Spectrum Requirements for Advanced Medical Technologies, 43682-43687 [E6-12500]
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Federal Register / Vol. 71, No. 148 / Wednesday, August 2, 2006 / Proposed Rules
(2) Mail: Comments by mail are to be
addressed to the Bureau of Customs and
Border Protection, Office of Regulations
and Rulings, Border Security
Regulations Branch, 1300 Pennsylvania
Ave., NW. (Mint Annex), Washington,
DC 20229.
(3) Hand delivery/courier: 799 9th
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FOR FURTHER INFORMATION CONTACT:
Charles Perez, Program Manager, Office
of Field Operations, Bureau of Customs
and Border Protection (202–344–2605).
SUPPLEMENTARY INFORMATION:
Public Participation
The Bureau of Customs and Border
Protection (CBP) invites interested
persons to participate in this rulemaking
by submitting written data, views, or
arguments on all aspects of the
proposed rule. CBP also invites
comments that relate to the economic,
environmental, or federalism effects that
might result from this proposed rule.
Comments that will provide the most
assistance to CBP in developing these
procedures will reference a specific
portion of the proposed rule, explain the
reason for any recommended change,
and include data, information, or
authority that support such
recommended change.
Instructions: All submissions received
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docket number for this rulemaking
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received will be posted without change
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Docket: For access to the docket to
read background documents or
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comments may also be inspected at the
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comments, please call (202) 572–8768 to
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Background
CBP published a document in the
Federal Register (71 FR 40035) on July
14, 2006, proposing to amend the CBP
Regulations pertaining to the electronic
transmission of passenger manifests for
commercial aircraft arriving in and
departing from the United States and of
passenger and crew manifests for
commercial vessels departing from the
United States. The proposed changes
were designed to implement the
mandate of the Intelligence Reform and
Terrorism Prevention Act of 2004 to
require screening of aircraft passengers
and vessel passengers and crew
traveling to and from the United States
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against a government established
terrorist watch list prior to departure.
Thus, the proposed rule provides air
carriers a choice to make manifest
transmissions either for each passenger
as passengers check in for the flight, up
to but no later than 15 minutes prior to
departure, referred to as APIS Quick
Query (AQQ), or in batch form (a
complete manifest containing data for
all passengers) no later than 60 minutes
prior to departure, referred to as APIS
60. The proposed rule also provides for
vessel carriers transmitting passenger
and crew manifests no later than 60
minutes prior to the vessel’s departure
from the United States. In addition, the
proposed rule proposes to change the
definition of ‘‘departure’’ for aircraft to
mean the moment the aircraft pushes
back from the gate to commence its
approach to the point of takeoff (as
opposed to the moment the wheels are
drawn up into the aircraft just after
takeoff).
The document invited the public to
comment on the proposal, including the
Regulatory Assessment containing an
analysis of the expected economic
impact of the changes. The Regulatory
Assessment is posted on https://
www.regulations.gov and on the CBP
Web site at https://www.cbp.gov (it is
also summarized in the proposed rule).
Comments on the proposed rule were
requested on or before August 14, 2006.
Extension of Comment Period
In response to the proposed rule
published in the Federal Register, CBP
has received comments from the Air
Transport Association (ATA), the Air
Carrier Association of America (ACAA),
and the International Air Transport
Association (IATA), requesting an
extension of the comment period for an
additional 60 days. CBP has determined
to grant the requests for extension.
Accordingly, the period of time for the
submission of comments is being
extended 60 days. Comments are now
due on or before October 12, 2006.
Dated: July 28, 2006.
Deborah J. Spero,
Deputy Commissioner, Customs and Border
Protection.
[FR Doc. E6–12473 Filed 8–1–06; 8:45 am]
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FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2 and 95
[ET Docket No. 06–135; FCC 06–103]
Spectrum Requirements for Advanced
Medical Technologies
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY: This document focuses on
ways to better accommodate the
operation of implanted and body-worn
medical transmitters in the 400 MHz
band. These devices use wireless
technologies for increasingly
sophisticated and beneficial health care
applications. Such applications
currently include cardiac defibrillators
for heart patients and real-time blood
sugar monitoring devices for diabetics,
and may, in the future, include
applications as diverse as brain, muscle
and nerve stimulation techniques for
treating an array of conditions from
Parkinson’s disease to severe chronic
depression. The Commission tentatively
concludes that modifying its current
rules and designating an additional two
megahertz of spectrum in the adjacent
401–402 MHz and 405–406 MHz bands)
would appropriately provide needed
capacity and more flexible operating
rules for beneficial medical radio
communication devices and thereby
serve the public interest.
DATES: Comments must be filed on or
before October 31, 2006, and reply
comments must be filed on or before
December 4, 2006.
FOR FURTHER INFORMATION CONTACT: Gary
Thayer, Office of Engineering and
Technology, (202) 418–2290, e-mail:
Gary.Thayer@fcc.gov, TTY (202) 418–
2989.
ADDRESSES: You may submit comments,
identified by ET Docket No. 06–135 by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
• E-mail: [Optional: Include the Email address only if you plan to accept
comments from the general public].
Include the docket number(s) in the
subject line of the message.
• Mail: [Optional: Include the mailing
address for paper, disk or CD–ROM
submissions needed/requested by your
Bureau or Office. Do not include the
Office of the Secretary’s mailing address
here.]
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Federal Register / Vol. 71, No. 148 / Wednesday, August 2, 2006 / Proposed Rules
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by e-mail: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rule Making and Notice of
Inquiry, ET Docket No. 06–135, FCC 06–
103, adopted July 13, 2006, and released
July 18, 2006. The full text of this
document is available for inspection
and copying during normal business
hours in the FCC Reference Information
Center (Room CY–A257), 445 12th
Street, SW., Washington, DC 20554. The
complete text of this document also may
be purchased from the Commission’s
copy contractor, Best Copy and Printing,
Inc., 445 12th Street, SW., Room, CY–
B402, Washington, DC 20554. The full
text may also be downloaded at: https://
www.fcc.gov.
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using: (1) The Commission’s
Electronic Comment Filing System
(ECFS), (2) the Federal Government’s
eRulemaking Portal, or (3) by filing
paper copies. See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://www.fcc.gov/
cgb/ecfs/ or the Federal eRulemaking
Portal: https://www.regulations.gov.
Filers should follow the instructions
provided on the Web site for submitting
comments.
• For ECFS filers, if multiple docket
or rulemaking numbers appear in the
caption of this proceeding, filers must
transmit one electronic copy of the
comments for each docket or
rulemaking number referenced in the
caption. In completing the transmittal
screen, filers should include their full
name, U.S. Postal Service mailing
address, and the applicable docket or
rulemaking number. Parties may also
submit an electronic comment by
Internet e-mail. To get filing
instructions, filers should send an email to ecfs@fcc.gov, and include the
following words in the body of the
message, ‘‘get form.’’ A sample form and
directions will be sent in response.
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• Paper Filers: Parties who choose to
file by paper must file an original and
four copies of each filing. If more than
one docket or rulemaking number
appears in the caption of this
proceeding, filers must submit two
additional copies for each additional
docket or rulemaking number.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail
(although we continue to experience
delays in receiving U.S. Postal Service
mail). All filings must be addressed to
the Commission’s Secretary, Office of
the Secretary, Federal Communications
Commission.
• The Commission’s contractor will
receive hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary at 236
Massachusetts Avenue, NE., Suite 110,
Washington, DC 20002. The filing hours
at this location are 8 a.m. to 7 p.m. All
hand deliveries must be held together
with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail should be
addressed to 445 12th Street, SW.,
Washington DC 20554.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an e-mail to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
Summary of Notice of Proposed
Rulemaking and Notice of Inquiry
1. The Notice of Proposed Rule
Making (NPRM) and Notice of Inquiry
(Inquiry), focuses on ways to better
accommodate the operation of
implanted and body-worn medical
transmitters in the 400 MHz band.
