Fisheries of the Exclusive Economic Zone Off Alaska; Allocating Gulf of Alaska Fishery Resources, 33040-33099 [06-5104]
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Federal Register / Vol. 71, No. 109 / Wednesday, June 7, 2006 / Proposed Rules
DEPARTMENT OF COMMERCE
rule may be submitted to NMFS (see
and by e-mail at
David_Rostker@omb.eop.gov or by fax to
202–395–7285.
Copies of Amendment 68 and the
Environmental Assessment/Regulatory
Impact Review/Initial Regulatory
Flexibility Analysis (EA/RIR/IRFA) for
this action may be obtained from the
NMFS Alaska Region at the address
above or from the Alaska Region Web
site at https://www.fakr.noaa.gov/
sustainablefisheries.htm.
FOR FURTHER INFORMATION CONTACT:
Glenn Merrill, 907–586–7228 or
glenn.merrill@noaa.gov.
SUPPLEMENTARY INFORMATION: NMFS
manages Gulf of Alaska (GOA)
groundfish fisheries through the
authority of the Magnuson-Stevens Act.
Congress granted NMFS specific
statutory authority to manage Central
GOA rockfish fisheries in Section 802 of
the Consolidated Appropriations Act of
2004 (Pub. L. 108–199; Section 802). In
Section 802, Congress required the
North Pacific Fishery Management
(Council) to establish the Program with
specific provisions. The Program was
developed and recommended by the
Council to meet the requirements of
Section 802, which states:
ADDRESSES)
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 060511126–6126–01; I.D.
050306E]
RIN 0648–AT71
Fisheries of the Exclusive Economic
Zone Off Alaska; Allocating Gulf of
Alaska Fishery Resources
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
rwilkins on PROD1PC63 with PROPOSAL_2
AGENCY:
SUMMARY: NMFS issues a proposed rule
to Amendment 68 to the Fishery
Management Plan for Groundfish of the
Gulf of Alaska (FMP). This action would
implement statutory provisions for the
Central Gulf of Alaska Rockfish Pilot
Program (hereinafter referred to as the
Program). This proposed action is
necessary to increase resource
conservation and improve economic
efficiency for harvesters and processors
who participate in the fishery. This
action is intended to promote the goals
and objectives of the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act), the FMP,
and other applicable law.
DATES: Comments must be received no
later than July 24, 2006.
ADDRESSES: Send comments to Sue
Salveson, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region, NMFS, Attn:
Records Office. Comments may be
submitted by:
• Mail: P.O. Box 21668, Juneau, AK
99802.
• Hand Delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
• Fax: 907–586–7557.
• E-mail: 0648–AT71–
CGRockfish@noaa.gov. Include in the
subject line of the e-mail the following
document identifier: Central Gulf
Rockfish RIN 0648–AT71. E-mail
comments, with or without attachments,
are limited to 5 megabytes.
• Web form at the Federal
eRulemaking Portal:
www.regulations.gov. Follow the
instructions at that site for submitting
comments.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
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SEC. 802. GULF OF ALASKA ROCKFISH
DEMONSTRATION PROGRAM. The
Secretary of Commerce, in consultation with
the North Pacific Fishery Management
Council, shall establish a pilot program that
recognizes the historic participation of
fishing vessels (1996 to 2002, best 5 of 7
years) and historic participation of fish
processors (1996 to 2000, best 4 of 5 years)
for Pacific ocean perch, northern rockfish,
and pelagic shelf rockfish harvested in
Central Gulf of Alaska. Such a pilot program
shall (1) provide for a set-aside of up to 5
percent for the total allowable catch of such
fisheries for catcher vessels not eligible to
participate in the pilot program, which shall
be delivered to shore-based fish processors
not eligible to participate in the pilot
program; (2) establish catch limits for nonrockfish species and non-target rockfish
species currently harvested with Pacific
ocean perch, northern rockfish, and pelagic
shelf rockfish, which shall be based on
historical harvesting of such bycatch species.
The pilot program will sunset when a Gulf
of Alaska Groundfish comprehensive
rationalization plan is authorized by the
Council and implemented by the Secretary,
or 2 years from date of implementation,
whichever is earlier.
The Council adopted the proposed
Program on June 6, 2005. This proposed
action would meet the requirements of
Section 802 by considering harvesting
activities from 1996 until 2002 and
historic processing activities from 1996
until 2000. The Program would
recognize the historic participation of
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fishing vessels by allowing harvesters
delivering onshore to form cooperatives
and to receive an exclusive annual
harvest privilege for those cooperatives.
The Program would recognize the
historic participation of processors by
requiring cooperatives to form in
association with a processor, effectively
recognizing processors with processing
activities during the historic period
established in Section 802.
NOAA General Counsel reviewed
Section 802 and in a February 3, 2005
legal opinion to the Council concluded
that:
(1) Section 802 requires the Secretary of
Commerce (Secretary) and the Council to
recognize the historic participation of fishing
vessels and fish processors for specific time
periods, geographical areas, and rockfish
species when establishing the [Program]; and
(2) Section 802 does not authorize
recognition of the historic participation of
fishing vessels or processors in years other
than those specified in Section 802. Further,
Section 802 defines the range of years, but
does not specify that a processor must have
actually processed in each of those years in
order to be eligible to participate in the
[Program].
The opinion by NOAA General
Counsel noted further that:
Section 802 authorizes the Council and
Secretary to develop a program that would
establish ‘‘[American Fisheries Act(AFA)]style’’ cooperatives or a program that would
establish limited entry licenses for processors
in the CGOA rockfish fishery. However,
Section 802 does not authorize the
establishment of processor shares since they
are prohibited under Section 802 of the
[Consolidated Appropriations Act of 2004].
The legislative history supports the position
that the Council is authorized to consider a
broad range of ‘‘appropriate’’ management
schemes, including ‘‘AFA-style’’
cooperatives, which are specifically
mentioned in the legislative history. * * *
The Council considered the
Congressional guidance in the
development of the Program,
particularly in the selection of specific
years on which to base participation,
and for the ‘‘recognition’’ of processor
participation. While NMFS does not
have specific authority under the
Magnuson-Stevens Act to directly
regulate on-shore processing activities,
Section 802 requires NMFS to regulate
on-shore processors under this Program.
Concurrent with the enactment of
Pub. L. 108–199, Section 802, in 2004,
industry representatives for harvesters
and processors developed proposed
elements for the Program and vetted
those alternatives, elements, and
options and submitted them to the
Council for consideration. The Council
and NMFS prepared analytical
documents (EA/RIR/IRFA) for the
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Program that reviewed alternative
methods to improve the economic
efficiency in the Central GOA fisheries.
These included: Status quo management
under the License Limitation Program
(LLP); the formation of harvester
cooperatives that would receive an
exclusive annual harvest privilege that
did not require linkage with a specific
processor but that established a limited
number of eligible processors; and the
preferred alternative, which would
permit the formation of harvester
cooperatives that must be formed in
association with a qualified processor,
and that would receive an exclusive
annual harvest privilege.
Currently, rockfish fisheries, and
many other groundfish fisheries, are
managed under the LLP. The LLP
requires harvesters to possess an LLP
license to participate in GOA fisheries,
but does not provide specific exclusive
harvest privileges to LLP holders.
Harvesters with LLP licenses compete
with each other for the total allowable
catch (TAC) assigned to the fishery. This
competition creates economic
inefficiencies. Harvesters increase the
fishing capacity of their vessels to
outcompete other vessels. This results
in an accelerated rate of fishing as
fishermen race to harvest more fish than
their competitors. Similarly, processors
increase their processing capacity to
outcompete other processors. These
incentives to increase harvesting and
processing capacity reduce the ability of
harvesters and processors to extract
additional value from the fishery
products because the TAC is harvested
and processed quickly. This rapid pace
provides few opportunities to focus on
quality or produce product forms that
require additional time but yield greater
value.
Central GOA Rockfish Pilot Program
Overview
The Program was developed by trawl
industry representatives, primarily from
Kodiak, Alaska, in conjunction with
catcher/processor representatives. They
sought to improve the economic
efficiency of the Central GOA rockfish
fisheries by developing a program that
would establish cooperatives that would
receive exclusive harvest privileges.
These rockfish fisheries are almost
exclusively harvested by trawl vessels
in Federal waters.
This proposed rule would implement
the Program as developed by the
Council. The Program would be
authorized for two years, from January
1, 2007, until December 31, 2008. The
Program would provide exclusive
harvesting and processing privileges for
a specific set of rockfish species and for
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associated species harvested
incidentally to those rockfish in the
Central GOA—an area from 147° W.
long. to 159° W. long.
The rockfish species for which
exclusive harvesting and processing
privileges would be allocated under the
Program are the primary rockfish
species. The primary rockfish species
are northern rockfish, Pacific ocean
perch, and pelagic shelf rockfish. The
species incidentally harvested by
vessels during rockfish fisheries in the
Central GOA are the secondary species.
The secondary species managed under
this Program for which an exclusive
harvesting and processing privilege
would be allocated include: Pacific cod,
rougheye rockfish, shortraker rockfish,
sablefish, and thornyhead rockfish.
The Program would also allocate a
portion of the total GOA halibut
mortality limit to participants based on
historic halibut mortality rates in the
primary rockfish species fisheries.
Halibut caught by trawl gear is
considered to be a prohibited species
catch (PSC) and may not be retained or
sold under regulations established
under the authority of the Northern
Pacific Halibut Act of 1982. However,
the Program would provide participants
a fixed amount of incidental halibut
mortality for use through an allocation
of halibut bycatch, specifically an
allocation of the halibut mortality limit.
Halibut is incidentally caught and killed
in a number of the primary rockfish
species and secondary species fisheries.
The Program would account for this
halibut mortality by providing a portion
of the GOA halibut mortality limit to
Program participants. To maintain
consistency with terms currently used
by NMFS and the fishing industry, this
halibut mortality limit would be called
a halibut PSC limit.
The Program would allocate harvest
privileges to holders of LLP licenses
with a history of Central GOA rockfish
landings associated with those licenses.
The allocation of legal landings to an
LLP license would allow the holder of
that LLP license to participate in the
Program and receive an exclusive
harvest privilege under certain
conditions. Specifically, the Program
would:
1. Assign quota share (QS) for primary
rockfish species to an LLP license with
a trawl gear designation in the Central
GOA. The Program would assign QS to
an LLP license based on the legal
landings of primary rockfish species
associated with that LLP license. A
person could receive this QS if the LLP
license had a history of primary rockfish
species landings during a specific time
period associated with the license and
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the person holding the LLP license met
other eligibility requirements. Once QS
was assigned to a specific LLP license
it could not be divided or transferred
separately from that LLP license. On an
annual basis, a LLP holder would assign
the LLP license and QS assigned to that
LLP license for use in a rockfish
cooperative, limited access fishery, or
opt-out fishery.
2. Establish eligibility criteria for
processors to have an exclusive
privilege to receive and process primary
rockfish species and secondary species
allocated to harvesters in this Program.
3. Allow a person holding a LLP
license with QS to form a rockfish
cooperative with other persons (i.e.,
harvesters) on an annual basis. Rockfish
cooperatives would receive an annual
cooperative fishing quota (CFQ), which
would be a dedicated amount of
primary rockfish species and secondary
species that the rockfish cooperative
could harvest in a given year. Rockfish
cooperatives also would receive an
annual CFQ that would be a limit on the
amount of halibut PSC the cooperative
could use while prosecuting its primary
rockfish species and secondary species
CFQ. The amount of CFQ assigned to a
cooperative would be based on the sum
of the QS held by all the harvesters
participating in the rockfish
cooperative. A rockfish cooperative
could form only under specific
conditions. A person holding a LLP
license that allows them to catch and
process their catch at sea (catcher/
processor vessel LLP) could form a
rockfish cooperative with other persons
holding catcher/processor LLP licenses.
A person holding a LLP license that
allows them only to deliver their catch
onshore (catcher vessel LLP) could only
form a rockfish cooperative with other
persons holding catcher vessel LLP
licenses and only in association with
the processor to whom those persons
have historically delivered most of their
catch.
4. Allow rockfish cooperatives to
transfer all or part of their CFQ to other
rockfish cooperatives, with some
restrictions.
5. Provide an opportunity for a person
not in a rockfish cooperative, but who
holds an LLP license with QS, to fish in
a limited access fishery. NMFS would
not allocate a specific amount of fish to
a specific harvester in the limited access
fishery. All harvesters in the limited
access fishery would compete with all
other such harvesters to catch the TAC
assigned to the limited access fishery.
The TAC assigned to the limited access
fishery would represent the total
amount of fish assigned to all the
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persons with LLP licenses designated
for the limited access fishery.
6. Establish a small entry level fishery
for Central GOA rockfish for harvesters
and processors not eligible to receive QS
under this Program.
7. Allow holders of catcher/processor
LLP licenses to opt-out of the Program,
with certain limitations.
8. Limit the ability of processors to
process catch outside the communities
in which they have traditionally
processed primary rockfish species and
associated secondary species.
9. Establish catch limits, commonly
called ‘‘sideboards,’’ to limit the ability
of participants eligible for this Program
to harvest fish in fisheries other than the
Central GOA rockfish fisheries. The
Program would provide certain
economic advantages to harvesters.
Harvesters could use this economic
advantage to increase their participation
in other fisheries, adversely affecting the
participants in other fisheries.
Sideboards would limit the total amount
of catch in other groundfish fisheries
that could be taken by eligible
harvesters to historic levels. Sideboards
would limit harvests made in the state
parallel groundfish fisheries, which are
fisheries opened by the State of Alaska
in state waters concurrent with the
Federal season to allow the prosecution
of the TAC. Sideboards would limit
harvest in specific rockfish fisheries and
the amount of halibut bycatch that
could be used in certain flatfish
fisheries. General sideboards would
apply to all vessels and LLP licenses
with legal landings associated with that
vessel or LLP license that could be used
to generate QS. Additionally, specific
sideboards would apply to certain
catcher/processor and catcher vessels
and LLP licenses.
10. Create a monitoring and
enforcement mechanism to ensure that
harvesters maintain catches within their
annual allocations and would not
exceed sideboard limits.
The Program would provide greater
security to harvesters in rockfish
cooperatives by creating an exclusive
harvest privilege. Although participants
in the limited access fishery, opt-out
fishery, and entry level fishery would
not receive a guaranteed catch
allocation, most harvesters would be
likely to participate in a rockfish
cooperative that receives CFQ. The
Program likely would result in a slowerpaced fishery and could provide the
ability for the harvester to choose when
to fish and therefore avoid poor
weather. The Program likely would
provide greater stability for processors
by spreading out production over a
greater period of time. These changes
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would increase the focus on product
quality in all sectors.
Cost Recovery and Fee Collection
Provisions
Section 304(d)(2)(A) of the MagnusonStevens Act requires the Secretary to
‘‘collect a fee to recover the actual costs
directly related to the management and
enforcement of any * * * individual
fishing quota program [or] community
development quota program.’’ Any
individual fishing quota (IFQ) program,
must follow the statutory provisions set
forth by section 304(d)(2) of the
Magnuson-Stevens Act and other
provisions of the Magnuson-Stevens Act
related to cost recovery and fee
collection for IFQ programs. NMFS and
NOAA General Counsel are reviewing
the applicability of the MagnusonStevens Act provisions on cost recovery
and fee collection to the Program. If
subsequent review of the MagnusonStevens Act and the Program indicate
that a fee collection provision is
required, NMFS would implement any
required provision in a subsequent
regulatory amendment to the Program.
Specific Components of the Program
Quota Share Allocation and Eligibility
The Program would establish
eligibility criteria for harvesters and
processors. Only harvesters that are
eligible for the Program could receive an
exclusive harvest privilege through the
formation of a rockfish cooperative.
Eligible harvesters would also be
allowed to fish in a limited access
fishery if they chose not to join a
cooperative. Eligible harvesters with
LLP licenses designated for the catcher/
processor sector could choose to opt-out
of most of the aspects of the Program.
Processor eligibility would be
established based on processors meeting
minimum processing requirements
during a specific historic period.
Processors that are eligible for the
Program could form exclusive
associations with harvester cooperatives
that are formed by eligible harvesters
holding LLP licenses designated for the
catcher vessel sector. The eligible
processors would be authorized to
process the fish harvested in the limited
access fishery by harvesters not in
cooperatives.
Quota Share
Quota share is the term used to
describe the multi-year privilege to be
eligible to receive exclusive harvest
privileges under the Program. Although
the Council did not use the specific
term ‘‘quota share’’ when describing the
ability to receive a harvest privilege
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under this Program, the Council used
the terms ‘‘LLP historic shares,’’ ‘‘CV
historic shares,’’ ‘‘CP historic shares,’’
and ‘‘harvest shares’’ to describe the
harvest privilege that is linked to
historic harvests attributed to an LLP
license. Rather than create a new term
to explain an established concept,
NMFS would use the term ‘‘quota
share’’ to describe a harvest privilege
based on historic harvest activities. The
use of the term ‘‘quota share’’ does not
alter the original intent of the Council.
Quota share would be an attribute of
the LLP license. Once NMFS calculated
how much QS would be allocated to an
LLP license, NMFS would modify that
LLP license and designate that amount
on the license. Quota share assigned to
an LLP license could not be transferred
independent from that LLP license. QS
assigned to a LLP license would not
confer a guaranteed harvest to the
holder of that QS. QS would provide a
harvest privilege, not a right, to its
holder.
Quota share would be the basis for the
annual calculation of the amount of fish
that may be harvested or used if that QS
were assigned to a rockfish cooperative.
Once QS was assigned to an LLP
license, it would authorize that LLP
holder to participate in the Program
with that LLP license. If an eligible
harvester assigned that LLP license, and
its associated QS, to a cooperative with
other eligible harvesters, the sum of the
QS of all of the eligible harvesters
would yield an exclusive annual catch
limit of rockfish species, secondary
species, and halibut PSC that could be
harvested by the members of the
rockfish cooperative. Cooperatives
would be formed by eligible harvesters
holding LLP licenses in the same sector,
either the catcher/processor sector or
the catcher vessel sector.
If an eligible harvester assigned a LLP
license with QS to the limited access
fishery, that harvester could compete
with other eligible harvesters for a
portion of the TAC assigned to all
participants in the limited access
fishery, but would not receive a
guaranteed harvest amount based on the
QS on that LLP license. One limited
access fishery would be established for
catcher/processor sector, another for the
catcher vessel sector.
If an eligible harvester assigned an
LLP license with QS to the opt-out
fishery, that QS would not yield any
guaranteed amount and that LLP license
could not be used in a rockfish
cooperative or limited access fishery.
Only eligible harvesters holding LLP
licenses designated for the catcher/
processor sector could choose to
participate in the opt-out fishery.
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Eligibility for harvesters. The Program
would allocate QS to LLP license
holders based on the catch history
associated with the LLP licenses held by
that person at the time of application.
Eligibility to receive QS would be based
on the history of legal landings of
primary rockfish species in the Central
GOA associated with an LLP license.
A person would be eligible to receive
QS under this Program if: (1) That
person held the LLP license at the time
of application; (2) a vessel made
landings of primary rockfish species
attributed to that LLP license during a
specific time period; (3) those landings
were legal landings; and (4) that person
submitted a timely application that is
subsequently approved by NMFS.
A holder of an LLP license would be
required to hold a permanent fully
transferable LLP license endorsed for
Central GOA groundfish with a trawl
designation at the time of application to
participate in the Program. Although the
Council motion notes that an interim
LLP license would be considered as
eligible for QS under this Program,
NMFS has resolved all claims for
interim LLP licenses that are endorsed
for Central GOA groundfish with a trawl
designation. Therefore, interim LLP
licenses would not be considered
eligible LLP licenses for this Program.
NMFS would assign QS to a LLP
license if legal landings were attributed
to that LLP license, or made under the
authority of that LLP license for any of
the primary rockfish species during the
directed fishing seasons during the time
period established in Table 1. The LLP
was effective on January 1, 2000 (63 FR
52642). Some of the primary rockfish
species landings that could result in QS
could have been made on a vessel before
the LLP was effective, and LLP licenses
had been issued; this would include any
landings made between 1996 and 1999.
Any primary rockfish species landings
made on a vessel between 1996 and
1999 would be attributed to the LLP
license that was originally issued in
2000 based on the activities of that
vessel. Some landings that would result
in QS could have been made after the
effective date of the LLP and under the
authority of an LLP license; this would
include landings made between 2000
and 2002. This Program would include
legal landings made before and after the
effective date of the LLP.
NMFS did not track the use of an LLP
license on a specific vessel during the
2000 and 2001 calendar years. NMFS
would attribute legal landings for 2000
to 2001 to an LLP license based on the
presumption that the LLP license was
used aboard the same vessel to which
that LLP license was originally issued in
2000. An applicant to receive QS would
be required to submit documentation
establishing otherwise. This written
documentation would have to be
submitted to NMFS for review during
the application process.
Multiple LLP licenses can be used on
a vessel. Therefore, landings made on a
vessel could have been assigned to more
than one LLP license. If more than one
person claims the same landing to be
assigned to more than one LLP license,
then each LLP license would be
assigned an equal share of the QS
resulting from that landing. NMFS
would award the QS resulting from a
landing in another manner, only if the
applicants could provide written
documentation of an agreement
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establishing an alternative means for
distributing the QS. This written
documentation would have to be
provided to NMFS for review during the
application process. NMFS anticipates
very few landings would be claimed by
more than one person for more than one
LLP license based on experience with
previous rationalization programs.
A legal landing would include fish
caught, retained, and reported in
compliance with state and Federal
regulations in effect at the time of
landing. Specifically, the definition of a
legal landing would be further defined
for catcher vessels and catcher/
processor vessels as follows:
For catcher vessels, a legal landing
would include the harvest of groundfish
from the Central GOA regulatory area
that was offloaded and recorded on a
State of Alaska fish ticket during the
directed fishing season for the primary
rockfish fisheries, and an amount of
halibut mortality that was attributed to
that catcher vessel sector during the
directed fishing season for the primary
rockfish fisheries as shown in Table 1.
For catcher/processors, a legal landing
would include the harvest of groundfish
from the Central GOA regulatory area
that is recorded on a NMFS weekly
production reports (WPRs) during the
directed fishing season for the primary
rockfish fisheries, and an amount of
halibut mortality attributed to the
catcher/processor sector during the
directed fishing season for the primary
rockfish fisheries as shown in Table 1.
The directed fishing season dates that
would be used to establish a legal
landing for each of the primary species
are presented in Table 1:
TABLE 1.—DATES EACH YEAR FOR LEGAL LANDINGS OF PRIMARY SPECIES FISHERIES UNDER THE PROGRAM
Year
A legal rockfish landing includes
1996
1997
1998
1999
2000
2001
Northern rockfish that were harvested between;
July 1–July 20
July 1–July 10
July 1–July 14
July 4–July 26
and landed by ...................................
July 27 .............
July 17 .............
July 21 .............
Pelagic shelf rockfish that were harvested between;
July 1–Aug. 7
and Oct. 1–
Dec. 2.
Aug. 14 and
Dec. 9, respectively.
July 1–July 11
July 1–July 20
July 1–July 19
July 1–July 19
and Aug. 6–
Aug. 10.
July 26 and
Aug. 16, respectively.
July 1–Sept. 3
July 4–July 26
July 27 .............
July 26 .............
Sept. 10 ...........
Aug. 2 ..............
July 1–July 7 ...
June 30–July 8.
July 14 .............
July 1–July 11
and Aug. 6–
Aug. 8.
July 18 and
Aug. 15, respectively.
July 4–July 15
July 18 .............
July 1–July 6
and July 12–
July 14.
July 13 and
July 21, respectively.
July 1–July 23
and Oct. 1–
Oct. 21.
July 30 and
Oct. 28, respectively.
July 1–July 23
and Oct. 1–
Oct. 21.
July 30 and
Oct. 28, respectively.
July 1–July 12
July 22 .............
July 19 .............
July 15.
and landed by ...................................
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Pacific ocean perch that were harvested between;
and landed by ...................................
As shown in Table 1, NMFS would
consider legal landings for QS if the
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harvests were made during the season
opening and the landings were reported
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August 2 ..........
2002
June 30–July
21.
Aug. 2.
June 30–July
21.
July 28.
within seven days after the end of the
directed fishing season. This seven day
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rwilkins on PROD1PC63 with PROPOSAL_2
extension would accommodate
harvesters that caught rockfish during
the directed fishing season, but were not
able to deliver that catch until after the
season ended. Several days may be
required for a harvesting vessel to reach
processing facilities after the end of a
season, and the seven day extension
would accommodate those harvesters.
Additionally, this seven day period
would accommodate catcher/processors
that submitted WPRs in a timely
manner. Because the WPR is required
on a weekly basis, the season could
have ended before the WPR submission
deadline had been reached. A seven day
period after the end of the directed
fishing season to report landings would
accommodate catcher/processors
submitting WPRs.
A timely application would include a
complete application to participate in
the Program is that is received by NMFS
not later than 5 p.m. on December 1,
2006, or postmarked by that date. The
application process and specific
components required in the application
are detailed under Application and
Appeal Process below.
NMFS would consider an eligible
rockfish harvester as any person who
holds an LLP license with QS. The LLP
license holder may have obtained the
QS by submitting an approved
application to participate in the
Program, or received the LLP license
with QS through a NMFS-approved
transfer. The procedures for receiving an
LLP license through by transfer are
described in regulations at 50 CFR
679.4(k)(7).
Eligibility for Processors
The Program would require that
processors meet certain eligibility
requirements to receive any primary or
secondary species fish harvested by a
rockfish cooperative, or in a limited
access fishery. Processors that do not
meet these eligibility requirements
could receive only primary rockfish
harvested from the Central GOA under
the entry level fishery. Processor
eligibility would not guarantee a
processor a specific quantity of fish for
delivery. It would give processors the
ability to associate with a rockfish
cooperative with catcher vessel
harvesters or to compete with other
eligible processors to receive fish
harvested in the limited access fishery.
Eligibility to participate as a processor
in the Program would be limited to
those persons who: (1) Hold the
processing history of a processing
facility; (2) meet a minimum amount of
annual primary rockfish processing; and
(3) submit a timely application
approved by NMFS. Persons who meet
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this requirement would be an eligible
rockfish processor and would be
authorized to receive and process fish
harvested under the Program. Once a
person is an eligible processor, that
person may transfer this privilege,
subject to approval by NMFS.
A person would hold the processing
history of a shoreside processor or
stationary floating processor if he or she
owned the processing facility at the time
of application to participate in the
Program, or if that person held the
processing history from an otherwise
qualified processing facility under the
express terms of a written contract that
clearly and unambiguously provides
that such processing history is held by
that person. A copy of this contract
would need to be submitted to NMFS
for review with the application.
The effect of this provision is that a
person could hold processing history
that was earned during the qualifying
years even if that person does not own
the processing facility where those
rockfish were processed. This provision
would address a concern raised by the
public during the development of the
Program. At least one processing facility
that actively processed primary rockfish
species during the qualifying years, and
could be eligible under the Program is
no longer active. The processing history
from that processing facility was sold to
another processing entity. Allowing a
person to hold processing history
without owning the facility at which
that processing history was earned
would allow the holder of the
processing history to continue to receive
primary rockfish species and secondary
species under the Program and be
eligible to associate with harvesters in a
rockfish cooperative.
To become an eligible processor, the
holder of processing history must hold
processing history from a shoreside
processor or stationary floating
processor entity that received not less
than 250 metric tons in round weight
equivalent of legally landed primary
rockfish species each calendar year in
any four of the five calendar years from
1996 through 2000 during the directed
fishing season. The season dates are the
same as those established in Table 1 for
harvesters. NMFS will use State of
Alaska fish tickets to determine legal
landings of rockfish for processors.
If the Program is approved by the
Secretary of Commerce, a timely
processor application would need to be
submitted and received by NMFS not
later than 5 p.m. on December 1, 2006.
The specific components of the
application are described under
Application and Appeal Process below.
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The Official Rockfish Program Record
NMFS would determine the amount
of an eligible applicant’s QS, or a
person’s eligibility as a processor, based
on a review of the Official Rockfish
Program Record (Official Record).
NMFS would produce the Official
Record from data including State of
Alaska fish tickets, NMFS WPRs, and
other relevant information. NMFS
would presume the Official Record is
correct and an applicant would have the
burden of establishing otherwise
through an evidentiary appeals process.
That process is described under
Application and Appeal Process below.
Application and Appeal Process
To receive QS or processor eligibility,
a potentially eligible harvester or
processor must submit an application to
participate in the Program that is
received by NMFS by 5 p.m. on
December 1, 2006, or postmarked by
that date (if mailed). NMFS would
facilitate the application process by
making the application form available
on the NMFS, Alaska Region website
https://www.fakr.noaa.gov. Interested
persons may contact NMFS to request
an application package. NMFS would
mail an application package to all
potentially eligible LLP license holders
based on the address on record at the
time the application period opens. An
application may be submitted by mail,
fax, or hand delivery. The proposed
regulatory text (see § 679.81(e)) provides
addresses and delivery locations.
NMFS would require an application
to participate in the Program for
potentially eligible processors and
harvesters. The proposed regulatory text
(see § 679.81(e)) provides a detailed list
of the information required for the
application. Briefly, the application
would contain the following elements:
1. Identification and contact
information for the applicant;
2. Harvester information, including
vessel identification and LLP licenses
used on a vessel (harvesters only);
3. Identification of processing
activities, locations, and processing
history held by the applicant
(processors only); and
4. Name of the community in which
fish were processed (processors only).
The community is either the city if the
community is incorporated as a city
within the State of Alaska, or the
borough if the community is not in a
city incorporated within the State of
Alaska and the city is in a borough as
incorporated within the State of Alaska;
5. The four of the five calendar years
from 1996 through 2000 to establish
which harvesters would be included for
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consideration when establishing a
rockfish cooperative in association with
that processor—the processor qualifying
period (processors only);
6. A copy of the contract that the legal
processing history and rights to apply
for and receive processor eligibility
based on that legal processing history
have been transferred or retained (if the
processing history has been transferred);
7. Any other information deemed
necessary by NMFS. NMFS may request
additional information to clarify the
application and determine if an
applicant’s LLP license is qualified to
receive QS, or if an applicant is an
eligible rockfish processor; and
8. The applicant’s signature and
certification.
NMFS would evaluate applications
submitted during the specified
application period and compare all
claims in an application with the
information in the Official Record.
NMFS would accept claims in an
application it determines to be
consistent with information in the
Official Record. NMFS would not accept
inconsistent claims in the applications,
unless verified by documentation. An
applicant who submits inconsistent
claims, or an applicant who fails to
submit information supporting his or
her claims with their application, would
be provided a single 30-day evidentiary
period to submit the specified
information, submit evidence to verify
his or her inconsistent claims, or submit
a revised application with claims
consistent with information in the
Official Record. An applicant who
submits claims that are inconsistent
with information in the Official Record
would have the burden of proving that
the submitted claims are correct.
NMFS would evaluate additional
information or evidence to support an
applicant’s inconsistent claims
submitted prior to or within the 30-day
evidentiary period. If NMFS were to
determine that the additional
information or evidence met the
applicant’s burden of proving that the
inconsistent claims in his or her
application were correct, NMFS would
amend the Official Record with that
information or evidence. NMFS would
use this information or evidence to
determine the applicant’s eligibility.
However, if NMFS were to determine
that the additional information or
evidence did not meet the applicant’s
burden of proof that the inconsistent
claims in his or her application were
correct, NMFS would deny the
inconsistent claims. NMFS would notify
the applicant that the additional
information or evidence did not meet
the burden of proof to change the
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information in the Official Record
through an initial administrative
determination (IAD).
NMFS would prepare and send an
IAD to the applicant following the
expiration of the 30-day evidentiary
period if NMFS were to determine that
the information or evidence provided by
the applicant failed to support the
applicant’s claims and is insufficient to
rebut the presumption that the Official
Record is correct. NMFS’ IAD would
indicate the deficiencies and
discrepancies in the application, or
revised application, including any
deficiencies in the information, or the
evidence submitted in support of the
information. NMFS’ IAD would indicate
which claims could not be approved
based on the available information or
evidence. An applicant could appeal an
IAD. The appeals process is described
under 50 CFR 679.43. An applicant who
appeals an IAD would not receive
contested landing data until the appeal
was resolved in the applicant’s favor.
Once NMFS has approved an
application from a person holding a
valid fully transferrable LLP license
with legal rockfish landings, that person
would be an eligible rockfish harvester.
Once NMFS has approved an
application from a person with legal
rockfish processing history, that person
would be an eligible rockfish processor.
Quota Share Calculation Method for
Primary Rockfish Species
Once NMFS has determined that a
person is an eligible rockfish harvester,
NMFS would specify the QS for the
primary rockfish species for each LLP
license held by that eligible rockfish
harvester.
An eligible rockfish harvester who
holds an LLP license endorsed for
Central GOA groundfish fisheries with a
catcher/processor trawl designation
would be eligible to receive QS to
participate in the catcher/processor
sector. The allocation would be based
on any legal landings of primary species
that were harvested and processed
aboard the vessel from which that LLP
license was derived or used during the
qualifying periods. If landings were
made on a vessel that was originally
issued an LLP license in 2000 with a
catcher/processor designation, but the
primary rockfish species legally landed
by that vessel were not caught and
processed onboard that vessel, NMFS
would assign any QS resulting from
those legal landings to the catcher vessel
sector. Based on an initial review of
legal landings data, NMFS does not
anticipate any such allocations.
An eligible rockfish harvester who
holds an LLP license endorsed for
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33045
Central GOA groundfish fisheries with a
trawl designation and with landings that
were not processed at sea would be
eligible to receive QS to participate in
the catcher vessel sector. The allocation
would be based on any legal landings of
primary species that were harvested
aboard the vessel from which that LLP
license was derived or used during the
qualifying periods.
QS Calculation Procedure
NMFS would calculate the QS for
each of the three primary rockfish
species for each fully transferable LLP
license held by an eligible rockfish
harvester using the following
procedures.
First, NMFS would sum the legal
landings of each primary rockfish
species for each year from 1996 through
2002, including years with zero pounds,
during the fishery seasons listed in
Table 1.
Second, NMFS would sum the five
years with highest poundage of legal
landings for that LLP license for that
primary rockfish species (referred to the
highest five years for that LLP license).
Third, NMFS would divide the
highest five years for that LLP license by
the sum of all the pounds for all of the
highest five years for all LLP licenses for
that primary rockfish species. This
remaining amount is the ratio of the
highest five years of legal landings for
that LLP license compared to the
highest five years for all LLP licenses
with legal landings.
Fourth, NMFS would multiply this
ratio by the initial QS pool for that
primary rockfish species in units. This
would yield the QS that would be
issued for that LLP license in QS units.
The Council recommended that the sum
of all the initial QS units in a fishery
would equal the sum of the 2002 TAC
for that fishery (expressed in pounds).
Using a conversion of 2204.6 pounds
per metric ton for the 2002 TACs, the
initial QS pool units that would be
issued for the three primary species
fisheries are: Northern rockfish—
9,193,182 QS units; pelagic shelf
rockfish—7,672,008 QS units; Pacific
ocean perch—18,121,812 QS units. In
future years, the total QS units in a
fishery would vary from the initial QS
pool only if subsequent appeals,
enforcement actions, or other operations
of law were to affect the total number of
QS units (e.g., Congressional action).
Fifth, NMFS would determine the
amount of QS units for that LLP license
for a primary rockfish species that
would be assigned to the catcher/
processor sector. NMFS would
determine the percentage of legal
landings in the highest five years for
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that LLP license used to calculate the
QS assigned to the catcher/processor
sector and would multiply the QS units
for that license by this percentage. This
yields the QS units that would be
assigned to the catcher/processor sector
for that LLP license.
Finally, NMFS would determine the
amount of QS units for that LLP license
for a primary rockfish species that
would be assigned to the catcher vessel
sector. NMFS would determine the
percentage of legal landings in the
highest five years for that LLP license
used to calculate the QS assigned to the
catcher vessel sector and multiply the
QS units for that license by this
percentage. This yields the QS units to
that would be assigned to the catcher
vessel sector for that LLP license.
The total amount of QS units assigned
to the catcher vessel sector would be
equal to the sum of all QS units
assigned to all eligible rockfish
harvesters in the catcher vessel sector.
The total amount of QS assigned to the
catcher/processor sector would be equal
to the sum of all QS units assigned to
all eligible rockfish harvesters in the
catcher/processor sector.
If an application is denied by final
agency action, then all primary rockfish
species that would have been assigned
to that applicant based on that LLP
license would be redistributed among
all other eligible rockfish harvesters in
that sector in proportion to the amount
of their primary species QS. Based on
previous experience with other
rationalization programs (e.g., the
Halibut and Sablefish IFQ Program and
the Bering Sea/Aleutian Islands (BSAI)
Crab Rationalization Program), NMFS
anticipates that almost all potential
recipients of QS will apply.
NMFS would not issue separate QS
for the secondary species or halibut
PSC. Instead, NMFS would use the
amount of primary rockfish species QS
to determine the specific annual catch
amount for those species. The Council
recommended that NMFS base the
annual catch limit of secondary species
and halibut PSC on the historic harvests
of primary rockfish species attributed to
LLP licenses in that sector. NMFS
would incorporate this recommendation
in the annual determination of the catch
limit. The methods for calculating the
annual catch limit for primary rockfish
species, secondary species, and halibut
PSC are discussed below under TAC
Calculation Methods.
Participation in a Rockfish
Cooperative, Limited Access Fishery,
and Opt-Out Fishery
An eligible rockfish harvester who
receives QS allocation assigned to a
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specific LLP license would be required
to assign all the QS associated with the
LLP license to a specific rockfish
cooperative, a limited access fishery, or
the opt-out fishery. The eligible rockfish
harvester could not assign portions of
QS to different rockfish cooperatives, to
a rockfish cooperative and the limited
access fishery, or apportion the QS
otherwise. Once an LLP license and its
associated QS is assigned for a year, the
eligible rockfish harvester could not
reassign the LLP license or QS to a
different fishery during that year.
Each year, an eligible rockfish
harvester would be required to apply to
use the LLP license and its associated
QS to participate in a rockfish
cooperative, in the limited access
fishery, or in the opt-out fishery.
Applications would be available on the
NMFS website https://
www.fakr.noaa.gov, or NMFS would
mail applications to the applicant upon
request. Applications would have to be
submitted to NMFS by mail, fax, or
hand delivery (see ADDRESSES).
Applications would have to be
submitted by December 1 each year. An
eligible rockfish harvester could apply
to participate in only one fishery per
year with an LLP license and its
associated QS. The application would
be valid for one year. The contents of
the specific applications are as follows:
Application for CFQ. A rockfish
cooperative that submits an application
that is approved by NMFS would
receive a CFQ permit. The CFQ permit
would contain the rockfish
cooperative’s CFQ of primary and
secondary species and halibut PSC,
based on the collective QS of the LLP
licenses held by the cooperative
members. The CFQ permit also would
identify the members of the rockfish
cooperative and the vessels authorized
to harvest the CFQ. A vessel named on
a CFQ permit would be considered to be
actively engaged in fishing the CFQ for
that rockfish cooperative fishery and
would be subject to all observer,
permitting, and reporting requirements
applicable to vessels fishing CFQ. A
rockfish cooperative would be required
to submit an amended application for
CFQ to add or remove a vessel eligible
to fish the CFQ assigned to that
cooperative. NMFS would be required
to approve any amendments to the
application for CFQ. NMFS’ issuance of
a CFQ permit to a rockfish cooperative
would not be a determination that the
rockfish cooperative was formed or was
operating in compliance with antitrust
law.
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A complete application would be
required to contain the following
information:
1. Identification and contact
information of the rockfish cooperative;
2. Names of the members of the
rockfish cooperative, including
information on the LLP licenses
assigned to the rockfish cooperative;
3. A copy of the business license and
articles of incorporation or partnership
agreement signed by the members of the
rockfish cooperative;
4. Terms that specify that: Processor
affiliated harvesters could not
participate in price setting negotiations
except as permitted by general antitrust
law, and that the cooperative must
establish a monitoring program
sufficient to ensure compliance with the
Program; and
5. Applicant(s) signature and
certification.
Application for the limited access
fishery. In order to participate in the
limited access fishery for a year, an
eligible rockfish harvester would be
required to submit an application for the
limited access fishery. An application
would include the following
information:
1. Identification and contact
information of the eligible rockfish
harvester;
2. Information on the LLP license(s)
and vessels that would be assigned to
the limited access fishery; and
3. Applicant signature and
certification.
Application to opt-out. In order to
opt-out of the Program for a year, an
eligible rockfish harvester with catcher/
processor QS would be required to
submit an application to opt-out. An
application would include the following
information:
1. Identification and contact
information of the eligible rockfish
harvester;
2. Information on the LLP license(s)
and vessels that would be assigned to
the opt-out fishery; and
3. Applicant signature and
certification.
TAC and Halibut PSC Calculation
Method
Annually, NMFS would determine
the amount of primary species,
secondary species, and halibut PSC that
would be allocated to each fishery based
on the total amount of QS assigned to
each fishery. Table 2 describes the
proposed annual allocations to a
rockfish cooperative, limited access
fishery, or opt-out fishery.
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33047
TABLE 2.—ANNUAL ALLOCATIONS BY FISHERY TYPE AND SPECIES
Fishery type
Primary rockfish species
Rockfish cooperatives .....................
Limited access fishery .....................
Opt-out (catcher/processor sector
only).
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NMFS would calculate the amount of
primary rockfish species TAC that
would be assigned to the Program on an
annual basis by first deducting the
incidental catch allowance (ICA) for
primary rockfish species harvests in
other non-Program fisheries from the
TAC for that fishery. Primary rockfish
species are incidentally harvested in
other fisheries (e.g., trawl flatfish
fisheries) and NMFS must set aside
some bycatch amount for those
fisheries. After accounting for this ICA,
95 percent of the remaining TAC for a
primary rockfish species (TACs) would
be assigned for use by rockfish
cooperatives and limited access
fisheries in the catcher vessel and
catcher/processor sectors. Five percent
of the remaining TAC would be
allocated for use in the entry level
fishery.
The TACs would be apportioned
between the catcher/processor sector
and the catcher vessel sector. The
amount of TACs assigned to the catcher/
processor sector would be determined
by multiplying the TAC by the ratio of
QS units assigned to all LLP licenses
that receive QS in the catcher/processor
sector divided by the QS pool for that
primary rockfish fishery. The amount of
TACs assigned to the catcher vessel
sector would be determined by
multiplying the TAC by the ratio of QS
units assigned to all LLP licenses that
receive QS in the catcher vessel sector
divided by the QS pool for that primary
rockfish fishery.
Determining the TAC by Fishery Type.
Once NMFS determines how much
TACs is assigned to each sector, the
TACs for each sector would be divided
between the rockfish cooperative fishery
and the limited access fishery in that
sector depending on the amount of QS
held by each LLP license assigned to
each fishery.
17:57 Jun 06, 2006
Halibut PSC
CFQ is allocated to each rockfish cooperative with an exclusive harvest privilege.
TAC is allocated to the catcher No specific amount is allocated. No specific amount is allocated.
vessel or C/P sector limited acThe limited access fishery is
Habilbut bycatch is limited by
cess fishery. There is no exclulimited by a trip-based maxthe PSC limit for that time pesive harvest privilege. Particiimum retainable amount (MRA)
riod specified for the respective
pants within the sector compete
established in Table 3 of 50
deep and shallow water comfor the TAC.
CFR part 679.
plex fisheries.
No allocation. Any amount that No allocation ................................ No allocation. Halibut bycatch is
would have been allocated is
limited by the PSC limit for that
redistributed among catcher/
time period specified for the reprocessor sector participants in
spective deep and shallow
rockfish cooperatives and the
water complex fisheries.
limited access fishery.
Primary Rockfish Species
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Secondary species
Jkt 208001
LLP licenses assigned to a rockfish
cooperative would yield CFQ that
would be based on the sum of all QS
units associated with all LLP licenses
assigned to the rockfish cooperative for
a specific primary rockfish species. The
annual CFQ issued to a cooperative
would be equal to the TACs assigned to
that primary rockfish fishery in that
sector multiplied by the QS units
assigned to that cooperative divided by
the QS pool for that sector in that
fishery.
The TAC for a limited access fishery
would be based on the proportion of the
QS for that primary rockfish species in
that sector associated with the LLP
licenses assigned to the limited access
fishery. The TACs assigned to a limited
access fishery for a sector would be
equal to the primary rockfish fishery
TACs remaining after the allocation of
CFQ was made to the rockfish
cooperatives in that sector. These TACs
would be assigned to a catcher vessel
limited access fishery and a catcher/
processor limited access fishery.
In the catcher/processor sector, an
adjustment to the CFQ assigned to
rockfish cooperatives and TAC for the
limited access fishery would be made to
account for LLP licenses assigned to the
opt-out fishery. The QS assigned to the
opt-out fishery in the catcher/processor
sector would not yield any TAC
allocation for that QS. Instead, the TAC
that would have resulted from that QS
if it were assigned to a rockfish
cooperative or limited access fishery
would be redistributed to the rockfish
cooperatives and the limited access
fishery in the catcher/processor sector.
This redistribution would be
proportional to the relative holdings of
QS held by a rockfish cooperative or
limited access fishery in the catcher/
processor sector.
See Table 4 for more information on
the use of the CFQ by a rockfish
cooperative.
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Secondary Species
The proposed rule would define
secondary species as species that were
historically harvested during the
directed rockfish fisheries. Secondary
species would be allocated as an
exclusive harvest privilege only to
rockfish cooperatives. Rockfish
cooperatives would receive CFQ for
specific secondary species. Eligible
rockfish harvesters in a limited access
fishery, or opt-out fishery, would not be
allocated exclusive harvest privileges
for secondary species. Harvesters in the
limited access fishery or opt-out fishery
would be able to retain secondary
species during the limited access
fishery, or in non-Program fisheries, but
would be subject to a maximum
retainable amount (MRA) limit.
Secondary species allocated as CFQ to
rockfish cooperatives would be
allocated differently between
cooperatives in the catcher vessel and
catcher/processor sectors. For
participants in a rockfish cooperative,
NMFS would issue secondary species
CFQ that would be linked to the amount
of QS allocated to an LLP license.
The secondary species would be
treated differently in the catcher/
processor and catcher vessel sectors
based on the historic harvest patterns in
those sectors. Historically, harvesters in
both sectors have tended to retain all
sablefish harvested with trawl gear and
thornyhead rockfish caught in
conjunction with rockfish harvests
because they were high value species.
Traditionally, catcher vessels retained
Pacific cod during the course of their
rockfish harvests; however, this was less
common among catcher/processors.
Consequently, the Council
recommended managing Pacific cod in
the catcher vessel sector using an MRA
that would reflect historic harvest rates
but provide more flexibility for the fleet
than a fixed ‘‘hard cap’’ allocation of
CFQ might provide. Similarly, catcher/
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processors typically had markets for
rougheye and shortraker rockfish and
tended to retain these species in greater
proportion than catcher vessels and the
Council recommended an allocation of
these species to catcher/processors.
However, the Council recommended an
MRA for shortraker and rougheye
rockfish for the catcher vessel fleet that
would require the discarding of all
shortraker or rougheye rockfish if the
aggregate shortraker/rougheye MRA
limit was exceeded. The MRA
percentages recommended for the
catcher vessel sector for shortraker and
rougheye rockfish would provide some
flexibility for the harvesters in these
sectors yet maintain harvests within
historic levels.
Rockfish cooperative fishery. Table 3
shows the specific secondary species
that would be allocated as CFQ to
rockfish cooperatives in the catcher
vessel sector and catcher/processor
sector.
TABLE 3.—SECONDARY SPECIES ALLOCATED TO ROCKFISH COOPERATIVES IN THE CENTRAL GOA BY FISHERY SECTOR
Secondary species
Rockfish cooperatives in the catcher vessel
sector
Rockfish cooperatives in the
catcher/processor sector
Pacific cod ..........................................................
