Submission for OMB Review; Comment Request for Revised Information Collections, 31226-31227 [E6-8442]

Download as PDF 31226 Federal Register / Vol. 71, No. 105 / Thursday, June 1, 2006 / Notices a showing that applicable security requirements have been met. Dated at Rockville, Maryland, this 23rd day of May 2006. For the Nuclear Regulatory Commission. Gary S. Janosko, Chief, Fuel Cycle Facilities Branch, Division of Fuel Cycle Safety and Safeguards, Office of Nuclear Material Safety and Safeguards. [FR Doc. E6–8448 Filed 5–31–06; 8:45 am] BILLING CODE 7590–01–P OFFICE OF PERSONNEL MANAGEMENT [OMB No. 3206–0005] Submission for OMB Review; Comment Request for Revised Information Collections Office of Personnel Management. ACTION: Notice. wwhite on PROD1PC61 with NOTICES AGENCY: Questionnaire for Non-Sensitive Positions, Standard Form 85 (SF 85); Questionnaire for Public Trust Positions, Standard Form 85P (SF 85P); Supplemental Questionnaire for Selected Positions, Standard Form 85PS (SF 85PS); Questionnaire for National Security Positions, Standard Form 86 (SF 86); Continuation Sheet for Questionnaires Sf 85, 85p, and 86, Standard Form 86A (SF 86A); and Certification Statement for SF 86 (SF 86C). SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104–13), this notice announces that the Office of Personnel Management (OPM) submitted to the Office of Management and Budget a request for clearance of these information collections: • Questionnaire for Non-Sensitive Positions, Standard Form 85 (SF 85); • Questionnaire for Public Trust Positions, Standard Form 85P (SF 85P); • Supplemental Questionnaire for Selected Positions, Standard Form 85PS (SF 85PS); • Questionnaire for National Security Positions, Standard Form 86 (SF 86); • Continuation Sheet for Questionnaires SF 85, 85P, and 86, Standard Form 86A (SF 86A); • Certification Statement for SF 86, Standard Form SF 86C (SF 86C); and • Parallel, electronic versions of the SF 85, SF 85P, SF 85PS, and SF 86, including accompanying releases, housed in a system named e-QIP (Electronic Questionnaires for Investigations Processing). These information collections are completed by respondents for, or VerDate Aug<31>2005 19:10 May 31, 2006 Jkt 208001 incumbents of, Government positions or positions for the Government under contract, or by military personnel. The collections are used as the basis for background investigations to establish that such persons are: • Suitable for employment or retention in the position; • Suitable for employment or retention in a public trust position; • Suitable for employment or retention in a national security position; and • Eligible for access to classified national security information. The SF 86A may be used in lieu of blank paper as a continuation of the form with which its use is associated and not for any unique purpose exclusive from the associated form. The SF 86C is used in lieu of completing a new SF 86 and will allow the individual to indicate that there have been no changes in the data provided on the most recently filed SF 86 or it will allow the individual to easily provide new or changed information. No investigation will be initiated based solely on the execution of this form. The SF 85, SF 85P, SF 85PS, SF 86, SF 86A, and SF 86C are completed by both employees of the Federal Government and individuals not employed with the Federal Government, including Federal contractors and military personnel. Federal employees are defined as those individuals who are employed as civilian or military personnel with the Federal Government. Non-Federal employees include members of the general public and all individuals employed as Federal and military contractors, or individuals otherwise not directly employed by the Federal Government. It is estimated that 89,400 non-Federal individuals will complete the SF 85 annually. Each form takes approximately 60 minutes to complete. The estimated annual public burden is 89,400 hours. It is estimated that 62,000 non-Federal individuals will complete the SF 85P annually. Each form takes approximately 60 minutes to complete. The estimated annual burden is 62,000 hours. It is estimated that 3,600 non-Federal individuals will complete the SF 85PS annually. Each form takes approximately 