These devices use wireless technologies
for increasingly sophisticated and
beneficial health care applications. Such
applications currently include cardiac
defibrillators for heart patients and realtime blood sugar monitoring devices for
diabetics, and may, in the future,
include applications as diverse as brain,
muscle and nerve stimulation
techniques for treating an array of
conditions from paralysis to Parkinson’s
disease to severe chronic depression.
The Commission tentatively concludes
that modifying its current rules and
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designating an additional two megahertz
of spectrum would appropriately
provide increased capacity and more
flexible operating rules for beneficial
medical radio communication devices
and thereby serve the public interest.
2. Medtronic, Inc., filed a Petition for
Rulemaking (Medtronic petition)
proposing to establish a new service for
implantable and body-worn medical
radiocommunication devices in two
megahertz of spectrum (at 401–402 MHz
and 405–406 MHz) adjacent to the 402–
405 MHz band currently authorized for
the Medical Implant Communications
Service (MICS). Medtronic states that
this new allocation would complement
the existing MICS allocation and
support advances in medical sensor
technology and the expected
proliferation of such devices, especially
those used for lower-cost medical
monitoring and non-emergency
reporting applications. Biotronik, Inc.,
has also filed a petition for rulemaking
with proposals that conflict with those
in the Medtronic petition, and that
petition is also being considered.
3. As demonstrated by developments
in the industry and by the response to
the Medtronic petition for rulemaking,
there is significant interest in using the
401–406 MHz MICS band for new
diagnostic, therapeutic, and monitoring
medical technologies. Based on the
information provided by all parties, the
FCC is proposing to add two additional
megahertz of spectrum for implanted
and body-worn medical transmitters to
the existing MICS allocation at 402–405
MHz. It specifically proposes to add the
401–402 MHz and 405–406 MHz (‘‘wing
bands’’) to the existing MICS allocation.
These bands appear well-suited for
implanted and body-worn medical radio
devices for the same reasons 402–405
MHz was originally designated for
MICS, i.e., propagation characteristics,
availability, and compatibility with
other users. It asserts that the provision
of contiguous spectrum will provide for
the maximum efficiency of design and
operation.
4. The FCC proposes to maintain the
existing MICS rules in this spectrum,
and continue to license use of MICS
devices by rule. It further proposes to
permit non-implanted antennas
connected through the body to
implanted devices under these rules.
Accordingly, it will henceforth refer to
this service as ‘‘Medical Device
Radiocommunication Service,’’
(‘‘MedRadio’’), to eliminate the
implication that it is intended
exclusively for implanted radios or
implanted devices. It seeks comment on
whether the various current MICS rules
would continue to be appropriate for
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operations under the new allocation, on
the explicit inclusion of non-implanted
transmitters, on whether or how to
divide the spectrum between frequency
agile and non-frequency-agile devices,
and on whether certain medical devices
as contemplated herein would be better
served by a licensed operation regime.
5. In addition, the Commission seeks
comment on whether there are some
functions for which a narrower
bandwidth is appropriate, and why, and
whether there is sufficient justification
for the more stringent attenuation limits
described in the Medtronic petition.
Commenters supporting emission limits
other than those currently in the rules
should provide technical analysis and
practical rationale explaining why other
limits would be more appropriate, and
the relative difficulty or cost of
compliance associated with their
proposed limits. Commenters proposing
a reduced field strength for body-worn
transmitters should also provide
technical analysis supporting their
position.
6. The Commission also proposes to
adopt rules for the 401–402 MHz and
405–406 MHz bands that would permit
body-worn and implant transmitters
having low-power and low duty cycles
to operate without frequency monitoring
capability, as suggested by Medtronic
and supported by several commenters.
Because such devices would pose a
small risk of causing harmful
interference, the Commission believes
that permitting the operation of such
devices without frequency monitoring
could simplify devices, reduce their
size, and extend their operational life.
This could help lower the cost of
medical data collection and therapy in
both the care center and home
environments, as well as provide
physicians with an easy and accurate
way to make routine adjustments to
internal and external medical radio
devices such as neural stimulators and
insulin pumps. It suggests that
providing additional spectrum for
deployment of these devices could
prove beneficial in keeping otherwise
healthy individuals out of hospital beds
and nursing facilities and allow many
more individuals to live independently
for a longer period of time. It seeks
comment on the potential benefits of
expanding the authority for operation of
400 MHz medical devices that do not
employ frequency agility capabilities.
7. Specifically, it proposes to allow
medical implant or body-worn devices
and associated control station devices
that operate without frequency agility at
401–402 MHz and 405–406 MHz to
operate with an EIRP that does not
exceed 250 nanowatts (nW) and a duty
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cycle that does not exceed 0.1% during
any one-hour interval. Based on the
information available to us, this
proposal appears to reflect a reasonable
balance between the operational
capabilities needed for devices to
function properly and the need to
minimize the risk of interference to
other devices in the band. The
Commission seeks comment on this
proposal, including whether other
power and duty cycle thresholds would
be more appropriate, and what tradeoffs they would entail.
8. It also notes Biotronik’s contention
that there is ample capacity in the
current MICS allocation for a variety
and large number of devices, and seeks
additional comment on whether the
additional spectrum proposed is needed
for future medical devices, or whether
such devices should be accommodated
in the existing 402–405 MHz
allocations, with appropriate
modifications to the operational rules
(100nw and 0.1%/day duty cycle), such
as those proposed by Biotronik in its
rulemaking petition. It also invites
comment on whether the 401–406 MHz
band should be apportioned differently
among the various types of operation
than as proposed, both in relative
amounts of spectrum designated, and in
the specific frequencies permitted for
each type of operation. For instance,
should a portion of spectrum be
exclusively designated for nonfrequency-monitoring devices, and if so,
how much? Can the provision of
exclusive spectrum for frequency
monitoring devices be made
unnecessary by appropriate restrictions
on other devices? Is additional spectrum
beyond that proposed above needed for
implanted and body-worn medical radio
devices? Comments suggesting the
allocation of additional spectrum
should discuss the basis for projecting
future types of uses and needs.
9. While the present MICS rules can
be read to have assumed that an implant
transmitter, as part of an implant device,
would be located under the skin, it is
now apparent that transmitters for
implanted devices can, in many cases,
be located on the surface of the skin.
Additionally, it appears that there are
body-worn devices that can perform
critical diagnostic, therapeutic, and
monitoring functions, and the
Commission proposes to accommodate
such devices in our rules. In both cases,
the Commission believes that it is the
location of the transmitter, not the
medical device, that should dictate its
operational parameters, as it is the
location that will determine its
communication capability and its
interference potential. It proposes to
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modify the rules to so provide. It also
seeks comment on Medtronic’s
proposed definition of a body-worn
transmitter as one ‘‘intended to be
placed on or in very close proximity (six
centimeters or less) to the human body
used to facilitate communications from
a medical body-worn or implanted
device.
10. The Commission proposes to
focus on providing flexibility in the use
of spectrum for implanted and bodyworn medical radio devices. The
Commission notes that the Medtronic
petition suggests distinctions depending
upon factors such as whether a device
uses spectrum intensively or is used for
life-critical applications. The
Commission asserts that it is neither its
role, nor its area of expertise, to adopt
rules that would define operating
criteria based upon such
determinations. Instead, medical device
manufacturers should be cognizant of
the potential health and safety risks that
could arise if implanted or body-worn
medical radiocommunication devices
are subjected to various levels of RF
interference in a dynamic and
unpredictable RF environment, and
design their products with appropriate
safeguards and robustness as is
appropriate to their function. It further
suggest that such concerns are more
appropriately taken into consideration
and evaluated as part of the FDA
medical device approval process.
Therefore, the it declines to propose any
rules based upon such criteria, and
seeks comment on this position.
11. Part 15 of the FCC’s rules restricts
radiation from unlicensed devices in
certain frequency bands (‘‘restricted
bands’’) to spurious emissions only. The
90–110 kHz band is included among the
restricted bands in order to protect
incumbent the Loran-C operations.