CFQ allocated based on the cooperative’s aggregate primary rockfish species QS holdings within the sector.
Not allocated. Managed under an MRA of
combined rougheye/shortraker rockfish up
to 2.0% per trip.
Not allocated. Managed under a maximum
retainable amount (MRA) of 4.0% per trip.
Rougheye rockfish ..............................................
Sablefish allocated to trawl gear ........................
CFQ allocated based on the cooperative’s aggregate primary rockfish species QS holdings within the sector.
Shortraker rockfish .............................................
Not allocated. Managed under an MRA of
combined rougheye/shortraker rockfish up
to 2.0% per trip. A maximum of 9.72% of
the shortraker TAC on an annual basis may
be retained.
CFQ allocated based on the cooperative’s aggregate primary rockfish species QS holdings within the sector.
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Thornyhead rockfish ...........................................
Each calendar year, the Regional
Administrator would determine the
poundage of secondary species that
would be assigned to the Program.
NMFS would determine the maximum
poundage of fish that could be harvested
by the appropriate sector. The poundage
of fish that could be harvested by a
sector would be assigned only to
rockfish cooperative(s) within that
sector. The poundage of fish that could
be harvested by a specific sector and
assigned to a specific rockfish
cooperative would be determined
according to the following procedure:
First, NMFS would sum the amount
of each secondary species retained by
all catcher/processors and catcher
vessels during the directed rockfish
fisheries during all qualifying season
dates. This would yield the Program
catcher/processor sector harvests and
catcher vessel sector harvests,
respectively.
Second, NMFS would sum the
amount of each secondary species
retained by all catcher/processors and
all catcher vessels in the Central GOA
from January 1, 1996 through December
31, 2002. This would be the total
harvest.
Third, for each secondary species,
NMFS would divide the rockfish
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harvests for that sector by the total
harvests and multiply by 100. This
would yield the percentages of
secondary species assigned to the
rockfish fishery catcher/processor sector
and catcher vessel sector, respectively.
Fourth, NMFS would multiply the
percentage of secondary species
assigned to the sector by the TAC for
that secondary species. This would be
the TAC allocated to that sector. This
method would be the same for all
secondary species, except rougheye
rockfish and shortraker rockfish for the
catcher/processor sector.
The TAC of rougheye rockfish
allocated to the catcher/processor sector
would be 58.87 percent of the TAC for
the Central GOA. The TAC of shortraker
rockfish allocated to the catcher/
processor sector would be 30.03 percent
of the TAC for the Central GOA. This
proposed rule would implement the
Council’s recommendation to fix the
allocation of TAC with these
percentages based on an analysis of the
relative catch of the catcher/processor
sector during the historic fishing
periods. The details of this analysis are
contained in the EA/RIR/IRFA prepared
for this proposed action (see
ADDRESSES).
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Up to 30.03% of the TAC in the Central GOA
is allocated as CFQ among cooperatives
based on the cooperative’s aggregate primary rockfish species QS holdings within
the sector.
Up to 58.87% of the TAC in the Central GOA
is allocated as CFQ among cooperatives
based on the cooperative’s aggregate primary rockfish species QS holdings within
the sector.
CFQ allocated based on the cooperative’s aggregate primary rockfish species QS holdings within the sector.
CFQ allocated based on the cooperative’s aggregate primary rockfish species QS holdings within the sector.
NMFS would base the CFQ of
secondary species assigned to each
cooperative on the sum of QS associated
with each LLP license assigned to the
rockfish cooperative. To determine the
CFQ assigned to a rockfish cooperative,
NMFS would multiply the TAC of the
secondary species that was assigned to
each sector by the percentage of the
aggregate primary rockfish species QS
held by that cooperative in that sector.
Limited access and opt-out fisheries.
QS assigned to a limited access fishery
or the opt-out fishery would not result
in an annual exclusive allocation.
Instead, secondary species would be
managed according to an MRA in the
limited access fishery and the opt-out
fishery. The secondary species MRA in
the limited access fishery would be
reduced from current MRA levels. This
approach would reduce the incentive
for eligible harvesters to participate in a
limited access fishery and ‘‘top off,’’ or
selectively target high value, secondary
species such as trawl sablefish or Pacific
cod. The intent of the Program is to
increase the economic viability of the
rockfish species, not to create an
accelerated race for secondary species in
the limited access fishery. NMFS
believes that lower MRAs would reduce
that incentive. This approach was
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rwilkins on PROD1PC63 with PROPOSAL_2
analyzed in the EA/RIR/IRFA for this
proposed action.
The MRA for the opt-out fishery
would be the same as MRAs currently
applicable in GOA directed fisheries.
Participants in the opt-out fishery could
not target Central GOA rockfish;
therefore, a lowered MRA in the Central
GOA is not necessary. Opt-out vessels
are largely excluded from the Program
and would not be able to use Central
GOA rockfish as a source for basis
species against which they could
account their ‘‘top-off’’ secondary
species.
‘‘Hard cap’’ management of
shortraker and rougheye rockfish in the
catcher/processor sector. The Council
directed that allocations of shortraker
and rougheye rockfish should be
managed as a ‘‘hard cap’’ for the
catcher/processor sector. NMFS has
interpreted this provision to mean that
NMFS should manage to limit the
maximum amount of harvests to this
amount for all participants in that
sector. NMFS therefore would allocate
shortraker and rougheye rockfish to
each rockfish cooperative by
multiplying the percentage of QS
assigned to the catcher/processor sector
that is held by that cooperative by an
amount equal to 30.03 percent of the
Central GOA TAC for shortraker
rockfish, or 58.87 percent of the Central
GOA TAC for rougheye rockfish.
Shortraker and Rougheye rockfish
would not be allocated to the limited
access sector, but the limited access
fishery would be limited to a reduced
MRA to minimize harvests and the
incentive to ‘‘top off’’ on these species.
If the catcher/processor sector as a
whole exceeded either 30.03 percent of
the TAC for shortraker rockfish, or 58.87
percent of the TAC for rougheye
rockfish, then NMFS would prohibit
retention of that species for all catcher/
processor vessels in the Program. This
prohibition would include any vessels
operating in a rockfish cooperative even
if that cooperative still had unused CFQ.
The intent of this prohibition is to meet
the goals of maintaining catcher/
processor harvests below the ‘‘hard cap’’
of 30.03 percent of the TAC for
shortraker rockfish and 58.87 percent of
the TAC for rougheye rockfish.
Halibut PSC Allocation for Rockfish
Cooperatives
Under the Program, rockfish
cooperatives would be allocated CFQ for
halibut PSC that could be used while
fishing for primary rockfish species or
secondary species. Halibut PSC CFQ
would represent the amount of halibut,
in metric tons, that could be
incidentally caught and killed by a
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rockfish cooperative. Under current
regulations, halibut can only be
harvested and retained commercially
under the Halibut IFQ Program and
Community Development Quota (CDQ)
Program; in all other fisheries halibut is
considered a prohibited species and
must be discarded at sea with a
minimum of injury.
NMFS uses the halibut mortality rates
established by the International Pacific
Halibut Commission (IPHC) and
observer data to estimate the amount of
mortality of discarded halibut. The
IPHC determines the halibut mortality
rate for various gears and target fisheries
based on data from prior years. These
halibut mortality rates are published in
the annual harvest specifications and
the justification for these rates is
published in Appendix A of the annual
Stock Assessment and Fishery
Evaluation Reports. NMFS estimates the
amount of halibut that is killed in the
various groundfish fisheries based on
data from onboard observers and applies
the mortality rate to the unobserved
portion of the fleet. NMFS then
apportions the available halibut
mortality among fisheries. As halibut is
caught, NMFS multiplies the estimated
halibut caught by the mortality rates to
produce a halibut bycatch mortality
amount.
Halibut PSC CFQ allocated under the
Program would allow cooperatives to
continue fishing in fisheries with
known halibut bycatch and resulting
mortality. Each calendar year, the
Regional Administrator would
determine the metric tons of halibut
bycatch mortality that would be
assigned to the Program. This amount
would be assigned to the appropriate
sector. NMFS would allocate halibut
PSC CFQ to rockfish cooperative(s)
within a sector based on the QS of LLP
licenses assigned to the rockfish
cooperatives. Halibut PSC CFQ would
be allocated only to participants in
rockfish cooperatives.
Halibut PSC assigned to a limited
access fishery or the opt-out fishery
would not result in an individual
allocation. Participants in those
fisheries would continue to be subject to
the aggregate halibut PSC limits that
NMFS establishes for that gear type and
target fishery.
Calculation for the sector. The total
halibut PSC CFQ assigned to each sector
would be determined according to the
following procedure:
First, NMFS would sum the amount
of halibut mortality by all vessels in a
sector during the directed fishery for
any primary rockfish species during all
qualifying season dates. This would be
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33049
the rockfish sector halibut bycatch
amount.
Second, NMFS would sum the
amount of all halibut mortality by all
vessels in the Central GOA Regulatory
Area from January 1, 1996 through
December 31, 2002. This would be the
total halibut mortality.
Third, NMFS would divide the
rockfish sector harvest by the total
halibut mortality and multiply by 100.
This would be the percentage of the
halibut mortality assigned to the sector
in the rockfish fishery.
Finally, NMFS would multiply the
percentage of halibut mortality assigned
to the sector in the rockfish fishery by
the total halibut mortality for the GOA
for that year. This would be the halibut
PSC amount allocated to the sector.
The amount of halibut PSC CFQ that
would be assigned to each cooperative
in each sector would be determined
according to the following procedures.
In each sector, each cooperative would
have halibut PSC CFQ assigned to it that
would be derived from the QS units
assigned to that rockfish cooperative. To
determine the CFQ assigned to a
cooperative, NMFS would multiply the
halibut PSC amount allocated to that
sector by the percentage of the aggregate
primary rockfish species QS held by
that cooperative in that sector.
Example of the Annual Allocations
The following example details the
allocation of TAC and halibut PSC
within the catcher/processor sector. The
calculation method would be similar for
the catcher vessel sector except that
there is no opt-out fishery for the
catcher vessel sector.
First, an ICA amount would be
deducted for bycatch needs in other
fisheries.
Second, ninety-five (95) percent of the
TAC of each of the three allocated
rockfish species, Pacific ocean perch,
pelagic shelf rockfish, and northern
rockfish would be allocated for the nonentry level portion of the Program (i.e.,
rockfish cooperatives and the limited
access fisheries). The remaining 5
percent of the TAC would be allocated
to the entry level fishery. To simplify
the example, we will assume that half
the aggregate QS of the three allocated
rockfish species would be allocated to
the catcher/processor sector, and half to
the catcher vessel sector. Fifty (50)
percent of 95 percent of the TAC of each
of the three allocated rockfish species
would be allocated to the catcher/
processor sector and the other 50
percent of 95 percent of the TAC for
each of the three species would be
allocated to the catcher vessel sector.
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Third, we will assume that there are
10 LLP licenses, each with 10 percent of
the QS assigned to the catcher/processor
sector for the three allocated rockfish
species. Eligible rockfish harvesters
holding four LLP licenses would assign
those LLP licenses to a rockfish
cooperative. This represents 40 percent
of the total primary rockfish species QS
in the catcher/processor sector. This
would yield 40 percent of the total TAC
assigned to the catcher/processor sector
for each of the primary species as CFQ
to be harvested by the rockfish
cooperative. Eligible rockfish harvesters
holding four LLP licenses would assign
those licenses to the limited access
fishery. This represents 40 percent of
the total primary rockfish species QS in
the catcher/processor sector. This would
yield a limited access fishery TAC of 40
percent of the catcher/processor TAC for
each of the primary species. Eligible
rockfish harvesters holding two LLP
licenses would assign those licenses to
the opt-out fishery. This represents 20
percent of the total primary rockfish
species QS in the catcher/processor
sector.
Fourth, NMFS would reassign the
portion of the TAC represented by the
QS from the opt-out fishery to the
rockfish cooperative fishery and the
limited access fishery, in proportion to
the holdings of aggregate QS associated
with the LLP licenses assigned to each
fishery. Because the cooperative and
limited access fishery would have the
same relative holdings of aggregate QS
for the three primary rockfish species
(each would have 40 percent of the
total), half the opt-out amount would be
reassigned to the rockfish cooperative,
and half to the limited access fishery.
Adding the opt-out amount to their
existing allocations means that the
rockfish cooperative would be assigned
CFQ for each of the primary rockfish
species representing 50 percent of the
TAC assigned to the catcher/processor
sector, and the limited access fishery
would be assigned 50 percent of the
TAC for each of the primary rockfish
species assigned to the catcher/
processor sector. The CFQ assigned to
the rockfish cooperative could be
exclusively harvested by the rockfish
cooperative, the eligible rockfish
harvesters in the limited access fishery
would compete with each other for their
collective allocation of this rockfish
TAC, in this case 50 percent of the
remaining TAC.
Fifth, NMFS would determine the
amount of CFQ for secondary species
and halibut PSC that would be allocated
to the rockfish cooperative. The
allocation of CFQ for secondary species
and halibut PSC would be based on the
percentage of the primary species QS
allocation that would be assigned to the
rockfish cooperatives in a sector—in the
example, 40 percent of the total QS in
the sector. The limited access fishery
would not receive a TAC of secondary
species based on its primary rockfish
QS; and the limited access fishery
would not receive an allocation of
halibut PSC. So, in the example, NMFS
would allocate the rockfish cooperative
40 percent of the total CFQ of secondary
species and halibut PSC that could be
allocated to the catcher/processor
sector. The remaining 60 percent of the
potential secondary species and halibut
PSC CFQ for the catcher/processor
sector would not be allocated for that
year because 60 percent of the QS in the
catcher/processor sector is not assigned
to a rockfish cooperative. The harvest
amounts of secondary species in the
limited access fishery would be
controlled by MRAs that apply to that
limited access fishery. Halibut PSC
usage in the limited access fishery
would be subject to existing restrictions
on trawl gear.
Rockfish Cooperatives
The Program would regulate the
formation of rockfish cooperatives and
the use of CFQ. NMFS would issue a
CFQ permit to each rockfish cooperative
that specified how much CFQ it could
harvest. This amount would be based on
the sum of the QS of the cooperative
members and any CFQ that the rockfish
cooperative subsequently receives by
transfer from another rockfish
cooperative. The Council provided
numerous recommendations on the
specific requirements to form a rockfish
cooperative that this proposed action
would implement. Table 4 details those
requirements through a question and
answer format.
TABLE 4.—REQUIREMENTS TO JOIN A ROCKFISH COOPERATIVE AND THE LIMITATIONS ON THE USE OF CFQ BY THE
ROCKFISH COOPERATIVE
Requirement
Catcher vessel sector
Who may join a rockfish cooperative?
What is the minimum number of LLP licenses
that must be assigned to form a cooperative?
rwilkins on PROD1PC63 with PROPOSAL_2
Is an association with an eligible rockfish processor required?
What if an eligible rockfish harvester did not deliver any legal landings assigned to an LLP license to an eligible rockfish processor during
a processor qualifying period?
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Catcher/processor vessel sector
Only persons who are eligible rockfish harvesters may join a rockfish cooperative. Persons
who are not eligible rockfish harvesters may be employed by, or serve as the authorized
representative of a cooperative, but are not members.
No minimum requirement.
Two LLP licenses assigned QS in the catcher/
processor sector. These licenses can be
held by one or more persons.
Yes. An eligible rockfish harvester may only No.
be a member of a cooperative formed in
association with an eligible rockfish processor to which the harvester made the plurality of legal landings assigned to the LLP
license(s) during the applicable processor
qualifying period chosen by an eligible rockfish processor in the application to participate in the Program.
That eligible rockfish harvester can assign N/A.
that LLP license to any cooperative.
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33051
TABLE 4.—REQUIREMENTS TO JOIN A ROCKFISH COOPERATIVE AND THE LIMITATIONS ON THE USE OF CFQ BY THE
ROCKFISH COOPERATIVE—Continued
Requirement
Catcher vessel sector
What is the Processor Qualifying Period?
Is there a minimum amount of QS that must be
assigned to a rockfish cooperative for it to be
allowed to form?
What is allocated to the rockfish cooperative?
Is this CFQ an exclusive harvest privilege?
Is there a season during which designated vessels must catch CFQ?
Can any vessel catch a rockfish cooperative’s
CFQ?
Can the member of a rockfish cooperative
transfer CFQ individually without the approval
of the other members of the rockfish cooperative?
Can a rockfish cooperative in the catcher/processor sector transfer a sideboard limit assigned to that rockfish cooperative?
Is there a hired master requirement?
Can an LLP license be assigned to more than
one rockfish cooperative in a calendar year?
Can an eligible rockfish processor be associated with more than one rockfish cooperative?
rwilkins on PROD1PC63 with PROPOSAL_2
Can an LLP license be assigned to a rockfish
cooperative and the limited access fishery or
opt-out fishery?
Which members may harvest the rockfish cooperative’s CFQ?
Does a rockfish cooperative need a contract?
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Catcher/processor vessel sector
The processor qualifying period is the four of N/A.
five years from 1996 through 2000 that are
used to establish the legal landings that are
considered for purposes of establishing an
association with an eligible rockfish processor. Each eligible rockfish processor will
select a processor qualifying period in the
application to participate in the Program.
The processor qualifying period may not be
changed once selected for that eligible
rockfish processor, including upon transfer
of processor eligibility. The same processor
qualifying period will be used for all LLP licenses to determine the legal landings that
are considered for purposes of eligible rockfish harvesters establishing an association
with an eligible rockfish processor.
Yes. A rockfish cooperative must be assigned No.
QS that represents at least 75 percent of all
the legal landings of primary rockfish species delivered to that eligible rockfish processor during the Processor Qualifying Period selected by that processor.
CFQ for primary rockfish species, secondary species, and halibut PSC, based on the QS
assigned to all of the LLP licenses that are assigned to the cooperative.
Yes, the members of the rockfish cooperative have an exclusive harvest privilege to collectively catch this CFQ, or a cooperative can transfer all or a portion of this CFQ to another
rockfish cooperative.
Yes, any vessel designated to catch CFQ for a rockfish cooperative is limited to catching CFQ
during the season beginning on May 1 through November 15.
No, only vessels that are named on the application for CFQ for that rockfish cooperative, including any vessels named on amendment(s) to that application, can catch the CFQ assigned to that rockfish cooperative.
No, only the rockfish cooperative, and not individual members, may transfer its CFQ to another
rockfish cooperative, but only if that transfer is approved by NMFS.
N/A.
No, sideboard limits are limits applicable to
that rockfish cooperative, and may not be
transferred among rockfish cooperatives.
No, there is no hired master requirement.
N/A.
No. An LLP license can only be assigned to one rockfish cooperative in a calendar year. An
eligible rockfish harvester holding multiple LLP licenses may assign different LLP licenses to
different rockfish cooperatives subject to any other restrictions that may apply.
No. An eligible rockfish processor can only N/A.
associate with one rockfish cooperative per
year. A person who is permitted as an eligible rockfish processor based on holdings of
more than one processing history would be
issued a separate eligible rockfish processor permit for that processing history and
may be able to form an association with a
rockfish cooperative as a separate and distinct eligible rockfish processor subject to
any other restrictions that may apply.
No. Once an LLP license is assigned to a rockfish cooperative, any QS assigned to that LLP
license yields CFQ to that rockfish cooperative for the calendar year.
That is determined by the rockfish cooperative contract signed by its members. Any violations
of this contract by one cooperative member may be subject to civil claims by other members
of the rockfish cooperative.
Yes, a rockfish cooperative must have a membership agreement or contract that specifies how
the rockfish cooperative intends to harvest its CFQ. A copy of this agreement or contract
must be submitted with the application for CFQ.
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TABLE 4.—REQUIREMENTS TO JOIN A ROCKFISH COOPERATIVE AND THE LIMITATIONS ON THE USE OF CFQ BY THE
ROCKFISH COOPERATIVE—Continued
Requirement
Catcher vessel sector
What happens if the rockfish cooperative catch
exceeds its CFQ amount?
Is there a limit on how much CFQ a rockfish
cooperative may hold or use?
Is there a limit on how much CFQ a vessel may
harvest?
If my vessel is fishing in a directed flatfish fishery in the Central GOA and I catch groundfish and halibut PSC, does that count against
the rockfish cooperative’s CFQ?
Can my rockfish cooperative negotiate prices
for me?
Are there any special reporting requirements?
rwilkins on PROD1PC63 with PROPOSAL_2
What is required in the annual rockfish cooperative report?
Exception for assigning an LLP to a
processor. An eligible rockfish harvester
that holds an LLP license with QS for
the catcher vessel sector and that does
not have landings associated with an
eligible rockfish processor from January
1, 1996 through December 31, 2000,
may join any rockfish cooperative.
However, any such harvester is not
considered as contributing to the
amount of landings necessary to meet a
minimum of 75 percent of the total
landings that were delivered to that
processor during the four calendar years
selected by that processor for the
purposes of establishing the minimum
landings required to form a rockfish
cooperative.
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Catcher/processor vessel sector
A rockfish cooperative is not authorized to catch fish in excess of its CFQ. Exceeding a CFQ is
a violation of the Program regulations. Each member of the rockfish cooperative is jointly
and severally liable for any violations of the Program regulations while fishing under authority of a CFQ permit. This liability extends to any persons who are hired to catch or receive
CFQ assigned to a rockfish cooperative. Each member of a rockfish cooperative is responsible for ensuring that all members of the rockfish cooperative comply with all regulations applicable to fishing under the Program.
Yes, generally, a rockfish cooperative may not No, but a catcher/processor vessel is still subhold or use more than 30 percent of the agject to any vessel use caps that may apply.
gregate primary rockfish species CFQ asSee the Use Cap section of the preamble
signed to the sector for that calendar year.
for the provisions that apply.
See the Use Cap section of the preamble
for the provisions that apply.
No. However, a vessel may not catch more Yes, generally, no vessel may harvest more
CFQ than the CFQ assigned to that rockthan 60 percent of the aggregate primary
fish cooperative.
rockfish species TAC assigned to the sector
for that calendar year, unless subject to an
exemption. See the Use Cap section of the
preamble for the provisions that apply.
Any vessel authorized to harvest the CFQ assigned to a rockfish cooperative must count any
catch of primary rockfish species, secondary species, or halibut PSC against that rockfish
cooperative’s CFQ from May 1 until November 15, or until the authorized representative of
that rockfish cooperative has submitted a rockfish cooperative termination of fishing declaration that has been approved by NMFS.
Groundfish harvests would not be debited against the rockfish cooperative’s CFQ if the vessel
is not authorized to harvest CFQ. In this case, any catch of halibut would be attributed to the
halibut PSC limit for that directed target fishery and gear type.
The rockfish cooperatives formed under the Program are intended to conduct and coordinate
harvest activities for their members. Rockfish cooperatives formed under the Program are
subject to existing antitrust laws. Collective price negotiation by a rockfish cooperative must
be conducted in accordance with existing antitrust laws.
Yes, each year a rockfish cooperative must submit an annual rockfish cooperative report to
NMFS by December 15 of each year.
The annual rockfish cooperative report must include at a minimum:
• The rockfish cooperative’s CFQ, sideboard limit (if applicable), and any rockfish sideboard
fishery harvests made by the vessels in the rockfish cooperative on a vessel-by-vessel
basis;
• The rockfish cooperative’s actual retained and discarded catch of CFQ and sideboard limit
on an area-by-area and vessel-by-vessel basis;
• A description of the method used by the rockfish cooperative to monitor fisheries in which
rockfish cooperative vessels participated;
• A description of any civil actions taken by the rockfish cooperative in response to any
members that exceeded their allowed catch.
Transfers
The Program would allow transfers of
CFQ between rockfish cooperatives. The
Program would also permit the transfer
of processor eligibility. QS can not be
transferred separately from the LLP
license. QS could only be transferred by
transferring the LLP license with which
the QS is associated. Transfer
procedures for LLP licenses are in the
Federal regulations at 50 CFR 679.4.
Transfer of CFQ
Once NMFS issues CFQ to a rockfish
cooperative, it could be fished by
members of the rockfish cooperative, or
transferred to another rockfish
cooperative. A rockfish cooperative in
the catcher vessel sector, however,
could not transfer CFQ to a rockfish
cooperative in the catcher/processor
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sector. The Council recommended this
restriction to address concerns about the
loss of shorebased processing, potential
employment and tax revenue if catcher/
processor rockfish cooperatives could
receive rockfish harvested with CFQ
from catcher vessel rockfish
cooperatives. Transfer of CFQ would be
valid only during the calendar year of
the transfer.
To standardize the reporting of
information, transfers would have to be
completed using an application for
inter-cooperative transfer available on
the NMFS Alaska Region Web site at
https://www.fakr.noaa.gov, or by directly
contacting NMFS (see ADDRESSES). A
rockfish cooperative could only transfer
CFQ if:
1. The rockfish cooperative identified
the amount and type of CFQ transferred
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and the rockfish cooperative and
rockfish cooperative member to which
that CFQ was transferred. CFQ received
by a rockfish cooperative would have to
be attributed to a member of that
rockfish cooperative to apply the use
caps (see Use Cap section for more
detail);
2. The transfer would not cause the
receiving rockfish cooperative to exceed
its use cap limitations. The rockfish
cooperative would be responsible for
ensuring that any transfer does not
exceed rockfish cooperative use cap
provisions; and
3. NMFS approved the transfer.
rwilkins on PROD1PC63 with PROPOSAL_2
Transfer of Processor Eligibility
Eligible rockfish processors could
transfer their eligibility to another
person. Eligible rockfish processors
could not suballocate their eligibility or
the legal landings that were used to
qualify that processor. Any transfer of
rockfish processor eligibility would
include the entire processing history
and eligibility and the specific years
that were originally selected to establish
linkages with eligible rockfish
harvesters. NMFS would prohibit the
transfer of portions of processing
history. This prohibition would prevent
processing history from being divided,
creating the potential for a large number
of processors to form by transferring the
minimum amount of processing history
to create new eligible rockfish
processors. This prohibition is
necessary so that NMFS can reasonably
establish which landings were delivered
to a specific processor and determine if
minimum landing standards to form
rockfish cooperatives by a defined group
of eligible rockfish harvesters have been
met. This prohibition is also consistent
with Council intent to limit the number
of potentially eligible processors.
Additionally, any transfer of
processor eligibility could not be made
to a person who would use that
processor eligibility to associate with a
rockfish cooperative that would receive
rockfish or secondary species fish
outside the community where the
processor eligibility was originally
earned. This restriction would prevent a
processor from associating with rockfish
cooperatives outside of the community
in which it historically operated.
A transfer of processor eligibility
would require notification to NMFS
through an application to transfer
processor eligibility available on the
NMFS Alaska Region Web site at https://
www.fakr.noaa.gov, or by directly
contacting NMFS (see ADDRESSES). In
order for a transfer application to be
effective:
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1. The transferor and transferee would
have to provide identification
information;
2. Both the transferor and transferee
would have to certify the transfer; and
3. NMFS would have to approve the
transfer.
Limited Access Fishery
The Program would establish separate
limited access fisheries for eligible
rockfish harvesters for the catcher vessel
sector and catcher/processor sector. An
eligible rockfish harvester would decide
to participate in a limited access fishery
on an annual basis through an
application for the limited access
fishery, available on the internet at
https://www.fakr.noaa.gov, and
submitted by December 1 of each year.
NMFS would assume that unless an LLP
license were assigned to either a
rockfish cooperative or the opt-out
fishery for the catcher/processor sector,
that LLP license would be assigned to
the limited access fishery for that sector.
This would ensure that all LLP licenses
are assigned to at least one of the
Program fisheries.
The limited access fishery for both
sectors would open on July 1 of each
year and would remain open until the
TACs for all three primary rockfish
species is reached, or until November 15
of each year. NMFS would manage the
limited access fishery for the catcher
vessel sector and the catcher/processor
sector separately. NMFS would
announce the closure of a limited access
fishery in the Federal Register.
The amount of primary rockfish
species TAC for the limited access
fishery would be a limit on the
maximum collective amount of rockfish
catch by participating vessels. NMFS
would monitor the amount of fish
available to a limited access fishery. If
the amount of fish available to the
fishery were small and the expected
harvest rates of the participants in the
fishery was high, NMFS could choose
not to open that limited access fishery,
or could choose to open a limited access
fishery for only some of the primary
rockfish species (e.g., Pacific ocean
perch but not northern rockfish).
If an eligible rockfish harvester
assigned an LLP license to the limited
access fishery, the QS from that license
would be pooled with the QS from all
other LLP licenses assigned to the
limited access fishery. The limited
access fishery would be issued a TAC
equivalent to the percentage of the total
QS allocated to the limited access
fishery in that sector for that primary
rockfish fishery. Quota share assigned to
the limited access fishery in the catcher
vessel sector would be part of the TAC
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33053
harvested by any eligible rockfish
harvester who had assigned an LLP
license for use in the limited access
fishery in the catcher vessel sector.
Likewise, QS assigned to the limited
access fishery in the catcher/processor
sector would be part of the TAC
harvested by any eligible rockfish
harvester who had assigned an LLP
license for use in the limited access
fishery in the catcher/processor sector.
Unlike the rockfish cooperative fishery,
no exclusive harvest privilege would
exist in the limited access fishery.
Primary rockfish species harvested by
catcher vessels in the limited access
fishery would have to be delivered to an
eligible rockfish processor.
No CFQ of secondary species or
halibut bycatch would be allocated to
the limited access fishery. Instead,
limited access fishery participants
would be subject to an MRA based on
the species that they target. The MRA
would be a fixed percentage of
incidentally caught fish that an eligible
rockfish harvester may retain relative to
the fish onboard the vessel. In the
limited access fishery, the MRA would
be measured against the amount of
primary rockfish onboard the vessel.
Incidental species, such as trawl
sablefish, could only be retained as a
percentage of the primary rockfish
aboard the vessel.
To reduce the potential for limited
access participants to ‘‘top-off’’ or target
potentially valuable incidental species
up to the MRA, the MRA assigned to
participants in the limited access fishery
would be set at a level adequate to allow
some retention of these species, but low
enough to avoid creating an incentive to
specifically ‘‘top off’’ on those species.
The MRA for the limited access fishery
is set at a lower percentage than is
currently applied in the rockfish
fisheries. A lower MRA for the limited
access fishery was recommended by the
Council to reduce the incidental harvest
of these species. The specific MRA rates
for incidental species are provided in
Table 30 of the proposed regulatory text.
Opt-Out Fishery
An eligible rockfish harvester that
holds an LLP license with QS in the
catcher/processor sector could choose to
opt-out of many of the Program
restrictions. The harvester could make
the decision to opt-out on an annual
basis by submitting an application to
opt-out. The application is available on
the internet at https://
www.fakr.noaa.gov, and would have to
be submitted by December 1 of each
year. An eligible rockfish harvester
holding an LLP license with QS in the
catcher vessel sector could not choose to
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opt-out of the Program. Some
restrictions under the Program would
still apply to the use of any LLP license
assigned to the opt-out fishery during a
year (see the Sideboard Provisions
section, below). If an eligible rockfish
harvester were to assign an LLP license
to the opt-out fishery, the harvester
could not use that LLP license on a
vessel that is participating in a rockfish
cooperative, limited access fishery, or
the entry level fishery. Effectively, this
would preclude a vessel that used an
LLP license in the opt-out fishery from
directed fishing for the three primary
rockfish species in the Central GOA.
Any portion of the TAC that would be
derived from the QS associated with an
LLP license in the opt-out fishery would
be redistributed to the eligible rockfish
harvesters participating in cooperatives
and the limited access fishery in the
catcher/processor sector. This TAC
would be redistributed in proportion to
the QS holdings in each rockfish
cooperative and the limited access
fishery for the catcher/processor sector.
Any TAC associated with the LLP
licences assigned to the opt-out fishery
would be reallocated for each year that
the LLP license was assigned to the optout fishery.
Use Caps
As with other rationalization
programs, the intent of the use caps
under the Program is to limit the degree
of consolidation that could occur in the
Central GOA rockfish fisheries. These
use caps would balance the goals of
improving economic efficiency,
maintaining employment opportunities
for vessel crew, and providing
financially affordable access
opportunities for new participants.
NMFS would require eligible rockfish
harvesters, cooperatives, processors, and
catcher/processor vessel operators to
submit information through the annual
applications, cooperative transfers, and
annual catch reports. NMFS would use
the information to enforce the use cap
provisions, to track primary rockfish
species QS use, and dissuade eligible
rockfish harvesters from forming
corporate arrangements that would
frustrate the goal of the use caps. The
use caps under this Program apply to
the primary rockfish species. Use caps
would not apply to the use of secondary
species or halibut PSC.
There would be four types of use
caps: (1) A cap on the amount of QS an
eligible rockfish harvester could hold;
(2) a cap on the amount of primary
rockfish species CFQ that an eligible
rockfish harvester could use; (3) a cap
on the amount of primary rockfish
species CFQ that a vessel in the catcher/
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processor sector could harvest; and (4)
a limit on the amount of primary
rockfish species an eligible rockfish
processor could receive and process.
Different use caps would apply
depending on whether the QS or CFQ
are for use in the catcher vessel or the
catcher/processor sector. For example, if
an eligible rockfish harvester holds an
LLP license with QS in the catcher
vessel sector, then that harvester would
be subject to a use cap that applies to
the holding of QS in that sector. If that
same eligible rockfish harvester holds a
different LLP license with QS in the
catcher/processor sector, then that
holder would have a different use cap
that would apply to the holding of QS
in that sector.
Quota share use caps. QS use caps
would limit the amount of aggregate
primary species rockfish QS that may be
held by an eligible rockfish harvester.
These QS use caps would be based on
the aggregate initial QS pool assigned to
each sector. The initial QS pool in each
of the three primary species fisheries,
would be: Northern rockfish—9,193,182
QS units; pelagic shelf rockfish—
7,672,008 QS units; Pacific ocean
perch—18,121,812 QS units. The
aggregate initial QS pool would be
34,987,002 units. A percentage of the
aggregate initial QS pool would be
allocated to the catcher vessel sector
and a percentage to the catcher/
processor sector. An eligible rockfish
harvester could not hold more than 5
percent of the aggregate primary
rockfish species QS assigned to the
catcher vessel sector, or more than 20
percent of the aggregate primary
rockfish species QS assigned to the
catcher/processor sector.
The Official Record would indicate
the relative percentage of the legal
landings in the catcher vessel and the
catcher/processor sector. NMFS could
not determine the exact amount of the
initial QS pool that would be assigned
to each sector until the applications to
participate in the program were
processed. NMFS would determine the
number of QS units for the catcher
vessel and catcher/processor sector QS
use cap once the applications are
processed. The QS use cap would be
based on a percentage of the initial QS
pool. NMFS would establish a QS use
cap that would not fluctuate with
changes in the QS pool that could occur
due to the resolution of appeals, or other
operations of law that would modify the
QS pool. This would provide stability to
QS holders.
NMFS would calculate the amount of
QS held by an eligible rockfish harvester
using the ‘‘individual and collective
rule.’’ This method is similar to one
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used in the Halibut and Sablefish IFQ
Program. NMFS would include the sum
of all QS held individually by an
eligible rockfish harvester and the
percentage of any holdings used
collectively by that eligible rockfish
harvester through a corporation,
partnership, or other entity.
CFQ use caps. NMFS would apply
CFQ use caps to eligible rockfish
harvesters, rockfish cooperatives, and
processors. NMFS would apply CFQ use
caps to limit the amount of CFQ derived
from the QS held by an eligible rockfish
harvester. As an example, an eligible
rockfish harvester could not use an
amount of CFQ greater than the amount
derived from: 5 percent of the aggregate
initial QS pool in the catcher vessel
sector; or 20 percent of the aggregate
initial QS pool in the catcher vessel
sector. An eligible rockfish harvester
would be considered to use CFQ if he
or she assigns QS to a rockfish
cooperative that results in CFQ for use
by that rockfish cooperative. The
amount of CFQ that is used by an
eligible rockfish harvester also would
include any CFQ a rockfish cooperative
receives by transfer that is attributed to
an eligible rockfish harvester. All CFQ
received by transfer would have to be
assigned to an eligible rockfish harvester
who is a member of that cooperative for
purposes of calculating use caps. This
would limit cooperatives to use no more
CFQ than the maximum amount of CFQ
that could be derived from the
maximum amount of QS that could be
held by all of its members. Therefore,
the total CFQ usage by an eligible
rockfish harvester would be the sum of
the CFQ derived from QS held by that
eligible rockfish harvester and all CFQ
attributed to that eligible rockfish
harvester as a result of a CFQ transfer.
CFQ use caps would limit the
maximum amount of CFQ that could be
assigned to any one cooperative. NMFS
would apply CFQ use caps only to
rockfish cooperatives in the catcher
vessel sector. NMFS would apply the
catcher vessel cooperative use cap as a
percentage of the aggregate initial QS
pool assigned to the catcher vessel
sector. Catcher vessel rockfish
cooperatives would be limited to using
not more than 30 percent of the CFQ
allocated to the catcher vessel sector.
The amount of CFQ used by an
eligible rockfish harvester would be
calculated using the ‘‘individual and
collective rule.’’ An eligible rockfish
harvester’s holding of CFQ would
include all CFQ attributed to that
individual and the percentage of any
CFQ attributed to that individual
through a corporation, partnership, or
other entity. Therefore, CFQ use would
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include all CFQ derived from an eligible
rockfish harvester’s QS holdings, either
individually or through corporate
ownership, and all CFQ attributed to an
individual as a result of an intercooperative transfer of CFQ.
NMFS would not apply CFQ use caps
to cooperatives in the catcher/processor
sector. Although NMFS would not
apply a CFQ use cap to catcher/
processor cooperatives, NMFS would
limit the maximum amount of CFQ that
could be used on any one catcher/
processor vessel.
Use caps for the catcher/processor
sector. NMFS would limit a vessel
participating in the catcher/processor
sector from harvesting more than 60
percent of the CFQ of primary rockfish
species in the catcher/processor sector.
Primary rockfish species processing
caps. Eligible rockfish processors would
be subject to CFQ use caps. NMFS
would limit an eligible rockfish
processor from receiving or processing
more than 30 percent of the aggregate
rockfish primary species that would be
allocated to the catcher vessel sector.
Unlike the other use caps, this
processing limitation would include
both CFQ and any primary rockfish
species assigned to the limited access
fishery. The intent of this use cap is to
limit the degree of processor
consolidation, including cases where
the processor is receiving primary
rockfish species harvested under a CFQ
permit by a cooperative and by vessels
in the catcher vessel sector limited
access fishery. NMFS would calculate
the usage of aggregate rockfish primary
species usage by using the ‘‘AFA 10
percent threshold rule.’’ This method is
similar to one used in the AFA and the
33055
BSAI Crab Rationalization Program.
NMFS would include all primary
rockfish species received by an eligible
processor and all fish received by any
other eligible rockfish processor in
which that eligible rockfish processor
has a 10 percent or greater direct or
indirect ownership interest as applying
to the use cap calculation. NMFS would
apply this more stringent provision to
processors to dissuade eligible rockfish
processors from forming corporate
arrangements that would consolidate
the already limited number of distinct
processors even further and frustrate the
goal of the use cap, which is to limit the
degree of consolidation in the fishery.
Table 5 describes the use cap amounts
and limits that would apply to eligible
rockfish harvesters, rockfish
cooperatives, and eligible rockfish
processors.
TABLE 5.—USE CAPS IN THE PROGRAM
Primary species aggregate QS
and CFQ use cap based on
the initial QS pool assigned to
each sector (percent)
Entity
Catcher vessel
sector
Eligible rockfish harvester ........................................................................................................................................
Rockfish cooperative ...............................................................................................................................................
Processor .................................................................................................................................................................
Vessel ......................................................................................................................................................................
Grandfather provisions. As with other
rationalization programs in the North
Pacific, the Program would allow those
persons whose initial allocation of QS
and resulting CFQ is in excess of the use
caps to retain that amount. Commonly
called ‘‘grandfather provisions,’’ these
provisions would accommodate
participants who historically had greater
participation in the fishery than the use
caps would allow. Any person eligible
for the grandfather provisions would be
limited to their initial holdings. If a
grandfathered eligible rockfish
harvester, processor, or owner of a
catcher/processor vessel transferred an
Catcher/processor sector
5.0
30.0
30.0
N/A
20.0
N/A
N/A
60.0
LLP license and associated QS, then that
person would be limited to that
resulting amount, or the use cap,
whichever is greater. Table 6 defines the
requirements that would apply for
qualifying for a grandfather provision.
TABLE 6.—ELIGIBILITY CRITERIA FOR A GRANDFATHER PROVISION
This entity . . .
Meets the grandfather eligibility requirements if . . .
Eligible rockfish harvester ........................................................................
(1) He or she held LLP license(s) at the time of application in the program that would result in QS or CFQ in excess of the use caps; and
(2) the LLP license(s) were held by that eligible rockfish harvester
prior June 6, 2005 (the time of final Council action on this Program).
It is comprised of members who include eligible rockfish harvesters
that meet the grandfather eligibility requirements.
It receives and processes CFQ derived from a rockfish cooperative that
meets the grandfather eligibility requirements.
An LLP license used on that vessel prior to June 6, 2005, is assigned
QS that results in CFQ in excess of the use cap, and the CFQ derived from that LLP license is used on that vessel.
Catcher vessel rockfish cooperative ........................................................
Processor ..................................................................................................
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Catcher/processor vessel .........................................................................
Sideboard Provisions
NMFS would expect the Program to
improve the economic efficiency of
eligible rockfish harvesters, primarily by
encouraging consolidation through the
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use of rockfish cooperatives. NMFS
anticipates that rockfish cooperatives
would be likely to use fewer vessels to
harvest the same amount of fish with
less cost, resulting in greater net profits
for rockfish cooperative members.
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NMFS anticipates that some eligible
rockfish harvesters could use their
vessels and LLP licenses to participate
in other groundfish fisheries,
particularly cod, flatfish, and rockfish
fisheries in the West Yakutat District,
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Western GOA, and in the BSAI. With
the added economic efficiency likely to
be created by this Program, eligible
rockfish harvesters could use this
economic efficiency to offset operational
costs in other fisheries, or expand into
new fisheries. This could economically
disadvantage harvesters in these other
fisheries.
The Council recommended Program
elements that would limit the ability of
eligible rockfish harvesters to expand
into other fisheries. These types of
limitations are common to North Pacific
rationalization programs and are
commonly called sideboards.
Sideboards would limit the total amount
of harvest by eligible rockfish harvesters
in other fisheries. Sideboards would
limit the amount of halibut PSC that
may be used in certain directed
groundfish fisheries. Some of the
specific sideboard measures in this
Program would prohibit directed fishing
for certain groundfish fisheries. Most of
the sideboard measures would be in
effect only during the month of July.
Traditionally, the Central GOA rockfish
fishery was open in July, and therefore
the sideboards would restrict fishing
during the historic timing of the fishery,
but allow eligible rockfish harvesters to
participate in fisheries before or after
the historic rockfish season.
A sideboard would limit both an LLP
license with QS assigned to it, and a
vessel on which legal landings were
made that could generate QS. This
provision would restrict an eligible
rockfish harvester from assigning an
LLP license to a rockfish cooperative,
and using the vessel which generated
the QS to target other fisheries.
Sideboards would apply to federally
permitted vessels fishing in Federal
waters and adjacent waters opened by
the State of Alaska when the state
adopts a Federal fishing season. The
opening of State of Alaska waters in
concurrence with the Federal fishing
season is commonly known as a parallel
fishery. The State of Alaska opens a
parallel fishery to accommodate
harvesters as they target fish stocks that
freely move between State and Federal
jurisdiction. Harvests in state waters
during the parallel fishery are
considered part of the Federal TAC
because vessels move between State and
Federal waters during the concurrent
parallel and Federal fisheries. The State
opens the parallel fisheries through
emergency order by adopting the
groundfish seasons, bycatch limits, and
allowable gear types that apply in the
adjacent Federal fisheries.
Specific sideboards would apply to
specific fishery components in the
Program. The Council recommended a
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suite of sideboard measures to meet two
broad, potentially competing, goals: To
constrain eligible rockfish harvesters
from expanding their harvesting
capacity in other non-Program fisheries;
and to provide an opportunity for
harvesters, particularly in the catcher/
processor sector, to continue to
participate in other fisheries they have
historically fished. Sideboards would
fall into two broad categories: Sideboard
limits that constrain the amount of catch
in specific regions and fisheries during
July; and directed fishery closures that
prohibit fishing in specific fisheries and
regions during July. Some sideboards
would apply to both sectors, some
would apply only to the catcher vessel
sector, and some would apply only to
the catcher/processor sector. The
Program would include five types of
sideboards: (1) General sideboards; (2)
catcher vessel sideboards; (3) catcher/
processor rockfish cooperative
sideboards; (4) catcher/processor
limited access sideboards; and (5)
catcher/processor opt-out sideboards.
General Sideboards
General sideboards would apply to all
LLP licenses and vessels that could be
used to generate QS. General sideboards
would include eligible rockfish
harvesters, and any vessel or LLP that
could have generated QS, even if the
holder of that LLP license or vessel
owner did not submit an application to
participate in the program. The Council
intended that general sideboard
provisions would apply to all LLP
licenses and vessels potentially eligible
for the Program. The Council intended
to limit the ability of a person with
limited legal landings to choose not to
apply for the Program and expand their
harvesting opportunities in fisheries
that were traditionally harvested by
vessel also eligible for the Program. The
general sideboard provisions would
meet that intent.
The Program would establish a
specific exemption from general
sideboards for vessels that would be
otherwise subject to sideboard
restrictions in the GOA under the AFA.
Additional sideboards under this
Program would impose additional
restrictions on already limited vessels
under the AFA regulations.
General sideboards would apply to
the catcher vessel and catcher/processor
sectors. General sideboards would
establish a sideboard limit on rockfish
harvests in the Western GOA, and West
Yakutat District, and halibut PSC limits
in the Central GOA, Western GOA, and
West Yakutat District during the month
of July.
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A sideboard limit in the Western GOA
and West Yakutat District rockfish
fisheries would limit the pounds of fish
that could be caught by vessels fishing
subject to the sideboard restriction to
historic harvest levels. The halibut PSC
sideboard limit in the Central GOA,
Western GOA, and West Yakutat District
would indirectly limit the harvests of
specific groundfish flatfish species that
historically have been limited not by
their TAC, but by halibut PSC. A halibut
PSC sideboard would constrain the
amount of halibut PSC that can be used
when harvesting flatfish species.
The Western GOA and West Yakutat
District rockfish sideboard limit would
be based on the historic share of catch
for a specific rockfish fishery by vessels
that generated legal landings that could
generate QS under the Program. The
sideboard would be determined by
measuring catch by these vessels during
July from 1996 through 2002, as
compared to the total harvests by all
vessels during this period in the
particular directed groundfish fishery.
This would yield a percentage of the
total harvests in that directed
groundfish fishery. On an annual basis,
this percentage would be multiplied by
the TAC for that directed groundfish
fishery. This amount would be the
sideboard limit. Sideboard limits would
be assigned to the appropriate sector,
either the catcher/processor or the
catcher vessel sector.
The EA/RIR/IRFA prepared for this
action clarifies that the sideboard
provisions would apply only to Pacific
ocean perch, pelagic shelf rockfish, and
northern rockfish (see ADDRESSES).
Other rockfish species would not be
subject to specific sideboard limits, but
would be subject to existing
management measures such as MRAs.
NMFS would establish the sideboard
limit for each of the three rockfish
species (i.e., Pacific ocean perch, pelagic
shelf rockfish, and northern rockfish) for
each sector using the percentage of
historic harvests of that rockfish species
for that sector based on calculations in
the EA/RIR/IRFA prepared for this
action. The EA/RIR/IRFA notes the
amount of historic harvest by vessels
and LLP licenses subject to sideboards
for the three rockfish species in July as
a percentage of the total harvests by all
trawl vessels in July. This is further
detailed by sector and management area.
