Small Takes of Marine Mammals Incidental to Open-water Seismic Operations in the Chukchi Sea, 43112-43132 [06-6584]
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APPENDIX I - ISSUES AND DECISION
MEMORANDUM
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BILLING CODE 3510–DS–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[I.D. 042606H]
Small Takes of Marine Mammals
Incidental to Open-water Seismic
Operations in the Chukchi Sea
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of Incidental
Harassment Authorization.
AGENCY:
SUMMARY: Notification is hereby given
that NMFS has issued an Incidental
Harassment Authorization (IHA) to
Conoco Phillips Alaska, Inc, (Conoco) to
take small numbers of marine mammals,
by harassment, incidental to conducting
open-water seismic data aquisition in
the Chukchi Sea during the summer and
fall of 2006.
DATES: The authorization is effective
July 7, 2006, through December 31,
2006.
Copies of the IHA and the
application are available by writing to
Michael Payne, Chief, Permits,
Conservation, and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225, or by telephoning the
contact listed here. A copy of the
application containing a list of
references used in this document may
be obtained by writing to this address,
by telephoning the contact listed here
(FOR FURTHER INFORMATION CONTACT) or
online at: https://www.nmfs.noaa.gov/pr/
permits/incidental.htm. Documents
cited in this notice may be viewed, by
appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Jolie
Harrison, Office of Protected Resources,
NMFS, (301) 713–2289, ext 166.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
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the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of marine mammals
by U.S. citizens who engage in a
specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and that the permissible methods of
taking and requirements pertaining to
the mitigation, monitoring and reporting
of such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ’’...an impact resulting from
the specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the United States can
apply for an authorization to
incidentally take small numbers of
marine mammals by harassment. Except
with respect to certain activities not
pertinent here, the MMPA defines
‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
Section 101(a)(5)(D) establishes a 45–
day time limit for NMFS review of an
application followed by a 30–day public
notice and comment period on any
proposed authorizations for the
incidental harassment of marine
mammals. Within 45 days of the close
of the comment period, NMFS must
either issue or deny issuance of the
authorization.
Summary of Request
On February 2, 2006, NMFS received
an application from Conoco for the
taking, by harassment, of several species
of marine mammals incidental to
conducting open-water seismic data
acquisition in the Chukchi Sea from July
through November, 2006. Seismic
surveys such as the one described here
provide accurate data on the location,
extent, and properties of hydrocarbon
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resources as well as information on
shallow geologic hazards and seafloor
geotechnical properties to explore,
develop, produce, and transport
hydrocarbons safely, economically, and
in an environmentally safe manner. This
information is utilized by both the oil
and gas industry and the Minerals
Management Service (MMS).
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Description of the Activity
Conoco seeks an IHA for conducting
open-water seismic surveys between
July 1 and November 30, 2006. The
seismic vessel planned for use is the
motor vessel (MV) Patriot. Mobilization
of operations will occur in mid-July,
and seismic operations are scheduled to
begin in late July. Open water seismic
operations are ordinarily confined to no
more than this five-month period
because of the timing of ice melt and
formation, which typically occurs
during a four to five month period. The
geographic region of activity
encompasses a 2500–3600 km2–area
(965–1390 mi2–area) in the northeastern
Chukchi Sea. The approximate
boundaries of the region are within
158°00′ W. and 169°00′ W. longitude
and 69°00′ N. and 73°00′ N. latitude
with eastern boundary located parallel
to the coast of Alaska, north of Point
Hope to Point Barrow, and ranging 40–
180 km (25–112 mi) off the coast. The
nearest approximate point of the project
to Point Hope is 74 km (46 mi), Point
Lay 90 km (56 mi), Wainwright 40 km
(25 mi), and Barrow 48 km (30 mi).
Water depths are typically less than 50
m (164 ft).
Conoco anticipates a work schedule of
approximately 90–100 days to complete
the planned 16,576 km (10,300 mi) of
trackline, with about 30–percent
downtime due to weather, ice
conditions, repairs etc. In addition to
the primary activity of the seismic
vessel, there will also be support
vessels. A supply vessel and a fuel
bunkering vessel will be employed to
bring supplies to the seismic vessel. The
seismic crew will most likely be
changed out by helicopter and fixedwing support may be used to report ice
conditions if necessary.
Description of Marine 3–D Seismic Data
Acquisition
In the seismic method described here,
reflected sound energy produces graphic
images of seafloor and sub-seafloor
features. The seismic system consists of
sources and detectors, the positions of
which must be accurately measured at
all times. The sound signal comes from
arrays of towed energy sources. These
energy sources store compressed air
which is released on command from the
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towing vessel. The released air forms a
bubble which expands and contracts in
a predictable fashion, emitting sound
waves as it does so. Individual sources
are configured into arrays. These arrays
have an output signal which is more
desirable than that of a single bubble
and also serves to focus the sound
output primarily in the downward
direction which is useful for the seismic
method. This array effect also
minimizes the sound emitted in the
horizontal direction.
The downward propagating sound
travels to the seafloor and into the
geologic strata below the seafloor.
Changes in the acoustic properties
between the various rock layers result in
a portion of the sound being reflected
back toward the surface at each layer.
This reflected energy is received by
detectors called hydrophones, which are
housed within submerged streamer
cables (4 to 4.5–km long (2.5 to 2.8–mi
long)) which are towed behind the
seismic vessel. Data from these
hydrophones are recorded to produce
seismic records or profiles. Seismic
profiles often resemble geologic crosssections along the course traveled by the
survey vessel.
Vessel and Seismic Source
Specifications
The MV Patriot is owned by Western
Geco. The MV Patriot has a length of 78
m (256 ft), a beam of 17 m (56 ft), a
maximum draft of 5.9 m (19.4 ft), and
3586 gross tonnage. During seismic
operations, the MV Patriot typically
travels at 4–5 knots (7.4–9.2 km/hr). The
MV Patriot’s average speed when not
using seismic is 12 – 15 knots (22 – 28
km/hr).
The energy source for the planned
activity will be air gun array systems
towed behind the vessel. There will be
six to eight cables approximately 4 km
(2.5 mi) in length spaced 100 m (328 ft)
apart. Each source array consists of
identically tuned Bolt gun sub-arrays
operating at 2000 pounds per square
inch (psi) air pressure operating about 8
m (26 ft) below the surface. The
dominant frequency components are in
the range of 5–70 Hz, the source level
at those frequencies is about 209 dB,
and the pulse length is 50 ms. The
arrays will fire on interleaved 50–meter
(164–ft) intervals (i.e., approximately
every 15 seconds) and they are designed
to focus energy in the downward
direction. The proposal is to have two
air-gun arrays, each approximately
1695–in3 size (27,776–cm3)(and spaced
approximately 50 m (164 ft) apart).
Together the two arrays will total
approximately 33903 in (55,552–cm3).
The airgun array will fire approximately
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every 25 m (82 ft) as the vessel is
traveling at 4 to 5 knots (7.4–9.2 km/hr).
The sub-array is composed of six tuning
elements; two 2–gun clusters and four
single guns. The clusters have their
component guns arranged in a fixed
side-by-side fashion with the distance
between the gun ports set to maximize
the bubble suppression effects of
clustered guns. A near-field hydrophone
is mounted about 1 meter (3.28 ft) above
each gun station (one phone is used per
cluster), one depth transducer per
position is mounted on the gun’s
ultrabox, and a high pressure transducer
is mounted at the aft end of the subarray to monitor high pressure air
supply. All the data from these sensors
are transmitted to the vessel for input
into the onboard systems and recording
to tape. See Appendix A of the
application for additional information
on the array configuration.
Conoco will also operate two
additional pieces of equipment
throughout the planned study that emit
sound at a frequency at or near that
which a marine mammal could hear.
The Simrad EA500 echo-sounder
operates at 200 kHz, the maximum
output is 185 dB re 1 µPa @ 1m, and the
beam is directed downwards and can be
up to 33° wide. The Sonardyne SIPS–2
acoustic positioning system operates at
55–110 kHz, the maximum output is
183 dB re 1 Pa @ 1m, and the beam is
omnidirectional.
Characteristics of Airgun Pulses
Discussion of the characteristics of
airgun pulses has been provided in the
application and in previous Federal
Register notices (see 69 FR 31792, June
7, 2004 or 69 FR 34996, June 23, 2004).
Reviewers are referred to those
documents for additional information.
Description of Marine Mammals and
Habitat Affected by the Activity
A description of the Beaufort and
Chukchi sea ecosystems and their
associated marine mammals can be
found in several documents (Corps of
Engineers, 1999; NMFS, 1999; MMS,
2006, 1996 and 1992), though NMFS
notes that there are some data gaps
regarding abundance and distribution of
marine mammals in the Chukchi Sea (as
noted in NMFS’ Finding of No
Significant Impact (FONSI)). MMS’
Programmatic Environmental
Assessment (PEA) - Arctic Ocean Outer
Continental Shelf Seismic Surveys 2006 may be viewed at: https://
www.mms.gov/alaska/.
Marine Mammals
A total of five cetacean species
(bowhead, beluga, killer, gray, and
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minke whales) and four pinniped
species (ringed, bearded, spotted seals,
and ribbon seals) are known to occur in
the project area. The Alaska Eskimo
Whaling Commission (AEWC)
submitted a comment during the public
comment period indicating that ribbon
seals are occasionally seen in the
Chukchi Sea at the time of year the
seismic surveys are scheduled (they
were not mentioned in the proposed
IHA). However, little information is
known about the abundance and
distribution of this species during late
summer and fall, local biologists present
at the Open-water peer-review meeting
in May did not raise concerns regarding
this species, and NMFS believes that
harassment of this species is unlikely
(and authorization for this species
unnecessary). Both minke whales and
killer whales are very uncommon in the
area and are not expected to be
encountered during the seismic survey.
One of the species, the bowhead whale,
is listed as endangered under the
Endangered Species Act (ESA). Polar
bears and the Pacific walrus also occur
in the project area, but the U.S. Fish and
Wildlife Service is responsible for both
of these species and is conducting a
separate process under the MMPA.
Therefore, they are not discussed further
in this document.
Table 1 includes estimated
abundances and densities for the
species expected to be potentially
encountered during Conoco’s seismic
surveys. Abundance and density
information for bowhead, gray, and
beluga whales are based on the
estimates provided in LGL’s Healy
Arctic Cruise Application (2005). In the
Conoco application, ringed seal density
was based on Bengston et al.’s (2005)
estimates of density in the Chukchi Sea
recorded in 1999 and 2000. Also in the
Conoco application, bearded seal
densities were obtained by adjusting the
density for ringed seals based on the
ratio of bearded to ringed seals observed
during surveys in the Chukchi Sea by
Brueggerman et al. (1990, 1991). Both
the bearded and ringed seal densities
are likely high, since Bengston et al.
(2005) surveys included an area south of
the project area, where they reported
ringed and bearded seal densities were
considerablye higher than north of Point
Hope, which corresponds to the seismic
project area. Accordingly, NMFS also
provides the densities estimated by LGL
(2005) for comparison. Additional
information regarding the distribution of
these species and how the estimated
densities were calculated may be found
in Conoco’s application and NMFS’
Updated Species Reports at: (https://
www.nmfs.noaa.gov/pr/readingrm/
MMSARS/
2005alaskasummarySARs.pdf).
Potential Effects on Marine Mammals
the acoustic postioning system, the
beam is spherical, but the sound source
is relatively low. Additionally, in the
case of both of these pieces of
equipment, the small area ensonified to
a level that could potentially disturb
marine mammals is entirely subsumed
by the louder levels of airgun noise
(which will also be running when these
equipment are used.)
As outlined in previous NMFS
documents, the effects of noise on
marine mammals are highly variable,
and can be categorized as follows (based
on Richardson et al., 1995):
(1) The noise may be too weak to be
heard at the location of the animal (i.e.,
lower than the prevailing ambient noise
level, the hearing threshold of the
animal at relevant frequencies, or both);
(2) The noise may be audible but not
strong enough to elicit any overt
behavioral response;
(3) The noise may elicit reactions of
variable conspicuousness and variable
relevance to the well being of the
marine mammal; these can range from
temporary alert responses to active
avoidance reactions such as vacating an
area at least until the noise event ceases;
(4) Upon repeated exposure, a marine
mammal may exhibit diminishing
responsiveness (habituation), or
disturbance effects may persist; the
latter is most likely with sounds that are
highly variable in characteristics,
infrequent and unpredictable in
occurrence, and associated with
situations that a marine mammal
perceives as a threat;
Disturbance by seismic noise is the
principal means of taking by this
activity. Support vessels and aircraft
may provide a potential secondary
source of noise. The physical presence
of vessels and aircraft could also lead to
non-acoustic effects on marine
mammals involving visual or other cues.
NMFS does not expect any takings to
result from operations of the other
sound sources discussed (echosounder
and acoustic positioning system). For
the echosounder , produced sounds are
beamed downward, the beam is narrow,
the pulses are extremely short, and the
sound source is relatively low, and with
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Summary of Potential Effects of Airgun
Sounds on Marine Mammals
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(5) Any anthropogenic noise that is
strong enough to be heard has the
potential to reduce (mask) the ability of
a marine mammal to hear natural
sounds at similar frequencies, including
calls from conspecifics, and underwater
environmental sounds such as surf
noise;
(6) If mammals remain in an area
because it is important for feeding,
breeding or some other biologically
important purpose even though there is
chronic exposure to noise, it is possible
that there could be noise-induced
physiological stress; this might in turn
have negative effects on the well-being
or reproduction of the animals involved;
and
(7) Very strong sounds have the
potential to cause temporary or
permanent reduction in hearing
sensitivity. In terrestrial mammals, and
marine mammals, received sound levels
must far exceed the animal’s hearing
threshold for there to be any temporary
threshold shift (TTS) in its hearing
ability. For transient sounds, the sound
level necessary to cause TTS is
inversely related to the duration of the
sound. Received sound levels must be
even higher for there to be risk of
permanent hearing impairment. In
addition, intense acoustic or explosive
events may cause trauma to tissues
associated with organs vital for hearing,
sound production, respiration and other
functions. This trauma may include
minor to severe hemorrhage.
Effects of Seismic Surveys on Marine
Mammals
NMFS anticipates that the effects of
Conoco’s seismic surveys on marine
mammals will primarily consist of
behavioral disturbance, masking (the
animals cannot hear the other sounds
around them as well while the seismic
noise is present), TTS (temporary
damage to the auditory tissues), and
low-level physiological effects.
When the received levels of noise
exceed some behavioral reaction
threshold, cetaceans will show
disturbance reactions. The levels,
frequencies, and types of noise that will
elicit a response vary between and
within species, individuals, context,
locations, and seasons. Behavioral
changes may be subtle alterations in
surface, respiration, and dive cycles.
More conspicuous responses include
changes in activity or aerial displays,
movement away from the sound source,
or complete avoidance of the area. The
reaction threshold and degree of
response are related to the activity of the
animal at the time of the disturbance.
Whales engaged in active behaviors,
such as feeding, socializing, or mating,
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may be less likely than resting animals
to show overt behavioral reactions,
unless the disturbance is directly
threatening.
Although NMFS believes that some
limited masking of low-frequency
sounds (e.g., whale calls) is a possibility
during seismic surveys, the intermittent
nature of seismic source pulses (1
second in duration every 16 to 24
seconds, less than 7 percent)) will limit
the extent of masking. Bowhead whales
are known to continue calling in the
presence of seismic survey sounds, and
their calls can be heard between seismic
pulses (Greene et al., 1999, Richardson
et al., 1986). Masking effects are
expected to be absent in the case of
belugas, given that sounds important to
them are predominantly at much higher
frequencies than are airgun sounds
(Western Geophysical, 2000).
Hearing damage is not expected to
occur during the Conoco seismic survey
project. It is not positively known
whether the hearing systems of marine
mammals very close to an airgun would
be at risk of temporary or permanent
hearing impairment, but TTS is a
theoretical possibility for animals
within a few hundred meters of the
source (Richardson et al., 1995).
However, planned monitoring and
mitigation measures (described later in
this document) are designed to avoid
sudden onsets of seismic pulses at full
power, to detect marine mammals
occurring near the array, and to avoid
exposing them to sound pulses that
have any possibility of causing hearing
impairment. Moreover, as mentioned
previously, bowhead whales avoid an
area many kilometers in radius around
ongoing seismic operations, which
makes hearing damage highly unlikely.
Reported species-specific responses of
the marine mammals likely to be
encountered in the survey area to
seismic pulses are discussed later in this
section. Masking, TTS, and behavioral
disturbance as a result of exposure to
low frequency sounds have been
discussed in detail in other NMFS
documents (70 FR 47797), as well as the
2006 MMS PEA.
In addition to TTS, exposure to
intense seismic sounds is likely to result
in other physiological changes that have
other consequences for the health and
ecological fitness of marine mammals.
There is mounting evidence that wild
animals respond to human disturbance
in the same way that they respond to
predators (Beale and Monaghan, 2004;
Frid, 2003; Frid and Dill, 2002; Gill et
al., 2000; Gill and Sutherland, 2001;
Harrington and Veitch, 1992; Lima,
1998; Romero, 2004). These responses
manifest themselves as interruptions of
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essential behavioral or physiological
events, alteration of an animal’s time or
energy budget, or stress responses in
which an animal perceives human
activity as a potential threat and
undergoes physiological changes to
prepare for a flight or fight response or
more serious physiological changes with
chronic exposure to stressors (Frid and
Dill, 2002; Romero, 2004; Sapolsky et
al., 2000; Walker et al., 2005).
Classic stress responses begin when
an animal’s central nervous system
perceives a potential threat to its
homeostasis. That perception triggers
stress responses regardless of whether a
stimulus actually threatens the animal;
the mere perception of a threat is
sufficient to trigger a stress response
(Sapolsky et al., 2005; Seyle, 1950).
Once an animal’s central nervous
system perceives a threat, it develops a
biological response or defense that
consists of a combination of the four
general biological defense responses:
behavioral responses, autonomic
nervous system responses,
neuroendocrine responses, or immune
response.
The physiological mechanisms
behind stress responses involving the
hypothalamus-pituitary-adrenal glands
have been well-established through
controlled experiment in the laboratory
and natural settings (Korte et al., 2005;
McEwen and Seeman, 2000; Moberg,
1985; 2000; Sapolsky et al., 2005).
Relationships between these
physiological processes, animal
behavior, neuroendocrine responses,
immune responses, inhibition of
reproduction (by suppression of preovulatory luteinizing hormones), and
the costs of stress responses have also
been documented through controlled
experiment in both laboratory and freeliving animals (for examples see,
Holberton et al., 1996; Hood et al., 1998;
Jessop et al., 2003; Krausman et al.,
2004; Lankford et al., 2005; Reneerkens
et al., 2002; Thompson and Hamer,
2000; Tilbrook et al., 2000).
The available evidence suggests that:
with the exception of unrelieved pain or
extreme environmental conditions, in
most animals (including humans)
chronic stress results from exposure to
a series of acute stressors whose
cumulative biotic costs produce a
pathological or pre-pathological state in
an animal. The biotic costs can result
from exposure to an acute stressor or
from the accumulation of a series of
different stressors acting in concert
before the animal has a chance to
recover.
Although few of these responses have
been explicitly identified in marine
mammals, they have been identified in
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other vertebrate animals and every
vertebrate mammal that has been
studied, including humans. Because of
the physiological similarities between
marine mammals and other mammal
species, NMFS believes that acoustic
energy sufficient to trigger onset TTS is
likely to initiate physiological stress
responses. More importantly, NMFS
believes that marine mammals might
experience stress responses at received
levels lower than those necessary to
trigger onset TTS, and that some of
these stress responses rise to the level of
Harassment.
The following species summaries are
provided by NMFS to facilitate
understanding of our knowledge of
impulsive noise impacts on the
principal marine mammal species that
are expected to be affected.
Bowhead Whales
Seismic pulses are known to cause
strong avoidance reactions by many of
the bowhead whales occurring within a
distance of a few kilometers, including
changes in surfacing, respiration and
dive cycles, and may sometimes cause
avoidance or other changes in bowhead
behavior at considerably greater
distances (Richardson et al., 1995;
Rexford, 1996; MMS, 1997). Studies
conducted prior to 1996 (Reeves et al.,
1984, Fraker et al., 1985, Richardson et
al., 1986, Ljungblad et al., 1988) have
reported that, when an operating
seismic vessel approaches within a few
kilometers, most bowhead whales
exhibit strong avoidance behavior and
changes in surfacing, respiration, and
dive cycles. In these studies, bowheads
exposed to seismic pulses from vessels
more than 7.5 km (4.7 mi) away rarely
showed observable avoidance of the
vessel, but their surface, respiration, and
dive cycles appeared altered in a
manner similar to that observed in
whales exposed at a closer distance
(Western Geophysical, 2000). In three
studies of bowhead whales and one of
gray whales during this period,
surfacing-dive cycles were unusually
rapid in the presence of seismic noise,
with fewer breaths per surfacing and
longer intervals between breaths
(Richardson et al.,1986; Koski and
Johnson,1987; Ljungblad et al.,1988;
Malme et al.,1988). This pattern of
subtle effects was evident among
bowheads 6 km (3mi) to at least 73 km
(3.7 to 45.3 mi) from seismic vessels.
However, in the pre–1996 studies,
active avoidance usually was not
apparent unless the seismic vessel was
closer than about 6 to 8 km (3.7 to 5.0
mi)(Western Geophysical, 2000).
Conoco’s seismic survey will occur
during a time when bowhead whales are
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migrating west from Canada back across
the North Slope of Alaska. Results from
the 1996–1998 BP and Western
Geophysical seismic program
monitoring in the Beaufort Sea indicate
that most migrating bowheads deflected
seaward to avoid an area within about
20 km (12.4 mi) of an active nearshore
seismic operation, with the exception of
a few closer sightings when there was
an island or very shallow water between
the seismic operations and the whales
(Miller et al., 1998, 1999). The available
data do not provide an unequivocal
estimate of the distance at which
approaching bowheads begin to deflect,
but this may be on the order of 35 km
(21.7 mi). It is also uncertain how far
beyond (west of) the seismic operation
the seaward deflection persists (Miller
et al., 1999). Although very few
bowheads approached within 20 km
(12.4 mi) of the operating seismic vessel,
the number of bowheads sighted within
that area returned to normal within 12–
24 hours after the airgun operations
ended (Miller et al.,1999).