12. Guidant Corporation (Guidant)
(now Boston Scientific) states that it is
unclear how induction devices fit under
the Commission’s restricted band
prohibition of § 15.205, and asks the
Commission to amend the part 95 rules
to include medical implant devices such
as those made by Guidant that use
inductive telemetry in the 90–110 kHz
band. More specifically, it requests that
the Commission provide a narrow
exception to the part 15 restricted band
prohibitions for medical implants or,
preferably, amend the MICS rules to
expressly include all implants,
including those that operate inductively
in the 90–110 kHz band.
13. The FCC seeks comment on
whether inductive devices such as those
made by Guidant should be authorized
to operate if they produce RF energy in
the 90–110 kHz band. It asks
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commenters to address the advantages
and disadvantages of allowing or
prohibiting such operation, including
the resulting interference potential. If
such operation were to be permitted,
what approach should be taken? For
example, similar to the modified
MedRadio rules proposed herein, a
secondary allocation for inductively
coupled medical devices could be
created in the 90–110 kHz band on a
licensed-by-rule basis under part 95.
Another option would be to provide an
exception to the restricted band
spurious emission limits for unlicensed
medical devices that use inductive
coupling in the 90–110 kHz band.
Alternatively, a waiver could be granted
that would permit manufacture, sale,
and use of such devices for a limited
period of time until devices fully
compliant with the present rules can be
developed. It invites commenters to
address the relative merits of these
options, and to suggest any other
options. It also seeks comment on the
more general question raised by Guidant
concerning how to address emissions
from medical implant devices that
employ inductive coupling technology
for communicating with associated
external devices.
14. The Commission also begins an
Inquiry into additional developments
that are anticipated in the medical
devices field and their likely spectrum
requirements that will enable us to
subsequently develop proposals for
additional rules as may be appropriate
for their operation, based on the input
received. Increasing numbers of
implanted and body-worn medical
devices will rely upon wireless
radiocommunication technologies for
increasingly sophisticated therapies.
These include devices to assist in
everything from motor function to
eyesight, significantly mitigating the
effects of once debilitating injuries or
diseases. Accordingly, we seek to
develop a comprehensive record
concerning the present and future RF
spectrum requirements as well as device
immunity issues with respect to these
medical radio devices in order to better
inform our current rulemaking effort
and to provide a basis for further rule
changes. The Commission seeks
information concerning new and
anticipated implant and body-worn
medical radiocommunication
technologies and how it can anticipate
and proactively address the challenging
array of RF spectrum sharing issues
raised by their increasing use, including
the protection of user health and safety
when implants receive interference from
primary allocated services in the band.
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The Commission seeks comment on the
relative benefits and tradeoffs that
should be considered with respect to
both licensed and unlicensed
approaches to authorizing the operation
of these devices.
15. Finally, the Commission also
seeks comment on collaborative efforts
between the Commission (FCC) and the
U.S. Food and Drug Administration
(FDA) regarding options for better
educating device manufacturing
industry leaders and RF wireless
technology leaders about medical radio
device electromagnetic compatibility
(EMC) coexistence issues in an RF
environment. The Commission’s goal is
to create an environment that fosters
continuing advances in medical devices
through flexible RF spectrum
allocations with the minimum FCC
regulatory requirements that are
necessary for efficient use of the
spectrum and to ensure patient safety.
Initial Regulatory Flexibility Analysis
16. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA),1 the Commission has prepared
this present Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities by
the policies and rules proposed in the
Notice of Proposed Rule Making
(NPRM). Written public comments are
requested on this IRFA. Comments must
be identified as responses to the IRFA
and must be filed by the deadlines for
comments provided in paragraph 53 of
the NPRM. The Commission will send
a copy of the NPRM, including this
IRFA, to the Chief Counsel for Advocacy
of the Small Business Administration
(SBA).2
A. Need for, and Objectives of, the
Proposed Rules
17. In this proceeding, the
Commission explores future spectrum
requirements for advanced medical
devices that use wireless
radiocommunication technologies.
Wireless technologies are increasingly
being used in medical devices for a
variety of purposes ranging from basic
telemetry transmission to more
sophisticated health care applications.3
Our focus in this proceeding is
primarily on implanted and body-worn
1 See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601–
612, has been amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
(SBREFA), Public Law 104–121, Title II, 110 Stat.
847 (1996).
2 See 5 U.S.C. 603(a).
3 Telemetry is the use of telecommunication for
automatically indicating or recording measurements
at a distance from the measuring instrument. 47
CFR 2.1.
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medical radiocommunication devices
(MRDs) that serve to actively manage
and maintain body function/health
conditions.4 Technological advances in
this field are evolutionizing health care
for the benefit of all Americans. Our
goal is to create an environment that
fosters continuing advances through
flexible RF spectrum allocations and
reduced regulatory requirements.
18. Based on the responses we have
received to a Petition for Rulemaking
from Medtronic, Inc., the Commission
believes that there is need for additional
spectrum in the 400 MHz range for
implanted and body-worn MRDs. Thus,
in the Rulemaking portion of this
proceeding, the Commission proposes to
allocate two megahertz of spectrum for
use by MRDs in the 401–402 MHz and
405–406 MHz bands that are adjacent to
the existing Medical Implant
Communication Service (MICS)
allocation in the 402–505 MHz band.
The Commission seeks comment on
establishing a new Medical Data Service
(MEDS) that would encompass all MRDs
operating in the entire 401–406 MHz
band.
B. Legal Basis
19. The proposed action is authorized
under sections 1, 4(i), 7(a), 301, 303(f),
303(g), 303(r), 307, 316, and 332 of the
Communications Act of 1934, as
amended, 47 U.S.C. sections 151, 154(i),
157(a), 301, 303(f), 303(g), 303(r), 307,
316, and 332.
C. Description and Estimate of the
Number of Small Entities To Which the
Proposed Rules Will Apply
20. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted.5 The
RFA generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ 6 In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
4 Part 95 of the Commission’s rules define
‘‘medical implant transmitter’’ as a ‘‘* * *
transmitter that operates or is designed to operate
within the human body for the purpose of
facilitating communications from a medical implant
device.’’ See Appendix 1 to Subpart E of Part 95—
Glossary of Terms (following 47 CFR 95.673). The
term ‘‘body-worn’’ is not defined by our current
rules, however, as discussed in Rulemaking herein,
we propose to adopt an analogous definition for
medical body-worn transmitters namely, a
‘‘transmitter intended to be placed on or in very
close proximity (i.e., 6 centimeters or less) to the
human body used to facilitate communications
from a medical body-worn or implanted device.’’
5 5 U.S.C. 603(b)(3).
6 5 U.S.C. 601(6).
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under the Small Business Act.7 A small
business concern is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.8
21. Nationwide, there are a total of
approximately 22.4 million small
businesses, according to SBA data.9 A
‘‘small organization’’ is generally ‘‘any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.’’ 10
Nationwide, as of 2002, there were
approximately 1.6 million small
organizations.11 The term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty
thousand.’’ 12 Census Bureau data for
2002 indicate that there were 87,525
local governmental jurisdictions in the
United States.13 We estimate that, of this
total, 84,377 entities were ‘‘small
governmental jurisdictions.’’ 14 Thus,
we estimate that most governmental
jurisdictions are small.
Personal Radio Services. We are
proposing to place the MEDS within
part 95 of our rules (‘‘Personal Radio
Services’’). Personal radio services
provide short-range, low power radio for
personal communications, radio
signaling, and business communications
not provided for in other services. The
Personal Radio Services include
spectrum licensed under part 95 of our
rules.15 Many of the licensees in these
services are individuals, and thus are
not small entities. In addition, due to
the mostly unlicensed and shared
nature of the spectrum utilized in many
of these services, the Commission lacks
direct information other than the census
data above, upon which to base an
estimation of the number of small
entities under an SBA definition that
might be directly affected by the
proposed rules.
