Consolidation of Merchant Mariner Qualification Credentials, 29462-29535 [06-4509]
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29462
Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
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Thomas H. Collins,
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[FR Doc. 06–4508 Filed 5–12–06; 12:25 pm]
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Parts 1, 20, 70, 95, 101, 110,
125, 141, 155, 156, 160, 162, 163, 164,
and 165
46 CFR Parts 1, 4, 5, 10, 11, 12, 13, 14,
15, 16, 26, 28, 30, 31, 35, 42, 58, 61, 78,
97, 98, 105, 114, 115, 122, 125, 131, 151,
166, 169, 175, 176, 185, 196, 199, 401
and 402
[Docket No. USCG–2006–24371]
RIN 1625–AB02
Consolidation of Merchant Mariner
Qualification Credentials
United States Coast Guard,
DHS.
sroberts on PROD1PC70 with PROPOSALS
ACTION:
Notice of proposed rulemaking.
SUMMARY: The Coast Guard proposes to
streamline the existing merchant
mariner credentialing process to
minimize redundant requirements and
simplify the credentialing program. This
proposed rule works in tandem with the
joint Notice of Proposed Rulemaking
published by the Coast Guard and the
Transportation Security Administration
(TSA) entitled ‘‘Transportation Worker
Identification Credential (TWIC)
Implementation in the Maritime Sector;
Hazardous Materials Endorsement for a
Commercial Driver’s License’’ published
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You may submit comments
identified by USCG docket number
USCG–2006–24371 to the Docket
Management Facility at the U.S.
Department of Transportation. To avoid
duplication, please use only one of the
following methods:
(1) Web site: https://dms.dot.gov.
(2) Mail: Docket Management Facility,
U.S. Department of Transportation, 400
Seventh Street SW., Room PL–401,
Washington, DC 20590–0001.
(3) Fax: 202–493–2251.
(4) Delivery: Room PL–401 on the
Plaza level of the Nassif Building, 400
Seventh Street SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
The telephone number is 202–366–
9329.
(5) Federal eRulemaking Portal:
https://www.regulations.gov.
See SUPPLEMENTARY INFORMATION for
format and other information about
comment submissions.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this proposed
rule, call Mr. Luke Harden (G–PSO–1),
United States Coast Guard, 2100 Second
Street, SW., Washington, DC 20593;
telephone 1–877–687–2243.
For questions concerning viewing or
submitting material to the docket, call
Renee V. Wright, Program Manager,
Docket Management System, U.S.
Department of Transportation, Room
Plaza 401, 400 Seventh Street SW.,
Washington, DC 20590–0001; telephone
(202) 493–0402.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
BILLING CODE 4910–15–P
AGENCY:
elsewhere in the Federal Register today.
It proposes to combine the individual
Merchant Mariner’s Document, License,
Certificate of Registry, and STCW
Endorsement into a single certificate
termed the Merchant Mariner Credential
(MMC), which will be endorsed to
reflect a mariner’s qualifications. The
Coast Guard also proposes to streamline
the application process for the MMC by
removing the requirement that all
mariners appear at least once at one of
17 Regional Exam Centers (RECs).
Instead, the information previously
submitted by the applicant at the REC
would be submitted to TSA through the
TWIC enrollment process and shared
with the Coast Guard by TSA.
DATES: Comments and related material
must reach the Docket Management
Facility on or before July 6, 2006. We
will hold public meetings on
Wednesday, May 31, 2006 in Newark,
NJ; Thursday, June 1 in Tampa, FL;
Wednesday, June 6 in St. Louis, MO;
and Thursday, June 7 in Long Beach,
CA.
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I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted,
without change, to https://dms.dot.gov
and will include any personal
information you have provided. We
have an agreement with the Department
of Transportation (DOT) to use the
Docket Management Facility. Please see
DOT’s ‘‘Privacy Act’’ paragraph below.
Submitting comments: If you submit a
comment, please include your name and
address, identify the docket number for
this rulemaking (USCG–2006–24371),
indicate the specific section of this
document to which each comment
applies, and give the reason for each
comment. You may submit your
comments and material by electronic
means, mail, fax, or delivery to the
Docket Management Facility at the
address under ADDRESSES; but please
submit your comments and material by
only one means. If you submit them by
mail or delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit them by
mail and would like the Coast Guard to
acknowledge receipt, please enclose a
stamped, self-addressed postcard or
envelope. We will consider all
comments and material received during
the comment period. We may change
this proposed rule in view of them.
Viewing comments and documents:
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://dms.dot.gov at any time, click on
‘‘Simple Search,’’ enter the last five
digits of the docket number for this
rulemaking, and click on ‘‘Search.’’ You
may also visit the Docket Management
Facility in Room PL–401 on the Plaza
level of the Nassif Building, 400
Seventh Street SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Privacy Act: Anyone can search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review the Department of
Transportation’s Privacy Act Statement
in the Federal Register published on
April 11, 2000 (65 FR 19477), or you
may visit https://dms.dot.gov.
Public Meetings: TSA and the Coast
Guard will hold four public meetings as
follows: Wednesday, May 31, 2006 in
Newark, NJ; Thursday, June 1 in Tampa,
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FL; Wednesday, June 6 in St. Louis, MO;
and Thursday, June 7 in Long Beach,
CA. These meetings will be held to take
comments regarding both the
Transportation Worker Identification
Credential (TWIC) Implementation in
the Maritime Sector; Hazardous
Materials Endorsement for a
Commercial Driver’s License rule
(Docket Nos. TSA–2006–24191; USCG–
2006–24196) and the Consolidation of
Merchant Mariner Qualification
Credential rule (Docket No. USCG–
2006–24371), both found in today’s
Federal Register. Specific times,
locations and additional information for
the public meetings will be announced
in a subsequent notice in the Federal
Register.
II. Background and Purpose
Under the current regulatory scheme,
the Coast Guard may issue to a mariner
any combination of four credentials: the
Merchant Mariner’s Document (MMD),
Merchant Mariner’s License (License),
Certificate of Registry (COR), or the
International Convention on Standards
of Training, Certification and
Watchkeeping for Seafarers (STCW)
Endorsement. An MMD serves as a
mariner’s identification credential,
indicates a mariner’s qualifications, and
is issued to mariners who are employed
on merchant vessels of 100 gross register
tons or more, except for those vessels
employed exclusively in trade on the
navigable waters of the U.S. Licenses are
qualification certificates that are issued
to officers. CORs are qualification
certificates that are issued to medical
personnel and pursers. STCW
Endorsements are qualification
certificates that are issued to mariners
who meet international standards and
serve aboard vessels to which STCW
applies. The License, COR, and STCW
Endorsement are qualification
credentials only.
Elsewhere in this edition of the
Federal Register, the Department of
Homeland Security (DHS) published a
joint notice of proposed rulemaking by
the Coast Guard and the Transportation
Security Administration (TSA), which
proposes to implement the
Transportation Worker Identification
Credential (TWIC) in the maritime
sector. A TWIC is a biometric
transportation security card as
contemplated under the Maritime
Transportation Security Act of 2002, 46
U.S.C. 70105 (MTSA). Under the TWIC
rule, workers who require unescorted
access to secure areas of MTSAregulated maritime facilities and
vessels, and all merchant mariners
credentialed under 46 U.S.C. part E
must undergo a security threat
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assessment from TSA. This population
includes all mariners holding active
MMDs, Licenses, CORs, or STCW
Endorsements. If TSA determines that
the applicant does not pose a security
risk, TSA will issue a TWIC to that
individual. Once the DHS rule is
implemented, persons without TWICs
will not be granted unescorted access to
secure areas at affected maritime
facilities or vessels, and all merchant
mariners will be required to hold a valid
TWIC.
The MTSA requires DHS to issue
biometric transportation security cards
to, among others, merchant mariners.
Because only the MMD is an identity
document, and none of the Coast Guardissued credentials contain biometric
information or otherwise meet the
MTSA requirements, a new credential is
necessary to implement this statutory
mandate. In addition, it was determined
that national security would be
increased by requiring all maritime
workers to show the same credential to
gain unescorted access to secure areas of
vessels and facilities, rather than
allowing a different card for each
segment of the marine population.
If the TWIC rule is fully implemented,
merchant mariners would be required to
obtain a TWIC in addition to the
mariner credentials currently required
and thus would be required to obtain a
total of five credentialing documents. To
minimize redundant credentialing
requirements and ease the burden on
merchant mariners, the Coast Guard,
through this rule, proposes to streamline
its mariner regulations and consolidate
the four current merchant mariner
credentialing documents into one
Merchant Mariner Credential (MMC).
The proposed amendments to the
mariner regulations will reduce,
ultimately, the number of Federal
identification/qualification cards that a
mariner needs to carry to two (the MMC
and a TWIC), as well as remove all
duplicative public burdens and
governmental processes.
The Coast Guard recently issued
regulations aimed at increasing the
security of the vetting process for
mariner credentials. In an interim rule
published January 6, 2004 for MMD
applicants (68 FR 526), and an interim
rule published January 13, 2006 for
License applicants (71 FR 2154), the
Coast Guard implemented a mandatory
appearance requirement in the
application process. Currently, all
applicants must appear at one of 17
Coast Guard Regional Examination
Centers (RECs) at least once in the
application process to be fingerprinted
by and show proof of identification to
an REC employee. This appearance
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requirement was added as an additional
security measure to ensure that MMDs
and Licenses are issued only to people
whose identities have been verified.
Under the TWIC proposed joint
rulemaking published simultaneously
with this rule, TSA would conduct
security vetting and verify an
applicant’s identity prior to issuing the
TWIC which would serve as an identity
document. Without the streamlined
process and combined credential
suggested in this MMC rulemaking,
mariners would be required to submit
identity information and biometrics
personally to two Federal agencies, and
those Federal agencies would subject
the applicant to the same security
vetting process. This proposed rule is
necessary to reduce cost and
redundancy for both the public and the
Federal government.
Because this proposed rule is closely
related to, and relies on the proposed
TWIC rule, it will follow the same
timeline as the TWIC rule. This rule will
not become a Final Rule unless the
TWIC rule also becomes a Final Rule. In
addition, the TWIC rule proposes an 18
month enrollment period, after which
all merchant mariners must hold a
TWIC. To allow enough time for all
mariners to obtain TWICs before this
rule will make possession of a valid
TWIC a mandatory requirement for the
issuance of an MMC, this rule will not
go into effect until 18 months after the
TWIC rule goes into effect.
III. Proposed Rule
The following discussion highlights
the changes being made to the Coast
Guard regulations. Through this
proposed rulemaking, the Coast Guard
proposes to consolidate the MMD,
License, COR, and STCW Endorsement
into a single document, called the
Merchant Mariner Credential (MMC).
The MMC would be a certificate that
would contain endorsements for each of
a mariner’s job qualifications. It is
expected to contain security
enhancements that will deter
duplication and manipulation. One of
the security features is that the
photograph on the MMC will match the
photograph on the mariner’s TWIC.
Although the actual format of the MMC
is not final at this stage, it is expected
to appear in the form of a certificate
suitable for framing that is modeled
after the current STCW Endorsement.
The current STCW Endorsement was
recently updated to create a more
professional appearance and to include
increased security features such as
watermarks and microprinting. A
brochure showing the current STCW
Endorsement and highlighting some of
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its security features can be viewed
online in the docket for this rulemaking,
which may be found by doing a search
for docket USCG–2006–24371 at https://
dms.dot.gov.
The Coast Guard is taking personal
privacy considerations into effect in the
development of the MMC. We are aware
of the posting requirement for Licenses
under 46 U.S.C. 7110, and the notation
requirements for MMDs under 46 U.S.C.
7303, both of which will apply to the
MMC. The Coast Guard is conscious of
the fact that mariners may not wish to
publicly display some of the
biographical information currently on
the face of an MMD and we therefore
strive to design an MMC that will hide
some of the information related to
personal privacy when placed on
display.
In the proposed credentialing system,
instead of carrying up to five
credentials, a mariner would hold only
two. The MMC would serve as the
mariner’s qualification credential, while
the TWIC would serve as the mariner’s
identification credential. To further
benefit the mariner population, and
reduce the burden created by the
mandatory TWIC requirement,
arrangements have been made with TSA
to share information necessary for the
MMC application process. Since all
mariners would be required to appear at
a TSA TWIC-enrollment center to
provide proof of identity and
citizenship and be photographed and
fingerprinted, TSA has agreed to share
with the Coast Guard information
necessary to conduct our background
check for safety and suitability related
offenses and ensure that the mariner
satisfies the appropriate citizenship
requirements for the particular
endorsement that they seek. This rule
proposes to change the merchant
mariner credentialing process into a
Location
process that potentially could be
completed entirely by mail. To aid TSA
in flagging those individuals whose
information would need to be shared
with the Coast Guard, it is envisioned
that the mariner would advise TSA of
their intent to apply for an MMC by
checking a box that would appear on
their TWIC application form. The cost
savings from removing this travel
burden is expected to be one of the
financial benefits to the mariner
proposed by this rule as TWICenrollment centers are expected to be
established at every major port in the
country. Should this regulation go into
effect, instead of traveling great
distances to visit one of the 17 RECs,
mariners would have many more
locations to choose from and would be
much more likely to find one close to
home.
To reflect the proposed creation of the
MMC, many nomenclature changes
were made throughout titles 33 and 46
CFR. Although there are many of these
changes and they account for the bulk
of the regulatory text later in this
document, they are non-substantive in
nature and reflect only a change in
terminology so that the terms used
throughout the Coast Guard regulations
reflect the new credential. Specifically,
the term ‘‘credential’’ was used to
reference the License, MMD, COR,
STCW Endorsement, and MMC. This
term is used to reflect all possible
credentials a mariner could hold after
the effective date of this proposed rule
to account for the five-year phase-in
period when mariners could either hold
a License, MMD, COR and or STCW
Endorsement, or could have renewed
those documents and received the
proposed MMC. The terms ‘‘officer’’ and
‘‘officer endorsement’’ are used to
reference those qualifications currently
reflected on a License or COR. The
Proposed change
terms ‘‘rating’’ and ‘‘rating
endorsement’’ are used to reference
those qualifications currently reflected
on an MMD. Finally, the term
‘‘endorsement’’ is used to reference the
actual annotation on the MMC reflecting
the mariner’s job qualification.
Although a reorganization of the
regulations is necessary to accomplish
this consolidation, the qualifications,
experience, examinations, classes, and
other requirements needed to serve as a
merchant mariner are not changed by
this proposed rule. To the extent
possible, the Coast Guard proposes to
change only the application procedures
and form in which the qualifications are
presented. To aid the reader, we have
presented the proposed substantive
changes to these regulations in table
form. It is presented in six pieces:
Changes that occurred throughout
subchapter B; the changes that occurred
in the current sections 10.100 through
10.223; changes that occurred in the
current sections 12.01 through 12.02–
29; the changes that would be made in
the new regulatory text inserted into
part 10; and finally those substantive
changes that exist in sections 11.301 to
end, sections 12.03–1 to end and part
15. For organizational purposes, the
current regulations in 46 CFR part 10
(which are specific to officers) would be
moved in their entirety to create a new
part 11. A new part 10 would then be
created, which would include only the
application procedures and information
pertinent to the MMC that applies to all
mariners. The substance of the
regulations proposed for the new Part 10
have been taken from the current
regulations in sections 10.100 through
10.223 and 12.01 through 12.02. With
the exception of the section on the
changes in the new part 10 below, all
citations in the left column reference the
current regulations in 46 CFR.
Reason for proposed change
THESE CHANGES WOULD OCCUR THROUGHOUT SUBCHAPTER B
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§§ 10.103, 12.01–6,
13.103, 15.301.
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All definitions in subchapter B would be combined into one
section located in § 10.107, with the exception of part 16,
and the definitions in § 15.1101. A new paragraph in
§ 10.107(a) would be added to state that if the definitions
for the subpart provided in part 10 differ from those defined in part 16, or § 15.1101, then the part 16 or
§ 15.1101 definition applies as appropriate.
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Change made for clarity. Combining all of the terms in one
introductory section for the entire subpart would allow
the mariner to go to one place to find definitions for all
terms and reduces the length of the regulations by omitting duplicative definitions.
The definitions for 46 CFR part 16 have been excluded
from the consolidation of definitions in this rulemaking
process except for minor word changes to reflect the
proposed changes in this NPRM. Part 16 is a standalone
rule that relies heavily on 49 CFR part 40. In addition,
the subject matter of part 16 deals with the narrow issue
of chemical testing. It was determined that combining the
definitions for this part with the other definitions of Subchapter B would lead to unnecessary confusion.
The definitions in § 15.1101 have been excluded from the
consolidation of definitions as they apply only to subpart
J of part 15 and are narrowly tailored.
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Location
Proposed change
Reason for proposed change
Titles 33 and 46 CFR
References to the terms ‘‘Merchant Mariner Credential’’,
‘‘MMC’’, ‘‘credential’’, ‘‘endorsement’’, ‘‘officer endorsement’’ or ‘‘rating endorsement’’ as appropriate, were inserted throughout Titles 33 and 46, when the text referred to a mariner’s ‘‘License’’, ‘‘Merchant Mariner Document’’, ‘‘MMD’’, ‘‘STCW Certificate’’, and or ‘‘Certificate
of Registry’’.
Parts 10–16 ..............
References to ‘‘Certificates of Identification’’, ‘‘Certificates
of Service’’, ‘‘Certificates of Efficiency’’, and ‘‘Continuous
Discharge Books’’ were removed.
Parts 10–16 ..............
Miscellaneous linguistic edits ................................................
Parts 10 and 12 .......
A reorganization of 46 CFR subchapter B is proposed as
follows: The regulations specific to officer endorsements
that are currently contained in 46 CFR part 10 would be
moved to create a new part 11 (there is no part 11 in the
current regulations). The elements of part 12 specific to
rating endorsements would stay in part 12. Those elements regarding application processes currently contained in parts 10 and 12 would be combined to create a
new part 10 that would contain the application process
for the MMC.
One of the main goals of this rulemaking is to combine the
License, MMD, COR, and STCW Endorsement to create
the MMC with endorsements thereon that indicate that
the mariner is qualified to perform specific job functions.
This new credential would be phased in over a five-year
period, as the mariner’s previous credentials expire. For
that reason, during that initial five-year period, mariners
could hold either an MMC or one of the current credentials. As a result, the regulations would be amended to
reflect the inclusion of this new credential and its terms
of art. After the close of the five-year integration period
when all mariners would hold MMCs, a technical amendment to the regulations is expected to be published that
would remove references to the credentials that the
Coast Guard will no longer be issuing (the License,
MMD, etc.).
These documents are no longer issued by the Coast
Guard. The Coast Guard discontinued this practice before the publication of this proposed rule. Continued reference to these certificates and books creates undue
confusion. This rule would update the regulations to conform with practice and reduce confusion.
Many non-substantive edits are proposed throughout subchapter B to improve clarity and support the government’s plain language initiative. Because of their large
volume, only substantive changes are specifically identified in this table.
The application requirements, appeals processes, etc. for
MMDs and Licenses (formerly § § 10.100 to 10.223 and
12.01–1 to 12.02–29) that are not distinct to either officers or ratings would be combined and located at the
beginning of the subchapter. Those elements of the current regulations, parts 10 and 12, that are specific to either officers or ratings would be kept separate, and retained in either part 11 (for officers) or part 12 (for ratings). In order to avoid confusion, the requirements for
officers would be moved to create a new part 11, and
the new general requirements for all MMCs would be inserted into the beginning of part 10.
THESE CHANGES WOULD OCCUR IN THE CURRENT PART 10 SECTIONS 10.100—10.223
(Unless otherwise stated, the current part 10 would move to create a new part 11.)
(a) Moved to § 10.217. The requirements of (b) and (c)
were replaced with language in § 10.209(c)(3) reflecting
the agreement between TSA and Coast Guard to share
this information.
§§ 10.109, 10.110,
10.111 and 10.112.
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§ 10.105 (now
§ 11.105).
Tables and text moved to § 10.219. .....................................
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Paragraph (a): moved for organizational purposes. Paragraphs (b) and (c): Since the Coast Guard would no
longer issue Licenses after this rule becomes effective,
the application procedures for Licenses and MMDs
would be combined into the procedures for the application for MMCs. Throughout this proposed regulation, to
the extent possible, application requirements, training,
and any other qualifications required to obtain the current credentials would not change. The fingerprint, proof
of ID and appearance requirements have been removed
due to agreements made by TSA and the Coast Guard.
This change is discussed in greater detail below in the
discussion of new section 10.209.
The fee charts for the issuance of Licenses, MMDs, CORs,
and STCW Certificates would be merged. The fee structures were retained and the only changes that were
made were linguistic and organizational changes to reflect the new credential and remove any duplicative
charges. The only substantive change to the fees
charged is that mariners will only be charged one $45
issuance fee as there is only one credential now instead
of four. No new costs have been added.
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Location
Proposed change
Reason for proposed change
§ 10.201 ....................
(b) Moved to § § 10.211 and 10.213. First part moved to
‘‘Criminal Record Review’’, second part moved to ‘‘National Driver Register’’.
(e) Moved to § 10.221.
(h) Moved to § 10.211, except:
In (h)(1), the first sentence would be deleted, and the
fourth and fifth sentences would be moved to 10.209.
(i) Moved to § 10.213.
(j) Moved to § § 10.211 and 10.213.
All other paragraphs retained in § 11.201, but relettered.
New § 11.201 also includes some sections from the
former § 10.202, which are discussed below.
New paragraph (e) added language that the required evidence of age may be established using the applicant’s
proof of citizenship.
Newly redesignated (f) added ‘‘, hearing, and general physical condition’’ to the listing of physical checks.
Newly redesignated (g) added ‘‘from the date the application is approved’’. NEW (h) taken from § 10.201(e).
§ 10.202 ....................
§ 11.202—renamed ...............................................................
(a) Moved to § 11.201(g) above.
(b) and (c) Moved to § 10.205.
(d) Moved to § 10.225.
(e) Combined in § 11.201(b) above to remove duplicative
language.
(f) Moved to § 10.215.
(g) Moved to § 10.237.
(h) Moved to § 11.201(i) above.
(i) Moved to § 10.209.
(m) Moved to § 10.211.
(j–l) These paragraphs were retained in § 11.202, but were
renumbered to account for the sections that were taken
from this section and moved to part 10.
Moved to § 10.237 ................................................................
Since the Coast Guard would no longer be issuing Licenses after these proposed changes take effect, the application procedures for Licenses and MMDs would be
combined to create the application procedures for the
MMC. The paragraphs in this section would be relettered
to fill the gaps of the sections removed. Unless otherwise stated below, even though the organization
changed, the application requirements would not be substantively changed.
Current (h)(1): The discussion of fingerprints was moved to
10.211. As discussed elsewhere in this table, a mariner
would no longer be required to appear at an REC to provide fingerprints. This data will be shared with the Coast
Guard by TSA.
New paragraph (e): Added for clarity. Proofs of citizenship
are used to establish age. This is already done in practice. The proof of citizenship will be submitted by the applicant to TSA in the TWIC enrollment process and electronically shared with the Coast Guard by TSA.
Newly redesignated (f): Listed the remaining medical and
physical evaluations that the Coast Guard recommends
be performed at the earliest opportunity to ascertain the
applicants ability to perform their duties. These early
evaluations are not a requirement, but are recommended
to save the applicant an investment of time and money
when an unknown medical or physical condition may
prevent the issuance of the credential sought. This
change combines the elements of the MMD and License.
Newly redesignated (g): Change proposed for clarity. Formerly said valid for 12 months, but did not say 12
months from when.
Section 11.202 would be renamed to discuss only those
elements of the former § 10.202 that were specific to
STCW Endorsements. All other paragraphs would be retained, but moved into other sections in part 10 for organizational purposes.
§ 10.204 ....................
(b) Deleted ............................................................................
(c) Deleted.
(d) Moved to § 10.215.
(f)(2) Moved to § 10.211.
(j) Moved to § 10.209.
(k) Moved to § 10.213.
(l–o) Moved to § 11.202 above. (Combined the STCW endorsement information into one place). All other info here
was renumbered. NEW (e)(1): Changed ‘‘within the past
12 months’’ to ‘‘not more than one year before the date
of application’’.
§ 10.207 ....................
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§ 10.205 ....................
The requirements for all credentials (ex: citizenship, chemical testing, criminal record review, National Driver Register (NDR) and medical/physical requirements) were
moved to 10.209. The remaining paragraphs were
moved to the raises of grade regulations at the new
§ 10.231.
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The rights of appeal for a License are the same as those
for an MMC. Reorganization change only.
Reorganized. Combined the application elements for Licenses that now apply to the MMC, and moved those
application elements that apply only to officers into new
part 11. Many of the elements of § 10.205 would be
moved, but unless stated otherwise below, the substantive elements of the section would be retained.
(b) Removed because it is duplicative, the substance is
contained in § 11.201(e) above.
(c) Removed because under this proposed rule, applicants
will no longer be required to submit proof of citizenship
to the Coast Guard. Applicants would provide their proof
of citizenship to TSA in the TWIC application process.
TSA would then share an electronic scan of the applicant’s proof of citizenship with the Coast Guard if the applicant is given a TWIC. Authenticity will be determined
by TSA.
New (e)(1): Change made for clarity.
The material in this section involved the application procedures to obtain raises in grade of endorsement. The substance of the section would be retained, but moved for
organizational purposes to be in the more general MMC
section of the regulations. The intent was to place as
many of the application requirements as possible within
the same part (part 10) to make the regulations more organized and clear.
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Reason for proposed change
§ 10.209 ....................
All paragraphs currently contained in section 10.209 were
moved to section 10.227 with the exception of paragraphs (a)(2), (e)(2), (e)(3), (e)(3)(F)(iii) and (e)(4).
(a)(2)—The requirement to appear in person to be
fingerprinted and provide evidence of identity would be
removed.
(e)(2) Renewal in advance. Currently, Licenses can only be
renewed within 12 months of expiration. This limitation
would be removed.
(e)(3) The requirement to appear in person to be
fingerprinted and provide evidence of identity would be
removed.
(e)(3)(F)(iii) Moved to § 10.205.
(e)(4) Concurrent renewal of licenses, certificates of registry, and merchant mariner documents would be deleted.
§ 10.210 ....................
Deleted ..................................................................................
§ 10.215 ....................
Moved to § 10.223 ................................................................
§ 10.219 ....................
First sentence of (a) moved to § 10.233, the remainder was
moved to § 10.229.
§ 10.221 ....................
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Moved to § 10.233 ................................................................
§ 10.223 ....................
Moved to § 10.235 ................................................................
General: The merging of the License with the other mariner
qualification documents requires a merger of the renewal
requirements. All elements of this section would be retained with the exception of those sections discussed
below:
(a)(2) Now that the identity portion of the application process would be conducted by TSA, the TWIC would be the
mariner’s primary identity document. The MMC is only
intended to be a qualification document, which will have
identity information on it to comply with the STCW convention. When a mariner is approved for a TWIC, TSA
will electronically send to the Coast Guard the individual’s photograph, fingerprints, and proof of citizenship/
alien status. The mariner must provide TSA with a fingerprint and appear at a TSA-enrollment station twice—
once to apply and present proofs of identity, citizenship
and fingerprints, and once to pick up the credential and
provide a one-to-one match of their fingerprint with the
chip on the TWIC. Requiring the mariner to submit the
same information to the Coast Guard would be needlessly duplicative, so the requirement would be removed.
The same line of reasoning applies to proof of legal residency for aliens as discussed below.
(e)(2) Removing the limitation on renewal periods would
ease the burden on merchant mariners by allowing them
the flexibility to come in and renew their credentials at
their leisure. All of a mariner’s endorsements (officer and
rating) will expire on the date that the MMC expires. This
is intended to aid the mariner by reducing the number of
expiration dates they must remember and will allow for
more flexibility to serve a population of individuals who
frequently find themselves off at sea for extended periods of time. If the mariner comes in and gets a raise in
grade with 2 years left on their MMC, they could now
renew the MMC at the same time they apply for the new
endorsement. The current 12 month limitation was imposed to prevent constant renewals which would overwhelm the RECs and lead to backlogs. Since this limitation was imposed, user fees have been created, which
should prevent unnecessary renewal requests.
(e)(3) See (a)(2) above.
(e)(3)(F)(iii) An MMC, like a License, would not be valid
until signed.
(e)(4) This paragraph would be deleted because there
would no longer be multiple credentials that could be renewed concurrently. The requirement to supply any supplementary materials to show that the mariner meets the
mandatory requirements for the specific endorsement
sought would be contained in the new § 10.227(g).
The provisions for the conversion of a towing License
would be removed because they will only apply until May
21, 2006. By the time this rule could become final, all
towing Licenses issued before May 21, 2001 should already have been renewed.
The merging of the License with the other mariner-qualification documents requires a merger of the renewal requirements. The substance of the section would be retained unless otherwise mentioned below.
The merging of the License with the other mariner-qualification documents requires a merger of the requirements for holders and the issuance of duplicates. The
substance of the section would be retained unless otherwise mentioned below.
The merging of the License with the other mariner-qualification documents requires a merger of the obligation
requirements. The substance of the section would be retained unless otherwise mentioned below.
The merging of the License with the other mariner-qualification documents requires a merger of the suspension
and revocation requirements. The substance of the section would be retained unless otherwise mentioned
below.
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Location
Proposed change
Reason for proposed change
THESE CHANGES WOULD OCCUR IN § § 12.01 THROUGH 12.02–29
§ 12.01–1 ..................
Paragraphs (a)(3) and (c) would be moved to § 10.101.
The remainder would be retained in 12.01–1.
§ 12.01–7 ..................
The list of RECs was moved to § 10.217 .............................
§ 12.02–3 ..................
(a) Deleted ............................................................................
(b) Moved to § 10.217.
§ 12.02–4 ..................
Moved to part 10 ...................................................................
(a) and (c) Moved to § 10.211.
(b) Moved to § 10.209.
(d) and (e) Moved to § 10.213.
§ 12.02–5 ..................
Deleted ..................................................................................
§ 12.02–7 ..................
(d) Formerly read ‘‘* * * of 500 gross ton’’, now reads
‘‘* * * of 500 gross tonnage (200 gross register tons)’’.
(a) Parts added to § 10.209, the rest was deleted ...............
(b) Deleted.
(c) Moved to § 10.209.
(d) and (f) Moved to § 10.209.
(e) Moved to § 10.225.
(g) Moved to § 10.211.
(h) Moved to § 10.213.
§ 12.02–9 ..................
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§ 12.02–10 ................
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Moved to § 10.221 ................................................................
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Paragraph (a)(3) involves the review of an applicant’s
background to determine whether they pose a security or
safety risk. Now, TSA will be reviewing the applicant’s
security background. The safety review would be addressed in the review of the applicant’s criminal record
and NDR record, contained in part 10. The Coast Guard
would no longer evaluate applicants for security risk.
Paragraph (c) references credentials that are no longer
issued by the Coast Guard.
The REC locations have not been changed in this rule, but
instead of listing them in both parts 10 (now 11) and 12,
they are now listed only in part 10.
(a) The Coast Guard no longer issues the documents in
this part.
(b) The Coast Guard currently does not conduct exams
abroad, but part 10 retains the agency’s right to do so.
(a) and (c) Would be moved to part 10, and incorporated
into the general application procedures. The requirements would not be changed, other than that the security
check portion of the process will already have been completed by TSA when the mariner goes through the TWIC
vetting. To remove duplicative processes, the Coast
Guard would no longer conduct a background check to
evaluate whether an applicant is a security risk. The
Coast Guard would, however, continue to evaluate the
applicants to determine that they would not pose a safety risk and that they are qualified for the MMC and endorsement sought. Furthermore, as discussed elsewhere
in this table, the fingerprints now required to be submitted by the mariner at an REC could be transmitted
electronically by TSA from the applicant’s TWIC application.
(b) This requirement would be retained, but moved for organizational purposes.
(d) and (e) The requirements in these paragraphs would be
retained but moved for organizational purposes.
Continuous discharge books, and certificates of service, efficiency, or identification are no longer issued by the
USCG. This section was outdated and unnecessary.
(d) Change would be made to correct typographical error.
(a) The general requirements of this paragraph would be
retained and moved to part 10. The only change is that
references to continuous discharge books and certificates of identification would be removed as these are no
longer issued by the USCG.
(b) These paragraphs would be deleted because photographs will now be sent to the USCG by TSA once an
applicant is cleared for a TWIC. For added security, the
photograph on the TWIC will match the photograph on
the MMC.
(c), (d), (f), (g), and (h) Requirements would be retained
but moved to part 10 for organizational purposes.
(e) Requirement would be retained but moved to part 10
for organizational purposes. Also, clarified that the 12
months begins from date of application approval.
Requirement retained, but moved to part 10 for organizational purposes. Also, a non-significant technical change
was made to remove references to obsolete credentials.
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Reason for proposed change
§ 12.02–11 ................
(a) and (c) Moved to § 10.201 ..............................................
(b) Deleted.
(c) Moved to § 10.205(g).
(d)(1) [now (a)(1)] Removed reference to the fact that an
MMD endorsed for ‘‘any unlicensed rating in the deck
department, except able seaman’’ would not have to
show his license to serve in any unlicensed capacity in
the deck department except able seaman.
(d)(3) Deleted.
(e)(1) Deleted.
(g) Deleted.
(d)(2), (e)(2), (f), (h), and (i) All retained in § 12.02–11, and
re-lettered to account for the paragraphs that were removed.
§ 12.02–12 ................
Deleted ..................................................................................
§ 12.02–13 ................
(c) Deleted entirely ................................................................
The remainder moved to § 10.209.
§ 12.02–14 ................
Moved to § 10.221 ................................................................
§ 12.02–15 ................
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Moved to § 10.225 ................................................................
(a) The regulation would continue to reference the Coast
Guard form number that the credential would be issued
on, but would reference a new form number to reflect the
new credential. The application form would have to be
revised to incorporate the changes reflected in this rule.
(b) This paragraph is no longer relevant as there should no
longer be valid certificates of service, certificates of efficiency, or certificates of identification. Also, all qualifications would appear on one document, so there would be
no need to cross reference anything.
(c) This paragraph refers to the fact that an MMD also
serves as a certificate of service. As the new regulation
would be removing the MMD, this provision is unnecessary. The remaining provisions would be moved to
§ 10.205(g) for organizational purposes.
(d)(1) Once all endorsements are combined on the same
document, there would be no second document to
show—this language would be irrelevant, so it would be
removed.
(d)(3) This paragraph would no longer be relevant since all
endorsements would be on one document. There would
no longer be a need for one document to reference another, or determine what will be on which credential.
(e)(1) The process of combining credentials would make
this requirement unnecessary.
(g) This paragraph is no longer applicable. Continuous discharge books are no longer issued, and no document
issued before November 1, 1945 would still be valid.
All merchant mariners would be required to hold a valid
TWIC pursuant to the joint rulemaking published by DHS
entitled ‘‘Transportation Worker Identification Credential
(TWIC) Implementation in the Maritime Sector; Hazardous Materials Endorsement for a Commercial Driver’s
License’’ and 46 U.S.C. 70105. TSA would conduct a full
identity check before issuing the TWIC, and the TWIC
would serve as the mariner’s primary identity credential.
In the TWIC rulemaking, proposed language was inserted into parts 10, 12, and 15 to require the possession of a valid TWIC. This rulemaking would retain that
requirement, and use the TWIC as the mariner’s proof of
identity. Before issuing an MMC, the RECs would run
the TWIC number against the Transportation Security
Administration’s Identification Management System
(IDMS) to make sure the TWIC is still valid. Appearance
at an REC would not be required.
(c) This paragraph would be deleted to conform to changes
made in the Interim Rule published January 13, 2006, at
71 FR 2154.
The remainder of the section would be retained, but moved
to part 10 for organizational purposes.
Requirements retained, but would be moved to part 10 for
organizational purposes.
Requirements retained, but would be moved to part 10 for
organizational purposes.
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Reason for proposed change
§ 12.02–17 ................
(b) Moved to § 10.205 ...........................................................
(c) Moved to § 10.209.
(d) Moved to § 10.207.
(e) Modified and moved to § 10.209.
(h) Deleted.
The remaining paragraphs have been retained in this section. Also, the title of the section was renamed to ‘‘Examination procedures and denial of rating endorsements.’’
§ 12.02–18 ................
Moved to § 10.219 ................................................................
§ 12.02–19 ................
Moved to § 10.235 ................................................................
§ 12.02–21 ................
Moved to § 10.235 ................................................................
§ 12.02–23 ................
Moved to § 10.229 ................................................................
§ 12.02–24 ................
Moved to § 10.233 ................................................................
§ 12.02–25 ................
Moved to § 10.237 ................................................................
§ 12.02–27 ................
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Moved to § 10.227 except: ....................................................
(a)(2) Deleted.
(c)(2) Deleted.
(d) Modified and moved to 10.215.
(e)(2) Deleted.
(e)(4) Deleted.
(e)(5) Deleted.
(b), (c), (d) and (h) The requirements were retained, but
moved to part 10 for organizational purposes.
(e) An individual who applies for an MMD under the current
regulations, must pass a medical examination, but conflicts exist between the terms used in the licensing regulations from those used in the MMD regulations with respect to who can perform those examinations. Section
12.15–5(a) said that Qualified Members of the Engine
Department (QMEDS) could have their eyes, hearing,
and physical condition checked by a medical officer of
the United States Public Health service or any other reputable physician. The same was said for able seaman
for their physical requirements in § 12.05–5(a). But all
mariners seeking MMDs had to have their medical fitness evaluated by a ‘‘qualified medical practitioner’’.
Similarly all applicants for licenses were required to have
a physical exam conducted by a ‘‘licensed physician or
licensed physician assistant’’ in § 10.205(d). Due to the
contradictory terms currently used, and the fact that it is
common practice for individuals to seek these services
from licensed medical doctors, licensed physician assistants, and licensed nurse practitioners, the proposed regulation reflects the titles of the specific professionals who
may provide this service.
The title of the section would change to reflect its new content.
(h) The MMC shows only a mariner’s qualifications and
would not be a proof of their identity or allow them access to secure areas of vessels or facilities. As the MMC
is not an identity document, as was the MMD, a mariner
may retain the MMC after its expiration. This is a continuation of the procedures that are currently in place
with respect to the License, which also is not an identity
credential. More strict control of identity credentials is
necessary than for qualification documents. This change
is reflected in §§ 10.225(d) and 10.231(b) in the proposed text.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes.
The requirements from this section would be retained, but
moved to part 10 for organizational purposes with the
following exceptions:
The reference number for the Coast Guard application
form will be changed once the application form is finalized and cleared through the Office of Management and
Budget (OMB).
Paragraph (a)(2) would be removed as personal appearance at an REC would no longer be necessary once
TSA shares the applicant’s information with the Coast
Guard.
Paragraph (c)(2) would be removed because there will no
longer be a time when a mariner will hold a credential
that does not reflect an endorsement on it.
In paragraph (d), the individuals who may conduct medical
and physical exams would be extended to include a licensed medical doctor (including a Doctor of Osteopathy), licensed physician assistant, or licensed nurse
practitioner.
Paragraph (e)(2) would be removed to allow mariners to
renew their credential at any time they choose. There
would no longer be a limitation that MMDs could not be
renewed more than 12 months in advance.
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Proposed change
29471
Reason for proposed change
Paragraph (e)(4) would be removed because after the promulgation of this regulation, there will only be one credential issued to mariners, so procedures for concurrent
renewal would be unnecessary.
Paragraph (e)(5) would be removed because, as otherwise
discussed in this table, applicants would no longer be required to appear in person at an REC to show proof of
identity and be fingerprinted.
THESE CHANGES WOULD OCCUR IN THE NEW PART 10
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§ 10.107 Subchapter B Definitions.
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Added definitions for the following terms: .............................
Apprentice mate (steersman) of towing vessels (existing
definition amended)
Credential
Day (Added ‘‘When computing service required for Mobile
Offshore Drilling Unit (MODU) endorsements a day is a
minimum of four hours, and no additional credit is received for periods served over eight hours.’’ to the existing definition.)
Endorsement (Existing definition modified)
Fails a chemical test for dangerous drugs (Existing definition modified to match part 16)
Great Lakes
Invalid credential
Merchant Mariner Credential (MMC)
MMC Application
Officer Endorsement
Officer in Charge of Marine Inspection (OCMI)
Rating Endorsement
Readily Available
Criminal Record Check
Staff officer
STCW Endorsement
Transportation Worker Identification Credential (TWIC)
The creation of the new paragraph (b) is discussed above
in the section discussing changes that occurred throughout subchapter B and the combination of definitions.
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Apprentice mate (steersman) of towing vessels: This definition was amended to include the words ‘‘and in the presence of’’ due to the definition of the term ‘‘directly supervised’’. The Coast Guard wants to make it clear that apprentice mates of towing vessels must be supervised in
the presence of a master or mate and arrangements
such as the use of two-way radios are not acceptable.
Credential: Because mariners would be allowed to receive
their MMCs over a period of up to six years (as their license, MMD, etc. expires plus the one-year administrative grace period), for those six-years some mariners
may hold an MMC and others may hold any number of
the current credentials. The term ‘‘credential’’ is used to
reference any and all of the potential documents held by
the mariner. At the close of this six-year period, a technical amendment is expected which will remove all remaining references to documents, licenses, and certificates as well as remove the term ‘‘credential’’ and insert
‘‘MMC’’.
Endorsement: Would be modified to reflect that endorsements would be notations of qualifications that appear on
a person’s MMC.
Day: Would combine the definitions of Day and Service
from § 10.103.
Fails a chemical test for dangerous drugs. There are differences between the definitions for 10, 12, and 16. The
definition used in part 16 had the most clear and inclusive wording, so it would be retained.
Great Lakes: This definition is contained in the current regulation text for part 10 (now 11), but not in part 12. Since
we previously maintained two different standards for
Great Lakes, a sentence would be added to the definition currently in part 10 to clarify a distinction for rating
endorsements.
Invalid credential: Definition added for clarity to encompass
all reasons a credential could be invalid.
Merchant Mariner Credential (MMC): A definition for the
new credential created by this rule would be added for
clarity.
MMC Application: A definition would be added for clarity,
so that it is understood that an application for an MMC
includes the application for any endorsements sought
and vice versa.
Officer Endorsement, Rating Endorsement, Staff officer,
STCW Endorsement: This rule proposes these new endorsements on the MMC. A definition is proposed for
clarity, and in § 10.109, the particular endorsements or
job functions encompassed by those terms are set out.
Officer in Charge, Marine Inspection, or OCMI was amended to add ‘‘or any person designated as such by the
Commandant’’ to allow for potential CG reorganization of
National Maritime Center.
Criminal Record Check: The Coast Guard currently performs a safety and security check before issuing documents. After DHS’ TWIC rule and this rule, TSA would
be conducting the security check portion of the review
and the Coast Guard would be reviewing a mariner’s
background, including the applicant’s criminal record, to
determine whether he or she is a safety risk and otherwise qualified to hold the MMC and any particular endorsements sought. A definition for this term would provide further clarity.
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Proposed change
Reason for proposed change
NEW ......................................................................................
§ 10.201 General
Characteristics of
the Merchant Mariner Credential.
Advises that qualifications will now appear as endorsements on an MMC and that the mariner’s TWIC will
serve as their primary identification document..
Advises that the Coast Guard will no longer issue MMDs,
Licenses, STCW Endorsements, or Certificates of Registry.
§ 10.203 Requirement to Hold a
TWIC and a Merchant Mariner Credential.
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§ 10.109 Classification of Endorsements.
Retains the obligation that all merchant mariners must hold
a TWIC (this requirement would be imposed in the proposed rule published by DHS simultaneously with this
rule entitled ‘‘Transportation Worker Identification Credential (TWIC) Implementation in the Maritime Sector;
Hazardous Materials Endorsement for a Commercial
Driver’s License’’).
Creates the five-year phase-in period for the MMC by requiring the MMC but allowing mariners to serve under
their License, MMD, COR and/or STCW Endorsement
for five years after the effective date of the final rule, or
until it expires.
Requires the MMC to be produced to verify qualifications
and the TWIC to be produced to verify identity when required by an authorized official.
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Transportation Worker Identification Credential (TWIC):
This is a new credential required by statute and implemented by a proposed regulation published simultaneously with this rule entitled ‘‘Transportation Worker
Identification Credential (TWIC) Implementation in the
Maritime Sector; Hazardous Materials Endorsement for a
Commercial Driver’s License’’. A definition is provided
here for clarity.
This section was created for clarity. Since the new MMC
system would involve endorsements for all of the classifications previously contained on separate documents,
this list provides an easy method of determining under
what classification a particular endorsement falls.
Because the requirement to hold a TWIC would require
mariners to potentially carry up to five credentials, in the
interest of reducing the burden on the mariner and the
Coast Guard, we propose in this NPRM to combine the
credentials. TSA will verify the applicant’s identity and
conduct all security vetting. The TWIC would therefore
serve as the mariner’s identification document. The remaining elements of the License, MMD, COR, and
STCW Endorsement would be combined on one document: the MMC. The MMC would look much like the current STCW Endorsement, and would contain endorsements setting forth those positions for which the mariner
is qualified.
After the rule becomes effective, MMDs, Licenses, STCW
Endorsements, and CORs will no longer be issued, and
instead, the Coast Guard will issue MMCs with endorsements. When a mariner applies to renew his or her
MMD, License, COR, or STCW Endorsement, they will
instead be issued an MMC, which will reflect their qualifications in the form of endorsements.
In DHS’ TWIC rule implementing the requirements of 46
U.S.C. 70105, any individual issued a License, Certificate of Registry, or MMD under part E of subtitle II of
title 46 U.S.C. must hold a TWIC. This proposed regulation would retain that requirement which would be created by the DHS TWIC rule. The requirement to hold a
TWIC is not new with this rule.
This section proposed the obligation for mariners to hold
an MMC, but allows for a grace period. Over a five-year
period, mariners will be required to get an MMC. Mariners will be issued the new MMC at the time that they
choose to renew their current credentials. This means
that during the first five-year period after this proposed
rule becomes effective, when a mariner’s License, MMD,
COR, or STCW Endorsement expires, when they renew
they would receive an MMC instead of another License,
MMD, COR or STCW Endorsement. Mariners are also,
of course, welcome (and encouraged) to come to the
REC and apply for their MMC at any time before their
previous credential expires. This allows mariners to
come in over a longer period of time and would not create an additional burden by requiring mariners to obtain
the new MMC during the validity of their current credential. Since all currently issued credentials are valid for
five-year periods, all mariners should have had to renew
their credentials by the close of the five-year grace period.
As the MMC would be the qualifications credential and the
TWIC would be the identity credential, these credentials
would have to be produced when requested by an authorized official to verify the mariner’s identity or qualifications. This could occur, for example, when the mariner seeks unescorted access to the secure areas of a
MTSA-regulated vessel or facility or when the vessel is
inspected by Coast Guard or other law enforcement personnel.
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Proposed change
Reason for proposed change
§ 10.205 Validity of
a Merchant Mariner Credential.
Added: ...................................................................................
(b) All endorsements are valid until the expiration date of
the MMC on which they appear.
(f) An STCW Endorsement is valid only when the related
officer or rating endorsement is valid.
(h) If a mariner holds more than one credential, and they
choose to renew and receive their first MMC, the Coast
Guard may also renew all other credentials for which the
mariner is qualified.
§ 10.207 Identification Number.
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Added: ‘‘However, a unique serial number, and not the social security number will appear on the credential’’.
(b) Since the proposed MMC would be a single credential
with multiple endorsements, creating an MMC that would
expire on one date, listing endorsements that could expire on multiple dates could be confusing to the mariner,
Coast Guard inspection personnel, employers, and/or
domestic or foreign port officials. This rule proposes that
any endorsement on the MMC is valid for the period of
the MMC on which it is written. This retains the five-year
validity period established by statute in 46 CFR part E.
Any underlying certificates or other qualifications would
still have to be obtained and kept valid, but their expiration dates would not be reflected on the MMC (i.e. Radar
Certificates).
(f) If an officer or rating endorsement is suspended or revoked, the related STCW endorsement is no longer
valid. The current statute authorizes only suspension and
revocation of the credential on which the endorsement
appears (currently the License or MMD), but does not
clearly authorize suspension and revocation of the
STCW Endorsement. This language is necessary to tie
the STCW endorsement to the related endorsement that
we have the authority to suspend or revoke (this tie exists in the current regulations).
(h) The Coast Guard has long encouraged merchant mariners to synchronize their credential expiration dates foreseeing a consolidation such as the one proposed by this
proposed rule. Of the total current merchant mariner
population, 13,843 (34%) mariners hold more than one
credential whose expiration dates do not match. The
Coast Guard proposes to issue credentials with one expiration date for all endorsements to avoid the confusion
of several different expiration dates appearing on the
face of the credential. 46 U.S.C. 7106, 7107 and 7302
provide that Licenses, CORs and MMDs are valid for five
years and may be renewed for additional five-year periods. Like the License, COR and MMD, the MMC, would
be valid for five years and would be renewed for additional five-year periods. The endorsements thereon, however, could potentially be valid for less than five-year periods unless the mariner voluntarily aligns their expiration
at the initial issuance of their MMC.
This would be added for clarity to make it as clear as possible that although an individual’s social security number
will be used as the individual’s MMC identification number, the Coast Guard is aware of the individual’s privacy
interest in that information and will not place the social
security number on the credential. The mariner’s social
security number has been used as an identification number throughout the history of the mariner-credentialing
process.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
Proposed change
Reason for proposed change
§ 10.209 Application
Procedures.
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(a) All general requirements for MMC applications are contained in this section. Any additional requirements above
and beyond those set out in this section for duplicates,
renewals, or raises in grade are contained elsewhere in
this part.
(b) Coast Guard is given the option to process incomplete
applications, although policy will remain that only complete applications will be processed.
(c) All of the application requirements were combined into
one place.
(2) The mariner must show proof of a valid TWIC to show
proof of identity.
(3) A complete application includes fingerprints, photograph, FBI number and criminal record (if applicable),
proofs of citizenship and proof of alien status (if applicable). This information will be shared with the Coast
Guard by TSA. The information will be submitted by the
applicant to TSA in the TWIC enrollment process.
(4) References were made to the specific requirements
that must be met for the particular endorsement sought.
(10) The current language from § § 10.205(e)(1) and
12.02–9(c) differed with respect to this pre-existing requirement. The chosen language reads: ‘‘* * * name,
tonnage, and horsepower of the vessels, dates of service, capacity in which the applicant served, and on what
waters.’’.
(d) A list of items that may be submitted by mail has been
retained even though a mariner could now potentially
conduct the entire application process by mail.
(a) For purposes of organization, all application requirements that apply in the pre-existing regulations to MMDs,
Licenses, CORs, STCW Endorsements, renewals, duplicates and raises in grade would all be included in section 10.209. The goal is to put as many of the requirements as possible in one place to make the process as
simple and clear as possible. Those additional requirements for duplicates, renewals, or raises in grade would
be contained in sections placed later in this part so that
all application requirements (to the extent possible)
would all be contained within the same part.
(b) Currently, the regulations state that the Coast Guard is
prohibited from processing incomplete applications, with
no exception. The proposed rule says that the Coast
Guard ‘‘may’’ refuse to process incomplete applications.
