Secure Transfer of Nuclear Materials, 51534-51538 [E6-14397]
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Federal Register / Vol. 71, No. 168 / Wednesday, August 30, 2006 / Proposed Rules
List of Subjects in 45 CFR Part 7801
§ 7801.102 Prior approval for outside
employment.
Conflict of interests, Government
employees.
(a) An employee, other than a special
Government employee, of the
Commission who wishes to engage in
outside employment shall first obtain
the approval, in writing, of the
Designated Agency Ethics Official
(DAEO).
(b) Standard for approval. Approval
shall be granted by the DAEO only upon
a determination that the prospective
outside employment is not expected to
involve conduct prohibited by statute or
Federal regulation, including 5 CFR part
2635.
(c) Upon a significant change in the
nature or scope of the outside
employment or the employee’s official
position, the employee must submit a
revised request for approval.
(d) For purposes of this section,
‘‘employment’’ means any form of nonFederal employment, business
relationship or activity involving the
provision of personal services by the
employee, whether or not for
compensation. It includes, but is not
limited to, personal services as an
officer, director, employee, agent,
attorney, consultant, contractor, general
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or civic organization, unless such
activities involve the provision of
professional services or advice or are for
compensation other than reimbursement
of expenses.
Dated: August 16, 2006.
Emma Monroig,
Solicitor and Designated Agency Ethics
Official, United States Commission on Civil
rights.
Dated: August 16, 2006.
Kenneth L. Marcus,
Staff Director, United States Commission on
Civil Rights.
Approved: August 22, 2006.
Robert I. Cusick,
Director, Office of Government Ethics.
For the reasons set forth in this
preamble, the United States
Commission on Civil Rights, with the
concurrence of the Office of
Government Ethics, is proposing to
amend title 5 of the Code of Federal
Regulations by adding a new chapter
LXVIII, consisting of part 7801, to read
as follows:
CHAPTER LXVIII—COMMISSION ON CIVIL
RIGHTS
PART 7801—SUPPLEMENTAL
STANDARDS OF ETHICAL CONDUCT
FOR EMPLOYEES OF THE UNITED
STATES COMMISSION ON CIVIL
RIGHTS
Sec.
7801.101 General.
7801.102 Prior approval for outside
employment.
Authority: 5 U.S.C. 7301; 5 U.S.C. App.
(Ethics in Government Act of 1978); 42
U.S.C. 1975b(d); E.O. 12674, 54 FR 15159, 3
CFR, 1989 Comp., p. 215, as modified by E.O.
12731, 55 FR 42547, 3 CFR, 1990 Comp., p.
306; 5 CFR 2635.105, 2635.803.
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§ 7801.101
General.
BILLING CODE 6335–01–M
(a) Purpose. In accordance with 5 CFR
2635.105, the regulations in this part
apply to employees of the United States
Commission on Civil Rights
(Commission) and supplement the
Standards of Ethical Conduct for
Employees of the Executive Branch
contained at 5 CFR part 2635.
Employees of the Commission are
required to comply with this part, 5 CFR
part 2635, the financial disclosure and
financial interests regulations at 5 CFR
parts 2634 and 2640, and implementing
guidance and procedures. Commission
employees are also subject to the
regulations on responsibilities and
conduct at 5 CFR part 735.
(b) Definition. The Designated Agency
Ethics Official (DAEO) is the Solicitor
for the Commission.
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NUCLEAR REGULATORY
COMMISSION
10 CFR Part 73
RIN 3150–AH90
Secure Transfer of Nuclear Materials
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations to implement
requirements for secure transfer of
nuclear materials as required by Section
656 of the Energy Policy Act of 2005
(EPAct), signed into law on August 8,
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2005. The proposed amendment would
implement Section 656 by specifically
excepting certain licensees from
provisions of Section 170I of the Atomic
Energy Act (AEA), as amended.
DATES: The comment period expires
September 29, 2006. Comments received
after this date will be considered if it is
practical to do so, but NRC is able to
assure consideration only for comments
received on or before this date. A copy
of the draft proposed rule was made
available for information only on July 6,
2006, on NRC’s rulemaking Web site at:
https://ruleforum.llnl.gov.
ADDRESSES: You may submit comments
by any one of the following methods.
Please include the following number
(RIN 3150–AH90) in the subject line of
your comments. Comments on
rulemakings submitted in writing or in
electronic form will be made available
for public inspection. Because your
comments will not be edited to remove
any identifying or contact information,
NRC cautions you against including
personal information such as social
security numbers and birth dates in
your submission.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via NRC’s rulemaking Web
site at https://ruleforum.llnl.gov. Address
questions about our rulemaking Web
site to Carol Gallagher (301) 415–5905;
e-mail: cag@nrc.gov. Comments can also
be submitted via the Federal
eRulemaking Portal https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.,
Federal workdays. (Telephone (301)
415–1966.)
Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
Publicly available documents related
to this rulemaking may be viewed
electronically on the public computers
located at the NRC’s Public Document
Room (PDR), Public File Area O1 F21,
One White Flint North, 11555 Rockville
Pike, Rockville, Maryland. The PDR
reproduction contractor will copy
documents for a fee. Selected
documents, including comments, may
be viewed and downloaded
electronically via NRC’s rulemaking
Web site at: https://ruleforum.llnl.gov.
Publicly available documents created
or received at NRC after November 1,
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1999, are available electronically at
NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm.html.
From this site, the public can gain entry
into NRC’s Agencywide Document
Access and Management System
(ADAMS), which provides text and
image files of NRC’s public documents.
If you do not have access to ADAMS or
if there are problems in accessing the
documents located in ADAMS, contact
the PDR Reference staff at 1–800–397–
4209, (301) 415–4737, or by e-mail to
pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
Frank Cardile, Office of Nuclear
Material Safety and Safeguards, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, telephone
(301) 415–6185, e-mail: fpc@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
The Energy Policy Act of 2005
On August 8, 2005, the President
signed into law the EPAct of 2005, Pub.
L. 109–58, 119 Stat. 594 (2005). Section
656 of the EPAct added Section 170I to
the Atomic Energy Act of 1954 (AEA),
42 U.S.C, 2210i, and requires that:
(a) A system be established by the
Commission to ensure that materials
transferred or received in the United
States, by any party, pursuant to an
import or export license issued by NRC,
are accompanied by a manifest
describing the type and amount of
materials. Each individual receiving or
accompanying the transfer of such
materials shall be subject to a security
background check conducted by
appropriate Federal entities. Section 656
also states that, except as provided by
the Commission by regulation, the
materials referred to are: Byproduct
material; source material; special
nuclear material; high-level radioactive
waste; spent nuclear fuel; transuranic
waste; and low-level radioactive waste;
and
(b) The Commission issue regulations,
within one year after enactment of the
EPAct, identifying radioactive materials
or classes of individuals that, consistent
with the protection of the public health
and safety and the common defense and
security, are appropriate exceptions to
the requirements in Section 170I 1 of the
AEA.