Wireless Service Providers. The SBA
has developed a small business size
standard for wireless firms within the
two broad economic census categories
of ‘‘Paging’’ 16 and ‘‘Cellular and Other
Wireless Telecommunications.’’ 17
Under both categories, the SBA deems
a wireless business to be small if it has
1,500 or fewer employees. For the
census category of Paging, Census
Bureau data for 2002 show that there
were 807 firms in this category that
operated for the entire year.18 Of this
total, 804 firms had employment of 999
or fewer employees, and three firms had
employment of 1,000 employees or
more.19 Thus, under this category and
associated small business size standard,
the majority of firms can be considered
small. For the census category of
Cellular and Other Wireless
Telecommunications, Census Bureau
data for 2002 show that there were 1,397
firms in this category that operated for
the entire year.20 Of this total, 1,378
firms had employment of 999 or fewer
employees, and 19 firms had
employment of 1,000 employees or
more.21 Thus, under this second
category and size standard, the majority
of firms can, again, be considered small.
Public Safety Radio Services. Public
Safety radio services include police,
fire, local government, forestry
conservation, highway maintenance,
and emergency medical services.22 For
16 13
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75
U.S.C. 601(3) (incorporating by reference the
definition of ‘‘small business concern’’ in 15 U.S.C.
632). Pursuant to the RFA, the statutory definition
of a small business applies ‘‘unless an agency, after
consultation with the Office of Advocacy of the
Small Business Administration and after
opportunity for public comment, establishes one or
more definitions of such term which are
appropriate to the activities of the agency and
publishes such definition(s) in the Federal
Register.’’ 5 U.S.C. 601(3).
8 Small Business Act, 15 U.S.C. 632 (1996).
9 See SBA, Programs and Services, SBA Pamphlet
No. CO–0028, at page 40 (July 2002).
10 5 U.S.C. 601(4).
11 Independent Sector, The New Nonprofit
Almanac & Desk Reference (2002).
12 5 U.S.C. 601(5).
13 U.S. Census Bureau, Statistical Abstract of the
United States: 2006, Section 8, page 272, Table 415.
14 We assume that the villages, school districts,
and special districts are small, and total 48,558. See
U.S. Census Bureau, Statistical Abstract of the
United States: 2006, section 8, page 273, Table 417.
For 2002, Census Bureau data indicate that the total
number of county, municipal, and township
governments nationwide was 38,967, of which
35,819 were small. Id.
15 47 CFR part 90.
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15:39 Aug 01, 2006
Jkt 208001
CFR 121.201, NAICS code 517211.
CFR 121.201, NAICS code 517212.
18 U.S. Census Bureau, 2002 Economic Census,
Subject Series: ‘‘Information,’’ Table 5, Employment
Size of Firms for the United States: 2002, NAICS
code 517211 (issued Nov. 2005).
19 Id. The census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with ‘‘1000
employees or more.’’
20 U.S. Census Bureau, 2002 Economic Census,
Subject Series: ‘‘Information,’’ Table 5, Employment
Size of Firms for the United States: 2002, NAICS
code 517212 (issued Nov. 2005).
21 Id. The census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with ‘‘1000
employees or more.’’
22 With the exception of the special emergency
service, these services are governed by Subpart B
of part 90 of the Commission’s Rules, 47 CFR
90.15–90.27. The police service includes
approximately 27,000 licensees that serve state,
county, and municipal enforcement through
telephony (voice), telegraphy (code) and teletype
and facsimile (printed material). The fire radio
service includes approximately 23,000 licensees
comprised of private volunteer or professional fire
17 13
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Sfmt 4702
small businesses in this category, the
above small business size standard
applies to 1500 or fewer employees.
There are a total of approximately
127,540 licensees in these services.
Governmental entities 23 as well as
private businesses comprise the
licensees for these services. All
governmental entities with populations
of less than 50,000 fall within the
definition of a small entity.24
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
22. We propose a licensing approach
for the 401–402 MHz and 405–406 MHz
wing bands identical to that used for the
existing MICS center band. Thus, rather
than require individual transmitter
licensing, we propose to authorize
operation by rule within the Citizens
Band (CB) Radio Service under part 95
of our rules and pursuant to section
307(e) of the Communications Act.25
Under this proposal, licensing would be
accomplished through adherence to
applicable technical standards and other
operating rules (unlicensed operations).
We tentatively conclude that this
approach is beneficial because it would
minimize the administrative burden on
prospective licensees as compared with
an individual licensing. We seek
comment on this proposal. Commenters
companies as well as units under governmental
control. The local government service that is
presently comprised of approximately 41,000
licensees that are state, county, or municipal
entities that use the radio for official purposes not
covered by other public safety services. There are
approximately 7,000 licensees within the forestry
service which is comprised of licensees from state
departments of conservation and private forest
organizations who set up communications networks
among fire lookout towers and ground crews. The
approximately 9,000 state and local governments
are licensed to highway maintenance service
provide emergency and routine communications to
aid other public safety services to keep main roads
safe for vehicular traffic. The approximately 1,000
licensees in the Emergency Medical Radio Service
(EMRS) use the 39 channels allocated to this service
for emergency medical service communications
related to the delivery of emergency medical
treatment. 47 CFR 90.15–90.27. The approximately
20,000 licensees in the special emergency service
include medical services, rescue organizations,
veterinarians, handicapped persons, disaster relief
organizations, school buses, beach patrols,
establishments in isolated areas, communications
standby facilities, and emergency repair of public
communications facilities. 47 CFR 90.33–90.55.
23 47 CFR 1.1162.
24 5 U.S.C. 601(5).
25 See Medtronic Petition at i, 16, and Appendix
A, at proposed section 95.1601. We note that 47
U.S.C. 307(e)(3) provides that the term ‘‘citizens
band radio service’’ shall have the meaning given
it by the Commission by rule. 47 U.S.C. 307(e)(1)
provides that upon determination by the
Commission that an authorization serves the public
interest, convenience, and necessity, the
Commission may by rule authorize the operation of
radio stations without individual licenses in the
citizens band radio service.
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Federal Register / Vol. 71, No. 148 / Wednesday, August 2, 2006 / Proposed Rules
mstockstill on PROD1PC68 with PROPOSALS
are invited to address whether other
licensing approaches should be
considered and discuss the relative
benefits and disadvantages compared to
our proposal.
Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
23. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.26
24. We propose to establish a new
Medical Data Service (MEDS) under Part
95 that would encompass all medical
devices permitted to operate in the
entire 401–406 MHz band. We seek
comment on options concerning
whether and how the five megahertz of
spectrum that would comprise this
proposed MEDS band could be divided
among the evolving varieties of
implanted and body-worn medical
transmitters, including low-power, lowduty-cycle (LPLDC) devices without
listen-before-talk (LBT).
25. For example, should both
implantable and body-worn transmitters
be permitted to operate in all, or just
selected portions, of the five megahertz
of the proposed 401–406 MHz MEDS
band? Should the same technical
standards that govern the existing MICS
center band transmitters be applied
uniformly across the entire band?
Should an adjustment in the permissible
operating power of body-worn
transmitters be made to account for
difference in body tissue attenuation as
compared with implantable devices?
Similarly, should LPLDC devices
without LBT be permitted to operate
throughout the entire five megahertz of
the proposed MEDS band or be limited
to segments such as the 401–402 MHz
and 405–406 wing bands? Why or why
not? Commenters should explain the
rationale, and corresponding benefits
and disadvantages, for whatever
approach is recommended. Are there
any other factors that should be
considered with respect to
distinguishing the applicable rules for
26 See
5 U.S.C. 603(c).
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implantable, body-worn devices, and
LPLDC transmitters? Should other types
of medical radiocommunication devices
be considered for operation in this
proposed MEDS band? We especially
seek small entity comment on these
issues.
E. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rule
26. None.
Initial Paperwork Reduction Analysis
27. The Notice of Proposed Rule
Making contains proposed new or
modified information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invites the general
public and the Office of Management
and Budget (OMB) to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act of
1995, Public Law 104–13. Public and
agency comments are due 60 days after
the date of publication in the Federal
Register. Comments should address: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
burden estimates; (c) ways to enhance
the quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on the respondents,
including the use of automated
collection techniques or other forms of
information technology. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we seek
specific comment on how we might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’
Ordering Clauses
28. Pursuant to sections 1, 4(i), 7(a),
301, 303(f), 303(g), 303(r), 307, 316, and
332 of the Communications Act of 1934,
as amended, 47 U.S.C. sections 151,
154(i), 157(a), 301, 303(f), 303(g), 303(r),
307, 316, and 332, the Notice of
Proposed Rule Making and Notice of
Inquiry, is adopted.