While it will remain Coast Guard policy to refuse to process incomplete applications, to allow for better customer
service the proposed regulations were edited to allow for
some leniency with extenuating circumstances.
(c) Whereas all of the application requirements for Licenses and MMDs are currently spread throughout parts
10 and 12, this regulation proposes to list them in a
manner that is as clear and succinct as possible. All requirements in this paragraph exist prior to the promulgation of this rule and have been merely moved from preexisting text unless stated below:
(2) The requirement that a mariner hold a valid TWIC is
proposed in the DHS rulemaking entitled ‘‘Transportation
Worker Identification Credential (TWIC) Implementation
in the Maritime Sector; Hazardous Materials Endorsement for a Commercial Driver’s License’’ which is published simultaneously with this proposed rule. This rule
proposes to accept a valid TWIC as proof of identification in lieu of the identification requirements currently existing in § § 12.02–12 and 10.105.
(3) Currently, all applicants must appear at an REC to be
fingerprinted and show proof of identity and citizenship to
an REC employee. This proposed regulation would remove the appearance requirement since the applicant’s
photograph, fingerprints and proof of citizenship/alien
status will be provided to the Coast Guard by the Transportation Security Administration (TSA). We propose removing the appearance requirement to relieve a burden
on the mariner, and prevent against unnecessary duplication in submission efforts. TSA would conduct a full
security-and-background screening of the applicant before issuing the TWIC and has agreed to share with
USCG the necessary information to conduct our background check for safety-related offenses and ensure that
the mariner satisfies the appropriate citizenship requirements for the particular endorsement sought. Since all
mariners would be required to appear at a TSA TWIC
enrollment center to provide proof of identity and citizenship, and be photographed and fingerprinted, there
should be no need for them to appear at a Coast Guard
REC to submit this information again. To aid TSA in flagging those individuals whose information would need to
be shared with the Coast Guard, it is envisioned that the
mariner would advise TSA of their intent to apply for an
MMC by checking a box that would appear on their
TWIC application form.
(4) Because each officer, rating, or STCW Endorsement
may require different training or qualifications than the
others, combining all of the individual requirements in
part 10 would be too complex and confusing. Applicants
must also satisfy the requirements for the particular endorsement that they seek.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
Proposed change
Reason for proposed change
§ 10.211 ....................
(b) TSA will share with the Coast Guard fingerprints submitted by the applicant in the TWIC process.
TABLE:
Taken directly from Table 10.201(h) and 12.02–4(c) except
that crimes against national security have been removed
entirely.
§ 10.213 National
Driver Register.
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29475
Removed information regarding how to request an NDR file
check for personal use.
(10) The phrase ‘‘amount and character of their experience’’ used in § 10.205(e)(1) would be clarified in the
new language to conform with the language used in
§ 12.02–9(c) to specify that the applicant should submit
their dates of service, capacity in which the applicant
served, and on what waters. This is meant as more of a
clarification, than a substantive change.
(d) Although a mariner could now potentially conduct the
entire application process through the mail, this list of
items was retained for clarity. The information listed here
regarding what documents may be submitted by mail
was taken from existing text regarding renewals. Its inclusion in the original application section as well as the
renewal section was done to add uniformity and clarity.
(b) This supports the change in § 10.209(d) for the same
reasons discussed above.
TABLE: The crimes against national security would be removed in their entirety because TSA will screen against
these crimes when determining eligibility for the TWIC. If
an applicant has any of these crimes listed on their
record they would be denied a TWIC and a valid TWIC
would be a requirement for an MMC. The Coast Guard
would not duplicate this review.
In the current regulations, § § 10.201(i)(3)(i) and (ii) and
12.02–4(d)(4) advise that an applicant can request an
NDR file check for personal use and how they can do
so. Although an applicant would still be permitted to request an NDR file check, because the NDR and the
Coast Guard are no longer part of the same department
(DOT) as we were when these regulations were originally drafted, and the NDR may change their procedures
at any time, regulations containing such definite terms
such as the working hours of the NDR are inappropriate
for Coast Guard regulations.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
Proposed change
Reason for proposed change
§ 10.215 Medical
and Physical Requirements.
The medical requirements for all endorsements were combined into one section, and a reference table was added
for clarity.
(a) Came from § § 12.02–27(d), 10.205(d)(1) and
10.202(a). Any required exam must have been performed by a licensed medical doctor (including a Doctor
of Osteopathy), or licensed physician assistant.
Physicals for Great Lakes Pilots must be conducted by a
licensed medical doctor in accordance with 46 CFR 402.
Added licensed nurse practitioners to the list of individuals who may perform exams.
(i) Came from § § 10.709(b), 10.7107(d)(3) and 10.402.210.
(ii) Came from 46 CFR 402.210.
(b)(1) Came from § 10.205(d)(2).
The statement regarding the loss of vision in one eye was
derived
from
§§ 10.205(d)(4),
10.209(d)(3)
and
10.207(e)(3). The 6 month limitation was derived from a
medical directive. The waiver for compensation of abilities is also required by STCW B–I/9.7.
(2) Came from § 10.205(d)(3).
(3) Came from § 10.202(f).
(c) Came from §§ 10–209(d), 12.05–5, 12–02–27(d) and
12.15–5 and new language was inserted setting particular hearing thresholds to meet.
(d) Came from § § 10.205(d)(1), 10.202(d), 10.207(e),
10.209Id)(1) and (2), 12.02–27(d), 12.05–5, and 12.15–
5. The food handler requirement came from § 12.25–20.
(e) Came from § § 15.1107(a), 12.05–5, and 12.02–17(e).
(f) Came from § § 10.202(a) and 12.02–27(d).
(g) Came from § § 10.205(d)(4), 10.207(e)(3), 12.05–5(3)
and 12.15–5(3).
Changes within Table and corresponding paragraphs (b)
through (g):
*The table was added, but contains no new substantive requirements than those that exist elsewhere in the section.
*The table differentiates between vision test, hearing test,
general medical exam and physical exam.
*Staff officers are required to obtain a physical exam.
§ 10.217 MMC Application and Examination Locations.
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(b) Created the ability for the Coast Guard to designate
other facilities, in addition to RECs, to provide MMC
services to applicants.
(a) Those who may perform exams differ for officers and
ratings in the Coast Guard’s current regulations. Section
12.15–5(a) now says that QMEDs can have their eyes,
hearing, and physical condition checked by a medical officer of the United States Public Health service or any
other reputable physician. The same is said for able seaman for their physical requirements in § 12.05–5(a). But
all mariners seeking MMDs have to have their medical
fitness evaluated by a ‘‘qualified medical practitioner’’.
Similarly all applicants for Licenses are required to have
a physical exam conducted by a ‘‘licensed physician or
licensed physician assistant’’ in § 10.205(d). Due to the
contradictory terms used, and that it is common practice
for individuals to seek these services from licensed medical doctors (including Doctors of Osteopathy), licensed
physician assistants, and licensed nurse practitioners,
this language was chosen.
We propose to add licensed nurse practitioners to the list
of individuals allowed to conduct exams because RECs
have been accepting exams conducted by these individuals as a matter of policy.
The criterion for assessing medical and physical competence are published by the Coast Guard in a Navigation and Vessel Inspection Circular available on the
Coast Guard Homeport Internet website.
(c) Hearing exams are already required in the current regulations, but no particular standards are provided. Since
specific standards are provided for visual acuity and
color sense, and specific standards for hearing are contained in a Coast Guard policy document, it was determined that these particular hearing requirements should
be codified so that clear standards would be set.
TABLE:
*The elements contained in the table all exist within the
regulatory text. The table would be added to provide the
public with a simple, quick reference to determine those
elements that apply to each particular endorsement
sought.
*Although both medical exams (currently referred to as
medical fitness) and demonstrations of physical ability
are both technically required under the current regulations, this is not clearly expressed. The demonstration of
physical ability requirement is contained in the STCW
Code which is incorporated by reference instead of restated in the regulations. In the interest of clarity the
Coast Guard proposes to add a chart and the specific
language of the STCW requirement for physical ability.
*The proposed requirement for staff officers to receive a
physical exam is based upon the incorporation by reference of STCW for § 10.205. The § 10.205(d) exception
for staff officers in the current regulations refers to the
general medical, vision, and hearing exams. The current
§ 12.02–17 makes this requirement applicable for staff
officers (staff officers must hold an MMD).
In the interest of providing better customer service, the
Coast Guard has been investigating the feasibility of offering additional locations for credentialing services.
Some of the options considered have been establishing
collection/issuance services at other Coast Guard facilities, or purchasing mobile live scan and any other technology necessary to allow for Coast Guard representatives to visit more remote locations or otherwise travel.
This concept is expected to grow with the reduced reliance on RECs through the removal of the appearance
requirement proposed by this rule. This concept is, however, still in development and only the legal authority is
created here in this regulation. At this time, only the
RECs will offer credentialing services.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
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§ 10.219
Proposed change
Fees. .......
Reason for proposed change
Minor edits made to table .....................................................
(e)(2) One examination fee will be charged for each exam
or series of exams for an original, raise in grade, or renewal of an endorsement on an MMC taken within one
year from the date of the application approval. An examination fee will also be charged to process an open book
exercise used to renew an MMC.
(e)(3) Only one issuance fee will be charged for each MMC
application.
(g) A $5,000 civil penalty will be imposed against anyone
who fails to pay a fee or charge established under this
subpart.
Minor edits are proposed for the tables in §§ 12.08–18 and
10.109. The fee structure was essentially retained, with
the only changes being the renaming of the various endorsements that may be obtained vice references to
MMD, License, COR, or STCW Endorsement. The overall user fees would remain the same except for the reduction in issuance fees that would occur since under
the current regulations, a $45 issuance fee is charged
for each of the three credentials issued (no fee is
charged for the STCW Endorsement), and the proposed
regulations will only charge the $45 issuance fee once
as there is only one credential that would be issued.
(e)(2) These two sentences were added for clarification.
Currently there is an inconsistency in how the RECs
charge examination fees. This clarification is intended to
create uniformity, and uses the interpretation that has always been applied by the National Maritime Center. One
fee covers a series of exams.
(e)(3) Now that there would only be one credential issued
instead of 4 ((1) the MMD; (2) the License; (3) the COR;
and (4) the STCW Certificate), there would no longer
need to be an issuance fee for multiple credentials. The
issuance fee would only be charged each time that a
new MMC is issued. That means that it would be
charged upon the issuance of the original MMC, whenever a new MMC must be issued with new endorsements, and any other time that a new MMC must be
printed unless an exemption appears elsewhere in the
regulations.
(g) This $5,000 civil penalty already exists for officers
under the current § 10.111, however, there is no corresponding penalty for ratings in the fee structure under
part 12. Since the statute setting forth the penalty in 46
U.S.C. 2110(e) does not limit the penalty to officers, and
now that ratings and officers would be all covered on the
same credential, for uniformity of application, and to underscore the importance of paying the fee for the credential the civil penalty would now apply to all mariners.
The Coast Guard will no longer be in the business of collecting proofs of nationality and alien status. All of this information will be collected by TSA and shared electronically with the Coast Guard. By statute (46 U.S.C. 7102)
only U.S. citizens may qualify for officer endorsements
(Licenses or Certificates of Registry). The requirement
that aliens must have legal resident status is also not a
new change to the regulations. The citizenship exemption for OUPVs, as well, is a carry over from the current
regulations.
Substance transferred from the current § 10.215. References to limitations on a license were expanded to
‘‘endorsements’’ to include officer endorsements as well
as STCW Endorsements.
With the exception of OUPVs, only U.S. citizens may receive officer endorsements, and only legal resident
aliens may receive MMCs.
§ 10.223 Modification or Removal of
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§ 10.221 Applications submitted by
aliens.
Taken from § 10.215, expanded from limitations on licenses to all endorsements.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
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Proposed change
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§ 10.225 Issuance
of Merchant Mariner Credentials.
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Reason for proposed change
(b) The oath requirements for officers and ratings would be
combined and they could be taken before a notary public, rather than in front of an REC employee.
(d) An exception for lost or stolen credentials was added to
the requirement to return the previously issued credential
when a new one is issued.
(b) The elements of the oath requirements currently set out
in parts 10 and 12 would be combined to create a single
oath to be taken by all mariners. This combined oath
meets the requirements of 46 U.S.C. 7105 and 46
U.S.C. 7305. The oath may now be taken before a notary public, not by an REC employee. The applicant
would be able to be sworn in by any notary public and
have his or her written, verified oath mailed to the REC.
This change would meet the requirements stated in the
U.S.C., as well as create conformity in the RECs. Prior
to this rulemaking, some RECs required applicants to
take the oath at RECs and others allowed the oath to be
taken before a notary public. In addition, removal of the
appearance requirement for the oath removes the need
for an applicant to make another appearance at the
RECs to receive their MMC after their application is approved.
As long as the mariner’s identity and citizenship can be established from either information submitted by TSA or information submitted by the applicant by a visit to the
REC at the time of application, an additional visit to an
REC at the time of MMC issuance is unnecessary. The
MMC is a qualification document; it would not serve as
an identification credential. TSA will fully vet TWIC applicants to verify identity and national security risk. An
MMC would not be valid without a valid TWIC. The mariner’s fingerprints, photograph, and citizenship/alien documents would be provided to the Coast Guard by TSA.
Under the current regulations, as long as an individual
has already taken the oath, they are not required to return to an REC to receive their credential. Credentials for
renewals, raises in grade, and duplicates are currently
issued to the mariner through the mail.
(d) Change made for clarity and to remove impossible requirement.
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Proposed change
Reason for proposed change
§ 10.227 Requirements for Renewal.
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(a) Applicants for renewal must meet the requirements of
this section in addition to the requirements in § 10.209.
(c) Approved applications are valid for 12 months from the
date of approval.
(h) The reference to § 10.202 and (l)(m)(n)and (o) of
§ 10.205 was removed and replaced with a reference to
§ 11.202.
(i) Mariners seeking to renew their credentials for continuity
purposes only will now receive a Certificate of Continuity
in lieu of a notation for inactive renewal.
(a) Because § 10.209 includes application requirements for
renewal, duplicate, and raises in grade as well as originals, those requirements contained in 10.209 need not
be restated here.
(c) Added for clarity. The current regulations state that approved applications are valid for 12 months, but does not
state when that 12 month period begins.
(h) The reference to § 11.202 was made to update the citation to reflect the change to part 11 and the consolidation of the STCW portions of the pre-existing § § 10.202
and 10.205 into § 11.202. Only the reference would be
changed, the actual requirement would remain the same.
(i) It is recognized that some mariners maintain their credentials and/or qualifications for continuity purposes only.
This was permitted under the previous regulatory
scheme for both Licenses and MMDs under 46 CFR
10.209(g) and 12.02–27(g) respectively. The new requirement in 46 U.S.C. 70105 states that all mariners
issued a License, Certificate of Registry, or Merchant
Mariner’s Document under 46 U.S.C. Subitle II part E
must be issued a valid TWIC if they pass the mandatory
security screening.
This regulation proposes to retain the existing option for
mariners to renew for continuity purposes only. As proposed in this regulation, mariners who renew their credentials for continuity only would obtain a certificate of
continuity. A certificate of continuity would serve as a receipt acknowledging that the mariner has performed
some of the application requirements, and would not
allow the holder to serve in a credentialed capacity. This
certificate is not a License, Certificate of Registry, or
Merchant Mariner’ Document for purposes of part E of
subtitle II of 46 USC, and would not grant its holder the
right to serve as a mariner holding one of those credentials. As such, mariners who maintain their qualifications
solely for purposes of continuity, will not be subject to 46
U.S.C. 70105, and not be required to obtain a TWIC.
Mariners holding a certificate of continuity who wish to
renew their credentials must obtain a valid TWIC in addition to satisfying the basic renewal requirements applicable to all mariners.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
Proposed change
Reason for proposed change
§ 10.229 Issuance
of Duplicate Merchant Mariner Credentials.
(a) Proposes to add a requirement that the Coast Guard
confirm that the mariner holds a valid TWIC before
issuing a duplicate credential.
(b):
Instead of setting forth specific language that must appear
on a duplicate MMC, the regulation sets out information
about the replaced credential that must appear on the
duplicate.
After the effective date of this rule, all duplicate credentials
issued will be in the form of MMCs.
It establishes how the RECs are to determine expiration
date if the mariner seeks duplicates of more than one
credential within the 5 year transition period.
(f) Criminal record reviews are required for all applicants
seeking duplicate credentials.
§ 10.231 Requirements for raises of
grade for officer
endorsements.
(c)(2) Included ‘‘or other Coast Guard-designated facility’’
to the requirement that the application be submitted to
the REC.
This section contains only those application requirements
that are required in addition to those in § 10.209 for
raises of grade.
§ 10.233 Obligations of the Holder
of a Merchant Mariner Credential.
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(b) Lost credentials may be reported to any Coast Guard
office, not necessarily to an Officer in Charge, Marine Inspection (OCMI).
(c) Invalid credentials must be returned to the Coast Guard
upon request.
(a) Since the proposed DHS TWIC rule and 46 U.S.C.
§ 70105 require that all credentialed mariners must hold
a valid TWIC, the Coast Guard proposes to make the
validity of the MMC dependent upon whether the holder
also holds a valid TWIC. With this new language, no
MMC would be valid without a valid TWIC. Therefore,
the Coast Guard would confirm that the applicant holds a
valid TWIC before issuing an MMC.
(b):
The current regulations state that the duplicate will state
‘‘This Merchant Mariner Document (or License, etc.) replaces Merchant Mariner Document Number—issued
at—on the above date.’’ Since the Coast Guard would
no longer be issuing MMDs or Licenses, specific language that would appear on the credential is unnecessary so long as the credential references the serial number, type, place of issue, and date of issue of the replaced credential(s).
On the effective date of this rule, mariners will be holding
valid MMDs, Licenses, CORs, and STCW Endorsements
for up to five years. The Coast Guard will phase in the
new MMC over that five-year period. The Coast Guard
will no longer be issuing those other credentials after the
effective date of this rule, the duplicate credential issued
will be in the form of an MMC.
In the five years following the effective date of this rule,
mariners will continue to hold their multiple credentials
until their date of expiration. These credentials may not
have matching expiration periods. If, before a mariner receives his or her first MMC, he or she requests a duplicate of more than one MMD, License, COR or STCW
Certificate, unless the mariner renews all credentials, the
duplicate MMC will reflect the earliest expiration date of
the credentials combined on the MMC. This will prevent
mariners from obtaining an extension of their expiration
dates through the application for duplicates.
(f) In the current regulations, criminal record reviews are
required for duplicate Licenses, but not MMDs. A resolution of this difference in requirements is necessary to
consolidate the credentials. We propose to conduct
criminal record reviews prior to the issuance of any duplicate credential, to protect the integrity of the mariner
credentialing process. It has been deemed important for
the Coast Guard to be able to re-review the criminal
record of individuals who seek duplicate credentials to
identify those who may be seeking additional credentials
for an improper use.
This is to allow for the Coast Guard to enroll mariners at
locations other than RECs should this alternate option be
exercised by the Coast Guard in the future.
The requirements that would be removed from this section
are still required for all applicants, including raises in
grade. The way that this part has been written, however,
sets forth the application requirements for all applicants
(original, renewal, duplicate, and raise in grade) in
§ 10.209 and this section contains only those ADDITIONAL requirements for raises in grade. Applicants for
raises in grade must also satisfy the requirements of
§ 10.209. To repeat these requirements here would have
been duplicative.
(b) This change is proposed for the convenience of the
mariner to allow them to report the loss at a larger number of locations.
(c) To support suspension-and-revocation actions, when a
credential is invalid the mariner must return it to the
Coast Guard upon request.
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Location
Proposed change
Reason for proposed change
§ 10.235 Suspension or Revocation
of Merchant Mariner Credentials.
(b) The requirements in this paragraph are essentially the
same as the current regulatory text except that the following was added: ‘‘When an officer endorsement is revoked, the Coast Guard will issue an MMC containing
any rating endorsement for which the holder is qualified.’’
(g) Added: ‘‘If the Coast Guard is advised by the Transportation Security Administration that a mariner’s TWIC has
been revoked, the mariner’s credential will immediately
become invalid. If a credential is invalidated in this manner, the Coast Guard will notify the applicant in writing of
the invalidation, the reason for the invalidation, and their
right of appeal.’’
(b) This sentence was proposed to account for the fact that
a mariner could hold one document that contains both
officer and rating endorsements, and a mariner could
have their officer endorsement revoked for reasons that
would not result in the revocation of a rating endorsement. To protect against an inadvertent revocation of all
endorsements for acts that would otherwise only result in
the revocation of an officer endorsement, a provision
was proposed that the Coast Guard will issue an MMC
containing those rating endorsements for which the holder remains qualified.
(g) An MMC would be invalid unless the mariner also holds
a valid TWIC. In its proposed TWIC rule, TSA establishes a TWIC appeals process. All appeals regarding
the revocation of a TWIC would be handled by TSA
under that appeals process. After the completion of their
appeals process, TSA would notify the Coast Guard that
a mariner’s TWIC has been revoked. No action would be
taken against a mariner’s MMC by the Coast Guard until
the TSA appeals process has been completed. Mariners
would already have been through an appeals process for
the reason the TWIC was revoked, so those issues
would not be considered by the Coast Guard. The
issuance of the TWIC is purely a TSA function. If there is
some other basis on which the mariner seeks appeal of
the resultant revocation of their MMC, they could exercise their right of appeal pursuant to subpart 1.03 of title
46.
THE FOLLOWING WOULD OCCUR IN § 12.03–1 TO END, § 10.301 TO END, OR PART 15
§§ 10.464(g),
10.465(f), 10.476,
10.603(b),
10.805(b), 12.02–
3(a), 12.02–5(a)
and (b), 12.02–11,
12.05–7(c) and (d),
15.610(b) and (c).
§ 12.05–3 ..................
(Section references do not reflect the movement of part 10
to part 11.) Deleted.
These sections would be removed in their entirety because
they have been overcome by time or previous changes
in regulation and either no longer need to be retained or
contain references to documents no longer issued by the
Coast Guard.
(a) (2) Added a reference to both physical and medical examinations.
Change made to conform to the changes proposed in the
new § 10.215.
IV. Regulatory Evaluation
sroberts on PROD1PC70 with PROPOSALS
A. Executive Order 12866 (Regulatory
Planning and Review)
Executive Order 12866, ‘‘Regulatory
Planning and Review’’, 58 FR 51735,
October 4, 1993, requires a
determination whether a regulatory
action is ‘‘significant’’ and therefore
subject to review by the Office of
Management and Budget (OMB) and
subject to the requirements of the
Executive Order. This proposed rule is
not significant under Executive Order
12866 and has not been reviewed by
OMB.
This proposed rule makes substantive
changes to the requirements in 46 CFR
parts 10, 12, 13, 14, and 15 for the form
on which the mariner’s qualifications
appear and the credential that would
serve as the mariner’s primary
identification credential, and makes
many non-substantive nomenclature
changes throughout Titles 33 and 46 of
the Code of Federal Regulations. Title
46 lays out the standards for merchant
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mariners, including eligibility and
training requirements to obtain
credentials needed to serve in one of the
many roles in the merchant marine; this
rulemaking would not change these
qualification requirements. This
rulemaking would combine the
elements of the Merchant Mariner’s
License (License), Merchant Mariner’s
Document (MMD), Standards of
Training, Certification and
Watchkeeping (STCW) Endorsement,
and Certificate of Registry (COR) into
one document, called the Merchant
Mariner Credential (MMC). The MMC
would serve as the mariner’s
qualification document. Simultaneous
with this Notice of Proposed
Rulemaking, a joint Notice of Proposed
Rulemaking was published by the Coast
Guard and the Transportation Security
Administration entitled ‘‘Transportation
Worker Identification Credential (TWIC)
Implementation in the Maritime Sector;
Hazardous Materials Endorsement for a
Commercial Driver’s License’’ (the
‘‘TWIC rule’’). The TWIC rule
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implements requirements required by
the Maritime Transportation Security
Act of 2002 (MTSA) and would require
all merchant mariners holding an active
License, MMD, COR or STCW
Endorsement to hold a TWIC. The TWIC
is a biometric identification card.
With this consolidation, the TWIC
would replace the MMD as the
mariner’s identity document, and the
MMD, License, COR, and STCW
Endorsement would consolidate into the
MMC, which would serve as the
mariner’s qualification document. All
current qualification and suitability
requirements associated with Licenses,
MMDs, STCW Endorsements, and CORs
would remain the same with only minor
exceptions.
All four credentials (MMD, License,
COR, and STCW Endorsement) are
currently issued at one of 17 Regional
Examination Centers (RECs). For first
time applicants, the process of obtaining
an MMD, License, COR, or STCW
Endorsement requires at least two visits
to an REC. During the first visit, an
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applicant must be fingerprinted by and
establish his or her identity and legal
presence in the U.S. to an REC
employee.
At the successful completion of a
safety-and-security review, verification
of an applicant’s identity, and
verification that the applicant has
satisfied all other requirements for the
particular credential sought, an REC
will issue the credential to the
applicant. All first time applicants must
then return to the REC a second time to
receive their credential and take an oath
to faithfully perform all duties required
of them by law.
Individuals renewing credentials do
not need to restate the oath and may
receive their renewed credentials by
mail. However, applicants seeking to
renew their credentials must travel to an
REC once to be fingerprinted by, and
show proof of identification to an REC
employee.
The proposed requirements to receive
a TWIC are similar to the requirements
to receive an MMD. In order for an
applicant to receive a TWIC, the
applicant would be required to travel to
a designated TWIC enrollment center to
submit fingerprints, proofs of identity,
citizenship and alien status (if
applicable). A background check would
then be conducted to determine that the
applicant is not a security risk. Once the
applicant has been approved they must
return to the TWIC-enrollment center to
pick up the TWIC and prove their
identity by a one to one match of their
fingerprint against the electronic
fingerprint stored on the card. If, during
this process the applicant notifies the
TWIC center of their intent to apply for
an MMC. Then TSA will submit to the
Coast Guard the applicant’s fingerprints,
photograph, proof of citizenship, proof
of alien status (if applicable), and FBI
number and criminal record (if
applicable). This information will also
be made available to the Coast Guard
should the applicant decide to become
a merchant mariner after the TWIC
process has been completed.
Since the applicant’s information and
identity will have been verified by TSA,
this proposed rulemaking would no
longer require the merchant mariner to
travel to an REC to submit identity
information. In addition to allowing the
merchant mariner to mail in their
application, they may also mail in their
notarized oath, which would be a
nominal cost to the applicant. This
would remove the requirement for a
second trip to the REC center to pick up
their card and take the oath. This
rulemaking proposes to create the
possibility for a mariner to receive his
or her MMC entirely through the mail.
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Written examinations would still occur
at RECs, and the RECs would remain
accessible to mariners should they
choose to seek their services in person.
The following sections discuss the
baseline population of applicants that
will be affected by this rulemaking and
provides an assessment of the impacts
to merchant mariners by this proposed
rulemaking.
Baseline Population
The Coast Guard data for the number
of affected merchant mariners came
from the National Maritime Center
(NMC), which provides credentialing,
training, and certification services to all
merchant mariners. There are
approximately 205,000 credentialed
merchant mariners. In addition to the
current population of merchant
mariners there are a number of new
applicants every year.
Assessment
Under the current rule, applicants pay
a $45 issuance fee for each credential
that they apply for. Under the proposed
rulemaking the applicants would only
apply for an MMC and as a result would
only be required to pay one $45
issuance fee regardless of the number of
endorsements that they carry. This
change represents not a reduction in any
fee that a mariner must pay, but a
reduction in the number of fees that the
mariner must pay. Any mariner that
would, under the current rules, solicit
multiple mariner qualifying documents,
would benefit from this change in the
fee structure.
If the merchant mariner has not
synchronized the expiration dates of his
or her current credentials then they may
currently be traveling to an REC
multiple times. The issuance of the
MMC would require mariners to track
and update only one document and
would potentially eliminate the need to
travel to an REC. This would provide
greater flexibility to the mariner.
Currently, approximately 13,843
mariners have more than one credential
and have not aligned their expiration
dates. These mariners would not only
receive a benefit from reduced
application fees but also from fewer, if
any, trips to an REC.
In order to reduce the burden of
traveling and having to apply for a new
MMC before the mariner’s current
credentials expire, this proposed
rulemaking would allow mariners to
apply for an MMC at the time that their
current credentials expire, which would
essentially phase in the MMC over a
five-year period. Since all currently
issued credentials are valid for five-year
periods, all mariners would have to
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renew their credentials by the close of
the five-year grace period. When a
mariner applies to renew his or her
MMD, License, COR, or STCW
Endorsement, they would instead be
issued an MMC, which would reflect all
of their qualifications in the form of
endorsements on the MMC. This would
allow mariners to apply over a longer
period of time and would not create an
additional burden by requiring mariners
to make an extra trip to the RECs.
Mariners whose credentials do not
expire simultaneously may choose to
wait to renew the credentials that have
yet to expire, but if the applicant later
chooses to renew that credential, the
expiration date of the MMC on which
the endorsement would be added would
not change unless the mariner also
renews all other endorsements on the
MMC.
Currently, mariners may only renew
their credentials within 12 months of
their expiration date. This proposed
rulemaking would allow mariners to
apply for renewal anytime before their
current credentials expire, and up to
one year after the expiration date. As a
result, this rulemaking would provide
greater flexibility to mariners by
allowing them to apply for an MMC at
the time they choose.
In the Licensing rule, published on
January 13, 2006 (71 FR 2154), it was
estimated that approximately 60 percent
of current mariners live within one-day
roundtrip travel to an REC, 30 percent
live within overnight roundtrip travel
(one night and two days) to an REC, and
10 percent live at a distance greater than
overnight roundtrip travel (greater than
one night and two days) to an REC. This
was derived from national percentages
for all mariners who have addresses on
file with the NMC. In the TWIC rule,
TSA and the Coast Guard foresee that
there would be more TWIC centers than
Coast Guard RECs. By allowing mariners
to visit TWIC enrollment centers instead
of RECs, this proposed rule would
provide a potential benefit to mariners
by reducing their current travel costs
and time currently required to receive a
credential.
In the Licensing rule, the cost for
mariners to travel to and from one of 17
RECs was estimated. The travel cost to
mariners for a one-day roundtrip travel
to and from an REC is $387. The
estimated cost to mariners for overnight
roundtrip travel is $911. Applicants
who live distances greater than 200
miles and must travel for more than one
night would incur the maximum cost of
$1,185.
The proposed TWIC rule will have the
effect of transferring the cost of travel
from an REC to the cost of travel to a
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TWIC enrollment center, but that cost is
associated with the TWIC rule, not with
this rule. The overall cost for mariners
associated with this rulemaking would
decrease or remain the same and would
serve to provide more flexibility to
mariners since there would be more
TWIC enrollment centers than RECs, so
the distance required and the amount of
time spent traveling would be reduced.
Based on the percentages above, 60
percent of the mariners that live within
one-day roundtrip travel would
potentially receive the economic
benefits of having a TWIC enrollment
center located closer to them than one
of the current RECs. The remaining 30
percent of mariners that live within an
overnight round-trip travel and the 10
percent of mariners that live a distance
greater than an overnight roundtrip
travel have an increased likelihood of
having a TWIC enrollment center
located closer to them than one of the
current RECs and would potentially
receive an even greater benefit in travel
cost savings from this proposed rule.
sroberts on PROD1PC70 with PROPOSALS
B. Regulatory Flexibility Act
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
We do not expect this proposed rule
to have a significant impact on a large
number of small entities. This
rulemaking consolidates the number of
credentials merchant mariners must
carry and streamlines the application
process in a way that would help
prevent abuse, reduce cost and assist the
Coast Guard in its effort to help secure
U.S. marine infrastructure, commercial
activities, and the free flow of trade.
The Coast Guard certifies under 5
U.S.C. 605(b) that this proposed rule
will not have a significant economic
impact on a substantial number of U.S.
small entities. If you think that your
business, organization, or governmental
jurisdiction qualifies as a small entity
and that this rulemaking will have a
significant economic impact on it,
please submit a comment to the Docket
Management Facility at the address
under ADDRESSES. In your comment,
explain why you think your business
qualifies and how and to what degree
this rulemaking would economically
affect it.
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C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we offer to assist small entities in
understanding the proposed rule so that
they could better evaluate its effects on
them and participate in the rulemaking.
If this proposed rule would affect your
small business, organization, or
governmental jurisdiction and you have
questions concerning its provisions or
options for compliance, please contact
the individuals listed in above in the
section titled FOR FURTHER INFORMATION
CONTACT.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
D. Collection of Information
This proposed rule would call for a
collection of information under the
Paperwork Reduction Act of 1995, Title
44, United States Code (44 U.S.C.)
sections 3501–3520. This rulemaking
would require modifying the burden in
the collection currently approved by the
Office of Management and Budget
(OMB) under OMB Control Number
1625–0040.
This proposed rulemaking changes
certain requirements in Title 46, Code of
Federal Regulations (46 CFR) parts 10,
12, 13, 14, and 15 for the form on which
the mariner’s qualifications appear and
the credential that would serve as the
mariner’s primary identification
credential.
This proposed rulemaking would
consolidate the following four
credentials: The Merchant Mariner’s
Document (MMD), the Merchant
Mariner’s License (License), the
Certificate of Registry (COR), and the
Standards of Training, Certification and
Watchkeeping (STCW) Endorsement,
into a single document termed the
Merchant Mariner Credential (MMC).
This MMC would contain endorsements
on it setting forth those positions for
which the mariner is qualified as well
as biographic information about the
mariner.
This rulemaking would also allow the
merchant mariner to mail in their
application as well as their notarized
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29483
oath, and receive their MMC in the mail.
Mariners would no longer be required to
travel to an REC to apply for and receive
any credentials. See the Assessment
discussion in the ‘‘Regulatory
Evaluation’’ section for more
information about the potential impacts
to merchant mariners from this
rulemaking.
This rulemaking would require an
MMC application form, similar to the
application forms for Licenses and
STCWs. The Coast Guard is in the
process of developing this form and will
revise the collection prior to issuance.
As defined in 5 CFR 1320.3(c),
‘‘collection of information’’ comprises
reporting, recordkeeping, monitoring,
posting, labeling, and similar actions.
The title and description of the
collection of information, a description
of those who must collect the
information, and an estimate of the
proposed changes to annual burden
follow.
Title: Continuous Discharge Book,
Merchant Mariner Application, Physical
Examination Report, Sea Service Report,
Chemical Testing, and Entry Level
Physical Report.
OMB Control Number: 1625–0040.
Agency Form Numbers: CG–719A,
CG–719B, CG–719K, CG–719S, CG–
719P, and CG–719K/E.
Summary of the Currently Approved
Collection of Information: In accordance
with 46 U.S.C. and 46 CFR, this
collection of information is necessary to
determine competency, character, and
physical qualifications for the issuance
of Coast Guard licenses, CORs, and
merchant mariner documents.
Summary of the Modification to the
Currently Approved Collection of
Information: This proposed rulemaking
would reduce the collection of
information requirements in 46 CFR
parts 10, 12, 13, 14, and 15 for License,
MMD, STCW Endorsement, and COR
applicants. These new provisions would
no longer require applicants to spend
time traveling to and from an REC, nor
to spend time waiting at an REC.
Need for Information: The Coast
Guard will be receiving the information
required to process applications and
verify the applicant’s identity from TSA.
It was determined that to require
applicants to travel to an REC to submit
this information again would be
duplicative and burdensome for those
applicants.
Description of Respondents: The
current OMB-approved collection
requires certain applicants for original
and subsequent issue credentials to
have their fingerprints taken and their
IDs checked at an REC. However, this
proposed rulemaking removes this
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travel requirement. Instead those
applicants will be able to mail in their
application and receive their MMC
through the mail.
Number of Respondents: The current
OMB-approved number of respondents
is 200,000. This number would be
increased to 205,000 based on the most
recent application data available from
the National Maritime Center. This
increase is not a result of the proposed
rule. It is a change to reflect recent
growth in the merchant mariner
industry.
Frequency of Response: The current
OMB-approved number of responses is
73,294 each year. This proposed
rulemaking would decrease the annual
number by 23,294, to 50,000.
Burden of Response Time from
Revision of Collection: The burden of
response time from this rule on certain
applicants for MMCs will be reduced to
include only the time spent filling out
and mailing the application. Previously,
the burden of response included the
travel time to and from an REC and the
time spent at an REC in order to have
their fingerprints taken and IDs
checked. The time for one day of travel
was estimated to be eight hours and the
time spent at an REC center was
estimated at two hours. All of the time
that applicants currently spend
traveling to and from and waiting at an
REC would be removed with this
proposed rulemaking.
Estimate of Total Annual Burden
Hours: OMB recently approved an
emergency temporary extension of the
collection of information for the
Licensing rulemaking, which increased
the annual burden hours to 329,356.
This proposed rulemaking would
reduce that number by 307,481 annual
hours. This is due to the removal of the
travel requirements and the REC waiting
and processing time. The total number
of annual hours would be reduced to
21,875.
Estimate of Total Annual Burden
Cost: Recent revisions from the
Licensing rule changed the total annual
operations & maintenance (O&M)
burden cost reported in the current
OMB-approved collection to
approximately $16 million. Since this
rule would no longer require certain
applicants to travel to and from an REC
and to wait at an REC while processing
fingerprints and IDs, there would be a
reduction in the associated reporting
cost burden. This proposed rulemaking
will decrease the annual cost burden by
approximately $16 million. There
would not be a total annual O&M
burden cost reported for the revised
OMB-approved collection.
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We request public comment on the
collection of information to help us
determine how useful the information
is; whether it can help us perform our
functions better; whether it is readily
available elsewhere; how accurate our
estimate of the burden of collection is;
how valid our methods for determining
burden are; how we can improve the
quality, usefulness, and clarity of the
information; and how we can minimize
the collection burden.
If you submit comments on the
collection of information, submit them
to both OMB and the Docket
Management Facility where indicated
under ADDRESSES, by the date under
DATES.
You need not respond to a collection
of information unless it displays a
currently valid control number from
OMB. Before the requirements for this
collection of information become
effective, we will publish notice in the
Federal Register of OMB’s decision to
approve, modify, or disapprove the
collection.
E. Executive Order 13132 (Federalism)
This rule will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with section 6 of Executive
Order 13132, the Coast Guard certifies
that this proposed rule does not have
sufficient federalism implications to
warrant the preparation of a federalism
summary impact statement.
The law is well settled that States may
not regulate in categories expressly
reserved for regulation by the Coast
Guard. The law also is well settled that
all of the categories covered in 46 U.S.C.
3306, 3703, 7101, and 8101 (design,
construction, alteration, repair,
maintenance, operation, equipping,
personnel qualification, and manning of
vessels), as well as the reporting of
casualties and any other category in
which Congress intended the Coast
Guard to be the sole source of a vessel’s
obligations, are within the field
foreclosed from regulation by the States.
See United States v. Locke and
Intertanko v. Locke, 529 U.S. 89, 120 S.
Ct. 1135 (March 6, 2000). Since this
proposed rule involves the credentialing
of merchant mariners, it relates to
personnel qualifications and is
foreclosed from regulation by the States.
Because the States may not regulate
within this category, this rule does not
present new preemption issues under
Executive Order 13132.
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F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 or more in any one year.
The Coast Guard does not expect this
rule to result in such an expenditure.
G. Executive Order 12630 (Taking of
Private Property)
This proposed rule will not effect a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
H. Executive Order 12988 (Civil Justice
Reform)
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
I. Executive Order 13045 (Protection of
Children)
We have analyzed this proposed rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This proposed rule is not an
economically significant rule and does
not create an environmental risk to
health or safety that may
disproportionately affect children.
J. Executive Order 13175 (Indian Tribal
Governments)
This proposed rule does not have
tribal implications under Executive
Order 13175, Consultation and
Coordination with Indian Tribal
Governments because it does not have a
substantial direct effect on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
K. Executive Order 13211 (Energy
Effects)
The Coast Guard has analyzed this
rule under Executive Order 13211,
Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that Order. This
rule would affect only the issuance of
credentials to merchant mariners and
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29485
therefore is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
The Administrator of the Office of
Information and Regulatory Affairs for
the Office of Management and Budget
has not designated this proposed rule as
a significant energy action. Therefore, it
does not require a Statement of Energy
Effects under Executive Order 13211.
33 CFR Part 20
46 CFR Part 1
Administrative practice and
procedure, Hazardous substances, Oil
pollution, Penalties, Water pollution
control.
Administrative practice and
procedure, Organization and functions
(Government agencies), Reporting and
recordkeeping requirements.
33 CFR Part 70
46 CFR Part 4
L. Technical Standards
Alcohol abuse, Drug abuse, Marine
safety, and Penalties.
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This proposed rule does not use
technical standards. Therefore, the
Coast Guard did not consider the use of
voluntary consensus standards.
M. National Environmental Policy Act
sroberts on PROD1PC70 with PROPOSALS
The Coast Guard has analyzed this
proposed rule under Commandant
Instruction M16475.1D, which guides
the Coast Guard in complying with the
National Environmental Policy Act of
1969 (NEPA) (42 U.S.C. 4321–4370f).
We have concluded that there are no
factors in this case that would limit the
use of a categorical exclusion under
section 2.B.2 of the Instruction.
Therefore, we believe this rule should
be categorically excluded from further
environmental documentation under
Figure 2–1, paragraph (34)(c) of the
Instruction. This rule involves matters
of procedure only; it consolidates the
credentials issued to merchant mariners
and revises the application process for
issuing those credentials. An
‘‘Environmental Analysis Check List’’
and a ‘‘Categorical Exclusion
Determination’’ are available in the
docket where indicated under
ADDRESSES.
Navigation (water) and Penalties.
33 CFR Part 95
33 CFR Part 101
Harbors, Maritime security, Reporting
and recordkeeping requirements,
Security measures, Vessels, Waterways.
33 CFR Part 110
Administrative practice and
procedure, Drug testing, Investigations,
Marine safety, Nuclear vessels,
Radiation protection, Reporting and
recordkeeping requirements, Safety,
Transportation.
46 CFR Part 5
Administrative practice and
procedure, Alcohol abuse, Drug abuse,
Investigations, Seamen.
46 CFR Part 10
Anchorage grounds.
33 CFR Part 125
Administrative practice and
procedure, Harbors, Reporting and
recordkeeping requirements, Security
measures, Vessels.
33 CFR Part 141
Citizenship and naturalization,
Continental shelf, Employment,
Reporting and recordkeeping
requirements.
33 CFR Part 155
Alaska, Hazardous substances, Oil
pollution, Reporting and recordkeeping
requirements.
33 CFR Part 156
Penalties, Reporting and
recordkeeping requirements, Seamen,
Transportation Worker Identification
Card.
46 CFR Part 11
Penalties, Reporting and
recordkeeping requirements, Schools,
Seamen.
46 CFR Part 12
Penalties, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 13
Cargo vessels, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 14
Hazardous substances, Oil pollution,
Reporting and recordkeeping
requirements, Water pollution control.
33 CFR Part 160
Administrative practice and
procedure, Harbors, Hazardous
materials transportation, Marine safety,
Navigation (water), Reporting and
recordkeeping requirements, Vessels,
Waterways.
33 CFR Part 162
Navigation (water) and Waterways.
33 CFR Part 163
Cargo vessels, Harbors, Navigation
(water), Waterways.
33 CFR Part 164
Oceanographic research vessels,
Reporting and recordkeeping
requirements, Seamen.
46 CFR Part 15
Reporting and recordkeeping
requirements, Seamen, Vessels.
46 CFR Part 16
Drug testing, Marine safety, Reporting
and recordkeeping requirements, Safety,
Transportation.
46 CFR Part 26
Marine safety, Penalties, Reporting
and recordkeeping requirements.
46 CFR Part 28
List of Subjects
Marine safety, Navigation (water),
Reporting and recordkeeping
requirements, Waterways.
Alaska, Fire prevention, Fishing
vessels, Marine safety, Occupational
safety and health, Reporting and
recordkeeping requirements, Seamen.
33 CFR Part 1
33 CFR Part 165
46 CFR Part 30
Administrative practice and
procedure, Authority delegations
(Government agencies), Freedom of
information, Penalties.
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
requirements, Security measures,
Waterways.
Cargo vessels, Foreign relations,
Hazardous materials transportation,
Penalties, Reporting and recordkeeping
requirements, Seamen.
VerDate Aug<31>2005
19:33 May 19, 2006
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46 CFR Part 31
Cargo vessels, Marine safety,
Reporting and recordkeeping
requirements.
46 CFR Part 35
Cargo vessels, Marine safety,
Navigation (water), Occupational safety
and health, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 169
§ 1.25–1
46 CFR Part 176
46 CFR Part 78
Marine safety, Navigation (water),
Passenger vessels, Penalties, Reporting
and recordkeeping requirements.
46 CFR Part 97
Cargo vessels, Marine safety,
Navigation (water), Reporting and
recordkeeping requirements.
Fire prevention, Marine safety,
Passenger vessels, Reporting and
recordkeeping requirements.
46 CFR Part 185
Marine safety, Passenger vessels,
Reporting and recordkeeping
requirements.
46 CFR Part 196
46 CFR Part 98
Cargo vessels, Hazardous materials
transportation, Marine safety, Reporting
and recordkeeping requirements, Water
pollution control.
46 CFR Part 105
Cargo vessels, Fishing vessels,
Hazardous materials transportation,
Marine safety, Petroleum, Seamen.
Marine safety, Oceanographic
research vessels, Reporting and
recordkeeping requirements.
46 CFR Part 199
Cargo vessels, Marine safety, Oil and
gas exploration, Passenger vessels,
Reporting and recordkeeping
requirements.
46 CFR Part 401
Administrative practice and
procedure, Great lakes, Navigation
(water), Penalties, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 114
Marine safety, Passenger vessels,
Reporting and recordkeeping
requirements.
Great Lakes, Navigation (water),
Seamen.
The Amendments
46 CFR Part 122
Marine safety, Passenger vessels,
Penalties, Reporting and recordkeeping
requirements.
46 CFR Part 125
Administrative practice and
procedure, Cargo vessels, Hazardous
materials transportation, Marine safety,
Seamen.
46 CFR Part 131
Cargo vessels, Fire prevention, Marine
safety, Navigation (water), Occupational
safety and health, Reporting and
recordkeeping requirements.
For the reasons listed in the preamble,
the Coast Guard proposes to amend 33
CFR parts 1, 20, 70, 95, 101, 110, 125,
141, 155, 156, 160, 162, 163, 164, and
165; 46 CFR parts 1, 4, 5, 10, 12, 13, 14,
15, 16, 26, 28, 30, 31, 35, 42, 58, 61, 78,
97, 98, 105, 114, 115, 122, 125, 131, 151,
166, 169, 175, 176, 185, 196, 199, 401
and 402; and in 46 CFR, add a new part
11 as follows:
33 CFR Chapter I
PART 1—GENERAL PROVISIONS
1. The authority citation for part 1
continues to read as follows:
Authority: 14 U.S.C. 633; 33 U.S.C. 401,
491, 525, 1321, 2716, and 2716a; 42 U.S.C.
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Frm 00092
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[Amended]
3. In § 1.25–1(a), remove the words
‘‘documents, certificates, or licenses’’
and add, in their place, the words
‘‘merchant mariner credentials,
merchant mariner documents, licenses
or certificates’’.
PART 20—RULES OF PRACTICE,
PROCEDURE, AND EVIDENCE FOR
FORMAL ADMINISTRATIVE
PROCEEDINGS OF THE COAST
GUARD
4. The authority citation for part 20
continues to read as follows:
Authority: 33 U.S.C. 1321; 42 U.S.C. 9609;
46 U.S.C. 7701, 7702; 49 CFR 1.46.
5. In § 20.102—
a. In the definition for ‘‘Complaint’’,
after the word ‘‘merchant’’, add the
words ‘‘ mariner credential,’’;
b. In the definition for ‘‘Suspension
and revocation proceeding or S&R
proceeding’’, after the words ‘‘merchant
mariner’s’’, add the word ‘‘credential,’’;
and
c. Add definitions for the terms
‘‘credential’’ and ‘‘Merchant Mariner
Credential or MMC’’, in alphabetical
order, to read as follows:
§ 20.102
Definitions.
*
46 CFR Part 402
46 CFR Part 115
Fire prevention, Marine safety,
Passenger vessels, Reporting and
recordkeeping requirements.
sroberts on PROD1PC70 with PROPOSALS
[Amended]
2. In § 1.08–5(b)(1), after the word
‘‘licensed’’, add the words ‘‘or
credentialed’’.
Marine safety, Passenger vessels,
Reporting and recordkeeping
requirements.
46 CFR Part 61
Reporting and recordkeeping
requirements, Vessels.
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§ 1.08–5
Schools, Seamen, Vessels.
46 CFR Part 175
46 CFR Part 58
Reporting and recordkeeping
requirements, Vessels.
19:33 May 19, 2006
46 CFR Part 166
Fire prevention, Marine safety,
Reporting and recordkeeping
requirements, Schools, Vessels.
46 CFR Part 42
Penalties, Reporting and
recordkeeping requirements, Vessels.
VerDate Aug<31>2005
Cargo vessels, Hazardous materials
transportation, Marine safety, Reporting
and recordkeeping requirements, Water
pollution control.
9615; 49 U.S.C. 322; 49 CFR 1.45(b), 1.46;
section 1.01–70 also issued under the
authority of E.O. 12580, 3 CFR, 1987 Comp.,
p. 193; and sections 1.01–80 and 1.01–85 also
issued under the authority of E.O. 12777, 3
CFR, 1991 Comp., p. 351.
46 CFR Part 151
Sfmt 4702
*
*
*
*
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
*
*
*
*
*
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
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which will be endorsed to reflect a
mariner’s level of qualification.
*
*
*
*
*
§ 20.904
PART 70—INTERFERENCE WITH OR
DAMAGE TO AIDS TO NAVIGATION
11. The authority citation for part 70
continues to read as follows:
[Amended]
6. In § 20.904—
a. In paragraph (e)(1) introductory
text, after the words ‘‘certificate of
registry’’ remove the word ‘‘or’’; and,
after the word ‘‘document’’, add the
words ‘‘, credential, or endorsement’’;
b. In paragraph (e)(1)(i)(B), after the
word ‘‘certificate’’ remove the word
‘‘or’’; and, after the word ‘‘document’’,
add the words ‘‘, credential, or
endorsement’’;
c. In paragraph (f) introductory text,
after the words ‘‘revocation of a’’, add
the words ‘‘credential, endorsement,’’;
and
d. In paragraph (f)(1), after the words
‘‘issuance of a new’’ remove the words
‘‘license, certificate, or document’’ and
add, in their place the words ‘‘merchant
mariner credential with appropriate
endorsement’’.
§ 20.1201
[Amended]
7. In § 20.1201—
a. In paragraph (a), remove the word
‘‘merchant mariner’s license, certificate
of registry, or document’’ and add, in
their place, the words ‘‘mariner’s
credential’’;
b. In paragraph (b) introductory text,
before the words ‘‘license, certificate, or
document’’ wherever they appear, add
the words ‘‘merchant mariner
credential,’’; and
c. In paragraph (b)(2)(ii), after the
words ‘‘renewal of the’’, add the words
‘‘merchant mariner credential,’’.
