Food Stamp Program: Civil Rights Data Collection, 28759-28763 [06-4662]
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28759
Rules and Regulations
Federal Register
Vol. 71, No. 96
Thursday, May 18, 2006
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
Regulatory Flexibility Act
This rule has been reviewed with
regard to the requirements of the
Regulatory Flexibility Act of 1980 (5
U.S.C. 601–612). Roberto Salazar,
Administrator for the Food and
Nutrition Service, has certified that this
rule will not have a significant impact
on a substantial number of small
entities. This rule may have minimal
effect on some small entities.
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Part 272
RIN 0584–AC75
Food Stamp Program: Civil Rights
Data Collection
Food and Nutrition Service,
USDA.
ACTION: Final rule.
AGENCY:
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SUMMARY: This rule finalizes the
proposed rule of the same name which
was published November 27, 2002. It
implements the revised collection and
reporting of racial/ethnic data by State
agencies on persons receiving benefits
from the Food Stamp Program (FSP).
The changes comply with new racial/
ethnic data collection standards issued
by the Office of Management and
Budget (OMB) while also providing
regulatory flexibility and reform for this
area of the program regulations.
DATES: Effective date: This rule is
effective June 19, 2006. Implementation
date: State agencies may implement the
provisions in this final rule anytime
after June 19, 2006 but no later than
April 1, 2007.
FOR FURTHER INFORMATION CONTACT:
Barbara Hallman, Chief, State
Administration Branch, Food and
Nutrition Service, 3101 Park Center
Drive, Alexandria, Virginia 22302, (703)
305–2383. Her Internet address is:
Barbara.Hallman@FNS.USDA.GOV.
Executive Order 12866
This final rule has been determined to
be not significant for purposes of
Executive Order 12866 and therefore
has not been reviewed by the Office of
Management and Budget.
Executive Order 12372
The FSP is listed in the Catalog of
Federal Domestic Assistance under No.
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10.551. For the reasons set forth in the
final rule at 7 CFR Part 3015, Subpart V
and related Notice (48 FR 29115, June
24, 1983), the FSP is excluded from the
scope of Executive Order 12372 which
requires intergovernmental consultation
with State and local officials.
Executive Order 12988
This final rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule is intended to
have preemptive effect with respect to
any State or local laws, regulations or
policies which conflict with its
provisions or which would otherwise
impede its full implementation. This
rule is not intended to have retroactive
effect. Prior to any judicial challenge to
the provisions of this rule or the
application of its provisions, all
applicable administrative procedures
must be exhausted.
Public Law 104–4
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
FNS generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local, or
tribal governments, in the aggregate, or
to the private sector, of $100 million or
more in any one year. When such a
statement is needed for a rule, section
205 of the UMRA generally requires
FNS to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
more cost-effective or least burdensome
alternative that achieves the objectives
of the rule.
This proposed rule contains no
Federal mandates under the regulatory
provisions of Title II of the UMRA for
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State, local and tribal governments or
the private sector of $100 million or
more in any one year. Therefore, this
rule is not subject to the requirements
of Sections 202 and 205 of the UMRA.
Executive Order 13132, Federalism
Executive Order 13132 requires
Federal agencies to consider the impact
of their regulatory actions on State and
local governments. Where such actions
have federalism implications, agencies
are directed to provide a statement for
inclusion in the preamble to the
regulations describing the agency’s
considerations in terms of the three
categories called for under section
(6)(b)(2)(B) of Executive Order 13132.
FNS has considered the impact on State
agencies. The effect on State agencies is
moderate although it will mean a onetime change to collect and compile the
new data in State agencies’ automated
systems. However, because these
changes have been or are also being
made in other Federal programs, the
impact is not all that great for the Food
Stamp Program. FNS is not aware of any
case where the discretionary provisions
of the rule would preempt State law.
(1) Prior Consultation With State
Officials
Prior to drafting this rule, we
consulted with State and local agencies
at various times. Because the FSP is a
State-administered, Federally funded
program, our regional offices have
formal and informal discussions with
State and local officials on an ongoing
basis regarding program implementation
and policy issues. This arrangement
allows State and local agencies to
provide comments that form the basis
for many discretionary decisions in this
and other Food Stamp rules. Further, we
first requested comments on the
proposed data collection for the revised
standards in our November 30, 1999
Federal Register notice. State agency
comments have helped us make the rule
responsive to concerns presented by
State agencies.
(2) Nature of Concerns and the Need To
Issue This Rule
State agencies generally were
concerned that the classification by
eligibility workers of an applicant’s
multiple race heritage via visual
observation of people who chose not to
self-identify may not always be
accurate. They were also concerned
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about the cost involved and time that
will be allowed for State agencies to
make system changes to collect and
compile the data, to train workers, and
to convert the current caseload. The
standardization of the data collection
addresses another major State concern
i.e. the need to have the data collected
in the same way across other meanstested Federal programs. Specific
comments and policy questions
submitted by State agencies helped us
identify issues that needed to be
clarified in the final rule.
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(3) Extent to Which We Meet Those
Concerns
FNS has considered the impact of the
rule on State and local agencies. This
rule makes changes that conform to the
revised OMB standards for the
collection and reporting of racial ethnic
data. Although the rule implementing
the revised data collection standards
will require eligibility workers to collect
both race and ethnicity on participating
households, the information will
standardize racial ethnic data collection
by States for the Federal Government
and will permit more accurate data
collection on individuals who classify
themselves as being of more than one
race. FNS intends to allow State
agencies to record one race per person
when visual observation is used because
the applicant chooses not to selfidentify. While State agencies will have
to change their application form and
possibly their information system to
collect, compile, and report data, and
train workers, this is a one-time change.
For existing cases, we are allowing State
agencies to collect the data at the time
of recertification through the normal reapplication process. The approximately
50 percent Federal reimbursement by
FNS helps defray approximately half the
State agencies’ costs to make the change
for the FSP. The rule provides State
agencies ample time to implement the
revised data collection standards and
convert the existing caseload to the
revised data requirements. In the rule,
we have addressed every concern
submitted by State agencies regarding
this provision. FNS is not aware of any
case where the provisions of the rule
would preempt State law.
