Endangered and Threatened Species; Designation of Critical Habitat for the Southern Resident Killer Whale, 34571-34588 [06-5439]
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Federal Register / Vol. 71, No. 115 / Thursday, June 15, 2006 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 226
[Docket No. 060228057–6057–01; I.D.
022206D]
RIN 0648–AU38
Endangered and Threatened Species;
Designation of Critical Habitat for the
Southern Resident Killer Whale
National Marine Fisheries
Service, National Oceanic and
Atmospheric Administration,
Commerce.
ACTION: Proposed rule; request for
comment.
AGENCY:
Background
We, the National Marine
Fisheries Service (NMFS), propose to
designate critical habitat for the
Southern Resident killer whale (Orcinus
orca) distinct population segment (DPS),
which was recently listed as endangered
under the Endangered Species Act
(ESA). Three specific areas are proposed
for designation: The Summer Core Area
in Haro Strait and waters around the
San Juan Islands; Puget Sound; and the
Strait of Juan de Fuca, which comprise
approximately 2,564 square miles (6,641
sq km) of marine habitat. We propose to
exclude 18 military sites, comprising
approximately 112 square miles (291 sq
km), because of national security
impacts.
We are soliciting comments from the
public on all aspects of the proposal,
including information on the economic,
national security, and other relevant
impacts of the proposed designation, as
well as the benefits to Southern
Resident killer whales from designation.
A draft economic analysis, biological
report, and Section 4(b)(2) report
conducted in support of this proposal
are also available for public review and
comment.
DATES: Comments on this proposed rule
must be received by close of business on
August 14, 2006. Public meetings have
been scheduled for July 12, 2006, 7–9
p.m., at the Seattle Aquarium, Seattle,
WA and July 13, 2006, 7–9 p.m., at the
Whale Museum, Friday Harbor, WA.
Requests for additional public hearings
must be made in writing by July 31,
2006.
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SUMMARY:
Comments may be
submitted by any of the following
methods:
• E-mail: orcahabitat.nwr@noaa.gov.
E-mail comments, with or without
attachments, are limited to 5 megabytes.
ADDRESSES:
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• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions at that site for submitting
comments.
• Mail: Submit written comments and
information to Chief, Protected
Resources Division, 1201 NE Lloyd
Blvd., Suite 1100, Portland, OR 97232–
1274.
The proposed rule, maps, stock
assessments, listing rule, biological and
economic analyses, and other materials
relating to this proposal can be found on
our Web site at https://
www.nwr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT:
Lynne Barre at (206) 526–4745, or Marta
Nammack at (301) 713–1401.
SUPPLEMENTARY INFORMATION:
Under the Endangered Species Act of
1973, as amended (ESA), we are
responsible for determining whether
certain species, subspecies, or distinct
population segments (DPS) are
threatened or endangered, and
designating critical habitat for them (16
U.S.C. 1533). In November 2005, we
listed the Southern Resident killer
whale DPS as endangered under the
ESA (70 FR 69903; November 18, 2005).
At the time of listing, we also
announced our intention to propose
critical habitat for the Southern
Resident killer whale.
Section 3 of the ESA defines critical
habitat as ‘‘(i) the specific areas within
the geographical area occupied by the
species, at the time it is listed * * *, on
which are found those physical or
biological features (I) essential to the
conservation of the species and (II)
which may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed * * *, upon a determination
by the Secretary that such areas are
essential for the conservation of the
species.’’ Section 3 of the ESA (16
U.S.C. 1532(3)) also defines the terms
‘‘conserve,’’ ‘‘conserving,’’ and
‘‘conservation’’ to mean: ‘‘to use, and
the use of, all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this
chapter are no longer necessary.’’
Section 4 of the ESA requires that,
before designating critical habitat, we
consider economic impacts, impacts on
national security, and other relevant
impacts of specifying any particular area
as critical habitat. The Secretary may
exclude any area from critical habitat if
he determines that the benefits of
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exclusion outweigh the benefits of
designation, unless excluding an area
from critical habitat will result in the
extinction of the species concerned.
Once critical habitat is designated,
section 7(a)(2) of the ESA requires that
each Federal agency, in consultation
with us and with our assistance, ensure
that any action it authorizes, funds, or
carries out is not likely to result in the
destruction or adverse modification of
critical habitat.
Killer Whale Natural History
Killer whales are the world’s largest
dolphin. The sexes show considerable
size dimorphism, with males attaining
maximum lengths and weights of 29.5
feet (9 m) and 12,275 pounds (5,568 kg),
respectively, compared to 25.3 feet (7.7
m) and 8,400 pounds (3,810 kg) for
females (Dahlheim and Heyning, 1999).
Adult males develop larger pectoral
flippers, dorsal fins, tail flukes, and
girths than females (Clark and Odell,
1999). Maximum life span is estimated
to be 80–90 years for females and 50–
60 years for males (Olesiuk et al., 1990).
Animals are black dorsally and have a
white ventral region extending from the
chin and lower face to the belly and
anal region. Each whale has a uniquely
shaped and scarred dorsal fin and
saddle patch, which permits animals to
be individually recognized, as depicted
in photo-identification catalogs, such as
those compiled for the northeastern
Pacific region (e.g., Black et al., 1997;
Dahlheim, 1997; Dahlheim et al., 1997;
van Ginneken et al., 1998; 2000; 2005;
Matkin et al., 1999; Ford and Ellis, 1999;
Ford et al., 2000).
Three distinct forms of killer whales,
termed residents, transients, and
offshores, are recognized in the
northeastern Pacific Ocean. Although
there is considerable overlap in their
ranges, these forms display significant
genetic differences due to a lack of
reproductive interchange (Stevens et al.,
1989; Hoelzel and Dover, 1991; Hoelzel
et al., 1998; Barrett-Lennard, 2000;
Barrett-Lennard and Ellis, 2001; Krahn
et al., 2004). There are also important
differences in ecology, behavior,
morphology, and acoustics among these
three forms (Baird, 2000; Ford et al.,
2000).
Resident killer whales in U.S. waters
are distributed from Alaska to
California, with four distinct
communities recognized: Southern,
Northern, Southern Alaska, and Western
Alaska (Krahn et al., 2002; 2004). The
Southern Resident DPS consists of three
pods, identified as J, K, and L pods, that
reside for part of the year in the inland
waterways of Washington State and
British Columbia (Strait of Georgia,
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Strait of Juan de Fuca, and Puget
Sound), principally during the late
spring, summer, and fall (Ford et al.,
2000; Krahn et al., 2002). Pods visit
coastal sites off Washington and
Vancouver Island (Ford et al., 2000), but
travel as far south as central California
and as far north as the Queen Charlotte
Islands. Offshore movements and
distribution are largely unknown for the
Southern Resident DPS.
Social organization in this region is
based on maternal kinship. Most mating
in the North Pacific is believed to occur
from May to October (Nishiwaki, 1972;
Olesiuk et al., 1990; Matkin et al., 1997).
However, small numbers of conceptions
apparently happen year-round, as
evidenced by births of calves in all
months. Calves remain close to their
mothers during their first year of life,
often swimming slightly behind and to
the side of the mother’s dorsal fin.
Weaning age remains unknown, but
nursing probably ends at 1 to 2 years of
age (Haenel, 1986; Kastelein et al.,
2003). Mothers and offspring maintain
highly stable social bonds throughout
their lives, and this natal relationship is
the basis for the matrilineal social
structure (Bigg et al., 1990; Baird, 2000;
Ford et al., 2000). A matriline is usually
composed of a female, her sons and
daughters, and offspring of her
daughters, and contains up to 17
individuals spanning up to five
generations. Members maintain
extremely strong bonds, and individuals
seldom separate from the group for more
than a few hours.
Although there is considerable
overlap in the geographic ranges of
Southern and Northern Resident killer
whales, pods from the two communities
have not been observed to intermix
(Ford et al., 2000). Genetic analyses
using nuclear (microsatellite) and
mitochondrial DNA indicate that the
two communities are most likely
reproductively isolated from each other
(Hoelzel et al., 1998; Barrett-Lennard,
2000; Barrett-Lennard and Ellis, 2001).
Recent paternity analyses using
microsatellite DNA indicate that
resident males nearly always mate with
females outside of their own pods,
thereby reducing the risks of inbreeding
(Barrett-Lennard, 2000; Barrett-Lennard
and Ellis, 2001).
Based on scale sampling and stomach
contents studies, Southern Resident
killer whales are known to consume 22
species of fish and one species of squid
(Scheffer and Slipp, 1948; Ford et al.,
1998; 2000; Ford and Ellis, 2005;
Saulitis et al., 2000). Most published
information originates from a single
study (Ford et al., 1998; Ford and Ellis,
2005) in British Columbia, including
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southeastern Vancouver Island, that
focused primarily on Northern
Residents, relied on several field
techniques susceptible to bias (e.g.,
surface observations and scale
sampling), and reported on a relatively
small sample of observations for
Southern Residents. Of the 487 records
of apparent fish predation events from
1974–2004, only 68 (14 percent)
observations came from Southern
Residents. While this information is
limited, it is the best information
available.
In this study, salmon were found to
represent over 96 percent of the prey
during the summer and fall. Chinook
salmon (Oncorhynchus tshawytscha)
were selected over other species,
comprising over 70 percent of the
identified salmonids taken. This
preference occurred despite the much
lower abundance of Chinook in the
study area in comparison to other
salmonids and is probably related to the
species’ large size, high fat and energy
content, and year-round occurrence in
the area. Other salmonids eaten in
smaller amounts included chum (O.
keta, 22 percent of the diet), pink (O.
gorbuscha, three percent), coho (O.
kisutch, two percent), and sockeye (O.
nerka, one percent) salmon, and
steelhead (O. mykiss, less than one
percent) (Ford and Ellis, 2005). This
work suggests an overall preference for
Chinook salmon during the summer and
fall, but also revealed extensive feeding
on chum salmon in the fall. Rockfish
(Sebastes spp.), Pacific halibut
(Hippoglossus stenolepis), and Pacific
herring (Clupea pallasi) were also
observed during predation events (Ford
and Ellis, 2005), but in much smaller
amounts. This study may underestimate
the extent of feeding on bottom fish
(Baird, 2000) because it is more difficult
to observe predation on bottom fish.
A number of smaller flatfish, lingcod
(Ophiodon elongatus), greenling
(Hexagrammos spp.), and squid have
been identified in stomach content
analyses of resident whales (Ford et al.,
1998). Additional sampling of prey
remains in 2004 and 2005 also indicate
consistent primary selection of Chinook
by the Southern Residents in the
seasons sampled (NWFSC, unpubl.
data).
The energy requirements of killer
whales are about 85,000 kcal per day for
juveniles, 100,000 kcal per day for
immatures, 160,000 kcal per day for
adult females, and 200,000 kcal per day
for adult males (Osborne, 1999). Based
on these values and an average size for
five salmon species combined, Osborne
(1999) estimated that adults must
consume about 28–34 adult salmon
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daily and that younger whales (<13
years of age) need 15–17 salmon daily
to maintain their energy requirements.
These data provide a ‘‘rule of thumb’’ of
approximately 25 salmon per day per
whale, estimated over all age classes.
We estimate that a Southern Resident
DPS of 90 individuals would eat about
820,000 adult salmon annually
(Osborne, 1999). This does not,
however, account for any other prey
species and is therefore likely an
overestimate of potential salmon
consumption. The average fish size in
the extrapolation was based on a
combination of five species, so the
estimate also does not account for
consumption of varying amounts of
different species of salmon.
As with other delphinids, killer
whales hear sounds through the lower
jaw and other portions of the head,
which transmit the sound signals to
receptor cells in the middle and inner
ears (Mhl et al., 1999; Au, 2002).
Hearing ability extends from one to at
least 120 kHz, but is most sensitive in
the range of 18–42 kHz (Szymanski et
al., 1999). The most sensitive frequency
is 20 kHz, which corresponds with the
approximate peak energy of the species’
echolocation clicks (Szymanski et al.,
1999). Clicks are brief pulses of
ultrasonic sound given singly or more
often in series known as click trains.
They are used primarily for navigation
and discriminating prey and other
objects in the surrounding environment,
but are also commonly heard during
social interactions and may have a
communication function (BarrettLennard et al., 1996). Killer whales
locate their prey through a combination
of echolocation and passive listening
(Barrett-Lennard et al., 1996), but
probably rely on vision and
echolocation during capture.
Vocal communication is particularly
advanced in killer whales and is an
essential element of the species’
complex social structure. Like all
dolphins, killer whales produce
numerous types of vocalizations that are
useful in navigation, communication,
and foraging (Dahlheim and Awbrey,
1982; Ford, 1989; Barrett-Lennard et al.,
1996; Ford et al., 2000; Miller, 2002;
Miller et al., 2004). Dialects are complex
and stable over time, and are unique to
single pods. Call patterns and structure
are also distinctive within matrilines
(Miller and Bain, 2000). Individuals
likely learn their dialect through contact
with their mother and other pod
members (Ford, 1989; 1991; Miller and
Bain, 2000). Distinct vocal repertoires,
or dialects, may be a mechanism that
guides breeding with individuals
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outside of natal pods, but within the
resident group.
Killer whales frequent a variety of
marine habitats that do not appear to be
constrained by water depth,
temperature, or salinity (Baird, 2000).
They are highly mobile, can cover large
distances, and range over a variety of
habitats, including inland waters and
open ocean coastal areas.
The Southern Residents spend large
amounts of time in ‘‘core’’ inland
marine waters coinciding with
congregations of migratory salmon
returning from the Pacific Ocean to
spawn in U.S. and Canadian Rivers. The
topographic and oceanographic features
in these core areas include channels and
shorelines which congregate prey and
assist with foraging. Southern Residents
are large mammals requiring abundant
food sources to sustain metabolic
processes throughout the year. Prey
availability changes seasonally, and
Southern Residents appear to depend on
different prey species and habitats
throughout the year. The seasonal
timing of salmon returns to Southern
Puget Sound river systems likely
influences the movements of Southern
Residents out of core summer areas.
Whales may travel significant distances
to locate prey aggregations sufficient to
support their numbers.
Physical or Biological Features
Essential for Conservation (Primary
Constituent Elements)
Joint NMFS–U.S. Fish and Wildlife
Service regulations for listing
endangered and threatened species and
designating critical habitat at 50 CFR
424.12(b) state that the agencies ‘‘shall
consider those physical and biological
features that are essential to the
conservation of a given species and that
may require special management
considerations or protection (hereafter
also referred to as ‘Essential Features’ or
‘Primary Constituent Elements’/
‘PCEs’).’’ Pursuant to the regulations,
such requirements include, but are not
limited to, the following: (1) Space for
individual and population growth, and
for normal behavior; (2) food, water, air,
light, minerals, or other nutritional or
physiological requirements; (3) cover or
shelter; (4) sites for breeding,
reproduction, rearing of offspring,
germination, or seed dispersal; and
generally, (5) habitats that are protected
from disturbance or are representative of
the historic geographical and ecological
distributions of a species. These
regulations state that we shall focus on
essential features within the specific
areas considered for designation. These
features ‘‘may include, but are not
limited to, the following: spawning
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sites, feeding sites, seasonal wetland or
dryland, water quality or quantity,
geological formation, vegetation type,
tide, and specific soil types.’’
Fish are the major dietary component
of resident killer whales in the
northeastern Pacific, with 22 species of
fish and one species of squid
(Gonatopsis borealis) known to be eaten
(Scheffer and Slipp, 1948; Ford et al.,
1998; 2000; Ford and Ellis, 2005;
Saulitis et al., 2000). Observations from
this region indicate that salmon are
clearly preferred as prey (Ford et al.,
1998; Ford and Ellis, 2005) and are
likely consumed in large amounts, as
indicated by the estimates of total
salmon consumed by the Southern
Resident killer whale DPS. Sufficient
prey abundance is necessary to support
individual growth to reach sexual
maturity and reproduction, including
lactation and successful rearing of
calves.
In addition to a sufficient biomass of
prey species, the prey must not have
amounts of contaminants that exceed
levels that can cause mortality or
reproductive failure. Because of their
long life span, position at the top of the
food chain, and their blubber stores,
killer whales accumulate high
concentrations of contaminants.
Organochlorines, such as
polychlorinated biphenyls (PCBs) and
dichlorodiphenyltrichloroethane (DDT),
and many other chemical compounds
are a concern because of their ability to
induce immune suppression,
reproductive impairment, and other
physiological damage, as observed in
several species of marine mammals
´
(Beland et al., 1998; Bergman et al.,
1992; De Guise et al., 2003; Jepson et al.,
1999; Reijinders, 2003; Ross, 2002). To
move between important habitat areas,
find prey, and fulfill other life history
requirements, the Southern Resident
killer whales require open waterways
that are free from obstruction, such as
in-water structures that block passage.
Killer whale habitat use is dynamic,
and specific breeding, calving or resting
areas have not been documented. Births
occur largely from October to March,
but may take place in any month
(Olesiuk et al., 1990), and, therefore,
potentially in any part of the whales’
range. Southern Residents are highly
mobile and can travel up to 100 miles
(160 km) in a 24-hour period (Baird,
2000), allowing rapid movements
between areas. These movements likely
coincide with prey concentrations.
Individual knowledge of productive
feeding areas and other special habitats
is probably important in the selection of
locations visited and is likely a learned
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tradition passed from one generation to
the next (Ford et al., 1998).
Based on this natural history of the
Southern Resident killer whales and
their habitat needs, the physical or
biological features of Southern Resident
killer whale habitat identified in the
proposal to list the species (69 FR
76673; December 22, 2004) were:
(1) Water quality to support growth
and development;
(2) Prey species of sufficient quantity,
quality and availability to support
growth and development;
(3) Sound levels that do not exceed
thresholds that inhibit communication
or foraging activities or result in
temporary or permanent hearing loss;
and
(4) Safe passage conditions to support
migration and foraging.