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II. Discussion
Based on the above, Section 656 of the
EPAct amends the AEA by adding three
1 The text of Section 656 actually refers to
‘‘exceptions to the requirements of Section 170D of
the AEA’’; however, that is a misprint. The correct
citation is Section 170I.
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broad elements: (a) Establish a system
for manifests of import/export
shipments of radioactive materials; (b)
require security background checks of
persons receiving or accompanying
import/export shipments; and (c) issue
a regulation within one year with
provisions for excepting certain types of
radioactive materials or classes of
individuals from the requirements of
Section 170I of the EPAct. Establishing
a system for manifests, requiring
security background checks, and issuing
a regulation with provisions for
exceptions, are discussed in Sections
II.A, II.B, and II.C, respectively, of this
document.
A. Establish a System for Manifests for
Shipments of Radioactive Material
Requirements for a system of
manifests for shipments of material
would include maintaining appropriate
paperwork with a shipment that
identifies the material being shipped.
Specifically, the EPAct requires that a
manifest include a description of the
type of material and an indication of the
amount of material being transported.
Currently, requirements for
manifesting shipments of radioactive
materials already exist in U.S.
Department of Transportation (DOT)
regulations at 49 CFR part 172.
Specifically, 49 CFR 172.202(a) requires
that shipping papers with radioactive
shipments must indicate the basic
description of the material, the total
quantity of material (by mass, volume,
or activity level in appropriate units),
and the number and type of packages.
In addition, for the quantities of
radioactive material covered by the
EPAct, 49 CFR 172.203(d) contains
requirements that descriptions of a
shipment containing radioactive
material must include the name (and/or
chemical symbol) of each radionuclide
in the material; a description of the
physical and chemical form of the
material, if not special form; the activity
contained in each package of the
shipment in terms of appropriate
international units (e.g., Becquerels
(Bq)) and/or appropriate customary
units (Curies (Ci), etc.) in parentheses
following the international units; and
labeling of each package being
transported.
NRC’s current regulations crossreference the DOT requirements
applicable to the transportation of
licensed materials at 10 CFR 71.5.
Section 71.5 requires that each licensee
who transports licensed material
outside the site of usage, or where
transport is on public highways, or who
delivers licensed material to a carrier for
transport, comply with the applicable
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requirements of the DOT regulations at
49 CFR parts 107, 171–180, and 390–
397, as appropriate to the mode of
transport.
Based on the existing DOT
requirements for shipping papers for
shipments of radioactive materials at 49
CFR part 172 and NRC’s regulations at
10 CFR part 71, NRC believes that an
appropriate system is already
established to ensure that shipments of
radioactive materials are accompanied
by papers (i.e., a ‘‘manifest’’)
appropriately describing the type and
amount of materials being shipped.
Thus, NRC considers that the
requirements of the EPAct have been
met in this area. Therefore, NRC is not
including any additional requirements
for manifesting of radioactive material
shipments in this proposed rule.
B. Require Security Background Checks
for Persons Accompanying or Receiving
Shipments of Radioactive Materials
Section 656 of the EPAct states that
each individual who ‘‘accompanies’’ or
‘‘receives’’ the transfer of radioactive
materials in the United States, pursuant
to an NRC import or export license,
shall be subject to a security background
check 2 conducted by appropriate
Federal entities. Section 656(c) of the
EPAct also indicates that such
background check requirements would
become effective on a date established
by the Commission.
The NRC believes that the most
appropriate and comprehensive
approach for establishing requirements
for security background checks is as part
of the broader considerations of NRC’s
planned rulemaking to implement
Section 652 of the EPAct. Section 652
mandates the Commission to require
fingerprinting and criminal history
record checks for any individual who is
permitted unescorted access to
radioactive material ‘‘* * * that the
Commission determines to be of such
significance to the public health and
safety or the common defense and
security, as to warrant fingerprinting
and background checks.’’ The
individuals referred to under Section
656 are a subgroup (i.e., those
transferring radioactive material
pursuant to an export or import license)
of the larger group of individuals at a
licensed facility, with unescorted access
to radioactive material, who would
2 The term ‘‘security background check’’ is not
defined in Section 656. In related regulatory efforts,
it has been noted that background checks form the
basis of trustworthiness and reliability and are
comprised of several elements (e.g., verification of
identity; a check into employment history,
education and personal references; and a criminal
history record check requiring fingerprints).
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ultimately be included under a Section
652 rulemaking. The goal of the Section
652 rulemaking is that requirements for
access are coherent and use a graded
approach for the wide range of licensees
impacted by Section 652, including
those who might import or export
radioactive material, and that there be
coordinated consideration of
appropriate exceptions, and of both
domestic and import/export transport.
Thus, NRC considers the rulemaking
to implement Section 652 to be the most
appropriate and comprehensive
approach for establishing requirements
for security background checks for
licensees, and for licensee employees,
for unescorted access to radioactive
material and for the broad range of
transportation networks that licensees
use. The Section 652 rulemaking will
incorporate technical basis development
and will also provide opportunity for
stakeholder comment. Those
individuals involved in ‘‘receiving’’ and
‘‘accompanying’’ radioactive materials,
addressed in Section 656, would be
covered by the comprehensive Section
652 rulemaking.
In addition to the rulemaking to
implement Section 652, there are
various regulatory initiatives, in place or
underway, at other Federal agencies
who have authority in the area of
transportation security, including the
Department of Homeland Security
(DHS) and the DOT (see further
discussion below). NRC views the
transport security requirements of DHS
and/or DOT, that apply to the nation’s
hazardous material transportation
infrastructure as a whole, as the most
effective long-term solution to
implementing certain provisions of
Section 656 of the EPAct. NRC is aware
of DHS initiatives, such as the
Transportation Worker Identification
Credential (TWIC) 3 program, that are
being implemented and views such
programs as an effective solution for
security background checks on
transportation workers. NRC will work
with other Federal agencies with
authority in the area of transport
security during the Section 652
rulemaking to ensure a coordinated
Federal approach and to consider other
Federal agency programs that are
developed and initiated.
The current schedule for the
rulemaking to implement Section 652
calls for issuance of a proposed rule in
the Fall of 2007 and a final rule in the
Fall of 2008. While the more
3 TSA and USCG recently published a proposed
rule in the Federal Register on implementing the
TWIC program for the maritime sector (see 71 FR
29395; May 22, 2006).
