Announcement of Anticipated Availability of Funds for Family Planning Services Grants, 37982-37988 [06-5956]
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Federal Register / Vol. 71, No. 127 / Monday, July 3, 2006 / Notices
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Announcement of Anticipated
Availability of Funds for Family
Planning Services Grants
Office of Population Affairs,
Office of Public Health and Science,
Office of the Secretary, DHHS.
ACTION: Notice.
AGENCY:
Announcement Type: Initial
Competitive Grant.
CFDA Number: 93.217.
Authority: Section 1001 of the Public
Health Service Act.
DATES: Application due dates vary. To
receive consideration, applications must
be received by the Office of Public
Health and Science (OPHS) Office of
Grants Management no later than the
applicable due date listed in Table I of
this announcement (Section IV. 3,
Submission Dates and Times) and
within the time frames specified in this
announcement for electronically
submitted, mailed, and/or handdelivered hardcopy applications.
Executive Order 12372 comment due
date: The State Single Point of Contact
(SPOC) has 60 days from the applicable
due date as listed in Table I of this
announcement to submit any comments.
SUMMARY: The Office of Population
Affairs (OPA), Office of Family Planning
(OFP), announces the anticipated
availability of funds for Fiscal Year (FY)
2007 family planning services grants
under the authority of Title X of the
Public Health Service Act. This notice
solicits applications for competing grant
awards to serve the areas and/or
populations listed in Table I. Only
applications which propose to serve the
populations and/or areas listed in Table
I will be accepted for review and
possible funding.
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I. Funding Opportunity Description
This announcement seeks
applications from public and nonprofit
private entities to establish and operate
voluntary family planning services
projects, which shall provide family
planning services to all persons desiring
such services. Family planning services
include clinical family planning and
related preventive health services;
information, education, and counseling
related to family planning; and, referral
services as indicated.
Applicants should use the Title X
legislation, applicable regulations,
Program Guidelines, legislative
mandates, Program Priorities, and other
Key Issues included in this
announcement and in the application
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kit, to guide them in developing their
applications.
Title X Statute and Regulations:
Requirements regarding the provision of
family planning services under Title X
can be found in the statute (Title X of
the Public Health Service Act, 42 U.S.C.
300, et seq.) and in the implementing
regulations which govern project grants
for family planning services (42 CFR
part 59, subpart A). In addition,
sterilization of clients as part of the Title
X program must be consistent with 42
CFR part 50 subpart B, (‘‘Sterilization of
Persons in Federally Assisted Family
Planning Projects’’). Title X of the
Public Health Service Act authorizes the
Secretary of Health and Human Services
(HHS) to award grants for projects to
provide family planning services to
persons from low-income families and
others. Section 1001 of the Act, as
amended, authorizes grants ‘‘to assist in
the establishment and operation of
voluntary family planning projects
which shall offer a broad range of
acceptable and effective family planning
methods and services (including natural
family planning methods, infertility
services, and services for adolescents).’’
Title X regulations further specify that
‘‘These projects shall consist of the
educational, comprehensive medical,
and social services necessary to aid
individuals to determine freely the
number and spacing of their children’’
(42 CFR 59.1). In addition, section 1001
of the statute requires that, to the extent
practicable, Title X service providers
shall encourage family participation in
family planning services projects.
Section 1008 of the Act, as amended,
stipulates that ‘‘None of the funds
appropriated under this title shall be
used in programs where abortion is a
method of family planning.’’
Program Guidelines: Additional
operational guidance for projects funded
under Title X can be found in the
‘‘Program Guidelines for Project Grants
for Family Planning Services’’ (January
2001). These Program Guidelines are
included in the application kit for this
announcement.
Legislative Mandates: The following
legislative mandates have been part of
the Title X appropriations language for
each of the last several years. Title X
family planning services projects should
include administrative, clinical,
counseling, and referral services
necessary to ensure adherence to these
requirements.
• ‘‘None of the funds appropriated in
this Act may be made available to any
entity under title X of the Public Health
Service Act unless the applicant for the
award certifies to the Secretary that it
encourages family participation in the
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decision of minors to seek family
planning services and that it provides
counseling to minors on how to resist
attempts to coerce minors into engaging
in sexual activities;’’ and
• ‘‘Notwithstanding any other
provision of law, no provider of services
under title X of the Public Health
Service Act shall be exempt from any
State law requiring notification or the
reporting of child abuse, child
molestation, sexual abuse, rape, or
incest.’’
Copies of the Title X statute,
regulations, legislative mandates, and
Program Guidelines may be obtained by
contacting the Office of Public Health
and Science (OPHS) Office of Grants
Management, or downloaded from the
Office of Population Affairs Web site at
https://opa.osophs.dhhs.gov. These
documents are also included in the
application kit. All Title X
requirements—including those derived
from the statute, the regulations,
legislative mandates, and the Program
Guidelines—apply to all activities
funded under this announcement. For
example, projects must meet the
regulatory requirements set out at 42
CFR 59.5 regarding charges to clients.
The funding criteria set out at 42 CFR
59.7 apply to all applicants under this
announcement.
Program Priorities: Each year the OFP
establishes program priorities that
represent overarching goals for the Title
X program. Project plans should be
developed that address 2007 Title X
program priorities, and should provide
evidence of the project’s capacity to
address program priorities and key
issues as they evolve in future years.
1. Assuring ongoing high quality
family planning and related preventive
health services that will improve the
overall health of individuals, with
priority for services to individuals from
low-income families;
2. Assuring access to a broad range of
acceptable and effective family planning
methods and related preventive health
services that include natural family
planning methods, infertility services,
and services for adolescents; highly
effective contraceptive methods; breast
and cervical cancer screening and
prevention services that correspond
with nationally recognized standards of
care; STD and HIV prevention
education, counseling, testing, and
referral; activities that promote positive
family relationships for the purpose of
increasing family participation in
reproductive health decision-making;
extramarital abstinence education and
counseling; and other preventive health
services. The broad range of services
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does not include abortion as a method
of family planning;
3. Assuring compliance with State
laws requiring notification or the
reporting of child abuse, child
molestation, sexual abuse, rape, or
incest;
4. Encouraging participation of
families, parents, and/or legal guardians
in the decision of minors to seek family
planning services; and providing
counseling to minors on how to resist
attempts to coerce minors into engaging
in sexual activities;
5. Addressing the comprehensive
family planning and other health needs
of individuals, families, and
communities through outreach to hardto-reach and/or vulnerable populations,
and partnering with other communitybased health and social service
providers that provide needed services.
Other Key Issues: In addition to the
Program Priorities, the following Key
Issues have implications for Title X
services projects, and should be
considered in developing the program
plan:
1. Efficiency and effectiveness in
program management and operations;
2. Management and decision-making
through performance measures and
accountability for outcomes;
3. Linkages and partnerships with
community-based and faith-based
organizations;
4. Addressing the national ‘‘HIV/AIDS
Prevention Strategies’’ initiative through
making HIV testing a routine part of
medical care, and integration of the
‘‘ABC’’ approach to HIV prevention
counseling (that is, ‘‘A’’ for extramarital
abstinence; ‘‘B’’ for be faithful in
marriage or committed relationships;
and, for individuals at increased risk for
contracting or transmitting HIV, the
message should include ‘‘A,’’ ‘‘B,’’ and
‘‘C’’ for correct and consistent condom
use).
5. The use of electronic technologies,
such as electronic grants management
capabilities, electronic health
information infrastructures, electronic
access to health quality information,
and similar electronic systems;
6. Data collection (such as the Family
Planning Annual Report [FPAR]) for use
in monitoring performance and
improving family planning services;
7. Service delivery improvement
through translation into practice of
research outcomes that focus on family
planning and related population issues;
and
8. Utilizing practice guidelines and
recommendations, developed by
recognized national professional
organizations and Federal agencies, in
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the provision of evidence-based Title X
clinical services.
II. Award Information
The anticipated FY 2007
appropriation for the Title X family
planning program is approximately
$283 million. Of this amount, OPA
intends to make available approximately
$72 million for competing Title X family
planning services grant awards in 29
states, populations, and/or areas. (See
Table I, Section IV. 3, Submission Dates
and Times, for competing areas and
approximate amount of available
funding.) The amounts stated in Table I
are inclusive of indirect costs. The
remaining funds will be used for
continued support of grants and
activities which are not competitive in
FY 2007. This program announcement
is subject to the appropriation of funds,
and is a contingency action taken to
ensure that, should funds become
available for this purpose, applications
can be processed in an orderly manner,
and funds can be awarded in a timely
fashion. Grants will be funded in annual
increments (budget periods) and are
generally approved for a project period
of three to five years. Funding for all
approved budget periods beyond the
first year of the grant is contingent upon
the availability of funds, satisfactory
progress of the project, and adequate
stewardship of Federal funds.
III. Eligibility Information
1. Eligible Applicants
Any public or nonprofit private entity
located in a State (which includes one
of the 50 United States, the District of
Columbia, Commonwealth of Puerto
Rico, U.S. Virgin Islands,
Commonwealth of the Northern Mariana
Islands, American Samoa, Guam,
Republic of Palau, Federated States of
Micronesia, and the Republic of the
Marshall Islands) is eligible to apply for
a grant under this announcement. Faithbased organizations are eligible to apply
for these Title X family planning
services grants. Nonprofit private
entities must provide proof of nonprofit
status. See Section IV.2 for information
regarding proof of nonprofit status.