NMFS received several comments on
the features mentioned in the proposal
to list the species. For purposes of this
proposal to designate critical habitat, we
have revised the PCEs as follows:
(1) Water quality to support growth
and development;
(2) Prey species of sufficient quantity,
quality and availability to support
individual growth, reproduction and
development, as well as overall
population growth; and
(3) Passage conditions to allow for
migration, resting, and foraging.
We are gathering additional
information to assist us in evaluating
sound as a potential PCE, see Public
Comments Solicited.
Geographical Area Occupied by the
Species
Photo-identification studies, tracking
by boats, and opportunistic sightings
have provided considerable information
on the ranges and movements of
Southern Resident killer whales since
the early 1970s. Ranges are best known
from late spring to early autumn (MaySeptember), when survey effort is
greatest. During this period, all three
Southern Resident pods—J, K and L—
are regularly present in the Georgia
Basin (defined as the Georgia Strait, San
Juan Islands, and Strait of Juan de Fuca)
(Heimlich-Boran, 1988; Felleman et al.,
1991; Olson, 1998; Osborne, 1999).
While in inland waters during
summer months, all of the pods
concentrate their activity in Haro Strait,
Boundary Pass, the southern Gulf
Islands, the northeastern end of the
Strait of Juan de Fuca, and several
localities in southern Georgia Strait
(Heimlich-Boran, 1988; Felleman et al.,
1991; Olson, 1998; Ford et al., 2000).
Pods commonly occur and are observed
foraging in areas where salmon frequent,
especially during the times of year
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salmon are migrating to their natal
rivers (Heimlich-Boran, 1986; 1988;
Nichol and Shackleton, 1996). Notable
concentrations include Haro Strait and
Boundary Passage, the southern tip of
Vancouver Island, Swanson Channel off
North Pender Island, and the mouth of
the Fraser River delta, which is visited
by all three pods in September and
October (Felleman et al., 1991; Ford et
al., 2000). These sites are major
corridors for migrating salmon.
Individual pods are generally similar
in their preferred areas of use (Olson,
1998), although some seasonal and
temporal differences exist in areas used.
All three pods typically arrive in May or
June and spend most of their time in
inland waters until departing in October
or November. However, K and L pods
make frequent trips lasting a few days
to the outer coasts of Washington and
southern Vancouver Island during this
time period (Ford et al., 2000). During
early autumn, Southern Resident pods,
especially J pod, routinely expand their
movements into Puget Sound, probably
to take advantage of chum and Chinook
salmon runs (Osborne, 1999).
Additional studies currently underway
have identified finer scale pod
differences in seasonal movement
patterns and use of core areas (Hauser
et al., in prep).
There are no confirmed sightings of
Southern Resident killer whales inside
Hood Canal. On one occasion in 1995,
acoustic recordings from Dabob Bay
were identified as J pod vocalizations
(Unger, 1997). We do not consider this
sufficient evidence of presence to find
Hood Canal ‘‘within the geographical
area occupied by the species.’’
(Transient killer whales, in contrast,
have been observed in Hood Canal on
multiple occasions and have remained
in Hood Canal for extended periods in
the last several years.)
We also do not consider extremely
shallow waters of Puget Sound to be
within the geographical area occupied
by the species. Male killer whales grow
to 29.5 feet (9m), and females to 25.3
feet (7.7m), which may limit
maneuverability in shallow waters.
Southern Residents are seldom observed
in shallow waters. (This is in contrast to
transient killer whales, which enter
shallow water to capture seals and sea
lions, and Northern Residents, which
spend time in shallow water at rubbing
beaches.) Because there is limited
information, we are requesting
information on killer whale use of
shallow areas with less than 20 feet
(6.1m) of water (see Public Comments
Solicited).
During the late fall, winter, and early
spring, the ranges and movements of the
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Southern Residents are less well known.
J pod continues to occur intermittently
in the Georgia Basin and Puget Sound
part of this time, but its location during
apparent absences is uncertain
(Osborne, 1999). One sighting of this
pod was made off Cape Flattery,
Washington, in March 2004 (Krahn et
al., 2004). Prior to 1999, K and L pods
followed a general pattern in which they
spent progressively smaller amounts of
time in inland waters during October
and November and departed them
entirely by December of most years
(Osborne, 1999). Sightings of both
groups passing through the Strait of
Juan de Fuca in late fall suggested that
activity shifted to the outer coasts of
Vancouver Island and Washington
(Krahn et al., 2002), although it is
unclear if the whales spend a
substantial portion of their time in this
area or simply transit to other locations.
While there are considerable data on
the use of inland waters of Washington,
there is very little information on the
movements of Southern Resident killer
whales off the coast. Areas of activity of
all pods are virtually unknown during
their absences from inland waters. In
the last 30 years of study, there are only
28 confirmed sightings in outside waters
(Krahn et al., 2004; NWFSC unpubl.
data). The majority of these sightings
were opportunistic, with most occurring
within 10 miles (16.1 km) of shore, and
we do not know how far from shore the
Southern Residents range. Several new
sightings occurred during the last 5
years, when effort was increased with
dedicated ship surveys and expanded
volunteer coastal sighting networks. Our
knowledge of the southern and northern
boundaries of the range has expanded
with these new sightings from California
and the Queen Charlotte Islands in
recent years. At this time there are few
data on how the whales are using
offshore areas; however, some of the
sightings included observations of
feeding.
There is an active research effort
underway to identify coastal and
offshore distribution of Southern
Residents. We have increased outreach
efforts to gather sighting information
from coastal communities, vessel
operators, and pilots along the coasts of
Oregon, Washington, and British
Columbia. In addition, researchers are
conducting dedicated ship surveys to
locate the whales and observe their
activities outside of Puget Sound. The
research program is a long-term effort,
but we hope to greatly increase the
number of coastal observations in the
next 5 years. As new information is
collected on the coastal and offshore
distribution and habitat use, we hope to
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fill in the data gaps about the important
habitat features of these coastal and
offshore areas.
NMFS regulations at 50 CFR 424.12(h)
state: ‘‘Critical habitat shall not be
designated within foreign countries or
in other areas outside of United States
jurisdiction.’’ Although the Southern
Residents’ range includes inland waters
of Canada, we are not proposing these
areas for designation.
Specific Areas Within the Geographical
Area Occupied by the Species
Several commenters stated that
designating critical habitat was
important for the recovery of Southern
Resident killer whales and that
designation should occur as soon as
possible. Suggestions for essential
features, and specific areas where they
could be found, were general and
included ‘‘most of Puget Sound,’’ ‘‘Puget
Sound and the Straits of Georgia and
Juan de Fuca,’’ and ‘‘all internal waters
of Washington State.’’
We reviewed the available
information on Southern Resident
distribution, habitat use and habitat
needs in a biological report to assist in
identifying critical habitat (NMFS,
2006a). Within the geographical area
occupied by the Southern Resident
killer whales we have identified three
specific areas that contain essential
habitat features. We have divided the
inside waters of Washington State into
specific areas based on the habitat
features and the use patterns of the
Southern Resident killer whales.
We analyzed Southern Resident killer
whale sightings data from The Whale
Museum (Osborne, 2005; The Whale
Museum Orca Master, 1990–2003) to
assist in identifying specific areas based
on habitat use patterns by the whales.
The Whale Museum data are
predominantly opportunistic sightings
from a variety of sources, including
public reports, commercial whale
watching industry pager system,
Soundwatch, Lime Kiln State Park landbased observations, and compilations of
independent researcher reports. The
data set does not account for level of
effort by season or location, and,
therefore, the sampling and data are
biased (Osborne, 2005). The 1990–2003
Whale Museum data set is, however, the
most comprehensive long-term data
available to evaluate broad-scale whale
distribution in inland waters at this time
(with a total number of sighting records
of 22,509). In order to evaluate
frequency of use, our analysis of the
sightings was limited to one unique
location sighting, per location, per day
to reduce the bias introduced by
multiple sightings of the same whales in
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the same location on the same day (total
number of unique sightings per day is
11,836). For the majority of the killer
whale sightings the location reported
was not an exact point location (Lat./
Long.), and all locations were
subsequently assigned to a center point
in a quadrant system (Osborne, 2005).
Almost half of the data is from the
Whale Watch pager system created by
the commercial whale watch industry
and available to subscribers. A
validation of recent pager data revealed
greater than 90 percent accuracy in
locating whales (Hauser et al., in prep).
From the sightings and other data, we
have identified three ‘‘specific areas,’’
within the geographical area occupied
by the species, that contain PCEs. We
considered presence and movements of
the whales, behavioral observations and
studies, and other information to verify
that one or more of the physical or
biological features, or PCEs, can be
found in these three areas. In some cases
where direct data on PCEs were not
available, we relied on distribution
patterns of the whales to infer presence
of PCEs.
Area 1. Core Summer Area—Bordered
to the North and West by the U.S./
Canadian border, Area 1 includes the
waters surrounding the San Juan
Islands, the U.S. portion of the Southern
Strait of Georgia, and areas directly
offshore of Skagit and Whatcom
counties. Prey species, one of the PCEs,
are present in Area 1. Runs of salmon
passing through Area 1 include
Chinook, chum, coho, pink, and sockeye
salmon, which have all been identified
as prey for Southern Residents (Ford et
al., 1998; Ford and Ellis, 2005; NWFSC,
unpubl. data). The Strait of Juan de
Fuca, Haro and Georgia Straits are
relatively narrow channels and
concentrate salmon returning from the
Pacific Ocean to spawn in U.S. and
Canadian rivers. In particular, Area 1
lies near the mouth of the Fraser River,
which has the largest salmon runs in the
Georgia Basin/Puget Sound region
(Northcote and Atagi, 1997).
Occurrence of Southern Residents in
Area 1 coincides with concentrations of
salmon. Southern Resident killer whales
have been sighted in Area 1 during
every month of the year, but sightings
are more consistent and concentrated in
the summer months of June through
August. The Whale Museum database
from 1990–2003 contains 11,836 unique
sightings after duplicate locations on the
same date are excluded. Of these, 8,508
are in U.S. waters, and 85 percent of the
U.S. sightings are in Area 1. Although
sighting effort in Area 1 is extensive
during the summer months as compared
to other areas, which biases the data, the
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strength of the summer use pattern
would undoubtedly persist if
accounting for sighting effort. Sighting
data from 1976–1990, when effort was
significantly lower, also reflects this
pattern (Whale Museum, unpubl. data).
The largest number of sightings in
Washington’s inland waters is from
Haro Strait off the west side of San Juan
Island. There are over 1,200 unique
sightings from 1990–2003 in one
quadrant off the west side of San Juan
Island.
Much of the behavioral research on
Southern Residents takes place within
Area 1. Southern Residents are observed
exhibiting a variety of behaviors in this
area, including travel, forage, social, and
play. Resident whales spend 50–67
percent of their time foraging (Heimlich
Boran, 1988; Ford, 1989; Morton, 1990;
Felleman et al., 1991). Opportunities to
forage are presumed to be a major factor
attracting Southern Residents to Area 1,
particularly in the summer months
when it is considered a primary feeding
area for all three pods (J, K, and L).
Area 2. Puget Sound—south from
Deception Pass Bridge, entrance to
Admiralty Inlet, Hood Canal Bridge.
Southern Resident killer whale
occurrence in Area 2 has been
correlated with fall salmon runs, a preyrelated PCE. Feeding has been observed
in Area 2 (NWFSC, unpubl. data),
though few behavioral studies have
been conducted in this area. During the
fall, Southern Residents, especially J
pod, expand their movements into Puget
Sound, likely taking advantage of chum
and Chinook salmon runs (Osborne,
1999). A fall chum run was suggested as
the likely reason for an extended
presence of members of L pod in Dyes
Inlet during October and November of
1997.
Southern Resident killer whales have
been sighted in parts of Area 2 in all
seasons despite limited search effort.
The presence of Southern Residents in
Area 2 is intermittent, with the smallest
number of sightings in May–July. There
are different sighting patterns in Area 2
for the three pods. In the most southern
portion of Area 2, south of Tacoma
Narrows Bridge, there have been only a
small number of Southern Resident
sightings from October–January, with
one additional sighting in April.
Area 3. Strait of Juan de Fuca—
Deception Pass Bridge, San Juan and
Skagit County lines to the northeast,
entrance to Admiralty Inlet to the
southeast, U.S./Canadian border to the
north, Bonilla Point/Tatoosh Island line
to the West. All pods regularly use the
Strait of Juan de Fuca for passage from
Areas 1 and 2 to outside waters in the
Pacific Ocean. Area 3 is predominantly
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a passage used to access outer coastal
waters feeding grounds, including
Swiftsure and La Perouse Banks, off
Tofino, British Columbia, and off
Westport, as well as other areas with
unknown usage, such as the coast of
northern California. Recent observations
at Westport coincided with presence of
a spring Chinook salmon run, although
other species were also likely present
(NWFSC, unpubl. data). The presence of
migrating salmonids in the Strait of Juan
de Fuca suggests that feeding might
occur during times the whales are
transiting. However, the whales are not
known to spend long periods in
localized areas in the Strait. Sightings of
the Southern Residents in Area 3 are
limited, particularly on the U.S. side of
the international boundary, as there is
little observation effort in the area,
particularly to the west toward the
Bonilla Point/Tatoosh Island line. Even
with a small number of actual sightings,
we can infer that the whales are using
this corridor, and the passage PCE is
present in Area 3 based on the inland
and coastal sightings of whales. The
Strait of Juan de Fuca is not the only
transit corridor between inland waters
and coastal British Columbia, and the
whales occasionally use the Strait of
Georgia and Johnstone Strait in
Canadian waters as an alternate route.
Special Management Considerations
The specific areas within the
geographical area occupied by a species
meet the definition of critical habitat
only if they contain physical or
biological features that ‘‘may require
special management considerations or
protection.’’ Agency regulations at 50
CFR 424.02(j) define ‘‘special
management considerations or
protection’’ to mean ‘‘any methods or
procedures useful in protecting physical
and biological features of the
environment for the conservation of
listed species.’’ Several forms of human
activity have the potential to affect the
habitat of killer whales and, specifically,
the PCEs that are essential to their
conservation.
Most salmon stocks throughout the
Northwest are at a fraction of their
historic levels. Historically, overfishing
was a major cause of decline. More
recently the major cause is loss of
freshwater habitat. Poor ocean
conditions over the past two decades
reduced populations already weakened
by the degradation and loss of
freshwater and estuary habitat, fishing
pressures, hydropower system
management, and hatchery practices.
Continued regulation of contaminants
and pollution in Puget Sound is also
necessary to protect the prey PCE for
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Southern Residents through
management schemes, such as the
National Pollutant Discharge
Elimination System (NPDES).
Contaminants enter marine waters and
sediments from numerous sources, but
are typically concentrated near areas of
high human population and
industrialization. Once in the
environment these substances proceed
up the food chain, accumulating in
long-lived top predators like Southern
Resident killer whales. Chemical
contamination through the food chain
continues to be a potential threat to
Southern Resident killer whales, despite
the enactment of modern pollution
controls in recent decades, which were
successful in reducing, but not
eliminating, the presence of many
contaminants in the environment.
Oil spills are another source of
contamination that can have longlasting impacts on habitat (although the
primary concern with oil spills is the
potential for direct injury to the whales).
The Environmental Protection Agency
and U.S. Coast Guard oversee the Oil
Pollution Prevention regulations
promulgated under the authority of the
Federal Water Pollution Control Act.
There is a Northwest Area Contingency
Plan, developed by the Northwest Area
Committee, which serves as the primary
guidance document for oil spill
response in Washington and Oregon.
Southern Residents are highly mobile
and use a variety of areas for foraging
and other activities, as well as for
traveling between these areas. Human
activities can interfere with movements
of the whales and impact the passage
PCE. In particular, vessels may present
obstacles to whale passage, causing the
whales to swim further and change
direction more often, which potentially
increases energy expenditure for whales
and impacts foraging behavior (although
this effect of vessels is primarily a direct
effect on the whales rather than an effect
on their habitat).
Major categories of habitat-related
activities which may require special
management considerations or
protection include fishery management,
vessel activities, and water quality
management. All of these activities have
the potential to affect the PCEs by
altering prey abundance, prey
contamination levels, and passage
between areas.
Features Which May Require Special
Management Considerations or
Protection in Each Specific Area
Area 1. Area 1 likely has areas of low
to moderate levels of contaminated
sediments. Levels of contaminants in
marine mammals such as harbor seals
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show a trend of decreasing levels of
contamination moving north from South
Puget Sound to the San Juans and up
into Canadian waters (Jeffries et al.,
2003; Ross et al., 2004). Exposure to
contaminants for species of salmon
depends on feeding patterns and may
also be linked to salmon spending
different amounts of time in Puget
Sound (O’Neill et al., 2005). Three of the
four major oil refineries in Puget Sound
are located in Area 1. There is
commercial and recreational fishing for
salmon and other species in Area 1, and
effort is seasonally dependent on fish
abundance.
Area 1 and nearby adjoining Canadian
waters contain the highest level of
commercial and recreational whale
watching activity in the region. The
majority of both Canadian- and U.S.based whale watching vessels originate
from ports and marinas in Area 1,
although there are a small number of
vessels originating from ports in Areas
2 and 3 (Hauser et al., in prep). Fishing
vessels, ferries, oil tankers, and
commercial shipping vessels are also
present in Area 1, which contains a
major shipping channel along the U.S.Canada border.
Area 2. Contaminated sediment levels
in Area 2 likely range from low/
moderate (northern portions) to very
high (e.g., near Tacoma). A higher
number of NPDES permits are issued in
Area 2 than in Areas 1 or 3. One of the
four major oil refineries in Puget Sound
is located in Area 2. Considerable vessel
traffic (including shipping, oil tanker
and ferry traffic) occurs in Area 2, and
the ports of Seattle and Tacoma are
located in Area 2. Whale watching may
be expanding in Area 2 to include fall
months following the primary summer
whale watch season. There is
commercial and recreational fishing for
salmon and other species in Area 2, and
effort is seasonally dependent on fish
abundance.
