Regulations for Filing Applications for Permits To Site Interstate Electric Transmission Corridors, 36258-36275 [06-5619]
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listed in this document would be
published subsequently in the Order.
The FAA has determined that this
proposed regulation only involves an
established body of technical
regulations for which frequent and
routine amendments are necessary to
keep them operationally current. It,
therefore, (1) is not a ‘‘significant
regulatory action’’ under Executive
Order 12866; (2) is not a ‘‘significant
rule’’ under DOT Regulatory Policies
and Procedures (44 FR 11034; February
26, 1979); and (3) does not warrant
preparation of a Regulatory Evaluation
as the anticipated impact is so minimal.
Since this is a routine matter that will
only affect air traffic procedures and air
navigation, it is certified that this rule,
when promulgated, will not have a
significant economic impact on a
substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
This proposed rulemaking is
promulgated under the authority
described in Subtitle VII, Part A,
Subpart I, Section 40103. Under that
section, the FAA is charged with
prescribing regulations to assign the use
of the airspace necessary to ensure the
safety of aircraft and the efficient use of
airspace. This proposed regulation is
within the scope of that authority since
it would contain aircraft executing
instrument approach procedures to
Higginsville Industrial Municipal
Airport, MO.
List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (Air).
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend 14 CFR part 71 as
follows:
PART 71—DESIGNATION OF CLASS A,
CLASS B, CLASS C, CLASS D, AND
CLASS E AIRSPACE AREAS;
AIRWAYS; ROUTES; AND REPORTING
POINTS
1. The authority citation for part 71
continues to read as follows:
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[Amended]
2. The incorporation by reference in
14 CFR 71.1 of Federal Aviation
Administration Order 7400.9N,
Airspace Designations and Reporting
Points, dated September 1, 2005, and
effective September 16, 2005, is
amended as follows:
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ACE MO E5 Higginsville, MO
Higginsville Industrial Municipal Airport,
MO
(Lat. 39°04′22″ N., long. 93°40′39″ W.)
That airspace extending upward from 700
feet above the surface within a 6.9-mile
radius of Higginsville Industrial Municipal
Airport.
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Issued in Kansas City, MO, on June 13,
2006.
Donna R. McCord,
Acting Area Director, Western Flight Services
Operations.
[FR Doc. 06–5672 Filed 6–23–06; 8:45 am]
BILLING CODE 4910–13–M
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Parts 50 and 380
[Docket No. RM06–12–000]
Regulations for Filing Applications for
Permits To Site Interstate Electric
Transmission Corridors
Issued June 16, 2006.
Federal Energy Regulatory
Commission, DOE.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: The Federal Energy
Regulatory Commission (Commission) is
proposing regulations in accordance
with section 1221 of the Energy Policy
Act of 2005 to implement filings
requirements and procedures for entities
seeking to construct electric
transmission facilities. The proposed
regulations will expedite the
Commission’s permitting process by
coordinating the processing of Federal
authorizations and environmental
review of electric transmission facilities
in national interest transmission
corridors.
Comments are due on or before
August 25, 2006.
ADDRESSES: You may submit comments,
identified by Docket No. RM06–12–000,
by one of the following methods:
• Agency Web Site: https://ferc.gov.
Follow the instructions for submitting
comments via the eFiling link found in
the Comment Procedures Section of the
preamble.
• Mail: Commenters unable to file
comments electronically must mail or
hand deliver an original and 14 copies
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of their comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426. Please refer to
the Comment Procedures Section of the
preamble for additional information on
how to file paper comments.
FOR FURTHER INFORMATION CONTACT: John
Schnagl, Office of Energy Projects,
Federal Energy Regulatory Commission,
888 First Street, NE., Washington, DC
20426, (202) 502–8756,
john.schnagl@ferc.gov; Carolyn Van Der
Jagt, Office of the General Counsel,
Federal Energy Regulatory Commission,
888 First Street, NE., Washington, DC
20426, (202) 502–8620,
carolyn.VanDerJagt@ferc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
DATES:
Authority: 49 U.S.C. 106(g); 40103, 40113,
40120; E.O. 10854, 24 FR 9565, 33 CFR,
1959–1963 Comp., p. 389.
§ 71.1
Paragraph 6005 Class E airspace areas
extending upward from 700 feet or more
above the surface of the earth.
Sfmt 4702
1. On August 8, 2005, the Energy
Policy Act of 2005 (EPAct 2005) became
law.1 Section 1221 of EPAct 2005 adds
a new section 216 to the Federal Power
Act (FPA), providing for Federal siting
of electric transmission facilities under
certain circumstances. The Nation’s
electric system is an extensive,
interconnected network of power lines
that transport electricity from generator
to consumer. The system was originally
built by electric utilities over a period
of 100 years, primarily to serve local
customers and maintain system
reliability. However, due to a doubling
of electricity demand and generation
over the past three decades and the
advent of competitive wholesale
electricity markets, the need to transfer
large amounts of electricity across the
grid has increased significantly in recent
years.2 Investment in new transmission
facilities has not kept pace with the
need to increase transmission system
capacity and maintain system
reliability. The blackout of August 2003
highlighted the need to bolster the
nation’s electric transmission system.
2. New section 216 of the FPA
requires that the Secretary of Energy
(Secretary) identify transmission
constraints. It mandates that the
Secretary conduct a study of electric
transmission congestion within one year
of enactment and every three years
thereafter, and that the Secretary then
issue a report, based on the study,
which may designate any geographic
area experiencing electric energy
transmission capacity constraints or
congestion that adversely affects
1 Pub.
L. 109–58, 119 Stat. 594 (2005).
Considerations for Transmission Congestion
Study and Designation of National Interest Electric
Transmission Corridors (Department of Energy), 71
FR 5560 (February 2, 2006).
2 See
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consumers as a national interest electric
transmission corridor.
3. Once a national interest
transmission corridor is designated by
the Secretary, the Commission has the
authority under FPA section 216(b) to
issue permits to construct or modify
electric transmission facilities in such a
corridor under certain circumstances.
The Commission has the authority to
issue permits to construct or modify
electric transmission facilities if it finds
that: (1) A State in which such facilities
are located does not have the authority
to approve the siting of the facilities or
to consider the interstate benefits
expected to be achieved by the
construction or modification of the
facilities; (2) the applicant is a
transmitting utility but does not qualify
to apply for siting approval in the State
because the applicant does not serve
end-use customers in the State; (3) the
State commission or entity with siting
authority withholds approval of the
facilities for more than one year after an
application is filed or one year after the
designation of the relevant national
interest electric transmission corridor,
whichever is later, or the State
conditions the construction or
modification of the facilities in such a
manner that the proposal will not
significantly reduce transmission
congestion in interstate commerce or is
not economically feasible.3
4. Additionally, under FPA sections
216(b)(2) through (6), the Commission
must find that the proposed facility: (1)
Will be used for the transmission of
electric energy in interstate commerce;
(2) is consistent with the public
interest; 4 (3) will significantly reduce
transmission congestion in interstate
commerce and protect or benefit
consumers; (4) is consistent with sound
national energy policy and will enhance
energy independence; and (5) will
maximize, to the extent reasonable and
economical, the transmission
capabilities of existing towers or
structures.
5. New FPA section 216(h)(2)
designates the Department of Energy
(DOE) as lead agency to coordinate all
Federal authorizations needed to
construct proposed electric transmission
facilities in national interest electric
transmission corridors. Under FPA
3 Under FPA section 216(i)(4), the Commission
may not issue a permit for facilities within a State
that is a party to an interstate compact establishing
a regional transmission siting agency unless the
members of the compact are in disagreement and
the Secretary makes certain findings.
4 The Commission will make a public interest
determination based on the entire record of the
proceeding, and after due consideration of the
issues raised.
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section 216(h)(4)(A), to ensure timely
efficient reviews and permit decisions,
DOE is required to establish prompt and
binding intermediate milestones and
ultimate deadlines for all Federal
reviews and authorizations required for
a proposed electric transmission
facility.5 Section 216(h)(5)(A) of the
FPA requires that DOE as lead agency,
in consultation with the other affected
agencies, prepare a single
environmental review document that
would be used as the basis for all
decisions for the proposed projects
under Federal law.
6. The Secretary determined that it
would be beneficial to use the
Commission’s existing expertise and
experience in siting energy facilities to
coordinate and process Federal
authorizations and related
environmental reviews for proposed
facilities in national interest
transmission corridors. Thus, effective
May 16, 2006, the Secretary delegated
paragraphs (2), (3), (4)(A)–(B), and (5) of
FPA section 216(h) to the Commission
as they apply to proposed facilities in
designated national interest electric
transmission corridors.6 Specifically,
the Secretary delegated to the
Commission DOE’s lead agency
responsibilities for the purpose of
coordinating all applicable Federal
authorizations and related
environmental review and preparing a
single environmental review document
for facilities in a designated national
interest electric transmission corridor.
In developing the environmental
document, the Commission will
establish prompt and binding
intermediate milestones and ultimate
deadlines for the review, and ensure
that all Federal permits are issued, and
reviews for proposed facilities in a
designated national interest electric
transmission corridor are completed,
within a year or as soon as practicable
thereafter.
7. Under FPA section 216(h)(4)(C),
DOE is required to provide an
expeditious pre-application mechanism
for an applicant to confer with the
agencies responsible for any separate
permitting and environmental reviews
required by Federal law. During that
process, the agencies are required to
communicate to applicants the
likelihood for approval for a potential
facility and key issues of concern. While
5 Under FPA section 216(h)(6)(A), if any agency
has denied a Federal authorization required for a
transmission facility, or has failed to act by the
deadline established by the Secretary, the applicant
or any State in which the facility would be located
may file an appeal with the President.
6 Department of Energy Delegation Order No. 00–
004.00A.
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DOE will conduct a pre-application
process under for Federal authorizations
under FPA section 216(h)(4)(C), the
Commission will also conduct a prefiling process to facilitate maximum
participation from all interested entities
and individuals and to assist an
applicant in compiling the information
needed to file a complete application.
Based on its experience in processing
applications for natural gas facilities
and hydroelectric projects, the
Commission has found that an extensive
pre-filing process allows the
Commission to process the ultimate
application expeditiously. The
Commission intend that its pre-filing
process be consistent with DOE’s preapplication process to ensure a prompt
and coordinated approach to siting
facilities within national interest
transmission corridors.
II. Discussion
8. Section 216(c)(2) of the FPA
requires that the Commission issue rules
specifying the form of, and the
information to be contained in, an
application for proposed construction or
modification of electric transmission
facilities in a designated national
interest electric transmission corridor,
and the manner of service of notice of
the permit application on interested
persons. The Commission proposes to
implement regulations in a new Part 50
of existing subchapter B of the
Commission’s regulations. The new
procedures will also require certain
modifications to other existing
regulations, including the Commission’s
regulations implementing the National
Environmental Policy Act of 1969
(NEPA) in Part 380. The proposed
regulations provide for a Project
Participation Plan (Participation Plan)
that will be filed at the beginning of the
pre-filing process and will be used
during the pre-filing and application
processes to facilitate maximum
participation from all interested entities
and individuals.
A. Project Participation
9. Section 216(d) of the FPA requires
that the Commission afford each State in
which the transmission facility covered
by the permit application is or will be
located, each affected Federal agency
and Indian tribe, private property
owners, and other interested persons, a
reasonable opportunity to present their
views and recommendations with
respect to the need for and impact of a
facility covered by the permit
application. Additionally, under FPA
section 216(h)(3) and its delegated
authority, the Commission needs to
coordinate the Federal authorization
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and review process with any Federal
agencies, Indian tribes, multistate
entities, and State agencies that are
responsible for conducting separate
permitting and environmental reviews
of the facilities.
10. The Commission is proposing a
Participation Plan to facilitate maximum
participation from all stakeholders.
Proposed § 50.1 defines a stakeholder as
a Federal, State, or multistate, tribal or
local agency, any affected nongovernmental organization, or other
interested person. In other words, a
stakeholder includes agencies and
individuals contemplated under FPA
section 216(d) and the permitting
agencies contemplated under FPA
section 216(h)(3).7 Proposed § 50.4
details the requirements for the
Participation Plan, including document
availability and project notification.
Under proposed § 50.5(c)(7), the
Participation Plan needs to be filed at
the beginning of the pre-filing process.
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1. Stakeholder Participation
11. Under proposed § 50.4, the
Commission proposes to require a
potential applicant to prepare a
Participation Plan to use during the prefiling and application processes. The
Participation Plan will be used to
provide accurate and timely information
concerning all aspects of the proposed
project, including environmental
impacts as well as the national and local
benefits of the proposed project, to all
stakeholders. The Participation Plan
will detail how the applicant will
facilitate stakeholder communications
and dissemination of information about
the proposed project for both the prefiling and application proceedings,
discussed below. It will also detail the
applicant’s plan for seeking and
acquiring all necessary Federal, State,
tribal, and local authorizations under
Federal, State, and local laws.
12. Proposed § 50.4(a)(1), requires,
among other things, that the applicant
identify how it intends to facilitate
stakeholder communications. It also
requires that the applicant create and
maintain a Web site specifically devoted
to the project and have a single point of
contact within the company to address
communications from stakeholders.
13. Proposed § 50.4(a)(2) requires that
the applicant list the central locations
throughout the project area where
copies of the all filings related to the
7 Proposed § 50.1 defines a permitting entity as
any entity, including Federal, State, tribal, or
multistate, or local agency that is responsible for
conducting reviews for any Federal authorization
that will be required to construct an electric
transmission facility in a national interest electric
transmission corridor.
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proposed project will be located.
Proposed § 50.4(a)(3) requires that the
applicant detail how it intends to
respond to requests for information from
the public as well as Federal, State, and
tribal permitting entities.
2. Document Availability
14. Under proposed § 50.4(b), the
applicant must make copies of all of its
filings readily available for all
stakeholders to review. Within three
business days of the date a pre-filing
request is filed and when the
application is issued a docket number,
copies of the pre-filing and application
materials must be placed in accessible
central locations in each county
throughout the project area listed under
proposed § 50.4(b)(1) in paper or
electronic format and on the company’s
Web site developed in compliance with
proposed § 50.4(a)(1).
3. Project Notification
15. Proposed § 50.4(c) lists the project
notification requirements. The applicant
is required to notify all stakeholders,
including affected landowners.
Proposed § 50.1 defines an affected
landowner as an owner of property
interests, as noted in the most recent tax
notice, whose property is: (1) Directly
affected, crossed or used, by the
proposed project; or (2) abuts either side
of an existing right-of-way or proposed
facility site or right-of-way.
16. Under proposed § 50.4(c)(1)(i)(A),
the applicant is required to send
notification of the proposed new
facilities or modification of existing
facilities to all stakeholders within 14
days after the Director of Office of
Energy Projects (OEP) or his designee
notifies the applicant of the
commencement of the pre-filing
process. Under proposed
§ 50.4(c)(1)(i)(B), when an application is
subsequently filed, the applicant must
notify all stakeholders within three
business days after the Commission
issues a notice of the application as
proposed in § 50.9. Additionally, under
proposed § 50.4(c)(1)(ii), the applicant
must publish the notice of the pre-filing
request and application filing twice in a
daily or weekly newspaper of general
circulation in each county in which the
facilities will be located.
17. During the pre-filing process,
discussed below, under proposed
§ 50.4(c)(2)(i), the notification
distributed by the applicant must
include: (1) The docket number of the
pre-filing proceeding; (2) a copy of the
most recent edition of the Commission’s
pamphlet Electric Transmission
Permitting Process; (3) a description of
the project, its location, purpose, and
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the applicant’s anticipated timing of its
construction or modification process; (4)
a general description of what the
landowner will need to do if the project
is approved and a company contact
knowledgeable about the project; (5) a
brief summary of the eminent domain
rules of the relevant State; (6)
information on how the landowner can
obtain a copy of the pre-filing materials
and the subsequent application,
including information on how the
landowner can obtain copies of CEII;
and (7) an explanation of the difference
between the pre-filing and application
process and how the affected landowner
may participate in each.
18. Given the extent of the pre-filing
process, the Commission believes that
all stakeholders will be notified during
that process. Therefore, once the
application is filed, under proposed
§ 50.4(c)(2)(ii), the applicant is only
required to notify all stakeholders that
the application has been filed by
supplying them with a copy of the
Commission’s notice of the application.
If the project route is changed during
the pre-filing or application process to
potentially affect additional
stakeholders, or it is determined that
stakeholders have not previously been
identified, once the stakeholder is
identified, the applicant must supply
those new stakeholders with the
information required in proposed
§ 50.4(c).
19. Finally, under proposed
§ 50.4(c)(5), if any stakeholder requests
information that contains CEII, the
applicant must request that information
from the Commission under the
procedures in § 388.113 of the
Commission’s regulations.
B. Pre-Filing Process
20. The proposed regulations provide
for, among other things, an extensive
pre-filing process in proposed § 50.5
that will facilitate maximum
participation from all stakeholders to
provide them with an opportunity to
present their views and
recommendations with respect to the
need for and impact of the facilities
early on in the planning stages of the
proposed facilities as required under
FPA section 216(d). The pre-filing
process also will assist the applicant in
compiling the information needed to file
a complete application so that all
reviews under Federal law can be
completed within one year after the
application is filed, or as soon thereafter
as is practicable. During the pre-filing
process, the Commission will work with
the applicant and other permitting
entities to coordinate the reviews and
compile the information necessary for
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all required Federal authorizations for
the proposed facilities.8
21. Because of the potential for
differences between projects, the
Commission does not propose to set
exact timeframes for the pre-filing
process. The timeframe will depend
upon, among other things, the size of
the project, stakeholder participation,
and the applicant’s preparedness. The
Commission expects that the pre-filing
process for large, multi-state
‘‘greenfield’’ projects, will take longer
than the pre-filing process for minor
modifications to existing facilities.9 The
Commission anticipates that the prefiling process for extensive projects may
take at least a year to complete.
Additionally, the environmental
resource reports required under
proposed § 380.16, discussed below,
will require comprehensive field work
and study to compile the information
necessary to comply with the
Commission’s obligations under NEPA.
22. As stated above, the pre-filing
timeframe is also dependent on the
preparedness of the applicant. The prefiling process is designed to assist the
applicant in compiling the information
needed to prepare a complete
application and to coordinate the review
process for other Federal authorizations.
The further along the applicant is in
obtaining the necessary Federal
authorizations and the information
needed for a completed application
when it commences the pre-filing
process, the sooner the applicant will be
prepared to file a complete application.
Under proposed § 50.5(a), all applicants
seeking a permit to site new or to
modify existing electric transmission
facilities must comply with the
proposed pre-filing process before they
submit a permit application.
1. Initial Consultation
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23. Under proposed § 50.5(b), an
applicant must meet with the Director of
OEP before filing its pre-filing materials.