20 minutes to complete. The estimated annual burden is 1,200 hours. It is estimated that 104,000 nonFederal individuals will complete the SF 86 annually. Each form takes approximately 120 minutes to complete. PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 The estimated annual burden is 208,000 hours. It is estimated that 16,000 non-Federal individuals will complete the SF 86A annually. Each form takes approximately 20 minutes to complete. The estimated annual burden is 5,300 hours. It is estimated that 1,200 non-Federal individuals will complete the SF 86C annually. Each form takes approximately 15 minutes to complete. The estimated annual burden is 300 hours. e-QIP (Electronic Questionnaires for Investigations Processing) is a Webbased system application that houses electronic versions of the SF 85, SF 85P, SF 85PS, and SF 86. This Internet data collection tool is used in place of—not in addition to—the paper versions of these forms. Individuals using the e-QIP versions will enjoy the convenience of faster processing time and immediate data validation to ensure accuracy of their personal information. The data requested on these forms is consistent with that requested on their paper counterparts. Users (individuals with e-QIP accounts) of this system are respondents, agency users, and e-QIP administrators. The system is designed to automate the data collection process, apply all required data editing rules to the respondent-supplied information, enforce data integrity, and to provide sponsoring agencies an automated capability to review and approve each respondent’s submission before releasing the data to an investigative services provider (ISP). e-QIP serves as a feeder system to other governmental systems, including ISPs and sponsoring agency personnel or security systems such as that at the State Department. The data contained in e-QIP is sensitive personal information. The Privacy Act (5 U.S.C. 552a (b)) prescribes the restrictions on the use and proper handling of this information, and provides penalties for unauthorized disclosure. The type of information collected includes, but is not limited to: Personal identifiers, including name, social security number, and date and place of birth; employment, residence, and education history; references; medical history; financial history; arrests and convictions; and other personal information of a sensitive nature. A respondent’s complete and certified investigative data will remain secured in the e-QIP system until the next time the respondent is sponsored by an agency to complete a new investigative form. Upon initiation, the respondent’s previously entered data (except ‘yes/no’ E:\FR\FM\01JNN1.SGM 01JNN1 wwhite on PROD1PC61 with NOTICES Federal Register / Vol. 71, No. 105 / Thursday, June 1, 2006 / Notices questions) will populate a new investigative request and the respondent will be allowed to update their information and certify the data. The numerous benefits offered by e-QIP to Federal agency customers have resulted in its rapid adoption across the government. Currently there are over 3,800 e-QIP Federal agency users at over 50 different Federal agencies, to include every major cabinet department, servicing a worldwide community of respondents. At any given time there are approximately 69,000 active investigative requests in e-QIP and since October 1, 2004 over 200,000 cases have been successfully scheduled for investigation. The built-in flexibility of e-QIP allows its data collection capabilities to be utilized by other ISPs for various portions of their investigative workload. At the beginning of FY05, e-QIP received between 300 and 500 cases per week. Presently, e-QIP receives anywhere from 5,000 to 10,000 cases per week, a significant increase in usage in a nine-month time frame. Future enhancements of e-QIP include a redesigned agency user menu for version 2.0, the addition of the common financial form (SF–714), and the automation of revised versions of the SF 85, SF 85P, SF 85PS, and SF 86. Additionally, as of April 1, 2006, the Department of Homeland Security (DHS), the Department of Commerce (DOC), the Department of Defense (DOD), the Department of Energy (DOE), the Department of Justice (DOJ), and the Department of