Government Paperwork Elimination
Act
The Government Paperwork
Elimination Act (GPEA) requires
Federal Government agencies to provide
electronic submission for information
collection as an alternative to paper
submission. FNS is committed to
compliance with GPEA. The racial/
ethnic information is collected by State
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and local agencies. In April 2004, FNS
implemented electronic reporting for
the FNS–101 for the FSP. The data may
be submitted to FNS via data entered in
the Food Programs Reporting System.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chapter 35; see 5 CFR 1320)
requires that the Office of Management
and Budget (OMB) approve all
collections of information by a Federal
agency from the public before they can
be implemented. Respondents are not
required to respond to any collection of
information unless it displays a current
valid OMB number. This final rule
contains information collection that
have been approved by OMB under
OMB #0584–0025.
The rule addresses implementation of
the revised OMB standards for the FSP
only. Historically, the FSP, the
Commodity Supplemental Food
Program (CSFP), and the Food
Distribution Program on Indian
Reservations (FDPIR) have been
approved under the same OMB approval
package. FNS is publishing the revised
regulation for the FSP only because the
regulations governing the FSP contain
provisions that must be amended to
implement the revised standards, since
they specifically identify the old racial/
ethnic classifications. The CSFP and
FDPIR do not require similar regulatory
changes.
Under the proposed rule, we
estimated that 53 State FSP agencies
would submit a Form FNS–101 once a
year at a burden of 2 hours per
respondent for a total of 106 hours for
the FSP. The final rule requires States
to report the Form FNS–101 by project
area, as they do now. We estimate that
2,616 project areas will report the FNS–
101 for the FSP. Accordingly, we
estimate a total burden for the FSP
under 0584–0025 will decline to 5,232
hours, a decrease of 654 hours. The
decline is due to a re-estimate of the
time it takes to complete the revised
FNS–101.
Burden Estimate
Respondents: Local agencies that
administer the CSFP, FDPIR, and FSP.
Number of Respondents: 2,873 (147
for CSFP, 110 for FSDPIR, and 2,616 for
FSP).
Estimated Number of Responses per
Respondent:
Form FNS–191: 147 local CSFP
agencies once a year.
Form FNS–101: 110 local FDPIR
agencies and 2,616 FSP local agencies
once a year.
Estimate of Burden:
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Form FNS–191: The local CSFP
agencies submit Form FNS–191 at an
estimate of 1.92 hours per respondent,
or 282.24 hours. There is an additional
recordkeeping burden of .08 hours per
respondent, or 11.76 hours. Total
burden is 294 hours.
Form FNS–101: The 2,726 local FDPIR
and FSP agencies submit Form FNS–101
at an estimate of 1.92 hours per
respondent, or 5,233.92 hours. There is
an additional burden of .08 hours per
respondent for recordkeeping, or 218.08
hours. Total burden is 5,452 hours.
Estimated Total Annual Burden on
Respondents: The revised annual
reporting and recordkeeping burden for
OMB No. 0584–0025 is estimated to be
5,746 hours, a reduction of 675.5 hours.
The burden reduction is due to a reestimate of the time it takes to complete
the new FNS–101 form.
Civil Rights Impact Analysis
FNS has reviewed this final rule in
accordance with the Department
Regulation 4300–4, ‘‘Civil Rights Impact
Analysis,’’ to identify and address any
major civil rights impacts the rule might
have on minorities, women, and persons
with disabilities. After a careful review
of the rule’s intent and provisions, and
the characteristics of food stamp
households and individual participants,
FNS has determined that there is no
adverse impact on any group. While this
rule does provide for the collection of
racial ethnic data on FSP applicants and
recipients, it does not change any
eligibility criteria.
FNS specifically prohibits the State
and local government agencies that
administer the Program from engaging
in actions that discriminate based on
race, color, national origin, gender, age,
religious creed, disability, or political
beliefs (FSP nondiscrimination policy
can be found at 7 CFR 272.6(a)). Where
State agencies have options, and they
choose to implement a certain
provision, they must implement it in
such a way that it complies with the
regulations at 7 CFR 272.6.
Background
Title VI of the Civil Rights Act of 1964
prohibits discrimination on the basis of
race, color, and national origin in
programs receiving federal financial
assistance. The Department of Justice
(DOJ) regulations, at 28 CFR 42.406(a),
require all Federal agencies to provide
for the collection of racial and ethnic
information from applicants for and
beneficiaries of Federal assistance
sufficient to permit effective
enforcement of Title VI. On October 30,
1997, OMB issued revised standards for
the classification of Federal data on race
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and ethnicity in a notice in the Federal
Register (62 FR 58782). All Federal
agencies are required to comply with
the revised OMB standards. The OMB
standards revise the racial and ethnic
categories and require that respondents
be offered the option of selecting one or
more racial designations.
On November 27, 2002, we published
a rule proposing to codify a general
requirement for the new racial ethnic
data collection and reporting procedures
in the FSP regulations to comply with
OMB policy while dropping the
technical details such as the racial/
ethnic classifications from the
regulations in order to maintain
flexibility for any future changes in the
data collection and reporting
procedures. On the same day we
published a Notice on the proposed
information collection requirements for
public comment. The detailed
procedures, which were proposed in the
preambles of these documents, would
be provided to State agencies in an
implementing memorandum. The
period for comment ended on January
27, 2003. We received comments from 7
State agencies, 1 State agency
organization, 15 advocate groups, and 1
legal aid office. For a full understanding
of the background of the provisions in
this rule, see the proposed rulemaking
and Notice, which were published in
the Federal Register at 67 FR 70861 and
70916, respectively.
7 CFR 272.6(g)—Data Collection by
State Agencies
Under the revised standards, there are
five categories for race and two
categories for ethnicity. The new racial
categories are American Indian or
Alaska Native, Asian, Black or African
American, Native Hawaiian or Other
Pacific Islander, and White. The revised
standards allow individuals to choose
more than one race to describe
themselves. The revised categories on
ethnicity are ‘‘Hispanic or Latino’’, and
‘‘Not Hispanic or Latino.’’ The State
agency must include these racial and
ethnic categories on the State agency’s
application or data input screen.
Several State agencies were concerned
that the collection of multiple race data
would lengthen the application process
for participants and caseworkers,
making it more burdensome and
complex. They felt more time would be
spent explaining the data collection to
participants. We believe State agencies
will be able to efficiently collect the
data for the new categories without
serious difficulty. The OMB standards
came out in 1997. We note that the
Census Bureau collected the data for
Census 2000 and other Federal
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programs like the Temporary Assistance
for Needy Families (TANF) have been
collecting the data under the new
categories, so most applicants by now
should be familiar with the new
categories and format used in Federal
programs.