Area 3. Contaminated sediment levels
in Area 3 likely range from low to
moderate with isolated spots of
moderate/high levels (e.g., Port
Angeles). Area 3 contains a major
shipping lane for commercial shipping
vessels entering and departing major
U.S. ports of Seattle and Tacoma, and
Vancouver in British Columbia, Canada.
Oil tankers also use the shipping lane to
transport crude oil to the four major
refineries in Puget Sound. There is little
whale watching activity in Area 3.
There is commercial and recreational
fishing for salmon and other species in
Area 3, and effort is seasonally
dependent on fish abundance.
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Coastal and Offshore Areas
We have few data on Southern
Resident distribution and habitat use of
coastal and offshore areas in the Pacific
Ocean. While we know that the whales
occupy these waters for a portion of the
year and they are considered part of the
geographical area occupied by the
species, we do not have detailed
information about distribution,
behavior, and habitat. While we can
infer that some of the PCEs, such as
prey, must be present to support the
whales, we do not have sufficient data
to describe them adequately and
identify ‘‘specific areas’’ with those
features. Based on the difficulties of
determining PCEs, we cannot assess the
human activities affecting them or the
special management considerations for
their protection. At this time we are not
proposing to designate coastal or
offshore areas, though we do recognize
that they are important for the Southern
Resident killer whales. There is an
active research program to fill the data
gaps regarding coastal and offshore
distribution and habitat features, and we
anticipate obtaining additional data in
the coming years. We will consider new
information as it becomes available to
inform future considerations of critical
habitat for Southern Residents.
Unoccupied Areas
ESA section 3(5)(A)(ii) further defines
critical habitat to include ‘‘specific areas
outside the geographical area occupied’’
if the areas are determined by the
Secretary to be ‘‘essential for the
conservation of the species.’’
Regulations at 50 CFR 424.12(e) specify
that NMFS ‘‘shall designate as critical
habitat areas outside the geographical
area presently occupied by a species
only when a designation limited to its
present range would be inadequate to
ensure the conservation of the species.’’
At the present time we have not
identified any areas outside the
geographical area occupied by the
species that are essential for its
conservation, and, therefore, we are not
proposing to designate any unoccupied
areas. During the comment period we
are requesting information on any
potential unoccupied areas that may be
essential for conservation.
Activities That May be Affected
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate, in
any proposed or final regulation to
designate critical habitat, those
activities that may destroy or adversely
modify such habitat or that may be
affected by such designation. A wide
variety of activities may affect critical
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habitat and, when carried out, funded,
or authorized by a Federal agency,
require an ESA section 7 consultation.
Such activities include, but are not
limited to, fishery management
practices, vessel traffic, dredging and
disposal, sub-marine cable/pipeline
installation and repair, oil and gas
exploration, pollutant discharge, and oil
spill prevention and response.
This proposed designation of critical
habitat will provide Federal agencies,
private entities, and the public with
clear notification of proposed critical
habitat for Southern Resident killer
whales and the boundaries of the
habitat. This proposed designation will
also assist Federal agencies and others
in evaluating the potential effects of
their activities on critical habitat and in
determining if ESA section 7
consultation with NMFS is needed.
Consistent with recent agency guidance
on conducting adverse modification
analyses (NMFS, 2005a), we will apply
the statutory provisions of the ESA,
including those in section 3 that define
‘‘critical habitat’’ and ‘‘conservation,’’ to
determine whether a proposed action
might result in the destruction or
adverse modification of critical habitat.
Application of ESA Section 4(b)(2)
The foregoing discussion describes
the specific areas that fall within the
ESA section 3(5) definition of critical
habitat and are eligible for designation
as critical habitat. Specific areas eligible
for designation are not automatically
designated as critical habitat. Section
4(b)(2) of the ESA requires the Secretary
to first consider the economic impact,
impact on national security, and any
other relevant impact of designation.
The Secretary has the discretion to
exclude an area from designation if he
determines the benefits of exclusion
(that is, avoiding the impact that would
result from designation) outweigh the
benefits of designation based upon best
scientific and commercial data. The
Secretary may not exclude an area from
designation if exclusion will result in
the extinction of the species. Because
the authority to exclude is discretionary,
exclusion is not required for any area.
The first step in conducting an ESA
section 4(b)(2) analysis is to identify the
‘‘particular areas’’ to be analyzed. ESA
section 3(5) defines critical habitat in
terms of ‘‘specific areas,’’ and ESA
section 4(b)(2) requires the agency to
consider certain factors before
designating ‘‘particular areas.’’
Depending on the biology of the species,
the characteristics of its habitat, and the
nature of the impacts of designation,
‘‘specific’’ areas might be different from,
or the same as, ‘‘particular’’ areas. For
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this designation, we analyzed two types
of ‘‘particular’’ areas. Where we
considered economic impacts, and
weighed the economic benefits of
exclusion against the conservation
benefits of designation, we used the
same biologically-based ‘‘specific’’ areas
we had identified under section 3(5)(A)
(Areas 1, 2, and 3). This delineation
allowed us to most effectively consider
the conservation value of the different
areas when balancing conservation
benefits of designation against economic
benefits of designation. Where we
considered impacts on national security,
however, we instead used a delineation
of ‘‘particular’’ areas based on
ownership or control of the area. This
delineation allowed us to compare and
balance the benefits of designation and
exclusion relative to land ownership
and management.
Impacts of Designation
ESA Section 4(b)(2) provides that the
Secretary shall consider certain impacts
before designating critical habitat: ‘‘the
Secretary shall designate critical habitat
* * * on the basis of the best scientific
data available and after taking into
consideration the economic impact,
impact to national security, and any
other relevant impact of specifying any
particular area as critical habitat.’’ The
primary impact of a critical habitat
designation comes from the ESA section
7(a)(2) requirement that Federal
agencies ensure their actions are not
likely to result in the destruction or
adverse modification of critical habitat.
Determining this impact is complicated
by the fact that section 7(a)(2) contains
the overlapping requirement that
Federal agencies must also ensure their
actions are not likely to jeopardize the
species’ continued existence. The true
impact of designation is the extent to
which Federal agencies modify their
actions to ensure their actions are not
likely to adversely modify the critical
habitat—beyond any modifications they
would make because of listing and the
jeopardy requirement. Additional
impacts of designation include state and
local protections that may be triggered
as a result of designation, and benefits
that may arise from education of the
public to the importance of an area for
species conservation. We did not
identify state or local protections that
may be triggered by this proposed
designation, but have identified
educational benefits. We discuss
educational benefits in the ‘‘Benefits of
Designation’’ section below.
We have found it difficult to predict
the incremental change in Federal
agency activities as a result of critical
habitat designation and the adverse
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modification prohibition, beyond the
changes predicted to occur as a result of
listing and the jeopardy prohibition. For
example, in our recent critical habitat
designations for salmon and steelhead,
informed by a Tenth Circuit decision,
we considered the ‘‘co-extensive’’
impact of designation—that is, the
predicted change in agency action as a
result of critical habitat designation and
the adverse modification prohibition,
even if the same change would have
occurred because of listing and the
jeopardy prohibition. For the present
rulemaking, we have again predicted the
co-extensive impact of designation.
We examined the types of Federal
activities that may affect Southern
Resident killer whale critical habitat.
We identified three categories of
activities that may affect killer whale
critical habitat and therefore be subject
to ESA section 7’s adverse modification
requirement: Salmon fishing, vessel
traffic, and water quality management.
Because killer whales are newly listed
and we lack a consultation history, we
necessarily had to make assumptions
about what types of Federal activities
might undergo section 7 consultation.
We next considered the range of
modifications we might seek in these
activities to avoid adverse modification
of Southern Resident killer whale
critical habitat, again making
assumptions, given the lack of
consultation history. We relied on
information from our proposed
conservation plan for the Southern
Resident killer whales developed under
the Marine Mammal Protection Act (70
FR 57565; October 3, 2005), comments
on that plan, comments on the proposed
listing determination, and other
information available to the agency to
establish the types of activities and the
potential range of changes.
A draft economic report describes in
detail the actions we assumed may be
affected, the potential range of changes
we might seek in those actions, and the
estimate of economic impacts that might
result from such changes (NMFS,
2006b). A separate draft ESA 4(b)(2)
report describes which actions we
consider more directly linked to habitat
effects than species effects, as well as
our consideration of benefits of
designation versus benefits of exclusion
(NMFS, 2006c). This report also
describes the likelihood of an ESA
section 7 consultation resulting in
changes to each type of action. These
reports are available on the NMFS
Northwest Region Web site at https://
www.nwr.noaa.gov/. We are soliciting
comments on our analysis of impacts
and their potential benefits and costs.
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Impacts of Designation Generally
To predict potential impacts of
designation, we first identified three
categories of activities that may affect
killer whale critical habitat and
therefore be subject to ESA section 7
consultation and the adverse
modification prohibition: Salmon
fishing, vessel traffic, and water quality
management. For salmon fishing, we
considered a range of potential changes:
Reductions in commercial and
recreational salmon fishing from 5
percent to 50 percent, and closures of
fisheries in different catch management
areas. We could not identify a federal
nexus for a section 7 consultation on
vessel traffic that would relate to the
effects of vessels on killer whale
passage. (The only vessels we identified
with a section 7 nexus were U.S.
vessels, such as military, Coast Guard,
etc., and ferries, which receive federal
funding. However, since these vessels
do not affect the whales’ ability to pass
freely among areas, we do not anticipate
section 7 consultations will have any
habitat-related impacts on operations of
these vessels.) For actions related to
water quality management, we
considered it too speculative to predict
either the actions that might undergo
ESA section 7 consultation or the types
of changes we might seek.
Where possible, we allocated impacts
to each particular area. For impacts to
salmon fisheries, we did allocate
impacts to particular areas but recognize
that because of the migratory behavior
of salmon (in contrast to fixed habitat
features), designation of any area has the
potential to affect harvest in other areas.
In considering potential impacts for
each particular area, we kept in mind
certain analytical limitations resulting
in part from our lack of a consultation
history: Not all activity types are equally
likely to incur changes as a result of
ESA section 7 consultation; all estimates
are based on potential changes resulting
from section 7 consultation, regardless
of whether the modifications are the
result of the ‘‘jeopardy’’ or ‘‘adverse
modification’’ prohibition of section 7;
within each activity type, estimates are
based on potential changes, so there is
a wide range of estimated impacts;
while some impacts are allocated to a
particular area, they could result
because of other areas being designated.
Regarding the first two limitations, we
have attempted in this analysis to weigh
impacts of designation according to
whether they are more or less likely to
occur, and whether they are more
closely associated with jeopardy or
adverse modification, as described
below.
Regarding the first limitation, we
considered each of the activity types
and how likely it was that a change in
a proposed Federal action would be
required as a result of ESA section 7
consultation. We considered some
changes to be ‘‘likely’’ (it is foreseeable
a change will occur in most cases); some
changes to be ‘‘potential’’ (it is
foreseeable a change will occur but we
currently lack data to predict with any
confidence the nature and extent of the
change); or ‘‘unlikely’’ (it is foreseeable
a change will not occur in most cases).
In balancing the benefits of designation
against the benefits of exclusion, we
gave greater weight to changes we
considered ‘‘likely’’ or ‘‘potential’’ than
to changes we considered ‘‘unlikely.’’
Regarding the overlapping
prohibitions of section 7 under the ESA,
we analyzed each type of activity to
determine whether it directly affects
individual members of the species or
affects them through a habitat
modification (that is, does the activity
bear a more direct relationship to the
jeopardy or adverse modification
prohibition of section 7?). In balancing
the benefits of designation against the
benefits of exclusion, we gave greater
weight to changes we considered as
having a more direct relationship to
adverse modification of critical habitat
and less weight to changes we
considered as having a more direct
relationship to jeopardy. Table 1
summarizes the nature and likelihood of
impact for each type of activity, and
Table 2 depicts the relative weight we
gave each impact as a result of these
considerations. A summary of how we
assigned the likelihood, nature of
impacts, and weights follows the tables.
TABLE 1.—NATURE AND LIKELIHOOD OF IMPACT RESULTING FROM ESA SECTION 7 CONSULTATION, BY ACTIVITY TYPE
Activity type
Essential feature affected
and nature of effect
Type of impact
Fisheries ................................................
—Affects prey .......................................
—Potential to impact individuals and
habitat modification.
Harvest reduction or change in timing,
location, etc. by critical habitat area.
Potential
Water Quality Management—Contaminants.
—Affects prey .......................................
—Stronger connection to habitat modification.
Harvest closure by management area
Changes in NPDES standards .............
Unlikely.
Potential.
Changes in sewer and stormwater runoff standards.
Changes in oil spill regulations .............
Potential.
Water Quality Management—Oil Spills
—Affects water quality ..........................
—Stronger connection to impact on individuals.
Likelihood of
section 7 impact
Unlikely.
TABLE 2.—IMPACT OF DESIGNATION—RELATIVE WEIGHTS FOR EACH TYPE OF ACTIVITY
[Greatest Weight at Top Left of the Matrix, Least Weight at Bottom Right]
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Likely (high weight)
Potential
Unlikely
Likelihood of change occurring as a result of section 7 consultation
Relationship to section 7: jeopardy vs. adverse modification.
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....................................
Both ............................
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Adverse modification
(high weight).
....................................
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—Water Quality Management (NPDES).
—Sewer and
stormwater runoff.
—Harvest Reduction
or Modification.
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—Harvest closure by
management area.
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TABLE 2.—IMPACT OF DESIGNATION—RELATIVE WEIGHTS FOR EACH TYPE OF ACTIVITY—Continued
[Greatest Weight at Top Left of the Matrix, Least Weight at Bottom Right]
Likely (high weight)
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Jeopardy ....................
Salmon Fishing. We considered
changes to salmon harvest, either
through harvest reductions or changes
in timing or location of fishing effort to
be ‘‘potential.’’ The limited available
information about killer whale foraging
indicates salmon are their primary prey
species (NMFS, 2006a). We are therefore
likely to focus ESA section 7
consultations on actions affecting
salmon abundance, particularly in times
and areas where the whales are foraging.
There is presently little direct
information, however, about the
interactions between salmon harvest
and foraging success of whales. Because
we presently lack information allowing
us to predict the nature and extent of
any changes we might seek, we consider
reductions in salmon harvest or changes
in the location and timing of harvest as
‘‘potential’’ impacts of section 7
consultation. In contrast, we considered
harvest closure by management area
‘‘unlikely’’ because the management
areas are large, not necessarily aligned
with whale foraging areas, would likely
involve species that may not be
important components of the Southern
Residents’ diet, and could include large
numbers of fish that surpass the
nutritional requirements of the whales
for some catch areas.
We considered fishing to have an
equally strong connection to both the
jeopardy and the adverse modification
prohibitions of ESA section 7. Salmon
fishing directly affects individual
members of the species by reducing the
amount of food available, and, therefore,
potentially affecting the ability of
individual animals to meet their
nutritional requirements. Salmon are
also one of the biological features in the
habitat essential to conservation of the
whales, so fishing also modifies critical
habitat by removing prey. Because
changes in fisheries through catch
reductions or changes in timing and
location are potential, and because they
have a connection to both the jeopardy
and adverse modification prohibition of
section 7, we gave these potential
changes a moderate weight (see Table
2). We gave area management closures
a low weight because, while they have
a connection to both the jeopardy and
adverse modification prohibitions, they
are unlikely.
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Potential
Unlikely
....................................
....................................
—Changes in oil spill
regulations.
Water Quality Management. We
considered changes in water quality
management through changes in NPDES
standards or changes in sewer and
stormwater runoff standards to be
‘‘potential.’’ Presently, we lack
sufficient information about the
relationships among the sources of
contaminants, their movement through
the food chain, and their impact on
killer whales to determine what changes
we might seek. Once we have more
information, however, we anticipate
some changes may be required. Our
ability to estimate impacts of
designation is also complicated by the
fact that the State of Washington has
many efforts already underway to
address water quality issues (PSAT,
2005) and recently announced a new
Puget Sound Partnership initiative to
restore and protect Puget Sound. These
efforts would presumably be in addition
to existing requirements under the
Clean Water Act and other applicable
standards. Any new requirements
imposed or efforts undertaken by the
state and local governments would alter
the baseline conditions, which we use
to determine the impacts of designation.
We considered changes to oil spill
regulations unlikely because we believe
additional oil spill regulations are not
needed to meet section 7 requirements.
Water quality management has the
potential to affect individual Southern
Residents, but is of greatest concern
because it may allow contaminants to
enter the whales’ habitat and food
chain. When ultimately consumed by
killer whales, the contaminants can
cause injury, but the effect is through
the whales’ prey, an important feature of
their habitat. Once the contaminants
enter the habitat, they cause a longlasting modification of the habitat. This
modification occurs regardless of
whether the whales are present at the
time of the activity. We therefore
consider this the activity with the
strongest link to the adverse
modification prohibition of ESA section
7. Oil spills have the potential to modify
habitat, but are a primary concern
because of their potential to directly
injure individual animals. We
considered this activity to have a
stronger link to the jeopardy prohibition
of ESA section 7. Because changes to
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NPDES standards and sewer and runoff
standards are potential, and have a
strong connection to the adverse
modification prohibition of section 7,
we gave these changes a moderate to
high weight. We gave changes to oil
spill regulations a low weight because
we consider such changes an unlikely
result of section 7 consultation and
because such changes would be more
closely linked to jeopardy than to
adverse modification.
Benefits of Designation
The primary benefit of designation is
that section 7 of the ESA requires all
Federal agencies to ensure their actions
are not likely to destroy or adversely
modify the designated habitat. This is in
addition to the requirement that all
Federal agencies ensure their actions are
not likely to jeopardize the species’
continued existence. Another benefit of
designation is that it provides notice of
areas and features important to species
conservation, and information about the
types of activities that may reduce the
conservation value of the habitat, which
can be effective for education and
outreach. Critical habitat designation
may also trigger protection under state
or local regulations.
