Pesticides; Procedural Regulations for Registration Review, 45720-45734 [E6-12904]
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Federal Register / Vol. 71, No. 153 / Wednesday, August 9, 2006 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9 and 155
[EPA–HQ–OPP–2004–0404; FRL–8080–4]
RIN 2070–AD29
Pesticides; Procedural Regulations for
Registration Review
Environmental Protection
Agency (EPA).
ACTION: Final rule.
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AGENCY:
SUMMARY: This rule establishes
procedures for conducting the pesticide
registration review program mandated
by the Federal Insecticide, Fungicide,
and Rodenticide Act. Under this rule,
EPA will review existing pesticide
registrations to determine whether they
continue to meet the statutory standard
for registration. The registration review
program will begin in the fall of 2006.
This rule provides for the establishment
of pesticide cases for review, the
scheduling of reviews, the initiation,
completion and documentation of
reviews, and associated public
participation procedures. The
registration review program established
by this regulation is intended to ensure
that all pesticide registrations are
systematically reviewed in a manner
that is based on sound science and
provides for public participation,
transparency and efficiency to protect
public health and the environment. In
addition, in order to display the OMB
control number for the information
collection requirements contained in
this final rule, EPA is amending the
table of OMB approval numbers for EPA
regulations.
DATES: This final rule is effective on
October 10, 2006.
ADDRESSES: EPA has established a
docket for this action under Docket
identification (ID) number EPA–HQ–
OPP–2004–0404. All documents in the
docket are listed in the docket index at
https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either in the
electronic docket at https://
www.regulations.gov, or, if only
available in hard copy, at the Office of
Pesticide Programs (OPP) Regulatory
Public Docket in Rm. S–4400, One
Potomac Yard (South Bldg.), 2777 S.
Crystal Drive, Arlington, VA. The hours
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of operation of this Docket Facility are
from 8:30 a.m. to 4 p.m., Monday
through Friday, excluding legal
holidays. The Docket Facility telephone
number is (703) 305–5805.
FOR FURTHER INFORMATION CONTACT:
Vivian Prunier, Field and External
Affairs Division (7506P), Office of
Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: 703–308–9341;
fax number: 703–305–5884; e-mail
address: prunier.vivian@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by
this action if you hold pesticide
registrations. Pesticide users or other
persons interested in the regulation of
the sale, distribution or use of pesticides
may also be interested in this
procedural regulation. Potentially
affected entities may include, but are
not limited to:
• Producers of pesticide products
(NAICS code 32532).
• Producers of antifoulant paints
(NAICS code 32551).
• Producers of antimicrobial
pesticides (NAICS code 32561).
• Producers of nitrogen stabilizer
products (NAICS code 32531).
• Producers of wood preservatives
(NAICS code 32519).
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
§ 155.40 of the rule. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
B. How Can I Access Electronic Copies
of this Document and Other Related
Information?
In addition to using https://
www.regulations.gov to access this
document and other related information
in the electronic docket, you may access
this Federal Register document
electronically through the EPA Internet
under the ‘‘Federal Register’’ listings at
https://www.epa.gov/fedrgstr/.
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II. Overview of this Document
In this document, EPA presents its
response to comments on the proposed
rule to establish procedural regulations
for the registration review of pesticides.
In response to comments, EPA is
modifying some aspects of the rule
relating to procedures for public
participation in the registration review
process. The differences between the
proposed rule and the final rule are
described in Units VI. and X.
In this document, the Agency
describes:
• Statutory authority.
• History of this rulemaking.
• Response to comments on the rule.
• Response to comments on the
operation and implementation of the
program.
• Results of reviews required by
statutes or executive orders.
• Changes to the rule.
• Procedural regulations for the
registration review of pesticides.
III. Authority
A. EPA’s Authority to License Pesticides
FIFRA section 3(a) generally requires
a person to register a pesticide product
with the EPA before the pesticide
product may be lawfully distributed or
sold in the U.S. A pesticide registration
is a license that allows a pesticide
product to be distributed or sold for
specific uses under specified terms and
conditions. A pesticide product may be
registered or remain registered only if it
meets the statutory standard for
registration given in FIFRA section
3(c)(5), as follows:
(A) its composition is such as to warrant
the proposed claims for it;
(B) its labeling and other material required
to be submitted comply with the
requirements of this Act;
(C) it will perform its intended function
without unreasonable adverse effects on the
environment; and
(D) when used in accordance with
widespread and commonly recognized
practice it will not generally cause
unreasonable adverse effects on the
environment.
FIFRA 2(bb) defines ‘‘unreasonable
adverse effects on the environment’’ as
(1) any unreasonable risk to man or the
environment, taking into account the
economic, social, and environmental costs
and benefits of the use of any pesticide, or
(2) a human dietary risk from residues that
result from a use of a pesticide in or on any
food inconsistent with the standard under
section 408 of the Federal Food, Drug, and
Cosmetic Act.
The burden to demonstrate that a
pesticide product satisfies the criteria
for registration is at all times on the
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proponents of initial or continued
registration. (Industrial Union Dept. v.
American Petroleum Institute, 448 U.S.
607, 653 n. 61 (1980); Environmental
Defense Fund v. Environmental
Protection Agency, 510 F.2d 1292, 1297,
1302 (D.C. Cir. 1975).
B. EPA’s Authority for Registration
Review
The Food Quality Protection Act
(FQPA) of 1996 amended FIFRA to add,
among other things, section 3(g),
‘‘REGISTRATION REVIEW,’’ as follows:
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(1)(A) GENERAL RULE. - The registrations
of pesticides are to be periodically reviewed.
The Administrator shall by regulation
establish a procedure for accomplishing the
periodic review of registrations. The goal of
these regulations shall be a review of a
pesticide’s registration every 15 years. No
registration shall be canceled as a result of
the registration review process unless the
Administrator follows the procedures and
substantive requirements of section 6.
(B) LIMITATION. - Nothing in this
subsection shall prohibit the Administrator
from undertaking any other review of a
pesticide pursuant to this Act.
(2)(A) DATA. - The Administrator shall use
the authority in subsection (c)(2)(B) to
require the submission of data when such
data are necessary for a registration review.
(B) DATA SUBMISSION,
COMPENSATION, AND EXEMPTION. - For
purposes of this subsection, the provisions of
subsections (c)(1), (c)(2)(B), and (c)(2)(D)
shall be utilized for and be applicable to any
data required for registration review.
IV. Notice of Proposed Rulemaking
EPA published proposed procedures
for the registration review of pesticides
on July 13, 2005 (70 FR 40251) (FRL–
7718–4). A copy of the proposed rule
may be found in Docket EPA–HQ–OPP–
2004–0404, which can be accessed
electronically at: https://
www.regulations.gov. The 90–day
comment period for this proposed rule
ended on October 11, 2005.
The preamble to the proposed rule
discussed:
• Statutory authority and legislative
history.
• The Agency’s goals for the
registration review program.
• Evaluating approaches to
registration review.
• Factors considered in designing the
registration review program.
• Design options considered for the
registration review program.
• Testing the proposed registration
review decision process.
• Proposed procedures for
registration review.
• Relationship of registration review
to other FIFRA activities.
• Phase-in of the registration review
program.
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• Results of reviews required by
statutes and executive orders.
V. Overview of Comments
EPA received 23 comments on the
proposed rule, as follows:
• One individual.
• Two consultants.
• One public interest group.
• Four registrants.
• One State Pesticide Safety
Coordinator.
• Three State Lead Agencies for
pesticides.
• Five California water sanitation
agencies.
• Six trade associations.
The Agency’s analysis of these
comments showed that the comments
can be organized into three broad topic
areas:
• Requests for changes in the
procedural regulations. These comments
and the Agency’s response are discussed
in this preamble.
• Operation and implementation of
the registration review program. These
comments and the Agency’s response
are discussed in this preamble.
• Issues concerning the licensing of
pesticides in general are described in
the response to comments document
that the Agency has placed in the docket
for this rulemaking.
In general, comments on the proposed
rule resulted in minimal revisions in the
final rule. Early implementation will
continue to be discussed with the
Pesticide Program Dialogue Committee,
a stakeholder advisory committee
established under the Federal Advisory
Committee Act. EPA may issue
additional guidance on the registration
review program as it gains experience
with these procedures.
VI. Comments on the Procedural
Regulations
A. § 155.40--General
This section describes the purpose of
the regulations in Subpart C-Registration Review Procedures and
states that the goal of these procedures
is a review of each pesticide’s
registration every 15 years. This section
also specifies that the regulations apply
to pesticides registered under section 3
or section 24(c) of FIFRA, states that the
Agency may undertake any other review
under FIFRA at any time and that the
Agency will use FIFRA section
3(c)(2)(B) to require new data or
information that are necessary for a
pesticide’s registration review.
1. Authority to establish procedures
for registration review. A trade
association questioned EPA’s authority
to establish the proposed procedures for
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registration review. They asserted that
in the absence of specific procedures in
FIFRA for the administration of
registration review, EPA must use
procedures in FIFRA section 3(c)(8)
which specifies procedures for
conducting interim administrative
review to develop a risk-benefit
evaluation of a pesticide. Procedures for
implementing FIFRA section 3(c)(8) are
described in 40 CFR part 154.
The Agency does not agree with this
comment. FIFRA section 3(g)(1)(A),
which mandates a periodic review of
the registration of pesticides, requires
the Agency to establish procedures for
conducting such reviews. This
provision means that, except for
limitations specified in FIFRA section
3(g)(1)(B) and FIFRA 3(g)(2), EPA has
the authority to develop procedures for
the conduct of this new program.
Accordingly, EPA is not required to use
procedures in FIFRA section 3(c)(8) to
conduct the review mandated in FIFRA
section 3(g).
2. Registration review of pesticides
covered under FIFRA section 25(b). An
industry comment asked EPA to assure
that products exempted from FIFRA
regulation under section 25(b) of FIFRA
are reviewed adequately, especially
with regards to health claims.
Pesticides that are exempt from
FIFRA requirements under FIFRA
section 25(b) are identified in 40 CFR
152.20, Exemptions for pesticides
regulated by another Federal agency,
and 40 CFR 152.25, Exemptions for
pesticides of a character not requiring
FIFRA regulation. Pesticides covered by
FIFRA section 25(b) are not subject to
registration review. However, some
products that are exempt under FIFRA
section 25(b) could be affected by
actions taken in registration review. For
example, pesticide-treated articles or
substances described in § 152.25(a)
could be affected if issues arise during
the registration review of a pesticide
used to treat an article or substance. If
the pesticide product or its use on
treated articles or substances were
canceled, the treated article or substance
would no longer meet the requirements
of § 152.25(a), which specifies that the
pesticide used to treat an article or
substance must be registered for that
use.
B. § 155.42--Baseline Dates for
Registration Review Cases
In § 155.42(d), EPA proposed to
establish a baseline date for each
registration review case. In general, the
baseline date would be the date of
initial registration of the oldest product
in the registration review case or the
date of reregistration, whichever is later.
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The date of reregistration would be the
date on which either a Reregistration
Eligibility Decision (RED) or an Interim
Reregistration Eligibility Decision
(IRED) was signed, whichever date the
Agency determines to be most
appropriate.
An industry comment suggested that
to avoid duplication of effort, the
Agency should amend § 155.42 to use
the date of approval of significant new
uses as the baseline date for the
registration review case.
The Agency intended the baseline
date to be the date of the last
comprehensive review. A review of a
new use may not be comprehensive-previously approved uses may not be
included in the evaluation of the new
use. Generally, when conducting a
registration review of a pesticide for
which a significant new use was
recently approved, EPA would not redo
the recent review but would incorporate
the risk assessment for the new use into
the registration review.
Another commenter asserted that
baseline dates should be either the
initial registration of a pesticide or the
completion of the RED. The commenter
stated that the IRED should not be used
because it does not include an
assessment of cumulative risk that is
required for pesticides that have a
common mechanism of toxicity with
other substances. For such pesticides,
the Agency should use the date of the
RED (as opposed to IRED) to establish a
common baseline date for all the
pesticides included in the cumulative
risk assessment.
The Agency agrees that the RED
would update the comprehensive IRED
regarding cumulative risk or other
issues but the RED itself may not be a
comprehensive review. For cases where
there is both an IRED and a RED, the
Agency needs the flexibility to decide
which document represents a
comprehensive review. Accordingly,
this final rule allows the Agency to use
the date of either document as the
baseline date.
C. § 155.44--Establishing and
Announcing Schedules for Registration
Review
1. Chronological vs. risk-based criteria
as basis for establishing schedules for
registration review. In § 155.44, EPA
proposed that schedules would be based
on the baseline date of the registration
review case or on the date of the last
registration review of the registration
review case. The rule allows the Agency
to take into account other factors, such
as achieving process efficiencies, when
setting schedules. The preamble of the
proposal described other factors that the
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Agency might consider. In July 2006,
EPA released draft schedules that were
developed using procedures in the
proposed rule. Under the draft
schedules, EPA would review
chemically related registration review
cases together.
While most commenters supported
the proposed chronological approach,
public interest groups and water
treatment authorities advocated riskbased approaches for scheduling.
Several industry groups did not like the
chemical groupings in the Agency’s
draft schedules, preferring that cases be
scheduled for registration review in a
strictly chronological order. They
argued that grouping cases together
undermines the chronological order of
the schedule and that the order of
groups in the schedule would be based
on risk concerns. One industry group
asked the Agency to include in the rule
criteria for deviating from a
chronologically based schedule and to
consult registrants regarding the
selection of new dates.
While the Agency appreciates that
there is a range of views as to how to
set schedules for the registration review
program, the establishment of schedules
is within the Agency’s discretion. EPA
believes that reviewing similar cases
together facilitates decision making for
pesticides with similar scientific or
regulatory issues and would be an
efficient use of resources. Registrants or
other stakeholders may notify the
Agency regarding particular issues that
could impact the schedule. The Agency
would consider such issues as
appropriate.
2. Considerations that could change
the registration review schedule. The
Agency may consider factors other than
the baseline date of the registration
review case when developing schedules
for registration review. As discussed in
Unit IX.E. of the preamble of the
proposed rule and as shown on the draft
schedule released in July 2005, the
Agency plans to cluster identified cases
belonging to the same chemical class or
group to promote efficiency of review
for the Agency and provide a ‘‘level
playing field’’ for industry.
Additionally, because the Agency’s
economic analysis of this regulation
suggested that a small business (i.e., a
business that meets criteria established
by the Small Business Administration)
might face high data generation costs if
it holds registrations in two or more
registration review cases that are
scheduled to undergo registration
review in the same year, the Agency
may schedule these cases out of
chronological order.
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The Agency has a continuing
obligation to respond to emerging risk
concerns (discussed in Unit XI.B. of the
preamble of the proposed rule). At any
time, the Agency may receive new
information that suggests that the
Agency should reevaluate a previous
decision to register a pesticide. After the
registration review program begins, the
Agency will continue to address
emerging risk concerns. If a pesticide
presents an urgent potential risk of
concern, the Agency may opt to review
all other aspects of the pesticide’s
registration at that time, rather than only
looking at the risk of concern. In such
cases, the Agency may update the
registration review schedule by
announcing the new date of the
registration review of this case.
In general, the Agency may consider
these and other factors, including issues
raised by the public or the registrant
when reviewing a posted schedule, to
schedule a pesticide registration review,
or to modify the schedule of a pesticide
registration review as appropriate.
3. Three-year schedules. Although the
preamble of the proposed rule
contemplated maintaining a 3–year
schedule, the proposed rule did not
specify a timeframe. In response to
comments requesting this change, the
Agency has modified § 155.44 to specify
that the schedules would cover the
current year and at least two subsequent
years.
D. § 155.46--Deciding that a Registration
Review is Complete and Additional
Review is Not Needed
Under § 155.46, the Agency may
propose that no additional review of a
pesticide is needed in order to
determine whether the pesticide
continues to meet FIFRA requirements
for registration. The Agency would
announce the availability of such
proposals and take comment on them.
In response to comments on a proposal
made under § 155.46, EPA may
reconsider its proposal and schedule a
registration review of the pesticide.