§ 20.1202
[Amended]
8. In § 20.1202(a), before the words
‘‘license, certificate of registry, or
document’’, add the word ‘‘credential,’’.
sroberts on PROD1PC70 with PROPOSALS
§ 20.1205
[Amended]
9. In § 20.1205—
a. In the section heading, before the
words ‘‘license, certificate of registry, or
document’’, add the words ‘‘merchant
mariner credential,’’;
b. In paragraph (a), after the words
‘‘move that his or her’’, add the words
‘‘merchant mariner credential,’’; and
c. In paragraph (b), after the words
‘‘return of the suspended’’, add the
word ‘‘credential,’’.
§ 20.1307
10. In § 20.1307 paragraph (c)(2), after
words ‘‘merchant mariner’s license’’,
add the words ‘‘, merchant mariner
credential,’’.
19:33 May 19, 2006
§ 70.05–10
[Amended]
12. In § 70.05–10—
a. In the section heading, after the
words ‘‘Revocation of’’, add the words
‘‘merchant mariner credential officer
endorsement or’’; and
b. In the text of the section, after the
words ‘‘shall also have his’’, add the
words ‘‘merchant mariner credential
officer endorsement or’’.
PART 95—OPERATING A VESSEL
WHILE UNDER THE INFLUENCE OF
ALCOHOL OR A DANGEROUS DRUG
Jkt 208001
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
*
*
*
*
*
PART 110—ANCHORAGE
REGULATIONS
18. The authority citation for part 110
is revised to read as follows:
Authority: 33 U.S.C. 471, 1221 through
1236, 2030, 2035, 2071; 33 CFR 1.05–1(g);
Department of Homeland Security Delegation
No. 0170.1.
§ 110.186
[Amended]
13. Revise the authority citation for
part 95 to read as follows:
Authority: 33 U.S.C. 2071; 46 U.S.C. 2302;
Department of Homeland Security Delegation
No. 0170.1.
19. In § 110.186(b)(3), after the words
‘‘English speaking licensed’’, add the
words ‘‘or credentialed’’.
§ 110.188
§ 95.015
[Amended]
14. In § 95.015(b), remove the words
‘‘a licensed individual’’ and add, in
their place, the words ‘‘an officer’’.
§ 95.045
[Amended]
15. In § 95.045 introductory text,
remove the words ‘‘a licensed
individual’’ and add, in their place, the
words ‘‘an officer’’.
[Amended]
20. In § 110.188(b)(10), after the word
‘‘licensed’’, add the words ‘‘or
credentialed’’.
§ 110.214
[Amended]
21. In § 110.214(a)(3)(i), after the word
‘‘licensed’’ add the words ‘‘or
credentialed’’.
PART 101—MARITIME SECURITY:
GENERAL
PART 125—IDENTIFICATION
CREDENTIALS FOR PERSONS
REQUIRING ACCESS TO
WATERFRONT FACILITIES OR
VESSELS
16. The authority citation for part 101
continues to read as follows:
22. The authority citation for part 125
is revised to read as follows:
Authority: 33 U.S.C. 1226, 1231; 46 U.S.C.
Chapter 701; 50 U.S.C. 191, 192; Executive
Order 12656, 3 CFR 1988 Comp., p. 585; 33
CFR 1.057–1, 6.04–11, 6.14, 6.16, and 6.19;
Department of Homeland Security Delegation
No. 0170.1.
Authority: R.S. 4517, 4518, secs. 19, 2, 23
Stat. 58, 118, sec. 7, 49 Stat. 1936, sec. 1, 40
Stat. 220; 46 U.S.C. 570–572, 2, 689, and
70105; 50 U.S.C. 191, EO 10173, EO 10277,
EO 10352, 3 CFR, 1949–1953 Comp. pp. 356,
778, 873.
17. In § 101.105—
a. In the definitions for ‘‘Master’’ and
‘‘Operator, Uninspected Towing
Vessel’’, before the word ‘‘license’’
wherever it appears, add the words
‘‘merchant mariner credential or’’; and
b. Add a definition for the term
‘‘Merchant Mariner Credential or MMC’’
to read as follows:
23. In § 125.09, revise paragraph (f)
and add paragraph (g) to read as follows:
§ 101.105
Definitions.
*
[Amended]
VerDate Aug<31>2005
Authority: Secs. 14, 16, 30 Stat. 1152,
1153; secs. 84, 86, 92, 633, 642, 63 Stat. 500,
501, 503, 545, 547 (33 U.S.C. 408, 411, 412;
14 U.S.C. 84, 86, 92, 633, 642).
29487
*
*
*
*
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
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§ 125.09
Identification credentials.
*
*
*
*
*
(f) Transportation Worker
Identification Credential.
(g) Such other identification as may
be approved by the Commandant from
time to time.
PART 141—PERSONNEL
24. The authority citation for part 141
is revised to read as follows:
Authority: 43 U.S.C. 1356; 46 U.S.C.
70105; 49 CFR 1.46(z) .
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§ 141.5
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[Amended]
25. In § 141.5(b)(1) remove the words
‘‘licensed officers, and unlicensed
crew’’ and add, in their place, the words
‘‘crew, and officers holding a valid
license or MMC with officer
endorsement’’.
§ 141.10
§ 155.110
[Amended]
§ 155.110
Definitions.
*
*
*
*
*
Transportation Worker Identification
Credential or TWIC means an
identification credential issued by the
Transportation Security Administration
according to 49 CFR part 1572.
§ 141.25
[Amended]
27. In § 141.25—
a. In paragraph (a) introductory text,
remove the word ‘‘The’’ and add, in its
place, the words ‘‘For the purposes of
this part, the’’; and
b. In paragraph (a)(1), before the
words ‘‘merchant mariner’s document’’,
add the word ‘‘valid’’, and remove the
words ‘‘under 46 CFR Part 12’’.
28. In § 141.30—
a. In the introductory text, remove the
first appearance of the word ‘‘The’’ and
add, in its place, the words ‘‘For the
purposes of this part, the’’;
b. In paragraph (a), before the words
‘‘merchant mariner’s document’’, add
the word ‘‘valid’’, and remove the words
‘‘under 46 CFR Part 12’’; and
c. In paragraph (b), remove the words
‘‘Immigration and Naturalization
Service’’ and add, in their place, the
words ‘‘Immigration and Customs
Enforcement Agency’’; and
d. Add a new paragraph (d) to read as
follows:
§ 141.30
alien.
Evidence of status as a resident
*
*
*
*
*
(d) A valid Transportation Worker
Identification Credential.
§ 141.35
[Amended]
sroberts on PROD1PC70 with PROPOSALS
29. In § 141.35(a)(1), after the words
‘‘merchant mariner’s document’’, add
the words ‘‘, Transportation Worker
Identification Credential,’’.
PART 155—OIL OR HAZARDOUS
MATERIAL POLLUTION PREVENTION
REGULATIONS FOR VESSELS
30. The authority citation for part 155
continues to read as follows:
Authority: 33 U.S.C. 1231, 1321(j); E.O.
11735, 3 CFR, 1971–1975 Comp., p. 793.
Sections 155.100 through 155.130, 150.350
VerDate Aug<31>2005
19:33 May 19, 2006
Jkt 208001
[Amended]
31. Revise § 155.110 to read as
follows:
26. In § 141.10, add a definition for
the term ‘‘Transportation Worker
Identification Credential’’ to read as
follows:
§ 141.10
through 155.400, 155.430, 155.440, 155.470,
155.1030(j) and (k), and 155.1065(g) are also
issued under 33 U.S.C. 1903(b). Sections
155.480, 155.490, 155.750(e), and 155.775 are
also issued under 46 U.S.C. 3703. Section
155.490 also issued under section 4110(b) of
Pub. L. 101–380.
Definitions.
Except as specifically stated in a
section, the definitions in part 151 of
this chapter, except for the word ‘‘oil’’,
and in part 154 of this chapter, apply to
this part. The following definition also
applies to this part:
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
§ 155.710
§ 156.210
[Amended]
33. In § 155.815(b), after the word
‘‘licensed’’ add the words ‘‘or
credentialed’’.
[Amended]
35. In § 156.210(d), remove the words
‘‘a licensed individual’’ and add, in
their place, the words ‘‘an officer’’.
PART 160—PORTS AND WATERWAYS
SAFETY—GENERAL
36. The authority citation for part 160
continues to read as follows:
Authority: 33 U.S.C. 1223, 1231; 46 U.S.C.
Chapter 701; Department of Homeland
Security Delegation No. 0170.1. Subpart C is
also issued under the authority of 33 U.S.C.
1225 and 46 U.S.C. 3715.
§ 160.113
[Amended]
37. In § 160.113(b)(4), remove the
word ‘‘licensed’’.
PART 162—INLAND WATERWAYS
NAVIGATION REGULATIONS
38. The authority citation for part 162
is revised to read as follows:
Authority: 33 U.S.C. 1231; Department of
Homeland Security Delegation No. 0170.1.
39. Add a new § 162.5 to read as
follows:
§ 162.5
[Amended]
32. In § 155.710—
a. In paragraph (a)(2), after the word
‘‘license’’, add the words ‘‘or officer
endorsement’’;
b. In paragraph (e)(1), remove the
words ‘‘a licensed person’’ and add, in
their place, the words ‘‘an officer’’; after
the words ‘‘holds a valid license’’, add
the words ‘‘or merchant mariner
credential’’; remove the words ‘‘part 10’’
and add, in their place, the words
‘‘chapter I, subchapter B,’’; and after the
words ‘‘merchant mariner’s document’’,
add the words ‘‘or merchant mariner
credential’’;
c. In paragraph (f), after the word
‘‘MMD’’, add the words ‘‘ or merchant
mariner credential’’; and after the words
‘‘either a license’’, add the words
‘‘, officer endorsement,’’; and
d. In paragraph (g), after the words
‘‘need not hold any of the’’, add the
words ‘‘merchant mariner credentials,’’.
§ 155.815
Authority: 33 U.S.C. 1231, 1321(j); 46
U.S.C. 3703a, 3715; E.O. 11735, 3 CFR 1971–
1975 Comp., p. 793. Section 156.120(bb) and
(ee) are also issued under 46 U.S.C. 3703.
Definitions.
The following definition applies to
this part:
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR Part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
§ 162.130
[Amended]
40. In § 162.130(c), in the definition
for ‘‘Master’’, after the words ‘‘means
the’’, remove the word ‘‘licensed’’; and,
after the words ‘‘vessel not requiring’’,
remove the words ‘‘licensed personnel’’
and add, in their place, the words
‘‘persons holding licenses or merchant
mariner credential officer
endorsements’’.
PART 156—OIL AND HAZARDOUS
MATERIAL TRANSFER OPERATIONS
PART 163—TOWING OF BARGES
34. The authority citation for part 156
continues to read as follows:
41. The authority citation for part 163
continues to read as follows:
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Authority: 33 U.S.C. 152, 2071; 49 CFR
1.46(n).
§ 163.01
[Amended]
42. In § 163.01(b), after the word
‘‘license’’, add the words ‘‘or merchant
mariner credential’’.
§ 163.03
[Added]
43. Add a new § 163.03 to read as
follows:
§ 163.03
Definitions.
The following definition applies to
this part:
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
PART 164—NAVIGATION SAFETY
REGULATIONS
44. The authority citation for part 164
continues to read as follows:
Authority: 33 U.S.C. 1222(5), 1223, 1231;
46 U.S.C. 2103, 3703; Department of
Homeland Security Delegation No. 0170.1
(75). Sec. 164.13 also issued under 46 U.S.C.
8502. Sec. 164.61 also issued under 46 U.S.C.
6101.
sroberts on PROD1PC70 with PROPOSALS
§ 164.13
[Amended]
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
*
*
*
*
*
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
47. The authority citation for part 165
continues to read as follows:
Authority: 33 U.S.C. 1226, 1231; 46 U.S.C.
Chapter 701; 50 U.S.C. 191, 195; 33 CFR
1.05–1(g), 6.04–1, 6.04–6, and 160.5; Pub. L.
107–295, 116 Stat. 2064; Department of
Homeland Security Delegation No. 0170.1.
48. Add § 165.3 to read as follows:
§ 165.3
Definitions.
The following definitions apply to
this part:
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate,
which will be endorsed to reflect a
mariner’s level of qualification.
45. In § 164.13—
a. In paragraph (b), remove the words
‘‘a licensed engineer’’ and add, in their
place, the words ‘‘an engineer with a
properly endorsed license or merchant
mariner credential’’; and
b. In paragraph (c), after the words ‘‘at
least two’’, remove the word ‘‘licensed’’;
after the words ‘‘deck officers’’ add the
words ‘‘with a properly endorsed
license or merchant mariner credential’’;
and, after the words ‘‘must be an
individual’’, remove the word
‘‘licensed’’ and add, in its place, the
words ‘‘holding an appropriately
endorsed license or merchant mariner
credential’’.
46. In § 164.70, in alphabetical order,
add a new definition for the term
‘‘Merchant Mariner Credential or MMC’’
to read as follows:
49. In § 165.120(b)(1), remove the
words ‘‘ the Licensed Federal Pilot’’ and
add, in their place, the words ‘‘an
individual holding a valid Merchant
Mariner’s License or Merchant Mariner
Credential endorsed as Pilot’’.
§ 164.70
§ 165.153
Definitions.
*
*
*
*
*
Merchant Mariner Credential or MMC
means the qualification document for all
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§ 165.120
[Amended]
[Amended]
50. In § 165.153(d)(6) and (d)(7),
remove the word ‘‘licensed’’ wherever it
may appear.
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§ 165.810
29489
[Amended]
51. In § 165.810(f)(1), remove the
words ‘‘licensed engineer’’ and add, in
their place, the words ‘‘appropriately
licensed or credentialed engineer
officer’’.
§ 165.1310
[Amended]
52. In § 165.1310(f)(2), remove the
word ‘‘licensed’’ and add, in its place,
the words ‘‘holding a license or
merchant mariner credential issued’’.
46 CFR CHAPTER I
PART 1—ORGANIZATION, GENERAL
COURSE AND METHODS GOVERNING
MARINE SAFETY FUNCTIONS
53. The authority citation for part 1
continues to read as follows:
Authority: 5 U.S.C. 552; 14 U.S.C. 633; 46
U.S.C. 7701; 46 U.S.C. Chapter 93; Pub. L.
107–296, 116 Stat. 2135; Department of
Homeland Security Delegation No. 0170.1;
§ 1.01–35 also issued under the authority of
44 U.S.C. 3507.
54. In § 1.01–05, remove the existing
paragraph designations, remove the
words ‘‘The term’’ from the definition of
‘‘Commandant’’ and ‘‘District
Commander’’, and in alphabetical order,
add definitions for the terms
‘‘credential’’ and ‘‘Merchant Mariner
Credential or MMC’’ to read as follows:
§ 1.01–05
Definitions.
*
*
*
*
*
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
*
*
*
*
*
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
§ 1.01–10
[Amended]
55. In § 1.01–10(b)(1)(ii)(C), remove
the words ‘‘licenses, documents or
certificates’’ and add, in their place, the
word ‘‘ credentials’’.
§ 1.01–15
[Amended]
56. In § 1.01–15—
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a. In paragraph (a)(1), remove the
words ‘‘licenses, certificates, and
documents’’ and add, in their place, the
word ‘‘credentials’’ and remove the
words ‘‘licensing, certificating’’ and
add, in their place, the word
‘‘credentialing’’;
b. In paragraph (b), remove the words
‘‘licensing, certificating’’ and add, in
their place, the word ‘‘credentialing’’,
and after the words ‘‘misbehavior of
persons holding’’, remove the words
‘‘licenses, certificates, or documents’’
and add, in their place, the word
‘‘credentials’’, and after the words ‘‘46
U.S.C. chapter 77 of’’, remove the words
‘‘licenses, certificates and documents’’
and add, in their place, the word
‘‘credential’’; and
c. In the Note to paragraph (b), remove
the words ‘‘Licensing and Certification’’
and add, in their place, the word
‘‘Credentialing’’; and, after the words
‘‘parts 10’’, add the number ‘‘, 11,’’.
§ 1.01–25
[Amended]
57. In § 1.01–25—
a. In paragraph (b), remove the words
‘‘licenses, certificates, or documents’’
and add, in their place, the word
‘‘credentials’’; and
b. In paragraphs (c) introductory text
and (c)(1) introductory text, remove the
words ‘‘license, certificate or document’’
wherever they appear and add, in their
place, the word ‘‘credential’’.
PART 4—MARINE CASUALTIES AND
INVESTIGATIONS
Authority: 33 U.S.C. 1231, 1321; 43 U.S.C.
1333; 46 U.S.C. 2103, 2306, 6101, 6301, 6305;
50 U.S.C. 198; Department of Homeland
Security Delegation No. 170.1. Authority for
subpart 4.40: 49 U.S.C. 1903(a)(1)(E);
Department of Homeland Security Delegation
No. 0170.1.
59. Add § 4.03–75 to read as follows:
sroberts on PROD1PC70 with PROPOSALS
§ 4.03–75 Merchant mariner credential and
Credential.
The following definitions apply to
this part:
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
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§ 4.07–1
[Amended]
60. § 4.07–1(c)(3), remove the words
‘‘any licensed or certificated person’’
and add, in their place, the words ‘‘any
person holding a Coast Guard
credential’’; and remove the words
‘‘license or certificate’’ and add, in their
place, the word ‘‘credential’’.
§ 4.07–10
[Amended]
61. In § 4.07–10(a)(3), remove the
words ‘‘licenses or certificates’’ and add,
in their place, the word ‘‘credentials’’.
PART 5—MARINE INVESTIGATION
REGULATIONS—PERSONNEL ACTION
62. The authority citation for part 5
continues to read as follows:
Authority: 46 U.S.C. 2103, 7101, 7301,
7701; Department of Homeland Security
Delegation No. 0170.1.
§ 5.3
[Amended]
63. In § 5.3, remove the words
‘‘licenses, certificates or documents’’
and add, in their place, the words
‘‘credentials or endorsements’’.
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
§ 5.55
[Amended]
68. In § 5.55(a) introductory text,
remove the words ‘‘license, certificate or
document’’ and add, in their place, the
word ‘‘credential’’.
69. In § 5.57—
a. Revise the section heading to read
as set out below;
b. In paragraph (a) introductory text,
remove the words ‘‘license, certificate or
document’’ wherever they appear and
add, in their place, the words
‘‘credential or endorsement’’;
c. Revise paragraph (b) to read as set
out below; and
d. In paragraph (c), remove the words
‘‘license, certificate or document’’ and
add, in their place, the words
‘‘credential or endorsement’’.
§ 5.57 Acting under authority of Coast
Guard credential or endorsement.
65. In § 5.15, remove the words
‘‘license, certificate or document’’ and
add, in their place, the word
‘‘credential’’.
*
*
*
*
(b) A person is considered to be acting
under the authority of the credential or
endorsement while engaged in official
matters regarding the credential or
endorsement. This includes, but is not
limited to, such acts as applying for
renewal, taking examinations for raises
in grade, requesting duplicate or
replacement credentials, or when
appearing at a hearing under this part.
*
*
*
*
*
§ 5.19
§ 5.59
§ 5.5
58. The authority citation for part 4
continues to read as follows:
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form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate,
which will be endorsed to reflect a
mariner’s level of qualification.
[Amended]
64. In § 5.5, remove the word
‘‘certification’’ and add, in its place, the
words ‘‘certificate, merchant mariner
credential, endorsement,’’.
§ 5.15
[Amended]
[Amended]
66. In § 5.19(b), remove the words
‘‘license, certificate or document’’ and
add, in their place, the words
‘‘credential or endorsement’’.
67. Add § 5.40 to Subpart B to read as
follows:
§ 5.40 Credential and merchant mariner
credential.
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
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*
[Amended]
70. In § 5.59—
a. In the section heading, remove the
words ‘‘licenses, certificates or
documents’’ and add, in their place, the
words ‘‘credentials or endorsements’’;
and
b. In the introductory text, remove the
words ‘‘license, certificate or document’’
and add, in their place, the words
‘‘credential or endorsement’’.
§ 5.61
[Amended]
71. In § 5.61—
a. In the section heading, remove the
words ‘‘licenses, certificates or
documents’’ and add, in their place, the
word ‘‘credentials’’; and
b. In paragraphs (a) introductory text
and (b), remove the words ‘‘license,
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certificate or document’’ wherever they
appear and add, in their place, the
words ‘‘credential or endorsements’’.
§ 5.101
[Amended]
72. In § 5.101(a) introductory text,
(a)(1), and (a)(2), remove the words
‘‘license, certificate or document’’
wherever they appear and add, in their
place, the words ‘‘credential or
endorsement’’.
§ 5.105
§ 5.567
[Amended]
73. In § 5.105(b), (c), and (e), remove
the words ‘‘license, certificate or
document’’ and add, in their place, the
words ‘‘credential or endorsement’’.
Subpart E—[Amended]
74. In the heading to subpart E,
remove the words ‘‘License, Certificate
or Document’’ and add, in their place,
the words ‘‘Coast Guard Credential or
Endorsement’’.
§ 5.201
[Amended]
75. In § 5.201(a), (b) introductory text,
(b)(4), (c), and (d), remove the words
‘‘license, certificate or document’’
wherever they appear and add, in their
place, the words ‘‘credential or
endorsement’’.
§ 5.203
[Amended]
76. In § 5.203(a), (b) introductory text,
(b)(2), and (c), remove the words
‘‘license, certificate or document’’
wherever they appear and add, in their
place, the words ‘‘credential or
endorsement’’.
§ 5.205
[Amended]
77. In § 5.205—
a. In the section heading, remove the
words ‘‘license, certificate of registry, or
merchant mariners document’’ and add,
in their place, the words ‘‘credential or
endorsement’’; and
b. In paragraphs (a), (b) introductory
text, (c) introductory text, and (d),
remove the words ‘‘license, certificate or
document’’ wherever they appear and
add, in their place, the words
‘‘credential or endorsement’’.
§ 5.501
sroberts on PROD1PC70 with PROPOSALS
79. In § 5.521—
a. In the section heading, remove the
words ‘‘license, certificate or document’’
and add, in their place, the word
‘‘credential’’;
b. In paragraph (a), after the words
‘‘all valid’’, remove the words ‘‘licenses,
certificates, and/or documents’’ and
20:38 May 19, 2006
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80. In paragraphs (b), (c) introductory
text, (d), and (e), remove the words
‘‘licenses, certificates or documents’’
wherever they appear and add, in their
place, the word ‘‘credentials or
endorsements’’; and remove the words
‘‘license, certificate or document’’
wherever they appear and add, in their
place, the words ‘‘credential or
endorsement’’.
§ 5.707
[Amended]
§ 5.713
[Amended]
[Amended]
83. In § 5.715—
a. In the section heading, remove the
words ‘‘document and/or license’’ and
add, in their place, the words
‘‘credential and/or endorsement’’;
b. In paragraph (a), remove the words
‘‘document or license’’ and add, in their
place, the words ‘‘credential and/or
endorsement’’; and
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c. In paragraph (c), remove the words
‘‘document and/or license’’ and add, in
their place, the words ‘‘credential and/
or endorsement’’; and, after the words
‘‘order. This’’, remove the word
‘‘document’’ and add, in its place, the
words ‘‘credential and/or endorsement’’.
Subpart L—[Amended]
84. In the heading to subpart L,
remove the words ‘‘Licenses,
Certificates or Documents’’ and add, in
their place, the words ‘‘Credential or
Endorsement’’.
§ 5.901
Sfmt 4702
[Amended]
85. In § 5.901(a), (c), (d) introductory
text, and (e), remove the words ‘‘license,
certificate or document’’ wherever they
appear and add, in their place, the
words ‘‘credential or endorsement’’.
§ 5.903
81. In § 5.707—
a. In the section heading, remove the
words ‘‘license, certificate, or
document’’ and add, in their place, the
words ‘‘credential or endorsement’’;
b. In paragraph (a), remove the words
‘‘license, certificate or document’’
wherever they appear and add, in their
place, the words ‘‘credential or
endorsement’’;
c. In paragraph (c), remove the words
‘‘document or license’’ and add, in their
place, the words ‘‘credential or
endorsement’’;
d. In paragraph (d), after the words
‘‘All temporary’’, remove the word
‘‘documents’’ and add, in its place, the
words ‘‘credentials or endorsements’’;
and, after the words ‘‘If a temporary’’,
remove the word ‘‘document’’ and add,
in its place, the words, ‘‘credential or
endorsement’’;
e. In paragraph (e), remove the word
‘‘document’’ and add, in its place, the
words ‘‘credential or endorsement’’; and
f. In paragraph (f), remove the word
‘‘documents’’ and add, in its place, the
word ‘‘credential’’.
§ 5.715
[Amended]
VerDate Aug<31>2005
[Amended]
82. In § 5.713(a), remove the words
‘‘licenses, certificates, or documents’’
and add, in their place, the words
‘‘credentials or endorsements’’.
[Amended]
78. In § 5.501, remove the words
‘‘license, certificate or document’’ and
add, in their place, the words
‘‘credential or endorsement’’.
§ 5.521
add, in their place, the word
‘‘credentials’’; and, after the words
‘‘alleges that’’, remove the words ‘‘such
license, certificate or document’’ and
add, in their place, the word
‘‘credential’’; and
c. In paragraph (b), remove the words
‘‘license, certificate, or document’’ and
add, in their place, the word
‘‘credential’’.
29491
[Amended]
86. In § 5.903(a), (c) introductory text,
and (c)(2), remove the words ‘‘license,
certificate or document’’ wherever they
appear and add, in their place, the
words ‘‘credential or endorsement’’.
§ 5.905
[Amended]
87. In § 5.905(b), remove the words
‘‘license, certificate or document’’ and
add, in their place, the words
‘‘credential or endorsement’’.
PART 10—MERCHANT MARINER
OFFICERS AND SEAMEN
88. The authority citation for part 10
is revised to read as follows:
Authority: 14 U.S.C. 633; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, and 2110; 46 U.S.C.
chapter 71; 46 U.S.C. 7502, 7505, 7701, 8906,
and 70105; Executive Order 10173;
Department of Homeland Security Delegation
No. 0170.1. Section 11.107 is also issued
under the authority of 44 U.S.C. 3507.
PART 10—[REDESIGNATED AS PART
11 AND AMENDED]
89. Redesignate part 10, consisting of
§ § 10.101 through 10.1105, as part 11,
§ § 11.101 through 11.1105.
90. Add a new part 10 to subchapter
B to read as follows:
PART 10—MERCHANT MARINER
CREDENTIAL
Subpart A—General
Sec.
10.101
10.103
10.105
10.107
10.109
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Purpose of rules in this part.
Incorporation by reference.
Paperwork approval. [Reserved]
Definitions in subchapter B.
Classification of endorsements.
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Subpart B—General Requirements for
All Merchant Mariner Credentials
10.201 General characteristics of the
Merchant Mariner Credential.
10.203 Requirement to hold a TWIC and a
Merchant Mariner Credential.
10.205 Validity of a Merchant Mariner
Credential.
10.207 Identification number.
10.209 Application procedures.
10.211 Criminal record review.
10.213 National Driver Register.
10.215 Medical and physical requirements.
10.217 MMC application and examination
locations.
10.219 Fees.
10.221 Applications submitted by aliens.
10.223 Modification or removal of
limitations.
10.225 Issuance of Merchant Mariner
Credentials.
10.227 Additional requirements for
renewal.
10.229 Issuance of duplicate Merchant
Mariner Credentials.
10.231 Additional requirements for raises of
grade for officer endorsements.
10.233 Obligations of the holder of a
Merchant Mariner Credential.
10.235 Suspension or revocation of
Merchant Mariner Credentials.
10.237 Right of appeal.
Authority: 14 U.S.C. 633; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, 2110; 46 U.S.C. chapter
71; 46 U.S.C. chapter 72; 46 U.S.C. chapter
75; 46 U.S.C. 7701, 8906 and 70105;
Executive Order 10173; Department of
Homeland Security Delegation No. 0170.1.
Subpart A—General
§ 10.101
Purpose of rules in this part.
The regulations in this part provide:
(a) A means of determining and
verifying the identity, citizenship, and
qualifications an applicant must possess
to be eligible for certification to serve on
merchant vessels;
(b) A means of determining that an
applicant is competent to serve under
the authority of their Merchant Mariner
Credential (MMC); and
(c) A means, through the requirement
to hold a Transportation Worker
Identification Credential (TWIC), and a
criminal and National Driver Register
(NDR) record review to determine the
identity of an applicant and determine
if the holder of an MMC is a safe and
suitable person and is qualified as to
character and habits of life.
sroberts on PROD1PC70 with PROPOSALS
§ 10.103
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
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19:33 May 19, 2006
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All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/federal
_register/code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at the Coast Guard, Office
of Operating and Environmental
Standards (G–PSO), 2100 Second Street
SW., Washington, DC 20593–0001, and
is available from the sources indicated
in this section.
(b) International Maritime
Organization (IMO), 4 Albert
Embankment, London, SE1 7SR,
England:
(1) The STCW—International
Convention on Standards of Training,
Certification and Watchkeeping for
Seafarers, 1978, as amended (the STCW
Convention or the STCW), incorporation
by reference approved for § § 10.107,
10.109, 10.209, 10.215, and 10.277.
(2) The Seafarers’ Training,
Certification and Watchkeeping Code, as
amended (the STCW Code),
incorporation by reference approved for
§ § 10.107, 10.109, 10.209, 10.215, and
10.277.
§ 10.105 Paperwork approval.
§ 10.107
[Reserved]
Definitions in Subchapter B.
(a) With respect to part 16 and
§ 15.1101 of this title only, if the
definitions in paragraph (b) of this
section differ from those set forth in
either § 16.105 or § 15.1101, the
definition set forth in either § 16.105 or
§ 15.1101, as appropriate, applies.
(b) As used in this subchapter, the
following terms apply only to the
merchant marine personnel
credentialing and manning of vessels
subject to the manning provisions in the
navigation and shipping laws of the
United States:
Apprentice mate (steersman) of
towing vessels means a mariner
qualified to perform watchkeeping on
the bridge, while in training onboard a
towing vessel under the direct
supervision and in the presence of a
master or mate (pilot) of towing vessels.
Approved means approved by the
Coast Guard in according to § 11.302 of
this chapter.
Approved training means training that
is approved by the Coast Guard or meets
the requirements of § 11.309 of this
chapter.
Assistance towing means towing a
disabled vessel for consideration.
Assistant engineer means a qualified
officer in the engine department.
Authorized official includes but is not
limited to a Federal, State or local law
enforcement officer.
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Ballast control operator or BCO means
an officer restricted to service on mobile
offshore drilling units (MODUs) whose
duties involve the operation of the
complex ballast system found on many
MODUs. When assigned to a MODU, a
ballast control operator is equivalent to
a mate on a conventional vessel.
Barge supervisor or BS means an
officer restricted to service on MODUs
whose duties involve support to the
offshore installation manager (OIM) in
marine related matters including, but
not limited to, maintaining watertight
integrity, inspecting and maintaining
mooring and towing components, and
maintaining emergency and other
marine-related equipment. A barge
supervisor, when assigned to a MODU,
is equivalent to a mate on a
conventional vessel.
Boatswain means the leading seaman
and immediate supervisor of deck crew
who supervises the maintenance of deck
gear.
Cargo engineer means a person
holding an officer endorsement on a
dangerous-liquid tankship or a
liquefied-gas tankship whose primary
responsibility is maintaining the cargo
system and cargo-handling equipment.
Chief engineer means any person
responsible for the mechanical
propulsion of a vessel and who is the
holder of a valid officer endorsement as
chief engineer.
Chief mate means the deck officer
next in seniority to the master and upon
whom the command of the vessel will
fall in the event of incapacity of the
master.
Coast Guard-accepted means that the
Coast Guard has officially
acknowledged in writing that the
material or process at issue meets the
applicable requirements; that the Coast
Guard has issued an official policy
statement listing or describing the
material or process as meeting the
applicable requirements; or that an
entity acting on behalf of the Coast
Guard under a Memorandum of
Agreement has determined that the
material or process meets the applicable
requirements.
Coastwise seagoing vessel means a
vessel that is authorized by its
Certificate of Inspection to proceed
beyond the Boundary Line established
in part 7 of this chapter.
Competent person means a person
designated as such under 29 CFR
1915.7.
Conviction means that the applicant
for a merchant mariner credential has
been found guilty, by judgment or plea
by a court of record of the United States,
the District of Columbia, any State,
territory, or possession of the United
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States, a foreign country, or any military
court, of a criminal felony or
misdemeanor or of an offense described
in section 205 of the National Driver
Register Act of 1982, as amended (49
U.S.C. 30304). If an applicant pleads
guilty or no contest, is granted deferred
adjudication, or is required by the court
to attend classes, make contributions of
time or money, receive treatment,
submit to any manner of probation or
supervision, or forgo appeal of a trial
court’s conviction, then the Coast Guard
will consider the applicant to have
received a conviction. A later
expungement of the conviction will not
negate a conviction unless the Coast
Guard is satisfied that the expungement
is based upon a showing that the court’s
earlier conviction was in error.
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
Criminal record review means the
process or action taken by the Coast
Guard to determine whether an
applicant for, or holder of, a credential
is a safe and suitable person to be issued
such a credential or to be employed on
a vessel under the authority of such a
credential.
Dangerous drug means a narcotic
drug, a controlled substance, or a
controlled-substance analogue (as
defined in section 102 of the
Comprehensive Drug Abuse and Control
Act of 1970 (21 U.S.C. 802)).
Dangerous liquid or DL means a
liquid listed in 46 CFR 153.40 of this
chapter that is not a liquefied gas as
defined in this part. Liquid cargoes in
bulk listed in 46 CFR part 153, table 2,
of this chapter are not dangerous-liquid
cargoes when carried by non-oceangoing
barges.
Day means, for the purpose of
complying with the service
requirements of this subchapter, eight
hours of watchstanding or day-working
not to include overtime. On vessels
where a 12-hour working day is
authorized and practiced, such as on a
six-on, six-off watch schedule, each
work day may be creditable as one and
one-half days of service. On vessels of
less than 100 gross tons, a day is
considered as eight hours unless the
Officer in Charge, Marine Inspection,
determines that the vessel’s operating
schedule makes this criteria
inappropriate, in no case will this
period be less than four hours. When
computing service required for MODU
endorsements, a day is a minimum of
four hours, and no additional credit is
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received for periods served over eight
hours.
Deck crew (excluding individuals
serving under their officer endorsement)
means, as used in 46 U.S.C. 8702, only
the following members of the deck
department: able seamen, boatswains,
and ordinary seamen.
Designated areas means those areas
within pilotage waters for which first
class pilot’s endorsements are issued
under part 11, subpart G, of this chapter,
by the Officer in Charge, Marine
Inspection (OCMI). The areas for which
first class pilot’s endorsements are
issued within a particular Marine
Inspection Zone and the specific
requirements to obtain them may be
obtained from the OCMI concerned.
Designated duty engineer means a
qualified engineer, who may be the sole
engineer on vessels with a periodically
unattended engine room.
Designated examiner means a person
who has been trained or instructed in
techniques of training or assessment and
is otherwise qualified to evaluate
whether an applicant has achieved the
level of competence required to hold a
Merchant Mariner Credential (MMC)
endorsement. This person may be
designated by the Coast Guard or by a
Coast Guard-approved or accepted
program of training or assessment. A
faculty member employed or instructing
in a navigation or engineering course at
the U.S. Merchant Marine Academy or
at a State maritime academy operated
under 46 CFR part 310 is qualified to
serve as a designated examiner in his or
her area(s) of specialization without
individual evaluation by the Coast
Guard.
Directly supervised means being in
the direct line of sight of the person-incharge or maintaining direct, two-way
communications by a convenient,
reliable means, such as a predetermined
working frequency over a hand-held
radio.
Disabled vessel means a vessel that
needs assistance, whether docked,
moored, anchored, aground, adrift, or
underway but does not mean a barge or
any other vessel not regularly operated
under its own power.
Drug test means a chemical test of an
individual’s urine for evidence of
dangerous drug use.
Employment assigned to is the total
period a person is assigned to work on
MODUs, including time spent ashore as
part of normal crew rotation.
Endorsement is a statement of a
mariner’s qualifications to include
officer, staff officer, ratings, and/or
STCW qualifications appearing on an
Merchant Mariner Credential.
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Evaluation means processing an
application, from the point of receipt to
approval or rejection of the application,
including review of all documents and
records submitted with an application
as well as those obtained from public
records and databases.
Fails a chemical test for dangerous
drugs means that the result of a
chemical test conducted under 49 CFR
part 40 was reported as ‘‘positive’’ by a
Medical Review Officer because the
chemical test indicated the presence of
a dangerous drug at a level equal to or
exceeding the levels established in 49
CFR part 40.
First assistant engineer means the
engineer officer next in seniority to the
chief engineer and upon whom the
responsibility for the mechanical
propulsion of the vessel will fall in the
event of the incapacity of the chief
engineer.
Great Lakes for the purpose of
calculating service requirements for an
officer endorsement, means the Great
Lakes and their connecting and tributary
waters including the Calumet River as
far as the Thomas J. O’ Brien Lock and
Controlling Works (between mile 326
and 327), the Chicago River as far as the
east side of the Ashland Avenue Bridge
(between mile 321 and 322), and the
Saint Lawrence River as far east as the
lower exit of Saint Lambert Lock. For
purposes of requiring Merchant Mariner
Credentials with rating endorsements,
the connecting and tributary waters are
not part of the Great Lakes.
Harbor assist means the use of a
towing vessel during maneuvers to
dock, undock, moor, or unmoor a vessel,
or to escort a vessel with limited
maneuverability.
Horsepower means, for the purpose of
this subchapter, the total maximum
continuous shaft horsepower of all the
vessel’s main propulsion machinery.
IMO means the International Maritime
Organization.
Inland waters means the navigable
waters of the United States shoreward of
the Boundary Lines as described in part
7 of this chapter, excluding the Great
Lakes, and, for towing vessels,
excluding the Western Rivers. For
establishing credit for sea service, the
waters of the Inside Passage between
Puget Sound and Cape Spencer, Alaska,
are inland waters.
Invalid credential means a merchant
mariner credential that has expired,
been suspended, revoked, or was issued
fraudulently.
Liquefied gas or LG means a cargo that
has a vapor pressure of 172 kPa (25 psia)
or more at 37.8 C (100 F).
Liquid cargo in bulk means a liquid or
liquefied gas listed in § 153.40 of this
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chapter and carried as a liquid cargo or
liquid-cargo residue in integral, fixed, or
portable tanks, except a liquid cargo
carried in a portable tank actually
loaded and discharged from a vessel
with the contents intact.
Lower level is used as a category of
deck and engineer officer endorsements
established for assessment of fees.
Lower-level officer endorsements are
other than those defined as upper level,
for which the requirements are listed in
subparts D, E, and G of this part.
Marine chemist means a person
certificated by the National Fire
Protection Association.
Master means the officer having
command of a vessel.
Mate means a qualified officer in the
deck department other than the master.
Merchant Mariner Credential or MMC
means the qualification document for all
merchant mariners issued by the Coast
Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, part E and STCW
endorsements into a single certificate
which will be endorsed to reflect a
mariner’s level of qualification.
Merchant Vessel means a vessel
engaged in commercial activities.
MMC application means the
application for the Merchant Mariner
Credential (MMC), as well as the
application for any endorsement on an
MMC.
Mobile offshore drilling unit or MODU
means a vessel capable of engaging in
drilling operations for the exploration
for or exploitation of subsea resources.
MODU designs include the following:
(1) Bottom bearing units which
include:
(i) Self-elevating (or jack-up) units
with moveable, bottom bearing legs
capable of raising the hull above the
surface of the sea; and
(ii) Submersible units of ship-shape,
barge-type, or novel hull design, other
than a self-elevating unit, intended for
operating while bottom bearing.
(2) Surface units with a ship-shape or
barge-type displacement hull of single
or multiple hull construction intended
for operating in a floating condition,
including semi-submersibles and
drillships.
Month means 30 days, for the purpose
of complying with the service
requirements of this subchapter.
National Driver Register or NDR
means the nationwide repository of
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information on drivers maintained by
the National Highway Traffic Safety
Administration under 49 U.S.C. chapter
303.
NDR-listed convictions means a
conviction of any of the following motor
vehicle-related offenses or comparable
offenses:
(1) Operating a motor vehicle while
under the influence of, or impaired by,
alcohol or a controlled substance; or
(2) A traffic violation arising in
connection with a fatal traffic accident,
reckless driving, or racing on the
highways.
Near coastal means ocean waters not
more than 200-miles offshore.
Oceans means the waters seaward of
the Boundary Lines as described in 46
CFR part 7 of this chapter. For the
purposes of establishing sea service
credit, the waters of the Inside Passage
between Puget Sound and Cape
Spencer, Alaska, are not considered
oceans.
Officer endorsement means an
annotation on a Merchant Mariner
Credential that allows a mariner to serve
in the capacities in § 10.109(a).
Officer in Charge, Marine Inspection,
or OCMI means, for the purposes of this
subchapter, the officer or individual so
designated at one of the locations of the
regional examination centers listed in
§ 10.217, or any person designated as
such by the Commandant.
Offshore installation manager or OIM
means an officer restricted to service on
MODUs. An assigned offshore
installation manager is equivalent to a
master on a conventional vessel and is
the person designated by the owner or
operator to be in complete and ultimate
command of the unit.
On location means that a mobile
offshore drilling unit is bottom bearing
or moored with anchors placed in the
drilling configuration.
Operate, operating, or operation, as
applied to vessels, refers to a vessel
anytime passengers are embarked
whether the vessel is underway, at
anchor, made fast to shore, or aground
as applied to vessel manning.
Operator means an individual
qualified to operate certain uninspected
vessels.
Orally assisted examination means an
examination as described in part 11,
subpart I of this chapter verbally
administered and documented by an
examiner.
Participation, when used with regard
to the service on transfers required for
tankerman by §§ 13.120, 13.203, or
13.303 of this chapter, means either
actual participation in the transfers or
close observation of how the transfers
are conducted and supervised.
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Passes a chemical test for dangerous
drugs means that the result of a
chemical test conducted according to 49
CFR part 40 is reported as ‘‘negative’’ by
a Medical Review Officer according to
that part.
PIC means a person-in-charge.
Pilot of towing vessels means a
qualified officer of a towing vessel
operated only on inland routes.
Pilotage waters means the navigable
waters of the United States, including
all inland waters and offshore waters to
a distance of three nautical miles from
the baseline from which the Territorial
Sea is measured.
Practical demonstration means the
performance of an activity under the
direct observation of a designated
examiner for the purpose of establishing
that the performer is sufficiently
proficient in a practical skill to meet a
specified standard of competence or
other objective criterion.
Qualified instructor means a person
who has been trained or instructed in
instructional techniques and is
otherwise qualified to provide required
training to candidates for an Merchant
Mariner Credential endorsement. A
faculty member employed at a State
maritime academy or the U.S. Merchant
Marine Academy operated under 46
CFR part 310 and instructing in a
navigation or engineering course is
qualified to serve as a qualified
instructor in his or her area of
specialization without individual
evaluation by the Coast Guard.
Qualified rating means various
categories of Able Seaman, Qualified
Member of the Engine Department,
Lifeboatman, or Tankerman
endorsements formerly issued on
Merchant Mariner’s Documents.
Raise of grade means an increase in
the level of authority and responsibility
associated with an officer or rating
endorsement.
Rating endorsement is an annotation
on a Merchant Mariner Credential that
allows a mariner to serve in those
capacities set out in § 10.109 (b) and (c).
Regional Examination Center or REC
means a Coast Guard office that issues
Merchant Mariners’ Credentials and
endorsements.
Restricted Tankerman endorsement
means a valid tankerman endorsement
on an Merchant Mariner Credential
restricting its holder as the Officer in
Charge, Marine Inspection, (OCMI)
deems appropriate. For instance, the
endorsement may restrict the holder to
one or a combination of the following:
A specific cargo or cargoes; a specific
vessel or vessels; a specific facility or
facilities; a specific employer or
employers; a specific activity or
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activities (such as loading or unloading
in a cargo transfer); or a particular area
of water.
Rivers means a river, canal, or other
similar body of water designated as such
by the Officer in Charge, Marine
Inspection.
Safe and suitable person means a
person whose character and habits of
life are such as to support the belief that
his or her presence on board vessels of
the United States is not, or may not be,
adverse to the security of the United
States.
Self-propelled has the same meaning
as the terms ‘‘propelled by machinery’’
and ‘‘mechanically propelled.’’ This
term includes vessels fitted with both
sails and mechanical propulsion.
Self-propelled tank vessel means a
self-propelled tank vessel, other than a
tankship.
Senior company official means the
president, vice president, vice president
for personnel, personnel director, or
similarly titled or responsible
individual, or a lower-level employee
designated in writing by one of these
individuals for the purpose of certifying
employment and whose signature is on
file at the Regional Examination Center
(REC) at which application is made.
Service as, as used when computing
the required service for MODU
endorsements, means the time period,
in days, a person is assigned to work on
MODUs, excluding time spent ashore as
part of crew rotation. A day is a
minimum of four hours, and no
additional credit is received for periods
served over eight hours.
Simulated transfer means a transfer
practiced in a course meeting the
requirements of § 13.121 of this chapter
that uses simulation supplying part of
the service on transfers required for
tankerman by § 13.203 or 13.303 of this
chapter.
Staff officer means a person who
holds an officer endorsement on a
Merchant Mariner Credential listed in
§ 10.109(a)(13).
Standard of competence means the
level of proficiency to be achieved for
the proper performance of duties on
board vessels according to national and
international criteria.
STCW means the International
Convention on Standards of Training,
Certification and Watchkeeping for
Seafarers, 1978, as amended
(incorporated by reference in § 10.103).
STCW Code means the Seafarer’s
Training, Certification and
Watchkeeping Code, as amended
(incorporated by reference in § 10.103).
STCW endorsement means an
annotation on an Merchant Mariner
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Credential that allows a mariner to serve
in those capacities under § 10.109(d).
Tank barge means a non-selfpropelled tank vessel.
Tank vessel means a vessel that is
constructed or adapted to carry, or that
carries, oil or hazardous material in bulk
as cargo or cargo residue, and that—
(1) Is a vessel of the United States;
(2) Operates on the navigable waters
of the United States; or
(3) Transfers oil or hazardous material
in a port or place subject to the
jurisdiction of the United States.
Tankerman-Assistant means a person
holding a valid ‘‘Tankerman-Assistant’’
endorsement to his or her Merchant
Mariner Credential.
Tankerman-Engineer means a person
holding a valid ‘‘Tankerman-Engineer’’
endorsement to his or her Merchant
Mariner Credential.
Tankerman-PIC means a person
holding a valid ‘‘Tankerman-PIC’’
endorsement to his or her Merchant
Mariner Credential.
Tankerman-PIC (Barge) means a
person holding a valid ‘‘Tankerman-PIC
(Barge)’’ endorsement to his or her
Merchant Mariner Credential.
Tankship means any tank vessel
constructed or adapted primarily to
carry oil or hazardous material in bulk
as cargo or as cargo residue and
propelled by power or sail.
Transfer means any movement of
dangerous liquid or liquefied gas as
cargo in bulk or as cargo residue to,
from, or within a vessel by means of
pumping, gravitation, or displacement.
Section 13.127 of this chapter describes
what qualifies as participation in a
creditable transfer.
Transportation Worker Identification
Credential or TWIC means an
identification credential issued by the
Transportation Security Administration
under 49 CFR part 1572.
Underway means that a vessel is not
at anchor, made fast to the shore, or
aground. When referring to a mobile
offshore drilling unit (MODU),
underway means that the MODU is not
in an on-location or laid-up status and
includes that period of time when the
MODU is deploying or recovering its
mooring system.
Undocumented vessel means a vessel
not required to have a document issued
under the laws of the United States.
Upper level is used as a category of
deck and engineer officer endorsements
established for assessment of fees.
Upper-level endorsements are those for
which the requirements are listed in
§§ 11.404 to 11.407 of this subchapter
and §§ 11.510, 10.512, 10.514, and
11.516 of subpart E of this subchapter.
Western rivers means the Mississippi
River, its tributaries, South Pass, and
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29495
Southwest Pass, to the navigational
demarcation lines dividing the high seas
from harbors, rivers, and other inland
waters of the United States, and the Port
Allen-Morgan City Alternate Route, and
that part of the Atchafalaya River above
its junction with the Port Allen-Morgan
City Alternate Route including the Old
River and the Red River, and those
waters specified in 33 CFR 89.25.
Year means 360 days, for the purpose
of complying with the service
requirements of this subchapter.
§ 10.109
Classification of endorsements.
(a) The following officer
endorsements are established in part 11
of this subchapter. The endorsements
indicate that an individual holding a
valid MMC with this endorsement is
qualified to serve in that capacity and
the endorsement has been issued under
the requirements contained in part 11 of
this subchapter:
(1) Master.
(2) Chief mate.
(3) Second mate.
(4) Third mate.
(5) Mate.
(6) Apprentice mate (Steersman).
(7) Chief engineer.
(8) First assistant engineer.
(9) Second assistant engineer.
(10) Third assistant engineer.
(11) Assistant engineer.
(12) Designated duty engineer.
(13) Staff officers who are registered
in the following grades:
(i) Chief purser.
(ii) Purser.
(iii) Senior assistant purser.
(iv) Junior assistant purser.
(v) Medical doctor.
(vi) Professional nurse.
(vii) Marine physician assistant.
(viii) Hospital corpsman.
(b) The following rating endorsements
are established in part 12 of this
subchapter. The endorsements indicate
that an individual holding a valid MMC
with this endorsement is qualified to
serve in that capacity and the
endorsement has been issued under the
requirements contained in part 12 of
this subchapter:
(1) Able seaman.
(2) Ordinary seaman.
(3) Qualified member of the engine
department.
(4) Lifeboatman.
(5) Wiper.
(6) Steward’s department (F.H.).
(7) Cadet.
(8) Student observer.
(9) Apprentice engineer.
(10) Apprentice mate.
(c) The following ratings are
established in part 13 of this subchapter.
The endorsements indicate that an
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individual holding a valid MMC with
this endorsement is qualified to serve in
that capacity and the endorsement has
been issued under the requirements
contained in part 13 of this subchapter:
(1) Tankerman-PIC.
(2) Tankerman-PIC (Barge).
(3) Restricted Tankerman-PIC.
(4) Restricted Tankerman-PIC (Barge).
(5) Tankerman-Assistant.
(6) Tankerman-Engineer.
(d) The following STCW
endorsements are established by STCW
and issued according to the STCW Code
and Convention and parts 11 and 12 of
this subchapter. The endorsements
indicate that an individual holding a
valid MMC with this endorsement is
qualified to serve in that capacity and
the endorsement has been issued under
the requirements contained in parts 11
or 12 of this subchapter as well as the
STCW Convention and Code
(incorporated by reference see § 10.103):
(1) Master.
(2) Chief Mate.
(3) Officer in Charge of a Navigational
Watch (OICNW).
(4) Chief Engineer.
(5) Second Engineer Officer.
(6) Officer in Charge of an Engineering
Watch in a Manned Engineroom or
Designated Duty Engineer in a
Periodically Unmanned Engineroom
(OICEW).
(7) Rating Forming Part of a
Navigational Watch (RFPNW).
