Submission for OMB Review; Comment Request for Revised Information Collections, 31226-31227 [E6-8442]
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31226
Federal Register / Vol. 71, No. 105 / Thursday, June 1, 2006 / Notices
a showing that applicable security
requirements have been met.
Dated at Rockville, Maryland, this 23rd day
of May 2006.
For the Nuclear Regulatory Commission.
Gary S. Janosko,
Chief, Fuel Cycle Facilities Branch, Division
of Fuel Cycle Safety and Safeguards, Office
of Nuclear Material Safety and Safeguards.
[FR Doc. E6–8448 Filed 5–31–06; 8:45 am]
BILLING CODE 7590–01–P
OFFICE OF PERSONNEL
MANAGEMENT
[OMB No. 3206–0005]
Submission for OMB Review;
Comment Request for Revised
Information Collections
Office of Personnel
Management.
ACTION: Notice.
wwhite on PROD1PC61 with NOTICES
AGENCY:
Questionnaire for Non-Sensitive
Positions, Standard Form 85 (SF 85);
Questionnaire for Public Trust
Positions, Standard Form 85P (SF 85P);
Supplemental
Questionnaire for Selected Positions,
Standard Form 85PS (SF 85PS);
Questionnaire for National Security
Positions, Standard Form 86 (SF 86);
Continuation Sheet for Questionnaires
Sf 85, 85p, and 86, Standard Form 86A
(SF 86A); and Certification Statement
for SF 86 (SF 86C).
SUMMARY: In accordance with the
Paperwork Reduction Act of 1995 (Pub.
L. 104–13), this notice announces that
the Office of Personnel Management
(OPM) submitted to the Office of
Management and Budget a request for
clearance of these information
collections:
• Questionnaire for Non-Sensitive
Positions, Standard Form 85 (SF 85);
• Questionnaire for Public Trust
Positions, Standard Form 85P (SF 85P);
• Supplemental Questionnaire for
Selected Positions, Standard Form 85PS
(SF 85PS);
• Questionnaire for National Security
Positions, Standard Form 86 (SF 86);
• Continuation Sheet for
Questionnaires SF 85, 85P, and 86,
Standard Form 86A (SF 86A);
• Certification Statement for SF 86,
Standard Form SF 86C (SF 86C); and
• Parallel, electronic versions of the
SF 85, SF 85P, SF 85PS, and SF 86,
including accompanying releases,
housed in a system named e-QIP
(Electronic Questionnaires for
Investigations Processing).
These information collections are
completed by respondents for, or
VerDate Aug<31>2005
19:10 May 31, 2006
Jkt 208001
incumbents of, Government positions or
positions for the Government under
contract, or by military personnel. The
collections are used as the basis for
background investigations to establish
that such persons are:
• Suitable for employment or
retention in the position;
• Suitable for employment or
retention in a public trust position;
• Suitable for employment or
retention in a national security position;
and
• Eligible for access to classified
national security information.
The SF 86A may be used in lieu of
blank paper as a continuation of the
form with which its use is associated
and not for any unique purpose
exclusive from the associated form. The
SF 86C is used in lieu of completing a
new SF 86 and will allow the individual
to indicate that there have been no
changes in the data provided on the
most recently filed SF 86 or it will allow
the individual to easily provide new or
changed information. No investigation
will be initiated based solely on the
execution of this form.
The SF 85, SF 85P, SF 85PS, SF 86,
SF 86A, and SF 86C are completed by
both employees of the Federal
Government and individuals not
employed with the Federal Government,
including Federal contractors and
military personnel.
Federal employees are defined as
those individuals who are employed as
civilian or military personnel with the
Federal Government. Non-Federal
employees include members of the
general public and all individuals
employed as Federal and military
contractors, or individuals otherwise
not directly employed by the Federal
Government.
It is estimated that 89,400 non-Federal
individuals will complete the SF 85
annually. Each form takes
approximately 60 minutes to complete.
The estimated annual public burden is
89,400 hours.