The Agency received one comment
asking the Agency to clarify the purpose
of this provision. The purpose of this
provision is to give the Agency
flexibility to not schedule a pesticide for
registration review if the pesticide has
such low toxicity, exposure or risk that
another review would not change the
Agency’s position and would not be an
effective use of resources. The Agency
may also use this provision for a
pesticide that has recently undergone a
comprehensive review. In proposed
decisions issued under § 155.46, the
Agency generally would explain why it
believes that no additional review is
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necessary and reference, as appropriate,
publicly available documentation to
support the Agency’s position.
To clarify the procedures it will use
in § 155.46, EPA is modifying the
second sentence to read, ‘‘In such cases,
instead of establishing a pesticide
registration review case docket as
described in § 155.50, the Agency may
propose that, based on its determination
that a pesticide meets the FIFRA
standard for registration, no further
review will be necessary.’’ EPA is
clarifying the status of pesticides subject
to this section by adding the sentence,
‘‘The date of the final notice of
availability would be used as the date of
the latest registration review for the
purpose of scheduling subsequent
registration reviews.’’
E. § 155.48--Data Call-In
Section 155.48 provides that, as
required by FIFRA section 3(g), EPA
will use procedures in FIFRA section
3(c)(2)(B) to require submission of data
that are needed to conduct a pesticide’s
registration review. This paragraph
stipulates that the data protection
provisions of FIFRA 3(c)(1), (c)(2)(B),
and (c)(2)(D) apply to the submission,
compensation and exemption of data
required to conduct a registration
review.
1. Data Call-In procedures. One
comment asked why the proposed rule
does not impose any requirements
under FIFRA 3(c)(2)(B). The commenter
suggested that additional data collection
authorities are needed and procedures
to ensure all necessary data must be
included in this rule.
The Agency finds that it is not
necessary to develop new procedures
for calling in data for registration review
because FIFRA section 3(g) requires the
Agency to use section 3(c)(2)(B) to
collect the data, and that section
provides EPA with sufficient authority
to obtain any necessary data.
2. Data compensation for
‘‘voluntarily’’ submitted data. Industry
comments asked that the proposed rule
clarify the data compensation status of
information voluntarily submitted in
response to registration review. Some
comments suggested that the rule
specify the mechanisms for requesting
and obtaining a Data Call-In notice (DCI)
before the data are submitted in order to
protect data compensation rights. Other
comments suggested that studies used
in the registration review decision,
particularly studies generated under
revisions to the data requirements in 40
CFR part 158, be presented in the
decision document. Registrants asked
that in addition to determining whether
a pesticide meets the FIFRA risk/benefit
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standard, EPA should assure that the
registrant of the pesticide is entitled to
use data supporting the risk/benefit
determination for the pesticide.
The Agency acknowledges the
importance of this issue and agrees that
this concern should be addressed in the
conduct of the registration review
program. FIFRA section 3(g)(2)(A)
directs the Agency to utilize section
3(c)(2)(B) to require the submission of
data when such data are necessary for
a registration review. Similarly, FIFRA
section 3(g) requires that the data
compensation provisions, including
those set forth in sections 3(c)(1),
3(c)(2)(B), and 3(c)(2)(D) ‘‘be utilized for
and applicable to any data required for
registration review.’’ Hence, to the
extent the Agency requires any data for
registration review, such data are
eligible for the data protections
provided by the statute.
If a company submits data or
information to the docket voluntarily (as
opposed to providing these data or
information in response to a DCI), such
data are not ‘‘required’’ data eligible for
protection under the statute. However,
the Agency may evaluate these data or
information and find that it must rely on
this information to support the
continued registration of pesticide
products. If the Agency makes such a
finding in the course of a pesticide’s
registration review, this finding would
be a determination that the voluntarily
submitted data or information are now
required. This would be a ‘‘compensable
event’’ and would trigger the
requirement for compensation to be
addressed. The competitors to the
original submitter would be required to
submit their own data or offer data
compensation to the data submitter for
use of the study. A ‘‘compensable
event’’ would also arise should the
Agency issue a Data Call-In Notice for
the same data as were previously
submitted voluntarily, but a Data CallIn Notice is not necessary to trigger
compensability should the Agency
determine and announce as part of its
registration review decision that the
particular data were required to support
the registrations in question.
The Agency’s registration review
decision document may identify such
data or information and the registration
review decision document may
establish a deadline for registrants
whose registrations depend on such
data to offer compensation to the
owners of the data or submit their own
data. The Agency may cancel the
product registration of registrants who
fail to adequately support a registration.
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F. § 155.50--Initiate a Pesticide’s
Registration Review
EPA proposed to establish a docket
for each registration review case, except
for cases covered under § 155.46. The
docket would describe information that
the Agency may consider in the course
of a pesticide’s registration review and
describe information that the Agency
does not have that might be useful in
the review. The public would be invited
to review information in the docket and
submit, within 60 days, any other
information that they believe should be
considered in the pesticide’s review. A
pesticide’s registration review begins
when EPA opens the docket for
registration review case.
1. Timeframe for submitting
comments. As originally proposed, the
timeframe for submitting comments in
response to a notice issued under
§ 155.50(b) would be ‘‘60 calendar
days.’’ In response to comments that
this time frame would not be long
enough, the Agency is modifying this
paragraph to specify that the time frame
for such comment periods will be ‘‘at
least 60 calendar days.’’
2. Late submissions. Comments from
industry and others asked the Agency to
clarify its position regarding data or
information submitted after the due date
established in the notice announcing the
opening of the pesticide registration
review case docket.
Under § 155.50(c)(1), the Agency will
consider late submissions if the Agency
believes that the new data or
information are critical for the
regulatory decision, such as health
effects or ecological effects data or
exposure data that the EPA could use to
refine a risk assessment.
If a person has data or information
that he/she believes that Agency should
consider during the pesticide’s
registration review, but the data or
information will not become available
before the expiration of the comment
period, he/she may either request an
extension of the comment period, or in
accordance with § 155.52, consult with
the Agency regarding a submission date
for these materials.
3. Information submitted under
§ 155.50(c). Comments from industry
asked the Agency to modify § 155.50(c)
to specify the types of information that
might be submitted under this
paragraph and to reference quality and
scientific criteria for data that might be
submitted as comments during a
pesticide’s registration review.
In the preamble of the proposed rule,
EPA described the kinds of information
that, based on its experience in the
pesticide reregistration program, might
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be useful in registration review. As the
Agency and its stakeholders gain
experience in the registration review
process, it may become clear what types
of information are most useful. EPA
could then develop appropriate
guidance. In accordance with the Data
Quality Act, EPA has already issued
guidance regarding the quality of
information that it relies upon for
regulatory decisions. This guidance is
available at EPA’s website at: https://
www.epa.gov/quality/
informationguidelines/. The Agency
will use this guidance in the registration
review of pesticides.
G. § 155.52--Stakeholder Engagement
Under § 155.52, the Agency may meet
with registrants or other stakeholders
during a pesticide’s registration review
or to prepare for a forthcoming review.
This section explains the procedure for
releasing minutes or other material
relating to such meetings.
Comments from industry asked that
the rule provide an acceptable
framework for activities in the preinitiation stage. Other commenters
remarked that non-registrants should
have more access to the registration
review process and that the public
should be able to view all information,
including reports from consumers about
adverse effects. Additionally, they
asserted that EPA should announce
consultation opportunities in the
Federal Register. Other comments from
industry emphasized their concern that
EPA not release confidential business
information.
In this document, the Agency is
establishing procedures that provide the
public with the opportunity to
participate in the review process and to
review materials that the Agency uses as
the basis of proposed registration review
decisions.
The Agency generally does not
announce in the Federal Register
meetings with registrants or other
stakeholders because it needs the
flexibility to hold such meetings when
the need arises. EPA may meet privately
with industry to discuss proprietary or
other confidential business information.
Under § 155.52(a) and (b), EPA will
place in the docket minutes of meetings
with registrants or other stakeholders.
EPA’s protection of information claimed
to be confidential business information
is governed by section 10 of FIFRA and
the Agency’s regulations in 40 CFR part
2.
H. § 155.53--Conduct of a Pesticide’s
Registration Review
This section describes how the
Agency will assess the significance of
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changes in statutes and regulations, risk
assessment procedures or methods, or
data requirements and any new
information about the pesticide to
determine whether additional review of
the pesticide is warranted. If a new
review of the pesticide active
ingredients or individual products in a
registration review case is needed, the
Agency will determine whether
additional information is necessary to
conduct the review. This section also
provides for public review and
comment during the review process.
Under the proposed procedures, the
Agency would generally establish
comment periods of ‘‘at least 60
calendar days,’’ except in § 155.53(c)
where the comment period is ‘‘at least
30 calendar days.’’
1. Agency’s approach for conducting
registration review. The Agency
received several comments that
disagreed with the Agency’s proposed
approach for conducting a pesticide’s
registration review. An industry trade
association reiterated comments made
in response to the April 2000 Advance
Notice of Proposed Rulemaking (65 FR
24585, April 26, 2000) (FRL–6488–9)
that the Agency should use a checklist
or decision tree for deciding whether a
pesticide continues to meet the
requirements for registration. Other
stakeholders expressed concern that the
proposed approach was not sufficiently
rigorous and would lead to relaxed
standards.
In the preamble of the proposed rule,
the Agency described alternative
approaches for conducting a pesticide’s
registration review and explained why it
selected the proposed approach. The
comments do not raise issues or
concerns that would alter EPA’s choice
of approach. It is important to note,
however, that although the Agency has
not chosen to use a pure checklist
approach, it is using a decision
paradigm that ensures that the process
will be transparent while still providing
sufficient flexibility to allow for the
scope and depth of a particular review
to be tailored to the circumstances of the
particular registration review case.
2. Review of individual product
registrations. Some registrants expressed
their belief that the Agency should
conduct a comprehensive review of
individual product registrations to
assure adequacy of product labels,
product-specific data, and any claims
for generic data exemption under FIFRA
section 3(c)(2)(D).
As explained in the preamble of the
proposed rule, during the comment
period on the initial registration review
case docket, the public may comment
on the need for a new review of
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individual product registrations. The
Agency will continue to comply with its
data protection obligations under FIFRA
section 3(c)(2)(D).
3. Public participation procedures.
Several commenters noted that under
the Agency’s procedures for public
participation in the reregistration and
tolerance reassessment programs, the
Agency may announce the availability
of a revised risk assessment and may
invite the public to suggest approaches
for mitigating the risks identified in the
revised risk assessment. The proposed
procedures for registration review did
not provide this opportunity.
In response to this comment, the
Agency is revising § 155.53(c) so that it
may provide the public an opportunity
to comment on possible risk mitigation
when a revised risk assessment shows
risks of concern. However, if immediate
action is warranted, the Agency may
initiate cancellation or suspension
procedures under FIFRA section 6. In
this event, the Agency would not
provide the opportunities for public
comment described in § 155.53(c) but
would follow procedures in FIFRA
section 6, as appropriate.
4. Length of comment periods. Several
commenters asserted that the comment
periods provided in the proposed
regulation were not long enough.
Generally, where EPA publishes a
document for comment, the Agency
considers requests for extension if a
reasonable basis for extension is
provided. It is not necessary to modify
these regulations to provide for
extending comment periods.
I. § 155.57--Registration Review Decision
This section states that a registration
review decision is the Agency’s
determination whether a pesticide
meets, or does not meet, the standard for
registration under FIFRA.
1. Goal of registration review. The
California Stormwater Quality
Association asserted that the goal of
registration review should be to protect
water quality and minimize the need to
mitigate pesticide impacts through
Clean Water Act (CWA) mechanisms.
The Agency believes that the goal of
registration review is set forth in FIFRA
section 3(g) and reiterated in § 155.40.
Registration review is a determination
whether a pesticide continues to meet
the FIFRA standard for registration,
including, among other things, that the
pesticide does not cause unreasonable
effects on the environment. As part of
this review, EPA will assess the effects
of pesticides on water quality. However,
while meeting CWA standards is
important, it is not the only goal of
registration review.
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2. FIFRA standard for registration. (a)
Comments from industry strongly
oppose EPA’s intention to consider a
pesticide’s benefits during registration
review. The comments referred to a
discussion in the preamble of the
proposed rule where EPA explained that
it would evaluate information about the
benefits of a pesticide with known high
risks during registration review if a new
and safer alternative to a pesticide has
become available. The comments
asserted that it is inappropriate for the
Agency to base continued registration of
a pesticide on a comparative benefits
assessment with other pesticides. The
comments cited FIFRA section 3(c)(5) to
support their assertion that when
pesticides meet the registration criteria
of FIFRA, the Agency should not be
allowed to make marketplace decisions
of one product over another. FIFRA
section 3(c)(5) states, ‘‘The
Administrator shall not make any lack
of essentiality a criterion for denying
registration of any pesticide. Where two
pesticides meet the requirement of this
paragraph, one should not be registered
in preference to the other.’’
EPA believes the commenter
misapprehends the nature of FIFRA’s
risk-benefit balancing standard. A
determination that a pesticide meets the
registration standard under FIFRA at
one time does not necessarily mean that
the same pesticide will meet the
standard at all times in the future, even
if the science associated with the risks
posed by the pesticide does not change.
Significant changes in the benefits
picture, such as the development of pest
resistance or new alternatives, can also
affect whether a pesticide continues to
meet the FIFRA registration standard.
EPA does not intend to compare
benefits of two or more pesticides that
do not pose risks of concern. As the
commenters noted, EPA may not make
a determination of essentiality when
two pesticides meet the FIFRA
requirements for registration. However,
when there are risks of concern for a
pesticide, FIFRA requires EPA to weigh
those risks against the benefits of that
pesticide to determine whether the risks
are unreasonable. Benefits are the
advantages that accrue to the pesticide
users or society in general, such as
increased production, decreased
production costs, pest-free homes, or
disease-vector control. The magnitude
of those benefits often depends on the
availability of alternative pest control
measures, whether chemical, biological
or cultural. Benefits are, in general,
expected to be higher when there are no
viable alternatives.
During registration review, EPA may
reassess a pesticide that has remained
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registered even though high risks are
associated with the use of the pesticide.
In its earlier review, the Agency may
have found that the pesticide did not
pose unreasonable risk because of the
high benefits of the pesticide. In
registration review, EPA may find that
existing risk assessments that identify
these risks of concern are still valid.
EPA would then determine whether the
pesticide continues to provide sufficient
benefits to justify maintaining the
registration. The benefits finding could
depend on whether new, safer
alternatives have been registered since
EPA’s earlier decision. EPA conducted
similar analyses in the reregistration
program.
If EPA’s review of a pesticide’s
registration appears to show that the
pesticide does not meet the FIFRA
standard for registration, EPA would
follow procedures in FIFRA section 6 to
change, cancel or suspend the
pesticide’s registration. This section sets
out where it requires EPA to assess the
benefits of the pesticide and provides
opportunities for public hearings on
whether the pesticide’s registration
should be changed, canceled, or
suspended. The Agency would not
analyze benefits when a registrant
responds to the Agency’s registration
review finding by agreeing to the
cancellation of a pesticide or
termination of one or more of its uses
under FIFRA section 6(f). However,
FIFRA provides the public an
opportunity to comment on the
proposed action.
(b) Another registrant asserted that the
registration review regulations should
contain language that specifically
reaffirms the standard of imminent
hazard and substantial risk as the basis
for cancelling pesticide registrations. He
cited a specific product example to
illustrate his belief that the Agency
employed a ‘‘zero tolerance agenda’’
during reregistration.
The standard of ‘‘imminent hazard’’
referred to by the commenter applies to
suspensions and emergency
suspensions under FIFRA section 6(c).
This section sets forth the standard for
a suspension or an emergency
suspension. This is not the standard that
the Agency will use in making
registration review decisions. The
Agency interprets registration review to
be a determination that a pesticide
continues to meet the standard for
registration in FIFRA section 3(c)(5), or,
where appropriate, section 3(c)(7). This
standard specifies, among other things,
that a pesticide may not pose
unreasonable risk to man or the
environment.
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When a pesticide poses risks of
concern to humans or the environment,
the Agency must address these risks.