During that meeting, Commission staff
will review the applicant’s proposed
project description, including the status
of the applicant’s progress towards
collecting the data needed to commence
the pre-filing process, any preliminary
contacts the applicant has had with
stakeholders, including its progress in
DOE’s pre-application process, and
preliminary details about the project.
8 Proposed § 50.1 defines Federal authorization to
include such permits, special use authorizations,
certifications, opinions, or other approvals that may
be required under Federal law to site a transmission
facility, as defined in FPA section 216(h)(B).
9 Greenfield facilities are facilities that primarily
will be located in new rights-of-way.
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24. Commission staff will also review
the applicant’s eligibility for
Commission approval of a proposed
facility, outline the pre-filing process,
and provide guidance as to what further
work is necessary to prepare the prefiling request. Commission staff will
also review the proposed project to
determine if the applicant will be
required to hire a third-party contractor
to assist in preparing a NEPA document,
under the direction of the Commission
staff. The use of a third-party contractor
can ensure that the environmental
review of a proposed project proceeds
expeditiously.
2. Initial Filing Requirements
25. Proposed § 50.5(c) lists the
contents of a pre-filing request.
Proposed § 50.5(c)(1) requires that the
applicant file a proposed schedule,
including when it anticipates filing its
completed application and when it
proposes to energize its project and
commence service on the facilities.
Proposed § 50.5(c)(2) requires that a prefiling request include a description of
the project, including maps and plot
plans showing all major components,
zoning requirements, and site
availability. Any additional casespecific information that may be needed
under this section will be discussed at
the initial consultation. Proposed
§ 50.5(c)(3) requires that the applicant
file a list of the permitting entities
responsible for conducting separate
Federal permitting and environmental
reviews for the proposed project.
26. Proposed § 50.5(c)(4) requires a
list of other stakeholders that have been
contacted, or have contacted the
applicant, about the project. Proposed
§ 50.5(c)(5) requires the applicant to file
information concerning the status of
work already conducted, including
contacting agencies and individuals
listed in proposed §§ 50.5(c)(3) and (4)
its progress in DOE’s pre-application
process. Additionally, the applicant
must file all information concerning
engineering and environmental studies
and route planning work conducted by
contractors. The filing also must include
information concerning any public
meetings the proposed applicant has
conducted regarding the proposed
project.
27. Proposed § 50.5(c)(6) requires that
the applicant propose at least three
third-party NEPA contractors for the
Commission to consider for the
proposed project. Under proposed
§ 50.5(d)(1), the Director of OEP’s notice
commencing the pre-filing process will
designate the chosen third-party
contractor.
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28. Finally, proposed § 50.5(c)(7)
requires that the applicant file the
Participation Plan required in proposed
§ 50.4(a). The Participation Plan must
include a listing and schedule of all prefiling and application activities,
including, among other things,
consultations, information gathering
and studies, and proposed location(s)
and date(s) for the meetings and site
visits, if applicable. The Director of OEP
may require that the applicant modify
the Participation Plan as necessary.
3. Commencement of Pre-filing Process
29. The Director of OEP will review
the information filed by the applicant
and determine if there is sufficient
information to commence the pre-filing
process. If the Director of OEP
determines the information filed is
insufficient, the applicant will be
notified in writing of any deficiencies or
the need for additional information, and
be given a reasonable time to correct the
deficiencies or file the additional
information. If the applicant fails to cure
the deficiencies within the time
specified, the Director of OEP may
terminate the pre-filing process. If the
Director of OEP determines the filing is
sufficient, the applicant will be notified
under proposed § 50.5(d) and the prefiling process will begin.
4. Subsequent Filing Requirements
30. The proposed regulations include
a schedule for subsequent filings, once
the pre-filing process has begun.
Proposed § 50.5(e)(1) requires that the
applicant finalize its Participation Plan
within seven days after the notice is
issued. Proposed § 50.5(e)(2) requires
that the applicant finalize the contract
with the third-party contractor, if
required, in 14 days. Proposed
§ 50.5(e)(3)(i) requires that the applicant
provide all stakeholders with the notice
commencing the pre-filing process.
Proposed § 50.5(e)(3)(ii) specifically
refers to the additional notification
requirement for affected landowners in
proposed § 50.4(c).
31. Proposed § 50.5(e)(3)(iii) provides
that the applicant must notify
permitting entities with Federal
authorization processes within 14 days
of commencing the pre-filing process.
As discussed below, the Commission
intends to compile the information
necessary for its NEPA analysis
primarily during the pre-filing process.
Thus, the Commission proposes that the
applicant request in its notice, and that
the permitting agencies identify in their
responses, any specific information, not
required by the Commission in its
resource reports required under
proposed § 380.16, that they may need
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to reach a decision concerning the
proposed project. The Commission
envisions that this information will be
compiled during the pre-filing process
to facilitate the development of a
preliminary NEPA document by the
conclusion of the pre-filing process.
Once all stakeholders have been notified
under proposed § 50.5(e)(3), proposed
§ 50.5(e)(4) requires that the applicant
must submit a mailing list of all
stakeholders contacted within 30 days.
32. Under proposed § 50.5(e)(5), the
applicant must file a summary of all
alternatives considered within 30 days
of the Director of OEP’s notification.
Proposed § 50.5(e)(6) requires that the
applicant file an updated list of all
Federal, State, tribal, and local agencies
permits and authorizations that are
necessary to construct or modify the
proposed facilities. The list must
include a schedule detailing when the
applications for the permits and
authorizations will be submitted (or
were submitted). As stated, the
Secretary will establish a preapplication mechanism under FPA
section 216(h)(4)(C). The mechanism
will facilitate consultation among
prospective applicants and permitting
agencies regarding key issues of concern
and the likelihood of approval of the
proposed facility. The permitting
entities have 60 days to respond to the
applicant’s request for information. The
applicant’s filing under proposed
§ 50.5(e)(6)(iii) must specifically detail
the information gathered during DOE’s
pre-application process.
33. One purpose of the Commission’s
pre-filing process is to assist the
applicant in compiling the necessary
environmental resource reports.
Proposed § 50.5(e)(7) requires that the
applicant file the first drafts of the
resource reports required in proposed
§ 380.16 in a format that will allow for
efficient interpretation and
incorporation of the information into
the draft NEPA document. Specific
formatting requirements will be
discussed at the initial consultation
meeting proposed under proposed
§ 50.5(b) and will be based on best
available technology.
34. Under proposed § 50.5(e)(8), the
applicant is required to file monthly
status reports updating its progress in
compiling the application information.
If the applicant fails to file a status
report or a response to a request for
additional information, or is failing to
make sufficient progress toward
obtaining the requisite permits or
authorizations or towards the goal of
compiling the information needed for a
complete application, under proposed
§ 50.5(e)(8), the Director of OEP may
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terminate the pre-filing proceeding
without prejudice to the applicant’s reapplying.
5. Pre-filing Activities
35. The Commission envisions that,
during the pre-filing process,
Commission staff will assist the
applicant to compile a complete
application while informing the public
of the proposed project and promoting
participation to provide an opportunity
for all stakeholders to present their
views and recommendations for the
proposed project. Potential staff
activities during the pre-filing process
may include, but will not be limited to:
(1) Assisting the applicant in identifying
stakeholders, including landowners,
interested organizations, and other
individuals; (2) conducting site visits,
examining potential alternatives, and
holding open meetings; (3) facilitating
the identification of issues and
resolution of those issues; (4) assisting
the applicant in coordinating other
necessary Federal authorizations; (5)
preparing and issuing the
environmental scoping documents; (6)
facilitating cooperating agency
environmental review and the
preparation of a preliminary
Environmental Assessment or
Environmental Impact Statement under
NEPA; and (7) providing technical
assistance to other permitting entities,
upon request.
6. Concluding the Pre-Filing Process
36. The Director of OEP will
determine when the applicant has
compiled sufficient information such
that a complete application can be filed.
Under proposed § 50.5(f), the applicant
is required to include all the
information specified by the
Commission staff during the pre-filing
process, including all required exhibits
and environmental information, in the
electric transmission facility
application. As discussed below,
because of statutory time limits, the
Commission will require that a
preliminary NEPA document be
prepared before an application is filed.
Once the pre-filing process is
completed, the Commission anticipates
expeditiously processing the resultant
application.
C. Applications
1. General Content
37. As stated, once the pre-filing
process is completed a permit
application may be filed. Section
216(h)(4)(B) of the FPA requires that
once an application is submitted, all
reviews under Federal law for the
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proposed facilities must be completed
within one year, or, if a requirement of
another provision of Federal law does
not permit compliance within one year,
as soon thereafter as practicable.
Therefore, it is imperative that a filed
application contain all information
necessary for the Commission to
proceed with an expedited review of the
proposal.
38. Proposed § 50.6 requires that the
application generally summarize and
provide background and non-technical
information concerning the proposed
project. Proposed §§ 50.6(a) and (b)
require information concerning the
applicant’s contact information and a
description of the applicant’s existing
business.
39. Under proposed § 50.6(c), the
applicant must file a concise, general
description of the proposed project
sufficient to explain its scope and
purpose, including the proposed
geographic location of the principal
project features and the planned routing
of the transmission line. The summary
also must contain the general
characteristics of the transmission line
including voltage, types of towers,
origin and termination point of the
transmission line, and the geographic
character of the area traversed by the
line. The written description must be
accompanied by an overview map of
sufficient scale to show the entire
transmission route.
40. Proposed §§ 50.6(d) requires that
the applicant demonstrate that the filing
complies with FPA sections 216(a).
Specifically, the applicant must
demonstrate that the proposed facilities
are located in a national interest electric
transmission corridor, as determined by
DOE. Under proposed § 50.6(e), the
applicant must demonstrate that the
proposed project complies with the
requirements of FPA sections 216(b)(2)
through (6). Specifically, it must
demonstrate that the proposed
construction or modification of
facilities: (1) Will be used for the
transmission of electric energy in
interstate commerce; (2) is consistent
with the public interest; (3) will
significantly reduce transmission
congestion in interstate commerce and
protect or benefit consumers; (4) is
consistent with sound national energy
policy and will enhance energy
independence; and (5) will maximize, to
the extent reasonable and economical,
the transmission capabilities of existing
towers or structures.
41. Proposed §§ 50.6(f) and (g) require
that the applicant describe the
anticipated timeframe for constructing
or modifying the facilities and
commencing operations and a general
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description of how the applicant
proposes to finance the project.
Proposed § 50.6(h) requires the
applicant to list all necessary approvals
that it will need to construct the
proposed facilities and provide
information concerning how it intends
to acquire, or the status of, those
approvals.
42. Proposed § 50.6(i) states that the
application must contain a table of
contents listing all exhibits and
supporting evidence that is filed with
the application. Finally, under proposed
§ 50.6(j), the applicant is required to file
a draft notice for the Commission to
have published in the Federal Register.
E. Notice of Application
46. Under proposed § 50.9(a), the
Commission will issue, and publish in
the Federal Register, a notice of the
application when it determines the
application contains all the necessary
information for an expedited review.
Under proposed § 50.9(b), the notice
will establish prompt and binding
intermediate milestones and ultimate
deadlines for the coordination and
review of all applicable Federal
authorizations, as determined in
consultation with the permitting
agencies during the Commission’s prefiling and DOE’s pre-application
processes, as required under FPA
section 216(h)(4)(A).
2. Exhibits
F. Intervention
47. Proposed § 50.10 pertains to the
intervention procedures for the
application process.10 As stated, once it
is determined that the application is
complete, the Commission will issue a
notice that it intends to process the
application. The notice will fix a time
within which anyone desiring to
participate in the proceeding may file a
motion to intervene in accordance with
§ 385.214 of the Commission’s
regulations.
43. Proposed § 50.7 contains the
requirements for the exhibits that must
be filed with the application. The
exhibits will contain the technical data
needed for the Commission’s analysis of
the application. Proposed §§ 50.7(a)
through (c), Exhibits A through C,
require information concerning the
applicant’s company, including articles
of incorporation, bylaws, State
authorizations, company officials, and
subsidiaries and affiliations. Proposed
§ 50.7(d), Exhibit D, requires a list of
other filings the applicant currently has
pending before the Commission which
could impact the proposed project.
44. As discussed above, a general
location map must be filed under
proposed § 50.7(e), as Exhibit E. All the
environmental data required in Part 380
of the Commission’s regulations,
discussed below, will be filed as
proposed Exhibit F under proposed
§ 50.7(f). Engineering data and system
analysis data must be filed in Exhibits
G and H, respectively, under proposed
§§ 50.7(g) and (h). Finally, project cost
and financial data and construction,
operation, and management data must
be filed in Exhibits I and J, respectively.
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D. Acceptance/Rejection of Applications
45. As stated, FPA section
216(h)(4)(B) requires that all Federal
permit decisions and environmental
review be completed within one year
after the application is filed, or as soon
thereafter as practicable. Under
proposed § 50.8(a) applications will be
docketed when received. Under
proposed § 50.8(b), the Director of OEP
will reject any application that does not
comply with the FPA and the
Commission’s regulations. Under
proposed § 50.8(c), if an application has
been rejected and refiled, it will be
docketed as a new application.
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G. General Conditions Applicable to
Permits
48. The Commission will condition
permits to construct or modify
transmission facilities in order to
conclude that the proposed facilities are
in the public interest. Proposed
§§ 50.11(a) and (b) list general
conditions that will be applicable to all
permits. Other case-specific conditions
will be discussed in the permit order.
49. Under proposed § 50.11(c), all
applicants must follow the American
National Standards Institute’s National
Electrical Safety Code while
constructing the permitted facilities.
Proposed § 50.11(d) requires that the
permittee obtain approval from the
Director of OEP prior to constructing the
facilities or commencing operations.
Proposed § 50.11(e) requires that the
permittee construct the facilities within
the time frame specified by the
Commission. If the applicant cannot
meet this deadline, it must notify the
Commission and request an extension of
time. If circumstances have changed
since the permit was issued, the
Commission may require additional
analysis of the proposed project to
ensure the proposed request is in the
public interest. Proposed § 50.11(f)
requires that the permittee notify the
10 The notice and intervention regulations are not
applicable to the pre-filing process.
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36263
Commission when it has commenced
construction and when it places the new
or modified facilities in service.
50. A permit cannot be transferred
without prior Commission’s approval.
Under proposed § 50.11(g), an applicant
proposing to transfer a permit to
construct or modify transmission
facilities, must file a petition requesting
authorization to do so. The petition
must: (1) State the reasons for the
transfer; (2) show that the transferee is
qualified to carry out the provision of
the permit; (3) be verified by all parties
to the proposed transfer; (4) be
accompanied by a copy of the transfer
agreement; (5) be accompanied by an
affidavit of service of a copy on all
parties to the permit proceeding; and (6)
be accompanied by a affidavit that all
affected landowners have been notified
of the proposed transfer.
H. Regulations Implementing the
National Environmental Policy Act
51. Part 380 of the Commission’s
regulations implements its
responsibilities under NEPA.11 The
Commission proposes to revise those
regulations by adding sections dealing
with its new responsibilities with
respect to the siting of electric
transmission facilities. Proposed
§ 380.3(c)(3) adds electric transmission
projects to the list of activities for which
environmental information must be
supplied. Proposed §§ 380.5(b)(14) and
380.6(a)(5) add electric transmission
facilities to the lists of projects for
which the Commission will do an
environmental assessment or
environmental impact statement.
52. Based on some confusion
encountered by the Commission in
natural gas pre-filing proceedings,
proposed § 380.10(a)(2)(iii) clarifies that
interventions should not be filed in
natural gas pre-filing proceedings and in
the proposed electric transmission prefiling proceedings. Interventions and
party status, and the rights and
obligations established thereunder, are
granted under § 385.214 of the
Commission regulations after an
application is filed. The pre-filing
natural gas and electric transmission
processes are informal proceedings for
which intervention status is not
appropriate.
53. Under proposed § 380.15(c),
approved electric transmission facilities
are subject to the National Electric
Safety Code. Additionally, under
proposed §§ 380.15(d) and (e), the
transmission facilities rights-of way will
be subject to the same construction and
11 18
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maintenance requirements as natural
gas pipelines.
54. The Commission proposes a new
§ 380.16 to delineate specific
environmental filing requirements for
electric transmission facilities. While
these generally mirror the natural gas
pipeline requirements, to avoid
confusion the Commission proposes a
separate section specifically tailored to
electric transmission facilities.
55. Proposed § 380.16 requires 11
Resource Reports, as follows. Resource
Report 1 would include, among other
things, a description of the project by
milepost and construction spreads,
topographic maps, aerial images and/or
photographs, descriptions of other
permits and mitigation measure, and
names and addresses of affected
landowners.
56. Proposed Resource Report 2
requires information necessary for the
Commission to determine the impact of
the proposed project on water use and
water quality.
57. Proposed Resource Report 3
describes aquatic life, wildlife, and
vegetation in the vicinity or the
proposed project.
58. Proposed Resource Report 4 lists
the information the applicant will need
to supply the Commission for a cultural
resource review to implement the
Commission’s obligations under the
National Historic Preservation Act.
59. Proposed Resource Report 5
requires that the applicant identify and
quantify the impact of the construction
and operation of the proposed project
on towns and counties in the project
vicinity.
60. Proposed Resource Report 6
requires that the applicant describe
geological resources and hazards in the
project area that might be directly or
indirectly affected by the proposed
facility or may place the proposed
facility at risk.
61. Proposed Resource Report 7
requires information concerning soils
and measures proposed to minimize or
avoid impacts to them.
62. Proposed Resource Report 8
requires information concerning the
uses of land around the proposed
transmission facility, including
measures the applicant proposes to
protect and enhance the existing land
use.
63. Resource Report 9 requires that
the applicant describe alternatives to the
project and compare the environmental
impacts of such alternatives. This report
also requires the applicant explain the
environmental benefits and document
the costs of each alternative.
64. Proposed Resource Report 10
addresses, among other things, the
potential hazard to the public of the
proposed facilities that would result
from accidents or natural catastrophes
and how these events would affect
reliability.
65. Finally, proposed Resource Report
11 requires additional design and
engineering data.
III. Information Collection Statement
66. The Commission is submitting the
following collection of information
contained in this proposed rulemaking
to the Office of Management and Budget
(OMB) for review under section 3507(d)
of the Paperwork Reduction Act of
1995.12 The Commission will identify
the information provided for under the
proposed Part 50 as FERC–729.
67. The number of applicants for
electric transmission permits in national
interest electric transmission corridors
is unknown. Proposed transmission
projects would have to, among other
things, significantly reduce electric
transmission congestion in a national
interest electric transmission corridor.
