Small Takes of Marine Mammals Incidental to Open-water Seismic Operations in the Chukchi Sea, 27685-27695 [06-4434]
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Federal Register / Vol. 71, No. 92 / Friday, May 12, 2006 / Notices
catch not tagged would be landed and
sold, consistent with the current daily
and trip possession landing limits. The
EFP would not provide exemptions
from the Eastern U.S./Canada
Management Area closures, should this
area or portions of this area be closed
due to attainment of the U.S./Canada
TACs of GB cod, GB haddock, or GB
yellowtail flounder. Undersized fish
would be returned to the sea as quickly
as possible. The participating vessels
would be required to report all landings
in their Vessel Trip Reports.
The goal of this study is to assess
haddock movement between stock areas
and across closure area boundaries. The
proposed project would test existing
assumptions about haddock movement
rates between the GOM and GB,
haddock movement rates between the
eastern and western GB regulated areas,
and haddock movement rates in and out
of the closure areas. Researchers
propose to use benthic longline gear
consisting of hooks with fabricated baits
(Norbait or Trident) that target haddock
and reduce cod bycatch. An estimated
total of 10,500 Hallmark T-bar tags
would be deployed in the closure areas
as follows: CA I (38 percent of tags); CA
II (9.5 percent of tags); WGOM Closure
Area (19 percent of tags); and Cashes (5
percent of tags). The remaining tags
would be deployed in open areas of GB
(19 percent of tags) and the GOM (9.5
percent of tags). Researchers under this
tagging study would be allowed to catch
a maximum of 104,052 lb (47,198 kg) of
haddock and 3,625 lb (1,645 kg) of cod
within the closure areas. Catch limits
would reflect tagging effort in closure
areas, on GB (62,980 lb (28,567 kg) of
haddock, 1,575 lb (715 kg) of cod) and
within the GOM (41,072 lb (18,630 kg)
haddock, 1,420 lb (644 kg) cod). A total
of 35 percent of haddock caught is
estimated to be viable for tagging. Thus,
vessels would not be allowed to land
more 65 percent of their overall
haddock catch from the GB (40,937 lb
(18,569 kg)) and GOM (26,697 lb (12,110
kg)) closure areas. If any of the
maximum limits (haddock caught,
haddock landed, or cod caught) is
reached within GB or the GOM, vessels
would not be allowed to continue
fishing in the corresponding closure
areas.
The target fishery is the groundfish
mixed-species fishery. The main species
expected to be caught under this EFP
are haddock and Atlantic cod. Other
commercially important fish commonly
found in the groundfish fishery are
expected to be caught incidentally. In
the previous study conducted in 2005,
the incidental catch that was kept was
comprised primarily of cusk and
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redfish. The incidental catch that was
discarded consisted primarily of skates
and spiny dogfish. Other species that
were encountered were red hake,
monkfish, pollock, and wolffish. Of the
groundfish stocks of concern, no
yellowtail flounder, winter flounder, or
witch flounder were caught during year
1 of the study, and minimal amounts of
American plaice (approximately 8 lb (4
kg)) and white hake (approximately 38
lb (17 kg)) were caught and landed.
The applicant may make requests to
NMFS for minor modifications and
extensions to the EFP throughout the
year. EFP modifications and extensions
may be granted by NMFS without
further notice if they are deemed
essential to facilitate completion of the
proposed research and result in only a
minimal change in the scope or impact
of the initially approved EFP request.
The applicant has prepared a draft
Environmental Assessment (EA) that
analyzes the impacts of the proposed
experimental fishery on the human
environment. The draft EA examines
whether the proposed activities are
consistent with the goals and objectives
of the FMP, whether they would be
detrimental to the well-being of any
stocks of fish harvested, and whether
they would have any significant
environmental impacts. The draft EA
also examines whether the proposed
experimental fishery would be
detrimental to essential fish habitat,
marine mammals, or protected species.
After publication of this document in
the Federal Register, the EFP, if
approved, may become effective
following a 15-day public comment
period.
Authority: 16 U.S.C. 1801 et seq.
Dated: May 9, 2006.
James P. Burgess,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. E6–7272 Filed 5–11–06; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[I.D. 042606H]
Small Takes of Marine Mammals
Incidental to Open-water Seismic
Operations in the Chukchi Sea
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
AGENCY:
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27685
Notice; receipt of application
and proposed incidental take
authorization; request for comments.