The options for addressing such risks
include risk mitigation, determining
that the risks are justified in light of the
benefits of the pesticide, or initiating
regulatory options to modify or cancel
the registration. EPA generally consults
with registrants and other stakeholders
when deciding how to mitigate a risk. In
addition, EPA has modified the
proposed public participation
procedures for registration review to
generally add a public comment period
when a pesticide poses risks of concerns
so members of the public can provide
suggestions for reducing the risk. This
procedure provides registrants and other
stakeholders an opportunity to provide
input on the Agency’s risk management
decisions.
J. § 155.58--Procedures for Issuing a
Decision on a Registration Review Case
In this section, EPA explains that it
will issue proposed registration review
decision documents for public review
and comment. In comments on the
proposed rule, various stakeholders
advised the Agency of their expectations
and needs regarding the documentation
of registration review decisions and
suggested how this documentation
might be presented. EPA appreciates
these suggestions. The Agency has
consulted the Pesticide Program
Dialogue Committee and has considered
their recommendations together with
comments submitted on the proposed
procedural regulations. Nothing in the
comments indicates the need to modify
the regulation to specify the format of
the registration decision document.
VII. Comments on the Operation of the
Registration Review Program
A. Scope of the Registration Review
Program
1. Is registration review a safety net?
In the preamble of the proposed rule,
the Agency described how it intended to
use registration review as the framework
for managing the regulatory status of
existing pesticides.
Industry trade associations did not
agree with this approach. In their
comments, they asserted that EPA
should not expand registration review
beyond the intent of Congress because
to do so risks repeating the Agency’s
experience with reregistration which
began as a 5–year program in 1972 and
still has not been completed. They
asserted that registration review should
not be a catch-all for other programs and
actions. For example, special review,
actions under FIFRA section 3(c)(8),
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FIFRA section 6 or the Pesticide
Registration Improvement Act (PRIA)
should not be included in the
registration review program. They
believe that new programs such as
endocrine disruptor screening and
testing should be conducted
independently of registration review.
The industry comments advocate that,
as far as possible, registration review
should be a safety net.
EPA does agree that registration
review is not the only mechanism for
addressing pesticide registration issues,
and will continue to use other
provisions of FIFRA to address
particular registration issues. However,
EPA does not agree with the comment
that registration review should function
solely as a safety net to discover and
resolve issues missed or overlooked in
registration, tolerance reassessment, or
reregistration activities. While EPA
expects that it will occasionally
discover issues that were overlooked in
previous reviews, the purpose of
registration review is to consider the
pesticide in light of new knowledge that
was not available for previous reviews.
EPA interprets the Congressional
mandate for registration review to be a
periodic assessment whether a pesticide
continues to meet the FIFRA standard
for registration in light of new
knowledge. Therefore, the scope of a
pesticide’s registration review includes
all aspects of a pesticide’s registration
specified in section 3(c)(5) of FIFRA
with respect to product composition,
labeling and other required material,
and risks and benefits. Registration of
new pesticides or new uses of pesticides
under PRIA is a separate program from
registration review. However, in
evaluating a new use under PRIA, the
Agency would consider all relevant
information, including information that
it might consider during the pesticide’s
registration review.
2. Incorporating evolving or new
programs into registration review. As
explained in the preamble of the
proposed rule, EPA intends to
incorporate new requirements, such as
endocrine disruptor screening and
testing or endangered species
assessments into the registration review
program as these aspects of risk
assessment mature into routine
evaluations for pesticides.
Industry commenters advised the
Agency to avoid using registration
review as the sole process for handling
new issues. They asserted that attaching
all these assessments (endangered
species assessments, endocrine
disruptor screening and testing, review
of substitutes, etc.) to a program
intended to accomplish periodic review
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of all pesticides will undermine the
timeliness of the review process for a
great many pesticides. Commenters
believe that this may result in an everchanging schedule that will deprive
registrants and users of predictability
and lead to significant inefficiencies
within the Agency.
Again, EPA does not intend to use
registration review as the only
mechanism for addressing pesticide
registration issues. However, EPA
believes it is appropriate to use
registration review as the framework for
managing its responsibilities regarding
existing pesticides. In making a FIFRA
section 3(c)(5) decision as required
under FIFRA section 3(g), EPA must
consider all information that pertains to
that decision. EPA regards endangered
species assessments required under the
Endangered Species Act or endocrine
disruptor screening and testing required
under the Federal Food, Drug, and
Cosmetic Act as part of the risk
characterization of the pesticide that is
intrinsic to the FIFRA risk/benefit
decision. If knowledge exists on these or
other scientific issues at the time of a
pesticide’s registration review, the
Agency believes it must consider them
when it makes its FIFRA (3)(c)(5)
finding.
3. Managing emerging issues. In the
preamble of the proposed rule, the
Agency explained that it will continue
to give priority to emerging risk
concerns. While reviewing the new risk
concern, the Agency may find that it
would be more efficient to review all
other aspects of the pesticide’s
registration at the same time. The
procedural regulations for registration
review provide flexibility to amend the
schedule to advance the registration
review of a pesticide in this
circumstance. The Agency would
provide as much advance notice as
possible regarding such changes in the
schedule.
Commenters took exception to EPA’s
approach for managing emerging issues
arguing that newly discovered risks of
potential concern should be dealt with
outside of registration review if the risks
are urgent. The commenters believe that
registration reviews should not be
rescheduled under this circumstance.
The Agency does not agree that it
should reassess the approach described
in the preamble of the proposed rule.
EPA fully explained its reasoning in the
proposed rule and the comments do not
persuade it otherwise. This is not to say
that the Agency will not address urgent
risks of concern outside the registration
review process if the Agency determines
that to be the appropriate course of
action.
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4. Assessing risks of substitute
pesticides. In the preamble of the
proposed rule, EPA explained that it
might advance the registration review of
pesticides that are potential substitutes
for a pesticide or some uses of the
pesticide that are being canceled under
FIFRA section 6 because of risk
concerns.
Industry commenters expressed
concern that EPA would even consider
using the registration review program to
address reviews that might be the
outgrowth of cancellation proceedings.
EPA generally would assess risks of
substitute pesticides as part of the
cancellation process in FIFRA section 6.
In the rare event that it is necessary to
perform a comprehensive review of a
substitute pesticide, such a review
might be tantamount to conducting the
registration review of that pesticide. In
such cases, EPA might find that it
would be more efficient to conduct the
registration review of the pesticide at
the same time.
5. Review of inert ingredients. In the
preamble of the proposed rule, EPA
explained that it would handle inert
ingredients in a process that is separate
from registration review.
Some commenters agree with EPA’s
approach of dealing with inert
ingredients. However, others question
the need to review inert ingredients at
all. A public interest group expressed
concern that having separate review
processes for active ingredients and
inert ingredients could result in missing
or ignoring synergistic effects of
mixtures of ingredients.
The Agency intends to follow the
procedures outlined in the preamble of
the proposed rule. The Agency
recognizes that there may be
interactions among the various
chemicals in pesticide products.
Currently, the Agency requires acute
toxicity data for end-use products, i.e.,
formulations containing active and inert
ingredients. These studies address,
albeit to a limited extent, potential
synergistic effects of mixtures of active
and inert ingredients in a pesticide
product. However, to test and review all
of the potential combinations of
ingredients would require significant
resources. The Agency will consider
new scientific methodologies to identify
potential interactions among chemicals,
should they become available.
B. Data and Information Collection in
the Registration Review Program
In the preamble of the proposed rule,
the Agency described strategies for
acquiring information to support a
pesticide’s registration review including
issuing Data Call-In notices to require
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data necessary to conduct a review and
searching the published literature for
pertinent information about a pesticide.
The Agency explained that early
acquisition of data or information that
could be useful in refining a pesticide’s
risk assessment would reduce the time
and effort needed to complete the
review of a pesticide. As explained in
the preamble, EPA might be able to
identify data or information needs when
it publishes the schedule for a
pesticide’s registration review. In some
cases, data or information needs might
become apparent when the Agency
assembles the initial docket for the
registration review case. In this event,
the docket for the registration review
case would identify data or information
needs. In other cases, the Agency might
not be able to identify data or
information needs until it evaluates the
information in the initial docket.
1. Identification of information that
may be used to refine risk assessments.
An industry trade group acknowledged
EPA’s concern about redoing risk
assessments when, in response to a
preliminary risk assessment, a registrant
or other stakeholder submits new data
or information to refine the preliminary
risk assessment. However, they believe
that such iteration is inevitable. When
registrants conduct their own risk
assessments, they may use different
assumptions or interpretations of data
than the Agency uses in its risk
assessments. When the Agency’s risk
assessment shows higher risks than the
registrants found in their own
assessments, they must either develop
data or information to refine the risk
assessment or cancel uses.
EPA agrees that some iteration may be
inevitable. However, the Agency
publishes its risk assessment methods,
including its approach for interpreting
data. So it may be possible for
registrants to anticipate the Agency’s
information or data needs in a
forthcoming registration review and to
reduce the degree of iteration in the risk
assessment process.
2. Information developed under the
Clean Water Act. In public discussions
about the proposed rule, EPA received
a suggestion from water treatment
authorities that the Agency might
consider information developed under
section 303(d) of the Clean Water Act,
which identifies impaired water bodies.
In comments, States raised the
concern that they do not have the
resources to assemble such data.
Registrants expressed their concern that
these data not be taken at face value
because the criteria and process used to
develop these data might affect the
reliability of this information.
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EPA believes that information on
water quality may be useful in
registration review and will make efforts
to obtain State data for CWA section
303(d) listings due to pesticides. When
evaluating such data, EPA will take into
account the procedures used to develop
the data to assess the quality and
usefulness of the data.
C. Work-Sharing
The preamble of the proposed rule
described the Agency’s intention to
develop work-sharing agreements with
its partners in the Organization for
Economic Cooperation and
Development (OECD) or the North
American Free Trade Agreement
(NAFTA). In comments on the proposed
rule, industry trade associations
expressed concern that conducting
reviews jointly with EPA’s NAFTA or
OECD partners might cause delays.
EPA continues to believe that
harmonization and work-sharing will
result in process efficiencies and
superior decisions. Since EPA’s partners
also have programs for reassessing
pesticides, all parties could benefit by
coordinating their efforts. EPA and its
Canadian counterpart have begun
discussions for work-sharing during
registration review with the expectation
that they will develop a work-sharing
plan by the December 2006 meeting of
the NAFTA Technical Working Group
on Pesticides.
EPA gave a presentation on the
registration review program at the
February 2006 meeting of the OECD
Working Group on Pesticides. EPA
intends to continue encouraging the
OECD community to participate in
work-sharing efforts.
EPA may adjust its schedule slightly
to take advantage of these potential
opportunities for work-sharing.
D. Adequacy of EPA’s Methods for
Assessing Potential Risk to Water
Quality
California water-treatment authorities
questioned the adequacy of EPA’s
assessment of risks with regard to water
quality considerations including: Use of
aquatic toxicity testing, surface water
quality studies, and urban uses of
pesticides, particularly when these uses
result in pesticide residues in receiving
waters for storm sewers or sewage
treatment plants. The commenters
reported that in some cases, pesticide
residues in water released by a sewage
treatment plant may exceed its NPDES
permit, which would be a violation of
the Clean Water Act. They also noted
that residues from agricultural uses of
pesticides, e.g., rice pesticides and
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pesticide degradates have been found in
drinking water supplies.
The Office of Pesticide Programs
(OPP) will manage water-related issues
within the framework of the registration
review of pesticides. OPP expects that
its capacity for characterizing risk will
continue to improve as it works with the
Office of Water to refine its models for
estimating exposures and as more
monitoring data become available.
E. Achieving Label Improvement
through the Registration Review
Program
Several commenters see the
registration review program as an
opportunity to improve the quality of
labels on individual pesticide products.
One aspect of label improvement would
be to minimize the number of different
labels for the same product. According
to comments, this situation arises
because many States require State
registration and impose their own
labeling requirements.
The Agency is committed to
improving the consistency of labels.
EPA already works with States on
labeling issues. However, the Agency
notes that section 24(b) of FIFRA
prohibits States from establishing or
maintaining labeling requirements. The
Agency agrees that label improvement is
a worthwhile goal for the registration
review program.
VIII. Implementation Issues
A. Coordination of the Registration
Review Rule with the Data Requirements
Rule
Industry comments asserted that EPA
should delay implementing registration
review until the recently proposed
revisions to the data requirements in 40
CFR part 158 have been finalized. They
stated their belief that EPA cannot make
registration review decisions until it has
completed revising the data
requirements for the registration of
pesticides. Industry is concerned that if
registration review is initiated before a
final rule on data requirements,
different standards will apply to cases
reviewed early in the program, negating
one of the benefits of the review: to
reduce market barriers.
The Agency does not believe it is
appropriate to delay implementation of
the registration review program as
suggested in the comments. In the
absence of updated part 158 rules, the
Agency makes case-by-case data
determinations as a standard program
practice. Registrants are familiar with
this practice. While the Part 158 Data
Requirements Rules and registration
review decisions are related, they are
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not inextricably linked. The revisions to
part 158 have benefits but they are not
a condition precedent to making
registration review decisions.
The part 158 updates may include
provisions to codify current practices.
The purpose of the part 158 rule is to
capture with clarity and transparency
changes in data requirements or
application of data requirements that
the Agency has made on a case-by-case
document since it published its data
requirements in 1984. This goodgovernment goal will amplify
understanding and further enhance
consistency. However, the registration
review program can operate effectively,
as the registration, reregistration, and
tolerance reassessment programs have,
in the absence of these enhancements.
Final promulgation of the part 158 rules
will simply improve on that sound
foundation.
Science will continue to evolve even
after the Agency has completed the
current revision of the data
requirements in 40 CFR part 158. The
Agency expects that it will change its
data requirements to reflect this new
knowledge. Because one of the goals of
registration review is to incorporate
evolving science, the Agency fully
expects that it might apply new and
different risk assessment tools to
pesticides reviewed later in the 15–year
cycle than it used when it reviewed
pesticides early in the 15–year cycle.
The Agency appreciates the
commenter’s concern about market
barriers that might arise if the Agency
uses different risk assessment tools
when reviewing pesticides later in the
15–cycle than it used earlier in the
cycle. Market barriers can be reduced if
similar pesticides are reviewed at the
same time. This is one of the benefits of
the Agency’s plan to group chemically
related cases for review.
B. Transition from Reregistration to
Registration Review
Industry comments asserted that EPA
must clarify when the registration
review program will begin. EPA should
address how it will handle the work of
registration actions, reregistration
actions, and other mandated regulatory
actions before it commits to initiating
the registration review program. EPA
should clarify the transition process
between the reregistration and
registration review programs.
The Agency has announced that the
registration review program officially
begins when these regulations go into
effect. The Agency’s first actions under
the new program will be to issue
schedules and to begin to open
registration review case dockets. As
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noted in the comment, some pesticides
will still be undergoing reregistration
when the registration review program
begins. The Agency recognizes that, to
avoid confusion during the transition
between the reregistration and
registration review programs, it must
clearly communicate whether action on
an existing pesticide is taken under
reregistration (FIFRA section 4) or
registration review under FIFRA section
3(g).
C. Unresolved Problems from
Reregistration Will Affect the Agency’s
Capacity to Conduct Registration
Review
Industry commented that EPA should
not implement registration review of
end-use products until it fixes the
problems with the review of end-use
products in reregistration. The review
processes in registration review and
reregistration are likely to be similar and
registration review might duplicate the
effort of reregistration, especially when
a product may undergo product-specific
review several times (e.g., a product that
contains two or more active ingredients
may belong in two or more registration
review cases). The commenters are
concerned that if EPA does not achieve
efficiencies in the review of end-use
products, the 15–year review will
extend to 40 years.
EPA expects reregistration to satisfy
most product-specific data requirements
and achieve many label improvements
for end-use products. Although the
Agency does not expect it will routinely
require product-specific data during
registration review, it expects that
registration review will be an important
vehicle for the continuing update of
labels. The Agency agrees that the
review of end-use product labels could
benefit from process improvements. The
Agency believes that registrants and
other stakeholders can help develop
approaches to make this process more
efficient.
IX. Program Costs
A. Impacts on Small Businesses
Registrants commented that EPA has
not accurately characterized the effects
of registration review on small business.