2. Cost Sharing
Program regulations at 42 CFR 59.7(c)
stipulate that ‘‘No grant may be made
for an amount equal to 100 percent of
the project’s estimated costs.’’ Also, 42
CFR 59.7(b) states that ‘‘No grant may be
made for less than 90 percent of the
project’s costs, as so estimated, unless
the grant is to be made for a project that
was supported, under section 1001, for
less than 90 percent of its costs in fiscal
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37983
year 1975. In that case, the grant shall
not be for less than the percentage of
costs covered by the grant in fiscal year
1975.’’
While there is not a fixed cost-sharing
percentage or amount, projects must
include financial support from sources
other than Title X. The proposed project
budget should reflect financial support
in addition to Title X funds on both the
Standard Form (SF) 424A, ‘‘Budget
Information,’’ and in the budget
justification. The amount and source(s)
of these funds must be clearly identified
separately from the requested Title X
support as indicated on the SF 424A, as
well as on the SF 424, ‘‘Application for
Federal Assistance.’’ The OPHS Office
of Grants Management will review
applications to ensure that the requested
amount of Title X funding is in
compliance with this business
requirement.
3. Other
Awards will be made only to those
organizations or agencies that have met
all applicable requirements, and that
demonstrate the capability of providing
the required services.
IV. Application and Submission
Information
1. Address to Request Application
Package: Application kits may be
requested from, and applications
submitted to: Office of Public Health
and Science (OPHS)/Office of Grants
Management (OGM), 1101 Wootton
Parkway, Suite 550, Rockville, MD
20852, 240–453–8822. Application kits
are also available online through the
OPHS electronic grants management
Web site at https://
egrants.osophs.dhhs.gov, or the
government-wide grants system,
Grants.gov at https://www.grants.gov.
Application requests may be submitted
by FAX at 240–453–8823. Instructions
for use of the eGrants system can be
found on the OPA Web site at https://
opa.osophs.dhhs.gov or requested from
the OPHS Office of Grants Management.
2. Content and Form of Application
Submission: Applications must be
submitted on the Form OPHS–1 and in
the manner prescribed in the
application kit. The application
narrative should be limited to 60
double-spaced pages using an easily
readable serif typeface such as Times
Roman, Courier, or GC Times, 12 point
font. The page limit does not include
budget; budget justification; required
forms, assurances, and certifications as
part of the OPHS–1, ‘‘Grant
Application’’; or appendices. All pages,
charts, figures and tables should be
numbered, and a table of contents
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provided. The application narrative
should be numbered separately and
should clearly show the 60 page limit.
If the application narrative exceeds 60
pages, only the first 60 pages of the
application narrative will be reviewed.
Appendices may provide curriculum
vitae, organizational structure, examples
of organizational capabilities, or other
supplemental information which
supports the application. However,
appendices are for supportive
information only. Brochures and bound
materials should not be submitted. All
information that is critical to the
proposed project should be included in
the body of the application. Appendices
should be clearly labeled.
For all non-governmental applicants,
documentation of non-profit status must
be submitted as part of the application.
Any of the following constitutes
acceptable proof of such status:
a. A reference to the Applicant
organization’s listing the Internal
Revenue Service’s (IRS) most recent list
of tax-exempt organizations described in
the IRS code;
b. A copy of a currently valid IRS tax
exemption certificate;
c. A statement from a State taxing
body, State attorney general, or other
appropriate State official certifying that
the applicant organization has a nonprofit status and that none of the net
earnings accrue to any private
shareholders or individuals;
d. A certified copy of the
organization’s certificate of
incorporation or similar document that
clearly establishes non-profit status;
For local, nonprofit affiliates of State
or national organizations, a statement
signed by the parent organization
indicating that the applicant
organization is a local nonprofit affiliate
must be provided in addition to any one
of the above acceptable proof of
nonprofit status.
A Dun and Bradstreet Universal
Numbering System (DUNS) number is
required for all applications for Federal
assistance. Organizations should verify
that they have a DUNS number or take
the steps needed to obtain one.
Instructions for obtaining a DUNS
number are included in the application
package, or may be downloaded from
the OPA Web site.
Applications must include an abstract
of the proposed project. Please refer to
the OPHS–1 for the abstract form. The
abstract will be used to provide
reviewers with an overview of the
application, and will form the basis for
the application summary in grants
management documents.
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Application Content
Successful applicants will clearly
describe the administrative,
management, and clinical capability of
the applicant organization. All required
services should be included as part of
the program plan. The budget request
and justification should directly reflect
project activities.
Characteristics of a Successful Proposal
Proposed projects must adhere to all
requirements of the Title X statute;
applicable regulations, including
regulations regarding sterilization of
persons in Federally assisted family
planning projects; legislative mandates;
and Program Guidelines. Successful
proposals will fully describe how the
project will address Title X
requirements, and should include the
following:
1. A clear description of the need for
the services proposed;
2. A description of the geographic
area and population to be served;
3. Evidence that the proposed project
will address the family planning needs
identified;
4. Evidence that the applicant
organization has experience in
providing clinical health services and
the capacity to undertake the
comprehensive clinical family planning
and related preventive health services
required, including offering a broad
range of acceptable and effective family
planning methods and services, and
complying with the requirements of the
legislative mandates;
5. Evidence of familiarity with, and
ability to provide services that include
the following:
a. Family planning and related
preventive health issues as indicated in
the Program Priorities;
b. Services that are consistent with
current, recognized national standards
of care related to family planning,
reproductive health, and general
preventive health measures;
c. Identification, notification or
reporting of, and appropriate referral
for, domestic and intimate partner
violence, child abuse, child molestation,
sexual abuse, rape, or incest as required
by State laws;
d. Counseling techniques that
encourage family participation in
healthcare and reproductive decisionmaking of adolescents; teach resistance
skills for adolescents to avoid
exploitation and/or sexual coercion;
and, support stable, safe, and faithful
marriages and committed relationships
with the goal of promoting effective use
of family planning methods and
services. This includes referral to other
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service providers that have expertise in
these areas as appropriate; and,
6. Evidence that the proposed services
are consistent with the requirements of
the Title X statute; program regulations
(including regulations regarding
sterilization of persons in Federally
assisted family planning services
projects); legislative mandates; and
Program Guidelines.
7. Evidence that Title X funds will not
be used in programs where abortion is
a method of family planning;
8. A project plan which describes the
services to be provided, the location(s)
and hours of clinic operations, and
projected number of clients to be served;
9. A plan for providing community
information and education programs
which promote understanding of the
objectives of the project and inform the
community of the availability of
services. The plan should include a
strategy for maintaining records of
information and education activities
provided as part of the project. All
clinical and educational programs
provided as part of the project should
ensure voluntary participation;
10. A plan for an information and
education advisory committee that is
consistent with the Title X
requirements, and that will ensure that
all information and education materials
used as part of the project are current,
factual, and medically accurate, as well
as suitable for the population or
community to which they will be made
available.
11. Evidence that the Title X Program
Priorities and Key Issues are addressed
in the program plan;
12. A staffing plan which is
reasonable and adheres to the Title X
regulatory requirement that family
planning medical services be performed
under the direction of a physician with
special training or experience in family
planning. Staff providing clinical
services should be licensed and
function within the applicable
professional practice acts for the State in
which they practice;
13. Goal statement(s) and related
outcome objectives that are specific,
measurable, achievable, realistic and
time-framed (S.M.A.R.T.);
14. Evidence that the applicant has a
plan to facilitate access to the following:
a. Required clinical services, if not
provided by the applicant;
comprehensive primary care services;
and/or,
b. Other needed health and social
services for clients served in the Title Xfunded family planning project. This
includes evidence of formal agreements
for referral services, and collaborative
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agreements with other service providers
in the community, where appropriate;
15. Evidence of the capability of
collecting and reporting the required
program data for the Title X annual data
collection system (FPAR);
16. Evidence of a system for ensuring
quality family planning services,
including
a. A process for ensuring compliance
with program requirements, and
b. A methodology for ensuring that
health care practitioners have the
knowledge and skills necessary to
provide effective, quality family
planning and related preventive health
services that are consistent with current,
evidence-based national standards of
care. This should include training of
select health care practitioners by the
clinical preceptor training program
established by the OFP Clinical Training
Center, and utilizing clinical training
opportunities available through the
Regional Training Center in the
applicable region;
17. A budget and budget justification
narrative for year one of the project that
is detailed, reasonable, adequate, cost
efficient, and that is derived from
proposed activities. Budget projections
for each of the continuing years should
be included.
3. Submission Dates and Times
Competing grant applications are
invited for the following areas (please
note, in order to maximize access to
family planning services, one or more
grants may be awarded for each area
listed within the total amount indicated
for the area):
TABLE I
Approximate
funding
available
States/populations/areas to be served
Region I:
New Hampshire ....................................................................................................................
Vermont ................................................................................................................................
Maine ....................................................................................................................................
Rhode Island ........................................................................................................................
Connecticut ...........................................................................................................................
Massachusetts ......................................................................................................................
Region II: No service areas competitive in FY 2007
Region III:
Washington, DC ...................................................................................................................
Central Pennsylvania ............................................................................................................
Virginia ..................................................................................................................................
Region IV:
Georgia .................................................................................................................................
