Airworthiness Standards: Safety Analysis, 40675-40679 [E6-11372]
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40675
Proposed Rules
Federal Register
Vol. 71, No. 137
Tuesday, July 18, 2006
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 33
[Docket No. FAA–2006–25376; Notice No.
06–10]
RIN 2120–AI74
Airworthiness Standards: Safety
Analysis
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
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AGENCY:
SUMMARY: The FAA is proposing to
amend the safety analysis type
certification standard for turbine aircraft
engines. This proposal harmonizes the
FAA’s type certification standard for
safety analysis with the corresponding
standards of the Joint Aviation
Authorities (JAA) and the European
Aviation Safety Agency (EASA). The
proposed rule would establish a nearly
uniform safety analysis standard for
turbine aircraft engines certified in the
United States under Part 33 of Title 14
of the Code of Federal Regulations (14
CFR part 33) and in European countries
under Joint Aviation RequirementsEngines (JAR–E) and Certification
Specifications-Engines (CS–E), thereby
simplifying airworthiness approvals for
import and export.
DATES: Send your comments on or
before October 16, 2006.
ADDRESSES: You may send comments,
identified by Docket No. FAA–2006–
25376, using any of the following
methods:
• DOT Docket Web site: Got to
https://dms.dot.gov and follow the
instructions for sending your comments
electronically.
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
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Room PL–401, Washington, DC 20590–
0001.
• Fax: 1–202–493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal
Holidays.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
dms.dot.gov, including any personal
information that you provide. For more
information, see the Privacy Act
discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background
documents or comments received, go to
https://dms.dot.gov at any time or to
Room PL–401 on the plaza level of the
Nassif Building, 400 Seventh Street,
SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Ann
Azevedo, Chief Scientist & Technical
Advisor, Safety Analysis, ANE–104,
Engine and Propeller Directorate,
Aircraft Certification Service, FAA, New
England Region, 12 New England
Executive Park, Burlington,
Massachusetts 01803–5299; telephone:
(781) 238–7117; facsimile: (781) 238–
7199; e-mail: ann.azevedo@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. We ask that you send
us two copies of written comments.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
The docket is available for public
inspection before and after the comment
closing date. If you wish to review the
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docket in person, go to the address in
the ADDRESSES section of this preamble
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also review the docket using
the Internet at the Web address in the
ADDRESSES section.
Privacy Act: Using the search function
of our docket Web site, anyone can find
and read the comments received into
any of our dockets, including the name
of the individual sending the comment
(or signing the comment on behalf of an
association, business, labor union, etc.).
You may review DOT’s complete
Privacy Act Statement in the Federal
Register published on April 11, 2000
(65 FR 19477–78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we
will consider all comments we receive
on or before the closing date for
comments. We will consider comments
filed late if it is possible to do so
without incurring expense or delay. We
may change this proposal in light of the
comments we receive.
If you want the FAA to acknowledge
receipt of your comments on this
proposal, include with your comments
a pre-addressed, stamped postcard on
which the docket number appears. We
will stamp the date on the postcard and
mail it to you.
Availability of Rulemaking Documents
You can get an electronic copy using
the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(https://dms.dot.gov/search);
(2) Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.access.gpo.gov/su_docs/aces/
aces140.html.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
Background
We are proposing to amend the safety
analysis type certification standard for
turbine aircraft engines. This proposal
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harmonizes the FAA’s type certification
standard on this issue with
corresponding standards of the JAA and
EASA. The proposed changes, if
adopted, would establish a nearly
uniform safety analysis standard for
turbine aircraft engines certified in the
United States under part 33 and in
European countries under JAR–E and
CS–E, thereby simplifying airworthiness
approvals for import and export.
Aviation Rulemaking Advisory
Committee (ARAC)
The FAA is committed to the
harmonization of part 33 with JAR–E
and CS–E. In August 1989, as a result of
that commitment, the FAA Engine and
Propeller Directorate participated in a
meeting with the JAA, the Aerospace
Industries Association (AIA), and the
European Association of Aerospace
Industries (AECMA). The purpose of the
meeting was to establish a philosophy,
guidelines, and a working relationship
regarding the resolution of issues
identified as needing harmonization,
including the identification of the need
for new standards. The safety and
failure analysis standards were
identified as a Significant Regulatory
Difference in need of harmonization. All
parties agreed to work in a partnership
to jointly address the harmonization
effort. This partnership was later
expanded to include Transport Canada,
the airworthiness authority of Canada.
The FAA established the ARAC to
provide advice and recommendations to
the FAA on the full range of its
rulemaking activities with respect to
aviation-related issues. This includes
obtaining advice and recommendations
on the FAA’s commitment to harmonize
its Federal Aviation Regulations and
practices with its trading partners in
Europe and Canada.
In a notice published on October 20,
1998 (63 FR 56059), the FAA asked
ARAC, Transport Airplane and Engine
Issues Group (TAEIG), to provide advice
and recommendations on safety and
failure analysis standards. This
proposed rule and associated advisory
material is based on recommendations
resulting from that task.
