Cold, Cough, Allergy, Bronchodilator, and Antiasthmatic Drug Products for Over-the-Counter Human Use; Amendment of Monograph for OTC Nasal Decongestant Drug Products, 43358-43363 [E6-12265]
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83358
Federal Register / Vol. 71, No. 147 / Tuesday, August 1, 2006 / Rules and Regulations
The Class E airspace areas designated as
700/1,200 ft. transition areas are
published in paragraph 6005 of FAA
Order 7400.9N, Airspace Designations
and Reporting Points, dated September
1, 2005, and effective September 15,
2005, which is incorporated by
reference in 14 CFR 71.1. The Class E
airspace designation listed in this
document will be published
subsequently in the Order.
hsrobinson on PROD1PC70 with RULES
The Rule
This amendment to 14 CFR part 71
revises Class E airspace at the Adak
Airport, Alaska. This Class E airspace is
revised to accommodate aircraft
executing one new special SIAP and one
new DP, and will be depicted on
aeronautical charts for pilot reference.
The intended effect of this rule is to
provide adequate controlled airspace for
Instrument Flight Rule (IFR) operations
at the Adak Airport, Adak, Alaska.
The FAA has determined that this
regulation only involves an established
body of technical regulations for which
frequent and routine amendments are
necessary to keep them operationally
current. It, therefore—(1) is not a
‘‘significant regulatory action’’ under
Executive Order 12866; (2) is not a
‘‘significant rule’’ under DOT
Regulatory Policies and Procedures (44
FR 11034; February 26, 1979); and (3)
does not warrant preparation of a
regulatory evaluation as the anticipated
impact is so minimal. Since this is a
routine matter that will only affect air
traffic procedures and air navigation, it
is certified that this rule will not have
a significant economic impact on a
substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle 1, section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart 1, section 40103,
Sovereignty and use of airspace. Under
that section, the FAA is charged with
prescribing regulations to ensure the
safe and efficient use of the navigable
airspace. This regulation is within the
scope of that authority because it creates
Class E airspace sufficient in size to
contain aircraft executing instrument
procedures for the Adak Airport and
represents the FAA’s continuing effort
to safely and efficiently use the
navigable airspace.
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List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
Adoption of the Amendment
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 341
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
I
[Docket No. 1976N–0052N] (formerly 76N–
052N)
RIN 0910–AF34
PART 71—DESIGNATION OF CLASS A,
CLASS B, CLASS C, CLASS D, AND
CLASS E AIRSPACE AREAS;
AIRWAYS; ROUTES; AND REPORTING
POINTS
Cold, Cough, Allergy, Bronchodilator,
and Antiasthmatic Drug Products for
Over-the-Counter Human Use;
Amendment of Monograph for OTC
Nasal Decongestant Drug Products
1. The authority citation for 14 CFR
part 71 continues to read as follows:
AGENCY:
Authority: 49 U.S.C. 106(g), 40103, 40113,
40120; E.O. 10854, 24 FR 9565, 3 CFR 1959–
1963 Comp., p. 389.
ACTION:
I
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of Federal Aviation
Administration Order 7400.9N,
Airspace Designations and Reporting
Points, dated September 1, 2005, and
effective September 15, 2005, is
amended as follows:
*
*
*
*
*
I
Paragraph 6005 Class E airspace extending
upward from 700 feet or more above the
surface of the earth.
*
*
*
*
*
AAL AK E5 Adak, AK [Revised]
Adak Airport, AK
(Lat. 51°52′41″ N., long. 176°38′46″ W.)
Mount Moffett NDB
(Lat. 51°52′19″ N., long. 176°40′34″ W.)
That airspace extending upward from 700
feet above the surface within a 7-mile radius
of Adak Airport and within 5.2 miles
northwest and 4.2 miles southeast of the 060°
bearing of the Mount Moffett NDB extending
from the 7-mile radius to 11.5 miles northeast
of the Adak Airport; and that airspace
extending upward from 1,200 feet above the
surface within an 11-mile radius of the Adak
Airport, and within 16 miles of the Adak
Airport extending clockwise from the 033°
bearing to the 081° bearing of the Mount
Moffett NDB.
*
*
*
*
*
Issued in Anchorage, AK, on July 24, 2006.
Anthony M. Wylie,
Director, Alaska Flight Service Information
Office.
[FR Doc. E6–12282 Filed 7–31–06; 8:45 am]
BILLING CODE 4910–13–P
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Food and Drug Administration,
HHS.
Final rule.
SUMMARY: The Food and Drug
Administration (FDA) is issuing a final
rule to amend the final monograph (FM)
for over-the-counter (OTC) nasal
decongestant drug products (drug
products used to relieve nasal
congestion due to a cold, hay fever, or
other upper respiratory allergies) to add
phenylephrine bitartrate (PEB), both
individually and in combination drug
products in an effervescent dosage form,
as generally recognized as safe and
effective (GRASE). An effervescent
dosage form is intended to be dissolved
in water before taking by mouth. This
final rule is part of FDA’s ongoing
review of OTC drug products.
DATES: Effective Date: This rule is
effective August 31, 2006.
FOR FURTHER INFORMATION CONTACT:
Michael T. Benson, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, rm. 5484,
Silver Spring, MD 20993, 301–796–
2090.
SUPPLEMENTARY INFORMATION:
I. Background
A. Advance Notice of Proposed
Rulemaking (ANPR)
1. OTC Cough-Cold Drug Products
In the Federal Register of September
9, 1976 (41 FR 38312), FDA published
the report of the Advisory Review Panel
on OTC Cold, Cough, Allergy,
Bronchodilator, and Antiasthmatic Drug
Products (Cough-Cold Panel). That
Panel reviewed oral and topical nasal
decongestant drug products and found
several active ingredients, including
phenylephrine hydrochloride (PEH), to
be safe and effective ingredients for OTC
use (41 FR 38312 at 38399 and 38400).
The Cough-Cold Panel did not evaluate
PEB.
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2. OTC Oral Health Care Drug Products
In the Federal Register of May 25,
1982 (47 FR 22760), FDA published the
report of the Advisory Review Panel on
OTC Oral Cavity Drug Products (Oral
Cavity Panel). That Panel reviewed the
safety and effectiveness of two oral
nasal decongestant ingredients, PEH and
phenylpropanolamine hydrochloride
(both in lozenge form for topical use),
and classified these ingredients as
Category III (more effectiveness data
needed) (47 FR 22760 at 22911 through
22914). The Oral Cavity Panel did not
evaluate PEB.
B. Tentative Final Monograph (TFM)
1. OTC Cough-Cold Drug Product
In the Federal Register of January 15,
1985 (50 FR 2220), FDA published the
TFM for OTC nasal decongestant drug
products. The TFM proposed PEH as a
monograph ingredient, but PEB was not
addressed due to lack of available data.
2. OTC Oral Health Care Drug Products
In the Federal Register of January 27,
1988 (53 FR 2436), FDA published the
TFM for OTC oral health care
(anesthetic/analgesic, astringent,
debriding agent/oral wound cleanser,
and demulcent) drug products. FDA
referred the data on the oral nasal
decongestant ingredients PEH and
phenylpropanolamine hydrochloride in
lozenge form for topical use to the
rulemaking for OTC nasal decongestant
drug products, because that was the
primary rulemaking for these
ingredients (53 FR 2436 at 2448 and
2449).
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C. Final Monograph (FM) OTC CoughCold Drug Products
In the Federal Register of August 23,
1994 (59 FR 43386), FDA published the
FM for OTC nasal decongestant drug
products. The monograph included PEH
as GRASE for oral and topical use as a
nasal decongestant (21 CFR 341.20(a)(1)
and (b)(8)). The monograph did not
specify specific oral dosage forms. FDA
acknowledged that PEB was submitted
as an oral nasal decongestant active
ingredient in an effervescent
combination tablet for OTC use. FDA
noted that PEB was not reviewed by the
Cough-Cold Panel, or included in its
report, and was not addressed in the FM
for OTC nasal decongestant drug
products (59 FR 43386 at 43394 and
43395). FDA reviewed data on PEB
submitted in a comment and concluded
that the data were inadequate to
demonstrate the safety and effectiveness
of PEB in an effervescent dosage form as
an OTC oral nasal decongestant
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ingredient. Consequently, this
ingredient was not included in the FM.