They suggested that per-company costs
of $750,000 and 2% gross sales are not
insignificant even for large entities and
will have a direct adverse effect on
small businesses. They believe that the
cost projections are misleading because
they do not include all costs incurred by
a registrant such as existing reporting,
recordkeeping, and financial burdens
imposed by the Agency’s many other
on-going programs. Commenters
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suggested that EPA should re-evaluate
the impacts on small business and
reduce economic burden on them.
EPA believes it has accurately
characterized the impacts of the
registration review procedures on the
regulated community, including small
businesses. The procedures in this rule
establish what EPA will do to review a
pesticide registration. They do not
obligate a registrant to take any action.
As part of the rulemaking process,
EPA is required to estimate the
economic impacts, including effects on
small business, that occur as a
consequence of the rule. Because costs
resulting from existing reporting or
recordkeeping requirements or costs
from other Agency programs are not
imposed by this rule, these costs are not
included in the Agency’s assessment of
the impacts of this rule.
The regulations do not impose new
data requirements. They establish the
process by which EPA will decide if
additional data are necessary to
determine whether a pesticide
continues to meet FIFRA standards.
That is, data generation costs are only
indirectly a result of registration review
procedures. It is important to realize
that the per-company costs of $750,000
are primarily the cost of data generation;
that is, they are not a direct cost
imposed by this rule.
The Agency has determined that this
rule will not have a significant adverse
impact on a substantial number of small
businesses. Nonetheless, the Agency
recognizes that, from the perspective of
a small business whose product is
undergoing registration review, the costs
of data generation in registration review
could be significant. Accordingly, the
Agency is willing to work on a case-bycase basis with a small business for
whom the requirements for data
generation in registration review are
burdensome. Data Call-In notices issued
under FIFRA section 3(c)(2)(B) allow a
registrant to request a data waiver that
is based on economic factors. In lieu of
a new study, the Agency is generally
willing to consider whether substitute
data or bridging data would be
adequate. If a new study is required, the
Agency may consider time extensions so
that a registrant can spread the costs of
data generation over a longer period of
time. The Agency has made these
options available to small businesses in
the registration and reregistration
programs and expects to continue to
make them available for registration
review.
B. Cost of Product-Specific Data
Industry comments asserted that the
economic assessment was incomplete
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because it did not include the costs of
generating product-specific data, in
particular, the costs of repeating efficacy
tests for public health pesticides. At
public meetings on the proposed rule,
the Agency said that it would require
new product efficacy tests.
These comments accurately describe
the scope of the feasibility study. The
purpose of the feasibility study was to
test the validity of the registration
review decision paradigm and to
develop data for estimating the costs of
the program. The Agency did not review
individual product registrations in the
feasibility study to determine whether
new product-specific data, including
efficacy data, would be required because
the Agency believes that, to a great
degree, these product-specific data
requirements have been satisfied
through the registration and
reregistration programs and such data
would generally not be needed to
support a pesticide’s registration review.
During the registration review of a
public health pesticide, the Agency
would determine whether to continue to
base the product’s registration on
existing product efficacy data. The
Agency may ask for new product
efficacy data if the product’s
composition has changed so that
existing data no longer support the
current composition of the product, or
the test method is no longer valid, or
there is information suggesting that the
formulation might not be efficacious as
claimed. The Agency did not review
product chemistry data in the feasibility
study to make case-by-case
determinations whether existing
product efficacy tests are appropriate for
the composition of the product. The
Agency has not revised antimicrobial
efficacy test methods, so, for purposes of
the feasibility study, the existing
efficacy tests were considered to be
valid. (If the Agency had information
suggesting that a product in the
feasibility study was not efficacious as
claimed, the Agency would not wait
until registration review to ask for new
efficacy data. The Agency would have
issued a DCI or initiated other action
under FIFRA, as appropriate.) The
Agency believes that the costs of
replacing product efficacy data for a few
products in a registration review case
will be much lower than the costs of
generating new generic data to support
the active ingredient(s) in a registration
review case. In any case, any costs for
generating new product-specific efficacy
data would not be a direct cost imposed
by this procedural regulation.
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X. Technical Changes to the Rule
In addition to the changes made in
response to comments, the final rule
reflects that the Agency made the
following technical changes to what was
proposed:
1. In § 155.42(d), the Agency added
clarifying phrases (indicated in italics)
to the second and third sentences, as
follows: ‘‘In general, the baseline date
will be the date of initial registration of
the oldest product in the case or the
date of reregistration, whichever is later.
The date of reregistration is the date on
which the Registration Eligibility
Decision or Interim Reregistration
Eligibility Decision was signed,
whichever date the Agency determines
to be more appropriate based on the
comprehensiveness of the review.’’
2. In § 155.44, EPA is deleting the
sentence, ‘‘As indicated in § 155.40, the
Agency may change the schedule of a
pesticide’s registration review if
circumstances warrant,’’ because it is
not a correct reference.
3. In § 155.48, EPA is deleting the
phrase ‘‘before, during or after a
registration review’’ because it is
redundant.
4. The Agency is modifying § 155.50
as follows:
• In the first sentence add the phrase
‘‘except for cases covered under
§ 155.46.’’ The sentence now reads,
‘‘The Agency will initiate a pesticide’s
registration review by establishing a
docket for each registration review case,
except for cases covered under § 155.46,
and opening it for public review.’’
• Change the paragraph heading of
§ 155.50(a) to ‘‘Contents of the
registration review case docket.’’ The
Agency has deleted the first sentence of
this paragraph and modified the last
sentence to read, ‘‘The Agency will
consider including, but not limited to,
the following information: . . .’’ The
Agency is making these changes to make
clear that this paragraph describes the
contents of the initial docket.
• Change § 155.50(c) by adding
‘‘during the comment period’’ to the
paragraph heading and by changing the
first sentence in paragraph (c)(1) to read
as follows: ‘‘In order to ensure that the
Agency will consider data or
information in the conduct of a
registration review, interested persons
must submit the data or information
during the comment period established
in the notice described in paragraph (b)
of this section.’’ These changes are for
clarity.
• Add paragraph § 155.50(d) as
follows, ‘‘For the purposes of this
subpart, the provisions of subpart B do
not apply.’’ EPA is making this change
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to eliminate any possible confusion as
to whether docketing procedures in part
155 subpart B apply to registration
review activities. Subpart B describes
docketing and public participation
procedures for the registration standard
program that the Agency conducted
before it began the reregistration process
mandated in the 1988 amendments to
FIFRA. The Agency will eventually
issue a housekeeping rule to delete this
subpart.
5. In § 155.52, the Agency is making
editorial changes for clarity, as follows:
• Substitute ‘‘other persons’’ for
‘‘public interest groups’’ in the third
sentence so that it reads, ‘‘The Agency
may consult with registrants, pesticide
users, or other persons during a
pesticide’s registration review . . .’’
• Add the phrase ‘‘Minutes of’’ to the
paragraph heading of § 155.52(a) so that
it reads, ‘‘Minutes of meetings with
persons outside of government.’’
6. In § 155.53, the Agency is making
several editorial changes for clarity, as
follows:
• Add the preposition ‘‘of’’ to the
section heading of § 155.53 so that it
reads, ‘‘Conduct of a pesticide’s
registration review.’’
• In the first sentence of this section,
replace the reference to ‘‘§ 155.51,’’
which doesn’t exist, with ‘‘§ 155.50(a),
(b), and (c).’’
• In the first sentence of
§ 155.53(c)(1), replace the phrase ‘‘ask
for’’ with the verb ‘‘request.’’
7. In § 155.58, the Agency is making
an editorial change in paragraph (b)(3)
by deleting the phrase ‘‘precede,
accompany or follow’’ from the second
sentence and replacing it with the
phrase ‘‘may be issued in conjunction
with.’’
XI. FIFRA Review Requirements
In accordance with FIFRA section
25(a) and 25(d), this rule was submitted
to the FIFRA Science Advisory Panel
(SAP), the Secretary of Agriculture
(USDA), and appropriate Congressional
Committees.
XII. Statutory and Executive Order
Reviews
A. Executive Order 12866
Pursuant to Executive Order 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993),
the Office of Management and Budget
(OMB) has designated this rule as a
‘‘significant regulatory action’’ under
section 3(f) of the Executive Order
because it may raise novel legal or
policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
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Order. This action was therefore
submitted to OMB for review under this
Executive Order, and any changes to
this document made at the suggestion of
OMB have been documented in the
public docket for this rulemaking.
EPA has prepared an economic
analysis of the potential impacts of the
registration review procedures. In
addition to analyzing the requirements
contained in this rule, the Agency
analyzed other potential actions that
could occur during a registration review
using other existing authorities that are
not changed in this rule. The Agency’s
analysis, therefore, considers the
potential impact of the registration
review process, which includes the
costs of a registrant’s participation in
the public review components of the
process described in this rule and other
potential requirements imposed by
existing authorities such as data
generation under FIFRA section
3(c)(2)(B). This analysis is contained in
a document entitled Economic Analysis
of the Procedural Regulations for the
Registration Review of Pesticides. EPA
placed a copy of this Economic Analysis
in the public docket for this action
when it published the proposed rule.
Comments on the Economic Analysis
did not warrant revision of this
document and the Agency will rely on
this document to support the final rule.
The Economic Analysis is briefly
summarized here.
The rule does not require registrants
to take specific action as part of the
review of a pesticide registration,
however, the Agency’s analysis assumes
that registrants will engage in their own
evaluation of information provided by
the Agency and other stakeholders, and
participate in the public process
described in this rule. The Agency
estimates such industry costs to be
around $1.2 million annually.
The Agency recognizes that under
other existing authorities a registrant
may also need to submit data that they
have or generate data as necessary to
support the registration. As such, the
analysis also considers the potential
cost to industry from other anticipated
activities under existing authorities that
may occur during the registration
review process, although such activities
are not requirements in this rulemaking.
These activities include potential data
submission or generation activities
related to DCIs, including the
paperwork burden, and other activities
that might occur under other existing
authorities.
Considering these other potential
activities, the analysis shows an
estimated total annual cost to industry
of about $50 million, with the estimates
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for potential data generation activities
accounting for approximately 70% of
these costs. The Agency estimates about
68 companies will be impacted each
year; thus, per-company costs for the
entire registration review process are
likely to average less than $750,000 each
year, even though some companies may
have multiple chemicals under review
during the year. Out of the universe of
2,000 small businesses estimated to
hold pesticide registrations, the Agency
estimates that each year about 30 small
businesses that have responsibility for
providing data to support the
registration of a pesticide would be
involved in a registration review.
Assuming the same level of
participation and potential need to
generate data, the estimated average cost
of the registration review process is
estimated to be less than 2% of the gross
sales for small businesses involved in a
registration review.
B. Paperwork Reduction Act (PRA)
The information collection activities
associated with the registration review
program are already approved by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. That
Information Collection Request (ICR)
document has been assigned EPA ICR
number 0922.07, and OMB control
number 2070–0057. Although this
action does not impose any new
information collection requirements that
would require additional approval by
OMB, the Agency expects the approved
burden estimate to increase with the full
implementation of the registration
review process. A copy of the OMB
approved ICR has been placed in the
public docket for this rule, and the
Agency’s estimated burden increase is
presented in the economic analysis that
has been prepared for this rule.
As detailed in the Economic Analysis
prepared for this rule, the annual
respondent burden for information
collection activities associated with the
registration review program is estimated
to average 120,000 hours, with an
estimated total annual respondent cost
of $10,800,000. The July 13, 2005,
proposed rule invited comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden,
including the use of automated
collection techniques. No comments
were received. Therefore, the Agency
has submitted an information correction
worksheet request to OMB to amend its
existing ICR covering the information
collection activities associated with the
registration review program so that it
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reflects the burden estimates in the
Economic Analysis.
Under the PRA, ‘‘burden’’ means the
total time, effort, or financial resources
expended by persons to generate,
maintain, retain, or disclose or provide
information to or for a Federal agency.
This includes the time needed to review
instructions; develop, acquire, install,
and utilize technology and systems for
the purposes of collecting, validating,
and verifying information, processing
and maintaining information, and
disclosing and providing information;
adjust the existing ways to comply with
any previously applicable instructions
and requirements; train personnel to be
able to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
Under the PRA, an agency may not
conduct or sponsor, and a person is not
required to respond to a collection of
information unless it displays a
currently valid OMB control number.
The OMB control numbers for EPA’s
regulations codified in Chapter 40 of the
CFR, after appearing in the preamble of
the final rule, are listed in 40 CFR part
9, are displayed either by publication in
the Federal Register or by other
appropriate means, such as on the
related collection instrument or form, if
applicable. The display of OMB control
numbers in certain EPA regulations is
consolidated in 40 CFR part 9. For the
ICR activity contained in this final rule,
in addition to displaying the applicable
OMB control number in this unit, the
Agency is amending the table in 40 CFR
9.1 to list the OMB control number
assigned to this ICR activity. Due to the
technical nature of the table, EPA finds
that further notice and comment about
amending the table is unnecessary. As a
result, EPA finds that there is ‘‘good
cause’’ under section 553(b)(B) of the
Administrative Procedures Act (APA), 5
U.S.C. 553(b)(B), to amend this table
without further notice and comment.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., the Agency hereby
certifies that this rule will not have a
significant adverse economic impact on
a substantial number of small entities.
This rule defines the procedures that
EPA will follow to implement the
statutory registration review provision.
It does not impose any new
requirements on the regulated
community. As such, this rule does not
have direct adverse impacts on small
businesses, small non-profit
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organizations, or small local
governments.
For purposes of assessing the impacts
of this rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201, which for the pesticide
industry consists of businesses with
fewer than 500 to 1,000 employees
(range is based on NAICS sector
variations); (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field. The regulated
community does not include any small
not-for-profit organizations. Small local
government organizations, such as
counties, may register a pesticide under
FIFRA section 24(c). However, such
registrants generally do not
manufacture, distribute or sell
pesticides and generally would not be
responsible for generating data to
support the registration of pesticides.
Accordingly, the Agency finds that this
rule does not have a direct adverse
effect on small local governments.
D. Unfunded Mandates Reform Act
Under Title II of the Unfunded
Mandates Reform Act of 1995 (UMRA)
(Public Law 104–4), EPA has
determined that this action does not
contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and tribal
governments, in the aggregate, or the
private sector in any one year. As
described in Unit XIII.A., this rule is not
expected to result in such expenditures.
In addition, this action will not impact
small governments, or local or tribal
governments. Accordingly, this rule is
not subject to the requirements of
sections 202, 203, 204, and 205 of
UMRA.
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E. Executive Order 13132
Pursuant to Executive Order 13132,
entitled Federalism (64 FR 43255,
August 10, 1999), EPA has determined
that this rule does not have ‘‘federalism
implications,’’ because it will not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in the
Order. Thus, Executive Order 13132
does not apply to this rule.
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F. Executive Order 13175
As required by Executive Order
13175, entitled Consultation and
Coordination with Indian Tribal
Governments (65 FR 67249, November
6, 2000), EPA has determined that this
rule does not have tribal implications
because it will not have any affect on
tribal governments, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes, as specified in the Order. Thus,
Executive Order 13175 does not apply
to this rule.
G. Executive Order 13211
This rule is not subject to Executive
Order 13211, entitled Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Disribution, or Use (66 FR 28355, May
22, 2001) because it is not designated as
an ‘‘economically significant’’
regulatory action as defined by
Executive Order 12866 (see Unit
XIII.A.), nor is it likely to have any
significant adverse effect on the supply,
distribution, or use of energy.
H. Executive Order 13045
Executive Order 13045, entitled
Protection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997) does
not apply to this rule because this action
is not designated as an ‘‘economically
significant’’ regulatory action as defined
by Executive Order 12866, (see Unit
XIII.A.), nor does it establish an
environmental standard, or otherwise
have a disproportionate effect on
children.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 ((NTTAA), 15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures) that are
developed or adopted by voluntary
consensus standards bodies. This rule
does not impose any technical standards
that would require EPA to consider any
voluntary consensus standards.