In addition to the direct benefits of
critical habitat designation to the killer
whales, there may be ancillary benefits.
These other benefits may be economic
in nature, or they may be expressed
through beneficial changes in the
ecological functioning of Puget Sound.
For example, Puget Sound supports an
active whale watching industry, and so
an increase in the killer whale
population could increase the economic
value of that activity. Another example
could be the increased viability of Puget
Sound salmon populations if their
harvest is reduced to assure a larger
prey supply for killer whales. Yet
another example could be reduced
levels of pollution in Puget Sound.
With sufficient information, it may be
possible to monetize benefits of critical
habitat designation. For the direct
benefits, this would require us to first
quantify the benefit to killer whales
expected from ESA section 7
consultation (for example, the number
of killer whales saved or the increase in
their longevity, health, productivity,
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etc.), and then translate that benefit into
dollars (for example, using information
about willingness-to-pay). For the
ancillary benefits, monetizing benefits
would require quantifying the effects of
critical habitat protection to these other
possible sources of benefits, and then
translating these impacts into dollars.
We are not aware of any available data
that would support either step of such
an analysis for killer whales. The short
statutory timeframes and the ESA’s
requirement to use the best ‘‘available’’
information suggest such a costly and
time-consuming approach is not
currently possible. In addition, ESA
section 4(b)(2) requires us to consider
and weigh impacts other than economic
impacts that are equally difficult to
monetize, such as the benefits to
national security of excluding areas
from critical habitat. Given the lack of
information that would allow us either
to quantify or monetize the benefits of
designation for the whales, we have
determined the qualitative conservation
benefits of designating each of the three
particular areas identified as critical
habitat for Southern Residents. In
determining the benefit of designation
for each area, we considered a number
of factors. We took into account the
physical and biological features present
in the area, the types of human activities
occurring in the area that may threaten
the features, and the likelihood that
designation would lead to changes in
those activities either because of an ESA
section 7 consultation or because of the
educational effect of designation. We
also considered that each area is unique
and supports a distinct aspect of the
whales’ life history. This consideration
is described in the 4(b)(2) report
supporting this proposed rule (NMFS,
2006c) and summarized below.
Area 1. This is the particular area
where Southern Residents are most
frequently observed and likely the most
important area for their conservation.
Whales are observed feeding,
socializing, traveling and resting in Area
1. The Strait of Juan de Fuca and the
Haro and Georgia Straits are relatively
narrow channels that concentrate
salmon returning from the Pacific Ocean
to spawn in U.S. and Canadian rivers.
In particular, Area 1 lies near the mouth
of the Fraser River, which has the
largest salmon runs in the Georgia
Basin/Puget Sound region (Northcote
and Atagi, 1997). Runs of salmon
passing through the area include
Chinook, chum, coho, pink, and
sockeye, which have all been identified
as prey for Southern Residents (Ford et
al., 1998; Ford and Ellis, 2005; NWFSC,
unpubl. data).
Killer whales require abundant prey
for successful foraging. Designation of
Area 1 as critical habitat is likely to
improve the ability of an ESA section 7
consultation to focus on salmon
abundance as an essential biological
feature of the whales’ habitat. It is also
likely to improve the ability of a section
7 consultation to affect water quality
management activities, though we have
little information at this time to predict
what those actions may be and how
such actions may be changed as a result
of section 7 consultation.
There is little likelihood that an ESA
section 7 consultation would affect
vessel traffic in Area 1, but we believe
critical habitat designation may provide
significant conservation benefits to
killer whales, particularly in Area 1
because of its educational value for the
large numbers of boaters and whale
watchers. If we can highlight that the
area is ‘‘critical habitat’’ for the whales,
it will strengthen the messages to
boaters about operating their vessels
responsibly in the area. Table 3
illustrates the various factors we
considered in weighing the benefit of
designation for Area 1.
TABLE 3.—BENEFIT OF DESIGNATION FOR AREA 1
PCEs
Threats
Frequency/Importance of
threats
Weights of impacts based on
Table 2
Likelihood of
education benefits
Water quality ........................
Prey ......................................
Oil spills ................................
Water quality ........................
Fishing ..................................
Physical presence of vessels
High ......................................
Moderate ..............................
High ......................................
High ......................................
Low.
Mod-High.
Moderate.
..............................................
High.
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Passage ...............................
Area 2. Southern Resident killer
whales have been seen in parts of Area
2 in all seasons, but they use Area 2
more in the fall than in the summer.
They likely move into this area to take
advantage of chum and Chinook runs as
their occurrence in the area has been
correlated with fall salmon runs.
Feeding has been observed in Area 2
(NWFSC, unpubl. data), although few
behavioral studies have been conducted
in this area. The J pod in particular
expands into this area in the fall
(Osborne, 1999), and a fall chum run
has been suggested as the likely reason
for an extended presence of members of
L pod in Dyes Inlet during October and
November of 1997.
Area 2 may be less important than
Area 1 to killer whale conservation.
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There are fewer sightings of whales in
this area, particularly south of the
Tacoma Narrows bridge, and salmon
stocks are not as abundant as in Area 1.
Nevertheless, late salmon runs appear to
provide needed prey during the fall,
particularly for J pod. As with
designation of Area 1, designation of
Area 2 as critical habitat is likely to
improve the ability of an ESA section 7
consultation to focus on salmon
abundance as a habitat feature. It may
also improve the ability of a section 7
consultation to affect water quality
management activities. Though we have
little information at this time to predict
what those actions may be and how they
may be changed as a result of section 7
consultation, it is clear that water
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quality in Area 2 is the most impaired
of all three areas.
There is little likelihood that a section
7 consultation would affect vessel traffic
in Area 2, but we believe critical habitat
designation may provide some
conservation benefits to killer whales in
this area because of its educational
value for boaters. Interference with the
whales from vessels is not as great a
concern in Area 2 as in Area 1, but it
is still an important concern because of
the large number of recreational vessels
in this area and the potential for
disturbance. Table 4 illustrates the
various factors we considered in
weighing the benefit of designation for
Area 2.
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TABLE 4.—BENEFIT OF DESIGNATION FOR AREA 2
PCEs
Threats
Frequency/Importance of
threats
Weights of impacts based on
Table 2
Likelihood of
education benefits
Water quality ........................
Prey ......................................
Oil spills ................................
Water quality ........................
Fishing ..................................
Physical presence of vessels
High ......................................
High ......................................
High ......................................
Moderate ..............................
Low.
Mod-High.
Moderate.
..............................................
Moderate.
Passage ...............................
Area 3. Area 3 provides needed
passage for Southern Residents from the
interior waters of Puget Sound to coastal
waters. Although the whales may also
feed as they transit this area, the most
important habitat feature of this area is
passage. Sightings of the Southern
Residents in Area 3 are limited,
particularly on the U.S. side of the
international boundary as there is little
observation effort in the area,
particularly to the west near the Bonilla
Point/Tatoosh Island line. Even with a
small number of actual sightings we can
infer that the whales are using this
corridor and the passage is an essential
feature of Area 3 based on the inland
and coastal sightings of whales. The
Strait of Juan de Fuca is not the only
transit corridor between inland waters
and coastal British Columbia; the
whales occasionally use the Strait of
Georgia and Johnstone Strait in
Canadian waters as an alternate route.
It is difficult to compare the
importance of this area to Areas 1 and
2 because the whales use the areas for
different activities. Designation of Area
3 as critical habitat may provide less
benefit than designation of Areas 1 or 2.
It may improve the ability of a section
7 consultation to affect water quality
management activities, though we have
little information at this time to predict
what those actions may be and how they
may be changed as a result of section 7
consultation. Water quality in Area 3 is
the least impaired of all three areas.
Although there are limited observations
in this area, it appears that the Southern
Residents do not stop and feed here, but
primarily use this area for transit. Table
5 illustrates the various factors we
considered in weighing the benefit of
designation for Area 3.
TABLE 5.—BENEFIT OF DESIGNATION FOR AREA 3
PCEs
Threats
Frequency/Importance of
threats
Weights of impacts based on
Table 2
Likelihood of
education benefits
Water quality ........................
Prey ......................................
Oil spills ................................
Water quality ........................
Fishing ..................................
Physical presence of vessels
High ......................................
Moderate ..............................
Moderate ..............................
Low .......................................
Low.
Mod-High.
Moderate.
..............................................
Low.
Passage ...............................
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Determining the Benefits of Excluding
Particular Areas and Balancing the
Benefits of Designation Against the
Benefits of Exclusion
Section 4(b)(2) of the ESA calls for
balancing the benefits of designation
against the economic, national security,
and other benefits of exclusion. We
recognize that, in reality, excluding an
area from designation will not likely
avoid all of the impacts we considered,
because the ESA section 7 requirement
regarding jeopardy still applies, just as
designating an area provides protection
that overlaps with that afforded by the
section 7 jeopardy prohibition. To
determine the benefits of excluding
particular areas, we considered the
previously-discussed Federal activities
that could be changed as a result of a
section 7 consultation and application
of the adverse modification prohibition.
We considered changes to those actions
that could potentially be required to
avoid adversely modifying critical
habitat, regardless of whether the
changes could also potentially be
required to avoid jeopardizing the
whales’ continued existence. We also
considered economic benefits of
excluding each of the three ‘‘particular’’
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areas and considered national security
benefits of excluding the 18 ‘‘particular’’
areas delineated based on military
ownership or control.
ESA section 4(b)(2) calls for balancing
the benefits that are not directly
comparable—the benefit associated with
species conservation balanced against
the economic benefit, benefit to national
security, or other relevant benefit that
results if an area is excluded from
designation. ESA section 4(b)(2) does
not specify a method for the weighing
process. Agencies are frequently
required to balance benefits of
regulations against impacts; Executive
Order (E.O.) 12866 established this
requirement for Federal agency
regulation. Ideally such a balancing
would involve first translating the
benefits and impacts into a common
metric. Executive branch guidance from
the Office of Management and Budget
(OMB) suggests that benefits should first
be monetized (converted into dollars).
Benefits that cannot be monetized
should be quantified. Where benefits
can be neither monetized nor
quantified, agencies are to describe the
expected benefits (U.S. Office of
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Management and Budget, Circular A–4,
September 17, 2003 (OMB, 2003)).
Economic Impacts (Economic Benefits
of Exclusion)
A draft economic report describes in
detail the actions we assumed may be
affected, the potential range of changes
we might seek in those actions, and the
estimate of economic impacts that might
result from such changes. We
considered a range of potential
modifications to fishing in Puget Sound
(described above) and developed an
expected direct cost for changes at each
end of the range as well as in some cases
for intermediate points within the range.
We considered it too speculative at this
time to postulate likely consultations on
water quality management actions, and
what changes we might seek in those
actions. The results of our analysis are
contained in a draft economic report
(NMFS, 2006b) supporting this
proposed rule and are summarized
below. Although the range of potential
impacts is large, we consider it unlikely
that the extreme ends of the range will
be achieved. The extreme ends of the
range (for all impacts in a category)
assume that every project or action
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consulted on would have the lowest or
highest possible cost for that type of
action. This outcome is highly unlikely,
as projects are likely to have a
distribution of costs within the low-high
range. Further, because we lack
information on the likely distribution of
costs across projects, we believe it is
reasonable to construct a range of costs
for each area.
Regarding impacts from changes to
water quality management activities, we
are aware of many of the programs
currently in place to restore and protect
Puget Sound (PSAT, 2005), and we
intend to coordinate with the State of
Washington and other Federal agencies
between the publication of this
proposed rule and the final rule, to
obtain better information on current and
proposed programs. We will use this
information to account for any changes
in State programs or requirements that
may alter the baseline conditions and to
better estimate economic impacts of
designation for the final rule.
Tables 6 through 8 illustrate the
potential range of economic benefits of
exclusion for each area, both by activity
category and by total for the area. For
activity categories where there were two
mutually exclusive options, we selected
the more likely option. Thus, for salmon
fishing, the more likely option is harvest
reduction or changes in area and timing,
rather than closure of management
areas. The tables also display the weight
we gave each activity, which is relevant
to our consideration of costs for each
area. As described in the draft
economics report (NMFS 2006c), the
total range of estimated economic
impacts for this proposed designation is
$1,007,000–$10,071,000. (This number
is slightly lower than the sum of the
impacts shown in Tables 6–8 due to
rounding.)
TABLE 6.—ECONOMIC BENEFIT OF EXCLUSION FOR AREA 1
[in $1,000s]
Activity type
Type of impact
Weight
Range
Salmon Fisheries ..................................................
Water Quality Management ..................................
Harvest reduction or change in timing or location
NPDES standards ................................................
Sewer and stormwater runoff ...............................
Oil spills ................................................................
Moderate .......................
Moderate-High ..............
Moderate-High ..............
Low ...............................
305–3,055
NA
NA
0
Total ...............................................................
...............................................................................
.......................................
305–3,055
TABLE 7.—ECONOMIC BENEFIT OF EXCLUSION FOR AREA 2
[in $1,000s]
Activity type
Type of impact
Weight
Range
Salmon Fisheries ..................................................
Water Quality Management ..................................
Harvest reduction or change in timing or location
NPDES standards ................................................
Sewer and stormwater runoff ...............................
Oil spills ................................................................
Moderate .......................
Moderate-High ..............
Moderate-High ..............
Low ...............................
466–4,660
NA
NA
0
Total ...............................................................
...............................................................................
.......................................
466–4,660
TABLE 8.—ECONOMIC BENEFIT OF EXCLUSION FOR AREA 3
[in $1,000s]
Type of impact
Weight
Salmon Fisheries ..................................................
Water Quality Management ..................................
Harvest reduction or change in timing or location
NPDES standards ................................................
Sewer and stormwater runoff ...............................
Oil spills ................................................................
Moderate .......................
Moderate-High ..............
Moderate-High ..............
Low ...............................
236–2,357
NA
NA
0
Total ...............................................................
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Activity type
...............................................................................
.......................................
236–2,357
Section 4(b)(2) of the ESA requires
that we balance the benefit of
designation against the economic
benefit of exclusion for each particular
area. The co-extensive benefit to the
species of designation depends upon the
inherent conservation value of the area,
the seriousness of the threats to that
conservation value, and the extent to
which an ESA section 7 consultation or
the educational aspects of designation
will address those threats. If a threat
bears a closer relationship to the adverse
modification prohibition of section 7,
we can begin to understand and give
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weight to the incremental benefit of
designation beyond the protection
provided by listing and the jeopardy
prohibition. We have identified the
threats that face each area and the
likelihood that the adverse modification
prohibition will enhance our ability to
address those threats.
We listed the whales as endangered,
citing, among other reasons, ‘‘the
ongoing and potentially changing nature
of pervasive threats, in particular,
disturbance from vessels, the
persistence of legacy toxins and the
addition of new ones into the whales’
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Range
environment, and the potential limits on
prey availability (primarily salmon)
given uncertain future ocean
conditions.’’ As described above,
designation of critical habitat will
enhance our ability to address some of
these threats, either through an ESA
section 7 consultation or through
ongoing public outreach and education.
Because some of these threats bear a
stronger relationship to adverse
modification than to jeopardy, we also
believe there is an incremental benefit
of designation beyond the protection
afforded by the jeopardy prohibition.
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The benefit of designation also
depends on the inherent conservation
value of the area. The habitat areas for
these killer whales are unique and
irreplaceable. It is difficult to separate
the value of any one of the areas: each
of the three areas supports a distinct
aspect of the whales’ life history, and
the conservation function of each area
complements the conservation function
of the others. Therefore, designation of
each particular area benefits the
conservation function of the other areas.
For all of the reasons discussed above,
we consider the benefit of designation of
each area to be high.
The benefit of exclusion of an area
depends on some of the same factors—
the likelihood of an ESA section 7
consultation and the extent to which an
activity is likely to change as a result of
that consultation. As with the benefit of
designation side of the equation, if a
threat bears a closer relationship to the
adverse modification prohibition of
section 7, we can begin to understand
and give weight to the incremental cost
of designation (benefit of exclusion)
beyond the cost associated with listing
and the jeopardy prohibition. In
balancing the potential costs of
designation, we also considered the
nature of the threats and the relevance
of section 7’s adverse modification
prohibition to each threat. Because
adverse modification and jeopardy bear
an equally strong relationship to fishing,
and because some changes in fishing are
likely as a result of consultation, we
gave these costs of designation moderate
weight. We recognize that adverse
modification bears the strongest
relationship to water quality
management, but we presently lack
sufficient data to estimate an economic
impact. We also recognize that we have
not monetized (quantified) the costs that
may be associated with the education
benefit of designation with respect to
vessel traffic.
We conclude that the economic
benefits of excluding each particular
area do not outweigh the conservation
benefits of designating each particular
area as critical habitat, given the
endangered status of the whales, the
uniqueness of the habitat, the fact that
threats to habitat were a primary
concern leading to our endangered
finding, and the fact that designation
will enhance the ability of an ESA
section 7 consultation to protect the
habitat.
We will seek further information,
including public comment and
information from other Federal
agencies, on important and relevant
aspects of this economic analysis to
better understand economic impacts
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before a final designation. These include
a better understanding of the potential
impacts of designation on water quality
management activities.
Impacts on National Security
Prior to listing Southern Resident
killer whales under the ESA, we
contacted the DoD by letter and
identified 18 military sites, previously
addressed during salmon and steelhead
habitat designations, that potentially
overlapped with areas under
consideration for Southern Resident
killer whale critical habitat: (1) Naval
Undersea Warfare Center, Keyport; (2)
Naval Ordnance Center, Port Hadlock
(Indian Island); (3) Naval Fuel Depot,
Manchester; (4) Naval Air Station,
Whidbey Island; (5) Naval Station
Everett; (6) Naval Hospital Bremerton;
(7) Fort Lewis (Army); (8) Pier 23
(Army); (9) Puget Sound Naval Ship
Yard; (10) Strait of Juan de Fuca naval
air-to-surface weapon range, restricted
area; (11) Strait of Juan de Fuca and
Whidbey Island naval restricted areas;
(12) Admiralty Inlet naval restricted
area; (13) Port Gardner Naval Base
restricted area; (14) Port Orchard
Passage naval restricted area; (15)
Sinclair Inlet naval restricted area; (16)
Carr Inlet naval restricted area; (17) Port
Townsend/Indian Island/Walan Point
naval restricted area; and (18) Crescent
Harbor Explosive Ordnance Units
Training Area.