NMFS would establish the sideboard
limit for each sector, fishery, and
management area based on the
computations provided in the EA/RIR/
IRFA to provide the industry with
sideboard limits that would be based on
the best available information and
would meet expectations discussed
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throughout the public development of
the sideboard limits during the Council
process.
Table 7 displays the percentage of the
annual TAC assigned to each sector for
each rockfish fishery in the Western
GOA and West Yakutat District based on
the information provided in the EA/RIR/
IRFA. A discussion of the data and
analytic process used in the
development of the sideboard amounts
is provided in Section 2.5 of the EA/
RIR/IRFA. NMFS would not establish a
general sideboard limit for northern
rockfish in the West Yakutat District
because the fishery was not open for
directed fishing during 1996 through
2002.
TABLE 7.—SIDEBOARD LIMITS BY SECTOR FOR WEST YAKUTAT DISTRICT AND WESTERN GOA ROCKFISH
Catcher/processor sector
(percent of the
TAC)
Management area
Fishery
West Yakutat District ....................................................
Pelagic shelf rockfish ....................................................
Pacific ocean perch ......................................................
Pelagic shelf rockfish ....................................................
Pacific ocean perch ......................................................
Northern rockfish ..........................................................
Western GOA ...............................................................
Catcher vessel
sector (percent
of the TAC)
72.4
76.0
63.3
61.1
78.9
1.7
2.9
0.0
*
0.0
rwilkins on PROD1PC63 with PROPOSAL_2
* Not released due to confidentiality requirements on fish ticket data established by the State of Alaska.
The sideboard limits established in
Table 7 would be assigned to each
sector for each fishery and would limit
the maximum amount of fish that sector
could harvest. A specific subset of this
fixed percentage would be assigned to
rockfish cooperatives in the catcher/
processor sector only. Cooperatives in
the catcher/processor sector would
receive a sideboard limit equal to the
percentage of rockfish QS assigned to
that cooperative multiplied by the total
sideboard limit assigned to the catcher/
processor sector for a species in a
specific management area. For example,
if 61.1 percent of the Western GOA TAC
for pelagic shelf rockfish were assigned
to the catcher/processor sector, and a
rockfish cooperative was assigned 10
percent of the total rockfish QS in the
catcher/processor sector (i.e., 10 percent
of the aggregate rockfish QS for Pacific
ocean perch, pelagic shelf rockfish , and
northern rockfish), NMFS would assign
that cooperative 10 percent of 61.1
percent, or 6.11 percent of the Western
GOA TAC for pelagic shelf rockfish. A
sideboard limit specified for a catcher/
processor cooperative would limit only
that cooperative. This sideboard limit
could not be transferred to another
cooperative. NMFS would not establish
similar sideboard limits for cooperatives
in the catcher vessel sector. Table 7
indicates that historically very small
amounts of rockfish in the Western GOA
and West Yakutat District have been
harvested by the catcher vessel sector.
Table 7 indicates that historically the
catcher/processor sector has harvested
most of the rockfish in the Western GOA
and West Yakutat District. Cooperative
specific sideboards for the catcher/
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processor sector would reduce the
incentive for cooperatives within the
catcher/processor sector to race to catch
the maximum amount allowed under a
sideboard limit and potentially exceed
the TAC established for these species.
The Program would establish
sideboard limits on how much halibut
PSC may be used in the Central GOA,
Western GOA, and West Yakutat District
in addition to sideboards on rockfish
harvests in the Western GOA and West
Yakutat District. Halibut PSC sideboards
would limit the amount of halibut that
may be incidentally caught and killed
while fishing for groundfish.
NMFS would base the specific halibut
PSC sideboard limit, the limit on the
pounds of halibut PSC allocated to
vessels fishing subject to a sideboard, on
the historic use of halibut PSC in July
by vessels in each sector. NMFS would
establish distinct halibut PSC
sideboards for a shallow-water species
complex and a deep-water complex.
Because halibut PSC limits in the GOA
are established based on fishery
complexes based on the depth of the
targeted groundfish species, the halibut
PSC sideboard limit for the shallow
water complex would be based on
average halibut PSC by vessels subject
to sideboards in the shallow-water
flatfish and flathead sole fisheries. The
halibut PSC sideboard limit for the
deep-waters species complex would be
based on average halibut PSC by vessels
subject to sideboards in the arrowtooth
flounder, deep-water flatfish, rex sole,
and rockfish fisheries.
NMFS proposes to establish the
sideboard limit for the shallow-water
fishery complex and the deep-water
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fishery complex for each sector based on
the historic halibut PSC usage
calculated in the EA/RIR/IRFA prepared
for this proposed action. The EA/RIR/
IRFA describes the amount of historic
halibut PSC by vessels and LLP licenses
subject to sideboard limits in July as a
percentage of the total halibut PSC by
all trawl vessels in July for that fishery
in that sector and management area.
NMFS would establish the sideboard
limit for each sector based on the
computations provided in the EA/RIR/
IRFA to provide the industry with
sideboard limits that would be based on
the best available information and
would meet expectations discussed
throughout the public development of
the sideboard limits during the Council
process.
Table 8 displays the percentage of the
annual GOA halibut PSC limit in the
shallow-water complex and deep-water
complex assigned to each sector in the
Central GOA, Western GOA, and West
Yakutat District based on the
information provided in the EA/RIR/
IRFA. The percentage assigned as a
sideboard limit would be equal to the
annual average halibut PSC by vessels
and LLP licenses subject to the
sideboard limit during July from 1996
through 2002 in that sector divided by
the total average halibut mortality
assigned to the GOA trawl sector during
1996 through 2002. During this time
period, the average annual halibut PSC
was equal to 2000 metric tons. A
discussion of the data and analytic
process used in the development of the
sideboard amounts is provided in
Section 2.5 of the EA/RIR/IRFA.
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TABLE 8.—SIDEBOARD LIMITS BY SECTOR FOR WEST YAKUTAT DISTRICT, CENTRAL GOA, AND WESTERN GOA ANNUAL
HALIBUT MORTALITY
Shallow-water
complex halibut mortality
limit (percent
of the GOA
annual halibut
mortality limit)
Management area
Sector
Western GOA ...............................................................
Catcher/Processor sector .............................................
Catcher Vessel Sector ..................................................
Catcher/Processor sector .............................................
Catcher Vessel Sector ..................................................
Catcher/Processor sector .............................................
Catcher Vessel Sector ..................................................
Central GOA .................................................................
rwilkins on PROD1PC63 with PROPOSAL_2
West Yakutat District ....................................................
As with the rockfish sideboard limits,
NMFS would establish a specific subset
of the halibut PSC limit to rockfish
cooperatives in the catcher/processor
sector only. Cooperatives in the catcher/
processor sector would receive a portion
of the catcher/processor sideboard limit
equal to the percentage of QS assigned
to that cooperative in the catcher/
processor sector multiplied by the
halibut PSC limit. For example, if 1.78
percent of the Central GOA Halibut PSC
is assigned to the catcher/processor
sector, and a rockfish cooperative is
assigned 10 percent of the total rockfish
QS in the catcher/processor sector (i.e.,
10 percent of the aggregate rockfish QS
for Pacific ocean perch, pelagic shelf
rockfish , and northern rockfish), NMFS
would assign that cooperative 10
percent of 1.78 percent, or 0.178 percent
of the Central GOA halibut PSC. A
sideboard limit specified for a catcher/
processor cooperative would limit that
cooperative. This sideboard limit could
not be transferred to another
cooperative. NMFS would not establish
similar sideboard limits for cooperatives
in the catcher vessel sector.
NMFS would manage the sideboard to
meet the intent of the Council, which is
to maintain a limit on rockfish harvests
and halibut PSC during the month of
July. NMFS would review the sideboard
limits for specific fisheries, sectors, and
regions and would not open a fishery if
a sideboard limit was not adequate to
support harvests or halibut PSC. NMFS
would close fisheries for vessels subject
to a sideboard if harvests in those
fisheries result in the harvest of
sideboard species in excess of the
sideboard limit. NMFS would use the
following standards and require the
necessary monitoring to ensure
adequate accounting:
First, NMFS would require any vessel
subject to sideboard limitations
operating in the Central GOA, Western
GOA, and West Yakutat District from
July 1 until July 31 to adhere to all catch
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monitoring requirements. This would
allow NMFS to assess harvest rates, and
monitor harvests in that fishery (see the
Observer section of the preamble below
for more information).
Second, NMFS would require all
vessels subject to a sideboard limit to
retain all rockfish caught during July 1
through July 31 in the Western GOA and
the West Yakutat District. NMFS would
require vessels to retain rockfish
regardless of the specific target fishery.
The goal of the sideboard limit would be
to ensure historic harvest levels are not
exceeded. NMFS would require
retention of rockfish harvested
incidental to other directed fisheries
(e.g., Western GOA arrowtooth
flounder), and debit them against the
sideboard limit applicable to that sector.
NMFS would prohibit vessels from
directed fishing in a specific rockfish
fishery in a specific area for a specific
sector, if that sideboard limit is reached.
Third, NMFS would debit all halibut
PSC in a sector attributed to the
shallow-water species complex or deepwater species complex in the Central
GOA, Western GOA, and West Yakutat
District in July against the shallowwater halibut PSC sideboard or deepwater halibut PSC sideboard limit, as
appropriate, for a sector in a specific
management area. This would ensure
that all halibut PSC in July is debited
against the sideboard limit established
for the appropriate complex and sector.
NMFS would close directed fishing
for non-rockfish fisheries in specific
species complexes once the halibut PSC
sideboard limit is reached. Specifically,
if the halibut PSC limit for the deepwater complex in a management area is
reached, NMFS would close directed
fishing for arrowtooth flounder, deepwater flatfish, and rex sole in that
management area. If the halibut PSC
sideboard limit for the shallow-water
complex in a management area is
reached, NMFS would close directed
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Deep-water
complex halibut mortality
limit (Percent
of the GOA
annual halibut
mortality limit)
0.16
0.00
0.37
6.14
0.01
0.18
1.56
0.00
1.78
0.98
0.65
0.10
fishing for flathead sole and shallow
water flatfish in that management area.
An example of the management of
rockfish sideboard limits and halibut
PSC sideboard limits follows. Assuming
that catcher vessels subject to the
sideboard restrictions target Pacific
ocean perch rockfish in the Western
GOA, then all rockfish harvested by
those vessels would be debited against
the rockfish sideboard for the catcher
vessel sector. Because rockfish are in the
deep-water complex, all halibut PSC
occurring in the rockfish fishery would
be debited against the deep-water
species complex halibut PSC sideboard
for catcher vessels as well. NMFS would
close the deep-water species complex
(arrowtooth flounder, deep-water
flatfish, and rex sole), for the catcher
vessel sector once the halibut PSC
sideboard limit is reached. NMFS would
still account for any halibut PSC in the
rockfish fishery and debit it against the
general halibut PSC limit for the GOA.
NMFS would close the rockfish
sideboard fishery for directed fishing
(e.g., Pacific ocean perch), once the
rockfish sideboard limit for the catcher
vessel sector had been reached.
In the Central GOA, NMFS would
calculate the shallow-water halibut PSC
sideboard limit and deep-water halibut
PSC sideboard limit by including all
halibut mortality for that sector in the
month of July. NMFS would assign
vessels that participate in a rockfish
cooperative an allocation of halibut PSC
CFQ for the incidental mortality of
halibut occurring during the Central
GOA Program fisheries. This halibut
PSC CFQ allocation would be derived
from usage in the rockfish fisheries that
are in the deep-water complex. NMFS
would debit all halibut PSC in a sector,
including CFQ, against the deep-water
halibut mortality halibut PSC sideboard
limit. This accounting method would
ensure that all halibut PSC in July is
debited against the proper sideboard
limit. If the deep-water halibut PSC
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sideboard limit is reached, vessels
participating in rockfish cooperatives
could continue to use halibut PSC CFQ
during the prosecution of their primary
rockfish species and secondary species
CFQ, but would be precluded from
directed fishing for arrowtooth flounder,
rex sole, and deep-water flatfish.
Fourth, the sideboard limits
recommended by the Council, and
which would be implemented by this
action, are intended to limit harvests by
vessels that are harvesting fish allocated
under a TAC. NMFS would account for
all catch by federally licensed vessels in
Federal waters and the State parallel
fishery against the sideboard limit.
Additionally, federally permitted
vessels would be precluded from fishing
in the parallel fishery during July if the
sideboard limit for that fishery is
reached or the sideboard fishery is not
open. NMFS would not manage the
activities of non-federally permitted
vessels in the parallel fishery or in other
state-managed fisheries.
Catcher Vessel Sideboards
The Program recommended by the
Council provides for specific sideboard
measures for catcher vessels. These
sideboard measures include
prohibitions on catcher vessels fishing
specific groundfish fisheries in the
BSAI, and limitations on fishing Pacific
cod in the BSAI during July. The
prohibition on directed fishing in
specific fisheries in the BSAI during
July is based on a review of past
participation by the catcher vessel fleet.
Catcher vessels would be prohibited
from directed fishing on species in the
BSAI that they have not historically
harvested as determined by the Council.
These species would include: Alaska
plaice; arrowtooth flounder; flathead
33059
sole; other flatfish; Pacific ocean perch;
rock sole; and yellowfin sole.
BSAI Pacific cod sideboard limits in
July would be calculated and managed
similar to general sideboards in the
GOA. The sideboard restrictions do not
provide for specific allocations of
sideboard limits to rockfish cooperatives
in the catcher vessel sector. The BSAI
Pacific cod sideboard limit would apply
to the entire catcher vessel sector—
rockfish cooperatives and the limited
access fishery as a whole. Based on data
from the EA/RIR/IRFA, the sideboard
limit for BSAI Pacific cod in the catcher
vessel sector is likely to be small, and
NMFS may choose not to permit
directed fishing by vessels subject to the
BSAI Pacific cod sideboard limit.
Table 9 summarizes the elements of
general sideboards and catcher vessel
sideboards.
TABLE 9.—GENERAL AND CATCHER VESSEL SIDEBOARDS
Element
General sideboards
Which sector does it apply to?
When does the sideboard apply?
Which LLP licenses are subject to sideboards?
Which vessels are subject to sideboards?
Are there any exemptions to this sideboards?
Does this sideboard prohibit directed fishing in
specific groundfish fisheries?
Which fisheries are subject to sideboard limits?
How is the sideboards ratio determined?
How is the annual sideboard determined?
rwilkins on PROD1PC63 with PROPOSAL_2
Is halibut PSC sideboarded in specific directed
groundfish fisheries?
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Catcher vessel sideboards
Both the catcher vessel catcher/processor Only the catcher vessel sector.
sector.
From July 1 through July 31.
All LLP licenses that are eligible to receive QS under the Program are subject to sideborads,
including LLP licenses that could generate QS but were not designated in an application to
participate in the Program.
All vessels with legal landings that could generate QS under this Program.
Yes, vessels that are identified as not exempt from GOA sideboards under the AFA, as specified under 50 CFR this 679.63(b)(1)(i)(B), are exempted from these sideboards.
No.
Yes, any vessel or LLP license subject to this
sideboard may not directed fish for: Alaska
plaice; arrowtooth flounder; flathead sole;
other flatfish; Pacific ocean perch; rock
sole; or yellowfin sole in the BSAI during
July.
Western GOA and Western Yakutat District Pacific cod in the BSAI during July.
Pacific ocean perch, pelagic shelf rockfish,
and northern rockfish during July.
For each sector, and for each fishery subject In addition to the general sideboard, for each
to a sideboard, NMFS will: (1) Add up the
fishery subject to a sideboard, NMFS will:
total retained catch by all vessels subject to
(1) add up the total retained catch by all
sideboards during the month of July during
vessels subject to sideboards during the
1996 through 2002; and (2) divide this
month of July during 1996 through 2002;
amount by the total retained catch by all
and (2) divide this amount by the total revessels during the same period. The resulttained catch vessels during the same peing quotient is the sideboard ratio for that
riod. The resulting ratio is the sideboard
sector.
ratio. Based on the data from EA/RIR/IRFA
prepared for this action, this amount represents 0.0 percent of the BSAI Pacific cod
average annual TAC during this period.
The sideboard ratio is multiplied by the TAC for that specific sideboard fishery. If the TAC for
that sideboard fishery is divided among management areas, or seasons then the annual
sideboard limit is proportionally divided among areas and seasons.
Yes, this sideboard limits the amount of hal- Yes, under the general sideboards.
ibut PSC that may be used by any vessel
fishing in the directed groundfish fisheries in
the GOA with a halibut PSC sideboard limit
in the: (1) shallow-water complex fisheries;
and (2) deep-water complex fisheries.
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TABLE 9.—GENERAL AND CATCHER VESSEL SIDEBOARDS—Continued
Element
General sideboards
How is the halibut PSC sideboard ratio determined?
For each sector, and for the deep water species and the shallow water species complexes, NMFS will calculate the halibut PSC
ratio for that sector and fishery complex by:
(1) adding up the total halibut mortality by
all vessels subject to sideboards in July
during 1996 through 2002; and (2) dividing
this amount by the total halibut mortality by
all vessels during the same period. The resulting ratio is the halibut PSC ratio for that
sector and fishery complex.
For each sector, the halibut PSC sideboard
ratio is multiplied by limit the total halibut
PSC limit for the deep water species complex, or the shallow waters species complex, as applicable, in the GOA. The annual
halibut PSC sideboard limit is proportionally
divided among areas based on the proportion of groundfish in the shallow-water or
deep-water complex harvested by that sector in that management area in the month
of July.
Yes, all halibut mortality counts against a specific species complex in specific management area.
Shallow-water halibut PSC sideboard limit.
For each sector, directed fishing for shallow-water flatfish and flathead sole fisheries
is closed once the shallow-water halibut
PSC sideboard limit is reached in that management area. Deep water halibut PSC
sideboard limit. For each sector, directed
fishing for arrowtooth flounder, deep-water
flatfish, and rex sole once the deep-water
halibut PSC sideboard limit is reached.
How is the annual halibut PSC sideboard limited determined?
Does all halibut mortality in species complex in
July count against the sideboard limit?
Which fisheries are closed once a halibut PSC
sideboard limit is reached?
rwilkins on PROD1PC63 with PROPOSAL_2
Catcher/Processor Rockfish Cooperative
Sideboard Limits
Under the Council’s
recommendations, the participants in
the catcher/processor sector would be
subject to specific prohibitions and
sideboard limits if they are participating
in a rockfish cooperative.
Vessels and LLP licenses assigned to
a catcher/processor rockfish cooperative
would be prohibited from fishing in
BSAI groundfish fisheries from July 1
through July 14, other than fixed-gear
sablefish, which is managed under the
IFQ Program, and pollock, which is
managed under the AFA. This two-week
prohibition would limit the ability of
participants in the Program to expand
harvests in BSAI groundfish fisheries
during the historic Central GOA
rockfish season.
In addition, the Program would
prohibit the harvest of non-Program
groundfish except pollock and fixedgear sablefish (IFQ sablefish) in the
GOA during early July by vessels and
LLP licenses assigned to a cooperative.
The limitation would either be a
prohibition on directed groundfish
fishing from July 1 to July 14, or if a
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Catcher vessel sideboards
catcher/processor cooperative does not
use any CFQ prior to July 1, then all
vessels participating in a cooperative
would be prohibited from directed
fishing in any GOA non-Program
groundfish fishery except fixed-gear
sablefish and pollock from July 1 until
90 percent of that cooperative’s primary
species CFQ has been harvested.
The Council recommended that this
prohibition on fishing would not apply
if ‘‘NMFS accepts the rockfish
cooperative sideboard monitoring
program.’’ NMFS would require all
vessels to maintain adequate monitoring
to participate in the Program (See
Monitoring section of the preamble
below for additional details). The
extensive monitoring that would be
required by catcher/processor vessels
participating in a rockfish cooperative
would be sufficient to ensure adequate
accounting of the sideboard limits. A
rockfish cooperative would fail to meet
monitoring standards only if it were in
violation of these general monitoring
provisions.
NMFS proposes not applying this
prohibition on fishing in early July to
catcher/processors participating in
rockfish cooperatives in the GOA for
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Yes, under the general sideboards.
Yes, under the general sideboards.
Yes, under the general sideboards.
See general sideboards.
several reasons. First, the monitoring
standards required by NMFS would
meet the requirements for monitoring
sideboard restrictions. Second, applying
a prohibition on fishing if a monitoring
requirement is not met would require
NMFS to provide any affected parties
adequate due process to appeal any
decisions before implementing the
prohibition on fishing. In most cases,
NMFS anticipates this due process
requirement could not be satisfied in a
timely fashion to allow the
implementation of the prohibition on
fishing. If a catcher/processor vessel
participating in a rockfish cooperative
fails to meet the monitoring
requirements of this Program, it could
be subject to enforcement action. If
vessels meet the monitoring
requirements of this Program, then
NMFS would effectively accept the
monitoring of sideboard limits by the
rockfish cooperative, thereby, meeting
the recommendation of the Council that
this restriction would not apply if
‘‘NMFS accepts the co-op sideboard
monitoring program.’’
In addition to the prohibition on
fishing in BSAI groundfish fisheries
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other than pollock and fixed-gear
sablefish from July 1 through July 14,
NMFS would assign a portion of the
general sideboard limit and halibut PSC
sideboard limit in the catcher/processor
sector to each catcher/processor rockfish
cooperative. The method for assigning a
portion of the general sideboard limit to
cooperatives is discussed under the
General Sideboards section of the
preamble. The general sideboard limit
that would be assigned to a cooperative
in the catcher/vessel sector would be
subject to the following restrictions: (1)
The sideboard limit allocated would be
based on the proportion of the QS in the
catcher/processor sector assigned to the
rockfish cooperative; and (2) a rockfish
cooperative could not transfer any
sideboard limit specifically assigned to
it. These restrictions are necessary to
administer the sideboard limits and
ensure that a rockfish cooperative does
not exceed its limit. Because sideboard
limits, in particular the halibut PSC
sideboard limit, would be based on data
gathered from observers and other data
sources, it would not be possible to
attribute a sideboard limit to a specific
rockfish cooperative in a timely fashion
if transfers were permitted. Given the
administrative complexities of tracking
sideboard transfers accurately and the
nature of this Program, a pilot project
with a limited duration, NMFS would
prohibit sideboard limit transfers to
ensure compliance and reduce
additional administrative burdens and
confusion. The specific sideboard limits
for West Yakutat District and Western
GOA rockfish applicable to the catcher/
processor sector are detailed in Table 9.
A similar method would be used to
assign a sideboard limit for the shallowwater halibut PSC sideboard limit and
the deep-water halibut PSC sideboard
limit to each rockfish cooperative in the
Western GOA, Central GOA and West
Yakutat District in the month of July.
The method for assigning a portion of
the halibut PSC general sideboard limits
to cooperatives is discussed under the
General Sideboards section of the
preamble. The specific sideboard limits
for halibut mortality for the West
Yakutat District, Central GOA, and
Western GOA rockfish applicable to the
catcher/processor sector are detailed in
Table 9.
Catcher/Processor Limited Entry
Sideboards
NMFS would apply specific
sideboards to catcher/processor vessels
participating in the catcher/processor
limited entry fishery. These sideboards
would prohibit fishing in early July for
a specific set of catcher/processor
vessels. Any vessel using an LLP license
with greater than 5 percent of the QS of
Pacific ocean perch assigned to the
catcher/processor limited access fishery
would be prohibited from directed
fishing in any BSAI or GOA groundfish
fishery except pollock or fixed-gear
sablefish from July 1 until 90 percent of
the CFQ of Pacific ocean perch assigned
to the catcher/processor sector has been
harvested.
This sideboard restriction would limit
vessels with significant historic
participation in the Pacific ocean perch
fisheries in the GOA from expanding
their activities into other BSAI and GOA
groundfish fisheries, specifically BSAI
Pacific ocean perch fisheries, during the
historic Central GOA rockfish season in
early July.
Catcher/Processor Opt-Out Sideboards
In addition to the general sideboards,
NMFS would prohibit any catcher/
processor LLP license and associated
vessel assigned to the opt-out fishery
from: (1) Directed fishing in any of the
primary rockfish fisheries in the Central
GOA during the year; and (2) directed
fishing in any GOA groundfish fishery
33061
from July 1 through July 14, in which
that vessel or LLP license does not have
prior participation, except fixed-gear
sablefish.
The Program would define prior
participation as at least one landing in
a directed GOA groundfish fishery
during any two years from 1996 through
2002 during specific time periods in
early July. The specific time periods for
each year during which a landing could
be made are: (1) June 30, 1996 through
July 6, 1996; (2) June 29, 1997 through
July 5, 1997; (3) June 28, 1998 through
July 4, 1998; (4) July 4, 1999 through
July 10, 1999; (5) July 8, 2000 through
July 15, 2000; (6) July 1, 2001 through
July 7, 2001; and (7) June 30, 2002
through July 6, 2002.
If a sideboarded LLP license or vessel
made a landing in a directed fishery in
any two years during these time periods,
it could continue to directed fish in that
groundfish fishery during July 1 through
July 14. If the vessel or LLP license did
not meet these criteria, it could not
directed fish in that groundfish fishery
during July 1 through July 14—except
fixed-gear sablefish which is managed
under the existing IFQ program. NMFS
would consider any landing in a
directed groundfish fishery in the
Southeast Outside region (Statistical
Area 650), as a landing for that directed
fishery in the Western Yakutat District
(Statistical Area 640) for purposes of
considering participation in a directed
fishery. This provision would address a
unique situation in the Eastern GOA.
Area 650 was closed to trawling in 1998
and some vessels that had participated
in that region moved their operations to
the Western Yakutat District. This
provision would accommodate their
historic participation patterns in the
Eastern GOA.
Table 10 summarizes the sideboard
restrictions that are specific to the
catcher/processor sector.
TABLE 10.—CATCHER/PROCESSOR SPECIFIC SIDEBOARDS
Catcher/processor rockfish
cooperatives
Catcher/processor limited access
fishery
Catcher/processor opt-out fishery
When does the prohibited fishing
sideboard apply?
rwilkins on PROD1PC63 with PROPOSAL_2
Element
From July 1 through July 14 for
sideboards in the BSAI.
Some of the sideboard measures
apply the entire year, most provisions apply from July 1–July
14.
Which LLP licenses are subject to
sideboard?
All LLP licenses that are assigned
to a catcher/processor rockfish
cooperative.
The sideboard prohibits fishing in
BSAI groundfish fisheries, except fixed-gear sablefish and
pollock, from July 1 until 90
percent of the TAC allocated to
the catcher/processor limited
access fishery is taken.
All LLP licenses that are assigned
to the limited access fishery
with QS of Pacific ocean perch
equal to or greater than 5 percent of the QS of Pacific ocean
perch to the catcher/processor
sector.
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All LLP licenses that are assigned
to the opt-out fishery.
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Federal Register / Vol. 71, No. 109 / Wednesday, June 7, 2006 / Proposed Rules
TABLE 10.—CATCHER/PROCESSOR SPECIFIC SIDEBOARDS—Continued
Element
Catcher/processor rockfish
cooperatives
Catcher/processor limited access
fishery
Catcher/processor opt-out fishery
Which vessels are subject to directed fishing prohibitions?
All vessels with legal landings
that generated QS, if that vessel is named on an LLP license
assigned to a cather/processor
rockfish cooperative.
All vessels with legal landings
that generated QS of Pacific
ocean perch equal to or greater
than 5 percent of the QS of Pacific ocean perch allocated to
the catcher/processor sector, if
that vessel is named on an LLP
license assigned to the limited
access fishery.
All vessels with legal landings
that generated QS on an LLP
license, if that vessel is named
on an LLP license is assigned
to the opt-out fishery.
Are there any exemptions to these
directed fishing prohibitions?
Does this sideboard prohibit directed fishing in specific groundfish fisheries?
No.
Yes. Any vessel or LLP license
subject to this sideboard may
not: (1) Directed fish in any
BSAI groundfish fishery, except
pollock or fixed-gear sablefish;
or (2) directed fish in any GOA
directed sideboard fishery from
July 1 until 90 percent of the
Pacific ocean perch TAC assigned to the catcher/processor
sector has been harvested.
Yes. Any vessel or LLP license
subject to this dideboard may
not: (1) directed fish in any of
the primary rockfish fisheries
during the year; and (2) directed fish in any GOA groundfish fishery from July 1 through
July 14, in which that vessel or
LLP license does not have prior
participation, except fixed-gear
sablefish, (see the section on
catcher/processor
opt-out
sideboards for more information).
Which directed groundfish fisheries
are sideboarded?
How is the groundfish sideboard
ratio determined?
See general sideboard restrictions.
For each rockfish cooperative,
and for each fishery subject to
a sideboard, NMFS will: (1)
Add up the total retained catch
by all vessels in the rockfish
cooperative
subject
to
sideboards during the month of
July, from 1996 through 2002;
and (2) divide this amount by
the total retained catch by all
vessels during the same period. The resulting ratio is the
sideboard ratio for that sector.
The sideboard ratio is multiplied
by the TAC for that specific
sideboard
fishery.
If
the
sideboard fishery is divided by
management area and season,
then the annual sideboard limit
is proportionally divided among
areas and seasons.
Yes, this sideboard limits the
amount of halibut PSC that
may be used by any vessel
fishing in the directed fisheries
in the GOA for: (1) Flathead
sole and shallow water flatfish—the shallow-water complex
fisheries;
and
(2)
arrowtooth flounder, deep water
flatfish, and rex sole—the
deep-water complex fisheries.
How is the annual sideboard limit
determined?
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Is halibut PSC sideboarded in specific directed groundfish fisheries?
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Yes. Any vessel or LLP license
subject to this sideboard may
not directed fish in any BSAI
groundfish fishery, except pollock or fixed-gear sablefish,
from July 1–July 14.
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See general sideboard restrictions.
See general sideboard restrictions.
See general sideboard restrictions.
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TABLE 10.—CATCHER/PROCESSOR SPECIFIC SIDEBOARDS—Continued
Element
Catcher/processor rockfish
cooperatives
How is the halibut PSC sideboard
ratio determined?
For each rockfish cooperative,
and for the shallow-water species complex and the deepwater species complex separately, NMFS will calculate the
halibut PSC ratio for that sector
and fishery complex by: (1)
Adding up the total halibut mortality by all vessels subject to
sideboards in July during 1996
through 2002; and (2) dividing
this amount by the total halibut
mortality by all vessels during
the same period. The resulting
ratio is the halibut PSC ratio for
that rockfish cooperative for
that fishery complex.
For each sector, the halibut PSC
sideboard ratio is multiplied by
the total halibut PSC limit for
the deep-water species complex, or the shallow-water species complex, as applicable, in
the GOA. If the halibut PSC
limit is divided by management
area and season, then the annual halibut PSC sideboard
limit is proportionally divided
among areas and seasons.
How is the annual halibut PSC
sideboard limit determined?
Management of the Sideboards
If NMFS determines that a specific
sideboard limit for a directed fishery is
small and insufficient to support any
retained catch, then the directed fishing
allowance for that sideboard fishery
may be set to zero for a particular sector,
fishery, or area. This determination
would be made based on the estimated
harvest rates in the fishery, the size of
the sideboard limit, and whether that
limit can support a directed fishery. The
notification of the directed fishing
allowance would be established in the
harvest specifications that define the
allocations to the various fishery
components.
After NMFS determines which vessels
and LLP licenses would be subject to
sideboards, NMFS would inform each
Catcher/processor limited access
fishery
Catcher/processor opt-out fishery
See general sideboard restrictions.
See general sideboard restrictions.
vessel owner and LLP license holder in
writing of the type of sideboard
limitation, provide an opportunity to
challenge these findings, and issue a
revised Federal fisheries permit and/or
LLP license that displays the limitation
on the face of the permit or license.
A vessel owner or LLP license holder
who believes that NMFS has incorrectly
identified his or her vessel or LLP
license as meeting the criteria for a
sideboard limitation could request
reconsideration. All requests for
reconsideration would have to be
submitted in writing to NMFS, together
with any documentation or evidence
supporting the request. If the request for
reconsideration were denied, affected
persons could appeal that decision
using existing appeals procedures (see
§ 679.43 for additional details). During
an appeal, an LLP holder appealing the
sideboard restrictions applicable to that
LLP license or vessel could fish with
that vessel or LLP license under appeal
in the limited access fishery. Until final
agency action on the appeal, NMFS
would not reissue that person an LLP
license with associated QS. This would
limit a person from assigning that LLP
license to a rockfish cooperative.
Summary of CFQ Allocations, TACs,
and Sideboard Limit Assignments
The assignment of the combination of
CFQ allocations, TACs, and sideboards
among the various sectors, fisheries, and
rockfish cooperatives is complex. Table
11 summarizes the allocations and
sideboards that would apply to
components in the Program.
TABLE 11.—ALLOCATIONS AMONG THE VARIOUS COMPONENTS OF THE PROGRAM
QS and CFQ
Fishery component
rwilkins on PROD1PC63 with PROPOSAL_2
Primary species
Catcher vessel
rockfish cooperative.
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Secondary
species
Sideboard limits
Halibut PSC
Allocation to the rockfish cooperative of CFQ based on the
sum of the QS held by all the members. This allocation is
for the exclusive use of the rockfish cooperative that
holds the allocation. CFQ may be transferred among
rockfish cooperatives once allocated. CFQ may not be
transferred from a cooperative in the catcher vessel sector to a cooperative in the catcher/processor sector.
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Groundfish
Shallow-water
halibut
Deepwater halibut
Sideboard limits are established for the entire sector, and
are not assigned to catcher vessel rockfish cooperatives.
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TABLE 11.—ALLOCATIONS AMONG THE VARIOUS COMPONENTS OF THE PROGRAM—Continued
QS and CFQ
Fishery component
Secondary
species
Primary species
Catcher vessel limited access fishery.
Catcher/processor
rockfish cooperative.
Catcher/processor
limited access
fishery.
Catcher/processor
opt-out fishery.
rwilkins on PROD1PC63 with PROPOSAL_2
Halibut PSC
The limited acNo allocation is made. The limited access fishery
cess fishery is subject to an MRA
TAC is based
specific to the Program. Halibut is
on the sum of
managed as a PSC and is debited
the QS asoff of the general halibut mortality
signed to the
limit applicable to the GOA.
limited access
fishery. This
TAC may be
harvested by
any eligible
rockfish harvester participating in the
limited access
fishery.
Allocation to the rockfish cooperative of CFQ based on the
sum of the QS held by all the members. This allocation is
for the exclusive harvest of the rockfish cooperative that
holds the CFQ. CFQ may be transferred among rockfish
cooperatives once allocated.
The limited acNo allocation is made. The limited access fishery
cess fishery is subject to an MRA
TAC is based
specific to the Program. Halibut is
on the sum of
managed as a PSC and is debited
the QS asoff of the general halibut mortality
signed to the
limit applicable to the GOA.
limited access
fishery. This
TAC may be
harvested by
any eligible
rockfish harvester participating in the
limited access
fishery.
No allocation is made. The opt-out fishery is subject to an
MRA applicable to that directed fishery. Vessels in the
opt-out fishery may not direct fish in the Central GOA for
northern rockfish, Pacific ocean perch, or pelagic shelf
rockfish.
Entry Level Fishery
In addition to rockfish cooperatives,
limited access fisheries, and a catcher/
processor opt-out fishery, the Program
would establish an entry level fishery
for all persons who are not eligible
rockfish harvesters or processors. NMFS
would allocate 5 percent of the Central
GOA TAC in the northern rockfish,
pelagic shelf rockfish, and Pacific ocean
perch fisheries to the entry level fishery.
This fishery would provide
opportunities for harvesters and
processors who had not traditionally
participated in the Central GOA rockfish
fisheries.
NMFS would not allocate the entry
level fishery secondary species, halibut
PSC, or sideboards. NMFS would assign
TAC of northern rockfish, pelagic shelf
rockfish, and Pacific ocean perch to the
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Sideboard limits
17:57 Jun 06, 2006
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Groundfish
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Deepwater halibut
Sideboard limits are established for the entire sector.
Sideboard limits are assigned to a catcher/processor rockfish cooperative based on the sideboard ratio attributed to
vessels and LLP license that are participating in that
rockfish cooperative.
Sideboard limits are established for the entire sector. Any
sideboard limit that is not assigned to a catcher/processor
rockfish cooperative is the amount established for the
catcher/processor sector, which includes the limited access fishery and vessels in the opt-out fishery.
Sideboard limits are established for the entire sector. Any
sideboard limit that is not assigned to a catcher/processor
rockfish cooperative is the amount established for the
catcher/processor sector, which includes the limited access fishery and vessels in the opt-out fishery.
entry level fishery so that 50 percent (or
2.5 percent of the combined TAC for the
three rockfish fisheries) would be
assigned to trawl catcher vessels and 50
percent (2.5 percent of the combined
TAC for the three rockfish fisheries)
would be assigned for fixed gear catcher
vessels. Historically, Pacific ocean perch
has been harvested almost exclusively
with trawl gear. Northern rockfish and
pelagic shelf rockfish have been
harvested by fixed gear vessels to a
limited degree. Rather than allocate
Pacific ocean perch equally between the
trawl and fixed gear vessels, resulting in
Pacific ocean perch remaining
unharvested by fixed gear vessels,
NMFS would allocate Pacific ocean
perch to entry level trawl vessels first.
NMFS would allocate any remaining
pounds up to the combined 2.5 percent
TAC for the three rockfish species from
PO 00000
Shallow-water
halibut
the TAC that would be assigned to
northern rockfish and pelagic shelf
rockfish. In most years, this would
result in Pacific ocean perch comprising
most of the allocation to trawl gear
vessels.
Harvests of other species in the entry
level fishery would be governed by an
MRA that applies to vessels targeting
these species (see Table 30 to part 679
in the regulatory text for more detail).
The entry level fishery for trawl gear
would begin on May 1 and end
November 15, or when the TAC for each
of the rockfish fisheries was reached.
The entry level fishery for fixed gear
would begin on January 1 and end on
November 15, or when the TAC for each
of the rockfish fisheries was reached.
In order to participate in the entry
level fishery, a person: (1) Could not be
an eligible rockfish harvester or
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processor; and (2) would have to submit
an application to participate in the entry
level fishery by December 1. A
completed application would contain
the following information: (1) Contact
information for the applicant; (2)
identification of the LLP license and
vessel to be used in the entry level
fishery (vessels less than 26 feet length
overall would not be required to have an
LLP under existing regulations); (3)
declaration that the harvester has a
market for any rockfish delivered in the
entry level fishery; and (4) certification
by the applicant. NMFS would require
a harvester that plans to harvest in the
entry level fishery submit information
establishing that the harvester has
established a market relationship with a
processor. This would reduce the
potential for harvesters to apply for the
entry level fishery but not be able to
harvest and deliver fish for lack of a
market.
NMFS would account halibut PSC
available for trawl vessels in the entry
level fishery against the allocation of
halibut PSC to the deep-water species
fishery complex for that seasonal
apportionment. This apportionment is
derived from the general halibut PSC
apportionment for the GOA, it would
not be derived from the same
apportionment that applies to Halibut
PSC allocated as CFQ, or the sideboard
limits for the non-entry level portion of
the fishery. If the Halibut PSC allocation
in the deep-water fishery complex has
been reached or exceeded for that
seasonal apportionment, the entry level
fishery for trawl vessels, NMFS would
close the fishery until deep-water
species fishery complex halibut PSC
was available.
Halibut PSC available for fixed gear
vessels in the entry level fishery would
be accounted against the allocation to
the other non-trawl fishery category for
that seasonal apportionment. If the
halibut PSC allocation in the other nontrawl fishery category has been reached
or exceeded for that seasonal
apportionment, the entry level fishery
for fixed gear vessels would be closed
until the non-trawl deep water species
fishery complex halibut PSC is
available.
NMFS would make unharvested
northern rockfish, pelagic shelf rockfish,
or Pacific ocean perch available for
harvest by trawl and fixed gear on
September 1. Any unharvested rockfish
in either the fixed gear or trawl gear
allocations could be harvested by trawl
and fixed gear vessels beginning
September 1.
NMFS would maintain the authority
to not open the entry level fishery if it
is appropriate for conservation or other
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management reasons. NMFS would
consider factors such as the total
allocation, anticipated harvest rates, and
number of participants in making any
such decision. Because participants in
the entry level fishery are required to
register to participate, NMFS would
have information prior to the opening of
the fishery to assess harvest rates and
season closures.
Monitoring
As is the case for any quota-based
program, NMFS would need to be able
to accurately monitor the use of all CFQ,
sideboard limits, and use caps. The
primary tools for monitoring would
include: (1) Requiring the use of
observers aboard vessels and at
processing facilities; (2) requiring that
shoreside and floating processors
operate under NMFS approved catch
monitoring and control plans (CMCP);
(3) requiring the weighing of all catch
on NMFS or State of Alaska approved
scales; (4) requiring that catcher/
processors follow specified procedures
when handling catch prior to
processing; and (5) requiring that most
vessels participating in the rockfish
pilot program carry and use a NMFSapproved vessel monitoring system
(VMS) transmitter. NMFS welcomes
comment on any of the monitoring
aspects of the Program.
Observers
Observers would be required aboard
vessels and at processing facilities to
adequately account for catch and
bycatch in the fishery. Observer
coverage would increase from existing
coverage levels in most cases to ensure
that catch accounting is adequate for a
quota based fishery. Because this is a
new program, ensuring adequate
observer coverage would be particularly
important for monitoring the complex
suite of allocations and sideboard limits.
Observer coverage would be essential to
monitor halibut mortality rates in the
fishery and ensure that a rockfish
cooperative does not exceed its halibut
PSC allocation. Observer coverage
would also be essential for monitoring
primary rockfish species for rockfish
cooperatives and the limited access
fishery, or to monitor sideboard limits.
Observer coverage would be
expanded from existing levels on all
vessels fishing under a CFQ permit for
a rockfish cooperative, in a limited
access fishery, or when subject to
sideboard limits. Because much of the
catch accounting for the Program would
be based on shoreside delivery reports,
NMFS would require observers at all
processing facilities that receive primary
rockfish species or secondary species.
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33065
This would include both eligible
rockfish processors and any processor
receiving rockfish in the entry level
fishery.
Observer coverage issues were
outlined in the EA/RIR/IRFA analysis
prepared to support this action (see
ADDRESSES for more information).
Generally, the level and type of observer
coverage required under this Program
follows models that have been
developed for monitoring catcher/
processor vessels under the AFA and
CDQ Program for catcher vessels, with
some important distinctions for the
catcher/processor sector. Observer
coverage under the Program would
maintain existing standards for observer
workload restrictions (see § 679.50 for
more details on workload regulations).
The Program would clarify that an
observer assigned to one processing
facility could not be assigned to
multiple facilities in a day. This would
reduce potential conflicts in observer
scheduling and ensure adequate
coverage of Program catch on shore.
Additionally, regulations would clarify
that observer coverage required to
monitor harvests would be separate
from observer requirements in other
fisheries.
Observer Coverage for Rockfish
Cooperatives
Observer coverage would differ in
rockfish cooperatives from the existing
requirements for several reasons.
Observer coverage for rockfish
cooperatives would be similar to that
under the CDQ Program, with some
importation distinctions. Under the
CDQ Program, catcher/processors may
choose to designate specific hauls that
are attributed to the CDQ Program. The
catch from other hauls would be
managed according to the directed
fisheries that were open at that time. In
the CDQ Program, all catch is debited
against the CDQ account applicable for
that vessel, and all catch is counted and
debited against the CDQ allocation.
The CDQ catch accounting model is
not applicable for the Program in several
respects. First, under the Program, all
catch from directed fishing for a primary
rockfish species (e.g., Pacific ocean
perch) should be counted against the
CFQ. In cases where the operator of the
vessel chooses which hauls are
allocated to which fisheries, it
introduces additional accounting
complexities. Designating specific hauls
prior to fishing would require
notification to the observer, and should
confusion arise, hauls would likely be
attributed to the Program, creating the
potential for additional administrative
burdens should specific haul
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designations be challenged, and
significant new accounting burdens on
observers. In any case, if a catcher/
processor vessel were to designate any
haul during a trip as a Program haul,
full observer coverage would need to be
provided. Observer and other
monitoring costs would not be
significantly lower if catcher/processor
vessel operators were designating nonProgram and Program hauls once at sea.
To avoid such complex accounting
situations for a two-year pilot program,
NMFS would require that all primary
rockfish species, secondary species, or
halibut mortality attributed to vessels in
the cooperative that are specifically
authorized to harvest that cooperative’s
CFQ to be debited against that
cooperative’s CFQ. NMFS would
propose this catch monitoring protocol
for vessels harvesting under a CFQ
permit to ensure proper accounting of
catch. This coverage would apply for
any vessel authorized to fish under a
CFQ permit from May 1 until November
15, or until a rockfish cooperative
notifies NMFS that the rockfish
cooperative is no longer fishing under
the Program and rescind fishing
privileges to any remaining CFQ. This
‘‘check out’’ procedure could occur after
the cooperative has transferred its CFQ
to another cooperative, thereby limiting
the loss of any unused CFQ.
This check-out procedure would
ensure that vessels are fully monitored
as long as the rockfish cooperative holds
CFQ. The check-out process would be
made through a formal Declaration for
Termination of Fishing. Once this
declaration is made, the CFQ issued to
that rockfish cooperative would be set to
zero for all primary rockfish species,
secondary species, and halibut PSC, and
that cooperative could no longer receive
CFQ by transfer.
If a vessel is named on an LLP license
that is assigned to a cooperative, and
that vessel is not authorized to fish the
CFQ for that cooperative, that vessel
would be subject to current nonProgram observer coverage
requirements. Vessels named on LLP
licenses assigned to a cooperative, but
not authorized to fish under a CFQ
permit, could continue to fish in other
non-Program fisheries. Any secondary
species (e.g., Pacific cod), or halibut PSC
caught by these vessels would not be
debited against the CFQ for the
cooperative, and would be subject to
existing regulations that apply to the
management of non-Program fisheries.
NMFS would also permit the
authorized representative of a
cooperative to redesignate the vessels
assigned to fish that cooperative’s CFQ.
This would accommodate changes in
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vessel availability and accommodate
any unforeseen circumstances (e.g.,
mechanical failure). However, any such
redesignation would need to be
submitted to NMFS 48 hours prior to
that vessel fishing under a CFQ permit.
To ensure proper accounting of fish
aboard a vessel, any vessel that is
redesignated to fish under the
cooperative’s CFQ permit, could not
have fish onboard the vessel prior to
fishing under a CFQ permit.
Additionally, that redesignated vessel
would need to meet all other applicable
monitoring requirements.
The specific level of observer
coverage required for catcher/processor
vessels and catcher vessels is detailed in
Table 12. Generally, observer coverage
is greater for catcher/processors than
catcher vessels due to the nature of
shipboard operations and the difficulty
for one observer to adequately monitor
catch.
Observer Coverage for Limited Access
Fisheries
Observer coverage requirements in the
limited access fisheries would be
similar to those vessels assigned to
cooperatives. However, observer
requirements for vessels in a limited
access fishery would not begin until
July 1. These requirements would
remain in place until November 15, or
until NMFS closes directed fishing for
all three of the primary rockfish
fisheries for the limited access fishery.
Typically, these fisheries close in midJuly. Observer coverage required for
catcher/processor vessels and catcher
vessels is detailed in Table 12. NMFS
would require observer coverage
adequate to ensure proper management
of the TAC. This would be particularly
critical in the limited access fisheries
because the TAC assigned is likely to be
small and limited observer coverage
could reduce the ability of NMFS to
close fisheries in a timely manner.