ACTION:
SUMMARY: NMFS has received an
application from Conoco Phillips
Alaska, Inc, (Conoco) for an Incidental
Harassment Authorization (IHA) to take
small numbers of marine mammals, by
harassment, incidental to conducting
open-water seismic data aquisition in
the Chukchi Sea during the summer of
2006. Under the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an authorization to Conoco to
incidentally take, by harassment, small
numbers of several species of marine
mammals during the seismic survey.
DATES: Comments and information must
be received no later than June 12, 2006.
ADDRESSES: Comments on the
application should be addressed to
Steve Leathery, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing email comments is
PR1.042606H@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10–megabyte file size.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Documents cited in this notice may be
viewed, by appointment, during regular
business hours, at the aforementioned
address.
Jolie
Harrison, Office of Protected Resources,
NMFS, (301) 713–2289, ext 166.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of marine mammals
by U.S. citizens who engage in a
specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
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authorization is provided to the public
for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and that the permissible methods of
taking and requirements pertaining to
the mitigation, monitoring and reporting
of such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ’’...an impact resulting from
the specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the United States can
apply for an authorization to
incidentally take small numbers of
marine mammals by harassment. Except
with respect to certain activities not
pertinent here, the MMPA defines
‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
Section 101(a)(5)(D) establishes a 45–
day time limit for NMFS review of an
application followed by a 30–day public
notice and comment period on any
proposed authorizations for the
incidental harassment of marine
mammals. Within 45 days of the close
of the comment period, NMFS must
either issue or deny issuance of the
authorization.
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Summary of Request
On February 2, 2006, NMFS received
an application from Conoco for the
taking, by harassment, of several species
of marine mammals incidental to
conducting open-water seismic data
aquisition in the Chukchi Sea from July
through November, 2006. Seismic
surveys such as the one proposed here
provide accurate data on the location,
extent, and properties of hydrocarbon
resources as well as information on
shallow geologic hazards and seafloor
geotechnical properties to explore,
develop, produce, and transport
hydrocarbons safely, economically, and
in an environmentally safe manner. This
information is utilized by both the oil
and gas industry and the Minerals
Management Service (MMS).
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Description of the Activity
Conoco seeks an IHA for conducting
open-water seismic surveys between
July 1 and November 30, 2006. The
seismic vessel planned for use is the MV
Patriot. Mobilization of operations will
occur in mid-July, and seismic
operations are proposed to begin in late
July. Open water seismic operations are
ordinarily confined to no more than this
five-month period because of the timing
of ice melt and formation, which
typically occurs during a four to five
month period. The geographic region of
activity encompasses a 2500–3600 km2–
area (965–1390 mi2–area) in the
northeastern Chukchi Sea. The
approximate boundaries of the region
are within 158°00′ W. and 169°00′ W.
and 69°00′ N. and 73°00′ N. with eastern
boundary located parallel to the coast of
Alaska, north of Point Hope to Point
Barrow, and ranging 40–180 km (25–112
mi) off the coast. The nearest
approximate point of the project to
Point Hope is 74 km (46 mi), Point Lay
90 km (56 mi), Wainwright 40 km (25
mi), and Barrow 48 km (30 mi). Water
depths are typically less than 50 m (164
ft).
Conoco anticipates a work schedule of
approximately 90–100 days to complete
the planned 16,576 km (10,300 mi) of
trackline, with about 30–percent
downtime due to weather, ice
conditions, repairs etc. In addition to
the primary activity of the seismic
vessel, there will also be support
vessels. A supply vessel and a fuel
bunkering vessel will be employed to
bring supplies to the seismic vessel. The
seismic crew will most likely be
changed out by helicopter and fixedwing support may be used to report ice
conditions if necessary.
Description of Marine 3–D Seismic Data
Acquisition
In the seismic method proposed here,
reflected sound energy produces graphic
images of seafloor and sub-seafloor
features. The seismic system consists of
sources and detectors, the positions of
which must be accurately measured at
all times. The sound signal comes from
arrays of towed energy sources. These
energy sources store compressed air
which is released on command from the
towing vessel. The released air forms a
bubble which expands and contracts in
a predictable fashion, emitting sound
waves as it does so. Individual sources
are configured into arrays. These arrays
have an output signal which is more
desirable than that of a single bubble
and also serves to focus the sound
output primarily in the downward
direction which is useful for the seismic
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method. This array effect also
minimizes the sound emitted in the
horizontal direction.