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comprehensive Section 652 rulemaking
is being conducted, the combination of
NRC’s system of Orders to a broad range
of licensees setting conditions for access
to radioactive material, as well as the
system of DHS’s and DOT’s authorities
and security regulations for transport
personnel, provide adequate protection
of the common defense and security, as
they relate to persons accompanying
and receiving material. These existing
systems, described more fully below,
include provisions for background
checks for trustworthiness and
reliability and provisions for
fingerprinting for the purpose of
obtaining a criminal history record
check from the Federal Bureau of
Investigation.
NRC issued an extensive series of
Orders during 2002–2005 that included
background check requirements for
unescorted access to radioactive
material for certain facilities which it
licenses. NRC has also issued Orders to
reactor and materials licensees for
shipment of radioactive material in
quantities of concern (RAMQC). The
purpose of these Orders has been to
impose certain security measures to
supplement existing regulations at 10
CFR part 20, and equivalent Agreement
State regulations, for securing licensed
materials from unauthorized access,
with the intent of providing the NRC
with reasonable assurance that the
common defense and security is
protected. The Orders note that
conditions for unescorted access to risksignificant sources of radioactive
material are governed by an appropriate
need-to-know and by background
checks as input to a determination
concerning the trustworthiness and
reliability of individuals who have
access to the material. The Orders for
unescorted access to radioactive
material issued to date do not include
fingerprinting for a criminal history
record check.
Currently, NRC is preparing
additional Orders to pool-type irradiator
licensees, manufacturing and
distribution (M&D) licensees, and
licensees making shipments of RAMQC,
to require fingerprinting and criminal
history checks for unescorted access to
the risk-significant sources of
radioactive material at their facilities.
These Orders would cover all
individuals with unescorted access to
radioactive material at these facilities;
persons ‘‘receiving’’ material at these
licensee’s facilities, pursuant to an
import/export license, would be a
subset of the persons covered by the
Orders.
As noted above, other Federal
agencies have separate statutory
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authority in the area of transportation
security. DHS is responsible for
protecting the movement of
international trade across U.S. borders
and maximizing the security of the
international supply chain. DHS
includes the Transportation Security
Administration (TSA), U.S. Coast Guard
(USCG), and U.S. Customs and Border
Protection. Collectively, these agencies
are responsible for protecting our
nation’s transportation systems and
supervising the entry of goods into the
United States. In carrying out these
responsibilities, TSA has regulations for
both civil aviation security (49 CFR
parts 1540 to 1562) and maritime and
land transportation security (49 CFR
parts 1570 to 1572). Sections 1544.229
and 1544.230 of Title 49 require that
each aircraft flight crew member, and
each person with unescorted access
authority and authority to perform
checked baggage or cargo functions,
undergo a Federal fingerprint-based
criminal history record check. 49 CFR
1572.5 requires security threat
assessments for individuals applying
for, renewing, or transferring a
commercial driver’s license with a
hazardous materials endorsement
(radioactive material is a Class 7
hazardous material under DOT
regulations). 49 CFR 1572.15 establishes
procedures for security threat
assessments. A TSA security threat
assessment includes a fingerprint-based
criminal history check, an intelligencerelated background check, and a final
disposition. Personnel involved in these
functions can be disqualified if the
checks indicate potential security risks.
Similarly, the USCG has requirements
for security at U.S. ports and
background checks for maritime
personnel (33 CFR part 110 and 46 CFR
part 10). Recently, DHS announced that
it would begin conducting name-based
background checks on nearly 400,000
port workers in the U.S. as a initial
measure as DHS expedites the
comprehensive nationwide biometricbased TWIC program in 2006.
C. Issue Regulations With Exceptions
As discussed in Section I of this
document, Section 656(b) of the EPAct
mandates that the NRC issue
regulations, within one year after
enactment of the EPAct, identifying
radioactive materials or classes of
individuals that, consistent with the
protection of the public health and
safety and the common defense and
security, are appropriate exceptions to
provisions for security background
checks in Section 170I of the AEA, as
amended.
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Consistent with Section 656(b) of the
EPAct, the Commission is proposing to
amend its regulations to except, from
the security background check
requirements of Section 170I of the
AEA, as amended, licensees who have
not received NRC Orders restricting
unescorted access to radioactive
materials based on background checks
for trustworthiness and reliability that
include fingerprinting and criminal
history record checks. As noted above,
Orders restricting access based on
fingerprinting and criminal history
record checks will be issued for pooltype irradiator licensees, M&D licensees,
and licensees who make shipments of
RAMQC. Under this proposed rule,
those licensees who did not receive
Orders for background checks that
include fingerprinting would be
excepted from the security background
check requirements at Section 170I of
the AEA.
The rationale for the exceptions is
that it is consistent with the system of
Orders, issued to certain licensees, that
the NRC has instituted for protection of
the common defense and security. The
materials possessed and transferred by
the licensee groups who have received
Orders have been deemed, during the
process of issuance of the Orders, to be
appropriate for immediately requiring
certain security measures for unescorted
access based on potential higher risk
resulting from malevolent use of those
materials. Those licensees excepted by
this proposed amendment possess
materials and use them in a manner that
generally presents a lesser hazard for
causing harm to the public health and
safety and common defense and
security, even if used for malevolent
purposes. Generally, the basis for
inclusion of materials within the system
of Orders has been use of International
Atomic Energy Agency (IAEA) Code of
Conduct Category threshold quantity
amounts which take account of the
IAEA’s categorization of sources found
in IAEA Safety Guide No. RS–G–1.9,
‘‘Categorization of Radioactive Sources’’
(2005). The safety guide provides a riskbased ranking of radioactive sources in
five categories in terms of their potential
to cause severe deterministic effects for
a range of scenarios that include both
external exposure from an unshielded
source and internal exposure following
dispersal. Most licensees excepted
under this proposed amendment are not
expected to import or export radioactive
material containing radionuclides in the
higher risk categories of the IAEA Safety
Guide 1.9.
Using the framework of the existing
system of Orders to codify exceptions
allows for a consistent approach for
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radioactive materials which NRC
considers appropriate, at this time, for
exception from the requirements of
Section 170I of the AEA as amended by
the EPAct. As discussed in Section II.B
of this document, the NRC intends to
address background checks and
fingerprinting for criminal history
record checks for licensees in a more
comprehensive manner under the
rulemaking to implement Section 652 of
the EPAct. One of the elements of that
rulemaking, as mandated by Section
652(B)(i)(ll), will be determining
requirements for access to quantities of
radioactive material, subject to
regulation by the Commission, that the
Commission determines to be of such
significance to the public health and
safety or to the common defense and
security as to warrant fingerprinting and
background checks. Thus, the proposed
requirements for exceptions in this
Section 656 rulemaking will be revisited
and may be superseded by the more
comprehensive Section 652 rulemaking.