We proposed that to ensure data
quality, the State agency’s application or
data input screen must use separate
questions for collecting ethnicity and
race, with ethnicity requested first. One
State agency felt that the sequence of the
two questions was irrelevant since the
data is voluntary for the participant and
since the data have to be collected by
the State agency for both questions. The
proposed sequence is in compliance
with the OMB standards which specify
that ethnicity be collected first. The
sequence allows individuals of Hispanic
origin to identify their ethnicity, as they
have done in the past, and then in the
next question to identify their race,
which they may now do. This sequence
agrees with TANF Program data
collection requirements and other
Federal programs, making the data
collection format standard across
Federal programs. Therefore, we have
retained the requirement that the
application collect ethnicity first, then
the race.
One State agency asked whether two
separate fields are required for
‘‘Hispanic or Latino’’ and ‘‘Not Hispanic
or Latino’’ on their application and
information system or whether a yes or
no response to the Hispanic or Latino
field is sufficient. We note that the
TANF program uses a yes or no field for
‘‘Hispanic or Latino.’’ The intent of the
two ethnic categories is to allow
separate counts of Hispanic and nonHispanic data. Since yes and no
responses to the Hispanic or Latino
question would allow a State the basis
to compile separate data on Hispanic
individuals and non-Hispanic
individuals, a yes/no field for Hispanic
or Latino would be sufficient.
One State agency recommended that a
sixth category for multiple races be
added to the other five racial categories
on the application, designating that the
individual says multiple racial
categories apply. This is not permitted
under the OMB standards. The
comment is not adopted.
We proposed to continue current
policy that the State agency must
develop alternative means of collecting
racial and ethnic data on households,
such as by observation during the
interview, when the information is not
provided voluntarily by the household
on the application form. Several State
agencies felt that the collection of racial
data by the caseworker via observation
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of an applicant’s race when the
applicant declines to self-identify
results in the collection of unreliable
data. One State agency commented that
caseworkers have varying capabilities
and comfort levels in eliciting racial and
ethnic information from participants
who decline to answer or in assessing
the racial and ethnic category via visual
observation in a manner that is
culturally sensitive and acceptable to
applicants. Another State agency
suggested the application have a
‘‘declined’’ category for those who
decline to report their race. Another
suggested that in place of observation
we expand the alternatives to
observation and allow State agencies to
extrapolate the data from those who
voluntarily report and adjust the State
totals accordingly.
It is current Federal policy that
observation be used to collect the data
when the applicant chooses not to selfidentify so workers already do this.
However, we do understand the States’
concerns. We believe it is better to
collect the data, to the best of the
caseworker’s ability, through
observation than to not attempt to
collect the data at all simply because the
applicant declines to voluntarily
provide it. The notice proposed that
when visual observation is used, the
caseworker need collect only one race
for any applicant along with the
ethnicity. This is similar to what
caseworkers currently do under the old
policy which directed caseworkers to
assign any household to only one racial
category. Caseworkers should use their
best judgment via observation in
determining which category best applies
for people who appear to be multiracial. By not allowing States to
extrapolate the data in place of
observation, FNS, by comparing
household participation data to racial
counts, can determine the number and
percentage of individuals who are of an
unknown race because the applicant did
not report and the caseworker was
unable to observe. While we are keeping
the policy as proposed, we will consider
other alternatives to observation that a
State agency may suggest in detail on a
case-by-case basis.
One State agency asked how to
categorize applicants if the face-to-face
interview is replaced with a telephone
interview and the applicant chooses not
to report his or her race. If the State
agency is unable to observe the
applicant’s race and ethnicity and the
applicant does not provide the
information, the caseworker should
leave the race and ethnic field blank.
The unknowns need not be compiled in
the State’s system and will not be
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reported anywhere on the Form FNS–
101. However, FNS reserves the right to
calculate the number of household
contacts that are of ‘‘Unknown Race’’
based on a comparison of household
participation and participation by race
counts.
State agencies currently collect the
data by ‘‘household’’ with each
household unit being counted under
only one race. In actuality, most State
agencies collect racial/ethnic data for
one person in the household, normally
the person who completes the
application or is interviewed. This is
done because the reporting of racial
information by an applicant is voluntary
and not all household members are
required to be present for the eligibility
interview. State agencies may continue
to collect the data for one person per
household (called the household
contact) but must use the revised racial
and ethnic categories and provide for
multiple race reporting.
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7 CFR 272.6(h)—Compiling and
Reporting the Data
The proposed rule noted that while
there will be 5 single races and the
ethnicity question on the application
form, the choosing of a single race or a
combination of races along with
ethnicity response can produce a total of
62 possible racial and ethnic categories
for compilation purposes. Allowing for
all the ‘‘detailed’’ race distributions,
there could be 5 single race groups, 10
two-race combinations, 10 three-race
combinations, 5 four-race combinations,
and 1 five-race combination for a total
of 31 categories. The Hispanic count by
race would then produce a second set of
31 categories by race. The proposed rule
and notice proposed that State agencies
compile the data for all 62 possible
racial categories including the
combinations, maintain it by county,
and report statewide for 26 categories.
Several State agencies were concerned
that the programming for all the
categories for compiling and
maintaining the data would be costly at
a time of record breaking State budget
deficits. It would divert limited
financial resources to data-gathering
functions when more significant
priorities exist. One State agency felt
that maintaining data for 62 categories
would be burdensome since a number of
categories will have little or no data.
One State agency recommended that
States only report the five single races
and a catchall multiple race category.
The State agency organization suggested
that FNS collect the data through the
Quality Control sample rather than have
States compile the data in their
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information systems and report
compiled data to FNS.
After careful consideration, FNS has
decided it will collect from State
agencies data on 20 racial and ethnic
categories, plus total counts. This will
consist of the number of people who
selected only one racial category,
separately for each of the five racial
categories, and a count for the following
combinations:
(1) American Indian or Alaska Native
and White.
(2) Asian and White.
(3) Black or African American and
White.
(4) American Indian or Alaska Native
and Black or African American.
(5) The balance of respondents
reporting more than one race.
In addition, we will collect data from
State agencies on the number of persons
in each racial category (above) who are
Hispanic or Latino. In total, this is
slightly less than the 26 categories
originally proposed in the notice and
proposed rule. The combination
categories for reporting purposes are the
four most common combinations
according to Census data and are in
accordance with the 1997 OMB
guidelines for all Federal agencies.