Observer Coverage for Sideboard
Fisheries
NMFS would require observers on all
vessels subject to sideboard limits that
directed fish in the West Yakutat
District, Central GOA, and Western
GOA during July. This would help to
ensure that vessels do not exceed the
general sideboard limits. The sideboard
limits for the Western GOA and West
Yakutat District rockfish fisheries are
likely to be small relative to potential
harvest rates and would need to be
intensively managed to ensure adequate
catch accounting and avoid exceeding
sideboard limits. Additionally, the
sideboard limits that would be
established for halibut PSC in the deep-
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water and shallow-water fishery
complex would need to be managed
based on data gathered by observers.
These halibut PSC limits are small
relative to potential halibut PSC rates.
Additional observer coverage for
managing sideboard limits would not be
required in the West Yakutat District,
Central GOA, or Western GOA after July
31. Vessels fishing under a CFQ permit,
or in a limited access fishery in the
Central GOA after July 31, would still be
subject to any applicable additional
observer requirements established under
this Program.
Observer Communication System
To ensure timely collection of data,
NMFS would require that catcher
vessels less than 125 feet length overall
install and maintain a computer for use
by an observer when the vessel is
required to meet observer coverage
requirements for the Program. This
would include all catcher vessels
fishing for a rockfish cooperative, in the
limited entry fishery, or in the West
Yakutat District, Central GOA, and
Western GOA during July. Alternatively,
vessels that already have computers
which meet NMFS specifications could
provide the observer access to that
computer. NMFS would install custom
software on each of these computers.
This software would allow the vessel’s
observer to enter and edit data, which
could be transferred to a disk and sent
electronically to NMFS from a plant
observer’s computer.
Currently, all vessels that carry an
observer 100 percent of the time, as well
as all shoreside and stationary floating
processors required to have an observer
present, are required to maintain a
computer for use by an observer as part
of the Observer Communication System
(OCS). The OCS was implemented in
1995 and is comprised of: (1) Electronic
hardware that meets NMFS
specifications and is supplied by the
vessel, shoreside, or stationary floating
processor, and (2) dedicated software
provided by NMFS. This hardware and
software allow observers to
communicate with, and transmit data to,
NMFS.
Although a component of the OCS
allows observers to communicate with
and transmit data directly to NMFS, all
participating catcher vessels that are not
currently required to carry an observer
100 percent of the time (those less than
125 feet) would only be required to
provide the computer component of the
OCS. This is because these vessels make
short duration trips and, at this time, the
costs of requiring communications
equipment outweigh the benefits of
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increased timeliness of data
transmission.
NMFS anticipates that enabling
observers to enter and send their data
electronically would result in
significant reductions in the time
required to provide data to NMFS and
rockfish cooperative managers. Under
the Program, vessels and rockfish
cooperatives would be required to
monitor their catch and stop fishing
when target and PSC allocations are
reached. For catcher vessels, target
species would be required to be retained
and delivered to a shore based processor
where they can be weighed and
accounted for on a trip by trip basis.
Information on these species would be
available within 2–3 days of delivery.
However, halibut would be required to
be returned to the sea with minimal
injury, and, as mentioned above, catch
accounting would be based on
expanded observer samples. Observer
data from vessels is faxed to NMFS,
keypunched by NMFS staff, and
typically made available within a few
days of receipt. However, observers are
often not able to fax their data from the
current trip. Rather, NMFS staff
typically receive data from the previous
trip. Altogether, delays with faxing data
could result in up to two weeks delay
in making data available to rockfish
cooperative and NMFS managers. When
seasonal catch amounts near allocation
limits, this could delay vessels’
departures until halibut PSC data
become available.
While fishing under the Program
would slow as a result of
rationalization, these delays could result
in increased costs to vessels due to
additional time spent in port.
Additionally, NMFS in-season managers
may choose not to open directed
sideboard fisheries if data are not
received in enough time to make timely
closure decisions and there is a risk of
overfishing. This would reduce the
potential revenue of participating
vessels and processors.
Data entered electronically by
observers also result in significant
improvements to overall data quality.
Custom software provided by NMFS has
several built-in data checking functions
that will not allow some erroneous
information to be entered, and
automatically checks for likely
keypunch errors. Additionally, NMFS
staff that identify data errors may be
able to resolve these errors quickly by
working with the observer. This could
result in improved management
decisions by rockfish cooperatives and
NMFS managers. The computer
hardware and software requirements are
33067
specified in the regulatory text at
§ 679.28.
Alternatives to requiring computers
on catcher vessels participating in the
Program include allowing vessel
observers to enter and send data on a
shoreside computer and requiring
observer providers to purchase
computers to be deployed with the
observer. NMFS considered and rejected
these alternatives for the following
reasons. First, allowing observers to
enter data on a shoreside computer
could result in significant departure
delays for the vessel. An observer would
have to arrange a time when other vessel
observers, or the plant observer, were
not using the computer. Then they
would have to enter and send their data.
The time needed to complete these
activities could take longer than the
offload of catch and delay departure of
the vessel. Second, because of the
service delivery model used to procure
observers, there are logistical concerns if
observer providers were required to
provide computers for observers.
Table 12 summarizes the observer
requirements for the various
components of the Program. Unless
noted, the Program would not affect
existing observer coverage that may
apply to a vessel or processor when they
are engaged in non-Program fisheries.
TABLE 12.—OBSERVER REQUIREMENTS IN THE PROGRAM
Component
Requirement
When applicable
A catcher/processor fishing in a rockfish cooperative.
Must have aboard at least two NMFS-certified
observers for each day that the vessel is
used to harvest, process, or take deliveries
from a catcher vessel under a CFQ permit.
At least one of these observers must be endorsed as a lead level 2 observer. More
than two observers are required if observer
workload restrictions would preclude adequate sampling.
Must have aboard at least two NMFS-certified
observers for each day that the vessel is
used to harvest, process, or take deliveries
from a catcher vessel in the limited access
fishery. At least one of these observers
must be endorsed as a lead level 2 observer. More than two observers are required if observer workload restrictions
would preclude adequate sampling.
Must have aboard at least two NMFS-certified
observers for each day that the vessel is
used to harvest, process, or take deliveries
from a catcher vessel. At least one of these
observers must be endorsed as a lead level
2 observer. More than two observers are
required if observer workload restrictions
would preclude adequate sampling.
Must have a NMFS-certified observer aboard
at all times the vessel is used to harvest
fish under a CFQ permit. The vessel must
provide a computer for use by the observer
for electronic data entry.
This coverage requirement would begin on
May 1 for all vessels harvesting CFQ for a
rockfish cooperative and end on November
15, or upon the approval of a declaration to
terminate fishing by the rockfish cooperative.
A catcher/processor fishing in a limited access
fishery.
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A catcher/processor fishing in the West Yakutat
District, Central GOA, or Western GOA during the month of July.
A catcher vessel fishing in a rockfish cooperative.
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This coverage requirement would begin on
July 1 for all vessels participating in a limited access fishery and end on November
15, or when the limited access fishery for
all primary rockfish species is closed by
NMFS.
This coverage requirement would begin on
July 1 for all vessels participating in groundfish fisheries except fixed gear sablefish in
the West Yakutat District, Central GOA, and
Western GOA and end on July 31.
This coverage requirement would begin on
May 1 for all vessels harvesting CFQ for a
rockfish cooperative and end on November
15, or upon the approval of a declaration to
terminate fishing by the rockfish cooperative.
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TABLE 12.—OBSERVER REQUIREMENTS IN THE PROGRAM—Continued
Component
Requirement
A catcher vessel fishing in a limited access
fishery.
Must have a NMFS-certified observer aboard
at all times the vessel is used to harvest
fish in a limited access fishery. The vessel
must provide a computer for use by the observer for electronic data entry.
A catcher vessel fishing in the West Yakutat
District, Central GOA, or Western GOA during the month of July.
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A shoreside or stationary floating processor. .....
Catch monitoring and control plan
(CMCP). The owner and manager of a
shoreside or stationary floating
processor would have to ensure that the
facility is operating under an approved
CMCP whenever receiving fish allocated
to the Program. An acceptable CMCP
describes how landings can be
monitored effectively by a single
observer, how scales will be tested and
used, and ensures that adequate
facilities are made available for
observers (see § 679.28(g) in the
regulatory text for more details). The
CMCP requirements apply to the AFA,
and the Program would not modify
these requirements but merely extends
their applicability to processing
facilities participating in this Program.
Special catch handling requirements
for catcher/processors. NMFS
recognizes that there would be a strong
incentive for Program participants to
under-report the amount of halibut
caught as bycatch. Halibut PSC may not
be retained by the vessel and thus has
no economic value. However, it is quite
possible that the lack of sufficient
halibut PSC could limit the amount of
primary rockfish species harvested by
Program participants and under
reported halibut PSC could potentially
allow the under reporting vessel or
rockfish cooperative to harvest a larger
amount of target species. This is
particularly true for vessels in rockfish
cooperatives because this Program
would allocate a share of available
halibut PSC to rockfish cooperatives as
CFQ. Lack of sufficient halibut PSC CFQ
could limit the ability of rockfish
cooperatives to fully harvest their CFQ
for primary rockfish species and
secondary species.
Both catcher vessels and catcher/
processor vessels would be monitored to
ensure proper compliance with all
reporting requirements. However, the
opportunity to under-report halibut PSC
would be greater on catcher/processor
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When applicable
This coverage requirement would begin on
July 1 for all vessels participating in a limited access fishery and end on November
15, or when the limited access fishery for
all primary rockfish species is closed by
NMFS.
Must have a NMFS-certified observer aboard This coverage requirement would begin on
at all times the vessel is used to harvest
July 1 for all vessels participating in groundfish. The vessel must provide a computer
fish fisheries except fixed gear sablefish in
for use by the observer for electronic data
the West Yakutat District, Central GOA, and
entry.
Western GOA, and end on July 31.
Must provide a NMFS-certified observer for each consecutive 12-hour period each day it receives deliveries from catcher vessels fishing in a rockfish cooperative, limited access fishery, or entry level fishery.
vessels than catcher vessels due to the
placement of observer sampling stations
and construction of the vessels. These
factors reduce the ability for observers
to adequately monitor the passage of
fish, particularly halibut PSC, from the
net through the processing facilities. In
order to ensure proper catch accounting
on catcher/processors, NMFS has
developed a set of special catch
handling requirements for catcher/
processors. In brief, these special catch
handling requirements would:
1. Prohibit a vessel from having fish
remain on deck outside of the codend;
2. Prohibit the use of multiple lines
for conveying the fish between the bins
and the area where unsorted catch is
sampled by the observer; and
3. Require observation and monitoring
of all crew activities within any bin or
tank prior to the observer sampling
unsorted catch.
Catcher/processors may facilitate
observation and monitoring of crew
activities within a bin or tank by one of
three options:
1. Prohibit crew members from
entering bins unless the observer is able
to monitor all crew activities within the
bin;
2. Install viewing ports in the bins; or
3. Install video monitoring system in
the bins.
Each vessel participating in a Program
fishery must choose one of these
options.
Vessel operators which choose the
first option must ensure that crew
members do not enter a bin when fish
are moving out of the bin, unless the
observer has been given a chance to
observe the activities of the crew inside
the bin. Based on conversations with
vessel owners and operators in this
sector, a crew member may be required
to be inside the bin to facilitate the
movement of fish from the bin. Crew
members would be allowed inside bins
if the flow of fish has been stopped
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between the tank and the location where
the observer collects unsorted catch, all
catch has been cleared from all locations
between the tank and the location where
the observer collects unsorted catch,
and the observer has been given notice
that the vessel crew must enter the tank.
When informed by an observer that all
sampling has been completed for a
given haul, crew would be able to enter
a tank containing fish from that haul
without stopping the flow of fish or
clearing catch between the tank and the
observer sampling station. Vessel
operators may be able to use water to
facilitate the movement of fish in some
fisheries. However, industry has
indicated that water may degrade the
quality of fish, which could decrease the
value of these fish. Therefore, options
were developed to allow a person to see
inside the bin while fish are exiting the
bin, and ensure that presorting activities
are not occurring.
Vessels that choose the second option
would be required to provide a viewing
window into the bin. The observer must
be able to see all actions of the crew
member inside the bin from the same
position they are conducting their
normal sampling duties. For example,
while the observer is sorting catch at the
observer sample station table, crew
member activities inside the bin must be
viewable by the observer through the
window from the sample station table.
This option would be acceptable for
vessels that may not need a crew
member in the bin frequently or have
uniformly shaped bins and an observer
sampling station in close proximity to
the bin area.
Vessels which choose the third option
would be required to develop and
install a digital video monitoring
system. The system would include a
sufficient number of cameras to view all
activities of anyone inside the bin.
Video cameras would be required to
record images in color and in low light
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conditions. To ensure that an observer
can monitor crew member activities in
the bin while sampling, a color monitor
would be required to be located in the
observer sampling station. An observer
would be given the opportunity to
review any video data at any time
during a trip. Each video system would
be required to provide enough storage
capacity to store all video data for an
entire trip. Because NMFS may not be
aware of potential presorting violations
until after an observer disembarks the
vessel and is debriefed, the vessel must
retain all data for a minimum of 120
days from the beginning of each trip
unless notified by NMFS that the data
may be removed. Specific requirements
for cameras, resolution, recording
formats, and other technical information
is detailed in the regulatory text under
§ 679.84(a) through (e).
If at any time during a trip, the
viewing port or video options do not
allow an observer to monitor crew
activities within the fish bin or do not
meet the required specifications, the
vessel must revert to the first option and
prohibit crew from entering the bin. The
use of any of these three options would
be approved by NMFS during the
vessel’s annual observer sampling
station inspection as described at
§ 679.28(d).
Vessel Monitoring System (VMS). As
is required for many other
rationalization programs in the North
Pacific, most vessels participating in the
Program would be required to install,
maintain, and operate an electronic
VMS while fishing. A VMS allows
NMFS to track a vessel’s location,
providing useful enforcement
information and safety benefits by
providing additional information during
search and rescue operations. Currently,
a VMS is required for any vessel with
a Federal fisheries permit endorsed for
Pacific cod, pollock, or Atka mackerel
that is operating in any reporting area
off Alaska when the fishery for which
the vessel is endorsed is open. VMS is
also required for vessels operating in the
AFA and BSAI Crab Rationalization
Program. The Program would extend
existing VMS coverage to any vessel
with a Federal fisheries permit endorsed
for a Program fishery and would require
that those vessels have a transmitting
VMS on board at all times when
operating off Alaska when the Program
fishery for which they are endorsed is
open. Non-trawl vessels participating
only in the entry level fixed-gear fishery
would be exempted from the new VMS
requirements but would still be required
to use a VMS if endorsed for other
species/gear combinations for which
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VMS is required. The existing VMS
requirements are detailed in § 679.28(f).
The Program would require that all
vessels operating in a rockfish
cooperative, limited access fishery, optout fishery, or trawl gear entry level
fishery use a VMS. The EA/RIR/IRFA
prepared for this action (see ADDRESSES)
indicated that all of the vessels that
have legal landings in the Central GOA
rockfish fishery are currently required to
use a VMS. Some of the trawl vessels
that choose to participate in the entry
level fishery may not already be covered
under existing VMS requirements for
directed fishing in the Atka mackerel,
Pacific cod, or pollock fisheries. If
vessels participated in the entry level
fishery, a VMS would be required. A
VMS would not be required for vessels
fishing in the fixed gear portion of the
entry level fishery. The EA/RIR/IRFA
prepared for the Program indicates that
there is likely to be relatively little
participation by fixed gear vessels in the
entry level fishery. The Council
recommended and the Program would
exempt fixed gear entry level vessels
from the VMS requirements that apply
to other vessels.
Changes in recordkeeping and
reporting. The Program would require
some modification of existing
recordkeeping and reporting (R&R)
requirements in § 679.5. In addition to
the R&R requirements already described
to apply for and participate in the
Program, R&R requirements would be
revised to require Program participants
use the Shoreside Processor Electronic
Logbook Report (SPELR) to report data.
The SPELR is software used by
shoreside processors and stationary
floating processors (SFPs) to
electronically report groundfish data to
NMFS.
As groundfish, rockfish are recorded
and reported through existing R&R
systems described in the regulations
under § 679.4. Operators of catcher/
processors and managers of shoreside
processors or SFPs that are permitted as
rockfish cooperatives would be required
to submit a rockfish cooperative catch
report detailing each cooperative’s
delivery of fish. Operators of catcher/
processors and managers of shoreside
processors or SFPs that are permitted as
rockfish cooperatives would be required
to submit a rockfish cooperative annual
report detailing the use of the
cooperative’s CFQ.
Integration With BSAI Crab
Rationalization and AFA Sideboards
This Program would implement limits
or allocations for numerous fisheries in
the GOA, but is not otherwise intended
to affect management of existing
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33069
sideboard limits that exist in other
fisheries. The management of
allocations under this Program would be
integrated with existing limitations in
other rationalized fisheries. Under the
AFA, the inshore sector is limited to
their historic harvests in the GOA. This
would continue to be the case under
this Program. Vessels subject to AFA
sideboards in the GOA would be exempt
from the sideboard provisions applied
under the Program, but the Program
would not exempt AFA vessels from
AFA sideboards. Similarly, vessels and
LLP licenses that are subject to
sideboard provisions in the BSAI Crab
Rationalization Program would continue
to be subject to the sideboards
implemented under that program. This
proposed action would not modify the
regulations that apply to sideboards in
the AFA or the BSAI Crab
Rationalization Program.
Classification
At this time, NMFS has not
determined that Amendment 68 and the
provisions in this rule that would
implement Amendment 68 are
consistent with the national standards
of the Magnuson-Stevens Act and other
applicable laws. NMFS, in making the
determination that this proposed rule is
consistent, will take into account the
data, views, and comments received
during the comment period (see DATES).
Environmental Assessment
The Council prepared an
environmental assessment for
Amendment 68 that discusses the
impact on the environment as a result
of this rule. A copy of the
environmental assessment is available
from NMFS (see ADDRESSES). The
Council considered an extensive and
elaborate series of alternatives, options,
and suboptions as it designed and
evaluated the potential for
rationalization of the Central GOA
rockfish fisheries, including the ‘‘no
action’’ alternative. The RIR presents the
complete set of alternatives, in various
combinations with the complex suite of
options. The EA presents three
alternative programs for management of
the Central GOA rockfish fisheries for
catcher vessels: Status Quo/No Action
(Alternative 1); rockfish cooperative
management with a limited license
program for processors (Alternative 2);
and rockfish cooperative management
with linkages between rockfish
cooperatives and processors (Alternative
3). Three alternatives for catcher/
processors also were considered: Status
Quo/No Action (Alternative 1); rockfish
cooperative management (Alternative 2);
and a sector allocation (Alternative 3).
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Alternative 3 for catcher vessels and
Alternative 2 for catcher/processors
were combined to form the Council’s
preferred alternative—the rockfish
cooperative alternative. These
alternatives constitute the suite of
‘‘significant alternatives,’’ under the
proposed action, for purposes of the
Regulatory Flexibility Act (RFA). Each
is addressed briefly below. Please refer
to the EA and its appendices for more
detail. The following is a summary of
the contents of those more extensive
analyses, specifically focusing on the
aspects which pertain to small entities.
Under the status quo, the Central
GOA rockfish fisheries have followed
the well known pattern associated with
managed open access. Central GOA
rockfish fisheries have been
characterized by a ‘‘race-for-fish’’ capital
stuffing behavior, excessive risk taking,
and a dissipation of potential rents.
Participants in these fisheries are
confronted by significant surplus
capacity (in both the harvesting and
processing sectors), and widespread
economic instability, all contributing to
resource conservation and management
difficulties.
In response to desires to improve
economic, social, and structural
conditions in many of the rockfish
fisheries, the Council found that the
status quo management structure was
causing significant adverse impacts to
the participants in these fisheries. As
indicated in the IRFA, many small
entities, as defined under RFA, are
negatively impacted under current open
access regulations. The management
tools in the existing FMP (e.g., time/area
restriction and LLP licenses) do not
provide managers with the ability to
effectively solve these problems, thereby
making Magnuson-Stevens Act goals
difficult to achieve and forcing
reevaluation of the existing FMP.
In an effort to alleviate the problems
caused by excess capacity and the race
for fish, the Council determined that the
institution of some form of
rationalization program was needed to
improve fisheries management in
accordance with the Magnuson-Stevens
Act.
The rockfish cooperative alternative
would allocate annual harvesting
privileges of rockfish and secondary
species TAC to harvester rockfish
cooperatives, creating a transferable
access privilege as a share of the TAC,
thus removing the ‘‘common property’’
attributes of the status quo on qualifying
harvesters. The rationalization of the
Central GOA fisheries would likely
benefit the approximately 63 businesses
that own harvest vessels and are
considered small entities. In recent
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years these entities have competed in
the race for fish against larger
businesses. The rockfish cooperative
alternative would allow these operators
to slow their rate of fishing and give
more attention to efficiency and product
quality.
The participants would be permitted
to form rockfish cooperatives that could
lease or sell their allocations, and could
obtain some return from their
allocations. Differences in efficiency
implications of rationalization by
business size cannot be predicted. Some
participants believe that smaller vessels
could be more efficient than larger
vessels in a rationalized fishery because
a vessel only needs to be large enough
to harvest the cooperative’s CFQ.
Conversely, under open access, a vessel
has to be large enough to outcompete
the other fishermen and, hence,
contributes to the overcapacity
problems under the race for fish.
In addition, the rockfish cooperative
alternative holds promise by providing
efficiency gains to both small entity
harvesters and the processors. Data on
cost and operating structure within each
sector are unavailable, so a quantitative
evaluation of the size and distribution of
these gains accruing to harvesters and
processors under this management
regime cannot be provided.
Nonetheless, it appears that the rockfish
cooperative alternative offers
improvements over the status quo
through the institution of a ‘‘rightsbased management’’ structure. The
rockfish cooperative alternative also
includes provisions for fishery
participants the Council expressly
sought to include—specifically, rockfish
processors and the community in which
those processors have historically been
active.
The rockfish cooperative alternative
appears to minimize negative economic
impacts on small entities to a greater
extent than an alternative that allocates
limited processing licenses (Alternative
2 for catcher vessels), or that defines a
smaller portion of the TAC for
competition among a fixed number of
vessels (Alternative 3 for catcher/
processors).
After an exhaustive public process
spanning several years, the Council
concluded that the Program best
accomplishes the stated objectives
articulated in the problem statement
and applicable statutes, and minimizes
to the extent practicable adverse
economic impacts on the universe of
directly regulated small entities.
Regulatory Impact Review (RIR)
An RIR was prepared to assess all
costs and benefits of available regulatory
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alternatives. The RIR considers all
quantitative and qualitative measures.
The Program was chosen based on those
measures that maximize net benefits to
affected participants in the Central GOA
rockfish fisheries. Specific aspects of the
RIR are discussed under the heading of
the IRFA.
Initial Regulatory Flexibility Analysis
(IRFA)
An IRFA was prepared, as required by
section 603 of the RFA. The IRFA
describes the economic impact this
proposed rule, if adopted, would have
on small entities. A description of the
action, why it is being considered, and
the legal basis for this action are
contained in the preamble. Copies of the
EA/RIR/IRFA prepared for this
proposed rule are available from NMFS
(see ADDRESSES). A summary of that
analysis follows.
Why action by the agency is being
considered and objectives of, and legal
basis for, the proposed rule. The IRFA
describes in detail the reasons why this
action is being proposed, describes the
objectives and legal basis for the
proposed rule, and discusses both small
and non-small regulated entities to
adequately characterize the fishery
participants. Section 802 of the
Consolidated Appropriations Act of
2004 and the Magnuson-Stevens Act
provide the legal basis for the proposed
rule, namely to achieve the objective of
reducing excessive fishing capacity and
ending the race for fish under the
current management strategy for
commercial fishing vessels operating in
the Central GOA rockfish fisheries. By
ending the race for fish, NMFS expects
the proposed action to increase resource
conservation, improve economic
efficiency, and address social concerns.
Number of small entities to which the
proposed rule will apply. The IRFA
contains a description and estimate of
the number of small entities to which
the proposed rule would apply. The
IRFA estimates that as many as 63
entities, that own approximately 48
catcher vessels and 15 catcher/processor
vessels, would be eligible to receive QS
under the Program. The IRFA estimates
that approximately 171 trawl vessels
and 900 non-trawl vessels could
participate in the entry level fishery.
The number of vessels that would
choose to participate in the entry level
fishery component of the Program is not
known; therefore, there is no estimate of
the number of entities in the entry level
fishery that are directly regulated under
this Program.
In addition, six entities that process
rockfish are estimated to be eligible
rockfish processors and would be
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regulated under this Program. None of
these eligible rockfish processors are
estimated to be small entities based on
the number of persons employed by
these processors. Additionally, some of
these eligible rockfish processors are
estimated to be involved in both the
harvesting and processing of seafood
products and exceed the $4.0 million in
revenues as a fish harvesting operation.
Some processors that are not eligible
rockfish processors may choose to
compete for landings from the entry
level fishery and would be regulated by
this Program. Some of these processors
may be small entities. The extent of
participation by small entities in the
processing segment of the entry level
fishery cannot be predicted.
Of the estimated 63 entities owning
vessels eligible for fishing under the
Program (other than the entry-level
fishery), 45 are estimated to be small
entities because they generated $4.0
million or less in gross revenue based
on participation in 1996 through 2002.
All 15 of the entities owning eligible
catcher/processor vessels are non-small
entities as defined by the RFA. No
catcher vessel individually exceeds the
small entity threshold of $4.0 million in
gross revenues. At least three catcher
vessels are believed to be owned by
entities whose operations exceed the
small entity threshold, leaving an
estimated many as 45 small catcher
vessel entities that are directly regulated
by this action. The ability to estimate
the number of small entities that operate
catcher vessels regulated by this action
is limited due to incomplete
information concerning vessel
ownership.
It is likely that a substantial portion
of the catcher vessel participants in the
entry level fishery will be small entities.
Based on data from NOAA Fisheries,
there are approximately 171 LLP
licenses that would be qualified to fish
in the Central GOA entry level trawl
fishery, and 900 LLP licenses that
would qualify to fish in the entry level
fixed gear fishery. However, it is not
possible to determine how many
persons may hold these LLP licenses
and chose to participate in the entry
level fishery at the time of application
to participate in the fishery. The number
of persons holding LLPs is likely to be
less than the total number of LLP
licenses that may be used to participate
in the entry level fishery because a
person may hold more than one LLP
license at a time.
Six entities made at least one rockfish
landing from 1996 to 2002, but none
appeared to qualify as an eligible
rockfish harvester. Five of these entities
are not small entities and one entity
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qualifies as ‘‘small’’ by Small Business
Administration (SBA) standards. The
non-small entities owned five catcher/
processors. The one small entity owns a
catcher vessel. Entities that do not
qualify for the Program either left the
fishery, currently fish under interim
LLP licenses, or do not hold an LLP
license. Moreover, the vessels the IRFA
considers ‘‘non-qualified’’ could not or
would not be allowed to continue
fishing under the current LLP. The
impacts to the small entities that would
be prohibited from fishing by the LLP
were analyzed in the RIR/IRFA and
Final Regulatory Flexibility Analysis
(FRFA) prepared for the LLP. Therefore,
the non-qualified vessels are not
considered impacted by the proposed
rule and are not discussed in this IRFA.
For purposes of the RIR, the
community of Kodiak, Alaska, could be
directly impacted by the Program. All of
the eligible rockfish processors are
located in Kodiak. The specific impacts
on Kodiak cannot be determined until
NMFS issues QS and eligible rockfish
harvesters begin fishing under the
Program. Other supporting businesses
may also be indirectly affected by this
action if it leads to fewer vessels
participating in the fishery. These
impacts are analyzed in the RIR
prepared for this action (see
ADDRESSES).
Projected reporting, recordkeeping
and other compliance requirements.
Implementation of the Program would
change the overall reporting structure
and recordkeeping requirements of the
participants in the Central GOA rockfish
fisheries. All participants would be
required to provide additional reporting.
Each harvester would be required to
track harvests to avoid exceeding his or
her allocation. As in other North Pacific
rationalized fisheries, processors would
provide catch recording data to
managers to monitor harvest of
allocations. Processors would be
required to record deliveries and
processing activities to aid in the
Program administration.
NMFS would be required to develop
new databases to monitor harvesting
and processing allocations. These
changes could require the development
of new reporting systems.
To participate in the Program, persons
would be required to complete
application forms, transfer forms,
reporting requirements, and other
collections-of-information. These forms
are either required under existing
regulations or are required for the
administration of the Program. These
forms impose costs on small entities in
gathering the required information and
completing the forms. With the
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exception of specific equipment tests,
which are performed by NMFS
employees or other professionals, basic
word processing skills are the only
skills needed for the preparation of
these reports or records.
NMFS has estimated the costs of
complying with the reporting
requirements based on the burden hours
per response, number of responses per
year, and a standard estimate of $25 per
burden hour. Persons would be required
to complete most of the forms at the
start of the Program, such as the
application to participate in the
Program. Persons would be required to
complete some forms every year, such
as the application to fish in a rockfish
cooperative, limited access fishery, or
opt-out fishery. Additionally, reporting
for purposes of catch accounting, or
transfer of CFQ among rockfish
cooperatives would be completed more
frequently.
It would cost participants in the
Program an estimated $56 to complete
applications to participate in the
Program, $55 for the annual application
to participate in a rockfish cooperative,
limited access fishery, or opt-out, $61 to
complete a transfer of CFQ, and $61 to
complete a transfer of rockfish processor
eligibility.
NMFS considered multiple
alternatives to effectively implement
specific provisions within the Program
through regulation. In each instance,
NMFS attempted to impose the least
burden on the public, including the
small entities subject to the Program.
The groundfish landing report
(internet version and optional fax
version) would be used to debit CFQ.
All retained catch must be weighed,
reported, and debited from the
appropriate account under which the
catch was harvested. Under
recordkeeping and reporting, NMFS
considered the options of a paper based
reporting system or an electronic
reporting system. NMFS chose to
implement an electronic reporting
system as a more convenient, accurate,
and timely method. Additionally, the
proposed electronic reporting system
would provide continuous access to
accounts. These provisions would make
recordkeeping and reporting
requirements less burdensome on
participants by allowing participants to
more efficiently monitor their accounts
and fishing activities. NMFS recognizes
that participants in the current fishery
might be more comfortable with the
paper based fish ticket system, but
believes that the added benefits of the
electronic reporting system outweigh
any benefits of the paper based system.
However, NMFS would also provide an
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optional backup using existing
telecommunication and paper based
methods, which would reduce the
burden on small entities in more remote
areas possessing less electronic
infrastructure.
Under this proposed rule, catcher/
processors would be required to
purchase and install motioncompensated scales to weigh all fish atsea. Such scales would cost on a onetime basis, approximately $69,000 per
vessel. Currently a flow scale costs
$60,000, an observer platform scale
$8,500, and test weights $500.
Additional costs on a one-time basis
associated with the installation of the
scales are estimated to be between
$10,000 and $40,000, depending on the
extent to which the vessel must be
reconfigured to install the scale. Scale
monitoring requirements would cost
approximately $6,235 per year. Based
on discussions with equipment vendors,
NMFS estimates that six catcher/
processors, one of which is a small
entity, would choose to fish under the
Program and would be required to have
scales.
NMFS would increase observer
coverage for Program participants in
most cases. In similar NMFS managed
quota fisheries, NMFS requires that all
fishing activity be observed. NMFS must
maintain timely and accurate records of
harvests in fisheries with small
allocations that are harvested by a fleet
with a potentially high harvest rate.
Additionally, halibut PSC and halibut
mortality rates must be monitored. Such
monitoring can only be accomplished
through the use of onboard observers.
Although this imposes additional costs,
participants in the fishery can form
rockfish cooperatives, which would
limit the number of vessels required to
harvest a cooperative’s CFQ, and
organize fishing operations to limit the
amount of time when additional
observer coverage would be required
and offset additional costs. The exact
overall additional observer costs per
vessel cannot be predicted because costs
will vary with the specific fishing
operations of that vessel. NMFS
estimates that a requirement for
increased observer coverage would cost
approximately $400 per day. Additional
costs may be associated with catcher/
processors that reconfigure their vessels
to ensure that adequate space is
available for the additional observer.
These costs cannot be predicted and
will vary from vessel to vessel
depending on specific conditions on
that vessel.
For monitoring of processing activity,
it would cost shore-based processors
approximately $416 to complete the
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catch monitoring plan and an additional
$2,800 annually to complete all landing
reports.
NMFS determined that a VMS
program is essential to the proper
enforcement of the Program. Therefore,
all vessels, except for non-trawl entry
level vessels, participating in the
Program would be required to
participate in a VMS program.
Depending on which brand of VMS a
vessel chooses to purchase, NMFS
estimates that this requirement would
impose a cost of $2,000 per vessel for
equipment purchase, $780 for
installation and maintenance, and $5
per day for data transmission costs.
NMFS does not estimate that any
additional vessels would incur this cost
if they choose to participate in the
Program. This estimate is based on
information on those vessels that may
participate in the Program which are
already subject to VMS requirements
under existing regulations.
NMFS has determined that special
catch handling requirements for
catcher/processors may subject vessel
owners and operators to additional costs
depending on the monitoring option
chosen. The costs for providing line of
sight for observer monitoring are highly
variable depending on bin modifications
the vessel may make, the location of the
observer sample station, and the type of
viewing port installed. These costs
cannot be estimated with existing
information.
Because NMFS has chosen to
implement the video option using
performance standards, the costs for a
vessel to implement this option could
be quite variable, depending on the
nature of the system chosen. In most
cases, the system would be expected to
consist of one digital video recorder
(DVR)/computer system and between
two and five cameras. DVR systems
range in price from $1,500 to $10,000,
and cameras cost from $75 to $300 each.
Data storage costs will vary depending
on the frame rate, color density, amount
of compression, image size, and need for
redundant storage capacity. NMFS
estimates data storage will cost between
$400 and $3,000 per vessel.
Installation costs will be a function of
where the DVR/computer can be located
in relation to an available power source,
cameras, and the observer sampling
station. NMFS estimates that a fairly
simple installation will cost
approximately $2,000, a complex
installation will cost approximately
$10,000, per vessel. However, these
costs could be considerably lower if the
vessel owner chooses to install the
equipment while upgrading other
wiring. Thus, total system costs,
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including DVR/computer equipment,
cameras, data storage, and installation
would be expected to range between
$4,050 per vessel for a very simple
inexpensive system with low
installation costs, and $24,500 per
vessel for a complex, sophisticated
system with high installation costs.
Annual system maintenance costs are
difficult to estimate because much of
this technology has not been extensively
used at-sea in the United States.
However, we estimate an annual cost of
$680 to $4,100 per year based on a hard
disk failure rate of 20 percent per year,
and a DVR/computer lifespan of three
years.
Federal rules which may duplicate,
overlap or conflict with the proposed
rule. No Federal rules that may
duplicate, overlap, or conflict with this
proposed action have been identified.
Collection-of-Information
This rule contains collection-ofinformation requirements subject to
review and approval by OMB under the
Paperwork Reduction Act (PRA). These
requirements have been submitted to
OMB for approval. Public reporting
burden per response for these
requirements are listed by OMB control
number.
OMB Control No. 0648–New (Pending
Approval)
Two (2) hours for application to
participate in the Program; 2 hours for
the application for CFQ; 2 hours for the
application for the limited access
fishery; 2 hours for the application for
the entry-level fishery; 2 hours for the
application to opt-out; 2 hours for the
application for inter-cooperative
transfer; 2 hours for the application to
transfer processor eligibility; 4 hours for
annual rockfish cooperative report; 6
minutes for rockfish cooperative catch
report; 4 hours for a letter of appeal, if
denied a permit; 15 minutes for a
rockfish cooperative termination of
fishing declaration; and 15 minutes for
modification of the application for CFQ
for vessels authorized to fish CFQ.
OMB Control No. 0648–0515
Fifteen (15) minutes for application
for user ID; 35 minutes to electronically
submit landing report and print
receipts.
OMB Control No. 0648–0330
Forty (40) hours for complying with
special catch handling requirements for
catcher/processors; 40 hours for catch
monitoring and control plan (CMCP).
This rule contains collection-ofinformation requirements subject to the
PRA and which have been approved by
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OMB. Public reporting burden per
response for these requirements are
listed by OMB control number.
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
OMB Control No. 0648–0213
1. The authority citation for 50 CFR
part 679 is revised to read as follows:
Fourteen (14) minutes for Vessel
Activity Report; 20 minutes for product
transfer report; 28 minutes for catcher
vessel longline and pot gear daily
fishing logbook; and 41 minutes for
catcher/processor longline and pot gear
daily cumulative production logbook.
OMB Control No. 0648–0445
Twelve (12) minutes for VMS checkin form; 6 hours for VMS installation; 4
hours for VMS annual maintenance; and
6 seconds for each VMS transmission.
Response times include the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information. Public comment is
sought regarding whether this proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information shall have
practical utility; the accuracy of the
burden estimate; ways to enhance the
quality, utility, and clarity of the
information to be collected; and ways to
minimize the burden of the collection of
information, including through the use
of automated collection techniques or
other forms of information technology.
Send comments regarding this burden
estimate or any other aspect of this
collection of information, including
suggestions for reducing the burden to
NMFS (see ADDRESSES), and by e-mail to
David_Rostker@omb.eop.gov, or fax to
202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
List of Subjects in 50 CFR Part 679
rwilkins on PROD1PC63 with PROPOSAL_2
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: May 23, 2006.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
For the reasons set out in the
preamble, 50 CFR part 679 is proposed
to be amended as follows:
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Authority: 16 U.S.C. 773 et seq., 1801 et
seq., 3631 et seq.; and Pub. L. 108–199, 118
Stat. 110.
2. In § 679.2, add the definitions of
‘‘Cooperative fishing quota (CFQ)’’,
‘‘Eligible rockfish harvester’’, ‘‘Eligible
rockfish processor’’, ‘‘Eligible rockfish
entry level harvester’’, ‘‘Eligible rockfish
entry level processor’’, ‘‘Halibut PSC
sideboard limit’’, ‘‘Initial rockfish QS
pool’’, ‘‘Legal rockfish landing for
purposes of qualifying for the Rockfish
Program’’, ‘‘Non-allocated secondary
species’’, ‘‘Official Rockfish Program
record’’, ‘‘Opt-out fishery’’, ‘‘Primary
rockfish species’’, ‘‘Rockfish
cooperative’’, ‘‘Rockfish entry level
fishery’’, ‘‘Rockfish halibut PSC’’,
‘‘Rockfish limited access fishery’’,
‘‘Rockfish Program’’, ‘‘Rockfish Program
fisheries’’, ‘‘Rockfish Program species’’,
‘‘Rockfish Quota Share (QS)’’, ‘‘Rockfish
QS pool’’, ‘‘Rockfish QS unit’’,
‘‘Rockfish sideboard fisheries’’,
‘‘Secondary species’’, ‘‘Sector for
purposes of the Rockfish Program’’,
‘‘Sideboard limit for purposes of the
Rockfish Program’’, ‘‘Sideboard ratio for
purposes of the Rockfish Program’’, and
‘‘Ten percent or greater direct or
indirect ownership interest for purposes
of the Rockfish Program’’ in alphabetical
order to read as follows:
§ 679.2.
Definitions.
*
*
*
*
*
Cooperative fishing quota (CFQ)
means: (1) The annual catch limit of a
primary rockfish species or secondary
species that may be harvested by a
rockfish cooperative that may lawfully
harvest an amount of the TAC for a
primary rockfish species or secondary
species while participating in the
Rockfish Program;
(2) The amount of annual halibut PSC
that may be used by a rockfish
cooperative in the Central GOA while
participating in the Rockfish Program
(see rockfish halibut PSC in this
section).
*
*
*
*
*
Eligible rockfish entry level harvester
means a person who is permitted by
NMFS to harvest fish in the rockfish
entry level fishery.
Eligible rockfish entry level processor
means a person who is permitted by
NMFS to receive and process fish
harvested under the rockfish entry level
fishery.
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Eligible rockfish harvester means a
person who is permitted by NMFS to
hold rockfish QS.
Eligible rockfish processor means a
person who is permitted by NMFS to
receive and process primary rockfish
species and secondary rockfish species
harvested by a rockfish cooperative or in
a rockfish limited access fishery.
*
*
*
*
*
Halibut PSC sideboard limit means
the maximum amount of halibut PSC
that may be used from July 1 through
July 31 by eligible rockfish harvesters or
rockfish cooperatives in the West
Yakutat District, Central GOA, and
Western GOA as established under
§ 679.82(d), as applicable.
*
*
*
*
*
Initial rockfish QS pool means the
sum of rockfish QS units established for
a Rockfish Program fishery based on the
official Rockfish Program record and
used for the initial allocation of rockfish
QS units and use cap calculations as
described in § 679.82(a).
*
*
*
*
*
Legal rockfish landing for purposes of
qualifying for the Rockfish Program
means groundfish caught and retained
in compliance with state and Federal
regulations in effect at that time unless
harvested and then processed as meal,
and
(1) For catcher vessels: (i) The harvest
of groundfish from the Central GOA
regulatory area that is offloaded and
recorded on a State of Alaska fish ticket
during the directed fishing season for
that Primary rockfish fishery as
established in Table 28 to this part; and
(ii) An amount of halibut PSC
attributed to that sector during the
directed fishing season for the primary
rockfish fisheries as established in Table
28 to this part.
(2) For catcher/processors: (i) The
harvest of groundfish from the Central
GOA regulatory area that is recorded on
a Weekly Production Report based on
harvests during the directed fishing
season for that Primary rockfish fishery
as established in Table 28 to this part;
and
(ii) An amount of halibut PSC
attributed that sector during the directed
fishing season for the Primary rockfish
fisheries as established in Table 28 to
this part.
*
*
*
*
*
Non-allocated secondary species (see
Rockfish Program species in this
section).
*
*
*
*
*
Official Rockfish Program record
means information used by NMFS
necessary to determine eligibility to
participate in the Rockfish Program and
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assign specific harvest or processing
privileges to Rockfish Program
participants.
*
*
*
*
*
Opt-out fishery means the fishery
conducted by persons who are eligible
rockfish harvesters holding an LLP
license endorsed for catcher/processor
activity and who are not participating in
a rockfish cooperative or the rockfish
limited access fishery in the catcher/
processor sector.
*
*
*
*
*
Primary rockfish species (see Rockfish
Program species in this section).
*
*
*
*
*
Rockfish cooperative means a group
of eligible rockfish harvesters who have
chosen to form a rockfish cooperative
under the requirements of § 679.81(i) in
order to combine and harvest fish
collectively under a CFQ permit issued
by NMFS.
Rockfish entry level fishery means the
fishery conducted under the Rockfish
Program by eligible rockfish entry level
harvesters and eligible rockfish entry
level processors.
Rockfish halibut PSC means the
amount of halibut PSC that may be used
by a rockfish cooperative in the Central
GOA as assigned on a CFQ permit.
Rockfish limited access fishery means
the fishery conducted by persons who
are eligible rockfish harvesters or
eligible rockfish processors and who are
not participating in a rockfish
cooperative or opt-out fishery for that
applicable sector.
Rockfish Program means the Program
authorized under the authority of
Section 802 of the Consolidated
Appropriations Act of 2004 (Pub. L.
108–199) and implemented under
subpart G of this part to manage
Rockfish Program fisheries.
Rockfish Program fisheries means
those directed fisheries that catch
primary rockfish species, secondary
species, rockfish halibut PSC, and
rockfish sideboard fisheries.
Rockfish Program species means the
following species in the Central GOA
regulatory area that are managed under
the authority of the Rockfish Program:
(1) Primary rockfish species means
northern rockfish, Pacific ocean perch,
and pelagic shelf rockfish.
(2) Secondary species means the
following species:
(i) Sablefish not allocated to the IFQ
Program;
(ii) Thornyhead rockfish;
(iii) Pacific cod for the catcher vessel
sector;
(iv) Rougheye rockfish for the catcher/
processor sector; and
(v) Shortraker rockfish for the catcher/
processor sector.
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(3) Non-allocated secondary species
means the following species:
(i) Atka mackerel, arrowtooth
flounder, deep water flatfish, flathead
sole, ‘‘other species,’’ pollock, rex sole,
and shallow water flatfish;
(ii) Pacific cod for the catcher/
processor sector; and
(iii) Rougheye rockfish and shortraker
rockfish for the catcher vessel sector.
Rockfish Quota Share (QS) means a
permit the amount of which is based on
legal rockfish landings for purposes of
qualifying for the Rockfish Program that
are assigned to an LLP license.
Rockfish QS pool means the sum of
rockfish QS units established for a
Rockfish Program fishery based on the
official Rockfish Program record.
Rockfish QS unit means a measure of
QS based on the legal rockfish landings.
Rockfish sideboard fisheries means
fisheries that are assigned a sideboard
limit that may be harvested by
participants in the Rockfish Program.
*
*
*
*
*
Secondary species (see Rockfish
Program species in this section).
Sector for purposes of the Rockfish
Program means: (1) Catcher/processor
sector means those eligible rockfish
harvesters who hold an LLP license
with a catcher/processor designation
and who are eligible to receive rockfish
QS that may result in CFQ that may be
harvested and processed at sea.
(2) Catcher vessel sector means those
eligible rockfish harvesters who hold an
LLP license who are eligible to receive
rockfish QS that may result in CFQ that
may not be harvested and processed at
sea.
*
*
*
*
*
Sideboard limit for purposes of the
Rockfish Program means: (1) The
maximum amount of northern rockfish,
Pacific ocean perch, and pelagic shelf
rockfish that may be harvested by all
vessels in all areas as specified under
§ 679.82(d) through (h), as applicable;
(2) The maximum amount of Pacific
cod that may be harvested by all vessels
in all areas as specified under
§ 679.82(d) through (h), as applicable; or
(3) The maximum amount of halibut
PSC that may be used by all vessels in
all areas as specified under § 679.82(d)
through (h), as applicable.
Sideboard ratio for purposes of the
Rockfish Program means a portion of a
sideboard limit for a groundfish fishery
that is assigned to the catcher vessel
sector or catcher/processor sector based
on the catch history of vessels in that
sector.
*
*
*
*
*
Ten percent or greater direct or
indirect ownership interest for purposes
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of the Rockfish Program means a
relationship between two or more
entities in which one directly or
indirectly owns or controls a 10 percent
or greater interest in, or otherwise
controls, another entity; or a third entity
which directly or indirectly owns or
controls a 10 percent or greater interest
in both. For the purpose of this
definition, the following terms are
further defined:
(1) Entity. An entity may be a person,
association, partnership, joint-stock
company, trust, or any other type of
legal entity; any receiver, trustee in
bankruptcy or similar official or
liquidating agent; or any organized
group of persons whether incorporated
or not.
(2) Indirect interest. An indirect
interest is one that passes through one
or more intermediate entities. An
entity’s percentage of indirect interest in
a second entity is equal to the entity’s
percentage of direct interest in an
intermediate entity multiplied by the
intermediate entity’s direct or indirect
interest in the second entity.
(3) Controls a 10 percent or greater
interest. An entity controls a 10 percent
or greater interest in a second entity if
the first entity:
(i) Controls a 10 percent ownership
share of the second entity; or
(ii) Controls 10 percent or more of the
voting or controlling stock of the second
entity.
(4) Otherwise controls. An entity
otherwise controls another entity, if it
has:
(i) The right to direct, or does direct,
the business of the other entity;
(ii) The right in the ordinary course of
business to limit the actions of, or
replace, or does limit or replace, the
chief executive officer, a majority of the
board of directors, any general partner,
or any person serving in a management
capacity of the entity;
(iii) The right to direct, or does direct,
the rockfish fishery processing activities
of that entity;
(iv) The right to restrict, or does
restrict, the day-to-day business
activities and management policies of
the entity through loan covenants;
(v) The right to derive, or does derive,
either directly, or through a minority
shareholder or partner, and in favor of
the entity, a significantly
disproportionate amount of the
economic benefit from the processing of
fish by that entity;
(vi) The right to control, or does
control, the management of, or to be a
controlling factor in, the entity;
(vii) The right to cause, or does cause,
the purchase or sale of fish processed by
that entity;
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(viii) Absorbs all of the costs and
normal business risks associated with
ownership and operation of the entity;
or
(ix) Has the ability through any other
means whatsoever to control the entity.