29. The Biotronik Request for
Extension of Waiver, is granted until
one year from the effective date of final
rules adopted in this proceeding.
30. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
the Notice of Proposed Rule Making and
Notice of Inquiry, including the Initial
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43687
Regulatory Flexibility Analysis to the
Chief Counsel for Advocacy of the Small
Business Administration.
List of Subjects in Parts 2 and 95
Communications equipment, Radio,
Reporting and recordkeeping
requirements.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. E6–12500 Filed 8–1–06; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2 and 25
[IB Docket No. 06–123; FCC 06–90]
Establishment of Policies and Service
Rules for the Broadcasting-Satellite
Service
Federal Communications
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: The Federal Communications
Commission proposes application
processing and service rules for the 17/
24 GHz Broadcasting Satellite Service
(BSS). The Commission proposes and/or
seeks comment on a number of issues,
including: licensing procedures, posting
of performance bonds, milestone
schedules, limits on pending
applications, annual reporting, license
terms, replacement satellites, access to
the U.S. market from non-U.S. satellites;
public interest obligations, copyright
and broadcast carriage, equal
employment opportunity, geographic
service coverage, and emergency alert
system participation; use of
internationally allocated spectrum by
receiving stations located outside the
United States; orbital spacing and
antenna performance standards;
technical requirements for intra-service
sharing; other technical requirements,
such as reverse band operations,
tracking, telemetry, and command
operations, polarization, and full
frequency re-use requirements; and
technical requirements for inter-service
sharing in the 17 and 24 GHz bands.
DATES: Comments are due on or before
October 16, 2006 and reply comments
are due on or before November 15, 2006.
Public and agency comments on the
Initial Paperwork Reduction Act of 1995
(IFRA) analysis are due October 2, 2006.
ADDRESSES: You may submit comments,
identified by IB Docket No. 06–123, by
any of the following methods:
E:\FR\FM\02AUP1.SGM
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Agencies
[Federal Register Volume 71, Number 148 (Wednesday, August 2, 2006)]
[Proposed Rules]
[Pages 43682-43687]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-12500]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2 and 95
[ET Docket No. 06-135; FCC 06-103]
Spectrum Requirements for Advanced Medical Technologies
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: This document focuses on ways to better accommodate the
operation of implanted and body-worn medical transmitters in the 400
MHz band. These devices use wireless technologies for increasingly
sophisticated and beneficial health care applications. Such
applications currently include cardiac defibrillators for heart
patients and real-time blood sugar monitoring devices for diabetics,
and may, in the future, include applications as diverse as brain,
muscle and nerve stimulation techniques for treating an array of
conditions from Parkinson's disease to severe chronic depression. The
Commission tentatively concludes that modifying its current rules and
designating an additional two megahertz of spectrum in the adjacent
401-402 MHz and 405-406 MHz bands) would appropriately provide needed
capacity and more flexible operating rules for beneficial medical radio
communication devices and thereby serve the public interest.
DATES: Comments must be filed on or before October 31, 2006, and reply
comments must be filed on or before December 4, 2006.
FOR FURTHER INFORMATION CONTACT: Gary Thayer, Office of Engineering and
Technology, (202) 418-2290, e-mail: Gary.Thayer@fcc.gov, TTY (202) 418-
2989.
ADDRESSES: You may submit comments, identified by ET Docket No. 06-135
by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Federal Communications Commission's Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
E-mail: [Optional: Include the E-mail address only if you
plan to accept comments from the general public]. Include the docket
number(s) in the subject line of the message.
Mail: [Optional: Include the mailing address for paper,
disk or CD-ROM submissions needed/requested by your Bureau or Office.
Do not include the Office of the Secretary's mailing address here.]
[[Page 43683]]
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by e-mail: FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rule Making and Notice of Inquiry, ET Docket No. 06-135,
FCC 06-103, adopted July 13, 2006, and released July 18, 2006. The full
text of this document is available for inspection and copying during
normal business hours in the FCC Reference Information Center (Room CY-
A257), 445 12th Street, SW., Washington, DC 20554. The complete text of
this document also may be purchased from the Commission's copy
contractor, Best Copy and Printing, Inc., 445 12th Street, SW., Room,
CY-B402, Washington, DC 20554. The full text may also be downloaded at:
https://www.fcc.gov.
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using: (1) The Commission's Electronic
Comment Filing System (ECFS), (2) the Federal Government's eRulemaking
Portal, or (3) by filing paper copies. See Electronic Filing of
Documents in Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://www.fcc.gov/cgb/ecfs/ or the Federal eRulemaking Portal: https://www.regulations.gov. Filers
should follow the instructions provided on the Web site for submitting
comments.
For ECFS filers, if multiple docket or rulemaking numbers
appear in the caption of this proceeding, filers must transmit one
electronic copy of the comments for each docket or rulemaking number
referenced in the caption. In completing the transmittal screen, filers
should include their full name, U.S. Postal Service mailing address,
and the applicable docket or rulemaking number. Parties may also submit
an electronic comment by Internet e-mail. To get filing instructions,
filers should send an e-mail to ecfs@fcc.gov, and include the following
words in the body of the message, ``get form.'' A sample form and
directions will be sent in response.
Paper Filers: Parties who choose to file by paper must
file an original and four copies of each filing. If more than one
docket or rulemaking number appears in the caption of this proceeding,
filers must submit two additional copies for each additional docket or
rulemaking number.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail (although we continue to experience delays in receiving U.S.
Postal Service mail). All filings must be addressed to the Commission's
Secretary, Office of the Secretary, Federal Communications Commission.
The Commission's contractor will receive hand-delivered or
messenger-delivered paper filings for the Commission's Secretary at 236
Massachusetts Avenue, NE., Suite 110, Washington, DC 20002. The filing
hours at this location are 8 a.m. to 7 p.m. All hand deliveries must be
held together with rubber bands or fasteners. Any envelopes must be
disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail should be addressed to 445 12th Street, SW., Washington DC 20554.
People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an e-mail to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
Summary of Notice of Proposed Rulemaking and Notice of Inquiry
1. The Notice of Proposed Rule Making (NPRM) and Notice of Inquiry
(Inquiry), focuses on ways to better accommodate the operation of
implanted and body-worn medical transmitters in the 400 MHz band. These
devices use wireless technologies for increasingly sophisticated and
beneficial health care applications. Such applications currently
include cardiac defibrillators for heart patients and real-time blood
sugar monitoring devices for diabetics, and may, in the future, include
applications as diverse as brain, muscle and nerve stimulation
techniques for treating an array of conditions from paralysis to
Parkinson's disease to severe chronic depression. The Commission
tentatively concludes that modifying its current rules and designating
an additional two megahertz of spectrum would appropriately provide
increased capacity and more flexible operating rules for beneficial
medical radio communication devices and thereby serve the public
interest.
2. Medtronic, Inc., filed a Petition for Rulemaking (Medtronic
petition) proposing to establish a new service for implantable and
body-worn medical radiocommunication devices in two megahertz of
spectrum (at 401-402 MHz and 405-406 MHz) adjacent to the 402-405 MHz
band currently authorized for the Medical Implant Communications
Service (MICS). Medtronic states that this new allocation would
complement the existing MICS allocation and support advances in medical
sensor technology and the expected proliferation of such devices,
especially those used for lower-cost medical monitoring and non-
emergency reporting applications. Biotronik, Inc., has also filed a
petition for rulemaking with proposals that conflict with those in the
Medtronic petition, and that petition is also being considered.