Florida, Greater Orlando area ..............................................................................................
Region V:
Ohio, Greater Cleveland .......................................................................................................
Illinois ....................................................................................................................................
Illinois, Chicago Area ............................................................................................................
Michigan ...............................................................................................................................
Wisconsin .............................................................................................................................
Minnesota, Ramsey County .................................................................................................
Region VI:
Texas ....................................................................................................................................
Region VII: No service areas competitive in FY 2007.
Region VIII:
South Dakota ........................................................................................................................
Wyoming ...............................................................................................................................
Region IX:
Navajo Nation .......................................................................................................................
Commonwealth of the Northern Mariana Islands ................................................................
Federated States of Micronesia ...........................................................................................
Nevada, Washoe County .....................................................................................................
Region X:
Alaska ...................................................................................................................................
Oregon ..................................................................................................................................
Idaho .....................................................................................................................................
Washington ...........................................................................................................................
Washington, Seattle area .....................................................................................................
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Submission Mechanisms
The Office of Public Health and
Science (OPHS) provides multiple
mechanisms for the submission of
applications, as described in the
following sections. Applicants will
receive notification via mail from the
OPHS Office of Grants Management
confirming the receipt of applications
submitted using any of these
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mechanisms. Applications submitted to
the OPHS Office of Grants Management
after the deadlines described below will
not be accepted for review. Applications
which do not conform to the
requirements of the grant announcement
will not be accepted for review and will
be returned to the applicant.
Applications may only be submitted
electronically via the electronic
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Application
due date
Approx. grant
funding date
$1,265,000
752,000
1,765,000
817,000
2,295,000
2,583,000
09/01/06
09/01/06
09/01/06
09/01/06
09/01/06
09/01/06
01/01/07
01/01/07
01/01/07
01/01/07
01/01/07
01/01/07
1,073,000
2,785,000
4,528,000
09/01/06
03/01/07
12/01/06
01/01/07
07/01/07
04/01/07
7,933,000
549,000
03/01/07
06/01/07
07/01/07
09/30/07
2,023,000
7,931,000
205,000
7,549,000
3,405,000
320,000
12/01/06
09/01/06
06/01/07
12/01/06
11/01/07
09/01/06
04/01/07
01/01/07
09/30/07
04/01/07
03/01/07
01/01/07
11,824,000
12/01/06
04/01/07
1,014,000
821,000
03/01/07
09/01/06
07/01/07
01/01/07
640,000
170,000
411,000
708,000
03/01/07
09/01/06
03/01/07
03/01/07
07/01/07
01/01/07
07/01/07
07/01/07
420,000
2,452,000
1,568,000
3,240,000
159,000
03/01/07
03/01/07
03/01/07
09/01/06
03/01/07
07/01/07
07/01/07
07/01/07
01/01/07
07/01/07
submission mechanisms specified
below. Any applications submitted via
any other means of electronic
communication, including facsimile or
electronic mail, will not be accepted for
review. While applications are accepted
in hard copy, the use of the electronic
application submission capabilities
provided by the OPHS eGrants system
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or the Grants.gov Website Portal is
encouraged.
Electronic grant application
submissions must be submitted no later
than 5 p.m. Eastern Time on the
deadline date specified in the DATES
section of the announcement using one
of the electronic submission
mechanisms specified below. All
required hardcopy original signatures
and mail-in items must be received by
the OPHS Office of Grants Management
no later than 5 p.m. Eastern Time on the
next business day after the deadline
date specified in the DATES section of
the announcement.
Applications will not be considered
valid until all electronic application
components, hardcopy original
signatures, and mail-in items are
received by the OPHS Office of Grants
Management according to the deadlines
specified above. Application
submissions that do not adhere to the
due date requirements will be
considered late and will be deemed
ineligible.
Applicants are encouraged to initiate
electronic applications early in the
application development process, and to
submit early on the due date or before.
This will aid in addressing any
problems with submissions prior to the
application deadline.
Electronic Submissions via the
Grants.gov Web Site Portal
The Grants.gov Website Portal
provides organizations with the ability
to submit applications for OPHS grant
opportunities. Organizations must
successfully complete the necessary
registration processes in order to submit
an application. Information about this
system is available on the Grants.gov
Web site, https://www.grants.gov.
In addition to electronically
submitted materials, applicants may be
required to submit hard copy signatures
for certain Program related forms, or
original materials as required by the
announcement. It is imperative that the
applicant review both the grant
announcement, as well as the
application guidance provided within
the Grants.gov application package, to
determine such requirements. Any
required hard copy materials, or
documents that require a signature,
must be submitted separately via mail to
the OPHS Office of Grants Management,
and, if required, must contain the
original signature of an individual
authorized to act for the applicant
agency and the obligations imposed by
the terms and conditions of the grant
award.
Electronic applications submitted via
the Grants.gov Website Portal must
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contain all completed online forms
required by the application kit, the
Program Narrative, Budget Narrative
and any appendices or exhibits. All
required mail-in items must received by
the due date requirements specified
above. Mail-In items may only include
publications, resumes, or organizational
documentation.
Upon completion of a successful
electronic application submission via
the Grants.gov Web site Portal, the
applicant will be provided with a
confirmation page from Grants.gov
indicating the date and time (Eastern
Time) of the electronic application
submission, as well as the Grants.gov
Receipt Number. It is critical that the
applicant print and retain this
confirmation for their records, as well as
a copy of the entire application package.
All applications submitted via the
Grants.gov Website Portal will be
validated by Grants.gov. Any
applications deemed ‘‘Invalid’’ by the
Grants.gov Website Portal will not be
transferred to the OPHS eGrants system,
and OPHS has no responsibility for any
application that is not validated and
transferred to OPHS from the Grants.gov
Website Portal. Grants.gov will notify
the applicant regarding the application
validation status. Once the application
is successfully validated by the
Grants.gov Website Portal, applicants
should immediately mail all required
hard copy materials to the OPHS Office
of Grants Management to be received by
the deadlines specified above. It is
critical that the applicant clearly
identify the Organization name and
Grants.gov Application Receipt Number
on all hard copy materials.
Once the application is validated by
Grants.gov, it will be electronically
transferred to the OPHS eGrants system
for processing. Upon receipt of both the
electronic application from the
Grants.gov Website Portal, and the
required hardcopy mail-in items,
applicants will receive notification via
mail from the OPHS Office of Grants
Management confirming the receipt of
the application submitted using the
Grants.gov Web site Portal.
Applicants should contact Grants.gov
regarding any questions or concerns
regarding the electronic application
process conducted through the
Grants.gov Web site Portal.
Electronic Submissions via the OPHS
eGrants System
The OPHS electronic grants
management system, eGrants, provides
for applications to be submitted
electronically. Information about this
system is available on the OPHS eGrants
Web site, https://
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egrants.osophs.dhhs.gov, or may be
requested from the OPHS Office of
Grants Management at (240) 453–8822.
When submitting applications via the
OPHS eGrants system, applicants are
required to submit a hard copy of the
application face page (Standard Form
424) with the original signature of an
individual authorized to act for the
applicant agency and assume the
obligations imposed by the terms and
conditions of the grant award. If
required, applicants will also need to
submit a hard copy of the Standard
Form LLL and/or certain Program
related forms (e.g., Program
Certifications) with the original
signature of an individual authorized to
act for the applicant agency.
Electronic applications submitted via
the OPHS eGrants system must contain
all completed online forms required by
the application kit, the Program
Narrative, Budget Narrative and any
appendices or exhibits. The applicant
may identify specific mail-in items to be
sent to the Office of Grants Management
separate from the electronic submission;
however these mail-in items must be
entered on the eGrants Application
Checklist at the time of electronic
submission, and must be received by the
due date requirements specified above.
Mail-In items may only include
publications, resumes, or organizational
documentation.
Upon completion of a successful
electronic application submission, the
OPHS eGrants system will provide the
applicant with a confirmation page
indicating the date and time (Eastern
Time) of the electronic application
submission. This confirmation page will
also provide a listing of all items that
constitute the final application
submission including all electronic
application components, required
hardcopy original signatures, and mailin items, as well as the mailing address
of the OPHS Office of Grants
Management where all required hard
copy materials must be submitted.
As items are received by the OPHS
Office of Grants Management, the
electronic application status will be
updated to reflect the receipt of mail-in
items. It is recommended that the
applicant monitor the status of their
application in the OPHS eGrants system
to ensure that all signatures and mail-in
items are received.
Mailed or Hand-Delivered Hard Copy
Applications
Applicants who submit applications
in hard copy (via mail or handdelivered) are required to submit an
original and two copies of the
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application. See Section IV. 1 for the
address to submit hard copy
applications. The original application
must be signed by an individual
authorized to act for the applicant
agency or organization and to assume
for the organization the obligations
imposed by the terms and conditions of
the grant award.
Mailed or hand-delivered applications
will be considered as meeting the
deadline if they are received by the
OPHS Office of Grant Management on or
before 5 p.m. Eastern Time on the
deadline date specified in the DATES
section of the announcement. The
application deadline date requirement
specified in this announcement
supersedes the instructions in the
OPHS–1. Applications that do not meet
the deadline will be returned to the
applicant unread.