It is estimated that 62,000 non-Federal
individuals will complete the SF 85P
annually. Each form takes
approximately 60 minutes to complete.
The estimated annual burden is 62,000
hours.
It is estimated that 3,600 non-Federal
individuals will complete the SF 85PS
annually. Each form takes
approximately 20 minutes to complete.
The estimated annual burden is 1,200
hours.
It is estimated that 104,000 nonFederal individuals will complete the
SF 86 annually. Each form takes
approximately 120 minutes to complete.
PO 00000
Frm 00085
Fmt 4703
Sfmt 4703
The estimated annual burden is 208,000
hours.
It is estimated that 16,000 non-Federal
individuals will complete the SF 86A
annually. Each form takes
approximately 20 minutes to complete.
The estimated annual burden is 5,300
hours.
It is estimated that 1,200 non-Federal
individuals will complete the SF 86C
annually. Each form takes
approximately 15 minutes to complete.
The estimated annual burden is 300
hours.
e-QIP (Electronic Questionnaires for
Investigations Processing) is a Webbased system application that houses
electronic versions of the SF 85, SF 85P,
SF 85PS, and SF 86. This Internet data
collection tool is used in place of—not
in addition to—the paper versions of
these forms. Individuals using the e-QIP
versions will enjoy the convenience of
faster processing time and immediate
data validation to ensure accuracy of
their personal information. The data
requested on these forms is consistent
with that requested on their paper
counterparts.
Users (individuals with e-QIP
accounts) of this system are
respondents, agency users, and e-QIP
administrators. The system is designed
to automate the data collection process,
apply all required data editing rules to
the respondent-supplied information,
enforce data integrity, and to provide
sponsoring agencies an automated
capability to review and approve each
respondent’s submission before
releasing the data to an investigative
services provider (ISP). e-QIP serves as
a feeder system to other governmental
systems, including ISPs and sponsoring
agency personnel or security systems
such as that at the State Department.
The data contained in e-QIP is
sensitive personal information. The
Privacy Act (5 U.S.C. 552a (b))
prescribes the restrictions on the use
and proper handling of this information,
and provides penalties for unauthorized
disclosure. The type of information
collected includes, but is not limited to:
Personal identifiers, including name,
social security number, and date and
place of birth; employment, residence,
and education history; references;
medical history; financial history;
arrests and convictions; and other
personal information of a sensitive
nature.
A respondent’s complete and certified
investigative data will remain secured
in the e-QIP system until the next time
the respondent is sponsored by an
agency to complete a new investigative
form. Upon initiation, the respondent’s
previously entered data (except ‘yes/no’
E:\FR\FM\01JNN1.SGM
01JNN1
wwhite on PROD1PC61 with NOTICES
Federal Register / Vol. 71, No. 105 / Thursday, June 1, 2006 / Notices
questions) will populate a new
investigative request and the respondent
will be allowed to update their
information and certify the data. The
numerous benefits offered by e-QIP to
Federal agency customers have resulted
in its rapid adoption across the
government. Currently there are over
3,800 e-QIP Federal agency users at over
50 different Federal agencies, to include
every major cabinet department,
servicing a worldwide community of
respondents. At any given time there are
approximately 69,000 active
investigative requests in e-QIP and since
October 1, 2004 over 200,000 cases have
been successfully scheduled for
investigation. The built-in flexibility of
e-QIP allows its data collection
capabilities to be utilized by other ISPs
for various portions of their
investigative workload.
At the beginning of FY05, e-QIP
received between 300 and 500 cases per
week. Presently, e-QIP receives
anywhere from 5,000 to 10,000 cases per
week, a significant increase in usage in
a nine-month time frame. Future
enhancements of e-QIP include a redesigned agency user menu for version
2.0, the addition of the common
financial form (SF–714), and the
automation of revised versions of the SF
85, SF 85P, SF 85PS, and SF 86.
Additionally, as of April 1, 2006, the
Department of Homeland Security
(DHS), the Department of Commerce
(DOC), the Department of Defense
(DOD), the Department of Energy (DOE),
the Department of Justice (DOJ), and the
Department of Transportation (DOT)
will use e-QIP, in some capacity, to
collect security clearance application
information from respondents and
transmit them to OPM.