The Safety Analysis Standard
The ultimate objective of the safety
analysis standard is to ensure that the
collective risk from all engine failure
conditions is acceptably low. An
acceptable total engine design risk is
achieved by managing the individual
risks to acceptable levels. This concept
emphasizes reducing the risk of an
event proportionally with the severity of
the hazard it represents.
Aircraft-level requirements for
individual failure conditions may be
more severe than the engine-level
requirements. Early coordination
between the engine manufacturer, the
aircraft manufacturer, and the
appropriate FAA certification offices,
will provide assurance that the engine
will be eligible for installation in the
aircraft. Early coordination will also
ensure that the engine applicant is
aware of any additional and possibly
more restrictive aircraft standards that
will apply to the engine in the installed
condition.
Differences Between Part 33 and JAR–E
Earlier Requirements
The following comparisons show
differences between part 33 and the
JAR–E as they existed before the
requirements were harmonized. JAA
subsequently revised the JAR–E on May
1, 2003, as a result of harmonization
discussions with the FAA. EASA
incorporated the harmonized rule into
its certification standards as CS–E 510.
JAR–E 510 failure analysis
Existing section 33.75 safety analysis
Required a summary listing of all failures that result in major or hazardous effects, along with an estimate of the probability of occurrence of these major and hazardous effects.
Required a list of assumptions contained within the failure analysis and
the substantiation of those assumptions.
Referenced the specific hazard of toxic bleed air. ...................................
Required analysis to examine malfunctions and single and multiple failures.
Requires an assessment that any probable malfunction, failure, or improper operation will not lead to four specific hazards of undefined
severity.
[Most of the assumptions are covered by other paragraphs in part 33].
Outcome of Harmonization Effort
This proposed harmonized standard
uses the framework of the current JAR–
E 510/CS–E 510, while including
specific hazards as in the current
§ 33.75.
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Section-by-Section Discussion of the
Proposals
Under § 33.5, we propose a new
paragraph (c) to reflect the new
requirement for the safety analysis
assumptions to be included in the
engine’s installation and operation
manual.
We propose to revise § 33.74 to reflect
the new organization of the revised
§ 33.75, including the addition of new
specific conditions to be evaluated.
We propose to rewrite § 33.75 using
the format of the current JAA/EASA
equivalent rule to reflect the
harmonization effort.
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[This hazard is not mentioned in § 33.75].
Requires analysis to examine malfunctions and single and multiple failures and examination of improper operation.
We propose to revise § 33.76 to
reference the specific engine conditions
listed as hazardous effects within the
proposed § 33.75.
Authority for This Rulemaking
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in subtitle VII,
part A, subpart III, section 44701,
‘‘General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce, including
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minimum safety standards for aircraft
engines. This proposed rule is within
the scope of that authority because it
updates the existing regulations for
safety analysis type certification
standard for turbine aircraft engines.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
determined that there are no new
information collection requirements
associated with this proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
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maximum extent practicable. The FAA
has reviewed the ICAO Standards and
Recommended Practices and identified
no differences with these proposed
regulations.
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Initial Economic Evaluation, Initial
Regulatory Flexibility Determination,
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
We suggest readers seeking greater
detail read the full regulatory
evaluation, a copy of which we have
placed in the docket for this rulemaking.
In conducting these analyses, FAA
has determined that this proposed rule:
(1) Has benefits that justify its costs, (2)
is not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, (3) is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (4)
would not have a significant economic
impact on a substantial number of small
entities; (5) would not create
unnecessary obstacles to the foreign
commerce of the United States; and (6)
would not impose an unfunded
mandate on state, local, or tribal
governments, or on the private sector by
exceeding the threshold identified
above. These analyses are summarized
below.
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Total Benefits and Costs of This
Rulemaking
The FAA estimates that over the next
ten years, the total quantitative benefits
from implementing this proposed rule
are roughly $0.5 million ($0.4 million
present value). In contrast to these
potential benefits, the estimated cost of
compliance is approximately $0.3
million ($0.2 million discounted).
Accordingly, the proposed rule is
cost-beneficial due to the overall
reduction in compliance cost while
maintaining the same level of safety.
Who Is Potentially Affected by This
Rulemaking
Part 33 Engine Manufacturers.
Assumptions and Sources of
Information
Period of analysis—2006 through
2016.
Discount rate—7%.
Compensation Rates, Economic
Values for FAA Investment and
Regulatory Decisions, A Guide, May
2005.
Benefits of This Rule
We evaluate benefits from adopting
European certification requirements
(often referred to as harmonization) and
express them as cost savings. The cost
savings are the result of the number of
hours saved simplifying the certification
process while maintaining the same
level of safety.
The total benefits of this proposal are
$0.5 million ($0.4 million present
value). The benefits are for new type
certificates $59,360 ($43,102 present
value), and benefits for amended type
certificates of $426,362 ($309,585
present value).