On March 20, 2002, a manufacturer
submitted a citizen petition to amend
the OTC nasal decongestant FM to
include the ingredient PEB in an
effervescent tablet as GRASE for use as
a single ingredient or in combination
with any monograph cough-cold active
ingredient. The petition included:
• Domestic and international
marketing experience to meet FDA’s
material time and extent criteria for
inclusion in an OTC drug monograph
(see 21 CFR 330.14)
• In vitro and in vivo studies to
demonstrate comparability of PEB with
PEH, an approved monograph active
ingredient
• A proposal that PEB would provide
consumers with greater choice in
combination nasal decongestant/
analgesic cough-cold formulations
In the Federal Register of November
2, 2004 (69 FR 63482), FDA published
a proposed rule to amend the FM for
OTC nasal decongestant products to add
PEB in an effervescent tablet as a single
ingredient or in combination with
aspirin and chlorpheniramine maleate.
A drug manufacturer and an individual
submitted comments, which included
several issues that are discussed in
section II of this document.
II. The Agency’s Conclusion on the
Comments
(Comment 1) One comment asked
FDA to expand the definition of an
effervescent dosage form. FDA had
proposed the following definition for an
effervescent tablet: ‘‘A tablet intended to
be dissolved in water before
administration. It contains, in addition
to the active ingredient(s), mixtures of
acids (citric acid, tartaric acid) and
sodium bicarbonate, which releases
carbon dioxide when dissolved in
water.’’
The comment requested that FDA
revise the proposed definition of
effervescent tablet to permit additional
inactive ingredients, claiming that its
suggested revision would provide
greater formulation flexibility. The
comment based its revised definition
upon definitions from pharmaceutical
texts and reference books, including the
United States Pharmacopeia (U.S.P.),
the British/European Pharmacopeia (BP/
EP), and other pharmacopeial
individual monographs. The comment
requested that FDA revise the definition
of effervescent tablet as follows: ‘‘A
tablet intended to be dissolved or
dispersed in water before
administration. It generally contains, in
addition to the active ingredient(s),
mixtures of acids/acid salts (citric acid,
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tartaric acid, malic acid, or any other
suitable acid or acid anhydride), which
release carbon dioxide when mixed
with water. Occasionally, the active
ingredient itself could act as the acid or
alkali metal compound necessary for
effervescent reaction.’’
FDA declines the request to revise the
definition of effervescent tablet to
permit additional inactive ingredients,
but is expanding the definition in a
different manner to provide
manufacturers greater formulation
flexibility. FDA’s definition in the OTC
nasal decongestant FM is substantially
the same as the definitions for
effervescent tablets in the U.S.P. (Ref. 1)
and for effervescent tablets and granules
in the FDA Center for Drug Evaluation
and Research (CDER) Data Standards
Manual (Ref. 2). All of these definitions
describe a dosage form that contains
citric acid, tartaric acid, and sodium
bicarbonate as inactive ingredients to
produce the effervescence, and the
product releases gas (carbon dioxide)
when added to water.
FDA is not revising the definition in
the manner suggested by the comment
because the agency has concerns about
the comment’s proposed use of the term
‘‘any other suitable acid or acid
anhydride.’’ This term is not sufficiently
specific to ensure consistency with the
current regulatory requirements for
inactive ingredients. Under § 330.1(e)
(21 CFR 330.1(e)), a product is required
to contain only suitable inactive
ingredients that meet certain criteria.
These inactive ingredients must be safe
in the amounts administered and must
not interfere with the effectiveness of
the preparation or with suitable tests or
assays to determine if the product meets
its professed standards of identity,
strength, quality, and purity. The
comment did not submit data to
demonstrate that the additional inactive
ingredients it requests are safe in the
amounts administered or that they do
not interfere with the effectiveness of
the preparation or with suitable tests or
assays. FDA is not aware of any such
data for effervescent dosage forms that
contain PEB. FDA is also not aware of
PEB as the active ingredient in these
products acting as ‘‘the acid or alkali
metal compound necessary for
effervescent reaction.’’ Accordingly,
FDA is not adding this requested
information to the definition at this
time.
Interested parties should contact
U.S.P. for any change in the compendial
definition of an effervescent tablet that
would apply to all such products. The
definition in § 341.3(i) applies only to
products containing PEB covered by this
FM. Interested parties who wish to
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Federal Register / Vol. 71, No. 147 / Tuesday, August 1, 2006 / Rules and Regulations
include a PEB effervescent dosage form
that contains different inactive
ingredients than those listed in the
definition in this FM may provide FDA
specific data on such a product
FDA is expanding the definition of
‘‘effervescent tablet’’ by replacing
‘‘effervescent tablet’’ in § 341.3(i) of the
proposed rule with ‘‘effervescent dosage
form’’ in this final rule. We are making
this change to provide greater
formulation flexibility to permit other
effervescent dosage forms (e.g., granules
and powders) to be marketed. The FDA
CDER Data Standards Manual (Ref. 2)
defines an effervescent granule as ‘‘a
small particle or grain containing a
medicinal agent in a dry mixture * * *.’’
The pharmacokinetic data provided for
the PEB effervescent tablet dosage form
would also support use of an
effervescent granule or powder dosage
form, based on the smaller particle size
of these dosage forms. Accordingly, the
definition in § 341.3(i) now reads:
‘‘Effervescent dosage form. A dosage
form intended to be dissolved in water
before administration. It contains, in
addition to the active ingredient(s),
mixtures of acids (citric acid, tartaric
acid) and sodium bicarbonate, which
release carbon dioxide when dissolved
in water.’’ In conjunction with this
change, we have also changed the
proposed active ingredient description
‘‘phenylephrine bitartrate effervescent
tablet’’ in § 341.20(a)(4) to
‘‘phenylephrine bitartrate effervescent
dosage form’’ in this FM.
(Comment 2) One comment requested
FDA to allow PEB as an oral nasal
decongestant in all combination
products containing an oral nasal
decongestant when formulated as an
effervescent tablet and labeled in
accordance with 21 CFR 341.80 and 21
CFR 341.85. The comment contended
that PEH is included as a GRASE oral
nasal decongestant ingredient in the
monograph for OTC Cold, Cough,
Allergy, Bronchodilator, and
Antiasthmatic Drug Products and is
included in 17 permitted combinations.
The comment further stated that FDA
acknowledged in the proposed rule that
both phenylephrine salts (bitartrate and
hydrochloride) have similar safety and
efficacy profiles, and could be used in
effervescent tablets interchangeably
without any clinically significant
impact on the performance of the
formulations studied. The comment
provided in-vitro data demonstrating
comparable recovery of the active
ingredient following dissolution in
various solution media of effervescent
tablets formulated with either PEH or
PEB, in the presence or absence of other
common cough/cold active ingredients.
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FDA agrees with the comment. In the
Federal Register of January 15, 1985 (50
FR 2220), FDA affirmed the Cough-Cold
Panel recommendations for numerous
combinations containing an oral nasal
decongestant and other active
ingredients. PEH was one of those active
ingredients. In the proposed rule of the
current rulemaking (69 FR 63482 at
63485, November 2, 2004), FDA
acknowledged that the two
phenylephrine salts in effervescent
tablets could be used interchangeably.
The similarity in the rate and extent of
absorption of PEH and PEB in the
effervescent tablets allows FDA to
conclude that the bioavailability of the
phenylephrine salts in the effervescent
tablets is comparable (69 FR 63482,
November 2, 2004). With regard to PEB
and other combinations:
• PEH is similarly bioavailable to
PEB, as stated previously, and in-vitro
dissolution data demonstrate that
recovery of phenylephrine from
formulations of either salt is virtually
indistinguishable (PEH v PEB). FDA
believes that PEB would have also been
among the ingredients recommended for
inclusion in the same combinations as
PEH, had the Cough-Cold Panel
considered that ingredient. Accordingly,
FDA is including PEB in an effervescent
dosage form as a permitted active
ingredient as follows:
• In the same types of combination
products as the other oral nasal
decongestant active ingredients under
§§ 341.40 (b), (c), (e), (g), (i), (j), (m), (n),
(p), (q), (r), (s), (t), (x), (y), (aa), and (bb),
• With labeling for combination
products under § 341.85 (b)(1), (b)(2),
(b)(3), and (c)(3).