For copies of this proposal, contact
Mary Beth Smith-Toomey on (202) 606–
8358, Fax (202) 418–3251, or e-mail at
marybeth.smith-toomey@opm.gov.
Please be sure to include a mailing
address with your request.
DATES: Comments on this proposal
should be received within 30 calendar
days from the date of this publication.
ADDRESSES: Send or deliver comments
to:
Kathy Dillaman, Associate Director,
Federal Investigative Services
Division, U.S. Office of Personnel
Management, 1900 E Street, Room
5416, Washington, DC 20415;
and
Rachel Potter/Brenda Aguilar, Desk
Officer, Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, NW., Room
10235, Washington, DC 20503.
VerDate Aug<31>2005
19:10 May 31, 2006
Jkt 208001
For Information Regarding
Administrative Coordination Contact:
Mary-Kay Brewer, Program Analyst,
Operational Policy Group, Federal
Investigative Services Division, U.S.
Office of Personnel Management, (202)
606–1835.
Dan G. Blair,
Deputy Director.
[FR Doc. E6–8442 Filed 5–31–06; 8:45 am]
BILLING CODE 6325–53–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Rules 17Ad–6 and 17Ad–7; SEC
File No. 270–151; OMB Control No.
3235–0291.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rules 17Ad–6 and 17Ad–7:
Recordkeeping Requirements for
Transfer Agents
Rule 17Ad–6 (17 CFR 240.17Ad–6)
under the Securities Exchange Act of
1934 (15 U.S.C. 78b et seq.) requires
every registered transfer agent to make
and keep current records about a variety
of information, such as: (1) Specific
operational data regarding the time
taken to perform transfer agent activities
(to ensure compliance with the
minimum performance standards in
Rule 17Ad–2 (17 CFR 240.17Ad–2); (2)
written inquiries and requests by
shareholders and broker-dealers and
response time thereto; (3) resolutions,
contracts or other supporting documents
concerning the appointment or
termination of the transfer agent; (4)
stop orders or notices of adverse claims
to the securities; and (5) all canceled
registered securities certificates.
Rule 17Ad–7 (17 CFR 240.17Ad–7)
under the Securities Exchange Act of
1934 (15 U.S.C. 78b et seq.) requires
each registered transfer agent to retain
the records specified in Rule 17Ad–6 in
an easily accessible place for a period of
six months to six years, depending on
the type of record or document. Rule
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
31227
17Ad–7 also specifies the manner in
which records may be maintained using
electronic, microfilm, and microfiche
storage methods.
These recordkeeping requirements
ensure that all registered transfer agents
are maintaining the records necessary to
monitor and keep control over their own
performance and for the Commission to
adequately examine registered transfer
agents on an historical basis for
compliance with applicable rules. We
estimate that approximately 785
registered transfer agents will spend a
total of 392,500 hours per year
complying with Rules 17Ad–6 and
17Ad–7. Based on average cost per hour
of $50, the total cost of compliance with
Rule 17Ad–6 is $19,625,000.
The retention period for the
recordkeeping requirements under Rule
17Ad–6 is six months to one year. In
addition, such records must be retained
for a total of two to six years or for one
year after termination of the transfer
agency, depending on the particular
record or document. The recordkeeping
requirements under Rules 17Ad–6 and
17Ad–7 are mandatory to assist the
Commission and other regulatory
agencies with monitoring transfer agents
and ensuring compliance with the rule.
This rule does not involve the collection
of confidential information. Please note
that an agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
General comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503; or send an email to: David_Rostker@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312, or send an
e-mail to PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: May 22, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–8474 Filed 5–31–06; 8:45 am]
BILLING CODE 8010–01–P
E:\FR\FM\01JNN1.SGM
01JNN1
Agencies
[Federal Register Volume 71, Number 105 (Thursday, June 1, 2006)]
[Notices]
[Pages 31226-31227]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-8442]
=======================================================================
-----------------------------------------------------------------------
OFFICE OF PERSONNEL MANAGEMENT
[OMB No. 3206-0005]
Submission for OMB Review; Comment Request for Revised
Information Collections
AGENCY: Office of Personnel Management.