The downward propagating sound
travels to the seafloor and into the
geologic strata below the seafloor.
Changes in the acoustic properties
between the various rock layers result in
a portion of the sound being reflected
back toward the surface at each layer.
This reflected energy is received by
detectors called hydrophones, which are
housed within submerged streamer
cables which are towed behind the
seismic vessel. Data from these
hydrophones are recorded to produce
seismic records or profiles. Seismic
profiles often resemble geologic crosssections along the course traveled by the
survey vessel.
Vessel and Seismic Source
Specifications
The MV Patriot is owned by Western
Geco. The MV Patriot has a length of 78
m (256 ft), a beam of 17 m (56 ft), a
maximum draft of 5.9 m (19.4 ft), and
3586 gross tonnage. During seismic
operations, the MV Patriot typically
travels at 4–5 knots (7.4–9.2 km/hr). The
MV Patriot’s average speed when not
using seismic is 12 - 15 knots (22 -28
km/hr).
The energy source for the proposed
activity will be air gun array systems
towed behind the vessel. There will be
six to eight cables approximately 4 km
(2.5 mi) in length spaced 100 m (328 ft)
apart. Each source array consists of
identically tuned Bolt gun sub-arrays
operating at 2000 pounds per square
inch (psi) air pressure operating about 8
m (26 ft) below the surface. The
dominant frequency components are in
the range of 5–70 Hz, the source level
at those frequencies is about 209 dB,
and the pulse length is 50 ms. The
arrays will fire on interleaved 50–meter
(164–ft) intervals (i.e., approximately
every 15 seconds) and they are designed
to focus energy in the downward
direction. The proposal is to have two
air-gun arrays, each approximately
16953–in size (27,776–cm3)(and spaced
approximately 50 m (164 ft) apart).
Together the two arrays will total
approximately 33903 in (55,552–cm3).
The airgun array will fire approximately
every 25 m (82 ft) as the vessel is
traveling at 4 to 5 knots (7.4–9.2 km/hr).
The sub-array is composed of six tuning
elements; two 2–gun clusters and four
single guns. The clusters have their
component guns arranged in a fixed
side-by-side fashion with the distance
between the gun ports set to maximize
the bubble suppression effects of
clustered guns. A near-field hydrophone
is mounted about 1 meter (3.28 ft) above
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Description of Marine Mammals and
Habitat Affected by the Activity
A detailed description of the Beaufort
and Chukchi sea ecosystems and their
associated marine mammals can be
found in several documents (Corps of
Engineers, 1999; NMFS, 1999; MMS,
2006, 1996 and 1992). MMS′
Programmatic Environmental
Assessment (PEA) - Arctic Ocean Outer
Continental Shelf Seismic Surveys 2006 may be viewed at: https://
www.mms.gov/alaska/.
each gun station (one phone is used per
cluster), one depth transducer per
position is mounted on the gun′s
ultrabox, and a high pressure transducer
is mounted at the aft end of the subarray to monitor high pressure air
supply. All the data from these sensors
are transmitted to the vessel for input
into the onboard systems and recording
to tape. See Appendix A of the
application for additional information
on the array configuration.
Conoco will also operate two
additional pieces of equipment
throughout the planned study that emit
sound at a frequency at or near that
which a marine mammal could hear.
The Simrad EA500 echo-sounder
operates at 200 kHz, the maximum
output is 185 dB re 1 µPa @ 1m, and the
beam is directed downwards and can be
up to 33° wide. The Sonardyne SIPS–2
acoustic positioning system operates at
55–110 kHz, the maximum output is
183 dB re 1 µPa @ 1m, and the beam is
omnidirectional.