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4. Intergovernmental Review
Applicants under this announcement
are subject to the requirements of
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs,’’ as implemented by 45 CFR
part 100, ‘‘Intergovernmental Review of
Department of Health and Human
Services Programs and Activities.’’ As
soon as possible, the applicant should
discuss the project with the State Single
Point of Contact (SPOC) for the state in
which the applicant is located. The
application kit contains the currently
available listing of the SPOCs that have
elected to be informed of the submission
of applications. For those states not
represented on the listing, further
inquiries should be made by the
applicant regarding the submission to
the relevant SPOC. The SPOC should
forward any comments to the OPHS
Office of Grants Management, 1101
Wootton Parkway, Suite 550, Rockville,
Maryland 20852. The SPOC has 60 days
from the due date as listed in the
DATES section of this announcement to
submit any comments. For further
information, contact the OPHS Office of
Grants Management at 240–453–8822.
5. Funding Restrictions
The allowability, allocability,
reasonableness and necessity of direct
and indirect costs that may be charged
to OPHS grants are outlined in the
following documents: OMB Circular A–
21 (Institutions of Higher Education);
OMB Circular A–87 (State and Local
Governments); OMB Circular A–122
(Nonprofit Organizations); and 45 CFR
part 74, Appendix E (Hospitals). Copies
of the Office of Management and Budget
(OMB) Circulars are available on the
Internet at https://www.whitehouse.gov/
omb/grants/grants_circulars.html.
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In order to claim indirect costs as part
of a budget request, an applicant
organization must have an indirect cost
rate which has been negotiated with the
Federal government. The Health and
Human Services Division of Cost
Allocation (DCA) Regional Office that is
applicable to your State can provide
information on how to receive such a
rate. A list of DCA Regional Offices is
included in the application kit for this
announcement.
6. Other Submission Requirements
None.
V. Application Review Information
1. Criteria
Eligible applications will be assessed
according to the following criteria:
Within the limits of funds available
for these purposes, grants may be
awarded for the establishment and
operation of those projects which will
best promote the purposes of section
1001 of Title X of the Public Health
Service Act, taking into account:
(1) The degree to which the project
plan adequately provides for the
requirements set forth in the Title X
regulations at 42 CFR part 59, subpart A
(20 points);
(2) The extent to which family
planning services are needed locally (20
points);
(3) The adequacy of the applicant’s
facilities and staff (20 points);
(4) The number of patients, and, in
particular, the number of low-income
patients to be served (15 points);
(5) The capacity of the applicant to
make rapid and effective use of the
Federal assistance (10 points);
(6) The relative availability of nonFederal resources within the community
to be served and the degree to which
those resources are committed to the
project (10 points); and
(7) The relative need of the applicant
(5 points).
2. Review and Selection Process
Each regional office is responsible for
facilitating the process of evaluating
applications and setting funding levels
according to the criteria set out in 42
CFR 59.7(a). No award, or total awards,
will be made for an amount greater than
the amount indicated in Table I for the
area to be served. Eligible applications
will be reviewed by a panel of
independent reviewers and will be
evaluated based on the criteria listed
above. In addition to the independent
review panel, there will be Federal staff
reviews of each application for
programmatic and grants management
compliance.
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37987
Final grant award decisions will be
made by the Regional Health
Administrator (RHA) for the applicable
PHS Region. In making grant award
decisions, the RHA will fund those
projects which will, in his/her
judgement, best promote the purposes of
section 1001 of the Act, within the
limits of funds available for such
projects.
VI. Award Administration Information
1. Award Notices
The OPA does not release information
about individual applications during the
review process. When final funding
decisions have been made, each
applicant will be notified by letter of the
outcome. The official document
notifying an applicant that a project
application has been approved for
funding is the Notice of Grant Award
(NGA), signed by the Director of the
OPHS Office of Grants Management.
This document specifies to the grantee
the amount of money awarded, the
purposes of the grant, the length of the
project period, terms and conditions of
the grant award, and the amount of
funding to be contributed by the grantee
to project costs. Grantees should pay
specific attention to the terms and
conditions of the award as indicated on
the NGA, as some may require a timelimited response. The NGA will also
identify the Grants Specialist and
Program Project Officer assigned to the
grant.
2. Administrative and National Policy
Requirements
In accepting the award, the grantee
stipulates that the award and any
activities thereunder are subject to all
provisions of 45 CFR parts 74 and 92,
currently in effect or implemented
during the period of the grant.
The successful applicant will be
responsible for the overall management
of activities within the scope of the
approved project plan. The OPHS
requires all grant recipients to provide
a smoke-free workplace and to promote
the non-use of all tobacco products.
This is consistent with the OPHS
mission to protect and advance the
physical and mental health of the
American people.
The HHS Appropriations Act requires
that when issuing statements, press
releases, requests for proposals, bid
solicitations, and other documents
describing projects or programs funded
in whole or in part with Federal money,
grantees shall clearly state the
percentage and dollar amount of the
total costs of the program or project that
will be financed with Federal money
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and the percentage and dollar amount of
the total costs of the project or program
that will be financed by nongovernmental sources.
3. Reporting
Each grantee is required to submit a
Family Planning Annual Report (FPAR)
each year.
The information collections (reporting
requirements) and format for this report
have been approved by the Office of
Management and Budget and assigned
OMB No. 0990–0221. The FPAR
contains a brief organizational profile
and 14 tables to report data on users,
service use, and revenue for the
reporting year. The FPAR instrument
and instructions can be found on the
OPA Web site at https://
opa.osophs.dhhs.gov.
In addition to the FPAR, grantees are
required to submit an annual Financial
Status Report within 90 days of the end
of each budget period. Grantees who
receive $500,000 or greater of Federal
funds must also undergo an
independent audit in accordance with
OMB Circular A–133.
Each year of the approved project
period, grantees are required to submit
a non-competing continuation
application, which includes a progress
report for the current budget year, and
work plan, budget, and budget narrative
for the upcoming year.
Required reports may be submitted
either electronically or in hard copy.
VII. Agency Contacts
Administrative and Budgetary
Requirements
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For information related to
administrative and budgetary
requirements, contact the OPHS Office
of Grants Management Grants Specialist
for the applicable region as listed below.
For Region I (Connecticut, Maine,
Massachusetts, New Hampshire, Rhode
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Island, Vermont), Region II (New Jersey,
New York, Puerto Rico, Virgin Islands),
Region III (New Jersey, New York,
Puerto Rico, Virgin Islands), and Region
VI (Arkansas, Louisiana, New Mexico,
Oklahoma, Texas) contact Renee Scales,
240–453–8822, renee.scales@hhs.gov.
For Region IV (Kentucky, Mississippi,
North Carolina, Tennessee, Alabama,
Florida, Georgia, South Carolina),
Region V (Illinois, Indiana, Michigan,
Minnesota, Ohio, Wisconsin), and
Region VII (Iowa, Kansas, Missouri,
Nebraska) contact Eleanor Walker, 240–
453–8822, eleanor.walker@hhs.gov.
For Region VIII (Colorado, Montana,
North Dakota, South Dakota, Utah,
Wyoming), Region IX (Arizona,
California, Hawaii, Nevada,
Commonwealth of the Northern Mariana
Islands, American Samoa, Guam,
Republic of Palau, Federal States of
Micronesia, Republic of the Marshall
Islands), and Region X (Alaska, Idaho,
Oregon, Washington) contact Robin
Fuller, 240–453–8822,
robin.fuller@hhs.gov.
Program Requirements
For information related to family
planning program requirements, contact
the Family Planning contact in the
applicable Regional Office listed below:
Region I (Connecticut, Maine,
Massachusetts, New Hampshire, Rhode
Island, Vermont)— Betsy Rosenfeld,
617–565–4265, betsy.rosenfeld@hhs.gov
or Kathy Stratford, 617–565–1070,
kathleen.stratford@hhs.gov;
Region II (New Jersey, New York,
Puerto Rico, Virgin Islands)—Robin
Lane, 212–264–3935,
robin.lane@hhs.gov;
Region III (Delaware, Washington, DC,
Maryland, Pennsylvania, Virginia, West
Virginia)— Dickie Lynn Gronseth, 215–
861–4656, dickielynn.gronseth@hhs.gov;
Region IV (Kentucky, Mississippi,
North Carolina, Tennessee, Alabama,
Florida, Georgia, South Carolina)—
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Edecia Richards, 404–562–7900,
edecia.richards@hhs.gov;
Region V (Illinois, Indiana, Michigan,
Minnesota, Ohio, Wisconsin)—Janice
Ely, 312–886–3864;
Region VI (Arkansas, Louisiana, New
Mexico, Oklahoma, Texas)—Evelyn
Glass, 214–767–3088,
evelyn.glass@hhs.gov;
Region VII (Iowa, Kansas, Missouri,
Nebraska)—Elizabeth Curtis, 816–426–
2924, elizabeth.curtis@hhs.gov;
Region VIII (Colorado, Montana,
North Dakota, South Dakota, Utah,
Wyoming)— Jill Leslie, 303–844–7856,
jill.leslie@hhs.gov;
Region IX (Arizona, California,
Hawaii, Nevada, Commonwealth of the
Northern Mariana Islands, American
Samoa, Guam, Republic of Palau,
Federal States of Micronesia, Republic
of the Marshall Islands)— Nancy
Mautone-Smith, 415–437–7984,
nancy.mautone-smith@hhs.gov; and
Region X (Alaska, Idaho, Oregon,
Washington)—Janet Wildeboor, 206–
615–2776, janet.wildeboor@hhs.gov.