(8) Rating Forming Part of a Watch in
a Manned Engineroom or designated to
perform duties in a periodically
unmanned engineroom (RFPEW).
(9) Proficiency in Survival Craft and
Rescue Boats other than Fast Rescue
boats (PSC).
(10) Proficiency in Fast Rescue Boats.
(11) Person in Charge of Medical Care.
(12) Medical First Aid Provider.
(13) GMDSS At-Sea Maintainer.
(14) GMDSS Operator.
Subpart B—General Requirements for
all Merchant Mariner Credentials
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§ 10.201 General characteristics of the
Merchant Mariner Credential.
(a) A Merchant Mariner Credential
(MMC) (Coast Guard Form CG–XXXX),
is a credential combining the elements
of the Merchant Mariner’s Document
(MMD), License, and Certificate of
Registry (COR) enumerated in 46 U.S.C.
subtitle II, part E. MMDs, Licenses,
STCW endorsements and CORs will no
longer be issued and all qualifications
formerly entered on those separate
credentials will appear in the form of an
endorsement(s) on an MMC.
(b) Although an MMC contains
information necessary to identify the
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mariner to whom it is issued, the
Transportation Worker Identification
Credential (TWIC) is the primary
identification document for mariners.
(c) An MMC authorizes the holder to
serve in any capacity endorsed thereon,
or in any lower capacity in the same
department, or in any capacity covered
by a general endorsement.
§ 10.203 Requirement to hold a TWIC and
a Merchant Mariner Credential.
(a) Any mariner required to hold a
License, MMD, Certificate of Registry,
and/or an STCW Endorsement by a
regulation in 33 CFR chapter I or 46 CFR
chapter I must instead hold an MMC. A
mariner may continue to serve under
the authority of and within any
restriction on their License, MMD,
Certificates of Registry, and/or STCW
Endorsement, until the first renewal or
upgrade of that credential but not later
than [date five years after effective date
of the final rule].
(b) No MMC, License, MMD,
Certificate of Registry, or STCW
Endorsement will be valid unless the
holder also holds a valid TWIC.
(c) An MMC, License, MMD,
Certificate of Registry, or STCW
Endorsement must be retained by the
mariner to whom it was issued and,
while valid, must be produced to verify
qualifications when required by an
authorized official.
(d) A TWIC must be retained by the
mariner to whom it was issued and,
while valid, shall serve as the mariner’s
primary identification document. The
TWIC must be produced to verify
identity when required by an authorized
official.
§ 10.205 Validity of a Merchant Mariner
Credential.
(a) An MMC is valid for a term of five
years from the date of issuance.
(b) All endorsements are valid until
the expiration date of the MMC on
which they appear.
(c) A mariner may not serve under the
authority of an MMC past its expiration
date. An expired MMC may be renewed
during an administrative grace period of
up to one year beyond its expiration
date as per § 10.227 (j) of this part.
(d) When an MMC is renewed or reissued prior to its expiration date in
accordance with § 10.227, the MMC that
has been replaced becomes void.
(e) An MMC is not valid until signed
by the applicant and the OCMI or the
OCMI’s designated representative.
(f) A mariner’s STCW Endorsement is
valid only when the related officer or
rating endorsement is valid.
(g) A mariner’s endorsements
authorize the holder to serve in any
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capacity endorsed on the MMC, or in
any lower capacity in the same
department, or in any capacity covered
by a general endorsement thereon.
(h) If a mariner chooses to renew their
License, MMD, COR, or STCW
Certificate and receive their first MMC,
the Coast Guard may also renew all
other credentials for which the mariner
is qualified.
§ 10.207
Identification number.
For recordkeeping purposes only, a
mariner’s official MMC identification
number is the individual’s social
security number. However, a unique
serial number, and not the social
security number, will appear on the
credential.
§ 10.209
Application procedures.
(a) The applicant for an MMC or
endorsement, whether original, renewal,
duplicate or raise of grade, must
establish to the satisfaction of the Coast
Guard that he or she satisfies all the
requirements for the MMC and
endorsement(s) sought before the Coast
Guard will issue the MMC. This section
contains the general requirements for all
applicants. Additional requirements for
duplicates, renewals and raises in grade
appear later in this part.
(b) The Coast Guard may refuse to
process an incomplete MMC
application.
(c) A complete application for an
MMC or endorsement, must contain the
following:
(1) A signed written application;
(2) Proof that the mariner holds a
valid TWIC, except as provided in
§ 10.227(i);
(3) Information supplied by TSA.
Upon issuance of a TWIC by TSA, a
mariner’s fingerprints, FBI number and
criminal record (if applicable),
photograph, proof of citizenship and
proof of legal resident alien status (if
applicable) will be made available,
electronically, to the Coast Guard and
will be made a part of the mariner’s
MMC application;
(4) Except as provided in § 10.227(i),
all applications must contain all
supplementary materials required to
show that the mariner meets the
mandatory requirements for the specific
endorsement sought;
(i) The mandatory requirements for
officer endorsements are contained in
part 11 of this chapter.
(ii) The mandatory requirements for
rating endorsements are contained in
part 12 of this chapter.
(iii) For a tankerman rating
endorsement, the applicant must also
provide those documents or proofs
required in part 13 of this chapter.
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(iv) The mandatory requirements for
STCW Endorsements are contained in
parts 11 and 12 of this chapter and in
the STCW Convention and Code
(Incorporated by reference, see
§ 10.103).
(5) The appropriate fee as set forth in
§ 10.219 of this part;
(6) If the applicant holds a continuous
discharge book, certificate of
identification, MMD, MMC, License,
STCW Endorsement or Certificate of
Registry, it must be exhibited at the time
of application;
(7) Criminal record review. No MMC
or endorsement will be issued until the
applicant has passed a criminal record
review as set forth in § 10.211 of this
part;
(8) National Driver Register. No MMC
or endorsement will be issued until the
applicant has passed a National Driver
Register review as set forth in § 10.121
of this part;
(9) Drug test. To obtain an original or
renewal MMC, a raise in grade of officer
endorsement, or the first endorsement
as able seaman, lifeboatman, qualified
member of the engine department , or
tankerman, an applicant must produce
evidence of having passed a chemical
test for dangerous drugs or of qualifying
for an exception from testing in § 16.220
of this subchapter. An applicant who
fails a chemical test for dangerous drugs
will not be issued an MMC. Applicants
requesting an inactive MMC renewal
under § 10.227(i) of this part are exempt
from this requirement;
(10) An applicant for an endorsement
where sea service is required must
produce with the application,
discharges or other documentary
evidence of service, indicating the
name, tonnage, and horsepower of the
vessels, dates of service, capacity in
which the applicant served, and on
what waters; and
(11) All applicants must comply with
the medical and physical standards of
§ 10.215 of this part.
(d) The written portion of the
application may be submitted by mail,
fax, or other electronic means. The
written portion of the application may
include:
(1) A properly completed application
on a Coast Guard-furnished form and
the evaluation fee required by § 10.219
of this part;
(2) The applicant’s continuous
discharge book, certificate of
identification, MMD, MMC, License,
STCW Endorsement, Certificate of
Registry or, if it has not expired, a
photocopy of the credential, including
the back and all attachments;
(3) Proof on a form provided by the
Coast Guard that the applicant passed
the applicable vision, hearing, medical
or physical exam as required by § 10.215
of this part;
(4) If the applicant desires a credential
with a radar-observer endorsement,
either the radar-observer certificate or a
certified copy;
(5) Evidence of, or acceptable
substitute for, sea service for an officer’s
endorsement;
(6) For an endorsement as a medical
doctor or professional nurse, evidence
that the applicant holds a currently
valid, appropriate license as physician,
surgeon, or registered nurse, issued
under the authority of a state or territory
of the United States, the Commonwealth
of Puerto Rico, or the District of
Columbia. Any MMC issued will retain
any limitation associated with the
medical License; and
(7) The open-book exercise, if
required, may be administered through
the mail.
§ 10.211
Criminal record review.
(a) The Coast Guard may conduct a
criminal record review to determine the
safety and suitability of an applicant for
an MMC and any endorsements. An
applicant conducting simultaneous
MMC transactions will undergo a single
criminal record review. Each applicant
must provide written disclosure of all
prior convictions at the time of
application.
(b) A criminal record review is
required for applicants seeking a
duplicate MMC under § 10.229.
(c) Fingerprints. The Transportation
Security Administration (TSA) will
provide to the Coast Guard electronic
fingerprint images submitted by the
applicant in the TWIC enrollment
29497
process. The applicant’s fingerprints
will be used by the Coast Guard to
determine whether the applicant has a
record of a criminal conviction.
(d) When a criminal record review
leads the Coast Guard to determine that
an applicant is not a safe and suitable
person or cannot be entrusted with the
duties and responsibilities of the MMC
or endorsement applied for, the
application may be disapproved.
(e) If an application is disapproved,
the applicant will be notified in writing
of that fact, and, except as provided by
this paragraph, the reason or reasons for
disapproval and advised that the appeal
procedures in subpart 1.03 of part 1 of
this chapter apply. No examination will
be given pending decision on appeal.
The applicant will be notified in writing
of the reason or reasons for disapproval,
unless the Coast Guard determines that
the disclosure of information is
prohibited by law, regulation, or agency
policy, in which case the reason(s) will
not be disclosed.
(f) No person who has been convicted
of a violation of the dangerous drug
laws of the United States, the District of
Columbia, any State, territory, or
possession of the United States, or a
foreign country, by any military or
civilian court, is eligible for an MMC,
except that a conviction for a drug
offense more than 10 years before the
date of application will not alone be
grounds for denial.
(g) The Coast Guard will use table
10.211(g) to evaluate applicants who
have criminal convictions. The tables
list major categories of criminal activity
and are not to be construed as an allinclusive list. If an applicant is
convicted of an offense that does not
appear on the list, the Coast Guard will
establish an appropriate assessment
period using the list as a guide. The
assessment period commences when an
applicant is no longer incarcerated. The
applicant must establish proof of the
time incarcerated and periods of
probation and parole to the satisfaction
of the Coast Guard. The assessment
period may include supervised or
unsupervised probation or parole.
TABLE 10.211(G).—GUIDELINES FOR EVALUATING APPLICANTS FOR MMCS WHO HAVE CRIMINAL CONVICTIONS
Assessment periods
Crime 1
sroberts on PROD1PC70 with PROPOSALS
Minimum
Maximum
Crimes Against Persons
Homicide (intentional) ...................................................................................................................................................
Homicide (unintentional) ...............................................................................................................................................
Assault (aggravated) ....................................................................................................................................................
Assault (simple) ............................................................................................................................................................
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7
5
5
1
years ........
years ........
years ........
year ..........
20 years.
10 years.
10 years.
5 years.
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TABLE 10.211(G).—GUIDELINES FOR EVALUATING APPLICANTS FOR MMCS WHO HAVE CRIMINAL CONVICTIONS—
Continued
Assessment periods
Crime 1
Minimum
Sexual Assault (rape, child molestation) ......................................................................................................................
Robbery ........................................................................................................................................................................
Other crimes against persons 2
Maximum
5 years ........
5 years ........
10 years.
10 years.
3 years ........
3 years ........
10 years.
5 years.
1 year ..........
1 year ..........
1 year ..........
5 years.
2 years.
2 years.
5 years ........
10 years.
1 year ..........
10 years.
5 years ........
1 year ..........
10 years.
10 years.
Crimes Against Property
Burglary ........................................................................................................................................................................
Larceny (embezzlement) ..............................................................................................................................................
Other crimes against property 2
Vehicular Crimes
Conviction involving fatality ..........................................................................................................................................
Reckless Driving ...........................................................................................................................................................
Racing on the Highways ..............................................................................................................................................
Other vehicular crimes 2
Crimes Against Public Safety
Destruction of Property .................................................................................................................................................
Other crimes against public safety 2
Criminal Violations of Environmental Laws
Criminal violations of environmental laws involving improper handling of pollutants or hazardous materials ............
Dangerous Drug Offenses 3,4,5
Trafficking (sale, distribution, transfer) .........................................................................................................................
Dangerous drugs (Use or possession) ........................................................................................................................
Other dangerous drug convictions 6
sroberts on PROD1PC70 with PROPOSALS
1 Conviction of attempts, solicitations, aiding and abetting, accessory after the fact, and conspiracies to commit the criminal conduct listed in
this table carry the same minimum and maximum assessment periods provided in the table.
2 Other crimes are to be reviewed by the OCMI to determine the minimum and maximum assessment periods depending on the nature of the
crime.
3 Applicable to original applications only. Any applicant who has ever been the user of, or addicted to the use of, a dangerous drug shall meet
the requirements of paragraph (f) of this section. Note: Applicants for reissue of an MMC with a new expiration date including a renewal or additional endorsement(s), who have been convicted of a dangerous drug offense while holding a License, MMC, MMD, STCW Endorsement or Certificate of Registry, may have their application withheld until appropriate action has been completed by the OCMI under the regulations which appear in 46 CFR part 5 governing the administrative actions against merchant mariner credentials.
4 The OCMI may consider dangerous drug convictions more than 10 years old only if there has been a dangerous drug conviction within the
past 10 years.
5 Applicants must demonstrate rehabilitation under paragraph (l) of this section, including applicants with dangerous drug use convictions more
than ten years old.
6 Other dangerous drug convictions are to be reviewed by the OCMI on a case by case basis to determine the appropriate assessment period
depending on the nature of the offense.
(h) When an applicant has
convictions for more than one offense,
the minimum assessment period will be
the longest minimum in table 10.211(g)
and table 10.213(d) of § 10.213 based
upon the applicant’s convictions; the
maximum assessment period will be the
longest shown in table 10.211(g) and
table 10.213(d) of § 10.213 based upon
the applicant’s convictions.
(i) If a person with a criminal
conviction applies before the minimum
assessment period shown in table
10.211(g), or established by the Coast
Guard under paragraph (g) of this
section has elapsed, then the applicant
must provide, as part of the application
package, evidence of suitability for
service in the merchant marine. Factors
which are evidence of suitability for
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service in the merchant marine are
listed in paragraph (l) of this section.
The Coast Guard will consider the
applicant’s evidence submitted with the
application and may issue the MMC
and/or endorsement in less than the
listed minimum assessment period if
the Coast Guard is satisfied that the
applicant is suitable to hold the MMC
and/or endorsement for which he or she
has applied. If an application filed
before the minimum assessment period
has elapsed does not include evidence
of suitability for service in the merchant
marine, then the application will be
considered incomplete and will not be
processed by the Coast Guard.
(j) If a person with a criminal
conviction submits their MMC
application during the time between the
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minimum and maximum assessment
periods shown in table 10.211(g) or
established by the Coast Guard under
paragraph (g) of this section, then the
Coast Guard will consider the
conviction and, unless there are
offsetting factors, will grant the
applicant the MMC and/or endorsement
for which he or she has applied.
Offsetting factors include such factors as
multiple convictions, failure to comply
with court orders (e.g., child support
orders), previous failures at
rehabilitation or reform, inability to
maintain steady employment, or any
connection between the crime and the
safe operation of a vessel. If the Coast
Guard considers the applicant
unsuitable for service in the merchant
marine at the time of application, the
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Coast Guard may disapprove the
application.
(k) If a person with a criminal
conviction submits their MMC
application after the maximum
assessment period shown in table
10.211(g) or established by the Coast
Guard under paragraph (g) of this
section, has elapsed, then the Coast
Guard will grant the applicant the MMC
or endorsement for which he or she has
applied unless the Coast Guard
considers the applicant still unsuitable
for service in the merchant marine. If
the Coast Guard disapproves an
applicant with a conviction older than
the maximum assessment period listed
in table 10.211(g), the Coast Guard will
notify the applicant in writing of the
reason(s) for the disapproval. The Coast
Guard will also inform the applicant, in
writing, that the reconsideration and
appeal procedures contained in subpart
1.03 of this chapter apply.
(l) If an applicant has one or more
alcohol or dangerous drug related
criminal or NDR listed convictions, if
the applicant has ever been the user of,
or addicted to the use of, a dangerous
drug, or if the applicant applies before
the minimum assessment period for his
or her conviction has elapsed, the Coast
Guard may consider the following
factors, as applicable, in assessing the
applicant’s suitability to hold an MMC.
This list is intended as a guide for the
Coast Guard. The Coast Guard may
consider other factors appropriate to a
particular applicant, such as:
(1) Proof of completion of an
accredited alcohol or drug abuse
rehabilitation program;
(2) Active membership in a
rehabilitation or counseling group, such
as Alcoholics Anonymous or Narcotics
Anonymous;
(3) Character references from persons
who can attest to the applicant’s
sobriety, reliability, and suitability for
employment in the merchant marine
including parole or probation officers;
(4) Steady employment; and
(5) Successful completion of all
conditions of parole or probation.
(m) In the event an MMC has already
been issued when information about the
applicant’s criminal record is brought to
the attention of the Coast Guard, if such
information warrants the belief that the
applicant cannot be entrusted with the
duties and responsibilities of the MMC
or endorsement issued, or if such
information indicates that the
application for the MMC or
endorsement was false or incomplete,
the Coast Guard may notify the holder
in writing that the MMC is considered
null and void, direct the holder to
return it to the Coast Guard, and advise
the holder that, upon return of the
MMC, the appeal procedures of subpart
1.03 of part 1 of this chapter apply.
§ 10.213
National Driver Register.
(a) No MMC will be issued as an
original or reissued with a new
expiration date unless the applicant
consents to a check of the NDR for
offenses described in section
29499
205(a)(3)(A) or (B) of the NDR Act (i.e.,
operation of a motor vehicle while
under the influence of, or impaired by,
alcohol or a controlled substance; and
any traffic violations arising in
connection with a fatal traffic accident,
reckless driving, or racing on the
highways).
(b) No person who has ever been
convicted of an offense described in
section 205 of the National Driver
Register Act of 1982, as amended (49
U.S.C. 30304) because of addiction to or
abuse of alcohol is eligible for an MMC,
unless he or she furnishes satisfactory
evidence of suitability for service in the
merchant marine as provided in
paragraph (g) of this section.
(c) The Coast Guard will not consider
NDR-listed civil convictions that are
more than three years old from the date
of request unless that information
relates to a current suspension or
revocation of the applicant’s License to
operate a motor vehicle. The Coast
Guard may determine minimum and
maximum assessment periods for NDR
listed criminal convictions using table
10.213(d). An applicant conducting
simultaneous MMC transactions is
subject to only one NDR check.
(d) The guidelines in table 10.213(d)
will be used by the Coast Guard in
evaluating applicants who have drug or
alcohol related NDR listed convictions.
Non-drug or alcohol related NDR-listed
convictions will be evaluated by the
Coast Guard under table 10.211(g) of
§ 10.211 as applicable.
TABLE 10.213(D).—GUIDELINES FOR EVALUATING APPLICANTS FOR MMCS WHO HAVE NDR MOTOR VEHICLE
CONVICTIONS INVOLVING DANGEROUS DRUGS OR ALCOHOL 1
No. of convictions
Date of conviction
Assessment period
1 .........................
1 .........................
Less than 1 year .....................
More than 1, less than 3 years
1 .........................
2 or more ...........
More than 3 years old ............
Any less than 3 years old .......
2 or more ...........
All more than 3 years old .......
1 year from date of conviction.
Application will be processed, unless suspension, or revocation 2 is still in effect. Applicant
will be advised that additional conviction(s) may jeopardize merchant mariner credentials.
Not necessary unless suspension or revocation is still in effect.
1 year since last conviction and at least 3 years from 2nd most recent conviction, unless
suspension or revocation is still in effect.
Application will be processed unless suspension or revocation is still in effect.
1 Any
sroberts on PROD1PC70 with PROPOSALS
applicant who has ever been the user of, or addicted to the use of, a dangerous drug shall meet the requirements of paragraph (a) of
this section.
2 Suspension or revocation, when referred to in table 10.213, means a State suspension or revocation of a motor vehicle operator’s license.
(e) Any application may be
disapproved if information from the
NDR check leads the Coast Guard to
determine that the applicant cannot be
entrusted with the duties and
responsibilities of the MMC or
endorsement for which the application
is made. If an application is
disapproved, the Coast Guard will
notify the applicant in writing of the
reason(s) for disapproval and advise the
applicant that the appeal procedures in
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19:33 May 19, 2006
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subpart 1.03 of part 1 of this chapter
apply. No examination will be given
pending decision on appeal.
(f) Before disapproving an application
because of information received from
the NDR, the Coast Guard will make the
information available to the applicant
for review and written comment. The
applicant may submit records from the
applicable State concerning driving
record and convictions to the Coast
Guard Regional Examination Center
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(REC) processing the application. The
REC will hold an application with NDRlisted convictions pending the
completion of the evaluation and
delivery by the individual of the
underlying State records.
(g) If an applicant has one or more
alcohol or dangerous drug related
criminal or NDR-listed convictions, if
the applicant has ever been the user of,
or addicted to the use of, a dangerous
drug, or if the applicant applies before
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the minimum assessment period for his
or her conviction has elapsed, the Coast
Guard may consider the following
factors, as applicable, in assessing the
applicant’s suitability to hold an MMC.
This list is intended as a guide for the
Coast Guard. The Coast Guard may
consider other factors, which he or she
judges appropriate to a particular
applicant, such as:
(1) Proof of completion of an
accredited alcohol- or drug-abuse
rehabilitation program;
(2) Active membership in a
rehabilitation or counseling group, such
as Alcoholics Anonymous or Narcotics
Anonymous;
(3) Character references from persons
who can attest to the applicant’s
sobriety, reliability, and suitability for
employment in the merchant marine
including parole or probation officers;
(4) Steady employment; and
(5) Successful completion of all
conditions of parole or probation.
§ 10.215 Medical and physical
requirements.
(a) Medical and Physical Exams. To
qualify for an MMC the applicant must
meet the medical and physical
standards in this section. Columns 2
through 5 of table 10.215(a) provide the
specific exam, test, or demonstrations
required to obtain the corresponding
credential listed in column 1. The
criterion for assessing medical and
physical competence are published by
the U.S. Coast Guard. Any required test,
exam or demonstration must have been
performed or witnessed by a licensed
medical doctor (including a Doctor of
Osteopathy), licensed physician
assistant, or licensed nurse practitioner.
(1) First class pilots must complete
medical exams every 12 months and
submit them to the Coast Guard.
(2) Medical exams for Great Lakes
Pilots must be conducted by a licensed
medical doctor in accordance with the
physical exam requirements in 46 CFR
402.210.
TABLE 10.215(A);
2 Vision test
3 Hearing test
4 General
medical exam
5 Demonstration of physical
ability
10.215(b)(1)(i)
10.215(b) (1)(ii)
.............................................
10.215(b) (1)(ii)
X
X
.............................................
X
X
X
.............................................
X
X
X
X
X
10.215(b) (1)(ii)
10.215(b) (1)(i)
10.215(b) (1)(ii)
10.215(b) (1)(i)
10.215(b) (1)(ii)
10.215(b) (1)(ii)
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
.............................................
.............................................
.............................................
.............................................
.............................................
10.215(d)
X
X
.............................................
.............................................
.............................................
X
1 Credential
sroberts on PROD1PC70 with PROPOSALS
(i) Deck Officers, including pilots ..........
(ii) Engineering Officer
(iii) Staff Officer .........
(iv) Radio Officer .......
(v) Offshore Installation Manager,
Barge Supervisor,
or Ballast Control
Operator .................
(vi) Able Seaman .......
(vii) QMED .................
(viii) RFPNW ..............
(ix) RFPEW ...............
(x) Tankerman ...........
(xi) Proficiency in survival craft, rescue
boats, and/or fast
rescue boats and
Lifeboatmen ...........
(xii) Food handler ......
(xiii) Ratings, including entry-level,
other than those
listed above ...........
(b) Vision Test—(1) Deck Standard.
An applicant must have vision
correctable to at least 20/40 in one eye
and uncorrected vision of at least 20/
200 in the same eye. An applicant
having lost vision in one eye must wait
six months before application and
provide a statement of demonstrated
ability on his or her medical
examination. The color sense must be
determined to be satisfactory when
tested by any of the following methods,
without the use of color sensing lenses:
(i) Pseudoisochromatic Plates
(Dvorine, 2nd Edition; AOC; revised
edition or AOC–HRR; Ishihara 16-,
24-, or 38-plate editions).
(ii) Eldridge—Green Color Perception
Lantern.
(iii) Farnsworth Lantern.
(iv) Keystone Orthoscope.
(v) Keystone Telebinocular.
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20:38 May 19, 2006
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(vi) SAMCTT (School of Aviation
Medicine Color Threshold Tester).
(vii) Titmus Optical Vision Tester.
(viii) Williams Lantern.
(2) Engineering, radio operator,
tankerman, and MODU standard. An
applicant must have correctable vision
of at least 20/50 in one eye and
uncorrected vision of at least 20/200 in
the same eye. And need only have the
ability to distinguish the colors red,
green, blue and yellow.
(3) Any applicant whose uncorrected
vision does not meet the standards
listed above may not serve under the
authority of the endorsement unless
corrective lenses are worn and spare
lenses are carried on board a vessel.
(c) Hearing test. Hearing thresholds
should be checked at 500, 1000, 2000,
and 3000 Hertz.
(1) For an original MMC, you should
have an average unaided hearing
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threshold of 70 decibels (db) in each ear
and a functional speech discrimination
of at least 90% at 55 db for each ear.
(2) For all other credential activity
you should have an average hearing
threshold of 70 db or less for each ear
and functional speech discrimination of
at least 80 percent at 55 db for each ear.
(d) General medical exam. This exam
must be documented and of such scope
to ensure that there are no conditions
that pose an inordinate risk of sudden
incapacitation or debilitating
complication. This exam must also
document any condition requiring
medication that impairs judgment or
reaction time. Examples of physical
impairment or medical conditions that
could lead to disqualification include,
but are not limited to, poorly controlled
diabetes, myocardial infarctions,
psychiatric disorders, and convulsive
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disorders. Additionally, food handlers
must be free of communicable disease.
(e) The demonstration of physical
ability. This exam is required for all
mariners except entry-level mariners
serving on vessels to which the STCW
does not apply. It must document that
the examiner is satisfied that the
applicant:
(1) Has no disturbance in the sense of
balance;
(2) Is able, without assistance, to
climb up and down vertical ladders and
inclined stairs;
(3) Is able, without assistance, to step
over a door sill or coaming;
(4) Is able to grasp, lift, and
manipulate various common shipboard
tools; move hands and arms to open and
close valve wheels in vertical and
horizontal directions, and rotate wrists
to turn handles;
(5) Does not have any impairment or
disease that could prevent normal
movement and physical activities;
(6) Is able to stand and walk for
extended periods;
(7) Does not have any impairment or
disease that could prevent response to a
visual or audible alarm; and
(8) Is capable of normal conversation.
(f) Reports of medical and physical
exams, demonstrations and tests. These
reports must be submitted within 12
months from the date signed by the
licensed medical professional. When
submitted with a complete application
package under § 10.209(c)(6), these
reports remain valid for 12 months from
the date of the application approval.
(g) Where an applicant does not
possess the vision, hearing, or general
physical condition necessary, the Coast
Guard, after consultation with the
examining physician or physician
assistant, may recommend a waiver to
the Commandant if extenuating
circumstances warrant special
consideration. An applicant may submit
to the Coast Guard, additional
correspondence, records and reports in
support of this request. In this regard,
recommendations from agencies of the
Federal Government operating
government vessels, as well as owners
and operators of private vessels, made
on behalf of their employees, will be
given full consideration. Waivers are not
normally granted to an applicant whose
vision does not meet the requirements
in § 10.227(1)(i) and (1)(ii).
§ 10.217 MMC application and examination
locations.
(a) Applicants may apply for
Merchant Mariner Credentials at any of
the following Regional Examination
Center locations: Alameda, CA.,
Anchorage, AK., Baltimore, MD.,
Boston, MA., Charleston, SC., Honolulu,
HI., Houston, TX., Juneau, AK.,
Memphis, TN., Miami, FL., New
Orleans, LA., New York, NY., Portland,
OR., San Pedro, CA., Seattle, WA., St.
Louis, MO., Toledo, OH.
(b) Coast Guard-designated facilities.
The Coast Guard may designate
additional locations to provide services
to applicants for MMCs.
(c) Exam Locations. (1) Coast Guard
Merchant Marine Details may conduct
exams at locations other than the
Regional Exam Centers, but are not
prepared to conduct the physical
examination where required. Merchant
Marine Details may not issue regular
certificates, but temporary permits in
lieu thereof. Merchant Marine Details
will instruct the recipient of each
temporary permit to present it to the
Officer in Charge, Marine Inspection,
upon arrival in the first port in the
United States in which a Sector is
located in order to exchange it for a
permanent certificate.
(2) The temporary permit must be
accepted in a Sector as proof that the
bearer has complied with the rules and
regulations governing the issuance of
certificates, except as noted in the body
of the temporary permit. The
requirements noted in the exceptions
will be complied with as in the case of
other applicants.
(3) The written examinations are
forwarded to the National Maritime
Center by Merchant Marine Details, and
any Sector at which an applicant with
a temporary permit appears and may
request and obtain the examination from
the National Maritime Center. Any
Sector which doubts the propriety of
issuing a permanent certificate instead
of a temporary permit which has been
issued by a foreign Merchant Marine
Detail must inform the National
Maritime Center fully as to the
circumstances.
§ 10.219(a)
Fees.
(a) Use table 10.219(a) of this section
to calculate the mandatory fees for
MMCs and associated endorsements.
TABLE 10.219(A).—FEES
And you need* * *
sroberts on PROD1PC70 with PROPOSALS
If you apply for
Evaluation
then the fee
is* * *
Examination
then the fee
is* * *
Issuance
then the fee
is* * *
$100
100
100
50
50
50
$110
95
45
45
45
45
$45
45
45
45
45
45
50
50
45
n/a
45
45
90
50
n/a
n/a
45
45
95
95
95
50
50
n/a
140
140
n/a
45
45
45
45
45
45
No fee
No fee
No fee
MMC with Officer Endorsement:
Original:
Upper level .......................................................................................................................................
Lower level .......................................................................................................................................
Raise of grade .........................................................................................................................................
Modification or removal of limitation or scope .........................................................................................
Endorsement ....................................................................................................................................
Renewal ............................................................................................................................................
Radio Officer Endorsement:
Original .............................................................................................................................................
Renewal ............................................................................................................................................
Staff Officer Endorsements:
Original .............................................................................................................................................
Renewal ............................................................................................................................................
MMC with Rating Endorsement:
Original endorsement for ratings other than qualified ratings .................................................................
Original endorsement for qualified rating ................................................................................................
Upgrade or Raise in Grade .....................................................................................................................
Renewal endorsement for ratings other than qualified ratings ...............................................................
Renewal endorsement for qualified rating ...............................................................................................
STCW Certification:
Original .............................................................................................................................................
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TABLE 10.219(A).—FEES—Continued
And you need* * *
If you apply for
Evaluation
then the fee
is* * *
Examination
then the fee
is* * *
Issuance
then the fee
is* * *
No fee
n/a
n/a
No fee
n/a
n/a
No fee
45
45 1
Renewal ............................................................................................................................................
Certificate of Continuity ...........................................................................................................................
Reissue, Replacement, and Duplicate ....................................................................................................
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1 Duplicate
for MMC lost as result of marine casualty—No Fee.
(b) Fee payment procedures. You may
pay:
(1) All fees required by this section
when you submit your application; or
(2) A fee for each phase at the
following times:
(i) An evaluation fee when you submit
your application.
(ii) An examination fee before you
take the first examination section.
(iii) An issuance fee before you
receive your MMC.
(c) If you take your examination
someplace other than a Regional
Examination Center (REC), you must
pay the examination fee to the REC at
least one week before your scheduled
examination date.
(d) Unless the REC provides
additional payment options, your fees
must be paid as follows:
(1) Your fee payment must be for the
exact amount.
(2) Make your check or money order
payable to the U.S. Coast Guard, and
write your social security number on the
front of each check or money order.
(3) If you pay by mail, you must use
either a check or money order.
(4) If you pay in person, you may pay
with cash, check, credit card, or money
order at Coast Guard units where
Regional Examination Centers are
located.
(e) Unless otherwise specified in this
part, when two or more endorsements
are processed on the same application:
(1) Evaluation fees. If an applicant
simultaneously applies for a rating
endorsement and a deck or engineer
officer’s endorsement, only the
evaluation fee for the officer’s
endorsement will be charged. If an
applicant also simultaneously applies
for a staff officer or radio officer
endorsement along with the deck or
engineer officer’s endorsement, only the
evaluation fee for the deck or engineer
officer’s endorsement will be charged.
No evaluation fee is charged for an
STCW Endorsement.
(2) Examination fees. One
examination fee will be charged for each
exam or series of exams for an original,
raise in grade, or renewal of an
endorsement on an MMC taken within
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one year from the date of the application
approval. An examination fee will also
be charged to process an open book
exercise used to renew an MMC. If an
officer endorsement examination under
part 11 of this chapter also fulfills the
examination requirements in part 12 of
this chapter for rating endorsements,
only the fee for the officer endorsement
examination is charged.
(3) Issuance fees. Only one issuance
fee will be charged for each MMC
application.
(f) The Coast Guard may assess
additional charges to anyone to recover
collection and enforcement costs
associated with delinquent payments,
failure to pay a fee, or returned checks.
The Coast Guard will not provide
credentialing services to a mariner who
owes money for credentialing services
previously provided.
(g) Anyone who fails to pay a fee or
charge established under this subpart is
liable to the United States Government
for a civil penalty of not more than
$5,000 for each violation.
(h) No-fee MMC for certain
applicants. (1) For the purpose of this
section, a no-fee MMC applicant is a
person who is a volunteer, or part-time
or full-time employee of an organization
which is:
(i) Charitable in nature.
(ii) Not for profit.
(iii) Youth oriented.
(2) Determination of eligibility. (i) An
organization may submit a written
request to Commanding Officer, U.S.
Coast Guard National Maritime Center,
4200 Wilson Boulevard, Suite 630,
Arlington, VA 22203–1804, in order to
be considered an eligible organization
under the criteria set forth in paragraph
(h)(1) of this section. With the written
request, the organization must provide
evidence of its status as a youth
oriented, not for profit, charitable
organization.
(ii) The following organizations are
accepted by the Coast Guard as meeting
the requirements of paragraph (h)(1) of
this section and need not submit
evidence of their status: Boy Scouts of
America, Sea Explorer Association, Girl
Scouts of the United States of America,
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and Young Men’s Christian Association
of the United States of America.
(3) A letter from an organization
determined eligible under paragraph
(h)(2) of this section must also
accompany the person’s MMC
application to the Coast Guard. The
letter must state that the purpose of the
person’s application is solely to further
the conduct of the organization’s
maritime activities. The applicant then
is eligible under this section to obtain a
no-fee MMC if other requirements for
the MMC are met.
(4) An MMC issued to a person under
this section is endorsed restricting its
use to vessels owned or operated by the
sponsoring organization.
(5) The holder of a no-fee MMC issued
under this section may have the
restriction removed by paying the
appropriate evaluation, examination,
and issuance fees that would have
otherwise applied.
§ 10.221
Applications submitted by aliens.
No MMC may be issued to an alien
unless the alien is lawfully admitted to
the United States for permanent
residence. Only individuals with valid
U.S. citizenship may apply for officer
endorsements.
§ 10.223 Modification or removal of
limitations.
(a) If an Officer in Charge, Marine
Inspection, (OCMI) is satisfied by the
documentary evidence submitted that
an applicant is entitled by experience,
training, and knowledge to an
endorsement or increase in the scope of
any MMC held, any limitations that
were previously placed upon the MMC
by that OCMI may be changed or
removed. Such an increase in scope may
include a change in horsepower or
tonnage limitations, or geographic route
restrictions.
(b) A endorsement limitation on an
MMC may not be changed before full
information regarding the reason for the
limitation is obtained from the OCMI
responsible for that limitation.
(c) No limitation on any endorsement
may be changed before the applicant has
made up any deficiency in the
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experience prescribed for the
endorsement or endorsement desired
and passed any necessary examination.
§ 10.225 Issuance of Merchant Mariner
Credentials.
(a) Applications are valid for 12
months from the date of approval.
(b) Oath. Every person who receives
an original MMC must first take an oath,
before an official authorized to give
such oath, that he or she will faithfully
and honestly, according to his or her
best skill and judgment, without
concealment or reservation, perform all
the duties required by law and obey all
lawful orders of superior officers. An
oath may be administered by any Coast
Guard-designated individual or any
person legally permitted to administer
oaths in the jurisdiction where the
person taking the oath resides. An oath
administered at a location other than
those listed in § 10.217 must be verified
in writing by the administering official
and submitted to the same Regional
Examination Center where the applicant
applied for his or her MMC. This oath
remains binding for any subsequently
issued MMC and endorsements added
to the MMC unless specifically
renounced in writing.
(c) Upon determining that the
applicant satisfactorily meets all
requirements for an MMC or an
endorsement thereon, the Coast Guard
will issue the properly endorsed MMC
to the applicant.
(d) When a new MMC is issued, the
mariner must return the previously
issued MMC, License, MMD, or STCW
Endorsement, unless the new MMC is
being issued to replace a lost or stolen
credential.
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§ 10.227 Additional requirements for
renewal.
(a) In addition to the requirements in
§ 10.209 of this part, applicants for
renewal must also meet the
requirements of this section. Except as
provided in paragraph (i) of this section,
an applicant for renewal of a credential
must establish possession of all of the
necessary qualifications before the MMC
will be renewed.
(b) A credential may be renewed at
any time during its validity and for one
year after expiration.
(c) Applications are valid for 12
months from the date of approval.
(d) Each application must be on a
Coast Guard-furnished form and be
accompanied by the appropriate fee set
forth in § 10.219 of this part.
(e) The applicant must submit the
original or a photocopy of the MMC,
MMD, License, Certificate of Registry, or
STCW Endorsement to be renewed. A
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photocopy must include the back and
any attachments. If requested, the old
credential, with the exception of the
MMC, will be returned to the applicant.
(f) No credential will be renewed if it
has been suspended without probation
or revoked as a result of action under
part 5 of this chapter or if facts that
would render a renewal improper have
come to the attention of the Coast
Guard.
(g) Professional requirements. (1) In
order to renew a License or MMC with
endorsement as master, mate, engineer,
pilot, operator, or qualified rating the
applicant must either—
(i) Present evidence of at least one
year of sea service during the past five
years;
(ii) Pass a comprehensive, open-book
exercise covering the general subject
matter contained in appropriate sections
of subpart I of this part;
(iii) Complete an approved refresher
training course; or
(iv) Present evidence of employment
in a position closely related to the
operation, construction or repair of
vessels (either deck or engineer as
appropriate) for at least three years
during the past five years. An applicant
for a deck license or officer endorsement
with this type of employment must also
demonstrate knowledge on an
applicable Rules of the Road exercise.
(2) The qualification requirements for
renewal of radar observer endorsement
are in § 11.480 of this chapter.
(3) Additional qualification
requirements for renewal of an officer
endorsement as first-class pilot are
contained in § 11.713 of this chapter.
(4) An applicant for renewal of a radio
officer’s endorsement must, in addition
to meeting the requirements of this
section, present a currently valid license
as first- or second-class radiotelegraph
operator issued by the Federal
Communications Commission. This
license will be returned to the applicant.
(5) An applicant for renewal of an
endorsement as medical doctor or
professional nurse must, in addition to
meeting the requirements of this
section, present evidence that he or she
holds a currently valid appropriate
license as physician, surgeon, or
registered nurse issued under the
authority of a State or territory of the
United States, the Commonwealth of
Puerto Rico, or the District of Columbia.
Any such renewal will retain the
limitations placed upon the medical
license by the issuing body. There are
no professional requirements for
renewal of an endorsement as marine
physician assistant or hospital
corpsman.
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29503
(6) An applicant for renewal of an
endorsement as master or mate (pilot) of
towing vessels must submit satisfactory
evidence of—
(i) Having completed a practical
demonstration of maneuvering and
handling a towing vessel to the
satisfaction of a designated examiner; or
(ii) Ongoing participation in training
and drills during the validity of the
License or MMC being renewed.
(h) Except as otherwise provided,
each candidate for a renewal of an
STCW endorsement must meet the
applicable requirements of § 11.202 of
this chapter and must meet the
requirements of Section A–VI/2,
paragraph 1 to 4 of the STCW Code.
(i) Inactive renewal (certificate of
continuity). (1) Applicants for renewal
who are unwilling or otherwise unable
to meet the requirements of paragraph
(g) of this section or the medical and
physical standards of § 10.215 of this
part may renew their credential by
applying for a certificate of continuity.
The certificate of continuity will appear
in the form of an MMC with the
following restrictive endorsement:
‘‘Merchant Mariner Credential renewed
for continuity purposes only; service
under the authority of this credential is
prohibited.’’ Holders of MMCs with this
continuity endorsement may have the
prohibition rescinded at any time by
satisfying the renewal requirements in
paragraph (g) of this section, and the
medical and physical standards of
§§ 10.215 and 10.209(c)(9).
(2) Applications for renewal with the
continuity endorsement must include:
(i) The credential to be renewed, or,
if it is unexpired, a photocopy of the
credential including the back and all
attachments; and
(ii) A signed statement from the
applicant attesting to an awareness of
the restriction to be placed on the
renewed MMC, and of the requirements
for rescinding the continuity
endorsement.
(j) Administrative grace period.
Except as provided herein, a credential
may not be renewed more than 12
months after it has expired. To obtain a
reissuance of the credential, an
applicant must comply with the
requirements of paragraph (k) of this
section. When an applicant’s credential
expires during a time of service with the
Armed Forces and there is no
reasonable opportunity for renewal,
including by mail, this period may be
extended. The period of military service
following the date of expiration which
precluded renewal may be added to the
12-month grace period. The 12-month
grace period and any extensions do not
affect the expiration date of the
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credential. A License, MMD, COR,
STCW Certificate, MMC, and any
endorsements, are not valid for use after
the expiration date.
(k) Re-issuance of expired credentials.
(1) Whenever an applicant applies for
re-issuance of an endorsement as deck
officer, engineer officer, or qualified
rating more than 12 months after
expiration, instead of the requirements
of paragraph (g) of this section, the
applicant must demonstrate continued
professional knowledge by completing a
course approved for this purpose, or by
passing the complete examination. The
examination may be oral-assisted if the
expired credential was awarded on an
oral exam. The fees set forth in § 10.219
apply to these examinations. In the case
of an expired radio officer’s
endorsement, the endorsement may be
issued upon presentation of a valid firstor second-class radiotelegraph operator
license issued by the Federal
Communications Commission.
(2) An endorsement for chief purser,
purser, senior assistant purser, junior
assistant purser, hospital corpsman,
marine physician assistant, medical
doctor, or professional nurse that has
been expired for more than 12 months
shall be renewed in the same way as a
current endorsement of that type. There
are no additional requirements for
reissuing endorsements for chief purser,
purser, senior assistant purser, junior
assistant purser, hospital corpsman,
marine physician assistant, medical
doctor, or professional nurse that have
been expired for more than 12 months.
(l) Submission of application
materials. The written portion of the
application may be submitted by mail,
fax, or other electronic means. The
written portion of the application may
include:
(1) A properly completed application
on a Coast Guard furnished form and
the evaluation fee required by § 10.219
of this part;
(2) The expired credential to be
renewed; or, if it has not expired, a
photocopy of the credential, including
the back and all attachments;
(3) Proof that the applicant passed the
applicable vision, hearing, medical or
physical exam as required by § 10.215 of
this part;
(4) If the applicant desires to renew a
credential with a radar observer
endorsement, either the radar observer
certificate or a certified copy;
(5) Evidence of, or acceptable
substitute for, sea service for the
renewal of an officer’s endorsement;
(6) For an endorsement as a medical
doctor or professional nurse, evidence
that the applicant holds a currently
valid, appropriate license as physician,
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surgeon, or registered nurse, issued
under the authority of a state or territory
of the United States, the Commonwealth
of Puerto Rico, or the District of
Columbia. Any MMC issued will retain
any limitation associated with the
medical license; and
(7) The open-book exercise, if
required, may be administered through
the mail.
§ 10.229 Issuance of duplicate Merchant
Mariner Credentials.
(a) Upon request and without
examination, a mariner may be issued a
duplicate credential after submitting an
application with an affidavit describing
the circumstances of the loss. The Coast
Guard will only issue the duplicate
credential after confirming the validity
of the mariner’s credential and TWIC.
(b) The duplicate will have the same
authority, wording, and expiration date
as the lost credential. A duplicate
credential will reference the serial
number, type, place of issue, and date
of issue of the replaced credential(s).
The duplicate issued will be in the form
of an MMC. Until [date 5 years after the
effective date of the final rule], if a
mariner seeks a duplicate of more than
one credential, the MMC issued will
reflect endorsements for all credentials
lost, and the expiration date will match
the earliest expiration date of the
credentials lost.
(c) If a person loses a credential by
shipwreck or other casualty, a duplicate
will be issued free of charge. The term
‘‘other casualties’’ includes any damage
to a ship caused by collision, explosion,
tornado, wreck, flooding, beaching,
grounding, or fire; or personal loss
associated with a federally declared
natural disaster.
(d) If a person loses a credential by
means other than those noted in
paragraph (c) of this section and applies
for a duplicate, the appropriate fee set
out in § 10.219 must be paid.
(e) No application from an alien for a
duplicate credential will be accepted
unless the alien complies with the
requirements of § 10.221 of this part.
(f) The Coast Guard may deny
applications for duplicate credentials
for any reason listed in § 10.211.
§ 10.231 Additional requirements for
raises of grade for officer endorsements.
(a) General. In addition to the
requirements of § 10.209, before any
person is issued a raise of grade of
officer endorsement, the applicant must
present satisfactory documentary
evidence of eligibility. Each applicant
must make written application on a
Coast Guard furnished form and, unless
exempted under § 10.219(h), submit the
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evaluation fee set out in § 10.219 of this
part.
(b) Surrendering old License or MMC.
Upon the issuance of a new
endorsement for raise of grade, the
applicant must surrender the old
License or MMC to the OCMI. If
requested, the old License or MMC may
be returned to the applicant after
cancellation.
(c) Age, experience, training, and
assessment. (1) Each applicant for a
raise of grade must establish that he or
she possesses the age, experience, and
training necessary, and has been
examined and otherwise assessed as
may be required to establish
competence to hold the particular
endorsement requested, before he or she
is entitled to a raise in grade.
(2) Applicants for raise of grade must
present to the OCMI at a Regional
Examination Center or other Coast
Guard-designated facility, letters,
discharges, or other official documents
certifying to the amount and character
of their experience and the names of the
vessels on which acquired. Certificates
of discharge are returned to the
applicant after review by the OCMI. All
other documentary evidence of service,
or copies thereof, are filed with the
application.
(3) Sea service acquired prior to the
issuance of the officer endorsement held
is generally not accepted as any part of
the service required for raise of grade of
that endorsement. However, service
acquired prior to issuance of an officer
endorsement will be accepted for
certain crossovers, endorsements, or
increases in scope of an MMC, as
appropriate. In the limited tonnage
categories for deck officers, total
accumulated service is a necessary
criterion for most raises in grade; service
acquired before the issuance of such
officer endorsements will, therefore, be
accepted.
(4) No raise of grade may be issued to
any naturalized citizen on less
experience in any grade than would
have been required of a citizen of the
United States by birth.
(5) Experience and service acquired
on foreign vessels while holding a valid
U.S. officer endorsement is creditable
for establishing eligibility for a raise of
grade, subject to evaluation by the OCMI
to determine that it is a fair and
reasonable equivalent to service
acquired on merchant vessels of the
United States, with respect to grade,
tonnage, horsepower, waters, and
operating conditions. An applicant who
has obtained the qualifying experience
on foreign vessels shall submit
satisfactory documentary evidence of
such service (including any necessary
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translations into English) in the forms
prescribed by paragraph (c)(2) of this
section.
(6) An applicant remains eligible for
a raise of grade while on probation as
a result of action under part 5 of this
chapter. A raise of grade issued to a
person on probation will be subject to
the same probationary conditions
imposed against the applicant’s other
credentials. The offense for which he or
she was placed on probation will be
considered on the merits of the case in
determining fitness to hold the
endorsement applied for. No applicant
will be examined for a raise of grade
during any period when a suspension
without probation or a revocation
imposed under part 5 of this chapter is
effective against the applicant’s
credential or while an appeal from these
actions is pending.
(d) Professional examination. (1) (i)
When the OCMI finds an applicant’s
experience and training for raise of
grade to be satisfactory and the
applicant is eligible in all other respects,
the OCMI will authorize the
examination. Oral-assisted examinations
may be administered in accordance with
§ 11.205(f) of this chapter. The OCMI
will place in the applicant’s file a record
indicating the subjects covered.
(ii) The general instructions for
administration of examinations and the
lists of subjects for all officer
endorsements appear in part 11, subpart
I of this chapter.
(2) The qualification requirements for
radar observer are contained in § 11.480
of this chapter.
(e) Firefighting certificate. Applicants
for endorsements for which § 11.205(d)
of this chapter applies must meet the
requirements contained in that section.
sroberts on PROD1PC70 with PROPOSALS
§ 10.233 Obligations of the holder of a
Merchant Mariner Credential.
(a) The holder of a credential may not
voluntarily part with it or place it
beyond his or her personal control by
pledging or depositing it with any other
person for any purpose. If the holder
violates this section, he or she may be
proceeded against under part 5 of this
chapter, looking to a suspension or
revocation of the License or credential.
(b) Whenever a mariner loses a
credential, he or she must immediately
report the loss to the Coast Guard. The
report must be made in writing, giving
the facts incident to its loss.
(c) Invalid credentials must be
returned to the Coast Guard upon
request.
§ 10.235 Suspension or revocation of
Merchant Mariner Credentials.
(a) Any MMC or endorsement is
subject to suspension or revocation on
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the same grounds, in the same manner,
and with like procedure as provided in
46 U.S.C. chapter 77.
(b) When any individual’s credential
is revoked, it is no longer valid for any
purpose and any MMC subsequently
requested must be applied for as an
original. When an endorsement on an
individual’s MMC is revoked, it is no
longer valid and any endorsement of the
same type subsequently requested must
be applied for as an original. When an
officer’s endorsement is revoked, the
Coast Guard will issue an MMC
containing any rating endorsement for
which the holder is qualified.
(c) An applicant who has had a TWIC,
credential, or endorsement revoked, and
who is applying for a subsequent MMC
or endorsement, must state in his or her
application the date of revocation, the
serial number of the document revoked,
and the type of document or
endorsement revoked.
(d) A person whose credential or
endorsement has been revoked or
suspended without probation may not
be issued a replacement credential or
endorsement without approval of the
Commandant.
(e) When a credential or endorsement
that is about to expire has been
suspended, the renewal of the credential
or endorsement will be withheld until
expiration of the suspension period.
(f) An applicant for renewal or return
of a credential with endorsement as
master or mate (pilot) of towing vessels
whose most recent credential has been
suspended or revoked by an
administrative law judge for
incompetence must complete the
practical demonstration required under
§ 10.227(g)(6)(i).
(g) If the Coast Guard is advised by
the Transportation Security
Administration that a mariner’s TWIC
has been revoked, the mariner’s
credential will immediately become
invalid. If a credential is invalidated in
this manner, the Coast Guard will notify
the applicant in writing of the
invalidation, the reason for the
invalidation, and their right of appeal.