At this time, in this Section 656
rulemaking, NRC is making a riskinformed decision to except licensees
other than those with risk-significant
sources (i.e., pool-type irradiators, M&D,
and those making shipments of
RAMQC, who received Orders) from the
security background check requirements
of Section 170I. In the more
comprehensive Section 652 rulemaking,
NRC will consider whether the
exceptions for security background
checks should be modified.
Under this proposed amendment,
licensees not excepted can use the
provisions of their existing Orders (or
new or amended Orders) to comply with
Section 170I. As noted above, the
Commission believes that this system of
NRC Orders and the system of transport
security of other Federal agencies
provide adequate protection of the
common defense and security while
NRC is conducting the Section 652
rulemaking.
Also, under the proposed amendment,
if additional Orders for fingerprinting
and criminal history checks for
unescorted access to radioactive
material are issued to licensees other
than those noted above (i.e., pool-type
irradiators, M&Ds, and those making
shipments of RAMQC), licensees who
receive any such new Orders would no
longer be excepted from the security
background check requirements of
Section 170I.
III. Effective Date of Implementation of
Rule
Section 656(c) of the EPAct provides
that amendments to the AEA take effect
upon issuance of regulations by the
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51537
Commission under Section 656(b) of the
EPAct. Consistent with this provision,
the requirements for exceptions
proposed in this amendment would
become effective on the date of issuance
of a final rule.
Section 656(c) of the EPAct also
provides that the security background
check requirement is to become
effective ‘‘* * * on a date established
by the Commission.’’ As discussed
above, the Commission is using its
system of Orders to impose the security
background check requirements. The
Orders specify dates by which licensees
must take specific actions. In addition,
the Commission will issue more
comprehensive security background
check requirements in the future
rulemaking to implement Section 652
and will establish an effective date for
those requirements.
With regard to manifest requirements,
the Commission notes, as discussed
above, that current NRC and DOT
regulations require shipments of
radioactive material to be accompanied
by shipping papers (i.e., a manifest).
IV. Section by Section Analysis of
Substantive Changes
A new Section 73.28 would be added
to note that licensees are excepted from
the security background check
provisions of Section 170I of the AEA,
as amended by the EPAct, if they have
not received Orders from the NRC
containing requirements for background
checks for trustworthiness and
reliability that include fingerprinting
and criminal history checks as a
prerequisite for unescorted access to
radioactive materials. Licensees subject
to Orders would not be excepted from
the security background check
provisions, and would use the
requirements in their existing Orders to
comply with Section 170I.
V. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995 (Pub. L.
104–113) requires that Federal agencies
use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless the
use of such a standard is inconsistent
with applicable law or otherwise
impractical. In this proposed rule, NRC
would indicate specific exceptions to
the requirements of Section 656 of the
EPAct. This action does not constitute
the establishment of a standard that
establishes generally applicable
requirements.
VI. Agreement State Compatibility
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
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Agreement State Programs,’’ which
became effective on September 3, 1997
(62 FR 46517), NRC program elements
(including regulations) are placed into
four compatibility categories
(Compatibility Category A through D).
In addition, NRC program elements also
can be identified as having particular
health and safety significance or as
being reserved solely to NRC.
The proposed amendment to part 73
would be a program element designated
‘‘NRC’’ based on implementation of the
procedure in NRC’s Management
Directive 5.9, ‘‘Adequacy and
Compatibility of Agreement States.’’ The
requirements in this proposed
amendment are limited to providing
exceptions to requirements in Section
170I of the AEA, as amended by the
EPAct, and are based on a system of
Orders that were developed under
NRC’s authority to protect the common
defense and security which are areas of
exclusive NRC regulatory authority and
cannot be relinquished to the
Agreement States. Therefore, the
requirements of this proposed
amendment should not be adopted by
the Agreement States.
VII. Plain Language
The Presidential memorandum
entitled ‘‘Plain Language in Government
Writing’’ (63 FR 31883; June 10, 1998),
directed that the Government’s writing
be in plain language. NRC requests
comments on the proposed rule
specifically with respect to the clarity
and effectiveness of the language used.
Comments should be sent using one of
the methods detailed under the
ADDRESSES heading of the preamble to
this proposed rule.
jlentini on PROD1PC65 with PROPOSAL
VIII. Environmental Impact:
Categorical Exclusion
NRC has determined that this
proposed rule is the type of action
described in 10 CFR 51.22(c)(3)(ii) as a
categorical exclusion. Therefore, neither
an environmental impact statement nor
an environmental assessment has been
prepared for this proposed rule.
IX. Paperwork Reduction Act
Statement
This proposed rule does not contain
new or amended information collection
requirements subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Existing requirements were
approved by the Office of Management
and Budget, approval number 3150–
0002.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
VerDate Aug<31>2005
16:38 Aug 29, 2006
Jkt 208001
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid Office of
Management and Budget control
number.
X. Regulatory Analysis
A regulatory analysis has not been
prepared for this regulation because it
relieves restrictions and does not
impose any additional burdens on
licensees.
XI. Regulatory Flexibility Certification
A regulatory flexibility Act analysis is
not required because the proposed
amendment does not impose any
additional burdens on licensees.
XII. Backfit Analysis
NRC has determined that the backfit
rule (§§ 50.109, 70.76, 72.62, or 76.76)
does not apply to this proposed rule
because this amendment would not
involve any provisions that would
impose backfits as defined in the backfit
rule. Therefore, a backfit analysis is not
required.
List of Subjects in 10 CFR Part 73
Criminal penalties, Export, Hazardous
materials transportation, Import,
Nuclear materials, Nuclear power plants
and reactors, Reporting and
recordkeeping requirements, Security
measures.
For the reasons set out in the
preamble and under the authority of the
AEA, as amended; the Energy
Reorganization Act of 1974, as
amended; and 5 U.S.C. 553; NRC is
proposing to adopt the following
amendment to 10 CFR part 73.
PART 73—PHYSICAL PROTECTION OF
PLANTS AND MATERIALS
1. The authority citation for part 73
continues to read as follows:
Authority: Secs. 53, 161, 68 Stat. 930, 948,
as amended, sec. 147, 94 Stat. 780 (42 U.S.C.