Inupiat whalers believe that migrating
bowheads are sometimes displaced at
distances considerably greater than
suggested by pre–1996 scientific studies
(Rexford, 1996) previously mentioned in
this document. Also, whalers believe
that avoidance effects can extend out to
distances on the order of 30 miles (48.3
km), and that bowheads exposed to
seismic also are ‘‘skittish’’ and more
difficult to approach. The ‘‘skittish’’
behavior may be related to the observed
subtle changes in the behavior of
bowheads exposed to seismic pulses
from distant seismic vessels (Richardson
et al., 1986).
Gray Whales
The reactions of gray whales to
seismic pulses are similar to those
documented for bowheads during the
1980s. Migrating gray whales along the
California coast were noted to slow their
speed of swimming, turn away from
seismic noise sources, and increase their
respiration rates. Malme et al. (1983,
1984, 1988) concluded that
approximately 50 percent of the
migrating gray whales showed
avoidance when the average received
pulse level was 170 dB (re 1 µPa). By
some behavioral measures, clear effects
were evident at average pulse levels of
160 dB or greater; less consistent results
were suspected at levels of 140–160 dB.
Recent research on migrating gray
whales showed responses similar to
those observed in the earlier research
when the source was moored in the
migration corridor 2 km (1.2 mi) from
shore. However, when the source was
placed offshore (4 km (2.5 mi) from
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shore) of the migration corridor, the
avoidance response was not evident on
track plots (Tyack and Clark, 1998).
Beluga
The beluga is the only species of
toothed whale (odontocete) expected to
be encountered in the Beaufort Sea.
Belugas have poor hearing thresholds at
frequencies below 200 Hz, where most
of the energy from airgun arrays is
concentrated. Their thresholds at these
frequencies (as measured in a captive
situation), are 125 dB re 1 µPa or more
depending upon frequency (Johnson et
al., 1989). Although not expected to be
significantly affected by the noise, given
the high source levels of seismic pulses,
airgun sounds sometimes may be
audible to belugas at distances of 100
km (62.1 mi) (Richardson and Wursig,
1997), and perhaps further if actual lowfrequency hearing thresholds in the
open sea are better than those measured
in captivity (Western Geophysical,
2000). The reaction distance for belugas,
although presently unknown, is
expected to be less than that for
bowheads, given the presumed poorer
sensitivity of belugas than that of
bowheads for low-frequency sounds.
As noted in the MMS PEA, effects on
the immune system from seismic pulses
have been documented by Romano et al.
(2004). They summarized that
‘‘anthropogenic sound is a potential
‘‘stressor’’ for marine mammals. Not
only can loud or persistent noise impact
the auditory system of cetaceans, it may
impact health by bringing about changes
in immune function, as has been shown
in other mammals’’ These authors
identified neural immune
measurements that may be ‘‘implicated
as indicates of stress in a beluga and
bottlenose dolphin that were either
released acutely or changed over time
during experimental period.’’
Specifically, they found significant
increases in aldosterone and a
significant decrease in monocytes in a
bottlenose dolphin after exposure to
single impulsive sounds (up to 200
kiloPascals (kPa)) from a seismic water
gun. Neural-immune changes following
exposure to single pure tones (up to 201
dB re 1 µPa) resembling sonar pings
were minimal, but changes were
observed over time. A beluga whale
exposed to single underwater impulses
produced by a seismic water gun had
significantly higher norepinephrine,
dopamine and epinephrine levels after
high-level sound exposure (>100 kPa) as
compared with low-level exposures
(<100kPa) or controls and increased
with increasing sound levels.
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Ringed, Spotted and Bearded Seals
No detailed studies of reactions by
seals to noise from open water seismic
exploration have been published
(Richardson et al., 1995). However,
there are some data on the reactions of
seals to various types of impulsive
sounds (LGL and Greeneridge, 1997,
1998, 1999a; J. Parsons as quoted in
Greene, et al., 1985; Anon., 1975; Mate
and Harvey, 1985). These studies
indicate that ice seals typically either
tolerate or habituate to seismic noise
produced from open water sources.
Underwater audiograms have been
obtained using behavioral methods for
three species of phocinid seals, ringed,
harbor, and harp seals (Pagophilus
groenlandicus). These audiograms were
reviewed in Richardson et al. (1995) and
Kastak and Schusterman (1998). Below
30–50 kHz, the hearing threshold of
phocinids is essentially flat, down to at
least 1 kHz, and ranges between 60 and
85 dB (re 1 µPa @ 1 m). There are few
data on hearing sensitivity of phocinid
seals below 1 kHz. NMFS considers
harbor seals to have a hearing threshold
of 70–85 dB at 1 kHz (60 FR 53753,
October 17, 1995), and recent
measurements for a harbor seal indicate
that, below 1 kHz, its thresholds
deteriorate gradually to 97 dB (re 1 µPa
@ 1 m) at 100 Hz (Kastak and
Schusterman, 1998).
While no detailed studies of reactions
of seals from open-water seismic
exploration have been published
(Richardson et al., 1991, 1995), some
data are available on the reactions of
seals to various types of impulsive
sounds (see LGL and Greeneridge, 1997,
1998, 1999a; Thompson et al., 1998).
These references indicate that it is
unlikely that pinnipeds would be
harassed or injured by low frequency
sounds from a seismic source unless
they were within relatively close
proximity of the seismic array. For
permanent injury, pinnipeds would
likely need to remain in the high-noise
field for extended periods of time.
Existing evidence also suggests that,
while seals may be capable of hearing
sounds from seismic arrays, they appear
to tolerate intense pulsatile sounds
without known effect once they learn
that there is no danger associated with
the noise (see, for example, NMFS/
Washington Department of Wildlife,
1995). In addition, they will apparently
not abandon feeding or breeding areas
due to exposure to these noise sources
(Richardson et al., 1991) and may
habituate to certain noises over time.
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Safety Radii
NMFS has determined that for
acoustic effects, using established
acoustic thresholds in combination with
corresponding safety radii is the most
effective way to consistently both apply
measures to avoid or minimize the
impacts of an action and to
quantitatively estimate the effects of an
action. NMFS believes that cetaceans
and pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding, respectively, 180 and
190 dB re 1 µPa (rms) to avoid
permanent physiological damage (Level
A Harassment). NMFS also assumes that
cetaceans or pinnipeds exposed to
levels exceeding 160 dB re 1 µPa (rms)
experience Level B Harassment.
Thresholds are used in two ways: (1) To
establish a mitigation shut-down or
power down zone, i.e., if an animal
enters an area calculated to be
ensonified above the level of an
established threshold, a sound source is
powered down or shut down; and (2) to
calculate take, in that a model may be
used to calculate the area around the
sound source that will be ensonified to
that level or above, then, based on the
estimated density of animals and the
distance that the sound source moves,
NMFS can estimate the number of
marine mammals that may be ‘‘taken’’.
In order to implement shut-down
zones, or to estimate how many animals
may potentially be exposed to a
particular sound level using the acoustic
thresholds described above, it is
necessary to understand how sound will
propagate in a particular situation.
Models may be used to estimate at what
distance from the sound source the
water will be ensonified to a particular
level. Safety radii represent the
estimated distance from the sound
source at which the received level of
sound would be 190, 180, and 160 dB.
Conoco’s application contains their
initial proposed safety radii and take
estimates. However, the initial model
Conoco used did not take into
consideration either the physical
characteristics of the Chukchi Sea or the
fact that the water was only 50–m (164–
ft) deep, and NMFS was concerned that
the proposed radii were too small.
Subsequently, Conoco adopted a new
model and submitted new proposed
safety and take estimates. They used an
advanced airgun array source model to
predict the 190, 180, and 160 dB
isopleths for the seismic survey in the
Chukchi Sea. This model simulates the
throttled injection of high-pressure air
from airgun chambers into underwater
air bubbles, simulates the complex
oscillation of each bubble, taking into
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43117
account the hydrostatic pressure effects
of the pressure waves from all other
airguns, and includes effects such as
surface-reflected pressure waves, heat
transfer from bubble to the surrounding
water, and the buoyancy of the bubbles.
The model also takes into consideration
the bathymetry, water properties, and
geoacoustic properties of the sea bed
layers in the survey area. The calculated
safety radii from this model are as
follows: the 190–dB radius is 230 m
(754 ft), the 180–dB radius is 850 m
(2,788), and the 160–dB radius is 4,590
m (2.85 mi).
Though the model considers some of
the site-specific characteristics of the
Chukchi Sea, because no sound
propagation studies have previously
been conducted in the survey area
(against which model results can be
prepared) NMFS believes that it is
appropriate and necessary to field-verify
the modeled safety radii. Accordingly,
field verification will be conducted
prior to initiation of the seismic survey
and, until that time, Conoco will
multiply the modeled 190–dB and 180–
dB safety radii by 1.5 (which equals 345
m (1121 ft) and 1,275 m (4, 174 ft),
respectively) to conservatively establish
the mitigation shutdown zones for
marine mammals (see Mitigation
section). The 1.5 correction factor will
not be used in the take estimations and
will not be used after the radii are fieldverified.
Field verification will be conducted
using an autonomous ocean bottom
hydrophone. This hydrophone is
suspended (upward, by float) from an
anchor dropped to the ocean floor, and
then released to the surface for data
collection when a particular frequency
tone is directed at the hydrophone. The
MV Patriot will run directly, in a
straight line, at, over, and past the
hydrophone to establish received sound
levels at distances in front of and
behind the sound source. Then, the MV
Patriot will do a lawnmower type zigzag sideways to the hydrophone so that
received levels at varying distances to
the side of the sound source may be
measured. Because of the shape of the
array, sound propagates farther laterally
from the source than forward or
backward, so both orientations are
measured, then a conservative
combination of the two is used to
calculate the safety radii. NMFS will use
the field verified safety radii to establish
power-down and shut-down zones for
the MV Patriot.
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Estimated Take by Incidental
Harassment for Conoco’s Seismic
Survey
Given the required mitigation (see
Mitigation later in this document),
NMFS anticipates that takes will consist
of Level B harassment, at most. The
required mitigation measures are
expected to minimize or eliminate the
possibility of Level A harassment or
mortality. Additionally, these numbers
do not take into consideration either the
effectiveness of the mitigation measures
or the fact that some species will avoid
the sound source at distances greater
than those estimated to result in a take.
It is difficult to make accurate,
scientifically robust, and
observationally verifiable estimates of
the number of individuals likely to be
subject to Level B Harassment by the
noise from Conoco’s airguns. There are
many uncertainties: in seasonally
varying abundance, in local horizontal
and vertical distribution; in marine
mammal reactions to varying
frequencies and levels of acoustic
pulses; and in perceived sound levels at
different horizontal and oblique ranges
from the source.
NMFS believes the best estimate of
potential ‘‘take by harassment’’ is
derived by multiplying the estimated
densities (per square kilometer) of each
species within the survey area by the
width of the 160–dB safety radii (4,590
m (2.85 mi)) over the length of Conoco’s
estimated trackline (16,576 km (10,300
mi)). Since Conoco revised its safety
radii after submitting their application,
the estimated take numbers presented
here are higher than those predicted in
its application. The total maximum
estimated ‘‘take by harassment’’ is
presented in Table 1. As mentioned
previously, the upper limit of estimated
take for ringed and bearded seals
suggested in Table 1 is most likely an
overestimate, as it is based on surveys
of the animals conducted nearer to
shore, where densities are higher than
they are off-shore where the seismic
surveys will be conducted.
Additionally, the stocks of both of these
animals are thought to extend
throughout Arctic and the abundance
estimates discussed here are minimum
abundances.
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Potential Effects on Habitat
Conoco states that the seismic survey
will not cause any permanent impact on
habitats and the prey used by marine
mammals. A broad discussion on the
various types of potential effects of
exposure to seismic on fish and
invertebrates can be found in LGL
(2005; University of Alaska-Fairbanks
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Seismic Survey across Arctic Ocean at
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm#iha), and includes a
summary of direct mortality
(pathological/ physiological) and
indirect (behavioral) effects.
Mortality to fish, fish eggs and larvae
from seismic energy sources would be
expected within a few meters (0.5 to 3
m (1.6 to 9.8 ft)) from the seismic
source. Direct mortality has been
observed in cod and plaice within 48
hours of being subjected to seismic
pulses two meters from the source
(Matishov, 1992), however other studies
did not report any fish kills from
seismic source exposure (La Bella et al.,
1996; IMG, 2002; Hassel et al., 2003). To
date, fish mortalities associated with
normal seismic operations are thought
to be slight. Saetre and Ona (1996)
modeled a worst-case mathematical
approach on the effects of seismic
energy on fish eggs and larvae, and
concluded that mortality rates caused by
exposure to seismic are so low
compared to natural mortality that
issues relating to stock recruitment
should be regarded as insignificant.
Limited studies on physiological
effects on marine fish and invertebrates
to acoustic stress have been conducted.
No significant increases in physiological
stress from seismic energy were
detected for various fish, squid, and
cuttlefish (McCauley et al., 2000) or in
male snow crabs (Christian et al., 2003).
Behavioral changes in fish associated
with seismic exposures are expected to
be minor at best. Because only a small
portion of the available foraging habitat
would be subjected to seismic pulses at
a given time, fish would be expected to
return to the area of disturbance
anywhere from 15–30 minutes
(McCauley et al., 2000) to several days
(Engas et al., 1996).
Available data indicates that mortality
and behavioral changes do occur within
very close range to the seismic source,
however, the scheduled seismic
acquisition activities in the Chukchi are
predicted by Conoco to have a negligible
effect to the prey resource of the various
life stages of fish and invertebrates
available to marine mammals occurring
during the project’s duration. The
planned Conoco trackline is 16,576 km
(10,300 ft) long, and will encompass
approximately a 2500–3600 km2–area
(965–1390 mi2–area) in the northeastern
Chukchi Sea. Only a small fraction of
the available habitat would be impacted
by noise at any given time during the
seismic surveys, and the constant
movement of the seismic vessel would
prevent any area from sustaining high
noise levels for extended periods of
time. Disturbance to fish species would
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most likely be short-term and
temporary. Thus, Conoco’s activity is
not expected to have any effects on
habitat or prey that could cause
permanent or long-term consequences
for individual marine mammals or their
populations, since operations will be
limited in duration, location, timing,
and intensity.
Potential Effects on Subsistence Use of
Marine Mammals
Marine mammals are key in the
subsistence economies of the
communities bordering the seismic
survey area, including Barrow,
Wainwright, Point Lay, and Point Hope.
Other communities that subsist on
marine mammals are considerably
beyond the project area, and their
subsistence activities are unlikely to be
affected by the seismic operations in the
Chukchi Sea. The whale harvests have
a great influence on social relations by
strengthening the sense of Inupiat
culture and heritage in addition to
reinforcing family and community ties.
Bowhead whales are important for
subsistence at all of the villages
bordering the project area except Point
Lay, which does not hunt bowhead
whales. The harvest is based on a quota,
established by the International Whaling
Commission (IWC ) and regulated by
agreement between AEWC and NMFS,
according to the cultural and nutritional
needs of Alaska Eskimos as well as on
estimates of the size and growth of the
stock of bowhead whales (Suydam and
George, 2004). In 2002 the IWC set a 5–
year block quota of 67 strikes per year
with a total landed not to exceed 280
whales (IWC 2003). The most recent
data show that 37, 35, and 36 whales
were landed in 2000–2004 for a total of
108 whales (Suydam and George 2004,
Suydam et al. 2005). Between 23 and 28
were taken at Point Hope, Wainwright,
and Barrow during these years, with
most (60–90 percent) taken by Barrow
each year.
Bowheads are hunted during the
spring and fall migrations. Barrow hunts
during the spring and fall migrations.
Historically, Point Hope and
Wainwright have predominantly hunted
during the spring migration, however,
due to changes in the Arctic weather
and sea ice conditions they plan to also
undertake fall whaling beginning this
year. Barrow takes most bowheads
during the spring migration. The spring
bowhead hunt occurs after leads open
due to the deterioration of pack ice,
which typically occurs from early April
until the first week of June. Because of
the timing, the spring hunts of Point
Hope, Wainwright, and Barrow should
not be affected by seismic operation,
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since the hunt should be completed
before the start of seismic operations in
July.
The autumn hunt at Barrow usually
begins in mid-September, and mainly
occurs in the waters east and northeast
of Point Barrow in the Beaufort Sea. The
whales have usually left the Beaufort
Sea by late October (Treacy, 2002a,b).
The location of the fall hunt depends on
ice conditions, which can influence
distance of whales from shore (Brower,
1996). Hunters prefer to take bowheads
close to shore to avoid a long tow during
which the meat can spoil, but Braund
and Moorehead (1995) report that crews
may (rarely) pursue whales as far as 80
km (50 mi), and in 2004 hunters
harvested a whale up to 50 km (31 mi)
northeast of Barrow (Suydam et al.,
2005).
Beluga whales are hunted for
subsistence at Barrow, Wainwright,
Point Lay, and Point Hope, with the
most taken by Point Lay (Fuller and
George 1997). Point Lay harvests
belugas primarily during summer in
Kasegaluk Lagoon, where they averaged
40 belugas per year over a 10–year
period (Fuller and George, 1997).
Compared to Point Lay, small numbers
of belugas are harvested by Barrow with
intermediate numbers harvested by
Point Hope and Wainwright. Harvest at
these villages generally occurs between
April and July, with most taken in April
and May when pack-ice conditions
deteriorate and leads open up. Hunters
usually wait until after the bowhead
whale hunt to hunt belugas. The Alaska
Beluga Whale Committee recorded 23
beluga whales harvested by Barrow
hunters from 1987 to 2002, ranging from
0 in 1987, 1988 and 1995 to the high of
8 in 1997 (Fuller and George, 1999;
Alaska Beluga Whale Committee 2002
in USDI/BLM 2005). The time of the
project will not overlap hunts at Point
Hope, Wainwright, and Barrow, and in
any event Point Hope and Barrow
should be largely beyond any influence
of the project activities. Point Lay
villagers hunt in Kasegaluk Lagoon,
which is beyond the influence of the
project activities. Furthermore, the
lagoon is shallow and close to shore,
which would greatly reduce any
underwater seismic noise, in the
unlikely event noise reached the lagoon.
Ringed, bearded, and spotted seals are
hunted by all of the villages bordering
the project area (Fuller and George,
1997). Ringed seals comprise the largest
part of the subsistence hunt and spotted
seal the least, particularly at Barrow
where they are primarily hunted near
shore. Spotted seals are considerably
more abundant in the Chukchi than
Beaufort Sea. At Barrow, spotted seals
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are primarily hunted in Admiralty Bay,
which is about 60 km east of Barrow.
The largest concentrations of spotted
seals in Alaska are in Kasegaluk Lagoon,
where Point Lay hunters harvest them.
(Frost et al. 1993). Braund et al. (1993)
found that the majority of bearded seals
taken by Barrow hunters are within
approximately 24 km (15 mi) off shore.
Ringed and bearded seals are hunted
throughout the year, but most are taken
in May, June, and July when ice breaks
up and there is open water instead of
the more difficult hunting of seals at
holes and lairs. The timing slightly
varies among villages, with peak
hunting occurring incrementally later
going from Point Hope to Barrow.
Spotted seals are only hunted in spring
through summer, since they winter in
the Bering Sea. The seismic operation
should have little to no effect on
subsistence hunting since the seismic
survey will no more than minimally
overlap the end of the primary period
when seals are harvested, and most
hunting at the villages will be a
considerable distance away from
seismic operations, particularly at Point
Hope (74 km (46 mi)) and Point Lay (90
km (56 mi)).
Natives in Alaska are very concerned
about how seismic operations in the
Chukchi Sea will impact their
subsistence harvest of marine mammals.
NMFS shares these concerns and some
of the studies presented in the Effects
section of this document further
validate them. NMFS notes, though, that
some of the types of behaviors that may
affect the subsistence harvest may not
be considered ‘‘harassment’’ (such as a
minor migration route deflection ).
Following are a few of their primary
concerns:
(1) Native knowledge suggests that
sound from seismic surveys may cause
bowhead whales or other subsistence
stocks to change their behavior or
migratory patterns in such a way that
they are not present in traditional
hunting grounds or in historical
numbers. If so, natives may be unable to
harvest any animals, or will have to
harvest them from such a distance that
the animal may spoil during the long
tow back and human safety risks are
increased during the extended trip.
(2) Native knowledge indicates that
bowhead whales become increasingly
‘‘skittish’’ in the presence of seismic
noise. Whales are more wary around the
hunters and tend to expose a much
smaller portion of their back when
surfacing (which makes harvesting more
difficult). Additionally, natives report
that bowheads exhibit angry behaviors
in the presence of seismic activity, such
as tail-slapping, which translates to
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43119
danger for nearby subsistence
harvesters.
(3) Natives are concerned that the
cumulative effects of increased numbers
of concurrent seismic surveys in the
Chukchi and Beaufort Seas may have
population-level effects on subsistence
stocks that will permanently affect their
subsistence harvest. An additional
concern is the perception by the IWC of
the increased risk of population-level
effects, which could lead to lower, or
even no subsistence quotas for Alaska
Natives.
Plan of Cooperation
Regulations at 50 CFR
216.104(a)(12)(i) require IHA applicants
for activities that take place in Arctic
waters to provide a plan of cooperation
(POC) or information that identifies
what measures have been taken and/or
will be taken to minimize any adverse
effects on the availability of marine
mammals for subsistence uses.
Representatives of Conoco have been in
continued coordination with the AEWC
and met with the whaling captains of
the potentially affected villages in
March, 2006. Additionally, both Conoco
and the AEWC had representatives
present at the Open-Water Seismic
meeting held in Alaska in April and
further negotiated appropriate measures
to minimize impacts to the subsistence
harvest.
Conoco has signed a Conflict
Avoidance Agreement (CAA) with the
AEWC. The CAA incorporates all
appropriate measures and procedures
regarding the timing and areas of the
operator’s planned activities (i.e., times
and places where seismic operations
will be curtailed or moved in order to
avoid potential conflicts with active
subsistence whaling and sealing);
communications system between
operator’s vessels and whaling and
hunting crews; provisions for marine
mammal observers/Inupiat
communicators aboard all project
vessels; conflict resolution procedures;
and provisions for rendering emergency
assistance to subsistence hunting crews.
Based on the contents of the signed
CAA, as well as additional mitigation
and monitoring measures discussed
later in this document (see Mitigation),
NMFS has determined that the Conoco’s
seismic survey will not have an
unmitigable adverse impact on the
subsistence harvest of the affected
species or stocks.