(Comment 3) One comment
contended that FDA should not approve
PEB for OTC use until an official
compendium exists to define the quality
and purity of its effervescent dosage
form. FDA does not agree with the
comment’s suggestion. PEB as a drug
substance became official in the U.S.P.
on August 1, 2005 (Ref. 3). FDA’s
regulation in 21 CFR 330.14(i) sets forth
criteria and procedures for classifying
OTC drugs as GRASE and not
misbranded. It states that ‘‘any active
ingredient or botanical drug substance
included in a final OTC drug
monograph * * * must be recognized in
an official USP-NF drug monograph that
sets forth its standards of identity,
strength, quality, and purity.’’ While
FDA’s regulation mentions a U.S.P.–
N.F. drug monograph for the active
ingredient, it does not also require a
U.S.P.–N.F. drug monograph for the
active ingredient in a specific dosage
form. Accordingly, FDA concludes that
a U.S.P. compendial monograph for the
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PEB drug substance is a sufficient basis
for including PEB as an active
ingredient in an effervescent tablet or
other effervescent dosage form in the
FM for OTC nasal decongestant drug
products.
III. Submission of Pharmacokinetic
Data for Other Solid Dosage Forms of
PEB
FDA notes in the proposed rule that
the rate and extent of absorption after
the first dose of PEB capsules are not
similar to PEH capsules. FDA is willing
to consider pharmacokinetic data in
support of other PEB solid dosage forms
(e.g., capsule, or noneffervescent tablet,
granule, or powder) and invites
interested persons to submit such data
in the form of a petition under 21 CFR
10.30 to amend the monograph for OTC
nasal decongestant drug products.
IV. Labeling Change from the Proposed
Rule
At the time of the proposed rule,
sinusitis would have been a permitted
indication for OTC combination drug
products that include PEB in an
effervescent dosage form as an oral nasal
decongestant. Subsequently, FDA
revised the labeling for these products.
In the Federal Register of October 11,
2005 (70 FR 58974), FDA published a
final rule to eliminate the term
‘‘sinusitis’’ from the labeling of OTC
nasal decongestant drug products.
Accordingly, FDA has revised the
introductory language of §§ 341.85(b)(2)
and (b)(3) of the proposed rule to
replace the term ‘‘sinusitis’’ with ‘‘nasal
congestion.’’ Sections 341.85(b)(2) and
(b)(3) of the final rule now read as
follows:
‘‘§ 341.85 Labeling of permitted
combinations of active ingredients.
(b)(2) For permitted combinations
containing an analgesic-antipyretic
active ingredient * * * when labeled for
relief of hay fever/allergic rhinitis and/
or nasal congestion symptoms.
(b)(3) For permitted combinations
containing an oral analgesic-antipyretic
active ingredient * * * when labeled for
relief of general cough-cold symptoms
and/or the common cold and for relief
of hay fever/allergic rhinitis and/or
nasal congestion symptoms.’’
V. Summary of Agency Changes
1. FDA is changing the definition of
‘‘effervescent tablet’’ in § 341.3(i) to
‘‘effervescent dosage form.’’ In
conjunction with this change, FDA is
changing the active ingredient
description in § 341.20(a)(4) from
‘‘Phenylephrine bitartrate in an
effervescent tablet’’ to ‘‘Phenylephrine
bitartrate in an effervescent dosage
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form’’ (see section II, comment 1 of this
document).
2. In the proposed rule, FDA proposed
to amend § 341.40(b), (c), (e), (g), (i), (j),
(m), (n), (p), (q), (r), (s), (t), (x), (y), (aa),
and (bb) to exclude PEB in
§ 341.20(a)(4). Now that FDA is allowing
PEB in all of these combinations, there
is no need to amend these paragraphs
because the existing language therein
already refers to all nasal decongestant
active ingredients in § 341.20(a).
3. FDA is eliminating proposed
§ 341.40 (cc) because the combination is
now covered by § 341.40(c). With the
elimination of proposed § 341.40(cc),
the proposed amendments of the
headings in § 341.85(a)(1), (b)(1), (b)(2),
(b)(3), and (c)(3) to add § 341.40(cc) are
no longer needed and are withdrawn.
However, the headings in § 314.85(b)(2)
and (b)(3) are being revised as discussed
in section IV of this document.
VI. Analysis of Impacts
FDA has examined the impacts of this
final rule under Executive Order 12866,
the Regulatory Flexibility Act (5 U.S.C.
601–612), and the Unfunded Mandates
Reform Act of 1995 (Public Law 104–4).
Executive Order 12866 directs agencies
to assess all costs and benefits of
available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages;
distributive impacts; and equity). Under
the Regulatory Flexibility Act, if the rule
has a significant economic impact on a
substantial number of small entities, an
agency must analyze regulatory options
that would minimize any significant
impact of the rule on small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement of anticipated costs and
benefits before enacting any rule that
may result in an expenditure in any one
year by state, local, and tribal
governments, in the aggregate, or by
private sector, of $100 million (adjusted
annually for inflation).
FDA believes that this final rule is
consistent with the principles set out in
Executive Order 12866 and in these two
statutes. This final rule is not a
significant regulatory action as defined
by the Executive order and so is not
subject to review under the Executive
order. As discussed in this section, FDA
has determined that this final rule will
not have a significant economic impact
on a substantial number of small
entities. The Unfunded Mandates
Reform Act of 1995 does not require
FDA to prepare a statement of costs and
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benefits for this final rule, because the
final rule is not expected to result in any
1-year expenditure that would exceed
$100 million adjusted for inflation. The
current threshold after adjustment for
inflation is $115 million, using the most
current (2003) Implicit Price Deflator for
the Gross Domestic Product.
The purpose of this final rule is to
include PEB in the monograph for OTC
nasal decongestant drug products. This
final rule will allow manufacturers who
market products containing this
ingredient in foreign countries and
manufacturers who would like to
market products containing this
ingredient in the United States to enter
the market place under the OTC drug
monograph instead of a new drug
application (NDA). Cost savings will
occur from marketing without an NDA.
Marketing a new OTC drug product
containing PEB is optional for any
interested manufacturer. The costs
would involve the standard startup
costs associated with marketing any
new product under an OTC drug
monograph. Manufacturers will not
incur any costs determining how to state
the product’s labeling because the
monograph amendment provides that
information. This final rule is not
expected to require any new reporting
and recordkeeping activities. Therefore,
no additional professional skills will be
needed.
FDA considered but rejected the
option of not including PEB in the
monograph because it considers the data
presented supportive of monograph
status. The ingredient became official in
the U.S.P. on August 1, 2005 (Ref. 3).
This analysis shows that FDA has
considered the burden to small entities.
FDA does not consider an exemption for
small entities necessary because those
manufacturers can enter the market
place like larger entities anytime after
this FM becomes effective. Therefore,
FDA certifies that this final rule will not
have a significant economic impact on
a substantial number of small entities.
No further analysis is required under
the Regulatory Flexibility Act (5 U.S.C.
605(b)).
VII. Paperwork Reduction Act of 1995
FDA concludes that the labeling
requirements in this document are not
subject to review by the Office of
Management and Budget because they
do not constitute a ‘‘collection of
information’’ under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Rather, the monograph labeling
is a ‘‘public disclosure of information
originally supplied by the Federal
Government to the recipient for the
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43361
purpose of disclosure to the public’’ (5
CFR 1320.3(c)(2)).
VIII. Environmental Impact
FDA has determined under 21 CFR
25.31(a) that this action is of a type that
does not individually or cumulatively
have a significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
IX. Federalism
FDA has analyzed this final rule in
accordance with the principles set forth
in Executive Order 13132. FDA has
determined that the rule will have a
preemptive effect on State law. Section
4(a) of the Executive order requires
agencies to ‘‘construe * * * a Federal
statute to preempt State law only where
the statute contains an express
preemption provision or there is some
other clear evidence that the Congress
intended preemption of State law, or
where the exercise of State authority
conflicts with the exercise of Federal
authority under the Federal statute.’’
Section 751 of the Federal Food, Drug,
and Cosmetic Act (the act) (21 U.S.C.