Costs of This Rule
One part 33 turbine engine
manufacturer informed the FAA that it
would incur certification costs because
of this proposed rule. This proposed
rule would require an additional 1,000
engineering hours for certification of
one new engine every two years. The
estimated total bi-annual cost of $54,210
equals 1,000 hours multiplied by the
hourly compensation rate of $54.21.1
The total cost over a ten-year period is
$271,050 ($196,812 present value).
Industry representatives for remaining
firms informed the FAA that their firms
currently meet both the FAA and the
1 Economic Values for FAA Investment and
Regulatory Decisions, A Guide, December 2004.
Table 7–1 lists the total compensation for Aircraft
Manufacturing (white collar occupation) as $49.04.
To express 2003 dollars in 2006 dollars we use the
estimated average GDP annual percent change of
3.4%.
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European requirements. Because these
firms currently meet both sets of
requirements, no extra tests would be
required because of the proposed rule.
Initial Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides the
head of the agency may so certify and
a regulatory flexibility analysis is not
required. The certification must include
a statement providing the factual basis
for this determination, and the
reasoning should be clear.
In our small entity classification, the
FAA uses the size standards from the
Small Business Administration. Only
one manufacturer would incur costs
because of this proposed rule. Because
this manufacturer employs more than
1,500 employees, it is not considered a
small entity. The remaining part 33
engine manufacturers would not incur
costs associated with this proposed rule.
These manufacturers would in fact
realize a prorated portion of the cost
saving resulting from a single
harmonized certification procedure.
Consequently, the FAA certifies the
rule will not have a significant
economic impact on a substantial
number of small entities. The FAA
solicits comments regarding this
determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
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agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. This proposed rule
considers and incorporates an
international standard as the basis of a
FAA regulation. Thus the proposed rule
complies with the Trade Agreements
Act of 1979 and does not create
unnecessary obstacles to international
trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$128.1 million in lieu of $100 million.
This proposed rule does not contain
such a mandate. The requirements of
Title II do not apply.
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Executive Order 13132, Federalism
The FAA analyzed this proposed rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and therefore,
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E defines FAA
actions that may be categorically
excluded from preparation of a National
Environmental Policy Act
environmental impact statement in the
absence of extraordinary circumstances.
We determined that this proposed rule
qualifies for the categorical exclusion
identified in Chapter 3, paragraph 312d,
and involves no extraordinary
circumstances.
Regulations that Significantly Affect
Energy Supply, Distribution, or Use
We analyzed this NPRM under
Executive Order 13211, Actions
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Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
determined that it is not a ‘‘significant
energy action’’ under the executive
order because it is not a ‘‘significant
regulatory action’’ under Executive
Order 12866, and it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects in 14 CFR Part 33
Air transportation, Aircraft, Aviation
safety, Safety.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend part 33 of Title 14
Code of Federal Regulations (14 CFR
part 33) as follows:
PART 33—AIRWORTHINESS
STANDARDS: AIRCRAFT ENGINES
1. The authority citation for part 33
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
2. In § 33.5, add paragraph (c) to read
as follows:
§ 33.5 Instruction manual for installing and
operating the engine.
*
*
*
*
*
(c) Safety analysis assumptions. The
assumptions of the safety analysis as
described in § 33.75(d) with respect to
the reliability of safety devices,
instrumentation, early warning devices,
maintenance checks, and similar
equipment or procedures that are
outside the control of the engine
manufacturer.
3. Revise § 33.74 to read as follows:
§ 33.74
Continued rotation.
If any of the engine main rotating
systems continue to rotate after the
engine is shutdown for any reason while
in flight, and if means to prevent that
continued rotation are not provided,
then any continued rotation during the
maximum period of flight, and in the
flight conditions expected to occur with
that engine inoperative, must not result
in any condition described in
§ 33.75(g)(2)(i) through (vi) of this part.
4. Revise § 33.75 to read as follows:
§ 33.75
Safety analysis.
(a)(1) The applicant must analyze the
engine, including the control system, to
assess the likely consequences of all
failures that can reasonably be expected
to occur. This analysis will take into
account, if applicable:
(i) Aircraft-level devices and
procedures assumed to be associated
with a typical installation. Such
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assumptions must be stated in the
analysis.
(ii) Consequential secondary failures
and latent failures.
(iii) Multiple failures referred to in
paragraph (d) of this section or that
result in the hazardous engine effects
defined in paragraph (g)(2) of this
section.
(2) The applicant must summarize
those failures that could result in major
engine effects or hazardous engine
effects, as defined in paragraph (g) of
this section, and estimate the
probability of occurrence of those
effects.
(3) The applicant must show that
hazardous engine effects are predicted
to occur at a rate not in excess of that
defined as extremely remote (probability
range of 10¥7 to 10¥9 per engine flight
hour). Since the estimated probability
for individual failures may be
insufficiently precise to enable the
applicant to assess the total rate for
hazardous engine effects, compliance
may be shown by demonstrating that the
probability of a hazardous engine effect
arising from an individual failure can be
predicted to be not greater than 10¥8
per engine flight hour. In dealing with
probabilities of this low order of
magnitude, absolute proof is not
possible, and compliance may be shown
by reliance on engineering judgment
and previous experience combined with
sound design and test philosophies.