2073, 2167, 2201); sec. 201, as amended, 204,
88 Stat. 1242, as amended, 1245, sec. 1701,
106 Stat. 2951, 2952, 2953 (42 U.S.C. 5841,
5844, 2297f); sec. 1704, 112 Stat. 2750 (44
U.S.C. 3504 note).
Section 73.1 also issued under secs. 135,
141, Pub. L. 97–425, 96 Stat. 2232, 2241 (42
U.S.C. 10155, 10161). Section 73.37(f) also
issued under sec. 301, Pub. L. 96–295, 94
Stat. 789 (42 U.S.C. 5841 note). Section 73.57
is issued under sec. 606, Pub. L. 99–399, 100
Stat. 876 (42 U.S.C. 2169).
2. A new § 73.28 is added to read as
follows:
§ 73.28 Security background checks for
secure transfer of nuclear materials.
Licensees are excepted from the
security background check provisions in
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
Section 170I of the AEA if they have not
received Orders from the Nuclear
Regulatory Commission containing
requirements for background checks for
trustworthiness and reliability that
include fingerprinting and criminal
history record checks as a prerequisite
for unescorted access to radioactive
materials.
Dated at Rockville, Maryland, this 24th day
of August, 2006.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6–14397 Filed 8–29–06; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 300
[REG–148576–05]
RIN 1545–BF69
User Fees for Processing Installment
Agreements
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice of proposed rulemaking
and notice of public hearing.
AGENCY:
SUMMARY: This document contains
proposed amendments to the
regulations relating to user fees for
installment agreements. The proposed
amendments affect taxpayers who wish
to pay their liabilities through
installment agreements. This document
also contains a notice of public hearing
on these proposed regulations.
DATES: Written and electronic comments
must be received by September 29,
2006. Outlines of topics to be discussed
at the public hearing scheduled for
October 17, 2006, must be received by
September 25, 2006.
ADDRESSES: Send submissions to:
CC:PA:LPD:PR (REG–148576–05),
Internal Revenue Service, POB 7604,
Ben Franklin Station, Washington, DC
20044. Alternatively, taxpayers may
send submissions electronically directly
to the IRS Internet site at www.irs.gov/
regs, or via the Federal e-Rulemaking
Portal at www.regulations.gov (IRS
REG–148576–05). The public hearing
will be held in the auditorium of the
New Carrollton Federal Building, 5000
Ellin Road, Lanham, MD.
FOR FURTHER INFORMATION CONTACT:
Concerning submissions and/or to be
placed on the building access list to
attend the hearing, Kelly Banks, 202–
622–7180; concerning cost
methodology, Eva Williams, 202–435–
E:\FR\FM\30AUP1.SGM
30AUP1
Agencies
[Federal Register Volume 71, Number 168 (Wednesday, August 30, 2006)]
[Proposed Rules]
[Pages 51534-51538]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-14397]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Part 73
RIN 3150-AH90
Secure Transfer of Nuclear Materials
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to
amend its regulations to implement requirements for secure transfer of
nuclear materials as required by Section 656 of the Energy Policy Act
of 2005 (EPAct), signed into law on August 8, 2005. The proposed
amendment would implement Section 656 by specifically excepting certain
licensees from provisions of Section 170I of the Atomic Energy Act
(AEA), as amended.
DATES: The comment period expires September 29, 2006. Comments received
after this date will be considered if it is practical to do so, but NRC
is able to assure consideration only for comments received on or before
this date. A copy of the draft proposed rule was made available for
information only on July 6, 2006, on NRC's rulemaking Web site at:
https://ruleforum.llnl.gov.
ADDRESSES: You may submit comments by any one of the following methods.
Please include the following number (RIN 3150-AH90) in the subject line
of your comments. Comments on rulemakings submitted in writing or in
electronic form will be made available for public inspection. Because
your comments will not be edited to remove any identifying or contact
information, NRC cautions you against including personal information
such as social security numbers and birth dates in your submission.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via NRC's
rulemaking Web site at https://ruleforum.llnl.gov. Address questions
about our rulemaking Web site to Carol Gallagher (301) 415-5905; e-
mail: cag@nrc.gov. Comments can also be submitted via the Federal
eRulemaking Portal https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m., Federal workdays. (Telephone
(301) 415-1966.)
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
Publicly available documents related to this rulemaking may be
viewed electronically on the public computers located at the NRC's
Public Document Room (PDR), Public File Area O1 F21, One White Flint
North, 11555 Rockville Pike, Rockville, Maryland. The PDR reproduction
contractor will copy documents for a fee. Selected documents, including
comments, may be viewed and downloaded electronically via NRC's
rulemaking Web site at: https://ruleforum.llnl.gov.
Publicly available documents created or received at NRC after
November 1,
[[Page 51535]]
1999, are available electronically at NRC's Electronic Reading Room at
https://www.nrc.gov/reading-rm.html. From this site, the public can gain
entry into NRC's Agencywide Document Access and Management System
(ADAMS), which provides text and image files of NRC's public documents.
If you do not have access to ADAMS or if there are problems in
accessing the documents located in ADAMS, contact the PDR Reference
staff at 1-800-397-4209, (301) 415-4737, or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Frank Cardile, Office of Nuclear
Material Safety and Safeguards, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, telephone (301) 415-6185, e-mail:
fpc@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
The Energy Policy Act of 2005
On August 8, 2005, the President signed into law the EPAct of 2005,
Pub. L. 109-58, 119 Stat. 594 (2005). Section 656 of the EPAct added
Section 170I to the Atomic Energy Act of 1954 (AEA), 42 U.S.C, 2210i,
and requires that:
(a) A system be established by the Commission to ensure that
materials transferred or received in the United States, by any party,
pursuant to an import or export license issued by NRC, are accompanied
by a manifest describing the type and amount of materials. Each
individual receiving or accompanying the transfer of such materials
shall be subject to a security background check conducted by
appropriate Federal entities. Section 656 also states that, except as
provided by the Commission by regulation, the materials referred to
are: Byproduct material; source material; special nuclear material;
high-level radioactive waste; spent nuclear fuel; transuranic waste;
and low-level radioactive waste; and
(b) The Commission issue regulations, within one year after
enactment of the EPAct, identifying radioactive materials or classes of
individuals that, consistent with the protection of the public health
and safety and the common defense and security, are appropriate
exceptions to the requirements in Section 170I \1\ of the AEA.
---------------------------------------------------------------------------
\1\ The text of Section 656 actually refers to ``exceptions to
the requirements of Section 170D of the AEA''; however, that is a
misprint. The correct citation is Section 170I.