379r) is an express preemption
provision. Section 751(a) of the act (21
U.S.C. 379r(a)) provides that: ‘‘* * * no
State or political subdivision of a State
may establish or continue in effect any
requirement— * * * (1) that relates to
the regulation of a drug that is not
subject to the requirements of section
503(b)(1) or 503(f)(1)(A); and (2) that is
different from or in addition to, or that
is otherwise not identical with, a
requirement under this Act, the Poison
Prevention Packaging Act of 1970 (15
U.S.C. 1471 et seq.), or the Fair
Packaging and Labeling Act (15 U.S.C.
1451 et seq.).’’ Currently, this provision
operates to preempt States from
imposing requirements related to the
regulation of nonprescription drug
products. (See Section 751(b) through
(e) of the act for the scope of the express
preemption provision, the exemption
procedures, and the exceptions to the
provision.) This final rule would add
PEB, individually and in combination
drug products when used in
effervescent dosage form, to the FM for
OTC nasal decongestant drug products.
Although this final rule would have a
preemptive effect, in that it would
preclude States from promulgating
requirements related to these PEB drug
products that are different from or in
addition to, or not otherwise identical
with a requirement in the final rule, this
preemptive effect is consistent with
what Congress set forth in section 751
of the act. Section 751(a) of the act
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43362
Federal Register / Vol. 71, No. 147 / Tuesday, August 1, 2006 / Rules and Regulations
displaces both State legislative
requirements and State common law
duties. We also note that even where the
express preemption provision is not
applicable, implied preemption may
arise. See Geier v. American Honda Co.,
529 US 861 (2000).
FDA believes that the preemptive
effect of the final rule would be
consistent with Executive Order 13132.
Section 4(e) of the Executive order
provides that ‘‘when an agency proposes
to act through adjudication or
rulemaking to preempt State law, the
agency shall provide all affected State
and local officials notice and an
opportunity for appropriate
participation in the proceedings.’’ FDA
provided the States with an opportunity
for appropriate participation in this
rulemaking when it sought input from
all stakeholders through publication of
the proposed rule in the Federal
Register of November 2, 2004 (69 FR
63482). FDA received no comments
from any States on the proposed
rulemaking.
In addition, on June 19, 2006, FDA’s
Division of Federal and State Relations
provided notice via fax and email
transmission to elected officials of State
governments and their representatives
of national organizations. The notice
provided the States with further
opportunity for comment on the rule. It
advised the States of the publication of
the proposed rule and encouraged State
and local governments to review the
notice and to provide any comments to
Docket No. 1976N–0052N, opened in
the November 2, 2004, Federal Register
notice, by a date 30 days from the date
of the notice (i.e., by July 19, 2006), or
to contact certain named individuals.
FDA received no comments in response
to this notice. The notice has been filed
in Docket No. 1976N–0052N.
In conclusion, FDA believes that it
has complied with all of the applicable
requirements under the Executive order
and has determined that the preemptive
effects of this rule are consistent with
Executive Order 13132.
hsrobinson on PROD1PC70 with RULES
X. Effective Date
This final rule becomes effective
August 31, 2006.
XI. References
The following references are on
display in the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852 under
Docket No. 1976N–0052N and may be
seen by interested persons between 9
a.m. and 4 p.m., Monday through
Friday. (FDA has verified the Web site
address, but is not responsible for
VerDate Aug<31>2005
15:04 Jul 31, 2006
Jkt 208001
subsequent changes to the Web site after
this document publishes in the Federal
Register.)
1. The United States Pharmacopeia 29–
National Formulary 24, The United States
Pharmacopeial Convention, Inc., Rockville,
MD, pp 3005, 2006.
2. CDER Data Standards Manual (see
sections entitled ‘‘Tablet Effervescent’’ and
‘‘Granule Effervescent’’) at https://
www.fda.gov/cder/dsm/DRG/drg00201.htm.
3. The United States Pharmacopeia 28–
National Formulary 23, Supplement 2, The
United States Pharmacopeial Convention,
Inc., Rockville, MD, pp 3520, 2005.
List of Subjects in 21 CFR Part 341
Labeling, Over-the-counter drugs.
I Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 341 is
amended as follows:
PART 341—COLD, COUGH, ALLERGY,
BRONCHODILATOR, AND
ANTIASTHMATIC DRUG PRODUCTS
FOR OVER-THE-COUNTER HUMAN
USE
1. The authority citation for 21 CFR
part 341 continues to read as follows:
I
Authority: 21 U.S.C. 321, 351, 352, 353,
355, 360, 371.
2. Section 341.3 is amended by adding
paragraph (i) to read as follows:
I
§ 341.3
Definitions.
*
*
*
*
*
(i) Effervescent dosage form. A dosage
form intended to be dissolved in water
before administration. It contains, in
addition to the active ingredient(s),
mixtures of acids (citric acid, tartaric
acid) and sodium bicarbonate, which
release carbon dioxide when dissolved
in water.
I 3. Section 341.20 is amended by
adding paragraph (a) (4) to read as
follows:
§ 341.20 Nasal decongestant active
ingredients.
*
*
*
*
*
(a) * * *
(4) Phenylephrine bitartrate in an
effervescent dosage form.
*
*
*
*
*
I 4. Section 341.80 is amended by
revising the headings in paragraphs
(c)(1)(i) and (c)(1)(ii), and by adding
paragraph (d)(1)(iii) to read as follows:
§ 341.80 Labeling of nasal decongestant
drug products.
*
*
*
*
*
(c) * * *
(1) Oral nasal decongestants—(i) For
products containing phenylephrine
hydrochloride, pseudoephedrine
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Frm 00018
Fmt 4700
Sfmt 4700
hydrochloride, pseudoephedrine sulfate,
or phenylephrine bitartrate identified in
§ 341.20 (a)(1) through (a)(4) when
labeled for adults. * * *
*
*
*
*
*
(ii) For products containing
phenylephrine hydrochloride,
pseudoephedrine hydrochloride,
pseudoephedrine sulfate, or
phenylephrine bitartrate identified in
§ 341.20 (a)(1) through (a)(4) when
labeled for children under 12 years of
age. * * *
*
*
*
*
*
(d) * * *
(1) * * *
(iii) For products containing
phenylephrine bitartrate identified in
§ 341.20(a)(4). Include information on
the number of dosage units and the
quantity of water the dosage units are to
be dissolved in prior to administration
as shown in the following table:
Age1
Dose1
Adults and children 12 years
of age and
over
15.6 milligrams every 4
hours not to exceed
62.4 milligrams in 24
hours
Children 6 to
under 12
years of age
7.8 milligrams every 4
hours not to exceed
31.2 milligrams in 24
hours
Children under
6 years of
age
Ask a doctor
1Headings are not required to appear in the
product’s labeling
*
*
*
*
*
5. Section 341.85 is amended by
revising the headings in paragraphs
(b)(2) and (b)(3).
I
§ 341.85 Labeling of permitted
combinations of active ingredients.
*
*
*
*
*
(b) * * *
(2) For permitted combinations
containing an analgesic-antipyretic
active ingredient identified in § 341.40
(a), (c), (f), (g), (m), (q), and (r) when
labeled for relief of hay fever/allergic
rhinitis and/or nasal congestion
symptoms.***
*
*
*
*
*
(3) For permitted combinations
containing an oral analgesic-antipyretic
active ingredient identified in § 341.40
(a), (c), (f), (g), (m), (q), and (r) when
labeled for relief of general cough-cold
symptoms and/or the common cold and
for relief of hay fever/allergic rhinitis
and/or nasal congestion symptoms.***
*
*
*
*
*
E:\FR\FM\01AUR1.SGM
01AUR1
Federal Register / Vol. 71, No. 147 / Tuesday, August 1, 2006 / Rules and Regulations
Dated: July 24, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. E6–12265 Filed 7–31–06; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[TD 9272]
RIN 1545–BE81
REMIC Residual Interests—Accounting
for REMIC Net Income (Including Any
Excess Inclusions) (Foreign Holders)
Internal Revenue Service (IRS),
Treasury.
ACTION: Final and temporary
regulations.
hsrobinson on PROD1PC70 with RULES
AGENCY:
SUMMARY: This document contains
temporary regulations relating to
income that is associated with a residual
interest in a Real Estate Mortgage
Investment Conduit (REMIC) and that is
allocated through certain entities to
foreign persons who have invested in
those entities. The regulations accelerate
the time when income is recognized for
withholding tax purposes to conform to
the timing of income recognition for
general income tax purposes. The
foreign persons covered by these
regulations include partners in domestic
partnerships, shareholders of real estate
investment trusts, shareholders of
regulated investment companies,
participants in common trust funds, and
patrons of subchapter T cooperatives.