§ 10.237
Right of appeal.
(a) Any person directly affected by a
decision or action taken under this
subchapter, by or on behalf of the Coast
Guard, may appeal under the provisions
of subpart 1.03 of part 1 of this chapter.
(b) If the Coast Guard refuses to grant
an applicant an MMC or endorsement,
a written statement listing the reason(s)
for denial will be provided, unless the
Coast Guard determines that such
disclosure of information is prohibited
by law, regulation, or agency policy.
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29505
PART 11—NEWLY REDESIGNATED
FROM PART 10 AND AMENDED]
91. The authority citation for part 11
continues to read as follows:
Authority: 14 U.S.C. 633; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, and 2110; 46 U.S.C.
chapter 71; 46 U.S.C. 7502, 7505, 7701, and
8906; Executive Order 10173; Department of
Homeland Security Delegation No. 0170.1.
Section 11.107 is also issued under the
authority of 44 U.S.C. 3507.
92. In newly redesignated § 11.101—
a. Revise paragraphs (a) introductory
text and (a)(1) to read as set out below;
b. In paragraph (a)(2), remove the
words ‘‘certificate or’’ and, after the
words ‘‘as amended’’, remove the words
‘‘in 1995’’;
c. In paragraph (b), remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsements’’; remove
the words ‘‘all licensed personnel shall’’
and add, in their place, the words ‘‘each
officer credentialed under this part
must’’; and, after the words
‘‘characteristics of’’, remove the word
‘‘each’’ and add, in its place, the word
‘‘a’’; and
d. In paragraph (c)(1), remove the
words ‘‘license or license endorsement’’
and add, in their place, the words
‘‘officer endorsement’’:
§ 11.101
Purpose of regulations.
(a) These regulations provide—
(1) A means of determining the
qualifications an applicant must possess
to be eligible for an officer endorsement
as a staff officer, deck officer, engineer,
pilot, or radio officer on merchant
vessels, or for an endorsement to
operate uninspected passenger vessels;
and
*
*
*
*
*
93. Revise newly redesignated
§ 11.102 to read as follows:
§ 11.102
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish a notice
of change in the Federal Register and
the material must be available to the
public. All approved material is
available for inspection at the National
Archives and Records Administration
(NARA). For information on the
availability of this material at NARA,
call 202–741–6030 or go to https://
www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at the Coast Guard, Office
of Operating and Environmental
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Standards (G–PSO), 2100 Second Street
SW., Washington, DC 20593–0001, and
is available from the sources indicated
in this section.
(b) International Maritime
Organization (IMO), 4 Albert
Embankment, London, SE1, 7SR,
England:
(1) The International Convention on
Standards of Training, Certification and
Watchkeeping for Seafarers, 1978, as
amended (the STCW Convention or the
STCW), approved for incorporation by
reference in § § 11.202, 11.304, 11.603;
11.901, 11.903, 11.1005, and 11.1105.
(2) The Seafarers’’ Training,
Certification and Watchkeeping Code, as
amended (the STCW Code), approved
for incorporation by reference in
§ § 11.202, 11.304, 11.603, 11.901,
11.903, 11.1005, and 11.1105.
§ 11.103
[Removed and Reserved]
94. Remove and reserve newly
redesignated § 11.103.
§ 11.105
[Removed and Reserved]
95. Remove and reserve newly
redesignated § 11.105.
96. In newly redesignated § 11.107,
revise paragraphs (b)(1), (2) and (3) to
read as follows:
§ 11.107
Paperwork approval.
*
*
*
*
*
(b) * * *
(1) OMB 1625–0040–46 CFR 11.201,
11.202, 11.205, 11.470, 11.472, 11.474,
11.542, and 11.544.
(2) OMB 1625–028–46 CFR 11.302,
11.303, 11.304, 11.480.
(3) OMB 1625–0079–46 CFR 11.304
and 11.309.
§ 11.109
[Removed and Reserved]
words ‘‘In addition to the requirements
of part 10 of this chapter, the applicant
for an officer endorsement’’; and, after
the words ‘‘will issue a’’, remove the
words ‘‘license or certificate of registry’’
and add, in their place, the words
‘‘merchant mariner credential (MMC)’’;
c. Remove paragraphs (b) and (j) and
redesignate paragraphs (c) through (i) as
paragraphs (b) through (h), respectively;
d. In redesignated paragraph (b),
remove the text ‘‘§ 10.467(h)’’; and add,
in its place, the text ‘‘§ 11.467(h)’’ and
remove the words ‘‘of the part, an
applicant for a license’’ and add, in their
place, the words ‘‘this part, an applicant
for an officer endorsement’’;
e. Revise redesignated paragraph (c) to
read as set out below;
f. In redesignated paragraph (d),
remove the words ‘‘license or certificate
of registry’’ and add, in their place, the
words ‘‘officer endorsement’’;
g. Revise redesignated paragraph (e) to
read as set out below;
h. In redesignated paragraph (f),
remove the word ‘‘recommended’’ and
add, in its place, the word ‘‘encouraged’’
and remove the words ‘‘of ascertaining’’
and add, in their place, the words ‘‘to
ascertain’’; and before the words ‘‘color
vision’’ remove the word ‘‘and’’; and
after the words ‘‘color vision’’, add the
words ‘‘, hearing, and general physical
condition’’; and remove the words ‘‘of
an officer at sea is cause for denial of a
license’’ and add, in their place, the
words ‘‘required of an officer at sea is
cause for denial of an officer
endorsement’’;
i. Revise redesignated paragraphs (g)
and (h) and add new paragraph (i) to
read as follows:
97. Remove and reserve newly
redesignated § 11.109.
§ 11.201 Eligibility for officer
endorsements and STCW endorsements,
general.
§ 11.110
*
[Removed and Reserved]
98. Remove and reserve newly
redesignated § 11.110.
§ 11.111
[Removed and Reserved]
99. Remove and reserve newly
redesignated § 11.111.
§ 11.112
[Removed and Reserved]
100. Remove and reserve newly
redesignated § 11.112.
sroberts on PROD1PC70 with PROPOSALS
§ 11.201
[Amended]
101. In newly redesignated § 11.201—
a. In the section heading, remove the
words ‘‘licenses and certificates of
registry’’ and add, in their place, the
words ‘‘officer endorsements and STCW
endorsements’’;
b. In paragraph (a), remove the words
‘‘The applicant for a license or
certificate of registry’’, and add the
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*
*
*
*
(c) An applicant for an officer
endorsement must have at least 3
months of qualifying service on vessels
of appropriate tonnage or horsepower
within the 3 years immediately
preceding the date of application.
*
*
*
*
*
(e) Except as specified in this
paragraph, no officer endorsement may
be issued to a person who has not
attained the age of 21 years. The
required evidence of age may be
established using any of the items
submitted to establish citizenship set
out in § 10.209 of this chapter:
(1) An endorsement may be granted to
an applicant who has reached the age of
19 years as:
(i) Master of near coastal, Great Lakes
and inland, inland, or river vessels of
25–200 GRT;
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(ii) Third mate;
(iii) Third assistant engineer;
(iv) Mate of vessels of 200–1600 GRT;
(v) Ballast control operator;
(vi) Assistant engineer (MODU);
(vii) Assistant engineer of fishing
industry vessels;
(viii) Mate (pilot) of towing vessels;
(ix) Radio officer;
(x) Assistant engineer (limitedoceans); or
(xi) Designated duty engineer of
vessels of not more than 4000
horsepower.
(2) An endorsement may be granted to
an applicant who has reached the age of
18 years as:
(i) Limited master of near coastal
vessels of not more than 100 GRT;
(ii) Limited master of Great Lakes and
inland vessels of not more than 100
GRT;
(iii) Mate of Great Lakes and inland
vessels of 25–200 GRT;
(iv) Mate of near coastal vessels of 25–
200 GRT;
(v) Operator of uninspected passenger
vessels;
(vi) Designated duty engineer of
vessels of not more than 1,000
horsepower; or
(vii) Apprentice mate (steersman) of
towing vessels.
*
*
*
*
*
(g) Applications for an original
officer’s endorsement, raises of grade,
extensions of route, or STCW
endorsements must be current and upto-date with respect to service and the
physical examination, as appropriate.
Physical examinations and applications
are valid for 12 months from the date
the application is approved.
(h) Applicants for an endorsement as
operator of uninspected passenger
vessels must meet the requirements for
an officer endorsement.
(i) The Officer in Charge, Marine
Inspection (OCMI), may modify the
service and examination requirements
in this part to satisfy the unique
qualification requirements of an
applicant. The OCMI may also lower the
age requirement for operator of
uninspected passenger vessels license
applicants. The authority granted by a
license will be restricted on its face to
reflect any modifications made under
the authority of this paragraph. These
restrictions may not be removed without
the approval of the OCMI issuing the
license.
102. Revise newly redesignated
§ 11.202 to read as follows:
§ 11.202
STCW endorsements.
(a) When an original MMC is issued,
renewed, upgraded, or otherwise
modified, the OCMI will determine
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whether the applicant needs to have an
STCW endorsement for service on a
seagoing vessel and then, if the
applicant is qualified, will issue the
appropriate endorsement. The OCMI
will also issue an STCW endorsement at
other times, if circumstances so require
and if the applicant is qualified to hold
the endorsement.
(b) Basic safety training or instruction.
Except as provided in paragraph (f) of
this section, an STCW endorsement will
be issued only when the candidate
provides evidence of having achieved
or, if training has been completed,
having maintained the minimum
standards of competence for the
following four areas of basic safety
within the previous five years upon
assessment of a practical demonstration
of skills and abilities:
(1) Personal survival techniques as set
out in table A–VI/1–1 of the STCW Code
(Incorporated by reference in § 11.102).
(2) Fire prevention and fire-fighting as
set out in table A–VI/1–2 of the STCW
Code (Incorporated by reference, see
§ 11.102.).
(3) Elementary first aid as set out in
table A–VI/1–3 of the STCW Code
(Incorporated by reference, see
§ 11.102.).
(4) Personal safety and social
responsibilities as set out in table A–VI/
1–4 of the STCW Code (Incorporated by
reference § 11.102.).
(c) Competence in the use of
Automatic Radar-Plotting Aids (ARPA).
(1) Subject to paragraphs (c)(2) and (f) of
this section, each candidate for an
STCW endorsement as master or mate
for service on vessels in ocean or nearcoastal service, must present a
certificate of completion from an
approved course or from accepted
training on an ARPA simulator. The
course or training must be sufficient to
establish that the applicant is competent
to maintain safe navigation through the
proper use of ARPA, by correctly
interpreting and analyzing the
information obtained from that device
and taking into account both the
limitations of the equipment and the
prevailing circumstances and
conditions. The simulator used in the
course or training must meet or exceed
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the performance standards established
under STCW Regulation I/12 of the 1995
Amendments.
(2) Training and assessment in the use
of ARPA are not required for mariners
serving exclusively on vessels not fitted
with ARPA. However, when any
mariner so serving has not completed it,
his or her STCW endorsement will
indicate this limitation.
(d) Endorsement for operator of radio
in the Global Maritime Distress and
Safety System (GMDSS). (1) Subject to
paragraphs (d)(2) and (f) of this section,
each candidate for an STCW
endorsement as master or mate for
service in vessels in ocean or nearcoastal service, shall present:
(i) A certificate for operator of radio
in the GMDSS issued by the Federal
Communication Commission (FCC); and
(ii) A certificate of completion from a
Coast Guard-approved or accepted
course for operator of radio in the
GMDSS or from another approved or
accepted program of training and
assessment covering the same areas of
competence. The course or program
must be sufficient to establish that the
applicant is competent to perform radio
duties on a vessel participating in the
GMDSS and meets the standard of
competence under STCW Regulation IV/
2.
(2) Paragraph (d)(1) of this section
does not apply to a candidate intending
to serve only as a pilot, or intending to
serve only on vessels not required to
comply with the provisions of the
GMDSS in Chapter IV of the Convention
for the Safety of Life at Sea, 1974, as
amended (SOLAS).
(3) Each candidate presenting a
certificate described in paragraph (d)(1)
of this section may receive a GMDSS
endorsement.
(e) Procedures for bridge team work.
Except as otherwise provided in
paragraph (f) of this section, each
candidate for an STCW endorsement as
master or mate for service on vessels in
ocean or near-coastal service, must
present sufficient documentary proof
that he or she understands and can
effectively apply procedures for bridge
team work as an essential aspect of
maintaining a safe navigational watch,
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29507
taking into account the principles of
bridge-resource management
enumerated in Section B–VIII/2 of the
STCW Code.
(f) Notwithstanding paragraph (b)
through (e) of this section, § 11.304, and
§ 11.901, each mariner found qualified
to hold any of the following officer
endorsements will also be entitled to
hold an STCW endorsement
corresponding to the service or other
limitations on the MMC, because the
vessels concerned are not subject to
further obligation under STCW because
of their special operating conditions as
small vessels engaged in domestic
voyages:
(1) Masters, mates, or engineers
endorsed for service on small passenger
vessels that are subject to subchapter T
or K of this chapter and that operate
beyond the boundary line.
(2) Masters, mates, or engineers
endorsed for service on seagoing vessels
of less than 200 gross register tons
(GRT), other than passenger vessels
subject to subchapter H of this chapter.
(g) No mariner serving on, and no
owner or operator of any of the
following vessels, need hold an STCW
endorsement, because they are exempt
from application of STCW:
(1) Uninspected passenger vessels as
defined in 46 U.S.C. 2101(42).
(2) Fishing vessels as defined in 46
U.S.C. 2101(11)(a).
(3) Fishing vessels used as fish-tender
vessels as defined in 46 U.S.C.
2101(11)(c).
(4) Barges as defined in 46 U.S.C.
2101(2), including non-self-propelled
mobile offshore drilling units.
(5) Vessels operating exclusively on
the Great Lakes or on the inland waters
of the U.S. in the Straits of Juan de Fuca
inside passage.
103. Revise newly redesignated
§ 11.203 to read as follows:
§ 11.203 Quick reference table for MMC
requirements.
Table 11.203 provides a guide to the
requirements for officer endorsements.
Provisions in the reference section are
controlling.
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Staff officer
renewals.
Staff officer
Uninspected
fishing industry
vessels.
Radio officer
Towing vessels.
U.S.,
10.209(c)(6)
no exceptions.
U.S.,
10.209(c)(6)
no exceptions.
U.S.,
10.209(c)(6)
no exceptions.
U.S.,
10.209(c)(6)
no exceptions.
Citizenship
U.S.,
10.209(c)(6)
no exceptions.
21, Master 19,
U.S.,
Mate 18, App.
10.209(c)(6)
Mate 11.201(e).
no exceptions.
21, 11.201(e)
U.S.,
Note: excep10.209(c)(6)
tions.
no exceptions.
19, 11.201(e)(1)
U.S.,
10.209(c)(6)
no exceptions.
N/A ..................... U.S.,
10.209(c)(6)
no exceptions.
N/A ..................... U.S.,
10.209(c)(6)
no exceptions.
21, 46 U.S.C.
7101.
N/A .....................
Officer renewals.
Pilot .............
21, 11.201(e)
Note: exceptions.
21, 11.201(e)
Note: exceptions.
21, 11.201(e)
Note: exceptions.
Minimum age
Officer
raises of
grade.
Master,
mates and
operators
of
uninspected passenger
vessels
(original).
Engineers
(original).
Endorsement
category
sroberts on PROD1PC70 with PROPOSALS
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Medical and
physical exam
11.205(c) .......
11.205(c) .......
N/A ................
N/A ................
11.205(c) .......
11.205(c) .......
Recommendations and
character
check
10.227(g)(5) ..
11.807 ...........
11.603 ...........
N/A ................
11.205(c) .......
11.205(c) .......
Deck: 11.462; 11.205(c) .......
Eng: 11.530.
Yes, 10.464;
10.465;
10.466.
Yes, 11.703 ...
Yes,
10.227(g)
Note: exceptions.
Yes,
10.231(c);
subpart D
and E.
Yes,
11.205(e);
subpart E.
Yes,
11.205(e);
subpart D.
Experience
TABLE 11.203
N/A ................
N/A ................
N/A ................
11.205(d)
Note: exceptions.
Yes,
11.205(d)
oceans.
N/A ................
N/A ................
Yes;
10.231(e).
11.205(d) .......
11.205(d)
Note: exceptions.
Firefighting
N/A ................
N/A ................
Yes, 11.205
(f); 11.910
Note:
11.903(b).
Yes, 11.205
(f); 11.910
Note:
11.903(b).
N/A ................
11.707;
11.910.
Yes,
10.231(d);
11.910;
11.920;
11.950.
10.227(g) .......
11.205(f);
11.950.
Yes, 11.205
(f); 11.910
Note:
11.903(b).
Professional
exam
N/A ................
N/A ................
N/A ................
N/A ................
Yes, 11.464;
11.465;
11.901(c).
N/A ................
Towing officers,
10.227(i).
Yes,
11.901(c);
11.903(c).
Yes,
11.901(c);
11.903(c).
Yes,
11.901(c);
11.903(c).
Demonstration
of professional
ability
N/A ................
N/A ................
Yes, 3 months
in past 3
years,
11.201(c).
Yes, 3 months
in past 3
years,
11.201(c).
N/A ................
Yes, 1 year in
past 5,
10.227(g)
Note: alternative.
Yes, 11.703,
11.75(e),
11.713.
Yes, 3 months
in past 3
years,
11.201(c).
Yes, 3 months
in past 3
years,
11.201(c).
Yes, 3 months
in past 3
years,
11.201(c).
Recency of
service
N/A
N/A.
11.205(e) Note:
exceptions.
11.205(e) Note:
exceptions.
11.205(e) Note:
exceptions.
11.205(e) Note:
exceptions.
N/A.
N/A.
11.205(e) Note:
exceptions.
11.205(e) Note:
exceptions.
First aid and
CPR
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Entry level
ratings.
Qualified
members
of engine
department.
Offshore installation
manager,
barge supervisor,
ballast
control operator.
Able seamen
N/A .....................
N/A .....................
18, 12.05–3(a)(1)
21, 11.201(e)
Note: exceptions.
sroberts on PROD1PC70 with PROPOSALS
U.S. or alien
admitted for
permanent
residence,
10.209(c)(6)
10.221.
U.S. or alien
admitted for
permanent
residence,
10.209(c)(6)
10.221.
U.S. or alien
admitted for
permanent
residence,
10.209(c)(6)
10.221.
U.S.,
10.209(c)(6)
no exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
Yes, 10.215
Note: exceptions.
N/A ................
12.15–7 .........
12.05–7 .........
OIM: 11.470
B.S.: 11.472
BCO:
11.474 Eng:
11.540.
N/A ................
N/1 ................
N/A ................
11.205(c) .......
N/A ................
N/A ................
N/A ................
11.205(d) .......
N/A ................
Yes, 12.15–9
Yes, 12.05–
3(a).
Yes,
11.205(f);
11.920.
N/A ................
Yes, 12.15–
3(d).
Yes, 12.05–
3(c); 12.05–
9.
N/A ................
N/A ................
Yes, 1 year in
past 5,
10.227(g)
Note: alternative.
Yes, 1 year in
past 5,
10.227(g)
Note: alternative.
Yes, 3 months
in past 3
years,
11.201(c).
N/A.
12.15–3(d).
12.05–3(b).
11.205(e) Note:
exceptions.
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§ 11.204
Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
[Removed and reserved]
104. Remove and reserve newly
redesignated § 11.204—
105. In newly redesignated § 11.205—
a. Revise the section heading and
paragraph (a) to read as set out below;
b. Remove paragraphs (b) through (d)
and (j) through (o); and redesignate
paragraphs (e) through (i) as paragraphs
(b) through (f); and redesignate
paragraph (p) as paragraph (g);
c. In redesignated paragraph (b)(1),
remove the words ‘‘licenses and
certificates of registry’’ and add, in their
place, the words ‘‘officer or STCW
endorsements’’; and remove the words
‘‘A license’’ and add, in their place, the
words ‘‘An MMC’’;
d. In redesignated paragraph (b)(2),
remove the words ‘‘license or certificate
of registry’’ and add, in their place, the
words ‘‘officer or STCW endorsement’’;
e. In redesignated paragraph (b)(3),
remove the word ‘‘license’’ and add, in
its place, the words ‘‘officer or STCW
endorsement’’; and remove the words
‘‘paragraph (e)(1)’’ and add, in their
place, the words ‘‘paragraph (b)(1)’’;
f. In redesignated paragraph (b)(4),
after the words ‘‘No applicant for an
original’’ remove the word ‘‘license’’
and add, in its place, the words ‘‘officer
or STCW endorsement’’; and after the
words ‘‘will be given an original’’,
remove the word ‘‘license’’ and add, in
its place, the words ‘‘officer
endorsement’’; and, after the words ‘‘of
a foreign’’, remove the word ‘‘license’’
and add, in its place, the word
‘‘credential’’;
g. Revise redesignated paragraph (c) to
read as set out below;
h. In redesignated paragraph (d),
remove the words ‘‘the licenses’’ and
add, in their place, the words ‘‘officer
endorsements’’, and after the words
‘‘date of the application for the’’, remove
the word ‘‘license’’ and add, in its place,
the words ‘‘officer endorsement’’;
i. Revise redesignated paragraphs
(d)(1) through (5) to read as set out
below;
j. In redesignated paragraph (e),
remove the words ‘‘license or certificate
of registry’’ and add, in their place, the
words ‘‘officer endorsement’’; and
remove the words ‘‘§§ 10.429, 10.456,
and 10.466’’ and add, in their place the
words ‘‘§ § 11.429, 11.456, and 11.466’’;
k. In redesignated paragraph (e)(1),
remove the words ‘‘within the past 12
months’’ and add, in their place, the
words ‘‘not more than one year from the
date of application’’;
l. In redesignated paragraph (f)(1)(i),
remove the word ‘‘license’’ wherever it
appears and add, in its place, the words
‘‘officer endorsement’’; and, after the
words ‘‘500 gross tons, or’’, remove the
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19:33 May 19, 2006
Jkt 208001
word ‘‘a’’ and add, in its place, the word
‘‘an’’;
m. In redesignated paragraph (f)(1)(ii),
remove the word ‘‘licenses’’ and add, in
its place, the words ‘‘officer
endorsements’’;
n. In redesignated paragraph (f)(2),
remove the word ‘‘license’’;
o. In redesignated paragraph (f)(4),
remove the words ‘‘license as radio
officer or a certificate of registry’’ and
add, in their place, the words ‘‘staff
officer or radio officer endorsement’’;
and
p. In redesignated paragraph (g),
remove the words ‘‘license shall’’ and
add, in their place, the words ‘‘STCW
endorsement must’’; and after the words
‘‘to the particular’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and after the words
‘‘The OCMI must be satisfied’’, remove
the words ‘‘as to’’ and add, in their
place, the word ‘‘with’’; and after the
words ‘‘The OCMI will place’’, remove
the words ‘‘in the file of each
candidate’’; and, after the words ‘‘the
requirements were fulfilled’’, add the
words ‘‘in the file of each candidate’’
§ 11.205 Requirements for original officer
endorsements and STCW endorsements.
(a) General. In addition to the
requirements in part 10 of this chapter
and §§ 11.201 through 11.203, the
applicant for an original officer
endorsement must also satisfy the
requirements of this section.
*
*
*
*
*
(c) Character check and references. (1)
Each applicant for an original officer or
STCW endorsement must submit
written recommendations concerning
the applicant’s suitability for duty from
a master and two other individuals
holding officer endorsements or licenses
on vessels on which the applicant has
served.
(i) For an officer endorsement as
engineer or as pilot, at least one of the
recommendations must be from the
chief engineer or pilot, respectively, of
a vessel on which the applicant has
served.
(ii) For an officer endorsement as
engineer where service was obtained on
vessels not carrying a credentialed
engineer and for an officer endorsement
as master or mate (pilot) of towing
vessels, the recommendations may be by
recent marine employers with at least
one recommendation from a master,
operator, or person in charge of a vessel
upon which the applicant has served.
(ii) For an officer endorsement as
offshore installation manager, barge
supervisor, or ballast control operator, at
least one recommendation must be from
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Fmt 4701
Sfmt 4702
an offshore installation manager of a
unit on which the applicant has served.
(iii) Where an applicant qualifies for
an endorsement through an approved
training school or program, one of the
character references must be an official
of that school or program.
(iv) For an endorsement for which no
commercial experience may be required,
such as master or mate 25–200 gross
tons, operator of uninspected passenger
vessels, radio officer or certificate of
registry, the applicant may have the
written recommendations of three
persons who have knowledge of the
applicant’s suitability for duty.
(v) A person may apply for an original
officer or STCW endorsement, or officer
or STCW endorsement of a different
type, while on probation as a result of
administrative action under part 5 of
this chapter. The offense for which the
applicant was placed on probation will
be considered in determining his or her
fitness to hold the endorsement applied
for. An officer or STCW endorsement
issued to an applicant on probation will
be subject to the same probationary
conditions as were imposed against the
applicant’s other credential. An
applicant may not take an examination
for an officer or STCW endorsement
during any period when a suspension
without probation or a revocation is
effective against the applicant’s
currently held license, merchant
mariner’s document, or MMC, or while
an appeal from these actions is pending.
(vi) If an original license, certificate of
registry, or endorsement has been issued
when information about the applicant’s
habits of life and character is brought to
the attention of the OCMI, if such
information warrants the belief that the
applicant cannot be entrusted with the
duties and responsibilities of the
license, certificate of registry, or
endorsement issued, or if such
information indicates that the
application for the license, certificate of
registry, or endorsement was false or
incomplete, the OCMI may notify the
holder in writing that the license,
certificate of registry, or endorsement is
considered null and void, direct the
holder to return the credential to the
OCMI, and advise the holder that, upon
return of the credential, the appeal
procedures of § 10.235 of this chapter
apply.
(d) * * *
(1) Officer endorsement as master on
vessels of 200 GRT or less in ocean
service.
(2) Officer endorsements as master or
mate on vessels of over 200 GRT.
(3) All officer endorsements for
master or mate (pilot) of towing vessels,
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unlimited’’, remove the word ‘‘license’’
and add, in its place, the words ‘‘officer
endorsement’’;
b. In paragraph (b), remove the words
‘‘licensing purposes’’ wherever they
appear and add, in their place, the
words ‘‘the purposes of this part’’;
c. In paragraph (d), remove the word
‘‘licenses’’ wherever it appears and add,
in its place, the words ‘‘officer
endorsements’’; after the words
‘‘submitted for the’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and, after the words
‘‘submitted for an original’’, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’; and
d. In paragraph (e), after the words ‘‘in
which a license’’, add the words ‘‘or
officer endorsement’’.
except apprentice mate (steersman) of
the vessels, on oceans.
(4) All officer endorsements for
mobile offshore drilling units.
(5) All officer endorsements for
engineers.
*
*
*
*
*
§ 11.207
[Removed and Reserved]
106. Remove and reserve newly
redesignated § 11.207.
§ 11.209
[Removed and Reserved]
107. Remove and reserve newly
redesignated § 11.209.
§ 11.210
[Removed and Reserved]
108. Remove and reserve newly
redesignated § 11.210.
§ 11.211
[Amended]
109. In newly redesignated § 11.211—
a. In the section heading, remove the
words ‘‘licensing purposes’’ and add, in
their place, the words ‘‘officer
endorsements’’;
b. In paragraph (a), remove the words
‘‘licensing purposes’’ and add, in their
place, the words, ‘‘the purposes of this
part’’; and remove the words ‘‘officials
or licensed masters’’ and add, in their
place, the words ‘‘officials, or
individuals holding an officer
endorsement or license as master.’’;
c. In paragraph (b) introductory text,
remove the word ‘‘license’’ and add, in
its place, the words ‘‘officer
endorsement’’;
d. In paragraph (c), after the words
‘‘raise of grade’’ remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’; and after
the words ‘‘equivalent while holding’’;
remove the word ‘‘a’’ and add, in its
place, the words ‘‘an officer
endorsement or’’; and, after the words
‘‘unlimited, nonrestricted’’ remove the
word ‘‘licenses’’ and add in its place the
words ‘‘officer licenses or
endorsements’’; and
e. In paragraph (d), after the words
‘‘raise of grade of any deck’’, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘officer endorsement’’; and,
after the words ‘‘required for an
unlimited’’, remove the word ‘‘license’’
and add, in its place, the words ‘‘officer
endorsement’’.
sroberts on PROD1PC70 with PROPOSALS
§ 11.213
[Amended]
110. In newly redesignated § 11.213—
a. In paragraph (a), after the words ‘‘in
scope of all’’, remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsements’’; and after
the words ‘‘and limit of’’, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’; and, after
the words ‘‘or chief engineer’s
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§ 11.215
[Removed and Reserved]
111. Remove and reserve § 11.215.
§ 11.217
[Amended]
112. In newly redesignated § 11.217—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘officer endorsements’’;
b. In paragraph (a)(1), after the words
‘‘deck and engineer unlimited’’, remove
the word ‘‘licenses’’ and add, in its
place, the words ‘‘officer
endorsements’’, and remove the words
‘‘table 10.109 in § 10.109’’ and add, in
their place, the words ‘‘table 10.219 in
§ 10.219 of this chapter’’;
c. In paragraph (a)(2), after words
‘‘deck and engineer’’, remove the words
‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’; and
remove the words ‘‘table 10.109 in
§ 10.109 of this chapter’’ and add, in
their place, the words ‘‘table 10.219 in
§ 10.219’’; and
d. In paragraph (b), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and remove the words
‘‘the applicant is furnished’’ and add, in
their place, the words ‘‘the Coast Guard
will provide the applicant’’.
§ 11.219
[Removed and Reserved]
113. Remove and reserve newly
redesignated § 11.219.
§ 11.221
[Removed and Reserved]
114. Remove and reserve newly
redesignated § 11.221.
§ 11.223
[Removed and Reserved]
115. Remove and reserve newly
redesignated § 11.223.
§ 11.302
[Amended]
116. In newly redesignated
§ 11.302(e), remove the words ‘‘parts 10,
12, 13 or 15,’’ and add, in their place,
the words ‘‘parts 10, 11, 12, 13, or 15’’.
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Fmt 4701
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§ 11.304
29511
[Amended]
117. In newly redesignated § 11.304—
a. In paragraph (a), remove the words
‘‘licenses and for qualified ratings of
unlicensed personnel’’ and add, in their
place, the words ‘‘officer endorsements
and for qualified rating endorsements’’;
and remove the words ‘‘licenses and
ratings is maintained by Commanding
Officer, National Maritime Center,
NMC–4B’’ and add, in their place, the
words ‘‘endorsements is maintained by
the National Maritime Center’’; after the
words ‘‘two-thirds of the required
service on deck or in the engine
department for deck or engineer’’,
remove the words ‘‘licenses,
respectively, and for qualified ratings’’
and add, in their place, the words
‘‘officer endorsements, respectively, and
for qualified rating endorsements’’;
b. In paragraph (c), remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an officer endorsement’’;
c. In paragraph (d), remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’;
d. In paragraph (e), remove the words
‘‘§ 10.202’’ and add, in their place, the
words ‘‘§ 11.202’’ and remove the words
‘‘both applies for an STCW endorsement
or’’ and add, in their place, the words
‘‘applies for an STCW endorsement’’
and remove the words ‘‘commencing on
or after August 1, 1998’’;
e. In paragraph (f), remove the words
‘‘§ 10.202’’ wherever they appear and
add, in their place, the words
‘‘§ 11.202’’; remove the words
‘‘certificate or endorsement as an officer
in charge of an engineering watch’’ and
add, in their place, the words ‘‘STCW
endorsement as an OICEW or an officer
endorsement’’; remove the words
‘‘commencing on or after August 1,
1998’’; and, after the words ‘‘training or
sea service’’, remove the words
‘‘commencing on or after August 1,
1998’’;
f. In paragraph (g)(6), remove the
words ‘‘Coast Guard license or
document’’ and add, in their place, the
words ‘‘MMC endorsements’’;
g. In paragraph (g)(7), remove the
words ‘‘Coast Guard license or
document’’ and add, in their place, the
words ‘‘MMC endorsement, license, or
document’’;
h. In paragraph (h) introductory text,
remove the word ‘‘a license’’ and add,
in its place, the word ‘‘an
endorsement’’;
i. In paragraph (h)(5), remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘credentialed’’;
j. In paragraph (h)(7), remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘credentialed’’ and remove the
word ‘‘number’’ and add, in its place,
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
the words ‘‘TWIC and serial number of
the MMC, license, or document held’’;
and
k. In paragraph (h)(8), remove the
words ‘‘licenses or documents’’ and
add, in their place, the words ‘‘TWIC
and serial number of the MMC, license,
or document’’.
§ 11.309
[Amended]
118. In newly redesignated § 11.309—
a. In paragraph (a) introductory text,
remove the words ‘‘§ 10.302’’ and add,
in their place, the words ‘‘§ 11.302’’;
and, after the words ‘‘hold an STCW’’,
remove the words ‘‘certificate or’’;
b. In paragraph (a)(3)(iii), after the
words ‘‘level of license,’’ add the word
‘‘officer’’;
c. In paragraph (a)(4), after the words
‘‘maritime license’’, add the words ‘‘,
MMC,’’;
d. In paragraph (b), remove the word
‘‘licenses’’ and add, in its place, the
word ‘‘officer’’; and
e. In paragraph (c)(3), remove the
words ‘‘STCW endorsement’’ and add,
in their place, the words ‘‘officer or
STCW endorsements’’.
sroberts on PROD1PC70 with PROPOSALS
§ 11.401
[Amended]
119. In newly redesignated § 11.401—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘or STCW endorsements’’;
b. In paragraph (a), remove the word
‘‘issued’’ and add, in its place, the
words ‘‘or MMC endorsement’’; and
remove the word ‘‘licensee’’ and add, in
its place, the word ‘‘mariner’’; and
remove the words ‘‘license, without
additional’’;
c. In paragraph (b), after the words ‘‘A
license’’, add the words or MMC
endorsement’’; remove the word
‘‘licensee’’ and add, in its place, the
word ‘‘mariner’’; and remove the words
‘‘license, without additional’’;
d. In paragraph (c), remove the word
‘‘licenses’’ wherever it appears and add,
in its place, the words ‘‘endorsements’’;
and, before the words ‘‘any gross tons’’,
remove the word ‘‘of’’ and add, in its
place, the word ‘‘for’’;
e. In paragraph (d), remove the word
‘‘licensee’’; and add, in its place, the
word ‘‘mariner’’, and after the words
‘‘near coastal license’’ add the words ‘‘or
MMC endorsement’’; and, after the
words ‘‘service may have’’, remove the
words ‘‘the license’’ and add, in their
place the words ‘‘an MMC’’;
f. In paragraph (e), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’; and, after the
words ‘‘near coastal unlimited’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’;
g. In paragraph (f), remove the words
‘‘Masters and mates licenses’’ and add,
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19:33 May 19, 2006
Jkt 208001
in their place, the words ‘‘Masters’ and
mates’ endorsements’’; after the words
‘‘required for conventional’’, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘officer endorsements’’; after
the words ‘‘For example, for’’, remove
the words ‘‘a license’’ and add, in their
place, the words ‘‘an officer
endorsement’’; after the words
‘‘requirements for the conventional’’,
remove the word ‘‘license’’ and add, in
its place, the words ‘‘officer
endorsement’’; and remove the words
‘‘license endorsement for service on
vessels of 200 gross tons or less see
individual license’’ and add, in their
place, the words ‘‘an endorsement to
serve on vessels of 200 gross tons or less
see individual endorsement’’;
h. In paragraph (g) introductory text,
remove the word ‘‘license’’ wherever it
appears and add, in its place, the word
‘‘endorsement’’; after the words ‘‘200
gross tons, or’’, remove the word ‘‘a’’
and add, in its place, the word ‘‘an’’;
and, after the words ‘‘the scope of’’, add
the word ‘‘the’’;
i. In paragraph (g)(3), remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’; and
j. In paragraph (h), after the words
‘‘for a deck’’, remove the word ‘‘license’’
and add, in its place, the words ‘‘officer
endorsement’’; remove the words ‘‘A
license’’ and add, in their place, the
word ‘‘An’’; and, after the words ‘‘may
be issued’’, remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
§ 11.402
[Amended]
120. In newly redesignated § 11.402—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
c. In paragraph (b), remove the words
‘‘original or raise of grade of a license’’
and add, in their place, the word
‘‘endorsement’’ and remove the words
‘‘§ 10.407(c)’’ and add, in their place,
the words ‘‘§ 11.407(e)’’; before the
words ‘‘is limited to’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; after the words ‘‘an
unlimited tonnage’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
d. In paragraph (c)(1), remove the
word ‘‘licensed’’ and add in its place,
the word ‘‘endorsed’’;
e. In paragraph (c)(2), remove the
words ‘‘licensed capacity’’ and add, in
their place, the words ‘‘capacity as an
officer’’; after the words ‘‘for which’’,
remove the word ‘‘licensed’’ and, add in
its place, the word ‘‘endorsed’’; after the
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Fmt 4701
Sfmt 4702
words ‘‘next higher grade’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’, and, after the
words ‘‘limited license’’, add the words
‘‘or MMC endorsement’’;
f. In paragraph (c)(3), after the words
‘‘a license’’, add the words ‘‘or
endorsement’’; and, after the words
‘‘third mate’s license’’, add the words
‘‘or MMC endorsement’’; and
g. In paragraph (d), after the word
‘‘licenses’’ wherever it appears, add the
words ‘‘or endorsements’’.
§ 11.403
[Amended]
121. In newly redesignated § 11.403—
a. In the section heading remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘officer endorsements’’; and
b. In the text, remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’.
§ 11.404
[Amended]
122. In newly redesignated § 11.404—
a. In the introductory text, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘an endorsement’’; and
b. In paragraph (b), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’.
§ 11.405
[Amended]
123. In newly redesignated § 11.405,
after the words ‘‘qualify an applicant
for’’ remove the word ‘‘license’’ and
add, in its place, the words ‘‘an
endorsement’’; and after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’.
§ 11.406
[Amended]
124. In newly redesignated § 11.406—
a. In the introductory text, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘an endorsement’’;
b. In paragraph (a), after the words
‘‘holding a license’’, add the words ‘‘or
endorsement’’;
c. In paragraph (b) introductory text,
after the words ‘‘holding a license’’, add
the words ‘‘or MMC endorsement’’; and
d. In paragraph (c), remove the words
‘‘A licensed’’ and add, in their place, the
words ‘‘An individual holding an
endorsement or license as’’; and, after
the words ‘‘may obtain’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’.
§ 11.407
[Amended]
125. In newly redesignated § 11.407—
a. In paragraph (a) introductory text,
remove the word ‘‘license’’ and add, in
their place, the words ‘‘an
endorsement’’;
b. In paragraph (a)(1), remove the
word ‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’;
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c. In paragraph (b), remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an endorsement’’; and
d. In paragraph (c), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’ and after the words
‘‘qualify the applicant for’’ remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’.
§ 11.420
§ 11.421
§ 11.410
[Amended]
126. In newly redesignated § 11.410—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘officer endorsements’’;
b. In paragraph (a) introductory text,
remove the word ‘‘Licenses’’ and add,
its their place, ‘‘Endorsements’’;
c. In paragraph (b), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and
d. In paragraph (c), remove the words
‘‘A license’’ and add, in their place, the
words ‘‘An officer’s endorsement’’.
§ 11.412
[Amended]
127. In newly redesignated § 11.412—
a. In the introductory text, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’;
b. In paragraph (a), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’; and
c. In paragraph (b), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’; and, after the
words ‘‘eligible for this’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’.
§ 11.414
[Amended]
128. In newly redesignated § 11.414—
a. In the introductory text, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’; and
b. In paragraph (a), after the words
‘‘holding a license’’ add the words ‘‘or
MMC endorsement’’.
§ 11.416
[Amended]
129. In newly redesignated § 11.416,
remove the words ‘‘a license’’ and add,
in their place, the words ‘‘an
endorsement’’; and, after the words
‘‘holding a certificate’’, add the words
‘‘or endorsement’’.
sroberts on PROD1PC70 with PROPOSALS
§ 11.418
[Amended]
131. In newly redesignated § 11.420,
after the words ‘‘qualify an applicant
for’’ remove the words ‘‘a license’’ and
add, in their place, the words ‘‘an
endorsement’’; and after the words
‘‘position while holding a license’’ add
the words ‘‘or endorsement’’.
[Amended]
131A. In newly redesignated § 11.421,
remove the words ‘‘a license’’ and add,
in their place, the words ‘‘an
endorsement’’; and, after the words
‘‘holding a certificate’’, add the words
‘‘or endorsement’’.
§ 11.422
[Amended]
132. In newly redesignated § 11.422—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), remove the word
‘‘licenses’’ and add, in its place, the
word ‘‘endorsements’’; and remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’;
c. In paragraph (b) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
d. In paragraphs (b)(1) and (b)(2),
remove the word ‘‘license’’ wherever it
appears and add, in its place, the word
‘‘endorsement’’;
e. In paragraph (b)(3), remove the
word ‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’;
f. In paragraph (b)(4), after the words
‘‘increment on the’’, remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer’s license or MMC
endorsement’’;
g. In paragraph (c), after the words
‘‘vessels upon which’’, remove the
words ‘‘licensed personnel are not
required’’ and add, in their place, the
words ‘‘no personnel need an officer
endorsement or license’’; and, after the
words ‘‘required to engage’’, remove the
words ‘‘licensed individuals’’ and add,
in their place, the words ‘‘individuals
with officer endorsements’’; and
h. In paragraph (e), remove the word
‘‘license’’ and add, in its place, the
words ‘‘officer endorsement’’.
[Amended]
130. In newly redesignated § 11.418—
a. In the introductory text, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’;
b. In paragraph (a), after the words
‘‘holding a license’’ add the words ‘‘or
MMC endorsement’’;
c. In paragraph (b), after the words
‘‘The holder of a license’’ add the words
‘‘or MMC endorsement’’; and, after the
words ‘‘is eligible for’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’.
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§ 11.424
[Amended]
133. In newly redesignated § 11.424—
a. In paragraph (a) introductory text,
remove the words ‘‘a license’’ and add,
in their place, the words ‘‘an officer
endorsement’’;
b. In paragraph (a)(1), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’;
c. In paragraph (a)(2), remove the
word ‘‘licensed’’;
d. In paragraph (b), remove the words
‘‘endorsement on this license’’ and add,
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29513
in their place, the words ‘‘officer
endorsement’’; and, after the words
‘‘master’s license’’, add the words ‘‘or
MMC endorsement’’; and
e. In paragraph (c), remove the words
‘‘§ 10.401(g) of this subpart’’ and add, in
their place, the words ‘‘§ 11.401(g)’’.
§ 11.426
[Amended]
134. In newly redesignated § 11.426—
a. In paragraph (a), remove the words
‘‘a license’’ and add, in its place, the
words ‘‘an endorsement’’;
b. In paragraph (a)(1), after the words
‘‘holding a license’’ add the words ‘‘or
endorsement’’;
c. In paragraph (a)(2), remove the
word ‘‘licensed’’; and
d. In paragraph (b), remove the words
‘‘an endorsement on this license’’ and
add, in its place, the words ‘‘this officer
endorsement’’; and, after the words ‘‘of
the master’s license’’, add the words ‘‘or
MMC endorsement’’.
§ 11.427
[Amended]
135. In newly redesignated § 11.427—
a. In paragraph (a) introductory text,
remove the word ‘‘license’’ and add, in
its place, the word ‘‘endorsement’’;
b. In paragraph (a)(2), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’;
c. In paragraph (b), after the words
‘‘holder of a license’’, add the words ‘‘or
MMC endorsement’’; and, after the
words ‘‘may obtain this’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’;
d. In paragraph (d), after the words ‘‘A
license’’, add the words ‘‘or MMC
endorsement’’; and
e. In paragraph (e), after the words ‘‘a
tonnage endorsement’’, remove the
word ‘‘of’’ and add, in its place, the
word ‘‘for’’.
§ 11.428
[Amended]
136. In newly redesignated § 11.428—
a. In paragraph (a), remove the words
‘‘a license’’ and add, in its place, the
words ‘‘an endorsement’’; and
b. In paragraph (b), remove the words
‘‘endorsement on this license’’ and add,
in their place, the word ‘‘endorsement’’;
and, after the words ‘‘issuance of the
license’’, add the words ‘‘or MMC
endorsement’’.
§ 11.429
[Amended]
137. In newly redesignated § 11.429—
a. In paragraph (a) introductory text
after the words ‘‘Limited masters’ ’’,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
after the words ‘‘educational
institutions.’’, remove the words ‘‘A
license’’ and add, in their place, the
words ‘‘An endorsement’’; and, after the
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words ‘‘obtain this restricted’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’;
b. In paragraph (a)(1), after the words
‘‘for which the’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
c. In paragraph (b), remove the words
‘‘§ 10.205(h) of this part’’ and add in
their place, the words ‘‘§ 11.205(h)’’;
and
d. In paragraph (c), after the words
‘‘obtain an endorsement’’, remove the
words ‘‘on this license’’ and after the
words ‘‘issuance of the license’’ add the
words ‘‘or MMC endorsement’’.
§ 11.430
[Amended]
138. In newly redesignated § 11.430—
a. In the section heading, remove the
word ‘‘Licenses’’ and add, in its place,
the word ‘‘Endorsements’’; and
b. In the text, after the words ‘‘Any
license’’, wherever they appear, add the
words ‘‘or MMC endorsement’’; after the
word ‘‘licenses’’, wherever it appears,
add the words ‘‘and MMC
endorsements’’; and, after the words
‘‘COLREGS or the’’, remove the words
‘‘license must be endorsed with an
exclusion from’’ and add, in their place,
the words ‘‘endorsement must exclude’’.
§ 11.431
[Amended]
139. In newly redesignated § 11.431—
a. In the section heading, remove the
word ‘‘licenses’’, and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), remove the word
‘‘licenses’’, and add, in its place, the
word ‘‘endorsements’’; and
c. In paragraph (b), remove the word
‘‘licenses’’, and add, in its place, the
word ‘‘endorsements’’; and remove the
words ‘‘§ 10’’ and add, in their place,
the words ‘‘§ 11’’.
§ 11.433
[Amended]
140. In newly redesignated § 11.433—
a. In the introductory text, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘an endorsement’’; and
b. In paragraph (c), after the words
‘‘holding a license’’, add the word ‘‘or
MMC endorsement’’.
sroberts on PROD1PC70 with PROPOSALS
§ 11.435
[Amended]
141. In newly redesignated § 11.435—
a. In the introductory text, remove the
word ‘‘license’’, and add, in its place,
the word ‘‘endorsement’’; and
b. In paragraph (b), after the words
‘‘mate/pilot first class pilot license’’,
add the words ‘‘or MMC endorsement’’.
§ 11.437
[Amended]
142. In newly redesignated § 11.437—
a. In paragraph (a) introductory text,
remove the word ‘‘license’’, and add, in
its place, the word ‘‘endorsement’’; and
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b. In paragraph (a)(3), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’.
d. In paragraph (d), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’.
§ 11.442
§ 11.452
[Amended]
143. In newly redesignated § 11.442—
a. In the introductory text, remove the
words ‘‘a license’’, and add, in their
place, the words ‘‘an endorsement’’; and
b. In paragraphs (a) and (b), after the
words ‘‘holding a license’’, wherever
they appear, add the words ‘‘or MMC
endorsement’’.
§ 11.444
[Amended]
144. In newly redesignated § 11.444—
a. In the introductory text, remove the
word ‘‘license’’ and add, in its place, the
words ‘‘an endorsement’’;
b. In paragraph (a), after the words
‘‘holding a certificate’’, add the words
‘‘or endorsement’’; and
c. In paragraph (b), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’.
§ 11.446
[Amended]
145. In newly redesignated § 11.446—
a. In the introductory text, remove the
words ‘‘a license’’, and add, in their
place, the words ‘‘an endorsement’’;
b. In paragraph (a), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’; and
c. In paragraph (b), after the words
‘‘holding a license’’, wherever they
appear, add the words ‘‘or MMC
endorsement’’ and after the words
‘‘eligible for this’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’.
§ 11.448
[Amended]
146. In newly redesignated § 11.448,
after the words ‘‘an applicant for’’,
remove the words ‘‘a license’’ and add,
in their place, the words ‘‘an
endorsement’’; and after the words
‘‘holding a certificate’’, add the words
‘‘or endorsement’’.
§ 11.450
[Amended]
147. In newly redesignated § 11.450—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), remove the word
‘‘licenses’’ and add, in its place, the
word ‘‘endorsements’’; and remove the
words ‘‘§ 10.422’’ each time they appear
and add, in their place, the words
‘‘§ 11.422’’;
c. In paragraph (c), after the words
‘‘vessels upon which’’, remove the
words ‘‘licensed personnel’’ and add, in
their place, the words ‘‘personnel with
licenses or endorsements’’; and, after
the words ‘‘required to engage’’, remove
the words ‘‘licensed individuals’’ and
add, in their place, the words
‘‘individuals with endorsements’’; and
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[Amended]
148. In newly redesignated § 11.452—
a. In paragraph (a), after the words
‘‘qualify an applicant for’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’; and
after the words ‘‘holding a license’’, add
the words ‘‘or MMC endorsement’’; and
after the words ‘‘otherwise the’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’; and
b. In paragraph (b), after the words ‘‘In
order to obtain an endorsement’’,
remove the words ‘‘on this license’’; and
after the words ‘‘master’s license’’ add
the words ‘‘or MMC endorsement’’.
§ 11.454
[Amended]
149. In newly redesignated § 11.454—
a. In paragraph (a), after the words
‘‘qualify an applicant for’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’; and
after the words ‘‘otherwise the’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’;
b. In paragraph (b), after the words ‘‘In
order to obtain an endorsement’’,
remove the words ‘‘on this license’’;
c. In paragraph (c), before the words
‘‘as master of steam’’, remove the words
‘‘A license’’ and add, in their place, the
words ‘‘An endorsement’’; and
d. In paragraph (d), after the words
‘‘The holder of a license’’ add the words
‘‘or MMC endorsement’’; and after the
words ‘‘may obtain this’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and, after the
words ‘‘otherwise the’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’.
§ 11.455
[Amended]
150. In newly redesignated § 11.455—
a. In paragraph (a), after the words
‘‘qualify an applicant for’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’; and
after the words ‘‘otherwise the’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’; and
b. In paragraph (b), after the words ‘‘In
order to obtain an endorsement’’,
remove the words ‘‘on this license’’;
and, after the words ‘‘issuance of the’’,
remove the word ‘‘license’’ and add, in
its place, the word ‘‘endorsement’’.
§ 11.456
[Amended]
151. In newly redesignated § 11.456—
a. In the introductory text, after the
words ‘‘Limited masters’’ remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’; and before
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
the words ‘‘issued under this’’, remove
the words ‘‘A license’’ and add, in their
place, the words ‘‘An endorsement’’;
and after the words ‘‘In order to obtain
this restricted’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
b. In paragraph (a), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and
c. In paragraph (d), after the words
‘‘required by’’, remove the text ‘‘§ 10’’
and add, in its place, the text ‘‘§ 11’’.