These corridors are yet to be defined by
the Secretary. Also, Federal permitting
of electric transmission facilities used in
interstate commerce will occur only if,
or when, States do not or cannot act on
an application, or have conditioned a
project in such a manner that the
proposed construction or modification
will not significantly reduce congestion
in interstate commerce or is not
economically feasible. Any estimates of
the number of anticipated electric
transmission construction permit
applications are extremely variable,
ranging from two to 20 per year.
68. The Commission solicits
comments on the Commission’s need for
the information required by the
proposed regulations, whether the
information will have practical utility,
the accuracy of the provided burden
estimates, ways to enhance the quality
and clarity of the information that the
Commission will collect, and any
suggested methods for minimizing the
respondent’s burden, including the use
of information techniques. The burden
estimates for complying with this
proposed rule are as follows:
Number of
respondents
Number of
responses
Hours per
response
Total annual
hours
FERC–729 .....................................................................................................
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Data collection
10
1
9,600
96,000
Information Collection Costs: Because
of the regional differences and the
various staffing levels that will be
involved in preparing the
documentation (legal, technical and
support) the Commission is using an
hourly rate of $150 to estimate the costs
for filing and other administrative
processes (reviewing instructions,
searching data sources, completing and
transmitting the collection of
information). The estimated annual cost
is anticipated to be $14.4 million.
Title: FERC–729 Electric
Transmission Facilities.
Action: Proposed Data Collections.
OMB Control No.: To be determined.
12 44
Upon approval of a collection of
information, OMB will assign an OMB
control number and an expiration date.
Respondents subject to the filing
requirements of this rule will not be
penalized for failing to respond to these
collections of information unless the
collections of information display a
valid OMB control number or the
Commission has provided justification
as to why the control number should
not be displayed.
Respondents: Businesses or other for
profit, State, local, or tribal government.
Necessity of the Information: The
information collected from applicants
will be used by the Commission to
review the suitability of the proposal for
a permit to construct the proposed
electric transmission facilities. The
Commission has assured itself, by
means of internal review, that there is
specific, objective support for the
burden estimates associated with the
information requirements.
69. Interested persons may obtain
information on the reporting
requirements by contacting the
following: Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426 [Attention:
Michael Miller, Office of the Executive
Director, Phone: (202) 502–8415, fax:
(202) 273–0873, e-mail:
michael.miller@ferc.gov].
U.S.C. 3507(d) (2000).
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70. For submitting comments
concerning the collection(s) of
information and the associated burden
estimate(s), please send your comments
to the contact listed above and to the
Office of Management and Budget,
Office of Information and Regulatory
Affairs, Washington, DC 20503,
[Attention: Desk Officer for the Federal
Energy Regulatory Commission, phone:
(202) 395–4650, fax: (202) 395–7285, email: oira_submission@omb.eop.gov].
IV. Environmental Analysis
71. The Commission is required to
prepare an EA or EIS for any action that
may have a significant adverse effect on
the human environment. No
environmental consideration is raised
by the promulgation of a rule that is
procedural in nature or does not
substantially change the effect of
legislation or regulations being
amended. The proposed regulations
implement the procedural filing
requirements for applications to
construct electric transmission facilities.
Accordingly, neither an environmental
impact statement nor environmental
assessment is required.
V. Regulatory Flexibility Act Analysis
Certification
72. The Regulatory Flexibility Act
(RFA) 13 generally requires a description
and analysis of final rules that will have
significant economic impact on a
substantial number of small entities.14
The Commission is not required to make
such analyses if a rule would not have
such an effect.
73. The Commission expects entities
seeking approval for interstate
transmission siting will be major
transmission utilities capable of
financing complex and costly
transmission projects. The Commission
anticipates that the high cost of
construction of transmission facilities
will bar the entry into this field by small
entities as defined by the RFA.
Therefore, the Commission concludes
that this proposed rule would not have
13 5
U.S.C. 601–612 (2000).
RFA definition of ‘‘small entity’’ refers to
the definition provided in the Small Business Act,
which defines a ‘‘small business concern’’ as a
business which is independently owned and
operated and which is not dominant in its field of
operation. 15 U.S.C. 632 (2000). The Small Business
Size Standards component of the North American
Industry Classification System defines a small
electric utility as one that, including its affiliates,
is primarily engaged in the generation,
transmission, and/or distribution of electric energy
for sale and whose total electric output for the
preceding fiscal years did not exceed 4 million
MWh. 13 CFR 121.201 (section 22, Utilities, North
American Industry Classification System, NAICS)
(2004).
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14 The
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a significant economic impact on a
substantial number of small entities.
VI. Public Comments
74. The Commission invites interested
persons to submit comments on the
matters and issues proposed in this
notice to be adopted, including any
related matters or alternative proposals
that commenters may wish to discuss.
Comments are due by August 25, 2006.
Comments must refer to Docket No.
RM06–12–000, and must include the
commenter’s name, the organization
they represent, if applicable, and their
address in their comments. Comments
may be filed either in electronic or
paper format.
75. Comments may be filed
electronically via the eFiling link on the
Commission’s Web site at https://
www.ferc.gov. The Commission accepts
most standard word processing formats
and requests commenters to submit
comments in a text-searchable format
rather than a scanned image format.
Commenters filing electronically do not
need to make a paper filing.
Commenters that are not able to file
comments electronically must send an
original and 14 copies of their
comments to: Federal Energy Regulatory
Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426.
76. All comments will be placed in
the Commission’s public files and may
be viewed, printed, or downloaded
remotely as described in the Document
Availability section below. Commenters
on this proposal are not required to
serve copies of their comments on other
commenters.
36265
By direction of the Commission.
Magalie R. Salas,
Secretary.
In consideration of the foregoing, the
Commission proposes to add part 50
and amend part 380, chapter I, title 18,
Code of Federal Regulations, as follows.
1. Part 50 is added to subchapter B to
read as follows:
PART 50—APPLICATIONS FOR
PERMITS TO SITE INTERSTATE
ELECTRIC TRANSMISSION FACILITIES
Sec.
50.1
50.2
50.3
Definitions.
Purpose and intent of rules.
Applications/pre-filing; rules and
format.
50.4 Shareholder participation.
50.5 Pre-filing procedures.
50.6 Applications: general content.
50.7 Applications: exhibits.
50.8 Acceptance/rejection of applications.
50.9 Notice of application.
50.10 Interventions.
50.11 General conditions applicable to
permits.
Authority: 16 U.S.C. 824p, DOE Delegation
Order No. 00–004.00A.
§ 50.1
Definitions.
As used in this part:
Affected landowners means owners of
property interests, as noted in the most
recent county/city tax records as
receiving the tax notice, whose
property:
(1) Is directly affected (i.e., crossed or
used) by the proposed activity,
including all facility sites, rights-of-way,
access roads, pipe and contractor yards,
and temporary workspace; and
(2) Abuts either side of an existing
right-of-way or facility site owned in fee
by any utility company, or abuts the
VII. Document Availability
edge of a proposed facility site or right77. In addition to publishing the full
of-way which runs along a property line
text of this document in the Federal
in the area in which the facilities would
Register, the Commission provides all
be constructed, or contains a residence
interested persons an opportunity to
within 50 feet of a proposed
view and/or print the contents of this
construction work area.
document via the Internet through
Director of the Office of Energy
FERC’s Home Page (https://www.ferc.gov) Projects means the Director or his
and in FERC’s Public Reference Room
designees.
during normal business hours (8:30 a.m.
Federal authorization means permits,
to 5 p.m. eastern time) at 888 First
special use authorization, certifications,
Street, NE., Room 2A, Washington, DC
opinions, or other approvals that may be
20426.
required under Federal law in order to
site a transmission facility.
List of Subjects
National interest electric transmission
18 CFR Part 50
corridor means any geographic area
experiencing electric energy
Administrative practice and
transmission capacity constraints or
procedure, Electric power, Reporting
congestion that adversely affects
and recordkeeping requirements.
consumers, as designated by the
18 CFR Part 380
Secretary of Energy.
Environmental impact statements,
Permitting entity means any Federal
Reporting and recordkeeping
or State agency, Indian tribe, multistate,
requirements.
or local agency that is responsible for
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Federal Register / Vol. 71, No. 122 / Monday, June 26, 2006 / Proposed Rules
conducting separate authorizations
pursuant to Federal law that are
required to construct electric
transmission facilities in a national
interest electric transmission corridor.
Stakeholder means any Federal, State,
interstate, tribal, or local agency, any
affected non-governmental organization,
affected landowner, or interested
person.
Transmitting utility means an entity
that owns, operates, or controls facilities
used for the transmission of electric
energy in interstate commerce for the
sale of electric energy at wholesale.
§ 50.2
Purpose and intent of rules.
(a) The purpose of the regulations in
this part is to provide for efficient and
timely review of requests for permits for
the siting of electric transmission
facilities under section 216 of the
Federal Power Act. The regulations
ensure that each stakeholder is afforded
an opportunity to present views and
recommendations with respect to the
need for and impact of a facility covered
by the permit. They also coordinate, to
the maximum extent practicable, the
Federal authorization and review
process of other Federal and State
agencies, Indian tribes, multistate, and
local entities that are responsible for
conducting any separate permitting and
environmental reviews of the proposed
facilities.
(b) Every applicant shall file all
pertinent data and information
necessary for a full and complete
understanding of the proposed project.
(c) Every requirement of this part will
be considered as an obligation of the
applicant which can only be avoided by
a definite and positive showing that the
information or data called for by the
applicable rules is not necessary for the
consideration and ultimate
determination of the application.
(d) This part will be strictly applied
to all applications and information as
submitted and the burden of adequate
presentation in intelligible form as well
as justification for omitted data or
information rests with the applicant.
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§ 50.3 Applications/pre-filing; rules and
format.
(a) Filings are subject to the formal
paper and electronic filing requirements
for proceedings before the Commission
located in part 385 of this chapter.
(b) Applications, amendments, and all
exhibits and other submissions required
to be furnished by an applicant to the
Commission under this part must be
submitted in an original and 7
conformed copies.
(c) When an application considered
alone is incomplete and depends vitally
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upon information in another
application, it will not be accepted for
filing until the supporting application
has been filed. When applications are
interdependent, they shall be filed
concurrently.
(d) All filings must be signed in
compliance with § 385.2005 of this
chapter.
(e) The Commission will conduct a
paper hearing on applications for
permits for electric transmission
facilities.
(f) Permitting entities will be subject
to the filing requirements of this section
and the prompt and binding
intermediate milestones and ultimate
deadlines established in the notice
issued under § 50.9.
(g) Any person submitting documents
containing critical energy infrastructure
information must follow the procedures
specified in § 388.113 of this chapter.
§ 50.4
Stakeholder participation.
A Project Participation Plan is
required to ensure stakeholders access
to accurate and timely information on
the proposed project and permit
application process.
(a) Project Participation Plan. An
applicant must develop a Project
Participation Plan to be filed with the
pre-filing materials under § 50.5(c)(7) of
this part that:
(1) Identifies specific tools and
actions to facilitate stakeholder
communications and public
information, including an up-to-date
project Web site, and a readily
accessible, single point of contact
within the company;
(2) Lists all central locations in each
county throughout the project area
where the applicant will provide copies
of all their filings related to the
proposed project; and
(3) Includes a description and
schedule explaining how the applicant
intends to respond to requests for
information from the public as well as
Federal, State, and tribal permitting
agencies, and other legal entities with
local authorization requirements.
(b) Document availability. Within
three business days of the date the prefiling materials are filed or application
is issued a docket number:
(1) Complete copies of the pre-filing
and application materials must be
available in accessible central locations
in each county throughout the project
area, either in paper or electronic
format, and
(2) Complete copies of all filed
materials must be available on the
project Web site.
(c) Project notification. (1) For all prefiling and application information filed
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under this part, the applicant must
make a good faith effort to notify: All
affected landowners; landowners with a
residence within a quarter mile from the
edge of the construction right-of-way of
the proposed project; towns and
communities; permitting agencies; and
other local, State, tribal, and Federal
governments and agencies involved in
the project:
(i) By certified or first class mail, sent:
(A) Within 14 days after the Director
of the Office of Energy Projects notifies
the applicant of the commencement of
the pre-filing process under § 50.5(d) of
this part.
(B) Within 3 business days after the
Commission notices the application
under § 50.9.
(ii) By twice publishing a notice of the
pre-filing request and application
filings, no later than 14 days after the
date that a docket number is assigned
for the pre-filing process or to the
application, in a daily or weekly
newspaper of general circulation in each
county in which the project is located.
(2) Contents of participation notice:
(i) The pre-filing request notification
must, at a minimum, include:
(A) The docket number assigned to
the proceeding;
(B) The most recent edition of the
Commission’s pamphlet Electric
Transmission Facilities Permit Process.
The newspaper notice need only refer to
the pamphlet and indicate that it is
available on the Commission’s Web site;
(C) A description of the applicant and
the proposed project, its location
(including a general location map), its
purpose, and the timing of the project;
(D) A general description of the
property the applicant will need from
an affected landowner if the project is
approved, how to contact the applicant,
including a local or toll-free phone
number, the name of a specific person
to contact who is knowledgeable about
the project, and a reference to the
project Web site. The newspaper notice
need not include a description of the
property, but should indicate that a
separate notice is being mailed to
affected landowners and governmental
entities;
(E) A brief summary of what rights the
affected landowner has at the
Commission and in proceedings under
the eminent domain rules of the
relevant State. The newspaper notice
does not need to include this summary;
(F) Information on how to get a copy
of the pre-filing information or
application from the company or the
location(s) where a copy of the
application may be found as specified in
paragraph (b) of this section;
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(G) A copy of the Director of the
Office of Energy Projects’ notification of
commencement of the pre-filing
process, the Commission’s Internet
address, and the telephone number for
the Commission’s Office of External
Affairs; and
(H) Information explaining the prefiling and application process and when
and how to intervene in the application
proceedings.
(ii) The application notification must
include the Commission’s notice issued
under § 50.9.
(3) If, for any reason, an stakeholder
is not identified when the notices under
this paragraph are sent or published, the
applicant must supply the information
required under paragraphs (c)(2)(i) and
(ii) of this section when the stakeholder
is identified.
(4) If the notification is returned as
undeliverable, the applicant will make a
reasonable attempt to find the correct
address and notify the stakeholder.
(5) Access to critical energy
infrastructure information is subject to
the requirements of § 388.113 of this
chapter.
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§ 50.5
Pre-filing procedures.
(a) Introduction. Any applicant
seeking a permit to site new electric
transmission facilities or modify
existing facilities must comply with this
section’s pre-filing procedures prior to
filing an application for Commission
review.
(b) Initial consultation. An applicant
must meet and consult with the Director
of the Office of Energy Projects
concerning the proposed project.
(1) At the initial consultation meeting,
the applicant shall be prepared to
discuss the nature of the project, the
contents of the pre-filing request, and
the status of the applicant’s progress
toward obtaining the information
required for the pre-filing request
described in paragraph (c) of this
section.
(2) The initial consultation meeting
will also include a discussion of
whether a third-party contractor is
likely to be needed for the project and
the specifications for the applicant’s
solicitation for prospective third-party
contractors to prepare the
environmental documentation for the
project.
(c) Contents of the initial filing. An
applicant’s initial pre-filing request will
be filed after the initial consultation and
must include the following information:
(1) A description of the schedule
desired for the project, including the
expected application filing date, desired
date for Commission approval, and
proposed project operation date.
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(2) A detailed description of the
project, including location maps and
plot plans to scale showing all major
components, including a description of
zoning and site availability for any
permanent facilities.
(3) A list of the permitting entities
responsible for conducting separate
Federal permitting and environmental
reviews and authorizations for the
project, including contact names and
telephone numbers, and a list of local
entities with local authorization
requirements. The filing shall include
information concerning:
(i) How the applicant intends to
account for each of the permitting and
local entity’s permitting and
environmental review schedules,
including its progress in DOE’s preapplication process; and
(ii) When the applicant proposes to
file with these permitting and local
entities for the respective permits or
other authorizations.
(4) A list of other stakeholders that
have been contacted, or have contacted
the applicant, about the project (include
contact names and telephone numbers),
including a list specifying all affected
landowners.
(5) A description of what other work
has already been done, including,
contacting stakeholders, agency and
Indian tribe consultations, project
engineering, route planning,
environmental and engineering
contractor engagement, environmental
surveys/studies, and open houses. This
description also must include the
identification of the environmental and
engineering firms and sub-contractors
under contract to develop the project.
(6) Proposals for at least three
prospective third-party contractors from
which Commission staff may make a
selection to assist in the preparation of
the requisite NEPA document, if the
Director of the Office of Energy Projects
determined a third-party contractor
would be necessary in the Initial
Consultation meeting.
(7) A proposed Project Participation
Plan, required in § 50.4(a).
(d) Director’s notice. (1) When the
Director of the Office of Energy Projects
finds that an applicant for authority to
site and construct an electric
transmission facility has adequately
addressed the requirements of
paragraphs (a), (b), and (c) of this
section, and any other requirements
determined at the Initial Consultation
meeting, the Director of the Office of
Energy Projects will so notify the
applicant.
(i) The notification will designate the
third-party contractor, and
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(ii) The pre-filing process will be
deemed to have commenced on the date
of the Director of the Office of Energy
Projects’ notification.
(2) If the Director of the Office of
Energy Projects determines that the
contents of the initial filing
requirements are insufficient, the
applicant will be notified and given a
reasonable time to correct the
deficiencies.
(e) Subsequent filing requirements.
Upon the Director of the Office of
Energy Projects’ issuance of a notice
commencing an applicant’s pre-filing
process, the applicant must:
(1) Within 7 days, finalize and file the
Project Participation Plan, as defined in
§ 50.4(a), and establish the dates and
locations at which the applicant will
conduct meetings with stakeholders and
Commission staff.
(2) Within 14 days, finalize the
contract with the selected third-party
contractor, if applicable.
(3) Within 14 days:
(i) Provide all stakeholders with a
copy of the Director of the Office of
Energy Project’s notification
commencing the pre-filing process;
(ii) Notify affected landowners in
compliance with the requirements of
§ 50.4(c); and
(iii) Notify permitting entities and
request information detailing the
permitting entities need for any specific
information not required by the
Commission in the resource reports
required under § 380.16 of this chapter
that they may require to reach a
decision concerning the proposed
project. The responses must be filed
with the Commission as well as the
applicant.
(4) Within 30 days, submit a mailing
list of all stakeholders contacted in
paragraph (e)(3) of this section,
including the names of the Federal,
State, tribal, and local jurisdictions’
representatives, if available, for the
proposed project and alternatives. The
list must include information
concerning affected landowner
notifications that were returned as
undeliverable.
(5) Within 30 days, file a summary of
the project alternatives considered or
under consideration.