(4) The applicant must show that
major engine effects are predicted to
occur at a rate not in excess of that
defined as remote (probability range of
10¥5 to 10¥7 per engine flight hour).
(b) If significant doubt exists, the FAA
may require that any assumption as to
the effects of failures and likely
combination of failures be verified by
test.
(c) The primary failure of certain
single elements cannot be sensibly
estimated in numerical terms. If the
failure of such elements is likely to
result in hazardous engine effects, then
compliance may be shown by reliance
on the prescribed integrity requirements
of this part. These instances must be
stated in the safety analysis.
(d) If reliance is placed on a safety
system to prevent a failure from
progressing to hazardous engine effects,
the possibility of a safety system failure
in combination with a basic engine
failure must be included in the analysis.
Such a safety system may include safety
devices, instrumentation, early warning
devices, maintenance checks, and other
similar equipment or procedures. If
items of a safety system are outside the
control of the engine manufacturer, the
assumptions of the safety analysis with
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respect to the reliability of these parts
must be clearly stated in the analysis
and identified in the installation
instructions under § 33.5 of this part.
(e) If the safety analysis depends on
one or more of the following items,
those items must be identified in the
analysis and appropriately
substantiated.
(1) Maintenance actions being carried
out at stated intervals. This includes the
verification of the serviceability of items
that could fail in a latent manner. When
necessary to prevent hazardous engine
effects, these maintenance actions and
intervals must be published in the
instructions for continued airworthiness
required under § 33.4 of this part.
Additionally, if errors in maintenance of
the engine, including the control
system, could lead to hazardous engine
effects, the appropriate procedures must
be included in the relevant engine
manuals.
(2) Verification of the satisfactory
functioning of safety or other devices at
pre-flight or other stated periods. The
details of this satisfactory functioning
must be published in the appropriate
manual.
(3) The provisions of specific
instrumentation not otherwise required.
(f) If applicable, the safety analysis
must also include, but not be limited to,
investigation of the following:
(1) Indicating equipment;
(2) Manual and automatic controls;
(3) Compressor bleed systems;
(4) Refrigerant injection systems;
(5) Gas temperature control systems;
(6) Engine speed, power, or thrust
governors and fuel control systems;
(7) Engine overspeed,
overtemperature, or topping limiters;
(8) Propeller control systems; and
(9) Engine or propeller thrust reversal
systems.
(g) Unless otherwise approved by the
FAA and stated in the safety analysis,
for compliance with part 33, the
following failure definitions apply to
the engine:
(1) An engine failure in which the
only consequence is partial or complete
loss of thrust or power (and associated
engine services) from the engine will be
regarded as a minor engine effect.
(2) The following effects will be
regarded as hazardous engine effects:
(i) Non-containment of high-energy
debris;
(ii) Concentration of toxic products in
the engine bleed air intended for the
cabin sufficient to incapacitate crew or
passengers;
(iii) Significant thrust in the opposite
direction to that commanded by the
pilot;
(iv) Uncontrolled fire;
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(v) Failure of the engine mount
system leading to inadvertent engine
separation;
(vi) Release of the propeller by the
engine, if applicable; and
(vii) Complete inability to shut the
engine down.
(3) An effect whose severity falls
between those effects covered in
paragraphs (g)(1) and (g)(2) of this
section will be regarded as a major
engine effect.
5. Amend § 33.76 to revise paragraph
(b)(3) to read as follows:
§ 33.76
Bird ingestion.
*
*
*
*
*
(b) * * *
(3) Ingestion of a single large bird
tested under the conditions prescribed
in this section must not result in any
condition described in § 33.75(g)(2) of
this part.
*
*
*
*
*
Issued in Washington, DC, on July 13,
2006.
John J. Hickey,
Director, Aircraft Certification Service.
[FR Doc. E6–11372 Filed 7–17–06; 8:45 am]
BILLING CODE 4910–13–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2002–0051; FRL–8198–9]
RIN 2060–AJ78
National Emission Standards for
Hazardous Air Pollutants From the
Portland Cement Manufacturing
Industry
Environmental Protection
Agency (EPA).
ACTION: Proposed rule; reopening of
public comment period.
AGENCY:
SUMMARY: EPA is reopening the
comment period for certain portions of
the proposed amendments to National
Emission Standards for Hazardous Air
Pollutants From the Portland Cement
Manufacturing Industry, published on
December 2, 2005. The comment period
is being reopened until August 1, 2006.
The portions of the proposed
amendments for which we are
reopening the comment period are the
proposed emission standards for
mercury, hydrogen chloride, and total
hydrocarbons.
Comments must be received on
or before August 1, 2006.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
DATES:
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
40679
OAR–2002–0051, by one of the
following methods: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• E-mail: a-and-r-docket@epa.gov,
Attention Docket ID No. EPA–HQ–
OAR–2002–0051.
• Fax: (202) 566–1741, Attention
Docket ID No. EPA–HQ–OAR–2002–
0051.