3. As demonstrated by developments in the industry and by the
response to the Medtronic petition for rulemaking, there is significant
interest in using the 401-406 MHz MICS band for new diagnostic,
therapeutic, and monitoring medical technologies. Based on the
information provided by all parties, the FCC is proposing to add two
additional megahertz of spectrum for implanted and body-worn medical
transmitters to the existing MICS allocation at 402-405 MHz. It
specifically proposes to add the 401-402 MHz and 405-406 MHz (``wing
bands'') to the existing MICS allocation. These bands appear well-
suited for implanted and body-worn medical radio devices for the same
reasons 402-405 MHz was originally designated for MICS, i.e.,
propagation characteristics, availability, and compatibility with other
users. It asserts that the provision of contiguous spectrum will
provide for the maximum efficiency of design and operation.
4. The FCC proposes to maintain the existing MICS rules in this
spectrum, and continue to license use of MICS devices by rule. It
further proposes to permit non-implanted antennas connected through the
body to implanted devices under these rules. Accordingly, it will
henceforth refer to this service as ``Medical Device Radiocommunication
Service,'' (``MedRadio''), to eliminate the implication that it is
intended exclusively for implanted radios or implanted devices. It
seeks comment on whether the various current MICS rules would continue
to be appropriate for
[[Page 43684]]
operations under the new allocation, on the explicit inclusion of non-
implanted transmitters, on whether or how to divide the spectrum
between frequency agile and non-frequency-agile devices, and on whether
certain medical devices as contemplated herein would be better served
by a licensed operation regime.
5. In addition, the Commission seeks comment on whether there are
some functions for which a narrower bandwidth is appropriate, and why,
and whether there is sufficient justification for the more stringent
attenuation limits described in the Medtronic petition. Commenters
supporting emission limits other than those currently in the rules
should provide technical analysis and practical rationale explaining
why other limits would be more appropriate, and the relative difficulty
or cost of compliance associated with their proposed limits. Commenters
proposing a reduced field strength for body-worn transmitters should
also provide technical analysis supporting their position.
6. The Commission also proposes to adopt rules for the 401-402 MHz
and 405-406 MHz bands that would permit body-worn and implant
transmitters having low-power and low duty cycles to operate without
frequency monitoring capability, as suggested by Medtronic and
supported by several commenters. Because such devices would pose a
small risk of causing harmful interference, the Commission believes
that permitting the operation of such devices without frequency
monitoring could simplify devices, reduce their size, and extend their
operational life. This could help lower the cost of medical data
collection and therapy in both the care center and home environments,
as well as provide physicians with an easy and accurate way to make
routine adjustments to internal and external medical radio devices such
as neural stimulators and insulin pumps. It suggests that providing
additional spectrum for deployment of these devices could prove
beneficial in keeping otherwise healthy individuals out of hospital
beds and nursing facilities and allow many more individuals to live
independently for a longer period of time. It seeks comment on the
potential benefits of expanding the authority for operation of 400 MHz
medical devices that do not employ frequency agility capabilities.
7. Specifically, it proposes to allow medical implant or body-worn
devices and associated control station devices that operate without
frequency agility at 401-402 MHz and 405-406 MHz to operate with an
EIRP that does not exceed 250 nanowatts (nW) and a duty cycle that does
not exceed 0.1% during any one-hour interval. Based on the information
available to us, this proposal appears to reflect a reasonable balance
between the operational capabilities needed for devices to function
properly and the need to minimize the risk of interference to other
devices in the band. The Commission seeks comment on this proposal,
including whether other power and duty cycle thresholds would be more
appropriate, and what trade-offs they would entail.
8. It also notes Biotronik's contention that there is ample
capacity in the current MICS allocation for a variety and large number
of devices, and seeks additional comment on whether the additional
spectrum proposed is needed for future medical devices, or whether such
devices should be accommodated in the existing 402-405 MHz allocations,
with appropriate modifications to the operational rules (100nw and
0.1%/day duty cycle), such as those proposed by Biotronik in its
rulemaking petition. It also invites comment on whether the 401-406 MHz
band should be apportioned differently among the various types of
operation than as proposed, both in relative amounts of spectrum
designated, and in the specific frequencies permitted for each type of
operation. For instance, should a portion of spectrum be exclusively
designated for non-frequency-monitoring devices, and if so, how much?
Can the provision of exclusive spectrum for frequency monitoring
devices be made unnecessary by appropriate restrictions on other
devices? Is additional spectrum beyond that proposed above needed for
implanted and body-worn medical radio devices? Comments suggesting the
allocation of additional spectrum should discuss the basis for
projecting future types of uses and needs.
9. While the present MICS rules can be read to have assumed that an
implant transmitter, as part of an implant device, would be located
under the skin, it is now apparent that transmitters for implanted
devices can, in many cases, be located on the surface of the skin.
Additionally, it appears that there are body-worn devices that can
perform critical diagnostic, therapeutic, and monitoring functions, and
the Commission proposes to accommodate such devices in our rules. In
both cases, the Commission believes that it is the location of the
transmitter, not the medical device, that should dictate its
operational parameters, as it is the location that will determine its
communication capability and its interference potential. It proposes to
modify the rules to so provide. It also seeks comment on Medtronic's
proposed definition of a body-worn transmitter as one ``intended to be
placed on or in very close proximity (six centimeters or less) to the
human body used to facilitate communications from a medical body-worn
or implanted device.
10. The Commission proposes to focus on providing flexibility in
the use of spectrum for implanted and body-worn medical radio devices.
The Commission notes that the Medtronic petition suggests distinctions
depending upon factors such as whether a device uses spectrum
intensively or is used for life-critical applications. The Commission
asserts that it is neither its role, nor its area of expertise, to
adopt rules that would define operating criteria based upon such
determinations. Instead, medical device manufacturers should be
cognizant of the potential health and safety risks that could arise if
implanted or body-worn medical radiocommunication devices are subjected
to various levels of RF interference in a dynamic and unpredictable RF
environment, and design their products with appropriate safeguards and
robustness as is appropriate to their function. It further suggest that
such concerns are more appropriately taken into consideration and
evaluated as part of the FDA medical device approval process.
Therefore, the it declines to propose any rules based upon such
criteria, and seeks comment on this position.
11. Part 15 of the FCC's rules restricts radiation from unlicensed
devices in certain frequency bands (``restricted bands'') to spurious
emissions only. The 90-110 kHz band is included among the restricted
bands in order to protect incumbent the Loran-C operations.
12. Guidant Corporation (Guidant) (now Boston Scientific) states
that it is unclear how induction devices fit under the Commission's
restricted band prohibition of Sec. 15.205, and asks the Commission to
amend the part 95 rules to include medical implant devices such as
those made by Guidant that use inductive telemetry in the 90-110 kHz
band. More specifically, it requests that the Commission provide a
narrow exception to the part 15 restricted band prohibitions for
medical implants or, preferably, amend the MICS rules to expressly
include all implants, including those that operate inductively in the
90-110 kHz band.
13. The FCC seeks comment on whether inductive devices such as
those made by Guidant should be authorized to operate if they produce
RF energy in the 90-110 kHz band. It asks
[[Page 43685]]
commenters to address the advantages and disadvantages of allowing or
prohibiting such operation, including the resulting interference
potential. If such operation were to be permitted, what approach should
be taken? For example, similar to the modified MedRadio rules proposed
herein, a secondary allocation for inductively coupled medical devices
could be created in the 90-110 kHz band on a licensed-by-rule basis
under part 95. Another option would be to provide an exception to the
restricted band spurious emission limits for unlicensed medical devices
that use inductive coupling in the 90-110 kHz band. Alternatively, a
waiver could be granted that would permit manufacture, sale, and use of
such devices for a limited period of time until devices fully compliant
with the present rules can be developed. It invites commenters to
address the relative merits of these options, and to suggest any other
options. It also seeks comment on the more general question raised by
Guidant concerning how to address emissions from medical implant
devices that employ inductive coupling technology for communicating
with associated external devices.