*
*
*
*
*
3. In § 679.4, paragraphs (a)(1)(xii),
(b)(10), (k)(11), and (n) are added to read
as follows:
If program permit or card type is:
rwilkins on PROD1PC63 with PROPOSAL_2
*
*
*
*
(b) * * *
(10) NMFS will reissue a Federal
fisheries permit to any person who
holds a Federal fisheries permit issued
to a vessel if that vessel was used to
make any legal rockfish landings and is
subject to a sideboard limit as described
under § 679.82(d) through (h).
*
*
*
*
*
(k) * * *
(11) Rockfish QS—(i) General. In
addition to other requirements of this
part, a license holder must have rockfish
QS on his or her groundfish LLP license
to conduct directed fishing for Rockfish
Program fisheries with trawl gear.
(ii) Eligibility requirements for
rockfish QS. The eligibility
requirements to receive rockfish QS are
established in § 679.80(b).
*
*
*
*
*
(n) Rockfish Program—(1)
Cooperative fishing quota (CFQ). (i) A
CFQ permit is issued annually to a
rockfish cooperative if the members of
that rockfish cooperative have
submitted a complete and timely
application for CFQ as described at
§ 679.81(e)(4) that is subsequently
approved by the Regional
Administrator. A CFQ permit authorizes
a rockfish cooperative to participate in
the Rockfish Program. The CFQ permit
will indicate the amount of primary
rockfish species or secondary species
that may be harvested by the rockfish
cooperative, and the amount of rockfish
halibut PSC that may be used by the
rockfish cooperative. The CFQ permit
will list the members of the rockfish
cooperative, the vessels that are
authorized to fish under the CFQ permit
for that rockfish cooperative, and the
eligible rockfish processor with whom
that rockfish cooperative is associated, if
applicable.
(ii) A CFQ permit is valid under the
following circumstances:
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Permits.
(a) * * *
(1) * * *
For more information,
see . . .
Permit is in effect from issue date through end of:
*
*
*
(xii) Rockfish Program
(A) CFQ .............................................................................
(B) Rockfish Entry Level Fishery ......................................
(C) Opt-out Fishery ...........................................................
(D) Rockfish Limited Access Fishery ................................
*
§ 679.4
*
Specified
Specified
Specified
Specified
*
fishing
fishing
fishing
fishing
year
year
year
year
......................................................
......................................................
......................................................
......................................................
(A) Until the end of the year for which
the CFQ permit is issued;
(B) Until the amount harvested is
equal to the amount specified on the
CFQ permit for a specific primary
rockfish species or secondary species;
(C) Until the amount of halibut PSC
used is equal to the amount of rockfish
halibut PSC specified on the CFQ
permit;
(D) Until the permit is modified by
transfers under § 679.81(f);
(E) Until the permit is amended to
add or remove vessels authorized to fish
the CFQ for that rockfish cooperative;
(F) Until the permit is revoked
through an approved rockfish
cooperative termination of fishing
declaration; or
(G) Until the permit is revoked,
suspended, or modified pursuant to
§ 679.43 or under 15 CFR part 904.
(iii) A legible copy of the CFQ permit
must be carried on board the vessel(s)
used by the rockfish cooperative.
(2) Rockfish cooperative termination
of fishing declaration. (i) A rockfish
cooperative may choose to extinguish its
CFQ permit through a declaration
submitted to NMFS.
(ii) This declaration may only be
submitted to NMFS using the following
methods:
(A) Fax: 907–586–7354; or
(B) Hand Delivery or Carrier. NMFS,
Room 713, 709 4th Street, Juneau, AK
99801.
(iii) A Rockfish cooperative
termination of fishing declaration must
include the following information:
(A) CFQ permit number;
(B) The date the declaration is
submitted; and
(C) The rockfish cooperative’s legal
name, the permanent business address,
telephone number, fax number, and email address (if available) of the
rockfish cooperative or its authorized
representative, and the printed name
and signature of the authorized
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§ 679.81(e)(4).
§ 679.81(e)(7).
§ 679.81(e)(6).
§ 679.81(e)(5).
representative of the rockfish
cooperative.
(iv) NMFS will review the declaration
and notify the rockfish cooperative’s
authorized representative once the
declaration has been approved.
(v) Upon approval of a declaration,
the CFQ for all primary rockfish species,
secondary species, and rockfish halibut
PSC assigned to that rockfish
cooperative will be set to zero and that
rockfish cooperative may not receive
any CFQ for any primary rockfish
species, secondary species, and rockfish
halibut PSC by transfer for that calendar
year.
(3) Eligible rockfish processor. (i) The
Regional Administrator will issue an
eligible rockfish processor permit to
persons who have submitted a complete
application described at § 679.81(d),
that is subsequently approved by the
Regional Administrator. An eligible
rockfish processor permit authorizes a
shoreside processor or stationary
floating processor to receive fish
harvested under the Rockfish Program,
except for fish harvested under the
rockfish entry level fishery.
(ii) A permit is valid under the
following circumstances:
(A) Until the permit is modified by
transfers under § 679.81(f); or
(B) Until the permit is revoked,
suspended, or modified pursuant to
§ 679.43 or 15 CFR part 904.
(iii) A legible copy of the eligible
rockfish processor permit must be
available at the facility at which
Rockfish Program fish are received.
4. Section 679.5 is amended by:
A. Removing and reserving paragraph
(a)(4).
B. Redesignating paragraphs (e)(3)
through (e)(7) as paragraphs (e)(4)
through (e)(8), respectively.
C. Adding paragraphs (e)(3) and (r).
D. Revising the introductory text of
paragraph (e) and paragraphs (e)(1) and
(e)(2).
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E. In newly redesignated paragraph
(e)(4), remove the phrase ‘‘paragraphs
(e)(1) and (2)’’ and add in its place the
phrase ‘‘paragraphs (e)(1), (e)(2), and
(e)(3)’’.
F. In newly redesignated paragraph
(e)(5)(ii), remove the phrase ‘‘paragraph
(e)(6)’’ and add in its place the phrase
‘‘paragraph (e)(7)’’.
G. In newly redesignated paragraph
(e)(5)(iii), remove the phrase ‘‘paragraph
(e)(4)(iv)’’ and add in its place the
phrase ‘‘paragraph (e)(5)(iv)’’.
H. In newly redesignated paragraph
(e)(5)(iii), remove the phrase ‘‘paragraph
(e)(4)(iv)’’ and add in its place the
phrase ‘‘paragraph (e)(5)(iv)’’.
The additions and revisions read as
follows:
§ 679.5
(R&R).
Recordkeeping and reporting
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(e) Shoreside processor electronic
logbook report (SPELR). The owner or
manager of a shoreside processor or
stationary floating processor:
(1) That receives groundfish from
AFA catcher vessels or receives pollock
harvested in a directed pollock fishery
from catcher vessels:
(i) Must use SPELR or NMFSapproved software to report every
delivery of harvest made during the
fishing year, including but not limited
to groundfish from AFA catcher vessels
and pollock from a directed pollock
fishery participant; and
(ii) Must maintain the SPELR and
printed reports as described in
paragraphs (e) and (f) of this section.
(2) That receives groundfish from
catcher vessels that are permitted as
harvesters in the Rockfish Program:
(i) Must use SPELR or NMFSapproved software to report every
delivery of harvests made during the
fishing year, including but not limited
to groundfish from catcher vessels
permitted as harvesters in the Rockfish
Program; and
(ii) Must maintain the SPELR and
printed reports as described in
paragraphs (e) and (f) of this section.
(3) Receives groundfish and that is not
required to use SPELR under paragraph
(e)(1) or (e)(2) of this section:
(i) May use, upon approval by the
Regional Administrator, SPELR or
NMFS-approved software in lieu of the
shoreside processor DCPL and shoreside
processor WPR.
(ii) If using SPELR, must maintain the
SPELR and printed reports as described
in paragraphs (e) and (f) of this section.
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(r) Rockfish Program—(1) General.
The owners and operators of catcher
vessels, catcher/processors, shoreside
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processors, and stationary floating
processors permitted as participants in
the Rockfish Program must comply with
the applicable recordkeeping and
reporting requirements of this section
and must assign all catch to a rockfish
cooperative, rockfish limited access
fishery, sideboard fishery, opt-out
fishery, or rockfish entry level fishery as
applicable at the time of catch or receipt
of groundfish. All owners of catcher
vessels, catcher/processors, shoreside
processors, and stationary floating
processors permitted as participants in
the Rockfish Program must ensure that
their authorized representatives or
employees comply with all applicable
recordkeeping and reporting
requirements.
(2) Logbook—(i) DFL. Operators of
catcher vessels equal to or greater than
60 ft (18.3 m) LOA participating in a
Rockfish Program fishery must maintain
a daily fishing logbook for trawl gear as
described in paragraphs (a) and (c) of
this section.
(ii) DCPL. Operators of catcher/
processors permitted in the Rockfish
Program must use a daily cumulative
production logbook for trawl gear as
described in paragraph (a) of this
section to record Rockfish Program
landings and production.
(3) SPELR. Managers of shoreside
processors or SFPs that are permitted as
processors in the Rockfish Program
must use SPELR or NMFS-approved
software as described in paragraphs (e)
and (f) of this section, instead of a
logbook and WPR, to record Rockfish
Program landings and production.
(4) Check-in/check-out report,
processors. Operators or managers of a
catcher/processor, mothership,
stationary processor, or stationary
floating processor that are permitted as
processors in the Rockfish Program
must submit check-in/check-out reports
as described in paragraph (h) of this
section.
(5) Weekly production report (WPR).
Operators of catcher/processors that are
permitted as processors in the Rockfish
Program and that use a DCPL must
submit a WPR as described in paragraph
(i) of this section.
(6) Product transfer report (PTR),
processors. Operators of catcher/
processors and managers of shoreside
processors or SFPs that are permitted as
processors in the Rockfish Program
must submit a PTR as described in
paragraph (g) of this section.
(7) Rockfish cooperative catch
report—(i) Applicability. Operators of
catcher/processors and managers of
shoreside processors or SFPs that are
permitted to receive fish harvested
under the Rockfish Program (see
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§ 679.4(m)) must submit to the Regional
Administrator a rockfish cooperative
catch report detailing each cooperative’s
delivery and discard of fish, as
described in paragraph (r)(7) of this
section.
(ii) Time limits and submittal. (A) The
rockfish cooperative catch report must
be submitted by one of the following
methods:
(1) An electronic data file in a format
approved by NMFS mailed to:
Sustainable Fisheries, P.O. Box 21668
Juneau, AK 99802–1668; or
(2) By fax: 907–586–7131.
(B) The rockfish cooperative catch
report must be received by the Regional
Administrator by 1200 hours, A.l.t. one
week after the date of completion of
delivery.
(iii) Information required. The
rockfish cooperative catch report must
contain the following information:
(A) CFQ Permit number;
(B) ADF&G vessel registration
number(s) of vessel(s) delivering catch;
(C) Federal processor permit number
of processor receiving catch;
(D) Date delivery completed;
(E) Amount of fish (in lb) delivered,
plus weight of at-sea discards;
(F) ADF&G fish ticket number(s)
issued to catcher vessel(s).
(8) Annual rockfish cooperative
report—(i) Applicability. A rockfish
cooperative permitted in the Rockfish
Program (see § 679.4(m)(1)) annually
must submit to the Regional
Administrator an annual rockfish
cooperative report detailing the use of
the cooperative’s CFQ.
(ii) Time limits and submittal. (A) The
annual rockfish cooperative report must
be submitted to the Regional
Administrator by an electronic data file
in a NMFS-approved format by fax:
907–586–7557; or by mail to the
Regional Administrator, NMFS Alaska
Region, P.O. Box 21668, Juneau, AK
99802–1668; and
(B) The annual rockfish cooperative
report must be received by the Regional
Administrator by December 15th of each
year.
(iii) Information required. The annual
rockfish cooperative report must
include at a minimum:
(A) The cooperative’s CFQ, sideboard
limit (if applicable), and any rockfish
sideboard fishery harvests made by the
rockfish cooperative vessels on a vesselby-vessel basis;
(B) The cooperative’s actual retained
and discarded catch of CFQ, and
sideboard limit (if applicable) by
statistical area and vessel-by-vessel
basis;
(C) A description of the method used
by the cooperative to monitor fisheries
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in which cooperative vessels
participated; and
(D) A description of any actions taken
by the cooperative in response to any
members that exceeded their catch as
allowed under the rockfish cooperative
agreement.
(9) Vessel monitoring system (VMS)
requirements (see § 679.28(f))
5. In § 679.7, paragraph (n) is added
as follows:
§ 679.7
Prohibitions.
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(n) Rockfish Program—(1) General. (i)
Fail to retain any primary rockfish
species caught by a vessel named on an
LLP license that is assigned to a rockfish
cooperative when that vessel is fishing
under a CFQ permit.
(ii) Fail to retain any primary rockfish
species caught by a vessel named on an
LLP license that is assigned to a rockfish
limited access fishery, or to a rockfish
entry level fishery, when that rockfish
fishery is open.
(iii) Fail to retain any secondary
species caught by a vessel named on an
LLP that is assigned to a rockfish
cooperative when that vessel is fishing
under a CFQ permit.
(iv) Fail to retain any groundfish
caught by a vessel that is subject to a
sideboard limit as described at
§ 679.82(d) through (h), as applicable, if
directed fishing for that groundfish
species in that area is authorized.
(v) Use an LLP license assigned to a
rockfish cooperative, limited access
fishery, or opt-out fishery, or rockfish
entry-level fishery in any other fishery
other than the fishery to which that LLP
license was initially assigned for that
fishing year.
(2) Vessels operators participating in
the Rockfish Program. (i) Operate a
vessel that is named on an LLP license
with rockfish QS that is assigned to a
rockfish cooperative and fishing under a
CFQ permit and fail to follow the catch
monitoring requirements detailed at
§ 679.84(c) through (e) from May 1:
(A) Until November 15; or
(B) Until the authorized
representative of that rockfish
cooperative has submitted a rockfish
cooperative termination of fishing
declaration that has been approved by
NMFS.
(ii) Operate a vessel that is named on
an LLP license with rockfish QS that is
assigned to a rockfish limited access
fishery and fail to follow the catch
monitoring requirements detailed at
§ 679.84(c) through (e) from July 1:
(A) Until November 15; or
(B) Until NMFS closes all directed
fishing for all primary rockfish species
for that rockfish limited access fishery
for that sector.
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(iii) Operate a vessel that is subject to
a sideboard limit detailed at § 679.82(d)
through (w), as applicable, and fail to
follow the catch monitoring
requirements detailed at § 679.84(c)
through (e) from July 1 until July 31, if
that vessel is harvesting fish in the West
Yakutat District, Central GOA, or
Western GOA management areas.
(3) VMS. (i) Operate a vessel that is
named on an LLP license with rockfish
QS that is assigned to a rockfish
cooperative and fail to use functioning
VMS equipment as described at
§ 679.28(f) at all times when operating
in a reporting area off Alaska from May
1:
(A) Until November 15; or
(B) Until the authorized
representative of that rockfish
cooperative has submitted a rockfish
cooperative termination of fishing
declaration that has been approved by
NMFS.
(ii) Operate a vessel that is named on
an LLP license with rockfish QS that is
assigned to a rockfish limited access
fishery and fail to use functioning VMS
equipment as described at § 679.28(f) at
all times when operating in a reporting
area off Alaska from July 1:
(A) Until November 15; or
(B) Until NMFS closes all directed
fishing for all primary rockfish species
for that rockfish limited access fishery
for that sector.
(iii) Operate a vessel that is subject to
a sideboard limit detailed at § 679.82(d)
through (h), as applicable, and fail to
use functioning VMS equipment as
described at § 679.28(f) at all times
when operating in a reporting area off
Alaska from July 1 until July 31.
(iv) Operate a vessel that is named on
an LLP license that is assigned to the
rockfish entry level fishery for trawl
gear and fail to use functioning VMS
equipment as described at § 679.28(f) at
all times when operating in a reporting
area off Alaska from July 1:
(A) Until November 15; or
(B) Until NMFS closes all directed
fishing for all primary rockfish species
for the rockfish entry level fishery for
trawl gear.
(4) Catcher/processor vessels
participating in the opt-out fishery.
Operate a vessel that is named on an
LLP license that is assigned to the optout fishery to directed fish for northern
rockfish, Pacific ocean perch, or pelagic
shelf rockfish in the Central GOA.
(5) Shoreside and stationary floating
processors eligible for the Rockfish
Program—(i) Catch weighing. Process
any groundfish delivered by a vessel
participating in a rockfish cooperative,
rockfish limited access fishery, rockfish
entry level fishery, or sideboard fishery
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33077
not weighed on a scale approved by the
State of Alaska. The scale must meet the
requirements specified in § 679.28(c).
(ii) Catch monitoring and control plan
(CMCP). Take deliveries of, or process,
groundfish caught by a vessel in a
rockfish cooperative or the rockfish
limited access fishery as detailed under
this subpart without following an
approved CMCP as described at
§ 679.28(g). A copy of the CMCP must
be maintained at the facility and made
available to authorized officers or
NMFS-authorized personnel upon
request.
(iii) Delivery location limitations.
Receive or process outside of the
geographic boundaries of the
community that is designated on the
permit issued by NMFS to the eligible
rockfish processor any groundfish
caught by a vessel while that vessel is
harvesting groundfish under a CFQ
permit or in a rockfish limited access
fishery.
(6) Catcher vessels participating in the
Rockfish Program and rockfish entry
level fishery. Deliver groundfish
harvested by a catcher vessel fishing
under a CFQ permit, in a rockfish
limited access fishery, or in a rockfish
entry level fishery to a shoreside or
stationary floating processor that is not
operating under an approved CMCP
pursuant to § 679.28(g).
(7) Rockfish cooperatives. (i) Exceed
the CFQ permit amount assigned to that
rockfish cooperative for that Rockfish
Program species.
(ii) Exceed the sideboard limit
assigned to a rockfish cooperative in the
catcher/processor sector.
(iii) Operate a vessel with an LLP
license assigned to a rockfish
cooperative to fish under a CFQ permit
unless the operator of that vessel, or that
rockfish cooperative’s authorized
representative has notified NMFS that
the vessel is fishing under a CFQ permit
in the application for CFQ or by
amending that application by
notification as described under
§ 679.81(e)(8).
(iv) Operate a vessel fishing under the
authority of a CFQ permit and to have
any Pacific ocean perch, pelagic shelf
rockfish, northern rockfish, sablefish,
thornyhead rockfish, aboard the vessel
unless those fish were harvested under
the authority of a CFQ permit.
(v) Operate a vessel fishing under the
authority of a CFQ permit in the catcher
vessel sector and to have any Pacific cod
aboard the vessel unless those fish were
harvested under the authority of a CFQ
permit.
(vi) Operate a vessel fishing under the
authority of a CFQ permit in the
catcher/processor sector and to have any
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rougheye rockfish or shortraker rockfish
aboard the vessel unless those fish were
harvested under the authority of a CFQ
permit.
(8) Use caps. Exceed the use caps that
apply under § 679.82(a).
6. In § 679.20, paragraphs (e)(1),
(e)(2)(ii), and (f)(2) are revised to read as
follows:
§ 679.20
General Limitations.
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(e) * * *
(1) Proportion of basis species. The
maximum retainable amount of an
incidental catch species is calculated as
a proportion of the basis species
retained on board the vessel using the
retainable percentages in Table 10 to
this part for the GOA species categories
(except the Rockfish Program fisheries,
which are described in Table 30 to this
part for the Rockfish Program fisheries)
and in Table 11 to this part for the BSAI
species categories.
(2) * * *
(ii) To obtain these individual
retainable amounts, multiply the
appropriate retainable percentage for the
incidental catch species/basis species
combination, set forth in Table 10 to
this part for the GOA species categories
(except the Rockfish Program fisheries,
which are described in Table 30 to this
part for the Rockfish Program fisheries),
and Table 11 to this part for the BSAI
species categories, by the amount of that
basis species, in round-weight
equivalents.
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(f) * * *
(2) Retainable amounts. Except as
provided in Table 10 to this part,
arrowtooth flounder, or any groundfish
species for which directed fishing is
closed may not be used to calculate
retainable amounts of other groundfish
species. Only fish harvested under the
CDQ Program may be used to calculate
retainable amounts of other CDQ
species. Only primary rockfish species
fish harvested under the Rockfish
Program may be used to calculate
retainable amounts of other species, as
provided in Table 30 to this part.
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7. In § 679.28, paragraphs (f)(6), (g)
introductory text, (g)(1) and (g)(2) are
revised to read as follows:
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§ 679.28 Equipment and operational
requirements.
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(f) * * *
(6) When must the VMS transmitter be
transmitting? Your vessel’s transmitter
must be transmitting if the vessel is
operating in any reporting area (see
definitions at § 679.2) off Alaska while
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any fishery requiring VMS, for which
the vessel has a species and gear
endorsement on its Federal fisheries
permit under § 679.4(b)(5)(vi), is open,
or when that vessel is required to use
functioning VMS equipment in the
Rockfish Program as described in
§ 679.7(n)(3).
(g) Catch monitoring and control plan
requirements (CMCP)—(1) What is a
CMCP? A CMCP is a plan submitted by
the owner and manager of a processing
plant, and approved by NMFS, detailing
how the processing plant will meet the
catch monitoring and control standards
detailed in paragraph (g)(7) of this
section.
(2) Who is required to prepare and
submit a CMCP for approval? The
owner and manager of shoreside or
stationary floating processors receiving
fish harvested in the following fisheries
must prepare, submit, and have
approved a CMCP prior to the receipt of
fish harvested in these fisheries:
(i) AFA pollock,
(ii) AI directed pollock,
(iii) Rockfish Program.
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8. In § 679.50, paragraphs (g)(1)(iii)(B)
introductory text, and (g)(1)(iii)(B)(1) are
revised and (c)(2)(vii), (c)(7), and (d)(7)
are added to read as follows:
§ 679.50 Groundfish Observer Program
applicable through December 31, 2007.
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(c) * * *
(2) * * *
(vii) Rockfish Program. In retained
catch from Rockfish Program fisheries.
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(7) Rockfish Program—(i) Catcher/
processor vessel—(A) Rockfish
cooperative. A catcher/processor vessel
that is named on an LLP license that is
assigned to a rockfish cooperative and is
fishing under a CFQ permit must have
aboard at least two NMFS-certified
observers for each day that the vessel is
used to harvest or process in the Central
GOA from May 1:
(1) Until November 15; or
(2) Until the authorized representative
of that rockfish cooperative has
submitted a rockfish cooperative
termination of fishing declaration that
has been approved by NMFS.
(B) Rockfish limited access fishery. A
catcher/processor vessel harvesting fish
allocated to the rockfish limited access
fishery for the catcher/processor sector
must have aboard at least two NMFScertified observers for each day that the
vessel is used to harvest or process in
the Central GOA from July 1:
(1) Until November 15; or
(2) Until NMFS closes all directed
fishing for all primary rockfish species
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in the rockfish limited access fishery for
the catcher/processor sector.
(C) Sideboard fishery. A catcher/
processor vessel that is subject to a
sideboard limit as described under
§ 679.82(d) through (h), as applicable,
harvesting fish in the West Yakutat
District, Central GOA, or Western GOA
management areas must have aboard at
least two NMFS-certified observers for
each day that the vessel is used to
harvest or process from July 1 until July
31.
(D) Observer lead level 2
requirements. At least one of these
observers must be endorsed as a lead
level 2 observer. More than two
observers are required if the observer
workload restriction at paragraph
(c)(7)(i)(E) of this section would
otherwise preclude sampling as
required.
(E) Observer workload. The time
required for the observer to complete
sampling, data recording, and data
communication duties may not exceed
12 consecutive hours in each 24-hour
period.
(ii) Catcher vessels—(A) Rockfish
cooperative. A catcher vessel that is
named on an LLP license that is
assigned to a rockfish cooperative and
fishing under a CFQ permit must have
aboard a NMFS-certified observer at all
times the vessel is used to harvest fish
in the Central GOA from May 1:
(1) Until November 15; or
(2) Until the authorized representative
of that rockfish cooperative has
submitted a rockfish cooperative
termination of fishing declaration that
has been approved by NMFS.
(B) Rockfish limited access fishery. A
catcher vessel harvesting fish allocated
to the rockfish limited access fishery for
the catcher vessel sector must have
aboard a NMFS-certified observer
aboard at all times the vessel is used to
harvest in the Central GOA from July 1:
(1) Until November 15; or
(2) Until NMFS closes all directed
fishing for all primary rockfish species
in the rockfish limited access fishery for
the catcher vessel sector.
(C) Sideboard fishery. A catcher
vessel that is subject to a sideboard limit
as described under § 679.82(d) through
(h), as applicable, harvesting fish in the
West Yakutat District, Central GOA, or
Western GOA management areas must
have aboard a NMFS-certified observer
at all times the vessel is used to harvest
from July 1 until July 31.
(d) * * *
(7) Rockfish Program—(i) Coverage
level. A shoreside or stationary floating
processor must have a NMFS-certified
observer for each 12 consecutive hour
period in each calendar day during
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which it receives deliveries from a
catcher vessel described at paragraph
(c)(7)(ii) of this section. A shoreside or
stationary floating processor that
receives deliveries or processes catch
from a catcher vessel described at
paragraph (c)(7)(ii) of this section for
more than 12 consecutive hours in a
calendar day is required to have two
NMFS-certified observers each of these
days.
(ii) Multiple processors. An observer
deployed to a shoreside or stationary
floating processor that receives
deliveries from a catcher vessel
described at paragraph (c)(7)(ii) of this
section harvested under the Rockfish
Program fisheries may not be assigned
to cover more than one processor during
a calendar day.
(iii) Observers transferring between
vessels and processors. An observer
transferring from a catcher vessel
delivering to a shoreside or stationary
floating processor that receives
deliveries from a catcher vessel
described at paragraph (c)(7)(ii) of this
section may not be assigned to cover the
shoreside or stationary floating
processor until at least 12 hours after
offload and sampling of the catcher
vessel’s delivery is complete.
(iv) Observer coverage limitations.
Observer coverage requirements at
paragraph (d)(7) of this section are in
addition to observer coverage
requirements in other fisheries.
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(g) * * *
(1) * * *
(iii) * * *
(B) Communication equipment
requirements. In the case of an operator
of a catcher/processor or mothership
that is required to carry one or more
observers, or a catcher vessel required to
carry an observer as specified in
paragraph (c)(1)(iv) or (c)(7)(ii) of this
section:
(1) Hardware and software. Making
available for use by the observer a
personal computer in working condition
that contains: a full Pentium 120Mhz or
greater capacity processing chip, at least
256 megabytes of RAM, at least 75
megabytes of free hard disk storage, a
Windows 98 (or more recent)
compatible operating system, an
operating mouse, a 3.5-inch (8.9 cm)
floppy disk drive, and a readable CD
ROM disk drive. The associated
computer monitor must have a viewable
screen size of at least 14.1 inches
(35.8cm) and minimum display settings
of 600 x 800 pixels. Except for a catcher
vessel described at paragraph (c)(7)(ii) of
this section, the computer equipment
specified in paragraph (g)(1)(iii)(B) of
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this section must be connected to a
communication device that provides a
point-to-point modem connection to the
NMFS host computer and supports one
or more of the following protocols: ITU
V.22, ITU V.22bis, ITU V.32, ITU
V.32bis, or ITU V.34. Personal
computers utilizing a modem must have
at least a 28.8 kbs Hayes-compatible
modem.
*
*
*
*
*
9. Subpart G, consisting of §§ 679.80
through 679.84, is added to read as
follows:
Subpart G—Rockfish Program
Sec.
679.80 Initial allocation of rockfish QS.
679.81 Rockfish Program annual harvester
and processor privileges.
679.82 Rockfish Program use caps and
sideboard limits.
679.83 Rockfish Program entry level
fishery.
679.84 Rockfish Program recordkeeping,
permits, monitoring, and catch
accounting.
Subpart G—Rockfish Program
§ 679.80
Initial allocation of rockfish QS.
Regulations under this subpart were
developed by National Marine Fisheries
Service to implement Section 802 of the
Consolidated Appropriations Act of
2004 (Pub. L. 108–199). Additional
regulations that implement specific
portions of the Rockfish Program are set
out at: § 679.2 Definitions, § 679.4
Permits, § 679.5 Recordkeeping and
reporting, § 679.7 Prohibitions, § 679.20
General limitations, § 679.21 Prohibited
species bycatch management, § 679.28
Equipment and operational
requirements, and § 679.50 Groundfish
Observer Program.
(a) Applicable areas and duration—
(1) Applicable areas. The Rockfish
Program applies to Rockfish Program
fisheries in the Central GOA Regulatory
Area and rockfish sideboard fisheries in
the GOA and BSAI.
(2) Duration. The Rockfish Program
authorized under this part expires on
December 31, 2008.
(3) Seasons. The following fishing
seasons apply to fishing under this
subpart subject to other provisions of
this part:
(i) Rockfish entry level fishery—fixed
gear vessels. Fishing by vessels
participating in the fixed gear portion of
the rockfish entry level fishery is
authorized from 0001 hours, A.l.t.,
January 1 through 1200 hours, A.l.t.,
November 15.
(ii) Rockfish entry level fishery—trawl
vessels. Fishing by vessels participating
in the trawl gear portion of the rockfish
entry level fishery is authorized from
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1200 hours, A.l.t., May 1 through 1200
hours, A.l.t., November 15.
(iii) Rockfish cooperative. Fishing by
vessels participating in a rockfish
cooperative is authorized from 1200
hours, A.l.t., May 1 through 1200 hours,
A.l.t., November 15.
(iv) Rockfish Program fishery—
rockfish limited access fishery. Fishing
by vessels participating in the rockfish
limited access fishery is authorized from
1200 hours, A.l.t., July 1 through 1200
hours, A.l.t., November 15.
(b) Eligibility for harvesters to
participate in the Rockfish Program—(1)
Eligible rockfish harvester. A person is
eligible to participate in the Rockfish
Program as an eligible rockfish harvester
if that person:
(i) Holds a permanent fully
transferrable LLP license at the time of
application to participate in the
Rockfish Program that:
(A) Is endorsed for Central GOA
groundfish with a trawl gear
designation; and
(B) Has a legal rockfish landing of any
primary rockfish species in a directed
fishery for any primary rockfish species
assigned to that LLP license; and
(ii) Submits a timely application to
participate in the Rockfish Program that
is approved by NMFS.
(2) Eligible entry-level fishery
harvester. A person is eligible to
participate in the Rockfish Program as
an eligible entry-level fishery harvester
if that person:
(i) Holds a valid LLP license endorsed
for Central GOA groundfish at the time
of application for the entry-level fishery;
(ii) Submits a timely application for
the entry-level fishery that is approved
by NMFS; and
(iii) That person does not hold a
permanent fully transferrable LLP
license endorsed for Central GOA
groundfish with a trawl designation and
with a legal rockfish landing of any
primary rockfish species in a directed
fishery assigned to that LLP license.
(3) Assigning a legal rockfish landing
to an LLP license. A legal rockfish
landing is assigned to an LLP license
endorsed for the Central GOA
management area with a trawl gear
designation, if that legal rockfish
landing was made aboard a vessel that
gave rise to that LLP license prior to the
issuance of that LLP license, or that
legal rockfish landing was made on a
vessel using trawl gear operating under
the authority of that LLP license.
(4) Legal rockfish landings assigned to
the catcher/processor sector. A legal
rockfish landing for a primary rockfish
species is assigned to the catcher/
processor sector if:
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(i) The legal rockfish landing of that
primary rockfish species was harvested
and processed aboard a vessel during
the season dates for that primary
rockfish species as established in Table
28 to this part; and
(ii) The legal rockfish landings that
were derived from that vessel resulted
in, or were made under the authority of,
an LLP license that is endorsed for
Central GOA groundfish fisheries with
trawl gear with a catcher/processor
designation.
(5) Legal rockfish landings assigned to
the catcher vessel sector. A legal
rockfish landing for a primary rockfish
species is assigned to the catcher vessel
sector if:
(i) The legal rockfish landing of that
primary rockfish species was harvested
and not processed aboard a vessel
during the season dates for that primary
rockfish species as established under
Table 28 to this part; and
(ii) The legal rockfish landings that
were derived from that vessel resulted
in, or were made under the authority of,
an LLP license that is endorsed for
Central GOA groundfish fisheries with
trawl gear that does not meet the criteria
for being a legal rockfish landing
assigned to the catcher/processor sector
as defined in paragraph (b)(4) of this
section.
(c) Eligibility for processors to
participate in the Rockfish Program—(1)
Eligible rockfish processor. A person is
eligible to participate in the Rockfish
Program as an eligible rockfish
processor if that person:
(i) Holds the processing history of a
shoreside processor or stationary
floating processor that received not less
than 250 metric tons in round weight
equivalents of aggregate legal rockfish
landings of primary rockfish species
each calendar year in any four of the
five calendar years from 1996 through
2000 during the season dates for that
primary rockfish species as established
in Table 28 to this part;
(ii) Submits a timely application to
participate in the Rockfish Program that
is approved by NMFS; and
(iii) That person or his successor-ininterest exists at the time of application
to participate in the Rockfish Program.
(2) Holder of processing history. A
person holds the processing history of a
shoreside processor or stationary
floating processor if that person:
(i) Owns the shoreside processor or
stationary floating processor at which
the legal rockfish landings were
received at the time of application to
participate in the Rockfish Program,
unless that processing history has been
transferred to another person by the
express terms of a written contract that
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clearly and unambiguously provides
that such processing history has been
transferred; or
(ii) Holds the processing history by
the express terms of a written contract
that clearly and unambiguously
provides that such processing history is
held by that person.
(3) Eligible entry-level fishery
processor. A person is eligible to
participate in the Rockfish Program as
an eligible entry-level fishery processor
if that person is not an eligible rockfish
processor.
(d) Official Rockfish Program record—
(1) Use of the official Rockfish Program
record. The official Rockfish Program
record will contain information used by
the Regional Administrator to
determine:
(i) The amount of legal rockfish
landings and resulting processing
history assigned to a shoreside
processor or stationary floating
processor;
(ii) The amount of legal rockfish
landings assigned to an LLP license;
(iii) The amount of rockfish QS
resulting from legal rockfish landings
assigned to an LLP license held by an
eligible rockfish harvester;
(iv) Sideboard ratios assigned to
eligible rockfish harvesters;
(v) The amount of legal rockfish
landings assigned to an eligible rockfish
processor for purposes of establishing a
rockfish cooperative with eligible
rockfish harvesters; and includes:
(vi) All other information used by
NMFS necessary to determine eligibility
to participate in the Rockfish Program
and assign specific harvest or processing
privileges to Rockfish Program
participants.
(2) Presumption of correctness. The
official Rockfish Program record is
presumed to be correct. An applicant to
participate in the Rockfish Program has
the burden to prove otherwise. For the
purposes of creating the official
Rockfish Program record, the Regional
Administrator will presume the
following:
(i) An LLP license is presumed to
have been used aboard the same vessel
from which that LLP license is derived
during the calendar years 2000 and
2001, unless written documentation is
provided that establishes otherwise.
(ii) If more than one person is
claiming the same legal rockfish
landing, then each LLP license for
which the legal rockfish landing is being
claimed will receive an equal share of
any resulting rockfish QS unless the
applicants can provide written
documentation that establishes an
alternative means for distributing the
catch history to the LLP licenses.
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(3) Documentation. (i) Only legal
rockfish landings, as defined in § 679.2,
shall be used to establish an allocation
of rockfish QS or a sideboard ratio.
(ii) Evidence of legal rockfish landings
used to establish processing history for
an eligible rockfish processor is limited
to State of Alaska fish tickets.
(4) Non-severability of legal rockfish
landings. Legal rockfish landings are
non-severable:
(i) From the LLP license to which
those legal rockfish landings are
assigned according to the official
Rockfish Program record;
(ii) From the shoreside processor or
stationary floating processor at which
the legal rockfish landings were
received unless the processing history
assigned to that shoreside processor or
stationary floating processor is
transferred, in its entirety, to another
person by the express terms of a written
contract that clearly and unambiguously
provides that such processing history
has been transferred.
(e) Application to participate in the
Rockfish Program—(1) Submission of
application to participate in the
Rockfish Program. A person who wishes
to participate in the Rockfish Program as
an eligible rockfish harvester or eligible
rockfish processor must submit a timely
and complete application to participate
in the Rockfish Program. This
application may only be submitted to
NMFS using the following methods:
(i) Mail: Regional Administrator, c/o
Restricted Access Management Program,
NMFS, P.O. Box 21668, Juneau, AK
99802–1668;
(ii) Fax: 907–586–7354; or
(iii) Hand Delivery or Carrier: NMFS,
Room 713, 709 West 9th Street, Juneau,
AK 99801.
(2) Forms. Forms are available
through the internet on the NMFS
Alaska Region Web site at https://
www.fakr.noaa.gov, or by contacting
NMFS at 800–304–4846, Option 2.
(3) Deadline. A completed application
to participate in the Rockfish Program
must be received by NMFS no later than
1700 hours A.l.t. on December 1, 2006,
or if sent by U.S. mail, postmarked by
that time.
(4) Contents of application. A
completed application must contain the
following information:
(i) Applicant identification. (A) The
applicant’s name, NMFS person ID (if
applicable), tax ID or social security
number (required), permanent business
mailing address, business telephone
number, and business fax number, and
e-mail (if available);
(B) Indicate (YES or NO) if the
applicant is a U.S. citizen; if YES, enter
his or her date of birth;
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(C) Indicate (YES or NO) if the
applicant is a U.S. corporation,
partnership, association, or other
business entity; if YES, enter the date of
incorporation;
(D) Indicate (YES or NO) if the
applicant is a successor-in-interest to a
deceased individual or to a nonindividual no longer in existence, if YES
attach evidence of death or dissolution;
(E) For an applicant claiming legal
rockfish landings associated with an
LLP license enter the following
information for each LLP license: LLP
license number, name of the original
qualifying vessel(s) (OQV(s)) that gave
rise to the LLP license, ADF&G vessel
registration number of the OQV, and
names, ADF&G vessel registration
numbers, and USCG documentation
numbers of all other vessels used under
the authority of this LLP license,
including dates when landings were
made under the authority of an LLP
license for 2000 and 2001;
(F) For an applicant claiming legal
rockfish landings in the catcher/
processor sector enter the following
information: LLP license numbers,
vessel names, ADF&G vessel registration
numbers, and USCG documentation
numbers of vessels on which legal
rockfish landings were caught and
processed.
(ii) Processor eligibility. (A) Indicate
(YES or NO) if the applicant received at
least 250 metric tons in round weight
equivalent of aggregate legal rockfish
landings of primary rockfish species
each calendar year in any four of the
five calendar years from 1996 through
2000 during the season dates for that
primary rockfish species as established
in Table 28 to this part;
(B) If the answer to paragraph
(e)(4)(ii)(A) of this section is YES, enter
the facility name and ADF&G processor
code(s) for each processing facility
where legal rockfish landings were
received and the qualifying years or
seasons for which applicant is claiming
eligibility.
(C) Enter the name of the community
in which the primary rockfish species
were received. The community is either:
(1) The city, if the community is
incorporated as a city within the State
of Alaska;
(2) The borough, if the community is
not a city incorporated within the State
of Alaska, but the community is in a
borough incorporated within the State
of Alaska.
(D) Enter the four calendar years from
1996 through 2000 that NMFS will use
to determine the percentage of legal
rockfish landings received by that
eligible rockfish processor for purposes
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of forming an association with a
rockfish cooperative.
(E) Submit a copy of the contract that
the legal processing history and rights to
apply for and receive processor
eligibility based on that legal processing
history have been transferred or retained
(if applicable); and
(F) Any other information deemed
necessary by the Regional
Administrator.
(iii) Applicant signature and
certification. The applicant must sign
and date the application certifying that
all information is true, correct, and
complete to the best of his/her
knowledge and belief. If the application
is completed by an authorized
representative, then explicit
authorization signed by the applicant
must accompany the application.
(5) Application evaluation. The
Regional Administrator will evaluate
applications received as specified in
paragraph (e)(3) of this section and
compare all claims in an application
with the information in the official
Rockfish Program record. Application
claims that are consistent with
information in the official Rockfish
Program record will be accepted by the
Regional Administrator. Application
claims that are inconsistent with official
Rockfish program record, unless verified
by documentation, will not be accepted.
An applicant who submits inconsistent
claims, or an applicant who fails to
submit the information specified in
paragraph (e)(4) of this section, will be
provided a single 30-day evidentiary
period to submit the specified
information, submit evidence to verify
his or her inconsistent claims, or submit
a revised application with claims
consistent with information in the
official Rockfish Program record. An
applicant who submits claims that are
inconsistent with information in the
official Rockfish Program record has the
burden of proving that the submitted
claims are correct. Any claims that
remain inconsistent or that are not
accepted after the 30-day evidentiary
period will be denied, and the applicant
will be notified by an IAD of his or her
appeal rights under § 679.43.
(6) Appeals. If an applicant is notified
by an IAD that inconsistent claims made
by the applicant have been denied, that
applicant may appeal that IAD under
the provisions described at § 679.43.
(f) Rockfish QS allocation—(1)
General. An eligible rockfish harvester
who holds an LLP license at the time of
application to participate in the
Rockfish Pilot Program will receive
rockfish QS assigned to that LLP license
based on the legal rockfish landings
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assigned to that LLP license according
to the official Rockfish Program record.
(2) Non-severability of rockfish QS
from an LLP license. Rockfish QS
assigned to an LLP license is nonseverable from that LLP license.
(3) Calculation of rockfish QS. (i)
Based on the official Rockfish Program
record, the Regional Administrator shall
determine the total amount of legal
rockfish landings of each primary
rockfish species in each year during the
fishery seasons established in Table 28
to this part.
(ii) Rockfish QS for each primary
rockfish species shall be based on a
percentage of the legal rockfish landings
of each primary rockfish species in that
sector associated with each fully
transferrable LLP license held by the
eligible rockfish harvester.
(iii) The Regional Administrator shall
calculate rockfish QS for each primary
rockfish species ‘‘s’’ based on each fully
transferable LLP license ‘‘l’’ held by an
eligible rockfish harvester by the
following procedure:
(A) Sum the legal rockfish landings
for each year during the fishery seasons
established in Table 28 to this part.
(B) Select the five years that yield the
highest poundage of that primary
rockfish species, including zero pounds
if necessary.
(C) Sum the poundage of the highest
five years, for that species for that LLP
license as selected under paragraph
(f)(3)(iii)(B) of this section. This yields
the Highest Five Years.
(D) Divide the Highest Five Years in
paragraph (f)(3)(iii)(C) of this section for
an LLP license and species by the sum
of all Highest Five Years based on the
official Rockfish Program record for that
species as presented in the following
equation:
Highest Five Yearsls/S All Highest Five
Yearss = Percentage of the Totalls
The result (quotient) of this equation
is the Percentage of the Totalls.
(E) Multiply the Percentage of the
Totalls of the Total by the Initial
Rockfish QS Pool for each relevant
species as established in Table 29 to this
part. This yields the number of rockfish
QS units for that LLP license for that
primary rockfish species in rockfish QS
units.
(F) Determine the percentage of legal
rockfish landings in the five qualifying
years used to calculate the rockfish QS
assigned to the catcher/processor sector
and multiply the rockfish QS units
calculated in paragraph (f)(3)(iii)(E) of
this section by this percentage. This
yields the rockfish QS units to be
assigned to the catcher/processor sector
for that LLP license and species. For
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each primary rockfish species, the total
amount of rockfish QS units assigned to
the catcher/processor sector is the sum
of all catch history allocation units
assigned to all eligible rockfish
harvesters in the catcher/processor
sector.
(G) Determine the percentage of legal
rockfish landings in the five qualifying
years used to calculate rockfish QS that
are assigned to the catcher vessel sector
and multiply the amount calculated in
paragraph (f)(3)(iii)(E) of this section by
this percentage. This yields the rockfish
QS units to be assigned to the catcher
vessel sector for that LLP license and
species. For each primary rockfish
species, the total amount of rockfish QS
units assigned to the catcher vessel
sector is equal to the sum of all rockfish
QS units assigned to all eligible rockfish
harvesters in the catcher vessel sector.
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§ 679.81 Rockfish Program annual
harvester and processor privileges.
(a) Sector and LLP license allocations
of primary rockfish species—(1)
General. Each calendar year, the
Regional Administrator will determine
the poundage of primary rockfish
species that will be assigned to the
Rockfish Program. For participants in a
rockfish cooperative, rockfish limited
access fishery, or opt-out fishery,
amounts will be allocated to the
appropriate sector, either the catcher/
processor sector or the catcher vessel
sector. The poundage of fish assigned to
a sector will be further assigned to
rockfish cooperative(s) or the rockfish
limited access fishery within that sector.
(2) Calculation. The amount of
primary rockfish species allocated to the
Rockfish Program is calculated by
deducting the incidental catch
allowance (ICA) the Regional
Administrator determines is required on
an annual basis in other non-target
fisheries from the TAC. Ninety-five (95)
percent of the remaining TAC for that
primary rockfish species (TACs) is
assigned for use by rockfish
cooperatives and the rockfish limited
access fishery in the catcher vessel and
catcher/processor sectors. Five (5)
percent of the remaining TAC is
allocated for use in the rockfish entry
level fishery. The formulae are as
follows in paragraphs (g)(2)(i) and (ii) of
this section:
(i) (TAC¥ICA) × 0.95 = TACs.
(ii) (TAC¥ICA) × 0.05 = TAC for the
Rockfish Entry Level Fishery.
(3) Primary rockfish species TACs
assigned to the catcher/processor and
catcher vessel sector. TACs assigned for
a primary rockfish species will be
divided between the catcher/processor
sector and the catcher vessel sector.
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Each sector will receive an amount of
TACs for each primary rockfish species
equal to the sum of the rockfish QS
units assigned to all LLP licenses that
receive rockfish QS in that sector
divided by the rockfish QS pool for that
primary rockfish fishery in that sector.
Expressed algebraically for each primary
rockfish species ‘‘s’’ in paragraphs
(g)(3)(i) and (ii) of this section:
(i) Catcher/Processor Sector TACs =
[(TACs) × (Rockfish QS Units in the
Catcher/Processor Sectors/Rockfish
QS Pools)].
(ii) Catcher Vessel Sector TACs =
[(TACs) × (Rockfish QS Units in the
Catcher Vessel Sectors/Rockfish QS
Pools)].
(4) Use of primary rockfish species by
an eligible rockfish harvester. Once a
TACs is assigned to a sector, the use of
that TACs by eligible rockfish harvesters
in that sector is governed by regulations
applicable to the rockfish cooperative,
limited access fishery, or opt-out fishery
in which those eligible rockfish
harvesters are participating. The TACs is
assigned as follows:
(i) Any TACs assigned to a rockfish
cooperative is issued as CFQ and may
be harvested only by the members of the
rockfish cooperative that has been
assigned that CFQ and only on vessels
that are authorized to fish under that
CFQ permit. Once issued, CFQ may be
transferred among rockfish cooperatives
within a sector according to the
provisions in paragraph (f) of this
section.
(ii) Any TACs assigned to the rockfish
limited access fishery in the catcher
vessel sector may be harvested by any
eligible rockfish harvester who has
assigned an LLP license with rockfish
QS for use in the rockfish limited access
fishery in the catcher vessel sector.