J. Executive Order 12898
This rule does not have an adverse
impact on the environmental and health
conditions in low-income and minority
communities. Therefore, under
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Executive Order 12898, entitled Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations (59 FR 7629,
February 16, 1994), the Agency does not
need to consider environmental justicerelated issues.
XIII. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
Agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and the Comptroller General of
the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. This rule is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
List of Subjects in 40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
List of Subjects in 40 CFR Part 155
Environmental protection,
Administrative practice and procedure,
Pesticides and pests.
Dated: August 1, 2006.
Stephen L. Johnson,
Administrator.
Therefore, 40 CFR chapter I is
amended as follows:
I 1. Part 9 is amended as follows:
I
PART 9—[AMENDED]
a. The authority citation for part 9
continues to read as follows:
I
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671,
21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345 (d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
242b, 243, 246, 300f, 300g, 300g–1, 300g–2,
300g–3, 300g–4, 300g–5, 300g–6, 300j–1,
300j–2, 300j–3, 300j–4, 300j–9, 1857 et seq.,
6901–6992k, 7401–7671q, 7542, 9601–9657,
11023, 11048.
b. In § 9.1, the table is amended by
revising the existing heading for
‘‘Registration Standards’’; removing the
entry under that heading; and adding a
new entry to read as follows:
I
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
*
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(2) If a product fails to satisfy the
FIFRA standard for registration, the
*
*
*
*
*
product’s registration may be subject to
.
cancellation or other remedies under
FIFRA.
Registration Standards and Registration
(b) Applicability. This subpart applies
Review
to every pesticide product registered
under FIFRA section 3 as well as all
*
*
*
*
*
Part 155 ..........................
2070–0057 pesticide products registered under
FIFRA section 24(c). It does not apply
*
*
*
*
*
to products whose sale or distribution is
I 2. Part 155 is amended as follows:
authorized under FIFRA section 5 or
section 18.
PART 155–REGISTRATION
(c) Limitations. (1) At any time, the
STANDARDS AND REGISTRATION
Agency may undertake any other review
REVIEW
of a pesticide under FIFRA, irrespective
of the pesticide’s past, ongoing,
I a. The authority citation for part 155
scheduled, or not yet scheduled
continues to read as follows:
registration review.
Authority: 7 U.S.C. 1361.
(2) When the Agency determines that
I b. By revising the heading of part 155
new data or information are necessary
to read as set forth above.
for a pesticide’s registration review, it
I c. By adding a new subpart C to read
will require such data under FIFRA
as follows:
section 3(c)(2)(B).
40 CFR citation
OMB control no.
Subpart C—Registration Review
Procedures
§ 155.42
Sec.
155.40 General.
155.42 Registration review cases.
155.44 Establish schedules for registration
review.
155.46 Deciding that a registration review is
complete and additional review is not
needed.
155.48 Data Call-In.
155.50 Initiate a pesticide’s registration
review.
155.52 Stakeholder engagement.
155.53 Conduct of a pesticide’s registration
review.
155.56 Interim registration review decision.
155.57 Registration review decision.
155.58 Procedures for issuing a decision on
a registration review case.
Subpart C—Registration Review
Procedures
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§ 155.40
General.
(a) Purpose. These regulations
establish procedures for the registration
review program required in FIFRA 3(g).
Registration review is the periodic
review of a pesticide’s registration to
ensure that each pesticide registration
continues to satisfy the FIFRA standard
for registration. The goal of the
registration review procedures is review
of each pesticide’s registration every 15
years.
(1) Among other things, FIFRA
requires that a pesticide generally will
not cause unreasonable adverse effects
on the environment. Registration review
is intended to ensure that each
pesticide’s registration is based on
current scientific and other knowledge
regarding the pesticide, including its
effects on human health and the
environment.
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Registration review cases.
(a) Establishing registration review
cases. A registration review case will be
composed of one or more active
ingredients and all the products
containing such ingredient(s). The
Agency may group related active
ingredients into a registration review
case when the active ingredients are so
closely related in chemical structure
and toxicological profile as to allow
common use of some or all required
data for hazard assessment.
(1) Existing pesticides. The Agency
will assign each pesticide registered on
or before the effective date of this
regulation to a registration review case.
(2) New pesticides. The Agency will
assign each pesticide registered after the
effective date of this regulation to an
existing registration review case or to a
new registration review case.
(3) A pesticide product that contains
multiple active ingredients will belong
to the registration review cases for each
of its active ingredients.
(b) Modifying registration review
cases. New data or information may
suggest that a registration review case
should be modified. The Agency may
modify a registration review case in the
following ways:
(1) Add a new active ingredient to a
registration review case. The Agency
may determine that a new active
ingredient is chemically and
toxicologically similar to active
ingredients in an existing registration
review case and should be grouped with
the ingredients in the existing
registration review case.
(2) Split a registration review case
into two or more registration review
cases. For example, new data or
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information may suggest that active
ingredients in a registration review case
are not as similar as previously believed
and that they belong in two or more
separate registration review cases.
(3) Move an ingredient from one
registration review case to another. For
example, new data or information might
suggest that an ingredient should not be
grouped with the other ingredients in
the registration review case and that it
belongs in a different registration review
case.
(4) Merge two or more registration
review cases into a single registration
review case. For example, new data or
information might suggest that the
active ingredients in two or more
registration review cases should be
grouped together for registration review.
(5) Delete an active ingredient from a
registration review case. For example,
the Agency will remove the ingredient
from the case if the registrations of all
products containing an active ingredient
in a registration review case are
canceled.
(c) Closing a registration review case.
The Agency will close a registration
review case if all products in the case
are canceled.
(d) Establishing a baseline date for a
registration review case. For the purpose
of scheduling registration reviews, the
Agency will establish a baseline date for
each registration review case. In general,
the baseline date will be the date of
initial registration of the oldest pesticide
product in the case or the date of
reregistration, whichever is later. For
the purpose of these procedures, the
date of reregistration is the date on
which the Reregistration Eligibility
Decision or Interim Reregistration
Decision was signed, whichever date the
Agency determines to be more
appropriate based on the
comprehensiveness of the review.
(1) The Agency generally will not
change the baseline date for a
registration review case when it
modifies a case by adding or deleting
ingredients or products.
(2) When the Agency splits a
registration review case into two or
more cases, the new case(s) generally
will have the baseline date of the
original registration review case.
(3) When the Agency merges two or
more registration review cases into a
single case, the Agency generally will
use the earliest baseline date as the
baseline date for the new case.
(e) Announcing registration review
cases and baseline dates. The Agency
will maintain a list of registration
review cases, including baseline dates,
on its website.
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§ 155.44 Establish schedules for
registration review.
The Agency will develop schedules
for registration review that are generally
based on the baseline date of the
registration review case or on the date
of the latest registration review of the
registration review case. The Agency
may also take into account other factors,
such as achieving process efficiencies
by reviewing related cases together,
when developing schedules for
registration review. The Agency will
maintain schedules for the current year
and at least two subsequent years on its
website.
§ 155.46 Deciding that a registration
review is complete and additional review is
not needed.
The Agency may determine that there
is no need to reconsider a previous
decision that a pesticide satisfies the
standard of registration in FIFRA. In
such cases, instead of establishing a
pesticide registration review case docket
as described in § 155.50, the Agency
may propose that, based on its
determination that a pesticide meets the
FIFRA standard for registration, no
further review will be necessary. In such
circumstances, the Agency will publish
a notice in the Federal Register
announcing the availability of the
proposed decision and provide a
comment period of at least 60 calendar
days. The Agency will publish a notice
in the Federal Register announcing the
availability of a final version of the
decision, an explanation of any changes
to the proposed decision and its
response to any comments. The date of
the final notice of availability would be
used as the date of the latest registration
review for the purpose of scheduling
subsequent registration reviews.
§ 155.48
Data Call-In.
The Agency may issue a Data Call-In
notice under FIFRA section 3(c)(2)(B) at
any time if the Agency believes that the
data are needed to conduct the
registration review. The provisions in
FIFRA section 3(c)(1), (c)(2)(B), and
(c)(2)(D) apply to the submission,
compensation, and exemption of data
required to conduct a registration
review.
jlentini on PROD1PC65 with RULES3
§ 155.50
review.
Initiate a pesticide’s registration
The Agency will initiate a pesticide’s
registration review by establishing a
docket for each registration review case,
except for cases covered under § 155.46,
and opening it for public review.
(a) Contents of the registration review
case docket. The Agency will place in
this docket information that will assist
the public in understanding the types of
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information and issues that the Agency
may consider in the course of the
registration review. The Agency may
include information from its files
including, but not limited to, the
following information:
(1) An overview of registration review
case status;
(2) A list of current registrations and
registrants, any Federal Register notices
regarding pending registration actions,
and current or pending tolerances;
(3) Risk assessment documents;
(4) Bibliographies concerning current
registrations;
(5) Summaries of incident data; and
(6) Any other pertinent data or
information.
(b) Public review of the registration
review case docket. The Agency will
publish a notice in the Federal Register
announcing the availability for public
review of the information described in
paragraph (a) of this section and
establishing a comment period of at
least 60 days. During this comment
period, interested persons may identify
any additional information they believe
the Agency should consider in the
course of the registration review.
(c) Submission of data and other
information during the comment period.
The Agency may identify, either in the
notice published under paragraph (b) of
this section, or at any other time, data
or information that it does not have but
which may be useful, if available, for
consideration in the registration review.
Any person may submit data or
information in response to such
identification. In order to be considered
during a pesticide’s registration review,
the submitted data or information must
meet the requirements listed below.
(1) In order to ensure that the Agency
will consider data or information in the
conduct of a registration review,
interested persons must submit the data
or information during the comment
period established in the notice
described in paragraph (b) of this
section. The Agency may, at its
discretion, consider data or information
submitted at a later date.
(2) The data or information must be
presented in a legible and useable form.
For example, an English translation
must accompany any material that is not
in English and a written transcript must
accompany any information submitted
as an audiographic or videographic
record. Written material may be
submitted in paper or electronic form.
(3) Submitters must clearly identify
the source of any submitted data or
information.
(4) Submitters may request the
Agency to reconsider data or
information that the Agency rejected in
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45733
a previous review. However, submitters
must explain why they believe the
Agency should reconsider the data or
information in the pesticide’s
registration review.
(d) For the purposes of this subpart,
the provisions of subpart B do not
apply.
§ 155.52
Stakeholder engagement.
In addition to the public participation
opportunities described in § 155.50 and
§ 155.53(c), the Agency may meet with
stakeholders regarding a forthcoming or
ongoing registration review. For
example, before conducting a pesticide’s
registration review, the Agency may
consult with registrants or pesticide
users regarding the use and usage of the
pesticide. The Agency may consult with
registrants, pesticide users, or other
persons during a pesticide’s registration
review with regard to developing risk
management options for a pesticide. The
Agency may informally consult with
officials of Federal, State or Tribal
agencies regarding a forthcoming or
ongoing registration review.
(a) Minutes of meetings with persons
outside of government. The Agency will
place in the docket minutes of meetings
with persons outside of government
where the primary purpose of the
meeting is to discuss a forthcoming or
ongoing registration review. The Agency
will place minutes of such meetings in
the docket when it takes action under
§ 155.58. At its discretion, the Agency
may place minutes of such meetings in
the docket sooner.
(b) Exchange of documents or other
written material. In the course of a
meeting with a person outside of
government, the Agency or that person
may provide the other with a copy of a
document or other written material that
has not yet been released to the public.
The Agency will place a copy of any
such document or other written material
in the docket along with the minutes of
the meeting where the materials were
exchanged.
(c) Confidential business information.
The Agency will not place confidential
business information in the docket.
§ 155.53 Conduct of a pesticide’s
registration review.
The Agency will review data and
information described in § 155.50(a), (b),
and (c) or submitted in response to a
Data Call-In notice that it believes
should be considered in the pesticide’s
registration review.
(a) Assess changes since a pesticide’s
last review. The Agency will assess any
changes that may have occurred since
the Agency’s last registration decision in
order to determine the significance of
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Federal Register / Vol. 71, No. 153 / Wednesday, August 9, 2006 / Rules and Regulations
such changes and whether the pesticide
still satisfies the FIFRA standard for
registration. The Agency will consider
whether to conduct a new risk
assessment to take into account, among
other things, any changes in statutes or
regulations, policy, risk assessment
procedures or methods, or data
requirements. The Agency will consider
whether any new data or information on
the pesticide, including any data or
information submitted under § 155.50 or
in response to a Data Call-In notice,
warrant conducting a new risk
assessment or a new risk/benefit
assessment. The Agency will also
consider whether any new data or
information regarding an individual
pesticide product, including any data or
information submitted under § 155.50 or
in response to a Data Call-In notice,
such as data or information about an
inert ingredient in the pesticide product
or other information or data relating to
the composition, labeling or use of the
pesticide product, warrant additional
review of a pesticide product’s
registration.
(b) Conduct new assessments as
needed. (1) Active ingredient(s) in the
registration review case. If the Agency
finds that a new assessment of the
pesticide is needed, it will determine
whether it can base the new assessment
on available data or information,
including data or information submitted
under § 155.50 or in response to a Data
Call-In notice. If sufficient data or
information are available, the Agency
will conduct the new risk assessment or
risk/benefit assessment. If the Agency
determines that additional data or
information are needed to conduct the
review, the Agency will issue a Data
Call-In notice under FIFRA section
3(c)(2)(B).
(2) Individual product registrations. If
the Agency finds that additional review
of an individual product’s registration is
needed, it will review the pesticide
product label, confidential statement of
formula, product-specific data, or other
pertinent data or information, as
appropriate, to determine whether the
registration of the individual product
meets the FIFRA standard for
registration. If the Agency determines
that additional data or information are
needed to conduct the review, the
Agency will issue a Data Call-In notice
under FIFRA section 3(c)(2)(B).
(c) Public participation during a
pesticide’s registration review. The
Agency will generally make available
for public review and comment a draft
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risk assessment for a pesticide if a new
risk assessment has been conducted.
The Agency will publish a notice in the
Federal Register announcing the
availability of the draft risk assessment
and provide a comment period of at
least 30 calendar days. The Agency will
publish a notice in the Federal Register
announcing the availability of a revised
risk assessment, an explanation of any
changes to the proposed document, and
its response to comments. If the revised
risk assessment indicates risks of
concern, the Agency may, in the notice
announcing the availability of the
revised risk assessment, provide a
comment period of at least 30 calendar
days for the public to submit
suggestions for mitigating the risk
identified in the revised risk
assessment.
(1) The Agency might not request
comments on a draft risk assessment in
cases where the Agency’s initial
screening of a pesticide indicates that it
has low use/usage, affects few if any
stakeholders or members of the public,
poses low risk, and/or requires little or
no risk mitigation. In such cases, the
Agency will make a draft risk
assessment available for public review
and comment when it issues a proposed
decision on the registration review case.
(2) If the Agency finds that it is not
necessary to conduct a new risk
assessment, it will issue a proposed
decision on the registration review case
as described in § 155.58.
§ 155.56 Interim registration review
decision.
The Agency may issue, when it
determines it to be appropriate, an
interim registration review decision
before completing a registration review.
Among other things, the interim
registration review decision may require
new risk mitigation measures, impose
interim risk mitigation measures,
identify data or information required to
complete the review, and include
schedules for submitting the required
data, conducting the new risk
assessment and completing the
registration review. A FIFRA 3(c)(2)(B)
notice requiring the needed data or
information may precede, accompany,
or follow issuance of the interim
registration review decision. The
Agency will follow procedures in
§ 155.58 when issuing an interim
registration review decision.
§ 155.57
Registration review decision.
A registration review decision is the
Agency’s determination whether a
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pesticide meets, or does not meet, the
standard for registration in FIFRA.
§ 155.58 Procedures for issuing a decision
on a registration review case.
(a) The Agency will publish a notice
in the Federal Register announcing the
availability of a proposed registration
review decision or a proposed interim
registration review decision. At that
time, the Agency will place in the
pesticide’s registration review docket
the Agency’s proposed decision and the
bases for the decision. There will be a
comment period of at least 60 calendar
days on the proposed decision.
(b) In its proposed decision, the
Agency will, among other things:
(1) State its proposed findings with
respect to the FIFRA standard for
registration and describe the basis for
such proposed findings.