§ 11.457
[Amended]
152. In newly redesignated § 11.457—
a. In paragraph (a), after the words
‘‘An applicant for’’, remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an endorsement’’; and after the
words ‘‘requirements of’’, remove the
text ‘‘§ 10’’ and add, in its place, the text
‘‘§ 11’’; and
b. In paragraph (b), after the words ‘‘In
order to obtain an endorsement’’,
remove the words ‘‘on this license’’;
and, after the words ‘‘issuance of the
license’’, add the words ‘‘or MMC
endorsement’’.
§ 11.459
[Amended]
153. In newly redesignated § 11.459—
a. In paragraph (a), after the words
‘‘An applicant for’’, remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an endorsement’’; and
b. In paragraph (b), after the words
‘‘An applicant for’’, remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an endorsement’’; and after the
words ‘‘steam or motor’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’.
sroberts on PROD1PC70 with PROPOSALS
§ 11.462
[Amended]
154. In newly redesignated § 11.462—
a. In the section heading, remove the
word ‘‘Licenses’’ and add, in its place,
the word ‘‘Endorsements’’.
b. In paragraph (a) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
c. In paragraph (b), before the words
‘‘as master or mate’’, remove the word
‘‘Licenses’’ and add, in its place, the
word ‘‘Endorsements’’; and after the
words ‘‘industry vessel’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and, after the
words ‘‘requirements of’’, remove the
words ‘‘§ 10.401(g) of this subpart’’ and
add, in its place, the text ‘‘§ 11.401(g)’’;
d. In paragraph (c) introductory text,
after the words ‘‘An applicant for’’,
remove the words ‘‘a license’’ and add,
in their place, the words ‘‘an
endorsement’’; and after the words
‘‘must have been as’’, remove the words
‘‘as licensed master, as unlicensed
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master, or as licensed mate’’ and add, in
their place, the words ‘‘master, or as
mate’’; and after the words ‘‘while
holding a license’’, add the words ‘‘or
MMC endorsement’’;
e. In paragraphs (c)(1) and (c)(2),
remove the words ‘‘a license of’’
wherever they appear and add, in their
place, the words ‘‘an endorsement for’’;
f. In paragraph (c)(3), remove the
words ‘‘a license of’’ wherever they
appear and add, in their place, the
words ‘‘an endorsement for’’; and before
the words ‘‘is limited to’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and before the
words ‘‘as master of’’, remove the words
‘‘A license’’ and add, in their place, the
words ‘‘An endorsement’’;
g. In paragraph (c)(4) introductory
text, after the words ‘‘The tonnage
limitation’’ remove the words ‘‘on this
license’’ and add, in their place, the
words ‘‘for this endorsement’’;
h. In paragraphs (c)(4)(v) and
(c)(4)(vi), after the words ‘‘holding a
license’’ wherever they appear, add the
words ‘‘or MMC endorsement’’; and,
after the words ‘‘limitation on the’’,
remove the words ‘‘master’s license’’
wherever they appear and add, in their
place, the word ‘‘MMC’’;
i. In paragraphs (d) introductory text,
(d)(1), and (d)(2), remove the words ‘‘a
license’’ wherever they appear and add,
in their place, the words ‘‘an
endorsement’’;
j. In paragraph (d)(3), after the words
‘‘To qualify for’’, remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’; and, before
the words ‘‘is limited to’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’;
k. In paragraph (d)(4), after the words
‘‘limitation on this’’, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
l. In paragraph (d)(4)(iv), after the
words ‘‘holding a license’’, add the
words ‘‘or MMC endorsement’’; and,
after the words ‘‘limitation on the’’,
remove the words ‘‘mate’s license’’ and
add, in their place, the word ‘‘MMC’’;
m. In paragraph (d)(4)(v), after the
words ‘‘while holding’’, remove the
words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’;
and, after the words ‘‘limitation on the’’,
remove the words ‘‘mate’s license’’ and
add, in their place, the word ‘‘MMC’’;
and
n. In paragraph (d)(4)(vi), after the
words ‘‘holding a license’’, add the
words ‘‘or MMC endorsement’’; and
after the words ‘‘limitation on the’’,
remove the words ‘‘mate’s license’’ and
add, in their place, the word ‘‘MMC’’.
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§ 11.463
29515
[Amended]
155. In newly redesignated § 11.463—
a. In the section heading, remove the
words ‘‘licenses for’’ and add, in their
place, the words ‘‘endorsements as’’;
b. In paragraph (a), remove the word
‘‘licenses’’ and add, in its place, the
word ‘‘endorsements’’; and
c. In paragraphs (b) and (c), remove
the words ‘‘a license’’ wherever they
appear and add, in their place, the
words ‘‘an endorsement’’.
156. In newly redesignated § 11.464—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), remove the words
‘‘a license as master of towing vessels
endorsed’’ and add, in their place, the
words ‘‘an endorsement as master of
towing vessels’’ and remove the words
‘‘Table 10.464–1’’ and add, in their
place, the words ‘‘Table 11.464(a) of this
section’’;
c. Redesignate Table 10.464–1 as
Table 11.464(a) and revise it to read as
set out below;
d. In paragraph (b), after the words ‘‘to
obtain an’’, remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’; and, after the
words ‘‘columns 2 through 5 of’’,
remove the words ‘‘Table 10.464–2’’ and
add, in their place, the words ‘‘Table
11.464(b) of this section’’;
e. Redesignate Table 10.464–2 as
Table 11.464(b) and revise the heading
to read as set out below;
f. In paragraph (c), after the words
‘‘hold a license’’, add the words ‘‘or
MMC endorsement’’; and after the
words ‘‘added to your’’, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘MMC’’;
g. In paragraph (d), after the words
‘‘training and have your’’, remove the
words ‘‘license endorsed’’ and add, in
their place, the words ‘‘MMC include an
endorsement’’;
h. In paragraph (e), remove the words
‘‘licensed mariner with appropriate’’
and add, in their place, the words
‘‘mariner with the appropriate
endorsement and’’;
i. In paragraph (f) introductory text,
after the words ‘‘If you hold a license’’,
add the words ‘‘or MMC endorsement’’;
and, after the words ‘‘restrictions on
your’’, remove the word ‘‘license’’ and
add, in its place, the word
‘‘endorsement’’;
j. In paragraph (f)(2)(i), after the words
‘‘described in’’, remove the text ‘‘§ 10’’
and add, in its place, the text ‘‘§ 11’’;
k. In paragraph (f)(3), after the words
‘‘Your license’’, add the words ‘‘or
MMC’’; and, after the words ‘‘does not
need’’, add the words ‘‘to include’’; and
l. Remove paragraph (g).
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§ 11.464 Requirements for endorsements
as master of towing vessels.
*
*
*
*
*
TABLE 11.464(A).—REQUIREMENTS FOR ENDORSEMENT AS MASTER1 OF TOWING VESSELS
1
3
4
5
6
Route endorsed
(1)
(2)
(3)
(4)
2
Total
service 2
TOS 3 on T/V
as mate
(pilot)
TOS 3 on T/V
as mate
(pilot) not as
harbor assist
TOS 3 on
particular
route
Sub-ordinate
route authorized
18
18
18
18
12
12
12
12
of
of
of
of
NC, GL–I.
GL–I.
OCEANS (O) ..........................................................................
NEAR-COASTAL (NC) ...........................................................
GREAT LAKES-INLAND (GL–I) .............................................
WESTERN RIVERS (WR) ......................................................
48
48
48
48
of
of
of
of
48
48
48
48
.......
.......
.......
.......
of
of
of
of
18
18
18
18
.......
.......
.......
.......
3
3
3
3
18 .........
18 .........
18.
18.
1 If you hold an endorsement as master of towing vessels you may have an endorsement—as mate (pilot) of towing vessels for a route superior to your current route on which you have no operating experience—placed on your MMC after passing an examination for that additional
route. After you complete 90 days of experience and complete a TOAR on that route, we will add it to your endorsement as master of towing
vessels and remove the one for mate (pilot) of towing vessels.
2 Service is in months.
3 TOS is time of service.
*
*
*
*
*
Table 11.464(b)—Requirements for
endorsement as master of towing vessels
(limited).
*
*
*
*
*
157. In newly redesignated § 11.465—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), after the words
‘‘like to obtain’’, remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’; and, after the
words ‘‘column 1 of’’ remove the words
‘‘Table 10.465–1’’ and add, in their
place, the words ‘‘Table 11.465(a) of this
section’’; and after the words ‘‘hold a
license’’ wherever they appear, add the
words ‘‘or MMC endorsement’’; and,
before the words ‘‘with a route
endorsed’’, remove the words ‘‘A
license’’ and add, in their place, the
words ‘‘An endorsement’’;
c. Redesignate Table 10.465–1 as
Table 11.465(a) and revise it to read as
set out below;
d. In paragraph (b), after the words
‘‘training and have’’, remove the words
‘‘license endorsed’’ and add, in their
place, the words ‘‘MMC include an
endorsement’’;
e. In paragraph (c), remove the words
‘‘licensed mariner with appropriate’’
and add, in their place, the words
‘‘mariner with the appropriate
endorsement an’’;
f. In paragraph (d) introductory text,
after the words ‘‘hold a license’’ add the
words ‘‘or MMC endorsement’’ and after
the words ‘‘on your license’’ add the
words ‘‘or MMC’’;
g. In paragraph (d)(2) introductory
text, after the words ‘‘described in’’
remove the words ‘‘§ 10’’ and add, in
their place, the words ‘‘§ 11’’ and
redesignate the second paragraph as
(d)(3) and after the words ‘‘Your
license’’ add the words ‘‘or MMC’’ and
after the words ‘‘does not need’’ add the
words ‘‘to include’’;
h. In paragraph (e) after the words
‘‘required by’’ remove the words ‘‘§ 10’’
and add, in their place, the words
‘‘§ 11’’; and
i. Remove paragraph (f).
§ 11.465 Requirements for endorsements
as mate (pilot) of towing vessels.
*
*
*
*
*
TABLE 11.465(A).—REQUIREMENTS FOR ENDORSEMENT AS MATE (PILOT1) OF TOWING VESSELS
1
2
3
4
5
6
7
on T/V
as apprentice
mate
(Steersman)
TOS3 on particular route
TOAR4 or an
approved
course
30 Days of observation and
training while holding mater
(limited) and pass a limited
examination
Subordinate
route authorized
30
30
30
12 of 30 .......
12 of 30 .......
12 of 30 .......
3 of 12 .........
3 of 12 .........
3 of 12 .........
YES .............
YES .............
YES .............
YES ........................................
YES ........................................
YES ........................................
30
12 of 30 .......
3 of 12 .........
YES .............
NO (90 days service required)I.
TOS3
Route endorsed
Total service2
(1) OCEANS (O) .....................
(2) NEAR-COASTAL (NC) ......
(3) GREAT LAKES–INLAND
(GL–I).
(5) WESTERN RIVERS (WR)
NC, GL–I
GL–I,
sroberts on PROD1PC70 with PROPOSALS
1For all inland routes, as well as Western Rivers, the endorsement as pilot of towing vessels is equivalent to that as mate of towing vessels.
All qualifications and equivalencies are the same.
2 Service is in months unless otherwise indicated.
3 TOS is time of service.
4 TOAR is Towing Officers’ Assessment Record.
*
*
*
*
*
158. In newly redesignated § 11.466—
a. In paragraph (a), after the words
‘‘As Table’’ remove the word ‘‘10’’ and
add, in its place, the word ‘‘11’’ and
after the words ‘‘like to obtain’’, remove
VerDate Aug<31>2005
19:33 May 19, 2006
Jkt 208001
the words ‘‘a license’’ and add, in their
place, the words ‘‘an endorsement’’;
b. Redesignate Table 10.466–1 as
Table 11.466(a) and revise it to read as
follows; and
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c. In paragraph (b), after the words
‘‘hold a license’’ add the words ‘‘or
endorsement’’ and after the words
‘‘endorsement will go on your’’ remove
the word ‘‘license’’ and add, in its place,
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the word ‘‘MMC’’ and after the words
‘‘may have the’’ remove the words
‘‘restricted endorsement’’ and add, in
their place, the word ‘‘restriction’’.
§ 11.466 Requirements for endorsements
as apprentice mate (steersman) of towing
vessels.
*
*
*
*
*
TABLE 11.466(A).—REQUIREMENTS FOR ENDORSEMENT AS APPRENTICE MATE (STEERSMAN) OF TOWING VESSELS
1
2
License type
(1)
APPRENTICE
(STEERSMAN).
*
sroberts on PROD1PC70 with PROPOSALS
§ 11.467
*
*
Total service1
Route endorsed
5
6
on particular route
Pass examination3
TOS2 on T/V
TOS2
OCEANS (O) .......................................
18
12 of 18 .......
3 of 18 .........
YES
MATE
NEAR-COASTAL (Nc) .........................
GREAT LAKES- ..................................
INLAND (Gl-I) ......................................
WESTERN RIVERS (WR) ..................
NOT APPLICABLE ..............................
18
18
18
18
18
12
12
12
12
12
3
3
3
3
3
YES
YES
YES
YES
YES
*
[Amended]
159. In newly redesignated § 11.467—
a. In the section heading, remove the
words ‘‘Licenses for operators’’ and add,
in their place, the words ‘‘Endorsement
as’’;
b. In paragraph (a), remove the words
‘‘all applicants for the license’’ and add,
in their place, the words ‘‘an applicant
for the endorsement’’;
c. In paragraph (b), remove the word
‘‘licenses’’ wherever it appears and add,
in its place, the word ‘‘endorsements’’
and after the words ‘‘local area under
paragraph’’ remove the word ‘‘(f)’’ and
add, in its place, the word ‘‘(g)’’;
d. In paragraph (c), before the words
‘‘as operator of’’ remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’ and after the
words ‘‘uninspected passenger vessel’’
remove the words ‘‘with a near coastal
endorsement’’ and add, in their place,
the words ‘‘on near-coastal waters’’;
e. In paragraph (d), before the words
‘‘as operator of’’ remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’ and after the
words ‘‘uninspected passenger vessel’’
remove the words ‘‘with a Great Lakes
and inland waters endorsement’’ and
add, in their place, the words ‘‘on the
Great Lakes and inland waters’’;
f. In paragraph (e), before the words
‘‘as operator of’’ remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’ and after the
words ‘‘uninspected passenger vessel’’
remove the words ‘‘with an inland
endorsement’’ and add, in their place,
the words ‘‘on inland waters’’;
g. Remove paragraph (f), redesignate
paragraph (g) as paragraph (f) and
redesignate paragraph (h) as paragraph
(g);
h. In newly redesignated paragraph (f)
introductory text, after the words
VerDate Aug<31>2005
4
MATE
(2)
APPRENTICE
(STEERSMAN) (LIMITED).
*
3
19:33 May 19, 2006
Jkt 208001
‘‘uninspected passenger vessel’’ remove
the word ‘‘licenses’’ and add, in its
place, the word ‘‘endorsements’’ and
before the words ‘‘issued under this
paragraph’’ remove the words ‘‘A
license’’ and add, in its place, the words
‘‘An endorsement’’ and after the words
‘‘obtain this restricted’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’;
i. In newly redesignated paragraph
(f)(1), remove the word ‘‘license’’ and
add, in its place, the word
‘‘endorsement’’;
j. In newly redesignated paragraph
(f)(4), remove the words § 10.205(h)’’
and add, in their place, the words
‘‘§ 10.205(d)’’; and
k. In newly redesignated paragraph
(g), remove the words ‘‘a license’’
wherever they appear and add, in their
place, the words ‘‘an endorsement’’.
§ 11.468
[Amended]
160. In newly redesignated § 11.468—
a. In the section heading and text,
remove the word ‘‘Licenses’’ wherever it
appears and add, in its place, the words
‘‘Officer Endorsements’’; and
b. In the text remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’.
161. In newly redesignated § 11.470—
a. In the section heading, remove the
words ‘‘Licenses for’’ and add, in their
place, the words ‘‘Officer endorsements
as’’;
b. Revise paragraph (a) introductory
text to read as follows;
c. In paragraph (b) introductory text,
remove the words ‘‘a license or’’ and
add, in their place, the word ‘‘an’’;
d. In paragraph (b)(2)(i), remove the
words ‘‘an OIM Unrestricted license or
endorsement’’ and add, in their place,
the words ‘‘a license or MMC
endorsement as OIM Unrestricted’’;
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of
of
of
of
of
18
18
18
18
18
.......
.......
.......
.......
.......
of
of
of
of
of
18
18
18
18
18
.........
.........
.........
.........
.........
e. In paragraph (d)(2)(iv), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’;
f. In paragraph (c), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’;
g. In paragraph (d) introductory text,
remove the words ‘‘a license’’ and add,
in their place, the word ‘‘an’’;
h. In paragraph (d)(2)(i), remove the
words ‘‘OIM Surface Units license or
endorsement’’ and add, in their place,
the words ‘‘license or MMC
endorsement as OIM Surface Units’’;
i. In paragraph (d)(2)(iv), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’;
j. In paragraph (e), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’;
k. In paragraph (f)(2)(i), remove the
words ‘‘license or’’;
l. In paragraph (f)(2)(iii), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’;
m. In paragraph (g) introductory text,
after the words ‘‘unlimited license’’ add
the words ‘‘or MMC endorsement’’;
n. In paragraph (h) introductory text,
remove the words ‘‘a license or’’ and
add, in their place, the word ‘‘an’’;
o. In paragraph (h)(2)(iii), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’;
p. In paragraph (i), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’;
q. In paragraph (j) introductory text,
remove the words ‘‘a license or’’ and
add, in their place, the word ‘‘an’’;
r. In paragraph (j)(2)(i), remove the
words ‘‘OIM Bottom Bearing Units
license or endorsement’’ and add, in
their place, the words ‘‘a license or
MMC endorsement as OIM Bottom
Bearing Units’’;
s. In paragraph (j)(2)(iii), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’; and
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t. In paragraph (k), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’.
§ 11.470 Officer endorsements as offshore
installation manager.
(a) Officer endorsements as offshore
installation manager (OIM) include:
*
*
*
*
*
§ 11.472
[Amended]
162. In newly redesignated § 11.472—
a. In the section heading, remove the
words ‘‘License for’’ and add, in their
place, the words ‘‘Officer endorsements
as’’;
b. In paragraph (a) introductory text,
remove the words ‘‘a license or’’ and
add, in their place, the word ‘‘an’’;
c. In paragraph (a)(2)(i), remove the
words ‘‘barge supervisor license or
endorsement’’ and add, in their place,
the words ‘‘license or MMC
endorsement as barge supervisor’’;
d. In paragraph (a)(2)(iii), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’; and
e. In paragraph (b), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’.
§ 11.474
[Amended]
sroberts on PROD1PC70 with PROPOSALS
163. In newly redesignated § 11.474—
a. In the section heading, remove the
words ‘‘License for’’ and add, in their
place, the words ‘‘Officer endorsements
as’’;
b. In paragraph (a) introductory text,
remove the words ‘‘a license’’ and add,
in its place, the words ‘‘an
endorsement’’;
c. In paragraph (a)(1)(i) and (ii),
remove the words ‘‘a licensed’’
wherever they appear and add, in their
place, the words ‘‘an individual holding
a license or MMC endorsement as’’;
d. In paragraph (a)(2)(i), remove the
words ‘‘barge supervisor or ballast
control operator license or
endorsement’’ and add, in their place,
the words ‘‘license or MMC
endorsement as barge supervisor or
ballast control operator’’;
e. In paragraph (a)(2)(iii), remove the
words ‘‘§ 10.205(g)’’ and add, in their
place, the words ‘‘§ 11.205(d)’’;
f. In paragraph (b), after the words
‘‘unlimited license’’ add the words ‘‘or
MMC endorsement’’ and remove the
word ‘‘licensed’’ and add, in its place,
the words ‘‘an individual holding an
endorsement as’’;
§ 11.476
[Removed and Reserved]
164. Remove and reserve § 11.476.
§ 11.480
165. In newly redesignated § 11.480—
a. In paragraph (b) introductory text,
remove the words ‘‘deck officer’s
19:33 May 19, 2006
Jkt 208001
§ 11.482
[Amended]
166. In newly redesignated § 11.482—
a. In paragraph (a), after the words
‘‘endorsement authorizing’’ remove the
words ‘‘an applicant’’ and add, in their
place, the words ‘‘a mariner’’; and after
the words ‘‘applies to all’’ remove the
words ‘‘licenses except those for’’ and
add, in their place, the words ‘‘MMCs
except’’; and before the words ‘‘master
or mate authorizing’’ remove the words
‘‘those for’’; and after the words
‘‘Holders of any of these’’ remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’; and remove
the words ‘‘the licenses and without the
endorsement’’ and add, in their place,
the words ‘‘their MMC or license’’;
b. In paragraph (c), after the words
‘‘scope of the license’’ add the words
‘‘or MMC’’; and
c. In paragraph (d), after the words
‘‘same as the license’’ add the words ‘‘or
MMC’’; and remove the words ‘‘ on
which it is endorsed’’ and add, in their
place, the words ‘‘on which it is
included’’; and after the words
‘‘renewed with the’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘MMC’’.
§ 11.491
[Amended]
167. In newly redesignated § 11.491—
a. In the section heading, remove the
word ‘‘Licenses’’ and add, in it place,
the word ‘‘Officer endorsements’’; and
b. In the text, before the words ‘‘for
service on’’ remove the word ‘‘license’’
and add, in its place, the words ‘‘officer
endorsement’’ and after the words
‘‘restrictions placed on the license’’ add
the words ‘‘or MMC’’.
§ 11.493
[Amended]
VerDate Aug<31>2005
license’’ and add, in their place, the
word ‘‘MMC’’;
b. In paragraph (c), remove the words
‘‘Endorsement as’’ wherever they
appear;
c. In paragraph (f), remove the last
sentence;
d. In paragraph (g), after the words
‘‘printed on the’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘MMC’’;
e. In paragraph (i), after the words
‘‘renew the license’’ wherever they
appear, add the words ‘‘or MMC’’;
f. In paragraph (j), after the words
‘‘grade of a license’’ add the words ‘‘or
MMC endorsement’’; and
g. In paragraph (k), after the words
‘‘date of the’’ remove the word ‘‘license’’
and add, in its place, the word ‘‘MMC’’.
[Amended]
168. In newly redesignated
§ 11.493(a), remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
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§ 11.495
[Amended]
169. In newly redesignated
§ 11.495(a), remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
§ 11.497
[Amended]
170. In newly redesignated
§ 11.497(a), remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
§ 11.501
[Amended]
171. In newly redesignated § 11.501—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a) introductory text,
remove the word ‘‘Licenses’’ and add, in
its place, the words ‘‘Engineer
endorsements’’;
c. In paragraph (b) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
d. In paragraph (c) introductory text,
after the words ‘‘Engineer licenses’’ add
the words ‘‘or MMC endorsements’’; and
e. In paragraph (e), after the words
‘‘holding an engineer license’’ add the
words ‘‘or MMC endorsement’’ and after
the words ‘‘limitations of the license’’
add the words ‘‘or MMC’’.
§ 11.502
[Amended]
172. In newly redesignated § 11.502—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
b. In paragraph (a), after the words
‘‘engineer licenses’’ add the words ‘‘or
MMC endorsements’’;
c. In paragraph (b) introductory text,
remove the words ‘‘a licensed applicant
desires to obtain an endorsement on an
engineer license in the other propulsion
mode (steam or motor)’’ and add, in
their place, the words ‘‘an applicant
desires to add a propulsion mode to his
or her endorsement’’ and after the words
‘‘holding a license’’ add the words ‘‘or
MMC endorsement’’;
d. In paragraph (b)(1), remove the
words ‘‘licensed capacity’’ and add, in
their place, the words ‘‘capacity as their
endorsement’’;
e. In paragraph (b)(2), remove the
words ‘‘a licensed officer at a lower
license level’’ and add, in their place,
the words ‘‘an engineer officer at a
lower level’’; and
f. In paragraph (c), after the words ‘‘of
an engineer license’’ add the words ‘‘or
MMC endorsement’’ and remove the
text ‘‘§ 10’’ and add, in their place, the
text ‘‘§ 11’’.
§ 11.503
[Amended]
173. In newly redesignated § 11.503—
a. In paragraph (a), after the words
‘‘Engineer licenses’’ add the words ‘‘and
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sroberts on PROD1PC70 with PROPOSALS
endorsements’’ and after the words ‘‘as
provided in’’ remove the text ‘‘§ 10’’ and
add, in its place, the text ‘‘§ 11’’ and
after the words ‘‘designated duty
engineer’’ remove the word ‘‘license’’
and after the words ‘‘placed on a
license’’ add the words ‘‘or MMC
endorsement’’;
b. In paragraph (b), after the words
‘‘an engineer license’’ add the words ‘‘or
MMC endorsement’’; and after the
words ‘‘designated duty engineer’’
remove the word ‘‘license’’; and after
the words ‘‘limitation is placed on the’’
remove the word ‘‘license’’ and add, in
its place, the word ‘‘MMC’’; and before
the words ‘‘is limited to the’’ remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and after the
words ‘‘an unlimited horsepower’’
remove the word ‘‘license’’ and add, in
its place, the word ‘‘endorsement’’;
c. In paragraph (c) introductory text,
remove the words ‘‘engineer licenses’’
and add, in their place, the words ‘‘an
engineer license or MMC endorsement’’;
VerDate Aug<31>2005
19:33 May 19, 2006
Jkt 208001
d. In paragraph (c)(1), remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘endorsed’’;
e. In paragraph (c)(2), after the words
‘‘Six months of service’’ add the words
‘‘as an officer’’; and before the words
‘‘capacity other than’’ remove the word
‘‘licensed’’; and after the words ‘‘for
which licensed’’ add the words ‘‘or
endorsed’’; and after the words ‘‘next
higher grade’’ remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and after the words
‘‘issuance of the limited license’’ add
the words ‘‘or MMC endorsement’’;
f. In paragraph (c)(3), after the words
‘‘holding a license’’ add the words ‘‘or
MMC endorsement’’ and after the words
‘‘assistant engineer’s (limited-oceans)’’
remove the word ‘‘license’’ and add, in
its place, the word ‘‘endorsement’’;
g. In paragraph (c)(4), after the words
‘‘holding a license’’ add the words ‘‘or
MMC endorsement’’ and after the words
‘‘third assistant engineer’s’’ remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and
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29519
h. In paragraph (d), after the words
‘‘applicant’s license’’ add the words ‘‘or
MMC endorsement’’.
§ 11.504
[Amended]
174. In newly redesignated § 11.504—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’; and
b. In the text, remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
175. In newly redesignated § 11.505—
a. In the section heading, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘officer’’;
b. In the text, remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’; and
c. Redesignate Figure 10.505 as Figure
11.505 and revise it to read as follows:
§ 11.505
Engineer officer structure.
Figure 11.505—Engineer officer
endorsement structure
BILLING CODE 4910–15–P
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sroberts on PROD1PC70 with PROPOSALS
§ 11.510
[Amended]
176. In newly redesignated § 11.510—
a. In the introductory text, remove the
word ‘‘license’’ and add, in its place, the
word ‘‘endorsement’’; and
b. In paragraph (b), after the words
‘‘holding a license’’ add the words or
MMC endorsement’’.
§ 11.512
[Amended]
177. In newly redesignated § 11.512,
after the words ‘‘qualify an applicant
for’’ remove the word ‘‘license’’ and
add, in its place, the word
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Jkt 208001
‘‘endorsement’’ and after the words
‘‘holding a license’’ add the words or
MMC endorsement’’.
§ 11.514
[Amended]
178. In newly redesignated § 11.514—
a. In the introductory text, after the
words ‘‘qualify an applicant for’’ remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’; and
b. In paragraphs (a) and (b)
introductory text, after the words
‘‘holding a license’’, wherever they
appear, add the words ‘‘or MMC
endorsement’’.
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§ 11.516
[Amended]
179. In newly redesignated § 11.516,
in paragraph (a) introductory text, after
the words ‘‘an applicant for’’, remove
the word ‘‘license’’ and add, in its place,
the word ‘‘endorsement’’.
180. Revise newly redesignated
§ 11.518 to read as follows:
§ 11.518 Service requirements for chief
engineer (limited-oceans) of steam and/or
motor vessels.
The minimum service required to
qualify an applicant for endorsement as
chief engineer (limited-oceans) of steam
and/or motor vessels is five years total
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service in the engineroom of vessels.
Two years of this service must have
been as an engineer officer. Thirty
months of the service must have been as
a qualified member of the engine
department or equivalent supervisory
position.
181. Revise newly redesignated
§ 11.520 to read as follows:
§ 11.520 Service requirements for chief
engineer (limited-near coastal) of steam
and/or motor vessels.
The minimum service required to
qualify an applicant for endorsement as
chief engineer (limited near coastal) of
steam and/or motor vessels is four years
total service in the engineroom of
vessels. One year of this service must
have been as an engineer officer. Two
years of the service must have been as
a qualified member of the engine
department or equivalent supervisory
position.
182. Revise newly redesignated
§ 11.522 to read as follows:
§ 11.522 Service requirements for
assistant engineer (limited-oceans) of
steam and/or motor vessels.
The minimum service required to
qualify an applicant for endorsement as
assistant engineer (limited-oceans) of
steam and/or motor vessels is three
years of service in the engineroom of
vessels. Eighteen months of this service
must have been as a qualified member
of the engine department or equivalent
supervisory position.
183. Amend newly redesignated
§ 11.524 by revising paragraphs (a) and
(b) introductory text to read as follows:
§ 11.524 Service requirements for
designated duty engineer of steam and/or
motor vessels.
sroberts on PROD1PC70 with PROPOSALS
(a) Designated duty engineer
endorsements are issued in three levels
of horsepower limitations dependent
upon the total service of the applicant
and completion of appropriate
examination. These MMCs are limited
to vessels of not more than 500 gross
tons on certain waters as specified in
§ 11.501.
(b) The service requirements for
endorsements as designated duty
engineer are:
*
*
*
*
*
184. Revise newly redesignated
§ 11.530 to read as follows:
§ 11.530 Endorsements for engineers of
uninspected fishing industry vessels.
(a) This section applies to
endorsements for chief and assistant
engineers of all vessels, however
propelled, navigating the high seas,
which are documented to engage in the
fishing industry, with the exception of:
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Jkt 208001
(1) Wooden ships of primitive build;
(2) Unrigged vessels; and,
(3) Vessels of less than 200 gross tons.
(b) Endorsements as chief engineer
and assistant engineer of uninspected
fishing industry vessels are issued for
ocean waters and with horsepower
limitations in accordance with the
provisions of § 11.503.
(c) For an endorsement as chief
engineer, the applicant must have
served four years in the engineroom of
vessels. One year of this service must
have been as an assistant engineer
officer or equivalent supervisory
position.
(d) For an endorsement as assistant
engineer, an applicant must have served
three years in the engine room of
vessels.
(e) Two-thirds of the service required
under this section must have been on
motor vessels.
(f) Applicants may request an orally
assisted examination on the subjects
listed in subpart I of this part.
185. Revise newly redesignated
§ 11.540 to read as follows:
§ 11.540 Endorsements for engineers of
mobile offshore drilling units.
Endorsements as chief engineer
(MODU) or assistant engineer (MODU)
authorize service on certain selfpropelled or non-self-propelled units of
any horsepower where authorized by
the vessel’s certificate of inspection.
§ 11.542
[Amended]
186. In newly redesignated § 11.542—
a. In the section heading, remove the
words ‘‘License for’’ and add, in their
place, the words ‘‘Endorsement as’’;
b. In the introductory text and
paragraph (c), remove the words ‘‘a
license’’ wherever they appear and add,
in their place, the words ‘‘an
endorsement’’; and
c. In paragraph (b), remove the
number ‘‘10’’ and add, in its place, the
number ‘‘11’’.
§ 11.544
[Amended]
187. In newly redesignated § 11.544—
a. In the section heading, remove the
words ‘‘License for’’ and add, in their
place, the words ‘‘Endorsement as’’;
b. In the introductory text and
paragraph (c), remove the words ‘‘a
license’’ wherever they appear and add,
in their place, the words ‘‘an
endorsement’’;
c. In paragraph (a)(3), remove the
words ‘‘Commanding Officer’’ and add,
in their place, the word ‘‘The’’; and
d. In paragraph (b), remove the
number ‘‘10’’ and add, in its place, the
number ‘‘11’’.
188. Revise newly redesignated
§ 11.551 to read as follows:
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§ 11.551 Endorsements for service on
offshore supply vessels.
Each endorsement for service on
OSVs as Chief Engineer (OSV) or
Engineer (OSV) authorizes service on
OSVs as defined in 46 U.S.C. 2101(19)
and as interpreted under 46 U.S.C.
14104(b), subject to any restrictions
placed on the MMC.
§ 11.553
[Amended]
189. In newly redesignated § 11.553,
paragraph (a), remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
§ 11.555
[Amended]
190. In newly redesignated § 11.555,
paragraph (a), remove the words ‘‘a
license’’ and add, in their place, the
words ‘‘an endorsement’’.
191. Revise newly redesignated
§ 11.601 to read as follows:
§ 11.601
Applicability.
This subpart provides for
endorsement as radio officers for
employment on vessels, and for the
issue of STCW endorsements for those
qualified to serve as radio operators on
vessels subject to the provisions on the
Global Maritime Distress and Safety
System (GMDSS) of Chapter IV of
SOLAS.
192. In newly redesignated § 11.603
revise the heading and paragraphs (a)
and (c) and remove and reserve
paragraph (b) to read as follows:
§ 11.603 Requirements for radio officers’
endorsements, and STCW endorsements
for GMDSS radio operators.
(a) Each applicant for an original
endorsement or renewal of license shall
present a current first or second class
radiotelegraph operator license issued
by the Federal Communications
Commission. The applicant shall enter
on the endorsement application form
the number, class, and date of issuance
of his or her Federal Communications
Commission license.
(b) [Reserved]
(c) Each applicant who furnishes
evidence that he or she meets the
standard of competence set out in
STCW Regulation IV/2 (incorporated by
reference in Sec. 11.102), including the
competence to transmit and receive
information using subsystems of
GMDSS, to fulfill the functional
requirements of GMDSS, and to provide
radio services in emergencies is entitled
to hold an STCW endorsement suitable
for performing duties associated with
GMDSS.
*
*
*
*
*
193. Revise newly redesignated
§ 11.701 to read as follows:
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Scope of pilot endorsements.
(a) An applicant for an endorsement
as first-class pilot need not hold any
other officer endorsement issued under
this part.
(b) The issuance of an endorsement as
first-class pilot to an individual
qualifies that individual to serve as pilot
over the route(s) specified on the
endorsement, subject to any limitations
imposed under paragraph (c) of this
section.
(c) The Officer in Charge, Marine
Inspection, issuing an endorsement as
first-class pilot, imposes appropriate
limitations commensurate with the
experience of the applicant, with
respect to class or type of vessel,
tonnage, route, and waters.
(d) A license or MMC endorsement
issued for service as a master, mate, or
operator of uninspected towing vessels
authorizes service as a pilot under the
provisions of § 15.812 of this
subchapter. Therefore, first-class pilot
endorsements will not be issued with
tonnage limitations of 1600 gross tons or
less.
194. In newly redesignated § 11.703—
a. Revise paragraphs (a) and (c) to
read as set out below; and
b. In paragraph (d), after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsement’’:
§ 11.703
Service requirements.
(a) The minimum service required to
qualify an applicant for an endorsement
as first-class pilot is predicated upon the
nature of the waters for which pilotage
is desired.
*
*
*
*
*
(c) Completion of a course of pilot
training approved by the National
Maritime Center, under subpart C of this
part may be substituted for a portion of
the service requirements of this section
in accordance with § 11.304.
Additionally, round trips made during
this training may apply toward the route
familiarization requirements of § 11.705.
An individual using substituted service
must have at least nine months of
shipboard service.
*
*
*
*
*
195. In newly redesignated § 11.705,
revise paragraphs (b) and (c) to read as
follows:
§
Route familiarization requirements.
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*
*
*
*
(b) An applicant holding no other
deck officer endorsement seeking an
endorsement as first-class pilot shall
furnish evidence of having completed a
minimum number of round trips, while
serving as quartermaster, wheelsman,
able seaman, apprentice pilot, or in an
equivalent capacity, standing regular
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watches at the wheel or in the pilot
house as part of routine duties, over the
route sought. Evidence of having
completed a minimum number of round
trips while serving as an observer,
properly certified by the master and/or
pilot of the vessel, is also acceptable.
The range of round trips for an
endorsement is a minimum of 12 round
trips and a maximum of 20 round trips.
An applicant may have additional
routes added to the first-class pilot
endorsement by meeting the
requirements in paragraph (c) of this
section.
(c) An applicant who currently holds
a deck officer license or MMC
endorsement seeking an endorsement as
first-class pilot for a particular route
shall furnish evidence of having
completed the number of round trips
over the route, specified by the Officer
In Charge, Marine Inspection, within the
range limitations of this paragraph, for
the particular grade of existing license
or MMC endorsement held. The range of
round trips for an endorsement is a
minimum of eight round trips and a
maximum of 15 round trips.
*
*
*
*
*
196. Revise newly redesignated
§ 11.707 to read as follows:
§ 11.707
Examination requirements.
(a) An applicant for an endorsement
as first class pilot, except as noted in
paragraph (b) of this section, is required
to pass the examination described in
subpart I of this part.
(b) An applicant for an extension of
route, or an applicant holding a license
or MMC endorsement as master or mate
authorized to serve on vessels of over
1,600 gross tons seeking an endorsement
as first class pilot, is required to pass
those portions of the examination
described in subpart I of this part that
concern the specific route for which
endorsement is sought.
197. In newly redesignated
§ 11.709——
a. In paragraph (c), remove the words
‘‘§ 10.205 (d)’’ and add, in their place,
‘‘§ 10.215’’;
b. In paragraph (d), wherever the
phrase ‘‘license or endorsement’’
appears, insert the word ‘‘MMC’’ before
the word ‘‘endorsement’’; and
c. Revise paragraph (b) to read as
follows:
§ 11.709 Annual physical examination
requirements.
*
*
*
*
*
(b) Every person holding a license or
MMC endorsement as first-class pilot
shall have a thorough physical
examination each year.
*
*
*
*
*
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§ 11.711
[Amended]
198. In newly redesignated § 11.711—
a. In paragraphs (a) and (d), after the
words ‘‘first class pilot’’, remove the
words ‘‘license or’’; and
b. In paragraph (b), after the words
‘‘additional round trips,’’ remove the
words ‘‘license or’’ and, after the words
‘‘contained in § ’’ remove the number
‘‘10’’ and add, in its place, the number
‘‘11’’.
§ 11.713
[Amended]
199. In newly redesignated § 11.713—
a. In paragraphs (a) and (b), wherever
the phrase ‘‘license or endorsement’’
appears, insert the word ‘‘MMC’’ before
the word ‘‘endorsement’’; and
b. In paragraph (b), after the words ‘‘of
the renewed’’ remove the words
‘‘license or’’.
§ 11.803
[Removed and Reserved]
200. Remove and reserve newly
redesignated § 11.803.
201. Revise newly redesignated
§ 11.805 to read as follows:
§ 11.805
General requirements.
(a) The applicant for an endorsement
as staff officer is not required to take any
examination; however, the applicant
shall present to the Officer in Charge,
Marine Inspection a letter justifying the
need for the endorsement.
(b) [Reserved]
(c) An applicant for a higher grade in
the staff department shall apply in the
same manner as for an original
endorsement and shall surrender the
previous Coast Guard issued credentials
upon issuance of the new MMC. A staff
officer may serve in a lower grade of
service for which he or she is registered.
(d) Title 46 U.S.C. 8302 addresses
uniforms for staff officers who are
members of the Naval Reserve.
(e) A duplicate MMC may be issued
by the Officer in Charge, Marine
Inspection. (See § 10.229.)
(f) An MMC is valid for a term of five
years from the date of issuance.
Procedures for renewing endorsements
are found in § 10.227. .
(g) Each applicant for an original or a
higher grade of endorsement, as
described by paragraph (c) of this
section, shall produce evidence of
having passed a chemical test for
dangerous drugs or of qualifying for an
exception from testing in § 16.220 of
this subchapter. An applicant who fails
a chemical test for dangerous drugs will
not be issued an MMC.
202. In newly redesignated § 11.807—
a. In paragraph (a) introductory text,
after the words ‘‘The applicant for’’
remove the words ‘‘a certificate of
registry’’ and add, in their place, the
words ‘‘an endorsement’’;
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b. In paragraph (c), after the words
‘‘an applicant for’’ remove the words ‘‘a
certificate of registry’’ and add, in their
place, the words ‘‘an endorsement’’;
c. In paragraph (d), after the words
‘‘an applicant for’’ remove the words ‘‘a
certificate of registry’’ and add, in their
place, the words ‘‘an endorsement’’, and
after the words ‘‘may issue the’’ remove
the words ‘‘certificate of registry’’ and
add, in their place, the word ‘‘MMC’’;
d. Add new paragraphs (a)(7) and (8)
to read as follows:
§ 11.807 Experience requirements for
registry.
(a) * * *
*
*
*
*
(7) Marine physician assistant.
Successful completion of an accredited
course of instruction for a physician’s
assistant or nurse practitioner program.
(8) Hospital corpsman. A rating of at
least hospital corpsman or health
services technician, first class in the
U.S. Navy, U.S. Coast Guard, U.S.
Marine Corps, or an equivalent rating in
the U.S. Army (not less than staff
sergeant, Medical Department, U.S.A.),
or in the U.S. Air Force (not less than
technical sergeant, Medical Department,
U.S.A.F.), and a period of satisfactory
service of at least one month in a
military hospital or U.S. Public Health
Service Hospital.
*
*
*
*
*
*
§ 11.809
[Removed and Reserved]
203. Remove and reserve newly
redesignated § 11.809.
204. In newly redesignated § 11.901—
a. In paragraph (a), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’, and remove the number
‘‘10’’ and add, in its place, the number
‘‘11’’;
b. In paragraph (b) introductory text,
remove the word ‘‘license’’ and add, in
its place, the word ‘‘endorsement’’;
c. In paragraph (b)(2), remove the
word ‘‘licenses’’ and add, in its place,
the word ‘‘endorsements’’;
d. In paragraph (c) introductory text,
remove the number ‘‘10’’ wherever it
appears and add, in its place, the
number ‘‘11’’; and
e. Revise paragraph (b)(1) to read as
follows:
§ 11.901
General provisions.
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*
*
*
*
*
(b) * * *
(1) MMCs endorsed for restricted
routes for reduced service (master or
mate of vessels of not more than 200
gross tons, operator of uninspected
passenger vessels or master or mate
(pilot) of towing vessels); or
*
*
*
*
*
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§ 11.903
[Amended]
205. In newly redesignated § 11.903—
a. In the section heading, remove the
word ‘‘Licenses’’ and add, in its place,
the word ‘‘Endorsements’’;
b. In paragraph (a) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
c. In paragraph (b) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’;
d. In paragraphs (b)(2) and (3), remove
the word ‘‘license’’;
e. In paragraph (c) introductory text,
remove the word ‘‘licenses’’ and add, in
its place, the word ‘‘endorsements’’, and
remove the number ‘‘10’’ and add, in its
place, the number ‘‘11’’;
f. In paragraph (d), remove the words
‘‘a license’’ and add, in their place, the
words ‘‘an endorsement’’ and remove
the number ‘‘10’’ wherever it appears
and add, in its place, the number ‘‘11’’;
and
g. Redesigante Table 10.903–1 as
Table 11.903(c).
206. In newly redesignated § 11.910—
a. Revise the section heading and
introductory text as set out below;
b. Redesignate Table 10.910–1 as
Table 11.910–1 and revise the heading
and subheading to read as set out below;
and
c. In Table 10.910–2—
i. Redesignate Table 10.910–2 as
Table 11.910–2;
ii. In the subheading for newly
redesignated Table 11.910–2, remove
the word ‘‘License’’ and add, in its
place, the word ‘‘Endorsement’’;
iii. In the first column entitled
‘‘Examination topics’’, on line 182,
remove the words ‘‘Licensing &
Certification’’ and add, in their place,
the word ‘‘Credentialing’’;
iv. In footnotes 6 and 7, remove the
word ‘‘licenses’’ wherever it may
appear, and add, in its place, the words
‘‘officer endorsements’’; and
v. In footnote 8, remove the word
‘‘licenses’’:
§ 11.910 Subjects for deck officer
endorsements.
Table 11.910–1 gives the codes used
in table 11.910–2 for all deck officers.
Table 11.910–2 indicates the
examination subjects for each
endorsement, by code number. Figures
in the body of the table, in place of the
letter ‘‘x’’, refer to notes.
Table 11.910-1 Codes for Deck Officer
Endorsements
Deck Officer Endorsements:
*
*
*
*
*
207. In newly redesignated § 11.920—
a. Revise the section heading and
introductory text to read as set out
below;
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b. Redesignate Table 10.920–1 as
Table 11.920–1 and revise it to read as
set out below; and
c. Redesignate Table 10.920–2 as
Table 11.920–2 and in the first column
entitled ‘‘Examination topics’’, on line
138, remove the words ‘‘Licensing and
certification’’ and add, in their place,
the word ‘‘Credentialing’’:
§ 11.920 Subjects for MODU
endorsements.
Table 11.920–1 gives the codes used
in Table 11.920–2 for MODU
endorsements. Table 11.920–2 indicates
the examination subjects for each
endorsement by the code number.
Table 11.920–1 Codes for MODU
Endorsements
*
*
*
*
*
208. In newly redesignated § 11.950,
revise the section heading and
redesignate Table 10.950 as Table
11.950 and revise the heading to read as
follows:
§ 11.950 Subjects for engineer
endorsements.
Table 11.950 Subjects for Engineer
Endorsements
*
*
*
*
*
209. Revise newly redesignated
§ 11.1005 to read as follows:
§ 11.1005
officers.
General requirements for
To serve on a Ro-Ro passenger ship
after January 31, 1997, a person
endorsed as master, chief mate, mate,
chief engineer, or engineer shall meet
the appropriate requirements of STCW
Regulation V/2 and Section A–V/2 of
the STCW Code (incorporated by
reference in § 11.102) and shall hold
documentary evidence to show his or
her meeting these requirements.
210. Revise newly redesignated
§ 11.1105 introductory text and
paragraph (a) to read as follows:
§ 11.1105 General requirements for
officer’s endorsements.
If you are a master, mate, chief mate,
engineer, or chief engineer, then, before
you may serve on a passenger ship, you
must—
(a) Meet the appropriate requirements
of the STCW Regulation V/3 and of
section A–V/3 of the STCW Code
(incorporated by reference in § 11.102);
and
*
*
*
*
*
PART 12—CERTIFICATION OF
SEAMEN
211. The authority citation for part 12
is revised to read as follows:
Authority: 31 U.S.C. 9701; 46 U.S.C. 2101,
2103, 2110, 7301, 7302, 7503, 7505, 7701,
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and 70105; Department of Homeland
Security Delegation No. 0170.1.
§ 12.02–4
§ 12.01–1
§ 12.02–5
[Amended]
212. In § 12.01–1—
a. In paragraph (a)(2), after the words
‘‘and to receive the’’, remove the words
‘‘certificate or’’; and
b. Remove paragraphs (a)(3) and (c).
213. Revise § 12.01–3 to read as
follows:
§ 12.01–3
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at the Coast Guard, Office
of Operating and Environmental
Standards (G–PSO), 2100 Second Street
SW., Washington, DC 20593–0001, and
is available from the sources indicated
in this section.
(b) International Maritime
Organization (IMO), 4 Albert
Embankment, London, SE1 7SR,
England.
(1) The International Convention on
Standards of Training, Certification and
Watchkeeping for Seafarers, 1978, as
amended (the STCW Convention or the
STCW) , incorporation by reference
approved for § § 12.01–1, 12.02–7,
12.02–11, 12.03–1, 12.05–3, 12.05–7,
12.05–11, 12.10–3; 12.10–5, 12.10–7,
12.10–9, 12.15–3, 12.15–7, 12.25–45,
12.30–5, and 12.35–5.
(2) The Seafarers’ Training,
Certification and Watchkeeping Code
(the STCW Code), incorporation by
reference approved for § § 12.01–1,
12.02–7, 12.02–11, 12.03–1, 12.05–3,
12.05–7, 12.05–11, 12.10–3, 12.10–5,
12.10–7, 12.10–9, 12.15–3, 12.15–7,
12.25–45, 12.30–5, and 12.35–5.
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§ 12.01–6
[Removed and Reserved]
214. Remove and reserve § 12.01–6.
§ 12.01–7
[Removed and Reserved]
215. Remove and reserve § 12.01–7.
§ 12.02–3
[Removed and Reserved]
216. Remove and reserve § 12.02–3.
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[Removed and Reserved]
217. Remove and reserve § 12.02–4.
[Removed and Reserved]
218. Remove and reserve § 12.02–5.
§ 12.02–7
[Amended]
219. In § 12.02–7—
a. In paragraph (a), remove the words
‘‘shall be issued, at the option of the
seaman, a continuous discharge book, a
certificate of identification, or merchant
mariner’s document representing such
certificate of identification which shall
be retained by him. This book or
certificate of identification or merchant
mariner’s document will bear a number,
and this same number shall be shown
on all certificates of service or efficiency
issued to the holder of the book or
certificate or document.’’ and add, in
their place, the words ‘‘must carry a
valid Merchant Mariner Credential
(MMC) or Merchant Mariner Document
(MMD) with all appropriate rating
endorsements for the position served
and a valid Transportation Worker
Identification Credential (TWIC).’’;
b. In paragraph (b), remove the words
‘‘continuous discharge book or
certificate of identification or merchant
mariner’s document representing such a
certificate’’ and add, in their place, the
words ‘‘valid MMC or MMD with all
applicable rating endorsements for the
position sought and a valid TWIC’’; and
after the words ‘‘before a shipping
commissioner’’ and after the words
‘‘who do not possess’’, remove the
words ‘‘one of these documents’’ and
add, in their places, the words ‘‘these
credentials’’;
c. In paragraph (c)(1), remove the
words ‘‘licensed officer and registered
staff officer, shall possess a valid
certificate of service, or merchant
mariner’s document representing such
certificate, issued by an Officer in
Charge, Marine Inspection’’ and add, in
their place, the words ‘‘officer and staff
officer, must possess a valid MMC or
MMD with all appropriate
endorsements for the position served’’;
d. In paragraphs (c)(2) and (c)(3),
remove the words ‘‘certificate of service
or efficiency is’’, wherever they appear,
and add, in their place, the words
‘‘endorsements are’’;
e. In paragraph (c)(3), after the words
‘‘below the rank of’’, remove the word
‘‘licensed’’;
f. In paragraph (d), remove the words
‘‘After January 31, 1997, each’’ and add,
in their place, the word ‘‘Each’’; and
remove the word ‘‘tons’’ and add, in its
place, the words ‘‘tonnage (200 gross
register tons)’’;
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g. In paragraph (e), remove the words
‘‘After January 31, 2002, each’’ and add,
in their place, the word ‘‘Each’’; and
h. In paragraph (f), remove the words
‘‘no unlicensed person’’ and add, in
their place, the words ‘‘no person
subject to this part’’.