These regulations are necessary to
prevent inappropriate avoidance of
current income tax liability by foreign
persons to whom income from REMIC
residual interests is allocated. The
regulations clarify the timing of income
under section 860G for purposes of
determining a domestic partnership’s
responsibility under sections 1441 and
1442 for withholding tax with respect to
a foreign partner’s share of REMIC net
income as a result of indirectly holding
a residual interest. The regulations also
provide that an excess inclusion is
treated as income from sources within
the United States. The text of the
temporary regulations also serves as the
text of the proposed regulations set forth
in the notice of proposed rulemaking on
this subject in the Proposed Rules
section in this issue of the Federal
Register.
Effective Date: These regulations
are effective August 1, 2006.
DATES:
VerDate Aug<31>2005
15:04 Jul 31, 2006
Jkt 208001
Applicability Dates: For dates of
applicability, see §§ 1.860A–1T(b)(5),
1.863–1T(f) and 1.1441–2T(f).
FOR FURTHER INFORMATION CONTACT: Dale
Collinson, (202) 622–3900 (not a tollfree number).
Background and Explanation of
Provisions
This document contains amendments
to 26 CFR part 1 under sections 860A,
860G(b), 863, 1441, and 1442 of the
Internal Revenue Code (Code). Under
section 860C(a)(1), in general, a holder
of a REMIC residual interest must take
into account the holder’s daily portion
of the taxable income or net loss of the
REMIC for each day of the taxable year
on which the holder held the interest.
Thus, a residual interest holder
generally is taxable currently on the
taxable income or net loss of the REMIC
without regard to whether or when the
REMIC makes distributions. Section
860G(b) provides an exception to this
general rule in section 860C for the
timing of income attributable to the
ownership of a REMIC residual interest.
Under this exception, for purposes of
sections 871(a), 881, 1441, and 1442, if
amounts are includible in the income of
a holder of a REMIC residual interest
that is a nonresident alien individual or
a foreign corporation, the amounts are
taken into account only when paid or
distributed to the foreign holder, or
when the interest is disposed of.
In its earlier years, a REMIC may
accrue and recognize more taxable
interest income from the mortgages that
it holds than it accrues and deducts as
interest on the regular interests that it
has issued. This produces net income
for the REMIC and thus for the holder
of the REMIC’s residual interest. Many
REMICs are structured so that the
REMIC uses all, or substantially all, of
its cash flow to pay expenses and to pay
principal and interest on regular
interests (effectively using a portion of
interest receipts to pay principal or
other nondeductible items). Such a
REMIC will make little or no
distributions to the holders of the
residual interest in the REMIC, and each
holder will incur tax liabilities with
respect to its share of the REMIC’s net
income in an amount that exceeds the
holder’s economic return.
In addition, all or substantially all of
the income attributable to holding the
residual interest will be subject to
special rules relating to excess
inclusions. To ensure that the income
will be taxable in all events, these rules,
among other things, prevent the use of
net operating losses to offset the excess
inclusions, see section 860E, and
preclude any exemption from, or
PO 00000
Frm 00019
Fmt 4700
Sfmt 4700
43363
reduction in, applicable withholding
taxes, see section 860G(b)(2). Residual
interests that entitle the holder to little
or no distributions are commonly
referred to as noneconomic REMIC
residual interests, and persons acquiring
those interests receive an inducement
fee for becoming the holder and
undertaking the associated tax payment
responsibilities. Taxable income that
must be recognized in excess of the
economic income for a period is often
called phantom income. In the case of
a REMIC, the early phantom income is
generally offset by matching deductions
(generally called phantom losses) in
later periods.
Consistent with the Congressional
purpose of ensuring that excess
inclusions of REMICs be subject to tax,
§ 1.860E–1(c) of the Income Tax
Regulations provides for disregarding
transfers of noneconomic REMIC
residual interests if a significant
purpose of the transfer is avoiding
assessment or collection of tax. In
addition, § 1.860G–3(a)(1) provides, ‘‘A
transfer of a residual interest that has
tax avoidance potential is disregarded
for all Federal income tax purposes if
the transferee is a foreign person.’’
Section 1.860G–3(a)(2) provides, ‘‘A
residual interest has tax avoidance
potential * * * unless, at the time of
the transfer, the transferor reasonably
expects that, for each excess inclusion,
the REMIC will distribute to the
transferee residual interest holder an
amount that will equal at least 30
percent of the excess inclusion, and that
each such amount will be distributed at
or after the time at which the excess
inclusion accrues and not later than the
close of the calendar year following the
calendar year of accrual.’’ Accordingly,
foreign persons are generally precluded
from becoming the direct holders of
noneconomic residual interests.
‘‘Where necessary or appropriate to
prevent the avoidance of tax imposed by
[chapter 1 of the Code],’’ section
860G(b) authorizes the adoption of
regulations requiring REMIC net income
inclusions of foreign holders of REMIC
residual interests to be taken into
account for purposes of sections 871(a),
881, 1441, and 1442 earlier than is
provided in section 860G(b)(1). The
legislative history of the Tax Reform Act
of 1986 indicates that Congress intended
that this regulatory authority may be
exercised with respect to noneconomic
residual interests. See 2 H.R. Rep. No.
841, 99th Cong., 2d Sess. II–236 (1986)
(referring to residual interests that do
‘‘not have significant value’’).
The IRS and Treasury Department
have become aware that noneconomic
REMIC residual interests are being
E:\FR\FM\01AUR1.SGM
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Agencies
[Federal Register Volume 71, Number 147 (Tuesday, August 1, 2006)]
[Rules and Regulations]
[Pages 43358-43363]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-12265]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 341
[Docket No. 1976N-0052N] (formerly 76N-052N)
RIN 0910-AF34
Cold, Cough, Allergy, Bronchodilator, and Antiasthmatic Drug
Products for Over-the-Counter Human Use; Amendment of Monograph for OTC
Nasal Decongestant Drug Products
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is issuing a final rule
to amend the final monograph (FM) for over-the-counter (OTC) nasal
decongestant drug products (drug products used to relieve nasal
congestion due to a cold, hay fever, or other upper respiratory
allergies) to add phenylephrine bitartrate (PEB), both individually and
in combination drug products in an effervescent dosage form, as
generally recognized as safe and effective (GRASE). An effervescent
dosage form is intended to be dissolved in water before taking by
mouth. This final rule is part of FDA's ongoing review of OTC drug
products.
DATES: Effective Date: This rule is effective August 31, 2006.
FOR FURTHER INFORMATION CONTACT: Michael T. Benson, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, rm. 5484, Silver Spring, MD 20993, 301-796-
2090.
SUPPLEMENTARY INFORMATION:
I. Background
A. Advance Notice of Proposed Rulemaking (ANPR)
1. OTC Cough-Cold Drug Products
In the Federal Register of September 9, 1976 (41 FR 38312), FDA
published the report of the Advisory Review Panel on OTC Cold, Cough,
Allergy, Bronchodilator, and Antiasthmatic Drug Products (Cough-Cold
Panel). That Panel reviewed oral and topical nasal decongestant drug
products and found several active ingredients, including phenylephrine
hydrochloride (PEH), to be safe and effective ingredients for OTC use
(41 FR 38312 at 38399 and 38400). The Cough-Cold Panel did not evaluate
PEB.
[[Page 43359]]
2. OTC Oral Health Care Drug Products
In the Federal Register of May 25, 1982 (47 FR 22760), FDA
published the report of the Advisory Review Panel on OTC Oral Cavity
Drug Products (Oral Cavity Panel). That Panel reviewed the safety and
effectiveness of two oral nasal decongestant ingredients, PEH and
phenylpropanolamine hydrochloride (both in lozenge form for topical
use), and classified these ingredients as Category III (more
effectiveness data needed) (47 FR 22760 at 22911 through 22914). The
Oral Cavity Panel did not evaluate PEB.
B. Tentative Final Monograph (TFM)
1. OTC Cough-Cold Drug Product
In the Federal Register of January 15, 1985 (50 FR 2220), FDA
published the TFM for OTC nasal decongestant drug products. The TFM
proposed PEH as a monograph ingredient, but PEB was not addressed due
to lack of available data.