• Mail: U.S. Postal Service, send
comments to: EPA Docket Center
(6102T), Attention Docket ID No. EPA–
HQ–OAR–2002–0051, 1200
Pennsylvania Avenue, NW.,
Washington, DC 20460. Please include a
total of two copies.
• Hand Delivery: In person or by
courier, deliver comments to: EPA
Docket Center (6102T), Attention Docket
ID No. EPA–HQ–OAR–2002–0051, 1301
Constitution Avenue, NW., Room B–
108, Washington, DC 20004. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Please include a total of two copies.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2002–
0051. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be confidential business
information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through www.regulations.gov
or e-mail. Send or deliver information
identified as CBI to only the following
address: Mr. Roberto Morales, OAQPS
Document Control Officer, EPA (C404–
02), Attention Docket ID No. EPA–HQ–
OAR–2002–0051, Research Triangle
Park, NC 27711. Clearly mark the part
or all of the information that you claim
to be CBI. The https://
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
E:\FR\FM\18JYP1.SGM
18JYP1
Agencies
[Federal Register Volume 71, Number 137 (Tuesday, July 18, 2006)]
[Proposed Rules]
[Pages 40675-40679]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-11372]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 71, No. 137 / Tuesday, July 18, 2006 /
Proposed Rules
[[Page 40675]]
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 33
[Docket No. FAA-2006-25376; Notice No. 06-10]
RIN 2120-AI74
Airworthiness Standards: Safety Analysis
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The FAA is proposing to amend the safety analysis type
certification standard for turbine aircraft engines. This proposal
harmonizes the FAA's type certification standard for safety analysis
with the corresponding standards of the Joint Aviation Authorities
(JAA) and the European Aviation Safety Agency (EASA). The proposed rule
would establish a nearly uniform safety analysis standard for turbine
aircraft engines certified in the United States under Part 33 of Title
14 of the Code of Federal Regulations (14 CFR part 33) and in European
countries under Joint Aviation Requirements-Engines (JAR-E) and
Certification Specifications-Engines (CS-E), thereby simplifying
airworthiness approvals for import and export.
DATES: Send your comments on or before October 16, 2006.
ADDRESSES: You may send comments, identified by Docket No. FAA-2006-
25376, using any of the following methods:
DOT Docket Web site: Got to https://dms.dot.gov and follow
the instructions for sending your comments electronically.
Government-wide rulemaking Web site: Go to https://
www.regulations.gov and follow the instructions for sending your
comments electronically.
Mail: Docket Management Facility; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-0001.
Fax: 1-202-493-2251.
Hand Delivery: Room PL-401 on the plaza level of the
Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal Holidays.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://dms.dot.gov, including any personal information that you
provide. For more information, see the Privacy Act discussion in the
SUPPLEMENTARY INFORMATION section of this document.
Docket: To read background documents or comments received, go to
https://dms.dot.gov at any time or to Room PL-401 on the plaza level of
the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Ann Azevedo, Chief Scientist &
Technical Advisor, Safety Analysis, ANE-104, Engine and Propeller
Directorate, Aircraft Certification Service, FAA, New England Region,
12 New England Executive Park, Burlington, Massachusetts 01803-5299;
telephone: (781) 238-7117; facsimile: (781) 238-7199; e-mail:
ann.azevedo@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. We ask that you send us two copies of written
comments.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. The docket is available for public
inspection before and after the comment closing date. If you wish to
review the docket in person, go to the address in the ADDRESSES section
of this preamble between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. You may also review the docket using the
Internet at the Web address in the ADDRESSES section.
Privacy Act: Using the search function of our docket Web site,
anyone can find and read the comments received into any of our dockets,
including the name of the individual sending the comment (or signing
the comment on behalf of an association, business, labor union, etc.).
You may review DOT's complete Privacy Act Statement in the Federal
Register published on April 11, 2000 (65 FR 19477-78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we will consider all comments we
receive on or before the closing date for comments. We will consider
comments filed late if it is possible to do so without incurring
expense or delay. We may change this proposal in light of the comments
we receive.
If you want the FAA to acknowledge receipt of your comments on this
proposal, include with your comments a pre-addressed, stamped postcard
on which the docket number appears. We will stamp the date on the
postcard and mail it to you.
Availability of Rulemaking Documents
You can get an electronic copy using the Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) Web page (https://dms.dot.gov/search);
(2) Visiting the FAA's Regulations and Policies Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government Printing Office's Web page at https://
www.access.gpo.gov/su_docs/aces/aces140.html.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
Background
We are proposing to amend the safety analysis type certification
standard for turbine aircraft engines. This proposal
[[Page 40676]]
harmonizes the FAA's type certification standard on this issue with
corresponding standards of the JAA and EASA. The proposed changes, if
adopted, would establish a nearly uniform safety analysis standard for
turbine aircraft engines certified in the United States under part 33
and in European countries under JAR-E and CS-E, thereby simplifying
airworthiness approvals for import and export.
