information collections to the Office of Management and Budget (OMB)
for approval based on the requirements in this proposed rule. We
estimate that the additional information collection burden as proposed
under this rulemaking is as follows:
OMB Control No. 2137-0572, ``Testing Requirements for Non-Bulk
Packaging (Formerly: Testing Requirements for Packaging).''
Total Annual Number of Respondents: 5,000.
Total Annual Responses: 15,000.
Total Annual Burden Hours: 40,000.
Total Annual Burden cost: $941,250.00.
PHMSA specifically requests comments on the information collection
and recordkeeping burden associated with developing, implementing, and
maintaining these requirements for approval under this proposed rule.
Address written comments to the Dockets Unit as identified in the
ADDRESSES section of this rulemaking. We must receive your comments
prior to the close of the comment period identified in the DATES
section of this rulemaking. Under the Paperwork Reduction Act of 1995,
no person is required to respond to an information collection unless it
displays a valid OMB control number. If these proposed requirements are
adopted in a final rule with any revisions, PHMSA will resubmit any
revised information collection and recordkeeping requirements to the
OMB for re-approval.
Please direct your requests for a copy of this proposed revised
information collection to Deborah Boothe or T. Glenn Foster, Office of
Hazardous Materials Standards (PHH-11), Pipeline and Hazardous
Materials Safety Administration (PHMSA), Room 8430, 400 Seventh Street,
SW., Washington, DC 20590-0001, Telephone (202) 366-8553.
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulations. The
Regulatory Information Service Center publishes the Unified Agenda in
April and October of each year. The RIN number contained in the heading
of this document may be used to cross-reference this action with the
Unified Agenda.
I. Environmental Assessment
The National Environmental Policy Act of 1969 (NEPA), as amended
(42 U.S.C. 4321-4347), requires Federal agencies to consider the
consequences of major federal actions and prepare a detailed statement
on actions significantly affecting the quality of the human
environment. There are no significant environmental impacts associated
with this notice. We are proposing clarifications and changes to
certain HMR requirements for the packaging standards for hazardous
materials.
J. Privacy Act
Anyone is able to search the electronic form for all comments
received into any of our dockets by the name of the individual
submitting the comments (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://dms.dot.gov.
List of Subjects
49 CFR Part 171
Exports, Hazardous materials transportation, Hazardous waste,
Imports, Incorporation by reference, Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Labeling, Markings, Packaging and containers, Reporting and
recordkeeping requirements.
49 CFR Part 173
Hazardous materials transportation, Packaging and containers,
Radioactive materials, Reporting and recordkeeping requirements,
Uranium.
49 CFR Part 174
Hazardous materials transportation, Radioactive materials, Railroad
safety.
49 CFR Part 178
Hazardous materials transportation, Motor vehicle safety, Packaging
and containers, Reporting and recordkeeping requirements.
In consideration of the foregoing, we propose to amend 49 CFR
Chapter I as follows:
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS
1. The authority citation for part 171 continues to read as
follows:
Authority: 49 U.S.C. 5101-5127, 44701; 49 CFR 1.45 and 1.53;
Pub. L. 101-410 section 4 (28 U.S.C. 2461 note); Pub L. 104-134
section 31001.
2. In Sec. 171.8:
[[Page 52026]]
a. The definitions for ``Reconditioned packaging,''
``Remanufactured packaging,'' and ``Strong outer packaging'' are added.
b. The definition for ``Strong outside container'' is removed.
c. The definitions for ``Bulk packaging,'' ``Large packaging,'' and
``Non-bulk packaging'' are revised.
The additions and revisions read as follows:
Sec. 171.8 Definitions and abbreviations.
* * * * *
Bulk packaging means:
(1) Any specification cargo tank, tank car, or portable tank
constructed and marked in accordance with part 178 of this subchapter;
(2) Any Specification 3AX, 3AAX or 3T cylinder constructed, marked
and certified in accordance with subpart C of part 178 of this
subchapter.
(3) Any Industrial Packaging, Type A, Type B, Intermediate Bulk
Container, Large Packaging, or non-specification packaging that has a
volumetric capacity of greater than 450 L (119 gallons).
* * * * *
Large packaging means a packaging:
(1) Consisting of an outer packaging which contains articles or
inner packagings;
(2) Designated for mechanical handling; and
(3) Conforming to the requirements for the use, construction,
testing, and marking of Large Packagings as specified in Sec. Sec.
173.36, and subparts P & Q of part 178 of this subchapter,
respectively.
* * * * *
Non bulk packaging means:
(1) Any packaging constructed, marked, tested and certified as
meeting the standards specified in subparts L and M of Part 178 of this
subchapter.
(2) Except for Specifications 3AX, 3AAX and 3T, any Specification
cylinder constructed, marked and certified in accordance with subpart C
of part 178 of this subchapter.
(3) Any Industrial Packaging, Type A, Type B, Intermediate Bulk
Container, Large Packaging, or non-specification packaging that has a
volumetric capacity of 450 liters (119 gallons) or less.
* * * * *
Reconditioned packaging. See Sec. 173.28 of this subchapter.
* * * * *
Remanufactured packagings. See Sec. 173.28 of this subchapter.
* * * * *
Strong outer packaging means the outermost enclosure which provides
protection against the unintentional release of its contents. It is a
packaging, which is sturdy, durable, and constructed so that it will
retain its contents under normal conditions of transportation,
including rough handling. In addition, a strong outer packaging must
meet the general packaging requirements of subpart B of part 173 of
this subchapter but need not comply with the specification packaging
requirements in part 178 of this subchapter. For transport by aircraft,
a strong outer packaging is subject to Sec. 173.27 of this subchapter.
* * * * *
3. In Sec. 171.12, paragraph (b)(13) is added to read as follows:
Sec. 171.12 Import and export shipments.
* * * * *
(b) * * *
(13) Non-bulk plastic outer packaging used as a single or composite
packaging for materials meeting the definition of Division 6.1 (in
Sec. 173.132 of this subchapter) must be marked in accordance with
Sec. 172.313(b) of this subchapter.
* * * * *
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
4. The authority citation for part 172 continues to read as
follows:
Authority: 49 U.S.C. 5101'5127, 44701; 49 CFR 1.53.
Sec. 172.101 [Amended]
5. Section 172.101, the Hazardous Materials Table is amended to
read as follows:
a. The entry ``Azodicarbonamide,'' Column (8B) the reference
``212'' is removed and ``223'' is added in its place, and in Column
(10B) ``12'' is removed and ``2'' is added in its place.
b. The entry ``Isosorbide-5-mononitrate,'' Column (7) Special
Provision 159 is added in the correct numeric order and Column (8B) the
reference ``213'' is removed and ``223'' is added in its place.
c. In Column (8c), for the following entries, the word ``None'' is
revised to read ``62'':
------------------------------------------------------------------------
Column (2) entry Column (4) entry
------------------------------------------------------------------------
Ammunition smoke, white phosphorus with UN0245
burster, expelling charge, or propelling
charge.
Ammunition smoke, white phosphorus with UN0246
burster, expelling charge, or propelling
charge.
Ammunition, illuminating with or without UN0171
burster, expelling charge or propelling
charge.
Ammunition, illuminating with or without UN0254
burster, expelling charge or propelling
charge.
Ammunition, illuminating with or without UN0297
burster, expelling charge or propelling
charge.
Ammunition, incendiary with or without UN0300
burster, expelling charge or propelling
charge.
Ammunition, incendiary with or without UN0009
burster, expelling charge, or propelling
charge.
Ammunition, incendiary with or without UN0010
burster, expelling charge, or propelling
charge.
Ammunition, incendiary, white pho