2. OTC Oral Health Care Drug Products
In the Federal Register of January 27, 1988 (53 FR 2436), FDA
published the TFM for OTC oral health care (anesthetic/analgesic,
astringent, debriding agent/oral wound cleanser, and demulcent) drug
products. FDA referred the data on the oral nasal decongestant
ingredients PEH and phenylpropanolamine hydrochloride in lozenge form
for topical use to the rulemaking for OTC nasal decongestant drug
products, because that was the primary rulemaking for these ingredients
(53 FR 2436 at 2448 and 2449).
C. Final Monograph (FM) OTC Cough-Cold Drug Products
In the Federal Register of August 23, 1994 (59 FR 43386), FDA
published the FM for OTC nasal decongestant drug products. The
monograph included PEH as GRASE for oral and topical use as a nasal
decongestant (21 CFR 341.20(a)(1) and (b)(8)). The monograph did not
specify specific oral dosage forms. FDA acknowledged that PEB was
submitted as an oral nasal decongestant active ingredient in an
effervescent combination tablet for OTC use. FDA noted that PEB was not
reviewed by the Cough-Cold Panel, or included in its report, and was
not addressed in the FM for OTC nasal decongestant drug products (59 FR
43386 at 43394 and 43395). FDA reviewed data on PEB submitted in a
comment and concluded that the data were inadequate to demonstrate the
safety and effectiveness of PEB in an effervescent dosage form as an
OTC oral nasal decongestant ingredient. Consequently, this ingredient
was not included in the FM.
On March 20, 2002, a manufacturer submitted a citizen petition to
amend the OTC nasal decongestant FM to include the ingredient PEB in an
effervescent tablet as GRASE for use as a single ingredient or in
combination with any monograph cough-cold active ingredient. The
petition included:
Domestic and international marketing experience to meet
FDA's material time and extent criteria for inclusion in an OTC drug
monograph (see 21 CFR 330.14)
In vitro and in vivo studies to demonstrate comparability
of PEB with PEH, an approved monograph active ingredient
A proposal that PEB would provide consumers with greater
choice in combination nasal decongestant/analgesic cough-cold
formulations
In the Federal Register of November 2, 2004 (69 FR 63482), FDA
published a proposed rule to amend the FM for OTC nasal decongestant
products to add PEB in an effervescent tablet as a single ingredient or
in combination with aspirin and chlorpheniramine maleate. A drug
manufacturer and an individual submitted comments, which included
several issues that are discussed in section II of this document.
II. The Agency's Conclusion on the Comments
(Comment 1) One comment asked FDA to expand the definition of an
effervescent dosage form. FDA had proposed the following definition for
an effervescent tablet: ``A tablet intended to be dissolved in water
before administration. It contains, in addition to the active
ingredient(s), mixtures of acids (citric acid, tartaric acid) and
sodium bicarbonate, which releases carbon dioxide when dissolved in
water.''
The comment requested that FDA revise the proposed definition of
effervescent tablet to permit additional inactive ingredients, claiming
that its suggested revision would provide greater formulation
flexibility. The comment based its revised definition upon definitions
from pharmaceutical texts and reference books, including the United
States Pharmacopeia (U.S.P.), the British/European Pharmacopeia (BP/
EP), and other pharmacopeial individual monographs. The comment
requested that FDA revise the definition of effervescent tablet as
follows: ``A tablet intended to be dissolved or dispersed in water
before administration. It generally contains, in addition to the active
ingredient(s), mixtures of acids/acid salts (citric acid, tartaric
acid, malic acid, or any other suitable acid or acid anhydride), which
release carbon dioxide when mixed with water. Occasionally, the active
ingredient itself could act as the acid or alkali metal compound
necessary for effervescent reaction.''
FDA declines the request to revise the definition of effervescent
tablet to permit additional inactive ingredients, but is expanding the
definition in a different manner to provide manufacturers greater
formulation flexibility. FDA's definition in the OTC nasal decongestant
FM is substantially the same as the definitions for effervescent
tablets in the U.S.P. (Ref. 1) and for effervescent tablets and
granules in the FDA Center for Drug Evaluation and Research (CDER) Data
Standards Manual (Ref. 2). All of these definitions describe a dosage
form that contains citric acid, tartaric acid, and sodium bicarbonate
as inactive ingredients to produce the effervescence, and the product
releases gas (carbon dioxide) when added to water.
FDA is not revising the definition in the manner suggested by the
comment because the agency has concerns about the comment's proposed
use of the term ``any other suitable acid or acid anhydride.'' This
term is not sufficiently specific to ensure consistency with the
current regulatory requirements for inactive ingredients. Under Sec.
330.1(e) (21 CFR 330.1(e)), a product is required to contain only
suitable inactive ingredients that meet certain criteria. These
inactive ingredients must be safe in the amounts administered and must
not interfere with the effectiveness of the preparation or with
suitable tests or assays to determine if the product meets its
professed standards of identity, strength, quality, and purity. The
comment did not submit data to demonstrate that the additional inactive
ingredients it requests are safe in the amounts administered or that
they do not interfere with the effectiveness of the preparation or with
suitable tests or assays. FDA is not aware of any such data for
effervescent dosage forms that contain PEB. FDA is also not aware of
PEB as the active ingredient in these products acting as ``the acid or
alkali metal compound necessary for effervescent reaction.''
Accordingly, FDA is not adding this requested information to the
definition at this time.
Interested parties should contact U.S.P. for any change in the
compendial definition of an effervescent tablet that would apply to all
such products. The definition in Sec. 341.3(i) applies only to
products containing PEB covered by this FM. Interested parties who wish
to
[[Page 43360]]
include a PEB effervescent dosage form that contains different inactive
ingredients than those listed in the definition in this FM may provide
FDA specific data on such a product
FDA is expanding the definition of ``effervescent tablet'' by
replacing ``effervescent tablet'' in Sec. 341.3(i) of the proposed
rule with ``effervescent dosage form'' in this final rule. We are
making this change to provide greater formulation flexibility to permit
other effervescent dosage forms (e.g., granules and powders) to be
marketed. The FDA CDER Data Standards Manual (Ref. 2) defines an
effervescent granule as ``a small particle or grain containing a
medicinal agent in a dry mixture * * *.'' The pharmacokinetic data
provided for the PEB effervescent tablet dosage form would also support
use of an effervescent granule or powder dosage form, based on the
smaller particle size of these dosage forms. Accordingly, the
definition in Sec. 341.3(i) now reads: ``Effervescent dosage form. A
dosage form intended to be dissolved in water before administration. It
contains, in addition to the active ingredient(s), mixtures of acids
(citric acid, tartaric acid) and sodium bicarbonate, which release
carbon dioxide when dissolved in water.'' In conjunction with this
change, we have also changed the proposed active ingredient description
``phenylephrine bitartrate effervescent tablet'' in Sec. 341.20(a)(4)
to ``phenylephrine bitartrate effervescent dosage form'' in this FM.
(Comment 2) One comment requested FDA to allow PEB as an oral nasal
decongestant in all combination products containing an oral nasal
decongestant when formulated as an effervescent tablet and labeled in
accordance with 21 CFR 341.80 and 21 CFR 341.85. The comment contended
that PEH is included as a GRASE oral nasal decongestant ingredient in
the monograph for OTC Cold, Cough, Allergy, Bronchodilator, and
Antiasthmatic Drug Products and is included in 17 permitted
combinations. The comment further stated that FDA acknowledged in the
proposed rule that both phenylephrine salts (bitartrate and
hydrochloride) have similar safety and efficacy profiles, and could be
used in effervescent tablets interchangeably without any clinically
significant impact on the performance of the formulations studied. The
comment provided in-vitro data demonstrating comparable recovery of the
active ingredient following dissolution in various solution media of
effervescent tablets formulated with either PEH or PEB, in the presence
or absence of other common cough/cold active ingredients.