ACTION: Notice.
-----------------------------------------------------------------------
Questionnaire for Non-Sensitive Positions, Standard Form 85 (SF 85);
Questionnaire for Public Trust Positions, Standard Form 85P (SF 85P);
Supplemental
Questionnaire for Selected Positions, Standard Form 85PS (SF 85PS);
Questionnaire for National Security Positions, Standard Form 86 (SF
86); Continuation Sheet for Questionnaires Sf 85, 85p, and 86, Standard
Form 86A (SF 86A); and Certification Statement for SF 86 (SF 86C).
SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (Pub.
L. 104-13), this notice announces that the Office of Personnel
Management (OPM) submitted to the Office of Management and Budget a
request for clearance of these information collections:
Questionnaire for Non-Sensitive Positions, Standard Form
85 (SF 85);
Questionnaire for Public Trust Positions, Standard Form
85P (SF 85P);
Supplemental Questionnaire for Selected Positions,
Standard Form 85PS (SF 85PS);
Questionnaire for National Security Positions, Standard
Form 86 (SF 86);
Continuation Sheet for Questionnaires SF 85, 85P, and 86,
Standard Form 86A (SF 86A);
Certification Statement for SF 86, Standard Form SF 86C
(SF 86C); and
Parallel, electronic versions of the SF 85, SF 85P, SF
85PS, and SF 86, including accompanying releases, housed in a system
named e-QIP (Electronic Questionnaires for Investigations Processing).
These information collections are completed by respondents for, or
incumbents of, Government positions or positions for the Government
under contract, or by military personnel. The collections are used as
the basis for background investigations to establish that such persons
are:
Suitable for employment or retention in the position;
Suitable for employment or retention in a public trust
position;
Suitable for employment or retention in a national
security position; and
Eligible for access to classified national security
information.
The SF 86A may be used in lieu of blank paper as a continuation of
the form with which its use is associated and not for any unique
purpose exclusive from the associated form. The SF 86C is used in lieu
of completing a new SF 86 and will allow the individual to indicate
that there have been no changes in the data provided on the most
recently filed SF 86 or it will allow the individual to easily provide
new or changed information. No investigation will be initiated based
solely on the execution of this form.
The SF 85, SF 85P, SF 85PS, SF 86, SF 86A, and SF 86C are completed
by both employees of the Federal Government and individuals not
employed with the Federal Government, including Federal contractors and
military personnel.
Federal employees are defined as those individuals who are employed
as civilian or military personnel with the Federal Government. Non-
Federal employees include members of the general public and all
individuals employed as Federal and military contractors, or
individuals otherwise not directly employed by the Federal Government.
It is estimated that 89,400 non-Federal individuals will complete
the SF 85 annually. Each form takes approximately 60 minutes to
complete. The estimated annual public burden is 89,400 hours.
It is estimated that 62,000 non-Federal individuals will complete
the SF 85P annually. Each form takes approximately 60 minutes to
complete. The estimated annual burden is 62,000 hours.
It is estimated that 3,600 non-Federal individuals will complete
the SF 85PS annually. Each form takes approximately 20 minutes to
complete. The estimated annual burden is 1,200 hours.
It is estimated that 104,000 non-Federal individuals will complete
the SF 86 annually. Each form takes approximately 120 minutes to
complete. The estimated annual burden is 208,000 hours.
It is estimated that 16,000 non-Federal individuals will complete
the SF 86A annually. Each form takes approximately 20 minutes to
complete. The estimated annual burden is 5,300 hours.