---------------------------------------------------------------------------
II. Discussion
Based on the above, Section 656 of the EPAct amends the AEA by
adding three broad elements: (a) Establish a system for manifests of
import/export shipments of radioactive materials; (b) require security
background checks of persons receiving or accompanying import/export
shipments; and (c) issue a regulation within one year with provisions
for excepting certain types of radioactive materials or classes of
individuals from the requirements of Section 170I of the EPAct.
Establishing a system for manifests, requiring security background
checks, and issuing a regulation with provisions for exceptions, are
discussed in Sections II.A, II.B, and II.C, respectively, of this
document.
A. Establish a System for Manifests for Shipments of Radioactive
Material
Requirements for a system of manifests for shipments of material
would include maintaining appropriate paperwork with a shipment that
identifies the material being shipped. Specifically, the EPAct requires
that a manifest include a description of the type of material and an
indication of the amount of material being transported.
Currently, requirements for manifesting shipments of radioactive
materials already exist in U.S. Department of Transportation (DOT)
regulations at 49 CFR part 172. Specifically, 49 CFR 172.202(a)
requires that shipping papers with radioactive shipments must indicate
the basic description of the material, the total quantity of material
(by mass, volume, or activity level in appropriate units), and the
number and type of packages. In addition, for the quantities of
radioactive material covered by the EPAct, 49 CFR 172.203(d) contains
requirements that descriptions of a shipment containing radioactive
material must include the name (and/or chemical symbol) of each
radionuclide in the material; a description of the physical and
chemical form of the material, if not special form; the activity
contained in each package of the shipment in terms of appropriate
international units (e.g., Becquerels (Bq)) and/or appropriate
customary units (Curies (Ci), etc.) in parentheses following the
international units; and labeling of each package being transported.
NRC's current regulations cross-reference the DOT requirements
applicable to the transportation of licensed materials at 10 CFR 71.5.
Section 71.5 requires that each licensee who transports licensed
material outside the site of usage, or where transport is on public
highways, or who delivers licensed material to a carrier for transport,
comply with the applicable requirements of the DOT regulations at 49
CFR parts 107, 171-180, and 390-397, as appropriate to the mode of
transport.
Based on the existing DOT requirements for shipping papers for
shipments of radioactive materials at 49 CFR part 172 and NRC's
regulations at 10 CFR part 71, NRC believes that an appropriate system
is already established to ensure that shipments of radioactive
materials are accompanied by papers (i.e., a ``manifest'')
appropriately describing the type and amount of materials being
shipped. Thus, NRC considers that the requirements of the EPAct have
been met in this area. Therefore, NRC is not including any additional
requirements for manifesting of radioactive material shipments in this
proposed rule.
B. Require Security Background Checks for Persons Accompanying or
Receiving Shipments of Radioactive Materials
Section 656 of the EPAct states that each individual who
``accompanies'' or ``receives'' the transfer of radioactive materials
in the United States, pursuant to an NRC import or export license,
shall be subject to a security background check \2\ conducted by
appropriate Federal entities. Section 656(c) of the EPAct also
indicates that such background check requirements would become
effective on a date established by the Commission.
---------------------------------------------------------------------------
\2\ The term ``security background check'' is not defined in
Section 656. In related regulatory efforts, it has been noted that
background checks form the basis of trustworthiness and reliability
and are comprised of several elements (e.g., verification of
identity; a check into employment history, education and personal
references; and a criminal history record check requiring
fingerprints).
---------------------------------------------------------------------------
The NRC believes that the most appropriate and comprehensive
approach for establishing requirements for security background checks
is as part of the broader considerations of NRC's planned rulemaking to
implement Section 652 of the EPAct. Section 652 mandates the Commission
to require fingerprinting and criminal history record checks for any
individual who is permitted unescorted access to radioactive material
``* * * that the Commission determines to be of such significance to
the public health and safety or the common defense and security, as to
warrant fingerprinting and background checks.'' The individuals
referred to under Section 656 are a subgroup (i.e., those transferring
radioactive material pursuant to an export or import license) of the
larger group of individuals at a licensed facility, with unescorted
access to radioactive material, who would
[[Page 51536]]
ultimately be included under a Section 652 rulemaking. The goal of the
Section 652 rulemaking is that requirements for access are coherent and
use a graded approach for the wide range of licensees impacted by
Section 652, including those who might import or export radioactive
material, and that there be coordinated consideration of appropriate
exceptions, and of both domestic and import/export transport.
Thus, NRC considers the rulemaking to implement Section 652 to be
the most appropriate and comprehensive approach for establishing
requirements for security background checks for licensees, and for
licensee employees, for unescorted access to radioactive material and
for the broad range of transportation networks that licensees use. The
Section 652 rulemaking will incorporate technical basis development and
will also provide opportunity for stakeholder comment. Those
individuals involved in ``receiving'' and ``accompanying'' radioactive
materials, addressed in Section 656, would be covered by the
comprehensive Section 652 rulemaking.
In addition to the rulemaking to implement Section 652, there are
various regulatory initiatives, in place or underway, at other Federal
agencies who have authority in the area of transportation security,
including the Department of Homeland Security (DHS) and the DOT (see
further discussion below). NRC views the transport security
requirements of DHS and/or DOT, that apply to the nation's hazardous
material transportation infrastructure as a whole, as the most
effective long-term solution to implementing certain provisions of
Section 656 of the EPAct. NRC is aware of DHS initiatives, such as the
Transportation Worker Identification Credential (TWIC) \3\ program,
that are being implemented and views such programs as an effective
solution for security background checks on transportation workers. NRC
will work with other Federal agencies with authority in the area of
transport security during the Section 652 rulemaking to ensure a
coordinated Federal approach and to consider other Federal agency
programs that are developed and initiated.
---------------------------------------------------------------------------
\3\ TSA and USCG recently published a proposed rule in the
Federal Register on implementing the TWIC program for the maritime
sector (see 71 FR 29395; May 22, 2006).
---------------------------------------------------------------------------
The current schedule for the rulemaking to implement Section 652
calls for issuance of a proposed rule in the Fall of 2007 and a final
rule in the Fall of 2008. While the more comprehensive Section 652
rulemaking is being conducted, the combination of NRC's system of
Orders to a broad range of licensees setting conditions for access to
radioactive material, as well as the system of DHS's and DOT's
authorities and security regulations for transport personnel, provide
adequate protection of the common defense and security, as they relate
to persons accompanying and receiving material. These existing systems,
described more fully below, include provisions for background checks
for trustworthiness and reliability and provisions for fingerprinting
for the purpose of obtaining a criminal history record check from the
Federal Bureau of Investigation.