Comments and Responses
On May 12, 2006 (71 FR 27685),
NMFS published a notice of a proposed
IHA for Conoco’s request to take marine
mammals incidental to conducting
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open-water seismic surveys in the
Chukchi Sea, and requested comments,
information and suggestions concerning
the request. During the 30–day public
comment period, NMFS received
comments from one private citizen and
several sets of comments from nongovernmental organizations, including
the Center for Biological Diversity (CBD)
(which were also on behalf of
EarthJustice, Pacific Environment,
Alaska Coalition, Alaska Wilderness
League, the Natural Resources Defense
Council (NRDC), Greenpeace, Inc.,
Oceana, and the Northern Alaska
Environmental Center), joint comments
from the AEWC and the North Slope
Borough (NSB) Department of Wildlife
Management, the Native Village of Point
Hope, Conoco Phillips Alaska, Inc., and
the Alaska Oil and Gas Association
(AOGA).
Comment 1: AOGA asked comments
they submitted addressing the PEA be
inserted into the admin record for the
IHA. CBD suggested that NRDC’s
comments on the PEA also be
considered for the issuance of the IHA.
Response: These comments have been
considered in the Final PEA and in
NMFS’ and MMS’ FONSIs. Many of the
comments are specific to the PEA.
However, where either of these sets of
comments raise issues germane to the
IHA issue that have not been addressed
already, NMFS has addressed them in
this section.
Comment 2: The Marine Mammal
Commission submitted comments on
the Shell open-water seismic survey
IHA application that also reference the
Conoco application.
Response: These comments are
addressed in the Federal Notice
announcing the issuance of the Shell
IHA.
Comment 3: One commenter
recommends NMFS deny an IHA to
Shell unless and until NMFS can ensure
that mitigation measures are in place to
truly avoid adverse impacts to all
species and their habitats.
Response: The requirements of the
MMPA are that impacts be reduced to
the lowest level practicable, not that no
adverse impacts be allowed. NMFS
believes that the mitigation measures
required under Shell’s IHA will reduce
levels to the lowest level practicable.
Comment 4: The CBD states that
NMFS’ failure to address the scientific
literature linking seismic surveys with
marine mammal stranding events, and
the threat of serious injury or mortality
renders NMFS’ conclusionary
determination that serious injury or
mortality will not occur from Shell’s
activities arbitrary and capricious.
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Response: The evidence linking
marine mammal strandings and seismic
surveys remains inconclusive at best.
Two papers, Taylor et al. (2004) and
Engel et al. (2004) reference seismic
signals as a possible cause for a marine
mammal stranding. Taylor et al. (2004)
noted two beaked whale stranding
incidents related to seismic surveys.
The statement in Taylor et al. (2004)
was that the seismic vessel was firing its
airguns at 1300 hrs on September 24,
2004 and that between 1400 and 1600
hrs, local fishermen found live-stranded
beaked whales some 22 km (12 nm)
from the ship’s location. A review of the
vessel’s trackline indicated that the
closest approach of the seismic vessel
and the beaked whales stranding
location was 18 nm (33 km) at 1430 hrs.
At 1300 hrs, the seismic vessel was
located 25 nm (46 km) from the
stranding location. What is unknown is
the location of the beaked whales prior
to the stranding in relation to the
seismic vessel, but the close timing of
events indicates that the distance was
not less than 18 nm (33 km). No
physical evidence for a link between the
seismic survey and the stranding was
obtained. In addition, Taylor et al.
(2004) indicates that the same seismic
vessel was operating 500 km (270 nm)
from the site of the Galapagos Island
stranding in 2000. Whether the 2004
seismic survey caused to beaked whales
to strand is a matter of considerable
debate (see Cox et al., 2004). NMFS
believes that scientifically, these events
do not constitute evidence that seismic
surveys have an effect similar to that of
mid-frequency tactical sonar. However,
these incidents do point to the need to
look for such effects during future
seismic surveys. To date, follow-up
observations on several scientific
seismic survey cruises have not
indicated any beaked whale stranding
incidents.
Engel et al. (2004), in a paper
presented to the IWC in 2004 (SC/56/
E28), mentioned a possible link between
oil and gas seismic activities and the
stranding of 8 humpback whales (7 off
the Bahia or Espirito Santo States and 1
off Rio de Janeiro, Brazil). Concerns
about the relationship between this
stranding event and seismic activity
were raised by the International
Association of Geophysical Contractors
(IAGC). The IAGC (2004) argues that not
enough evidence is presented in Engel
et al. (2004) to assess whether or not the
relatively high proportion of adult
strandings in 2002 is anomalous. The
IAGC contends that the data do not
establish a clear record of what might be
a ‘‘natural’’ adult stranding rate, nor is
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any attempt made to characterize other
natural factors that may influence
strandings. As stated previously, NMFS
remains concerned that the Engel et al.
(2004) article appears to compare
stranding rates made by opportunistic
sightings in the past with organized
aerial surveys beginning in 2001. If so,
then the data are suspect.
Second, strandings have not been
recorded for those marine mammal
species expected to be harassed by
seismic in the Arctic Ocean. Beaked
whales and humpback whales, the two
species linked in the literature with
stranding events with a seismic
component are not located in the
Cukchi Sea seismic area. Finally, if
bowhead and gray whales react to
sounds at very low levels by making
minor course corrections to avoid
seismic noise and mitigation measures
require Shell to ramp-up the seismic
array to avoid a startle effect, strandings
are highly unlikely to occur in the
Arctic Ocean. In conclusion, NMFS
does not expect any marine mammals
will incur injury or mortality as a result
of Arctic Ocean seismic surveys in 2006.
Comment 5: Several commenters list
concerns regarding cumulative effects
(including the other scheduled seismic
surveys, activities in other areas, and
global warming, among other things)
and to what extent they were considered
in NMFS negligible impact
determination for this IHA.
Response: Under section 101(a)(5)(D)
of the MMPA, ‘‘the Secretary shall
authorize... taking by harassment of
small numbers of marine mammals of a
species or population stock by such
citizens while engaging in that activity
within that region if the Secretary finds
that such harassment during each
period concerned (I) will have a
negligible impact on such species or
stock, and (II) will not have an
unmitigable adverse impact on the
availability of such species or stock for
taking for subsistence uses.’’ NMFS
cannot make a negligible impact
determination for an IHA under this
provision of the MMPA based on the
cumulative effects of other actions.
As stated previously, cumulative
impact assessments are NMFS’
responsibility under NEPA, not the
MMPA. In that regard, the MMS’ Final
PEA addresses cumulative impacts, as
did its Draft PEA. The PEA’s cumulative
activities scenario and cumulative
impact analysis focused on oil and gasrelated and non-oil and gas-related
noise-generating events/activities in
both Federal and State of Alaska waters
that were likely and foreseeable. Other
appropriate factors, such as Arctic
warming, military activities and noise
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contributions from community and
commercial activities were also
considered. Appendix D of that PEA
addresses similar comments on
cumulative impacts, including global
warming. That information is
incorporated in this document by
citation. NMFS has adopted the MMS
Final PEA as its own NEPA document
(see NEPA later in this document) and
is part of its Administrative Record.
Additionally, NMFS and MMS
considered the potential for cumulative
impacts in the development of the
mitigation measures in the PEA and,
because of the need to avoid
significance pursuant to NEPA, several
additional protective measures (such as
expanded shutdown zones and a
research monitoring plan) meant to
address these concerns, as well as the
uncertainty, have been incorporated
into the IHA.
Comment 6: The CBD believes that
NMFS cannot issue an IHA to Conoco
because it has not complied with the
MMPA’s requirement to specify the
specific geographic region where the
activity will occur.
Response: NMFS defines ‘‘specified
geographical region’’ as ‘‘an area within
which a specified activity is conducted
and which has certain biogeographic
characteristics’’ (50 CFR 216.103).
NMFS believes that Conoco’s
description of the activity and the
locations for conducting seismic surveys
meet the requirements of the MMPA.
Conoco has provided a well-defined
area, within which certain
biogeographic characteristics occur (the
entire area is approximately 50–m (164–
ft) deep or less), in which they will
conduct their operations. More specific
locations within the Lease Sale area
described are considered proprietary.
Comment 7: Commenters say that
NMFS does not have evidence to
support an unmitigable adverse impact
to subsistence hunting finding and point
out that Kaktovik and Point Hope have
passed resolutions opposing offshore oil
development.
Response: NMFS acknowledges that
these villages have passed resolutions
objecting to offshore oil development.
However, the village whaling captains
of these villages (in addition to villages
of Nuiqsuk and Wainwright and the
AEWC) have signed a CAA indicating to
NMFS that there will not be an
unmitigable adverse impact on
subsistence uses of marine mammals.
This is discussed in detail later in this
document (see Impact on Subsistence).
Comment 8: Commenters state that
because the MMPA explicitly requires
that ‘‘means effecting the least
practicable impact’’ on the species,
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stock or habitat be included [in
mitigation measures], an IHA [notice]
must explain why measures that would
reduce the impact on a species were not
chosen (i.e., why they were not
practicable). Neither the proposed IHA
[notice], Conoco’s application, nor the
PEA attempt to do this.
Response: Neither the MMPA nor
NMFS regulations implementing the
incidental take program require NMFS
to itemize and discuss all measures that
were determined to be impracticable.
Such an effort can quickly become a
matter of speculation. For example,
drones, manned balloons, and satellites
are currently considered impracticable
for technological and safety reasons and
usually need not be discussed in issuing
IHAs. Helicopters and other aircraft may
be practicable depending upon distance
between landing and activity location,
weather and safety and are usually
discussed if safety zones cannot be
visually monitored effectively. Also,
active and passive acoustics are often
discussed when issuing an IHA if the
safety zone cannot be visually
monitored effectively. Time and area
closures or restrictions are discussed
when appropriate. In many cases,
monitoring larger zones to simply
reduce the Level B harassment take, is
viewed as secondary to effectively
monitor the Level A harassment zone, in
order to prevent marine mammal injury.
A final mitigation measure mentioned
by commenters to the Draft PEA of using
vibroseis technology in winter instead
of open water seismic is not practical
due to human safety concerns and must
be limited to extremely shallow water
depths.
NMFS has several standard,
recognized mitigation measures for
different types of activities. In the case
of these Arctic seismic IHAs, the Openwater Seismic meeting is the starting
point for development of new,
potentially more effective mitigation
measures. Suggestions are often both
made or dismissed there after an open
discussion. If specific recommendations
were made during the public comment
that had not previously been vetted or
addressed, NMFS would address their
appropriateness or practicability in this
Federal Register notice.
Comment 9: Pursuant to Section 7 of
the ESA, NMFS may only authorize
incidental take of the bowhead whale
where such take occurs while ‘‘carrying
out an otherwise lawful activity’’. One
commenter contends that NMFS is not
in compliance with the MMPA or NEPA
due to some of the issues addressed
above and that NMFS is therefore also
in violation of the ESA.
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Response: For the reasons stated
above and throughout the text of this
notice, NMFS believes we are in
compliance with both the MMPA and
NEPA, and, therefore, the ESA.
Comment 10: The CBD states that the
tables in the proposed IHA notice
provide no support for NMFS’
‘‘conclusion’’ on small numbers and
negligible impact. For Shell’s proposed
seismic surveys in the Chukchi, the
number of bowheads likely to be
exposed to sounds of 160 dB or greater,
and, therefore, ‘‘harassed’’ according to
NMFS’ operative thresholds, is 418. In
absolute terms these numbers cannot be
considered ‘‘small.’’ Even relative to
population size, the higher estimate
represents 4 percent of the estimated
population of bowheads. Similar for
beluga whales.
Response: NMFS has made a
determination that the takes of the
affected marine mammal species will be
small. The species most likely to be
harassed during seismic surveys in the
Arctic Ocean area is the ringed seal,
with a modeled maximum estimate of
approximately 56,000 animals being
exposed to sound levels of 160 dB or
greater. This number is approximately
22 percent of the abundance measured
in the eastern Chukchi Sea, but a much
smaller percentage of the entire
population. The numbers produced by
the model do not take into consideration
the implementation of mitigation
measures, the likely avoidance of the
sound by certain animals and, in the
case of ringed seals, the density on
which the take calculations were based
are overestimates (which means the take
estimates are overestimates) because
ringed seals are far denser in the inshore
and ice areas than in the open ocean
where the surveys are to occur.
Additionally, Moulton and Lawson
(2002) indicate that most pinnipeds
exposed to seismic sounds lower than
170 dB do not visibly react to that
sound; pinnipeds are not likely to react
to seismic sounds unless they are
greater than 170 dB re 1 µPa (rms)).
Further, these estimates are calculated
based upon line miles of survey effort,
animal density and the calculated zone
of influence (ZOI). While this
methodology is valid for seismic
surveys that transect long distances,
those surveys that ‘‘mow the lawn,’’ that
is, remain within a relatively small area,
transiting back and forth while shooting
seismic, numbers tend to be highly
inflated. As a result, NMFS believes that
these exposure estimates are
conservative and may actually affect far
fewer animals.
The mitigation measures set forth IHA
ensure that there will be negligible
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impacts on the marine mammals.
Cetaceans are expected, at most, to show
an avoidance response to the seismic
pulses. Mitigation measures such as
visual marine mammal monitoring, and
shut-downs when marine mammals are
detected within the defined ranges
should further reduce short-term
reactions to disturbance, and minimize
any effects on hearing sensitivity. Due to
these mitigation measures, and other
reasons discussed in the Conclusions of
this document, NMFS believes the
impacts will be negligible.
Comment 11: Commenters
recommended that Conoco be required
to cease operations at night or in low
visibility conditions.
Response: It is NMFS opinion that
once a safety zone is determined
visually to be free of marine mammals,
seismic may continue into periods of
poor visibility. It should be understood
that the safety zone is not stationary but
is moving along with the ship at
whatever speed the ship is progressing.
For example, if the ship is making 5
knots, the safety zone will be 5 nm (9.3
km) upstream in an hour. With a 180–
dB exclusion zone of approximately 1.3
km (0.7 nm), marine mammals
potentially affected by seismic noise
would have ample time to move away
from the source, as evidenced by
bowhead, beluga and gray whale
avoidance behavior. A review of
previous monitoring programs indicates
these species will not be within a
distance to incur Level A harassment.
For pinnipeds, NMFS believes that
because they are not likely to even react
to seismic sounds unless the received
levels are >170 dB re 1 µPa (rms),
hearing impairment is also unlikely at
an SPL as low as 190 dB. Therefore, it
is unlikely that marine mammals will be
harmed as a result of continuing seismic
into periods of poor visibility in Arctic
waters. As a result, NMFS has
determined that it is only if daytime
activities have a large abundance of
marine mammals and/or a significant
number of shutdowns, should nighttime
seismic be prohibited.
Also as a general rule, termination of
seismic during nighttime and poor
visibility is simply not practicable due
to cost considerations and ship time
schedules. The cost to operate a large
seismic vessel is approximately $40–
50,000 per day. If the vessels were
prohibited from operating during
nighttime, each trip could require
several additional Arctic survey
operations to complete, depending on
average daylight at the time of work. In
the Chukchi and Beaufort seas, fog is
common even though there is 24 hours
of daylight per day until late August,
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but by late September there is less than
12 hours of daylight and by late October
there would be only 3–4 hours of
daylight, seriously limiting operations
later in the year if a daylight and clear
weather requirement were imposed.
Comment 12: One commenter
suggested that Conoco should be
required to lower their source level to
reduce impacts to marine mammals.
Response: In Conoco’s application,
they requested authorization for take of
marine mammals incidental to the
operation of both a 16–gun array and a
24–gun array. After discussions with
NMFS they changed their action to only
include the 16–gun array.
Comment 13: In submitted comments
on the MMS Draft PEA, (and referenced
by CBD), the NRDC states that
harassment of marine mammals can
occur at levels below the 160 dB
threshold for Level B harassment, and
that NMFS should reassess its
harassment thresholds for acoustic
impacts. To support this
recommendation, NRDC reports that
harbor porpoises have been reported to
avoid a broad range of sounds at very
low SPLs, between 100 and 140 dB.
Response: As discussed in reference
to bowhead whale reactions, NMFS
does not believe that all types of
avoidance rise to the level of MMPA
harassment.
The 160–dB rms isopleth is based on
work by Malme et al. (1984) for
migrating gray whales along the
California coast. Clark et al. (2000)
replicating the work by Malme et al.
(1984) indicated that this response is
context dependent, as gray whales did
not respond to simulated airgun noise
when the acoustic source was removed
from the gray whale migratory corridor.
This indicates to NMFS that
establishing a 160–dB isopleth for
estimating a safety zone for lowfrequency hearing specialists when
exposed to a low frequency source is
conservative. For mid- or highfrequency hearing specialists, a 160–dB
ZOI for a low-frequency source is likely
overly conservative.
In this action, empirical research
indicates that bowhead whales respond
to sounds at levels lower than 160 dB
during periods of important biological
behavior (migration) but possibly not
during other important periods
(feeding). As a result, to reduce the
uncertainty over whether these same
avoidance characteristics will occur in
the Chukchi Sea as they appear to have
in the Beaufort Sea, MMS and NMFS
have established conservative ZOIs
where additional mitigation measures
can be imposed to further protect these
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species during critical periods in Arctic
waters.
Comment 14: One commenter states
that the preparation of an EIS is
necessary pursuant to NEPA, especially
considering the increased controversy
that has arisen.
Response: NMFS has addressed all of
the NEPA significance criteria in our
Finding of No Significant Impact
(FONSI), which may be viewed at our
website. (See ADDRESSES)
Comment 15: Conoco notes that an
important overarching point that is not
made in the assessment is the health of
the marine mammal populations in the
Arctic, following exposure to over 25
years of seismic and other oil and gas
activities in the Beaufort and Chukchi
Seas. The bowhead whale population
has increased to near the carrying
capacity of its habitat (Brandon and
Wade 2004). The health of the
population is reflected further in the
high rates of growth and reproduction
reported in recent years (George et al.
2004a, b). The gray whale population
has recovered to its pre-exploitation
level while exposed to far more
disturbances throughout its range than
marine mammals that spend most or all
of the year off the coast of Alaska. These
populations individually and
collectively demonstrate their resiliency
to adapt to their environment and
prosper. The healthy status of these
populations needs to be described by
NMFS in their assessment of Conoco’s
application, since it demonstrates that
the short term and temporary effects of
seismic operations on marine mammal
are biologically insignificant. Moreover,
the healthy status of these populations
is in direct contrast with the speculation
about noise impacts on the behavior,
physiology, reproduction, and
communication of bowhead whales that
is discussed at length by NMFS in their
assessment of the application. Conoco
suggests that NMFS avoid speculation
in the assessment and focus on using
the best available science.
Response: NMFS acknowledges the
health of the bowhead and gray whale
populations. However, we cannot know
whether the increases in these
populations would have been
significantly greater in the absence of
exposure to over 25 years of seismic and
other oil and gas activities in the
Beaufort and Chukchi Seas, as no data
were collected that can speak to this
issue.
The healthy condition of the whale
populations and the anticipated short
term and temporary effects of seismic
operations were taken into account by
NMFS in making our MMPA negligible
impact determination based on
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Conoco’s activities this year in the
Chukchi Sea. However, due to our
responsibilities under NEPA, which
include doing an Environmental Impact
Statement unless we can determine that
the activity will have no significant
impact pursuant to the application of
several specific criteria (including
uncertainty, which exists regarding the
distribution and specific needs of
marine mammals in the Chukchi Sea, as
described at length in the PEA and
FONSIs), NMFS must take a
precautionary approach in how
mitigation is applied in the issuance of
this IHA.
Further, the wide-ranging effects of
anthropogenic sound, and seismic noise
in particular, on the behavior,
physiology, reproduction, and
communication of marine mammals is
well documented in the literature, as
referred to in the PEA and the Biological
Opinion in addition to this document.
Though data regarding some of the
referenced effects of seismic sound on
bowhead whales in particular may be
lacking, NMFS’ effects analysis is far
from speculative.
Comment 16: The calculation of the
percent of stock represented by the
estimated take of ringed and bearded
seals is not correct. The population
estimates for these two species are
minimum values, since the surveys used
for the estimates were limited to a
relatively small portion of their total
habitat as discussed in the text of the
Federal Register. Consequently, the
percent of stock values are exaggerated
and convey a much greater impact on
the population than warranted by the
sizes of the populations. For instance,
the actual population estimates for
ringed seals could be as high as 1 to 3.6
million seals, based on earlier studies by
Frost and Lowry (1988) and Frost et al.
(1988). The estimated take based on
these values would be 1.5 to 5.6 percent
of the stock. These values should be
substantially adjusted downward to
better reflect more realistic estimates of
population size.
Response: NMFS notes this
overestimation of the percent of stock
for ringed and bearded seals in Estimate
of Take and Conclusions sections of this
document.
Comment 17: The calculations of take
and safety radii should be based on a
range and not a single value from the
model used by Conoco to calculate
sound propagation from the air gun
array. NMFS used the most conservative
of the three scenarios run on the Conoco
model. Since the values are estimates
that will be validated in the field, a
more accurate presentation of take and
safety radii would be to use a range to
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represent the uncertainty of the
estimated values. For example, the
range of take for bowhead whales from
the three scenarios would be 151 to 418
animals, which is a more accurate
estimate of take than the 418 value
provided by NMFS.
Response: The calculations of take
and safety radii are two separate issues.
NMFS stands by its use of the most
conservative safety radii.
For the take estimates, Conoco
presented the results of three
propagation models. As suggested
above, NMFS has now incorporated the
estimated take from two of the models
into our take table (bowheads take is
estimated as 399 to 418). However, the
third model presented safety radii based
on Sound Exposure Levels (SELs - an
energy metric) instead of Sound
Pressure Levels (SPLs). NMFS does not
have standard thresholds for SELs as we
have for SPLs (190, 180, and 160) and
is not prepared to use SEL isopleths as
safety radii for this activity. In the firstever issuance of an IHA using SEL
levels (for non-explosive sounds) as
thresholds, which was for midfrequency tactical sonar (71 FR 38710,
July 7, 2006), NMFS and the Navy
worked hard to establish SEL thresholds
that were specifically applicable to midfrequency tactical signals. NMFS has
not yet conducted this level of analysis
for seismic noise and, therefore, it is not
appropriate to use safety radii or
calculate take based on the modeled
SEL results.