(2) Identify proposed risk mitigation
measures or other remedies as needed
and describe the basis for such proposed
requirements.
(3) State whether it believes that
additional data are needed and, if so,
describe what is needed. A FIFRA
3(c)(2)(B) notice requiring such data
may be issued in conjunction with a
proposed or final decision on the
registration review case or a proposed or
final interim decision on a registration
review case.
(4) Specify proposed labeling changes;
and
(5) Identify deadlines that it intends
to set for completing any required
actions.
(c) After considering any comments
on the proposed decision, the Agency
will issue a registration review decision
or interim registration review decision.
This decision will include an
explanation of any changes to the
proposed decision and the Agency’s
response to significant comments. The
Agency will publish a notice in the
Federal Register announcing the
availability of a registration review
decision or interim registration review
decision. The registration review case
docket will remain open until all
actions required in the final decision on
the registration review case have been
completed.
(d) If the registrant fails to take the
action required in a registration review
decision or interim registration review
decision, the Agency may take
appropriate action under FIFRA.
[FR Doc. E6–12904 Filed 8–8–06; 8:45 am]
BILLING CODE 6560–50–S
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Agencies
[Federal Register Volume 71, Number 153 (Wednesday, August 9, 2006)]
[Rules and Regulations]
[Pages 45720-45734]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-12904]
[[Page 45719]]
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Part IV
Environmental Protection Agency
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40 CFR Parts 9 and 155
Pesticides; Procedural Regulations for Registration Review; Final Rule
Federal Register / Vol. 71, No. 153 / Wednesday, August 9, 2006 /
Rules and Regulations
[[Page 45720]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9 and 155
[EPA-HQ-OPP-2004-0404; FRL-8080-4]
RIN 2070-AD29
Pesticides; Procedural Regulations for Registration Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule establishes procedures for conducting the pesticide
registration review program mandated by the Federal Insecticide,
Fungicide, and Rodenticide Act. Under this rule, EPA will review
existing pesticide registrations to determine whether they continue to
meet the statutory standard for registration. The registration review
program will begin in the fall of 2006. This rule provides for the
establishment of pesticide cases for review, the scheduling of reviews,
the initiation, completion and documentation of reviews, and associated
public participation procedures. The registration review program
established by this regulation is intended to ensure that all pesticide
registrations are systematically reviewed in a manner that is based on
sound science and provides for public participation, transparency and
efficiency to protect public health and the environment. In addition,
in order to display the OMB control number for the information
collection requirements contained in this final rule, EPA is amending
the table of OMB approval numbers for EPA regulations.
DATES: This final rule is effective on October 10, 2006.
ADDRESSES: EPA has established a docket for this action under Docket
identification (ID) number EPA-HQ-OPP-2004-0404. All documents in the
docket are listed in the docket index at https://www.regulations.gov.
Although listed in the index, some information is not publicly
available, e.g., CBI or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available either in the electronic docket at https://
www.regulations.gov, or, if only available in hard copy, at the Office
of Pesticide Programs (OPP) Regulatory Public Docket in Rm. S-4400, One
Potomac Yard (South Bldg.), 2777 S. Crystal Drive, Arlington, VA. The
hours of operation of this Docket Facility are from 8:30 a.m. to 4
p.m., Monday through Friday, excluding legal holidays. The Docket
Facility telephone number is (703) 305-5805.
FOR FURTHER INFORMATION CONTACT: Vivian Prunier, Field and External
Affairs Division (7506P), Office of Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: 703-308-9341; fax number: 703-305-5884; e-mail
address: prunier.vivian@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you hold
pesticide registrations. Pesticide users or other persons interested in
the regulation of the sale, distribution or use of pesticides may also
be interested in this procedural regulation. Potentially affected
entities may include, but are not limited to:
Producers of pesticide products (NAICS code 32532).
Producers of antifoulant paints (NAICS code 32551).
Producers of antimicrobial pesticides (NAICS code 32561).
Producers of nitrogen stabilizer products (NAICS code
32531).
Producers of wood preservatives (NAICS code 32519).
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in Sec. 155.40 of the
rule. If you have any questions regarding the applicability of this
action to a particular entity, consult the person listed under FOR
FURTHER INFORMATION CONTACT.
B. How Can I Access Electronic Copies of this Document and Other
Related Information?
In addition to using https://www.regulations.gov to access this
document and other related information in the electronic docket, you
may access this Federal Register document electronically through the
EPA Internet under the ``Federal Register'' listings at https://
www.epa.gov/fedrgstr/.
II. Overview of this Document
In this document, EPA presents its response to comments on the
proposed rule to establish procedural regulations for the registration
review of pesticides. In response to comments, EPA is modifying some
aspects of the rule relating to procedures for public participation in
the registration review process. The differences between the proposed
rule and the final rule are described in Units VI. and X.
In this document, the Agency describes:
Statutory authority.
History of this rulemaking.
Response to comments on the rule.
Response to comments on the operation and implementation
of the program.
Results of reviews required by statutes or executive
orders.
Changes to the rule.
Procedural regulations for the registration review of
pesticides.
III. Authority
A. EPA's Authority to License Pesticides
FIFRA section 3(a) generally requires a person to register a
pesticide product with the EPA before the pesticide product may be
lawfully distributed or sold in the U.S. A pesticide registration is a
license that allows a pesticide product to be distributed or sold for
specific uses under specified terms and conditions. A pesticide product
may be registered or remain registered only if it meets the statutory
standard for registration given in FIFRA section 3(c)(5), as follows:
(A) its composition is such as to warrant the proposed claims
for it;
(B) its labeling and other material required to be submitted
comply with the requirements of this Act;
(C) it will perform its intended function without unreasonable
adverse effects on the environment; and
(D) when used in accordance with widespread and commonly
recognized practice it will not generally cause unreasonable adverse
effects on the environment.
FIFRA 2(bb) defines ``unreasonable adverse effects on the
environment'' as
(1) any unreasonable risk to man or the environment, taking into
account the economic, social, and environmental costs and benefits
of the use of any pesticide, or (2) a human dietary risk from
residues that result from a use of a pesticide in or on any food
inconsistent with the standard under section 408 of the Federal
Food, Drug, and Cosmetic Act.
The burden to demonstrate that a pesticide product satisfies the
criteria for registration is at all times on the
[[Page 45721]]
proponents of initial or continued registration. (Industrial Union
Dept. v. American Petroleum Institute, 448 U.S. 607, 653 n. 61 (1980);
Environmental Defense Fund v. Environmental Protection Agency, 510 F.2d
1292, 1297, 1302 (D.C. Cir. 1975).
B. EPA's Authority for Registration Review
The Food Quality Protection Act (FQPA) of 1996 amended FIFRA to
add, among other things, section 3(g), ``REGISTRATION REVIEW,'' as
follows:
(1)(A) GENERAL RULE. - The registrations of pesticides are to be
periodically reviewed. The Administrator shall by regulation
establish a procedure for accomplishing the periodic review of
registrations. The goal of these regulations shall be a review of a
pesticide's registration every 15 years. No registration shall be
canceled as a result of the registration review process unless the
Administrator follows the procedures and substantive requirements of
section 6.
(B) LIMITATION. - Nothing in this subsection shall prohibit the
Administrator from undertaking any other review of a pesticide
pursuant to this Act.
(2)(A) DATA. - The Administrator shall use the authority in
subsection (c)(2)(B) to require the submission of data when such
data are necessary for a registration review.
(B) DATA SUBMISSION, COMPENSATION, AND EXEMPTION. - For purposes
of this subsection, the provisions of subsections (c)(1), (c)(2)(B),
and (c)(2)(D) shall be utilized for and be applicable to any data
required for registration review.
IV. Notice of Proposed Rulemaking
EPA published proposed procedures for the registration review of
pesticides on July 13, 2005 (70 FR 40251) (FRL-7718-4). A copy of the
proposed rule may be found in Docket EPA-HQ-OPP-2004-0404, which can be
accessed electronically at: https://www.regulations.gov. The 90-day
comment period for this proposed rule ended on October 11, 2005.
The preamble to the proposed rule discussed:
Statutory authority and legislative history.
The Agency's goals for the registration review program.
Evaluating approaches to registration review.
Factors considered in designing the registration review
program.
Design options considered for the registration review
program.
Testing the proposed registration review decision process.
Proposed procedures for registration review.
Relationship of registration review to other FIFRA
activities.
Phase-in of the registration review program.
Results of reviews required by statutes and executive
orders.
V. Overview of Comments
EPA received 23 comments on the proposed rule, as follows:
One individual.
Two consultants.
One public interest group.
Four registrants.
One State Pesticide Safety Coordinator.
Three State Lead Agencies for pesticides.
Five California water sanitation agencies.
Six trade associations.
The Agency's analysis of these comments showed that the comments
can be organized into three broad topic areas:
Requests for changes in the procedural regulations. These
comments and the Agency's response are discussed in this preamble.
Operation and implementation of the registration review
program. These comments and the Agency's response are discussed in this
preamble.
Issues concerning the licensing of pesticides in general
are described in the response to comments document that the Agency has
placed in the docket for this rulemaking.
In general, comments on the proposed rule resulted in minimal
revisions in the final rule. Early implementation will continue to be
discussed with the Pesticide Program Dialogue Committee, a stakeholder
advisory committee established under the Federal Advisory Committee
Act. EPA may issue additional guidance on the registration review
program as it gains experience with these procedures.
VI. Comments on the Procedural Regulations
A. Sec. 155.40--General
This section describes the purpose of the regulations in Subpart C-
-Registration Review Procedures and states that the goal of these
procedures is a review of each pesticide's registration every 15 years.
This section also specifies that the regulations apply to pesticides
registered under section 3 or section 24(c) of FIFRA, states that the
Agency may undertake any other review under FIFRA at any time and that
the Agency will use FIFRA section 3(c)(2)(B) to require new data or
information that are necessary for a pesticide's registration review.
1. Authority to establish procedures for registration review. A
trade association questioned EPA's authority to establish the proposed
procedures for registration review. They asserted that in the absence
of specific procedures in FIFRA for the administration of registration
review, EPA must use procedures in FIFRA section 3(c)(8) which
specifies procedures for conducting interim administrative review to
develop a risk-benefit evaluation of a pesticide. Procedures for
implementing FIFRA section 3(c)(8) are described in 40 CFR part 154.
The Agency does not agree with this comment. FIFRA section
3(g)(1)(A), which mandates a periodic review of the registration of
pesticides, requires the Agency to establish procedures for conducting
such reviews. This provision means that, except for limitations
specified in FIFRA section 3(g)(1)(B) and FIFRA 3(g)(2), EPA has the
authority to develop procedures for the conduct of this new program.
Accordingly, EPA is not required to use procedures in FIFRA section
3(c)(8) to conduct the review mandated in FIFRA section 3(g).
2. Registration review of pesticides covered under FIFRA section
25(b). An industry comment asked EPA to assure that products exempted
from FIFRA regulation under section 25(b) of FIFRA are reviewed
adequately, especially with regards to health claims.
Pesticides that are exempt from FIFRA requirements under FIFRA
section 25(b) are identified in 40 CFR 152.20, Exemptions for
pesticides regulated by another Federal agency, and 40 CFR 152.25,
Exemptions for pesticides of a character not requiring FIFRA
regulation. Pesticides covered by FIFRA section 25(b) are not subject
to registration review. However, some products that are exempt under
FIFRA section 25(b) could be affected by actions taken in registration
review. For example, pesticide-treated articles or substances described
in Sec. 152.25(a) could be affected if issues arise during the
registration review of a pesticide used to treat an article or
substance. If the pesticide product or its use on treated articles or
substances were canceled, the treated article or substance would no
longer meet the requirements of Sec. 152.25(a), which specifies that
the pesticide used to treat an article or substance must be registered
for that use.
B. Sec. 155.42--Baseline Dates for Registration Review Cases
In Sec. 155.42(d), EPA proposed to establish a baseline date for
each registration review case. In general, the baseline date would be
the date of initial registration of the oldest product in the
registration review case or the date of reregistration, whichever is
later.
[[Page 45722]]
The date of reregistration would be the date on which either a
Reregistration Eligibility Decision (RED) or an Interim Reregistration
Eligibility Decision (IRED) was signed, whichever date the Agency
determines to be most appropriate.
An industry comment suggested that to avoid duplication of effort,
the Agency should amend Sec. 155.42 to use the date of approval of
significant new uses as the baseline date for the registration review
case.
The Agency intended the baseline date to be the date of the last
comprehensive review. A review of a new use may not be comprehensive--
previously approved uses may not be included in the evaluation of the
new use. Generally, when conducting a registration review of a
pesticide for which a significant new use was recently approved, EPA
would not redo the recent review but would incorporate the risk
assessment for the new use into the registration review.
Another commenter asserted that baseline dates should be either the
initial registration of a pesticide or the completion of the RED. The
commenter stated that the IRED should not be used because it does not
include an assessment of cumulative risk that is required for
pesticides that have a common mechanism of toxicity with other
substances. For such pesticides, the Agency should use the date of the
RED (as opposed to IRED) to establish a common baseline date for all
the pesticides included in the cumulative risk assessment.
The Agency agrees that the RED would update the comprehensive IRED
regarding cumulative risk or other issues but the RED itself may not be
a comprehensive review. For cases where there is both an IRED and a
RED, the Agency needs the flexibility to decide which document
represents a comprehensive review. Accordingly, this final rule allows
the Agency to use the date of either document as the baseline date.
C. Sec. 155.44--Establishing and Announcing Schedules for Registration
Review
1. Chronological vs. risk-based criteria as basis for establishing
schedules for registration review. In Sec. 155.44, EPA proposed that
schedules would be based on the baseline date of the registration
review case or on the date of the last registration review of the
registration review case. The rule allows the Agency to take into
account other factors, such as achieving process efficiencies, when
setting schedules. The preamble of the proposal described other factors
that the Agency might consider. In July 2006, EPA released draft
schedules that were developed using procedures in the proposed rule.
Under the draft schedules, EPA would review chemically related
registration review cases together.
While most commenters supported the proposed chronological
approach, public interest groups and water treatment authorities
advocated risk-based approaches for scheduling. Several industry groups
did not like the chemical groupings in the Agency's draft schedules,
preferring that cases be scheduled for registration review in a
strictly chronological order. They argued that grouping cases together
undermines the chronological order of the schedule and that the order
of groups in the schedule would be based on risk concerns. One industry
group asked the Agency to include in the rule criteria for deviating
from a chronologically based schedule and to consult registrants
regarding the selection of new dates.
While the Agency appreciates that there is a range of views as to
how to set schedules for the registration review program, the
establishment of schedules is within the Agency's discretion. EPA
believes that reviewing similar cases together facilitates decision
making for pesticides with similar scientific or regulatory issues and
would be an efficient use of resources. Registrants or other
stakeholders may notify the Agency regarding particular issues that
could impact the schedule. The Agency would consider such issues as
appropriate.
2. Considerations that could change the registration review
schedule. The Agency may consider factors other than the baseline date
of the registration review case when developing schedules for
registration review. As discussed in Unit IX.E. of the preamble of the
proposed rule and as shown on the draft schedule released in July 2005,
the Agency plans to cluster identified cases belonging to the same
chemical class or group to promote efficiency of review for the Agency
and provide a ``level playing field'' for industry. Additionally,
because the Agency's economic analysis of this regulation suggested
that a small business (i.e., a business that meets criteria established
by the Small Business Administration) might face high data generation
costs if it holds registrations in two or more registration review
cases that are scheduled to undergo registration review in the same
year, the Agency may schedule these cases out of chronological order.
The Agency has a continuing obligation to respond to emerging risk
concerns (discussed in Unit XI.B. of the preamble of the proposed
rule). At any time, the Agency may receive new information that
suggests that the Agency should reevaluate a previous decision to
register a pesticide. After the registration review program begins, the
Agency will continue to address emerging risk concerns. If a pesticide
presents an urgent potential risk of concern, the Agency may opt to
review all other aspects of the pesticide's registration at that time,
rather than only looking at the risk of concern. In such cases, the
Agency may update the registration review schedule by announcing the
new date of the registration review of this case.