NRC issued an extensive series of Orders during 2002-2005 that
included background check requirements for unescorted access to
radioactive material for certain facilities which it licenses. NRC has
also issued Orders to reactor and materials licensees for shipment of
radioactive material in quantities of concern (RAMQC). The purpose of
these Orders has been to impose certain security measures to supplement
existing regulations at 10 CFR part 20, and equivalent Agreement State
regulations, for securing licensed materials from unauthorized access,
with the intent of providing the NRC with reasonable assurance that the
common defense and security is protected. The Orders note that
conditions for unescorted access to risk-significant sources of
radioactive material are governed by an appropriate need-to-know and by
background checks as input to a determination concerning the
trustworthiness and reliability of individuals who have access to the
material. The Orders for unescorted access to radioactive material
issued to date do not include fingerprinting for a criminal history
record check.
Currently, NRC is preparing additional Orders to pool-type
irradiator licensees, manufacturing and distribution (M&D) licensees,
and licensees making shipments of RAMQC, to require fingerprinting and
criminal history checks for unescorted access to the risk-significant
sources of radioactive material at their facilities. These Orders would
cover all individuals with unescorted access to radioactive material at
these facilities; persons ``receiving'' material at these licensee's
facilities, pursuant to an import/export license, would be a subset of
the persons covered by the Orders.
As noted above, other Federal agencies have separate statutory
authority in the area of transportation security. DHS is responsible
for protecting the movement of international trade across U.S. borders
and maximizing the security of the international supply chain. DHS
includes the Transportation Security Administration (TSA), U.S. Coast
Guard (USCG), and U.S. Customs and Border Protection. Collectively,
these agencies are responsible for protecting our nation's
transportation systems and supervising the entry of goods into the
United States. In carrying out these responsibilities, TSA has
regulations for both civil aviation security (49 CFR parts 1540 to
1562) and maritime and land transportation security (49 CFR parts 1570
to 1572). Sections 1544.229 and 1544.230 of Title 49 require that each
aircraft flight crew member, and each person with unescorted access
authority and authority to perform checked baggage or cargo functions,
undergo a Federal fingerprint-based criminal history record check. 49
CFR 1572.5 requires security threat assessments for individuals
applying for, renewing, or transferring a commercial driver's license
with a hazardous materials endorsement (radioactive material is a Class
7 hazardous material under DOT regulations). 49 CFR 1572.15 establishes
procedures for security threat assessments. A TSA security threat
assessment includes a fingerprint-based criminal history check, an
intelligence-related background check, and a final disposition.
Personnel involved in these functions can be disqualified if the checks
indicate potential security risks. Similarly, the USCG has requirements
for security at U.S. ports and background checks for maritime personnel
(33 CFR part 110 and 46 CFR part 10). Recently, DHS announced that it
would begin conducting name-based background checks on nearly 400,000
port workers in the U.S. as a initial measure as DHS expedites the
comprehensive nationwide biometric-based TWIC program in 2006.
C. Issue Regulations With Exceptions
As discussed in Section I of this document, Section 656(b) of the
EPAct mandates that the NRC issue regulations, within one year after
enactment of the EPAct, identifying radioactive materials or classes of
individuals that, consistent with the protection of the public health
and safety and the common defense and security, are appropriate
exceptions to provisions for security background checks in Section 170I
of the AEA, as amended.
[[Page 51537]]
Consistent with Section 656(b) of the EPAct, the Commission is
proposing to amend its regulations to except, from the security
background check requirements of Section 170I of the AEA, as amended,
licensees who have not received NRC Orders restricting unescorted
access to radioactive materials based on background checks for
trustworthiness and reliability that include fingerprinting and
criminal history record checks. As noted above, Orders restricting
access based on fingerprinting and criminal history record checks will
be issued for pool-type irradiator licensees, M&D licensees, and
licensees who make shipments of RAMQC. Under this proposed rule, those
licensees who did not receive Orders for background checks that include
fingerprinting would be excepted from the security background check
requirements at Section 170I of the AEA.
The rationale for the exceptions is that it is consistent with the
system of Orders, issued to certain licensees, that the NRC has
instituted for protection of the common defense and security. The
materials possessed and transferred by the licensee groups who have
received Orders have been deemed, during the process of issuance of the
Orders, to be appropriate for immediately requiring certain security
measures for unescorted access based on potential higher risk resulting
from malevolent use of those materials. Those licensees excepted by
this proposed amendment possess materials and use them in a manner that
generally presents a lesser hazard for causing harm to the public
health and safety and common defense and security, even if used for
malevolent purposes. Generally, the basis for inclusion of materials
within the system of Orders has been use of International Atomic Energy
Agency (IAEA) Code of Conduct Category threshold quantity amounts which
take account of the IAEA's categorization of sources found in IAEA
Safety Guide No. RS-G-1.9, ``Categorization of Radioactive Sources''
(2005). The safety guide provides a risk-based ranking of radioactive
sources in five categories in terms of their potential to cause severe
deterministic effects for a range of scenarios that include both
external exposure from an unshielded source and internal exposure
following dispersal. Most licensees excepted under this proposed
amendment are not expected to import or export radioactive material
containing radionuclides in the higher risk categories of the IAEA
Safety Guide 1.9.
Using the framework of the existing system of Orders to codify
exceptions allows for a consistent approach for radioactive materials
which NRC considers appropriate, at this time, for exception from the
requirements of Section 170I of the AEA as amended by the EPAct. As
discussed in Section II.B of this document, the NRC intends to address
background checks and fingerprinting for criminal history record checks
for licensees in a more comprehensive manner under the rulemaking to
implement Section 652 of the EPAct. One of the elements of that
rulemaking, as mandated by Section 652(B)(i)(ll), will be determining
requirements for access to quantities of radioactive material, subject
to regulation by the Commission, that the Commission determines to be
of such significance to the public health and safety or to the common
defense and security as to warrant fingerprinting and background
checks. Thus, the proposed requirements for exceptions in this Section
656 rulemaking will be revisited and may be superseded by the more
comprehensive Section 652 rulemaking. At this time, in this Section 656
rulemaking, NRC is making a risk-informed decision to except licensees
other than those with risk-significant sources (i.e., pool-type
irradiators, M&D, and those making shipments of RAMQC, who received
Orders) from the security background check requirements of Section
170I. In the more comprehensive Section 652 rulemaking, NRC will
consider whether the exceptions for security background checks should
be modified.
Under this proposed amendment, licensees not excepted can use the
provisions of their existing Orders (or new or amended Orders) to
comply with Section 170I. As noted above, the Commission believes that
this system of NRC Orders and the system of transport security of other
Federal agencies provide adequate protection of the common defense and
security while NRC is conducting the Section 652 rulemaking.