Comment 18: Conoco notes that
NMFS expanded the already
conservative safety radii by adding a
correction factor of 1.5 times the model
values for the 180 and 190 dB shut
down distances. The correction factor is
scientifically unwarranted and should
be eliminated from the safety radii
calculations.
Response: Because Conoco will be
doing the field verification first, before
beginning any surveys, NMFS has
decided that the 1.5 correction factor is
not necessary. This is reflected in the
IHA.
Comment 19: The temporary
deflection of migrating bowhead whales
during the fall around the active seismic
vessel discussed by NMFS in the
Federal Register ignores several key
points. Not only are the deflections
short in distance relative to the
migration route and temporary, but they
occur within the migration corridor.
Consequently, there is no evidence that
the anticipated deflections cause
migrating bowhead to abandon or move
outside the migration corridor or change
their migratory behavior when
encountering an active seismic vessel.
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They simply go around the seismic
vessel and continue along the migration
corridor to the wintering grounds. The
temporary nature of this behavior is
further reflected by the harvest of
bowheads during the subsistence hunt,
which has been very consistent over the
last 5–10 years between 1994 and 2003
where it averaged 40 and ranged from
34 to 49; weather was largely
responsible for annual variation
(Suydam and George, 2004 and Suydam
et al., 2004). In addition, the average
number of whales landed by village by
year is similar between 1974 and 1977
(before IWC quota) and from 1978 to
2003 (Suydam and George, 2004).
Consequently, there is no evidence that
the deflection around seismic
operations more than temporarily affects
the migration of bowhead whales, nor
does it affect their availability for
subsistence harvest.
Response: This comment does not
acknowledge the fact that more than one
vessel will be operating seismic in the
area at one time, and that we do not
know exactly how this combination of
effects may elicit more severe or long
term responses by nearby animals. Also,
as mentioned previously, the capture of
any particular number of whales in a
given year does not mean that a higher
number would not have been captured
in the absence of some disturbance
factor. Additionally, the absence of
evidence regarding effects of these
actions on marine mammals does not
mean we can assume they will not
occur. These points and others
supporting NMFS determinations are
presented elsewhere in this document
and in the PEA.
Comment 20: There is no scientific
basis for establishing a 120–dB
exclusion zone for bowhead and other
marine mammals. The 120–dB
restrictions are based on
misinterpretation of data reported by
John Richardson (1999), which
concludes that deflections of migrating
whales were not significant to the
individual or population of bowhead
whales. The commenter expresses a
similar concern for the 160–dB safety
zone.
Response: The justifications for the
120 dB (and the 160–dB) safety radii
have been thoroughly discussed in the
PEA. Regardless of the conclusions
Richardson makes, absent an EIS NMFS
has to make a determination pursuant to
NEPA based on several specific criteria,
that this action is not significant. Due to
the scientific uncertainty surrounding
the potential responses of bowheads to
multiple seismic vessels in the Chukchi
Sea and the lack of knowledge regarding
their behavioral patterns and needs in
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the Chukchi Sea, NMFS determined that
the 120–dB safety zone (and the 160–dB
safety zone) was necessary in order to
make a FONSI.
Comment 21: The 120 dB level is so
conservative that it approaches and at
times may be masked by ambient sound
levels, which range from 68–100 dB in
the Chukchi Sea and under certain ice
conditions can increase to 124–137 dB.
Response: This information does not
change the fact that NMFS believes this
measure is necessary. Additionally, the
measure was implemented based on the
animal’s responses to seismic noise,
which is different in character from ice
noises and may well be discernible even
in the presence of higher level ice noise.
Comment 22: Monitoring a 120–dB
exclusion zones would be
impracticable, presents significant and
unwarranted safety risks and,
ultimately, defeats the purpose of the
seismic survey program. The enormous
size of the zone combined with poor
weather conditions and the remote
location of the seismic operations in the
Chukchi and Beaufort Seas would make
monitoring impractical and
unnecessarily hazardous.
Response: NMFS appreciates the need
for the safety of the crews responsible
for monitoring this large area, which is
why the IHA only requires this
additional monitoring weather
permitting and when the area can be
aerially monitored safely.
Comments of AEWC on Specific Pages
in Federal Register Notice of Proposed
IHA
Comment 23: In the proposed IHA on
page 27692, column 1, 1st paragraph:
The statement attributed to ‘‘Craig
George, personal communication’’ is a
misleading misrepresentation of what
was actually stated. While George did
note that ‘‘some whales are being
reported off Barrow in summer between
migrations,’’ he in no way stated that
‘‘subsistence in Barrow should not be
affected by seismic operations since the
location of the hunt is a considerable
distance from the project area’’ -in fact,
just the opposite. This statement should
be retracted and corrected.
Response: This statement was
submitted with the Conoco application
and NMFS mistakenly inserted it into
the FR notice without verifying the
reference (additionally, the mistaken
statement runs counter to opinions that
Craig George has expressed at past
Open-water Seismic meetings). NMFS
apologizes for the mistake, has removed
the inaccurate text, and notes the
correction here.
Comment 24: In the proposed IHA on
page 27687, Column 2: ‘‘detailed
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description of the Beaufort and Chukchi
ecosystems and their associated marine
mammals’’ do not exist, contrary to
what is stated here. There are many data
gaps. Many of the data that do exist are
outdated and inappropriate for
comparison to the current ecosystem
dynamics in the Chukchi and Beaufort
Sea regions, especially in light of
current climate change concerns.
Response: NMFS amended the text at
this page to reflect that there are data
gaps, though we do not believe that the
data used in this notice are
inappropriate.
Comment 25: In the proposed IHA on
page 27687, Column 2, 2nd paragraph:
There are listed only three pinniped
species known to occur in the study
area (ringed, bearded and spotted).
Ribbon seals also occasionally occur in
these areas during the time period of
this planned seismic operation. In the
same paragraph, it is mentioned that
both minke and killer whales are very
uncommon in the area, but NMFS does
not cite the source of this information.
When was the last survey of these
species during this time period
conducted? We are experiencing a
period of rapid change in the area in
question and many species that were
uncommon 15–20 years ago are being
seen more often.
Response: NMFS amended the text of
the Federal Notice notice to reflect the
occasional occurrence of ribbon seals
noted by the commenter. NMFS’ 2004
stock assessment for killer whales
indicates the occasional presence of
transient killer whales along the
northern coast of Alaska, but does not
include the Chukchi Sea in the
distribution map. NMFS’ 2001 stock
assessment indicates that migratory
minke whales are sometimes seen in the
Bering and Chukchi Seas. Though the
comment questioned the surveys for
these species, it does not provide
information suggesting that these
species were more abundant than
suggested in the proposed IHA Federal
Register notice, and local biologists at
the Open-water peer review meeting did
not express concerns regarding these
species. NMFS still believes that the
likelihood of encountering, much less
harassing, any individuals of these
species is very low.
Comment 26: In the proposed IHA on
page 27687 Column 3, 3rd paragraph:
The ratio of density for ringed seals
(from which the density of bearded seals
is deduced) is from work that is over 15
years old. It may not be valid to base
densities on this information. If the
abundance estimates are not current,
especially in light of environmental
changes that have been noted in the
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Chukchi and Beaufort Sea regions, it is
not scientifically appropriate to use
these old population estimates for this
exercise, even if this is the only data
available. The population estimates
should be based on current data, and if
none is available, additional population
assessments should be conducted. This
is an example of one of the many data
gaps that exist.
Response: Ringed seal density was
based on survey data from 1999 and
2000. The ratio used to calculate
bearded seal data from ringed seal data
was from was based on data gathered in
1990 and 1991. However, actual bearded
seal density surveyed in 1999 and 2000
was 5 to 10 times less than the number
used here, but that number was not used
because the surveyor was unable to
correct for missed animals. Though
NMFS has a responsibility to use the
best available science and to be
precautionary in the absence of data, the
MMPA does not mandate that NMFS
deny authorizations until data are
available.
Comment 27: In the proposed IHA on
page 27687, Chart: The estimated take of
10.7–22.7 percent of the ringed seals in
the area without mitigation seems like a
very high number of animals to take.
Additionally, the estimates for gray
whales should probably be revised,
depending on when the data were
collected. From recent tagged gray
whale data and hunter observations,
increasing numbers of gray whales are
remaining in the Bering/Chukchi region
for extended periods of time than
previously thought. (B. Mate, personal
communication). These data should
include a seasonality dimension as a
fine tuning method, as many of these
species are more likely to be present in
certain areas at certain times of the year.
Response: The take estimate for
ringed seals, and other animals, does
not take into account either the
effectiveness of the required mitigation
or the fact that most animals are
expected to move to avoid the seismic
sounds. Additionally, these animals are
not removed from the populations, nor
does their response to Level B
harassment far offshore in the Chukchi
Sea necessarily affect their behavior at
all inshore where they are hunted. The
abundance and density data used for
calculating gray whales were gathered
in 2002. When available, NMFS
incorporates seasonally specific
abundance information into the
calculation of take.
Comment 28: In the proposed IHA on
page 27687, Column 3, point 4, below
chart: The chronic effects of noise
exposure and the fact that we know very
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little about this in marine mammals
should be included in these points.
Response: Point 6 mentions that
chronic exposure to noise could result
in noise-induced physiological stress
that might in turn have negative effects
on the well-being or reproduction of the
animals involved.
Comment 29: In the proposed IHA on
page 27688, Column 1, point 7: It is not
valid to compare seismic effects in
terrestrial mammals with those in
marine mammals. The sound is
perceived in a totally different
environment by species that have
evolved to receive auditory sounds in a
completely different way.
Response: Statements in the
paragraph this commenter refers to were
actually verified in laboratory TTS
research conducted on trained
odontocetes so it is not necessary to rely
on an extrapolation from terrestrial
mammal data. However, NMFS notes
that while it may not be appropriate to
use terrestrial mammal data to
extrapolate to actual levels of different
types of sound that may affect marine
mammals, the physical construction of
the ears bears enough resemblance that
experts in the field deem that it is
sometimes appropriate to compare
processes between the two taxa.
Comment 30: In the proposed IHA on
page 27688, Column 1, point 6: In
addition to the well being and
reproduction, the feeding and migration
behaviors of these animals may be
affected.
Response: NMFS has acknowledged
elsewhere in this FR notice that noise
may affect the feeding and migration
behaviors of marine mammals. This
point specifically refers to potential
chronic effects and larger-scale effects
such as a reduction in fitness or
reproductive success.
Comment 31: In the proposed IHA on
page 27688, Column 1, paragraph 4: The
seismic geological survey work that will
also be conducted during the time
period (University of Texas Austin
(UTA) Institute of Geology) should be
added to the list of seismic surveys.
Response: The UTA program is a
separate action that is currently under
internal NMFS review following a
public comment period (see 71 FR
27997, May 15, 2006). Essentially, that
program is significantly farther north in
the Chukchi Sea than are the oil
company surveys, is for a shorter period
of time during the summer, will have
completed its work prior to the
bowhead migration, and establishes
very conservative safety zones to protect
marine mammals. A final decision on
implementation of mitigation measures
will be made later this month
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Comment 32: In the proposed IHA on
page 27688, Column 2, paragraph 2:
With respect to masking: some bowhead
whales stop calling altogether (C. Clark,
pers. comm.), and only one study has
found that bowheads continue to call in
the present of seismic activity. This
needs to be considered as a possible
outcome of seismic disturbance.
Response: NMFS acknowledges the
fact that a possible outcome of seismic
disturbance is that some cetaceans will
sometimes stop calling and, in fact, this
reaction has been documented in other
species besides bowheads.
Comment 33: In the proposed IHA on
page 27688, column 2, 2nd paragraph:
The absence of masking effects in beluga
whales cannot be assumed secondary to
the fact that they communicate on
higher frequencies. There are no data
available on this subject. These noises
will most certainly be audible to this
species and there is no peer reviewed
evidence investigating the impacts of
these sounds on beluga whales. Until
these investigations are conducted,
these conclusions should not be made.
It appears here that the lower sensitivity
of belugas to seismic pulses is
‘‘presumed’’.
Response: The hearing thresholds of
belugas have been tested in a laboratory
and we know that belugas demonstrate
significantly greater sensitivity to
sounds of greater frequency than those
used in seismic surveys (meaning they
hear it at a lower volume). NMFS is not
asserting that belugas will not hear the
seismic sounds, only that the lower
frequency seismic sounds will not mask
(meaning block out) the higher
frequency sounds that are known to be
important to them, such as the
vocalizations of conspecifics or
predators.
Comment 34: In the proposed IHA on
page 27688, column 2, 2nd paragraph: It
is true that there is no evidence that
there has been damage to auditory
systems in bowhead whales, however,
there have been no investigations that
have focused on this issue. There are no
data. This lack of data does not mean
this damage does not occur.
Response: This is true. However,
based on the limited data, the known
avoidance of the sound sources by
bowheads, and the protective measures
incorporated in this IHA, NMFS does
not expect any hearing damage to result
from this seismic survey.
Comment 35: In the proposed IHA on
page 27688, column 2, 3rd paragraph:
‘‘Moreover, bowheads avoid an area
many kilometers in radius around
ongoing seismic operations, precluding
any possibility of hearing damage.’’ This
statement is not valid.
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Response: NMFS amended the text
and removed the words ‘‘precluding any
possibility’’ and replaced it with
‘‘making hearing damage highly
unlikely’’.
Comment 36: In the proposed IHA on
page 27688, column 2, 3rd paragraph: If
bowheads or other marine mammals are
involved in feeding or other vitally
important functions, they may not move
away from seismic operations,
potentially resulting in physical harm.
Response: This is true; however,
NMFS anticipates that bowheads
involved in feeding will be detected by
the additional protective measures
required in the IHA and that the
extended shut-down zones will
minimize effects on any marine
mammals engaged in these activities.
Comment 37: In the proposed IHA on
page 27688, Column 3, 1st paragraph:
We wish to emphasize, once again, that
there has been very little study on the
chronic effects of seismic disturbance
on marine mammals. This includes
disruption of cow/calf pairs (leading to
increased neonatal mortality) and
displacement of whales (and other
marine mammals) from migratory routes
or preferred feeding areas (possibly
resulting in suboptimal body condition).
Response: NMFS acknowledges that
there has been little study of these
specific effects , and that is why we
have not specifically addressed these
issues in this FR Notice. However,
NMFS has included of a summary of
potential physiological effects,
including stress.
Comment 38: In the proposed IHA on
page 27689, center column: NMFS cites
Miller et al., (1999) to assert that when
the issue of bowhead deflection due to
seismic activity was studied, though
very few bowheads approached a
seismic operation within 20 km (6.5 mi),
the few bowheads sighted within that
area ‘‘returned to normal’’ within 12 to
24 hours after airgun operations ended.
This paragraph refers to observations
made by Miller et al., in Richardson et
al. (1999). The study suggested that
bowheads reoccupy a previously active
seismic area within 12 to 24 hours of
cessation of seismic activity. This
paragraph overstates the conclusions in
Richardson et al. (1999). First,
Richardson et al. stated that their
analysis of reoccupation was
preliminary but MMS does not treat it
as such in the PEA. Secondly, the
number of observations within a 20 km
(6.5 mi) zone around the previously
active seismic activity was small (only
13 whales were observed between zero
and 96 hours after seismic activity).
This small sample size means that the
statistical power (i.e. ability) to detect a
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difference is low. Second, the data
could reasonably be interpreted in other
ways, such as: (1) the overall results
(over the entire survey period, 0 to 96
hours after seismic activity, the density
of whales in the 0 to 20 km zone was
lower than the density in the 20 to 80
km (6.5 to 26 mi) zone, p<0.001
indicated that whales did not reoccupy
the active seismic zone even after 96
hours, but there were no data collected
beyond 96 hours, so the reoccupation
might have taken longer than 96 hours;
or (2) the whales immediately
reoccupied the active zone because the
multiple comparison tests (binomial
tests) did not show a difference in
density of whales between the zones in
the category of 1 to 12 hours after
seismic. These two wildly different
interpretations provide evidence that
the analysis was preliminary and the
sample size too small to adequately test
the question of reoccupation.
Response: NMFS acknowledges the
commenter’s alternate interpretation of
the Miller study. NMFS presented this
study as one of several pieces of
information that relate to this topic.
Though the commenter has presented
alternate interpretations, the
information is not such that it will affect
NMFS’ findings.
Comment 39: In the proposed IHA on
page 27690, column 2, 2nd paragraph:
NMFS recommends the 160–dB isopleth
as the level to estimate the numbers of
marine mammals taken by level B
harassment. This level is inappropriate.
Data exist to show that bowheads are
essentially excluded from areas with
seismic sounds to levels below 120 dB
(Richardson et al., 1999). The 120 dB
level is the appropriate level to use. If
bowheads or other marine mammals are
involved in feeding or other vitally
important functions, they may not move
away from seismic operations
potentially resulting in physical harm.
Response: Bowhead whales have been
shown to avoid areas ensonified to
above 120 dB. Though this deflection
could potentially affect the success of
the subsistence hunt of this species,
NMFS does not believe that this effect
rises to the level of MMPA harassment.
Based on the work of Malme et al.,
NMFS believes that 160 dB is the
appropriate threshold for Level B
Harassment. NMFS does not believe that
seismic surveys will result in physical
harm to whales at levels lower than 180
dB and the mitigation measures require
that Conoco cease operating seismic if
an animal approaches this close.
Additionally, this IHA includes
additional mitigation measures that
require a powerdown (or avoidance)
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when aggregations of feeding mysticetes
are found within the 160–dB isopleth.
Comment 40: In the proposed IHA on
page 27690, column 3, 1st paragraph:
These sound level output radii are
highly dependent on the environment.
The uncertainty of these figures should
be noted. Factors (such as ice cover or
permafrost) may alter these radii
significantly. Why will the 1.5 factor not
be used in take estimations?
Response: NMFS has noted
previously that sound level output radii
are dependent on the environment,
which is why this IHA requires that
Conoco field-verify the radii prior to
conducting the surveys. For the take
estimates, Conoco contracted with Jasco,
which ran a model that incorporates the
physical characteristics of the area
where seismic surveys will be
conducted. NMFS believes that this is
an appropriate model to use to estimate
take (and, as discussed later in this
document, the model probably
overestimates take as the estimates do
not consider avoidance and mitigation).
The 1.5 safety radii correction factor is
an extra protective measure NMFS
added only to be used prior to the fieldverification. We do not believe it is
appropriate to adjust the take estimates
based on this precaution.
Comment 41: In the proposed IHA on
page 27690, column 3, 1st paragraph:
Will the M/V Patriot be towing a passive
array for additional acoustic data
collection? We strongly support the use
of a towed passive acoustic array for
monitoring marine mammals.
Conducting aerial surveys in
conjunction with the passive acoustic
monitoring would be more appropriate
and effective than either technique
alone. Use of acoustic monitoring
should routinely be required for seismic
exploration in these areas and can only
add to the information being gathered
about marine mammals.Response: The
mitigation and monitoring required by
this IHA, which includes both an aerial
component and a passive acoustic
component, is discussed in detail in
subsequent sections of this notice.
Comment 42: In the proposed IHA on
page 27691, first column: the estimate of
take by harassment is calculated by
multiplying the estimated densities per
km2 of bowhead whales within the
proposed survey area by the width of
the 160 dB safety radii (4,590 m (15059
ft)) over the length of Conoco’s
estimated trackline. However, it is
unclear how the estimated densities are
calculated. This is important because
the estimated take is very sensitive to
the estimated density used in the
formula. Also, there is no information
provided on the time period for which
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the estimated density figure was
measured, nor during which season.
These two factors are highly variable
and would greatly influence the
estimated density figure. Finally, it is
important to note that if the migration
path is concentrated in the seismic
exploration area, then the number of
takes could be an order of magnitude
higher than .0064 per km2. This is
significant because NMFS has
predicated its preliminary decision to
authorize the harassment on its
conclusion that ‘‘the number of
potential harassment takings is
estimated to be relatively small in light
of the population size.’’ See page 27695
of the proposed IHA.
Response: The density estimates for
bowhead whales are based on Moore et
al. (2000), who reported the densities of
belugas, bowheads, and gray whales
during summer in the Beaufort and
Chukchi Seas. Additionally, even if the
seismic activities are in the middle of
the migration, NMFS believes many
whales will avoid the sound source
(which equates to avoiding take for
some animals), and the successful
implementation of the mitigation
measures will also decrease the amount
of take.
Comment 43: In the proposed IHA on
page 27691, column 1, 1st paragraph:
There is no way of knowing that only
level B harassment will occur,
especially in pinnipeds. The lack of data
on this subject precludes making this
conclusion.
Response: There is no way of
absolutely ensuring that Level A
Harassment will not occur as a result of
this action, however, for the reasons
stated in the above-referenced section
and throughout the FR notice
(mitigation, avoidance of whales, etc.)
NMFS believes that it is very unlikely
that Level A Harassment will result and,
therefore, NMFS is not authorizing
Level A Harassment. If any take of
marine mammals that is not authorized
occurs, Conoco is required to alert
NMFS within 24 hours and the
authorization may be modified,
suspended, or revoked.
Comment 44: In the proposed IHA on
page 27691, column 3, 1st paragraph:
Please produce a citation for your
statement that ‘‘zooplankton consumed
by mysticetes would only respond to a
seismic impulse very close to the
source.’’ Recent work in invertebrates
has shown that this may not be the case,
and it is not only prey number that is
a concern, but also prey distribution.
Impacts from seismic on the distribution
of prey species have been found. If (for
example) krill distribution is affected,
distributing them in a different area of
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the water column or breaking up their
distribution (thereby making them a less
concentrated resource), bowheads are
likely to be impacted. This is yet
another example of the data gap related
to the proposed seismic exploration.
Response: NMFS could not find the
citation and has removed the sentence
from the text. However, the commenter
did not provide a citation for the
information it presented above, either,
and therefore, no specific viewpoint
regarding the potential effects of seismic
on zooplankton is presented.
Comment 45: In the proposed IHA on
page 27691: Potential Effects on
Subsistence Use of Marine Mammals.
There is a statement that Point Hope
and Wainwright hunt only during the
spring migration. In fact, Point Hope
and Wainwright plan to undertake fall
whaling beginning in 2006 due to
changes in Arctic weather and sea ice
conditions.
Response: NMFS has corrected the
text per the AEWC’s suggestion.