Currently, FNS collects data on 6
racial ethnic categories (including the
total count) from 2,616 project areas
(typically counties) for the FSP.
However, with the increase in data
elements, we proposed that State
agencies just report State level data to
FNS but maintain project area data for
FNS reviewers. Fifteen advocate groups
and a legal aid office asked FNS to
reconsider this proposed decision and
suggested FNS should require States to
continue to report project area data to
FNS. They contended that the lack of
project area data would make it harder
for advocacy groups and legal aid offices
to monitor a State agency’s practices to
see if they have the effect of
discriminating against racial minorities.
They would face undue burdens of time
and expense in requesting and obtaining
project area data from all States rather
than getting it from FNS and may not
get the data from some States. They feel
FNS is too thinly-staffed to do a
comprehensive review of this data in
State agency offices. Finally, they argue
that reporting project area data would
not unduly burden States because States
would still have to collect the project
area data, and program their computers
to provide this information to FNS for
on-site visits. They note that once
collected by project area at the State,
having States report project area totals
directly to FNS would not be that much
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more of a burden than maintaining it
on-site.
After careful consideration of all the
comments, we have decided to continue
the current policy to collect project area
data from State agencies. Project area
data will allow us to continue to
monitor local office activity and to
ensure compliance with civil rights
enforcement. Collecting the data
through the Quality Control system as
one commenter proposed is not
adequate for project level data. While
the quality control sample would
provide a reliable estimate for the State,
it would not provide a reliable estimate
for a project area due to the small
sample size in a project area. State
agencies will need to compile and
maintain the data for all categories by
project area for FNS review. The data
must be kept in an easily retrievable
form and be made available to FNS
upon request. While we recognize that
there is a burden on State agencies to
program their systems to compile the
new data, once the data is compiled, the
actual reporting to FNS thereafter will
be a minimal burden for State agencies.
State agencies must collect racial and
ethnic data on the household contact on
the application. The State agency will
have to modify their information system
to store and compile data on all
categories under this requirement and
report to FNS by project area on the 20
racial and ethnic categories mentioned
above on the Form FNS–101.
The State agency must maintain all
applications received by the project area
office for onsite review by FNS staff
during civil rights reviews.
In February 2004, FNS modified its
information system to allow States and
project areas to report the current FNS–
101 electronically by project area to
FNS’ information system. FNS’ system
will be further modified to accept the
new FNS–101 electronically in the
upcoming months.
Implementation
This will apply to all new
applications received on or after the
implementation date of April 1, 2007 as
explained below. Several State agencies
had indicated that it will take at least 12
months after the effective date to get a
new application on all existing cases.
One commenter asked about waivers if
State agencies need more time. We
understand State agencies’ concerns
about converting the existing caseload.
By applying the new requirements
solely to new applications and
recertifications, we are not requiring
caseload conversion outside the normal
application process. The maximum
certification period is 12 months for
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most households, but the certification
period may be lengthened to 24 months
for households in which all adult
members are elderly or disabled. Under
the normal application process, we
expect most cases to be under the new
data collection requirement in 12
months. However, we understand that a
small percentage of cases, the
households with extended certification
periods, may take up to 2 years to fall
under the new data collection.
This rule is effective June 19, 2006.
State agencies may implement the
provisions of this rule anytime after
June 19, 2006 but must implement the
data collection no later than April 1,
2007 for all new applications. This will
allow reporting of the new data for the
report month of July 2007 for part of the
caseload. The Form FNS–101 currently
in use would remain in effect for the
fiscal year 2006 reporting period for all
State agencies.
List of Subjects in 7 CFR Part 272
Alaska, Civil rights, Food stamps,
Grant programs-social programs,
Reporting and recordkeeping
requirements.
I Accordingly, 7 CFR part 272 is
amended as follows:
PART 272—REQUIREMENTS FOR
PARTICIPATING STATE AGENCIES
1. The authority citation for part 272
continues to read as follows:
I
Authority: 7 U.S.C. 2011–2036.
2. In § 272.6, paragraphs (g) and (h)
are revised to read as follows:
I
§ 272.6
Nondiscrimination compliance.
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*
*
*
*
*
(g) Data collection. The State agency
must obtain racial and ethnic data on
participating households in the manner
specified by FNS. The application form
must clearly indicate that the
information is voluntary, that it will not
affect the eligibility or the level of
benefits, and that the reason for the
information is to assure that program
benefits are distributed without regard
to race, color, or national origin. The
State agency must develop alternative
means of collecting the ethnic and racial
data on households, such as by
observation during the interview, when
the information is not provided
voluntarily by the household on the
application form.
(h) Reports. As required by FNS, the
State agency must report the racial and
ethnic data on participating household
contacts on forms or formats provided
by FNS.
VerDate Aug<31>2005
15:00 May 17, 2006
Jkt 208001
Dated: May 10, 2006.
Roberto Salazar,
Administrator.
[FR Doc. 06–4662 Filed 5–17–06; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
9 CFR Part 94
[Docket No. APHIS–2006–0010]
Add Kazakhstan, Romania, Russia,
Turkey, and Ukraine To List of Regions
In Which Highly Pathogenic Avian
Influenza Subtype H5N1 is Considered
To Exist
Animal and Plant Health
Inspection Service, USDA.
ACTION: Affirmation of interim rule as
final rule.
AGENCY:
SUMMARY: We are adopting as a final
rule, without change, an interim rule
that amended the regulations
concerning the importation of animals
and animal products by adding
Kazakhstan, Romania, Russia, Turkey,
and Ukraine to the list of regions in
which highly pathogenic avian
influenza (HPAI) subtype H5N1 is
considered to exist. We took that action
because there have been outbreaks of
HPAI subtype H5N1 in those countries.
The interim rule was necessary to
prevent the introduction of HPAI
subtype H5N1 into the United States.
DATES: Effective on May 18, 2006, we
are adopting as a final rule the interim
rule that became effective on February
7, 2006.
FOR FURTHER INFORMATION CONTACT: Dr.
Julie Garnier, Staff Veterinarian,
Technical Trade Issues Team, National
Center for Import and Export, VS,
APHIS, 4700 River Road Unit 39,
Riverdale, MD 20737–1231; (301) 734–
5677.
SUPPLEMENTARY INFORMATION:
Background
(71 FR 7401–7402, Docket No. APHIS–
2006–0010), we amended the
regulations in part 94 by adding
Kazakhstan, Romania, Russia, Turkey,
and Ukraine to the list in § 94.6(d) of
regions where HPAI subtype H5N1
exists.