In general, the Agency may consider these and other factors,
including issues raised by the public or the registrant when reviewing
a posted schedule, to schedule a pesticide registration review, or to
modify the schedule of a pesticide registration review as appropriate.
3. Three-year schedules. Although the preamble of the proposed rule
contemplated maintaining a 3-year schedule, the proposed rule did not
specify a timeframe. In response to comments requesting this change,
the Agency has modified Sec. 155.44 to specify that the schedules
would cover the current year and at least two subsequent years.
D. Sec. 155.46--Deciding that a Registration Review is Complete and
Additional Review is Not Needed
Under Sec. 155.46, the Agency may propose that no additional
review of a pesticide is needed in order to determine whether the
pesticide continues to meet FIFRA requirements for registration. The
Agency would announce the availability of such proposals and take
comment on them. In response to comments on a proposal made under Sec.
155.46, EPA may reconsider its proposal and schedule a registration
review of the pesticide.
The Agency received one comment asking the Agency to clarify the
purpose of this provision. The purpose of this provision is to give the
Agency flexibility to not schedule a pesticide for registration review
if the pesticide has such low toxicity, exposure or risk that another
review would not change the Agency's position and would not be an
effective use of resources. The Agency may also use this provision for
a pesticide that has recently undergone a comprehensive review. In
proposed decisions issued under Sec. 155.46, the Agency generally
would explain why it believes that no additional review is
[[Page 45723]]
necessary and reference, as appropriate, publicly available
documentation to support the Agency's position.
To clarify the procedures it will use in Sec. 155.46, EPA is
modifying the second sentence to read, ``In such cases, instead of
establishing a pesticide registration review case docket as described
in Sec. 155.50, the Agency may propose that, based on its
determination that a pesticide meets the FIFRA standard for
registration, no further review will be necessary.'' EPA is clarifying
the status of pesticides subject to this section by adding the
sentence, ``The date of the final notice of availability would be used
as the date of the latest registration review for the purpose of
scheduling subsequent registration reviews.''
E. Sec. 155.48--Data Call-In
Section 155.48 provides that, as required by FIFRA section 3(g),
EPA will use procedures in FIFRA section 3(c)(2)(B) to require
submission of data that are needed to conduct a pesticide's
registration review. This paragraph stipulates that the data protection
provisions of FIFRA 3(c)(1), (c)(2)(B), and (c)(2)(D) apply to the
submission, compensation and exemption of data required to conduct a
registration review.
1. Data Call-In procedures. One comment asked why the proposed rule
does not impose any requirements under FIFRA 3(c)(2)(B). The commenter
suggested that additional data collection authorities are needed and
procedures to ensure all necessary data must be included in this rule.
The Agency finds that it is not necessary to develop new procedures
for calling in data for registration review because FIFRA section 3(g)
requires the Agency to use section 3(c)(2)(B) to collect the data, and
that section provides EPA with sufficient authority to obtain any
necessary data.
2. Data compensation for ``voluntarily'' submitted data. Industry
comments asked that the proposed rule clarify the data compensation
status of information voluntarily submitted in response to registration
review. Some comments suggested that the rule specify the mechanisms
for requesting and obtaining a Data Call-In notice (DCI) before the
data are submitted in order to protect data compensation rights. Other
comments suggested that studies used in the registration review
decision, particularly studies generated under revisions to the data
requirements in 40 CFR part 158, be presented in the decision document.
Registrants asked that in addition to determining whether a pesticide
meets the FIFRA risk/benefit standard, EPA should assure that the
registrant of the pesticide is entitled to use data supporting the
risk/benefit determination for the pesticide.
The Agency acknowledges the importance of this issue and agrees
that this concern should be addressed in the conduct of the
registration review program. FIFRA section 3(g)(2)(A) directs the
Agency to utilize section 3(c)(2)(B) to require the submission of data
when such data are necessary for a registration review. Similarly,
FIFRA section 3(g) requires that the data compensation provisions,
including those set forth in sections 3(c)(1), 3(c)(2)(B), and
3(c)(2)(D) ``be utilized for and applicable to any data required for
registration review.'' Hence, to the extent the Agency requires any
data for registration review, such data are eligible for the data
protections provided by the statute.
If a company submits data or information to the docket voluntarily
(as opposed to providing these data or information in response to a
DCI), such data are not ``required'' data eligible for protection under
the statute. However, the Agency may evaluate these data or information
and find that it must rely on this information to support the continued
registration of pesticide products. If the Agency makes such a finding
in the course of a pesticide's registration review, this finding would
be a determination that the voluntarily submitted data or information
are now required. This would be a ``compensable event'' and would
trigger the requirement for compensation to be addressed. The
competitors to the original submitter would be required to submit their
own data or offer data compensation to the data submitter for use of
the study. A ``compensable event'' would also arise should the Agency
issue a Data Call-In Notice for the same data as were previously
submitted voluntarily, but a Data Call-In Notice is not necessary to
trigger compensability should the Agency determine and announce as part
of its registration review decision that the particular data were
required to support the registrations in question.
The Agency's registration review decision document may identify
such data or information and the registration review decision document
may establish a deadline for registrants whose registrations depend on
such data to offer compensation to the owners of the data or submit
their own data. The Agency may cancel the product registration of
registrants who fail to adequately support a registration.
F. Sec. 155.50--Initiate a Pesticide's Registration Review
EPA proposed to establish a docket for each registration review
case, except for cases covered under Sec. 155.46. The docket would
describe information that the Agency may consider in the course of a
pesticide's registration review and describe information that the
Agency does not have that might be useful in the review. The public
would be invited to review information in the docket and submit, within
60 days, any other information that they believe should be considered
in the pesticide's review. A pesticide's registration review begins
when EPA opens the docket for registration review case.
1. Timeframe for submitting comments. As originally proposed, the
timeframe for submitting comments in response to a notice issued under
Sec. 155.50(b) would be ``60 calendar days.'' In response to comments
that this time frame would not be long enough, the Agency is modifying
this paragraph to specify that the time frame for such comment periods
will be ``at least 60 calendar days.''
2. Late submissions. Comments from industry and others asked the
Agency to clarify its position regarding data or information submitted
after the due date established in the notice announcing the opening of
the pesticide registration review case docket.
Under Sec. 155.50(c)(1), the Agency will consider late submissions
if the Agency believes that the new data or information are critical
for the regulatory decision, such as health effects or ecological
effects data or exposure data that the EPA could use to refine a risk
assessment.
If a person has data or information that he/she believes that
Agency should consider during the pesticide's registration review, but
the data or information will not become available before the expiration
of the comment period, he/she may either request an extension of the
comment period, or in accordance with Sec. 155.52, consult with the
Agency regarding a submission date for these materials.
3. Information submitted under Sec. 155.50(c). Comments from
industry asked the Agency to modify Sec. 155.50(c) to specify the
types of information that might be submitted under this paragraph and
to reference quality and scientific criteria for data that might be
submitted as comments during a pesticide's registration review.
In the preamble of the proposed rule, EPA described the kinds of
information that, based on its experience in the pesticide
reregistration program, might
[[Page 45724]]
be useful in registration review. As the Agency and its stakeholders
gain experience in the registration review process, it may become clear
what types of information are most useful. EPA could then develop
appropriate guidance. In accordance with the Data Quality Act, EPA has
already issued guidance regarding the quality of information that it
relies upon for regulatory decisions. This guidance is available at
EPA's website at: https://www.epa.gov/quality/informationguidelines/.
The Agency will use this guidance in the registration review of
pesticides.
G. Sec. 155.52--Stakeholder Engagement
Under Sec. 155.52, the Agency may meet with registrants or other
stakeholders during a pesticide's registration review or to prepare for
a forthcoming review. This section explains the procedure for releasing
minutes or other material relating to such meetings.
Comments from industry asked that the rule provide an acceptable
framework for activities in the pre-initiation stage. Other commenters
remarked that non-registrants should have more access to the
registration review process and that the public should be able to view
all information, including reports from consumers about adverse
effects. Additionally, they asserted that EPA should announce
consultation opportunities in the Federal Register. Other comments from
industry emphasized their concern that EPA not release confidential
business information.
In this document, the Agency is establishing procedures that
provide the public with the opportunity to participate in the review
process and to review materials that the Agency uses as the basis of
proposed registration review decisions.
The Agency generally does not announce in the Federal Register
meetings with registrants or other stakeholders because it needs the
flexibility to hold such meetings when the need arises. EPA may meet
privately with industry to discuss proprietary or other confidential
business information. Under Sec. 155.52(a) and (b), EPA will place in
the docket minutes of meetings with registrants or other stakeholders.
EPA's protection of information claimed to be confidential business
information is governed by section 10 of FIFRA and the Agency's
regulations in 40 CFR part 2.
H. Sec. 155.53--Conduct of a Pesticide's Registration Review
This section describes how the Agency will assess the significance
of changes in statutes and regulations, risk assessment procedures or
methods, or data requirements and any new information about the
pesticide to determine whether additional review of the pesticide is
warranted. If a new review of the pesticide active ingredients or
individual products in a registration review case is needed, the Agency
will determine whether additional information is necessary to conduct
the review. This section also provides for public review and comment
during the review process. Under the proposed procedures, the Agency
would generally establish comment periods of ``at least 60 calendar
days,'' except in Sec. 155.53(c) where the comment period is ``at
least 30 calendar days.''
1. Agency's approach for conducting registration review. The Agency
received several comments that disagreed with the Agency's proposed
approach for conducting a pesticide's registration review. An industry
trade association reiterated comments made in response to the April
2000 Advance Notice of Proposed Rulemaking (65 FR 24585, April 26,
2000) (FRL-6488-9) that the Agency should use a checklist or decision
tree for deciding whether a pesticide continues to meet the
requirements for registration. Other stakeholders expressed concern
that the proposed approach was not sufficiently rigorous and would lead
to relaxed standards.
In the preamble of the proposed rule, the Agency described
alternative approaches for conducting a pesticide's registration review
and explained why it selected the proposed approach. The comments do
not raise issues or concerns that would alter EPA's choice of approach.
It is important to note, however, that although the Agency has not
chosen to use a pure checklist approach, it is using a decision
paradigm that ensures that the process will be transparent while still
providing sufficient flexibility to allow for the scope and depth of a
particular review to be tailored to the circumstances of the particular
registration review case.
2. Review of individual product registrations. Some registrants
expressed their belief that the Agency should conduct a comprehensive
review of individual product registrations to assure adequacy of
product labels, product-specific data, and any claims for generic data
exemption under FIFRA section 3(c)(2)(D).
As explained in the preamble of the proposed rule, during the
comment period on the initial registration review case docket, the
public may comment on the need for a new review of individual product
registrations. The Agency will continue to comply with its data
protection obligations under FIFRA section 3(c)(2)(D).
3. Public participation procedures. Several commenters noted that
under the Agency's procedures for public participation in the
reregistration and tolerance reassessment programs, the Agency may
announce the availability of a revised risk assessment and may invite
the public to suggest approaches for mitigating the risks identified in
the revised risk assessment. The proposed procedures for registration
review did not provide this opportunity.
In response to this comment, the Agency is revising Sec. 155.53(c)
so that it may provide the public an opportunity to comment on possible
risk mitigation when a revised risk assessment shows risks of concern.
However, if immediate action is warranted, the Agency may initiate
cancellation or suspension procedures under FIFRA section 6. In this
event, the Agency would not provide the opportunities for public
comment described in Sec. 155.53(c) but would follow procedures in
FIFRA section 6, as appropriate.
4. Length of comment periods. Several commenters asserted that the
comment periods provided in the proposed regulation were not long
enough.
Generally, where EPA publishes a document for comment, the Agency
considers requests for extension if a reasonable basis for extension is
provided. It is not necessary to modify these regulations to provide
for extending comment periods.
I. Sec. 155.57--Registration Review Decision
This section states that a registration review decision is the
Agency's determination whether a pesticide meets, or does not meet, the
standard for registration under FIFRA.
1. Goal of registration review. The California Stormwater Quality
Association asserted that the goal of registration review should be to
protect water quality and minimize the need to mitigate pesticide
impacts through Clean Water Act (CWA) mechanisms.
The Agency believes that the goal of registration review is set
forth in FIFRA section 3(g) and reiterated in Sec. 155.40.
Registration review is a determination whether a pesticide continues to
meet the FIFRA standard for registration, including, among other
things, that the pesticide does not cause unreasonable effects on the
environment. As part of this review, EPA will assess the effects of
pesticides on water quality. However, while meeting CWA standards is
important, it is not the only goal of registration review.
[[Page 45725]]
2. FIFRA standard for registration. (a) Comments from industry
strongly oppose EPA's intention to consider a pesticide's benefits
during registration review. The comments referred to a discussion in
the preamble of the proposed rule where EPA explained that it would
evaluate information about the benefits of a pesticide with known high
risks during registration review if a new and safer alternative to a
pesticide has become available. The comments asserted that it is
inappropriate for the Agency to base continued registration of a
pesticide on a comparative benefits assessment with other pesticides.
The comments cited FIFRA section 3(c)(5) to support their assertion
that when pesticides meet the registration criteria of FIFRA, the
Agency should not be allowed to make marketplace decisions of one
product over another. FIFRA section 3(c)(5) states, ``The Administrator
shall not make any lack of essentiality a criterion for denying
registration of any pesticide. Where two pesticides meet the
requirement of this paragraph, one should not be registered in
preference to the other.''
EPA believes the commenter misapprehends the nature of FIFRA's
risk-benefit balancing standard. A determination that a pesticide meets
the registration standard under FIFRA at one time does not necessarily
mean that the same pesticide will meet the standard at all times in the
future, even if the science associated with the risks posed by the
pesticide does not change. Significant changes in the benefits picture,
such as the development of pest resistance or new alternatives, can
also affect whether a pesticide continues to meet the FIFRA
registration standard. EPA does not intend to compare benefits of two
or more pesticides that do not pose risks of concern. As the commenters
noted, EPA may not make a determination of essentiality when two
pesticides meet the FIFRA requirements for registration. However, when
there are risks of concern for a pesticide, FIFRA requires EPA to weigh
those risks against the benefits of that pesticide to determine whether
the risks are unreasonable. Benefits are the advantages that accrue to
the pesticide users or society in general, such as increased
production, decreased production costs, pest-free homes, or disease-
vector control. The magnitude of those benefits often depends on the
availability of alternative pest control measures, whether chemical,
biological or cultural. Benefits are, in general, expected to be higher
when there are no viable alternatives.
During registration review, EPA may reassess a pesticide that has
remained registered even though high risks are associated with the use
of the pesticide. In its earlier review, the Agency may have found that
the pesticide did not pose unreasonable risk because of the high
benefits of the pesticide. In registration review, EPA may find that
existing risk assessments that identify these risks of concern are
still valid. EPA would then determine whether the pesticide continues
to provide sufficient benefits to justify maintaining the registration.
The benefits finding could depend on whether new, safer alternatives
have been registered since EPA's earlier decision. EPA conducted
similar analyses in the reregistration program.
If EPA's review of a pesticide's registration appears to show that
the pesticide does not meet the FIFRA standard for registration, EPA
would follow procedures in FIFRA section 6 to change, cancel or suspend
the pesticide's registration. This section sets out where it requires
EPA to assess the benefits of the pesticide and provides opportunities
for public hearings on whether the pesticide's registration should be
changed, canceled, or suspended. The Agency would not analyze benefits
when a registrant responds to the Agency's registration review finding
by agreeing to the cancellation of a pesticide or termination of one or
more of its uses under FIFRA section 6(f). However, FIFRA provides the
public an opportunity to comment on the proposed action.
(b) Another registrant asserted that the registration review
regulations should contain language that specifically reaffirms the
standard of imminent hazard and substantial risk as the basis for
cancelling pesticide registrations. He cited a specific product example
to illustrate his belief that the Agency employed a ``zero tolerance
agenda'' during reregistration.
The standard of ``imminent hazard'' referred to by the commenter
applies to suspensions and emergency suspensions under FIFRA section
6(c). This section sets forth the standard for a suspension or an
emergency suspension. This is not the standard that the Agency will use
in making registration review decisions. The Agency interprets
registration review to be a determination that a pesticide continues to
meet the standard for registration in FIFRA section 3(c)(5), or, where
appropriate, section 3(c)(7). This standard specifies, among other
things, that a pesticide may not pose unreasonable risk to man or the
environment.