VIII. Other Information
Technical Assistance Conference Call:
The OFP will conduct several technical
assistance conference calls to provide
potential applicants with general
information regarding this funding
opportunity. These calls will be held
shortly after publication of this Notice
in the Federal Register. For more
information regarding the call schedule,
including date, registration information,
and how to participate, please consult
the OPA Web site at https://
opa.osophs.dhhs.gov.
Dated: June 27, 2006.
Alma L. Golden,
Deputy Assistant Secretary for Population
Affairs.
[FR Doc. 06–5956 Filed 6–30–06; 8:45 am]
BILLING CODE 4150–34–P
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Agencies
[Federal Register Volume 71, Number 127 (Monday, July 3, 2006)]
[Notices]
[Pages 37982-37988]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-5956]
[[Page 37981]]
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Part II
Department of Health and Human Services
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Announcement of Anticipated Availability of Funds for Family Planning
Services Grants; Notice
Federal Register / Vol. 71, No. 127 / Monday, July 3, 2006 /
Notices
[[Page 37982]]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Announcement of Anticipated Availability of Funds for Family
Planning Services Grants
AGENCY: Office of Population Affairs, Office of Public Health and
Science, Office of the Secretary, DHHS.
ACTION: Notice.
-----------------------------------------------------------------------
Announcement Type: Initial Competitive Grant.
CFDA Number: 93.217.
Authority: Section 1001 of the Public Health Service Act.
DATES: Application due dates vary. To receive consideration,
applications must be received by the Office of Public Health and
Science (OPHS) Office of Grants Management no later than the applicable
due date listed in Table I of this announcement (Section IV. 3,
Submission Dates and Times) and within the time frames specified in
this announcement for electronically submitted, mailed, and/or hand-
delivered hardcopy applications.
Executive Order 12372 comment due date: The State Single Point of
Contact (SPOC) has 60 days from the applicable due date as listed in
Table I of this announcement to submit any comments.
SUMMARY: The Office of Population Affairs (OPA), Office of Family
Planning (OFP), announces the anticipated availability of funds for
Fiscal Year (FY) 2007 family planning services grants under the
authority of Title X of the Public Health Service Act. This notice
solicits applications for competing grant awards to serve the areas
and/or populations listed in Table I. Only applications which propose
to serve the populations and/or areas listed in Table I will be
accepted for review and possible funding.
I. Funding Opportunity Description
This announcement seeks applications from public and nonprofit
private entities to establish and operate voluntary family planning
services projects, which shall provide family planning services to all
persons desiring such services. Family planning services include
clinical family planning and related preventive health services;
information, education, and counseling related to family planning; and,
referral services as indicated.
Applicants should use the Title X legislation, applicable
regulations, Program Guidelines, legislative mandates, Program
Priorities, and other Key Issues included in this announcement and in
the application kit, to guide them in developing their applications.
Title X Statute and Regulations: Requirements regarding the
provision of family planning services under Title X can be found in the
statute (Title X of the Public Health Service Act, 42 U.S.C. 300, et
seq.) and in the implementing regulations which govern project grants
for family planning services (42 CFR part 59, subpart A). In addition,
sterilization of clients as part of the Title X program must be
consistent with 42 CFR part 50 subpart B, (``Sterilization of Persons
in Federally Assisted Family Planning Projects''). Title X of the
Public Health Service Act authorizes the Secretary of Health and Human
Services (HHS) to award grants for projects to provide family planning
services to persons from low-income families and others. Section 1001
of the Act, as amended, authorizes grants ``to assist in the
establishment and operation of voluntary family planning projects which
shall offer a broad range of acceptable and effective family planning
methods and services (including natural family planning methods,
infertility services, and services for adolescents).'' Title X
regulations further specify that ``These projects shall consist of the
educational, comprehensive medical, and social services necessary to
aid individuals to determine freely the number and spacing of their
children'' (42 CFR 59.1). In addition, section 1001 of the statute
requires that, to the extent practicable, Title X service providers
shall encourage family participation in family planning services
projects. Section 1008 of the Act, as amended, stipulates that ``None
of the funds appropriated under this title shall be used in programs
where abortion is a method of family planning.''
Program Guidelines: Additional operational guidance for projects
funded under Title X can be found in the ``Program Guidelines for
Project Grants for Family Planning Services'' (January 2001). These
Program Guidelines are included in the application kit for this
announcement.
Legislative Mandates: The following legislative mandates have been
part of the Title X appropriations language for each of the last
several years. Title X family planning services projects should include
administrative, clinical, counseling, and referral services necessary
to ensure adherence to these requirements.
``None of the funds appropriated in this Act may be made
available to any entity under title X of the Public Health Service Act
unless the applicant for the award certifies to the Secretary that it
encourages family participation in the decision of minors to seek
family planning services and that it provides counseling to minors on
how to resist attempts to coerce minors into engaging in sexual
activities;'' and
``Notwithstanding any other provision of law, no provider
of services under title X of the Public Health Service Act shall be
exempt from any State law requiring notification or the reporting of
child abuse, child molestation, sexual abuse, rape, or incest.''
Copies of the Title X statute, regulations, legislative mandates,
and Program Guidelines may be obtained by contacting the Office of
Public Health and Science (OPHS) Office of Grants Management, or
downloaded from the Office of Population Affairs Web site at https://
opa.osophs.dhhs.gov. These documents are also included in the
application kit. All Title X requirements--including those derived from
the statute, the regulations, legislative mandates, and the Program
Guidelines--apply to all activities funded under this announcement. For
example, projects must meet the regulatory requirements set out at 42
CFR 59.5 regarding charges to clients. The funding criteria set out at
42 CFR 59.7 apply to all applicants under this announcement.
Program Priorities: Each year the OFP establishes program
priorities that represent overarching goals for the Title X program.
Project plans should be developed that address 2007 Title X program
priorities, and should provide evidence of the project's capacity to
address program priorities and key issues as they evolve in future
years.
1. Assuring ongoing high quality family planning and related
preventive health services that will improve the overall health of
individuals, with priority for services to individuals from low-income
families;
2. Assuring access to a broad range of acceptable and effective
family planning methods and related preventive health services that
include natural family planning methods, infertility services, and
services for adolescents; highly effective contraceptive methods;
breast and cervical cancer screening and prevention services that
correspond with nationally recognized standards of care; STD and HIV
prevention education, counseling, testing, and referral; activities
that promote positive family relationships for the purpose of
increasing family participation in reproductive health decision-making;
extramarital abstinence education and counseling; and other preventive
health services. The broad range of services
[[Page 37983]]
does not include abortion as a method of family planning;
3. Assuring compliance with State laws requiring notification or
the reporting of child abuse, child molestation, sexual abuse, rape, or
incest;
4. Encouraging participation of families, parents, and/or legal
guardians in the decision of minors to seek family planning services;
and providing counseling to minors on how to resist attempts to coerce
minors into engaging in sexual activities;
5. Addressing the comprehensive family planning and other health
needs of individuals, families, and communities through outreach to
hard-to-reach and/or vulnerable populations, and partnering with other
community-based health and social service providers that provide needed
services.
Other Key Issues: In addition to the Program Priorities, the
following Key Issues have implications for Title X services projects,
and should be considered in developing the program plan:
1. Efficiency and effectiveness in program management and
operations;
2. Management and decision-making through performance measures and
accountability for outcomes;
3. Linkages and partnerships with community-based and faith-based
organizations;
4. Addressing the national ``HIV/AIDS Prevention Strategies''
initiative through making HIV testing a routine part of medical care,
and integration of the ``ABC'' approach to HIV prevention counseling
(that is, ``A'' for extramarital abstinence; ``B'' for be faithful in
marriage or committed relationships; and, for individuals at increased
risk for contracting or transmitting HIV, the message should include
``A,'' ``B,'' and ``C'' for correct and consistent condom use).
5. The use of electronic technologies, such as electronic grants
management capabilities, electronic health information infrastructures,
electronic access to health quality information, and similar electronic
systems;
6. Data collection (such as the Family Planning Annual Report
[FPAR]) for use in monitoring performance and improving family planning
services;
7. Service delivery improvement through translation into practice
of research outcomes that focus on family planning and related
population issues; and
8. Utilizing practice guidelines and recommendations, developed by
recognized national professional organizations and Federal agencies, in
the provision of evidence-based Title X clinical services.
II. Award Information
The anticipated FY 2007 appropriation for the Title X family
planning program is approximately $283 million. Of this amount, OPA
intends to make available approximately $72 million for competing Title
X family planning services grant awards in 29 states, populations, and/
or areas. (See Table I, Section IV. 3, Submission Dates and Times, for
competing areas and approximate amount of available funding.) The
amounts stated in Table I are inclusive of indirect costs. The
remaining funds will be used for continued support of grants and
activities which are not competitive in FY 2007. This program
announcement is subject to the appropriation of funds, and is a
contingency action taken to ensure that, should funds become available
for this purpose, applications can be processed in an orderly manner,
and funds can be awarded in a timely fashion. Grants will be funded in
annual increments (budget periods) and are generally approved for a
project period of three to five years. Funding for all approved budget
periods beyond the first year of the grant is contingent upon the
availability of funds, satisfactory progress of the project, and
adequate stewardship of Federal funds.