These 18 sites overlap with areas we
found to meet the definition of critical
habitat for the Southern Resident killer
whale DPS. These sites include shorebased facilities and offshore areas in
Puget Sound where the Navy has
security restrictions. Because of
mapping imprecision, we cannot
determine the extent to which the shorebased facilities may extend into 20-foot
(6.1 m) deep waters of Puget Sound,
and, therefore, the exact amount of
overlap with proposed killer whale
critical habitat. There are, however, sites
that clearly include waters deeper than
20 feet (6.1 meters). The 18 sites,
including open marine areas associated
with these sites, cover approximately
112 square miles (291 sq km) out of the
total 2,676 square miles (6,931 sq km)
under consideration as critical habitat
for Southern Residents. The shore-based
sites cover 81 miles (130 km) of
shoreline out of the total 2,081 miles
(3,349 km) of shoreline in the proposed
critical habitat areas.
The DoD confirmed that the 18 sites
are owned or controlled by the DoD,
identified the types of military activities
that take place in the areas, and
provided an assessment as to whether
designation of critical habitat would
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34583
affect military readiness. The Army and
Navy concluded that critical habitat
designation at any of these sites would
likely impact national security by
diminishing military readiness. The
DoD requested that we consider
conducting an ESA section 4(b)(2)
analysis to determine whether all of the
sites could be excluded from
designation because the benefits of
exclusion outweigh the benefits of
designation. The possible impacts to
national security include: preventing,
restricting, or delaying training or
testing exercises or access to sites;
restricting or delaying activities
associated with vessel/facility
maintenance and ordnance loading; and
delaying response times for ship
deployments and overall operations.
The benefit of excluding these
particular areas is that the Navy would
only be required to comply with the
jeopardy prohibition of ESA section
7(a)(2) and not the adverse modification
prohibition. The Navy maintains that
the additional commitment of resources
in completing an adverse modification
analysis, and any change in its activities
to avoid adverse modification of critical
habitat, would likely reduce its
readiness capability. Given that the
Navy is currently actively engaged in
training, maintaining, and deploying
forces in the current war effort, this
reduction in readiness could reduce the
ability of the military to ensure national
security.
We assessed the benefit of designating
these areas of overlap based on: the
physical or biological features of each
area, the Southern Residents’ use of
each area (including how frequently
they are present), the Federal activities
in each area that might trigger an ESA
section 7 consultation, the likelihood
that we would seek a modification of
those activities, and the strength of the
connection between those activities and
habitat modification. The benefit of
designation is that the section 7
requirement regarding adverse
modification would focus our section 7
consultations on essential physical and
biological features of the whales’
habitat, particularly where the Federal
activity has a more direct impact on
habitat features and a less direct impact
on individual killer whales.
We considered the overlap of killer
whale habitat within the boundaries of
military sites; the conservation value of
that habitat; and the types of Federal
activities in those areas that would
likely undergo ESA section 7
consultation. We also considered the
high priority placed on national
security, the potential for critical habitat
designation to have some impact on
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military readiness, and the fact that,
collectively, these areas represent
relatively small percentages of the total
habitat and none of them are located in
Area 1, the core summer area. Based on
our consideration of these factors, we
concluded that the national security
benefits of exclusion outweigh the
conservation benefits of designation for
each of the 18 sites, and we are not
proposing to designate these DoD sites
as critical habitat.
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Other Relevant Impacts
We did not identify other relevant
impacts of designation beyond
economic impacts and impacts on
national security. In this proposed rule,
we are seeking information on such
impacts.
Critical Habitat Designation
We are proposing to designate
approximately 2,564 square miles (6,641
km) of marine habitat within the area
occupied by Southern Resident killer
whales in Washington. Although areas
with water less than 20 feet (6.1 meters)
deep are not proposed for critical
habitat, these shallow areas have not
been subtracted from the estimate of
square mileage, so it is an overestimate.
The proposed areas are occupied and
contain physical or biological features
that are essential to the conservation of
the species and that may require special
management considerations or
protection. Some of these areas overlap
with military sites, which are not
proposed for designation because they
were determined to have national
security impacts that outweigh the
benefit of designation and are therefore
being excluded under ESA section
4(b)(2). We determined that the
economic benefits of exclusion of any of
the areas do not outweigh the benefits
of designation, and we are therefore not
proposing to exclude any areas based on
economic impacts. Section 4(b)(2) does
not allow the agency to exclude areas if
exclusion will result in extinction of the
species. We are recommending
exclusion of only a small percentage of
the whales’ habitat because of impacts
to national security. Given this small
percentage, we conclude that the
exclusion of these areas will not result
in extinction of the Southern Resident
killer whale DPS. No unoccupied areas
are currently proposed for designation
of critical habitat.
Public Comments Solicited
We request that interested persons
submit comments, information, maps,
and suggestions concerning this
proposed rule during the comment
period (see DATES). We are soliciting
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comments or suggestions from the
public, other concerned governments
and agencies, the scientific community,
industry, or any other interested party
concerning this proposed rule.
Comments particularly are sought
concerning:
(1) Maps and specific information
describing the amount, distribution, and
use type (e.g., feeding, migration,
resting) of Southern Resident killer
whales in inland and coastal waters,
including shallow areas with less than
20 feet (6.1 m) of water;
(2) Information on the identification,
location, and quality of physical or
biological features which may be
essential to the conservation of
Southern Resident killer whales,
including information on sound as a
PCE;
(3) Information regarding potential
impacts of designating any particular
area, including the types of Federal
activities that may trigger an ESA
section 7 consultation and the possible
modifications that may be required of
those activities as a result of section 7
consultation. In particular, we are
seeking information on water quality
management activities that may trigger
section 7 consultation, potential
modifications of those activities, and
estimated costs of those modifications;
(4) Information regarding the benefits
of designating any particular area of the
proposed critical habitat;
(5) Information regarding the benefits
of excluding particular areas from the
critical habitat designation;
(6) Current or planned activities in the
areas proposed for designation and their
possible impacts on proposed critical
habitat; and
(7) Any foreseeable economic or other
potential impacts resulting from the
proposed designations.
You may submit your comments and
materials concerning this proposal by
any one of several methods (see
ADDRESSES). The proposed rule, map,
fact sheets, references, and other
materials relating to this proposal can be
found on the NMFS Northwest Region
Web site at https://www.nwr.noaa.gov/.
We will consider all comments and
information received during the
comment period in preparing the final
rule. Accordingly, the final decision
may differ from this proposal.
Public Hearings
50 CFR 424.16(c)(3) requires the
Secretary to promptly hold at least one
public hearing if any person requests
one within 45 days of publication of a
proposed rule to designate critical
habitat. Such hearings provide the
opportunity for interested individuals
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and parties to give comments, exchange
information and opinions, and engage in
a constructive dialogue concerning this
proposed rule. We encourage the
public’s involvement in such ESA
matters. Based on the level of public
interest in Southern Resident killer
whales, public meetings have been
scheduled for July 12, 2006, 7–9 p.m.,
at the Seattle Aquarium, Seattle, WA
and for July 13, 2006, 7–9 p.m., at the
Whale Museum, Friday Harbor, WA.
Requests for additional public hearings
must be made in writing (see
ADDRESSES) by July 31, 2006.
Peer Review
OMB issued its Final Information
Quality Bulletin for Peer Review on
December 16, 2004. The Bulletin went
into effect June 16, 2005, and generally
requires that all ‘‘influential scientific
information’’ disseminated on or after
that date be peer reviewed. A scientific
document supports this proposal to
designate critical habitat for Southern
Resident killer whales—a draft
Biological Report (NMFS, 2006a), which
is available on our Web site (see
ADDRESSES). We obtained independent
peer review of this document and
incorporated the peer review comments
into the document prior to its
dissemination in support of this
rulemaking. A draft Economic Analysis
(NMFS, 2006b) that supports the
proposal to designate critical habitat for
Southern Resident killer whales was
also peer reviewed and is available on
our Web site (see ADDRESSES).
Required Determinations
Regulatory Planning and Review
We have determined this proposed
rule to be significant for purposes of
E.O. 12866. A draft economic report and
ESA section 4(b)(2) report document our
consideration of alternatives to
rulemaking as required by this E.O.
Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
Under the Regulatory Flexibility Act
(RFA) (5 U.S.C. 601 et seq.), as amended
by the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency publishes a
notice of rulemaking for any proposed
or final rule, it must prepare and make
available for public comment a
regulatory flexibility analysis that
describes the effects of the rule on small
entities (i.e., small businesses, small
organizations, and small government
jurisdictions). We have prepared an
initial regulatory flexibility analysis,
which is part of the draft Economic
Analysis and available on our Web site
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(NMFS, 2006b). The analysis is
summarized below.
A description of the reasons why this
action is being considered, as well as a
statement of the objectives of, and legal
basis for, this proposed rule is provided
earlier in the preamble and is not
repeated here. This proposed rule will
not impose any recordkeeping or
reporting requirements and will not
duplicate, overlap, or conflict with any
other laws or regulations.
At the present time, insufficient
information exists regarding the cost
structure and operational procedures
and strategies in the sectors that may be
directly impacted by the potential
critical habitat designation. Further,
significant uncertainty exists regarding
the activities that may trigger an ESA
section 7 consultation or how those
activities may be modified as a result of
consultation. Bearing in mind these
limitations, we considered which of the
potential economic impacts we
analyzed might affect small entities.
These estimates should not be
considered exact estimates of the
impacts of potential critical habitat to
individual businesses.
There are 344 entities engaged in
fishing activities in the region, 332 of
which are considered ‘‘small entities.’’
Assuming reductions in catch, the
annual impact across all regulated
fishers may range from $1 million for a
5 percent reduction in catch to $10.1
million for a 50 percent reduction.
Closing particular catch areas would
have impacts ranging from $29,000 to
$7.1 million, depending on the Catch
Area closed.
Although ESA section 7 consultations
may also occur on water quality
management activities, at this time it is
too speculative to estimate the type and
number of activities and the potential
modifications that could result from a
consultation.
The RFA, as amended by SBREFA,
requires us to consider alternatives to
the proposed regulation that will reduce
the impacts to small entities. We
considered and rejected the alternative
of not designating critical habitat for
Southern Resident killer whales because
such an approach does not meet the
legal requirements of the ESA. We also
rejected an alternative in which some or
all of the critical habitat areas are
excluded under the section 4(b)(2)
authority because we did not find that
the economic benefits of exclusion
outweigh the conservation benefits of
designation.
E.O. 13211
On May 18, 2001, the President issued
an E.O. on regulations that significantly
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affect energy supply, distribution, and
use. E.O. 13211 requires agencies to
prepare Statements of Energy Effects
when undertaking any action that
promulgates or is expected to lead to the
promulgation of a final rule or
regulation that (1) is a significant
regulatory action under E.O. 12866 and
(2) is likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
We have considered the potential
impacts of this action on the supply,
distribution, or use of energy and find
the designation of critical habitat will
not have impacts that exceed the
thresholds identified above (NMFS,
2006b).
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
In accordance with the Unfunded
Mandates Reform Act, NMFS makes the
following findings:
(a) This proposed rule will not
produce a Federal mandate. In general,
a Federal mandate is a provision in
legislation, statute or regulation that
would impose an enforceable duty upon
state, local, tribal governments, or the
private sector and includes both
‘‘Federal intergovernmental mandates’’
and ‘‘Federal private sector mandates.’’
These terms are defined in 2 U.S.C.
658(5)–(7). ‘‘Federal intergovernmental
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon State, local, or tribal governments’’
with two exceptions. It excludes ‘‘a
condition of Federal assistance.’’ It also
excludes ‘‘a duty arising from
participation in a voluntary Federal
program,’’ unless the regulation ‘‘relates
to a then-existing Federal program
under which $500,000,000 or more is
provided annually to state, local, and
tribal governments under entitlement
authority,’’ if the provision would
‘‘increase the stringency of conditions of
assistance’’ or ‘‘place caps upon, or
otherwise decrease, the Federal
Government’s responsibility to provide
funding’’ and the state, local, or tribal
governments ‘‘lack authority’’ to adjust
accordingly. (At the time of enactment,
these entitlement programs were:
Medicaid; Aid to Families with
Dependent Children work programs;
Child Nutrition; Food Stamps; Social
Services Block Grants; Vocational
Rehabilitation State Grants; Foster Care,
Adoption Assistance, and Independent
Living; Family Support Welfare
Services; and Child Support
Enforcement.) ‘‘Federal private sector
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon the private sector, except (i) a
condition of Federal assistance; or (ii) a
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34585
duty arising from participation in a
voluntary Federal program.’’ The
designation of critical habitat does not
impose a legally binding duty on nonFederal government entities or private
parties. Under the ESA, the only
regulatory effect is that Federal agencies
must ensure that their actions do not
destroy or adversely modify critical
habitat under section 7. While nonFederal entities which receive Federal
funding, assistance, permits or
otherwise require approval or
authorization from a Federal agency for
an action may be indirectly impacted by
the designation of critical habitat, the
legally binding duty to avoid
destruction or adverse modification of
critical habitat rests squarely on the
Federal agency. Furthermore, to the
extent that non-Federal entities are
indirectly impacted because they
receive Federal assistance or participate
in a voluntary Federal aid program, the
Unfunded Mandates Reform Act would
not apply; nor would critical habitat
shift the costs of the large entitlement
programs listed above to state
governments.
(b) Due to the prohibition against take
of this species both within and outside
of the designated areas, we do not
anticipate that this proposed rule will
significantly or uniquely affect small
governments. As such, a Small
Government Agency Plan is not
required.
Takings
In accordance with E.O. 12630, the
proposed rule does not have significant
takings implications. A takings
implication assessment is not required.
The designation of critical habitat
affects only Federal agency actions.
Private lands do not exist within the
proposed critical habitat and therefore
would not be affected by this action.
Federalism
In accordance with E.O. 13132, this
proposed rule does not have significant
federalism effects. A federalism
assessment is not required. In keeping
with Department of Commerce policies,
we request information from, and will
coordinate development of this
proposed critical habitat designation
with, appropriate state resource
agencies in Washington. The proposed
designation may have some benefit to
state and local resource agencies in that
the areas essential to the conservation of
the species are more clearly defined,
and the PCEs of the habitat necessary for
the survival of the Southern Resident
killer whales are specifically identified.
While making this definition and
identification does not alter where and
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what federally sponsored activities may
occur, it may assist local governments in
long-range planning (rather than waiting
for case-by-case ESA section 7
consultations to occur).
Civil Justice Reform
In accordance with E.O. 12988, the
Department of Commerce has
determined that this proposed rule does
not unduly burden the judicial system
and meets the requirements of sections
3(a) and 3(b)(2) of the E.O. We are
proposing to designate critical habitat in
accordance with the provisions of the
ESA. This proposed rule uses standard
property descriptions and identifies the
PCEs within the designated areas to
assist the public in understanding the
habitat needs of Southern Resident
killer whales.
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This proposed rule does not contain
new or revised information collection
for which OMB approval is required
under the Paperwork Reduction Act.
This proposed rule will not impose
recordkeeping or reporting requirements
on state or local governments,
individuals, businesses, or
organizations. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
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National Environmental Policy Act of
1969 (NEPA)
NMFS has determined that an
environmental analysis as provided for
under NEPA for critical habitat
designations made pursuant to the ESA
is not required. See Douglas County v.
Babbitt, 48 F.3d 1495 (9th Cir. 1995),
cert. denied, 116 S.Ct. 698 (1996).
Government-to-Government
Relationship With Tribes
The long-standing and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
are affected by, the Federal Government.
This relationship has given rise to a
special Federal trust responsibility
involving the legal responsibilities and
obligations of the United States toward
Indian Tribes and the application of
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fiduciary standards of due care with
respect to Indian lands, tribal trust
resources, and the exercise of tribal
rights. E.O. 13175—Consultation and
Coordination with Indian Tribal
Governments—outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests.
None of the proposed critical habitat
occurs on tribal lands. However,
proposed critical habitat does overlap
with Usual and Accustomed hunting
and fishing grounds. The proposed
designation of critical habitat for
Southern Resident killer whales has the
potential to affect tribal trust resources,
particularly in relation to salmon, an
important tribal resource and PCE for
the whales. We will continue to consult
with affected tribes regarding this
proposal to designate critical habitat.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://www.nwr.noaa.gov/
and is available upon request from the
NMFS office in Seattle, Washington (see
ADDRESSES.)
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: June 7, 2006.
William T. Hogarth,
Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set out in the
preamble, we propose to amend part
226, title 50 of the Code of Federal
Regulations as set forth below:
PART 226—[AMENDED]
1. The authority citation of part 226
continues to read as follows:
Authority: 16 U.S.C. 1533.
2. Add § 226.206, to read as follows:
§ 226.206 Critical habitat for the Southern
Resident killer whale (Orcinus orca).
Critical habitat is designated for the
Southern Resident killer whale as
described in this section. The textual
descriptions of critical habitat in this
section are the definitive source for
determining the critical habitat
boundaries. The overview map is
provided for general guidance purposes
only, and not as a definitive source for
determining critical habitat boundaries.
(a) Critical Habitat Boundaries.
Critical habitat includes three specific
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marine areas of Puget Sound,
Washington, within the following
counties: Clallam, Jefferson, King,
Kitsap, Island, Mason, Pierce, San Juan,
Skagit, Snohomish, Thurston, and
Whatcom. Critical habitat includes all
waters deeper than 20 feet (6.1 m)
relative to a contiguous shoreline
delimited by the line of extreme high
water in each of the following areas:
(1) Summer Core Area: All U.S.
marine waters in Whatcom and San
Juan counties; and all marine waters in
Skagit County west and north of the
Deception Pass Bridge (Highway 20)
(48°24′ 25″ N./122°38′35″ W.)