(6) Within 30 days, file an updated
list of all Federal, State, tribal, and local
agencies permits and authorizations that
are necessary to construct the proposed
facilities. The list must include:
(i) A schedule detailing when the
applications for the permits and
authorizations will be submitted (or
were submitted);
(ii) Copies of all filed applications;
and
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(iii) The status of the required permit
or authorization and of the Secretary of
Energy’s pre-application process being
conducted under section 216(h)(4)(C) of
the Federal Power Act.
(7) Within 60 days, file the draft
resource reports required in § 380.16 of
this chapter.
(8) On a monthly basis, file status
reports detailing the applicant’s project
activities including surveys, stakeholder
communications, and agency and tribe
meetings, including updates on the
status of other required permits or
authorizations. If the applicant fails to
respond to any request for additional
information, fails to provide sufficient
information, or is not making sufficient
progress towards completing the prefiling process, the Director of the Office
of Energy Projects may issue a notice
terminating the process.
(f) Concluding the pre-filing process.
The Director of the Office of Energy
Projects will determine when the
information gathered during the prefiling process is complete, after which
the applicant may file an application.
An application must contain all the
information specified by the
Commission staff after reviewing the
draft materials filed by the applicant
during the prefiling process, including
the environmental material required in
part 380 of this chapter and exhibits
required in § 50.7.
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§ 50.6
Applications: general content.
Each application filed under this part
must provide the following information:
(a) The exact legal name of applicant;
its principal place of business; whether
the applicant is an individual,
partnership, corporation, or otherwise;
the State laws under which the
applicant is organized or authorized;
and the name, title, and mailing address
of the person or persons to whom
communications concerning the
application are to be addressed.
(b) A concise description of
applicant’s existing operations.
(c) A concise general description of
the proposed project sufficient to
explain its scope and purpose. The
description must, at a minimum:
Describe the proposed geographic
location of the principal project features
and the planned routing of the
transmission line; contain the general
characteristics of the transmission line
including voltage, types of towers,
origin and termination point of the
transmission line, and the geographic
character of area traversed by the line;
and be accompanied by an overview
map of sufficient scale to show the
entire transmission route on one or a
few 8.5 by 11-inch sheets.
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(d) Verification that the proposed
route lies within a national interest
electric transmission corridor
designated by the Secretary of the
Department of Energy under section 216
of the Federal Power Act.
(e) A demonstration that the facilities
to be authorized by the permit will be
used for the transmission of electric
energy in interstate commerce, and that
the proposed construction or
modification:
(1) Is consistent with the public
interest;
(2) Will significantly reduce
transmission congestion in interstate
commerce and protects or benefits
consumers;
(3) Is consistent with sound national
energy policy and will enhance energy
interdependence; and
(4) Will maximize, to the extent
reasonable and economical, the
transmission capabilities of existing
towers or structures.
(f) A description of the proposed
construction and operation of the
facilities, including the proposed dates
for the beginning and completion of
construction and the commencement of
service.
(g) A general description of project
financing.
(h) A full statement as to whether any
other application to supplement or
effectuate the applicant’s proposals
must be or is to be filed by the
applicant, any of the applicant’s
customers, or any other person, with
any other Federal, State, tribal, or other
regulatory body; and if so, the nature
and status of each such application.
(i) A table of contents that must list
all exhibits and documents filed in
compliance with this part, as well as all
other documents and exhibits otherwise
filed, identifying them by their
appropriate titles and alphabetical letter
designations. The alphabetical letter
designations specified in the sections
(section for the exhibits) must be strictly
adhered to and extra exhibits submitted
at the volition of applicant must be
designated in sequence under the letter
Z (Z1, Z2, Z3, etc.).
(j) A form of notice suitable for
publication in the Federal Register, as
contemplated by § 50.9(a), which will
briefly summarize the facts contained in
the application in such a way as to
acquaint the public with its scope and
purpose. The form of notice must also
include the name, address, and
telephone number of an authorized
contact person.
§ 50.7
Applications: exhibits.
Each exhibit must contain a title page
showing the applicant’s name, title of
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the exhibit, the proper letter designation
of the exhibit, and, if 10 or more pages,
a table of contents, citing by page,
section number or subdivision, the
component elements or matters
contained in the exhibit.
(a) Exhibit A—Articles of
incorporation and bylaws. If the
applicant is not an individual, a
conformed copy of its articles of
incorporation and bylaws, or other
similar documents.
(b) Exhibit B—State authorization. For
each State where the applicant is
authorized to do business, a statement
showing the date of authorization, the
scope of the business the applicant is
authorized to carry on and all
limitations, if any, including expiration
dates and renewal obligations. A
conformed copy of applicant’s
authorization to do business in each
State affected must be supplied upon
request.
(c) Exhibit C—Company officials. A
list of the names and business addresses
of the applicant’s officers and directors,
or similar officials if the applicant is not
a corporation.
(d) Exhibit D—Other pending
applications and filings. A list of other
applications and filings submitted by
the applicant that are pending before the
Commission at the time of the filing of
an application and that directly and
significantly affect the proposed project,
including an explanation of any
material effect the grant or denial of
those other applications and filings will
have on the application and of any
material effect the grant or denial of the
application will have on those other
applications and filings.
(e) Exhibit E—Maps of general
location of facilities. The general
location map required under § 50.5(c)
must be provided as Exhibit E. Detailed
maps required by other exhibits must be
filed in those exhibits, in a format
determined during the initial
consultation required under § 50.5(b).
(f) Exhibit F—Environmental report.
An environmental report as specified in
§§ 380.3 and 380.16 of this chapter. The
applicant must submit all appropriate
revisions to Exhibit F whenever route or
site changes are filed. These revisions
must identify the locations by mile post
and describe all other specific
differences resulting from the route or
site changes, and should not simply
provide revised totals for the resources
affected. The format of the
environmental report filing will be
determined as part of the initial
consultation meeting required under
§ 50.5(b).
(g) Exhibit G—Engineering data. (1) A
detailed project description including:
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(i) Name and destination of the
project;
(ii) Design voltage rating (kV);
(iii) Operating voltage rating (kV);
(iv) Normal peak operating current
rating;
(v) Line design features for
minimizing television and/or radio
interference cause by operation of the
proposed facilities;
(vi) Line design features that
minimize audible noise during fog/rain
caused by operation of the proposed
facilities, including comparing expected
audible noise levels to the applicable
Federal, State, and local requirements.
(2) A conductor, structures, and
substations description including:
(i) Conductor size and type;
(ii) Type of structures;
(iii) Height of typical structures;
(iv) An explanation why these
structures were selected;
(v) Dimensional drawings of the
typical structures to be used in the
project; and
(vi) A list of the names of all new (and
existing if applicable) substations or
switching stations that will be
associated with the proposed new
transmission line.
(3) The location of the site and rightof-way including:
(i) Miles of right-of-way;
(ii) Miles of circuit;
(iii) Width of the right-of-way;
(iv) A brief description of the area
traversed by the proposed transmission
line, including a description of the
general land uses in the area and the
type of terrain crossed by the proposed
line;
(v) Assumptions, bases, formulae, and
methods used in the development and
preparation of the diagrams and
accompanying data; and
(vi) A technical description providing
the following information:
(A) Number of circuits, with
identification as to whether the circuit
is overhead or underground;
(B) The operating voltage and
frequency; and
(C) Conductor size, type and number
of conductors per phase.
(4) If the proposed interconnection is
an overhead line, the following
additional information also must be
provided:
(i) The wind and ice loading design
parameters;
(ii) A full description and drawing of
a typical supporting structure including
strength specifications;
(iii) Structure spacing with typical
ruling and maximum spans;
(iv) Conductor (phase) spacing; and
(v) The designed line-to-ground and
conductor-side clearances.
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(5) If an underground or underwater
interconnection is proposed, the
following additional information also
must be provided:
(i) Burial depth;
(ii) Type of cable and a description of
any required supporting equipment,
such as insulation medium pressurizing
or forced cooling;
(iii) Cathodic protection scheme; and
(iv) Type of dielectric fluid and
safeguards used to limit potential spills
in waterways.
(6) Technical diagrams that provide
clarification of any of the above items
should be included.
(7) Any other data or information not
previously identified that has been
identified as a minimum requirement
for the siting of a transmission line in
the State the facility will be located.
(h) Exhibit H—System analysis data.
An analysis evaluating the impact the
proposed facilities will have on the
existing electric transmission system
performance, including:
(1) An analysis of the existing and
expected congestion on the electric
transmission system.
(2) Power flow cases used to analyzes
the proposed and future transmission
system under anticipated load growth,
operating conditions, variations in
power import and export levels, and
additional transmission facilities
required for system reliability. The cases
must:
(i) Provide all files to model normal,
single contingency, multiple
contingency, and special protective
systems, including the special
protective systems’ automatic switching
or load shedding system; and
(ii) State the assumptions, criteria,
and guidelines upon which it is based
and must take into consideration
transmission facility loading; first
contingency incremental transfer
capability (FCITIC); normal incremental
transfer capability (NIYC); system
protection; and system stability.
(3) A stability analysis including
study assumptions, criteria, and
guidelines used in the analysis,
including load shedding allowables;
(4) A short circuit analysis for all
power flow cases;
(5) A concise analysis to include:
(i) An explanation of how the
proposed project will improve system
reliability over the long and short term;
(ii) An analysis of how the proposed
project will impact the long term
regional transmission expansion plans;
(iii) An analysis of how the proposed
project will impact congestion on the
applicant’s entire system; and
(iv) A description of proposed high
technology design features.
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(6) Detailed single-line diagrams,
including existing system facilities
identified by name and circuit number,
that show system transmission
elements, in relation to the project and
other principal interconnected system
elements as well as power flow and loss
data that represent system operating
conditions.
(i) Exhibit I—Project cost and
financing. (1) A statement of estimated
costs of any new construction or
modification.
(2) The estimated capital cost and
estimated annual operations and
maintenance expense of each proposed
environmental measures; and
(3) A statement and evaluation of the
consequences of denial of the
transmission line permit application.
(j) Exhibit J—Construction, operation,
and management. A concise statement
providing arrangements for supervision,
management, engineering, accounting,
legal, or other similar service to be
rendered in connection with the
construction or operation of the project,
if not to be performed by employees of
applicant, including reference to any
existing or contemplated agreements,
together with a statement showing
affiliation between applicant and any
parties to the agreements or
arrangements.
§ 50.8 Acceptance/rejection of
applications.
(a) Applications will be docketed
when received and the applicant so
advised.
(b) If an application patently fails to
comply with applicable statutory
requirements or with applicable
Commission rules, regulations, and
orders for which a waiver has not been
granted, the Director of the Office of
Energy Projects may reject the
application as provided by § 385.2001(b)
of this chapter. This rejection is without
prejudice to an applicant’s refiling a
complete application. However, an
application will not be rejected solely
on the basis that the environmental
reports are incomplete because the
company has not been granted access by
affected landowners to perform required
surveys.
(c) An application that relates to a
construction or modification for which
a prior application has been filed and
rejected, will be docketed as a new
application. The new application must
state the docket number of the prior
rejected application.
§ 50.9
Notice of application.
(a) Notice of each application filed,
except when rejected in accordance
with § 50.8, will be issued and
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subsequently published in the Federal
Register.
(b) The notice will establish prompt
and binding intermediate milestones
and ultimate deadlines for the
coordination and review of, and Federal
authorization decisions relating to, the
proposed facilities.
§ 50.10
Interventions.
Notices of applications, as provided
by § 50.9, will fix the time within which
any person desiring to participate in the
proceeding may file a petition to
intervene, and within which any
interested regulatory agency, as
provided by § 385.214 of this chapter,
desiring to intervene may file its notice
of intervention.
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§ 50.11 General conditions applicable to
permits.
(a) The following terms and
conditions, among others, as the
Commission will find is required by the
public interest, will attach to the
issuance of each permit and to the
exercise of the rights granted
thereunder.
(b) The permit will be void and
without force or effect unless accepted
in writing by the permitee within 30
days from the issue date of the order
issuing such permit.
(c) Standards of construction and
operation. In determining standard
practice, the Commission will be guided
by the provisions of the American
National Standards Institute,
Incorporated, the National Electrical
Safety Code, and any other codes and
standards that are generally accepted by
the industry, except as modified by this
Commission or by municipal regulators
within their jurisdiction. Each electric
utility will construct, install, operate,
and maintain its plant, structures,
equipment, and lines in accordance
with these standards, and in such
manner to best accommodate the public,
and to prevent interference with service
furnished by other public utilities
insofar as practical.
(d) Written authorization must be
obtained from the Director of the Office
of Energy Projects prior to commencing
construction of the facilities or initiating
operations. Requests for such
authorizations must demonstrate
compliance with all terms and
conditions of the construction permit.
(e) Any authorized construction or
modification must be completed and
made available for service by the
permitee within a period of time to be
specified by the Commission in each
order issuing the transmission line
construction permit. If facilities are not
completed within the specified
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timeframe, the permittee must file for an
extension of time under § 385.2008 of
this chapter.
(f) A permittee must file with the
Commission, in writing and under oath,
an original and four conformed copies,
as provided in § 385.2011 of this
chapter, of the following:
(1) Within ten days after the bona fide
beginning of construction, notice of the
date of the beginning; and
(2) Within ten days after authorized
facilities have been constructed and
placed in service, notice of the date of
the completion of construction and
commencement of service.
(g) The permit issued to the applicant
may be transferred, subject to the
approval of the Commission, to a person
who agrees to comply with the terms,
limitations or conditions contained in
the filing and in every subsequent Order
issued thereunder. A permit holder
seeking to transfer a permit must file
with the Secretary a petition for
approval of the transfer. The petition
must:
(1) State the reasons supporting the
transfer;
(2) Show that the transferee is
qualified to carry out the provisions of
the permit and any Orders issued under
the permit;
(3) Be verified by all parties to the
proposed transfer;
(4) Be accompanied by a copy of the
proposed transfer agreement;
(5) Be accompanied by an affidavit of
service of a copy on the parties to the
certification proceeding; and
(6) Be accompanied by an affidavit of
publication of a notice concerning the
petition and service of such notice on
all affected landowners that have
executed agreements to convey property
rights to the transferee and all other
persons, municipalities or agencies
entitled by law to be given notice of, or
be served with a copy of, any
application to construct a major electric
generation facility.
(h) The Commission will not issue a
permit before the criteria established in
Federal Power Act section 216(b)(1)(C)
have been met.
PART 380—REGULATIONS
IMPLEMENTING THE NATIONAL
ENVIRONMENTAL POLICY ACT
2. The authority citation for part 380
continues to read as follows:
Authority: 42 U.S.C. 4321–4370a, 7101–
7352; E.O. 12009, 3 CFR 1978 Comp., p. 142.
3. Section 380.3 is amended by
revising paragraphs (a) introductory text
and (b) introductory text, and by adding
a new paragraph (c)(3) to read as
follows:
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§ 380.3 Environmental information to be
supplied by an applicant.
(a) An applicant must submit
information as follows:
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(b) An applicant must also:
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(c) * * *
(3) Electric transmission project. For
pre-filing requests and applications filed
under section 216 of the Federal Power
Act identified in §§ 380.5(b)(14) and
380.6(a)(5).
4. Amend § 380.5 by revising
paragraphs (b)(11), (b)(12), and (b)(13),
and by adding a new paragraph (b)(14)
to read as follows:
§ 380.5 Actions that require an
environmental assessment.
(b) * * *
(11) Approval of electric
interconnections and wheeling under
sections 202(b), 210, 211, and 212 of the
Federal Power Act, unless excluded
under § 380.4(a)(17);
(12) Regulations or proposals for
legislation not included under
§ 380.4(a)(2);
(13) Surrender of water power
licenses and exemptions where project
works exist or ground disturbing
activity has occurred and amendments
to water power licenses and exemptions
that require ground disturbing activity
or changes to project works or
operations; and
(14) Except as identified in § 380.6,
authorization to site new electric
transmission facilities under section 216
of the Federal Power Act and DOE
Delegation Order No. 00–004.00A.
5. Amend § 380.6 by revising
paragraphs (a)(3) and (a)(4) and by
adding a new paragraph (a)(5) to read as
follows:
§ 380.6 Actions that require an
environmental impact statement.
(a) * * *
(3) Major pipeline construction
projects under section 7 of the Natural
Gas Act using right-of-way in which
there is no existing natural gas pipeline;
(4) Licenses under Part I of the
Federal Power Act and Part 4 of this
chapter for construction of any
unconstructed water power projects;
and
(5) Major electric transmission
facilities under section 216 of the
Federal Power Act and DOE Delegation
Order No. 00–004.00A using right-ofway in which there is no existing
facility.
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6. Section 380.8 is revised to read as
follows:
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§ 380.8 Preparation of environmental
documents.
appearance of the facilities, consistent
with operating needs.
9. A new § 380.16 is added to read as
follows:
The preparation of environmental
documents, as defined in § 1508.10 of
the regulations of the Council, on
hydroelectric projects, natural gas
facilities, and electric transmission
facilities in national interest electric
transmission corridors is the
responsibility of the Commission’s
Office of Energy Projects, 888 First
Street, NE., Washington, DC 20426,
(202) 219–8700. Persons interested in
status reports or information on
environmental impact statements or
other elements of the NEPA process,
including the studies or other
information the Commission may
require on these projects, can contact
this office.
7. Section 380.10 is amended by
adding paragraph (a)(2)(iii) to read as
follows:
§ 380.16 Environmental reports for section
216 Federal Power Act Permits.
§ 380.10 Participation in Commission
proceeding.
(a) * * *
(2) * * *
(iii) Commission pre-filing activities
commenced under §§ 157.21 and 50.5 of
this chapter, respectively, are not
considered proceedings under part 385
of this chapter and are not open to
motions to intervene. Once an
application is filed under part 157
subpart A or part 50 of this chapter, any
person may file a motion to intervene in
accordance with § 157.10 or § 50.10 of
this chapter or in accordance with this
section.
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8. Amend § 380.15 by revising
paragraph (c), the heading in paragraph
(d), and paragraph (f)(5) to read as
follows:
§ 380.15 Siting and maintenance
requirements.
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(c) Safety regulations. The
requirements of this paragraph do not
affect a project sponsor’s obligations to
comply with safety regulations of the
U.S. Department of Transportation and
recognized safe engineering practices for
Natural Gas Act projects and the
National Electric Safety Code for section
216 Federal Power Act projects.
(d) Pipeline and electric transmission
facilities construction. * * *
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(f) * * *
(5) For Natural Gas Act projects, the
site of above-ground facilities which are
visible from nearby residences or public
areas, should be planted in trees and
shrubs, or other appropriate landscaping
and should be installed to enhance the
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(a) Introduction. (1) The applicant
must submit an environmental report
with any application that proposes the
construction or modification of any
facility identified in § 380.3(c)(3). The
environmental report must include the
eleven resource reports and related
material described in this section.