Marine Mammals
A total of five cetacean species
(bowhead, beluga, killer, gray, and
minke whales) and three pinniped
species (ringed, bearded, and spotted
seals) are known to occur in the project
area. Both minke whales and killer
whales are very uncommon in the area
and are not expected to be encountered
during the seismic survey. One of the
species, the bowhead whale, is listed as
Endangered under the Endangered
Species Act (ESA). Polar bears and the
Pacific walrus also occur in the project
area, but the U.S. Fish and Wildlife
Service is responsible for both of these
species and is conducting a separate
consultation to ensure compliance with
the MMPA, and, therefore, they are not
discussed further in this document.
Table 1 includes estimated
abundances and densities for the
Characteristics of Airgun Pulses
Discussion of the characteristics of
airgun pulses has been provided in the
application and in previous Federal
Register notices (see 69 FR 31792, June
7, 2004 or 69 FR 34996, June 23, 2004).
Reviewers are referred to those
documents for additional information.
Species
Abundance
Bowhead Whale
Beluga Whale
Gray Whale
Killer Whale
Minke Whale
Ringed Seal
Bearded Seal
Spotted Seal
Balaena mysticetus
Delphinapterus leucas
Eschiritius robustus
Orcinus orca
Balaenoptera acutorostrata
Phoca hispida
Erignathuis barbatus
Phoca largha
Potential Effects on Marine Mammals
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Summary of Potential Effects of Airgun
Sounds on Marine Mammals
Disturbance by seismic noise is the
principal means of taking by this
activity. Support vessels and aircraft
may provide a potential secondary
source of noise. The physical presence
of vessels and aircraft could also lead to
non-acoustic effects on marine
mammals involving visual or other cues.
NMFS does not expect any takings to
result from operations of the other
sound sources discussed (echosounder
and acoustic positioning system). For
the echosounder , produced sounds are
beamed downward, the beam is narrow,
the pulses are extremely short, and the
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species expected to be potentially
encountered during Conoco’s seismic
surveys. Abundance and density
information for bowhead, gray, and
beluga whales are based on the
estimates provided in LGL’s Healy
Arctic Cruise Application (2005). In the
Conoco application, ringed seal density
was based on Bengston et al.′s (2005)
estimates of density in the Chukchi Sea
recorded in 1999 and 2000. Also in the
Conoco application, bearded seal
densities were obtained by adjusting the
density for ringed seals based on the
ratio of bearded to ringed seals observed
during surveys in the Chukchi Sea by
Brueggerman et al. (1990, 1991). Both
the bearded and ringed seal densities
are likely high, since Bengston et al.
(2005) surveys included an area south of
the project area, where they reported
ringed and bearded seal densities were
considerablye higher than north of Point
Hope, which corresponds to the seismic
project area. Accordingly, NMFS also
provides the densities estimated by LGL
(2005) for comparison. Additional
information regarding the distribution of
these species and how the estimated
densities were calculated may be found
in Conoco’s application and NMFS’
Updated Species Reports at: (https://
www.nmfs.noaa.gov/pr/readingrm/
MMSARS/
2005alaskasummarySARs.pdf).
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Density
10,545
42,968
18,813
>100
No est. available
>249,000
250,000 - 300,000
59,214
0.0064
0.0034
0.0045
N/A
N/A
0.25 - 0.53
0.01 - 0.24
0.0001
sound source is relatively low, and with
the acoustic postioning system, the
beam is spherical, but the sound source
is relatively low. Additionally, in the
case of both of these pieces of
equipment, the small area ensonified to
a level that could potentially disturb
marine mammals is entirely subsumed
by the louder levels of airgun noise
(which will also be running when these
equipment are used.)