Comment 46: In the proposed IHA on
page 27692, column 1, 2nd paragraph: It
is important to note that even if direct
conflicts with hunting times are
avoided, bowheads may still be
impacted in ways that will adversely
affect the hunt. Examples of this include
(but are not limited to): disruption of
cow/calf pairs (leading to increased
neonatal mortality) and displacement of
whales (and other marine mammals)
from migratory routes or preferred
feeding areas (possibly resulting in
suboptimal body condition).
Response: NMFS notes the lack of
direct evidence to support the thought
that seismic surveys will result in
effects on subsistence hunting through
the mechanisms discussed above.
However, because of the uncertainty
surrounding the issue, NMFS has
incorporated additional mitigation
(including enlarged safety zones, see
below) to address the AEWC’s concerns.
Comment 47: In the proposed IHA on
page 27693, column 2, bullet 3:
Bowhead whales are known to hold
their breath for 45–60 minutes at a time
(H. Brower, pers. comm.). Thus, 30
minutes is not a sufficient waiting time
with respect to this species.
Response: Seismic vessels are moving
continuously (because of long towed
array) and NMFS believes that unless
the animal submerges and follows at the
speed of the vessel (highly unlikely), the
vessel will be far beyond the length of
the safety radii within 30 minutes, and
therefore it will be safe to start the
airguns again.
Comment 48: In the proposed IHA on
page 27693, column 3, 2nd paragraph:
Night vision goggle devices have proven
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ineffective for nighttime monitoring of
marine mammals in other instances. It
is unlikely that these will be of use in
visualizing the entire exclusion zone,
especially if it is not set at the180 dB
isopleth.
Response: NMFS is aware that night
vision goggles are not 100 percent
effective. However, the airguns will be
ramped up, the animals are likely to
avoid the ongoing sound, and the
goggles are effective to a certain degree.
NMFS believes that Conoco will be able
to effectively monitor out to the 180 dB
isopleth.
Comment 49: In the proposed IHA on
page 27695, column 2, paragraph 1: The
statement ‘‘ no known rookeries, mating
grounds, areas of concentrated feeding
or other areas of special significance for
marine mammals are known to occur
within or near the planned areas of
operations ‘‘ is incorrect. The western
Beaufort Sea supports concentrations of
feeding bowhead whales. Also, the
Chukchi Sea area represents a ‘‘black
box’’ with respect to data on marine
mammal usage in general, and for
bowhead whales in particular, but
several sensitive life stages occur there
for bowheads, belugas, ice seals and
walrus for calving, nursing, mating and
feeding. For instance, bowhead mothercalf pairs occur there in spring, as well
as the feeding of adults and sub-adults.
Response: NMFS has amended this
statement to indicate that an important
migration pathway is present here.
Though mother/calf pairs of bowheads
swim through the area and other species
do feed in aggregations in the broad
area, NMFS stands by its assertion that
‘‘no known rookeries, mating grounds,
areas of concentrated feeding, or other
areas of special significance for marine
mammals are known to occur within or
near the planned areas of operations
during the season of operations.≥
Comment 50: In the proposed IHA on
page 27695: Potential Impacts on
Subsistence Uses of Marine Mammals.
NMFS predicates its preliminary
decision that the proposed seismic
activity will not have an unmitigable
adverse impact on the subsistence uses
of bowhead whales on the timing of the
activities, as well as the existence of a
CAA between Conoco and the AEWC.
We urge NMFS to use caution in relying
too heavily on the CAA as a mitigation
tool when the proposed activity
involves several concurrent operations
in what could be a concentrated area of
the Arctic. Without knowledge of either
where the individual seismic vessels
will be located and in consideration of
how little is actually known of bowhead
distribution and abundance in the
Chukchi Sea, the CAA is in fact limited
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as a mitigation tool. It can only
accomplish so much to protect the fall
hunt in Barrow because the success of
that hunt will depend not only on the
effects of multiple seismic operations in
the Chukchi Sea, but also potentially
adverse effects from Shell’s Beaufort Sea
seismic operations, seismic operations
in the Canadian Beaufort Sea, barging
operations attendant to oil and gas
development, and production
operations at the Northstar facility.
Response: While sympathetic to the
concern of increasing industrialization
of the Arctic Ocean and resultant
impacts on the subsistence lifestyle of
its inhabitants, section 101(a)(5)(D)(i)
limits NMFS’ authority for making its
determination regarding impacts on
availability of marine mammals for
subsistence uses to the specific activity
itself. As a result, NMFS works
cooperatively with the AEWC to ensure
that activities that might result in
marine mammal harassment and have a
potential impact on availability for
subsistence uses have an authorization
under the MMPA and that the applicant
enters into discussions with the AEWC
regarding a CAA. However, under
NEPA, NMFS and MMS are required to
look at cumulative effects and, as a
result of this analysis we have
incorporated additional mitigation
measures (research monitoring,
expanded safety zones, etc., see below)
to address these larger scale concerns.
Mitigation and Monitoring
Three categories of mitigation and
monitoring measures are required by the
IHA and discussed in the following
sections. In the first subsection, the
mitigation and monitoring measures
proposed by Conoco in their application
are discussed. In the second subsection,
NMFS discusses an additional set of
mitigation measures that are intended to
ensure that NMFS’ can adopt MMS’
PEA and subsequently issue a Finding
of No Significant Impact. The third
subsection refers to an additional
comprehensive monitoring plan that
Conoco, Shell, and GXT have agreed to
implement, which is intended to further
reduce impacts to the subsistence hunt
and help fill some of the marine
mammal data gaps in the Chukchi Sea.
Mitigation and Monitoring Measures in
Conoco’s Application
Mitigation
Conoco’s proposed mitigation
measures include (1) speed or course
alteration, provided that doing so will
not compromise operational safety
requirements, (2) power-or shutdown
procedures for the 180–dB safety zone,
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(3) no start up of airgun operations
unless the full 180–dB safety zone is
visible for at least 30 minutes during
day or night, (4) ramp-up procedures,
and (5) seasonal restrictions near certain
whaling villages and communication
with whalers to ensure minimization of
effects on subsistence hunt pursuant to
the CAA. Details regarding these
measures are provided below:
Speed or Course Alteration: If a
marine mammal is detected outside the
safety radius and, based on its position
and the relative motion, is likely to
enter the safety radius, the vessel’s
speed and/or direct course may, when
practical and safe, be changed in a way
that avoids the marine mammal and also
minimizes the effect on the seismic
program. The marine mammal activities
and movements relative to the seismic
vessel will be closely monitored to
ensure that the marine mammal does
not approach within the safety radius. If
the mammal appears likely to enter the
safety radius, further mitigative actions
will be taken, i.e., either further course
alterations or power down or shut down
of the airgun(s).
Power-down Procedures: A power
down involves decreasing the number of
airguns in use such that the radius of
the 180–dB (or 190–dB) zone is
decreased to the extent that marine
mammals are not in the safety zone. A
power down may also occur when the
vessel is moving from one seismic line
to another. During a power down, one
airgun is operated. The continued
operation of one airgun is intended to
alert marine mammals to the presence of
the seismic vessel in the area. In
contrast, a shut down occurs when all
airgun activity is suspended. If a marine
mammal is detected outside the safety
radius but is likely to enter the safety
radius, and if the vessel’s speed and/or
course cannot be changed to avoid
having the mammal enter the safety
radius, the airguns may (as an
alternative to a complete shut down) be
powered down before the mammal is
within the safety radius. Likewise, if a
mammal is already within the safety
zone when first detected, the airguns
will be powered down if doing so leaves
the animals outside of the new safety
radii around the airguns still operating,
else they will be shut down. Following
a power down, airgun activity will not
resume until the marine mammal has
cleared the safety zone. The animal will
be considered to have cleared the safety
zone if it:
• Is visually observed by marine
mammal observers (MMOs) to have left
the safety zone, or
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• Has not been seen within the zone
for 15 min in the case of pinnipeds or
belugas, or
• Has not been seen within the zone
for 30 min in the case of bowhead, gray,
or killer whales.
Shut-down Procedures: The operating
airgun(s) will be shut down completely
if a marine mammal approaches or
enters the safety radius and a power
down will not succeed in removing the
animal from within the 180 dB isopleth.
The operating airgun(s) will also be shut
down completely if a marine mammal
approaches or enters the estimated
safety radius of the source that would be
used during a power down. The
shutdown procedure should be
accomplished within several seconds (of
a ‘‘one shot’’ period) of the
determination that a marine mammal is
within or about to enter the safety zone.
Airgun activity will not resume until the
marine mammal has cleared the safety
radius. The animal will be considered to
have cleared the safety radius if it is
visually observed to have left the safety
radius, or if it has not been seen within
the radius for 15 minutes (beluga and
seals) or 30 minutes (bowhead, gray,
and killer whales).
Ramp-up Procedures: A ‘‘ramp up’’
procedure will be followed when the
airgun array begins operating after a
specified-duration period without
airgun operations. Under normal
operation conditions (4–5 knots (7.4–9.2
km/hr)) a ramp-up would be required
after a ‘‘no shooting’’ period lasting 2
minutes or longer. NMFS normally
requires that the rate of ramp up be no
more than 6 dB per 5 minute period.
The specified period depends on the
speed of the source vessel and the size
of the airgun array that is being used.
Ramp up will begin with the smallest
gun in the array that is being used for
all subsets of the array. Guns will be
added in a sequence such that the
source level in the array will increase at
a rate no greater than 6 dB per 5–
minutes, which is the normal rate of
ramp up for larger airgun arrays. During
the ramp up (i.e., when only one airgun
is operating), the safety zone for the full
16–airgun system will be maintained.
If the complete safety radius has not
been visible for at least 30 minutes prior
to the start of operations in daylight or
nighttime, ramp-up will not commence
unless one gun has been operating
during the interruption of seismic
survey operations. This means that it
will not be permissible to ramp up the
source from a complete shut down in
thick fog or at other times when the full
safety zone is not visible (i.e.,
sometimes at night). If the entire safety
radius is visible using vessel lights and/
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or Night Vision Devices (NVDs) (as may
be possible under moonlit and calm
conditions), then start up of the airguns
from a shut down may occur at night.
If one airgun has operated during a
power-down period, ramp up to full
power will be permissible at night or in
poor visibility, on the assumption that
marine mammals will be alerted to the
approaching seismic vessel by the
sounds from the single airgun and could
move away if they choose. Ramp-up of
the airguns will not be initiated if a
marine mammal is sighted within or
near the applicable safety radii during
the day or a night. For operations in the
Chukchi during summer and autumn
months, there will be enough daylight to
monitor beyond a 12–hour cycle.
Seasonal Restrictions: Once fall
bowhead whaling starts, seismic
operators (and others) will take all
reasonable steps to avoid adverse effects
on the bowhead whale subsistence hunt
and on the behavior of migrating
bowhead whales. If alerted to an adverse
effect, the operators will promptly
reduce the level and volume of
geophysical operations and if such
adverse effects continue, operators
should promptly move operations to an
area where seismic operations are
feasible and consistent with the CAA. If
adverse effects continue and
negotiations are unsuccessful, the
seismic operations are to cease in the
area of the reported adverse effect until
the affected village has completed its
bowhead whale hunting for 2006.
If requested, post-season meetings
will also be held to assess the
effectiveness of the 2006 CAA, to
address how well conflicts (if any) were
resolved; and to receive
recommendations on any changes (if
any) might be needed in the
implementation of future CAAs.
Monitoring
Vessel-based observers will monitor
marine mammals near the seismic
vessel during: (1) all daytime hours; (2)
30 minutes before all start ups (day or
night), and (3) at night when marine
mammals are suspected (based on
observations of the bridge crew) of
either approaching or being within the
safety radii. When feasible, observations
will also be made during daytime
periods during transits and other
operations when guns are inactive.
During seismic operations observers
will be based aboard the vessel. Marine
mammal observers (MMOs) will be
hired by Conoco, with NMFS approval.
One resident from the NSB, preferably
from Point Hope, Point Lay,
Wainwright, or Barrow, who is
knowledgeable about marine mammals
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of the project area will be included in
the MMO team aboard the vessel.
Observers will follow a schedule so at
least two observers will simultaneously
monitor marine mammals near the
seismic vessel during ongoing daytime
operations and nighttime start ups of the
airgun. Use of two simultaneous
observers will increase the proportion of
the animals present detected near the
source vessel. MMO(s) will normally be
on duty in shifts no longer than 4 hours.
The vessel crew will also be instructed
to assist in detecting marine mammals
and implementing mitigation
requirements (if practical). Before the
start of the seismic survey the crew will
be given additional instruction on how
to do so.
The vessel is a suitable platform for
marine mammal observations. When
stationed on the flying bridge, the eye
level will be approximately 10 m (32.8
ft) above sea level, and the observer will
have an unobstructed view around the
entire vessel. If surveying from the
bridge, the observer’s eye level will be
about 10 m (32.8 ft) above sea level and
approx. 25 of the view will be partially
obstructed directly to the stern by the
stack. During daytime, the MMO(s) will
scan the area around the vessel
systematically with reticle binoculars
(e.g., 7 50 Bushnell or equivalent) and
with the naked eye. Laser range finders
(Leica LRF 1200 laser rangefinder or
equivalent) will be available to assist
with distance estimation. They are
useful in training observers to estimate
distances visually, but are generally not
useful in measuring distances to
animals directly. During darkness,
NVDs will be available (ITT F500 Series
Generation 3 binocular-image intensifier
or equivalent), if and when required.
MMOs will collect the following data
during their watch:
(1) Marine mammals - species,
number, age/size/gender, behavior,
movement, distance and bearing from
ship, point of closest approach;
(2) Ship - location, heading, speed,
seismic state, time, other ships; and
(3) Environment - sea state, ice cover,
visibility, glare.
All observations and airgun shut
downs will be recorded in a
standardized format. Data will be
entered into a custom database using a
notebook computer. The accuracy of the
data entry will be verified by
computerized validity data checks as
the data are entered and by subsequent
manual checking of the database. These
procedures will allow initial summaries
of data to be prepared during and
shortly after the field program, and will
facilitate transfer of the data to
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statistical, graphical, or other programs
for further processing and archiving.
Results from the vessel-based
observations will provide:
(1) The basis for real-time mitigation
(airgun shut-down and power-down).
(2) Information needed to estimate the
number of marine mammals potentially
taken by harassment, which must be
reported to NMFS.
(3) Data on the occurrence,
distribution, and activities of marine
mammals in the area where the seismic
study is conducted.
(4) Information to compare the
distance and distribution of marine
mammals relative to the source vessel at
times with and without seismic activity.
(5) Data on the behavior and
movement patterns of marine mammals
seen at times with and without seismic
activity.
Additional Mitigation and Monitoring
Measures Required by NMFS
Chase Boat Monitoring of 160–dB
Isopleth
In addition to MMOs onboard the
seismic vessels, Conoco will also have
MMOs onboard a ‘‘chase boat’’ or
‘‘guard boat’’. During seismic
operations, a chase boat remains very
near to the stern of the source vessel
anytime a member of the source vessel
crew is on the back deck deploying or
retrieving equipment related to the
seismic array. Once the seismic array is
deployed the chase boat then serves to
keep other vessels away from the
seismic vessel and its array (including
the hydrophone streamer) during
production of seismic data and provide
additional emergency response
capabilities. Whenever source vessel
members are not working on the back
deck and radar indicates no vessels
approaching the source vessel, the chase
boat will conduct observations of the
area delineated by the 160–dB isopleth
to look for bowhead and gray whale
aggregations.
Conoco’s chase boat will have MMOs
onboard to collect marine mammal
observations. The observations collected
will likely be limited in scope due to the
typical operating location of the chase
boats (described previously). However,
the observers aboard the chase boat will
provide additional observations on the
water to document any marine
mammals in the vicinity of seismic
operations. MMOs on the chase boat
will be able to contact the seismic vessel
if marine mammals are sited. To
maximize the amount of time during the
day that an observer is on duty,
observers aboard the chase boat will
rarely work at the same time. As on the
source vessel, shifts will be limited to 4
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43129
hours in length and 12 hours total in a
24–hour period.
Aerial Monitoring of 120–dB Isopleth
Based on the PEA, NMFS has
determined that in order to make a
Finding of No Significant Impact under
NEPA regulations, Conoco must
conduct aerial monitoring in the
Chukchi Sea after September 25, once
research vessel monitoring has detected
5 or more cow/calf pairs during a vessel
transit (see Research Monitoring) or
once bowhead whale hunters have
determined that cow/calf pairs are
passing Barrow AK in significant
numbers (a ‘‘pulse’’ of cow/calf pairs,
verified by the AEWC), whichever is
sooner. Once initiated, aerial monitoring
will take place daily (weather
permitting), whenever Conoco’s seismic
vessel is conducting seismic surveys
and is operating within an area of the
Chukchi Sea that can be covered safely
and practically. The primary objectives
of the offshore aerial surveys will be to
(1) document the occurrence,
distribution, and movements of
bowhead and gray whales, and other
marine mammals in and near the area
where they might be affected by the
seismic sounds and (2) detect bowhead
whale cow/calf pairs in or near the area
ensonified to a 120–dB SPL near the
seismic survey vessel.
Mitigation Associated With 120– and
160–dB Safety Radii
NMFS notes that the additional
mitigation measures described here are
project-specific. They do not establish
NMFS policy applicable to other
projects or other locations. These
mitigation measures apply exclusively
to the Chukchi and Beaufort seas and
seismic survey activities conducted
there during the 2006 open water
season. These measures have been
developed based upon available data
specific to the project areas and times.
NMFS and MMS intend to gather and
receive additional information from all
sources, including industry, nongovernmental organizations, Alaska
Natives and other federal and state
agencies. MMS and NMFS anticipate
that mitigation measures applicable to
future seismic and other activities will
change and evolve based on newlyacquired data.
160–dB Feeding Aggregation
Shutdown: Whenever the support
‘‘chase’’ vessel monitoring program
described in the monitoring section
above detects an aggregation of 12 or
more non-migratory balaenopterid
whales (bowhead or gray whales) within
an acoustically verified 160–dB rms
zone ahead of, or perpendicular to, the
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seismic vessel track, Conoco must: (a)
Immediately power-down the seismic
airgun array and/or other acoustic
sources to ensure that sound pressure
levels at the shortest distance to the
aggregation do not exceed 160 dB rms;
and (b) Refrain from powering up the
seismic airgun array until biological
observers on board the support ‘‘chase’’
vessel(s) or survey aircraft confirm that
no balaenopterid aggregations have been
detected within the 160–dB zone based
upon ship course, direction and
distance from last sighting and the last
aggregation sighting.
120–dB Bowhead Cow/Calf
Shutdown: Whenever the aerial
monitoring program described in the
Monitoring section above detects 4 or
more bowhead whale cow/calf pairs
within an acoustically-verified 120–dB
monitoring zone, Conoco must: (a)
Immediately power-down or shut-down
the seismic airgun array and/or other
acoustic sources to ensure that sound
pressure levels are reduced by at least
50 percent; and (b) Refrain from
ramping up the seismic airgun array
until two consecutive aerial or support
vessel surveys confirm that there are no
more than 3 bowhead cow/calf pairs
within the area to be seismically
surveyed within the next 24 hours.
Passive Acoustic Optional 120–dB
Shutdown: If an aerial monitoring
program cannot be implemented due to
human safety concerns, and vessel
surveys are used to monitor the 120–dB
monitoring zone instead, a dedicated
passive acoustic monitoring program
capable of locating the position of the
vocalization must be employed and
monitored at all times that seismic is
operating on the vessel. If the passive
acoustic system detects one or more
bowhead vocalizations within the 120–
dB zone, the holder of this
Authorization must: (a) Immediately
shut-down the seismic airgun array and/
or other acoustic sources; and (b) not
proceed with ramping up the seismic
airgun array until the passive acoustic
monitoring program confirms that
bowhead whales are not within the
eastern portion of the 120–dB zone
ahead of the ship’s trackline over the
next 24 hours.
Additional Comprehensive Monitoring
Plan
On April 19–20, 2006, NMFS held a
scientific open-water seismic meeting in
Anchorage, AK to discuss appropriate
mitigation and monitoring measures for
Arctic Ocean seismic activities in 2006.
The workshop participants
recommended several monitoring
measures to increase our knowledge of
marine mammal distribution and
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abundance in the Chukchi Sea. These
included use of passive acoustics, either
towed from a vessel or set out in a series
of arrays along the Chukchi Sea coast.
Conoco has agreed to participate in a
joint monitoring plan with Shell and
GXT, the two other companies
conducting surveys semi-concurrently
with Conoco. The details of the plan
have been reviewed by NMFS staff, NSB
biologists, and representatives of the
AEWC. The major components of the
plan are summarized below, however,
some of the finer details of the plan are
still being discussed and may still be
modified. The Comprehensive
Monitoring Plan may be viewed at:
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm#iha.
Aerial Surveys
Shell, CPA and GXT will conduct a
joint aerial survey of coastal areas
approximately 20 miles offshore
between Point Hope and Point Barrow
to collect data and report on the
distribution, numbers, orientation and
behavior of marine mammals,
particularly beluga whales, near
traditional hunting areas in the eastern
Chukchi Sea. This aerial survey will
begin in early July and will continue
until mid-November or until all seismic
operations in the Chukchi Sea are
completed, whichever comes first.
Weather and equipment permitting,
aerial surveys will be conducted twice
per week during this time period.
Transects will be flown in a saw-toothed
pattern extending from Point Barrow to
Point Hope. This design will permit
completion of the survey in one day and
will provide representative coverage of
the nearshore area from the mainland or
outer barrier island shore to 20 nm (37
km) offshore. This includes waters
where belugas would be available to
subsistence hunters. Survey altitude
will be at least 305 m (1000 ft) with an
average survey speed of 100–120 knots
(185–222 km/hr). Coordination will be
undertaken with coastal villages to
avoid disturbance of the beluga whale
subsistence hunt. Three MMOs will be
aboard the aircraft during key beluga
hunting periods. When large
concentrations of belugas are
encountered during the saw-toothed
pattern surveys or during return (direct)
flights, the survey will be interrupted to
photograph the groups in order to obtain
counts of the number of belugas present.
Detailed information on this survey can
be found in LGL (2006).