Transportation (DOT) will use e-QIP, in some capacity, to collect security clearance application information from respondents and transmit them to OPM. For copies of this proposal, contact Mary Beth Smith-Toomey on (202) 606– 8358, Fax (202) 418–3251, or e-mail at marybeth.smith-toomey@opm.gov. Please be sure to include a mailing address with your request. DATES: Comments on this proposal should be received within 30 calendar days from the date of this publication. ADDRESSES: Send or deliver comments to: Kathy Dillaman, Associate Director, Federal Investigative Services Division, U.S. Office of Personnel Management, 1900 E Street, Room 5416, Washington, DC 20415; and Rachel Potter/Brenda Aguilar, Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, NW., Room 10235, Washington, DC 20503. VerDate Aug<31>2005 19:10 May 31, 2006 Jkt 208001 For Information Regarding Administrative Coordination Contact: Mary-Kay Brewer, Program Analyst, Operational Policy Group, Federal Investigative Services Division, U.S. Office of Personnel Management, (202) 606–1835. Dan G. Blair, Deputy Director. [FR Doc. E6–8442 Filed 5–31–06; 8:45 am] BILLING CODE 6325–53–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549. Extension: Rules 17Ad–6 and 17Ad–7; SEC File No. 270–151; OMB Control No. 3235–0291. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Rules 17Ad–6 and 17Ad–7: Recordkeeping Requirements for Transfer Agents Rule 17Ad–6 (17 CFR 240.17Ad–6) under the Securities Exchange Act of 1934 (15 U.S.C. 78b et seq.) requires every registered transfer agent to make and keep current records about a variety of information, such as: (1) Specific operational data regarding the time taken to perform transfer agent activities (to ensure compliance with the minimum performance standards in Rule 17Ad–2 (17 CFR 240.17Ad–2); (2) written inquiries and requests by shareholders and broker-dealers and response time thereto; (3) resolutions, contracts or other supporting documents concerning the appointment or termination of the transfer agent; (4) stop orders or notices of adverse claims to the securities; and (5) all canceled registered securities certificates. Rule 17Ad–7 (17 CFR 240.17Ad–7) under the Securities Exchange Act of 1934 (15 U.S.C. 78b et seq.) requires each registered transfer agent to retain the records specified in Rule 17Ad–6 in an easily accessible place for a period of six months to six years, depending on the type of record or document. Rule PO 00000 Frm 00086 Fmt 4703 Sfmt 4703 31227 17Ad–7 also specifies the manner in which records may be maintained using electronic, microfilm, and microfiche storage methods. These recordkeeping requirements ensure that all registered transfer agents are maintaining the records necessary to monitor and keep control over their own performance and for the Commission to adequately examine registered transfer agents on an historical basis for compliance with applicable rules. We estimate that approximately 785 registered transfer agents will spend a total of 392,500 hours per year complying with Rules 17Ad–6 and 17Ad–7. Based on average cost per hour of $50, the total cost of compliance with Rule 17Ad–6 is $19,625,000. The retention period for the recordkeeping requirements under Rule 17Ad–6 is six months to one year. In addition, such records must be retained for a total of two to six years or for one year after termination of the transfer agency, depending on the particular record or document. The recordkeeping requirements under Rules 17Ad–6 and 17Ad–7 are mandatory to assist the Commission and other regulatory agencies with monitoring transfer agents and ensuring compliance with the rule. This rule does not involve the collection of confidential information. Please note that an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. General comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503; or send an email to: David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief Information Officer, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, Virginia 22312, or send an e-mail to PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: May 22, 2006. Nancy M. Morris, Secretary. [FR Doc. E6–8474 Filed 5–31–06; 8:45 am] BILLING CODE 8010–01–P E:\FR\FM\01JNN1.SGM 01JNN1