Comments on the interim rule were
required to be received on or before
April 14, 2006. We received one
comment by that date, from a private
citizen. The commenter supported the
interim rule. Therefore, for the reasons
given in the interim rule, we are
adopting the interim rule as a final rule.
This action also affirms the
information contained in the interim
rule concerning Executive Order 12866
and the Regulatory Flexibility Act,
Executive Order 12988, and the
Paperwork Reduction Act.
Further, for this action, the Office of
Management and Budget has waived its
review under Executive Order 12866.
List of Subjects in 9 CFR Part 94
Animal diseases, Imports, Livestock,
Meat and meat products, Milk, Poultry
and poultry products, Reporting and
recordkeeping requirements.
PART 94—RINDERPEST, FOOT-ANDMOUTH DISEASE, FOWL PEST (FOWL
PLAGUE), EXOTIC NEWCASTLE
DISEASE, AFRICAN SWINE FEVER,
CLASSICAL SWINE FEVER, AND
BOVINE SPONGIFORM
ENCEPHALOPATHY: PROHIBITED
AND RESTRICTED IMPORTATIONS
Accordingly, we are adopting as a
final rule, without change, the interim
rule that amended 9 CFR part 94 and
that was published at 71 FR 7401–7402
on February 13, 2006.
Done in Washington, DC, this 12th day of
May 2006.
Kevin Shea,
Acting Administrator, Animal and Plant
Health Inspection Service.
[FR Doc. 06–4650 Filed 5–17–06; 8:45 am]
BILLING CODE 3410–34–P
The regulations in 9 CFR parts 93, 94,
and 95 (referred to below as the
regulations) govern the importation of
certain animals, birds, poultry, meat,
other animal products and byproducts,
hay, and straw into the United States in
order to prevent the introduction of
various animal diseases, including
highly pathogenic avian influenza
(HPAI) subtype H5N1.
In an interim rule effective on
February 7, 2006, and published in the
Federal Register on February 13, 2006
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
28763
E:\FR\FM\18MYR1.SGM
18MYR1
Agencies
[Federal Register Volume 71, Number 96 (Thursday, May 18, 2006)]
[Rules and Regulations]
[Pages 28759-28763]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-4662]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 71, No. 96 / Thursday, May 18, 2006 / Rules
and Regulations
[[Page 28759]]
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Part 272
RIN 0584-AC75
Food Stamp Program: Civil Rights Data Collection
AGENCY: Food and Nutrition Service, USDA.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule finalizes the proposed rule of the same name which
was published November 27, 2002. It implements the revised collection
and reporting of racial/ethnic data by State agencies on persons
receiving benefits from the Food Stamp Program (FSP). The changes
comply with new racial/ethnic data collection standards issued by the
Office of Management and Budget (OMB) while also providing regulatory
flexibility and reform for this area of the program regulations.
DATES: Effective date: This rule is effective June 19, 2006.
Implementation date: State agencies may implement the provisions in
this final rule anytime after June 19, 2006 but no later than April 1,
2007.
FOR FURTHER INFORMATION CONTACT: Barbara Hallman, Chief, State
Administration Branch, Food and Nutrition Service, 3101 Park Center
Drive, Alexandria, Virginia 22302, (703) 305-2383. Her Internet address
is: Barbara.Hallman@FNS.USDA.GOV.
Executive Order 12866
This final rule has been determined to be not significant for
purposes of Executive Order 12866 and therefore has not been reviewed
by the Office of Management and Budget.
Executive Order 12372
The FSP is listed in the Catalog of Federal Domestic Assistance
under No. 10.551. For the reasons set forth in the final rule at 7 CFR
Part 3015, Subpart V and related Notice (48 FR 29115, June 24, 1983),
the FSP is excluded from the scope of Executive Order 12372 which
requires intergovernmental consultation with State and local officials.
Regulatory Flexibility Act
This rule has been reviewed with regard to the requirements of the
Regulatory Flexibility Act of 1980 (5 U.S.C. 601-612). Roberto Salazar,
Administrator for the Food and Nutrition Service, has certified that
this rule will not have a significant impact on a substantial number of
small entities. This rule may have minimal effect on some small
entities.
Executive Order 12988
This final rule has been reviewed under Executive Order 12988,
Civil Justice Reform. This rule is intended to have preemptive effect
with respect to any State or local laws, regulations or policies which
conflict with its provisions or which would otherwise impede its full
implementation. This rule is not intended to have retroactive effect.
Prior to any judicial challenge to the provisions of this rule or the
application of its provisions, all applicable administrative procedures
must be exhausted.
Public Law 104-4
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, and tribal
governments and the private sector. Under section 202 of the UMRA, FNS
generally must prepare a written statement, including a cost-benefit
analysis, for proposed and final rules with ``Federal mandates'' that
may result in expenditures to State, local, or tribal governments, in
the aggregate, or to the private sector, of $100 million or more in any
one year. When such a statement is needed for a rule, section 205 of
the UMRA generally requires FNS to identify and consider a reasonable
number of regulatory alternatives and adopt the least costly, more
cost-effective or least burdensome alternative that achieves the
objectives of the rule.
This proposed rule contains no Federal mandates under the
regulatory provisions of Title II of the UMRA for State, local and
tribal governments or the private sector of $100 million or more in any
one year. Therefore, this rule is not subject to the requirements of
Sections 202 and 205 of the UMRA.
Executive Order 13132, Federalism
Executive Order 13132 requires Federal agencies to consider the
impact of their regulatory actions on State and local governments.
Where such actions have federalism implications, agencies are directed
to provide a statement for inclusion in the preamble to the regulations
describing the agency's considerations in terms of the three categories
called for under section (6)(b)(2)(B) of Executive Order 13132. FNS has
considered the impact on State agencies. The effect on State agencies
is moderate although it will mean a one-time change to collect and
compile the new data in State agencies' automated systems. However,
because these changes have been or are also being made in other Federal
programs, the impact is not all that great for the Food Stamp Program.
FNS is not aware of any case where the discretionary provisions of the
rule would preempt State law.
(1) Prior Consultation With State Officials
Prior to drafting this rule, we consulted with State and local
agencies at various times. Because the FSP is a State-administered,
Federally funded program, our regional offices have formal and informal
discussions with State and local officials on an ongoing basis
regarding program implementation and policy issues. This arrangement
allows State and local agencies to provide comments that form the basis
for many discretionary decisions in this and other Food Stamp rules.