Dedicated Vessel-Based Marine
Mammal Surveys
Shell, CPA and GXT will sponsor a
dedicated vessel-based marine mammal
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survey to collect systematic visual data
and acoustic information on the
distribution and abundance of marine
mammals in the Chukchi Sea during the
2006 open water season. The MV
Torsvik (or another vessel, depending
upon its capability to tow the passive
acoustic array) will be used for these
surveys. Visual observations will be
made by two teams of three observers
each following standard marine
mammal ship survey line transect
procedures. Acoustic data will be
collected using a towed hydrophone
passive acoustic monitoring (PAM)
equipment. The PAM will be monitored
in real time by an acoustics technician
and continuous recordings will be made
during all on-effort periods.
Three dedicated marine mammal
surveys will be conducted during the
course of the open-water period. During
each of these dedicated surveys, a
systematic survey route composed of
ten, 50 nm (92 km) line transects (in a
saw-toothed pattern) will be run by the
vessel (weather, ice and logistics
permitting). The transect line has been
designed to be covered in approximately
3 days of surveying. The start of the
survey route will be randomly selected
from within a 10 nm (19 km) area and
the entire survey line shifted based on
that start location. The survey route has
been designed to cover a large portion
of the Outer Continental Shelf (OCS)
Chukchi Sea lease sale area and remain
in waters of similar depths. The three
surveys are scheduled to occur in early
July, mid-August, and mid-October. By
repeating nearly the same route during
each survey, seasonal differences in
sighting rates and densities may be more
readily detected. In addition to
dedicated marine mammal surveys,
whenever Shell, Conoco and/or GXT’s
seismic vessel is conducting surveys in
an area too distant for safe aerial surveys
during the fall bowhead migration in the
fall, the M/V Torsvik (or another similar
vessel) will undertake surveys to look
for bowhead cow/calf pairs within the
upcurrent portion of the area delineated
by the 120 dB isopleth of the vessel’s
seismic array (see Mitigation).
Passive Acoustic Monitoring
A towed hydrophone array will be
used to monitor for vocalizing marine
mammals during the dedicated marine
mammal surveys. The array will contain
two hydrophone elements designed to
receive sounds in approximately the
100–Hz to 45–kHz range. This range
covers the frequency of calls known to
be produced by cetaceans and
pinnipeds likely to be encountered in
the Chukchi Sea during the open-water
season (gray and bowhead whales
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ranging from 100 Hz–4 kHz; beluga
whales ranging up to approximately 10
kHz; pinnipeds ranging up to 5 kHz).
The hydrophone array will be
monitored during all daylight hours
during the research portion of the
survey and day and night during the
mitigation phase (as mentioned above
and later in this document). One
bioacoustician will be required during
the research phase and two or more
during the mitigation phase if seismic
vessels operate outside the zone for safe
and effective aerial monitoring.
Information on operations of the PAM
can be found in LGL’s Marine Mammal
Monitoring, Mitigation, and
Investigatory Plan (2006).
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Acoustic Net Array
In addition to using PAM onboard the
dedicated research vessel, an acoustic
‘‘net’’ array has been designed and will
be deployed along the Chukchi Sea
coast to collect information on the
occurrence and distribution of beluga,
and possibly bowhead whales that may
be available to subsistence hunters near
coastal villages. A suite of autonomous
seafloor recorders (pop-ups) will be
deployed by the industry to collect
acoustic data from strategically situated
sites in the Chukchi Sea. The basic plan
will be to deploy horizontal line arrays
(HLA) of pop-ups in four areas from
approximately Pt. Hope to the western
Beaufort Sea east of Barrow, Alaska.
Each of the four HLAs will contain 4
pop-ups separated by approximately 6–
8 nm (11–15 km) so as to have an endto-end length of approximately 18–24
nm (33–44 km) thus forming an inshoreto-offshore ‘‘net.’’ An additional 4 popups will be deployed at sites about 50–
75 nm (92–139 km) offshore. The
specific geometries and placements of
the arrays are primarily driven by the
objectives of (1) detecting the
occurrence and approximate offshore
distributions of beluga and possibly
bowhead whales during the July to midAugust period and primarily bowhead
whales during the mid-August to late
October period, (2) measuring ambient
noise, and (3) measuring received levels
of seismic survey activities. Timing of
deployment, number of pop-ups, and
final positions will be subject to
equipment availability, weather and ice
conditions, and consultation with local
villages so as to not interfere with
subsistence hunting or fishing activities.
Reporting
Conoco will submit a report to NMFS
approximately 90 days after completion
of the 2006 season. The 90–day report
will: (1) present the results of the 2006
shipboard marine mammal monitoring;
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(2) estimate exposure of marine
mammals to industry sounds; (3)
provide data on marine mammal
sightings (e.g., species, numbers,
locations, age/size/gender,
environmental correlates); (4) analyze
the effects of seismic operations (e.g., on
sighting rates, sighting distances,
behaviors, movement patterns); (5)
provide summaries of power downs,
shut downs, and ramp up delays; (6)
provide an analysis of factors
influencing detectability of marine
mammals; (7) provide summaries on
communications with hunters and
potential effects on subsistence
activities; and (8) present the results of
the field verification of the safety radii.
Following the 2006 open water
season, Conoco, Shell, and GXT will
submit a single comprehensive report
describing the acoustic, vessel-based,
and aerial monitoring programs for all
industrial seismic programs covered by
IHAs will be prepared. This
comprehensive report will describe the
methods, results, conclusions and
limitations of each of the individual
data sets in detail. The report will also
integrate (to the extent possible) the
studies into a broad based assessment of
industry activities and their impacts on
marine mammals in the Chukchi Sea
during 2006. The report will help to
establish long term data sets that can
assist with the evaluation of changes in
the Chukchi Sea ecosystem. The report
will also incorporate studies being
conducted in the Beaufort Sea and will
attempt to provide a regional synthesis
of available data on industry activity in
offshore areas of northern Alaska that
may influence marine mammal density,
distribution and behavior.
This comprehensive report will
consider data from many different
sources including two relatively
different types of aerial surveys; several
types of acoustic systems for data
collection (net array, PAM, and Ocean
Bottom Hydrophone systems), and
vessel based observations. Collection of
comparable data across the wide array
of programs will help with the synthesis
of information. However, interpretation
of broad patterns in data from a single
year is inherently limited. Many of the
2006 data will be used to assess the
efficacy of the various data collection
methods and to help establish protocols
that will provide a basis for integration
of the data sets over a period of years.
Because of the complexity of this
comprehensive report, NMFS is
requiring that this report be submitted
in draft to NMFS by April 1, 2007, in
order for consideration, review and
comment at the 2007 open water
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43131
meeting prior to completion of a final
comprehensive report.
Endangered Species Act
NMFS has issued a biological opinion
regarding the effects of this action
(among others) on ESA-listed species
and critical habitat under the
jurisdiction of NMFS. That biological
opinion concluded that this action is
not likely to jeopardize the continued
existence of listed species or result in
the destruction or adverse modification
of critical habitat. A copy of the
Biological Opinion is available upon
request (see ADDRESSES).
National Environmental Policy Act
(NEPA)
The MMS prepared a Draft PEA for
the 2006 Arctic Outer Continental Shelf
(OCS) Seismic Surveys. NMFS was a
cooperating agency in the preparation of
the MMS Draft and Final PEAs. NMFS
noted that the MMS had prepared a PEA
for the 2006 Arctic seismic surveys and
made this Draft PEA available upon
request (71 FR 26055, May 3, 2006). In
accordance with NOAA Administrative
Order 216–6 (Environmental Review
Procedures for Implementing the
National Environmental Policy Act, May
20, 1999), NMFS has determined that
the MMS Final PEA contains an indepth and detailed description of the
seismic survey activities, reasonable
alternatives to the proposed action, the
affected environment, mitigation and
monitoring measures identified to
reduce impacts on the human
environment to non-significant levels,
and the potential effects of the action on
the human environment. In view of the
information presented in this document
and the analysis contained in the
supporting PEA, NMFS has determined
therefore that issuance by NMFS of an
IHA to Conoco and other companies for
conducting seismic surveys this year in
the Arctic Ocean will not significantly
impact the quality of the human
environment as described above and in
the supporting Final PEA and hereby
adopts MMS’ final PEA. Therefore, an
Environmental Impact Statement is not
necessary.
A determination of non-significance is
predicated however on full
implementation of standard mitigation
measures for preventing injury or
mortality to marine mammals, in
addition to area specific mitigation
measures, such as implementation of (1)
a 120–dB rms monitoring-safety zone for
cow/calf pairs of bowhead whales in the
Beaufort and Chukchi seas; (2) a 160–dB
rms monitoring-safety zone for
aggregations of feeding bowheads and
gray whales in the Beaufort and
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Federal Register / Vol. 71, No. 146 / Monday, July 31, 2006 / Notices
Chukchi seas; (3) seismic shut-down
criteria to protect bowhead and gray
whales when inside the 120–dB or 160–
dB monitoring-safety zones; and (4) a
joint industry cooperative program on
marine mammal research in the
Chukchi Sea. A copy of the MMS Final
PEA for this activity is available upon
request and is available online (see
ADDRESSES).
Preliminary Conclusions
Summary
Based on the information provided in
Conoco’s application and the MMS
PEA, and dependent upon the
implementation of the required
mitigation and monitoring measures,
NMFS has determined that the impact
of Conoco conducting seismic surveys
in the northeastern Chukchi Sea in 2006
will have a negligible impact on marine
mammals and that there will not be any
unmitigable adverse impacts to
subsistence communities, provided the
mitigation measures required under the
authorization are implemented and a
CAA is implemented.
sroberts on PROD1PC70 with NOTICES
Potential Impacts on Marine Mammals
NMFS has preliminarily determined
that the relatively short-term impact of
conducting seismic surveys in the U.S.
Chukchi Sea may result, at worst, in a
temporary modification in behavior by
small numbers of certain species of
marine mammals and/or low-level
physiological effects (Level B
Harassment). While behavioral and
avoidance reactions may be made by
these species in response to the
resultant noise, this behavioral change
is expected to have a negligible impact
on the affected species and stocks of
marine mammals.
While the number of potential
incidental harassment takes will depend
on the distribution and abundance of
marine mammals (which vary annually
due to variable ice conditions and other
factors) in the area of seismic
operations, the number of potential
harassment takings is estimated to be
relatively small in light of the
population size (see Table 1). NMFS
anticipates the actual take of individuals
to be lower than the numbers depicted
in the table because those numbers do
not reflect either the implementation of
the mitigation numbers or the fact that
some animals will avoid the the sound
at levels lower than those expected to
result in harassment. Additionally, for
both ringed seals and bearded seals, the
abundance estimates used to calculate
the percentages only represent part of
the population (which means the
estimated percentages are further over
VerDate Aug<31>2005
17:34 Jul 28, 2006
Jkt 208001
estimates). Further, for ringed seals, the
numbers are even lower because the
density used for the calculation did not
account for the fact that ringed seals are
much denser near the shore and ice than
they are in the open ocean where the
seismic survey is primarily being
conducted.
In addition, no take by death and/or
serious injury is anticipated, and the
potential for temporary or permanent
hearing impairment will be avoided
through the incorporation of the
required mitigation measures described
in this document. This determination is
supported by (1) the likelihood that,
given sufficient notice through slow
ship speed and ramp-up of the seismic
array, marine mammals are expected to
move away from a noise source that it
is annoying prior to its becoming
potentially injurious; (2) TTS is unlikely
until levels above 180 dB re 1 µPa are
reached; (3) the fact that injurious levels
of sound are only likely very close to the
vessel; and (4) the likelihood that
marine mammal detection ability by
trained observers is close to 100 percent
during daytime and remains high at
night close to the vessel.
Finally, aside from the migration
pathway (which has been addressed in
this document) no known rookeries,
mating grounds, areas of concentrated
feeding, or other areas of special
significance for marine mammals are
known to occur within or near the
planned areas of operations during the
season of operations.
Potential Impacts on Subsistence Uses
of Marine Mammals
NMFS believes that the seismic
activity by Conoco in the northern
Chukchi Sea in 2006 will not have an
unmitigable adverse impact on the
subsistence uses of bowhead whales and
other marine mammals. This
determination is supported by the
following: (1) Seismic activities in the
Chukchi Sea will not begin until after
July 10 by which time the spring
bowhead hunt is expected to have
ended; (2) the fall bowhead whale hunt
in the Beaufort Sea will be governed by
a CAA between Conoco and the AEWC
and village whaling captains, which
includes conditions that will
significantly reduce impacts on
subsistence uses; (4) while it is possible,
but unlikely, that accessibility to
belugas during the spring subsistence
beluga hunt could be impaired by the
survey, very little of the planned survey
is within 25 km (15.5 mi) of the Chukchi
coast, meaning the vessel will usually
be well offshore away from areas where
seismic surveys would influence beluga
hunting by communities; and (5)
PO 00000
Frm 00039
Fmt 4703
Sfmt 4703
because seals (ringed, spotted, bearded)
are hunted in nearshore waters and the
seismic survey will remain offshore of
the coastal and nearshore areas of these
seals, it should not conflict with harvest
activities.
Authorization
As a result of these preliminary
determinations, NMFS has issued an
IHA to Conoco for conducting a seismic
survey in the northern Chukchi Sea in
2006, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Dated: July 7, 2006.
James H. Lecky,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 06–6584 Filed 7–28–06; 8:45 am]
BILLING CODE 3510–22–C
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[I.D. 072606B]
Caribbean Fishery Management
Council; Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of public meetings.
AGENCY:
SUMMARY: The Caribbean Fishery
Management Council (Council) and its
Administrative Committee will hold
meetings.
DATES: The meetings will be held on
August 15–16, 2006. The Council will
convene on Tuesday, August 15, 2006,
from 9 a.m. to 5 p.m., and the
Administrative Committee will meet
from 5:15 p.m. to 6 p.m., on that same
day. The Council will reconvene on
Wednesday, August16, 2006, from 9
a.m. to 5 p.m., approximately.
ADDRESSES: The meetings will be held at
The Buccaneer Hotel, 5007 Estate
Shoys, Lt. 7, St. Croix, Christiansted,
U.S.V.I.
FOR FURTHER INFORMATION CONTACT:
Caribbean Fishery Management Council,
268 Munoz Rivera Avenue, Suite 1108,
San Juan, Puerto Rico 00918–1920,
telephone: (787) 766–5926.
SUPPLEMENTARY INFORMATION: The
Council will hold its 122nd regular
public meeting to discuss the items
contained in the following agenda:
August 15, 2006
9 a.m. – 5 p.m.
Call to Order
E:\FR\FM\31JYN1.SGM
31JYN1
Agencies
[Federal Register Volume 71, Number 146 (Monday, July 31, 2006)]
[Notices]
[Pages 43112-43132]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-6584]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[I.D. 042606H]
Small Takes of Marine Mammals Incidental to Open-water Seismic
Operations in the Chukchi Sea
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of Incidental Harassment Authorization.
-----------------------------------------------------------------------
SUMMARY: Notification is hereby given that NMFS has issued an
Incidental Harassment Authorization (IHA) to Conoco Phillips Alaska,
Inc, (Conoco) to take small numbers of marine mammals, by harassment,
incidental to conducting open-water seismic data aquisition in the
Chukchi Sea during the summer and fall of 2006.
DATES: The authorization is effective July 7, 2006, through December
31, 2006.
ADDRESSES: Copies of the IHA and the application are available by
writing to Michael Payne, Chief, Permits, Conservation, and Education
Division, Office of Protected Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver Spring, MD 20910-3225, or by
telephoning the contact listed here. A copy of the application
containing a list of references used in this document may be obtained
by writing to this address, by telephoning the contact listed here (FOR
FURTHER INFORMATION CONTACT) or online at: https://www.nmfs.noaa.gov/pr/
permits/incidental.htm. Documents cited in this notice may be viewed,
by appointment, during regular business hours, at the aforementioned
address.
FOR FURTHER INFORMATION CONTACT: Jolie Harrison, Office of Protected
Resources, NMFS, (301) 713-2289, ext 166.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region if certain findings are
made and either regulations are issued or, if the taking is limited to
harassment, a notice of a proposed authorization is provided to the
public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and that the permissible methods of
taking and requirements pertaining to the mitigation, monitoring and
reporting of such takings are set forth. NMFS has defined ``negligible
impact'' in 50 CFR 216.103 as ''...an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the United States can apply for an authorization
to incidentally take small numbers of marine mammals by harassment.
Except with respect to certain activities not pertinent here, the MMPA
defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS
review of an application followed by a 30-day public notice and comment
period on any proposed authorizations for the incidental harassment of
marine mammals. Within 45 days of the close of the comment period, NMFS
must either issue or deny issuance of the authorization.
Summary of Request
On February 2, 2006, NMFS received an application from Conoco for
the taking, by harassment, of several species of marine mammals
incidental to conducting open-water seismic data acquisition in the
Chukchi Sea from July through November, 2006. Seismic surveys such as
the one described here provide accurate data on the location, extent,
and properties of hydrocarbon
[[Page 43113]]
resources as well as information on shallow geologic hazards and
seafloor geotechnical properties to explore, develop, produce, and
transport hydrocarbons safely, economically, and in an environmentally
safe manner. This information is utilized by both the oil and gas
industry and the Minerals Management Service (MMS).
Description of the Activity
Conoco seeks an IHA for conducting open-water seismic surveys
between July 1 and November 30, 2006. The seismic vessel planned for
use is the motor vessel (MV) Patriot. Mobilization of operations will
occur in mid-July, and seismic operations are scheduled to begin in
late July. Open water seismic operations are ordinarily confined to no
more than this five-month period because of the timing of ice melt and
formation, which typically occurs during a four to five month period.
The geographic region of activity encompasses a 2500-3600 km\2\-area
(965-1390 mi\2\-area) in the northeastern Chukchi Sea. The approximate
boundaries of the region are within 158[deg]00' W. and 169[deg]00' W.
longitude and 69[deg]00' N. and 73[deg]00' N. latitude with eastern
boundary located parallel to the coast of Alaska, north of Point Hope
to Point Barrow, and ranging 40-180 km (25-112 mi) off the coast. The
nearest approximate point of the project to Point Hope is 74 km (46
mi), Point Lay 90 km (56 mi), Wainwright 40 km (25 mi), and Barrow 48
km (30 mi). Water depths are typically less than 50 m (164 ft).
Conoco anticipates a work schedule of approximately 90-100 days to
complete the planned 16,576 km (10,300 mi) of trackline, with about 30-
percent downtime due to weather, ice conditions, repairs etc. In
addition to the primary activity of the seismic vessel, there will also
be support vessels. A supply vessel and a fuel bunkering vessel will be
employed to bring supplies to the seismic vessel. The seismic crew will
most likely be changed out by helicopter and fixed-wing support may be
used to report ice conditions if necessary.
Description of Marine 3-D Seismic Data Acquisition
In the seismic method described here, reflected sound energy
produces graphic images of seafloor and sub-seafloor features. The
seismic system consists of sources and detectors, the positions of
which must be accurately measured at all times. The sound signal comes
from arrays of towed energy sources. These energy sources store
compressed air which is released on command from the towing vessel. The
released air forms a bubble which expands and contracts in a
predictable fashion, emitting sound waves as it does so. Individual
sources are configured into arrays. These arrays have an output signal
which is more desirable than that of a single bubble and also serves to
focus the sound output primarily in the downward direction which is
useful for the seismic method. This array effect also minimizes the
sound emitted in the horizontal direction.
The downward propagating sound travels to the seafloor and into the
geologic strata below the seafloor. Changes in the acoustic properties
between the various rock layers result in a portion of the sound being
reflected back toward the surface at each layer. This reflected energy
is received by detectors called hydrophones, which are housed within
submerged streamer cables (4 to 4.5-km long (2.5 to 2.8-mi long)) which
are towed behind the seismic vessel. Data from these hydrophones are
recorded to produce seismic records or profiles. Seismic profiles often
resemble geologic cross-sections along the course traveled by the
survey vessel.
Vessel and Seismic Source Specifications
The MV Patriot is owned by Western Geco. The MV Patriot has a
length of 78 m (256 ft), a beam of 17 m (56 ft), a maximum draft of 5.9
m (19.4 ft), and 3586 gross tonnage. During seismic operations, the MV
Patriot typically travels at 4-5 knots (7.4-9.2 km/hr). The MV
Patriot's average speed when not using seismic is 12 - 15 knots (22 -
28 km/hr).
The energy source for the planned activity will be air gun array
systems towed behind the vessel. There will be six to eight cables
approximately 4 km (2.5 mi) in length spaced 100 m (328 ft) apart. Each
source array consists of identically tuned Bolt gun sub-arrays
operating at 2000 pounds per square inch (psi) air pressure operating
about 8 m (26 ft) below the surface. The dominant frequency components
are in the range of 5-70 Hz, the source level at those frequencies is
about 209 dB, and the pulse length is 50 ms. The arrays will fire on
interleaved 50-meter (164-ft) intervals (i.e., approximately every 15
seconds) and they are designed to focus energy in the downward
direction. The proposal is to have two air-gun arrays, each
approximately 1695-in\3\ size (27,776-cm\3\)(and spaced approximately
50 m (164 ft) apart). Together the two arrays will total approximately
3390\3\ in (55,552-cm\3\). The airgun array will fire approximately
every 25 m (82 ft) as the vessel is traveling at 4 to 5 knots (7.4-9.2
km/hr). The sub-array is composed of six tuning elements; two 2-gun
clusters and four single guns. The clusters have their component guns
arranged in a fixed side-by-side fashion with the distance between the
gun ports set to maximize the bubble suppression effects of clustered
guns. A near-field hydrophone is mounted about 1 meter (3.28 ft) above
each gun station (one phone is used per cluster), one depth transducer
per position is mounted on the gun's ultrabox, and a high pressure
transducer is mounted at the aft end of the sub-array to monitor high
pressure air supply. All the data from these sensors are transmitted to
the vessel for input into the onboard systems and recording to tape.
See Appendix A of the application for additional information on the
array configuration.
Conoco will also operate two additional pieces of equipment
throughout the planned study that emit sound at a frequency at or near
that which a marine mammal could hear. The Simrad EA500 echo-sounder
operates at 200 kHz, the maximum output is 185 dB re 1 microPa @ 1m,
and the beam is directed downwards and can be up to 33[deg] wide. The
Sonardyne SIPS-2 acoustic positioning system operates at 55-110 kHz,
the maximum output is 183 dB re 1 Pa @ 1m, and the beam is
omnidirectional.
Characteristics of Airgun Pulses
Discussion of the characteristics of airgun pulses has been
provided in the application and in previous Federal Register notices
(see 69 FR 31792, June 7, 2004 or 69 FR 34996, June 23, 2004).