Agencies

[Federal Register Volume 71, Number 105 (Thursday, June 1, 2006)]
[Notices]
[Pages 31226-31227]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-8442]


=======================================================================
-----------------------------------------------------------------------

OFFICE OF PERSONNEL MANAGEMENT

[OMB No. 3206-0005]


Submission for OMB Review; Comment Request for Revised 
Information Collections

AGENCY: Office of Personnel Management.

ACTION: Notice.

-----------------------------------------------------------------------

Questionnaire for Non-Sensitive Positions, Standard Form 85 (SF 85); 
Questionnaire for Public Trust Positions, Standard Form 85P (SF 85P); 
Supplemental

    Questionnaire for Selected Positions, Standard Form 85PS (SF 85PS); 
Questionnaire for National Security Positions, Standard Form 86 (SF 
86); Continuation Sheet for Questionnaires Sf 85, 85p, and 86, Standard 
Form 86A (SF 86A); and Certification Statement for SF 86 (SF 86C).
SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (Pub. 
L. 104-13), this notice announces that the Office of Personnel 
Management (OPM) submitted to the Office of Management and Budget a 
request for clearance of these information collections:
     Questionnaire for Non-Sensitive Positions, Standard Form 
85 (SF 85);
     Questionnaire for Public Trust Positions, Standard Form 
85P (SF 85P);
     Supplemental Questionnaire for Selected Positions, 
Standard Form 85PS (SF 85PS);
     Questionnaire for National Security Positions, Standard 
Form 86 (SF 86);
     Continuation Sheet for Questionnaires SF 85, 85P, and 86, 
Standard Form 86A (SF 86A);
     Certification Statement for SF 86, Standard Form SF 86C 
(SF 86C); and
     Parallel, electronic versions of the SF 85, SF 85P, SF 
85PS, and SF 86, including accompanying releases, housed in a system 
named e-QIP (Electronic Questionnaires for Investigations Processing).
    These information collections are completed by respondents for, or 
incumbents of, Government positions or positions for the Government 
under contract, or by military personnel. The collections are used as 
the basis for background investigations to establish that such persons 
are:
     Suitable for employment or retention in the position;
     Suitable for employment or retention in a public trust 
position;
     Suitable for employment or retention in a national 
security position; and
     Eligible for access to classified national security 
information.
    The SF 86A may be used in lieu of blank paper as a continuation of 
the form with which its use is associated and not for any unique 
purpose exclusive from the associated form. The SF 86C is used in lieu 
of completing a new SF 86 and will allow the individual to indicate 
that there have been no changes in the data provided on the most 
recently filed SF 86 or it will allow the individual to easily provide 
new or changed information. No investigation will be initiated based 
solely on the execution of this form.
    The SF 85, SF 85P, SF 85PS, SF 86, SF 86A, and SF 86C are completed 
by both employees of the Federal Government and individuals not 
employed with the Federal Government, including Federal contractors and 
military personnel.
    Federal employees are defined as those individuals who are employed 
as civilian or military personnel with the Federal Government. Non-
Federal employees include members of the general public and all 
individuals employed as Federal and military contractors, or 
individuals otherwise not directly employed by the Federal Government.
    It is estimated that 89,400 non-Federal individuals will complete 
the SF 85 annually. Each form takes approximately 60 minutes to 
complete. The estimated annual public burden is 89,400 hours.
    It is estimated that 62,000 non-Federal individuals will complete 
the SF 85P annually. Each form takes approximately 60 minutes to 
complete. The estimated annual burden is 62,000 hours.
    It is estimated that 3,600 non-Federal individuals will complete 
the SF 85PS annually. Each form takes approximately 20 minutes to 
complete. The estimated annual burden is 1,200 hours.
    It is estimated that 104,000 non-Federal individuals will complete 
the SF 86 annually. Each form takes approximately 120 minutes to 
complete. The estimated annual burden is 208,000 hours.
    It is estimated that 16,000 non-Federal individuals will complete 
the SF 86A annually. Each form takes approximately 20 minutes to 
complete. The estimated annual burden is 5,300 hours.
    It is estimated that 1,200 non-Federal individuals will complete 
the SF 86C annually. Each form takes approximately 15 minutes to 
complete. The estimated annual burden is 300 hours.
    e-QIP (Electronic Questionnaires for Investigations Processing) is 
a Web-based system application that houses electronic versions of the 
SF 85, SF 85P, SF 85PS, and SF 86. This Internet data collection tool 
is used in place of--not in addition to--the paper versions of these 
forms. Individuals using the e-QIP versions will enjoy the convenience 
of faster processing time and immediate data validation to ensure 
accuracy of their personal information. The data requested on these 
forms is consistent with that requested on their paper counterparts.
    Users (individuals with e-QIP accounts) of this system are 
respondents, agency users, and e-QIP administrators. The system is 
designed to automate the data collection process, apply all required 
data editing rules to the respondent-supplied information, enforce data 
integrity, and to provide sponsoring agencies an automated capability 
to review and approve each respondent's submission before releasing the 
data to an investigative services provider (ISP). e-QIP serves as a 
feeder system to other governmental systems, including ISPs and 
sponsoring agency personnel or security systems such as that at the 
State Department.
    The data contained in e-QIP is sensitive personal information. The 
Privacy Act (5 U.S.C. 552a (b)) prescribes the restrictions on the use 
and proper handling of this information, and provides penalties for 
unauthorized disclosure. The type of information collected includes, 
but is not limited to: Personal identifiers, including name, social 
security number, and date and place of birth; employment, residence, 
and education history; references; medical history; financial history; 
arrests and convictions; and other personal information of a sensitive 
nature.
    A respondent's complete and certified investigative data will 
remain secured in the e-QIP system until the next time the respondent 
is sponsored by an agency to complete a new investigative form. Upon 
initiation, the respondent's previously entered data (except `yes/no'