(2) The detail of each resource report
must be commensurate with the
complexity of the proposal and its
potential for environmental impact.
Each topic in each resource report must
be addressed or its omission justified,
unless the data is not required for that
type of proposal. If material required for
one resource report is provided in
another resource report or in another
exhibit, it may be cross referenced. If
any resource report topic is required for
a particular project but is not provided
at the time the application is filed, the
environmental report must explain why
it is missing and when the applicant
anticipates it will be filed.
(b) General requirements. As
appropriate, each resource report shall:
(1) Address conditions or resources
that are likely to be directly or indirectly
affected by the project;
(2) Identify significant environmental
effects expected to occur as a result of
the project;
(3) Identify the effects of construction,
operation (including maintenance and
malfunctions), as well as cumulative
effects resulting from existing or
reasonably foreseeable projects;
(4) Identify measures proposed to
enhance the environment or to avoid,
mitigate, or compensate for adverse
effects of the project; and
(5) Provide a list of publications,
reports, and other literature or
communications, including agency
contacts that were cited or relied upon
to prepare each report. This list must
include the names and titles of the
persons contacted, their affiliations, and
telephone numbers.
(6) Whenever this section refers to
‘‘mileposts’’ the applicant may
substitute ‘‘survey centerline stationing’’
if so preferred. However, whatever
method is chosen must be used
consistently throughout the resource
reports.
(c) Resource Report 1—General
project description. This report must
describe facilities associated with the
project, special construction and
operation procedures, construction
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timetables, future plans for related
construction, compliance with
regulations and codes, and permits that
must be obtained. Resource Report 1
must:
(1) Describe and provide location
maps of all project facilities, include all
facilities associated with the project
(such as transmission line towers,
substations, and any appurtenant
facilities), to be constructed, modified,
replaced, or removed, including related
construction and operational support
activities and areas such as maintenance
bases, staging areas, communications
towers, power lines, and new access
roads (roads to be built or modified). As
relevant, the report must describe the
length and size of the proposed
transmission line conductor cables, the
types of appurtenant facilities that
would be constructed, and associated
land requirements.
(2) Provide the following maps and
photos:
(i) Current, original United States
Geological Survey (USGS) 7.5-minute
series topographic maps or maps of
equivalent detail, covering at least a 0.5mile-wide corridor centered on the
electric transmission facility centerline,
with integer mileposts identified,
showing the location of rights-of-way,
new access roads, other linear
construction areas, substations, and
construction materials storage areas.
Show nonlinear construction areas on
maps at a scale of 1:3,600 or larger
keyed graphically and by milepost to
the right-of-way maps. In areas where
the facilities described in paragraph
(j)(6) are located, topographic map
coverage must be expanded to depict
those facilities.
(ii) Original aerial images or
photographs or photo-based alignment
sheets based on these sources, not more
than one year old (unless older ones
accurately depict current land use and
development) and with a scale of
1:6,000, or larger, showing the proposed
transmission line route and location of
transmission line towers, substations
and appurtenant facilities, covering at
least a 0.5 mile-wide corridor, and
including mileposts. The aerial images
or photographs or photo-based
alignment sheets must show all existing
transmission facilities located in the
area of the proposed facilities and the
location of habitable structures, radio
transmitters and other electronic
installations, and airstrips. Older
images/photographs/alignment sheets
must be modified to show any
residences not depicted in the original.
In areas where the facilities described in
paragraph (j)(6) of this section are
located, aerial photographic coverage
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must be expanded to depict those
facilities. Alternative formats (e.g., blueline prints of acceptable resolution)
need prior approval by the
environmental staff of the Office of
Energy Projects.
(iii) In addition to the copies required
under § 50.3(b) of this chapter, the
applicant must send three additional
copies of topographic maps and aerial
images/photographs directly to the
environmental staff of the Commission’s
Office of Energy Projects.
(3) Describe and identify by milepost,
proposed construction and restoration
methods to be used in areas of rugged
topography, residential areas, active
croplands and sites where explosives
are likely to be used.
(4) Identify the number of
construction spreads, average workforce
requirements for each construction
spread and estimated duration of
construction from initial clearing to
final restoration, and any identified
constraints to the timing of
construction.
(5) Describe reasonably foreseeable
plans for future expansion of facilities,
including additional land requirements
and the compatibility of those plans
with the current proposal.
(6) Describe all authorizations
required to complete the proposed
action and the status of applications for
such authorizations. Identify
environmental mitigation requirements
specified in any permit or proposed in
any permit application to the extent not
specified elsewhere in this section.
(7) Provide the names and mailing
addresses of all affected landowners
identified in § 50.5(c)(4) of this chapter
and certify that all affected landowners
will be notified as required in § 50.4(c)
of this chapter.
(d) Resource Report 2—Water use and
quality. This report must describe water
quality and provide data sufficient to
determine the expected impact of the
project and the effectiveness of
mitigative, enhancement, or protective
measures. Resource Report 2 must:
(1) Identify and describe by milepost
waterbodies and municipal water
supply or watershed areas, specially
designated surface water protection
areas and sensitive waterbodies, and
wetlands that would be crossed. For
each waterbody crossing, identify the
approximate width, State water quality
classifications, any known potential
pollutants present in the water or
sediments, and any potable water intake
sources within three miles downstream.
(2) Provide a description of sitespecific construction techniques that
will be used at each major waterbody
crossing.
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(3) Describe typical staging area
requirements at waterbody and wetland
crossings. Also, identify and describe
waterbodies and wetlands where staging
areas are likely to be more extensive.
(4) Include National Wetland
Inventory (NWI) maps. If NWI maps are
not available, provide the appropriate
State wetland maps. Identify for each
crossing, the milepost, the wetland
classification specified by the U.S. Fish
and Wildlife Service, and the length of
the crossing. Include two copies of the
NWI maps (or the substitutes, if NWI
maps are not available) clearly showing
the proposed route and mileposts.
Describe by milepost, wetland crossings
as determined by field delineations
using the current Federal methodology.
(5) Identify aquifers within excavation
depth in the project area, including the
depth of the aquifer, current and
projected use, water quality and average
yield, and known or suspected
contamination problems.
(6) Discuss proposed mitigation
measures to reduce the potential for
adverse impacts to surface water,
wetlands, or groundwater quality.
Discuss the potential for blasting to
affect water wells, springs, and
wetlands, and measures to be taken to
detect and remedy such effects.
(7) Identify the location of known
public and private groundwater supply
wells or springs within 150 feet of
proposed construction areas. Identify
locations of EPA or State-designated
sole-source aquifers and wellhead
protection areas crossed by the
proposed transmission line facilities.
(e) Resource Report 3—Fish, wildlife,
and vegetation. This report must
describe aquatic life, wildlife, and
vegetation in the vicinity of the
proposed project; expected impacts on
these resources including potential
effects on biodiversity; and proposed
mitigation, enhancement, or protection
measures. Resource Report 3 must:
(1) Describe commercial and
recreational warmwater, coldwater, and
saltwater fisheries in the affected area
and associated significant habitats such
as spawning or rearing areas and
estuaries.
(2) Describe terrestrial habitats,
including wetlands, typical wildlife
habitats, and rare, unique, or otherwise
significant habitats that might be
affected by the proposed action.
Describe typical species that have
commercial, recreational, or aesthetic
value.
(3) Describe and provide the affected
acreage of vegetation cover types that
would be affected, including unique
ecosystems or communities such as
remnant prairie or old-growth forest, or
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significant individual plants, such as
old-growth specimen trees.
(4) Describe the impact of
construction and operation on aquatic
and terrestrial species and their habitats,
including the possibility of a major
alteration to ecosystems or biodiversity,
and any potential impact on State-listed
endangered or threatened species.
Describe the impact of maintenance,
clearing and treatment of the project
area on fish, wildlife, and vegetation.
Surveys may be required to determine
specific areas of significant habitats or
communities of species of special
concern to State, tribal, or local
agencies.
(5) Identify all federally listed or
proposed threatened or endangered
species and critical habitat that
potentially occur in the vicinity of the
project. Discuss the results of the
consultation requirements listed in
§ 380.13(b) through § 380.13(b)(5)(i) and
include any written correspondence that
resulted from the consultation. The
initial application must include the
results of any required surveys unless
seasonal considerations make this
impractical. If species surveys are
impractical, there must be field surveys
to determine the presence of suitable
habitat unless the entire project area is
suitable habitat.
(6) Identify all federally listed
essential fish habitat (EFH) that
potentially occurs in the vicinity of the
project. Provide information on all EFH,
as identified by the pertinent Federal
fishery management plans, that may be
adversely affected by the project and the
results of abbreviated consultations with
NMFS, and any resulting EFH
assessments.
(7) Describe site-specific mitigation
measures to minimize impacts on
fisheries, wildlife, and vegetation.
(8) Include copies of correspondence
not provided under paragraph (e)(5) of
this section, containing
recommendations from appropriate
Federal and State fish and wildlife
agencies to avoid or limit impact on
wildlife, fisheries, and vegetation, and
the applicant’s response to the
recommendations.
(f) Resource Report 4—Cultural
resources. In order to prepare this
report, the applicant must follow the
principles in § 380.14.
(1) Resource Report 4 must contain:
(i) Documentation of the applicant’s
initial cultural resources consultation,
including consultations with Native
Americans and other interested persons
(if appropriate);
(ii) Overview and Survey Reports, as
appropriate;
(iii) Evaluation Report, as appropriate;
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(iv) Treatment Plan, as appropriate;
and
(v) Written comments from State
Historic Preservation Officer(s) (SHPO),
Tribal Historic Preservation Officers
(THPO), as appropriate, and applicable
land-managing agencies on the reports
in paragraphs (f)(1)(i) through (iv) of this
section.
(2) The initial application or pre-filing
documents, as applicable, must include
the documentation of initial cultural
resource consultation, the Overview and
Survey Reports, if required, and written
comments from SHPOs, THPOs, and
land-managing agencies, if available.
The initial cultural resources
consultations should establish the need
for surveys. If surveys are deemed
necessary by the consultation with the
SHPO/THPO, the survey report must be
filed with the initial application or prefiling documents.
(i) If the comments of the SHPOs,
THPOs, or land-management agencies
are not available at the time the
application is filed, they may be filed
separately, but they must be filed before
a permit is issued.
(ii) If landowners deny access to
private property and certain areas are
not surveyed, the unsurveyed area must
be identified by mileposts, and
supplemental surveys or evaluations
must be conducted after access is
granted. In those circumstances, reports,
and treatment plans, if necessary, for
those inaccessible lands may be filed
after a permit is issued.
(3) The Evaluation Report and
Treatment Plan, if required, for the
entire project must be filed before a
permit is issued.
(i) In preparing the Treatment Plan,
the applicant must consult with the
Commission staff, the SHPO, and any
applicable THPO and land-management
agencies.
(ii) Authorization to implement the
Treatment Plan will occur only after the
permit is issued.
(4) Applicant must request privileged
treatment for all material filed with the
Commission containing location,
character, and ownership information
about cultural resources in accordance
with § 388.112 of this chapter. The
cover and relevant pages or portions of
the report should be clearly labeled in
bold lettering: ‘‘CONTAINS
PRIVILEGED INFORMATION—DO NOT
RELEASE.’’
(5) Except as specified in a final
Commission order, or by the Director of
the Office of Energy Projects,
construction may not begin until all
cultural resource reports and plans have
been approved.
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(g) Resource Report 5—
Socioeconomics. This report must
identify and quantify the impacts of
constructing and operating the proposed
project on factors affecting towns and
counties in the vicinity of the project.
Resource Report 5 must:
(1) Describe the socioeconomic
impact area;
(2) Evaluate the impact of any
substantial immigration of people on
governmental facilities and services and
plans to reduce the impact on the local
infrastructure;
(3) Describe on-site manpower
requirements and payroll during
construction and operation, including
the number of construction personnel
who currently reside within the impact
area, will commute daily to the site from
outside the impact area, or will relocate
temporarily within the impact area;
(4) Determine whether existing
housing within the impact area is
sufficient to meet the needs of the
additional population;
(5) Describe the number and types of
residences and businesses that will be
displaced by the project, procedures to
be used to acquire these properties, and
types and amounts of relocation
assistance payments;
(6) Conduct a fiscal impact analysis
evaluating incremental local
government expenditures in relation to
incremental local government revenues
that will result from construction of the
project. Incremental expenditures
include, but are not limited to, school
operating costs, road maintenance and
repair, public safety, and public utility
costs; and
(7) Conduct a property value impact
analysis for residential properties
located adjacent or abutting to the
proposed right-of-way of the proposed
transmission line facilities. The analysis
must include estimates of residential
property values both prior to and
subsequent to transmission line
construction. The analysis must state
the assumptions made and the
methodology used to conduct the
analysis.
(h) Resource Report 6—Geological
resources. This report must describe
geological resources and hazards in the
project area that might be directly or
indirectly affected by the proposed
action or that could place the proposed
facilities at risk, the potential effects of
those hazards on the facility, and
methods proposed to reduce the effects
or risks. Resource Report 6 must:
(1) Describe, by milepost, mineral
resources that are currently or
potentially exploitable;
(2) Describe, by milepost, existing and
potential geological hazards and areas of
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nonroutine geotechnical concern, such
as high seismicity areas, active faults,
and areas susceptible to soil
liquefaction; planned, active, and
abandoned mines; karst terrain; and
areas of potential ground failure, such as
subsidence, slumping, and landsliding.
Discuss the hazards posed to the facility
from each one;
(3) Describe how the project will be
located or designed to avoid or
minimize adverse effects to the
resources or risk to itself, including
geotechnical investigations and
monitoring that would be conducted
before, during, and after construction.
Discuss also the potential for blasting to
affect structures, and the measures to be
taken to remedy such effects;
(4) Specify methods to be used to
prevent project-induced contamination
from surface mines or from mine
tailings along the right-of-way and
whether the project would hinder mine
reclamation or expansion efforts.
(i) Resource Report 7—Soils. This
report must describe the soils that will
be affected by the proposed project, the
effect on those soils, and measures
proposed to minimize or avoid impact.
Resource Report 7 must:
(1) List, by milepost, the soil
associations that would be crossed and
describe the erosion potential, fertility,
and drainage characteristics of each
association.
(i) List the soil series within the
transmission line right-of-way and the
percentage of the property comprised of
each series;
(ii) List the percentage of each series
that will be permanently disturbed;
(iii) Describe the characteristics of
each soil series; and
(iv) Indicate which are classified as
prime or unique farmland by the U.S.
Department of Agriculture, Natural
Resources Conservation Service.
(2) Identify, by milepost, potential
impact from: Soil erosion due to water,
wind, or loss of vegetation; soil
compaction and damage to soil structure
resulting from movement of
construction vehicles; wet soils and
soils with poor drainage that are
especially prone to structural damage;
damage to drainage tile systems due to
movement of construction vehicles and
trenching activities; and interference
with the operation of agricultural
equipment due to the possibility of large
stones or blasted rock occurring on or
near the surface as a result of
construction; and
(3) Identify, by milepost, cropland,
and residential areas where loss of soil
fertility due to construction activity can
occur.
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(j) Resource Report 8—Land use,
recreation, and aesthetics. This report
must describe the existing uses of land
on, and (where specified) within 0.25
mile of the edge of the proposed
transmission line right-of-way and
changes to those land uses that will
occur if the project is approved. The
report must discuss proposed mitigation
measures, including protection and
enhancement of existing land use.
Resource Report 8 must:
(1) Describe the width and acreage
requirements of all construction and
permanent rights-of-way required for
project construction, operation and
maintenance;
(i) List, by milepost, locations where
the proposed right-of-way would be
adjacent to existing rights-of-way of any
kind;
(ii) Identify, preferably by diagrams,
existing rights-of-way that will be used
for a portion of the construction or
operational right-of-way, the overlap
and how much additional width will be
required;
(iii) Identify the total amount of land
to be purchased or leased for each
project facility, the amount of land that
would be disturbed for construction,
operation, and maintenance of the
facility, and the use of the remaining
land not required for project operation
and maintenance, if any; and
(iv) Identify the size of typical staging
areas and expanded work areas, such as
those at railroad, road, and waterbody
crossings, and the size and location of
all construction materials storage yards
and access roads.
(2) Identify, by milepost, the existing
use of lands crossed by the proposed
transmission facility, or on or adjacent
to each proposed project facility;
(3) Describe planned development on
land crossed or within 0.25 mile of
proposed facilities, the time frame (if
available) for such development, and
proposed coordination to minimize
impacts on land use. Planned
development means development which
is included in a master plan or is on file
with the local planning board or the
county;
(4) Identify, by milepost and length of
crossing, the area of direct effect of each
proposed facility and operational site on
sugar maple stands, orchards and
nurseries, landfills, operating mines,
hazardous waste sites, wild and scenic
rivers, designated trails, nature
preserves, game management areas,
remnant prairie, old-growth forest,
national or State forests, parks, golf
courses, designated natural, recreational
or scenic areas, or registered natural
landmarks, Native American religious
sites and traditional cultural properties
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to the extent they are known to the
public at large, and reservations, lands
identified under the Special Area
Management Plan of the Office of
Coastal Zone Management, National
Oceanic and Atmospheric
Administration, and lands owned or
controlled by Federal or State agencies
or private preservation groups. Also
identify if any of those areas are located
within 0.25 mile of any proposed
facility.
(5) Tribal resources. Describe Indian
tribes, tribal lands, and interests that
may be affected by the project.
(i) Identify Indian tribes that may
attach religious and cultural
significance to historic properties
within the project right-of-way or in the
project vicinity, as well as available
information on Indian traditional
cultural and religious properties,
whether on or off of any federallyrecognized Indian reservation.
(ii) Information made available under
this section must delete specific site or
property locations, the disclosure of
which will create a risk of harm, theft,
or destruction of archaeological or
Native American cultural resources or to
the site at which the resources are
located, or which would violate any
Federal law, including the
Archaeological Resources Protection Act
of 1979, 16 U.S.C. 470w–3, and the
National Historic Preservation Act of
1966, 16 U.S.C. 470hh.
(6) Identify, by milepost, all
residences and buildings within 200 feet
of the edge of the proposed transmission
line construction right-of-way and the
distance of the residence or building
from the edge of the right-of-way.
Provide survey drawings or alignment
sheets to illustrate the location of the
transmission facilities in relation to the
buildings:
(i) Buildings. List all single-family and
multi-family dwellings and related
structures, mobile homes, apartment
buildings, commercial structures,
industrial structures, business
structures, churches, hospitals, nursing
homes, schools, or other structures
normally inhabited by humans or
intended to be inhabited by humans on
a daily or regular basis within 0.5-milewide corridor centered on the proposed
transmission line alignment. Provide a
general description of each habitable
structure and its distance from the
centerline of the proposed project. In
cites, towns, or rural subdivisions,
houses can be identified in groups.