(2) Puget Sound Area: All marine
waters in Island County east and south
of the Deception Pass Bridge (Highway
20) (48°24′ 25″ N./122°38′35″ W.), and
east of a line connecting the Point
Wilson Lighthouse (48°8′39″ N./
122°45′12″ W.) and a point on Whidbey
Island located at 48°12′30″ N./
122°44′26″ W.; all marine waters in
Skagit County east of the Deception Pass
Bridge (Highway 20) (48°24′25″ N./
122°38′35″ W.); all marine waters of
Jefferson County east of a line
connecting the Point Wilson Lighthouse
(48°8′39″ N./122°45′12″ W.) and a point
on Whidbey Island located at latitude
48°12′30″ N./122°44′26″ W., and north
of the Hood Canal Bridge (Highway 104)
(47°51′36″ N./122°37′23″ W.); all marine
waters in eastern Kitsap County east of
the Hood Canal Bridge (Highway 104)
(47°51′36″ N./122°37′23″ W.); all marine
waters (excluding Hood Canal) in
Mason County; and all marine waters in
King, Pierce, Snohomish, and Thurston
counties.
(3) Strait of Juan de Fuca Area: All
U.S. marine waters in Clallam County
east of a line connecting Cape Flattery,
Washington (48°23′10″ N./124°43′32″
W.), Tatoosh Island, Washington
(48°23′30″ N./124°44′12″ W.), and
Bonilla Point, British Columbia
(48°35′30″ N./124°43′00″ W.); all marine
waters in Jefferson and Island counties
west of the Deception Pass Bridge
(Highway 20) (48°24′25″ N./122°38′35″
W.), and west of a line connecting the
Point Wilson Lighthouse (48°8′39″ N./
122°45′12″ W.) and a point on Whidbey
Island located at 48°12′30″ N./
122°44′26″ W.
(b) An overview map of proposed
critical habitat for Southern Resident
killer whales follows.
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(c) Primary Constituent Elements. The
primary constituent elements essential
for conservation of the Southern
Resident killer whales are:
(1) Water quality to support growth
and development;
(2) Prey species of sufficient quantity,
quality and availability to support
individual growth, reproduction and
development, as well as overall
population growth; and
(3) Passage conditions to allow for
migration, resting, and foraging.
(d) Sites owned or controlled by the
Department of Defense. Critical habitat
does not include the following areas
owned or controlled by the Department
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of Defense, or designated for its use, in
the State of Washington:
(1) Naval Undersea Warfare Center,
Keyport;
(2) Naval Ordnance Center, Port
Hadlock (Indian Island);
(3) Naval Fuel Depot, Manchester;
(4) Naval Air Station, Whidbey Island;
(5) Naval Station, Everett;
(6) Naval Hospital Bremerton;
(7) Fort Lewis (Army);
(8) Pier 23 (Army);
(9) Puget Sound Naval Ship Yard;
(10) Strait of Juan de Fuca naval airto-surface weapon range, restricted area;
(11) Strait of Juan de Fuca and
Whidbey Island naval restricted areas;
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(12) Admiralty Inlet naval restricted
area;
(13) Port Gardner Naval Base
restricted area;
(14) Port Orchard Passage naval
restricted area;
(15) Sinclair Inlet naval restricted
area;
(16) Carr Inlet naval restricted area;
(17) Port Townsend/Indian Island/
Walan Point naval restricted area; and
(18) Crescent Harbor Explosive
Ordnance Units Training Area.
[FR Doc. 06–5439 Filed 6–14–06; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 71, Number 115 (Thursday, June 15, 2006)]
[Proposed Rules]
[Pages 34571-34588]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-5439]
[[Page 34571]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 060228057-6057-01; I.D. 022206D]
RIN 0648-AU38
Endangered and Threatened Species; Designation of Critical
Habitat for the Southern Resident Killer Whale
AGENCY: National Marine Fisheries Service, National Oceanic and
Atmospheric Administration, Commerce.
ACTION: Proposed rule; request for comment.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), propose to
designate critical habitat for the Southern Resident killer whale
(Orcinus orca) distinct population segment (DPS), which was recently
listed as endangered under the Endangered Species Act (ESA). Three
specific areas are proposed for designation: The Summer Core Area in
Haro Strait and waters around the San Juan Islands; Puget Sound; and
the Strait of Juan de Fuca, which comprise approximately 2,564 square
miles (6,641 sq km) of marine habitat. We propose to exclude 18
military sites, comprising approximately 112 square miles (291 sq km),
because of national security impacts.
We are soliciting comments from the public on all aspects of the
proposal, including information on the economic, national security, and
other relevant impacts of the proposed designation, as well as the
benefits to Southern Resident killer whales from designation. A draft
economic analysis, biological report, and Section 4(b)(2) report
conducted in support of this proposal are also available for public
review and comment.
DATES: Comments on this proposed rule must be received by close of
business on August 14, 2006. Public meetings have been scheduled for
July 12, 2006, 7-9 p.m., at the Seattle Aquarium, Seattle, WA and July
13, 2006, 7-9 p.m., at the Whale Museum, Friday Harbor, WA. Requests
for additional public hearings must be made in writing by July 31,
2006.
ADDRESSES: Comments may be submitted by any of the following methods:
E-mail: orcahabitat.nwr@noaa.gov. E-mail comments, with or
without attachments, are limited to 5 megabytes.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions at that site for submitting comments.
Mail: Submit written comments and information to Chief,
Protected Resources Division, 1201 NE Lloyd Blvd., Suite 1100,
Portland, OR 97232-1274.
The proposed rule, maps, stock assessments, listing rule,
biological and economic analyses, and other materials relating to this
proposal can be found on our Web site at https://www.nwr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Lynne Barre at (206) 526-4745, or
Marta Nammack at (301) 713-1401.
SUPPLEMENTARY INFORMATION:
Background
Under the Endangered Species Act of 1973, as amended (ESA), we are
responsible for determining whether certain species, subspecies, or
distinct population segments (DPS) are threatened or endangered, and
designating critical habitat for them (16 U.S.C. 1533). In November
2005, we listed the Southern Resident killer whale DPS as endangered
under the ESA (70 FR 69903; November 18, 2005). At the time of listing,
we also announced our intention to propose critical habitat for the
Southern Resident killer whale.
Section 3 of the ESA defines critical habitat as ``(i) the specific
areas within the geographical area occupied by the species, at the time
it is listed * * *, on which are found those physical or biological
features (I) essential to the conservation of the species and (II)
which may require special management considerations or protection; and
(ii) specific areas outside the geographical area occupied by the
species at the time it is listed * * *, upon a determination by the
Secretary that such areas are essential for the conservation of the
species.'' Section 3 of the ESA (16 U.S.C. 1532(3)) also defines the
terms ``conserve,'' ``conserving,'' and ``conservation'' to mean: ``to
use, and the use of, all methods and procedures which are necessary to
bring any endangered species or threatened species to the point at
which the measures provided pursuant to this chapter are no longer
necessary.''
Section 4 of the ESA requires that, before designating critical
habitat, we consider economic impacts, impacts on national security,
and other relevant impacts of specifying any particular area as
critical habitat. The Secretary may exclude any area from critical
habitat if he determines that the benefits of exclusion outweigh the
benefits of designation, unless excluding an area from critical habitat
will result in the extinction of the species concerned. Once critical
habitat is designated, section 7(a)(2) of the ESA requires that each
Federal agency, in consultation with us and with our assistance, ensure
that any action it authorizes, funds, or carries out is not likely to
result in the destruction or adverse modification of critical habitat.
Killer Whale Natural History
Killer whales are the world's largest dolphin. The sexes show
considerable size dimorphism, with males attaining maximum lengths and
weights of 29.5 feet (9 m) and 12,275 pounds (5,568 kg), respectively,
compared to 25.3 feet (7.7 m) and 8,400 pounds (3,810 kg) for females
(Dahlheim and Heyning, 1999). Adult males develop larger pectoral
flippers, dorsal fins, tail flukes, and girths than females (Clark and
Odell, 1999). Maximum life span is estimated to be 80-90 years for
females and 50-60 years for males (Olesiuk et al., 1990). Animals are
black dorsally and have a white ventral region extending from the chin
and lower face to the belly and anal region. Each whale has a uniquely
shaped and scarred dorsal fin and saddle patch, which permits animals
to be individually recognized, as depicted in photo-identification
catalogs, such as those compiled for the northeastern Pacific region
(e.g., Black et al., 1997; Dahlheim, 1997; Dahlheim et al., 1997; van
Ginneken et al., 1998; 2000; 2005; Matkin et al., 1999; Ford and Ellis,
1999; Ford et al., 2000).
Three distinct forms of killer whales, termed residents,
transients, and offshores, are recognized in the northeastern Pacific
Ocean. Although there is considerable overlap in their ranges, these
forms display significant genetic differences due to a lack of
reproductive interchange (Stevens et al., 1989; Hoelzel and Dover,
1991; Hoelzel et al., 1998; Barrett-Lennard, 2000; Barrett-Lennard and
Ellis, 2001; Krahn et al., 2004). There are also important differences
in ecology, behavior, morphology, and acoustics among these three forms
(Baird, 2000; Ford et al., 2000).
Resident killer whales in U.S. waters are distributed from Alaska
to California, with four distinct communities recognized: Southern,
Northern, Southern Alaska, and Western Alaska (Krahn et al., 2002;
2004). The Southern Resident DPS consists of three pods, identified as
J, K, and L pods, that reside for part of the year in the inland
waterways of Washington State and British Columbia (Strait of Georgia,
[[Page 34572]]
Strait of Juan de Fuca, and Puget Sound), principally during the late
spring, summer, and fall (Ford et al., 2000; Krahn et al., 2002). Pods
visit coastal sites off Washington and Vancouver Island (Ford et al.,
2000), but travel as far south as central California and as far north
as the Queen Charlotte Islands. Offshore movements and distribution are
largely unknown for the Southern Resident DPS.
Social organization in this region is based on maternal kinship.
Most mating in the North Pacific is believed to occur from May to
October (Nishiwaki, 1972; Olesiuk et al., 1990; Matkin et al., 1997).
However, small numbers of conceptions apparently happen year-round, as
evidenced by births of calves in all months. Calves remain close to
their mothers during their first year of life, often swimming slightly
behind and to the side of the mother's dorsal fin. Weaning age remains
unknown, but nursing probably ends at 1 to 2 years of age (Haenel,
1986; Kastelein et al., 2003). Mothers and offspring maintain highly
stable social bonds throughout their lives, and this natal relationship
is the basis for the matrilineal social structure (Bigg et al., 1990;
Baird, 2000; Ford et al., 2000). A matriline is usually composed of a
female, her sons and daughters, and offspring of her daughters, and
contains up to 17 individuals spanning up to five generations. Members
maintain extremely strong bonds, and individuals seldom separate from
the group for more than a few hours.
Although there is considerable overlap in the geographic ranges of
Southern and Northern Resident killer whales, pods from the two
communities have not been observed to intermix (Ford et al., 2000).
Genetic analyses using nuclear (microsatellite) and mitochondrial DNA
indicate that the two communities are most likely reproductively
isolated from each other (Hoelzel et al., 1998; Barrett-Lennard, 2000;
Barrett-Lennard and Ellis, 2001). Recent paternity analyses using
microsatellite DNA indicate that resident males nearly always mate with
females outside of their own pods, thereby reducing the risks of
inbreeding (Barrett-Lennard, 2000; Barrett-Lennard and Ellis, 2001).
Based on scale sampling and stomach contents studies, Southern
Resident killer whales are known to consume 22 species of fish and one
species of squid (Scheffer and Slipp, 1948; Ford et al., 1998; 2000;
Ford and Ellis, 2005; Saulitis et al., 2000). Most published
information originates from a single study (Ford et al., 1998; Ford and
Ellis, 2005) in British Columbia, including southeastern Vancouver
Island, that focused primarily on Northern Residents, relied on several
field techniques susceptible to bias (e.g., surface observations and
scale sampling), and reported on a relatively small sample of
observations for Southern Residents. Of the 487 records of apparent
fish predation events from 1974-2004, only 68 (14 percent) observations
came from Southern Residents. While this information is limited, it is
the best information available.
In this study, salmon were found to represent over 96 percent of
the prey during the summer and fall. Chinook salmon (Oncorhynchus
tshawytscha) were selected over other species, comprising over 70
percent of the identified salmonids taken. This preference occurred
despite the much lower abundance of Chinook in the study area in
comparison to other salmonids and is probably related to the species'
large size, high fat and energy content, and year-round occurrence in
the area. Other salmonids eaten in smaller amounts included chum (O.
keta, 22 percent of the diet), pink (O. gorbuscha, three percent), coho
(O. kisutch, two percent), and sockeye (O. nerka, one percent) salmon,
and steelhead (O. mykiss, less than one percent) (Ford and Ellis,
2005). This work suggests an overall preference for Chinook salmon
during the summer and fall, but also revealed extensive feeding on chum
salmon in the fall. Rockfish (Sebastes spp.), Pacific halibut
(Hippoglossus stenolepis), and Pacific herring (Clupea pallasi) were
also observed during predation events (Ford and Ellis, 2005), but in
much smaller amounts. This study may underestimate the extent of
feeding on bottom fish (Baird, 2000) because it is more difficult to
observe predation on bottom fish.
A number of smaller flatfish, lingcod (Ophiodon elongatus),
greenling (Hexagrammos spp.), and squid have been identified in stomach
content analyses of resident whales (Ford et al., 1998). Additional
sampling of prey remains in 2004 and 2005 also indicate consistent
primary selection of Chinook by the Southern Residents in the seasons
sampled (NWFSC, unpubl. data).
The energy requirements of killer whales are about 85,000 kcal per
day for juveniles, 100,000 kcal per day for immatures, 160,000 kcal per
day for adult females, and 200,000 kcal per day for adult males
(Osborne, 1999). Based on these values and an average size for five
salmon species combined, Osborne (1999) estimated that adults must
consume about 28-34 adult salmon daily and that younger whales (<13
years of age) need 15-17 salmon daily to maintain their energy
requirements. These data provide a ``rule of thumb'' of approximately
25 salmon per day per whale, estimated over all age classes. We
estimate that a Southern Resident DPS of 90 individuals would eat about
820,000 adult salmon annually (Osborne, 1999). This does not, however,
account for any other prey species and is therefore likely an
overestimate of potential salmon consumption. The average fish size in
the extrapolation was based on a combination of five species, so the
estimate also does not account for consumption of varying amounts of
different species of salmon.
As with other delphinids, killer whales hear sounds through the
lower jaw and other portions of the head, which transmit the sound
signals to receptor cells in the middle and inner ears (Mhl et al.,
1999; Au, 2002). Hearing ability extends from one to at least 120 kHz,
but is most sensitive in the range of 18-42 kHz (Szymanski et al.,
1999). The most sensitive frequency is 20 kHz, which corresponds with
the approximate peak energy of the species' echolocation clicks
(Szymanski et al., 1999). Clicks are brief pulses of ultrasonic sound
given singly or more often in series known as click trains. They are
used primarily for navigation and discriminating prey and other objects
in the surrounding environment, but are also commonly heard during
social interactions and may have a communication function (Barrett-
Lennard et al., 1996). Killer whales locate their prey through a
combination of echolocation and passive listening (Barrett-Lennard et
al., 1996), but probably rely on vision and echolocation during
capture.
Vocal communication is particularly advanced in killer whales and
is an essential element of the species' complex social structure. Like
all dolphins, killer whales produce numerous types of vocalizations
that are useful in navigation, communication, and foraging (Dahlheim
and Awbrey, 1982; Ford, 1989; Barrett-Lennard et al., 1996; Ford et
al., 2000; Miller, 2002; Miller et al., 2004). Dialects are complex and
stable over time, and are unique to single pods. Call patterns and
structure are also distinctive within matrilines (Miller and Bain,
2000). Individuals likely learn their dialect through contact with
their mother and other pod members (Ford, 1989; 1991; Miller and Bain,
2000). Distinct vocal repertoires, or dialects, may be a mechanism that
guides breeding with individuals
[[Page 34573]]
outside of natal pods, but within the resident group.
Killer whales frequent a variety of marine habitats that do not
appear to be constrained by water depth, temperature, or salinity
(Baird, 2000). They are highly mobile, can cover large distances, and
range over a variety of habitats, including inland waters and open
ocean coastal areas.
The Southern Residents spend large amounts of time in ``core''
inland marine waters coinciding with congregations of migratory salmon
returning from the Pacific Ocean to spawn in U.S. and Canadian Rivers.
The topographic and oceanographic features in these core areas include
channels and shorelines which congregate prey and assist with foraging.
Southern Residents are large mammals requiring abundant food sources to
sustain metabolic processes throughout the year. Prey availability
changes seasonally, and Southern Residents appear to depend on
different prey species and habitats throughout the year. The seasonal
timing of salmon returns to Southern Puget Sound river systems likely
influences the movements of Southern Residents out of core summer
areas. Whales may travel significant distances to locate prey
aggregations sufficient to support their numbers.
Physical or Biological Features Essential for Conservation (Primary
Constituent Elements)
Joint NMFS-U.S. Fish and Wildlife Service regulations for listing
endangered and threatened species and designating critical habitat at
50 CFR 424.12(b) state that the agencies ``shall consider those
physical and biological features that are essential to the conservation
of a given species and that may require special management
considerations or protection (hereafter also referred to as `Essential
Features' or `Primary Constituent Elements'/`PCEs').'' Pursuant to the
regulations, such requirements include, but are not limited to, the
following: (1) Space for individual and population growth, and for
normal behavior; (2) food, water, air, light, minerals, or other
nutritional or physiological requirements; (3) cover or shelter; (4)
sites for breeding, reproduction, rearing of offspring, germination, or
seed dispersal; and generally, (5) habitats that are protected from
disturbance or are representative of the historic geographical and
ecological distributions of a species. These regulations state that we
shall focus on essential features within the specific areas considered
for designation. These features ``may include, but are not limited to,
the following: spawning sites, feeding sites, seasonal wetland or
dryland, water quality or quantity, geological formation, vegetation
type, tide, and specific soil types.''