III. Eligibility Information
1. Eligible Applicants
Any public or nonprofit private entity located in a State (which
includes one of the 50 United States, the District of Columbia,
Commonwealth of Puerto Rico, U.S. Virgin Islands, Commonwealth of the
Northern Mariana Islands, American Samoa, Guam, Republic of Palau,
Federated States of Micronesia, and the Republic of the Marshall
Islands) is eligible to apply for a grant under this announcement.
Faith-based organizations are eligible to apply for these Title X
family planning services grants. Nonprofit private entities must
provide proof of nonprofit status. See Section IV.2 for information
regarding proof of nonprofit status.
2. Cost Sharing
Program regulations at 42 CFR 59.7(c) stipulate that ``No grant may
be made for an amount equal to 100 percent of the project's estimated
costs.'' Also, 42 CFR 59.7(b) states that ``No grant may be made for
less than 90 percent of the project's costs, as so estimated, unless
the grant is to be made for a project that was supported, under section
1001, for less than 90 percent of its costs in fiscal year 1975. In
that case, the grant shall not be for less than the percentage of costs
covered by the grant in fiscal year 1975.''
While there is not a fixed cost-sharing percentage or amount,
projects must include financial support from sources other than Title
X. The proposed project budget should reflect financial support in
addition to Title X funds on both the Standard Form (SF) 424A, ``Budget
Information,'' and in the budget justification. The amount and
source(s) of these funds must be clearly identified separately from the
requested Title X support as indicated on the SF 424A, as well as on
the SF 424, ``Application for Federal Assistance.'' The OPHS Office of
Grants Management will review applications to ensure that the requested
amount of Title X funding is in compliance with this business
requirement.
3. Other
Awards will be made only to those organizations or agencies that
have met all applicable requirements, and that demonstrate the
capability of providing the required services.
IV. Application and Submission Information
1. Address to Request Application Package: Application kits may be
requested from, and applications submitted to: Office of Public Health
and Science (OPHS)/Office of Grants Management (OGM), 1101 Wootton
Parkway, Suite 550, Rockville, MD 20852, 240-453-8822. Application kits
are also available online through the OPHS electronic grants management
Web site at https://egrants.osophs.dhhs.gov, or the government-wide
grants system, Grants.gov at https://www.grants.gov. Application
requests may be submitted by FAX at 240-453-8823. Instructions for use
of the eGrants system can be found on the OPA Web site at https://
opa.osophs.dhhs.gov or requested from the OPHS Office of Grants
Management.
2. Content and Form of Application Submission: Applications must be
submitted on the Form OPHS-1 and in the manner prescribed in the
application kit. The application narrative should be limited to 60
double-spaced pages using an easily readable serif typeface such as
Times Roman, Courier, or GC Times, 12 point font. The page limit does
not include budget; budget justification; required forms, assurances,
and certifications as part of the OPHS-1, ``Grant Application''; or
appendices. All pages, charts, figures and tables should be numbered,
and a table of contents
[[Page 37984]]
provided. The application narrative should be numbered separately and
should clearly show the 60 page limit. If the application narrative
exceeds 60 pages, only the first 60 pages of the application narrative
will be reviewed. Appendices may provide curriculum vitae,
organizational structure, examples of organizational capabilities, or
other supplemental information which supports the application. However,
appendices are for supportive information only. Brochures and bound
materials should not be submitted. All information that is critical to
the proposed project should be included in the body of the application.
Appendices should be clearly labeled.
For all non-governmental applicants, documentation of non-profit
status must be submitted as part of the application. Any of the
following constitutes acceptable proof of such status:
a. A reference to the Applicant organization's listing the Internal
Revenue Service's (IRS) most recent list of tax-exempt organizations
described in the IRS code;
b. A copy of a currently valid IRS tax exemption certificate;
c. A statement from a State taxing body, State attorney general, or
other appropriate State official certifying that the applicant
organization has a non-profit status and that none of the net earnings
accrue to any private shareholders or individuals;
d. A certified copy of the organization's certificate of
incorporation or similar document that clearly establishes non-profit
status;
For local, nonprofit affiliates of State or national organizations,
a statement signed by the parent organization indicating that the
applicant organization is a local nonprofit affiliate must be provided
in addition to any one of the above acceptable proof of nonprofit
status.
A Dun and Bradstreet Universal Numbering System (DUNS) number is
required for all applications for Federal assistance. Organizations
should verify that they have a DUNS number or take the steps needed to
obtain one. Instructions for obtaining a DUNS number are included in
the application package, or may be downloaded from the OPA Web site.
Applications must include an abstract of the proposed project.
Please refer to the OPHS-1 for the abstract form. The abstract will be
used to provide reviewers with an overview of the application, and will
form the basis for the application summary in grants management
documents.
Application Content
Successful applicants will clearly describe the administrative,
management, and clinical capability of the applicant organization. All
required services should be included as part of the program plan. The
budget request and justification should directly reflect project
activities.
Characteristics of a Successful Proposal
Proposed projects must adhere to all requirements of the Title X
statute; applicable regulations, including regulations regarding
sterilization of persons in Federally assisted family planning
projects; legislative mandates; and Program Guidelines. Successful
proposals will fully describe how the project will address Title X
requirements, and should include the following:
1. A clear description of the need for the services proposed;
2. A description of the geographic area and population to be
served;
3. Evidence that the proposed project will address the family
planning needs identified;
4. Evidence that the applicant organization has experience in
providing clinical health services and the capacity to undertake the
comprehensive clinical family planning and related preventive health
services required, including offering a broad range of acceptable and
effective family planning methods and services, and complying with the
requirements of the legislative mandates;
5. Evidence of familiarity with, and ability to provide services
that include the following:
a. Family planning and related preventive health issues as
indicated in the Program Priorities;
b. Services that are consistent with current, recognized national
standards of care related to family planning, reproductive health, and
general preventive health measures;
c. Identification, notification or reporting of, and appropriate
referral for, domestic and intimate partner violence, child abuse,
child molestation, sexual abuse, rape, or incest as required by State
laws;
d. Counseling techniques that encourage family participation in
healthcare and reproductive decision-making of adolescents; teach
resistance skills for adolescents to avoid exploitation and/or sexual
coercion; and, support stable, safe, and faithful marriages and
committed relationships with the goal of promoting effective use of
family planning methods and services. This includes referral to other
service providers that have expertise in these areas as appropriate;
and,
6. Evidence that the proposed services are consistent with the
requirements of the Title X statute; program regulations (including
regulations regarding sterilization of persons in Federally assisted
family planning services projects); legislative mandates; and Program
Guidelines.
7. Evidence that Title X funds will not be used in programs where
abortion is a method of family planning;
8. A project plan which describes the services to be provided, the
location(s) and hours of clinic operations, and projected number of
clients to be served;
9. A plan for providing community information and education
programs which promote understanding of the objectives of the project
and inform the community of the availability of services. The plan
should include a strategy for maintaining records of information and
education activities provided as part of the project. All clinical and
educational programs provided as part of the project should ensure
voluntary participation;
10. A plan for an information and education advisory committee that
is consistent with the Title X requirements, and that will ensure that
all information and education materials used as part of the project are
current, factual, and medically accurate, as well as suitable for the
population or community to which they will be made available.
11. Evidence that the Title X Program Priorities and Key Issues are
addressed in the program plan;
12. A staffing plan which is reasonable and adheres to the Title X
regulatory requirement that family planning medical services be
performed under the direction of a physician with special training or
experience in family planning. Staff providing clinical services should
be licensed and function within the applicable professional practice
acts for the State in which they practice;
13. Goal statement(s) and related outcome objectives that are
specific, measurable, achievable, realistic and time-framed
(S.M.A.R.T.);
14. Evidence that the applicant has a plan to facilitate access to
the following:
a. Required clinical services, if not provided by the applicant;
comprehensive primary care services; and/or,
b. Other needed health and social services for clients served in
the Title X-funded family planning project. This includes evidence of
formal agreements for referral services, and collaborative
[[Page 37985]]
agreements with other service providers in the community, where
appropriate;
15. Evidence of the capability of collecting and reporting the
required program data for the Title X annual data collection system
(FPAR);
16. Evidence of a system for ensuring quality family planning
services, including
a. A process for ensuring compliance with program requirements, and
b. A methodology for ensuring that health care practitioners have
the knowledge and skills necessary to provide effective, quality family
planning and related preventive health services that are consistent
with current, evidence-based national standards of care. This should
include training of select health care practitioners by the clinical
preceptor training program established by the OFP Clinical Training
Center, and utilizing clinical training opportunities available through
the Regional Training Center in the applicable region;
17. A budget and budget justification narrative for year one of the
project that is detailed, reasonable, adequate, cost efficient, and
that is derived from proposed activities. Budget projections for each
of the continuing years should be included.