FDA agrees with the comment. In the Federal Register of January 15,
1985 (50 FR 2220), FDA affirmed the Cough-Cold Panel recommendations
for numerous combinations containing an oral nasal decongestant and
other active ingredients. PEH was one of those active ingredients. In
the proposed rule of the current rulemaking (69 FR 63482 at 63485,
November 2, 2004), FDA acknowledged that the two phenylephrine salts in
effervescent tablets could be used interchangeably. The similarity in
the rate and extent of absorption of PEH and PEB in the effervescent
tablets allows FDA to conclude that the bioavailability of the
phenylephrine salts in the effervescent tablets is comparable (69 FR
63482, November 2, 2004). With regard to PEB and other combinations:
PEH is similarly bioavailable to PEB, as stated
previously, and in-vitro dissolution data demonstrate that recovery of
phenylephrine from formulations of either salt is virtually
indistinguishable (PEH v PEB). FDA believes that PEB would have also
been among the ingredients recommended for inclusion in the same
combinations as PEH, had the Cough-Cold Panel considered that
ingredient. Accordingly, FDA is including PEB in an effervescent dosage
form as a permitted active ingredient as follows:
In the same types of combination products as the other
oral nasal decongestant active ingredients under Sec. Sec. 341.40 (b),
(c), (e), (g), (i), (j), (m), (n), (p), (q), (r), (s), (t), (x), (y),
(aa), and (bb),
With labeling for combination products under Sec. 341.85
(b)(1), (b)(2), (b)(3), and (c)(3).
(Comment 3) One comment contended that FDA should not approve PEB
for OTC use until an official compendium exists to define the quality
and purity of its effervescent dosage form. FDA does not agree with the
comment's suggestion. PEB as a drug substance became official in the
U.S.P. on August 1, 2005 (Ref. 3). FDA's regulation in 21 CFR 330.14(i)
sets forth criteria and procedures for classifying OTC drugs as GRASE
and not misbranded. It states that ``any active ingredient or botanical
drug substance included in a final OTC drug monograph * * * must be
recognized in an official USP-NF drug monograph that sets forth its
standards of identity, strength, quality, and purity.'' While FDA's
regulation mentions a U.S.P.-N.F. drug monograph for the active
ingredient, it does not also require a U.S.P.-N.F. drug monograph for
the active ingredient in a specific dosage form. Accordingly, FDA
concludes that a U.S.P. compendial monograph for the PEB drug substance
is a sufficient basis for including PEB as an active ingredient in an
effervescent tablet or other effervescent dosage form in the FM for OTC
nasal decongestant drug products.
III. Submission of Pharmacokinetic Data for Other Solid Dosage Forms of
PEB
FDA notes in the proposed rule that the rate and extent of
absorption after the first dose of PEB capsules are not similar to PEH
capsules. FDA is willing to consider pharmacokinetic data in support of
other PEB solid dosage forms (e.g., capsule, or noneffervescent tablet,
granule, or powder) and invites interested persons to submit such data
in the form of a petition under 21 CFR 10.30 to amend the monograph for
OTC nasal decongestant drug products.
IV. Labeling Change from the Proposed Rule
At the time of the proposed rule, sinusitis would have been a
permitted indication for OTC combination drug products that include PEB
in an effervescent dosage form as an oral nasal decongestant.
Subsequently, FDA revised the labeling for these products. In the
Federal Register of October 11, 2005 (70 FR 58974), FDA published a
final rule to eliminate the term ``sinusitis'' from the labeling of OTC
nasal decongestant drug products. Accordingly, FDA has revised the
introductory language of Sec. Sec. 341.85(b)(2) and (b)(3) of the
proposed rule to replace the term ``sinusitis'' with ``nasal
congestion.'' Sections 341.85(b)(2) and (b)(3) of the final rule now
read as follows:
``Sec. 341.85 Labeling of permitted combinations of active
ingredients.
(b)(2) For permitted combinations containing an analgesic-
antipyretic active ingredient * * * when labeled for relief of hay
fever/allergic rhinitis and/or nasal congestion symptoms.
(b)(3) For permitted combinations containing an oral analgesic-
antipyretic active ingredient * * * when labeled for relief of general
cough-cold symptoms and/or the common cold and for relief of hay fever/
allergic rhinitis and/or nasal congestion symptoms.''
V. Summary of Agency Changes
1. FDA is changing the definition of ``effervescent tablet'' in
Sec. 341.3(i) to ``effervescent dosage form.'' In conjunction with
this change, FDA is changing the active ingredient description in Sec.
341.20(a)(4) from ``Phenylephrine bitartrate in an effervescent
tablet'' to ``Phenylephrine bitartrate in an effervescent dosage
[[Page 43361]]
form'' (see section II, comment 1 of this document).
2. In the proposed rule, FDA proposed to amend Sec. 341.40(b),
(c), (e), (g), (i), (j), (m), (n), (p), (q), (r), (s), (t), (x), (y),
(aa), and (bb) to exclude PEB in Sec. 341.20(a)(4). Now that FDA is
allowing PEB in all of these combinations, there is no need to amend
these paragraphs because the existing language therein already refers
to all nasal decongestant active ingredients in Sec. 341.20(a).
3. FDA is eliminating proposed Sec. 341.40 (cc) because the
combination is now covered by Sec. 341.40(c). With the elimination of
proposed Sec. 341.40(cc), the proposed amendments of the headings in
Sec. 341.85(a)(1), (b)(1), (b)(2), (b)(3), and (c)(3) to add Sec.
341.40(cc) are no longer needed and are withdrawn. However, the
headings in Sec. 314.85(b)(2) and (b)(3) are being revised as
discussed in section IV of this document.
VI. Analysis of Impacts
FDA has examined the impacts of this final rule under Executive
Order 12866, the Regulatory Flexibility Act (5 U.S.C. 601-612), and the
Unfunded Mandates Reform Act of 1995 (Public Law 104-4). Executive
Order 12866 directs agencies to assess all costs and benefits of
available regulatory alternatives and, when regulation is necessary, to
select regulatory approaches that maximize net benefits (including
potential economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity). Under the Regulatory
Flexibility Act, if the rule has a significant economic impact on a
substantial number of small entities, an agency must analyze regulatory
options that would minimize any significant impact of the rule on small
entities. Section 202(a) of the Unfunded Mandates Reform Act of 1995
requires that agencies prepare a written statement of anticipated costs
and benefits before enacting any rule that may result in an expenditure
in any one year by state, local, and tribal governments, in the
aggregate, or by private sector, of $100 million (adjusted annually for
inflation).
FDA believes that this final rule is consistent with the principles
set out in Executive Order 12866 and in these two statutes. This final
rule is not a significant regulatory action as defined by the Executive
order and so is not subject to review under the Executive order. As
discussed in this section, FDA has determined that this final rule will
not have a significant economic impact on a substantial number of small
entities. The Unfunded Mandates Reform Act of 1995 does not require FDA
to prepare a statement of costs and benefits for this final rule,
because the final rule is not expected to result in any 1-year
expenditure that would exceed $100 million adjusted for inflation. The
current threshold after adjustment for inflation is $115 million, using
the most current (2003) Implicit Price Deflator for the Gross Domestic
Product.
The purpose of this final rule is to include PEB in the monograph
for OTC nasal decongestant drug products. This final rule will allow
manufacturers who market products containing this ingredient in foreign
countries and manufacturers who would like to market products
containing this ingredient in the United States to enter the market
place under the OTC drug monograph instead of a new drug application
(NDA). Cost savings will occur from marketing without an NDA.
Marketing a new OTC drug product containing PEB is optional for any
interested manufacturer. The costs would involve the standard startup
costs associated with marketing any new product under an OTC drug
monograph. Manufacturers will not incur any costs determining how to
state the product's labeling because the monograph amendment provides
that information. This final rule is not expected to require any new
reporting and recordkeeping activities. Therefore, no additional
professional skills will be needed.
FDA considered but rejected the option of not including PEB in the
monograph because it considers the data presented supportive of
monograph status. The ingredient became official in the U.S.P. on
August 1, 2005 (Ref. 3).
This analysis shows that FDA has considered the burden to small
entities. FDA does not consider an exemption for small entities
necessary because those manufacturers can enter the market place like
larger entities anytime after this FM becomes effective. Therefore, FDA
certifies that this final rule will not have a significant economic
impact on a substantial number of small entities. No further analysis
is required under the Regulatory Flexibility Act (5 U.S.C. 605(b)).