Provide the number of habitable
structures in each group and list the
distance from the centerline to the
closest habitable structure in the group;
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(ii) Electronic installations. List all
commercial AM radio Transmitters
located within 10,000 feet of the
centerline of the proposed project and
all FM radio transmitters, microwave
relay stations, or other similar electronic
installations located within 2,000 feet of
the centerline of the proposed project.
Provide a general description of each
installation and its distance from the
centerline of the projects. Locate all
installations on a routing map; and
(iii) Airstrips. List all known private
airstrips within 10,000 feet of the
centerline of the project. List all airports
registered with the Federal Aviation
Administration (FAA) with at least one
runway more than 3,200 feet in length
that are located within 20,000 feet of the
centerline of the proposed project.
Indicate whether any transmission
structures will exceed a 100:1 horizontal
slope (one foot in height for each 100
feet in distance) from the closest point
of the closest runway. List all airports
registered with the FAA having no
runway more than 3,200 feet in length
that are located within 10,000 feet of the
centerline of the proposed project.
Indicate whether any transmission
structures will exceed a 50:1 horizontal
slope from the closest point of the
closest runway. List all heliports located
within 5,000 feet of the centerline of the
proposed project. Indicate whether any
transmission structures will exceed a
25:1 horizontal slope from the closest
point of the closest landing and takeoff
area of the heliport. Provide a general
description of each private airstrip,
registered airport, and registered
heliport, and state the distance of each
from the centerline of the proposed
transmission Line. Locate all airstrips,
airports, and heliports on a routing map.
(7) Describe any areas crossed by or
within 0.25 mile of the proposed
transmission project facilities which are
included in, or are designated for study
for inclusion in: The National Wild and
Scenic Rivers System (16 U.S.C. 1271);
The National Trails System (16 U.S.C.
1241); or a wilderness area designated
under the Wilderness Act (16 U.S.C.
1132);
(8) For facilities within a designated
coastal zone management area, provide
a consistency determination or evidence
that the applicant has requested a
consistency determination from the
State’s coastal zone management
program;
(9) Describe the impact the project
will have on present uses of the affected
area as identified above, including
commercial uses, mineral resources,
recreational areas, public health and
safety, and the aesthetic value of the
land and its features. Describe any
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temporary or permanent restrictions on
land use resulting from the project;
(10) Describe mitigation measures
intended for all special use areas
identified under this section;
(11) Describe the visual characteristics
of the lands and waters affected by the
project. Components of this description
include a description of how the
transmission line project facilities will
impact the visual character of project
right-of-way and surrounding vicinity,
and measures proposed to lessen these
impacts. Applicants are encouraged to
supplement the text description with
visual aids; and
(12) Demonstrate that applications for
rights-of-way or other proposed land use
have been or soon will be filed with
Federal land-management agencies with
jurisdiction over land that would be
affected by the project.
(k) Resource Report 9—Alternatives.
This report must describe alternatives to
the project and compare the
environmental impacts of such
alternatives to those of the proposal. It
must discuss technological and
procedural constraints, costs, and
benefits of each alternative. The
potential for each alternative to meet
project purposes and the environmental
consequences of each alternative shall
be discussed. Resource Report 9 must:
(1) Discuss the ‘‘no action’’ alternative
and other alternatives given serious
consideration to achieve the proposed
objectives.
(2) Provide an analysis of the relative
environmental benefits and impacts of
each such alternative.
(3) Describe alternative routes or
locations considered for each facility
during the initial screening for the
project:
(i) For alternative routes considered in
the initial screening for the project but
eliminated, describe the environmental
characteristics of each route or site, and
the reasons for rejecting it. Identify the
location of such alternatives on maps of
sufficient scale to depict their location
and relationship to the proposed action,
and the relationship of the transmission
facilities to existing rights-of-way; and
(ii) For alternative routes or locations
considered for more in-depth
consideration, describe the
environmental characteristics of each
route or site and the reasons for
rejecting it. Provide comparative tables
showing the differences in
environmental characteristics for the
alternative and proposed action. The
location of any alternatives in this
paragraph shall be provided on maps
equivalent to those required in
paragraph (c)(2) of this section.
VerDate Aug<31>2005
21:18 Jun 23, 2006
Jkt 208001
(l) Resource Report 10—Reliability
and safety. This report must address the
potential hazard to the public from
facility components resulting from
accidents or natural catastrophes, how
these events will affect reliability, and
what procedures and design features
have been used to reduce potential
hazards. Resource Report 10 must:
(1) Describe measures proposed to
protect the public from failure of the
proposed facilities (including
coordination with local agencies);
(2) Discuss hazards, the
environmental impact, and service
interruptions which could reasonably
ensue from failure of the proposed
facilities;
(3) Discuss design and operational
measures to avoid or reduce risk;
(4) Discuss contingency plans for
maintaining service or reducing
downtime;
(5) Describe measures used to exclude
the public from hazardous areas.
Discuss measures used to minimize
problems arising from malfunctions and
accidents (with estimates of probability
of occurrence) and identify standard
procedures for protecting services and
public safety during maintenance and
breakdowns; and
(6) Provide a description of the
electromagnetic fields generated by the
transmission lines, including their
strength and extent. Provide a depiction
of the expected field compared to
distance horizontally along the right-ofway under the conductors, and
perpendicular to the centerline of the
right-of-way laterally.
(7) Discuss the potential for acoustic
and electrical noise from electric and
magnetic fields, including shadowing
and reradiation, as they may affect
health or communication systems along
the transmission right-of-way. Indicate
the noise level generated by the line in
both dB and dBA scales and compare
this to any known noise ordinances for
the zoning districts through which the
transmission line will pass; and
(8) Discuss the potential for induced
or conducted currents along the
transmission right-of-way from electric
and magnetic fields.
(m) Resource Report 11—Design and
Engineering. This report consists of
general design and engineering
drawings of the principal project
facilities described under Resource
Report—General project description. If
this report submitted with the
application is preliminary in nature,
applicant must state that in the
application. The drawings must
conform to the specifications
determined in the initial consultation
PO 00000
Frm 00055
Fmt 4702
Sfmt 4702
36275
meeting required by § 50.5(b) of this
chapter.
(1) The drawings must show all major
project structures in sufficient detail to
provide a full understanding of the
project including:
(i) Plans (overhead view);
(ii) Elevations (front view);
(iii) Profiles (side view); and
(iv) Sections.
(2) The applicant may submit
preliminary design drawings with the
pre-filing documents or application. The
final design drawings may be submitted
during the construction permit process
or after the Commission issues a permit
and must show the precise plans and
specifications for proposed structures. If
a permit is granted on the basis of
preliminary designs, the applicant must
submit final design drawings for written
approval by the Director of the Office of
Energy Project’s prior to commencement
of any construction of the project.
(3) Supporting design report. The
applicant must submit, at a minimum,
the following supporting information to
demonstrate that existing and proposed
structures are safe and adequate to
fulfill their stated functions and must
submit such information in a separate
report at the time the application is
filed:
(i) An assessment of the suitability of
the transmission line towers and
appurtenant structures locations based
on geological and subsurface
investigations, including investigations
of soils and rock borings and tests for
the evaluation of all foundations and
construction materials sufficient to
determine the location and type
transmission line tower or appurtenant
structures suitable for the site;
(ii) Copies of boring logs, geology
reports, and laboratory test reports;
(iii) An identification of all borrow
areas and quarry sites and an estimate
of required quantities of suitable
construction material;
(iv) Stability and stress analyses for
all major transmission structures and
conductors under all probable loading
conditions, including seismic, wind,
and ice loading as appropriate in
sufficient detail to permit independent
staff evaluation.
(4) The applicant must submit two
copies of the supporting design report
described in paragraph (m)(3) of this
section at the time preliminary and final
design drawings are filed. If the report
contains preliminary drawings, it must
be designated a ‘‘Preliminary
Supporting Design Report.’’
[FR Doc. 06–5619 Filed 6–23–06; 8:45 am]
BILLING CODE 6717–01–P
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Agencies
[Federal Register Volume 71, Number 122 (Monday, June 26, 2006)]
[Proposed Rules]
[Pages 36258-36275]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-5619]
=======================================================================
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DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Parts 50 and 380
[Docket No. RM06-12-000]
Regulations for Filing Applications for Permits To Site
Interstate Electric Transmission Corridors
Issued June 16, 2006.
AGENCY: Federal Energy Regulatory Commission, DOE.
ACTION: Notice of proposed rulemaking.
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SUMMARY: The Federal Energy Regulatory Commission (Commission) is
proposing regulations in accordance with section 1221 of the Energy
Policy Act of 2005 to implement filings requirements and procedures for
entities seeking to construct electric transmission facilities. The
proposed regulations will expedite the Commission's permitting process
by coordinating the processing of Federal authorizations and
environmental review of electric transmission facilities in national
interest transmission corridors.
DATES: Comments are due on or before August 25, 2006.
ADDRESSES: You may submit comments, identified by Docket No. RM06-12-
000, by one of the following methods:
Agency Web Site: https://ferc.gov. Follow the instructions
for submitting comments via the eFiling link found in the Comment
Procedures Section of the preamble.
Mail: Commenters unable to file comments electronically
must mail or hand deliver an original and 14 copies of their comments
to: Federal Energy Regulatory Commission, Secretary of the Commission,
888 First Street, NE., Washington, DC 20426. Please refer to the
Comment Procedures Section of the preamble for additional information
on how to file paper comments.
FOR FURTHER INFORMATION CONTACT: John Schnagl, Office of Energy
Projects, Federal Energy Regulatory Commission, 888 First Street, NE.,
Washington, DC 20426, (202) 502-8756, john.schnagl@ferc.gov; Carolyn
Van Der Jagt, Office of the General Counsel, Federal Energy Regulatory
Commission, 888 First Street, NE., Washington, DC 20426, (202) 502-
8620, carolyn.VanDerJagt@ferc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
1. On August 8, 2005, the Energy Policy Act of 2005 (EPAct 2005)
became law.\1\ Section 1221 of EPAct 2005 adds a new section 216 to the
Federal Power Act (FPA), providing for Federal siting of electric
transmission facilities under certain circumstances. The Nation's
electric system is an extensive, interconnected network of power lines
that transport electricity from generator to consumer. The system was
originally built by electric utilities over a period of 100 years,
primarily to serve local customers and maintain system reliability.
However, due to a doubling of electricity demand and generation over
the past three decades and the advent of competitive wholesale
electricity markets, the need to transfer large amounts of electricity
across the grid has increased significantly in recent years.\2\
Investment in new transmission facilities has not kept pace with the
need to increase transmission system capacity and maintain system
reliability. The blackout of August 2003 highlighted the need to
bolster the nation's electric transmission system.
---------------------------------------------------------------------------
\1\ Pub. L. 109-58, 119 Stat. 594 (2005).
\2\ See Considerations for Transmission Congestion Study and
Designation of National Interest Electric Transmission Corridors
(Department of Energy), 71 FR 5560 (February 2, 2006).
---------------------------------------------------------------------------
2. New section 216 of the FPA requires that the Secretary of Energy
(Secretary) identify transmission constraints. It mandates that the
Secretary conduct a study of electric transmission congestion within
one year of enactment and every three years thereafter, and that the
Secretary then issue a report, based on the study, which may designate
any geographic area experiencing electric energy transmission capacity
constraints or congestion that adversely affects
[[Page 36259]]
consumers as a national interest electric transmission corridor.
3. Once a national interest transmission corridor is designated by
the Secretary, the Commission has the authority under FPA section
216(b) to issue permits to construct or modify electric transmission
facilities in such a corridor under certain circumstances. The
Commission has the authority to issue permits to construct or modify
electric transmission facilities if it finds that: (1) A State in which
such facilities are located does not have the authority to approve the
siting of the facilities or to consider the interstate benefits
expected to be achieved by the construction or modification of the
facilities; (2) the applicant is a transmitting utility but does not
qualify to apply for siting approval in the State because the applicant
does not serve end-use customers in the State; (3) the State commission
or entity with siting authority withholds approval of the facilities
for more than one year after an application is filed or one year after
the designation of the relevant national interest electric transmission
corridor, whichever is later, or the State conditions the construction
or modification of the facilities in such a manner that the proposal
will not significantly reduce transmission congestion in interstate
commerce or is not economically feasible.\3\
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\3\ Under FPA section 216(i)(4), the Commission may not issue a
permit for facilities within a State that is a party to an
interstate compact establishing a regional transmission siting
agency unless the members of the compact are in disagreement and the
Secretary makes certain findings.
---------------------------------------------------------------------------
4. Additionally, under FPA sections 216(b)(2) through (6), the
Commission must find that the proposed facility: (1) Will be used for
the transmission of electric energy in interstate commerce; (2) is
consistent with the public interest; \4\ (3) will significantly reduce
transmission congestion in interstate commerce and protect or benefit
consumers; (4) is consistent with sound national energy policy and will
enhance energy independence; and (5) will maximize, to the extent
reasonable and economical, the transmission capabilities of existing
towers or structures.
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\4\ The Commission will make a public interest determination
based on the entire record of the proceeding, and after due
consideration of the issues raised.
---------------------------------------------------------------------------
5. New FPA section 216(h)(2) designates the Department of Energy
(DOE) as lead agency to coordinate all Federal authorizations needed to
construct proposed electric transmission facilities in national
interest electric transmission corridors. Under FPA section
216(h)(4)(A), to ensure timely efficient reviews and permit decisions,
DOE is required to establish prompt and binding intermediate milestones
and ultimate deadlines for all Federal reviews and authorizations
required for a proposed electric transmission facility.\5\ Section
216(h)(5)(A) of the FPA requires that DOE as lead agency, in
consultation with the other affected agencies, prepare a single
environmental review document that would be used as the basis for all
decisions for the proposed projects under Federal law.
---------------------------------------------------------------------------
\5\ Under FPA section 216(h)(6)(A), if any agency has denied a
Federal authorization required for a transmission facility, or has
failed to act by the deadline established by the Secretary, the
applicant or any State in which the facility would be located may
file an appeal with the President.
---------------------------------------------------------------------------
6. The Secretary determined that it would be beneficial to use the
Commission's existing expertise and experience in siting energy
facilities to coordinate and process Federal authorizations and related
environmental reviews for proposed facilities in national interest
transmission corridors. Thus, effective May 16, 2006, the Secretary
delegated paragraphs (2), (3), (4)(A)-(B), and (5) of FPA section
216(h) to the Commission as they apply to proposed facilities in
designated national interest electric transmission corridors.\6\
Specifically, the Secretary delegated to the Commission DOE's lead
agency responsibilities for the purpose of coordinating all applicable
Federal authorizations and related environmental review and preparing a
single environmental review document for facilities in a designated
national interest electric transmission corridor. In developing the
environmental document, the Commission will establish prompt and
binding intermediate milestones and ultimate deadlines for the review,
and ensure that all Federal permits are issued, and reviews for
proposed facilities in a designated national interest electric
transmission corridor are completed, within a year or as soon as
practicable thereafter.
---------------------------------------------------------------------------
\6\ Department of Energy Delegation Order No. 00-004.00A.
---------------------------------------------------------------------------
7. Under FPA section 216(h)(4)(C), DOE is required to provide an
expeditious pre-application mechanism for an applicant to confer with
the agencies responsible for any separate permitting and environmental
reviews required by Federal law. During that process, the agencies are
required to communicate to applicants the likelihood for approval for a
potential facility and key issues of concern. While DOE will conduct a
pre-application process under for Federal authorizations under FPA
section 216(h)(4)(C), the Commission will also conduct a pre-filing
process to facilitate maximum participation from all interested
entities and individuals and to assist an applicant in compiling the
information needed to file a complete application. Based on its
experience in processing applications for natural gas facilities and
hydroelectric projects, the Commission has found that an extensive pre-
filing process allows the Commission to process the ultimate
application expeditiously. The Commission intend that its pre-filing
process be consistent with DOE's pre-application process to ensure a
prompt and coordinated approach to siting facilities within national
interest transmission corridors.
II. Discussion
8. Section 216(c)(2) of the FPA requires that the Commission issue
rules specifying the form of, and the information to be contained in,
an application for proposed construction or modification of electric
transmission facilities in a designated national interest electric
transmission corridor, and the manner of service of notice of the
permit application on interested persons. The Commission proposes to
implement regulations in a new Part 50 of existing subchapter B of the
Commission's regulations. The new procedures will also require certain
modifications to other existing regulations, including the Commission's
regulations implementing the National Environmental Policy Act of 1969
(NEPA) in Part 380. The proposed regulations provide for a Project
Participation Plan (Participation Plan) that will be filed at the
beginning of the pre-filing process and will be used during the pre-
filing and application processes to facilitate maximum participation
from all interested entities and individuals.
A. Project Participation
9. Section 216(d) of the FPA requires that the Commission afford
each State in which the transmission facility covered by the permit
application is or will be located, each affected Federal agency and
Indian tribe, private property owners, and other interested persons, a
reasonable opportunity to present their views and recommendations with
respect to the need for and impact of a facility covered by the permit
application. Additionally, under FPA section 216(h)(3) and its
delegated authority, the Commission needs to coordinate the Federal
authorization
[[Page 36260]]
and review process with any Federal agencies, Indian tribes, multistate
entities, and State agencies that are responsible for conducting
separate permitting and environmental reviews of the facilities.
10. The Commission is proposing a Participation Plan to facilitate
maximum participation from all stakeholders. Proposed Sec. 50.1
defines a stakeholder as a Federal, State, or multistate, tribal or
local agency, any affected non-governmental organization, or other
interested person. In other words, a stakeholder includes agencies and
individuals contemplated under FPA section 216(d) and the permitting
agencies contemplated under FPA section 216(h)(3).\7\ Proposed Sec.
50.4 details the requirements for the Participation Plan, including
document availability and project notification. Under proposed Sec.
50.5(c)(7), the Participation Plan needs to be filed at the beginning
of the pre-filing process.
---------------------------------------------------------------------------
\7\ Proposed Sec. 50.1 defines a permitting entity as any
entity, including Federal, State, tribal, or multistate, or local
agency that is responsible for conducting reviews for any Federal
authorization that will be required to construct an electric
transmission facility in a national interest electric transmission
corridor.
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1. Stakeholder Participation
11. Under proposed Sec. 50.4, the Commission proposes to require a
potential applicant to prepare a Participation Plan to use during the
pre-filing and application processes. The Participation Plan will be
used to provide accurate and timely information concerning all aspects
of the proposed project, including environmental impacts as well as the
national and local benefits of the proposed project, to all
stakeholders. The Participation Plan will detail how the applicant will
facilitate stakeholder communications and dissemination of information
about the proposed project for both the pre-filing and application
proceedings, discussed below. It will also detail the applicant's plan
for seeking and acquiring all necessary Federal, State, tribal, and
local authorizations under Federal, State, and local laws.