3. Submission Dates and Times
Competing grant applications are invited for the following areas
(please note, in order to maximize access to family planning services,
one or more grants may be awarded for each area listed within the total
amount indicated for the area):
Table I
----------------------------------------------------------------------------------------------------------------
Approximate
States/populations/areas to be served funding Application Approx. grant
available due date funding date
----------------------------------------------------------------------------------------------------------------
Region I:
New Hampshire............................................... $1,265,000 09/01/06 01/01/07
Vermont..................................................... 752,000 09/01/06 01/01/07
Maine....................................................... 1,765,000 09/01/06 01/01/07
Rhode Island................................................ 817,000 09/01/06 01/01/07
Connecticut................................................. 2,295,000 09/01/06 01/01/07
Massachusetts............................................... 2,583,000 09/01/06 01/01/07
Region II: No service areas competitive in FY 2007
Region III:
Washington, DC.............................................. 1,073,000 09/01/06 01/01/07
Central Pennsylvania........................................ 2,785,000 03/01/07 07/01/07
Virginia.................................................... 4,528,000 12/01/06 04/01/07
Region IV:
Georgia..................................................... 7,933,000 03/01/07 07/01/07
Florida, Greater Orlando area............................... 549,000 06/01/07 09/30/07
Region V:
Ohio, Greater Cleveland..................................... 2,023,000 12/01/06 04/01/07
Illinois.................................................... 7,931,000 09/01/06 01/01/07
Illinois, Chicago Area...................................... 205,000 06/01/07 09/30/07
Michigan.................................................... 7,549,000 12/01/06 04/01/07
Wisconsin................................................... 3,405,000 11/01/07 03/01/07
Minnesota, Ramsey County.................................... 320,000 09/01/06 01/01/07
Region VI:
Texas....................................................... 11,824,000 12/01/06 04/01/07
Region VII: No service areas competitive in FY 2007.
Region VIII:
South Dakota................................................ 1,014,000 03/01/07 07/01/07
Wyoming..................................................... 821,000 09/01/06 01/01/07
Region IX:
Navajo Nation............................................... 640,000 03/01/07 07/01/07
Commonwealth of the Northern Mariana Islands................ 170,000 09/01/06 01/01/07
Federated States of Micronesia.............................. 411,000 03/01/07 07/01/07
Nevada, Washoe County....................................... 708,000 03/01/07 07/01/07
Region X:
Alaska...................................................... 420,000 03/01/07 07/01/07
Oregon...................................................... 2,452,000 03/01/07 07/01/07
Idaho....................................................... 1,568,000 03/01/07 07/01/07
Washington.................................................. 3,240,000 09/01/06 01/01/07
Washington, Seattle area.................................... 159,000 03/01/07 07/01/07
----------------------------------------------------------------------------------------------------------------
Submission Mechanisms
The Office of Public Health and Science (OPHS) provides multiple
mechanisms for the submission of applications, as described in the
following sections. Applicants will receive notification via mail from
the OPHS Office of Grants Management confirming the receipt of
applications submitted using any of these mechanisms. Applications
submitted to the OPHS Office of Grants Management after the deadlines
described below will not be accepted for review. Applications which do
not conform to the requirements of the grant announcement will not be
accepted for review and will be returned to the applicant.
Applications may only be submitted electronically via the
electronic submission mechanisms specified below. Any applications
submitted via any other means of electronic communication, including
facsimile or electronic mail, will not be accepted for review. While
applications are accepted in hard copy, the use of the electronic
application submission capabilities provided by the OPHS eGrants system
[[Page 37986]]
or the Grants.gov Website Portal is encouraged.
Electronic grant application submissions must be submitted no later
than 5 p.m. Eastern Time on the deadline date specified in the DATES
section of the announcement using one of the electronic submission
mechanisms specified below. All required hardcopy original signatures
and mail-in items must be received by the OPHS Office of Grants
Management no later than 5 p.m. Eastern Time on the next business day
after the deadline date specified in the DATES section of the
announcement.
Applications will not be considered valid until all electronic
application components, hardcopy original signatures, and mail-in items
are received by the OPHS Office of Grants Management according to the
deadlines specified above. Application submissions that do not adhere
to the due date requirements will be considered late and will be deemed
ineligible.
Applicants are encouraged to initiate electronic applications early
in the application development process, and to submit early on the due
date or before. This will aid in addressing any problems with
submissions prior to the application deadline.
Electronic Submissions via the Grants.gov Web Site Portal
The Grants.gov Website Portal provides organizations with the
ability to submit applications for OPHS grant opportunities.
Organizations must successfully complete the necessary registration
processes in order to submit an application. Information about this
system is available on the Grants.gov Web site, https://www.grants.gov.
In addition to electronically submitted materials, applicants may
be required to submit hard copy signatures for certain Program related
forms, or original materials as required by the announcement. It is
imperative that the applicant review both the grant announcement, as
well as the application guidance provided within the Grants.gov
application package, to determine such requirements. Any required hard
copy materials, or documents that require a signature, must be
submitted separately via mail to the OPHS Office of Grants Management,
and, if required, must contain the original signature of an individual
authorized to act for the applicant agency and the obligations imposed
by the terms and conditions of the grant award.
Electronic applications submitted via the Grants.gov Website Portal
must contain all completed online forms required by the application
kit, the Program Narrative, Budget Narrative and any appendices or
exhibits. All required mail-in items must received by the due date
requirements specified above. Mail-In items may only include
publications, resumes, or organizational documentation.
Upon completion of a successful electronic application submission
via the Grants.gov Web site Portal, the applicant will be provided with
a confirmation page from Grants.gov indicating the date and time
(Eastern Time) of the electronic application submission, as well as the
Grants.gov Receipt Number. It is critical that the applicant print and
retain this confirmation for their records, as well as a copy of the
entire application package.
All applications submitted via the Grants.gov Website Portal will
be validated by Grants.gov. Any applications deemed ``Invalid'' by the
Grants.gov Website Portal will not be transferred to the OPHS eGrants
system, and OPHS has no responsibility for any application that is not
validated and transferred to OPHS from the Grants.gov Website Portal.
Grants.gov will notify the applicant regarding the application
validation status. Once the application is successfully validated by
the Grants.gov Website Portal, applicants should immediately mail all
required hard copy materials to the OPHS Office of Grants Management to
be received by the deadlines specified above. It is critical that the
applicant clearly identify the Organization name and Grants.gov
Application Receipt Number on all hard copy materials.
Once the application is validated by Grants.gov, it will be
electronically transferred to the OPHS eGrants system for processing.
Upon receipt of both the electronic application from the Grants.gov
Website Portal, and the required hardcopy mail-in items, applicants
will receive notification via mail from the OPHS Office of Grants
Management confirming the receipt of the application submitted using
the Grants.gov Web site Portal.
Applicants should contact Grants.gov regarding any questions or
concerns regarding the electronic application process conducted through
the Grants.gov Web site Portal.
Electronic Submissions via the OPHS eGrants System
The OPHS electronic grants management system, eGrants, provides for
applications to be submitted electronically. Information about this
system is available on the OPHS eGrants Web site, https://
egrants.osophs.dhhs.gov, or may be requested from the OPHS Office of
Grants Management at (240) 453-8822.
When submitting applications via the OPHS eGrants system,
applicants are required to submit a hard copy of the application face
page (Standard Form 424) with the original signature of an individual
authorized to act for the applicant agency and assume the obligations
imposed by the terms and conditions of the grant award. If required,
applicants will also need to submit a hard copy of the Standard Form
LLL and/or certain Program related forms (e.g., Program Certifications)
with the original signature of an individual authorized to act for the
applicant agency.
Electronic applications submitted via the OPHS eGrants system must
contain all completed online forms required by the application kit, the
Program Narrative, Budget Narrative and any appendices or exhibits. The
applicant may identify specific mail-in items to be sent to the Office
of Grants Management separate from the electronic submission; however
these mail-in items must be entered on the eGrants Application
Checklist at the time of electronic submission, and must be received by
the due date requirements specified above. Mail-In items may only
include publications, resumes, or organizational documentation.
Upon completion of a successful electronic application submission,
the OPHS eGrants system will provide the applicant with a confirmation
page indicating the date and time (Eastern Time) of the electronic
application submission. This confirmation page will also provide a
listing of all items that constitute the final application submission
including all electronic application components, required hardcopy
original signatures, and mail-in items, as well as the mailing address
of the OPHS Office of Grants Management where all required hard copy
materials must be submitted.
As items are received by the OPHS Office of Grants Management, the
electronic application status will be updated to reflect the receipt of
mail-in items. It is recommended that the applicant monitor the status
of their application in the OPHS eGrants system to ensure that all
signatures and mail-in items are received.
Mailed or Hand-Delivered Hard Copy Applications
Applicants who submit applications in hard copy (via mail or hand-
delivered) are required to submit an original and two copies of the
[[Page 37987]]
application. See Section IV. 1 for the address to submit hard copy
applications. The original application must be signed by an individual
authorized to act for the applicant agency or organization and to
assume for the organization the obligations imposed by the terms and
conditions of the grant award.
Mailed or hand-delivered applications will be considered as meeting
the deadline if they are received by the OPHS Office of Grant
Management on or before 5 p.m. Eastern Time on the deadline date
specified in the DATES section of the announcement. The application
deadline date requirement specified in this announcement supersedes the
instructions in the OPHS-1. Applications that do not meet the deadline
will be returned to the applicant unread.
4. Intergovernmental Review
Applicants under this announcement are subject to the requirements
of Executive Order 12372, ``Intergovernmental Review of Federal
Programs,'' as implemented by 45 CFR part 100, ``Intergovernmental
Review of Department of Health and Human Services Programs and
Activities.'' As soon as possible, the applicant should discuss the
project with the State Single Point of Contact (SPOC) for the state in
which the applicant is located. The application kit contains the
currently available listing of the SPOCs that have elected to be
informed of the submission of applications. For those states not
represented on the listing, further inquiries should be made by the
applicant regarding the submission to the relevant SPOC. The SPOC
should forward any comments to the OPHS Office of Grants Management,
1101 Wootton Parkway, Suite 550, Rockville, Maryland 20852. The SPOC
has 60 days from the due date as listed in the DATES section of this
announcement to submit any comments. For further information, contact
the OPHS Office of Grants Management at 240-453-8822.