Aviation Rulemaking Advisory Committee (ARAC)
The FAA is committed to the harmonization of part 33 with JAR-E and
CS-E. In August 1989, as a result of that commitment, the FAA Engine
and Propeller Directorate participated in a meeting with the JAA, the
Aerospace Industries Association (AIA), and the European Association of
Aerospace Industries (AECMA). The purpose of the meeting was to
establish a philosophy, guidelines, and a working relationship
regarding the resolution of issues identified as needing harmonization,
including the identification of the need for new standards. The safety
and failure analysis standards were identified as a Significant
Regulatory Difference in need of harmonization. All parties agreed to
work in a partnership to jointly address the harmonization effort. This
partnership was later expanded to include Transport Canada, the
airworthiness authority of Canada.
The FAA established the ARAC to provide advice and recommendations
to the FAA on the full range of its rulemaking activities with respect
to aviation-related issues. This includes obtaining advice and
recommendations on the FAA's commitment to harmonize its Federal
Aviation Regulations and practices with its trading partners in Europe
and Canada.
In a notice published on October 20, 1998 (63 FR 56059), the FAA
asked ARAC, Transport Airplane and Engine Issues Group (TAEIG), to
provide advice and recommendations on safety and failure analysis
standards. This proposed rule and associated advisory material is based
on recommendations resulting from that task.
The Safety Analysis Standard
The ultimate objective of the safety analysis standard is to ensure
that the collective risk from all engine failure conditions is
acceptably low. An acceptable total engine design risk is achieved by
managing the individual risks to acceptable levels. This concept
emphasizes reducing the risk of an event proportionally with the
severity of the hazard it represents.
Aircraft-level requirements for individual failure conditions may
be more severe than the engine-level requirements. Early coordination
between the engine manufacturer, the aircraft manufacturer, and the
appropriate FAA certification offices, will provide assurance that the
engine will be eligible for installation in the aircraft. Early
coordination will also ensure that the engine applicant is aware of any
additional and possibly more restrictive aircraft standards that will
apply to the engine in the installed condition.
Differences Between Part 33 and JAR-E Earlier Requirements
The following comparisons show differences between part 33 and the
JAR-E as they existed before the requirements were harmonized. JAA
subsequently revised the JAR-E on May 1, 2003, as a result of
harmonization discussions with the FAA. EASA incorporated the
harmonized rule into its certification standards as CS-E 510.
------------------------------------------------------------------------
Existing section 33.75 safety
JAR-E 510 failure analysis analysis
------------------------------------------------------------------------
Required a summary listing of all Requires an assessment that any
failures that result in major or probable malfunction, failure,
hazardous effects, along with an or improper operation will not
estimate of the probability of lead to four specific hazards
occurrence of these major and of undefined severity.
hazardous effects.
Required a list of assumptions [Most of the assumptions are
contained within the failure analysis covered by other paragraphs in
and the substantiation of those part 33].
assumptions.
Referenced the specific hazard of toxic [This hazard is not mentioned
bleed air.. in Sec. 33.75].
Required analysis to examine Requires analysis to examine
malfunctions and single and multiple malfunctions and single and
failures. multiple failures and
examination of improper
operation.
------------------------------------------------------------------------
Outcome of Harmonization Effort
This proposed harmonized standard uses the framework of the current
JAR-E 510/CS-E 510, while including specific hazards as in the current
Sec. 33.75.
Section-by-Section Discussion of the Proposals
Under Sec. 33.5, we propose a new paragraph (c) to reflect the new
requirement for the safety analysis assumptions to be included in the
engine's installation and operation manual.
We propose to revise Sec. 33.74 to reflect the new organization of
the revised Sec. 33.75, including the addition of new specific
conditions to be evaluated.
We propose to rewrite Sec. 33.75 using the format of the current
JAA/EASA equivalent rule to reflect the harmonization effort.
We propose to revise Sec. 33.76 to reference the specific engine
conditions listed as hazardous effects within the proposed Sec. 33.75.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII, Aviation Programs,
describes in more detail the scope of the Agency's authority.
We are issuing this rulemaking under the authority described in
subtitle VII, part A, subpart III, section 44701, ``General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce, including minimum safety
standards for aircraft engines. This proposed rule is within the scope
of that authority because it updates the existing regulations for
safety analysis type certification standard for turbine aircraft
engines.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We determined that there are
no new information collection requirements associated with this
proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the
[[Page 40677]]
maximum extent practicable. The FAA has reviewed the ICAO Standards and
Recommended Practices and identified no differences with these proposed
regulations.
Initial Economic Evaluation, Initial Regulatory Flexibility
Determination, Trade Impact Assessment, and Unfunded Mandates
Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule. We suggest readers seeking
greater detail read the full regulatory evaluation, a copy of which we
have placed in the docket for this rulemaking.
In conducting these analyses, FAA has determined that this proposed
rule: (1) Has benefits that justify its costs, (2) is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866, (3) is not ``significant'' as defined in
DOT's Regulatory Policies and Procedures; (4) would not have a
significant economic impact on a substantial number of small entities;
(5) would not create unnecessary obstacles to the foreign commerce of
the United States; and (6) would not impose an unfunded mandate on
state, local, or tribal governments, or on the private sector by
exceeding the threshold identified above. These analyses are summarized
below.