12. Proposed Sec. 50.4(a)(1), requires, among other things, that
the applicant identify how it intends to facilitate stakeholder
communications. It also requires that the applicant create and maintain
a Web site specifically devoted to the project and have a single point
of contact within the company to address communications from
stakeholders.
13. Proposed Sec. 50.4(a)(2) requires that the applicant list the
central locations throughout the project area where copies of the all
filings related to the proposed project will be located. Proposed Sec.
50.4(a)(3) requires that the applicant detail how it intends to respond
to requests for information from the public as well as Federal, State,
and tribal permitting entities.
2. Document Availability
14. Under proposed Sec. 50.4(b), the applicant must make copies of
all of its filings readily available for all stakeholders to review.
Within three business days of the date a pre-filing request is filed
and when the application is issued a docket number, copies of the pre-
filing and application materials must be placed in accessible central
locations in each county throughout the project area listed under
proposed Sec. 50.4(b)(1) in paper or electronic format and on the
company's Web site developed in compliance with proposed Sec.
50.4(a)(1).
3. Project Notification
15. Proposed Sec. 50.4(c) lists the project notification
requirements. The applicant is required to notify all stakeholders,
including affected landowners. Proposed Sec. 50.1 defines an affected
landowner as an owner of property interests, as noted in the most
recent tax notice, whose property is: (1) Directly affected, crossed or
used, by the proposed project; or (2) abuts either side of an existing
right-of-way or proposed facility site or right-of-way.
16. Under proposed Sec. 50.4(c)(1)(i)(A), the applicant is
required to send notification of the proposed new facilities or
modification of existing facilities to all stakeholders within 14 days
after the Director of Office of Energy Projects (OEP) or his designee
notifies the applicant of the commencement of the pre-filing process.
Under proposed Sec. 50.4(c)(1)(i)(B), when an application is
subsequently filed, the applicant must notify all stakeholders within
three business days after the Commission issues a notice of the
application as proposed in Sec. 50.9. Additionally, under proposed
Sec. 50.4(c)(1)(ii), the applicant must publish the notice of the pre-
filing request and application filing twice in a daily or weekly
newspaper of general circulation in each county in which the facilities
will be located.
17. During the pre-filing process, discussed below, under proposed
Sec. 50.4(c)(2)(i), the notification distributed by the applicant must
include: (1) The docket number of the pre-filing proceeding; (2) a copy
of the most recent edition of the Commission's pamphlet Electric
Transmission Permitting Process; (3) a description of the project, its
location, purpose, and the applicant's anticipated timing of its
construction or modification process; (4) a general description of what
the landowner will need to do if the project is approved and a company
contact knowledgeable about the project; (5) a brief summary of the
eminent domain rules of the relevant State; (6) information on how the
landowner can obtain a copy of the pre-filing materials and the
subsequent application, including information on how the landowner can
obtain copies of CEII; and (7) an explanation of the difference between
the pre-filing and application process and how the affected landowner
may participate in each.
18. Given the extent of the pre-filing process, the Commission
believes that all stakeholders will be notified during that process.
Therefore, once the application is filed, under proposed Sec.
50.4(c)(2)(ii), the applicant is only required to notify all
stakeholders that the application has been filed by supplying them with
a copy of the Commission's notice of the application. If the project
route is changed during the pre-filing or application process to
potentially affect additional stakeholders, or it is determined that
stakeholders have not previously been identified, once the stakeholder
is identified, the applicant must supply those new stakeholders with
the information required in proposed Sec. 50.4(c).
19. Finally, under proposed Sec. 50.4(c)(5), if any stakeholder
requests information that contains CEII, the applicant must request
that information from the Commission under the procedures in Sec.
388.113 of the Commission's regulations.
B. Pre-Filing Process
20. The proposed regulations provide for, among other things, an
extensive pre-filing process in proposed Sec. 50.5 that will
facilitate maximum participation from all stakeholders to provide them
with an opportunity to present their views and recommendations with
respect to the need for and impact of the facilities early on in the
planning stages of the proposed facilities as required under FPA
section 216(d). The pre-filing process also will assist the applicant
in compiling the information needed to file a complete application so
that all reviews under Federal law can be completed within one year
after the application is filed, or as soon thereafter as is
practicable. During the pre-filing process, the Commission will work
with the applicant and other permitting entities to coordinate the
reviews and compile the information necessary for
[[Page 36261]]
all required Federal authorizations for the proposed facilities.\8\
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\8\ Proposed Sec. 50.1 defines Federal authorization to include
such permits, special use authorizations, certifications, opinions,
or other approvals that may be required under Federal law to site a
transmission facility, as defined in FPA section 216(h)(B).
---------------------------------------------------------------------------
21. Because of the potential for differences between projects, the
Commission does not propose to set exact timeframes for the pre-filing
process. The timeframe will depend upon, among other things, the size
of the project, stakeholder participation, and the applicant's
preparedness. The Commission expects that the pre-filing process for
large, multi-state ``greenfield'' projects, will take longer than the
pre-filing process for minor modifications to existing facilities.\9\
The Commission anticipates that the pre-filing process for extensive
projects may take at least a year to complete. Additionally, the
environmental resource reports required under proposed Sec. 380.16,
discussed below, will require comprehensive field work and study to
compile the information necessary to comply with the Commission's
obligations under NEPA.
---------------------------------------------------------------------------
\9\ Greenfield facilities are facilities that primarily will be
located in new rights-of-way.
---------------------------------------------------------------------------
22. As stated above, the pre-filing timeframe is also dependent on
the preparedness of the applicant. The pre-filing process is designed
to assist the applicant in compiling the information needed to prepare
a complete application and to coordinate the review process for other
Federal authorizations. The further along the applicant is in obtaining
the necessary Federal authorizations and the information needed for a
completed application when it commences the pre-filing process, the
sooner the applicant will be prepared to file a complete application.
Under proposed Sec. 50.5(a), all applicants seeking a permit to site
new or to modify existing electric transmission facilities must comply
with the proposed pre-filing process before they submit a permit
application.
1. Initial Consultation
23. Under proposed Sec. 50.5(b), an applicant must meet with the
Director of OEP before filing its pre-filing materials. During that
meeting, Commission staff will review the applicant's proposed project
description, including the status of the applicant's progress towards
collecting the data needed to commence the pre-filing process, any
preliminary contacts the applicant has had with stakeholders, including
its progress in DOE's pre-application process, and preliminary details
about the project.
24. Commission staff will also review the applicant's eligibility
for Commission approval of a proposed facility, outline the pre-filing
process, and provide guidance as to what further work is necessary to
prepare the pre-filing request. Commission staff will also review the
proposed project to determine if the applicant will be required to hire
a third-party contractor to assist in preparing a NEPA document, under
the direction of the Commission staff. The use of a third-party
contractor can ensure that the environmental review of a proposed
project proceeds expeditiously.
2. Initial Filing Requirements
25. Proposed Sec. 50.5(c) lists the contents of a pre-filing
request. Proposed Sec. 50.5(c)(1) requires that the applicant file a
proposed schedule, including when it anticipates filing its completed
application and when it proposes to energize its project and commence
service on the facilities. Proposed Sec. 50.5(c)(2) requires that a
pre-filing request include a description of the project, including maps
and plot plans showing all major components, zoning requirements, and
site availability. Any additional case-specific information that may be
needed under this section will be discussed at the initial
consultation. Proposed Sec. 50.5(c)(3) requires that the applicant
file a list of the permitting entities responsible for conducting
separate Federal permitting and environmental reviews for the proposed
project.
26. Proposed Sec. 50.5(c)(4) requires a list of other stakeholders
that have been contacted, or have contacted the applicant, about the
project. Proposed Sec. 50.5(c)(5) requires the applicant to file
information concerning the status of work already conducted, including
contacting agencies and individuals listed in proposed Sec. Sec.
50.5(c)(3) and (4) its progress in DOE's pre-application process.
Additionally, the applicant must file all information concerning
engineering and environmental studies and route planning work conducted
by contractors. The filing also must include information concerning any
public meetings the proposed applicant has conducted regarding the
proposed project.
27. Proposed Sec. 50.5(c)(6) requires that the applicant propose
at least three third-party NEPA contractors for the Commission to
consider for the proposed project. Under proposed Sec. 50.5(d)(1), the
Director of OEP's notice commencing the pre-filing process will
designate the chosen third-party contractor.
28. Finally, proposed Sec. 50.5(c)(7) requires that the applicant
file the Participation Plan required in proposed Sec. 50.4(a). The
Participation Plan must include a listing and schedule of all pre-
filing and application activities, including, among other things,
consultations, information gathering and studies, and proposed
location(s) and date(s) for the meetings and site visits, if
applicable. The Director of OEP may require that the applicant modify
the Participation Plan as necessary.
3. Commencement of Pre-filing Process
29. The Director of OEP will review the information filed by the
applicant and determine if there is sufficient information to commence
the pre-filing process. If the Director of OEP determines the
information filed is insufficient, the applicant will be notified in
writing of any deficiencies or the need for additional information, and
be given a reasonable time to correct the deficiencies or file the
additional information. If the applicant fails to cure the deficiencies
within the time specified, the Director of OEP may terminate the pre-
filing process. If the Director of OEP determines the filing is
sufficient, the applicant will be notified under proposed Sec. 50.5(d)
and the pre-filing process will begin.
4. Subsequent Filing Requirements
30. The proposed regulations include a schedule for subsequent
filings, once the pre-filing process has begun. Proposed Sec.
50.5(e)(1) requires that the applicant finalize its Participation Plan
within seven days after the notice is issued. Proposed Sec. 50.5(e)(2)
requires that the applicant finalize the contract with the third-party
contractor, if required, in 14 days. Proposed Sec. 50.5(e)(3)(i)
requires that the applicant provide all stakeholders with the notice
commencing the pre-filing process. Proposed Sec. 50.5(e)(3)(ii)
specifically refers to the additional notification requirement for
affected landowners in proposed Sec. 50.4(c).
31. Proposed Sec. 50.5(e)(3)(iii) provides that the applicant must
notify permitting entities with Federal authorization processes within
14 days of commencing the pre-filing process. As discussed below, the
Commission intends to compile the information necessary for its NEPA
analysis primarily during the pre-filing process. Thus, the Commission
proposes that the applicant request in its notice, and that the
permitting agencies identify in their responses, any specific
information, not required by the Commission in its resource reports
required under proposed Sec. 380.16, that they may need
[[Page 36262]]
to reach a decision concerning the proposed project. The Commission
envisions that this information will be compiled during the pre-filing
process to facilitate the development of a preliminary NEPA document by
the conclusion of the pre-filing process. Once all stakeholders have
been notified under proposed Sec. 50.5(e)(3), proposed Sec.
50.5(e)(4) requires that the applicant must submit a mailing list of
all stakeholders contacted within 30 days.
32. Under proposed Sec. 50.5(e)(5), the applicant must file a
summary of all alternatives considered within 30 days of the Director
of OEP's notification. Proposed Sec. 50.5(e)(6) requires that the
applicant file an updated list of all Federal, State, tribal, and local
agencies permits and authorizations that are necessary to construct or
modify the proposed facilities. The list must include a schedule
detailing when the applications for the permits and authorizations will
be submitted (or were submitted). As stated, the Secretary will
establish a pre-application mechanism under FPA section 216(h)(4)(C).
The mechanism will facilitate consultation among prospective applicants
and permitting agencies regarding key issues of concern and the
likelihood of approval of the proposed facility. The permitting
entities have 60 days to respond to the applicant's request for
information. The applicant's filing under proposed Sec.
50.5(e)(6)(iii) must specifically detail the information gathered
during DOE's pre-application process.
33. One purpose of the Commission's pre-filing process is to assist
the applicant in compiling the necessary environmental resource
reports. Proposed Sec. 50.5(e)(7) requires that the applicant file the
first drafts of the resource reports required in proposed Sec. 380.16
in a format that will allow for efficient interpretation and
incorporation of the information into the draft NEPA document. Specific
formatting requirements will be discussed at the initial consultation
meeting proposed under proposed Sec. 50.5(b) and will be based on best
available technology.
34. Under proposed Sec. 50.5(e)(8), the applicant is required to
file monthly status reports updating its progress in compiling the
application information. If the applicant fails to file a status report
or a response to a request for additional information, or is failing to
make sufficient progress toward obtaining the requisite permits or
authorizations or towards the goal of compiling the information needed
for a complete application, under proposed Sec. 50.5(e)(8), the
Director of OEP may terminate the pre-filing proceeding without
prejudice to the applicant's re-applying.
5. Pre-filing Activities
35. The Commission envisions that, during the pre-filing process,
Commission staff will assist the applicant to compile a complete
application while informing the public of the proposed project and
promoting participation to provide an opportunity for all stakeholders
to present their views and recommendations for the proposed project.
Potential staff activities during the pre-filing process may include,
but will not be limited to: (1) Assisting the applicant in identifying
stakeholders, including landowners, interested organizations, and other
individuals; (2) conducting site visits, examining potential
alternatives, and holding open meetings; (3) facilitating the
identification of issues and resolution of those issues; (4) assisting
the applicant in coordinating other necessary Federal authorizations;
(5) preparing and issuing the environmental scoping documents; (6)
facilitating cooperating agency environmental review and the
preparation of a preliminary Environmental Assessment or Environmental
Impact Statement under NEPA; and (7) providing technical assistance to
other permitting entities, upon request.
6. Concluding the Pre-Filing Process
36. The Director of OEP will determine when the applicant has
compiled sufficient information such that a complete application can be
filed. Under proposed Sec. 50.5(f), the applicant is required to
include all the information specified by the Commission staff during
the pre-filing process, including all required exhibits and
environmental information, in the electric transmission facility
application. As discussed below, because of statutory time limits, the
Commission will require that a preliminary NEPA document be prepared
before an application is filed. Once the pre-filing process is
completed, the Commission anticipates expeditiously processing the
resultant application.
C. Applications
1. General Content
37. As stated, once the pre-filing process is completed a permit
application may be filed. Section 216(h)(4)(B) of the FPA requires that
once an application is submitted, all reviews under Federal law for the
proposed facilities must be completed within one year, or, if a
requirement of another provision of Federal law does not permit
compliance within one year, as soon thereafter as practicable.
Therefore, it is imperative that a filed application contain all
information necessary for the Commission to proceed with an expedited
review of the proposal.
38. Proposed Sec. 50.6 requires that the application generally
summarize and provide background and non-technical information
concerning the proposed project. Proposed Sec. Sec. 50.6(a) and (b)
require information concerning the applicant's contact information and
a description of the applicant's existing business.
39. Under proposed Sec. 50.6(c), the applicant must file a
concise, general description of the proposed project sufficient to
explain its scope and purpose, including the proposed geographic
location of the principal project features and the planned routing of
the transmission line. The summary also must contain the general
characteristics of the transmission line including voltage, types of
towers, origin and termination point of the transmission line, and the
geographic character of the area traversed by the line. The written
description must be accompanied by an overview map of sufficient scale
to show the entire transmission route.
40. Proposed Sec. Sec. 50.6(d) requires that the applicant
demonstrate that the filing complies with FPA sections 216(a).
Specifically, the applicant must demonstrate that the proposed
facilities are located in a national interest electric transmission
corridor, as determined by DOE. Under proposed Sec. 50.6(e), the
applicant must demonstrate that the proposed project complies with the
requirements of FPA sections 216(b)(2) through (6). Specifically, it
must demonstrate that the proposed construction or modification of
facilities: (1) Will be used for the transmission of electric energy in
interstate commerce; (2) is consistent with the public interest; (3)
will significantly reduce transmission congestion in interstate
commerce and protect or benefit consumers; (4) is consistent with sound
national energy policy and will enhance energy independence; and (5)
will maximize, to the extent reasonable and economical, the
transmission capabilities of existing towers or structures.
41. Proposed Sec. Sec. 50.6(f) and (g) require that the applicant
describe the anticipated timeframe for constructing or modifying the
facilities and commencing operations and a general
[[Page 36263]]
description of how the applicant proposes to finance the project.
Proposed Sec. 50.6(h) requires the applicant to list all necessary
approvals that it will need to construct the proposed facilities and
provide information concerning how it intends to acquire, or the status
of, those approvals.
42. Proposed Sec. 50.6(i) states that the application must contain
a table of contents listing all exhibits and supporting evidence that
is filed with the application. Finally, under proposed Sec. 50.6(j),
the applicant is required to file a draft notice for the Commission to
have published in the Federal Register.
2. Exhibits
43. Proposed Sec. 50.7 contains the requirements for the exhibits
that must be filed with the application. The exhibits will contain the
technical data needed for the Commission's analysis of the application.
Proposed Sec. Sec. 50.7(a) through (c), Exhibits A through C, require
information concerning the applicant's company, including articles of
incorporation, bylaws, State authorizations, company officials, and
subsidiaries and affiliations. Proposed Sec. 50.7(d), Exhibit D,
requires a list of other filings the applicant currently has pending
before the Commission which could impact the proposed project.
44. As discussed above, a general location map must be filed under
proposed Sec. 50.7(e), as Exhibit E. All the environmental data
required in Part 380 of the Commission's regulations, discussed below,
will be filed as proposed Exhibit F under proposed Sec. 50.7(f).
Engineering data and system analysis data must be filed in Exhibits G
and H, respectively, under proposed Sec. Sec. 50.7(g) and (h).
Finally, project cost and financial data and construction, operation,
and management data must be filed in Exhibits I and J, respectively.
D. Acceptance/Rejection of Applications
45. As stated, FPA section 216(h)(4)(B) requires that all Federal
permit decisions and environmental review be completed within one year
after the application is filed, or as soon thereafter as practicable.
Under proposed Sec. 50.8(a) applications will be docketed when
received. Under proposed Sec. 50.8(b), the Director of OEP will reject
any application that does not comply with the FPA and the Commission's
regulations. Under proposed Sec. 50.8(c), if an application has been
rejected and refiled, it will be docketed as a new application.
E. Notice of Application
46. Under proposed Sec. 50.9(a), the Commission will issue, and
publish in the Federal Register, a notice of the application when it
determines the application contains all the necessary information for
an expedited review. Under proposed Sec. 50.9(b), the notice will
establish prompt and binding intermediate milestones and ultimate
deadlines for the coordination and review of all applicable Federal
authorizations, as determined in consultation with the permitting
agencies during the Commission's pre-filing and DOE's pre-application
processes, as required under FPA section 216(h)(4)(A).
F. Intervention
47. Proposed Sec. 50.10 pertains to the intervention procedures
for the application process.\10\ As stated, once it is determined that
the application is complete, the Commission will issue a notice that it
intends to process the application. The notice will fix a time within
which anyone desiring to participate in the proceeding may file a
motion to intervene in accordance with Sec. 385.214 of the
Commission's regulations.