Further, we first requested comments on the proposed data collection
for the revised standards in our November 30, 1999 Federal Register
notice. State agency comments have helped us make the rule responsive
to concerns presented by State agencies.
(2) Nature of Concerns and the Need To Issue This Rule
State agencies generally were concerned that the classification by
eligibility workers of an applicant's multiple race heritage via visual
observation of people who chose not to self-identify may not always be
accurate. They were also concerned
[[Page 28760]]
about the cost involved and time that will be allowed for State
agencies to make system changes to collect and compile the data, to
train workers, and to convert the current caseload. The standardization
of the data collection addresses another major State concern i.e. the
need to have the data collected in the same way across other means-
tested Federal programs. Specific comments and policy questions
submitted by State agencies helped us identify issues that needed to be
clarified in the final rule.
(3) Extent to Which We Meet Those Concerns
FNS has considered the impact of the rule on State and local
agencies. This rule makes changes that conform to the revised OMB
standards for the collection and reporting of racial ethnic data.
Although the rule implementing the revised data collection standards
will require eligibility workers to collect both race and ethnicity on
participating households, the information will standardize racial
ethnic data collection by States for the Federal Government and will
permit more accurate data collection on individuals who classify
themselves as being of more than one race. FNS intends to allow State
agencies to record one race per person when visual observation is used
because the applicant chooses not to self-identify. While State
agencies will have to change their application form and possibly their
information system to collect, compile, and report data, and train
workers, this is a one-time change. For existing cases, we are allowing
State agencies to collect the data at the time of recertification
through the normal re-application process. The approximately 50 percent
Federal reimbursement by FNS helps defray approximately half the State
agencies' costs to make the change for the FSP. The rule provides State
agencies ample time to implement the revised data collection standards
and convert the existing caseload to the revised data requirements. In
the rule, we have addressed every concern submitted by State agencies
regarding this provision. FNS is not aware of any case where the
provisions of the rule would preempt State law.
Government Paperwork Elimination Act
The Government Paperwork Elimination Act (GPEA) requires Federal
Government agencies to provide electronic submission for information
collection as an alternative to paper submission. FNS is committed to
compliance with GPEA. The racial/ethnic information is collected by
State and local agencies. In April 2004, FNS implemented electronic
reporting for the FNS-101 for the FSP. The data may be submitted to FNS
via data entered in the Food Programs Reporting System.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35; see 5
CFR 1320) requires that the Office of Management and Budget (OMB)
approve all collections of information by a Federal agency from the
public before they can be implemented. Respondents are not required to
respond to any collection of information unless it displays a current
valid OMB number. This final rule contains information collection that
have been approved by OMB under OMB 0584-0025.
The rule addresses implementation of the revised OMB standards for
the FSP only. Historically, the FSP, the Commodity Supplemental Food
Program (CSFP), and the Food Distribution Program on Indian
Reservations (FDPIR) have been approved under the same OMB approval
package. FNS is publishing the revised regulation for the FSP only
because the regulations governing the FSP contain provisions that must
be amended to implement the revised standards, since they specifically
identify the old racial/ethnic classifications. The CSFP and FDPIR do
not require similar regulatory changes.
Under the proposed rule, we estimated that 53 State FSP agencies
would submit a Form FNS-101 once a year at a burden of 2 hours per
respondent for a total of 106 hours for the FSP. The final rule
requires States to report the Form FNS-101 by project area, as they do
now. We estimate that 2,616 project areas will report the FNS-101 for
the FSP. Accordingly, we estimate a total burden for the FSP under
0584-0025 will decline to 5,232 hours, a decrease of 654 hours. The
decline is due to a re-estimate of the time it takes to complete the
revised FNS-101.
Burden Estimate
Respondents: Local agencies that administer the CSFP, FDPIR, and
FSP.
Number of Respondents: 2,873 (147 for CSFP, 110 for FSDPIR, and
2,616 for FSP).
Estimated Number of Responses per Respondent:
Form FNS-191: 147 local CSFP agencies once a year.
Form FNS-101: 110 local FDPIR agencies and 2,616 FSP local agencies
once a year.
Estimate of Burden:
Form FNS-191: The local CSFP agencies submit Form FNS-191 at an
estimate of 1.92 hours per respondent, or 282.24 hours. There is an
additional recordkeeping burden of .08 hours per respondent, or 11.76
hours. Total burden is 294 hours.
Form FNS-101: The 2,726 local FDPIR and FSP agencies submit Form
FNS-101 at an estimate of 1.92 hours per respondent, or 5,233.92 hours.
There is an additional burden of .08 hours per respondent for
recordkeeping, or 218.08 hours. Total burden is 5,452 hours.
Estimated Total Annual Burden on Respondents: The revised annual
reporting and recordkeeping burden for OMB No. 0584-0025 is estimated
to be 5,746 hours, a reduction of 675.5 hours. The burden reduction is
due to a re-estimate of the time it takes to complete the new FNS-101
form.
Civil Rights Impact Analysis
FNS has reviewed this final rule in accordance with the Department
Regulation 4300-4, ``Civil Rights Impact Analysis,'' to identify and
address any major civil rights impacts the rule might have on
minorities, women, and persons with disabilities. After a careful
review of the rule's intent and provisions, and the characteristics of
food stamp households and individual participants, FNS has determined
that there is no adverse impact on any group. While this rule does
provide for the collection of racial ethnic data on FSP applicants and
recipients, it does not change any eligibility criteria.
FNS specifically prohibits the State and local government agencies
that administer the Program from engaging in actions that discriminate
based on race, color, national origin, gender, age, religious creed,
disability, or political beliefs (FSP nondiscrimination policy can be
found at 7 CFR 272.6(a)). Where State agencies have options, and they
choose to implement a certain provision, they must implement it in such
a way that it complies with the regulations at 7 CFR 272.6.
Background
Title VI of the Civil Rights Act of 1964 prohibits discrimination
on the basis of race, color, and national origin in programs receiving
federal financial assistance. The Department of Justice (DOJ)
regulations, at 28 CFR 42.406(a), require all Federal agencies to
provide for the collection of racial and ethnic information from
applicants for and beneficiaries of Federal assistance sufficient to
permit effective enforcement of Title VI. On October 30, 1997, OMB
issued revised standards for the classification of Federal data on race
[[Page 28761]]
and ethnicity in a notice in the Federal Register (62 FR 58782). All
Federal agencies are required to comply with the revised OMB standards.