Also, under the proposed amendment, if additional Orders for
fingerprinting and criminal history checks for unescorted access to
radioactive material are issued to licensees other than those noted
above (i.e., pool-type irradiators, M&Ds, and those making shipments of
RAMQC), licensees who receive any such new Orders would no longer be
excepted from the security background check requirements of Section
170I.
III. Effective Date of Implementation of Rule
Section 656(c) of the EPAct provides that amendments to the AEA
take effect upon issuance of regulations by the Commission under
Section 656(b) of the EPAct. Consistent with this provision, the
requirements for exceptions proposed in this amendment would become
effective on the date of issuance of a final rule.
Section 656(c) of the EPAct also provides that the security
background check requirement is to become effective ``* * * on a date
established by the Commission.'' As discussed above, the Commission is
using its system of Orders to impose the security background check
requirements. The Orders specify dates by which licensees must take
specific actions. In addition, the Commission will issue more
comprehensive security background check requirements in the future
rulemaking to implement Section 652 and will establish an effective
date for those requirements.
With regard to manifest requirements, the Commission notes, as
discussed above, that current NRC and DOT regulations require shipments
of radioactive material to be accompanied by shipping papers (i.e., a
manifest).
IV. Section by Section Analysis of Substantive Changes
A new Section 73.28 would be added to note that licensees are
excepted from the security background check provisions of Section 170I
of the AEA, as amended by the EPAct, if they have not received Orders
from the NRC containing requirements for background checks for
trustworthiness and reliability that include fingerprinting and
criminal history checks as a prerequisite for unescorted access to
radioactive materials. Licensees subject to Orders would not be
excepted from the security background check provisions, and would use
the requirements in their existing Orders to comply with Section 170I.
V. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995 (Pub.
L. 104-113) requires that Federal agencies use technical standards that
are developed or adopted by voluntary consensus standards bodies unless
the use of such a standard is inconsistent with applicable law or
otherwise impractical. In this proposed rule, NRC would indicate
specific exceptions to the requirements of Section 656 of the EPAct.
This action does not constitute the establishment of a standard that
establishes generally applicable requirements.
VI. Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
[[Page 51538]]
Agreement State Programs,'' which became effective on September 3, 1997
(62 FR 46517), NRC program elements (including regulations) are placed
into four compatibility categories (Compatibility Category A through
D). In addition, NRC program elements also can be identified as having
particular health and safety significance or as being reserved solely
to NRC.
The proposed amendment to part 73 would be a program element
designated ``NRC'' based on implementation of the procedure in NRC's
Management Directive 5.9, ``Adequacy and Compatibility of Agreement
States.'' The requirements in this proposed amendment are limited to
providing exceptions to requirements in Section 170I of the AEA, as
amended by the EPAct, and are based on a system of Orders that were
developed under NRC's authority to protect the common defense and
security which are areas of exclusive NRC regulatory authority and
cannot be relinquished to the Agreement States. Therefore, the
requirements of this proposed amendment should not be adopted by the
Agreement States.
VII. Plain Language
The Presidential memorandum entitled ``Plain Language in Government
Writing'' (63 FR 31883; June 10, 1998), directed that the Government's
writing be in plain language. NRC requests comments on the proposed
rule specifically with respect to the clarity and effectiveness of the
language used. Comments should be sent using one of the methods
detailed under the ADDRESSES heading of the preamble to this proposed
rule.
VIII. Environmental Impact: Categorical Exclusion
NRC has determined that this proposed rule is the type of action
described in 10 CFR 51.22(c)(3)(ii) as a categorical exclusion.
Therefore, neither an environmental impact statement nor an
environmental assessment has been prepared for this proposed rule.
IX. Paperwork Reduction Act Statement
This proposed rule does not contain new or amended information
collection requirements subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.). Existing requirements were approved by the
Office of Management and Budget, approval number 3150-0002.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection
requirement unless the requesting document displays a currently valid
Office of Management and Budget control number.
X. Regulatory Analysis
A regulatory analysis has not been prepared for this regulation
because it relieves restrictions and does not impose any additional
burdens on licensees.
XI. Regulatory Flexibility Certification
A regulatory flexibility Act analysis is not required because the
proposed amendment does not impose any additional burdens on licensees.
XII. Backfit Analysis
NRC has determined that the backfit rule (Sec. Sec. 50.109, 70.76,
72.62, or 76.76) does not apply to this proposed rule because this
amendment would not involve any provisions that would impose backfits
as defined in the backfit rule. Therefore, a backfit analysis is not
required.
List of Subjects in 10 CFR Part 73
Criminal penalties, Export, Hazardous materials transportation,
Import, Nuclear materials, Nuclear power plants and reactors, Reporting
and recordkeeping requirements, Security measures.
For the reasons set out in the preamble and under the authority of
the AEA, as amended; the Energy Reorganization Act of 1974, as amended;
and 5 U.S.C. 553; NRC is proposing to adopt the following amendment to
10 CFR part 73.
PART 73--PHYSICAL PROTECTION OF PLANTS AND MATERIALS
1. The authority citation for part 73 continues to read as follows:
Authority: Secs. 53, 161, 68 Stat. 930, 948, as amended, sec.
147, 94 Stat. 780 (42 U.S.C. 2073, 2167, 2201); sec. 201, as
amended, 204, 88 Stat. 1242, as amended, 1245, sec. 1701, 106 Stat.
2951, 2952, 2953 (42 U.S.C. 5841, 5844, 2297f); sec. 1704, 112 Stat.
2750 (44 U.S.C. 3504 note).
Section 73.1 also issued under secs. 135, 141, Pub. L. 97-425,
96 Stat. 2232, 2241 (42 U.S.C. 10155, 10161). Section 73.37(f) also
issued under sec. 301, Pub. L. 96-295, 94 Stat. 789 (42 U.S.C. 5841
note). Section 73.57 is issued under sec. 606, Pub. L. 99-399, 100
Stat. 876 (42 U.S.C. 2169).
2. A new Sec. 73.28 is added to read as follows:
Sec. 73.28 Security background checks for secure transfer of nuclear
materials.
Licensees are excepted from the security background check
provisions in Section 170I of the AEA if they have not received Orders
from the Nuclear Regulatory Commission containing requirements for
background checks for trustworthiness and reliability that include
fingerprinting and criminal history record checks as a prerequisite for
unescorted access to radioactive materials.
Dated at Rockville, Maryland, this 24th day of August, 2006.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6-14397 Filed 8-29-06; 8:45 am]
BILLING CODE 7590-01-P