(iii) Any TACs assigned to the rockfish
limited access fishery in the catcher/
processor sector may be harvested by
any eligible rockfish harvester who has
assigned an LLP license with rockfish
QS for use in the rockfish limited access
fishery in the catcher/processor sector.
(iv) TACs is not assigned to an opt-out
fishery. Any TACs that would have been
derived from rockfish QS assigned to
the opt-out fishery is reassigned to
rockfish cooperatives and the rockfish
limited access fishery in the catcher/
processor sector as established in
paragraph (a)(5)(ii) of this section.
(5) Determining the TACs of primary
rockfish species. TACs is assigned to
each rockfish cooperative or limited
access fishery based on the rockfish QS
assigned to that fishery in each sector
according to the following procedures
for the catcher vessel sector and the
catcher/processor sector:
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(i) Catcher vessel sector. The
assignment of TACs to a rockfish
cooperative or limited access fishery is
governed by the rockfish fishery to
which an LLP license is assigned under
this paragraph (a).
(A) Rockfish cooperative. The amount
of TACs for each primary rockfish
species assigned to a rockfish
cooperative is equal to the amount of
rockfish QS units assigned to that
rockfish cooperative divided by the total
rockfish QS pool in the catcher vessel
sector multiplied by the catcher vessel
TACs. Once TACs for a primary rockfish
species is assigned to a rockfish
cooperative, it is issued as CFQ specific
to that rockfish cooperative. The amount
of CFQ for each primary rockfish
species that is assigned to a rockfish
cooperative is expressed algebraically as
follows:
CFQ = [(Catcher Vessel Sector TACs) ×
(Rockfish QS assigned to that
Cooperative/Rockfish QS Units in
the Catcher Vessel Sectors)].
(B) Rockfish limited access fishery.
The amount of TACs for each primary
rockfish species assigned to the rockfish
limited access fishery is equal to the
catcher vessel sector TACs subtracting
all CFQ issued to rockfish cooperatives
in the catcher vessel sector for that
primary rockfish species. Expressed
algebraically in the following equation:
Catcher Vessel Sector Rockfish Limited
Access Fishery TACs = Catcher
Vessel Sector TACs—(è CFQ issued
to Rockfish Cooperatives in the
Catcher Vessel Sector).
(ii) Catcher/processor sector. The
assignment of TACs to a rockfish
cooperative or limited access fishery is
determined by the rockfish fishery to
which an LLP license is assigned under
this paragraph (a).
(A) Rockfish cooperative. The amount
of TACs for each primary rockfish
species assigned to a rockfish
cooperative is equal to the amount of
rockfish QS units assigned to that
rockfish cooperatives divided by the
sum of the rockfish QS units assigned to
rockfish cooperatives and the limited
access fishery in the catcher/processor
sector multiplied by the catcher/
processor TACs. Once TACs for a
primary rockfish species is assigned to
a rockfish cooperative it is issued as
CFQ specific to that rockfish
cooperative. The amount of CFQ for
each primary rockfish species that is
assigned to a rockfish cooperative is
expressed algebraically as follows:
CFQ = [(Catcher/Processor Sector TACs)
× (Rockfish QS Units assigned to
that Cooperative/èRockfish QS
Units assigned to all rockfish
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cooperatives and the Limited
Access Fishery in the Catcher/
Processor Sector).
(B) Rockfish limited access fishery.
The amount of TACs for each primary
rockfish species assigned to the limited
access fishery is equal to the catcher/
processor TACs subtracting all CFQ
issued to rockfish cooperatives in the
catcher/processor sector for that primary
rockfish species. Expressed algebraically
in the following equation:
Catcher/Processor Sector Rockfish
Limited Access Fishery TACs =
[(Catcher/Processor Sector TACs)—
(è CFQ issued to rockfish
cooperatives in the Catcher/
Processor Sector).
(b) Sector and LLP license allocations
of secondary species—(1) General. Each
calendar year, the Regional
Administrator will determine the
poundage of secondary species that may
be assigned to the Rockfish Program.
This amount will be assigned to either
the catcher/processor sector or the
catcher vessel sector. The poundage of
fish assigned to a sector will be assigned
to rockfish cooperatives within that
sector. CFQ of secondary species is
subject to the use limitations established
in paragraph (b)(4) of this section.
(2) Maximum amount of secondary
species poundage that may be assigned
to the catcher/processor sector. (i) Sum
the amount of each secondary species
retained by all vessels that gave rise to
an LLP license with a catcher/processor
designation or that fished under an LLP
license with a catcher/processor
designation during the directed fishery
for any Primary rockfish fishery during
all qualifying season dates established
in Table 28 to this part. This is the
rockfish catcher/processor sector
harvest for that secondary species.
(ii) Sum the amount of each
secondary species retained by all vessels
in the Central GOA regulatory Area and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season from January 1, 1996,
until December 31, 2002. This is the
total secondary species harvest.
(iii) For each secondary species,
divide the rockfish catcher/processor
sector harvest by the total secondary
species harvest and multiply by 100.
This is the percentage of secondary
species that may be assigned to the
catcher/processor sector in the rockfish
fishery.
(iv) Multiply the percentage of each
secondary species assigned to the
catcher/processor sector in the rockfish
fishery by the TAC for that secondary
species. This is the maximum amount of
that secondary species that may be
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allocated to the catcher/processor sector
in the Rockfish Program.
(v) The maximum of rougheye
rockfish that may be allocated to the
catcher/processor sector is equal to
58.87 percent of the TAC for the Central
GOA.
(vi) The maximum amount of
shortraker rockfish that may be
allocated to the catcher/processor sector
is equal to 30.03 percent of the TAC for
the Central GOA.
(3) Maximum amount of secondary
species poundage that may be assigned
to the catcher vessel sector. (i) Sum the
amount of each secondary species
retained by all vessels that gave rise to
an LLP license with a catcher vessel
designation or that fished under an LLP
license with a catcher vessel designation
during the directed fishery for any
primary rockfish fishery during all
qualifying season dates established in
Table 28 to this part. This is the rockfish
catcher vessel sector harvest for that
secondary species.
(ii) Sum the amount of each
secondary species retained by all vessels
in the Central GOA regulatory Area and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season from January 1, 1996,
until December 31, 2002. This is the
total secondary species harvest.
(iii) For each secondary species,
divide the rockfish catcher vessel sector
harvest by the total secondary species
harvest and multiply by 100. This is the
percentage of each secondary species
that may be assigned to the catcher
vessel sector in the rockfish fishery.
(iv) Multiply the percentage of each
secondary species assigned to the
catcher vessel sector in the rockfish
fishery by the TAC for that secondary
species. This is the maximum amount of
that secondary species that may be
allocated to the catcher vessel sector in
the Rockfish Program.
(4) Use of a secondary species by an
eligible rockfish harvester. Once the
maximum amount of secondary species
that may be assigned to a sector has
been determined, the use of that specific
amount that is assigned to that sector is
governed by regulations applicable to
the specific rockfish fishery in which
eligible rockfish harvesters are
participating. The specific amount of
each secondary species that may be
used by eligible rockfish harvesters is
determined by the following procedure:
(i) Secondary species may only be
assigned to a rockfish cooperative. Once
a secondary species is assigned to a
rockfish cooperative it is issued as CFQ,
which may only be used by the rockfish
cooperative to which it is assigned.
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(ii) Secondary species are not
assigned to a rockfish limited access
fishery or the opt-out fishery and there
is not a dedicated harvestable allocation
for any specific participant in these
rockfish fisheries.
(5) Determining the amount of
secondary species CFQ assigned to a
rockfish cooperative. The amount of
CFQ for each secondary species that is
assigned to each rockfish cooperative is
determined according to the following
procedures:
(i) CFQ assigned to rockfish
cooperatives in the catcher/processor
sector. The CFQ for a secondary species
that is assigned to a rockfish cooperative
is equal to the maximum amount of that
secondary species that may be allocated
to the catcher/processor sector in the
Rockfish Program multiplied by the sum
of the rockfish QS units for all primary
rockfish species assigned to that
rockfish cooperative divided by the
rockfish QS pool for all primary rockfish
species in the catcher/processor sector.
Expressed algebraically in the following
equation:
CFQ for that Secondary Species =
maximum amount of that
Secondary Species that may be
allocated to the Catcher/Processor
Sector in the Rockfish Program ×
(èRockfish QS Units assigned to
that Rockfish cooperative/Rockfish
QS Pool in the Catcher/Processor
Sector).
(ii) CFQ assigned to rockfish
cooperatives in the catcher vessel sector.
The CFQ for a secondary species that is
assigned to a specific rockfish
cooperative is equal to the maximum
amount of that secondary species that
may be allocated to the catcher vessel
sector in the Rockfish Program
multiplied by the sum of the rockfish
QS units for all primary rockfish species
assigned to that rockfish cooperative
divided by the rockfish QS pool for all
primary rockfish species in the catcher
vessel sector. Expressed algebraically in
the following equation:
CFQ for that Secondary Species =
maximum amount of that
Secondary Species that may be
allocated to the Catcher Vessel
Sector in the Rockfish Program ×
(èRockfish QS Units assigned to
that Rockfish Cooperative /
Rockfish QS Pool in the Catcher
Vessel Sector).
(c) Sector and LLP license allocations
of rockfish halibut PSC—(1) General.
Each calendar year, the Regional
Administrator will determine the
poundage of rockfish halibut PSC that
will be assigned to the Rockfish
Program. This amount will be allocated
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to the appropriate sector, either the
catcher/processor sector or the catcher
vessel sector. The poundage of rockfish
halibut PSC assigned to a sector will be
further assigned as CFQ only to rockfish
cooperative(s) within that sector. CFQ of
rockfish halibut PSC is subject to the
use limitations established in
§ 679.82(a) of this section.
(2) Maximum amount of rockfish
halibut PSC that may be assigned to the
catcher/processor sector. (i) Sum the
amount of halibut PSC used by all
vessels that gave rise to an LLP license
with a catcher/processor designation or
that fished under an LLP license with a
catcher/processor designation during
the directed fishery for any primary
rockfish fishery during all qualifying
season dates established in Table 28 to
this part. This is the catcher/processor
sector rockfish halibut PSC amount.
(ii) Sum the amount of halibut PSC by
all vessels in the Central GOA
Regulatory Area and adjacent waters
open by the State of Alaska for which
it adopts a Federal fishing season from
January 1, 1996, until December 31,
2002. This is the Total Halibut PSC.
(iii) Divide the catcher/processor
sector rockfish halibut PSC amount by
the total halibut PSC and multiply by
100. This is the percentage of rockfish
halibut PSC assigned to the catcher/
processor sector in the rockfish fishery.
(iv) Multiply the percentage of
rockfish halibut PSC assigned to the
catcher/processor sector in the rockfish
fishery by the GOA halibut PSC limit.
This is the maximum amount of
rockfish halibut PSC that may be
allocated to the catcher/processor
sector.
(3) Maximum amount of rockfish
halibut PSC that may be assigned to the
catcher vessel sector. (i) Sum the
amount of halibut PSC used by all
vessels that gave rise to an LLP license
with a catcher vessel designation or that
fished under an LLP license with a
catcher vessel designation during the
directed fishery for any primary rockfish
fishery during all qualifying season
dates established in Table 28 to this
part. This is the catcher vessel sector
rockfish halibut PSC amount.
(ii) Sum the amount of halibut PSC by
all vessels in the Central GOA
Regulatory Area and adjacent waters
open by the State of Alaska for which
it adopts a Federal fishing season from
January 1, 1996, until December 31,
2002. This is the Total Halibut PSC.
(iii) Divide the catcher vessel sector
rockfish halibut PSC amount by the total
halibut PSC and multiply by 100. This
is the percentage of rockfish halibut PSC
assigned to the catcher vessel sector in
the rockfish fishery.
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(iv) Multiply the percentage of
rockfish halibut PSC assigned to the
catcher vessel sector in the rockfish
fishery by the GOA halibut PSC limit.
This is the maximum amount of
rockfish halibut PSC that may be
allocated to the catcher vessel sector.
(4) Use of rockfish halibut PSC by an
eligible rockfish harvester. Once the
maximum amount of rockfish halibut
PSC that may be assigned to a sector has
been determined, the use of that specific
amount that is assigned to that sector is
governed by the specific rockfish fishery
in which eligible rockfish harvesters are
participating. The specific amount of
rockfish halibut PSC that may be used
by eligible rockfish harvesters is
determined by the following procedure:
(i) Rockfish halibut PSC is assigned
only to a rockfish cooperative. Once
rockfish halibut PSC is assigned to a
rockfish cooperative, it is issued as CFQ,
which may only be used by the
members of the rockfish cooperative to
which it is assigned.
(ii) Rockfish halibut PSC is not
assigned to a rockfish limited access
fishery or the opt-out fishery and there
is not a dedicated allocation for any
specific participant in these rockfish
fisheries.
(5) Determining the amount of
rockfish halibut PSC CFQ assigned to a
rockfish cooperative. The amount of
CFQ of rockfish halibut PSC that is
assigned to each rockfish cooperative is
determined according to the following
procedures:
(i) CFQ assigned to rockfish
cooperatives in the catcher/processor
sector. The CFQ for rockfish halibut PSC
that is assigned to a specific rockfish
cooperative is equal to the maximum
amount of rockfish halibut PSC that may
be allocated to the catcher/processor
sector multiplied by the sum of the
rockfish QS units for all primary
rockfish species assigned to that
rockfish cooperative divided by the
rockfish QS pool for all primary rockfish
species in the catcher/processor sector.
Expressed algebraically in the following
equation:
CFQ for Rockfish Halibut PSC =
maximum amount of Rockfish Halibut
PSC that may be allocated to the
Catcher/Processor Sector x (èRockfish
QS Units assigned to that Rockfish
Cooperative/Rockfish QS Pool in the
Catcher/Processor Sector).
(ii) CFQ assigned to rockfish
cooperatives in the catcher vessel sector.
The CFQ for rockfish halibut PSC that
is assigned to a specific rockfish
cooperative is equal to the maximum
amount of rockfish halibut PSC that may
be allocated to the catcher vessel sector
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multiplied by the sum of the rockfish
QS units for all primary rockfish species
assigned to that rockfish cooperative
divided by the rockfish QS pool for all
primary rockfish species in the catcher
vessel sector. Expressed algebraically in
the following equation:
CFQ for Rockfish Halibut PSC =
maximum amount of Rockfish Halibut
PSC that may be allocated to the Catcher
Vessel Sector x (èRockfish QS Units
assigned to that Rockfish Cooperative/
Rockfish QS Pool in the Catcher Vessel
Sector).
(d) Assigning rockfish QS to a
Rockfish Program fishery—(1) General.
Each calendar year, a person that is
participating in the Rockfish Program
must assign any LLP license and any
rockfish QS assigned to that LLP license
to a Rockfish Program fishery by the
process specified in paragraph (e) of this
section. A person may assign an LLP
license and any rockfish QS assigned to
that LLP license to only one Rockfish
Program fishery in a fishing year. Any
rockfish QS assigned to a person after
NMFS has issued CFQ or the TAC for
that calendar year will not result in any
additional CFQ or TAC being issued for
that rockfish QS for that calendar year.
(2) Rockfish cooperatives in the
catcher vessel sector. An eligible
rockfish harvester may assign rockfish
QS to a rockfish cooperative in the
catcher vessel sector if:
(i) That eligible rockfish harvester
assigns the rockfish QS associated with
that LLP license to a rockfish
cooperative on a complete application
for CFQ that is approved by the
Regional Administrator; and
(ii) That rockfish QS is associated
with an LLP license with a catcher
vessel designation that is endorsed for
trawl gear in the Central GOA trawl
fishery.
(3) Rockfish cooperative in the
catcher/processor sector. An eligible
rockfish harvester may assign rockfish
QS to a rockfish cooperative in the
catcher/processor sector if:
(i) That eligible rockfish harvester
assigns the rockfish QS associated with
that LLP license to a rockfish
cooperative on a complete application
for CFQ that is approved by the
Regional Administrator; and
(ii) That rockfish QS is associated
with an LLP license with a catcher/
processor designation that is endorsed
for trawl gear in the Central GOA trawl
fishery.
(4) Rockfish limited access fishery. (i)
An eligible rockfish harvester may
assign rockfish QS to a rockfish limited
access fishery if that eligible rockfish
harvester:
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(A) Assigns the rockfish QS associated
with that LLP license to a limited access
fishery on a complete application for the
rockfish limited access fishery that is
approved by the Regional
Administrator; or
(B) Does not submit a complete
application for CFQ, or application for
the opt-out fishery that is approved.
(ii) The rockfish QS is assigned to the
rockfish limited access fishery in the
catcher vessel sector if that rockfish QS
is associated with an LLP license with
a catcher vessel designation that is
endorsed for trawl gear in the Central
GOA trawl fishery.
(iii) The rockfish QS is assigned to the
rockfish limited access fishery in the
catcher/processor sector if that rockfish
QS is associated with an LLP license
with a catcher/processor designation
that is endorsed for trawl gear in the
Central GOA trawl fishery.
(5) Opt-out fishery. An eligible
rockfish harvester may assign rockfish
QS to the opt-out fishery if that eligible
rockfish harvester assigns the rockfish
QS associated with that LLP license to
the opt-out fishery on a complete
application for the opt-out fishery that
is approved by the Regional
Administrator.
(6) Rockfish entry level fishery. (i) An
eligible rockfish entry level harvester
may assign an LLP license to the
rockfish entry level fishery if that
eligible rockfish entry level harvester
assigns that LLP license to the rockfish
entry level fishery on a complete
application for the rockfish entry level
fishery that is approved by the Regional
Administrator.
(ii) An eligible rockfish entry level
processor may participate in the
rockfish entry level fishery if that
eligible rockfish entry level processor
submits a complete application for the
rockfish entry level fishery that is
approved by the Regional
Administrator.
(e) Applications for a rockfish
fishery—(1) General. Applications to
participate in a rockfish fishery are
required to be submitted each year. A
person who wishes to participate in a
particular rockfish fishery must submit
a timely and complete application that
is appropriate to that rockfish fishery.
These applications may only be
submitted to NMFS using the following
methods:
(i) Mail: Regional Administrator, c/o
Restricted Access Management Program,
NMFS, P.O. Box 21668, Juneau, AK
99802–1668;
(ii) Fax: 907–586–7354; or
(iii) Hand Delivery or Carrier: NMFS,
Room 713, 709 West 9th Street, Juneau,
AK 99801.
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(2) Forms. Forms are available
through the internet on the NMFS
Alaska Region Web site at https://
www.fakr.noaa.gov, or by contacting
NMFS at: 800–304–4846, Option 2.
(3) Deadline. A completed application
must be received by NMFS no later than
1700 hours A.l.t. on December 1 of the
year prior to the year for which the
applicant wishes to participate in a
rockfish fishery, or if sent by U.S. mail,
the application must be postmarked by
that time.
(4) Application for CFQ. A rockfish
cooperative that submits a complete
application that is approved by NMFS
will receive a CFQ permit that
establishes an annual amount of
primary rockfish species, secondary
species, and rockfish halibut PSC that is
based on the collective rockfish QS of
the LLP licenses assigned to the rockfish
cooperative by its members. A CFQ
permit will list the amount of CFQ, by
fishery, held by the rockfish
cooperative, the members of the rockfish
cooperative and LLP licenses assigned
to that rockfish cooperative, and the
vessels which are authorized to harvest
fish under a CFQ permit.
(i) Contents of an application for CFQ.
A completed application must contain
the following information:
(A) Rockfish cooperative
identification. The rockfish
cooperative’s legal name; the type of
business entity under which the
rockfish cooperative is organized; the
state in which the rockfish cooperative
is legally registered as a business entity;
the printed name of the rockfish
cooperative’s authorized representative;
the permanent business address,
telephone number, fax number, and email address (if available) of the
rockfish cooperative or its authorized
representative; and the signature of the
rockfish cooperative’s authorized
representative and date signed.
(B) Members of the rockfish
cooperative—(1) Harvester
identification. Full name; NMFS Person
ID; LLP license number(s); name of the
vessel(s), ADF&G vessel registration
number, and USCG documentation
number of vessel(s) on which the CFQ
issued to the rockfish cooperative will
be used. If no vessel(s) are designated to
use the CFQ issued to the rockfish
cooperative on the application, then all
vessels using LLP license assigned to
the rockfish cooperative will be
assumed to be designated to use the
CFQ.
(2) LLP holdership documentation.
Provide the names of all persons, to the
individual level, holding an ownership
interest in the LLP license(s) assigned to
the rockfish cooperative and the
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percentage ownership each person and
individual holds in the LLP license(s).
(C) Processor associates of the
rockfish cooperative—(1) Identification.
Full name; NMFS Person ID; facility
name; ADF&G processor code; SFP
vessel name, ADF&G vessel registration
number, and USCG documentation
number of vessel (if a vessel), and
Federal Processor Permit for each
processing facility or vessel.
(2) Processor ownership
documentation. Provide the names of all
persons, to the individual person level,
holding an ownership interest in the
processor and the percentage ownership
each person and individual holds in the
processor.
(D) Additional documentation. For
the cooperative application to be
considered complete, the following
documents must be attached to the
application:
(1) A copy of the business license
issued by the state in which the rockfish
cooperative is registered as a business
entity;
(2) A copy of the articles of
incorporation or partnership agreement
of the rockfish cooperative;
(3) A copy of the rockfish cooperative
agreement signed by the members of the
rockfish cooperative (if different from
the articles of incorporation or
partnership agreement of the rockfish
cooperative); and
(4) Any article of incorporation or
agreement submitted by the rockfish
cooperative must include terms that
specify that:
(i) Eligible rockfish processor
affiliated harvesters cannot participate
in price setting negotiations except as
permitted by general antitrust law; and
(ii) The rockfish cooperative must
establish a monitoring program
sufficient to ensure compliance with the
Rockfish Program.
(E) Applicant signature and
certification. The applicant must sign
and date the application certifying that
all information is true, correct, and
complete to the best of his/her
knowledge and belief. If the application
is completed by an authorized
representative, then explicit
authorization signed by the applicant
must accompany the application.
(ii) Issuance of CFQ. Issuance by
NMFS of a CFQ permit is not a
determination that the rockfish
cooperative is formed or is operating in
compliance with antitrust law.
(5) Application for the rockfish
limited access fishery. An eligible
rockfish harvester who wishes to
participate in the rockfish limited access
fishery for a calendar year must submit
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an application for the rockfish limited
access fishery.
(i) Contents of application for the
rockfish limited access fishery. A
completed application must contain the
following information:
(A) Applicant identification. The
applicant’s name, NMFS person ID (if
applicable), tax ID or social security
number (required), permanent business
mailing address, business telephone
number, fax number, and e-mail (if
available);
(B) Indicate (YES or NO) whether the
applicant is an eligible rockfish
harvester;
(C) Indicate (YES or NO) whether the
applicant is participating in the rockfish
limited access fishery;
(D) Vessel identification. The name of
the vessel, ADF&G vessel registration
number, USCG documentation number,
and LLP license number(s) held by the
applicant and used on that vessel in this
rockfish limited access fishery;
(E) LLP holdership documentation.
Provide the names of all persons, to the
individual person level, holding an
ownership interest in the LLP license
assigned to the rockfish limited access
fishery and the percentage ownership
each person and individual holds in the
LLP license; and
(F) The applicant must sign and date
the application certifying that all
information is true, correct, and
complete to the best of his/her
knowledge and belief. If the application
is completed by an authorized
representative, then explicit
authorization signed by the applicant
must accompany the application.
(ii) [Reserved]
(6) Application to opt-out. An eligible
rockfish harvester who wishes to optout of the Rockfish Program for a
calendar year with an LLP license
assigned rockfish QS in the catcher/
processor sector must submit an
application to opt-out.
(i) Contents of application to opt-out.
A completed application must contain
the following information:
(A) Applicant identification. The
applicant’s name, NMFS person ID (if
applicable), tax ID or social security
number (required), permanent business
mailing address, business telephone
number, fax number, and e-mail (if
available);
(B) Indicate (YES or NO) whether the
applicant is an eligible rockfish
harvester;
(C) Indicate (YES or NO) whether the
applicant is opting-out of the Rockfish
Program;
(D) Indicate (YES or NO) whether the
applicant holds an LLP license with
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rockfish QS assigned to the catcher/
processor sector;
(E) Vessel identification. The name of
the vessel, ADF&G vessel registration
number, USCG documentation number,
and LLP license number(s) held by the
applicant and used on that vessel;
(F) LLP holdership documentation.
Provide the names of all persons, to the
individual level, holding an ownership
interest in the LLP license and the
percentage ownership each person and
individual holds in the LLP license; and
(G) The applicant must sign and date
the application certifying that all
information is true, correct, and
complete to the best of his/her
knowledge and belief. If the application
is completed by an authorized
representative, then explicit
authorization signed by the applicant
must accompany the application.
(ii) [Reserved]
(7) Application for the entry-level
fishery. An eligible entry level harvester
who wishes to participate in the entrylevel fishery must submit an application
for the entry-level fishery.
(i) Contents of application for the
entry-level fishery. A completed
application must contain the following
information:
(A) Applicant information. The
applicant’s name, NMFS person ID (if
applicable), tax ID or social security
number (required), permanent business
mailing address, and business telephone
number, fax number, and e-mail (if
available);
(B) Indicate (YES or NO) whether
applicant is a U.S. corporation,
partnership; association, or other
business entity; if YES, enter the date of
incorporation;
(C) Vessel identification. For
harvesters who are applying to
participate in the entry-level fishery,
enter the name, ADF&G vessel
registration number, and USCG
documentation number of the vessel to
be used in the entry-level fishery, and
LLP license number(s) held by the
applicant and used on that vessel in the
rockfish entry level fishery;
(D) Harvesters who are applying to
participate in the entry-level fishery
must attach a statement from an eligible
entry level processor that affirms that
the harvester has a market for any
rockfish delivered by that harvester in
the entry-level fishery; and
(E) The applicant must sign and date
the application certifying that all
information is true, correct, and
complete to the best of his/her
knowledge and belief. If the application
is completed by an authorized
representative, then explicit
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authorization signed by the applicant
must accompany the application.
(ii) [Reserved]
(8) Modification of vessels authorized
to fish CFQ. (i) The authorized
representative of a rockfish cooperative
must notify NMFS of any change in the
vessel(s) that are authorized to fish CFQ
for that rockfish cooperative from those
indicated in the application for CFQ.
This notification must be made on an
amended application for CFQ. This
amended application for CFQ would
request that NMFS add or remove
vessels authorized to fish CFQ for that
rockfish cooperative. Such a change
does not take effect until it is approved
by NMFS through the issuance of a
revised CFQ permit.
(ii) This amended application for CFQ
may be submitted at any time after the
initial issuance of CFQ to that rockfish
cooperative for that calendar year until:
(A) November 15; or
(B) Until the authorized
representative of that rockfish
cooperative has submitted a rockfish
cooperative termination of fishing
declaration that has been approved by
NMFS.
(iii) This modification to the
application for CFQ may only be
submitted to NMFS using the following
methods:
(A) Mail: Regional Administrator, c/o
Restricted Access Management Program,
NMFS, P.O. Box 21668, Juneau, AK
99802–1668;
(B) Fax: 907–586–7354; or
(C) Hand Delivery or Carrier: NMFS,
Room 713, 709 West 9th Street, Juneau,
AK 99801.
(f) Transfer applications. A rockfish
cooperative may transfer all or part of its
CFQ to another rockfish cooperative.
This transfer requires the submission of
an application for inter-cooperative
transfer to NMFS. An eligible rockfish
processor may transfer its eligible
rockfish processor permit. This transfer
requires the submission to NMFS of an
application to transfer an processor
eligibility.
(1) Application for inter-cooperative
transfer. NMFS will notify the transferor
and transferee once the application has
been received and approved. A transfer
of CFQ is not effective until approved
by NMFS. A completed transfer of CFQ
issued to a rockfish cooperative requires
that the following information be
provided to NMFS in the application for
inter-cooperative transfer:
(i) Identification of transferor. Enter
the name; NMFS Person ID; name of
rockfish cooperative’s authorized
representative; permanent business
mailing address; and business telephone
number, fax number, and e-mail address
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(if available) of the rockfish cooperative
transferor. A temporary mailing address
for each transaction may also be
provided.
(ii) Identification of transferee. (A)
Enter the name; NMFS Person ID; name
of rockfish cooperative’s authorized
representative; permanent business
mailing address; and business telephone
number, fax number, and e-mail address
(if available) of the rockfish cooperative
transferee. A temporary mailing address
for each transaction may also be
provided.
(B) Provide the names of all persons,
to the individual person level, holding
a holdership interest in the LLP
license(s) and the percentage ownership
each person holds in each LLP license.
(iii) Identification of rockfish
cooperative member. Enter the name
and NMFS Person ID of the member(s)
to whose use cap the rockfish
cooperative CFQ will be applied, and
the amount of CFQ applied to each
member for purposes of applying use
caps established under the Rockfish
Program under § 679.82(a).
(iv) CFQ to be transferred. Identify the
type and amount of Primary species,
secondary species, or rockfish halibut
PSC CFQ to be transferred.
(v) Certification of transferor. The
rockfish cooperative transferor’s
authorized representative must sign and
date the application certifying that all
information is true, correct, and
complete to the best of his or her
knowledge and belief. Also enter the
printed name of the rockfish cooperative
transferor’s authorized representative. If
the application is completed by an
authorized representative, then explicit
authorization signed by the applicant
must accompany the application.
(vi) Certification of transferee. The
rockfish cooperative transferee’s
authorized representative must sign and
date the application certifying that all
information is true, correct, and
complete to the best of his or her
knowledge and belief. Also enter the
printed name of the rockfish cooperative
transferee’s authorized representative. If
the application is completed by an
authorized representative, then explicit
authorization signed by the applicant
must accompany the application.
(2) Application to transfer processor
eligibility. NMFS will notify the
transferor and transferee once the
application has been received and
approved. A transfer is not effective
until approved by NMFS. A completed
transfer of processor eligibility requires
that the following information be
provided to NMFS in the application to
transfer processor eligibility:
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(i) Identification of transferor. Enter
the name; NMFS Person ID; permanent
business mailing address; and business
telephone number, fax number, and email address (if available). A temporary
mailing address for each transaction
may also be provided in addition to the
permanent business mailing address.
Enter the facility name of SFP, ADF&G
processor code, and FPP for each
processing facility for which that
processor eligibility applies. Enter the
name of the community in which that
processor eligibility applies.
(ii) Identification of transferee. Enter
the name; NMFS Person ID; permanent
business mailing address; and business
telephone number, fax number, and email address (if available) of the
transferee. A temporary mailing address
for each transaction may also be
provided. Enter the facility name or
SFP, ADF&G processor code, and FPP
for each processing facility where that
processor eligibility will apply. Enter
the name of the community in which
that processor eligibility will be used.
(iii) Certification of transferor. The
processor eligibility transferor’s
authorized representative must sign and
date the application certifying that all
information is true, correct, and
complete to the best of his or her
knowledge and belief. Also enter the
printed name of the processor eligibility
transferor’s authorized representative. If
the application is completed by an
authorized representative, then explicit
authorization signed by the applicant
must accompany the application.
(iv) Certification of transferee. The
processor eligibility transferee’s
authorized representative must sign and
date the application certifying that all
information is true, correct, and
complete to the best of his or her
knowledge and belief. Also enter the
printed name of the processor eligibility
transferee’s authorized representative. If
the application is completed by an
authorized representative, then explicit
authorization signed by the applicant
must accompany the application.
(g) Transfer of processor eligibility—
(1) General. An eligible rockfish
processor may transfer eligibility to
receive and process under the Rockfish
Program to another person only by
submitting an application to transfer
processor eligibility that is subsequently
approved by NMFS.
(2) Limitation on use of processor
eligibility. Any person becoming an
eligible rockfish processor by transfer
may not receive fish harvested under
the Rockfish Program outside of the
community listed by the original
recipient of the processor eligibility in
the application to participate in the
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Rockfish Program under
§ 679.80(e)(4)(ii)(C).
(3) Non-severability of processor
eligibility. An eligible rockfish processor
permit may not be divided or
suballocated.
(h) Maximum retainable amount
(MRA) limits—(1) Rockfish cooperative.
A rockfish cooperative may harvest
groundfish species not allocated as CFQ
up to the MRA for that species as
established in Table 30 to this part.
(2) Catcher/processor sector rockfish
limited access fishery. An eligible
rockfish harvester in the catcher/
processor rockfish limited access fishery
may harvest groundfish species other
than primary rockfish species up to the
MRA for that species as established in
Table 30 to this part.
(3) Catcher vessel sector rockfish
limited access fishery. An eligible
rockfish harvester in the catcher vessel
rockfish limited access fishery may
harvest groundfish species other than
primary rockfish species up to the MRA
for that species as established in Table
30 to this part.
(4) Opt-out fishery. An eligible
rockfish harvester in the opt-out fishery
may harvest groundfish species other
than primary rockfish species up to the
MRA for that species as established in
Table 10 to this part.
(5) Rockfish entry level fishery. An
eligible entry level harvester in the
rockfish entry level fishery may harvest
groundfish species other than primary
rockfish species up to the MRA for that
species as established in Table 10 to this
part.
(6) Maximum retainable amounts
(MRA). (i) The MRAs for an incidental
catch species for vessels participating in
a rockfish cooperative, or a rockfish
limited access fishery, is calculated as a
proportion of the total allocated primary
rockfish species on board the vessel in
round weight equivalents using the
retainable percentages in Table 30 to
this part; except that:
(ii) In the catcher vessel sector,
shortraker and rougheye rockfish are
incidental catch species and are limited
to an aggregate MRA of 2.0 percent of
the retained weight of all primary
rockfish species during that fishing trip.
(iii) Once the amount of shortraker
rockfish retained in the catcher vessel
sector is equal to 9.72 percent of the
shortraker rockfish TAC in the Central
GOA regulatory area, then shortraker
rockfish may not be retained by the
catcher vessel sector.
(iv) In the rockfish limited access
fishery for the catcher/processor sector,
shortraker and rougheye rockfish are
incidental catch species and are limited
to an aggregate MRA of 2.0 percent of
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the retained weight of all primary
rockfish species during that fishing trip.
(v) Once the amount of shortraker
rockfish retained in the catcher/
processor sector is equal to 30.03
percent of the shortraker rockfish TAC
in the Central GOA regulatory area, then
shortraker rockfish may not be retained
in the rockfish limited access fishery in
the catcher/processor sector.
(vi) Once the amount of rougheye
rockfish retained in the catcher/
processor sector is equal to 58.87
percent of the rougheye rockfish TAC in
the Central GOA regulatory area, then
rougheye rockfish may not be retained
in the rockfish limited access fishery in
the catcher/processor sector.
(i) Rockfish cooperative—(1) General.
This section governs the formation and
operation of rockfish cooperatives. The
regulations in this section apply only to
rockfish cooperatives that have formed
for the purpose of applying for and
fishing with CFQ issued annually by
NMFS. Members of rockfish
cooperatives should consult counsel
before commencing any activity if the
members are uncertain about the
legality under the antitrust laws of the
rockfish cooperative’s proposed
conduct. Membership in a rockfish
cooperative is voluntary. No person may
be required to join that rockfish
cooperative. Upon receipt of written
notification that a person is eligible and
wants to join a rockfish cooperative, that
rockfish cooperative must allow that
person to join subject to the terms and
agreements that apply to the members of
the cooperative as established in the
contract governing the conduct of the
rockfish cooperative. Members may
leave a rockfish cooperative, but any
CFQ contributed by the rockfish QS
held by that member remains with that
rockfish cooperative for the remainder
of the calendar year. If a person becomes
the holder of an LLP license that has
been assigned to a rockfish cooperative,
then that person may join that rockfish
cooperative upon receipt of that LLP
license.
(2) Legal and organizational
requirements. A rockfish cooperative
must meet the following legal and
organizational requirements before it is
eligible to receive CFQ:
(i) Each rockfish cooperative must be
formed as a partnership, corporation, or
other legal business entity that is
registered under the laws of one of the
50 states or the District of Columbia;
(ii) Each rockfish cooperative must
appoint an individual as authorized
representative to act on the rockfish
cooperative’s behalf and serve as contact
point for NMFS for questions regarding
the operation of the rockfish
cooperative. The authorized
representative may be a member of the
rockfish cooperative, if an individual
person, or some other individual
authorized by the rockfish cooperative
to act on its behalf;
(iii) Each rockfish cooperative must
submit a complete and timely
application for CFQ;
(iv) Each rockfish cooperative must
meet the mandatory requirements
established in paragraphs (i)(3) and (4)
of this section applicable to that
rockfish cooperative.
(3) Mandatory requirements. The
following table describes the
requirements to form a rockfish
cooperative in the catcher vessel or
catcher/processor sector.
Requirement
Catcher vessel sector
Catcher/processor vessel sector
(i) Who may join a rockfish cooperative?
(ii) What is the minimum number of LLP licenses that must be assigned to form a
rockfish cooperative?
(iii) Is an association with an eligible rockfish
processor required?
rwilkins on PROD1PC63 with PROPOSAL_2
(iv) What if an eligible rockfish harvester did
not deliver any legal rockfish landings assigned to an LLP license to an eligible rockfish processor during a processor qualifying
period?
(v) What is the processor qualifying period?
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Only persons who are eligible rockfish harvesters may join a rockfish cooperative. Persons who
are not eligible rockfish harvesters may be employed by, or serve as the authorized representative of a rockfish cooperative, but are not members of the rockfish cooperative.
No minimum requirement.
2 LLP licenses assigned rockfish QS in the
catcher/processor sector. These licenses
can be held by one or more persons.
Yes. An eligible rockfish harvester may only No.
be a member of a rockfish cooperative
formed in association with an eligible rockfish processor to which the harvester made
the plurality of legal rockfish landings assigned to the LLP license(s) during the applicable processor qualifying period chosen
by an eligible rockfish processor in the application to participate in the Rockfish Program.
That eligible rockfish harvester can assign that N/A.
LLP license to any rockfish cooperative.
The processor qualifying period is the four of
five years from 1996 through 2000 that are
used to establish the legal rockfish landings
that are considered for purposes of establishing an association with an eligible rockfish processor. Each eligible rockfish processor will select a processor qualifying period in the application to participate in the
Rockfish Program. The processor qualifying
period may not be changed once selected
for that eligible rockfish processor, including
upon transfer of processor eligibility. The
same processor qualifying period will be
used for all LLP licenses to determine the
legal rockfish landings that are considered
for purposes of eligible rockfish harvesters
establishing an association with an eligible
rockfish processor.
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Requirement
Catcher vessel sector
(vi) Is there a minimum amount of rockfish QS
that must be assigned to a rockfish cooperative for it to be allowed to form?
(vii) What is allocated to the rockfish cooperative?
(viii) Is this CFQ an exclusive harvest privilege?
(ix) Is there a season during which designated
vessels must catch CFQ?
(x) Can any vessel catch a rockfish cooperative’s CFQ?
(xi) Can the member of a rockfish cooperative
transfer CFQ individually without the approval of the other members of the rockfish
cooperative.
(xii) Can a rockfish cooperative in the catcher/
processor sector transfer a sideboard to that
rockfish cooperative?
(xiii) Is there a hired master requirement?
(xiv) Can an LLP license be reassigned to
more than one rockfish cooperative in a calendar year?
(xv) Can an eligible rockfish processor be associated with more than one rockfish cooperative?
(xvi) Can an LLP license be assigned to a
rockfish cooperative and the rockfish limited
access fishery or opt-out fishery?
(xvii) Which members may harvest the rockfish
cooperative’s CFQ?
(xviii) Does a rockfish cooperative need a contract?
rwilkins on PROD1PC63 with PROPOSAL_2
(xix) What happens if the rockfish cooperative
exceeds its CFQ amount?
(xx) Is there a limit on how much CFQ a rockfish cooperative may hold or use?
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Catcher/processor vessel sector
Yes. A rockfish cooperative must be assigned No.
rockfish QS that represents at least 75 percent of all the legal rockfish landings of primary rockfish species delivered to that eligible rockfish processor during the four years
selected by that processor.
CFQ for primary rockfish species, secondary species, and rockfish halibut PSC, based on the
rockfish QS assigned to all of the LLP license that are assigned to the cooperative.
Yes, the members of the rockfish cooperative have an exclusive harvest privilege to collectively
catch this CFQ, or a cooperative can transfer all or a portion of this CFQ to another rockfish
cooperative.
Yes, any vessel designated to catch CFQ for a rockfish cooperative is limited to catching CFQ
during the season beginning on 1200 hours A.l.t. on May 1 through 1200 hours A.l.t. on
November 15.
No. only vessels that are named on the application for CFQ for that rockfish cooperative,
including any vessels named on amendment(s) to that application, can catch the CFQ
assigned to that rockfish cooperative.
No, only the rockfish cooperative, and not individual members, may transfer its CFQ to
another rockfish cooperative, but only if that transfer is approved by NMFS as established
under paragraph (i) of this section.
N/A.
No, sideboard limits are limits applicable to
that rockfish cooperative, and may not be
transferred among rockfish cooperative.
No, there is no hired master requirement.
N/A.
No. An LLP license can only be assigned to one rockfish cooperative in a calendar year. An
eligible rockfish harvester holding multiple LLP licenses may assign different LLP licenses
to different rockfish cooperatives subject to any other restrictions that may apply.
No. An eligible rockfish processor can only as- N/A.
sociate with one rockfish cooperative per
year. A person who is permitted as an eligible rockfish processor based on holdings of
more than one processing history would be
issued a separate eligible rockfish processor permit for that processing history and
may be able to form an association with a
rockfish cooperative as a separate and distinct eligible rockfish processor subject to
any other restrictions that may apply.
No. Once an LLP license is assigned to a
rockfish cooperative, any rockfish QS assigned to that LLP license yields CFQ to
that rockfish cooperative for the calendar
year.
That is determined by the rockfish cooperative
contract signed by its members. Any violations of this contract by one cooperative
member may be subject to civil claims by
other members of the rockfish cooperative.
Yes, a rockfish cooperative must have a membership agreement or contract that specifies
how the rockfish cooperative intends to harvest its CFQ. A copy of this agreement or
contract must be submitted with the application for CFQ.
A rockfish cooperative is not authorized to
catch fish in excess of its CFQ. Exceeding a
CFQ is a violation of the regulations. Each
member of the rockfish cooperative is jointly
and severally liable for any violations of the
Program regulations while fishing under authority of a CFQ permit. This liability extends to any persons who are hired to catch
or receive CFQ assigned to a rockfish cooperative. Each member of a rockfish cooperative is responsible for ensuring that all
members of the rockfish cooperative comply
with all regulations applicable to fishing
under the Rockfish Program.
Yes, generally, a rockfish cooperative may not No, but a catcher/processor vessel is still subhold or use more than 30 percent of the agject to any vessel use caps that may apply.
gregate primary rockfish species CFQ asSee § 679.82(a) for the use cap provisions
signed to the catcher vessel sector for that
that apply.
calendar year. See § 679.82(a) for the provisions that apply.
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Requirement
Catcher vessel sector
(xxi) Is there a limit on how much CFQ a vessel may harvest?
No. However, a vessel may not catch more
CFQ than the CFQ assigned to that rockfish
cooperative.
(xxii) If my vessel is fishing in a directed flatfish
fishery in the Central GOA and I catch
groundfish and halibut PSC, does that count
against the rockfish cooperative’s CFQ?
(xxiii) Can my cooperative negotiate prices for
me?
(xxiv) Are there any special reporting requirements?
rwilkins on PROD1PC63 with PROPOSAL_2
(xxv) What is required in the annual rockfish
cooperative report?
(4) Additional mandatory
requirements—(i) Calculation of
minimum legal rockfish landings for
forming a rockfish cooperative. If an
eligible rockfish harvester holds an LLP
license with rockfish QS for the catcher
vessel sector that does not have any
legal rockfish landings associated with
an eligible rockfish processor from
January 1, 1996, through December 31,
2000, during the fishery seasons
established in Table 28 to this part, that
eligible rockfish harvester may join any
rockfish cooperative with that LLP
license. Any such eligible rockfish
harvester that joins a rockfish
cooperative may not be considered as
contributing an amount of legal rockfish
landings necessary to meet a minimum
of 75 percent of the total legal rockfish
landings that were delivered to that
eligible rockfish processor during the
four calendar years selected by that
eligible rockfish processor for the
purposes of establishing the minimum
legal rockfish landings required to form
a rockfish cooperative.
(ii) Restrictions on fishing CFQ
assigned to a rockfish cooperative. A
person fishing for CFQ assigned to a
rockfish cooperative must maintain a
copy of the CFQ permit aboard any
vessel that is being used to harvest any
primary rockfish species, or secondary
species, or uses any rockfish halibut
PSC.
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Catcher/processor vessel sector
Yes, generally, no vessel may harvest more
than 60 percent of the aggregate primary
rockfish species TAC assigned to the catcher/processor sector for that calendar year,
unless subject to an exemption. See
§ 679.82(a) for the provisions that apply.
(A) Any vessel authorized to harvest the CFQ assigned to a rockfish cooperative must count
any catch of primary rockfish species, secondary species, or rockfish halibut PSC against
that rockfish cooperative’s CFQ from May 1 until November 15, or until the authorized
representative of that rockfish cooperative has submitted a rockfish cooperative Termination
of Fishing Declaration that has been approved by NMFS.
(B) Groundfish harvests would not be debited against the rockfish cooperative’s CFQ if the
vessel is not authorized to harvest CFQ. In this case, any catch of halibut would be attributed
to the halibut PSC limit for that directed target fishery and gear type.
The rockfish cooperatives formed under the Rockfish Program are intended to conduct and
coordinate harvest activities for their members. Rockfish cooperatives formed under the
Rockfish Program are subject to existing antitrust laws. Collective price negotiation by a
rockfish cooperative must be conducted in accordance with existing antitrust laws.
Yes, each year a rockfish cooperative must submit an annual rockfish cooperative report to
NMFS by December 15 of each year. The annual rockfish cooperative report may be made
available to NMFS by mailing a copy to NMFS: Regional Administrator, P.O. Box 21668,
Juneau, AK 99802.
The annual rockfish cooperative report must include at a minimum:
(A) The rockfish cooperative’s CFQ, sideboard limit (if applicable), and any rockfish sideboard
fishery harvests made by the vessels in the rockfish cooperative on a vessel-by-vessel basis;
(B) The rockfish cooperative’s actual retained and discarded catch of CFQ, and sideboard limit
on an area-by-area and vessel-by-vessel basis;
(C) A description of the method used by the rockfish cooperative to monitor fisheries in which
rockfish cooperative vessels participated;
(D) A description of any civil actions taken by the rockfish cooperative in response to any members that exceeded their allowed catch.
(iii) Transfer of CFQ among rockfish
cooperatives. Rockfish cooperatives may
transfer CFQ during a calendar year
with the following restrictions:
(A) A rockfish cooperative may only
transfer CFQ to another rockfish
cooperative;
(B) A rockfish cooperative may only
receive CFQ from another rockfish
cooperative;
(C) A rockfish cooperative in the
catcher vessel sector may not transfer
any CFQ to a rockfish cooperative in the
catcher/processor sector;
(D) A rockfish cooperative receiving
primary rockfish species CFQ by
transfer must assign that primary
rockfish species CFQ to a member(s) of
the rockfish cooperative for the
purposes of calculating the amount of
primary rockfish species CFQ held by
that member for application of the use
caps established under § 679.82(a);
(E) A rockfish cooperative may not
transfer any sideboard limit assigned to
that rockfish cooperative; and
(F) A rockfish cooperative may not
receive any CFQ by transfer after NMFS
has approved a rockfish cooperative
Termination of Fishing Declaration that
was submitted by that rockfish
cooperative.
(5) Use of CFQ. (i) A rockfish
cooperative in the catcher vessel sector
may not use a primary rockfish species
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CFQ in excess of the amounts specified
in § 679.82(a).