Fish are the major dietary component of resident killer whales in
the northeastern Pacific, with 22 species of fish and one species of
squid (Gonatopsis borealis) known to be eaten (Scheffer and Slipp,
1948; Ford et al., 1998; 2000; Ford and Ellis, 2005; Saulitis et al.,
2000). Observations from this region indicate that salmon are clearly
preferred as prey (Ford et al., 1998; Ford and Ellis, 2005) and are
likely consumed in large amounts, as indicated by the estimates of
total salmon consumed by the Southern Resident killer whale DPS.
Sufficient prey abundance is necessary to support individual growth to
reach sexual maturity and reproduction, including lactation and
successful rearing of calves.
In addition to a sufficient biomass of prey species, the prey must
not have amounts of contaminants that exceed levels that can cause
mortality or reproductive failure. Because of their long life span,
position at the top of the food chain, and their blubber stores, killer
whales accumulate high concentrations of contaminants. Organochlorines,
such as polychlorinated biphenyls (PCBs) and
dichlorodiphenyltrichloroethane (DDT), and many other chemical
compounds are a concern because of their ability to induce immune
suppression, reproductive impairment, and other physiological damage,
as observed in several species of marine mammals (Beland et al., 1998;
Bergman et al., 1992; De Guise et al., 2003; Jepson et al., 1999;
Reijinders, 2003; Ross, 2002). To move between important habitat areas,
find prey, and fulfill other life history requirements, the Southern
Resident killer whales require open waterways that are free from
obstruction, such as in-water structures that block passage.
Killer whale habitat use is dynamic, and specific breeding, calving
or resting areas have not been documented. Births occur largely from
October to March, but may take place in any month (Olesiuk et al.,
1990), and, therefore, potentially in any part of the whales' range.
Southern Residents are highly mobile and can travel up to 100 miles
(160 km) in a 24-hour period (Baird, 2000), allowing rapid movements
between areas. These movements likely coincide with prey
concentrations. Individual knowledge of productive feeding areas and
other special habitats is probably important in the selection of
locations visited and is likely a learned tradition passed from one
generation to the next (Ford et al., 1998).
Based on this natural history of the Southern Resident killer
whales and their habitat needs, the physical or biological features of
Southern Resident killer whale habitat identified in the proposal to
list the species (69 FR 76673; December 22, 2004) were:
(1) Water quality to support growth and development;
(2) Prey species of sufficient quantity, quality and availability
to support growth and development;
(3) Sound levels that do not exceed thresholds that inhibit
communication or foraging activities or result in temporary or
permanent hearing loss; and
(4) Safe passage conditions to support migration and foraging.
NMFS received several comments on the features mentioned in the
proposal to list the species. For purposes of this proposal to
designate critical habitat, we have revised the PCEs as follows:
(1) Water quality to support growth and development;
(2) Prey species of sufficient quantity, quality and availability
to support individual growth, reproduction and development, as well as
overall population growth; and
(3) Passage conditions to allow for migration, resting, and
foraging.
We are gathering additional information to assist us in evaluating
sound as a potential PCE, see Public Comments Solicited.
Geographical Area Occupied by the Species
Photo-identification studies, tracking by boats, and opportunistic
sightings have provided considerable information on the ranges and
movements of Southern Resident killer whales since the early 1970s.
Ranges are best known from late spring to early autumn (May-September),
when survey effort is greatest. During this period, all three Southern
Resident pods--J, K and L--are regularly present in the Georgia Basin
(defined as the Georgia Strait, San Juan Islands, and Strait of Juan de
Fuca) (Heimlich-Boran, 1988; Felleman et al., 1991; Olson, 1998;
Osborne, 1999).
While in inland waters during summer months, all of the pods
concentrate their activity in Haro Strait, Boundary Pass, the southern
Gulf Islands, the northeastern end of the Strait of Juan de Fuca, and
several localities in southern Georgia Strait (Heimlich-Boran, 1988;
Felleman et al., 1991; Olson, 1998; Ford et al., 2000). Pods commonly
occur and are observed foraging in areas where salmon frequent,
especially during the times of year
[[Page 34574]]
salmon are migrating to their natal rivers (Heimlich-Boran, 1986; 1988;
Nichol and Shackleton, 1996). Notable concentrations include Haro
Strait and Boundary Passage, the southern tip of Vancouver Island,
Swanson Channel off North Pender Island, and the mouth of the Fraser
River delta, which is visited by all three pods in September and
October (Felleman et al., 1991; Ford et al., 2000). These sites are
major corridors for migrating salmon.
Individual pods are generally similar in their preferred areas of
use (Olson, 1998), although some seasonal and temporal differences
exist in areas used. All three pods typically arrive in May or June and
spend most of their time in inland waters until departing in October or
November. However, K and L pods make frequent trips lasting a few days
to the outer coasts of Washington and southern Vancouver Island during
this time period (Ford et al., 2000). During early autumn, Southern
Resident pods, especially J pod, routinely expand their movements into
Puget Sound, probably to take advantage of chum and Chinook salmon runs
(Osborne, 1999). Additional studies currently underway have identified
finer scale pod differences in seasonal movement patterns and use of
core areas (Hauser et al., in prep).
There are no confirmed sightings of Southern Resident killer whales
inside Hood Canal. On one occasion in 1995, acoustic recordings from
Dabob Bay were identified as J pod vocalizations (Unger, 1997). We do
not consider this sufficient evidence of presence to find Hood Canal
``within the geographical area occupied by the species.'' (Transient
killer whales, in contrast, have been observed in Hood Canal on
multiple occasions and have remained in Hood Canal for extended periods
in the last several years.)
We also do not consider extremely shallow waters of Puget Sound to
be within the geographical area occupied by the species. Male killer
whales grow to 29.5 feet (9m), and females to 25.3 feet (7.7m), which
may limit maneuverability in shallow waters. Southern Residents are
seldom observed in shallow waters. (This is in contrast to transient
killer whales, which enter shallow water to capture seals and sea
lions, and Northern Residents, which spend time in shallow water at
rubbing beaches.) Because there is limited information, we are
requesting information on killer whale use of shallow areas with less
than 20 feet (6.1m) of water (see Public Comments Solicited).
During the late fall, winter, and early spring, the ranges and
movements of the Southern Residents are less well known. J pod
continues to occur intermittently in the Georgia Basin and Puget Sound
part of this time, but its location during apparent absences is
uncertain (Osborne, 1999). One sighting of this pod was made off Cape
Flattery, Washington, in March 2004 (Krahn et al., 2004). Prior to
1999, K and L pods followed a general pattern in which they spent
progressively smaller amounts of time in inland waters during October
and November and departed them entirely by December of most years
(Osborne, 1999). Sightings of both groups passing through the Strait of
Juan de Fuca in late fall suggested that activity shifted to the outer
coasts of Vancouver Island and Washington (Krahn et al., 2002),
although it is unclear if the whales spend a substantial portion of
their time in this area or simply transit to other locations.
While there are considerable data on the use of inland waters of
Washington, there is very little information on the movements of
Southern Resident killer whales off the coast. Areas of activity of all
pods are virtually unknown during their absences from inland waters. In
the last 30 years of study, there are only 28 confirmed sightings in
outside waters (Krahn et al., 2004; NWFSC unpubl. data). The majority
of these sightings were opportunistic, with most occurring within 10
miles (16.1 km) of shore, and we do not know how far from shore the
Southern Residents range. Several new sightings occurred during the
last 5 years, when effort was increased with dedicated ship surveys and
expanded volunteer coastal sighting networks. Our knowledge of the
southern and northern boundaries of the range has expanded with these
new sightings from California and the Queen Charlotte Islands in recent
years. At this time there are few data on how the whales are using
offshore areas; however, some of the sightings included observations of
feeding.
There is an active research effort underway to identify coastal and
offshore distribution of Southern Residents. We have increased outreach
efforts to gather sighting information from coastal communities, vessel
operators, and pilots along the coasts of Oregon, Washington, and
British Columbia. In addition, researchers are conducting dedicated
ship surveys to locate the whales and observe their activities outside
of Puget Sound. The research program is a long-term effort, but we hope
to greatly increase the number of coastal observations in the next 5
years. As new information is collected on the coastal and offshore
distribution and habitat use, we hope to fill in the data gaps about
the important habitat features of these coastal and offshore areas.
NMFS regulations at 50 CFR 424.12(h) state: ``Critical habitat
shall not be designated within foreign countries or in other areas
outside of United States jurisdiction.'' Although the Southern
Residents' range includes inland waters of Canada, we are not proposing
these areas for designation.
Specific Areas Within the Geographical Area Occupied by the Species
Several commenters stated that designating critical habitat was
important for the recovery of Southern Resident killer whales and that
designation should occur as soon as possible. Suggestions for essential
features, and specific areas where they could be found, were general
and included ``most of Puget Sound,'' ``Puget Sound and the Straits of
Georgia and Juan de Fuca,'' and ``all internal waters of Washington
State.''
We reviewed the available information on Southern Resident
distribution, habitat use and habitat needs in a biological report to
assist in identifying critical habitat (NMFS, 2006a). Within the
geographical area occupied by the Southern Resident killer whales we
have identified three specific areas that contain essential habitat
features. We have divided the inside waters of Washington State into
specific areas based on the habitat features and the use patterns of
the Southern Resident killer whales.
We analyzed Southern Resident killer whale sightings data from The
Whale Museum (Osborne, 2005; The Whale Museum Orca Master, 1990-2003)
to assist in identifying specific areas based on habitat use patterns
by the whales. The Whale Museum data are predominantly opportunistic
sightings from a variety of sources, including public reports,
commercial whale watching industry pager system, Soundwatch, Lime Kiln
State Park land-based observations, and compilations of independent
researcher reports. The data set does not account for level of effort
by season or location, and, therefore, the sampling and data are biased
(Osborne, 2005). The 1990-2003 Whale Museum data set is, however, the
most comprehensive long-term data available to evaluate broad-scale
whale distribution in inland waters at this time (with a total number
of sighting records of 22,509). In order to evaluate frequency of use,
our analysis of the sightings was limited to one unique location
sighting, per location, per day to reduce the bias introduced by
multiple sightings of the same whales in
[[Page 34575]]
the same location on the same day (total number of unique sightings per
day is 11,836). For the majority of the killer whale sightings the
location reported was not an exact point location (Lat./Long.), and all
locations were subsequently assigned to a center point in a quadrant
system (Osborne, 2005). Almost half of the data is from the Whale Watch
pager system created by the commercial whale watch industry and
available to subscribers. A validation of recent pager data revealed
greater than 90 percent accuracy in locating whales (Hauser et al., in
prep).
From the sightings and other data, we have identified three
``specific areas,'' within the geographical area occupied by the
species, that contain PCEs. We considered presence and movements of the
whales, behavioral observations and studies, and other information to
verify that one or more of the physical or biological features, or
PCEs, can be found in these three areas. In some cases where direct
data on PCEs were not available, we relied on distribution patterns of
the whales to infer presence of PCEs.
Area 1. Core Summer Area--Bordered to the North and West by the
U.S./Canadian border, Area 1 includes the waters surrounding the San
Juan Islands, the U.S. portion of the Southern Strait of Georgia, and
areas directly offshore of Skagit and Whatcom counties. Prey species,
one of the PCEs, are present in Area 1. Runs of salmon passing through
Area 1 include Chinook, chum, coho, pink, and sockeye salmon, which
have all been identified as prey for Southern Residents (Ford et al.,
1998; Ford and Ellis, 2005; NWFSC, unpubl. data). The Strait of Juan de
Fuca, Haro and Georgia Straits are relatively narrow channels and
concentrate salmon returning from the Pacific Ocean to spawn in U.S.
and Canadian rivers. In particular, Area 1 lies near the mouth of the
Fraser River, which has the largest salmon runs in the Georgia Basin/
Puget Sound region (Northcote and Atagi, 1997).
Occurrence of Southern Residents in Area 1 coincides with
concentrations of salmon. Southern Resident killer whales have been
sighted in Area 1 during every month of the year, but sightings are
more consistent and concentrated in the summer months of June through
August. The Whale Museum database from 1990-2003 contains 11,836 unique
sightings after duplicate locations on the same date are excluded. Of
these, 8,508 are in U.S. waters, and 85 percent of the U.S. sightings
are in Area 1. Although sighting effort in Area 1 is extensive during
the summer months as compared to other areas, which biases the data,
the strength of the summer use pattern would undoubtedly persist if
accounting for sighting effort. Sighting data from 1976-1990, when
effort was significantly lower, also reflects this pattern (Whale
Museum, unpubl. data). The largest number of sightings in Washington's
inland waters is from Haro Strait off the west side of San Juan Island.
There are over 1,200 unique sightings from 1990-2003 in one quadrant
off the west side of San Juan Island.
Much of the behavioral research on Southern Residents takes place
within Area 1. Southern Residents are observed exhibiting a variety of
behaviors in this area, including travel, forage, social, and play.
Resident whales spend 50-67 percent of their time foraging (Heimlich
Boran, 1988; Ford, 1989; Morton, 1990; Felleman et al., 1991).
Opportunities to forage are presumed to be a major factor attracting
Southern Residents to Area 1, particularly in the summer months when it
is considered a primary feeding area for all three pods (J, K, and L).
Area 2. Puget Sound--south from Deception Pass Bridge, entrance to
Admiralty Inlet, Hood Canal Bridge. Southern Resident killer whale
occurrence in Area 2 has been correlated with fall salmon runs, a prey-
related PCE. Feeding has been observed in Area 2 (NWFSC, unpubl. data),
though few behavioral studies have been conducted in this area. During
the fall, Southern Residents, especially J pod, expand their movements
into Puget Sound, likely taking advantage of chum and Chinook salmon
runs (Osborne, 1999). A fall chum run was suggested as the likely
reason for an extended presence of members of L pod in Dyes Inlet
during October and November of 1997.
Southern Resident killer whales have been sighted in parts of Area
2 in all seasons despite limited search effort. The presence of
Southern Residents in Area 2 is intermittent, with the smallest number
of sightings in May-July. There are different sighting patterns in Area
2 for the three pods. In the most southern portion of Area 2, south of
Tacoma Narrows Bridge, there have been only a small number of Southern
Resident sightings from October-January, with one additional sighting
in April.
Area 3. Strait of Juan de Fuca--Deception Pass Bridge, San Juan and
Skagit County lines to the northeast, entrance to Admiralty Inlet to
the southeast, U.S./Canadian border to the north, Bonilla Point/Tatoosh
Island line to the West. All pods regularly use the Strait of Juan de
Fuca for passage from Areas 1 and 2 to outside waters in the Pacific
Ocean. Area 3 is predominantly a passage used to access outer coastal
waters feeding grounds, including Swiftsure and La Perouse Banks, off
Tofino, British Columbia, and off Westport, as well as other areas with
unknown usage, such as the coast of northern California. Recent
observations at Westport coincided with presence of a spring Chinook
salmon run, although other species were also likely present (NWFSC,
unpubl. data). The presence of migrating salmonids in the Strait of
Juan de Fuca suggests that feeding might occur during times the whales
are transiting. However, the whales are not known to spend long periods
in localized areas in the Strait. Sightings of the Southern Residents
in Area 3 are limited, particularly on the U.S. side of the
international boundary, as there is little observation effort in the
area, particularly to the west toward the Bonilla Point/Tatoosh Island
line. Even with a small number of actual sightings, we can infer that
the whales are using this corridor, and the passage PCE is present in
Area 3 based on the inland and coastal sightings of whales. The Strait
of Juan de Fuca is not the only transit corridor between inland waters
and coastal British Columbia, and the whales occasionally use the
Strait of Georgia and Johnstone Strait in Canadian waters as an
alternate route.
Special Management Considerations
The specific areas within the geographical area occupied by a
species meet the definition of critical habitat only if they contain
physical or biological features that ``may require special management
considerations or protection.'' Agency regulations at 50 CFR 424.02(j)
define ``special management considerations or protection'' to mean
``any methods or procedures useful in protecting physical and
biological features of the environment for the conservation of listed
species.'' Several forms of human activity have the potential to affect
the habitat of killer whales and, specifically, the PCEs that are
essential to their conservation.
Most salmon stocks throughout the Northwest are at a fraction of
their historic levels. Historically, overfishing was a major cause of
decline. More recently the major cause is loss of freshwater habitat.
Poor ocean conditions over the past two decades reduced populations
already weakened by the degradation and loss of freshwater and estuary
habitat, fishing pressures, hydropower system management, and hatchery
practices.
Continued regulation of contaminants and pollution in Puget Sound
is also necessary to protect the prey PCE for
[[Page 34576]]
Southern Residents through management schemes, such as the National
Pollutant Discharge Elimination System (NPDES). Contaminants enter
marine waters and sediments from numerous sources, but are typically
concentrated near areas of high human population and industrialization.
Once in the environment these substances proceed up the food chain,
accumulating in long-lived top predators like Southern Resident killer
whales. Chemical contamination through the food chain continues to be a
potential threat to Southern Resident killer whales, despite the
enactment of modern pollution controls in recent decades, which were
successful in reducing, but not eliminating, the presence of many
contaminants in the environment.
Oil spills are another source of contamination that can have long-
lasting impacts on habitat (although the primary concern with oil
spills is the potential for direct injury to the whales). The
Environmental Protection Agency and U.S. Coast Guard oversee the Oil
Pollution Prevention regulations promulgated under the authority of the
Federal Water Pollution Control Act. There is a Northwest Area
Contingency Plan, developed by the Northwest Area Committee, which
serves as the primary guidance document for oil spill response in
Washington and Oregon.