§ 12.02–9
[Removed and Reserved]
220. Remove and reserve § 12.02–9.
§ 12.02–10
[Removed and Reserved]
221. Remove and reserve § 12.02–10.
222. Revise § 12.02–11 to read as
follows:
§ 12.02–11 General provisions respecting
rating endorsements.
(a)(1) An MMC with a deck officer
endorsement will also be endorsed for
‘‘any rating in the deck department,
except able seaman’’, and will authorize
the holder to serve in any rating
capacity in the deck department, except
able seaman. If a deck officer qualifies
as able seaman, the MMC will be
endorsed, ‘‘any rating in the deck
department, including able seaman’’,
and such endorsement will be deemed
to include an endorsement as
lifeboatman.
(2) An MMC issued to an engineer
officer endorsed for inspected vessels of
over 2,000 horsepower will be endorsed
for ‘‘any rating in the engine
department’’, and will authorize the
holder to serve in any rating capacity in
the engine department. If an engineer
officer qualifies as a lifeboatman, the
further endorsement, ‘‘lifeboatman’’,
will be placed on the MMC.
(b) The authorized holder of any valid
rating endorsement may serve in any
capacity in the staff department of a
vessel, except in those capacities
requiring a staff officer; except that,
whenever the service includes the
handling of food, no person may be so
employed unless his or her credential
bears the food handler’s endorsement
‘‘(F.H.)’’.
(c) A rating endorsement as able
seaman or as lifeboatman must
authorize service as lifeboatman.
(d) When a rating endorsement is
issued, renewed, or endorsed, the
Officer in Charge, Marine Inspection,
will determine whether the holder of
the credential is required to hold an
STCW endorsement for service on a
seagoing vessel, and then, if the holder
is qualified, the Officer in Charge,
Marine Inspection will issue the
appropriate endorsement. The Officer in
Charge, Marine Inspection, will also
issue an STCW endorsement at other
times, if circumstances so require and if
the holder of the document is qualified
to hold the endorsement. The Officer in
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Charge, Marine Inspection, will issue an
STCW endorsement for the following
ratings:
(1) A rating forming part of a
navigational watch on a seagoing ship of
500 GT or more if the holder of the
credential is qualified in according to
STCW Regulation II/4 of the STCW
Code (Incorporated by reference, see
§ 12.01–3.), to perform the navigational
function at the support level.
(2) A rating forming part of a watch
in a manned engineroom, or designated
to perform duties in a periodically
unmanned engineroom, on a seagoing
ship driven by main propulsion
machinery of 750 kW (1,000 hp) of
propulsion power or more, if the holder
is qualified in according to STCW
Regulation III/4 and Section A–iii/4 of
the STCW Code, to perform the marineengineering function at the support
level.
(e) At the request of the holder of the
document, the Officer in Charge, Marine
Inspection, may add an endorsement to
indicate that a qualified holder has
received basic safety-training or
instruction required under Chapter VI of
STCW.
§ 12.02–12
[Removed and Reserved]
223. Remove and reserve § 12.02–12.
§ 12.02–13
[Removed and Reserved]
224. Remove and reserve § 12.02–13.
§ 12.02–14
[Removed and Reserved]
225. Remove and reserve § 12.02–14.
§ 12.02–15
sroberts on PROD1PC70 with PROPOSALS
[Amended]
227. In § 12.02–17—
a. In the section heading, remove the
words ‘‘Preparation and issuance of
documents’’ and add, in their place, the
words ‘‘Examination procedures and
denial of rating endorsements.’’;
b. In paragraph (a), remove the words
‘‘of a person for a merchant mariner’s
document’’ and add, in their place, the
words ‘‘for a rating endorsement’’;
c. Remove paragraphs (b), (c), (d), (e),
and (h);
d. Redesignate paragraph (f) as
paragraph (b) and remove the words
‘‘certificate of service or efficiency’’ and
add, in their place, the words ‘‘rating
endorsement’’; and after the words
‘‘examined and refused’’, remove the
words ‘‘a certificate’’ and add, in their
place, the words ‘‘the endorsement’’;
and
e. Redesignate paragraph (g) as
paragraph (c), and remove the word
‘‘certificate’’ and add, in its place, the
words ‘‘rating endorsement’’.
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[Removed
228. Remove and reserve § § 12.02–18
through 12.02–27.
§ 12.03–1
[Amended]
229. In § 12.03–1—
a. In paragraph (a) introductory text,
after the words ‘‘part 10 of this’’, remove
the word ‘‘chapter’’, and add, in its
place, the word ‘‘subchapter’’; remove
the text ‘‘§ 10.302’’ and add, in its place,
the text ‘‘§ 11.302’’; after the words
‘‘used to qualify’’ add the words ‘‘an
applicant’’; after the words ‘‘hold an
STCW’’, remove the words ‘‘certificate
or endorsement’’, and add, in their
place, the words ‘‘or rating’’; and
remove the words ‘‘for service on or
after February 1, 2002,’’;
b. In paragraph (a)(3)(iii), remove the
words ‘‘license, endorsement,’’ and add,
in their place, the words ‘‘Coast Guard
credential’’;
c. In paragraph (a)(4), remove the
words ‘‘a maritime license or
document’’ and add, in their place, the
words ‘‘Coast Guard credential’’;
d. In paragraph (b), after the words
‘‘training necessary for’’, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘both officer’’;
e. In paragraph (c) introductory text,
before the words ‘‘particular training
does’’, add the word ‘‘the’’; and
f. In paragraph (c)(2), remove the
words ‘‘Commanding Officer,’’; and
after the words ‘‘National Maritime
Center’’, add the text ‘‘(NMC)’’.
§ 12.05–1
[Removed and Reserved]
226. Remove and reserve § 12.02–15.
§ 12.02–17
§ § 12.02–18 through 12.02–27
and Reserved]
[Amended]
230. In paragraph (a), remove the
words ‘‘employed in a rating’’ and add,
in their place, the words ‘‘serving under
the authority of a rating endorsement’’;
and remove the words ‘‘a merchant
mariner’s document’’ and add, in their
place, the words ‘‘an MMC or MMD
endorsement’’.
§ 12.05–3
[Amended]
231. In § 12.05–3—
a. In paragraph (a)(2), remove the
word ‘‘examination’’ and add, in its
place, the words ‘‘and medical
examination in § 10.215 of this
subchapter’’; and
b. In paragraph (b) introductory text,
remove the words ‘‘valid for any period
on or after February 1, 2002,’’.
§ 12.05–7
[Amended]
232. In § 12.05–7—
a. In paragraph (a) introductory text,
before the words ‘‘able seaman’’ add the
words ‘‘endorsement as’’; and
b. Remove paragraphs (c), (d), and (e).
§ 12.05–9
[Amended]
233. In paragraph (e), remove the
words ‘‘is in valid possession of a
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certificate as able seaman endorsed’’
and add, in their place, the words
‘‘holds a valid MMC or MMD endorsed
as able seaman’’; and after the words
‘‘service to qualify for’’, remove the
word ‘‘a certificate as able seaman
endorsed’’ and add, in their place, the
words ‘‘an endorsement as able
seaman’’; after the words ‘‘issued a
new’’, remove the word ‘‘document’’
and add, in its place, the word ‘‘MMC’’;
after the words ‘‘for cancellation the’’
remove the word ‘‘document’’ and add,
in its place, the word ‘‘credential’’;
remove the words ‘‘by a medical officer
of the Public Health Service’’; and after
the words ‘‘determine his competency’’,
add the words ‘‘as set forth in § 10.215
of this chapter’’.
§ 12.05–11
[Amended]
234. In § 12.05–11—
a. In the section heading, remove the
words ‘‘merchant mariner’s document
endorsed’’ and add, in their place, the
word ‘‘endorsements’’;
b. In paragraph (a), remove the words
‘‘a merchant mariner’s document’’ and
add, in their place, the words ‘‘an MMC
or MMD’’; remove the word
‘‘unlicensed’’; and after the words
‘‘when serving’’, remove the words ‘‘in
as a ‘‘rating forming part of a
navigational watch’’ ’’ and add, in their
place, the words ‘‘as a rating forming
part of a navigational watch (RFPNW)’’;
and
c. In paragraph (b), remove the words
‘‘A merchant mariner’s document’’ and
add, in their place, the words ‘‘An MMC
or MMD’’; remove the words ‘‘a
certificate of efficiency’’ and add, in
their place, the words ‘‘an
endorsement’’; and remove the words
‘‘without further endorsement’’.
§ 12.10–1
[Amended]
235. In § 12.10–1—
a. In the section heading, remove the
word ‘‘Certification’’ and add, in its
place, the word ‘‘Credentials’’; and
b. In the text, remove the words
‘‘employed in a rating’’ and add, in their
place, the words ‘‘serving under the
authority of a rating endorsement’’;
remove the words ‘‘certificated
lifeboatmen shall produce a certificate
as lifeboatman or merchant mariner’s
document’’ and add, in their place, the
words ‘‘lifeboatmen must produce an
MMC or MMD’’; and remove the words
‘‘certificate of efficiency’’ and add, in
their place, the word ‘‘endorsement’’.
§ 12.10–3
[Amended]
236. In § 12.10–3—
a. In paragraph (a) introductory text,
remove the word ‘‘certification’’ and
add, in its place, the words ‘‘an
endorsement’’;
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b. In paragraph (a)(5), after the words
‘‘training vessel’’, remove the word
‘‘and’’ and add, in its place, the word
‘‘or’’;
c. In paragraph (b), remove the word
‘‘certification’’ and add, in its place, the
words ‘‘an endorsement’’; and
d. In paragraph (c), remove the word
‘‘certified’’ and add, in its place, the
words ‘‘eligible for an endorsement’’.
§ 12.10–5
[Amended]
237. In § 12.10–5—
a. In paragraph (a) introductory text,
remove the word ‘‘certified’’ and add, in
its place, the words ‘‘issued an
endorsement’’; and
b. In paragraph (d), remove the words
‘‘After July 31, 1998, each’’ and add, in
their place, the word ‘‘Each’’ and
remove the words ‘‘certificate endorsed
for’’ and add, in their place, the words
‘‘endorsement with an STCW
endorsement for’’.
§ 12.10–7
[Amended]
238. In § 12.10–7—
a. In the section heading, after the
words ‘‘provisions respecting’’, remove
the words ‘‘merchant mariner’s
documents’’ and add, in their place, the
words ‘‘an MMC or MMD’’ ; and
b. In the introductory text, before the
words ‘‘endorsed as able seaman’’,
remove the words ‘‘A merchant
mariner’s document and’’ and add, in
their place, the words ‘‘An MMC or
MMD’’; and after the words ‘‘equivalent
of’’, remove the words ‘‘a certificate as
lifeboatman or of’’; after the words ‘‘will
be accepted’’ remove the words ‘‘as
either of these wherever either is’’ and
add, in their place, the words ‘‘wherever
a lifeboatman is’’; after the words ‘‘that,
when’’, remove the words ‘‘the holder
documented as’’; and remove the word
‘‘certified’’ and add, in its place, the
word ‘‘endorsed’’.
239. In § 12.10–9, revise the heading,
paragraph (a) and paragraph (b)
introductory text to read as follows:
§ 12.10–9 Endorsement for proficiency in
fast rescue boats.
sroberts on PROD1PC70 with PROPOSALS
(a) Each person engaged or employed
as a lifeboatman proficient in fast rescue
boats must hold an appropriately
endorsed MMC or MMD.
(b) To be eligible for an MMC
endorsed for proficiency in fast rescue
boats, an applicant must—
*
*
*
*
*
§ 12.13–3
[Amended]
240. In § 12.13–3 text, remove the
words ‘‘license or document’’ and add,
in their place, the word ‘‘MMC’’.
§ 12.15–1
[Amended]
241. In § 12.15–1—
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a. In the section heading, remove the
word ‘‘Certification’’ and add, in its
place, the word ‘‘Credentials’’;
b. In paragraph (a), remove the words
‘‘employed in a rating’’ and add, in their
place, the words ‘‘serving under the
authority of a rating endorsement’’ and
after the words ‘‘vessel requiring’’
remove the word ‘‘certificated’’ and after
the words ‘‘shall produce’’ remove the
words ‘‘a certificate’’ and add, in their
place, the words ‘‘an endorsement’’; and
c. In paragraph (b), remove the word
‘‘certificate’’ and add, in its place, the
word ‘‘endorsement’’.
c. In paragraph (c), after the words
‘‘qualified rating’’, add the words ‘‘in
the engineer department’’.
§ 12.15–3
§ 12.15–11
[Amended]
242. In § 12.15–3—
a. In paragraph (a), after the words
‘‘any person below’’, remove the words
‘‘the rating of licensed’’; and after the
words ‘‘who holds’’, remove the words
‘‘a certificate of service as such’’ and
add, in their place, the words ‘‘an MMC
or MMD endorsed as’’; and, after the
words ‘‘Coast Guard’’, remove the words
‘‘or predecessor authority’’;
b. In paragraph (b), after the words
‘‘considered a rating’’, remove the words
‘‘not above that of’’ and add, in their
place, the words ‘‘equal to’’; and after
the words ‘‘passer or wiper’’, remove the
words ‘‘, but equal thereto’’;
c. In paragraph (c), remove the word
‘‘certification’’ and add, in its place, the
words ‘‘an endorsement’’;
d. In paragraph (d) introductory text,
remove the words ‘‘After July 31, 1998,
an’’ and add, in their place, the word
‘‘An’’; and remove the word
‘‘certification’’ and add, in its place, the
word ‘‘endorsement’’; and
e. In paragraph (e), remove the words
‘‘After July 31, 1998, an’’ and add, in
their place, the word ‘‘An’’; and remove
the word ‘‘certification’’ and add, in its
place, the word ‘‘endorsement’’.
243. Revise § 12.15–5 to read as
follows:
§ 12.15–5 Physical and medical
requirements.
The physical and medical
requirements for an endorsement as
QMED are found in part 10 of this
chapter.
§ 12.15–7
[Amended]
244. In § 12.15–7—
a. In paragraph (a), after the words
‘‘applicant for’’, remove the words ‘‘a
certificate of service’’ and add, in their
place, the words ‘‘an endorsement’’;
b. In paragraph (b)(1), after the words
‘‘graduate of a school ship may’’,
remove the words ‘‘be rated’’ and add,
in their place, the words ‘‘qualify for a
rating endorsement’’; and
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§ 12.15–9
[Amended]
245. In § 12.15–9—
a. In paragraph (a), remove the word
‘‘certification’’ and add, in its place, the
word ‘‘endorsement’’;
b. In paragraph (c), remove the word
‘‘certification’’ and add, in its place, the
words ‘‘an endorsement’’; and
c. In paragraph (d), remove the word
‘‘certification’’ and add, in its place, the
words ‘‘an endorsement’’.
[Amended]
246. In § 12.15–11—
a. In the section heading, remove the
words ‘‘merchant mariner’s documents
endorsed’’ and add, in their place, the
words ‘‘an endorsement’’; and
b. In the introductory text, after the
words ‘‘The holder of’’, remove the
words ‘‘a merchant mariner’s document
endorsed’’, and add, in their place, the
words ‘‘an endorsement’’; after the
words ‘‘Each qualified member of the
engine department rating’’, remove the
words ‘‘for which a holder of a
merchant mariner’s document is
qualified must be endorsed separately’’
and add, in their place, the words ‘‘must
be a separate endorsement’’; and after
the words ‘‘all ratings covered by’’,
remove the words ‘‘a certificate as a
qualified member of the engine
department, the certification’’ and add,
in their place, the words ‘‘an
endorsement as a QMED, the
endorsement’’.
§ 12.15–13
[Amended]
247. In § 12.15–13—
a. In paragraph (a) introductory text,
remove the words ‘‘a certificate’’, and
add, in their place, the words ‘‘an
endorsement’’; and remove the words ‘‘a
merchant mariner’s document’’, and
add, in their place, the words ‘‘an MMC
or MMD’’;
b. In paragraph (b), remove the words
‘‘merchant mariner’s document’’, and
add, in their place, the word ‘‘MMC’’;
and
c. In paragraph (c), remove the words
‘‘a merchant mariner’s document’’, and
add, in their place, the words ‘‘an MMC
or MMD’’; remove the word
‘‘unlicensed’’; and after the words
‘‘entered on his’’, remove the word
‘‘document’’ and add, in its place, the
words ‘‘or her credential’’.
§ 12.15–15
[Amended]
248. In § 12.15–15—
a. In paragraph (a) introductory text,
remove the words ‘‘a certificate’’, and
add, in their place, the words ‘‘an
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endorsement’’; remove the words ‘‘a
merchant mariner’s document’’, and
add, in their place, the words ‘‘an MMC
or MMD’’; and remove the word
‘‘certification’’ and add, in its place, the
word ‘‘endorsement’’;
b. In paragraph (b), remove the words
‘‘current merchant mariner’s document
held by the applicant’’, and add, in their
place, the words ‘‘applicant’s MMC’’;
and
c. In paragraph (c), remove the words
‘‘a merchant mariner’s document’’, and
add, in their place, the words ‘‘an MMC
or MMD’’; and remove the word
‘‘unlicensed’’ and after the words
‘‘entered on his’’, remove the word
‘‘document’’ and add, in its place, the
words ‘‘or her credential’’.
§ 12.25–1
[Amended]
249. In § 12.25–1—
a. In the section heading, remove the
word ‘‘Certification’’ and add, in its
place, the word ‘‘Credentials’’; and
b. In the text, remove the word
‘‘certificated’’ and remove the words ‘‘a
merchant mariner’s document’’ and add,
in their place, the words ‘‘an MMC or
MMD with the appropriate
endorsement’’.
250. Revise § 12.25–10 to read as
follows:
§ 12.25–10
sroberts on PROD1PC70 with PROPOSALS
§ 12.25–20 Physical and medical
requirements.
The physical and medical
requirements for this subpart are found
in part 10.
252. Revise § 12.15–25 to read as
follows:
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No ratings other than cadet (deck) or
cadet (engine), as appropriate, and
lifeboatman will be shown on an MMC
issued to a member of the U.S. Merchant
Marine Cadet Corps. The MMC will also
indicate that it is valid only while the
holder is a cadet in the U.S. Maritime
Administration training program. The
MMC must be surrendered upon the
holder being endorsed in any other
rating or upon being issued an officer’s
endorsement and the rating of cadet
(deck) or cadet (engine) will be omitted.
§ 12.25–30
[Amended]
253. In § 12.25–30, in the text, remove
the words ‘‘merchant mariner’s
document’’ and add, in their place, the
words ‘‘MMC endorsed’’; and remove
the words ‘‘documents or certificates’’
and add, in their place, the word
‘‘endorsements’’.
§ 12.25–35
[Amended]
254. In § 12.35–35—
a. In paragraph (a), remove the words
‘‘a merchant mariner’s document’’ and
add, in their place, the words ‘‘an
endorsement’’; and
b. In paragraph (b), remove the words
‘‘merchant mariner’s document with’’.
a. In the introductory text, remove the
words ‘‘If you are an unlicensed person
then before you’’ and add, in their place,
the words ‘‘A mariner with no
endorsements,’’; and remove the words
‘‘you must’’ and add, in their place, the
words ‘‘only after meeting the following
conditions’’; and
b. In paragraph (b), remove the words
‘‘you do meet’’, and add, in their place,
the words ‘‘the mariner meets’’.
PART 13—CERTIFICATION OF
TANKERMEN
263. The authority citation for part 13
continues to read as follows:
Authority: 46 U.S.C. 3703, 7317, 8105,
8703, 9102; Department of Homeland
Security Delegation No. 0170.1.
§ 13.101
[Amended]
264. In § 13.101, remove the words
‘‘to a merchant mariner’s document’’
and add, in their place, the words ‘‘on
a merchant mariner credential’’.
§ 13.103
[Removed and Reserved]
265. Remove and reserve § 13.103.
266. Add new § 13.106 to read as
follows:
§ 13.106
Requirement to hold an MMC.
255. In § 12.25–40-in the text, remove
the words ‘‘a merchant mariner’s
document’’ and add, in their place, the
words ‘‘an endorsement’’.
An applicant for any endorsement in
this part must also meet the
requirements for the MMC on which the
endorsement would appear. These
requirements are set out in part 10 of
this chapter.
§ 12.25–45
§ 13.107
§ 12.25–40
General requirements.
(a) Rating endorsements shall be
issued without professional
examination to applicants in capacities
other than able seaman, lifeboatman,
tankerman, or qualified member of the
engine department. For example,
ordinary seaman—wiper—steward’s
department (F.H.). Holders of MMCs or
MMDs endorsed as ordinary seaman
may serve in any unqualified rating in
the deck department. Holders of MMCs
or MMDs endorsed as wiper may serve
in any unqualified rating in the engine
department. MMCs or MMDs endorsed
as steward’s department (F.H.) will
authorize the holder’s service in any
capacity in the steward’s department.
(See § 12.02–11(b) for unqualified
ratings in the staff department.)
(b) When the holder of an
endorsement is qualified as a food
handler, the steward’s department
endorsement will be followed by the
further endorsement (F.H.).
251. Revise § 12.25–20 to read as
follows:
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[Amended]
[Amended]
256. In § 12.25–45, in the text, remove
the words ‘‘certificates or’’.
§ 12.30–1
[Amended]
257. In § 12.30–1, in the text, remove
the words ‘‘certification of’’ and add, in
their place, the words ‘‘endorsements
for’’.
§ 12.30–3
[Removed and Reserved]
258. Remove and reserve § 12.30–3.
§ 12.30–5
[Amended]
259. In § 12.30–5, in the text, remove
the words ‘‘after January 31, 1997,’’; and
remove the word ‘‘MMD’’ and add, in its
place, the word ‘‘endorsement’’.
§ 12.35–1
[Amended]
260. In § 12.35–1, in the text, remove
the word ‘‘certification’’ and add, in its
place, the word ‘‘qualification’’; and
remove the word ‘‘§ 12.35–3’’ and add,
in its place, the words ‘‘part 10’’.
§ 12.35–3
[Removed and Reserved]
261. Remove and reserve § 12.35–3.
§ 12.35–5
[Amended]
262. In § 12.35–5—
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[Amended]
267. In § 13.107—
a. In paragraphs (a), (b), (c), (d), (e),
and (f), remove the word ‘‘MMD’’
wherever it appears, and add, in its
place, the word ‘‘MMC’’;
b. In paragraph (a), remove the words
‘‘engineer’s license’’ and add, in its
place, the words ‘‘engineer license or
engineer endorsement’’;
c. In paragraph (d), place quotation
marks (‘‘’’) before and after the words
‘‘Tankerman-Engineer’’; after the words
‘‘No person licensed’’, add the words
‘‘or credentialed’’; and remove the
number ‘‘10’’, and add, in its place, the
number ‘‘11’’.
d. In paragraph (f), remove the text
‘‘10.105’’, and add, in their place, the
text ‘‘10.217’’; and remove the word
‘‘chapter’’, and add, in its place, the
word ‘‘title’’.
§ 13.109
[Amended]
268. In § 13.109(c), remove the text
‘‘10.105’’ and add, in their place, the
text ‘‘10.217’’; and remove the word
‘‘MMD’’ and add, in its place, the word
‘‘MMC’’.
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§ 13.111
Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
[Amended]
269. In § 13.111—
a. In the section heading, after the
word ‘‘Restricted’’ add the word
‘‘tankerman’’;
b. In paragraph (a), remove the words
‘‘46 CFR 10.105’’ and add, in their
place, the words ‘‘§ 10.217 of this
chapter’’; and
c. In paragraph (d)(3), after the words
‘‘passing a physical’’, add the words
‘‘and medical’’; and remove the words
‘‘in accordance with § 13.125’’ and add,
in their place, the words ‘‘according to
§ 10.215 of this chapter’’.
§ 13.119
[Amended]
270. Remove the word ‘‘MMD’’ and
add, in its place, the words ‘‘merchant
mariner’s document or merchant
mariner credential on which the
endorsement appears’’.
§ 13.120
[Amended]
[Amended]
272. In § 13.121—
a. In the section heading, remove the
word ‘‘training’’ and after the word
‘‘tankerman’’, add the word
‘‘endorsements’’; and
b. In paragraph (a), remove the
number ‘‘10’’ wherever it may appear
and add, in its place, the number ‘‘11’’.
§ 13.125
[Amended]
273. In § 13.125—
a. In the section heading, after the
word ‘‘Physical’’ add the words ‘‘and
medical’’.
b. In the text, remove the words
‘‘10.205(d) of this chapter, excluding
paragraph (d)(2) of that section’’ and
add, in their place, the words ‘‘10.215
of this chapter’’.
sroberts on PROD1PC70 with PROPOSALS
§ 13.129
[Amended]
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277. In § 13.207, in the text, remove
the words ‘‘license or a tankerman
endorsement’’ and add, in their place,
the words ‘‘license, tankerman
endorsement, or officer endorsement on
an MMC’’.
§ 13.301
[Amended]
278. In § 13.301(c), after the word
‘‘physical’’ add the words ‘‘and
medical’’; and remove the words ‘‘in
accordance with § 13.125’’ and add, in
their place, the words ‘‘according to
§ 10.215 of this chapter’’.
§ 13.303
[Amended]
279. In § 13.303(c) introductory text,
after the word ‘‘MMD’’ add the words
‘‘or MMC’’.
§ 13.307
[Amended]
280. In § 13.307(a), remove the words
‘‘license or a tankerman endorsement’’
and add, in their place, the words
‘‘license, tankerman endorsement on an
MMD or MMC, or an officer
endorsement on an MMC’’.
§ 13.403
[Amended]
[Amended]
282. In § 13.403(b) introductory text,
after the word ‘‘MMD’’ add the words
‘‘or MMC’’.
§ 13.407
[Amended]
283. In § 13.407, in the text, remove
the words ‘‘for a license or
endorsement’’ and add, in their place,
the words ‘‘to the Coast Guard for any
other endorsement or credential’’.
§ 13.501
[Amended]
284. In § 13.501(c), after the word
‘‘physical’’ add the words ‘‘and
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medical’’; and remove the words ‘‘in
accordance with § 13.125’’ and add, in
their place, the words ‘‘according to
§ 10.215 of this chapter’’.
§ 13.503
Sfmt 4702
[Amended]
285. In § 13.503—
a. In paragraph (a)(1), remove the
words ‘‘a licensed’’ and add, in their
place, the word ‘‘an’’; and remove the
word ‘‘of’’ and add, in its place, the
word ‘‘on’’;
b. In paragraph (a)(2), remove the
word ‘‘unlicensed’’ and add, in its
place, the word ‘‘rating’’; and
c. In paragraph (b), after the word
‘‘MMD’’, add the words ‘‘or MMC’’.
§ 13.505
[Amended]
281. In § 13.401(c), after the word
‘‘physical’’ add the words ‘‘and
medical’’; and remove the words ‘‘in
accordance with § 13.125’’ and add, in
their place, the number ‘‘according to
§ 10.215 of this chapter’’.
[Amended]
275. In § 13.201(c), after the word
‘‘physical’’ add the words ‘‘and
medical’’; and remove the words ‘‘in
[Amended]
276. In § 13.203—
a. In paragraph (a)(1), after the words
‘‘service as a’’, remove the word
‘‘licensed’’; after the words ‘‘deck officer
or’’, remove the words ‘‘a licensed’’; and
before the word ‘‘engineering’’, add the
word ‘‘an’’;
b. In paragraph (a)(2), remove the
word ‘‘unlicensed’’ and add, in its
place, the word ‘‘rating’’; and
c. In paragraph (c) introductory text,
after the word ‘‘MMD’’, add the words
‘‘or MMC’’.
§ 13.401
274. In § 13.129—
a. In the section heading, after the
word ‘‘tankerman’’, add the word
‘‘endorsements’’.
b. In Table 13.129, in the column
‘‘Physical required’’, remove the
numbers ‘‘13.125’’, ‘‘13.111(b)’’,
‘‘13.111(c)’’, and ‘‘13.111(d)(3)’’
wherever they appear and add, in their
place, the number ‘‘10.215’’.
§ 13.201
§ 13.203
§ 13.207
271. In § 13.120, in the section
heading, before the word
‘‘endorsement’’, add the word
‘‘tankerman’’; remove the number
‘‘12.02–27’’ and add, in its place, the
number ‘‘10.227’’; and remove the word
‘‘MMD’’ and add, in its place, the word
‘‘MMC’’.
§ 13.121
accordance with § 13.125’’ and add, in
their place, the words ‘‘according to
§ 10.215 of this chapter’’.
[Amended]
286. In § 13.505(a)(2), remove the
words ‘‘licensed and unlicensed’’ and
add, in their place, the words ‘‘officer,
rating, and cadet’’.
§ 13.507
[Amended]
287. In § 13.507, in the text, remove
the words ‘‘license or tankerman
endorsement’’ and add, in their place,
the words ‘‘license, tankerman
endorsement, or officer endorsement on
an MMC’’.
PART 14—SHIPMENT AND
DISCHARGE OF MERCHANT
MARINERS
288. The authority citation for part 14
is revised to read as follows:
Authority: 5 U.S.C. 552; 46 U.S.C. Chapters
103 and 104; 46 U.S.C. 70105.
§ 14.205
[Amended]
289. In § 14.205, in the text, remove
the words ‘‘every document,
certificate,’’ and add, in their place, the
words ‘‘a valid Transportation Worker
Identification Credential and every
document, certificate, credential,’’.
§ 14.207
[Amended]
290. In § 14.207(a)(1), after the words
‘‘specify at least the name, the’’, remove
the words ‘‘number of the license or
merchant mariner’s document’’ and add
the words ‘‘TWIC number and license,
MMD, or MMC number,’’.
§ 14.307
[Amended]
291. In § 14.307(a), remove the words
‘‘and merchant mariner’s document
number’’ and add, in their place, the
words ‘‘TWIC number, and MMD or
MMC number’’.
PART 15—MANNING REQUIREMENTS
292. The authority citation for part 15
is revised to read as follows:
Authority: 46 U.S.C. 2101, 2103, 3306,
3703, 8101, 8102, 8104, 8105, 8301, 8304,
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8502, 8503, 8701, 8702, 8901, 8902, 8903,
8904, 8905(b), 8906, 9102, and 70105; and
Department of Homeland Security Delegation
No. 0170.1.
§ 15.103
[Amended]
293. In § 15.103—
a. In paragraph (b), remove the words
‘‘of licensed individuals and members
of the crew’’ and add, in their place, the
words ‘‘number of officers and rated
crew’’; and after the words ‘‘minimum
qualifications concerning licenses’’, add
the words ‘‘and MMC endorsements’’;
b. In paragraph (c), remove the words
‘‘licensed individuals’’ and add, in their
place, the word ‘‘officers’’; and
c. In paragraph (g), remove the words
‘‘Licensed personnel’’ and add, in their
place, the word ‘‘Personnel’’; after the
words ‘‘an appropriate STCW’’, remove
the words ‘‘certificate or endorsement’’
and add, in their place, the words
‘‘endorsement on their license or
MMC’’; and before the words
‘‘endorsement will be expressly
limited’’, remove the words ‘‘certificate
or’’.
Subpart B—[Removed and Reserved]
294. Remove and reserve subpart B,
consisting of § 15.301.
295. Revise § 15.401 to read as
follows:
§ 15.401 Employment and service within
restrictions of credential.
A person may not employ or engage
an individual, and an individual may
not serve, in a position in which an
individual is required by law or
regulation to hold a license, certificate
of registry, merchant mariner’s
document, transportation worker
identification credential, and/or
merchant mariner credential, unless the
individual holds all credentials
required, as appropriate, authorizing
service in the capacity in which the
individual is engaged or employed and
the individual serves within any
restrictions placed on the credential.
§ 15.405
[Amended]
296. In § 15.405, in the text, remove
the words ‘‘licensed, registered, or
certificated’’ and add, in their place, the
word ‘‘credentialed’’.
sroberts on PROD1PC70 with PROPOSALS
§ 15.410
[Amended]
297. In § 15.410—
a. In the section heading, remove the
word ‘‘Licensed’’ and add, in its place,
the word ‘‘Credentialed’’; and
b. In the text, remove the words ‘‘a
licensed individual’’ and add, in their
place, the words ‘‘an individual holding
a license or merchant mariner credential
authorizing them’’.
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§ 15.515
[Amended]
298. In § 15.515(b) introductory text,
remove the words ‘‘issued by the Coast
Guard’’ and add, in their place, the
words ‘‘or appropriate officer
endorsement on their merchant mariner
credential’’.
§ 15.520
[Amended]
299. In § 15.520—
a. In paragraph (b), remove the words
‘‘licensed individuals’’ and add, in their
place, the word ‘‘officers’’;
b. In paragraph (c), after the words ‘‘A
license’’, add the words ‘‘or officer
endorsement on an MMC’’; and after the
words ‘‘operation specified on the’’,
remove the word ‘‘license’’ and add, in
its place, the word ‘‘credential’’;
c. In paragraph (d), after the words
‘‘endorsed as an OIM’’, add the words
‘‘or an MMC with master and OIM
officer endorsements’’;
d. In paragraph (e), after the words
‘‘who holds a license’’, add the words
‘‘or MMC officer endorsement’’; and
after the words ‘‘as master endorsed as
OIM’’, add the words ‘‘or an MMC with
master and OIM officer endorsements’’;
e. In paragraph (f), after the words
‘‘holds a license or’’ add the words
‘‘MMC officer’’;
f. In paragraph (g), after the words
‘‘appropriate license’’, add the words
‘‘or MMC officer endorsement’’; and,
after the words ‘‘holding a license or’’,
add the words ‘‘MMC officer’’; and
g. In paragraphs (h), (i), and (l), after
the words ‘‘holding a license or’’, add
the words ‘‘MMC officer’’.
§ 15.605
[Amended]
300. In § 15.605—
a. In the section heading, remove the
word ‘‘Licensed’’ and add, in its place,
the word ‘‘Credentialed’’;
b. In the introductory text, remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘credentialed’’;
c. In paragraph (a), remove the words
‘‘, carrying not more than six
passengers,’’; and after the words
‘‘holding a license’’, add the words ‘‘or
MMC endorsed’’; and after the words
‘‘as operator’’, add the words ‘‘of
uninspected passenger vessels’’; and
d. In paragraph (b), remove the word
‘‘licensed’’ and add, in its place, the
word ‘‘credentialed’’.
§ 15.610
[Amended]
301. In § 15.610—
a. In paragraph (a), after the words
‘‘and control of a person’’, remove the
word ‘‘licensed’’ and add, in its place,
the words ‘‘holding a license or MMC
officer endorsement’’; and after the
words ‘‘endorsement on his or her
license’’, add the words ‘‘or MMC’’;
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29529
b. Remove paragraphs (b) and (c);
c. Redesignate paragraph (d) as
paragraph (b);
d. In newly redesignated paragraph
(b) introductory text, remove the words
‘‘who holds a first-class pilot’s license
or’’ and add, in their place, the words
‘‘meeting the requirements of paragraph
(a) of this section who holds either a
first-class pilot’s license or MMC
officer’’; and remove the words
‘‘paragraph (d)(1) or paragraph (d)(2)’’
and add, in their place, the words
‘‘paragraphs (b)(1) or (b)(2)’’.
§ 15.701
[Amended]
302. In § 15.701(b), after the words
‘‘must hold a license’’, add the words
‘‘or MMC officer endorsement’’; and
remove the words ‘‘part 10’’ and add, in
their place, the words ‘‘parts 10 and
11’’.
§ 15.705
[Amended]
303. In § 15.705—
a. In paragraph (b), remove the words
‘‘licensed individuals’’ and add, in their
place, the word ‘‘officers’’; and after the
words ‘‘deck department other than’’,
remove the word ‘‘licensed’’;
b. In paragraph (c) introductory text,
remove the words ‘‘licensed
individuals’’ and add, in their place, the
word ‘‘officers’’; and
c. In paragraphs (d) and (e)(1) and (2),
remove the word ‘‘licensed’’ wherever it
appears.
§ 15.710
[Amended]
304. In § 15.710 introductory text,
after the words ‘‘on the working hours
of’’, remove the words ‘‘licensed
individuals’’ and add, in their place, the
words ‘‘credentialed officers’’; and after
the words ‘‘master or other’’, remove the
words ‘‘licensed individual’’ and add, in
their place, the words ‘‘credentialed
officer’’.
305. In § 15.720—
a. In the section heading, remove the
words ‘‘licensed and/or documented’’
and add, in their place, the word
‘‘credentialed’’;
b. In paragraph (a), remove the words
‘‘utilize non-U.S. licensed and
documented’’ and add, in their place,
the words ‘‘use non-U.S. credentialed’’;
and
c. In paragraph (d), remove the words
‘‘license or document’’ wherever they
appear and add, in their place, the word
‘‘credential’’.
§ 15.725
[Amended]
306. In § 15.725, in the text, remove
the words ‘‘licensed or documented’’
and add, in their place, the word
‘‘credentialed’’.
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§ 15.730
Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
[Amended]
307. In § 15.730, paragraph (d),
remove the words ‘‘licensed
individuals’’ wherever they may appear
and add, in their place, the word
‘‘officers’’; and after the words ‘‘spoken
directly by the’’, remove the words
‘‘licensed individual’’ and add, in their
place, the word ‘‘officer’’.
§ 15.805
[Amended]
308. In § 15.805—
a. In paragraph (a) introductory text,
after the words ‘‘license as master’’, add
the words ‘‘or a valid MMC with
endorsement as ‘‘master’’ ’’;
b. In paragraph (a)(5) introductory
text, remove the word ‘‘licensed’’ and
add, in its place, the words ‘‘holding a
license or MMC endorsed’’; and
c. In paragraph (a)(5)(ii), remove the
word ‘‘endorsed’’ and add, in its place,
the words ‘‘or MMC with officer
endorsement’’.
§ 15.810
[Amended]
309. In § 15.810—
a. In paragraph (a), remove the word
‘‘licensed’’;
b. In paragraph (b) introductory text,
remove the word ‘‘licensed’’ and add, in
its place, the words ‘‘mariners holding
a license or MMC officer endorsement
as’’;
c. In paragraph (b), remove the word
‘‘licensed’’ wherever it appears;
d. In paragraph (c), after the words
‘‘appropriate license’’, add the words
‘‘or MMC’’;
e. In paragraph (d) introductory text,
remove the words ‘‘hold a license’’ and
add, in their place, the words ‘‘satisfy
the requirements of § 15.805(a)(5) or
hold a license or MMC’’;
f. In paragraph (d)(2) introductory
text, after the words ‘‘officer’s license’’,
add the words ‘‘or MMC’’; and
g. In paragraph (d)(2)(ii), remove the
word ‘‘endorsed’’ and add, in its place,
the words ‘‘or MMC with officer
endorsement’’.
sroberts on PROD1PC70 with PROPOSALS
§ 15.812
[Amended]
310. In § 15.812—
a. In paragraph (b)(1), remove the
words ‘‘issued by the Coast Guard’’, and
add, in their place, the words ‘‘or MMC
officer endorsement’’; and remove the
word ‘‘license’’ and add, in its place, the
word ‘‘credential’’;
b. In paragraph (b)(2) introductory
text, remove the words ‘‘issued by the
Coast Guard’’ and add, in their place,
the words ‘‘or MMC officer
endorsement’’; and remove the word
‘‘license’’ and add, in its place, the word
‘‘credential’’;
c. In paragraph (b)(2)(ii), remove the
number ‘‘10.713’’ and add, in its place,
the number ‘‘11.713’’;
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d. In paragraph (b)(3) introductory
text, remove the words ‘‘issued by the
Coast Guard’’ and add, in their place,
the words ‘‘or MMC officer
endorsement’’; and remove the word
‘‘license’’ and add, in its place, the word
‘‘credential’’;
e. In paragraph (b)(3)(ii), remove the
number ‘‘10.713’’ and add, in its place,
the number ‘‘11.713’’;
f. In paragraph (b)(3)(iii), remove the
number ‘‘10.709’’ and add, in its place,
the number ‘‘11.709’’;
g. In paragraph (c) introductory text,
remove the words ‘‘issued by the Coast
Guard’’ and add, in their place, the
words ‘‘or MMC officer endorsement’’;
and remove the word ‘‘license’’ and add,
in its place, the word ‘‘credential’’;
h. In paragraph (c)(2), remove the
number ‘‘10.713’’ and add, in its place,
the number ‘‘11.713’’;
i. In paragraph (c)(3), remove the
number ‘‘10.709’’ and add, in its place,
the number ‘‘11.709’’;
j. In table 15.812(e)(1), in the heading
to the second column, after the words
‘‘First Class Pilot’s licenses’’, add the
words ‘‘or MMC officer endorsements’’;
k. In table 15.812(e)(2), in the heading
to the second column, after the words
‘‘First Class Pilot’s licenses’’, add the
words ‘‘or MMC officer endorsements’’;
and remove the word ‘‘Operator’’
wherever it may appear, and add, in its
place, the words ‘‘Master, Mate (Pilot) of
towing vessels’’;
l. In paragraph (f)(1), remove the
words ‘‘a federally licensed’’ and add, in
its place, the words ‘‘an individual
holding a valid license or MMC
endorsed as’’;
m. In paragraph (f)(1)(i), remove the
words ‘‘Federal license’’ and add, in
their place, the words ‘‘authority of a
license or MMC’’; and
n. In paragraph (f)(2) introductory
text, after the words ‘‘with either two’’,
remove the word ‘‘licensed’’ and add, in
its place, the word ‘‘credentialed’’; and
after the words ‘‘on the bridge or’’,
remove the words ‘‘a federally licensed’’
and add, in their place, the words ‘‘an
individual holding a valid license or
MMC endorsed as’’.
§ 15.815
[Amended]
311. In § 15.815—
a. In paragraph (a), remove the words
‘‘licensed deck individuals’’ and add, in
their place, the words ‘‘deck officers’’;
and
b. In paragraph (c), remove the words
‘‘be licensed’’ and add, in their place,
the words ‘‘hold a license or MMC
officer endorsement’’; and after the
words ‘‘service as master’’, remove the
words ‘‘, mate, or operator’’ and add, in
their place, the words ‘‘or mate’’.
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§ 15.820
[Amended]
312. In § 15.820—
a. In paragraph (a) introductory text,
remove the words ‘‘appropriate license’’
and add, in their place, the words
‘‘MMC or license endorsed’’; and after
the words ‘‘as chief engineer or’’,
remove the words ‘‘a license’’;
b. In paragraph (a)(3), remove the
words ‘‘a licensed individual’’ and add,
in their place, the words ‘‘an individual
with a license or the appropriate MMC
officer endorsement’’; and
c. In paragraph (b), remove the words
‘‘appropriate license’’ and add, in their
place, the words ‘‘appropriately
endorsed license or MMC’’.
§ 15.825
[Amended]
313. In § 15.825—
a. In paragraph (a), remove the words
‘‘appropriate license’’ and add, in their
place, the words ‘‘appropriately
endorsed license or MMC’’; and
b. In paragraph (b), remove the word
‘‘licensed’’ and add, in its place, the
word ‘‘credentialed’’.
§ 15.835
[Amended]
314. In § 15.835, in the text, remove
the number ‘‘10’’ and add, in its place,
the number ‘‘11’’.
§ 15.840
[Amended]
315. In § 15.840, paragraph (a),
remove the words ‘‘licensed
individuals’’ and add, in their place, the
words ‘‘individuals serving as deck
officers’’.
§ 15.860
[Amended]
316. In § 15.860—
a. In paragraph (a), after the words
‘‘merchant mariner’s documents’’ add
the words ‘‘or MMCs’’;
b. In paragraph (f) introductory text,
after the words ‘‘merchant mariner’s
documents’’, add the words ‘‘or MMCs’’;
c. In paragraph (f)(3), remove the
words ‘‘licensed person’’ and add, in
their place, the words ‘‘credentialed
officer’’;
d. In paragraph (f)(4), remove the
words ‘‘licensed or unlicensed person’’
and add, in their place, the words
‘‘officer or crewmember’’; and
e. In table 15.860(a)(2), in the first
column, sixth row, remove the words
‘‘Licensed Person’’ and add, in their
place, the words ‘‘Credentialed Officer’’;
and, in the first column, seventh row,
remove the words ‘‘Licensed or
Unlicensed Person’’ and add, in their
place, the words ‘‘Credentialed Officer
or Crewmember’’.
§ 15.901
[Amended]
317. In § 15.901, paragraphs (a), (b),
(c), and (d), after the words ‘‘holding a
license’’ wherever they appear, add the
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words ‘‘or MMC endorsed’’; after the
words ‘‘on the individual’s license’’
wherever they appear, add the words
‘‘or MMC’’; and, remove the words
‘‘authorizing service’’ wherever they
appear.
§ 15.905
[Amended]
318. In § 15.905 (a), (b), and (c), after
the words ‘‘holding a license’’ wherever
they appear, add the words ‘‘or MMC
endorsed’’; and after the words ‘‘on the
individual’s license’’, wherever they
appear, add the words ‘‘or MMC’’.
319. Revise § 15.910 to read as
follows:
§ 15.910
Towing vessels.
No person may serve as a master or
mate (pilot) of any towing vessel
without meeting the requirements of
§ § 15.805(a)(5) or 15.810(d).
§ 15.915
[Amended]
320. In § 15.915—
a. In the introductory text, after the
words ‘‘following licenses’’, add the
words ‘‘and MMC officer
endorsements’’; and after the words ‘‘on
the license’’ add the words ‘‘or MMC’’;
and
b. In paragraphs (a) introductory text,
(b), (c), and (d), after the word ‘‘license’’,
wherever it appears, add the words ‘‘or
endorsement’’.
§ 15.1001
[Amended]
321. In § 15.1001 remove the words
‘‘an appropriately endorsed Federal first
class pilot’s license issued by the Coast
Guard’’ and add, in their place, the
words ‘‘a valid MMC or license with
appropriate endorsement as a first-class
pilot’’.
sroberts on PROD1PC70 with PROPOSALS
§ 15.1103
[Amended]
322. In § 15.1103—
a. In the section heading, remove the
words ‘‘restrictions of a license,
document, and’’ and add, in their place,
the words ‘‘the restrictions of an’’;
b. In paragraph (c), remove the words
‘‘After January 31, 2002, on’’ and add,
in their place, the word ‘‘On’’;
c. In paragraph (d), remove the words
‘‘§ 10.1005 (if licensed) or § 12.30–5 (if
unlicensed) of this chapter’’ and add, in
their place, the words ‘‘§ § 11.1005 or
12.30–5 of this chapter, as
appropriate,’’;
d. In paragraph (e) introductory text,
remove the words ‘‘§ 10.1105 (if
licensed) or § 12.30–5 (if unlicensed) of
this chapter’’ and add, in their place, the
words ‘‘§ § 11.1005 or 12.30–5 of this
chapter, as appropriate,’’;
e. In paragraph (f), remove the words
‘‘After January 31, 2002, on’’ and add,
in their place, the word ‘‘On’’; and, after
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the words ‘‘appropriate certificate’’, add
the words ‘‘or endorsement’’; and
f. In paragraph (h), remove the words
‘‘After January 31, 2002, on’’ and add,
in their place, the word ‘‘On’’ and
remove the words ‘‘in accordance with
§ 10.205 or § 10.209’’ and add, in their
place, the words ‘‘according to
§ § 11.205 or 11.209’’.
§ 15.1105
[Amended]
323. In § 15.1105(a) introductory text,
(b), and (c) introductory text, remove the
words ‘‘After January 31, 1997, on’’ and
add, in their place, the word ‘‘On’’.
§ 15.1107
[Amended]
324. In § 15.1107—
a. In the introductory text, after the
words ‘‘mariner holding a license’’, add
the words ‘‘, merchant mariner
credential’’; and
b. In paragraph (c), remove the words
‘‘licenses, documents, or endorsements’’
and add, in their place, the word
‘‘credentials’’.
§ 15.1111
[Amended]
325. In § 15.1111(a), remove the
words ‘‘After January 31, 1997, each’’
and add, in their place, the word
‘‘Each’’.
PART 16—CHEMICAL TESTING
326. The authority citation for part 16
continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 7101,
7301, and 7701; Department of Homeland
Security Delegation No. 0170.1.
327. In § 16.105, add, in alphabetical
order, a definition for ‘‘credential’’ and
revise the the introductory text and
paragraphs (a) and (b) introductory text
of the definition for ‘‘crewmember’’ to
read as follows:
§ 16.105
part.
Definitions of terms used in this
*
*
*
*
*
Credential is a term used to refer to
any or all of the following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
Crewmember means an individual
who is—
(a) On board a vessel acting under the
authority of a credential issued under
this subchapter, whether or not the
individual is a member of the vessel’s
crew; or
(b) Engaged or employed on board a
vessel owned in the United States that
is required by law or regulation to
engage, employ, or be operated by an
individual holding a credential issued
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under this subchapter, except for the
following:
*
*
*
*
*
§ 16.113
[Amended]
328. In § 16.113(a), remove the words
‘‘documented and licensed’’ and add, in
their place, the word ‘‘credentialed’’.
§ 16.201
[Amended]
329. In § 16.201—
a. In paragraph (c), after the words ‘‘If
an individual holding’’, remove the
words ‘‘a license, certificate of registry,
or merchant mariner’s document’’ and
add, in their place, the words ‘‘a
credential’’; and, after the words
‘‘against his or her’’, remove the words
‘‘license, certificate of registry, or
merchant mariner’s document’’ and add,
in their place, the word ‘‘credential’’;
and
b. In paragraph (d), remove the words
‘‘a license, certificate of registry, or
merchant mariner’s document’’ and add,
in their place, the words ‘‘a credential’’.
330. Revise § 16.220(a) and (b) to read
as follows:
§ 16.220
Periodic testing requirements.
(a) Except as provided by paragraph
(c) of this section and § 10.209(c)(9) of
this chapter, an applicant must pass a
chemical test for dangerous drugs for—
(1) An original issuance of a license,
certificate of registry (COR), merchant
mariner’s document, or merchant
mariner credential;
(2) The first issuance, raise in grade,
or renewal of an officer endorsement on
a merchant mariner credential;
(3) A raise in grade of a license or
COR;
(4) The first endorsement as an able
seaman, lifeboatman, qualified member
of the engine department, or tankerman;
or
(5) A reissuance of a credential with
a new expiration date. The applicant
must provide the results of the test to
the Coast Guard Regional Examination
Center (REC) at the time of submitting
an application. The test results must be
completed and dated not more than 185
days before submission of the
application.
(b) Unless excepted under paragraph
(c) of this section, each pilot required by
this subchapter to receive an annual
physical examination must pass a
chemical test for dangerous drugs as a
part of that examination. The individual
must provide the results of each test
required by this section to the REC
when the pilot applies for a license or
MMC renewal or when requested by the
Coast Guard.
*
*
*
*
*
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§ 16.230
Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
[Amended]
PART 30—GENERAL PROVISIONS
331. In § 16.230—
a. In paragraph (b)(1), remove the
words ‘‘hold a license issued by the
Coast Guard’’ and add in their place the
words ‘‘hold a license or MMC endorsed
as master, mate, or operator’’; and
b. In paragraph (k), remove the words
‘‘license or merchant mariner’s
document’’ and add, in their place, the
word ‘‘credential’’.
338. The authority citation for part 30
continues to read as follows:
§ 16.250
§ 30.10–71
[Amended]
Authority: 46 U.S.C. 2103, 3306, 3703;
Pub. L. 103–206, 107 Stat. 2439; 49 U.S.C.