(ii) Rockfish cooperative primary
rockfish species CFQ transferred to
another rockfish cooperative will apply
to the use caps of a named member(s)
of the rockfish cooperative receiving the
CFQ, as specified in the transfer
application.
(A) Each pound of CFQ must be
assigned to a member of the rockfish
cooperative receiving the CFQ for
purposes of use cap calculations. No
member of a rockfish cooperative may
not exceed the CFQ use cap applicable
to that member.
(B) For purposes of CFQ use cap
calculation, the total amount of CFQ
held or used by a person is equal to all
pounds of CFQ assigned to that person
by the rockfish cooperative from
approved transfers.
(C) The amount of rockfish QS held
by a person, and CFQ derived from that
rockfish QS is calculated using the
individual and collective use cap rule
established in § 679.82(a).
(6) Successors-in-interest. If a member
of a rockfish cooperative dies (in the
case of an individual) or dissolves (in
the case of a business entity), the LLP
license(s) and associated rockfish QS
held by that person will be transferred
to the legal successor-in-interest under
the procedures described at
§ 679.4(k)(6)(iv)(A). However, the CFQ
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derived from that rockfish QS and
assigned to the rockfish cooperative for
that year from that person remains
under the control of the rockfish
cooperative for the duration of that
calendar year. Each rockfish cooperative
is free to establish its own internal
procedures for admitting a successor-ininterest during the fishing season to
reflect the transfer of an LLP license and
associated rockfish QS, or the transfer of
the processor eligibility due to the death
or dissolution of a rockfish cooperative
member or associated eligible rockfish
processor.
rwilkins on PROD1PC63 with PROPOSAL_2
§ 679.82 Rockfish Program use caps and
sideboard limits.
(a) Use caps—(1) General. Use caps
limit the amount of rockfish QS and
CFQ of primary rockfish species that
may be held or used, and the amount of
primary rockfish species TAC that may
be received, by an eligible rockfish
processor. Use caps may not be
exceeded unless the entity subject to the
use cap is specifically allowed to exceed
a cap according to the criteria
established under this paragraph (a) or
by an operation of law. There are three
types of use caps: person use caps;
vessel use caps; and processor use caps.
Person use caps limit the maximum
amount of aggregate rockfish QS a
person may hold and the maximum
amount of aggregate primary rockfish
species CFQ that a person may hold or
use. Person use caps apply to eligible
rockfish harvesters and rockfish
cooperatives. Vessel use caps limit the
maximum amount of aggregate primary
rockfish species CFQ that a vessel
operating as a catcher/processor may
harvest. Processor use caps limit the
maximum amount of aggregate primary
rockfish species that may be received or
processed by an eligible rockfish
processor. All rockfish QS use caps are
based on the aggregate primary rockfish
species initial rockfish QS pool
established by NMFS. The use caps
apply as follows:
(2) Eligible rockfish harvester use cap.
An eligible rockfish harvester may not
individually or collectively hold or use
more than:
(i) Five (5.0) percent of the aggregate
rockfish QS initially assigned to the
catcher vessel sector and resulting CFQ
unless that eligible rockfish harvester
qualifies for an exemption to this use
cap under paragraph (a)(6) of this
section;
(ii) Twenty (20.0) percent of the
aggregate rockfish QS initially assigned
to the catcher/processor sector and
resulting CFQ unless that eligible
rockfish harvester qualifies for an
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exemption to this use cap under
paragraph (a)(6) of this section.
(3) CFQ use cap for rockfish
cooperatives in the catcher vessel sector.
A rockfish cooperative may not
individually or collectively hold or use
an amount of CFQ that is greater than
the amount derived from 30.0 percent of
the aggregate rockfish QS initially
assigned to the catcher vessel sector
unless all members of that rockfish
cooperative qualify for an exemption to
this use cap under paragraph (a)(6) of
this section.
(4) CFQ use cap for a vessel in the
catcher/processor sector. A vessel
harvesting CFQ in the catcher/processor
sector may not harvest an amount of
CFQ that is greater than the amount
derived from 60.0 percent of the
aggregate rockfish QS initially assigned
to the catcher/processor unless the CFQ
harvested by that vessel is derived from
the rockfish QS assigned to an LLP
licence that was used on that vessel
prior to June 6, 2005, and that LLP
license is assigned rockfish QS that
results in CFQ in excess of the use cap.
(5) Primary rockfish species use cap
for eligible rockfish processors. (i) An
eligible rockfish processor may not
receive or process in excess of 30.0
percent of the aggregate primary
rockfish species TAC, including CFQ,
assigned to the catcher vessel sector
unless the eligible rockfish processor is
receiving or processing CFQ assigned to
a rockfish cooperative and the members
of that rockfish cooperative qualify for
an exemption to this CFQ use cap under
paragraph (a)(6) of this section.
(ii) The amount of aggregate primary
rockfish species TAC that is received by
an eligible rockfish processor is
calculated based on the sum of all
aggregate primary rockfish species TAC,
including CFQ, received or processed by
that eligible rockfish processor and the
aggregate primary rockfish species TAC
received or processed by any entity in
which that eligible rockfish processor
has a ‘‘10 percent or greater direct or
indirect ownership interest for purposes
of the Rockfish Program’’ as that term is
defined in § 679.2.
(6) Use cap exemptions—(i) Rockfish
QS. An eligible rockfish harvester may
receive an initial allocation of aggregate
rockfish QS in excess of the use cap in
that sector only if that rockfish QS is
assigned to LLP license(s) held by that
eligible rockfish harvester prior to June
6, 2005.
(ii) Transfer limitations. (A) An
eligible rockfish harvester that receives
an initial allocation of aggregate rockfish
QS that exceeds the use cap listed in
paragraph (a)(2) of this section shall not
receive any rockfish QS by transfer
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33091
unless and until that person’s holdings
of aggregate rockfish QS in that sector
are reduced to an amount below the use
cap specified in paragraph (a)(2) of this
section.
(B) If an eligible rockfish harvester
transfers an LLP license and assigned
rockfish QS to another person, the
eligible rockfish harvester that
transferred that LLP license may not
hold more than the amount of rockfish
QS held by that eligible rockfish
harvester after the transfer or the
rockfish QS use cap established in
paragraph (a)(2) of this section,
whichever is greater.
(C) An eligible rockfish harvester that
receives an initial allocation of aggregate
rockfish QS that exceeds the use cap
listed in paragraph (a)(2) of this section
may not be allowed to receive any
rockfish QS by transfer or have any CFQ
attributed to that eligible rockfish
harvester in a rockfish cooperative
unless and until that person’s holdings
of aggregate rockfish QS in that sector
are reduced to an amount below the use
cap specified in paragraph (a)(2) of this
section.
(iii) CFQ. An rockfish cooperative
may use CFQ in excess of the use cap
in that sector only if that CFQ is derived
from the rockfish QS assigned to an LLP
licence that was held by that eligible
rockfish harvester prior to June 6, 2005.
(b) Rockfish limited access fishery—
(1) General. (i) An eligible rockfish
harvester may use an LLP license and
assigned rockfish QS in the appropriate
rockfish limited access fishery only if:
(A) That person submitted a complete
and timely application for the rockfish
limited access fishery that is approved
by NMFS; or
(B) That LLP is not assigned to a
rockfish cooperative for that calendar
year, and that person has not submitted
a complete and timely application to
opt-out of the Rockfish Program that is
approved by NMFS.
(ii) [Reserved]
(2) Limited access fishery sectors. (i)
If an LLP license with rockfish QS in the
catcher vessel sector is assigned to a
limited access fishery, it is assigned to
the catcher vessel rockfish limited
access fishery.
(ii) If an LLP license with a rockfish
QS in the catcher/processor sector is
assigned a limited access fishery, it is
assigned to the catcher/processor
rockfish limited access fishery.
(3) Primary rockfish species harvest
limit. All vessels that are participating
in a rockfish limited access fishery may
harvest an amount of primary rockfish
species not greater than the TAC
assigned to that primary rockfish
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species for the rockfish limited access
fishery in that sector.
(4) Secondary species allocations.
Secondary species shall be managed
based on an MRA as established under
Table 30 to this part.
(5) Rockfish halibut PSC allocations.
Halibut caught by vessels in the rockfish
limited access fishery shall be
accounted against the halibut PSC
allocation to the deep water species
fishery complex for trawl gear for that
seasonal apportionment for that sector.
If the halibut PSC limit in the deep
water fishery complex has been reached
or exceeded for that seasonal
apportionment for that sector, the
rockfish limited access fishery will be
closed until deep water species fishery
complex halibut PSC is available for
that sector.
(6) Opening of the rockfish limited
access fishery. The Regional
Administrator maintains the authority
to not open a rockfish limited access
fishery if he deems it appropriate for
conservation or other management
measures. Factors such as the total
allocation, anticipated harvest rates, and
number of participants will be
considered in making any such
decision.
(c) Opt-out fishery. An eligible
rockfish harvester who holds an LLP
license and who submits an application
to opt-out with that LLP licence that is
subsequently approved by NMFS may
not fish in any directed fishery for any
primary rockfish species in the Central
GOA and adjacent waters open by the
State of Alaska for which it adopts a
Federal fishing season with any vessel
named on that LLP license.
(d) Sideboard limitations—General.
The regulations in this section restrict
the holders of LLP licenses eligible to
receive rockfish QS from using the
increased flexibility provided by the
Rockfish Program to expand their level
of participation in other groundfish
fisheries. These limitations are
commonly known as ‘‘sideboards.’’
(1) Notification of affected vessel
owners and LLP license holders. After
NMFS determines which vessels and
LLP licenses meet the criteria described
in paragraphs (d) through (h)of this
section, NMFS will inform each vessel
owner and LLP license holder in writing
of the type of sideboard limitation and
issue a revised Federal Fisheries Permit
and/or LLP license that displays the
limitation on the face of the permit or
LLP license.
(2) Appeals. A vessel owner or LLP
license holder who believes that NMFS
has incorrectly identified his or her
vessel or LLP license as meeting the
criteria for a sideboard limitation may
make a contrary claim and provide
evidence to NMFS. All claims must be
submitted in writing to the RAM
Program, Alaska Region, NMFS, P.O.
Box 21668, Juneau, AK 99802–1668,
together with any documentation or
evidence supporting the request within
30 days of being notified by NMFS of
the sideboard limitation. If NMFS finds
the claim is unsupported, the claim will
be denied in an Initial Administrative
Determination (IAD). The affected
persons may appeal this IAD using the
procedures described at § 679.43.
(3) Classes of sideboard restrictions.
There are several types of sideboard
restrictions that apply under the
Rockfish Program:
(i) General sideboard restrictions as
described under this paragraph (d);
(ii) Catcher vessel sideboard
restrictions as described under
paragraph (e) of this section;
(iii) Catcher/processor rockfish
cooperative sideboard restrictions as
described under paragraph (f) of this
section;
(iv) Catcher/processor limited access
sideboard restrictions as described
under paragraph (g) of this section; and
(v) Catcher/processor opt-out
sideboard restrictions as described
under paragraph (h) of this section.
(4) General sideboard restrictions.
General sideboard restrictions apply to
fishing activities during July 1 through
July 31 of each year in each fishery as
follows:
(i) Directed fishing for Pacific ocean
perch, pelagic shelf rockfish, and
northern rockfish fisheries in the
regulatory area of the Western GOA and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season;
(ii) Directed fishing for Pacific ocean
perch, pelagic shelf rockfish, and
northern rockfish fisheries in the
Western Yakutat District and adjacent
waters open by the State of Alaska for
which it adopts a Federal fishing
season; and
(iii) The use of halibut PSC in the
following directed fisheries in the West
Yakutat District, Central GOA, and
Western GOA and adjacent waters open
by the State of Alaska for which it
adopts a Federal fishing season:
(A) Rex sole;
(B) Deep water flatfish;
(C) Arrowtooth flounder;
(D) Shallow water flatfish; and
(E) Flathead sole.
(5) Vessels and LLP licenses subject to
general and halibut PSC sideboard
limitations. (i) The sideboard fishing
limitations described in paragraph (d) of
this section apply both to the fishing
vessel itself and to any LLP license
derived in whole or in part from the
history of that vessel. The sideboard
limitations apply to any vessel named
on that LLP license. These sideboard
restrictions apply even if an LLP license
holder did not submit an application to
participate in the Rockfish Program but
that LLP license is otherwise eligible to
receive rockfish QS under the Rockfish
Program based on legal rockfish
landings.
(ii) Except as described in paragraph
(d)(5)(iii) of this section, the owner of
any vessel that NMFS has determined
meets one of the following criteria is
subject to groundfish directed fishing
sideboard limits and halibut mortality
sideboard limits issued under this
paragraph (d):
(A) Any vessel whose legal rockfish
landings could generate rockfish QS;
(B) Any LLP license under whose
authority legal rockfish landings were
made;
(C) Any vessel named on an LLP
license that was generated in whole or
in part by the legal rockfish landings of
a vessel meeting the criteria in
paragraph (d)(5) of this section.
(iii) Any AFA vessel that is not
exempt from GOA groundfish
sideboards under the AFA as specified
under § 679.63(b)(1)(i)(B) is exempt
from the sideboard limits in this
paragraph (d).
(6) Determination of general
sideboard ratios. (i) Separate sideboard
ratios for each rockfish sideboard
fishery are established for the catcher
vessel and the catcher/processor sectors.
The general sideboard ratio for each
fishery is determined according to the
following table:
For the management
area of the . . .
In the directed fishery for . . .
The sideboard limit for the catcher-processor sector is . . .
The sideboard limit for the catcher vessel sector is . . .
West Yakutat District
Pelagic Shelf Rockfish .............................
Pacific ocean perch .................................
Pelagic Shelf Rockfish .............................
Pacific ocean perch .................................
72.4
76.0
63.3
61.1
1.7 percent of the TAC.
2.9 percent of the TAC.
0.0 percent of the TAC.
*
Western GOA ...........
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percent
percent
percent
percent
of
of
of
of
Sfmt 4703
the
the
the
the
TAC
TAC
TAC
TAC
..........................
..........................
..........................
..........................
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For the management
area of the . . .
In the directed fishery for . . .
The sideboard limit for the catcher-processor sector is . . .
The sideboard limit for the catcher vessel sector is . . .
Northern Rockfish ....................................
78.9 percent of the TAC ..........................
0.0 percent of the TAC.
* Not released due to confidentiality requirements on fish ticket data established by the State of Alaska.
(ii) Each rockfish cooperative in the
catcher/processor sector will be
assigned a sideboard limit for that
rockfish cooperative as a percentage of
the general sideboard ratio for that
fishery in that catcher/processor sector.
(iii) The sideboard ratios that are
applicable for each general sideboarded
fishery for a rockfish cooperative in the
catcher/processor sector are calculated
by dividing the aggregate retained catch
of that fishery, from July 1 through July
31 in each year from 1996 through 2002,
caught by vessels in that rockfish
cooperative that are subject to directed
fishing closures under this paragraph
(d), by the total retained catch from July
1 through July 31 in each year from
1996 through 2002 caught by all
groundfish vessels in that sector.
(7) Management of annual sideboard
limits—(i) Sideboard directed fishing
allowance. (A) If the Regional
Administrator determines that an
annual sideboard limit for a general
rockfish sideboard fishery has been or
will be reached, the Regional
Administrator may establish a directed
fishing allowance for the species or
species group applicable only to the
group of vessels to which the general
sideboard limit applies. A directed
fishing allowance that is established for
a rockfish cooperative in the catcher/
processor sector may be fished only by
that rockfish cooperative to which it is
assigned.
(B) If the Regional Administrator
determines that a sideboard limit is
insufficient to support a directed fishing
allowance for that species or species
group, then the Regional Administrator
may set the directed fishing allowance
to zero for that species or species group
for that sector or rockfish cooperative, as
applicable.
(ii) Directed fishing closures. Upon
attainment of a general directed fishing
sideboard limit, the Regional
Administrator will publish notification
in the Federal Register prohibiting
directed fishing for the species or
species group in the specified sector,
regulatory area, or district.
(8) Determination of halibut PSC
sideboard ratios. (i) Sideboards for
halibut PSC are established for the
catcher vessel and the catcher/processor
sectors separately. Sideboard limits for
halibut PSC are calculated for each
rockfish cooperative in the catcher/
processor sector separately. The halibut
PSC sideboard limit for each sector is
established according to the following
table:
For the management
area in the . . .
And for following sector . . .
The annual deep-water complex halibut PSC sideboard limit is . . .
The annual shallow-water complex halibut PSC sideboard limit is . . .
Western GOA ..........
Catcher/Processor Sector ....................
1.56 percent of the GOA annual halibut mortality limit.
0.00 percent of the GOA annual halibut mortality limit.
1.78 percent of the GOA annual halibut mortality limit.
0.98 percent of the GOA annual halibit
mortality limit.
0.65 percent of the GOA annual halibut mortality limit.
0.10 percent of the GOA annual halibut mortality limit.
0.16 percent of the
ibut mortality limit.
0.00 percent of the
ibut mortality limit.
0.37 percent of the
ibut mortality limit.
6.14 percent of the
ibut mortality limit.
0.01 percent of the
ibut mortality limit.
0.18 percent of the
ibut mortality limit.
Catcher Vessel Sector .........................
Central GOA ...........
Catcher/Processor Sector ....................
Catcher Vessel Sector .........................
West Yakutat District
Catcher/Processor Sector ....................
rwilkins on PROD1PC63 with PROPOSAL_2
Catcher Vessel Sector .........................
(ii) Each rockfish cooperative in the
catcher/processor sector will be
assigned a sideboard for that rockfish
cooperative as a percentage of the
halibut PSC sideboard limit for the
catcher/processor sector. The catcher/
processor sector not in a rockfish
cooperative will receive the portion of
the halibut PSC sideboard limit not
assigned to rockfish cooperatives.
(9) Management of halibut PSC
sideboard limits—(i) Halibut PSC
sideboard limits. The resulting halibut
PSC sideboard limits expressed in
metric tons will be published in the
annual GOA groundfish harvest
specification notices.
(A) If the Regional Administrator
determines that a halibut PSC sideboard
limit is sufficient to support a directed
fishery for groundfish specified under
paragraph (d)(1)(ii) of this section for a
particular sector, then the Regional
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Administrator may establish a halibut
PSC sideboard limit for the species
complex applicable only to the group of
vessels in that sector to which the
halibut PSC sideboard limit applies. A
halibut PSC sideboard limit that is
established for a rockfish cooperative in
the catcher/processor sector may be
fished only by that rockfish cooperative
in the catcher/processor sector to which
it is assigned.
(B) If the Regional Administrator
determines that a halibut PSC sideboard
limit is insufficient to support a directed
fishery for a groundfish fishery specified
under paragraph (d)(1)(ii) of this section
for a particular sector, then the Regional
Administrator may set the halibut PSC
sideboard limit to zero for that sector or
rockfish cooperative in the catcher/
processor sector for that species
complex.
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GOA annual halGOA annual halGOA annual halGOA annual halGOA annual halGOA annual hal-
(ii) Directed fishing closures. Upon
determining that a halibut PSC
sideboard limit is or will be reached, the
Regional Administrator will publish
notification in the Federal Register
prohibiting directed fishing for the
species or species complex in the
specified sector, rockfish cooperative in
the catcher/processor sector, regulatory
area, or district. The specific directed
fishing closures that will be
implemented if a halibut PSC sideboard
limit is reached are:
(A) If the shallow-water halibut PSC
sideboard limit for a sector or rockfish
cooperative in the catcher/processor
sector is reached, then NMFS will close
directed fishing in that management
area for:
(1) Flathead sole; and
(2) Shallow water flatfish.
(B) If the deep-water halibut PSC
sideboard limit is reached for a sector,
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or rockfish cooperative in the catcher/
processor sector is reached, then NMFS
will close directed fishing in that
management area for:
(1) Rex sole;
(2) Deep water flatfish; and
(3) Arrowtooth flounder.
(iii) Halibut PSC accounting. The
halibut PSC sideboard limit in the deepwater species complex in the GOA from
July 1 through July 31 will include any
halibut mortality occurring under a CFQ
permit or in a rockfish limited access
fishery.
(e) Sideboard provisions for catcher
vessels—(1) General. In addition to the
sideboard provisions that apply under
paragraph (d) of this section, except as
described in paragraph (d)(5)(iii) of this
section, the following additional
sideboards apply to catcher vessels.
(2) Catcher vessels subject to catcher
vessel sideboard limits. Any catcher
vessel that NMFS has determined meets
any of the following criteria is subject to
the provisions under this paragraph (e):
(i) Any catcher vessel whose legal
rockfish landings could be used to
generate rockfish QS for the catcher
vessel sector in the Rockfish Program;
(ii) Any catcher vessel named on an
LLP license under which catch history
was used to qualify that LLP license for
eligibility in the Rockfish Program; or
(iii) Any catcher vessel named on an
LLP license that was generated in whole
or in part by the legal rockfish landings
of a catcher vessel.
(3) Prohibition for directed fishing in
BSAI groundfish fisheries during July.
Vessels subject to the provisions of this
paragraph (e) may not participate in
directed fishing in the BSAI and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season from July 1 through July
31 in any of the following directed
fisheries:
(i) Alaska plaice;
(ii) Arrowtooth flounder;
(iii) Flathead sole;
(iv) Other flatfish;
(v) Pacific ocean perch;
(vi) Rock sole; and
(vii) Yellowfin sole.
(4) Limitation on directed fishing for
BSAI Pacific cod in July—(i)
Applicability. Vessels subject to the
provisions of this paragraph (e) are
limited to a BSAI Pacific cod sideboard
limit during July 1 through July 31.
(ii) Determination of BSAI Pacific cod
sideboard ratio. The sideboard ratio for
the BSAI Pacific cod fishery is
calculated by dividing the aggregate
retained catch of BSAI Pacific cod from
July 1 through July 31 in each year from
1996 through 2002 caught by catcher
vessels that are subject to the BSAI
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Pacific cod sideboard under this
paragraph (e), by the total retained catch
of BSAI Pacific cod caught by all
groundfish trawl catcher vessels from
July 1 through July 31 in each year from
1996 through 2002.
(iii) Conversion of BSAI Pacific cod
sideboard ratio into sideboard limits.
NMFS will convert BSAI Pacific cod
sideboard ratios into annual sideboard
limits according to the following
procedures:
(A) Sideboard amount determination.
Each year, the sideboard limit for BSAI
Pacific cod from July 1 through July 31
is established by multiplying the
sideboard ratios calculated under this
paragraph (e) by the final TACs in each
sector and gear type for which a TAC is
specified. The resulting harvest limits
expressed in metric tons will be
published in the annual BSAI
groundfish harvest specification notice.
(B) Management of the sideboard. (1)
If the Regional Administrator
determines that a limit for the BSAI
Pacific cod sideboard fishery has been
or will be reached, then the Regional
Administrator may establish a BSAI
Pacific cod directed fishing allowance
applicable only to the group of vessels
to which the BSAI Pacific cod sideboard
limit applies.
(2) If the Regional Administrator
determines that a limit is insufficient to
support a directed fishery for BSAI
Pacific cod, then the Regional
Administrator may set the BSAI Pacific
cod sideboard directed fishing
allowance at zero.
(5) Directed fishing closures. Upon
determination that a BSAI Pacific cod
sideboard limit is, or will be reached,
the Regional Administrator will publish
notification in the Federal Register
prohibiting directed fishing for the
species.
(f) Sideboard provisions—catcher/
processor rockfish cooperative
provisions—(1) General. In addition to
the sideboard provisions that apply
under paragraph (d) of this section, the
following additional sideboard limits
under paragraph (f) of this section apply
to any catcher/processor vessels and
LLP licenses that are participating in a
rockfish cooperative in the catcher/
processor sector.
(2) Vessels subject to rockfish
cooperative sideboard provisions. Any
vessel that NMFS has determined meets
any of the following criteria is subject to
groundfish sideboard directed fishing
closures issued under paragraph (f) of
this section:
(i) Any catcher/processor vessel
whose legal rockfish landings were used
to qualify for the Rockfish Program and
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Sfmt 4703
the vessel named on that LLP license is
assigned to a rockfish cooperative;
(ii) Any catcher/processor vessel
named on an LLP license under which
catch history was used to qualify that
LLP license for the Rockfish Program
and that LLP license is used in a
rockfish cooperative; or
(iii) Any catcher/processor vessel
named on an LLP license specified in an
application for CFQ.
(3) Prohibition from fishing in BSAI
groundfish fisheries. A vessel subject to
a rockfish cooperative sideboard
provision under this paragraph (f) may
not participate in directed groundfish
fisheries in the BSAI and adjacent
waters open by the State of Alaska for
which it adopts a Federal fishing season
between July 1 and July 14 except for
sablefish harvested under the IFQ
Program and pollock.
(4) Prohibitions for fishing in GOA
groundfish fisheries. A vessel subject to
a rockfish cooperative sideboard
provision under this paragraph (f) may
not participate in any directed
groundfish fishery in the GOA and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season except sablefish
harvested under the IFQ Program:
(i) From July 1 through July 14 if:
(A) Any vessel in the rockfish
cooperative does not meet monitoring
standards established under paragraph
(f)(4)(iii) of this section; and
(B) The rockfish cooperative has
harvested any CFQ of any primary
rockfish species prior to July 1.
(ii) From July 1 until 90 percent of the
rockfish cooperative’s primary rockfish
species CFQ has been harvested if:
(A) Any vessel in the rockfish
cooperative does not meet monitoring
standards established under paragraph
(f)(4)(iii) of this section; and
(B) The rockfish cooperative has not
harvested any CFQ prior to July 1.
(iii) The prohibition on fishing in any
directed groundfish fishery in the GOA
and adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season except sablefish
harvested under the IFQ Program does
not apply if all vessels in the rockfish
cooperative maintain an adequate
monitoring plan during all fishing for
any CFQ or any directed sideboard
fishery as required under § 679.84(c)
through (e).
(g) Sideboard provisions—catcher/
processor limited access provisions—(1)
General. In addition to the sideboard
provisions that apply under paragraph
(d) of this section, the following
sideboard limits under paragraph (g) of
this section apply to any catcher/
processor vessels and LLP licenses that
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are used in the rockfish limited access
fishery for the catcher/processor sector.
(2) Vessels subject to rockfish limited
access fishery sideboard provisions. Any
vessel that NMFS has determined meets
any of the following criteria is subject to
groundfish sideboard directed fishing
closures issued under paragraph (g) of
this section.
(i) Any catcher/processor vessel
whose legal rockfish landings were used
to qualify for the Rockfish Program and
the vessel named on that LLP license is
assigned to a catcher/processor rockfish
limited access fishery;
(ii) Any catcher/processor vessel
named on an LLP license under which
catch history was used to qualify that
LLP license for the Rockfish Program
and that LLP license is used in the
catcher/processor rockfish limited
access fishery;
(iii) Any catcher/processor vessel
named on an LLP license specified in an
application for the rockfish limited
access fishery for the catcher/processor
sector; or
(iv) Any vessel named on an LLP
license with legal rockfish landings in
the catcher/processor sector if that LLP
license is not specified in an application
for CFQ or an application to opt-out.
(3) Prohibition from directed fishing
in GOA and BSAI groundfish fisheries.
If a vessel named on an LLP license
used in the rockfish limited access
fishery that has been assigned rockfish
QS greater than an amount equal to 5
percent of the Pacific ocean perch
rockfish QS allocated to the catcher/
processor sector, then that vessel may
not participate in any:
(i) GOA groundfish fishery and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season other than sablefish
harvested under the IFQ Program; or
(ii) BSAI groundfish fishery and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season other than sablefish
harvested under the IFQ Program or
pollock, from July 1 until 90 percent of
the Central GOA Pacific ocean perch
that is allocated to the rockfish limited
access fishery for the catcher/processor
sector has been harvested.
(h) Sideboard provisions—catcher/
processor opt-out provisions—(1)
General. In addition to the sideboard
provisions that apply under paragraph
(d) of this section, the following
sideboards under paragraph (h) of this
section apply to any catcher/processor
vessels and LLP licenses that have
submitted an application to opt-out that
is subsequently approved by NMFS.
(2) Vessels subject to opt-out
sideboard provisions. (i) Any catcher/
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17:57 Jun 06, 2006
Jkt 208001
processor vessel whose legal rockfish
landings were used to qualify for the
Rockfish Program and the vessel named
on that LLP license is assigned to the
opt-out fishery;
(ii) Any catcher/processor vessel
named on an LLP license under which
catch history was used to qualify that
LLP license for the Rockfish Program
and that LLP license is used in the optout fishery; or
(iii) Any catcher/processor vessel
named on an LLP license specified in an
application to opt-out.
(3) Prohibitions on Central GOA
rockfish directed harvest by opt-out
vessels. Any vessel that is subject to the
opt-out sideboard restriction under this
paragraph (h) is prohibited from
directed fishing for the following
species in the following management
areas:
(i) Central GOA northern rockfish and
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season;
(ii) Central GOA Pacific ocean perch
and adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season; and
(iii) Central GOA pelagic shelf
rockfish and adjacent waters open by
the State of Alaska for which it adopts
a Federal fishing season.
(4) Prohibitions on directed fishing in
GOA groundfish fisheries without
previous participation. (i) Any vessel
that is subject to the opt-out sideboard
restriction under paragraph (c) of this
section is prohibited from directed
fishing in any groundfish fishery in the
GOA and adjacent waters open by the
State of Alaska for which it adopts a
Federal fishing season (except sablefish
harvested under the IFQ Program) from
July 1 through July 14 of each year if
that vessel has not participated in that
directed groundfish fishery in any two
years from 1996 through 2002 during
the following time periods:
(A) June 30, 1996 through July 6,
1996;
(B) June 29, 1997 through July 5,
1997;
(C) June 28, 1998 through July 4,
1998;
(D) July 4, 1999 through July 10, 1999;
(E) July 8, 2000 through July 15, 2000;
(F) July 1, 2001 through July 7, 2001;
and
(G) June 30, 2002 through July 6,
2002.
(ii) For purposes of this paragraph (h),
participation in a fishery in Statistical
Area 650 during a time period specified
in paragraph (h)(4)(i) of this section
shall be considered as participation in
that same fishery in Statistical Area 640
during that time period.
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§ 679.83
fishery.
33095
Rockfish Program entry level
(a) Rockfish entry level fishery—(1)
General. An eligible entry level
harvester and eligible entry level
processor may participate in the
rockfish entry level fishery under the
following regulations under this section:
(i) Trawl catcher vessels. Trawl
catcher vessels participating in the
rockfish entry level fishery may
collectively harvest, prior to September
1, an amount not greater than 50 percent
of the total allocation to the rockfish
entry level fishery as calculated under
§ 679.81(a)(2). Allocations to trawl
catcher vessels shall be made first from
the allocation of Pacific ocean perch
available to the rockfish entry level
fishery. If the amount of Pacific ocean
perch available for allocation is less
than the total allocation allowable for
trawl catcher vessels in the rockfish
entry level fishery, then northern
rockfish and pelagic shelf rockfish shall
be allocated to trawl catcher vessels.
(ii) Fixed gear vessels. Fixed gear
vessels participating in the rockfish
entry level fishery may collectively
harvest, prior to September 1, an
amount not greater than 50 percent of
the total allocation to the rockfish entry
level fishery as calculated under
§ 679.81(a)(2). Allocations of Pacific
ocean perch, northern rockfish, and
pelagic shelf rockfish to fixed gear
vessels shall be made after the
allocation to trawl catcher vessels.
(iii) Secondary species allocations.
Secondary species shall not be allocated
to the rockfish entry level fishery.
Secondary species shall be managed
based on a MRA for the target species
as described in Table 10 to this part.
(iv) Halibut PSC allocations—trawl
vessels. Halibut PSC from trawl vessels
in the rockfish entry level fishery shall
be accounted against the allocation to
the deep water species fishery complex
for that seasonal apportionment. If the
Halibut PSC allocation in the deep
water fishery complex has been
achieved or exceeded for that seasonal
apportionment, the rockfish entry level
fishery for trawl vessels will be closed
until deep water species fishery
complex halibut PSC is available.
(v) Halibut PSC allocations-fixed gear
vessels. Halibut PSC from fixed gear
vessels in the rockfish entry level
fishery shall be accounted against the
allocation to the other non-trawl fishery
category for that seasonal
apportionment. If the Halibut PSC
allocation in the other non-trawl fishery
category has been reached or exceeded
for that seasonal apportionment, the
rockfish entry level fishery for fixed gear
vessels will be closed until deep water
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species fishery complex halibut PSC is
available.
(2) Reallocation among trawl and
fixed gear vessels. Any allocation of
Pacific ocean perch, northen rockfish, or
pelagic shelf rockfish that has not been
harvested by 1200 hours A.l.t. on
September 1, may be harvested by either
trawl or fixed gear vessels in the
rockfish entry level fishery.
(3) Opening of the rockfish entry level
fishery. The Regional Administrator
maintains the authority to not open the
rockfish entry level fishery if he deems
it appropriate for conservation or other
management measures. Factors such as
the total allocation, anticipated harvest
rates, and number of participants will be
considered in making any such
decision.
(b) [Reserved]
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§ 679.84 Rockfish Program recordkeeping,
permits, monitoring, and catch accounting.
(a) Recordkeeping and reporting. See
§ 679.5(r).
(b) Permits. See § 679.4(m).
(c) Catch monitoring requirements for
catcher/processors. The requirements
under paragraphs (c)(1) through (9) of
this section apply to any catcher/
processor vessel participating in a
rockfish cooperative or the rockfish
limited access fishery, or subject to a
sideboard limit as described in this
section. At all times when a vessel has
groundfish aboard that were harvested
under a CFQ permit, harvested during a
rockfish limited access fishery, or
harvested by a vessel subject to a
sideboard limit as described under
§ 679.82(d) through (h) of this section,
as applicable, the vessel owner or
operator must ensure that:
(1) Catch weighing. All groundfish are
weighed on a NMFS-approved scale in
compliance with the scale requirements
at § 679.28(b). Each haul must be
weighed separately and all catch must
be made available for sampling by a
NMFS-certified observer.
(2) Observer sampling station. An
observer sampling station meeting the
requirements at § 679.28(d) is available
at all times.
(3) Observer coverage requirements.
The vessel in compliance with the
observer coverage requirements
described at § 679.50(c)(7)(i).
(4) Operational line. The vessel has
no more than one operational line or
other conveyance for the mechanized
movement of catch between the scale
used to weigh total catch and the
location where the observer collects
species composition samples.
(5) Fish on deck. No fish are allowed
to remain on deck unless an observer is
present, except for fish inside the
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codend and fish accidentally spilled
from the codend during hauling and
dumping.
(6) Sample storage. The vessel owner
or operator provides sufficient space to
accommodate a minimum of 10 observer
sampling baskets. This space must be
within or adjacent to the observer
sample station.
(7) Pre-cruise meeting. The Observer
Program Office is notified by phone at
1–907–271–1702 at least 24 hours prior
to departure when the vessel will be
carrying an observer who had not
previously been deployed on that
vessel. Subsequent to the vessel’s
departure notification, but prior to
departure, NMFS may contact the vessel
to arrange for a pre-cruise meeting. The
pre-cruise meeting must minimally
include the vessel operator or manager.
(8) Belt and flow operations. The
vessel operator stops the flow of fish
and clear all belts between the bin doors
and the area where the observer collects
samples of unsorted catch when
requested to do so by the observer.
(9) Vessel crew in tanks or bins. The
vessel owner must comply with the
requirements specified in paragraph
(c)(9)(i) of this section unless the vessel
owner has elected, and had approved by
NMFS at the time of the annual observer
sampling station inspection, one of the
two monitoring options described at
paragraph (c)(9)(ii) or (iii) of this
section.
(i) Option 1—No crew in bin or tank.
No crew may enter any bin or tank
preceding the point where the observer
samples unsorted catch, unless:
(A) The flow of fish has been stopped
between the tank and the location where
the observer samples unsorted catch;
(B) All catch has been cleared from all
locations between the tank and the
location where the observer samples
unsorted catch;
(C) The observer has been given
notice the vessel crew must enter the
tank;
(D) The observer is given the
opportunity to observe the activities of
the person(s) in the tank; and,
(E) The observer informs the vessel
operator, or his designee that all
sampling has been completed for a
given haul, in which case crew may
enter a tank containing fish from that
haul without stopping the flow of fish
or clearing catch between the tank and
the observer sampling station.
(ii) Option 2—Line of sight option.
From the observer sampling station and
the location from which the observer
samples unsorted catch, an observer of
average height (between 64 and 74
inches (140 and 160 cm)) must be able
to see all areas of the bin or tank where
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crew could be located preceding the
point where the observer samples catch.
If clear panels are used to comply with
this requirement, those panels must be
maintained with sufficient clarity to
allow an individual with normal vision
to read text located two feet inside of
the bin or tank. The text must be written
in 87 point type (corresponding to line
four on a standard Snellen eye chart)
and the text must be readable from the
observer sampling station and the
location from which the observer
collects unsorted catch. The observer
must be able to view the activities of
crew in the bin while collecting
unsorted catch or processing their
sample.
(iii) Option 3—Video option. A vessel
must provide and maintain cameras, a
monitor, and a digital video recording
system for all areas of the bin or tank
where crew could be located preceding
the point where the observer samples
catch. The vessel owner or operator
must ensure that:
(A) The system has sufficient data
storage capacity to store all video data
from an entire trip. Each frame of stored
video data must record a time/date
stamp. At a minimum, all periods of
time when fish are inside the bin must
be recorded and stored;
(B) The system must include at least
one external USB (1.1 or 2.0) hard drive
and use commercially available
software;
(C) Color cameras must have at a
minimum 420 TV lines of resolution, a
lux rating of 0.1, and auto-iris
capabilities;
(D) The video data must be
maintained and made available to
NMFS staff, or any individual
authorized by NMFS, upon request.
These data must be retained onboard the
vessel for no less than 120 days after the
beginning of a trip, unless NMFS has
notified the vessel operator that the
video data may be retained for less than
this 120 day period;
(E) The system provides sufficient
resolution and field of view to see and
read a text sample written in 130 point
type (corresponding to line two of a
standard Snellen eye chart) from any
location within the tank where crew
could be located;
(F) The system is recording at a speed
of no less than 5 frames per second at
all times when fish are inside the tank;
(G) A 16-bit or better color monitor,
for viewing activities within the tank in
real time, must be provided within the
observer sampling station and have the
capacity to display all cameras
simultaneously. That monitor must be
operating at all times when fish are in
the tank. The monitor must be placed at
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rwilkins on PROD1PC63 with PROPOSAL_2
or near eye level and provide the same
resolution as specified in paragraph
(c)(9)(iii)(E) of this section;
(H) The observer is able to view any
earlier footage from any point in the trip
and is assisted by crew knowledgeable
in the operation of the system in doing
so;
(I) The vessel owner has, in writing,
provided the Regional Administrator
with the specifications of the system. At
a minimum, this must include:
(1) The length and width (in pixels)
of each image;
(2) The file type in which the data are
recorded;
(3) The type and extent of
compression;
(4) The frame rate at which the data
will be recorded;
(5) The brand and model number of
the cameras used;
(6) The brand, model, and
specifications of the lenses used;
(7) A scale drawing of the location of
each camera and its coverage area;
(8) The size and type of storage
device;
(9) The type, speed, and operating
system of any computer that is part of
the system;
(10) The individual or company
responsible for installing and
maintaining the system;
(11) The individual onboard the
vessel responsible for maintaining the
system and working with the observer
on its use; and
(12) Any additional information
requested by the Regional
Administrator.
(J) Any change to the video system
that would affect the system’s
functionality be submitted to, and
approved by the Regional Administrator
in writing before that change is made.
(iv) Failure of line of sight or video
option. If the observer determines that a
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monitoring option selected by a vessel
owner or operator specified in
paragraph (c)(9)(ii) or (c)(9)(iii) of this
section fails to provide adequate
monitoring of all areas of the bin where
crew could be located, then the vessel
shall use the monitoring option
specified in paragraph (c)(9)(i) of this
section until the observer determines
that adequate monitoring of all areas of
the bin where crew could be located is
provided by the monitoring option
selected by the vessel owner or operator.
(d) Catch monitoring requirements for
catcher vessels. The owner and operator
of a catcher vessel must ensure the
vessel complies with the observer
coverage requirements described at
§ 679.50(c)(7)(ii) at all times the vessel
is participating in a rockfish
cooperative, rockfish limited access
fishery, or rockfish sideboard fishery
described in this section.
(e) Catch monitoring requirements for
shoreside and stationary floating
processors—(1) Catch monitoring and
control plan (CMCP). The owner or
operator of a shoreside or stationary
floating processor receiving deliveries
from a catcher vessel described at
§ 679.50(c)(7)(ii) must ensure the
shoreside or stationary floating
processor complies with the CMCP
requirements described at § 679.28(g).
(2) Catch weighing. All groundfish
landed by catcher vessels described at
§ 679.50(c)(7)(ii) must be sorted,
weighed on a scale approved by the
State of Alaska as described at
§ 679.28(c), and be made available for
sampling by a NMFS-certified observer.
The observer must be allowed to test
any scale used to weigh groundfish to
determine its accuracy.
(3) Notification requirements. The
plant manager or plant liaison must
notify the observer of the offloading
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33097
schedule for each delivery of groundfish
harvested in a Rockfish Program fishery
at least 1 hour prior to offloading. An
observer must be available to monitor
each delivery of groundfish harvested in
a Rockfish Program fishery. The
observer must be available the entire
time the delivery is being weighed or
sorted.
(f) Catch accounting—(1) Primary
rockfish species and secondary species.
All primary rockfish species and
secondary species harvested, including
harvests in adjacent waters open by the
State of Alaska for which it adopts a
Federal fishing season, by a vessel that
is named on an LLP license that is
assigned to a rockfish cooperative and
fishing under a CFQ permit will be
debited against the CFQ for that rockfish
cooperative from May 1:
(i) Until November 15; or
(ii) Until the authorized
representative of that rockfish
cooperative has submitted a rockfish
cooperative termination of fishing
declaration that has been approved by
NMFS.
(2) Rockfish halibut PSC. All rockfish
halibut PSC used by a vessel, including
halibut PSC used in the adjacent waters
open by the State of Alaska for which
it adopts a Federal fishing season, that
is named on an LLP license that is
assigned to a rockfish cooperative and
fishing under a CFQ permit will be
debited against the CFQ for that rockfish
cooperative from May 1:
(i) Until November 15; or
(ii) Until the authorized
representative of that rockfish
cooperative has submitted a rockfish
cooperative termination of fishing
declaration that has been approved by
NMFS.
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Federal Register / Vol. 71, No. 109 / Wednesday, June 7, 2006 / Proposed Rules
(3) Groundfish sideboard limits. All
groundfish harvested by a vessel,
including groundfish harvested in the
adjacent waters open by the State of
Alaska for which it adopts a Federal
fishing season, that is subject to a
sideboard limit for that groundfish
species as described under § 679.82(d)
through (h), as applicable, from July 1
until July 31 will be debited against the
sideboard limit established for that
sector or rockfish cooperative, as
applicable.
(4) Halibut sideboard limits. All
halibut PSC used by a vessel, including
halibut PSC used in the adjacent waters
open by the State of Alaska for which
it adopts a Federal fishing season, that
is subject to a sideboard limit as
described under § 679.82(d) through (h),
as applicable, from July 1 until July 31
will be debited against the sideboard
limit established for that sector or
rockfish cooperative, as applicable.
10. In part 679, Tables 28, 29, and 30
are added to read as follows:
TABLE 28 TO PART 679.—QUALIFYING SEASON DATES IN THE CENTRAL GOA PRIMARY ROCKFISH FISHERIES
Year
A legal rockfish landing includes
1996
Northern rockfish that were harvested between;
and landed by ............................
Pelagic shelf rockfish that were harvested between;
and landed by ............................
Pacific ocean perch that were harvested between;
and landed by ............................
1997
1998
1999
2000
2001
July 1–July 20
July 1–July 10
July 1–July 14
July 4–July 26
July 27 .............
July 17 .............
July 21 .............
July 1–Aug. 7,
and Oct. 1–
Dec. 2.
Aug. 14 and
Dec. 9, respectively.
July 1–July 11
July 1–July 20
July 1–July 19
July 1–July 19
and Aug. 6–
Aug. 10.
July 26 and
Aug. 17, respectively.
July 1–Sept. 3
July 27 .............
July 26 .............
Sept. 10 ...........
Aug. 2 ..............
July 1–July 7 ...
June 30–July 8.
July 14 .............
July 1–July 11
and Aug. 6–
Aug. 8.
July 18 and
Aug. 15, respectively.
July 4–July 15
July 18 .............
July 1–July 6
and July 12–
July 14.
July 13 and
July 21, respectively.
July 1–July 23
and Oct. 1–
Oct. 21.
July 30 and
Oct. 28, respectively.
July 1–July 23
and Oct. 1–
Oct. 21.
July 30 and
Oct. 28, respectively.
July 1–July 12
July 22 .............
July 19 .............
July 15.
Aug. 2 ..............
July 4–July 26
2002
June 30–July
21.
July 28.
June 30–July
21.
July 28.
TABLE 29 TO PART 679.—INITIAL ROCKFISH QS POOLS
Initial rockfish QS pol
Initial Rockfish QS Pool
Initial Rockfish QS Pool for
the Catcher/Process or
Sector.
Initial Rockfish QS Pool for
the Catcher Vessel Sector.
Northern rockfish
9,193,183 units.
Pelagic shelf rockfish
Pacific ocean perch
Aggregate primary species
initial rockfish QS pool
7,672,008 units.
18,121,812 units.
34,987,002 units.
Based on the Official Rockfish Program Record on December 31, 2006.
Based on the Official Rockfish Program Record on December 31, 2006.
TABLE 30 TO PART 679.—ROCKFISH PROGRAM RETAINABLE PERCENTAGES
[In round wt. equivalent]
Fishery
Incidental catch species
Rockfish Cooperative Fishery ..................
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Rockfish Limited Access Fishery .............
Non-Allocated Secondary Species for
Rockfish Cooperatives and Rockfish
Limited Access Fisheries.
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Sector
Pacific Cod .............................................. Catcher/Processor ..................................
Shortraker/Rougheye aggregate catch ... Catcher Vessel ........................................
See Non-Allocated Secondary species for ‘‘other species.’’
Pacific Cod .............................................. Catcher Vessel ........................................
Pacific Cod .............................................. Catcher/Processor ..................................
Sablefish (trawl gear) .............................. Catcher/Processor and Catcher Vessel
Shortraker/Rougheye aggregate catch ... Catcher/Processor and Catcher Vessel
Northern Rockfish ................................... Catcher/Processor and Catcher Vessel
Pelagic Shelf Rockfish ............................ Catcher/Processor and Catcher Vessel
Pacific ocean perch ................................ Catcher/Processor and Catcher Vessel
See Non-Allocated Secondary species for other species.
Pollock ..................................................... Catcher/Processor and Catcher Vessel
Deep-Water flatfish ................................. Catcher/Processor and Catcher Vessel
Rex Sole ................................................. Catcher/Processor and Catcher Vessel
Flathead Sole .......................................... Catcher/Processor and Catcher Vessel
Shallow-water flatfish .............................. Catcher/Processor and Catcher Vessel
Arrowtooth ............................................... Catcher/Processor and Catcher Vessel
Other Rockfish ........................................ Catcher/Processor and Catcher Vessel
Atka Mackerel ......................................... Catcher/Processor and Catcher Vessel
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MRA as a percentage of
total retained
primary rockfish species
4.0
2.0
8.0
4.0
3.0
2.0
4.0
4.0
4.0
20.0
20.0
20.0
20.0
20.0
35.0
15.0
20.0
Federal Register / Vol. 71, No. 109 / Wednesday, June 7, 2006 / Proposed Rules
33099
TABLE 30 TO PART 679.—ROCKFISH PROGRAM RETAINABLE PERCENTAGES—Continued
[In round wt. equivalent]
Fishery
Incidental catch species
Sector
Fixed gear Rockfish Entry Level Fishery
Trawl Rockfish Entry Level Fishery ..........