Total Benefits and Costs of This Rulemaking
The FAA estimates that over the next ten years, the total
quantitative benefits from implementing this proposed rule are roughly
$0.5 million ($0.4 million present value). In contrast to these
potential benefits, the estimated cost of compliance is approximately
$0.3 million ($0.2 million discounted).
Accordingly, the proposed rule is cost-beneficial due to the
overall reduction in compliance cost while maintaining the same level
of safety.
Who Is Potentially Affected by This Rulemaking
Part 33 Engine Manufacturers.
Assumptions and Sources of Information
Period of analysis--2006 through 2016.
Discount rate--7%.
Compensation Rates, Economic Values for FAA Investment and
Regulatory Decisions, A Guide, May 2005.
Benefits of This Rule
We evaluate benefits from adopting European certification
requirements (often referred to as harmonization) and express them as
cost savings. The cost savings are the result of the number of hours
saved simplifying the certification process while maintaining the same
level of safety.
The total benefits of this proposal are $0.5 million ($0.4 million
present value). The benefits are for new type certificates $59,360
($43,102 present value), and benefits for amended type certificates of
$426,362 ($309,585 present value).
Costs of This Rule
One part 33 turbine engine manufacturer informed the FAA that it
would incur certification costs because of this proposed rule. This
proposed rule would require an additional 1,000 engineering hours for
certification of one new engine every two years. The estimated total
bi-annual cost of $54,210 equals 1,000 hours multiplied by the hourly
compensation rate of $54.21.\1\ The total cost over a ten-year period
is $271,050 ($196,812 present value).
---------------------------------------------------------------------------
\1\ Economic Values for FAA Investment and Regulatory Decisions,
A Guide, December 2004. Table 7-1 lists the total compensation for
Aircraft Manufacturing (white collar occupation) as $49.04. To
express 2003 dollars in 2006 dollars we use the estimated average
GDP annual percent change of 3.4%.
---------------------------------------------------------------------------
Industry representatives for remaining firms informed the FAA that
their firms currently meet both the FAA and the European requirements.
Because these firms currently meet both sets of requirements, no extra
tests would be required because of the proposed rule.
Initial Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides the head of the agency may
so certify and a regulatory flexibility analysis is not required. The
certification must include a statement providing the factual basis for
this determination, and the reasoning should be clear.
In our small entity classification, the FAA uses the size standards
from the Small Business Administration. Only one manufacturer would
incur costs because of this proposed rule. Because this manufacturer
employs more than 1,500 employees, it is not considered a small entity.
The remaining part 33 engine manufacturers would not incur costs
associated with this proposed rule. These manufacturers would in fact
realize a prorated portion of the cost saving resulting from a single
harmonized certification procedure.
Consequently, the FAA certifies the rule will not have a
significant economic impact on a substantial number of small entities.
The FAA solicits comments regarding this determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
[[Page 40678]]
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. This proposed rule considers and
incorporates an international standard as the basis of a FAA
regulation. Thus the proposed rule complies with the Trade Agreements
Act of 1979 and does not create unnecessary obstacles to international
trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $128.1 million in lieu of $100 million. This proposed rule does not
contain such a mandate. The requirements of Title II do not apply.
Executive Order 13132, Federalism
The FAA analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and therefore, would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E defines FAA actions that may be categorically
excluded from preparation of a National Environmental Policy Act
environmental impact statement in the absence of extraordinary
circumstances. We determined that this proposed rule qualifies for the
categorical exclusion identified in Chapter 3, paragraph 312d, and
involves no extraordinary circumstances.
Regulations that Significantly Affect Energy Supply, Distribution, or
Use
We analyzed this NPRM under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We determined that it is not a
``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects in 14 CFR Part 33
Air transportation, Aircraft, Aviation safety, Safety.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend part 33 of Title 14 Code of Federal
Regulations (14 CFR part 33) as follows:
PART 33--AIRWORTHINESS STANDARDS: AIRCRAFT ENGINES
1. The authority citation for part 33 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
2. In Sec. 33.5, add paragraph (c) to read as follows:
Sec. 33.5 Instruction manual for installing and operating the engine.
* * * * *
(c) Safety analysis assumptions. The assumptions of the safety
analysis as described in Sec. 33.75(d) with respect to the reliability
of safety devices, instrumentation, early warning devices, maintenance
checks, and similar equipment or procedures that are outside the
control of the engine manufacturer.
3. Revise Sec. 33.74 to read as follows:
Sec. 33.74 Continued rotation.
If any of the engine main rotating systems continue to rotate after
the engine is shutdown for any reason while in flight, and if means to
prevent that continued rotation are not provided, then any continued
rotation during the maximum period of flight, and in the flight
conditions expected to occur with that engine inoperative, must not
result in any condition described in Sec. 33.75(g)(2)(i) through (vi)
of this part.
4. Revise Sec. 33.75 to read as follows:
Sec. 33.75 Safety analysis.