5103, 5106; Department of Homeland
Security Delegation No. 0170.1; Section
30.01–2 also issued under the authority of 44
U.S.C. 3507; Section 30.01–05 also issued
under the authority of Sec. 4109, Pub. L.
101–380, 104 Stat. 515.
[Amended]
§ 42.05–70
Credential.
As used in this subchapter, credential
means any or all of the following:
(a) Merchant mariner’s document.
(b) License.
(c) STCW endorsement.
(d) Certificate of registry.
(e) Merchant mariner credential.
§ 42.07–50
[Amended]
346. In § 42.07–50(b)(5), remove the
words ‘‘license or merchant mariner’s
document’’ and add, in their place, the
word ‘‘credential’’.
332. In paragraph (a), remove the
words ‘‘license, certificate of registry, or
merchant mariner’s document’’ and add,
in their place, the word ‘‘credential’’.
339. In § 30.10–71, in the introductory
text, remove the words ‘‘merchant
mariners’’ documents’’ and add, in their
place, the word ‘‘endorsements’’.
PART 26—OPERATIONS
PART 31—INSPECTION AND
CERTIFICATION
347. The authority citation for part 58
continues to read as follows:
333. The authority citation for part 26
continues to read as follows:
340. The authority citation for part 31
continues to read as follows:
Authority: 46 U.S.C. 3306, 4104, 6101,
8105; Pub. L. 103–206, 107 Stat. 2439; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3205, 3306, 3307, 3703; 46 U.S.C.
Chapter 701; 49 U.S.C. 5103, 5106; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; E.O. 12777, 56 FR 54757, 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1. Section
31.10–21 also issued under the authority of
Sect. 4109, Pub. L. 101–380, 104 Stat. 515.
Authority: 43 U.S.C. 1333; 46 U.S.C. 3306,
3703; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; Department of Homeland
Security Delegation No. 0170.1.
Subpart 26.20—[Amended]
334. In the heading to subpart 26.20,
remove the word ‘‘License’’ and add, in
its place, the word ‘‘Credential’’.
§ 26.20–1
[Amended]
335. In § 26.20–1, in the text, after the
words ‘‘valid Coast Guard license’’ add
the words ‘‘or MMC officer
endorsement’’; and after the words
‘‘must have the license’’ add the words
‘‘or merchant mariner credential’’.
PART 28—REQUIREMENTS FOR
COMMERCIAL FISHING INDUSTRY
VESSELS
336. The authority citation for part 28
continues to read as follows:
Authority: 46 U.S.C. 3316, 4502, 4505,
4506, 6104, 10603; Department of Homeland
Security Delegation No. 0170.1.
sroberts on PROD1PC70 with PROPOSALS
§ 28.275
[Amended]
337. In § 28.275—
a. In paragraph (a)(2) introductory
text, remove the words ‘‘merchant
mariner’s license’’ and add, in their
place, the words ‘‘license or officer
endorsement’’; and remove the words
‘‘64 CFR’’ and add, in their place, the
text ‘‘§ ’’; and
b. In paragraph (a)(3) introductory
text, remove the words ‘‘merchant
mariner’s license’’ and add, in their
place, the words ‘‘license or officer
endorsement’’; and remove the words
‘‘46 CFR’’ and add, in their place, the
text ‘‘§ ’’.
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§ 31.15–1
[Amended]
341. In § 31.15–1, in the section
heading, remove the words ‘‘Licensed
officers’’ and add, in their place, the
word ‘‘Officers’’.
PART 35—OPERATIONS
342. The authority citation for part 35
continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3306, 3703, 6101; 49 U.S.C. 5103, 5106; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; E.O. 12777, 56 FR 54757, 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1.
§ 35.05–1
[Amended]
PART 58—MAIN AND AUXILIARY
MACHINERY AND RELATED SYSTEMS
§ 58.16–19
[Amended]
348. In § 58.16–19(b), remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘credentialed’’.
PART 61—PERIODIC TESTS AND
INSPECTIONS
349. The authority citation for part 61
continues to read as follows:
Authority: 43 U.S.C. 1333; 46 U.S.C. 2103,
3306, 3307, 3703; E.O. 12234, 45 FR 58801,
3 CFR 1980 Comp., p. 277; Department of
Homeland Security Delegation No. 0170.1.
§ 61.15–10
[Amended]
350. In § 61.15–10(a), remove the
words ‘‘a licensed’’ and add, in their
place, the words ‘‘an appropriately
credentialed’’.
PART 78—OPERATIONS
351. The authority citation for part 78
continues to read as follows:
343. In § 35.05–1—
a. In the section heading, remove the
words ‘‘Licensed officers’’ and add, in
their place, the word ‘‘Officers’’; and
b. In the text, remove the words
‘‘licensed’’ and ‘‘certificated’’ wherever
they appear.
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3306, 6101; 49 U.S.C. 5103, 5106; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; E.O. 12777, 56 FR 54757, 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1.
PART 42—DOMESTIC AND FOREIGN
VOYAGES BY SEA
352. In the heading to subpart 78.65,
remove the word ‘‘License’’ and add, in
its place, the words ‘‘Merchant Mariner
Credential’’;
353. Revise § 78.65–1 to read as
follows:
344. The authority citation for part 42
continues to read as follows:
Authority: 46 U.S.C. 5101–5116;
Department of Homeland Security Delegation
No. 0170.1; section 42.01–5 also issued under
the authority of 44 U.S.C. 3507.
345. Add new § 42.05–70 to read as
follows:
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Subpart 78.65—[Amended]
§ 78.65–1
Officers.
All officers on a vessel must have
their merchant mariner credentials
conspicuously displayed.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
PART 97—OPERATIONS
354. The authority citation for part 97
continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3306, 6101; 49 U.S.C. 5103, 5106; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; E.O. 12777, 56 FR 54757; 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1.
Subpart 97.53—[Amended]
355. In the heading to subpart 97.53,
remove the word ‘‘License’’ and add, in
its place, the words ‘‘Merchant Mariner
Credential’’;
356. Revise § 97.53–1 to read as
follows:
§ 97.53–1
Officers.
All officers on a vessel must have
their merchant mariner credentials
conspicuously displayed.
357. The authority citation for part 98
continues to read as follows:
Authority: 33 U.S.C. 1903; 46 U.S.C. 3306,
3307, 3703; 49 U.S.C. App. 1804; E.O. 12234,
45 FR 58801, 3 CFR, 1980 Comp., p. 277;
Department of Homeland Security Delegation
No. 0170.1.
[Amended]
358. In § 98.30–17—
a. In paragraph (b)(1), before the
words ‘‘merchant mariner’s document’’,
add the words ‘‘endorsement on his or
her merchant mariner credential or’’;
and
b. In paragraph (b)(2), remove the
words ‘‘license or certificate’’ and add,
in their place, the words ‘‘merchant
mariner credential, license, or
certificate’’; and remove the words ‘‘on
his or her MMD’’.
PART 105—COMMERCIAL FISHING
VESSELS DISPENSING PETROLEUM
PRODUCTS
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3306, 3703, 4502; 49 U.S.C. App. 1804; E.O.
11735, 38 FR 21243, 3 CFR, 1971-1975
Comp., p. 793; Department of Homeland
Security Delegation No. 0170.1.
sroberts on PROD1PC70 with PROPOSALS
[Amended]
360. In § 105.05–10(c)(2), remove the
word ‘‘licensed’’.
§ 105.45–1
[Amended]
361. In § 105.45–1—
a. In paragraph (a)(1), remove the
word ‘‘documents’’ and add, in its
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362. The authority citation for part
114 continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 3703;
Pub. L. 103µ206, 107 Stat. 2439; 49 U.S.C.
App. 1804; Department of Homeland
Security No. 0170.1; § 114.900 also issued
under 44 U.S.C. 3507.
[Amended]
363. In § 114.400(b), in the definition
for ‘‘Master’’, remove the word
‘‘license’’ and add, in its place, the
words ‘‘license or merchant mariner
credential’’.
PART 115—INSPECTION AND
CERTIFICATION
364. The authority citation for part
115 is revised to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3205, 3306, 3307; 49 U.S.C. App. 1804;
E.O. 11735, 38 FR 21243, 3 CFR, 1971µ1975
Comp., p. 743; E.O. 12234, 45 FR 58801, 3
CFR, 1980 Comp., p. 277; Department of
Homeland Security Delegation No. 0170.1.
§ 115.113
[Amended]
365. In § 115.113(b)(1)(iii), remove the
word ‘‘licensed’’ and add, in its place,
the word ‘‘credentialed’’.
PART 122—OPERATIONS
366. The authority citation for part
122 continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 6101; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
§ 122.402
359. The authority citation for part
105 continues to read as follows:
§ 105.05–10
PART 114—GENERAL PROVISIONS
§ 114.400
PART 98—SPECIAL CONSTRUCTION,
ARRANGEMENT, AND OTHER
PROVISIONS FOR CERTAIN
DANGEROUS CARGOES IN BULK
§ 98.30–17
place, the words ‘‘merchant mariner
credentials or merchant mariner’s
documents’’;
b. In paragraph (b)(1), remove the
words ‘‘merchant mariner’s document’’
and add, in their place, the words
‘‘merchant mariner credential or
merchant mariner’s document’’; and
c. In paragraph (c)(2), remove the
word ‘‘license’’ and add, in its place, the
words ‘‘license or merchant mariner
credential’’.
[Amended]
367. In § 122.402—
a. In the section heading, remove the
word ‘‘Licenses’’ and add, in its place,
the word ‘‘Officers’’; and
b. In the text, remove the words
‘‘licensed individual’’ and add, in their
place, the word ‘‘officer’’; and remove
the words ‘‘shall have his or her
‘‘license’’ and add, in their place, the
words ‘‘must have his or her license or
merchant mariner credential’’.
§ 122.910
[Amended]
368. In § 122.910, in the text, after the
words ‘‘An individual holding a’’ add
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29533
the words ‘‘merchant mariner
credential,’’; and after the words
‘‘suspension or revocation of a’’ remove
the words ‘‘license, certificate, or
document’’ and add, in their place, the
word ‘‘credential’’.
PART 125–GENERAL
369. The authority for part 125
continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 3307; 49
U.S.C. App. 1804; Department of Homeland
Security Delegation No. 0170.1.
370. In § 125.160 add, in alphabetical
order, a definition for the term
‘‘credential’’ to read as follows:
§ 125.160
Definitions.
*
*
*
*
*
Credential means any or all of the
following:
(1) Merchant mariner’s document.
(2) License.
(3) STCW endorsement.
(4) Certificate of registry.
(5) Merchant mariner credential.
*
*
*
*
*
PART 131—OPERATIONS
371. The authority citation for part
131 continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3306, 6101, 10104; E.O. 12234, 3 CFR, 1980
Comp., p. 277; E.O. 12777, 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1.
§ 131.410
[Amended]
372. In § 131.410, remove the words
‘‘merchant mariner’s document’’,
wherever they appear, and add, in their
place, the words ‘‘merchant mariner
credential or merchant mariner’s
document’’.
§ 131.905
[Amended]
373. In § 131.905(b), after the words
‘‘the suspension or revocation of’’ add
the words ‘‘credentials’’.
374. Revise § 131.955 to read as
follows:—
§ 131.955 Display of merchant mariner
credential.
Each officer on a vessel must
conspicuously display his or her license
or merchant mariner credential as
required by 46 U.S.C. 7110.
PART 151—BARGES CARRYING BULK
LIQUID HAZARDOUS MATERIAL
CARGOES
375. The authority citation for part
151 continues to read as follows:
Authority: 33 U.S.C. 1903; 46 U.S.C. 3703;
Department of Homeland Security Delegation
No. 0170.1.
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Federal Register / Vol. 71, No. 98 / Monday, May 22, 2006 / Proposed Rules
§ 151.03–53
[Amended]
376. In § 151.03–53 introductory text,
remove the words ‘‘merchant mariner’s
documents’’ and add, in their place, the
words ‘‘merchant mariner credentials or
merchant mariner’s document’’.
PART 166—DESIGNATION AND
APPROVAL OF NAUTICAL SCHOOL
SHIPS
377. The authority citation for part
166 continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 8105; 46
U.S.C. App. 1295g; Department of Homeland
Security Delegation No. 0170.1.
§ 166.01
[Amended]
378. In § 166.01(a), remove the words
‘‘or merchant mariner’s documents’’ and
add, in their place, the words ‘‘on
merchant mariner credentials or
merchant mariner’s documents’’.
PART 169—SAILING SCHOOL
VESSELS
379. The authority citation for part
169 continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3306, 6101; Pub. L. 103–206, 107 Stat. 2439;
E.O. 11735, 38 FR 21243, 3 CFR, 1971–1975
Comp., p. 793; Department of Homeland
Security Delegation No. 0170.1; § 169.117
also issued under the authority of 44 U.S.C.
3507.
§ 169.107
[Amended]
380. In § 169.107, in the definition for
‘‘Master’’, remove the word ‘‘licensed’’
and add, in its place, the word
‘‘credentialed’’.
§ 169.805
[Amended]
381. In § 169.805—
a. In the section heading, remove the
word ‘‘licenses’’ and add, in its place,
the words ‘‘merchant mariner
credentials’’; and
b. In the text, remove the words
‘‘Licensed personnel’’ and add, in their
place, the word ‘‘Officers’’; and remove
the words ‘‘shall have their licenses’’
and add, in their place, the words ‘‘must
have their license or merchant mariner
credential’’.
PART 175—GENERAL PROVISIONS
sroberts on PROD1PC70 with PROPOSALS
382. The authority citation for part
175 continues to read as follows:
Authority: 46 U.S.C. 2103, 3205, 3306,
3703; Pub. L 103–206, 107 Stat. 2439; 49
U.S.C. App. 1804; Department of Homeland
Security Delegation No. 0170.1; 175.900 also
issued under authority of 44 U.S.C. 3507.
§ 175.118
[Amended]
383. In § 175.118(c)(3), after the words
‘‘All officers must be’’, remove the word
‘‘licensed’’ and add, in its place, the
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word ‘‘endorsed’’; remove the words
‘‘licensed engineer’’ and add, in their
place, the words ‘‘an appropriately
endorsed engineer officer’’; remove the
words ‘‘merchant mariner documents’’
and add, in their place, the words
‘‘merchant mariner credentials or
merchant mariner’s document’’; and
remove the words ‘‘unlicensed deck
crew must be rated as’’ and add, in their
place, the words ‘‘rated deck crew must
be’’.
Subpart 196.53—[Amended]
§ 175.400
PART 199—LIFESAVING SYSTEMS
FOR CERTAIN INSPECTED VESSELS
[Amended]
384. In § 175.400, in the definition for
‘‘Master’’, remove the word ‘‘license’’
and add, in its place, the words
‘‘merchant mariner credential’’.
PART 176—INSPECTION AND
CERTIFICATION
385. The authority citation is revised
to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3205, 3306, 3307; 49 U.S.C. App. 1804;
E.O. 11735, 38 FR 21243, 3 CFR, 1971–1975
Comp., p. 743; E.O. 12234, 45 FR 58801, 3
CFR, 1980 Comp., p. 277; Department of
Homeland Security Delegation No. 0170.1.
§ 176.113
[Amended]
391. In the heading to subpart 196.53,
remove the word ‘‘License’’ and add, in
its place, the word ‘‘Credential’’.
392. Revise § 196.53–1 to read as
follows:
§ 196.53–1
Officers.
All officers on a vessel must have
their licenses or merchant mariner
credentials conspicuously displayed.
393. The authority citation for part
199 continues to read as follows:
Authority: 46 U.S.C. 3306, 3703; Pub. L
103–206, 107 Stat. 2439; Department of
Homeland Security Delegation No. 0170.1.
§ 199.30
[Amended]
394. In § 199.30, in the definition for
‘‘Certificated person’’, after the words
‘‘merchant mariner’s document’’, add
the words ‘‘or merchant mariner
credential’’.
PART 401—GREAT LAKES PILOTAGE
REGULATIONS
386. In § 176.113(b)(1)(iii), remove the
word ‘‘licensed’’.
395. The authority citation for part
401 continues to read as follows:
PART 185—OPERATIONS
Authority: 46 U.S.C. 2104(a), 6101, 7701,
8105, 9303, 9304 and 70105; Department of
Homeland Security Delegation No. 0170.1; 46
CFR 401.105 also issued under the authority
of 44 U.S.C. 3507.
387. The authority citation continues
to read as follows:
Authority: 46 U.S.C. 2103, 3306, 6101; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
388. Revise § 185.402 to read as
follows:
§ 185.402
Officers.
Each officer employed on any vessel
subject to this subchapter must have his
or her license or merchant mariner
credential on board and available for
examination at all times when the vessel
is operating.
§ 185.910
[Amended]
389. In § 185.910, after the words
‘‘individual holding a’’, add the words
‘‘merchant mariner credential,’’; and,
after the words ‘‘suspension or
revocation of a’’, add the words
‘‘merchant mariner credential,’’.
PART 196—OPERATIONS
390. The authority citation for part
196 continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2213, 3306, 5115, 6101; E.O. 12777, 56 FR
54757, 3 CFR, 1991 Comp., p. 351; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
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§ 401.110
[Amended]
396. In § 401.110—
a. In paragraph (a)(8), after the word
‘‘license’’, add the words ‘‘or merchant
mariner credential’’; and
b. In paragraph (a)(12), after the words
‘‘who holds a license’’, add the words
‘‘or merchant mariner credential
endorsed’’.
c. Add a new paragraph (a)(17) to read
as follows:
§ 401.110
Definitions.
(a) * * *
(17) Merchant Mariner Credential or
MMC means the qualification document
for all merchant mariners issued by the
Coast Guard under 46 CFR part 10. The
individual Merchant Mariner
Document, License, and Certificate of
Registry enumerated in 46 U.S.C.
Subtitle II, Part E will be issued in the
form of a Merchant Mariner Credential
(MMC). An MMC will combine the
separate qualification documents
previously issued under 46 U.S.C.
Subtitle II, Part E and STCW
endorsements into a single certificate,
which will be endorsed to reflect a
mariner’s level of qualification.
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§ 401.210
[Amended]
§ 401.230
397. In § 401.210—
a. In paragraph(a)(1), after the words
‘‘individual holds a’’, remove the word
‘‘license’’ and add, in its place, the
words ‘‘merchant mariner credential
endorsed’’.
b. In paragraph (a)(6), after the words
‘‘Coast Guard’’, add the words ‘‘or a
valid Transportation Worker
Identification Credential’’.
§ 401.220
[Amended]
398. In § 401.220(d), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’.
[Amended]
399. In § 401.230(a), remove the word
‘‘license’’ and add, in its place, the word
‘‘endorsement’’.
§ 401.250
[Amended]
400. In § 401.250(d), after the words
‘‘whenever his or her license’’, add the
words ‘‘or merchant mariner credential
officer endorsement’’; after the words
‘‘simultaneously with his or her
license’’, add the words ‘‘and/or
merchant mariner credential’’; after the
words ‘‘If the license’’, add the words
‘‘or officer endorsement’’; and after the
words ‘‘with the suspended license’’,
add the words ‘‘or officer endorsement’’.
PART 402—GREAT LAKES PILOTAGE
RULES AND ORDERS
401. The authority citation for part
402 continues to read as follows:
Authority: 46 U.S.C. 2104(a), 8105, 9303,
9304; 49 CFR 1.46 (mmm).
§ 402.220
[Amended]
402. In § 402.220(a)(1), (a)(2), and
(a)(3), remove the word ‘‘license’’
wherever it appears and add, in its
place, the word ‘‘endorsement’’.
Dated: April 19, 2006.
C.E. Bone,
Rear Admiral, Acting Assistant Commandant
for Prevention.
[FR Doc. 06–4509 Filed 5–12–06; 12:25 pm]
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Agencies
[Federal Register Volume 71, Number 98 (Monday, May 22, 2006)]
[Proposed Rules]
[Pages 29462-29535]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-4509]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Parts 1, 20, 70, 95, 101, 110, 125, 141, 155, 156, 160, 162,
163, 164, and 165
46 CFR Parts 1, 4, 5, 10, 11, 12, 13, 14, 15, 16, 26, 28, 30, 31,
35, 42, 58, 61, 78, 97, 98, 105, 114, 115, 122, 125, 131, 151, 166,
169, 175, 176, 185, 196, 199, 401 and 402
[Docket No. USCG-2006-24371]
RIN 1625-AB02
Consolidation of Merchant Mariner Qualification Credentials
AGENCY: United States Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard proposes to streamline the existing merchant
mariner credentialing process to minimize redundant requirements and
simplify the credentialing program. This proposed rule works in tandem
with the joint Notice of Proposed Rulemaking published by the Coast
Guard and the Transportation Security Administration (TSA) entitled
``Transportation Worker Identification Credential (TWIC) Implementation
in the Maritime Sector; Hazardous Materials Endorsement for a
Commercial Driver's License'' published elsewhere in the Federal
Register today. It proposes to combine the individual Merchant
Mariner's Document, License, Certificate of Registry, and STCW
Endorsement into a single certificate termed the Merchant Mariner
Credential (MMC), which will be endorsed to reflect a mariner's
qualifications. The Coast Guard also proposes to streamline the
application process for the MMC by removing the requirement that all
mariners appear at least once at one of 17 Regional Exam Centers
(RECs). Instead, the information previously submitted by the applicant
at the REC would be submitted to TSA through the TWIC enrollment
process and shared with the Coast Guard by TSA.
DATES: Comments and related material must reach the Docket Management
Facility on or before July 6, 2006. We will hold public meetings on
Wednesday, May 31, 2006 in Newark, NJ; Thursday, June 1 in Tampa, FL;
Wednesday, June 6 in St. Louis, MO; and Thursday, June 7 in Long Beach,
CA.
ADDRESSES: You may submit comments identified by USCG docket number
USCG-2006-24371 to the Docket Management Facility at the U.S.
Department of Transportation. To avoid duplication, please use only one
of the following methods:
(1) Web site: https://dms.dot.gov.
(2) Mail: Docket Management Facility, U.S. Department of
Transportation, 400 Seventh Street SW., Room PL-401, Washington, DC
20590-0001.
(3) Fax: 202-493-2251.
(4) Delivery: Room PL-401 on the Plaza level of the Nassif
Building, 400 Seventh Street SW., Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329.
(5) Federal eRulemaking Portal: https://www.regulations.gov.
See SUPPLEMENTARY INFORMATION for format and other information
about comment submissions.
FOR FURTHER INFORMATION CONTACT: For questions concerning this proposed
rule, call Mr. Luke Harden (G-PSO-1), United States Coast Guard, 2100
Second Street, SW., Washington, DC 20593; telephone 1-877-687-2243.
For questions concerning viewing or submitting material to the
docket, call Renee V. Wright, Program Manager, Docket Management
System, U.S. Department of Transportation, Room Plaza 401, 400 Seventh
Street SW., Washington, DC 20590-0001; telephone (202) 493-0402.
SUPPLEMENTARY INFORMATION:
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted,
without change, to https://dms.dot.gov and will include any personal
information you have provided. We have an agreement with the Department
of Transportation (DOT) to use the Docket Management Facility. Please
see DOT's ``Privacy Act'' paragraph below.
Submitting comments: If you submit a comment, please include your
name and address, identify the docket number for this rulemaking (USCG-
2006-24371), indicate the specific section of this document to which
each comment applies, and give the reason for each comment. You may
submit your comments and material by electronic means, mail, fax, or
delivery to the Docket Management Facility at the address under
ADDRESSES; but please submit your comments and material by only one
means. If you submit them by mail or delivery, submit them in an
unbound format, no larger than 8\1/2\ by 11 inches, suitable for
copying and electronic filing. If you submit them by mail and would
like the Coast Guard to acknowledge receipt, please enclose a stamped,
self-addressed postcard or envelope. We will consider all comments and
material received during the comment period. We may change this
proposed rule in view of them.
Viewing comments and documents: To view comments, as well as
documents mentioned in this preamble as being available in the docket,
go to https://dms.dot.gov at any time, click on ``Simple Search,'' enter
the last five digits of the docket number for this rulemaking, and
click on ``Search.'' You may also visit the Docket Management Facility
in Room PL-401 on the Plaza level of the Nassif Building, 400 Seventh
Street SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Privacy Act: Anyone can search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review the
Department of Transportation's Privacy Act Statement in the Federal
Register published on April 11, 2000 (65 FR 19477), or you may visit
https://dms.dot.gov.
Public Meetings: TSA and the Coast Guard will hold four public
meetings as follows: Wednesday, May 31, 2006 in Newark, NJ; Thursday,
June 1 in Tampa,
[[Page 29463]]
FL; Wednesday, June 6 in St. Louis, MO; and Thursday, June 7 in Long
Beach, CA. These meetings will be held to take comments regarding both
the Transportation Worker Identification Credential (TWIC)
Implementation in the Maritime Sector; Hazardous Materials Endorsement
for a Commercial Driver's License rule (Docket Nos. TSA-2006-24191;
USCG-2006-24196) and the Consolidation of Merchant Mariner
Qualification Credential rule (Docket No. USCG-2006-24371), both found
in today's Federal Register. Specific times, locations and additional
information for the public meetings will be announced in a subsequent
notice in the Federal Register.
II. Background and Purpose
Under the current regulatory scheme, the Coast Guard may issue to a
mariner any combination of four credentials: the Merchant Mariner's
Document (MMD), Merchant Mariner's License (License), Certificate of
Registry (COR), or the International Convention on Standards of
Training, Certification and Watchkeeping for Seafarers (STCW)
Endorsement. An MMD serves as a mariner's identification credential,
indicates a mariner's qualifications, and is issued to mariners who are
employed on merchant vessels of 100 gross register tons or more, except
for those vessels employed exclusively in trade on the navigable waters
of the U.S. Licenses are qualification certificates that are issued to
officers. CORs are qualification certificates that are issued to
medical personnel and pursers. STCW Endorsements are qualification
certificates that are issued to mariners who meet international
standards and serve aboard vessels to which STCW applies. The License,
COR, and STCW Endorsement are qualification credentials only.
Elsewhere in this edition of the Federal Register, the Department
of Homeland Security (DHS) published a joint notice of proposed
rulemaking by the Coast Guard and the Transportation Security
Administration (TSA), which proposes to implement the Transportation
Worker Identification Credential (TWIC) in the maritime sector. A TWIC
is a biometric transportation security card as contemplated under the
Maritime Transportation Security Act of 2002, 46 U.S.C. 70105 (MTSA).
Under the TWIC rule, workers who require unescorted access to secure
areas of MTSA-regulated maritime facilities and vessels, and all
merchant mariners credentialed under 46 U.S.C. part E must undergo a
security threat assessment from TSA. This population includes all
mariners holding active MMDs, Licenses, CORs, or STCW Endorsements. If
TSA determines that the applicant does not pose a security risk, TSA
will issue a TWIC to that individual. Once the DHS rule is implemented,
persons without TWICs will not be granted unescorted access to secure
areas at affected maritime facilities or vessels, and all merchant
mariners will be required to hold a valid TWIC.
The MTSA requires DHS to issue biometric transportation security
cards to, among others, merchant mariners. Because only the MMD is an
identity document, and none of the Coast Guard-issued credentials
contain biometric information or otherwise meet the MTSA requirements,
a new credential is necessary to implement this statutory mandate. In
addition, it was determined that national security would be increased
by requiring all maritime workers to show the same credential to gain
unescorted access to secure areas of vessels and facilities, rather
than allowing a different card for each segment of the marine
population.
If the TWIC rule is fully implemented, merchant mariners would be
required to obtain a TWIC in addition to the mariner credentials
currently required and thus would be required to obtain a total of five
credentialing documents. To minimize redundant credentialing
requirements and ease the burden on merchant mariners, the Coast Guard,
through this rule, proposes to streamline its mariner regulations and
consolidate the four current merchant mariner credentialing documents
into one Merchant Mariner Credential (MMC). The proposed amendments to
the mariner regulations will reduce, ultimately, the number of Federal
identification/qualification cards that a mariner needs to carry to two
(the MMC and a TWIC), as well as remove all duplicative public burdens
and governmental processes.
The Coast Guard recently issued regulations aimed at increasing the
security of the vetting process for mariner credentials. In an interim
rule published January 6, 2004 for MMD applicants (68 FR 526), and an
interim rule published January 13, 2006 for License applicants (71 FR
2154), the Coast Guard implemented a mandatory appearance requirement
in the application process. Currently, all applicants must appear at
one of 17 Coast Guard Regional Examination Centers (RECs) at least once
in the application process to be fingerprinted by and show proof of
identification to an REC employee. This appearance requirement was
added as an additional security measure to ensure that MMDs and
Licenses are issued only to people whose identities have been verified.
Under the TWIC proposed joint rulemaking published simultaneously
with this rule, TSA would conduct security vetting and verify an
applicant's identity prior to issuing the TWIC which would serve as an
identity document. Without the streamlined process and combined
credential suggested in this MMC rulemaking, mariners would be required
to submit identity information and biometrics personally to two Federal
agencies, and those Federal agencies would subject the applicant to the
same security vetting process. This proposed rule is necessary to
reduce cost and redundancy for both the public and the Federal
government.
Because this proposed rule is closely related to, and relies on the
proposed TWIC rule, it will follow the same timeline as the TWIC rule.
This rule will not become a Final Rule unless the TWIC rule also
becomes a Final Rule. In addition, the TWIC rule proposes an 18 month
enrollment period, after which all merchant mariners must hold a TWIC.
To allow enough time for all mariners to obtain TWICs before this rule
will make possession of a valid TWIC a mandatory requirement for the
issuance of an MMC, this rule will not go into effect until 18 months
after the TWIC rule goes into effect.
III. Proposed Rule
The following discussion highlights the changes being made to the
Coast Guard regulations. Through this proposed rulemaking, the Coast
Guard proposes to consolidate the MMD, License, COR, and STCW
Endorsement into a single document, called the Merchant Mariner
Credential (MMC). The MMC would be a certificate that would contain
endorsements for each of a mariner's job qualifications. It is expected
to contain security enhancements that will deter duplication and
manipulation. One of the security features is that the photograph on
the MMC will match the photograph on the mariner's TWIC. Although the
actual format of the MMC is not final at this stage, it is expected to
appear in the form of a certificate suitable for framing that is
modeled after the current STCW Endorsement. The current STCW
Endorsement was recently updated to create a more professional
appearance and to include increased security features such as
watermarks and microprinting. A brochure showing the current STCW
Endorsement and highlighting some of
[[Page 29464]]
its security features can be viewed online in the docket for this
rulemaking, which may be found by doing a search for docket USCG-2006-
24371 at https://dms.dot.gov.
The Coast Guard is taking personal privacy considerations into
effect in the development of the MMC. We are aware of the posting
requirement for Licenses under 46 U.S.C. 7110, and the notation
requirements for MMDs under 46 U.S.C. 7303, both of which will apply to
the MMC. The Coast Guard is conscious of the fact that mariners may not
wish to publicly display some of the biographical information currently
on the face of an MMD and we therefore strive to design an MMC that
will hide some of the information related to personal privacy when
placed on display.
In the proposed credentialing system, instead of carrying up to
five credentials, a mariner would hold only two. The MMC would serve as
the mariner's qualification credential, while the TWIC would serve as
the mariner's identification credential. To further benefit the mariner
population, and reduce the burden created by the mandatory TWIC
requirement, arrangements have been made with TSA to share information
necessary for the MMC application process. Since all mariners would be
required to appear at a TSA TWIC-enrollment center to provide proof of
identity and citizenship and be photographed and fingerprinted, TSA has
agreed to share with the Coast Guard information necessary to conduct
our background check for safety and suitability related offenses and
ensure that the mariner satisfies the appropriate citizenship
requirements for the particular endorsement that they seek. This rule
proposes to change the merchant mariner credentialing process into a
process that potentially could be completed entirely by mail. To aid
TSA in flagging those individuals whose information would need to be
shared with the Coast Guard, it is envisioned that the mariner would
advise TSA of their intent to apply for an MMC by checking a box that
would appear on their TWIC application form. The cost savings from
removing this travel burden is expected to be one of the financial
benefits to the mariner proposed by this rule as TWIC-enrollment
centers are expected to be established at every major port in the
country. Should this regulation go into effect, instead of traveling
great distances to visit one of the 17 RECs, mariners would have many
more locations to choose from and would be much more likely to find one
close to home.
To reflect the proposed creation of the MMC, many nomenclature
changes were made throughout titles 33 and 46 CFR. Although there are
many of these changes and they account for the bulk of the regulatory
text later in this document, they are non-substantive in nature and
reflect only a change in terminology so that the terms used throughout
the Coast Guard regulations reflect the new credential. Specifically,
the term ``credential'' was used to reference the License, MMD, COR,
STCW Endorsement, and MMC. This term is used to reflect all possible
credentials a mariner could hold after the effective date of this
proposed rule to account for the five-year phase-in period when
mariners could either hold a License, MMD, COR and or STCW Endorsement,
or could have renewed those documents and received the proposed MMC.
The terms ``officer'' and ``officer endorsement'' are used to reference
those qualifications currently reflected on a License or COR. The terms
``rating'' and ``rating endorsement'' are used to reference those
qualifications currently reflected on an MMD. Finally, the term
``endorsement'' is used to reference the actual annotation on the MMC
reflecting the mariner's job qualification.
Although a reorganization of the regulations is necessary to
accomplish this consolidation, the qualifications, experience,
examinations, classes, and other requirements needed to serve as a
merchant mariner are not changed by this proposed rule. To the extent
possible, the Coast Guard proposes to change only the application
procedures and form in which the qualifications are presented. To aid
the reader, we have presented the proposed substantive changes to these
regulations in table form. It is presented in six pieces: Changes that
occurred throughout subchapter B; the changes that occurred in the
current sections 10.100 through 10.223; changes that occurred in the
current sections 12.01 through 12.02-29; the changes that would be made
in the new regulatory text inserted into part 10; and finally those
substantive changes that exist in sections 11.301 to end, sections
12.03-1 to end and part 15. For organizational purposes, the current
regulations in 46 CFR part 10 (which are specific to officers) would be
moved in their entirety to create a new part 11. A new part 10 would
then be created, which would include only the application procedures
and information pertinent to the MMC that applies to all mariners. The
substance of the regulations proposed for the new Part 10 have been
taken from the current regulations in sections 10.100 through 10.223
and 12.01 through 12.02. With the exception of the section on the
changes in the new part 10 below, all citations in the left column
reference the current regulations in 46 CFR.
----------------------------------------------------------------------------------------------------------------
Location Proposed change Reason for proposed change
----------------------------------------------------------------------------------------------------------------
THESE CHANGES WOULD OCCUR THROUGHOUT SUBCHAPTER B
----------------------------------------------------------------------------------------------------------------
Sec. Sec. 10.103, 12.01-6, All definitions in subchapter B would Change made for clarity. Combining
13.103, 15.301. be combined into one section located all of the terms in one
in Sec. 10.107, with the exception introductory section for the entire
of part 16, and the definitions in subpart would allow the mariner to
Sec. 15.1101. A new paragraph in go to one place to find definitions
Sec. 10.107(a) would be added to for all terms and reduces the
state that if the definitions for length of the regulations by
the subpart provided in part 10 omitting duplicative definitions.
differ from those defined in part The definitions for 46 CFR part 16
16, or Sec. 15.1101, then the part have been excluded from the
16 or Sec. 15.1101 definition consolidation of definitions in
applies as appropriate. this rulemaking process except for
minor word changes to reflect the
proposed changes in this NPRM. Part
16 is a standalone rule that relies
heavily on 49 CFR part 40. In
addition, the subject matter of
part 16 deals with the narrow issue
of chemical testing. It was
determined that combining the
definitions for this part with the
other definitions of Subchapter B
would lead to unnecessary
confusion.
The definitions in Sec. 15.1101
have been excluded from the
consolidation of definitions as
they apply only to subpart J of
part 15 and are narrowly tailored.
[[Page 29465]]
Titles 33 and 46 CFR............... References to the terms ``Merchant One of the main goals of this
Mariner Credential'', ``MMC'', rulemaking is to combine the
``credential'', ``endorsement'', License, MMD, COR, and STCW
``officer endorsement'' or ``rating Endorsement to create the MMC with
endorsement'' as appropriate, were endorsements thereon that indicate
inserted throughout Titles 33 and that the mariner is qualified to
46, when the text referred to a perform specific job functions.
mariner's ``License'', ``Merchant This new credential would be phased
Mariner Document'', ``MMD'', ``STCW in over a five-year period, as the
Certificate'', and or ``Certificate mariner's previous credentials
of Registry''. expire. For that reason, during
that initial five-year period,
mariners could hold either an MMC
or one of the current credentials.
As a result, the regulations would
be amended to reflect the inclusion
of this new credential and its
terms of art. After the close of
the five-year integration period
when all mariners would hold MMCs,
a technical amendment to the
regulations is expected to be
published that would remove
references to the credentials that
the Coast Guard will no longer be
issuing (the License, MMD, etc.).
Parts 10-16........................ References to ``Certificates of These documents are no longer issued
Identification'', ``Certificates of by the Coast Guard. The Coast Guard
Service'', ``Certificates of discontinued this practice before
Efficiency'', and ``Continuous the publication of this proposed
Discharge Books'' were removed. rule. Continued reference to these
certificates and books creates
undue confusion. This rule would
update the regulations to conform
with practice and reduce confusion.
Parts 10-16........................ Miscellaneous linguistic edits....... Many non-substantive edits are
proposed throughout subchapter B to
improve clarity and support the
government's plain language
initiative. Because of their large
volume, only substantive changes
are specifically identified in this
table.
Parts 10 and 12.................... A reorganization of 46 CFR subchapter The application requirements,
B is proposed as follows: The appeals processes, etc. for MMDs
regulations specific to officer and Licenses (formerly Sec. Sec.
endorsements that are currently 10.100 to 10.223 and 12.01-1 to
contained in 46 CFR part 10 would be 12.02-29) that are not distinct to
moved to create a new part 11 (there either officers or ratings would be
is no part 11 in the current combined and located at the
regulations). The elements of part beginning of the subchapter. Those
12 specific to rating endorsements elements of the current
would stay in part 12. Those regulations, parts 10 and 12, that
elements regarding application are specific to either officers or
processes currently contained in ratings would be kept separate, and
parts 10 and 12 would be combined to retained in either part 11 (for
create a new part 10 that would officers) or part 12 (for ratings).
contain the application process for In order to avoid confusion, the
the MMC. requirements for officers would be
moved to create a new part 11, and
the new general requirements for
all MMCs would be inserted into the
beginning of part 10.
----------------------------------------------------------------------------------------------------------------
THESE CHANGES WOULD OCCUR IN THE CURRENT PART 10 SECTIONS 10.100--10.223
(Unless otherwise stated, the current part 10 would move to create a new part 11.)
----------------------------------------------------------------------------------------------------------------
Sec. 10.105 (now Sec. 11.105).. (a) Moved to Sec. 10.217. The Paragraph (a): moved for
requirements of (b) and (c) were organizational purposes. Paragraphs
replaced with language in Sec. (b) and (c): Since the Coast Guard
10.209(c)(3) reflecting the would no longer issue Licenses
agreement between TSA and Coast after this rule becomes effective,
Guard to share this information. the application procedures for
Licenses and MMDs would be combined
into the procedures for the
application for MMCs. Throughout
this proposed regulation, to the
extent possible, application
requirements, training, and any
other qualifications required to
obtain the current credentials
would not change. The fingerprint,
proof of ID and appearance
requirements have been removed due
to agreements made by TSA and the
Coast Guard. This change is
discussed in greater detail below
in the discussion of new section
10.209.
Sec. Sec. 10.109, 10.110, 10.111 Tables and text moved to Sec. The fee charts for the issuance of
and 10.112. 10.219.. Licenses, MMDs, CORs, and STCW
Certificates would be merged. The
fee structures were retained and
the only changes that were made
were linguistic and organizational
changes to reflect the new
credential and remove any
duplicative charges. The only
substantive change to the fees
charged is that mariners will only
be charged one $45 issuance fee as
there is only one credential now
instead of four. No new costs have
been added.
[[Page 29466]]
Sec. 10.201...................... (b) Moved to Sec. Sec. 10.211 and Since the Coast Guard would no
10.213. First part moved to longer be issuing Licenses after
``Criminal Record Review'', second these proposed changes take effect,
part moved to ``National Driver the application procedures for
Register''. Licenses and MMDs would be combined
(e) Moved to Sec. 10.221........... to create the application
(h) Moved to Sec. 10.211, except:.. procedures for the MMC. The
In (h)(1), the first sentence would paragraphs in this section would be
be deleted, and the fourth and fifth relettered to fill the gaps of the
sentences would be moved to 10.209.. sections removed. Unless otherwise
(i) Moved to Sec. 10.213........... stated below, even though the
(j) Moved to Sec. Sec. 10.211 and organization changed, the
10.213.. application requirements would not
All other paragraphs retained in Sec. be substantively changed.
11.201, but relettered. New Sec. Current (h)(1): The discussion of
11.201 also includes some sections fingerprints was moved to 10.211.
from the former Sec. 10.202, which As discussed elsewhere in this
are discussed below.. table, a mariner would no longer be
New paragraph (e) added language that required to appear at an REC to
the required evidence of age may be provide fingerprints. This data
established using the applicant's will be shared with the Coast Guard
proof of citizenship.. by TSA.
Newly redesignated (f) added ``, New paragraph (e): Added for
hearing, and general physical clarity. Proofs of citizenship are
condition'' to the listing of used to establish age. This is
physical checks.. already done in practice. The proof
Newly redesignated (g) added ``from of citizenship will be submitted by
the date the application is the applicant to TSA in the TWIC
approved''. NEW (h) taken from Sec. enrollment process and
10.201(e).. electronically shared with the
Coast Guard by TSA.
Newly redesignated (f): Listed the
remaining medical and physical
evaluations that the Coast Guard
recommends be performed at the
earliest opportunity to ascertain
the applicants ability to perform
their duties. These early
evaluations are not a requirement,
but are recommended to save the
applicant an investment of time and
money when an unknown medical or
physical condition may prevent the
issuance of the credential sought.
This change combines the elements
of the MMD and License.
Newly redesignated (g): Change
proposed for clarity. Formerly said
valid for 12 months, but did not
say 12 months from when.
Sec. 10.202...................... Sec. 11.202--renamed............... Section 11.202 would be renamed to
(a) Moved to Sec. 11.201(g) above.. discuss only those elements of the
(b) and (c) Moved to Sec. 10.205... former Sec. 10.202 that were
(d) Moved to Sec. 10.225........... specific to STCW Endorsements. All
(e) Combined in Sec. 11.201(b) other paragraphs would be retained,
above to remove duplicative but moved into other sections in
language.. part 10 for organizational
(f) Moved to Sec. 10.215........... purposes.
(g) Moved to Sec. 10.237...........
(h) Moved to Sec. 11.201(i) above..
(i) Moved to Sec. 10.209...........
(m) Moved to Sec. 10.211...........
(j-l) These paragraphs were retained
in Sec. 11.202, but were
renumbered to account for the
sections that were taken from this
section and moved to part 10..
Sec. 10.204...................... Moved to Sec. 10.237............... The rights of appeal for a License
are the same as those for an MMC.
Reorganization change only.
Sec. 10.205...................... (b) Deleted.......................... Reorganized. Combined the
(c) Deleted.......................... application elements for Licenses
(d) Moved to Sec. 10.215........... that now apply to the MMC, and
(f)(2) Moved to Sec. 10.211........ moved those application elements
(j) Moved to Sec. 10.209........... that apply only to officers into
(k) Moved to Sec. 10.213........... new part 11. Many of the elements
(l-o) Moved to Sec. 11.202 above. of Sec. 10.205 would be moved,
(Combined the STCW endorsement but unless stated otherwise below,
information into one place). All the substantive elements of the
other info here was renumbered. NEW section would be retained.
(e)(1): Changed ``within the past 12 (b) Removed because it is
months'' to ``not more than one year duplicative, the substance is
before the date of application''.. contained in Sec. 11.201(e)
above.
(c) Removed because under this
proposed rule, applicants will no
longer be required to submit proof
of citizenship to the Coast Guard.
Applicants would provide their
proof of citizenship to TSA in the
TWIC application process. TSA would
then share an electronic scan of
the applicant's proof of
citizenship with the Coast Guard if
the applicant is given a TWIC.
Authenticity will be determined by
TSA.
New (e)(1): Change made for clarity.
Sec. 10.207...................... The requirements for all credentials The material in this section
(ex: citizenship, chemical testing, involved the application procedures
criminal record review, National to obtain raises in grade of
Driver Register (NDR) and medical/ endorsement. The substance of the
physical requirements) were moved to section would be retained, but
10.209. The remaining paragraphs moved for organizational purposes
were moved to the raises of grade to be in the more general MMC
regulations at the new Sec. 10.231. section of the regulations. The
intent was to place as many of the
application requirements as
possible within the same part (part
10) to make the regulations more
organized and clear.
[[Page 29467]]
Sec. 10.209...................... All paragraphs currently contained in General: The merging of the License
section 10.209 were moved to section with the other mariner
10.227 with the exception of qualification documents requires a
paragraphs (a)(2), (e)(2), (e)(3), merger of the renewal requirements.
(e)(3)(F)(iii) and (e)(4). All elements of this section would
(a)(2)--The requirement to appear in be retained with the exception of
person to be fingerprinted and those sections discussed below:
provide evidence of identity would (a)(2) Now that the identity portion
be removed.. of the application process would be
(e)(2) Renewal in advance. Currently, conducted by TSA, the TWIC would be
Licenses can only be renewed within the mariner's primary identity
12 months of expiration. This document. The MMC is only intended
limitation would be removed.. to be a qualification document,
(e)(3) The requirement to appear in which will have identity
person to be fingerprinted and information on it to comply with
provide evidence of identity would the STCW convention. When a mariner
be removed.. is approved for a TWIC, TSA will
(e)(3)(F)(iii) Moved to Sec. electronically send to the Coast
10.205.. Guard the individual's photograph,
(e)(4) Concurrent renewal of fingerprints, and proof of
licenses, certificates of registry, citizenship/alien status. The
and merchant mariner documents would mariner must provide TSA with a
be deleted.. fingerprint and appear at a TSA-
enrollment station twice--once to
apply and present proofs of
identity, citizenship and
fingerprints, and once to pick up
the credential and provide a one-to-
one match of their fingerprint with
the chip on the TWIC. Requiring the
mariner to submit the same
information to the Coast Guard
would be needlessly duplicative, so
the requirement would be removed.
The same line of reasoning applies
to proof of legal residency for
aliens as discussed below.
(e)(2) Removing the limitation on
renewal periods would ease the
burden on merchant mariners by
allowing them the flexibility to
come in and renew their credentials
at their leisure. All of a
mariner's endorsements (officer and
rating) will expire on the date
that the MMC expires. This is
intended to aid the mariner by
reducing the number of expiration
dates they must remember and will
allow for more flexibility to serve
a population of individuals who
frequently find themselves off at
sea for extended periods of time.
If the mariner comes in and gets a
raise in grade with 2 years left on
their MMC, they could now renew the
MMC at the same time they apply for
the new endorsement. The current 12
month limitation was imposed to
prevent constant renewals which
would overwhelm the RECs and lead
to backlogs. Since this limitation
was imposed, user fees have been
created, which should prevent
unnecessary renewal requests.
(e)(3) See (a)(2) above.
(e)(3)(F)(iii) An MMC, like a
License, would not be valid until
signed.
(e)(4) This paragraph would be
deleted because there would no
longer be multiple credentials that
could be renewed concurrently. The
requirement to supply any
supplementary materials to show
that the mariner meets the
mandatory requirements for the
specific endorsement sought would
be contained in the new Sec.
10.227(g).
Sec. 10.210...................... Deleted.............................. The provisions for the conversion of
a towing License would be removed
because they will only apply until
May 21, 2006. By the time this rule
could become final, all towing
Licenses issued before May 21, 2001
should already have been renewed.
Sec. 10.215...................... Moved to Sec. 10.223............... The merging of the License with the
other mariner-qualification
documents requires a merger of the
renewal requirements. The substance
of the section would be retained
unless otherwise mentioned below.
Sec. 10.219...................... First sentence of (a) moved to Sec. The merging of the License with the
10.233, the remainder was moved to other mariner-qualification
Sec. 10.229. documents requires a merger of the
requirements for holders and the
issuance of duplicates. The
substance of the section would be
retained unless otherwise mentioned
below.
Sec. 10.221...................... Moved to Sec. 10.233............... The merging of the License with the
other mariner-qualification
documents requires a merger of the
obligation requirements. The
substance of the section would be
retained unless otherwise mentioned
below.
Sec. 10.223...................... Moved to Sec. 10.235............... The merging of the License with the
other mariner-qualification
documents requires a merger of the
suspension and revocation
requirements. The substance of the
section would be retained unless
otherwise mentioned below.
----------------------------------------------------------------------------------------------------------------
[[Page 29468]]
THESE CHANGES WOULD OCCUR IN Sec. Sec. 12.01 THROUGH 12.02-29
----------------------------------------------------------------------------------------------------------------
Sec. 12.01-1..................... Paragraphs (a)(3) and (c) would be Paragraph (a)(3) involves the review
moved to Sec. 10.101. The of an applicant's background to
remainder would be retained in 12.01- determine whether they pose a
1. security or safety risk. Now, TSA
will be reviewing the applicant's
security background. The safety
review would be addressed in the
review of the applicant's criminal
record and NDR record, contained in
part 10. The Coast Guard would no
longer evaluate applicants for
security risk. Paragraph (c)
references credentials that are no
longer issued by the Coast Guard.
Sec. 12.01-7..................... The list of RECs was moved to Sec. The REC locations have not been
10.217. changed in this rule, but instead
of listing them in both parts 10
(now 11) and 12, they are now
listed only in part 10.
Sec. 12.02-3..................... (a) Deleted.......................... (a) The Coast Guard no longer issues
(b) Moved to Sec. 10.217........... the documents in this part.
(b) The Coast Guard currently does
not conduct exams abroad, but part
10 retains the agency's right to do
so.
Sec. 12.02-4..................... Moved to part 10..................... (a) and (c) Would be moved to part
(a) and (c) Moved to Sec. 10.211... 10, and incorporated into the
(b) Moved to Sec. 10.209........... general application procedures. The
(d) and (e) Moved to Sec. 10.213... requirements would not be changed,
other than that the security check
portion of the process will already
have been completed by TSA when the
mariner goes through the TWIC
vetting. To remove duplicative
processes, the Coast Guard would no
longer conduct a background check
to evaluate whether an applicant is
a security risk. The Coast Guard
would, however, continue to
evaluate the applicants to
determine that they would not pose
a safety risk and that they are
qualified for the MMC and
endorsement sought. Furthermore, as
discussed elsewhere in this table,
the fingerprints now required to be
submitted by the mariner at an REC
could be transmitted electronically
by TSA from the applicant's TWIC
application.
(b) This requirement would be
retained, but moved for
organizational purposes.
(d) and (e) The requirements in
these paragraphs would be retained
but moved for organizational
purposes.
Sec. 12.02-5..................... Deleted.............................. Continuous discharge books, and
certificates of service,
efficiency, or identification are
no longer issued by the USCG. This
section was outdated and