Reviewers are referred to those documents for additional information.
Description of Marine Mammals and Habitat Affected by the Activity
A description of the Beaufort and Chukchi sea ecosystems and their
associated marine mammals can be found in several documents (Corps of
Engineers, 1999; NMFS, 1999; MMS, 2006, 1996 and 1992), though NMFS
notes that there are some data gaps regarding abundance and
distribution of marine mammals in the Chukchi Sea (as noted in NMFS'
Finding of No Significant Impact (FONSI)). MMS' Programmatic
Environmental Assessment (PEA) - Arctic Ocean Outer Continental Shelf
Seismic Surveys - 2006 may be viewed at: https://www.mms.gov/alaska/.
Marine Mammals
A total of five cetacean species (bowhead, beluga, killer, gray,
and
[[Page 43114]]
minke whales) and four pinniped species (ringed, bearded, spotted
seals, and ribbon seals) are known to occur in the project area. The
Alaska Eskimo Whaling Commission (AEWC) submitted a comment during the
public comment period indicating that ribbon seals are occasionally
seen in the Chukchi Sea at the time of year the seismic surveys are
scheduled (they were not mentioned in the proposed IHA). However,
little information is known about the abundance and distribution of
this species during late summer and fall, local biologists present at
the Open-water peer-review meeting in May did not raise concerns
regarding this species, and NMFS believes that harassment of this
species is unlikely (and authorization for this species unnecessary).
Both minke whales and killer whales are very uncommon in the area and
are not expected to be encountered during the seismic survey. One of
the species, the bowhead whale, is listed as endangered under the
Endangered Species Act (ESA). Polar bears and the Pacific walrus also
occur in the project area, but the U.S. Fish and Wildlife Service is
responsible for both of these species and is conducting a separate
process under the MMPA. Therefore, they are not discussed further in
this document.
Table 1 includes estimated abundances and densities for the species
expected to be potentially encountered during Conoco's seismic surveys.
Abundance and density information for bowhead, gray, and beluga whales
are based on the estimates provided in LGL's Healy Arctic Cruise
Application (2005). In the Conoco application, ringed seal density was
based on Bengston et al.'s (2005) estimates of density in the Chukchi
Sea recorded in 1999 and 2000. Also in the Conoco application, bearded
seal densities were obtained by adjusting the density for ringed seals
based on the ratio of bearded to ringed seals observed during surveys
in the Chukchi Sea by Brueggerman et al. (1990, 1991). Both the bearded
and ringed seal densities are likely high, since Bengston et al. (2005)
surveys included an area south of the project area, where they reported
ringed and bearded seal densities were considerablye higher than north
of Point Hope, which corresponds to the seismic project area.
Accordingly, NMFS also provides the densities estimated by LGL (2005)
for comparison. Additional information regarding the distribution of
these species and how the estimated densities were calculated may be
found in Conoco's application and NMFS' Updated Species Reports at:
(https://www.nmfs.noaa.gov/pr/readingrm/MMSARS/
2005alaskasummarySARs.pdf).
BILLING CODE 3510-22-S
[GRAPHIC] [TIFF OMITTED] TN31JY06.006
Potential Effects on Marine Mammals
Summary of Potential Effects of Airgun Sounds on Marine Mammals
Disturbance by seismic noise is the principal means of taking by
this activity. Support vessels and aircraft may provide a potential
secondary source of noise. The physical presence of vessels and
aircraft could also lead to non-acoustic effects on marine mammals
involving visual or other cues. NMFS does not expect any takings to
result from operations of the other sound sources discussed
(echosounder and acoustic positioning system). For the echosounder ,
produced sounds are beamed downward, the beam is narrow, the pulses are
extremely short, and the sound source is relatively low, and with the
acoustic postioning system, the beam is spherical, but the sound source
is relatively low. Additionally, in the case of both of these pieces of
equipment, the small area ensonified to a level that could potentially
disturb marine mammals is entirely subsumed by the louder levels of
airgun noise (which will also be running when these equipment are
used.)
As outlined in previous NMFS documents, the effects of noise on
marine mammals are highly variable, and can be categorized as follows
(based on Richardson et al., 1995):
(1) The noise may be too weak to be heard at the location of the
animal (i.e., lower than the prevailing ambient noise level, the
hearing threshold of the animal at relevant frequencies, or both);
(2) The noise may be audible but not strong enough to elicit any
overt behavioral response;
(3) The noise may elicit reactions of variable conspicuousness and
variable relevance to the well being of the marine mammal; these can
range from temporary alert responses to active avoidance reactions such
as vacating an area at least until the noise event ceases;
(4) Upon repeated exposure, a marine mammal may exhibit diminishing
responsiveness (habituation), or disturbance effects may persist; the
latter is most likely with sounds that are highly variable in
characteristics, infrequent and unpredictable in occurrence, and
associated with situations that a marine mammal perceives as a threat;
[[Page 43115]]
(5) Any anthropogenic noise that is strong enough to be heard has
the potential to reduce (mask) the ability of a marine mammal to hear
natural sounds at similar frequencies, including calls from
conspecifics, and underwater environmental sounds such as surf noise;
(6) If mammals remain in an area because it is important for
feeding, breeding or some other biologically important purpose even
though there is chronic exposure to noise, it is possible that there
could be noise-induced physiological stress; this might in turn have
negative effects on the well-being or reproduction of the animals
involved; and
(7) Very strong sounds have the potential to cause temporary or
permanent reduction in hearing sensitivity. In terrestrial mammals, and
marine mammals, received sound levels must far exceed the animal's
hearing threshold for there to be any temporary threshold shift (TTS)
in its hearing ability. For transient sounds, the sound level necessary
to cause TTS is inversely related to the duration of the sound.
Received sound levels must be even higher for there to be risk of
permanent hearing impairment. In addition, intense acoustic or
explosive events may cause trauma to tissues associated with organs
vital for hearing, sound production, respiration and other functions.
This trauma may include minor to severe hemorrhage.
Effects of Seismic Surveys on Marine Mammals
NMFS anticipates that the effects of Conoco's seismic surveys on
marine mammals will primarily consist of behavioral disturbance,
masking (the animals cannot hear the other sounds around them as well
while the seismic noise is present), TTS (temporary damage to the
auditory tissues), and low-level physiological effects.
When the received levels of noise exceed some behavioral reaction
threshold, cetaceans will show disturbance reactions. The levels,
frequencies, and types of noise that will elicit a response vary
between and within species, individuals, context, locations, and
seasons. Behavioral changes may be subtle alterations in surface,
respiration, and dive cycles. More conspicuous responses include
changes in activity or aerial displays, movement away from the sound
source, or complete avoidance of the area. The reaction threshold and
degree of response are related to the activity of the animal at the
time of the disturbance. Whales engaged in active behaviors, such as
feeding, socializing, or mating, may be less likely than resting
animals to show overt behavioral reactions, unless the disturbance is
directly threatening.
Although NMFS believes that some limited masking of low-frequency
sounds (e.g., whale calls) is a possibility during seismic surveys, the
intermittent nature of seismic source pulses (1 second in duration
every 16 to 24 seconds, less than 7 percent)) will limit the extent of
masking. Bowhead whales are known to continue calling in the presence
of seismic survey sounds, and their calls can be heard between seismic
pulses (Greene et al., 1999, Richardson et al., 1986). Masking effects
are expected to be absent in the case of belugas, given that sounds
important to them are predominantly at much higher frequencies than are
airgun sounds (Western Geophysical, 2000).
Hearing damage is not expected to occur during the Conoco seismic
survey project. It is not positively known whether the hearing systems
of marine mammals very close to an airgun would be at risk of temporary
or permanent hearing impairment, but TTS is a theoretical possibility
for animals within a few hundred meters of the source (Richardson et
al., 1995). However, planned monitoring and mitigation measures
(described later in this document) are designed to avoid sudden onsets
of seismic pulses at full power, to detect marine mammals occurring
near the array, and to avoid exposing them to sound pulses that have
any possibility of causing hearing impairment. Moreover, as mentioned
previously, bowhead whales avoid an area many kilometers in radius
around ongoing seismic operations, which makes hearing damage highly
unlikely.
Reported species-specific responses of the marine mammals likely to
be encountered in the survey area to seismic pulses are discussed later
in this section. Masking, TTS, and behavioral disturbance as a result
of exposure to low frequency sounds have been discussed in detail in
other NMFS documents (70 FR 47797), as well as the 2006 MMS PEA.
In addition to TTS, exposure to intense seismic sounds is likely to
result in other physiological changes that have other consequences for
the health and ecological fitness of marine mammals. There is mounting
evidence that wild animals respond to human disturbance in the same way
that they respond to predators (Beale and Monaghan, 2004; Frid, 2003;
Frid and Dill, 2002; Gill et al., 2000; Gill and Sutherland, 2001;
Harrington and Veitch, 1992; Lima, 1998; Romero, 2004). These responses
manifest themselves as interruptions of essential behavioral or
physiological events, alteration of an animal's time or energy budget,
or stress responses in which an animal perceives human activity as a
potential threat and undergoes physiological changes to prepare for a
flight or fight response or more serious physiological changes with
chronic exposure to stressors (Frid and Dill, 2002; Romero, 2004;
Sapolsky et al., 2000; Walker et al., 2005).
Classic stress responses begin when an animal's central nervous
system perceives a potential threat to its homeostasis. That perception
triggers stress responses regardless of whether a stimulus actually
threatens the animal; the mere perception of a threat is sufficient to
trigger a stress response (Sapolsky et al., 2005; Seyle, 1950). Once an
animal's central nervous system perceives a threat, it develops a
biological response or defense that consists of a combination of the
four general biological defense responses: behavioral responses,
autonomic nervous system responses, neuroendocrine responses, or immune
response.
The physiological mechanisms behind stress responses involving the
hypothalamus-pituitary-adrenal glands have been well-established
through controlled experiment in the laboratory and natural settings
(Korte et al., 2005; McEwen and Seeman, 2000; Moberg, 1985; 2000;
Sapolsky et al., 2005). Relationships between these physiological
processes, animal behavior, neuroendocrine responses, immune responses,
inhibition of reproduction (by suppression of pre-ovulatory luteinizing
hormones), and the costs of stress responses have also been documented
through controlled experiment in both laboratory and free-living
animals (for examples see, Holberton et al., 1996; Hood et al., 1998;
Jessop et al., 2003; Krausman et al., 2004; Lankford et al., 2005;
Reneerkens et al., 2002; Thompson and Hamer, 2000; Tilbrook et al.,
2000).
The available evidence suggests that: with the exception of
unrelieved pain or extreme environmental conditions, in most animals
(including humans) chronic stress results from exposure to a series of
acute stressors whose cumulative biotic costs produce a pathological or
pre-pathological state in an animal. The biotic costs can result from
exposure to an acute stressor or from the accumulation of a series of
different stressors acting in concert before the animal has a chance to
recover.
Although few of these responses have been explicitly identified in
marine mammals, they have been identified in
[[Page 43116]]
other vertebrate animals and every vertebrate mammal that has been
studied, including humans. Because of the physiological similarities
between marine mammals and other mammal species, NMFS believes that
acoustic energy sufficient to trigger onset TTS is likely to initiate
physiological stress responses. More importantly, NMFS believes that
marine mammals might experience stress responses at received levels
lower than those necessary to trigger onset TTS, and that some of these
stress responses rise to the level of Harassment.
The following species summaries are provided by NMFS to facilitate
understanding of our knowledge of impulsive noise impacts on the
principal marine mammal species that are expected to be affected.
Bowhead Whales
Seismic pulses are known to cause strong avoidance reactions by
many of the bowhead whales occurring within a distance of a few
kilometers, including changes in surfacing, respiration and dive
cycles, and may sometimes cause avoidance or other changes in bowhead
behavior at considerably greater distances (Richardson et al., 1995;
Rexford, 1996; MMS, 1997). Studies conducted prior to 1996 (Reeves et
al., 1984, Fraker et al., 1985, Richardson et al., 1986, Ljungblad et
al., 1988) have reported that, when an operating seismic vessel
approaches within a few kilometers, most bowhead whales exhibit strong
avoidance behavior and changes in surfacing, respiration, and dive
cycles. In these studies, bowheads exposed to seismic pulses from
vessels more than 7.5 km (4.7 mi) away rarely showed observable
avoidance of the vessel, but their surface, respiration, and dive
cycles appeared altered in a manner similar to that observed in whales
exposed at a closer distance (Western Geophysical, 2000). In three
studies of bowhead whales and one of gray whales during this period,
surfacing-dive cycles were unusually rapid in the presence of seismic
noise, with fewer breaths per surfacing and longer intervals between
breaths (Richardson et al.,1986; Koski and Johnson,1987; Ljungblad et
al.,1988; Malme et al.,1988). This pattern of subtle effects was
evident among bowheads 6 km (3mi) to at least 73 km (3.7 to 45.3 mi)
from seismic vessels. However, in the pre-1996 studies, active
avoidance usually was not apparent unless the seismic vessel was closer
than about 6 to 8 km (3.7 to 5.0 mi)(Western Geophysical, 2000).
Conoco's seismic survey will occur during a time when bowhead
whales are migrating west from Canada back across the North Slope of
Alaska. Results from the 1996-1998 BP and Western Geophysical seismic
program monitoring in the Beaufort Sea indicate that most migrating
bowheads deflected seaward to avoid an area within about 20 km (12.4
mi) of an active nearshore seismic operation, with the exception of a
few closer sightings when there was an island or very shallow water
between the seismic operations and the whales (Miller et al., 1998,
1999). The available data do not provide an unequivocal estimate of the
distance at which approaching bowheads begin to deflect, but this may
be on the order of 35 km (21.7 mi). It is also uncertain how far beyond
(west of) the seismic operation the seaward deflection persists (Miller
et al., 1999). Although very few bowheads approached within 20 km (12.4
mi) of the operating seismic vessel, the number of bowheads sighted
within that area returned to normal within 12-24 hours after the airgun
operations ended (Miller et al.,1999).
Inupiat whalers believe that migrating bowheads are sometimes
displaced at distances considerably greater than suggested by pre-1996
scientific studies (Rexford, 1996) previously mentioned in this
document. Also, whalers believe that avoidance effects can extend out
to distances on the order of 30 miles (48.3 km), and that bowheads
exposed to seismic also are ``skittish'' and more difficult to
approach. The ``skittish'' behavior may be related to the observed
subtle changes in the behavior of bowheads exposed to seismic pulses
from distant seismic vessels (Richardson et al., 1986).
Gray Whales
The reactions of gray whales to seismic pulses are similar to those
documented for bowheads during the 1980s. Migrating gray whales along
the California coast were noted to slow their speed of swimming, turn
away from seismic noise sources, and increase their respiration rates.
Malme et al. (1983, 1984, 1988) concluded that approximately 50 percent
of the migrating gray whales showed avoidance when the average received
pulse level was 170 dB (re 1 microPa). By some behavioral measures,
clear effects were evident at average pulse levels of 160 dB or
greater; less consistent results were suspected at levels of 140-160
dB. Recent research on migrating gray whales showed responses similar
to those observed in the earlier research when the source was moored in
the migration corridor 2 km (1.2 mi) from shore. However, when the
source was placed offshore (4 km (2.5 mi) from shore) of the migration
corridor, the avoidance response was not evident on track plots (Tyack
and Clark, 1998).
Beluga
The beluga is the only species of toothed whale (odontocete)
expected to be encountered in the Beaufort Sea. Belugas have poor
hearing thresholds at frequencies below 200 Hz, where most of the
energy from airgun arrays is concentrated. Their thresholds at these
frequencies (as measured in a captive situation), are 125 dB re 1
microPa or more depending upon frequency (Johnson et al., 1989).
Although not expected to be significantly affected by the noise, given
the high source levels of seismic pulses, airgun sounds sometimes may
be audible to belugas at distances of 100 km (62.1 mi) (Richardson and
Wursig, 1997), and perhaps further if actual low-frequency hearing
thresholds in the open sea are better than those measured in captivity
(Western Geophysical, 2000). The reaction distance for belugas,
although presently unknown, is expected to be less than that for
bowheads, given the presumed poorer sensitivity of belugas than that of
bowheads for low-frequency sounds.
As noted in the MMS PEA, effects on the immune system from seismic
pulses have been documented by Romano et al. (2004). They summarized
that ``anthropogenic sound is a potential ``stressor'' for marine
mammals. Not only can loud or persistent noise impact the auditory
system of cetaceans, it may impact health by bringing about changes in
immune function, as has been shown in other mammals'' These authors
identified neural immune measurements that may be ``implicated as
indicates of stress in a beluga and bottlenose dolphin that were either
released acutely or changed over time during experimental period.''
Specifically, they found significant increases in aldosterone and a
significant decrease in monocytes in a bottlenose dolphin after
exposure to single impulsive sounds (up to 200 kiloPascals (kPa)) from
a seismic water gun. Neural-immune changes following exposure to single
pure tones (up to 201 dB re 1 microPa) resembling sonar pings were
minimal, but changes were observed over time. A beluga whale exposed to
single underwater impulses produced by a seismic water gun had
significantly higher norepinephrine, dopamine and epinephrine levels
after high-level sound exposure (>100 kPa) as compared with low-level
exposures (<100kPa) or controls and increased with increasing sound
levels.
[[Page 43117]]
Ringed, Spotted and Bearded Seals
No detailed studies of reactions by seals to noise from open water
seismic exploration have been published (Richardson et al., 1995).
However, there are some data on the reactions of seals to various types
of impulsive sounds (LGL and Greeneridge, 1997, 1998, 1999a; J. Parsons
as quoted in Greene, et al., 1985; Anon., 1975; Mate and Harvey, 1985).
These studies indicate that ice seals typically either tolerate or
habituate to seismic noise produced from open water sources.
Underwater audiograms have been obtained using behavioral methods
for three species of phocinid seals, ringed, harbor, and harp seals
(Pagophilus groenlandicus). These audiograms were reviewed in
Richardson et al. (1995) and Kastak and Schusterman (1998). Below 30-50
kHz, the hearing threshold of phocinids is essentially flat, down to at
least 1 kHz, and ranges between 60 and 85 dB (re 1 microPa @ 1 m).
There are few data on hearing sensitivity of phocinid seals below 1
kHz. NMFS considers harbor seals to have a hearing threshold of 70-85
dB at 1 kHz (60 FR 53753, October 17, 1995), and recent measurements
for a harbor seal indicate that, below 1 kHz, its thresholds
deteriorate gradually to 97 dB (re 1 microPa @ 1 m) at 100 Hz (Kastak
and Schusterman, 1998).
While no detailed studies of reactions of seals from open-water
seismic exploration have been published (Richardson et al., 1991,
1995), some data are available on the reactions of seals to various
types of impulsive sounds (see LGL and Greeneridge, 1997, 1998, 1999a;
Thompson et al., 1998). These references indicate that it is unlikely
that pinnipeds would be harassed or injured by low frequency sounds
from a seismic source unless they were within relatively close
proximity of the seismic array. For permanent injury, pinnipeds would
likely need to remain in the high-noise field for extended periods of
time. Existing evidence also suggests that, while seals may be capable
of hearing sounds from seismic arrays, they appear to tolerate intense
pulsatile sounds without known effect once they learn that there is no
danger associated with the noise (see, for example, NMFS/Washington
Department of Wildlife, 1995). In addition, they will apparently not
abandon feeding or breeding areas due to exposure to these noise
sources (Richardson et al., 1991) and may habituate to certain noises
over time.
Safety Radii
NMFS has determined that for acoustic effects, using established
acoustic thresholds in combination with corresponding safety radii is
the most effective way to consistently both apply measures to avoid or
minimize the impacts of an action and to quantitatively estimate the
effects of an action. NMFS believes that cetaceans and pinnipeds should
not be exposed to pulsed underwater noise at received levels exceeding,
respectively, 180 and 190 dB re 1 microPa (rms) to avoid permanent
physiological damage (Level A Harassment). NMFS also assumes that
cetaceans or pinnipeds exposed to levels exceeding 160 dB re 1 microPa
(rms) experience Level B Harassment. Thresholds are used in two ways:
(1) To establish a mitigation shut-down or power down zone, i.e., if an
animal enters an area calculated to be ensonified above the level of an
established threshold, a sound source is powered down or shut down; and
(2) to calculate take, in that a model may be used to calculate the
area around the sound source that will be ensonified to that level or
above, then, based on the estimated density of animals and the distance
that the sound source moves, NMFS can estimate the number of marine
mammals that may be ``taken''.
In order to implement shut-down zones, or to estimate how many
animals may potentially be exposed to a particular sound level using
the acoustic thresholds described above, it is necessary to understand
how sound will propagate in a particular situation. Models may be used
to estimate at what distance from the sound source the water will be
ensonified to a particular level. Safety radii represent the estimated
distance from the sound source at which the received level of sound
would be 190, 180, and 160 dB.
Conoco's application contains their initial proposed safety radii
and take estimates. However, the initial model Conoco used did not take
into consideration either the physical characteristics of the Chukchi
Sea or the fact that the water was only 50-m (164-ft) deep, and NMFS
was concerned that the proposed radii were too small. Subsequently,
Conoco adopted a new model and submitted new proposed safety and take
estimates. They used an advanced airgun array source model to predict
the 190, 180, and 160 dB isopleths for the seismic survey in the
Chukchi Sea. This model simulates the throttled injection of high-
pressure air from airgun chambers into underwater air bubbles,
simulates the complex oscillation of each bubble, taking into account
the hydrostatic pressure effects of the pressure waves from all other
airguns, and includes effects such as surface-reflected pressure waves,
heat transfer from bubble to the surrounding water, and the buoyancy of
the bubbles. The model also takes into consideration the bathymetry,
water properties, and geoacoustic properties of the sea bed layers in
the survey area. The calculated safety radii from this model are as
follows: the 190-dB radius is 230 m (754 ft), the 180-dB radius is 850
m (2,788), and the 160-dB radius is 4,590 m (2.85 mi).
Though the model considers some of the site-specific
characteristics of the Chukchi Sea, because no sound propagation
studies have previously been conducted in the survey area (against
which model results can be prepared) NMFS believes that it is
appropriate and necessary to field-verify the modeled safety radii.
Accordingly, field verification will be conducted prior to initiation
of the seismic survey and, until that time, Conoco will multiply the
modeled 190-dB and 180-dB safety radii by 1.5 (which equals 345 m (1121
ft) and 1,275 m (4, 174 ft), respectively) to conservatively establish
the mitigation shutdown zones for marine mammals (see Mitigation
section). The 1.5 correction factor will not be used in the take
estimations and will not be used after the radii are field-verified.