5. Funding Restrictions
The allowability, allocability, reasonableness and necessity of
direct and indirect costs that may be charged to OPHS grants are
outlined in the following documents: OMB Circular A-21 (Institutions of
Higher Education); OMB Circular A-87 (State and Local Governments); OMB
Circular A-122 (Nonprofit Organizations); and 45 CFR part 74, Appendix
E (Hospitals). Copies of the Office of Management and Budget (OMB)
Circulars are available on the Internet at https://www.whitehouse.gov/
omb/grants/grants_circulars.html.
In order to claim indirect costs as part of a budget request, an
applicant organization must have an indirect cost rate which has been
negotiated with the Federal government. The Health and Human Services
Division of Cost Allocation (DCA) Regional Office that is applicable to
your State can provide information on how to receive such a rate. A
list of DCA Regional Offices is included in the application kit for
this announcement.
6. Other Submission Requirements
None.
V. Application Review Information
1. Criteria
Eligible applications will be assessed according to the following
criteria:
Within the limits of funds available for these purposes, grants may
be awarded for the establishment and operation of those projects which
will best promote the purposes of section 1001 of Title X of the Public
Health Service Act, taking into account:
(1) The degree to which the project plan adequately provides for
the requirements set forth in the Title X regulations at 42 CFR part
59, subpart A (20 points);
(2) The extent to which family planning services are needed locally
(20 points);
(3) The adequacy of the applicant's facilities and staff (20
points);
(4) The number of patients, and, in particular, the number of low-
income patients to be served (15 points);
(5) The capacity of the applicant to make rapid and effective use
of the Federal assistance (10 points);
(6) The relative availability of non-Federal resources within the
community to be served and the degree to which those resources are
committed to the project (10 points); and
(7) The relative need of the applicant (5 points).
2. Review and Selection Process
Each regional office is responsible for facilitating the process of
evaluating applications and setting funding levels according to the
criteria set out in 42 CFR 59.7(a). No award, or total awards, will be
made for an amount greater than the amount indicated in Table I for the
area to be served. Eligible applications will be reviewed by a panel of
independent reviewers and will be evaluated based on the criteria
listed above. In addition to the independent review panel, there will
be Federal staff reviews of each application for programmatic and
grants management compliance.
Final grant award decisions will be made by the Regional Health
Administrator (RHA) for the applicable PHS Region. In making grant
award decisions, the RHA will fund those projects which will, in his/
her judgement, best promote the purposes of section 1001 of the Act,
within the limits of funds available for such projects.
VI. Award Administration Information
1. Award Notices
The OPA does not release information about individual applications
during the review process. When final funding decisions have been made,
each applicant will be notified by letter of the outcome. The official
document notifying an applicant that a project application has been
approved for funding is the Notice of Grant Award (NGA), signed by the
Director of the OPHS Office of Grants Management. This document
specifies to the grantee the amount of money awarded, the purposes of
the grant, the length of the project period, terms and conditions of
the grant award, and the amount of funding to be contributed by the
grantee to project costs. Grantees should pay specific attention to the
terms and conditions of the award as indicated on the NGA, as some may
require a time-limited response. The NGA will also identify the Grants
Specialist and Program Project Officer assigned to the grant.
2. Administrative and National Policy Requirements
In accepting the award, the grantee stipulates that the award and
any activities thereunder are subject to all provisions of 45 CFR parts
74 and 92, currently in effect or implemented during the period of the
grant.
The successful applicant will be responsible for the overall
management of activities within the scope of the approved project plan.
The OPHS requires all grant recipients to provide a smoke-free
workplace and to promote the non-use of all tobacco products. This is
consistent with the OPHS mission to protect and advance the physical
and mental health of the American people.
The HHS Appropriations Act requires that when issuing statements,
press releases, requests for proposals, bid solicitations, and other
documents describing projects or programs funded in whole or in part
with Federal money, grantees shall clearly state the percentage and
dollar amount of the total costs of the program or project that will be
financed with Federal money
[[Page 37988]]
and the percentage and dollar amount of the total costs of the project
or program that will be financed by non-governmental sources.
3. Reporting
Each grantee is required to submit a Family Planning Annual Report
(FPAR) each year.
The information collections (reporting requirements) and format for
this report have been approved by the Office of Management and Budget
and assigned OMB No. 0990-0221. The FPAR contains a brief
organizational profile and 14 tables to report data on users, service
use, and revenue for the reporting year. The FPAR instrument and
instructions can be found on the OPA Web site at https://
opa.osophs.dhhs.gov.
In addition to the FPAR, grantees are required to submit an annual
Financial Status Report within 90 days of the end of each budget
period. Grantees who receive $500,000 or greater of Federal funds must
also undergo an independent audit in accordance with OMB Circular A-
133.
Each year of the approved project period, grantees are required to
submit a non-competing continuation application, which includes a
progress report for the current budget year, and work plan, budget, and
budget narrative for the upcoming year.
Required reports may be submitted either electronically or in hard
copy.
VII. Agency Contacts
Administrative and Budgetary Requirements
For information related to administrative and budgetary
requirements, contact the OPHS Office of Grants Management Grants
Specialist for the applicable region as listed below. For Region I
(Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island,
Vermont), Region II (New Jersey, New York, Puerto Rico, Virgin
Islands), Region III (New Jersey, New York, Puerto Rico, Virgin
Islands), and Region VI (Arkansas, Louisiana, New Mexico, Oklahoma,
Texas) contact Renee Scales, 240-453-8822, renee.scales@hhs.gov.
For Region IV (Kentucky, Mississippi, North Carolina, Tennessee,
Alabama, Florida, Georgia, South Carolina), Region V (Illinois,
Indiana, Michigan, Minnesota, Ohio, Wisconsin), and Region VII (Iowa,
Kansas, Missouri, Nebraska) contact Eleanor Walker, 240-453-8822,
eleanor.walker@hhs.gov.
For Region VIII (Colorado, Montana, North Dakota, South Dakota,
Utah, Wyoming), Region IX (Arizona, California, Hawaii, Nevada,
Commonwealth of the Northern Mariana Islands, American Samoa, Guam,
Republic of Palau, Federal States of Micronesia, Republic of the
Marshall Islands), and Region X (Alaska, Idaho, Oregon, Washington)
contact Robin Fuller, 240-453-8822, robin.fuller@hhs.gov.
Program Requirements
For information related to family planning program requirements,
contact the Family Planning contact in the applicable Regional Office
listed below:
Region I (Connecticut, Maine, Massachusetts, New Hampshire, Rhode
Island, Vermont)-- Betsy Rosenfeld, 617-565-4265,
betsy.rosenfeld@hhs.gov or Kathy Stratford, 617-565-1070,
kathleen.stratford@hhs.gov;
Region II (New Jersey, New York, Puerto Rico, Virgin Islands)--
Robin Lane, 212-264-3935, robin.lane@hhs.gov;
Region III (Delaware, Washington, DC, Maryland, Pennsylvania,
Virginia, West Virginia)-- Dickie Lynn Gronseth, 215-861-4656,
dickielynn.gronseth@hhs.gov;
Region IV (Kentucky, Mississippi, North Carolina, Tennessee,
Alabama, Florida, Georgia, South Carolina)--Edecia Richards, 404-562-
7900, edecia.richards@hhs.gov;
Region V (Illinois, Indiana, Michigan, Minnesota, Ohio,
Wisconsin)--Janice Ely, 312-886-3864;
Region VI (Arkansas, Louisiana, New Mexico, Oklahoma, Texas)--
Evelyn Glass, 214-767-3088, evelyn.glass@hhs.gov;
Region VII (Iowa, Kansas, Missouri, Nebraska)--Elizabeth Curtis,
816-426-2924, elizabeth.curtis@hhs.gov;
Region VIII (Colorado, Montana, North Dakota, South Dakota, Utah,
Wyoming)-- Jill Leslie, 303-844-7856, jill.leslie@hhs.gov;
Region IX (Arizona, California, Hawaii, Nevada, Commonwealth of the
Northern Mariana Islands, American Samoa, Guam, Republic of Palau,
Federal States of Micronesia, Republic of the Marshall Islands)-- Nancy
Mautone-Smith, 415-437-7984, nancy.mautone-smith@hhs.gov; and
Region X (Alaska, Idaho, Oregon, Washington)--Janet Wildeboor, 206-
615-2776, janet.wildeboor@hhs.gov.
VIII. Other Information
Technical Assistance Conference Call: The OFP will conduct several
technical assistance conference calls to provide potential applicants
with general information regarding this funding opportunity. These
calls will be held shortly after publication of this Notice in the
Federal Register. For more information regarding the call schedule,
including date, registration information, and how to participate,
please consult the OPA Web site at https://opa.osophs.dhhs.gov.
Dated: June 27, 2006.
Alma L. Golden,
Deputy Assistant Secretary for Population Affairs.
[FR Doc. 06-5956 Filed 6-30-06; 8:45 am]
BILLING CODE 4150-34-P