Opt-out Fishery .........................................
Aggregated forage fish ...........................
Skates .....................................................
Other Species .........................................
See
See
See
Catcher/Processor and Catcher Vessel
Catcher/Processor and Catcher Vessel
Catcher/Processor and Catcher Vessel
Table 10 to this part.
Table 10 to this part.
Table 10 to this part.
[FR Doc. 06–5104 Filed 6–6–06; 8:45 am]
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BILLING CODE 3510–22–P
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MRA as a percentage of
total retained
primary rockfish species
2.0
2.0
2.0
Agencies
[Federal Register Volume 71, Number 109 (Wednesday, June 7, 2006)]
[Proposed Rules]
[Pages 33040-33099]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-5104]
[[Page 33039]]
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Part II
Department of Commerce
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National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 679
Fisheries of the Exclusive Economic Zone Off Alaska; Allocating Gulf of
Alaska Fishery Resources; Proposed Rule
Federal Register / Vol. 71, No. 109 / Wednesday, June 7, 2006 /
Proposed Rules
[[Page 33040]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 060511126-6126-01; I.D. 050306E]
RIN 0648-AT71
Fisheries of the Exclusive Economic Zone Off Alaska; Allocating
Gulf of Alaska Fishery Resources
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS issues a proposed rule to Amendment 68 to the Fishery
Management Plan for Groundfish of the Gulf of Alaska (FMP). This action
would implement statutory provisions for the Central Gulf of Alaska
Rockfish Pilot Program (hereinafter referred to as the Program). This
proposed action is necessary to increase resource conservation and
improve economic efficiency for harvesters and processors who
participate in the fishery. This action is intended to promote the
goals and objectives of the Magnuson-Stevens Fishery Conservation and
Management Act (Magnuson-Stevens Act), the FMP, and other applicable
law.
DATES: Comments must be received no later than July 24, 2006.
ADDRESSES: Send comments to Sue Salveson, Assistant Regional
Administrator, Sustainable Fisheries Division, Alaska Region, NMFS,
Attn: Records Office. Comments may be submitted by:
Mail: P.O. Box 21668, Juneau, AK 99802.
Hand Delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
Fax: 907-586-7557.
E-mail: 0648-AT71-CGRockfish@noaa.gov. Include in the
subject line of the e-mail the following document identifier: Central
Gulf Rockfish RIN 0648-AT71. E-mail comments, with or without
attachments, are limited to 5 megabytes.
Web form at the Federal eRulemaking Portal:
www.regulations.gov. Follow the instructions at that site for
submitting comments.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to NMFS (see ADDRESSES) and by e-mail at
David--Rostker@omb.eop.gov or by fax to 202-395-7285.
Copies of Amendment 68 and the Environmental Assessment/Regulatory
Impact Review/Initial Regulatory Flexibility Analysis (EA/RIR/IRFA) for
this action may be obtained from the NMFS Alaska Region at the address
above or from the Alaska Region Web site at https://www.fakr.noaa.gov/
sustainablefisheries.htm.
FOR FURTHER INFORMATION CONTACT: Glenn Merrill, 907-586-7228 or
glenn.merrill@noaa.gov.
SUPPLEMENTARY INFORMATION: NMFS manages Gulf of Alaska (GOA) groundfish
fisheries through the authority of the Magnuson-Stevens Act. Congress
granted NMFS specific statutory authority to manage Central GOA
rockfish fisheries in Section 802 of the Consolidated Appropriations
Act of 2004 (Pub. L. 108-199; Section 802). In Section 802, Congress
required the North Pacific Fishery Management (Council) to establish
the Program with specific provisions. The Program was developed and
recommended by the Council to meet the requirements of Section 802,
which states:
SEC. 802. GULF OF ALASKA ROCKFISH DEMONSTRATION PROGRAM. The
Secretary of Commerce, in consultation with the North Pacific
Fishery Management Council, shall establish a pilot program that
recognizes the historic participation of fishing vessels (1996 to
2002, best 5 of 7 years) and historic participation of fish
processors (1996 to 2000, best 4 of 5 years) for Pacific ocean
perch, northern rockfish, and pelagic shelf rockfish harvested in
Central Gulf of Alaska. Such a pilot program shall (1) provide for a
set-aside of up to 5 percent for the total allowable catch of such
fisheries for catcher vessels not eligible to participate in the
pilot program, which shall be delivered to shore-based fish
processors not eligible to participate in the pilot program; (2)
establish catch limits for non-rockfish species and non-target
rockfish species currently harvested with Pacific ocean perch,
northern rockfish, and pelagic shelf rockfish, which shall be based
on historical harvesting of such bycatch species. The pilot program
will sunset when a Gulf of Alaska Groundfish comprehensive
rationalization plan is authorized by the Council and implemented by
the Secretary, or 2 years from date of implementation, whichever is
earlier.
The Council adopted the proposed Program on June 6, 2005. This
proposed action would meet the requirements of Section 802 by
considering harvesting activities from 1996 until 2002 and historic
processing activities from 1996 until 2000. The Program would recognize
the historic participation of fishing vessels by allowing harvesters
delivering onshore to form cooperatives and to receive an exclusive
annual harvest privilege for those cooperatives. The Program would
recognize the historic participation of processors by requiring
cooperatives to form in association with a processor, effectively
recognizing processors with processing activities during the historic
period established in Section 802.
NOAA General Counsel reviewed Section 802 and in a February 3, 2005
legal opinion to the Council concluded that:
(1) Section 802 requires the Secretary of Commerce (Secretary)
and the Council to recognize the historic participation of fishing
vessels and fish processors for specific time periods, geographical
areas, and rockfish species when establishing the [Program]; and (2)
Section 802 does not authorize recognition of the historic
participation of fishing vessels or processors in years other than
those specified in Section 802. Further, Section 802 defines the
range of years, but does not specify that a processor must have
actually processed in each of those years in order to be eligible to
participate in the [Program].
The opinion by NOAA General Counsel noted further that:
Section 802 authorizes the Council and Secretary to develop a
program that would establish ``[American Fisheries Act(AFA)]-style''
cooperatives or a program that would establish limited entry
licenses for processors in the CGOA rockfish fishery. However,
Section 802 does not authorize the establishment of processor shares
since they are prohibited under Section 802 of the [Consolidated
Appropriations Act of 2004]. The legislative history supports the
position that the Council is authorized to consider a broad range of
``appropriate'' management schemes, including ``AFA-style''
cooperatives, which are specifically mentioned in the legislative
history. * * *
The Council considered the Congressional guidance in the
development of the Program, particularly in the selection of specific
years on which to base participation, and for the ``recognition'' of
processor participation. While NMFS does not have specific authority
under the Magnuson-Stevens Act to directly regulate on-shore processing
activities, Section 802 requires NMFS to regulate on-shore processors
under this Program.
Concurrent with the enactment of Pub. L. 108-199, Section 802, in
2004, industry representatives for harvesters and processors developed
proposed elements for the Program and vetted those alternatives,
elements, and options and submitted them to the Council for
consideration. The Council and NMFS prepared analytical documents (EA/
RIR/IRFA) for the
[[Page 33041]]
Program that reviewed alternative methods to improve the economic
efficiency in the Central GOA fisheries. These included: Status quo
management under the License Limitation Program (LLP); the formation of
harvester cooperatives that would receive an exclusive annual harvest
privilege that did not require linkage with a specific processor but
that established a limited number of eligible processors; and the
preferred alternative, which would permit the formation of harvester
cooperatives that must be formed in association with a qualified
processor, and that would receive an exclusive annual harvest
privilege.
Currently, rockfish fisheries, and many other groundfish fisheries,
are managed under the LLP. The LLP requires harvesters to possess an
LLP license to participate in GOA fisheries, but does not provide
specific exclusive harvest privileges to LLP holders. Harvesters with
LLP licenses compete with each other for the total allowable catch
(TAC) assigned to the fishery. This competition creates economic
inefficiencies. Harvesters increase the fishing capacity of their
vessels to outcompete other vessels. This results in an accelerated
rate of fishing as fishermen race to harvest more fish than their
competitors. Similarly, processors increase their processing capacity
to outcompete other processors. These incentives to increase harvesting
and processing capacity reduce the ability of harvesters and processors
to extract additional value from the fishery products because the TAC
is harvested and processed quickly. This rapid pace provides few
opportunities to focus on quality or produce product forms that require
additional time but yield greater value.
Central GOA Rockfish Pilot Program Overview
The Program was developed by trawl industry representatives,
primarily from Kodiak, Alaska, in conjunction with catcher/processor
representatives. They sought to improve the economic efficiency of the
Central GOA rockfish fisheries by developing a program that would
establish cooperatives that would receive exclusive harvest privileges.
These rockfish fisheries are almost exclusively harvested by trawl
vessels in Federal waters.
This proposed rule would implement the Program as developed by the
Council. The Program would be authorized for two years, from January 1,
2007, until December 31, 2008. The Program would provide exclusive
harvesting and processing privileges for a specific set of rockfish
species and for associated species harvested incidentally to those
rockfish in the Central GOA--an area from 147[deg] W. long. to 159[deg]
W. long.
The rockfish species for which exclusive harvesting and processing
privileges would be allocated under the Program are the primary
rockfish species. The primary rockfish species are northern rockfish,
Pacific ocean perch, and pelagic shelf rockfish. The species
incidentally harvested by vessels during rockfish fisheries in the
Central GOA are the secondary species. The secondary species managed
under this Program for which an exclusive harvesting and processing
privilege would be allocated include: Pacific cod, rougheye rockfish,
shortraker rockfish, sablefish, and thornyhead rockfish.
The Program would also allocate a portion of the total GOA halibut
mortality limit to participants based on historic halibut mortality
rates in the primary rockfish species fisheries. Halibut caught by
trawl gear is considered to be a prohibited species catch (PSC) and may
not be retained or sold under regulations established under the
authority of the Northern Pacific Halibut Act of 1982. However, the
Program would provide participants a fixed amount of incidental halibut
mortality for use through an allocation of halibut bycatch,
specifically an allocation of the halibut mortality limit. Halibut is
incidentally caught and killed in a number of the primary rockfish
species and secondary species fisheries. The Program would account for
this halibut mortality by providing a portion of the GOA halibut
mortality limit to Program participants. To maintain consistency with
terms currently used by NMFS and the fishing industry, this halibut
mortality limit would be called a halibut PSC limit.
The Program would allocate harvest privileges to holders of LLP
licenses with a history of Central GOA rockfish landings associated
with those licenses. The allocation of legal landings to an LLP license
would allow the holder of that LLP license to participate in the
Program and receive an exclusive harvest privilege under certain
conditions. Specifically, the Program would:
1. Assign quota share (QS) for primary rockfish species to an LLP
license with a trawl gear designation in the Central GOA. The Program
would assign QS to an LLP license based on the legal landings of
primary rockfish species associated with that LLP license. A person
could receive this QS if the LLP license had a history of primary
rockfish species landings during a specific time period associated with
the license and the person holding the LLP license met other
eligibility requirements. Once QS was assigned to a specific LLP
license it could not be divided or transferred separately from that LLP
license. On an annual basis, a LLP holder would assign the LLP license
and QS assigned to that LLP license for use in a rockfish cooperative,
limited access fishery, or opt-out fishery.
2. Establish eligibility criteria for processors to have an
exclusive privilege to receive and process primary rockfish species and
secondary species allocated to harvesters in this Program.
3. Allow a person holding a LLP license with QS to form a rockfish
cooperative with other persons (i.e., harvesters) on an annual basis.
Rockfish cooperatives would receive an annual cooperative fishing quota
(CFQ), which would be a dedicated amount of primary rockfish species
and secondary species that the rockfish cooperative could harvest in a
given year. Rockfish cooperatives also would receive an annual CFQ that
would be a limit on the amount of halibut PSC the cooperative could use
while prosecuting its primary rockfish species and secondary species
CFQ. The amount of CFQ assigned to a cooperative would be based on the
sum of the QS held by all the harvesters participating in the rockfish
cooperative. A rockfish cooperative could form only under specific
conditions. A person holding a LLP license that allows them to catch
and process their catch at sea (catcher/processor vessel LLP) could
form a rockfish cooperative with other persons holding catcher/
processor LLP licenses. A person holding a LLP license that allows them
only to deliver their catch onshore (catcher vessel LLP) could only
form a rockfish cooperative with other persons holding catcher vessel
LLP licenses and only in association with the processor to whom those
persons have historically delivered most of their catch.
4. Allow rockfish cooperatives to transfer all or part of their CFQ
to other rockfish cooperatives, with some restrictions.
5. Provide an opportunity for a person not in a rockfish
cooperative, but who holds an LLP license with QS, to fish in a limited
access fishery. NMFS would not allocate a specific amount of fish to a
specific harvester in the limited access fishery. All harvesters in the
limited access fishery would compete with all other such harvesters to
catch the TAC assigned to the limited access fishery. The TAC assigned
to the limited access fishery would represent the total amount of fish
assigned to all the
[[Page 33042]]
persons with LLP licenses designated for the limited access fishery.
6. Establish a small entry level fishery for Central GOA rockfish
for harvesters and processors not eligible to receive QS under this
Program.
7. Allow holders of catcher/processor LLP licenses to opt-out of
the Program, with certain limitations.
8. Limit the ability of processors to process catch outside the
communities in which they have traditionally processed primary rockfish
species and associated secondary species.
9. Establish catch limits, commonly called ``sideboards,'' to limit
the ability of participants eligible for this Program to harvest fish
in fisheries other than the Central GOA rockfish fisheries. The Program
would provide certain economic advantages to harvesters. Harvesters
could use this economic advantage to increase their participation in
other fisheries, adversely affecting the participants in other
fisheries. Sideboards would limit the total amount of catch in other
groundfish fisheries that could be taken by eligible harvesters to
historic levels. Sideboards would limit harvests made in the state
parallel groundfish fisheries, which are fisheries opened by the State
of Alaska in state waters concurrent with the Federal season to allow
the prosecution of the TAC. Sideboards would limit harvest in specific
rockfish fisheries and the amount of halibut bycatch that could be used
in certain flatfish fisheries. General sideboards would apply to all
vessels and LLP licenses with legal landings associated with that
vessel or LLP license that could be used to generate QS. Additionally,
specific sideboards would apply to certain catcher/processor and
catcher vessels and LLP licenses.
10. Create a monitoring and enforcement mechanism to ensure that
harvesters maintain catches within their annual allocations and would
not exceed sideboard limits.
The Program would provide greater security to harvesters in
rockfish cooperatives by creating an exclusive harvest privilege.
Although participants in the limited access fishery, opt-out fishery,
and entry level fishery would not receive a guaranteed catch
allocation, most harvesters would be likely to participate in a
rockfish cooperative that receives CFQ. The Program likely would result
in a slower-paced fishery and could provide the ability for the
harvester to choose when to fish and therefore avoid poor weather. The
Program likely would provide greater stability for processors by
spreading out production over a greater period of time. These changes
would increase the focus on product quality in all sectors.
Cost Recovery and Fee Collection Provisions
Section 304(d)(2)(A) of the Magnuson-Stevens Act requires the
Secretary to ``collect a fee to recover the actual costs directly
related to the management and enforcement of any * * * individual
fishing quota program [or] community development quota program.'' Any
individual fishing quota (IFQ) program, must follow the statutory
provisions set forth by section 304(d)(2) of the Magnuson-Stevens Act
and other provisions of the Magnuson-Stevens Act related to cost
recovery and fee collection for IFQ programs. NMFS and NOAA General
Counsel are reviewing the applicability of the Magnuson-Stevens Act
provisions on cost recovery and fee collection to the Program. If
subsequent review of the Magnuson-Stevens Act and the Program indicate
that a fee collection provision is required, NMFS would implement any
required provision in a subsequent regulatory amendment to the Program.
Specific Components of the Program
Quota Share Allocation and Eligibility
The Program would establish eligibility criteria for harvesters and
processors. Only harvesters that are eligible for the Program could
receive an exclusive harvest privilege through the formation of a
rockfish cooperative. Eligible harvesters would also be allowed to fish
in a limited access fishery if they chose not to join a cooperative.
Eligible harvesters with LLP licenses designated for the catcher/
processor sector could choose to opt-out of most of the aspects of the
Program. Processor eligibility would be established based on processors
meeting minimum processing requirements during a specific historic
period. Processors that are eligible for the Program could form
exclusive associations with harvester cooperatives that are formed by
eligible harvesters holding LLP licenses designated for the catcher
vessel sector. The eligible processors would be authorized to process
the fish harvested in the limited access fishery by harvesters not in
cooperatives.
Quota Share
Quota share is the term used to describe the multi-year privilege
to be eligible to receive exclusive harvest privileges under the
Program. Although the Council did not use the specific term ``quota
share'' when describing the ability to receive a harvest privilege
under this Program, the Council used the terms ``LLP historic shares,''
``CV historic shares,'' ``CP historic shares,'' and ``harvest shares''
to describe the harvest privilege that is linked to historic harvests
attributed to an LLP license. Rather than create a new term to explain
an established concept, NMFS would use the term ``quota share'' to
describe a harvest privilege based on historic harvest activities. The
use of the term ``quota share'' does not alter the original intent of
the Council.
Quota share would be an attribute of the LLP license. Once NMFS
calculated how much QS would be allocated to an LLP license, NMFS would
modify that LLP license and designate that amount on the license. Quota
share assigned to an LLP license could not be transferred independent
from that LLP license. QS assigned to a LLP license would not confer a
guaranteed harvest to the holder of that QS. QS would provide a harvest
privilege, not a right, to its holder.
Quota share would be the basis for the annual calculation of the
amount of fish that may be harvested or used if that QS were assigned
to a rockfish cooperative. Once QS was assigned to an LLP license, it
would authorize that LLP holder to participate in the Program with that
LLP license. If an eligible harvester assigned that LLP license, and
its associated QS, to a cooperative with other eligible harvesters, the
sum of the QS of all of the eligible harvesters would yield an
exclusive annual catch limit of rockfish species, secondary species,
and halibut PSC that could be harvested by the members of the rockfish
cooperative. Cooperatives would be formed by eligible harvesters
holding LLP licenses in the same sector, either the catcher/processor
sector or the catcher vessel sector.
If an eligible harvester assigned a LLP license with QS to the
limited access fishery, that harvester could compete with other
eligible harvesters for a portion of the TAC assigned to all
participants in the limited access fishery, but would not receive a
guaranteed harvest amount based on the QS on that LLP license. One
limited access fishery would be established for catcher/processor
sector, another for the catcher vessel sector.
If an eligible harvester assigned an LLP license with QS to the
opt-out fishery, that QS would not yield any guaranteed amount and that
LLP license could not be used in a rockfish cooperative or limited
access fishery. Only eligible harvesters holding LLP licenses
designated for the catcher/processor sector could choose to participate
in the opt-out fishery.
[[Page 33043]]
Eligibility for harvesters. The Program would allocate QS to LLP
license holders based on the catch history associated with the LLP
licenses held by that person at the time of application. Eligibility to
receive QS would be based on the history of legal landings of primary
rockfish species in the Central GOA associated with an LLP license.
A person would be eligible to receive QS under this Program if: (1)
That person held the LLP license at the time of application; (2) a
vessel made landings of primary rockfish species attributed to that LLP
license during a specific time period; (3) those landings were legal
landings; and (4) that person submitted a timely application that is
subsequently approved by NMFS.
A holder of an LLP license would be required to hold a permanent
fully transferable LLP license endorsed for Central GOA groundfish with
a trawl designation at the time of application to participate in the
Program. Although the Council motion notes that an interim LLP license
would be considered as eligible for QS under this Program, NMFS has
resolved all claims for interim LLP licenses that are endorsed for
Central GOA groundfish with a trawl designation. Therefore, interim LLP
licenses would not be considered eligible LLP licenses for this
Program.
NMFS would assign QS to a LLP license if legal landings were
attributed to that LLP license, or made under the authority of that LLP
license for any of the primary rockfish species during the directed
fishing seasons during the time period established in Table 1. The LLP
was effective on January 1, 2000 (63 FR 52642). Some of the primary
rockfish species landings that could result in QS could have been made
on a vessel before the LLP was effective, and LLP licenses had been
issued; this would include any landings made between 1996 and 1999. Any
primary rockfish species landings made on a vessel between 1996 and
1999 would be attributed to the LLP license that was originally issued
in 2000 based on the activities of that vessel. Some landings that
would result in QS could have been made after the effective date of the
LLP and under the authority of an LLP license; this would include
landings made between 2000 and 2002. This Program would include legal
landings made before and after the effective date of the LLP.
NMFS did not track the use of an LLP license on a specific vessel
during the 2000 and 2001 calendar years. NMFS would attribute legal
landings for 2000 to 2001 to an LLP license based on the presumption
that the LLP license was used aboard the same vessel to which that LLP
license was originally issued in 2000. An applicant to receive QS would
be required to submit documentation establishing otherwise. This
written documentation would have to be submitted to NMFS for review
during the application process.
Multiple LLP licenses can be used on a vessel. Therefore, landings
made on a vessel could have been assigned to more than one LLP license.
If more than one person claims the same landing to be assigned to more
than one LLP license, then each LLP license would be assigned an equal
share of the QS resulting from that landing. NMFS would award the QS
resulting from a landing in another manner, only if the applicants
could provide written documentation of an agreement establishing an
alternative means for distributing the QS. This written documentation
would have to be provided to NMFS for review during the application
process. NMFS anticipates very few landings would be claimed by more
than one person for more than one LLP license based on experience with
previous rationalization programs.
A legal landing would include fish caught, retained, and reported
in compliance with state and Federal regulations in effect at the time
of landing. Specifically, the definition of a legal landing would be
further defined for catcher vessels and catcher/processor vessels as
follows:
For catcher vessels, a legal landing would include the harvest of
groundfish from the Central GOA regulatory area that was offloaded and
recorded on a State of Alaska fish ticket during the directed fishing
season for the primary rockfish fisheries, and an amount of halibut
mortality that was attributed to that catcher vessel sector during the
directed fishing season for the primary rockfish fisheries as shown in
Table 1.
For catcher/processors, a legal landing would include the harvest
of groundfish from the Central GOA regulatory area that is recorded on
a NMFS weekly production reports (WPRs) during the directed fishing
season for the primary rockfish fisheries, and an amount of halibut
mortality attributed to the catcher/processor sector during the
directed fishing season for the primary rockfish fisheries as shown in
Table 1.
The directed fishing season dates that would be used to establish a
legal landing for each of the primary species are presented in Table 1:
Table 1.--Dates Each Year for Legal Landings of Primary Species Fisheries Under the Program
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Year
A legal rockfish landing includes --------------------------------------------------------------------------------------------------------------------------------------------------------------
1996 1997 1998 1999 2000 2001 2002
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Northern rockfish that were July 1-July 20....... July 1-July 10....... July 1-July 14....... July 1-July 19 and July 4-July 26....... July 1-July 23 and June 30-July 21.
harvested between; Aug. 6-Aug. 10. Oct. 1-Oct. 21.
and landed by.................... July 27.............. July 17.............. July 21.............. July 26 and Aug. 16, August 2............. July 30 and Oct. 28, Aug. 2.
respectively. respectively.
Pelagic shelf rockfish that were July 1-Aug. 7 and July 1-July 20....... July 1-July 19....... July 1-Sept. 3....... July 4-July 26....... July 1-July 23 and June 30-July 21.
harvested between; Oct. 1-Dec. 2. Oct. 1-Oct. 21.
and landed by.................... Aug. 14 and Dec. 9, July 27.............. July 26.............. Sept. 10............. Aug. 2............... July 30 and Oct. 28, July 28.
respectively. respectively.
Pacific ocean perch that were July 1-July 11....... July 1-July 7........ July 1-July 6 and July 1-July 11 and July 4-July 15....... July 1-July 12...... June 30-July 8.
harvested between; July 12-July 14. Aug. 6-Aug. 8.
and landed by.................... July 18.............. July 14.............. July 13 and July 21, July 18 and Aug. 15, July 22.............. July 19............. July 15.
respectively. respectively.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
As shown in Table 1, NMFS would consider legal landings for QS if
the harvests were made during the season opening and the landings were
reported within seven days after the end of the directed fishing
season. This seven day
[[Page 33044]]
extension would accommodate harvesters that caught rockfish during the
directed fishing season, but were not able to deliver that catch until
after the season ended. Several days may be required for a harvesting
vessel to reach processing facilities after the end of a season, and
the seven day extension would accommodate those harvesters.
Additionally, this seven day period would accommodate catcher/
processors that submitted WPRs in a timely manner. Because the WPR is
required on a weekly basis, the season could have ended before the WPR
submission deadline had been reached. A seven day period after the end
of the directed fishing season to report landings would accommodate
catcher/processors submitting WPRs.
A timely application would include a complete application to
participate in the Program is that is received by NMFS not later than 5
p.m. on December 1, 2006, or postmarked by that date. The application
process and specific components required in the application are
detailed under Application and Appeal Process below.
NMFS would consider an eligible rockfish harvester as any person
who holds an LLP license with QS. The LLP license holder may have
obtained the QS by submitting an approved application to participate in
the Program, or received the LLP license with QS through a NMFS-
approved transfer. The procedures for receiving an LLP license through
by transfer are described in regulations at 50 CFR 679.4(k)(7).
Eligibility for Processors
The Program would require that processors meet certain eligibility
requirements to receive any primary or secondary species fish harvested
by a rockfish cooperative, or in a limited access fishery. Processors
that do not meet these eligibility requirements could receive only
primary rockfish harvested from the Central GOA under the entry level
fishery. Processor eligibility would not guarantee a processor a
specific quantity of fish for delivery. It would give processors the
ability to associate with a rockfish cooperative with catcher vessel
harvesters or to compete with other eligible processors to receive fish
harvested in the limited access fishery.
Eligibility to participate as a processor in the Program would be
limited to those persons who: (1) Hold the processing history of a
processing facility; (2) meet a minimum amount of annual primary
rockfish processing; and (3) submit a timely application approved by
NMFS. Persons who meet this requirement would be an eligible rockfish
processor and would be authorized to receive and process fish harvested
under the Program. Once a person is an eligible processor, that person
may transfer this privilege, subject to approval by NMFS.
A person would hold the processing history of a shoreside processor
or stationary floating processor if he or she owned the processing
facility at the time of application to participate in the Program, or
if that person held the processing history from an otherwise qualified
processing facility under the express terms of a written contract that
clearly and unambiguously provides that such processing history is held
by that person. A copy of this contract would need to be submitted to
NMFS for review with the application.
The effect of this provision is that a person could hold processing
history that was earned during the qualifying years even if that person
does not own the processing facility where those rockfish were
processed. This provision would address a concern raised by the public
during the development of the Program. At least one processing facility
that actively processed primary rockfish species during the qualifying
years, and could be eligible under the Program is no longer active. The
processing history from that processing facility was sold to another
processing entity. Allowing a person to hold processing history without
owning the facility at which that processing history was earned would
allow the holder of the processing history to continue to receive
primary rockfish species and secondary species under the Program and be
eligible to associate with harvesters in a rockfish cooperative.
To become an eligible processor, the holder of processing history
must hold processing history from a shoreside processor or stationary
floating processor entity that received not less than 250 metric tons
in round weight equivalent of legally landed primary rockfish species
each calendar year in any four of the five calendar years from 1996
through 2000 during the directed fishing season. The season dates are
the same as those established in Table 1 for harvesters. NMFS will use
State of Alaska fish tickets to determine legal landings of rockfish
for processors.
If the Program is approved by the Secretary of Commerce, a timely
processor application would need to be submitted and received by NMFS
not later than 5 p.m. on December 1, 2006. The specific components of
the application are described under Application and Appeal Process
below.
The Official Rockfish Program Record
NMFS would determine the amount of an eligible applicant's QS, or a
person's eligibility as a processor, based on a review of the Official
Rockfish Program Record (Official Record). NMFS would produce the
Official Record from data including State of Alaska fish tickets, NMFS
WPRs, and other relevant information. NMFS would presume the Official
Record is correct and an applicant would have the burden of
establishing otherwise through an evidentiary appeals process. That
process is described under Application and Appeal Process below.
Application and Appeal Process
To receive QS or processor eligibility, a potentially eligible
harvester or processor must submit an application to participate in the
Program that is received by NMFS by 5 p.m. on December 1, 2006, or
postmarked by that date (if mailed). NMFS would facilitate the
application process by making the application form available on the
NMFS, Alaska Region website https://www.fakr.noaa.gov. Interested
persons may contact NMFS to request an application package. NMFS would
mail an application package to all potentially eligible LLP license
holders based on the address on record at the time the application
period opens. An application may be submitted by mail, fax, or hand
delivery. The proposed regulatory text (see Sec. 679.81(e)) provides
addresses and delivery locations.
NMFS would require an application to participate in the Program for
potentially eligible processors and harvesters. The proposed regulatory
text (see Sec. 679.81(e)) provides a detailed list of the information
required for the application. Briefly, the application would contain
the following elements:
1. Identification and contact information for the applicant;
2. Harvester information, including vessel identification and LLP
licenses used on a vessel (harvesters only);
3. Identification of processing activities, locations, and
processing history held by the applicant (processors only); and
4. Name of the community in which fish were processed (processors
only). The community is either the city if the community is
incorporated as a city within the State of Alaska, or the borough if
the community is not in a city incorporated within the State of Alaska
and the city is in a borough as incorporated within the State of
Alaska;
5. The four of the five calendar years from 1996 through 2000 to
establish which harvesters would be included for
[[Page 33045]]
consideration when establishing a rockfish cooperative in association
with that processor--the processor qualifying period (processors only);
6. A copy of the contract that the legal processing history and
rights to apply for and receive processor eligibility based on that
legal processing history have been transferred or retained (if the
processing history has been transferred);
7. Any other information deemed necessary by NMFS. NMFS may request
additional information to clarify the application and determine if an
applicant's LLP license is qualified to receive QS, or if an applicant
is an eligible rockfish processor; and
8. The applicant's signature and certification.
NMFS would evaluate applications submitted during the specified
application period and compare all claims in an application with the
information in the Official Record. NMFS would accept claims in an
application it determines to be consistent with information in the
Official Record. NMFS would not accept inconsistent claims in the
applications, unless verified by documentation. An applicant who
submits inconsistent claims, or an applicant who fails to submit
information supporting his or her claims with their application, would
be provided a single 30-day evidentiary period to submit the specified
information, submit evidence to verify his or her inconsistent claims,
or submit a revised application with claims consistent with information
in the Official Record. An applicant who submits claims that are
inconsistent with information in the Official Record would have the
burden of proving that the submitted claims are correct.
NMFS would evaluate additional information or evidence to support
an applicant's inconsistent claims submitted prior to or within the 30-
day evidentiary period. If NMFS were to determine that the additional
information or evidence met the applicant's burden of proving that the
inconsistent claims in his or her application were correct, NMFS would
amend the Official Record with that information or evidence. NMFS would
use this information or evidence to determine the applicant's
eligibility. However, if NMFS were to determine that the additional
information or evidence did not meet the applicant's burden of proof
that the inconsistent claims in his or her application were correct,
NMFS would deny the inconsistent claims. NMFS would notify the
applicant that the additional information or evidence did not meet the
burden of proof to change the information in the Official Record
through an initial administrative determination (IAD).
NMFS would prepare and send an IAD to the applicant following the
expiration of the 30-day evidentiary period if NMFS were to determine
that the information or evidence provided by the applicant failed to
support the applicant's claims and is insufficient to rebut the
presumption that the Official Record is correct. NMFS' IAD would
indicate the deficiencies and discrepancies in the application, or
revised application, including any deficiencies in the information, or
the evidence submitted in support of the information. NMFS' IAD would
indicate which claims could not be approved based on the available
information or evidence. An applicant could appeal an IAD. The appeals
process is described under 50 CFR 679.43. An applicant who appeals an
IAD would not receive contested landing data until the appeal was
resolved in the applicant's favor.
Once NMFS has approved an application from a person holding a valid
fully transferrable LLP license with legal rockfish landings, that
person would be an eligible rockfish harvester. Once NMFS has approved
an application from a person with legal rockfish processing history,
that person would be an eligible rockfish processor.
Quota Share Calculation Method for Primary Rockfish Species
Once NMFS has determined that a person is an eligible rockfish
harvester, NMFS would specify the QS for the primary rockfish species
for each LLP license held by that eligible rockfish harvester.
An eligible rockfish harvester who holds an LLP license endorsed
for Central GOA groundfish fisheries with a catcher/processor trawl
designation would be eligible to receive QS to participate in the
catcher/processor sector. The allocation would be based on any legal
landings of primary species that were harvested and processed aboard
the vessel from which that LLP license was derived or used during the
qualifying periods. If landings were made on a vessel that was
originally issued an LLP license in 2000 with a catcher/processor
designation, but the primary rockfish species legally landed by that
vessel were not caught and processed onboard that vessel, NMFS would
assign any QS resulting from those legal landings to the catcher vessel
sector. Based on an initial review of legal landings data, NMFS does
not anticipate any such allocations.
An eligible rockfish harvester who holds an LLP license endorsed
for Central GOA groundfish fisheries with a trawl designation and with
landings that were not processed at sea would be eligible to receive QS
to participate in the catcher vessel sector. The allocation would be
based on any legal landings of primary species that were harvested
aboard the vessel from which that LLP license was derived or used
during the qualifying periods.
QS Calculation Procedure
NMFS would calculate the QS for each of the three primary rockfish
species for each fully transferable LLP license held by an eligible
rockfish harvester using the following procedures.
First, NMFS would sum the legal landings of each primary rockfish
species for each year from 1996 through 2002, including years with zero
pounds, during the fishery seasons listed in Table 1.
Second, NMFS would sum the five years with highest poundage of
legal landings for that LLP license for that primary rockfish species
(referred to the highest five years for that LLP license).
Third, NMFS would divide the highest five years for that LLP
license by the sum of all the pounds for all of the highest five years
for all LLP licenses for that primary rockfish species. This remaining
amount is the ratio of the highest five years of legal landings for
that LLP license compared to the highest five years for all LLP
licenses with legal landings.
Fourth, NMFS would multiply this ratio by the initial QS pool for
that primary rockfish species in units. This would yield the QS that
would be issued for that LLP license in QS units. The Council
recommended that the sum of all the initial QS units in a fishery would
equal the sum of the 2002 TAC for that fishery (expressed in pounds).
Using a conversion of 2204.6 pounds per metric ton for the 2002 TACs,
the initial QS pool units that would be issued for the three primary
species fisheries are: Northern rockfish--9,193,182 QS units; pelagic
shelf rockfish--7,672,008 QS units; Pacific ocean perch--18,121,812 QS
units. In future years, the total QS units in a fishery would vary from
the initial QS pool only if subsequent appeals, enforcement actions, or
other operations of law were to affect the total number of QS units
(e.g., Congressional action).
Fifth, NMFS would determine the amount of QS units for that LLP
license for a primary rockfish species that would be assigned to the
catcher/processor sector. NMFS would determine the percentage of legal
landings in the highest five years for
[[Page 33046]]
that LLP license used to calculate the QS assigned to the catcher/
processor sector and would multiply the QS units for that license by
this percentage. This yields the QS units that would be assigned to the
catcher/processor sector for that LLP license.
Finally, NMFS would determine the amount of QS units for that LLP
license for a primary rockfish species that would be assigned to the
catcher vessel sector. NMFS would determine the percentage of legal
landings in the highest five years for that LLP license used to
calculate the QS assigned to the catcher vessel sector and multiply the
QS units for that license by this percentage. This yields the QS units
to that would be assigned to the catcher vessel sector for that LLP
license.
The total amount of QS units assigned to the catcher vessel sector
would be equal to the sum of all QS units assigned to all eligible
rockfish harvesters in the catcher vessel sector. The total amount of
QS assigned to the catcher/processor sector would be equal to the sum
of all QS units assigned to all eligible rockfish harvesters in the
catcher/processor sector.
If an application is denied by final agency action, then all
primary rockfish species that would have been assigned to that
applicant based on that LLP license would be redistributed among all
other eligible rockfish harvesters in that sector in proportion to the
amount of their primary species QS. Based on previous experience with
other rationalization programs (e.g., the Halibut and Sablefish IFQ
Program and the Bering Sea/Aleutian Islands (BSAI) Crab Rationalization
Program), NMFS anticipates that almost all potential recipients of QS
will apply.
NMFS would not issue separate QS for the secondary species or
halibut PSC. Instead, NMFS would use the amount of primary rockfish
species QS to determine the specific annual catch amount for those
species. The Council recommended that NMFS base the annual catch limit
of secondary species and halibut PSC on the historic harvests of
primary rockfish species attributed to LLP licenses in that sector.
NMFS would incorporate this recommendation in the annual determination
of the catch limit. The methods for calculating the annual catch limit
for primary rockfish species, secondary species, and halibut PSC are
discussed below under TAC Calculation Methods.
Participation in a Rockfish Cooperative, Limited Access Fishery, and
Opt-Out Fishery
An eligible rockfish harvester who receives QS allocation assigned
to a specific LLP license would be required to assign all the QS
associated with the LLP license to a specific rockfish cooperative, a
limited access fishery, or the opt-out fishery. The eligible rockfish
harvester could not assign portions of QS to different rockfish
cooperatives, to a rockfish cooperative and the limited access fishery,
or apportion the QS otherwise. Once an LLP license and its associated
QS is assigned for a year, the eligible rockfish harvester could not
reassign the LLP license or QS to a different fishery during that year.
Each year, an eligible rockfish harvester would be required to
apply to use the LLP license and its associated QS to participate in a
rockfish cooperative, in the limited access fishery, or in the opt-out
fishery. Applications would be available on the NMFS website https://
www.fakr.noaa.gov, or NMFS would mail applications to the applicant
upon request. Applications would have to be submitted to NMFS by mail,
fax, or hand delivery (see ADDRESSES). Applications would have to be
submitted by December 1 each year. An eligible rockfish harvester could
apply to participate in only one fishery per year with an LLP license
and its associated QS. The application would be valid for one year. The
contents of the specific applications are as follows:
Application for CFQ. A rockfish cooperative that submits an
application that is approved by NMFS would receive a CFQ permit. The
CFQ permit would contain the rockfish cooperative's CFQ of primary and
secondary species and halibut PSC, based on the collective QS of the
LLP licenses held by the cooperative members. The CFQ permit also would
identify the members of the rockfish cooperative and the vessels
authorized to harvest the CFQ. A vessel named on a CFQ permit would be
considered to be actively engaged in fishing the CFQ for that rockfish
cooperative fishery and would be subject to all observer, permitting,
and reporting requirements applicable to vessels fishing CFQ. A
rockfish cooperative would be required to submit an amended application
for CFQ to add or remove a vessel eligible to fish the CFQ assigned to
that cooperative. NMFS would be required to approve any amendments to
the application for CFQ. NMFS' issuance of a CFQ permit to a rockfish
cooperative would not be a determination that the rockfish cooperative
was formed or was operating in compliance with antitrust law.
A complete application would be required to contain the following
information:
1. Identification and contact information of the rockfish
cooperative;
2. Names of the members of the rockfish cooperative, including
information on the LLP licenses assigned to the rockfish cooperative;
3. A copy of the business license and articles of incorporation or
partnership agreement signed by the members of the rockfish
cooperative;
4. Terms that specify that: Processor affiliated harvesters could
not participate in price setting negotiations except as permitted by
general antitrust law, and that the cooperative must establish a
monitoring program sufficient to ensure compliance with the Program;
and
5. Applicant(s) signature and certification.
Application for the limited access fishery. In order to participate
in the limited access fishery for a year, an eligible rockfish
harvester would be required to submit an application for the limited
access fishery. An application would include the following information:
1. Identification and contact information of the eligible rockfish
harvester;
2. Information on the LLP license(s) and vessels that would be
assigned to the limited access fishery; and
3. Applicant signature and certification.
Application to opt-out. In order to opt-out of the Program for a
year, an eligible rockfish harvester with catcher/processor QS would be
required to submit an application to opt-out. An application would
include the following information:
1. Identification and contact information of the eligible rockfish
harvester;
2. Information on the LLP license(s) and vessels that would be
assigned to the opt-out fishery; and
3. Applicant signature and certification.
TAC and Halibut PSC Calculation Method
Annually, NMFS would determine the amount of primary species,
secondary species, and halibut PSC that would be allocated to each
fishery based on the total amount of QS assigned to each fishery. Table
2 describes the proposed annual allocations to a rockfish cooperative,
limited access fishery, or opt-out fishery.
[[Page 33047]]
Table 2.--Annual Allocations by Fishery Type and Species
----------------------------------------------------------------------------------------------------------------
Fishery type Primary rockfish species Secondary species Halibut PSC
----------------------------------------------------------------------------------------------------------------
Rockfish cooperatives............ CFQ is allocated to each rockfish cooperative with an exclusive harvest
privilege.
Limited access fishery........... TAC is allocated to the No specific amount is No specific amount is
catcher vessel or C/P allocated. The limited allocated. Habilbut
sector limited access access fishery is bycatch is limited by
fishery. There is no limited by a trip-based the PSC limit for that
exclusive harvest maximum retainable time period specified
privilege. Participants amount (MRA) for the respective deep
within the sector established in Table 3 and shallow water
compete for the TAC. of 50 CFR part 679. complex fisheries.
Opt-out (catcher/processor sector No allocation. Any amount No allocation........... No allocation. Halibut
only). that would have been bycatch is limited by
allocated is the PSC limit for that
redistributed among time period specified
catcher/processor sector for the respective deep
participants in rockfish and shallow water
cooperatives and the complex fisheries.
limited access fishery.
----------------------------------------------------------------------------------------------------------------
Primary Rockfish Species
NMFS would calculate the amount of primary rockfish species TAC
that would be assigned to the Program on an annual basis by first
deducting the incidental catch allowance (ICA) for primary rockfish
species harvests in other non-Program fisheries from the TAC for that
fishery. Primary rockfish species are incidentally harvested in other
fisheries (e.g., trawl flatfish fisheries) and NMFS must set aside some
bycatch amount for those fisheries. After accounting for this ICA, 95
percent of the remaining TAC for a primary rockfish species (TACs)
would be assigned for use by rockfish cooperatives and limited access
fisheries in the catcher vessel and catcher/processor sectors. Five
percent of the remaining TAC would be allocated for use in the entry
level fishery.
The TACs would be apportioned between the catcher/
processor sector and the catcher vessel sector. The amount of
TACs assigned to the catcher/processor sector would be
determined by multiplying the TAC by the ratio of QS units assigned to
all LLP licenses that receive QS in the catcher/processor sector
divided by the QS pool for that primary rockfish fishery. The amount of
TACs assigned to the catcher vessel sector would be
determined by multiplying the TAC by the ratio of QS units assigned to
all LLP licenses that receive QS in the catcher vessel sector divided
by the QS pool for that primary rockfish fishery.
Determining the TAC by Fishery Type. Once NMFS determines how much
TACs is assigned to each sector, the TACs for
each sector would be divided between the rockfish cooperative fishery
and the limited access fishery in that sector depending on the amount
of QS held by each LLP license assigned to each fishery.
LLP licenses assigned to a rockfish cooperative would yield CFQ
that would be based on the sum of all QS units associated with all LLP
licenses assigned to the rockfish cooperative for a specific primary
rockfish species. The annual CFQ issued to a cooperative would be equal
to the TACs assigned to that primary rockfish fishery in
that sector multiplied by the QS units assigned to that cooperative
divided by the QS pool for that sector in that fishery.
The TAC for a limited access fishery would be based on the
proportion of the QS for that primary rockfish species in that sector
associated with the LLP licenses assigned to the limited access
fishery. The TACs assigned to a limited access fishery for a
sector would be equal to the primary rockfish fishery TACs
remaining after the allocation of CFQ was made to the rockfish
cooperatives in that sector. These TACs would be assigned to
a catcher vessel limited access fishery and a catcher/processor limited
access fishery.
In the catcher/processor sector, an adjustment to the CFQ assigned
to rockfish cooperatives and TAC for the limited access fishery would
be made to account for LLP licenses assigned to the opt-out fishery.
The QS assigned to the opt-out fishery in the catcher/processor sector
would not yield any TAC allocation for that QS. Instead, the TAC that
would have resulted from that QS if it were assigned to a rockfish
cooperative or limited access fishery would be redistributed to the
rockfish cooperatives and the limited access fishery in the catcher/
processor sector. This redistribution would be proportional to the
relative holdings of QS held by a rockfish cooperative or limited
access fishery in the catcher/processor sector.
See Table 4 for more information on the use of the CFQ by a
rockfish cooperative.
Secondary Species
The proposed rule would define secondary species as species that
were historically harvested during the directed rockfish fisheries.
Secondary species would be allocated as an exclusive harvest privilege
only to rockfish cooperatives. Rockfish cooperatives would receive CFQ
for specific secondary species. Eligible rockfish harvesters in a
limited access fishery, or opt-out fishery, would not be allocated
exclusive harvest privileges for secondary species. Harvesters in the
limited access fishery or opt-out fishery would be able to retain
secondary species during the limited access fishery, or in non-Program
fisheries, but would be subject to a maximum retainable amount (MRA)
limit. Secondary species allocated as CFQ to rockfish cooperatives
would be allocated differently between cooperatives in the catcher
vessel and catcher/processor sectors. For participants in a rockfish
cooperative, NMFS would issue secondary species CFQ that would be
linked to the amount of QS allocated to an LLP license.
The secondary species would be treated differently in the catcher/
processor and catcher vessel sectors based on the historic harvest
patterns in those sectors. Historically, harvesters in both sectors
have tended to retain all sablefish harvested with trawl gear and
thornyhead rockfish caught in conjunction with rockfish harvests
because they were high value species. Traditionally, catcher vessels
retained Pacific cod during the course of their rockfish harvests;
however, this was less common among catcher/processors. Consequently,
the Council recommended managing Pacific cod in the catcher vessel
sector using an MRA that would reflect historic harvest rates but
provide more flexibility for the fleet than a fixed ``hard cap''
allocation of CFQ might provide. Similarly, catcher/
[[Page 33048]]
processors typically had markets for rougheye and shortraker rockfish
and tended to retain these species in greater proportion than catcher
vessels and the Council recommended an allocation of these species to
catcher/processors. However, the Council recommended an MRA for
shortraker and rougheye rockfish for the catcher vessel fleet that
would require the discarding of all shortraker or rougheye rockfish if
the aggregate shortraker/rougheye MRA limit was exceeded. The MRA
percentages recommended for the catcher vessel sector for shortraker
and rougheye rockfish would provide some flexibility for the harvesters
in these sectors yet maintain harvests within historic levels.
Rockfish cooperative fishery. Table 3 shows the specific secondary
species that would be allocated as CFQ to rockfish cooperatives in the
catcher vessel sector and catcher/processor sector.
Table 3.--Secondary Species Allocated to Rockfish Cooperatives in the
Central GOA by Fishery Sector
------------------------------------------------------------------------
Rockfish Rockfish
cooperatives in the cooperatives in the
Secondary species catcher vessel catcher/processor
sector sector
------------------------------------------------------------------------
Pacific cod................. CFQ allocated based Not allocated.
on the Managed under a
cooperative's maximum retainable
aggregate primary amount (MRA) of
rockfish species QS 4.0% per trip.
holdings within the
sector.
Rougheye rockfish........... Not allocated. Up to 30.03% of the
Managed under an TAC in the Central
MRA of combined GOA is allocated as
rougheye/shortraker CFQ among
rockfish up to 2.0% cooperatives based
per trip. on the
cooperative's
aggregate primary
rockfish species QS
holdings within the
sector.
Sablefish allocated to trawl CFQ allocated based Up to 58.87% of the
gear. on the TAC in the Central
cooperative's GOA is allocated as
aggregat