(a)(1) The applicant must analyze the engine, including the control
system, to assess the likely consequences of all failures that can
reasonably be expected to occur. This analysis will take into account,
if applicable:
(i) Aircraft-level devices and procedures assumed to be associated
with a typical installation. Such assumptions must be stated in the
analysis.
(ii) Consequential secondary failures and latent failures.
(iii) Multiple failures referred to in paragraph (d) of this
section or that result in the hazardous engine effects defined in
paragraph (g)(2) of this section.
(2) The applicant must summarize those failures that could result
in major engine effects or hazardous engine effects, as defined in
paragraph (g) of this section, and estimate the probability of
occurrence of those effects.
(3) The applicant must show that hazardous engine effects are
predicted to occur at a rate not in excess of that defined as extremely
remote (probability range of 10-7 to 10-9 per
engine flight hour). Since the estimated probability for individual
failures may be insufficiently precise to enable the applicant to
assess the total rate for hazardous engine effects, compliance may be
shown by demonstrating that the probability of a hazardous engine
effect arising from an individual failure can be predicted to be not
greater than 10-8 per engine flight hour. In dealing with
probabilities of this low order of magnitude, absolute proof is not
possible, and compliance may be shown by reliance on engineering
judgment and previous experience combined with sound design and test
philosophies.
(4) The applicant must show that major engine effects are predicted
to occur at a rate not in excess of that defined as remote (probability
range of 10-5 to 10-7 per engine flight hour).
(b) If significant doubt exists, the FAA may require that any
assumption as to the effects of failures and likely combination of
failures be verified by test.
(c) The primary failure of certain single elements cannot be
sensibly estimated in numerical terms. If the failure of such elements
is likely to result in hazardous engine effects, then compliance may be
shown by reliance on the prescribed integrity requirements of this
part. These instances must be stated in the safety analysis.
(d) If reliance is placed on a safety system to prevent a failure
from progressing to hazardous engine effects, the possibility of a
safety system failure in combination with a basic engine failure must
be included in the analysis. Such a safety system may include safety
devices, instrumentation, early warning devices, maintenance checks,
and other similar equipment or procedures. If items of a safety system
are outside the control of the engine manufacturer, the assumptions of
the safety analysis with
[[Page 40679]]
respect to the reliability of these parts must be clearly stated in the
analysis and identified in the installation instructions under Sec.
33.5 of this part.
(e) If the safety analysis depends on one or more of the following
items, those items must be identified in the analysis and appropriately
substantiated.
(1) Maintenance actions being carried out at stated intervals. This
includes the verification of the serviceability of items that could
fail in a latent manner. When necessary to prevent hazardous engine
effects, these maintenance actions and intervals must be published in
the instructions for continued airworthiness required under Sec. 33.4
of this part. Additionally, if errors in maintenance of the engine,
including the control system, could lead to hazardous engine effects,
the appropriate procedures must be included in the relevant engine
manuals.
(2) Verification of the satisfactory functioning of safety or other
devices at pre-flight or other stated periods. The details of this
satisfactory functioning must be published in the appropriate manual.
(3) The provisions of specific instrumentation not otherwise
required.
(f) If applicable, the safety analysis must also include, but not
be limited to, investigation of the following:
(1) Indicating equipment;
(2) Manual and automatic controls;
(3) Compressor bleed systems;
(4) Refrigerant injection systems;
(5) Gas temperature control systems;
(6) Engine speed, power, or thrust governors and fuel control
systems;
(7) Engine overspeed, overtemperature, or topping limiters;
(8) Propeller control systems; and
(9) Engine or propeller thrust reversal systems.
(g) Unless otherwise approved by the FAA and stated in the safety
analysis, for compliance with part 33, the following failure
definitions apply to the engine:
(1) An engine failure in which the only consequence is partial or
complete loss of thrust or power (and associated engine services) from
the engine will be regarded as a minor engine effect.
(2) The following effects will be regarded as hazardous engine
effects:
(i) Non-containment of high-energy debris;
(ii) Concentration of toxic products in the engine bleed air
intended for the cabin sufficient to incapacitate crew or passengers;
(iii) Significant thrust in the opposite direction to that
commanded by the pilot;
(iv) Uncontrolled fire;
(v) Failure of the engine mount system leading to inadvertent
engine separation;
(vi) Release of the propeller by the engine, if applicable; and
(vii) Complete inability to shut the engine down.
(3) An effect whose severity falls between those effects covered in
paragraphs (g)(1) and (g)(2) of this section will be regarded as a
major engine effect.
5. Amend Sec. 33.76 to revise paragraph (b)(3) to read as follows:
Sec. 33.76 Bird ingestion.
* * * * *
(b) * * *
(3) Ingestion of a single large bird tested under the conditions
prescribed in this section must not result in any condition described
in Sec. 33.75(g)(2) of this part.
* * * * *
Issued in Washington, DC, on July 13, 2006.
John J. Hickey,
Director, Aircraft Certification Service.
[FR Doc. E6-11372 Filed 7-17-06; 8:45 am]
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