[[Page 31227]]

questions) will populate a new investigative request and the respondent 
will be allowed to update their information and certify the data. The 
numerous benefits offered by e-QIP to Federal agency customers have 
resulted in its rapid adoption across the government. Currently there 
are over 3,800 e-QIP Federal agency users at over 50 different Federal 
agencies, to include every major cabinet department, servicing a 
worldwide community of respondents. At any given time there are 
approximately 69,000 active investigative requests in e-QIP and since 
October 1, 2004 over 200,000 cases have been successfully scheduled for 
investigation. The built-in flexibility of e-QIP allows its data 
collection capabilities to be utilized by other ISPs for various 
portions of their investigative workload.
    At the beginning of FY05, e-QIP received between 300 and 500 cases 
per week. Presently, e-QIP receives anywhere from 5,000 to 10,000 cases 
per week, a significant increase in usage in a nine-month time frame. 
Future enhancements of e-QIP include a re-designed agency user menu for 
version 2.0, the addition of the common financial form (SF-714), and 
the automation of revised versions of the SF 85, SF 85P, SF 85PS, and 
SF 86. Additionally, as of April 1, 2006, the Department of Homeland 
Security (DHS), the Department of Commerce (DOC), the Department of 
Defense (DOD), the Department of Energy (DOE), the Department of 
Justice (DOJ), and the Department of Transportation (DOT) will use e-
QIP, in some capacity, to collect security clearance application 
information from respondents and transmit them to OPM.
    For copies of this proposal, contact Mary Beth Smith-Toomey on 
(202) 606-8358, Fax (202) 418-3251, or e-mail at marybeth.smith-
toomey@opm.gov. Please be sure to include a mailing address with your 
request.

DATES: Comments on this proposal should be received within 30 calendar 
days from the date of this publication.

ADDRESSES: Send or deliver comments to:

Kathy Dillaman, Associate Director, Federal Investigative Services 
Division, U.S. Office of Personnel Management, 1900 E Street, Room 
5416, Washington, DC 20415;
     and
Rachel Potter/Brenda Aguilar, Desk Officer, Office of Information and 
Regulatory Affairs, Office of Management and Budget, New Executive 
Office Building, NW., Room 10235, Washington, DC 20503.

    For Information Regarding Administrative Coordination Contact: 
Mary-Kay Brewer, Program Analyst, Operational Policy Group, Federal 
Investigative Services Division, U.S. Office of Personnel Management, 
(202) 606-1835.

Dan G. Blair,
Deputy Director.
 [FR Doc. E6-8442 Filed 5-31-06; 8:45 am]
BILLING CODE 6325-53-P
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