It is estimated that 1,200 non-Federal individuals will complete
the SF 86C annually. Each form takes approximately 15 minutes to
complete. The estimated annual burden is 300 hours.
e-QIP (Electronic Questionnaires for Investigations Processing) is
a Web-based system application that houses electronic versions of the
SF 85, SF 85P, SF 85PS, and SF 86. This Internet data collection tool
is used in place of--not in addition to--the paper versions of these
forms. Individuals using the e-QIP versions will enjoy the convenience
of faster processing time and immediate data validation to ensure
accuracy of their personal information. The data requested on these
forms is consistent with that requested on their paper counterparts.
Users (individuals with e-QIP accounts) of this system are
respondents, agency users, and e-QIP administrators. The system is
designed to automate the data collection process, apply all required
data editing rules to the respondent-supplied information, enforce data
integrity, and to provide sponsoring agencies an automated capability
to review and approve each respondent's submission before releasing the
data to an investigative services provider (ISP). e-QIP serves as a
feeder system to other governmental systems, including ISPs and
sponsoring agency personnel or security systems such as that at the
State Department.
The data contained in e-QIP is sensitive personal information. The
Privacy Act (5 U.S.C. 552a (b)) prescribes the restrictions on the use
and proper handling of this information, and provides penalties for
unauthorized disclosure. The type of information collected includes,
but is not limited to: Personal identifiers, including name, social
security number, and date and place of birth; employment, residence,
and education history; references; medical history; financial history;
arrests and convictions; and other personal information of a sensitive
nature.
A respondent's complete and certified investigative data will
remain secured in the e-QIP system until the next time the respondent
is sponsored by an agency to complete a new investigative form. Upon
initiation, the respondent's previously entered data (except `yes/no'
[[Page 31227]]
questions) will populate a new investigative request and the respondent
will be allowed to update their information and certify the data. The
numerous benefits offered by e-QIP to Federal agency customers have
resulted in its rapid adoption across the government. Currently there
are over 3,800 e-QIP Federal agency users at over 50 different Federal
agencies, to include every major cabinet department, servicing a
worldwide community of respondents. At any given time there are
approximately 69,000 active investigative requests in e-QIP and since
October 1, 2004 over 200,000 cases have been successfully scheduled for
investigation. The built-in flexibility of e-QIP allows its data
collection capabilities to be utilized by other ISPs for various
portions of their investigative workload.
At the beginning of FY05, e-QIP received between 300 and 500 cases
per week. Presently, e-QIP receives anywhere from 5,000 to 10,000 cases
per week, a significant increase in usage in a nine-month time frame.
Future enhancements of e-QIP include a re-designed agency user menu for
version 2.0, the addition of the common financial form (SF-714), and
the automation of revised versions of the SF 85, SF 85P, SF 85PS, and
SF 86. Additionally, as of April 1, 2006, the Department of Homeland
Security (DHS), the Department of Commerce (DOC), the Department of
Defense (DOD), the Department of Energy (DOE), the Department of
Justice (DOJ), and the Department of Transportation (DOT) will use e-
QIP, in some capacity, to collect security clearance application
information from respondents and transmit them to OPM.
For copies of this proposal, contact Mary Beth Smith-Toomey on
(202) 606-8358, Fax (202) 418-3251, or e-mail at marybeth.smith-
toomey@opm.gov. Please be sure to include a mailing address with your
request.
DATES: Comments on this proposal should be received within 30 calendar
days from the date of this publication.
ADDRESSES: Send or deliver comments to:
Kathy Dillaman, Associate Director, Federal Investigative Services
Division, U.S. Office of Personnel Management, 1900 E Street, Room
5416, Washington, DC 20415;
and
Rachel Potter/Brenda Aguilar, Desk Officer, Office of Information and
Regulatory Affairs, Office of Management and Budget, New Executive
Office Building, NW., Room 10235, Washington, DC 20503.
For Information Regarding Administrative Coordination Contact:
Mary-Kay Brewer, Program Analyst, Operational Policy Group, Federal
Investigative Services Division, U.S. Office of Personnel Management,
(202) 606-1835.
Dan G. Blair,
Deputy Director.
[FR Doc. E6-8442 Filed 5-31-06; 8:45 am]
BILLING CODE 6325-53-P