When a pesticide poses risks of concern to humans or the
environment, the Agency must address these risks. The options for
addressing such risks include risk mitigation, determining that the
risks are justified in light of the benefits of the pesticide, or
initiating regulatory options to modify or cancel the registration. EPA
generally consults with registrants and other stakeholders when
deciding how to mitigate a risk. In addition, EPA has modified the
proposed public participation procedures for registration review to
generally add a public comment period when a pesticide poses risks of
concerns so members of the public can provide suggestions for reducing
the risk. This procedure provides registrants and other stakeholders an
opportunity to provide input on the Agency's risk management decisions.
J. Sec. 155.58--Procedures for Issuing a Decision on a Registration
Review Case
In this section, EPA explains that it will issue proposed
registration review decision documents for public review and comment.
In comments on the proposed rule, various stakeholders advised the
Agency of their expectations and needs regarding the documentation of
registration review decisions and suggested how this documentation
might be presented. EPA appreciates these suggestions. The Agency has
consulted the Pesticide Program Dialogue Committee and has considered
their recommendations together with comments submitted on the proposed
procedural regulations. Nothing in the comments indicates the need to
modify the regulation to specify the format of the registration
decision document.
VII. Comments on the Operation of the Registration Review Program
A. Scope of the Registration Review Program
1. Is registration review a safety net? In the preamble of the
proposed rule, the Agency described how it intended to use registration
review as the framework for managing the regulatory status of existing
pesticides.
Industry trade associations did not agree with this approach. In
their comments, they asserted that EPA should not expand registration
review beyond the intent of Congress because to do so risks repeating
the Agency's experience with reregistration which began as a 5-year
program in 1972 and still has not been completed. They asserted that
registration review should not be a catch-all for other programs and
actions. For example, special review, actions under FIFRA section
3(c)(8),
[[Page 45726]]
FIFRA section 6 or the Pesticide Registration Improvement Act (PRIA)
should not be included in the registration review program. They believe
that new programs such as endocrine disruptor screening and testing
should be conducted independently of registration review. The industry
comments advocate that, as far as possible, registration review should
be a safety net.
EPA does agree that registration review is not the only mechanism
for addressing pesticide registration issues, and will continue to use
other provisions of FIFRA to address particular registration issues.
However, EPA does not agree with the comment that registration review
should function solely as a safety net to discover and resolve issues
missed or overlooked in registration, tolerance reassessment, or
reregistration activities. While EPA expects that it will occasionally
discover issues that were overlooked in previous reviews, the purpose
of registration review is to consider the pesticide in light of new
knowledge that was not available for previous reviews.
EPA interprets the Congressional mandate for registration review to
be a periodic assessment whether a pesticide continues to meet the
FIFRA standard for registration in light of new knowledge. Therefore,
the scope of a pesticide's registration review includes all aspects of
a pesticide's registration specified in section 3(c)(5) of FIFRA with
respect to product composition, labeling and other required material,
and risks and benefits. Registration of new pesticides or new uses of
pesticides under PRIA is a separate program from registration review.
However, in evaluating a new use under PRIA, the Agency would consider
all relevant information, including information that it might consider
during the pesticide's registration review.
2. Incorporating evolving or new programs into registration review.
As explained in the preamble of the proposed rule, EPA intends to
incorporate new requirements, such as endocrine disruptor screening and
testing or endangered species assessments into the registration review
program as these aspects of risk assessment mature into routine
evaluations for pesticides.
Industry commenters advised the Agency to avoid using registration
review as the sole process for handling new issues. They asserted that
attaching all these assessments (endangered species assessments,
endocrine disruptor screening and testing, review of substitutes, etc.)
to a program intended to accomplish periodic review of all pesticides
will undermine the timeliness of the review process for a great many
pesticides. Commenters believe that this may result in an ever-changing
schedule that will deprive registrants and users of predictability and
lead to significant inefficiencies within the Agency.
Again, EPA does not intend to use registration review as the only
mechanism for addressing pesticide registration issues. However, EPA
believes it is appropriate to use registration review as the framework
for managing its responsibilities regarding existing pesticides. In
making a FIFRA section 3(c)(5) decision as required under FIFRA section
3(g), EPA must consider all information that pertains to that decision.
EPA regards endangered species assessments required under the
Endangered Species Act or endocrine disruptor screening and testing
required under the Federal Food, Drug, and Cosmetic Act as part of the
risk characterization of the pesticide that is intrinsic to the FIFRA
risk/benefit decision. If knowledge exists on these or other scientific
issues at the time of a pesticide's registration review, the Agency
believes it must consider them when it makes its FIFRA (3)(c)(5)
finding.
3. Managing emerging issues. In the preamble of the proposed rule,
the Agency explained that it will continue to give priority to emerging
risk concerns. While reviewing the new risk concern, the Agency may
find that it would be more efficient to review all other aspects of the
pesticide's registration at the same time. The procedural regulations
for registration review provide flexibility to amend the schedule to
advance the registration review of a pesticide in this circumstance.
The Agency would provide as much advance notice as possible regarding
such changes in the schedule.
Commenters took exception to EPA's approach for managing emerging
issues arguing that newly discovered risks of potential concern should
be dealt with outside of registration review if the risks are urgent.
The commenters believe that registration reviews should not be
rescheduled under this circumstance.
The Agency does not agree that it should reassess the approach
described in the preamble of the proposed rule. EPA fully explained its
reasoning in the proposed rule and the comments do not persuade it
otherwise. This is not to say that the Agency will not address urgent
risks of concern outside the registration review process if the Agency
determines that to be the appropriate course of action.
4. Assessing risks of substitute pesticides. In the preamble of the
proposed rule, EPA explained that it might advance the registration
review of pesticides that are potential substitutes for a pesticide or
some uses of the pesticide that are being canceled under FIFRA section
6 because of risk concerns.
Industry commenters expressed concern that EPA would even consider
using the registration review program to address reviews that might be
the outgrowth of cancellation proceedings.
EPA generally would assess risks of substitute pesticides as part
of the cancellation process in FIFRA section 6. In the rare event that
it is necessary to perform a comprehensive review of a substitute
pesticide, such a review might be tantamount to conducting the
registration review of that pesticide. In such cases, EPA might find
that it would be more efficient to conduct the registration review of
the pesticide at the same time.
5. Review of inert ingredients. In the preamble of the proposed
rule, EPA explained that it would handle inert ingredients in a process
that is separate from registration review.
Some commenters agree with EPA's approach of dealing with inert
ingredients. However, others question the need to review inert
ingredients at all. A public interest group expressed concern that
having separate review processes for active ingredients and inert
ingredients could result in missing or ignoring synergistic effects of
mixtures of ingredients.
The Agency intends to follow the procedures outlined in the
preamble of the proposed rule. The Agency recognizes that there may be
interactions among the various chemicals in pesticide products.
Currently, the Agency requires acute toxicity data for end-use
products, i.e., formulations containing active and inert ingredients.
These studies address, albeit to a limited extent, potential
synergistic effects of mixtures of active and inert ingredients in a
pesticide product. However, to test and review all of the potential
combinations of ingredients would require significant resources. The
Agency will consider new scientific methodologies to identify potential
interactions among chemicals, should they become available.
B. Data and Information Collection in the Registration Review Program
In the preamble of the proposed rule, the Agency described
strategies for acquiring information to support a pesticide's
registration review including issuing Data Call-In notices to require
[[Page 45727]]
data necessary to conduct a review and searching the published
literature for pertinent information about a pesticide. The Agency
explained that early acquisition of data or information that could be
useful in refining a pesticide's risk assessment would reduce the time
and effort needed to complete the review of a pesticide. As explained
in the preamble, EPA might be able to identify data or information
needs when it publishes the schedule for a pesticide's registration
review. In some cases, data or information needs might become apparent
when the Agency assembles the initial docket for the registration
review case. In this event, the docket for the registration review case
would identify data or information needs. In other cases, the Agency
might not be able to identify data or information needs until it
evaluates the information in the initial docket.
1. Identification of information that may be used to refine risk
assessments. An industry trade group acknowledged EPA's concern about
redoing risk assessments when, in response to a preliminary risk
assessment, a registrant or other stakeholder submits new data or
information to refine the preliminary risk assessment. However, they
believe that such iteration is inevitable. When registrants conduct
their own risk assessments, they may use different assumptions or
interpretations of data than the Agency uses in its risk assessments.
When the Agency's risk assessment shows higher risks than the
registrants found in their own assessments, they must either develop
data or information to refine the risk assessment or cancel uses.
EPA agrees that some iteration may be inevitable. However, the
Agency publishes its risk assessment methods, including its approach
for interpreting data. So it may be possible for registrants to
anticipate the Agency's information or data needs in a forthcoming
registration review and to reduce the degree of iteration in the risk
assessment process.
2. Information developed under the Clean Water Act. In public
discussions about the proposed rule, EPA received a suggestion from
water treatment authorities that the Agency might consider information
developed under section 303(d) of the Clean Water Act, which identifies
impaired water bodies.
In comments, States raised the concern that they do not have the
resources to assemble such data. Registrants expressed their concern
that these data not be taken at face value because the criteria and
process used to develop these data might affect the reliability of this
information.
EPA believes that information on water quality may be useful in
registration review and will make efforts to obtain State data for CWA
section 303(d) listings due to pesticides. When evaluating such data,
EPA will take into account the procedures used to develop the data to
assess the quality and usefulness of the data.
C. Work-Sharing
The preamble of the proposed rule described the Agency's intention
to develop work-sharing agreements with its partners in the
Organization for Economic Cooperation and Development (OECD) or the
North American Free Trade Agreement (NAFTA). In comments on the
proposed rule, industry trade associations expressed concern that
conducting reviews jointly with EPA's NAFTA or OECD partners might
cause delays.
EPA continues to believe that harmonization and work-sharing will
result in process efficiencies and superior decisions. Since EPA's
partners also have programs for reassessing pesticides, all parties
could benefit by coordinating their efforts. EPA and its Canadian
counterpart have begun discussions for work-sharing during registration
review with the expectation that they will develop a work-sharing plan
by the December 2006 meeting of the NAFTA Technical Working Group on
Pesticides.
EPA gave a presentation on the registration review program at the
February 2006 meeting of the OECD Working Group on Pesticides. EPA
intends to continue encouraging the OECD community to participate in
work-sharing efforts.
EPA may adjust its schedule slightly to take advantage of these
potential opportunities for work-sharing.
D. Adequacy of EPA's Methods for Assessing Potential Risk to Water
Quality
California water-treatment authorities questioned the adequacy of
EPA's assessment of risks with regard to water quality considerations
including: Use of aquatic toxicity testing, surface water quality
studies, and urban uses of pesticides, particularly when these uses
result in pesticide residues in receiving waters for storm sewers or
sewage treatment plants. The commenters reported that in some cases,
pesticide residues in water released by a sewage treatment plant may
exceed its NPDES permit, which would be a violation of the Clean Water
Act. They also noted that residues from agricultural uses of
pesticides, e.g., rice pesticides and pesticide degradates have been
found in drinking water supplies.
The Office of Pesticide Programs (OPP) will manage water-related
issues within the framework of the registration review of pesticides.
OPP expects that its capacity for characterizing risk will continue to
improve as it works with the Office of Water to refine its models for
estimating exposures and as more monitoring data become available.
E. Achieving Label Improvement through the Registration Review Program
Several commenters see the registration review program as an
opportunity to improve the quality of labels on individual pesticide
products. One aspect of label improvement would be to minimize the
number of different labels for the same product. According to comments,
this situation arises because many States require State registration
and impose their own labeling requirements.
The Agency is committed to improving the consistency of labels. EPA
already works with States on labeling issues. However, the Agency notes
that section 24(b) of FIFRA prohibits States from establishing or
maintaining labeling requirements. The Agency agrees that label
improvement is a worthwhile goal for the registration review program.
VIII. Implementation Issues
A. Coordination of the Registration Review Rule with the Data
Requirements Rule
Industry comments asserted that EPA should delay implementing
registration review until the recently proposed revisions to the data
requirements in 40 CFR part 158 have been finalized. They stated their
belief that EPA cannot make registration review decisions until it has
completed revising the data requirements for the registration of
pesticides. Industry is concerned that if registration review is
initiated before a final rule on data requirements, different standards
will apply to cases reviewed early in the program, negating one of the
benefits of the review: to reduce market barriers.
The Agency does not believe it is appropriate to delay
implementation of the registration review program as suggested in the
comments. In the absence of updated part 158 rules, the Agency makes
case-by-case data determinations as a standard program practice.
Registrants are familiar with this practice. While the Part 158 Data
Requirements Rules and registration review decisions are related, they
are
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not inextricably linked. The revisions to part 158 have benefits but
they are not a condition precedent to making registration review
decisions.
The part 158 updates may include provisions to codify current
practices. The purpose of the part 158 rule is to capture with clarity
and transparency changes in data requirements or application of data
requirements that the Agency has made on a case-by-case document since
it published its data requirements in 1984. This good-government goal
will amplify understanding and further enhance consistency. However,
the registration review program can operate effectively, as the
registration, reregistration, and tolerance reassessment programs have,
in the absence of these enhancements. Final promulgation of the part
158 rules will simply improve on that sound foundation.
Science will continue to evolve even after the Agency has completed
the current revision of the data requirements in 40 CFR part 158. The
Agency expects that it will change its data requirements to reflect
this new knowledge. Because one of the goals of registration review is
to incorporate evolving science, the Agency fully expects that it might
apply new and different risk assessment tools to pesticides reviewed
later in the 15-year cycle than it used when it reviewed pesticides
early in the 15-year cycle.
The Agency appreciates the commenter's concern about market
barriers that might arise if the Agency uses different risk assessment
tools when reviewing pesticides later in the 15-cycle than it used
earlier in the cycle. Market barriers can be reduced if similar
pesticides are reviewed at the same time. This is one of the benefits
of the Agency's plan to group chemically related cases for review.
B. Transition from Reregistration to Registration Review
Industry comments asserted that EPA must clarify when the
registration review program will begin. EPA should address how it will
handle the work of registration actions, reregistration actions, and
other mandated regulatory actions before it commits to initiating the
registration review program. EPA should clarify the transition process
between the reregistration and registration review programs.
The Agency has announced that the registration review program
officially begins when these regulations go into effect. The Agency's
first actions under the new program will be to issue schedules and to
begin to open registration review case dockets. As noted in the
comment, some pesticides will still be undergoing reregistration when
the registration review program begins. The Agency recognizes that, to
avoid confusion during the transition between the reregistration and
registration review programs, it must clearly communicate whether
action on an existing pesticide is taken under reregistration (FIFRA
section 4) or registration review under FIFRA section 3(g).
C. Unresolved Problems from Reregistration Will Affect the Agency's
Capacity to Conduct Registration Review
Industry commented that EPA should not implement registration
review of end-use products until it fixes the problems with the review
of end-use products in reregistration. The review processes in
registration review and reregistration are likely to be similar and
registration review might duplicate the effort of reregistration,
especially when a product may undergo product-specific review several
times (e.g., a product that contains two or more active ingredients may
belong in two or more registration review cases). The commenters are
concerned that if EPA does not achieve efficiencies in the review of
end-use products, the 15-year review will extend to 40 years.
EPA expects reregistration to satisfy most product-specific data
requirements and achieve many label improvements for end-use products.
Although the Agency does not expect it will routinely require product-
specific data during registration review, it expects that registration
review will be an important vehicle for the continuing update of
labels. The Agency agrees that the review of end-use product labels
could benefit from process improvements. The Agency believes that
registrants and other stakeholders can help develop approaches to make
this process more efficient.
IX. Program Costs
A. Impacts on Small Businesses
Registrants commented that EPA has not accurately characterized the
effects of registration review on small business. They suggested that
per-company costs of $750,000 and 2% gross sales are not insignificant
even for large entities and will have a direct adverse effect on small
businesses. They believe that the cost projections are misleading
because they do not include all costs incurred by a registrant such as
existing reporting, recordkeeping, and fi