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\10\ The notice and intervention regulations are not applicable
to the pre-filing process.
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G. General Conditions Applicable to Permits
48. The Commission will condition permits to construct or modify
transmission facilities in order to conclude that the proposed
facilities are in the public interest. Proposed Sec. Sec. 50.11(a) and
(b) list general conditions that will be applicable to all permits.
Other case-specific conditions will be discussed in the permit order.
49. Under proposed Sec. 50.11(c), all applicants must follow the
American National Standards Institute's National Electrical Safety Code
while constructing the permitted facilities. Proposed Sec. 50.11(d)
requires that the permittee obtain approval from the Director of OEP
prior to constructing the facilities or commencing operations. Proposed
Sec. 50.11(e) requires that the permittee construct the facilities
within the time frame specified by the Commission. If the applicant
cannot meet this deadline, it must notify the Commission and request an
extension of time. If circumstances have changed since the permit was
issued, the Commission may require additional analysis of the proposed
project to ensure the proposed request is in the public interest.
Proposed Sec. 50.11(f) requires that the permittee notify the
Commission when it has commenced construction and when it places the
new or modified facilities in service.
50. A permit cannot be transferred without prior Commission's
approval. Under proposed Sec. 50.11(g), an applicant proposing to
transfer a permit to construct or modify transmission facilities, must
file a petition requesting authorization to do so. The petition must:
(1) State the reasons for the transfer; (2) show that the transferee is
qualified to carry out the provision of the permit; (3) be verified by
all parties to the proposed transfer; (4) be accompanied by a copy of
the transfer agreement; (5) be accompanied by an affidavit of service
of a copy on all parties to the permit proceeding; and (6) be
accompanied by a affidavit that all affected landowners have been
notified of the proposed transfer.
H. Regulations Implementing the National Environmental Policy Act
51. Part 380 of the Commission's regulations implements its
responsibilities under NEPA.\11\ The Commission proposes to revise
those regulations by adding sections dealing with its new
responsibilities with respect to the siting of electric transmission
facilities. Proposed Sec. 380.3(c)(3) adds electric transmission
projects to the list of activities for which environmental information
must be supplied. Proposed Sec. Sec. 380.5(b)(14) and 380.6(a)(5) add
electric transmission facilities to the lists of projects for which the
Commission will do an environmental assessment or environmental impact
statement.
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\11\ 18 CFR part 380 (2005).
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52. Based on some confusion encountered by the Commission in
natural gas pre-filing proceedings, proposed Sec. 380.10(a)(2)(iii)
clarifies that interventions should not be filed in natural gas pre-
filing proceedings and in the proposed electric transmission pre-filing
proceedings. Interventions and party status, and the rights and
obligations established thereunder, are granted under Sec. 385.214 of
the Commission regulations after an application is filed. The pre-
filing natural gas and electric transmission processes are informal
proceedings for which intervention status is not appropriate.
53. Under proposed Sec. 380.15(c), approved electric transmission
facilities are subject to the National Electric Safety Code.
Additionally, under proposed Sec. Sec. 380.15(d) and (e), the
transmission facilities rights-of way will be subject to the same
construction and
[[Page 36264]]
maintenance requirements as natural gas pipelines.
54. The Commission proposes a new Sec. 380.16 to delineate
specific environmental filing requirements for electric transmission
facilities. While these generally mirror the natural gas pipeline
requirements, to avoid confusion the Commission proposes a separate
section specifically tailored to electric transmission facilities.
55. Proposed Sec. 380.16 requires 11 Resource Reports, as follows.
Resource Report 1 would include, among other things, a description of
the project by milepost and construction spreads, topographic maps,
aerial images and/or photographs, descriptions of other permits and
mitigation measure, and names and addresses of affected landowners.
56. Proposed Resource Report 2 requires information necessary for
the Commission to determine the impact of the proposed project on water
use and water quality.
57. Proposed Resource Report 3 describes aquatic life, wildlife,
and vegetation in the vicinity or the proposed project.
58. Proposed Resource Report 4 lists the information the applicant
will need to supply the Commission for a cultural resource review to
implement the Commission's obligations under the National Historic
Preservation Act.
59. Proposed Resource Report 5 requires that the applicant identify
and quantify the impact of the construction and operation of the
proposed project on towns and counties in the project vicinity.
60. Proposed Resource Report 6 requires that the applicant describe
geological resources and hazards in the project area that might be
directly or indirectly affected by the proposed facility or may place
the proposed facility at risk.
61. Proposed Resource Report 7 requires information concerning
soils and measures proposed to minimize or avoid impacts to them.
62. Proposed Resource Report 8 requires information concerning the
uses of land around the proposed transmission facility, including
measures the applicant proposes to protect and enhance the existing
land use.
63. Resource Report 9 requires that the applicant describe
alternatives to the project and compare the environmental impacts of
such alternatives. This report also requires the applicant explain the
environmental benefits and document the costs of each alternative.
64. Proposed Resource Report 10 addresses, among other things, the
potential hazard to the public of the proposed facilities that would
result from accidents or natural catastrophes and how these events
would affect reliability.
65. Finally, proposed Resource Report 11 requires additional design
and engineering data.
III. Information Collection Statement
66. The Commission is submitting the following collection of
information contained in this proposed rulemaking to the Office of
Management and Budget (OMB) for review under section 3507(d) of the
Paperwork Reduction Act of 1995.\12\ The Commission will identify the
information provided for under the proposed Part 50 as FERC-729.
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\12\ 44 U.S.C. 3507(d) (2000).
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67. The number of applicants for electric transmission permits in
national interest electric transmission corridors is unknown. Proposed
transmission projects would have to, among other things, significantly
reduce electric transmission congestion in a national interest electric
transmission corridor. These corridors are yet to be defined by the
Secretary. Also, Federal permitting of electric transmission facilities
used in interstate commerce will occur only if, or when, States do not
or cannot act on an application, or have conditioned a project in such
a manner that the proposed construction or modification will not
significantly reduce congestion in interstate commerce or is not
economically feasible. Any estimates of the number of anticipated
electric transmission construction permit applications are extremely
variable, ranging from two to 20 per year.
68. The Commission solicits comments on the Commission's need for
the information required by the proposed regulations, whether the
information will have practical utility, the accuracy of the provided
burden estimates, ways to enhance the quality and clarity of the
information that the Commission will collect, and any suggested methods
for minimizing the respondent's burden, including the use of
information techniques. The burden estimates for complying with this
proposed rule are as follows:
----------------------------------------------------------------------------------------------------------------
Number of Number of Hours per Total annual
Data collection respondents responses response hours
----------------------------------------------------------------------------------------------------------------
FERC-729................................... 10 1 9,600 96,000
----------------------------------------------------------------------------------------------------------------
Information Collection Costs: Because of the regional differences
and the various staffing levels that will be involved in preparing the
documentation (legal, technical and support) the Commission is using an
hourly rate of $150 to estimate the costs for filing and other
administrative processes (reviewing instructions, searching data
sources, completing and transmitting the collection of information).
The estimated annual cost is anticipated to be $14.4 million.
Title: FERC-729 Electric Transmission Facilities.
Action: Proposed Data Collections.
OMB Control No.: To be determined.
Upon approval of a collection of information, OMB will assign an
OMB control number and an expiration date. Respondents subject to the
filing requirements of this rule will not be penalized for failing to
respond to these collections of information unless the collections of
information display a valid OMB control number or the Commission has
provided justification as to why the control number should not be
displayed.
Respondents: Businesses or other for profit, State, local, or
tribal government.
Necessity of the Information: The information collected from
applicants will be used by the Commission to review the suitability of
the proposal for a permit to construct the proposed electric
transmission facilities. The Commission has assured itself, by means of
internal review, that there is specific, objective support for the
burden estimates associated with the information requirements.
69. Interested persons may obtain information on the reporting
requirements by contacting the following: Federal Energy Regulatory
Commission, 888 First Street, NE., Washington, DC 20426 [Attention:
Michael Miller, Office of the Executive Director, Phone: (202) 502-
8415, fax: (202) 273-0873, e-mail: michael.miller@ferc.gov].
[[Page 36265]]
70. For submitting comments concerning the collection(s) of
information and the associated burden estimate(s), please send your
comments to the contact listed above and to the Office of Management
and Budget, Office of Information and Regulatory Affairs, Washington,
DC 20503, [Attention: Desk Officer for the Federal Energy Regulatory
Commission, phone: (202) 395-4650, fax: (202) 395-7285, e-mail: oira_
submission@omb.eop.gov].
IV. Environmental Analysis
71. The Commission is required to prepare an EA or EIS for any
action that may have a significant adverse effect on the human
environment. No environmental consideration is raised by the
promulgation of a rule that is procedural in nature or does not
substantially change the effect of legislation or regulations being
amended. The proposed regulations implement the procedural filing
requirements for applications to construct electric transmission
facilities. Accordingly, neither an environmental impact statement nor
environmental assessment is required.
V. Regulatory Flexibility Act Analysis Certification
72. The Regulatory Flexibility Act (RFA) \13\ generally requires a
description and analysis of final rules that will have significant
economic impact on a substantial number of small entities.\14\ The
Commission is not required to make such analyses if a rule would not
have such an effect.
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\13\ 5 U.S.C. 601-612 (2000).
\14\ The RFA definition of ``small entity'' refers to the
definition provided in the Small Business Act, which defines a
``small business concern'' as a business which is independently
owned and operated and which is not dominant in its field of
operation. 15 U.S.C. 632 (2000). The Small Business Size Standards
component of the North American Industry Classification System
defines a small electric utility as one that, including its
affiliates, is primarily engaged in the generation, transmission,
and/or distribution of electric energy for sale and whose total
electric output for the preceding fiscal years did not exceed 4
million MWh. 13 CFR 121.201 (section 22, Utilities, North American
Industry Classification System, NAICS) (2004).
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73. The Commission expects entities seeking approval for interstate
transmission siting will be major transmission utilities capable of
financing complex and costly transmission projects. The Commission
anticipates that the high cost of construction of transmission
facilities will bar the entry into this field by small entities as
defined by the RFA. Therefore, the Commission concludes that this
proposed rule would not have a significant economic impact on a
substantial number of small entities.
VI. Public Comments
74. The Commission invites interested persons to submit comments on
the matters and issues proposed in this notice to be adopted, including
any related matters or alternative proposals that commenters may wish
to discuss. Comments are due by August 25, 2006. Comments must refer to
Docket No. RM06-12-000, and must include the commenter's name, the
organization they represent, if applicable, and their address in their
comments. Comments may be filed either in electronic or paper format.
75. Comments may be filed electronically via the eFiling link on
the Commission's Web site at https://www.ferc.gov. The Commission
accepts most standard word processing formats and requests commenters
to submit comments in a text-searchable format rather than a scanned
image format. Commenters filing electronically do not need to make a
paper filing. Commenters that are not able to file comments
electronically must send an original and 14 copies of their comments
to: Federal Energy Regulatory Commission, Secretary of the Commission,
888 First Street, NE., Washington, DC 20426.
76. All comments will be placed in the Commission's public files
and may be viewed, printed, or downloaded remotely as described in the
Document Availability section below. Commenters on this proposal are
not required to serve copies of their comments on other commenters.
VII. Document Availability
77. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and/or print the contents of this document via the
Internet through FERC's Home Page (https://www.ferc.gov) and in FERC's
Public Reference Room during normal business hours (8:30 a.m. to 5 p.m.
eastern time) at 888 First Street, NE., Room 2A, Washington, DC 20426.
List of Subjects
18 CFR Part 50
Administrative practice and procedure, Electric power, Reporting
and recordkeeping requirements.
18 CFR Part 380
Environmental impact statements, Reporting and recordkeeping
requirements.
By direction of the Commission.
Magalie R. Salas,
Secretary.
In consideration of the foregoing, the Commission proposes to add
part 50 and amend part 380, chapter I, title 18, Code of Federal
Regulations, as follows.
1. Part 50 is added to subchapter B to read as follows:
PART 50--APPLICATIONS FOR PERMITS TO SITE INTERSTATE ELECTRIC
TRANSMISSION FACILITIES
Sec.
50.1 Definitions.
50.2 Purpose and intent of rules.
50.3 Applications/pre-filing; rules and format.
50.4 Shareholder participation.
50.5 Pre-filing procedures.
50.6 Applications: general content.
50.7 Applications: exhibits.
50.8 Acceptance/rejection of applications.
50.9 Notice of application.
50.10 Interventions.
50.11 General conditions applicable to permits.
Authority: 16 U.S.C. 824p, DOE Delegation Order No. 00-004.00A.
Sec. 50.1 Definitions.
As used in this part:
Affected landowners means owners of property interests, as noted in
the most recent county/city tax records as receiving the tax notice,
whose property:
(1) Is directly affected (i.e., crossed or used) by the proposed
activity, including all facility sites, rights-of-way, access roads,
pipe and contractor yards, and temporary workspace; and
(2) Abuts either side of an existing right-of-way or facility site
owned in fee by any utility company, or abuts the edge of a proposed
facility site or right-of-way which runs along a property line in the
area in which the facilities would be constructed, or contains a
residence within 50 feet of a proposed construction work area.
Director of the Office of Energy Projects means the Director or his
designees.
Federal authorization means permits, special use authorization,
certifications, opinions, or other approvals that may be required under
Federal law in order to site a transmission facility.
National interest electric transmission corridor means any
geographic area experiencing electric energy transmission capacity
constraints or congestion that adversely affects consumers, as
designated by the Secretary of Energy.
Permitting entity means any Federal or State agency, Indian tribe,
multistate, or local agency that is responsible for
[[Page 36266]]
conducting separate authorizations pursuant to Federal law that are
required to construct electric transmission facilities in a national
interest electric transmission corridor.
Stakeholder means any Federal, State, interstate, tribal, or local
agency, any affected non-governmental organization, affected landowner,
or interested person.
Transmitting utility means an entity that owns, operates, or
controls facilities used for the transmission of electric energy in
interstate commerce for the sale of electric energy at wholesale.
Sec. 50.2 Purpose and intent of rules.
(a) The purpose of the regulations in this part is to provide for
efficient and timely review of requests for permits for the siting of
electric transmission facilities under section 216 of the Federal Power
Act. The regulations ensure that each stakeholder is afforded an
opportunity to present views and recommendations with respect to the
need for and impact of a facility covered by the permit. They also
coordinate, to the maximum extent practicable, the Federal
authorization and review process of other Federal and State agencies,
Indian tribes, multistate, and local entities that are responsible for
conducting any separate permitting and environmental reviews of the
proposed facilities.
(b) Every applicant shall file all pertinent data and information
necessary for a full and complete understanding of the proposed
project.
(c) Every requirement of this part will be considered as an
obligation of the applicant which can only be avoided by a definite and
positive showing that the information or data called for by the
applicable rules is not necessary for the consideration and ultimate
determination of the application.
(d) This part will be strictly applied to all applications and
information as submitted and the burden of adequate presentation in
intelligible form as well as justification for omitted data or
information rests with the applicant.
Sec. 50.3 Applications/pre-filing; rules and format.
(a) Filings are subject to the formal paper and electronic filing
requirements for proceedings before the Commission located in part 385
of this chapter.
(b) Applications, amendments, and all exhibits and other
submissions required to be furnished by an applicant to the Commission
under this part must be submitted in an original and 7 conformed
copies.
(c) When an application considered alone is incomplete and depends
vitally upon information in another application, it will not be
accepted for filing until the supporting application has been filed.
When applications are interdependent, they shall be filed concurrently.
(d) All filings must be signed in compliance with Sec. 385.2005 of
this chapter.
(e) The Commission will conduct a paper hearing on applications for
permits for electric transmission facilities.
(f) Permitting entities will be subject to the filing requirements
of this section and the prompt and binding intermediate milestones and
ultimate deadlines established in the notice issued under Sec. 50.9.
(g) Any person submitting documents containing critical energy
infrastructure information must follow the procedures specified in
Sec. 388.113 of this chapter.
Sec. 50.4 Stakeholder participation.
A Project Participation Plan is required to ensure stakeholders
access to accurate and timely information on the proposed project and
permit application process.
(a) Project Participation Plan. An applicant must develop a Project
Participation Plan to be filed with the pre-filing materials under
Sec. 50.5(c)(7) of this part that:
(1) Identifies specific tools and actions to facilitate stakeholder
communications and public information, including an up-to-date project
Web site, and a readily accessible, single point of contact within the
company;
(2) Lists all central locations in each county throughout the
project area where the applicant will provide copies of all their
filings related to the proposed project; and
(3) Includes a description and schedule explaining how the
applicant intends to respond to requests for information from the
public as well as Federal, State, and tribal permitting agencies, and
other legal entities with local authorization requirements.
(b) Document availability. Within three business days of the date
the pre-filing materials are filed or application is issued a docket
number:
(1) Complete copies of the pre-filing and application materials
must be available in accessible central locations in each county
throughout the project area, either in paper or electronic format, and
(2) Complete copies of all filed materials must be available on the
project Web site.
(c) Project notification. (1) For all pre-filing and application
information filed under this part, the applicant must make a good faith
effort to notify: All affected landowners; landowners with a residence
within a quarter mile from the edge of the construction right-of-way of
the proposed project; towns and communities; permitting agencies; and
other local, State, tribal, and Federal governments and agencies
involved in the project:
(i) By certified or first class mail, sent:
(A) Within 14 days after the Director of the Office of Energy
Projects notifies the applicant of the commencement of the pre-filing
process under Sec. 50.5(d) of this part.
(B) Within 3 business days after the Commission notices the
application under Sec. 50.9.
(ii) By twice publishing a notice of the pre-filing request and
application filings, no later than 14 days after the date that a docket
number is assigned for the pre-filing process or to the application, in
a daily or weekly newspaper of general circulation in each county in
which the project is located.
(2) Contents of participation notice:
(i) The pre-filing request notification must, at a minimum,
include:
(A) The docket number assigned to the proceeding;
(B) The most recent edition of the Commission's pamphlet Electric
Transmission Facilities Permit Process. The newspaper notice need only
refer to the pamphlet and indicate that it is available on the
Commission's Web site;
(C) A description of the applicant and the proposed project, its
location (including a general location map), its purpose, and the
timing of the project;
(D) A general description of the property the applicant will need
from an affected landowner if the project is approved, how to contact
the applicant, including a local or toll-free phone number, the name of
a specific person to contact who is knowledgeable about the project,
and a reference to the project Web site. The newspaper notice need not
include a description of the property, but should indicate that a
separate notice is being mailed to affected landowners and governmental
entities;
(E) A brief summary of what rights the affected landowner has at
the Commission and in proceedings under the eminent domain rules of the
relevant Stat