Field verification will be conducted using an autonomous ocean
bottom hydrophone. This hydrophone is suspended (upward, by float) from
an anchor dropped to the ocean floor, and then released to the surface
for data collection when a particular frequency tone is directed at the
hydrophone. The MV Patriot will run directly, in a straight line, at,
over, and past the hydrophone to establish received sound levels at
distances in front of and behind the sound source. Then, the MV Patriot
will do a lawnmower type zig-zag sideways to the hydrophone so that
received levels at varying distances to the side of the sound source
may be measured. Because of the shape of the array, sound propagates
farther laterally from the source than forward or backward, so both
orientations are measured, then a conservative combination of the two
is used to calculate the safety radii. NMFS will use the field verified
safety radii to establish power-down and shut-down zones for the MV
Patriot.
[[Page 43118]]
Estimated Take by Incidental Harassment for Conoco's Seismic Survey
Given the required mitigation (see Mitigation later in this
document), NMFS anticipates that takes will consist of Level B
harassment, at most. The required mitigation measures are expected to
minimize or eliminate the possibility of Level A harassment or
mortality. Additionally, these numbers do not take into consideration
either the effectiveness of the mitigation measures or the fact that
some species will avoid the sound source at distances greater than
those estimated to result in a take.
It is difficult to make accurate, scientifically robust, and
observationally verifiable estimates of the number of individuals
likely to be subject to Level B Harassment by the noise from Conoco's
airguns. There are many uncertainties: in seasonally varying abundance,
in local horizontal and vertical distribution; in marine mammal
reactions to varying frequencies and levels of acoustic pulses; and in
perceived sound levels at different horizontal and oblique ranges from
the source.
NMFS believes the best estimate of potential ``take by harassment''
is derived by multiplying the estimated densities (per square
kilometer) of each species within the survey area by the width of the
160-dB safety radii (4,590 m (2.85 mi)) over the length of Conoco's
estimated trackline (16,576 km (10,300 mi)). Since Conoco revised its
safety radii after submitting their application, the estimated take
numbers presented here are higher than those predicted in its
application. The total maximum estimated ``take by harassment'' is
presented in Table 1. As mentioned previously, the upper limit of
estimated take for ringed and bearded seals suggested in Table 1 is
most likely an overestimate, as it is based on surveys of the animals
conducted nearer to shore, where densities are higher than they are
off-shore where the seismic surveys will be conducted. Additionally,
the stocks of both of these animals are thought to extend throughout
Arctic and the abundance estimates discussed here are minimum
abundances.
Potential Effects on Habitat
Conoco states that the seismic survey will not cause any permanent
impact on habitats and the prey used by marine mammals. A broad
discussion on the various types of potential effects of exposure to
seismic on fish and invertebrates can be found in LGL (2005; University
of Alaska-Fairbanks Seismic Survey across Arctic Ocean at https://
www.nmfs.noaa.gov/pr/permits/incidental.htm#iha), and includes a
summary of direct mortality (pathological/ physiological) and indirect
(behavioral) effects.
Mortality to fish, fish eggs and larvae from seismic energy sources
would be expected within a few meters (0.5 to 3 m (1.6 to 9.8 ft)) from
the seismic source. Direct mortality has been observed in cod and
plaice within 48 hours of being subjected to seismic pulses two meters
from the source (Matishov, 1992), however other studies did not report
any fish kills from seismic source exposure (La Bella et al., 1996;
IMG, 2002; Hassel et al., 2003). To date, fish mortalities associated
with normal seismic operations are thought to be slight. Saetre and Ona
(1996) modeled a worst-case mathematical approach on the effects of
seismic energy on fish eggs and larvae, and concluded that mortality
rates caused by exposure to seismic are so low compared to natural
mortality that issues relating to stock recruitment should be regarded
as insignificant.
Limited studies on physiological effects on marine fish and
invertebrates to acoustic stress have been conducted. No significant
increases in physiological stress from seismic energy were detected for
various fish, squid, and cuttlefish (McCauley et al., 2000) or in male
snow crabs (Christian et al., 2003). Behavioral changes in fish
associated with seismic exposures are expected to be minor at best.
Because only a small portion of the available foraging habitat would be
subjected to seismic pulses at a given time, fish would be expected to
return to the area of disturbance anywhere from 15-30 minutes (McCauley
et al., 2000) to several days (Engas et al., 1996).
Available data indicates that mortality and behavioral changes do
occur within very close range to the seismic source, however, the
scheduled seismic acquisition activities in the Chukchi are predicted
by Conoco to have a negligible effect to the prey resource of the
various life stages of fish and invertebrates available to marine
mammals occurring during the project's duration. The planned Conoco
trackline is 16,576 km (10,300 ft) long, and will encompass
approximately a 2500-3600 km2-area (965-1390 mi2-area) in the
northeastern Chukchi Sea. Only a small fraction of the available
habitat would be impacted by noise at any given time during the seismic
surveys, and the constant movement of the seismic vessel would prevent
any area from sustaining high noise levels for extended periods of
time. Disturbance to fish species would most likely be short-term and
temporary. Thus, Conoco's activity is not expected to have any effects
on habitat or prey that could cause permanent or long-term consequences
for individual marine mammals or their populations, since operations
will be limited in duration, location, timing, and intensity.
Potential Effects on Subsistence Use of Marine Mammals
Marine mammals are key in the subsistence economies of the
communities bordering the seismic survey area, including Barrow,
Wainwright, Point Lay, and Point Hope. Other communities that subsist
on marine mammals are considerably beyond the project area, and their
subsistence activities are unlikely to be affected by the seismic
operations in the Chukchi Sea. The whale harvests have a great
influence on social relations by strengthening the sense of Inupiat
culture and heritage in addition to reinforcing family and community
ties.
Bowhead whales are important for subsistence at all of the villages
bordering the project area except Point Lay, which does not hunt
bowhead whales. The harvest is based on a quota, established by the
International Whaling Commission (IWC ) and regulated by agreement
between AEWC and NMFS, according to the cultural and nutritional needs
of Alaska Eskimos as well as on estimates of the size and growth of the
stock of bowhead whales (Suydam and George, 2004). In 2002 the IWC set
a 5-year block quota of 67 strikes per year with a total landed not to
exceed 280 whales (IWC 2003). The most recent data show that 37, 35,
and 36 whales were landed in 2000-2004 for a total of 108 whales
(Suydam and George 2004, Suydam et al. 2005). Between 23 and 28 were
taken at Point Hope, Wainwright, and Barrow during these years, with
most (60-90 percent) taken by Barrow each year.
Bowheads are hunted during the spring and fall migrations. Barrow
hunts during the spring and fall migrations. Historically, Point Hope
and Wainwright have predominantly hunted during the spring migration,
however, due to changes in the Arctic weather and sea ice conditions
they plan to also undertake fall whaling beginning this year. Barrow
takes most bowheads during the spring migration. The spring bowhead
hunt occurs after leads open due to the deterioration of pack ice,
which typically occurs from early April until the first week of June.
Because of the timing, the spring hunts of Point Hope, Wainwright, and
Barrow should not be affected by seismic operation,
[[Page 43119]]
since the hunt should be completed before the start of seismic
operations in July.
The autumn hunt at Barrow usually begins in mid-September, and
mainly occurs in the waters east and northeast of Point Barrow in the
Beaufort Sea. The whales have usually left the Beaufort Sea by late
October (Treacy, 2002a,b). The location of the fall hunt depends on ice
conditions, which can influence distance of whales from shore (Brower,
1996). Hunters prefer to take bowheads close to shore to avoid a long
tow during which the meat can spoil, but Braund and Moorehead (1995)
report that crews may (rarely) pursue whales as far as 80 km (50 mi),
and in 2004 hunters harvested a whale up to 50 km (31 mi) northeast of
Barrow (Suydam et al., 2005).
Beluga whales are hunted for subsistence at Barrow, Wainwright,
Point Lay, and Point Hope, with the most taken by Point Lay (Fuller and
George 1997). Point Lay harvests belugas primarily during summer in
Kasegaluk Lagoon, where they averaged 40 belugas per year over a 10-
year period (Fuller and George, 1997). Compared to Point Lay, small
numbers of belugas are harvested by Barrow with intermediate numbers
harvested by Point Hope and Wainwright. Harvest at these villages
generally occurs between April and July, with most taken in April and
May when pack-ice conditions deteriorate and leads open up. Hunters
usually wait until after the bowhead whale hunt to hunt belugas. The
Alaska Beluga Whale Committee recorded 23 beluga whales harvested by
Barrow hunters from 1987 to 2002, ranging from 0 in 1987, 1988 and 1995
to the high of 8 in 1997 (Fuller and George, 1999; Alaska Beluga Whale
Committee 2002 in USDI/BLM 2005). The time of the project will not
overlap hunts at Point Hope, Wainwright, and Barrow, and in any event
Point Hope and Barrow should be largely beyond any influence of the
project activities. Point Lay villagers hunt in Kasegaluk Lagoon, which
is beyond the influence of the project activities. Furthermore, the
lagoon is shallow and close to shore, which would greatly reduce any
underwater seismic noise, in the unlikely event noise reached the
lagoon.
Ringed, bearded, and spotted seals are hunted by all of the
villages bordering the project area (Fuller and George, 1997). Ringed
seals comprise the largest part of the subsistence hunt and spotted
seal the least, particularly at Barrow where they are primarily hunted
near shore. Spotted seals are considerably more abundant in the Chukchi
than Beaufort Sea. At Barrow, spotted seals are primarily hunted in
Admiralty Bay, which is about 60 km east of Barrow. The largest
concentrations of spotted seals in Alaska are in Kasegaluk Lagoon,
where Point Lay hunters harvest them. (Frost et al. 1993). Braund et
al. (1993) found that the majority of bearded seals taken by Barrow
hunters are within approximately 24 km (15 mi) off shore. Ringed and
bearded seals are hunted throughout the year, but most are taken in
May, June, and July when ice breaks up and there is open water instead
of the more difficult hunting of seals at holes and lairs. The timing
slightly varies among villages, with peak hunting occurring
incrementally later going from Point Hope to Barrow. Spotted seals are
only hunted in spring through summer, since they winter in the Bering
Sea. The seismic operation should have little to no effect on
subsistence hunting since the seismic survey will no more than
minimally overlap the end of the primary period when seals are
harvested, and most hunting at the villages will be a considerable
distance away from seismic operations, particularly at Point Hope (74
km (46 mi)) and Point Lay (90 km (56 mi)).
Natives in Alaska are very concerned about how seismic operations
in the Chukchi Sea will impact their subsistence harvest of marine
mammals. NMFS shares these concerns and some of the studies presented
in the Effects section of this document further validate them. NMFS
notes, though, that some of the types of behaviors that may affect the
subsistence harvest may not be considered ``harassment'' (such as a
minor migration route deflection ). Following are a few of their
primary concerns:
(1) Native knowledge suggests that sound from seismic surveys may
cause bowhead whales or other subsistence stocks to change their
behavior or migratory patterns in such a way that they are not present
in traditional hunting grounds or in historical numbers. If so, natives
may be unable to harvest any animals, or will have to harvest them from
such a distance that the animal may spoil during the long tow back and
human safety risks are increased during the extended trip.
(2) Native knowledge indicates that bowhead whales become
increasingly ``skittish'' in the presence of seismic noise. Whales are
more wary around the hunters and tend to expose a much smaller portion
of their back when surfacing (which makes harvesting more difficult).
Additionally, natives report that bowheads exhibit angry behaviors in
the presence of seismic activity, such as tail-slapping, which
translates to danger for nearby subsistence harvesters.
(3) Natives are concerned that the cumulative effects of increased
numbers of concurrent seismic surveys in the Chukchi and Beaufort Seas
may have population-level effects on subsistence stocks that will
permanently affect their subsistence harvest. An additional concern is
the perception by the IWC of the increased risk of population-level
effects, which could lead to lower, or even no subsistence quotas for
Alaska Natives.
Plan of Cooperation
Regulations at 50 CFR 216.104(a)(12)(i) require IHA applicants for
activities that take place in Arctic waters to provide a plan of
cooperation (POC) or information that identifies what measures have
been taken and/or will be taken to minimize any adverse effects on the
availability of marine mammals for subsistence uses. Representatives of
Conoco have been in continued coordination with the AEWC and met with
the whaling captains of the potentially affected villages in March,
2006. Additionally, both Conoco and the AEWC had representatives
present at the Open-Water Seismic meeting held in Alaska in April and
further negotiated appropriate measures to minimize impacts to the
subsistence harvest.
Conoco has signed a Conflict Avoidance Agreement (CAA) with the
AEWC. The CAA incorporates all appropriate measures and procedures
regarding the timing and areas of the operator's planned activities
(i.e., times and places where seismic operations will be curtailed or
moved in order to avoid potential conflicts with active subsistence
whaling and sealing); communications system between operator's vessels
and whaling and hunting crews; provisions for marine mammal observers/
Inupiat communicators aboard all project vessels; conflict resolution
procedures; and provisions for rendering emergency assistance to
subsistence hunting crews.
Based on the contents of the signed CAA, as well as additional
mitigation and monitoring measures discussed later in this document
(see Mitigation), NMFS has determined that the Conoco's seismic survey
will not have an unmitigable adverse impact on the subsistence harvest
of the affected species or stocks.
Comments and Responses
On May 12, 2006 (71 FR 27685), NMFS published a notice of a
proposed IHA for Conoco's request to take marine mammals incidental to
conducting
[[Page 43120]]
open-water seismic surveys in the Chukchi Sea, and requested comments,
information and suggestions concerning the request. During the 30-day
public comment period, NMFS received comments from one private citizen
and several sets of comments from non-governmental organizations,
including the Center for Biological Diversity (CBD) (which were also on
behalf of EarthJustice, Pacific Environment, Alaska Coalition, Alaska
Wilderness League, the Natural Resources Defense Council (NRDC),
Greenpeace, Inc., Oceana, and the Northern Alaska Environmental
Center), joint comments from the AEWC and the North Slope Borough (NSB)
Department of Wildlife Management, the Native Village of Point Hope,
Conoco Phillips Alaska, Inc., and the Alaska Oil and Gas Association
(AOGA).
Comment 1: AOGA asked comments they submitted addressing the PEA be
inserted into the admin record for the IHA. CBD suggested that NRDC's
comments on the PEA also be considered for the issuance of the IHA.
Response: These comments have been considered in the Final PEA and
in NMFS' and MMS' FONSIs. Many of the comments are specific to the PEA.
However, where either of these sets of comments raise issues germane to
the IHA issue that have not been addressed already, NMFS has addressed
them in this section.
Comment 2: The Marine Mammal Commission submitted comments on the
Shell open-water seismic survey IHA application that also reference the
Conoco application.
Response: These comments are addressed in the Federal Notice
announcing the issuance of the Shell IHA.
Comment 3: One commenter recommends NMFS deny an IHA to Shell
unless and until NMFS can ensure that mitigation measures are in place
to truly avoid adverse impacts to all species and their habitats.
Response: The requirements of the MMPA are that impacts be reduced
to the lowest level practicable, not that no adverse impacts be
allowed. NMFS believes that the mitigation measures required under
Shell's IHA will reduce levels to the lowest level practicable.
Comment 4: The CBD states that NMFS' failure to address the
scientific literature linking seismic surveys with marine mammal
stranding events, and the threat of serious injury or mortality renders
NMFS' conclusionary determination that serious injury or mortality will
not occur from Shell's activities arbitrary and capricious.
Response: The evidence linking marine mammal strandings and seismic
surveys remains inconclusive at best. Two papers, Taylor et al. (2004)
and Engel et al. (2004) reference seismic signals as a possible cause
for a marine mammal stranding. Taylor et al. (2004) noted two beaked
whale stranding incidents related to seismic surveys. The statement in
Taylor et al. (2004) was that the seismic vessel was firing its airguns
at 1300 hrs on September 24, 2004 and that between 1400 and 1600 hrs,
local fishermen found live-stranded beaked whales some 22 km (12 nm)
from the ship's location. A review of the vessel's trackline indicated
that the closest approach of the seismic vessel and the beaked whales
stranding location was 18 nm (33 km) at 1430 hrs. At 1300 hrs, the
seismic vessel was located 25 nm (46 km) from the stranding location.
What is unknown is the location of the beaked whales prior to the
stranding in relation to the seismic vessel, but the close timing of
events indicates that the distance was not less than 18 nm (33 km). No
physical evidence for a link between the seismic survey and the
stranding was obtained. In addition, Taylor et al. (2004) indicates
that the same seismic vessel was operating 500 km (270 nm) from the
site of the Galapagos Island stranding in 2000. Whether the 2004
seismic survey caused to beaked whales to strand is a matter of
considerable debate (see Cox et al., 2004). NMFS believes that
scientifically, these events do not constitute evidence that seismic
surveys have an effect similar to that of mid-frequency tactical sonar.
However, these incidents do point to the need to look for such effects
during future seismic surveys. To date, follow-up observations on
several scientific seismic survey cruises have not indicated any beaked
whale stranding incidents.
Engel et al. (2004), in a paper presented to the IWC in 2004 (SC/
56/E28), mentioned a possible link between oil and gas seismic
activities and the stranding of 8 humpback whales (7 off the Bahia or
Espirito Santo States and 1 off Rio de Janeiro, Brazil). Concerns about
the relationship between this stranding event and seismic activity were
raised by the International Association of Geophysical Contractors
(IAGC). The IAGC (2004) argues that not enough evidence is presented in
Engel et al. (2004) to assess whether or not the relatively high
proportion of adult strandings in 2002 is anomalous. The IAGC contends
that the data do not establish a clear record of what might be a
``natural'' adult stranding rate, nor is any attempt made to
characterize other natural factors that may influence strandings. As
stated previously, NMFS remains concerned that the Engel et al. (2004)
article appears to compare stranding rates made by opportunistic
sightings in the past with organized aerial surveys beginning in 2001.
If so, then the data are suspect.
Second, strandings have not been recorded for those marine mammal
species expected to be harassed by seismic in the Arctic Ocean. Beaked
whales and humpback whales, the two species linked in the literature
with stranding events with a seismic component are not located in the
Cukchi Sea seismic area. Finally, if bowhead and gray whales react to
sounds at very low levels by making minor course corrections to avoid
seismic noise and mitigation measures require Shell to ramp-up the
seismic array to avoid a startle effect, strandings are highly unlikely
to occur in the Arctic Ocean. In conclusion, NMFS does not expect any
marine mammals will incur injury or mortality as a result of Arctic
Ocean seismic surveys in 2006.
Comment 5: Several commenters list concerns regarding cumulative
effects (including the other scheduled seismic surveys, activities in
other areas, and global warming, among other things) and to what extent
they were considered in NMFS negligible impact determination for this
IHA.
Response: Under section 101(a)(5)(D) of the MMPA, ``the Secretary
shall authorize... taking by harassment of small numbers of marine
mammals of a species or population stock by such citizens while
engaging in that activity within that region if the Secretary finds
that such harassment during each period concerned (I) will have a
negligible impact on such species or stock, and (II) will not have an
unmitigable adverse impact on the availability of such species or stock
for taking for subsistence uses.'' NMFS cannot make a negligible impact
determination for an IHA under this provision of the MMPA based on the
cumulative effects of other actions.
As stated previously, cumulative impact assessments are NMFS'
responsibility under NEPA, not the MMPA. In that regard, the MMS' Final
PEA addresses cumulative impacts, as did its Draft PEA. The PEA's
cumulative activities scenario and cumulative impact analysis focused
on oil and gas-related and non-oil and gas-related noise-generating
events/activities in both Federal and State of Alaska waters that were
likely and foreseeable. Other appropriate factors, such as Arctic
warming, military activities and noise
[[Page 43121]]
contributions from community and commercial activities were also
considered. Appendix D of that PEA addresses similar comments on
cumulative impacts, including global warming. That information is
incorporated in this document by citation. NMFS has adopted the MMS
Final PEA as its own NEPA document (see NEPA later in this document)
and is part of its Administrative Record.
Additionally, NMFS and MMS considered the potential for cumulative
impacts in the development of the mitigation measures in the PEA and,
because of the need to avoid significance pursuant to NEPA, several
additional protective measures (such as expanded shutdown zones and a
research monitoring plan) meant to address these concerns, as well as
the uncertainty, have been incorporated into the IHA.
Comment 6: The CBD believes that NMFS cannot issue an IHA to Conoco
because it has not complied with the MMPA's requirement to specify the
specific geographic region where the activity will occur.
Response: NMFS defines ``specified geographical region'' as ``an
area within which a specified activity is conducted and which has
certain biogeographic characteristics'' (50 CFR 216.103). NMFS believes
that Conoco's description of the activity and the locations for
conducting seismic surveys meet the requirements of the MMPA. Conoco
has provided a well-defined area, within which certain biogeographic
characteristics occur (the entire area is approximately 50-m (164-ft)
deep or less), in which they will conduct their operations. More
specific locations within the Lease Sale area described are considered
proprietary.
Comment 7: Commenters say that NMFS does not have evidence to
support an unmitigable adverse impact to subsistence hunting finding
and point out that Kaktovik and Point Hope have passed resolutions
opposing offshore oil development.
Response: NMFS acknowledges that these villages have passed
resolutions objecting to offshore oil development. However, the village
whaling captains of these villages (in addition to villages of Nuiqsuk
and Wainwright and the AEWC) have signed a CAA indicating to NMFS that
there will not be an unmitigable adverse impact on subsistence uses of
marine mammals. This is discussed in detail later in this document (see
Impact on Subsistence).
Comment 8: Commenters state that because the MMPA explicitly
requires that ``means effecting the least practicable impact'' on the
species, stock or habitat be included [in mitigation measures], an IHA
[notice] must explain why measures that would reduce the impact on a
species were not chosen (i.e., why they were not practicable). Neither
the proposed IHA [notice], Conoco's application, nor the PEA attempt to
do this.
Response: Neither the MMPA nor NMFS regulations implementing the
incidental take program require NMFS to itemize and discuss all
measures that were determined to be impracticable. Such an effort can
quickly become a matter of speculation. For example, drones, manned
balloons, and satellites are currently considered impracticable for
technological and safety reasons and usually need not be discussed in
issuing IHAs. Helicopters and other aircraft may be practicable
depending upon distance between lan