The OMB standards revise the racial and ethnic categories and require
that respondents be offered the option of selecting one or more racial
designations.
On November 27, 2002, we published a rule proposing to codify a
general requirement for the new racial ethnic data collection and
reporting procedures in the FSP regulations to comply with OMB policy
while dropping the technical details such as the racial/ethnic
classifications from the regulations in order to maintain flexibility
for any future changes in the data collection and reporting procedures.
On the same day we published a Notice on the proposed information
collection requirements for public comment. The detailed procedures,
which were proposed in the preambles of these documents, would be
provided to State agencies in an implementing memorandum. The period
for comment ended on January 27, 2003. We received comments from 7
State agencies, 1 State agency organization, 15 advocate groups, and 1
legal aid office. For a full understanding of the background of the
provisions in this rule, see the proposed rulemaking and Notice, which
were published in the Federal Register at 67 FR 70861 and 70916,
respectively.
7 CFR 272.6(g)--Data Collection by State Agencies
Under the revised standards, there are five categories for race and
two categories for ethnicity. The new racial categories are American
Indian or Alaska Native, Asian, Black or African American, Native
Hawaiian or Other Pacific Islander, and White. The revised standards
allow individuals to choose more than one race to describe themselves.
The revised categories on ethnicity are ``Hispanic or Latino'', and
``Not Hispanic or Latino.'' The State agency must include these racial
and ethnic categories on the State agency's application or data input
screen.
Several State agencies were concerned that the collection of
multiple race data would lengthen the application process for
participants and caseworkers, making it more burdensome and complex.
They felt more time would be spent explaining the data collection to
participants. We believe State agencies will be able to efficiently
collect the data for the new categories without serious difficulty. The
OMB standards came out in 1997. We note that the Census Bureau
collected the data for Census 2000 and other Federal programs like the
Temporary Assistance for Needy Families (TANF) have been collecting the
data under the new categories, so most applicants by now should be
familiar with the new categories and format used in Federal programs.
We proposed that to ensure data quality, the State agency's
application or data input screen must use separate questions for
collecting ethnicity and race, with ethnicity requested first. One
State agency felt that the sequence of the two questions was irrelevant
since the data is voluntary for the participant and since the data have
to be collected by the State agency for both questions. The proposed
sequence is in compliance with the OMB standards which specify that
ethnicity be collected first. The sequence allows individuals of
Hispanic origin to identify their ethnicity, as they have done in the
past, and then in the next question to identify their race, which they
may now do. This sequence agrees with TANF Program data collection
requirements and other Federal programs, making the data collection
format standard across Federal programs. Therefore, we have retained
the requirement that the application collect ethnicity first, then the
race.
One State agency asked whether two separate fields are required for
``Hispanic or Latino'' and ``Not Hispanic or Latino'' on their
application and information system or whether a yes or no response to
the Hispanic or Latino field is sufficient. We note that the TANF
program uses a yes or no field for ``Hispanic or Latino.'' The intent
of the two ethnic categories is to allow separate counts of Hispanic
and non-Hispanic data. Since yes and no responses to the Hispanic or
Latino question would allow a State the basis to compile separate data
on Hispanic individuals and non-Hispanic individuals, a yes/no field
for Hispanic or Latino would be sufficient.
One State agency recommended that a sixth category for multiple
races be added to the other five racial categories on the application,
designating that the individual says multiple racial categories apply.
This is not permitted under the OMB standards. The comment is not
adopted.
We proposed to continue current policy that the State agency must
develop alternative means of collecting racial and ethnic data on
households, such as by observation during the interview, when the
information is not provided voluntarily by the household on the
application form. Several State agencies felt that the collection of
racial data by the caseworker via observation of an applicant's race
when the applicant declines to self-identify results in the collection
of unreliable data. One State agency commented that caseworkers have
varying capabilities and comfort levels in eliciting racial and ethnic
information from participants who decline to answer or in assessing the
racial and ethnic category via visual observation in a manner that is
culturally sensitive and acceptable to applicants. Another State agency
suggested the application have a ``declined'' category for those who
decline to report their race. Another suggested that in place of
observation we expand the alternatives to observation and allow State
agencies to extrapolate the data from those who voluntarily report and
adjust the State totals accordingly.
It is current Federal policy that observation be used to collect
the data when the applicant chooses not to self-identify so workers
already do this. However, we do understand the States' concerns. We
believe it is better to collect the data, to the best of the
caseworker's ability, through observation than to not attempt to
collect the data at all simply because the applicant declines to
voluntarily provide it. The notice proposed that when visual
observation is used, the caseworker need collect only one race for any
applicant along with the ethnicity. This is similar to what caseworkers
currently do under the old policy which directed caseworkers to assign
any household to only one racial category. Caseworkers should use their
best judgment via observation in determining which category best
applies for people who appear to be multi-racial. By not allowing
States to extrapolate the data in place of observation, FNS, by
comparing household participation data to racial counts, can determine
the number and percentage of individuals who are of an unknown race
because the applicant did not report and the caseworker was unable to
observe. While we are keeping the policy as proposed, we will consider
other alternatives to observation that a State agency may suggest in
detail on a case-by-case basis.
One State agency asked how to categorize applicants if the face-to-
face interview is replaced with a telephone interview and the applicant
chooses not to report his or her race. If the State agency is unable to
observe the applicant's race and ethnicity and the applicant does not
provide the information, the caseworker should leave the race and
ethnic field blank. The unknowns need not be compiled in the State's
system and will not be
[[Page 28762]]
reported anywhere on the Form FNS-101. However, FNS reserves the right
to calculate the number of household contacts that are of ``Unknown
Race'' based on a comparison of household participation and
participation by race counts.
State agencies currently collect the data by ``household'' with
each household unit being counted under only one race. In actuality,
most State agencies collect racial/ethnic data for one person in the
household, normally the person who completes the application or is
interviewed. This is done because the reporting of racial information
by an applicant is voluntary and not all household members are required
to be present for the eligibility interview. State agencies may
continue to collect the data for one person per household (called the
household contact) but must use the revised racial and ethnic
categories and provide for multiple race reporting.