14. The Commission also begins an Inquiry into additional
developments that are anticipated in the medical devices field and
their likely spectrum requirements that will enable us to subsequently
develop proposals for additional rules as may be appropriate for their
operation, based on the input received. Increasing numbers of implanted
and body-worn medical devices will rely upon wireless
radiocommunication technologies for increasingly sophisticated
therapies. These include devices to assist in everything from motor
function to eyesight, significantly mitigating the effects of once
debilitating injuries or diseases. Accordingly, we seek to develop a
comprehensive record concerning the present and future RF spectrum
requirements as well as device immunity issues with respect to these
medical radio devices in order to better inform our current rulemaking
effort and to provide a basis for further rule changes. The Commission
seeks information concerning new and anticipated implant and body-worn
medical radiocommunication technologies and how it can anticipate and
proactively address the challenging array of RF spectrum sharing issues
raised by their increasing use, including the protection of user health
and safety when implants receive interference from primary allocated
services in the band. The Commission seeks comment on the relative
benefits and tradeoffs that should be considered with respect to both
licensed and unlicensed approaches to authorizing the operation of
these devices.
15. Finally, the Commission also seeks comment on collaborative
efforts between the Commission (FCC) and the U.S. Food and Drug
Administration (FDA) regarding options for better educating device
manufacturing industry leaders and RF wireless technology leaders about
medical radio device electromagnetic compatibility (EMC) coexistence
issues in an RF environment. The Commission's goal is to create an
environment that fosters continuing advances in medical devices through
flexible RF spectrum allocations with the minimum FCC regulatory
requirements that are necessary for efficient use of the spectrum and
to ensure patient safety.
Initial Regulatory Flexibility Analysis
16. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA),\1\ the Commission has prepared this present Initial
Regulatory Flexibility Analysis (IRFA) of the possible significant
economic impact on a substantial number of small entities by the
policies and rules proposed in the Notice of Proposed Rule Making
(NPRM). Written public comments are requested on this IRFA. Comments
must be identified as responses to the IRFA and must be filed by the
deadlines for comments provided in paragraph 53 of the NPRM. The
Commission will send a copy of the NPRM, including this IRFA, to the
Chief Counsel for Advocacy of the Small Business Administration
(SBA).\2\
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\1\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601-612, has been
amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (SBREFA), Public Law 104-121, Title II, 110 Stat. 847 (1996).
\2\ See 5 U.S.C. 603(a).
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A. Need for, and Objectives of, the Proposed Rules
17. In this proceeding, the Commission explores future spectrum
requirements for advanced medical devices that use wireless
radiocommunication technologies. Wireless technologies are increasingly
being used in medical devices for a variety of purposes ranging from
basic telemetry transmission to more sophisticated health care
applications.\3\ Our focus in this proceeding is primarily on implanted
and body-worn medical radiocommunication devices (MRDs) that serve to
actively manage and maintain body function/health conditions.\4\
Technological advances in this field are evolutionizing health care for
the benefit of all Americans. Our goal is to create an environment that
fosters continuing advances through flexible RF spectrum allocations
and reduced regulatory requirements.
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\3\ Telemetry is the use of telecommunication for automatically
indicating or recording measurements at a distance from the
measuring instrument. 47 CFR 2.1.
\4\ Part 95 of the Commission's rules define ``medical implant
transmitter'' as a ``* * * transmitter that operates or is designed
to operate within the human body for the purpose of facilitating
communications from a medical implant device.'' See Appendix 1 to
Subpart E of Part 95--Glossary of Terms (following 47 CFR 95.673).
The term ``body-worn'' is not defined by our current rules, however,
as discussed in Rulemaking herein, we propose to adopt an analogous
definition for medical body-worn transmitters namely, a
``transmitter intended to be placed on or in very close proximity
(i.e., 6 centimeters or less) to the human body used to facilitate
communications from a medical body-worn or implanted device.''
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18. Based on the responses we have received to a Petition for
Rulemaking from Medtronic, Inc., the Commission believes that there is
need for additional spectrum in the 400 MHz range for implanted and
body-worn MRDs. Thus, in the Rulemaking portion of this proceeding, the
Commission proposes to allocate two megahertz of spectrum for use by
MRDs in the 401-402 MHz and 405-406 MHz bands that are adjacent to the
existing Medical Implant Communication Service (MICS) allocation in the
402-505 MHz band. The Commission seeks comment on establishing a new
Medical Data Service (MEDS) that would encompass all MRDs operating in
the entire 401-406 MHz band.
B. Legal Basis
19. The proposed action is authorized under sections 1, 4(i), 7(a),
301, 303(f), 303(g), 303(r), 307, 316, and 332 of the Communications
Act of 1934, as amended, 47 U.S.C. sections 151, 154(i), 157(a), 301,
303(f), 303(g), 303(r), 307, 316, and 332.
C. Description and Estimate of the Number of Small Entities To Which
the Proposed Rules Will Apply
20. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted.\5\ The RFA generally
defines the term ``small entity'' as having the same meaning as the
terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' \6\ In addition, the term ``small
business'' has the same meaning as the term ``small business concern''
[[Page 43686]]
under the Small Business Act.\7\ A small business concern is one which:
(1) Is independently owned and operated; (2) is not dominant in its
field of operation; and (3) satisfies any additional criteria
established by the SBA.\8\
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\5\ 5 U.S.C. 603(b)(3).
\6\ 5 U.S.C. 601(6).
\7\ 5 U.S.C. 601(3) (incorporating by reference the definition
of ``small business concern'' in 15 U.S.C. 632). Pursuant to the
RFA, the statutory definition of a small business applies ``unless
an agency, after consultation with the Office of Advocacy of the
Small Business Administration and after opportunity for public
comment, establishes one or more definitions of such term which are
appropriate to the activities of the agency and publishes such
definition(s) in the Federal Register.'' 5 U.S.C. 601(3).
\8\ Small Business Act, 15 U.S.C. 632 (1996).
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21. Nationwide, there are a total of approximately 22.4 million
small businesses, according to SBA data.\9\ A ``small organization'' is
generally ``any not-for-profit enterprise which is independently owned
and operated and is not dominant in its field.'' \10\ Nationwide, as of
2002, there were approximately 1.6 million small organizations.\11\ The
term ``small governmental jurisdiction'' is defined generally as
``governments of cities, towns, townships, villages, school districts,
or special districts, with a population of less than fifty thousand.''
\12\ Census Bureau data for 2002 indicate that there were 87,525 local
governmental jurisdictions in the United States.\13\ We estimate that,
of this total, 84,377 entities were ``small governmental
jurisdictions.'' \14\ Thus, we estimate that most governmental
jurisdictions are small.
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\9\ See SBA, Programs and Services, SBA Pamphlet No. CO-0028, at
page 40 (July 2002).
\10\ 5 U.S.C. 601(4).
\11\ Independent Sector, The New Nonprofit Almanac & Desk
Reference (2002).
\12\ 5 U.S.C. 601(5).
\13\ U.S. Census Bureau, Statistical Abstract of the United
States: 2006, Section 8, page 272, Table 415.
\14\ We assume that the villages, school districts, and special
districts are small, and total 48,558. See U.S. Census Bureau,
Statistical Abstract of the United States: 2006, section 8, page
273, Table 417. For 2002, Census Bureau data indicate that the total
number of county, municipal, and township governments nationwide was
38,967, of which 35,819 were small. Id.
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Personal Radio Services. We are proposing to place the MEDS within
part 95 of our rules (``Personal Radio Services''). Personal radio
services provide short-range, low power radio for personal
communications, radio signaling, and business communications not
provided for in other services. The Personal Radio Services include
spectrum licensed under part 95 of our rules.\15\ Many of the licensees
in these services are individuals, and thus are not small entities. In
addition, due to the mostly unlicensed and shared nature of the
spectrum utilized in many of these services, the Commission lacks
direct information other than the census data above, upon which to base
an estimation of the number of small entities under an SBA definition
that might be directly affected by the proposed rules.
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\15\ 47 CFR part 90.