VII. Paperwork Reduction Act of 1995
FDA concludes that the labeling requirements in this document are
not subject to review by the Office of Management and Budget because
they do not constitute a ``collection of information'' under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Rather, the
monograph labeling is a ``public disclosure of information originally
supplied by the Federal Government to the recipient for the purpose of
disclosure to the public'' (5 CFR 1320.3(c)(2)).
VIII. Environmental Impact
FDA has determined under 21 CFR 25.31(a) that this action is of a
type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
IX. Federalism
FDA has analyzed this final rule in accordance with the principles
set forth in Executive Order 13132. FDA has determined that the rule
will have a preemptive effect on State law. Section 4(a) of the
Executive order requires agencies to ``construe * * * a Federal statute
to preempt State law only where the statute contains an express
preemption provision or there is some other clear evidence that the
Congress intended preemption of State law, or where the exercise of
State authority conflicts with the exercise of Federal authority under
the Federal statute.'' Section 751 of the Federal Food, Drug, and
Cosmetic Act (the act) (21 U.S.C. 379r) is an express preemption
provision. Section 751(a) of the act (21 U.S.C. 379r(a)) provides that:
``* * * no State or political subdivision of a State may establish or
continue in effect any requirement-- * * * (1) that relates to the
regulation of a drug that is not subject to the requirements of section
503(b)(1) or 503(f)(1)(A); and (2) that is different from or in
addition to, or that is otherwise not identical with, a requirement
under this Act, the Poison Prevention Packaging Act of 1970 (15 U.S.C.
1471 et seq.), or the Fair Packaging and Labeling Act (15 U.S.C. 1451
et seq.).'' Currently, this provision operates to preempt States from
imposing requirements related to the regulation of nonprescription drug
products. (See Section 751(b) through (e) of the act for the scope of
the express preemption provision, the exemption procedures, and the
exceptions to the provision.) This final rule would add PEB,
individually and in combination drug products when used in effervescent
dosage form, to the FM for OTC nasal decongestant drug products.
Although this final rule would have a preemptive effect, in that it
would preclude States from promulgating requirements related to these
PEB drug products that are different from or in addition to, or not
otherwise identical with a requirement in the final rule, this
preemptive effect is consistent with what Congress set forth in section
751 of the act. Section 751(a) of the act
[[Page 43362]]
displaces both State legislative requirements and State common law
duties. We also note that even where the express preemption provision
is not applicable, implied preemption may arise. See Geier v. American
Honda Co., 529 US 861 (2000).
FDA believes that the preemptive effect of the final rule would be
consistent with Executive Order 13132. Section 4(e) of the Executive
order provides that ``when an agency proposes to act through
adjudication or rulemaking to preempt State law, the agency shall
provide all affected State and local officials notice and an
opportunity for appropriate participation in the proceedings.'' FDA
provided the States with an opportunity for appropriate participation
in this rulemaking when it sought input from all stakeholders through
publication of the proposed rule in the Federal Register of November 2,
2004 (69 FR 63482). FDA received no comments from any States on the
proposed rulemaking.
In addition, on June 19, 2006, FDA's Division of Federal and State
Relations provided notice via fax and email transmission to elected
officials of State governments and their representatives of national
organizations. The notice provided the States with further opportunity
for comment on the rule. It advised the States of the publication of
the proposed rule and encouraged State and local governments to review
the notice and to provide any comments to Docket No. 1976N-0052N,
opened in the November 2, 2004, Federal Register notice, by a date 30
days from the date of the notice (i.e., by July 19, 2006), or to
contact certain named individuals. FDA received no comments in response
to this notice. The notice has been filed in Docket No. 1976N-0052N.
In conclusion, FDA believes that it has complied with all of the
applicable requirements under the Executive order and has determined
that the preemptive effects of this rule are consistent with Executive
Order 13132.
X. Effective Date
This final rule becomes effective August 31, 2006.
XI. References
The following references are on display in the Division of Dockets
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane,
rm. 1061, Rockville, MD 20852 under Docket No. 1976N-0052N and may be
seen by interested persons between 9 a.m. and 4 p.m., Monday through
Friday. (FDA has verified the Web site address, but is not responsible
for subsequent changes to the Web site after this document publishes in
the Federal Register.)
1. The United States Pharmacopeia 29-National Formulary 24, The
United States Pharmacopeial Convention, Inc., Rockville, MD, pp
3005, 2006.
2. CDER Data Standards Manual (see sections entitled ``Tablet
Effervescent'' and ``Granule Effervescent'') at https://www.fda.gov/
cder/dsm/DRG/drg00201.htm.
3. The United States Pharmacopeia 28-National Formulary 23,
Supplement 2, The United States Pharmacopeial Convention, Inc.,
Rockville, MD, pp 3520, 2005.
List of Subjects in 21 CFR Part 341
Labeling, Over-the-counter drugs.
0
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
341 is amended as follows:
PART 341--COLD, COUGH, ALLERGY, BRONCHODILATOR, AND ANTIASTHMATIC
DRUG PRODUCTS FOR OVER-THE-COUNTER HUMAN USE
0
1. The authority citation for 21 CFR part 341 continues to read as
follows:
Authority: 21 U.S.C. 321, 351, 352, 353, 355, 360, 371.
0
2. Section 341.3 is amended by adding paragraph (i) to read as follows:
Sec. 341.3 Definitions.
* * * * *
(i) Effervescent dosage form. A dosage form intended to be
dissolved in water before administration. It contains, in addition to
the active ingredient(s), mixtures of acids (citric acid, tartaric
acid) and sodium bicarbonate, which release carbon dioxide when
dissolved in water.
0
3. Section 341.20 is amended by adding paragraph (a) (4) to read as
follows:
Sec. 341.20 Nasal decongestant active ingredients.
* * * * *
(a) * * *
(4) Phenylephrine bitartrate in an effervescent dosage form.
* * * * *
0
4. Section 341.80 is amended by revising the headings in paragraphs
(c)(1)(i) and (c)(1)(ii), and by adding paragraph (d)(1)(iii) to read
as follows:
Sec. 341.80 Labeling of nasal decongestant drug products.
* * * * *
(c) * * *
(1) Oral nasal decongestants--(i) For products containing
phenylephrine hydrochloride, pseudoephedrine hydrochloride,
pseudoephedrine sulfate, or phenylephrine bitartrate identified in
Sec. 341.20 (a)(1) through (a)(4) when labeled for adults. * * *
* * * * *
(ii) For products containing phenylephrine hydrochloride,
pseudoephedrine hydrochloride, pseudoephedrine sulfate, or
phenylephrine bitartrate identified in Sec. 341.20 (a)(1) through
(a)(4) when labeled for children under 12 years of age. * * *
* * * * *
(d) * * *
(1) * * *
(iii) For products containing phenylephrine bitartrate identified
in Sec. 341.20(a)(4). Include information on the number of dosage
units and the quantity of water the dosage units are to be dissolved in
prior to administration as shown in the following table:
------------------------------------------------------------------------
Age\1\ Dose\1\
------------------------------------------------------------------------
Adults and children 12 years 15.6 milligrams every 4 hours not to
of age and over exceed 62.4 milligrams in 24 hours
------------------------------------------------------------------------
Children 6 to under 12 years 7.8 milligrams every 4 hours not to
of age exceed 31.2 milligrams in 24 hours
------------------------------------------------------------------------
Children under 6 years of age Ask a doctor
------------------------------------------------------------------------
\1\Headings are not required to appear in the product's labeling
* * * * *
0
5. Section 341.85 is amended by revising the headings in paragraphs
(b)(2) and (b)(3).
Sec. 341.85 Labeling of permitted combinations of active ingredients.
* * * * *
(b) * * *
(2) For permitted combinations containing an analgesic-antipyretic
active ingredient identified in Sec. 341.40 (a), (c), (f), (g), (m),
(q), and (r) when labeled for relief of hay fever/allergic rhinitis
and/or nasal congestion symptoms.***
* * * * *
(3) For permitted combinations containing an oral analgesic-
antipyretic active ingredient identified in Sec. 341.40 (a), (c), (f),
(g), (m), (q), and (r) when labeled for relief of general cough-cold
symptoms and/or the common cold and for relief of hay fever/allergic
rhinitis and/or nasal congestion symptoms.***
* * * * *
[[Page 43363]]
Dated: July 24, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. E6-12265 Filed 7-31-06; 8:45 am]
BILLING CODE 4160-01-S