7 CFR 272.6(h)--Compiling and Reporting the Data
The proposed rule noted that while there will be 5 single races and
the ethnicity question on the application form, the choosing of a
single race or a combination of races along with ethnicity response can
produce a total of 62 possible racial and ethnic categories for
compilation purposes. Allowing for all the ``detailed'' race
distributions, there could be 5 single race groups, 10 two-race
combinations, 10 three-race combinations, 5 four-race combinations, and
1 five-race combination for a total of 31 categories. The Hispanic
count by race would then produce a second set of 31 categories by race.
The proposed rule and notice proposed that State agencies compile the
data for all 62 possible racial categories including the combinations,
maintain it by county, and report statewide for 26 categories. Several
State agencies were concerned that the programming for all the
categories for compiling and maintaining the data would be costly at a
time of record breaking State budget deficits. It would divert limited
financial resources to data-gathering functions when more significant
priorities exist. One State agency felt that maintaining data for 62
categories would be burdensome since a number of categories will have
little or no data. One State agency recommended that States only report
the five single races and a catchall multiple race category. The State
agency organization suggested that FNS collect the data through the
Quality Control sample rather than have States compile the data in
their information systems and report compiled data to FNS.
After careful consideration, FNS has decided it will collect from
State agencies data on 20 racial and ethnic categories, plus total
counts. This will consist of the number of people who selected only one
racial category, separately for each of the five racial categories, and
a count for the following combinations:
(1) American Indian or Alaska Native and White.
(2) Asian and White.
(3) Black or African American and White.
(4) American Indian or Alaska Native and Black or African American.
(5) The balance of respondents reporting more than one race.
In addition, we will collect data from State agencies on the number
of persons in each racial category (above) who are Hispanic or Latino.
In total, this is slightly less than the 26 categories originally
proposed in the notice and proposed rule. The combination categories
for reporting purposes are the four most common combinations according
to Census data and are in accordance with the 1997 OMB guidelines for
all Federal agencies.
Currently, FNS collects data on 6 racial ethnic categories
(including the total count) from 2,616 project areas (typically
counties) for the FSP. However, with the increase in data elements, we
proposed that State agencies just report State level data to FNS but
maintain project area data for FNS reviewers. Fifteen advocate groups
and a legal aid office asked FNS to reconsider this proposed decision
and suggested FNS should require States to continue to report project
area data to FNS. They contended that the lack of project area data
would make it harder for advocacy groups and legal aid offices to
monitor a State agency's practices to see if they have the effect of
discriminating against racial minorities. They would face undue burdens
of time and expense in requesting and obtaining project area data from
all States rather than getting it from FNS and may not get the data
from some States. They feel FNS is too thinly-staffed to do a
comprehensive review of this data in State agency offices. Finally,
they argue that reporting project area data would not unduly burden
States because States would still have to collect the project area
data, and program their computers to provide this information to FNS
for on-site visits. They note that once collected by project area at
the State, having States report project area totals directly to FNS
would not be that much more of a burden than maintaining it on-site.
After careful consideration of all the comments, we have decided to
continue the current policy to collect project area data from State
agencies. Project area data will allow us to continue to monitor local
office activity and to ensure compliance with civil rights enforcement.
Collecting the data through the Quality Control system as one commenter
proposed is not adequate for project level data. While the quality
control sample would provide a reliable estimate for the State, it
would not provide a reliable estimate for a project area due to the
small sample size in a project area. State agencies will need to
compile and maintain the data for all categories by project area for
FNS review. The data must be kept in an easily retrievable form and be
made available to FNS upon request. While we recognize that there is a
burden on State agencies to program their systems to compile the new
data, once the data is compiled, the actual reporting to FNS thereafter
will be a minimal burden for State agencies.
State agencies must collect racial and ethnic data on the household
contact on the application. The State agency will have to modify their
information system to store and compile data on all categories under
this requirement and report to FNS by project area on the 20 racial and
ethnic categories mentioned above on the Form FNS-101.
The State agency must maintain all applications received by the
project area office for onsite review by FNS staff during civil rights
reviews.
In February 2004, FNS modified its information system to allow
States and project areas to report the current FNS-101 electronically
by project area to FNS' information system. FNS' system will be further
modified to accept the new FNS-101 electronically in the upcoming
months.
Implementation
This will apply to all new applications received on or after the
implementation date of April 1, 2007 as explained below. Several State
agencies had indicated that it will take at least 12 months after the
effective date to get a new application on all existing cases. One
commenter asked about waivers if State agencies need more time. We
understand State agencies' concerns about converting the existing
caseload. By applying the new requirements solely to new applications
and recertifications, we are not requiring caseload conversion outside
the normal application process. The maximum certification period is 12
months for
[[Page 28763]]
most households, but the certification period may be lengthened to 24
months for households in which all adult members are elderly or
disabled. Under the normal application process, we expect most cases to
be under the new data collection requirement in 12 months. However, we
understand that a small percentage of cases, the households with
extended certification periods, may take up to 2 years to fall under
the new data collection.
This rule is effective June 19, 2006. State agencies may implement
the provisions of this rule anytime after June 19, 2006 but must
implement the data collection no later than April 1, 2007 for all new
applications. This will allow reporting of the new data for the report
month of July 2007 for part of the caseload. The Form FNS-101 currently
in use would remain in effect for the fiscal year 2006 reporting period
for all State agencies.
List of Subjects in 7 CFR Part 272
Alaska, Civil rights, Food stamps, Grant programs-social programs,
Reporting and recordkeeping requirements.
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Accordingly, 7 CFR part 272 is amended as follows:
PART 272--REQUIREMENTS FOR PARTICIPATING STATE AGENCIES
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1. The authority citation for part 272 continues to read as follows:
Authority: 7 U.S.C. 2011-2036.
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2. In Sec. 272.6, paragraphs (g) and (h) are revised to read as
follows:
Sec. 272.6 Nondiscrimination compliance.
* * * * *
(g) Data collection. The State agency must obtain racial and ethnic
data on participating households in the manner specified by FNS. The
application form must clearly indicate that the information is
voluntary, that it will not affect the eligibility or the level of
benefits, and that the reason for the information is to assure that
program benefits are distributed without regard to race, color, or
national origin. The State agency must develop alternative means of
collecting the ethnic and racial data on households, such as by
observation during the interview, when the information is not provided
voluntarily by the household on the application form.
(h) Reports. As required by FNS, the State agency must report the
racial and ethnic data on participating household contacts on forms or
formats provided by FNS.
Dated: May 10, 2006.
Roberto Salazar,
Administrator.
[FR Doc. 06-4662 Filed 5-17-06; 8:45 am]
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