Southern Residents are highly mobile and use a variety of areas for
foraging and other activities, as well as for traveling between these
areas. Human activities can interfere with movements of the whales and
impact the passage PCE. In particular, vessels may present obstacles to
whale passage, causing the whales to swim further and change direction
more often, which potentially increases energy expenditure for whales
and impacts foraging behavior (although this effect of vessels is
primarily a direct effect on the whales rather than an effect on their
habitat).
Major categories of habitat-related activities which may require
special management considerations or protection include fishery
management, vessel activities, and water quality management. All of
these activities have the potential to affect the PCEs by altering prey
abundance, prey contamination levels, and passage between areas.
Features Which May Require Special Management Considerations or
Protection in Each Specific Area
Area 1. Area 1 likely has areas of low to moderate levels of
contaminated sediments. Levels of contaminants in marine mammals such
as harbor seals show a trend of decreasing levels of contamination
moving north from South Puget Sound to the San Juans and up into
Canadian waters (Jeffries et al., 2003; Ross et al., 2004). Exposure to
contaminants for species of salmon depends on feeding patterns and may
also be linked to salmon spending different amounts of time in Puget
Sound (O'Neill et al., 2005). Three of the four major oil refineries in
Puget Sound are located in Area 1. There is commercial and recreational
fishing for salmon and other species in Area 1, and effort is
seasonally dependent on fish abundance.
Area 1 and nearby adjoining Canadian waters contain the highest
level of commercial and recreational whale watching activity in the
region. The majority of both Canadian- and U.S.-based whale watching
vessels originate from ports and marinas in Area 1, although there are
a small number of vessels originating from ports in Areas 2 and 3
(Hauser et al., in prep). Fishing vessels, ferries, oil tankers, and
commercial shipping vessels are also present in Area 1, which contains
a major shipping channel along the U.S.-Canada border.
Area 2. Contaminated sediment levels in Area 2 likely range from
low/moderate (northern portions) to very high (e.g., near Tacoma). A
higher number of NPDES permits are issued in Area 2 than in Areas 1 or
3. One of the four major oil refineries in Puget Sound is located in
Area 2. Considerable vessel traffic (including shipping, oil tanker and
ferry traffic) occurs in Area 2, and the ports of Seattle and Tacoma
are located in Area 2. Whale watching may be expanding in Area 2 to
include fall months following the primary summer whale watch season.
There is commercial and recreational fishing for salmon and other
species in Area 2, and effort is seasonally dependent on fish
abundance.
Area 3. Contaminated sediment levels in Area 3 likely range from
low to moderate with isolated spots of moderate/high levels (e.g., Port
Angeles). Area 3 contains a major shipping lane for commercial shipping
vessels entering and departing major U.S. ports of Seattle and Tacoma,
and Vancouver in British Columbia, Canada. Oil tankers also use the
shipping lane to transport crude oil to the four major refineries in
Puget Sound. There is little whale watching activity in Area 3. There
is commercial and recreational fishing for salmon and other species in
Area 3, and effort is seasonally dependent on fish abundance.
Coastal and Offshore Areas
We have few data on Southern Resident distribution and habitat use
of coastal and offshore areas in the Pacific Ocean. While we know that
the whales occupy these waters for a portion of the year and they are
considered part of the geographical area occupied by the species, we do
not have detailed information about distribution, behavior, and
habitat. While we can infer that some of the PCEs, such as prey, must
be present to support the whales, we do not have sufficient data to
describe them adequately and identify ``specific areas'' with those
features. Based on the difficulties of determining PCEs, we cannot
assess the human activities affecting them or the special management
considerations for their protection. At this time we are not proposing
to designate coastal or offshore areas, though we do recognize that
they are important for the Southern Resident killer whales. There is an
active research program to fill the data gaps regarding coastal and
offshore distribution and habitat features, and we anticipate obtaining
additional data in the coming years. We will consider new information
as it becomes available to inform future considerations of critical
habitat for Southern Residents.
Unoccupied Areas
ESA section 3(5)(A)(ii) further defines critical habitat to include
``specific areas outside the geographical area occupied'' if the areas
are determined by the Secretary to be ``essential for the conservation
of the species.'' Regulations at 50 CFR 424.12(e) specify that NMFS
``shall designate as critical habitat areas outside the geographical
area presently occupied by a species only when a designation limited to
its present range would be inadequate to ensure the conservation of the
species.'' At the present time we have not identified any areas outside
the geographical area occupied by the species that are essential for
its conservation, and, therefore, we are not proposing to designate any
unoccupied areas. During the comment period we are requesting
information on any potential unoccupied areas that may be essential for
conservation.
Activities That May be Affected
Section 4(b)(8) of the ESA requires that we describe briefly and
evaluate, in any proposed or final regulation to designate critical
habitat, those activities that may destroy or adversely modify such
habitat or that may be affected by such designation. A wide variety of
activities may affect critical
[[Page 34577]]
habitat and, when carried out, funded, or authorized by a Federal
agency, require an ESA section 7 consultation. Such activities include,
but are not limited to, fishery management practices, vessel traffic,
dredging and disposal, sub-marine cable/pipeline installation and
repair, oil and gas exploration, pollutant discharge, and oil spill
prevention and response.
This proposed designation of critical habitat will provide Federal
agencies, private entities, and the public with clear notification of
proposed critical habitat for Southern Resident killer whales and the
boundaries of the habitat. This proposed designation will also assist
Federal agencies and others in evaluating the potential effects of
their activities on critical habitat and in determining if ESA section
7 consultation with NMFS is needed. Consistent with recent agency
guidance on conducting adverse modification analyses (NMFS, 2005a), we
will apply the statutory provisions of the ESA, including those in
section 3 that define ``critical habitat'' and ``conservation,'' to
determine whether a proposed action might result in the destruction or
adverse modification of critical habitat.
Application of ESA Section 4(b)(2)
The foregoing discussion describes the specific areas that fall
within the ESA section 3(5) definition of critical habitat and are
eligible for designation as critical habitat. Specific areas eligible
for designation are not automatically designated as critical habitat.
Section 4(b)(2) of the ESA requires the Secretary to first consider the
economic impact, impact on national security, and any other relevant
impact of designation. The Secretary has the discretion to exclude an
area from designation if he determines the benefits of exclusion (that
is, avoiding the impact that would result from designation) outweigh
the benefits of designation based upon best scientific and commercial
data. The Secretary may not exclude an area from designation if
exclusion will result in the extinction of the species. Because the
authority to exclude is discretionary, exclusion is not required for
any area.
The first step in conducting an ESA section 4(b)(2) analysis is to
identify the ``particular areas'' to be analyzed. ESA section 3(5)
defines critical habitat in terms of ``specific areas,'' and ESA
section 4(b)(2) requires the agency to consider certain factors before
designating ``particular areas.'' Depending on the biology of the
species, the characteristics of its habitat, and the nature of the
impacts of designation, ``specific'' areas might be different from, or
the same as, ``particular'' areas. For this designation, we analyzed
two types of ``particular'' areas. Where we considered economic
impacts, and weighed the economic benefits of exclusion against the
conservation benefits of designation, we used the same biologically-
based ``specific'' areas we had identified under section 3(5)(A) (Areas
1, 2, and 3). This delineation allowed us to most effectively consider
the conservation value of the different areas when balancing
conservation benefits of designation against economic benefits of
designation. Where we considered impacts on national security, however,
we instead used a delineation of ``particular'' areas based on
ownership or control of the area. This delineation allowed us to
compare and balance the benefits of designation and exclusion relative
to land ownership and management.
Impacts of Designation
ESA Section 4(b)(2) provides that the Secretary shall consider
certain impacts before designating critical habitat: ``the Secretary
shall designate critical habitat * * * on the basis of the best
scientific data available and after taking into consideration the
economic impact, impact to national security, and any other relevant
impact of specifying any particular area as critical habitat.'' The
primary impact of a critical habitat designation comes from the ESA
section 7(a)(2) requirement that Federal agencies ensure their actions
are not likely to result in the destruction or adverse modification of
critical habitat. Determining this impact is complicated by the fact
that section 7(a)(2) contains the overlapping requirement that Federal
agencies must also ensure their actions are not likely to jeopardize
the species' continued existence. The true impact of designation is the
extent to which Federal agencies modify their actions to ensure their
actions are not likely to adversely modify the critical habitat--beyond
any modifications they would make because of listing and the jeopardy
requirement. Additional impacts of designation include state and local
protections that may be triggered as a result of designation, and
benefits that may arise from education of the public to the importance
of an area for species conservation. We did not identify state or local
protections that may be triggered by this proposed designation, but
have identified educational benefits. We discuss educational benefits
in the ``Benefits of Designation'' section below.
We have found it difficult to predict the incremental change in
Federal agency activities as a result of critical habitat designation
and the adverse modification prohibition, beyond the changes predicted
to occur as a result of listing and the jeopardy prohibition. For
example, in our recent critical habitat designations for salmon and
steelhead, informed by a Tenth Circuit decision, we considered the
``co-extensive'' impact of designation--that is, the predicted change
in agency action as a result of critical habitat designation and the
adverse modification prohibition, even if the same change would have
occurred because of listing and the jeopardy prohibition. For the
present rulemaking, we have again predicted the co-extensive impact of
designation.
We examined the types of Federal activities that may affect
Southern Resident killer whale critical habitat. We identified three
categories of activities that may affect killer whale critical habitat
and therefore be subject to ESA section 7's adverse modification
requirement: Salmon fishing, vessel traffic, and water quality
management. Because killer whales are newly listed and we lack a
consultation history, we necessarily had to make assumptions about what
types of Federal activities might undergo section 7 consultation. We
next considered the range of modifications we might seek in these
activities to avoid adverse modification of Southern Resident killer
whale critical habitat, again making assumptions, given the lack of
consultation history. We relied on information from our proposed
conservation plan for the Southern Resident killer whales developed
under the Marine Mammal Protection Act (70 FR 57565; October 3, 2005),
comments on that plan, comments on the proposed listing determination,
and other information available to the agency to establish the types of
activities and the potential range of changes.
A draft economic report describes in detail the actions we assumed
may be affected, the potential range of changes we might seek in those
actions, and the estimate of economic impacts that might result from
such changes (NMFS, 2006b). A separate draft ESA 4(b)(2) report
describes which actions we consider more directly linked to habitat
effects than species effects, as well as our consideration of benefits
of designation versus benefits of exclusion (NMFS, 2006c). This report
also describes the likelihood of an ESA section 7 consultation
resulting in changes to each type of action. These reports are
available on the NMFS Northwest Region Web site at https://
www.nwr.noaa.gov/. We are soliciting comments on our analysis of
impacts and their potential benefits and costs.
[[Page 34578]]
Impacts of Designation Generally
To predict potential impacts of designation, we first identified
three categories of activities that may affect killer whale critical
habitat and therefore be subject to ESA section 7 consultation and the
adverse modification prohibition: Salmon fishing, vessel traffic, and
water quality management. For salmon fishing, we considered a range of
potential changes: Reductions in commercial and recreational salmon
fishing from 5 percent to 50 percent, and closures of fisheries in
different catch management areas. We could not identify a federal nexus
for a section 7 consultation on vessel traffic that would relate to the
effects of vessels on killer whale passage. (The only vessels we
identified with a section 7 nexus were U.S. vessels, such as military,
Coast Guard, etc., and ferries, which receive federal funding. However,
since these vessels do not affect the whales' ability to pass freely
among areas, we do not anticipate section 7 consultations will have any
habitat-related impacts on operations of these vessels.) For actions
related to water quality management, we considered it too speculative
to predict either the actions that might undergo ESA section 7
consultation or the types of changes we might seek.
Where possible, we allocated impacts to each particular area. For
impacts to salmon fisheries, we did allocate impacts to particular
areas but recognize that because of the migratory behavior of salmon
(in contrast to fixed habitat features), designation of any area has
the potential to affect harvest in other areas.
In considering potential impacts for each particular area, we kept
in mind certain analytical limitations resulting in part from our lack
of a consultation history: Not all activity types are equally likely to
incur changes as a result of ESA section 7 consultation; all estimates
are based on potential changes resulting from section 7 consultation,
regardless of whether the modifications are the result of the
``jeopardy'' or ``adverse modification'' prohibition of section 7;
within each activity type, estimates are based on potential changes, so
there is a wide range of estimated impacts; while some impacts are
allocated to a particular area, they could result because of other
areas being designated. Regarding the first two limitations, we have
attempted in this analysis to weigh impacts of designation according to
whether they are more or less likely to occur, and whether they are
more closely associated with jeopardy or adverse modification, as
described below.
Regarding the first limitation, we considered each of the activity
types and how likely it was that a change in a proposed Federal action
would be required as a result of ESA section 7 consultation. We
considered some changes to be ``likely'' (it is foreseeable a change
will occur in most cases); some changes to be ``potential'' (it is
foreseeable a change will occur but we currently lack data to predict
with any confidence the nature and extent of the change); or
``unlikely'' (it is foreseeable a change will not occur in most cases).
In balancing the benefits of designation against the benefits of
exclusion, we gave greater weight to changes we considered ``likely''
or ``potential'' than to changes we considered ``unlikely.''
Regarding the overlapping prohibitions of section 7 under the ESA,
we analyzed each type of activity to determine whether it directly
affects individual members of the species or affects them through a
habitat modification (that is, does the activity bear a more direct
relationship to the jeopardy or adverse modification prohibition of
section 7?). In balancing the benefits of designation against the
benefits of exclusion, we gave greater weight to changes we considered
as having a more direct relationship to adverse modification of
critical habitat and less weight to changes we considered as having a
more direct relationship to jeopardy. Table 1 summarizes the nature and
likelihood of impact for each type of activity, and Table 2 depicts the
relative weight we gave each impact as a result of these
considerations. A summary of how we assigned the likelihood, nature of
impacts, and weights follows the tables.
Table 1.--Nature and Likelihood of Impact Resulting From ESA Section 7 Consultation, by Activity Type
----------------------------------------------------------------------------------------------------------------
Essential feature
Activity type affected and nature Type of impact Likelihood of section 7
of effect impact
----------------------------------------------------------------------------------------------------------------
Fisheries.......................... --Affects prey....... Harvest reduction or Potential
--Potential to impact change in timing,
individuals and location, etc. by
habitat modification. critical habitat
area.
Harvest closure by Unlikely.
management area.
Water Quality Management-- --Affects prey....... Changes in NPDES Potential.
Contaminants. --Stronger connection standards.
to habitat
modification.
Changes in sewer and Potential.
stormwater runoff
standards.
Water Quality Management--Oil --Affects water Changes in oil spill Unlikely.
Spills. quality. regulations.
--Stronger connection
to impact on
individuals.
----------------------------------------------------------------------------------------------------------------
Table 2.--Impact of Designation--Relative Weights for Each Type of Activity
[Greatest Weight at Top Left of the Matrix, Least Weight at Bottom Right]
----------------------------------------------------------------------------------------------------------------
Likely (high
weight) Potential Unlikely
----------------------------------------------------------------------------------------------------------------
Likelihood of change occurring as a result of section 7 consultation
----------------------------------------------------------------------------------------------------------------
Relationship to section 7: Adverse .................. --Water Quality
jeopardy vs. adverse modification Management
modification. (high weight). (NPDES).
--Sewer and
stormwater runoff.
Both.............. .................. --Harvest --Harvest closure
Reduction or by management
Modification. area.
[[Page 34579]]
Jeopardy.......... .................. .................. --Changes in oil
spill
regulations.
----------------------------------------------------------------------------------------------------------------
Salmon Fishing. We considered changes to salmon harvest, either
through harvest reductions or changes in timing or location of fishing
effort to be ``potential.'' The limited available information about
killer whale foraging indicates salmon are their primary prey species
(NMFS, 2006a). We are therefore likely to focus ESA section 7
consultations on actions affecting salmon abundance, particularly in
times and areas where the whales are foraging. There is presently
little direct information, however, about the interactions between
salmon harvest and foraging success of whales. Because we presently
lack information allowing us to predict the nature and extent of any
changes we might seek, we consider reductions in salmon harvest or
changes in the location and timing of harvest as ``potential'' impacts
of section 7 consultation. In contrast, we considered harvest closure
by management area ``unlikely'' because the management areas are large,
not necessarily aligned with whale foraging areas, would likely involve
species that may not be important components of the Southern Residents'
diet, and could include large numbers of fish that surpass the
nutritional requirements of the whales for some catch areas.
We considered fishing to have an equally strong connection to both
the jeopardy and the adverse modification prohibitions of ESA section
7. Salmon fishing directly affects individual members of the species by
reducing the amount of food available, and, therefore, potentially
affecting the ability of individual animals to meet their nutritional
requirements. Salmon are also one of the biological features in the
habitat essential to conservation of the whales, so fishing also
modifies critical habitat by removing prey. Because changes in
fisheries through catch reductions or changes in timing and location
are potential, and because they have a connection to both the jeopardy
and adverse modification prohibition of section 7, we gave these
potential changes a moderate weight (see Table 2). We gave area
management closures a low weight because, while they have a connection
to both the jeopardy and adverse modification prohibitions, they are
unlikely.
Water Quality Management. We considered changes in water quality
management through changes in NPDES standards or changes in sewer and
stormwater runoff standards to be ``potential.'' Presently, we lack
sufficient information about the relationships among the sources of
contaminants, their movement through the food chain, and their impact
on killer whales to determine what changes we might seek. Once we have
more information, however, we anticipate some changes may be required.
Our ability to estimate impacts of designation is also complicated by
the fact that the State of Washington has many efforts already underway
to address water quality issues (PSAT, 2005) and recently announced a
new Puget Sound Partnership initiative to restore and protect Puget
Sound. These efforts would presumably be in addition to existing
requirements under the Clean Water Act and other applicable standards.
Any new requirements imposed or efforts undertaken by the state and
local governments would alter the baseline conditions, which we use to
determine the impacts of designation. We considered changes to oil
spill regulations unlikely because we believe additional oil spill
regulations are not needed to meet sec