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Wireless Service Providers. The SBA has developed a small business
size standard for wireless firms within the two broad economic census
categories of ``Paging'' \16\ and ``Cellular and Other Wireless
Telecommunications.'' \17\ Under both categories, the SBA deems a
wireless business to be small if it has 1,500 or fewer employees. For
the census category of Paging, Census Bureau data for 2002 show that
there were 807 firms in this category that operated for the entire
year.\18\ Of this total, 804 firms had employment of 999 or fewer
employees, and three firms had employment of 1,000 employees or
more.\19\ Thus, under this category and associated small business size
standard, the majority of firms can be considered small. For the census
category of Cellular and Other Wireless Telecommunications, Census
Bureau data for 2002 show that there were 1,397 firms in this category
that operated for the entire year.\20\ Of this total, 1,378 firms had
employment of 999 or fewer employees, and 19 firms had employment of
1,000 employees or more.\21\ Thus, under this second category and size
standard, the majority of firms can, again, be considered small.
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\16\ 13 CFR 121.201, NAICS code 517211.
\17\ 13 CFR 121.201, NAICS code 517212.
\18\ U.S. Census Bureau, 2002 Economic Census, Subject Series:
``Information,'' Table 5, Employment Size of Firms for the United
States: 2002, NAICS code 517211 (issued Nov. 2005).
\19\ Id. The census data do not provide a more precise estimate
of the number of firms that have employment of 1,500 or fewer
employees; the largest category provided is for firms with ``1000
employees or more.''
\20\ U.S. Census Bureau, 2002 Economic Census, Subject Series:
``Information,'' Table 5, Employment Size of Firms for the United
States: 2002, NAICS code 517212 (issued Nov. 2005).
\21\ Id. The census data do not provide a more precise estimate
of the number of firms that have employment of 1,500 or fewer
employees; the largest category provided is for firms with ``1000
employees or more.''
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Public Safety Radio Services. Public Safety radio services include
police, fire, local government, forestry conservation, highway
maintenance, and emergency medical services.\22\ For small businesses
in this category, the above small business size standard applies to
1500 or fewer employees. There are a total of approximately 127,540
licensees in these services. Governmental entities \23\ as well as
private businesses comprise the licensees for these services. All
governmental entities with populations of less than 50,000 fall within
the definition of a small entity.\24\
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\22\ With the exception of the special emergency service, these
services are governed by Subpart B of part 90 of the Commission's
Rules, 47 CFR 90.15-90.27. The police service includes approximately
27,000 licensees that serve state, county, and municipal enforcement
through telephony (voice), telegraphy (code) and teletype and
facsimile (printed material). The fire radio service includes
approximately 23,000 licensees comprised of private volunteer or
professional fire companies as well as units under governmental
control. The local government service that is presently comprised of
approximately 41,000 licensees that are state, county, or municipal
entities that use the radio for official purposes not covered by
other public safety services. There are approximately 7,000
licensees within the forestry service which is comprised of
licensees from state departments of conservation and private forest
organizations who set up communications networks among fire lookout
towers and ground crews. The approximately 9,000 state and local
governments are licensed to highway maintenance service provide
emergency and routine communications to aid other public safety
services to keep main roads safe for vehicular traffic. The
approximately 1,000 licensees in the Emergency Medical Radio Service
(EMRS) use the 39 channels allocated to this service for emergency
medical service communications related to the delivery of emergency
medical treatment. 47 CFR 90.15-90.27. The approximately 20,000
licensees in the special emergency service include medical services,
rescue organizations, veterinarians, handicapped persons, disaster
relief organizations, school buses, beach patrols, establishments in
isolated areas, communications standby facilities, and emergency
repair of public communications facilities. 47 CFR 90.33-90.55.
\23\ 47 CFR 1.1162.
\24\ 5 U.S.C. 601(5).
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D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
22. We propose a licensing approach for the 401-402 MHz and 405-406
MHz wing bands identical to that used for the existing MICS center
band. Thus, rather than require individual transmitter licensing, we
propose to authorize operation by rule within the Citizens Band (CB)
Radio Service under part 95 of our rules and pursuant to section 307(e)
of the Communications Act.\25\ Under this proposal, licensing would be
accomplished through adherence to applicable technical standards and
other operating rules (unlicensed operations). We tentatively conclude
that this approach is beneficial because it would minimize the
administrative burden on prospective licensees as compared with an
individual licensing. We seek comment on this proposal. Commenters
[[Page 43687]]
are invited to address whether other licensing approaches should be
considered and discuss the relative benefits and disadvantages compared
to our proposal.
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\25\ See Medtronic Petition at i, 16, and Appendix A, at
proposed section 95.1601. We note that 47 U.S.C. 307(e)(3) provides
that the term ``citizens band radio service'' shall have the meaning
given it by the Commission by rule. 47 U.S.C. 307(e)(1) provides
that upon determination by the Commission that an authorization
serves the public interest, convenience, and necessity, the
Commission may by rule authorize the operation of radio stations
without individual licenses in the citizens band radio service.
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Steps Taken To Minimize Significant Economic Impact on Small Entities,
and Significant Alternatives Considered
23. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.\26\
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\26\ See 5 U.S.C. 603(c).
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24. We propose to establish a new Medical Data Service (MEDS) under
Part 95 that would encompass all medical devices permitted to operate
in the entire 401-406 MHz band. We seek comment on options concerning
whether and how the five megahertz of spectrum that would comprise this
proposed MEDS band could be divided among the evolving varieties of
implanted and body-worn medical transmitters, including low-power, low-
duty-cycle (LPLDC) devices without listen-before-talk (LBT).
25. For example, should both implantable and body-worn transmitters
be permitted to operate in all, or just selected portions, of the five
megahertz of the proposed 401-406 MHz MEDS band? Should the same
technical standards that govern the existing MICS center band
transmitters be applied uniformly across the entire band? Should an
adjustment in the permissible operating power of body-worn transmitters
be made to account for difference in body tissue attenuation as
compared with implantable devices? Similarly, should LPLDC devices
without LBT be permitted to operate throughout the entire five
megahertz of the proposed MEDS band or be limited to segments such as
the 401-402 MHz and 405-406 wing bands? Why or why not? Commenters
should explain the rationale, and corresponding benefits and
disadvantages, for whatever approach is recommended. Are there any
other factors that should be considered with respect to distinguishing
the applicable rules for implantable, body-worn devices, and LPLDC
transmitters? Should other types of medical radiocommunication devices
be considered for operation in this proposed MEDS band? We especially
seek small entity comment on these issues.
E. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rule
26. None.
Initial Paperwork Reduction Analysis
27. The Notice of Proposed Rule Making contains proposed new or
modified information collection requirements. The Commission, as part
of its continuing effort to reduce paperwork burdens, invites the
general public and the Office of Management and Budget (OMB) to comment
on the information collection requirements contained in this document,
as required by the Paperwork Reduction Act of 1995, Public Law 104-13.
Public and agency comments are due 60 days after the date of
publication in the Federal Register. Comments should address: (a)
Whether the proposed collection of information is necessary for the
proper performance of the functions of the Commission, including
whether the information shall have practical utility; (b) the accuracy
of the Commission's burden estimates; (c) ways to enhance the quality,
utility, and clarity of the information collected; and (d) ways to
minimize the burden of the collection of information on the
respondents, including the use of automated collection techniques or
other forms of information technology. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, we seek specific comment
on how we might ``further reduce the information collection burden for
small business concerns with fewer than 25 employees.''
Ordering Clauses
28. Pursuant to sections 1, 4(i), 7(a), 301, 303(f), 303(g),
303(r), 307, 316, and 332 of the Communications Act of 1934, as
amended, 47 U.S.C. sections 151, 154(i), 157(a), 301, 303(f), 303(g),
303(r), 307, 316, and 332, the Notice of Proposed Rule Making and
Notice of Inquiry, is adopted.
29. The Biotronik Request for Extension of Waiver, is granted until
one year from the effective date of final rules adopted in this
proceeding.
30. The Commission's Consumer and Governmental Affairs Bureau,
Reference Information Center, shall send a copy of the Notice of
Proposed Rule Making and Notice of Inquiry, including the Initial
Regulatory Flexibility Analysis to the Chief Counsel for Advocacy of
the Small Business Administration.
List of Subjects in Parts 2 and 95
Communications equipment, Radio, Reporting and recordkeeping
requirements.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. E6-12500 Filed 8-1-06; 8:45 am]
BILLING CODE 6712-01-P