As outlined in previous NMFS
documents, the effects of noise on
marine mammals are highly variable,
and can be categorized as follows (based
on Richardson et al., 1995):
(1) The noise may be too weak to be
heard at the location of the animal (i.e.,
lower than the prevailing ambient noise
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Estimated take
(w/o mitigation)
418
361
481
0
0
56,458
25,567
100
Percent of
Stock
4.0
0.8
2.6
0.0
0.0
10.7 - 22.7
0.5 - 9.3
0.2
level, the hearing threshold of the
animal at relevant frequencies, or both);
(2) The noise may be audible but not
strong enough to elicit any overt
behavioral response;
(3) The noise may elicit reactions of
variable conspicuousness and variable
relevance to the well being of the
marine mammal; these can range from
temporary alert responses to active
avoidance reactions such as vacating an
area at least until the noise event ceases;
(4) Upon repeated exposure, a marine
mammal may exhibit diminishing
responsiveness (habituation), or
disturbance effects may persist; the
latter is most likely with sounds that are
highly variable in characteristics,
infrequent and unpredictable in
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occurrence, and associated with
situations that a marine mammal
perceives as a threat;
(5) Any anthropogenic noise that is
strong enough to be heard has the
potential to reduce (mask) the ability of
a marine mammal to hear natural
sounds at similar frequencies, including
calls from conspecifics, and underwater
environmental sounds such as surf
noise;
(6) If mammals remain in an area
because it is important for feeding,
breeding or some other biologically
important purpose even though there is
chronic exposure to noise, it is possible
that there could be noise-induced
physiological stress; this might in turn
have negative effects on the well-being
or reproduction of the animals involved;
and
(7) Very strong sounds have the
potential to cause temporary or
permanent reduction in hearing
sensitivity. In terrestrial mammals, and
presumably marine mammals, received
sound levels must far exceed the
animal′s hearing threshold for there to
be any temporary threshold shift (TTS)
in its hearing ability. For transient
sounds, the sound level necessary to
cause TTS is inversely related to the
duration of the sound. Received sound
levels must be even higher for there to
be risk of permanent hearing
impairment. In addition, intense
acoustic or explosive events may cause
trauma to tissues associated with organs
vital for hearing, sound production,
respiration and other functions. This
trauma may include minor to severe
hemorrhage.
Effects of Seismic Surveys on Marine
Mammals
NMFS anticipates that the effects of
Conoco’s seismic surveys on marine
mammals will primarily consist of
behavioral disturbance, masking (the
animals cannot hear the other sounds
around them as well while the seismic
noise is present), TTS (temporary
damage to the auditory tissues), and
low-level physiological effects. NMFS is
also currently analyzing the potential
effects of issuing IHAs to two other
companies that have proposed seismic
surveys in the Chukchi Sea during the
same general time period, and is
considering the possibility and effects of
marine mammals being exposed to
seismic pulses from multiple vessels at
the same time.
When the received levels of noise
exceed some behavioral reaction
threshold, cetaceans will show
disturbance reactions. The levels,
frequencies, and types of noise that will
elicit a response vary between and
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within species, individuals, context,
locations, and seasons. Behavioral
changes may be subtle alterations in
surface, respiration, and dive cycles.
More conspicuous responses include
changes in activity or aerial displays,
movement away from the sound source,
or complete avoidance of the area. The
reaction threshold and degree of
response are related to the activity of the
animal at the time of the disturbance.
Whales engaged in active behaviors,
such as feeding, socializing, or mating,
may be less likely than resting animals
to show overt behavioral reactions,
unless the disturbance is directly
threatening.
Although NMFS believes that some
limited masking of low-frequency
sounds (e.g., whale calls) is a possibility
during seismic surveys, the intermittent
nature of seismic source pulses (1
second in duration every 16 to 24
seconds, less than 7 percent)) will limit
the extent of masking. Bowhead whales
are known to continue calling in the
presence of seismic survey sounds, and
their calls can be heard between seismic
pulses (Greene et al., 1999, Richardson
et al., 1986). Masking effects are
expected to be absent in the case of
belugas, given that sounds important to
them are predominantly at much higher
frequencies than are airgun sounds
(Western Geophysical, 2000).
Hearing damage is not expected to
occur during the Conoco seismic survey
project. It is not positively known
whether the hearing systems of marine
mammals very close to an airgun would
be at risk of temporary or permanent
hearing impairment, but TTS is a
theoretical possibility for animals
within a few hundred meters of the
source (Richardson et al., 1995).
However, planned monitoring and
mitigation measures (described later in
this document) are designed to avoid
sudden onsets of seismic pulses at full
power, to detect marine mammals
occurring near the array, and to avoid
exposing them to sound pulses that
have any possibility of causing hearing
impairment. Moreover, as mentioned
previously, bowhead whales avoid an
area many kilometers in radius around
ongoing seismic operations, precluding
any possibility of hearing damage.
Reported species-specific responses of
the marine mammals likely to be
encountered in the proposed survey
area to seismic pulses are discussed
later in this section. Masking, TTS, and
behavioral disturbance as a result of
exposure to low frequency sounds have
been discussed in detail in other NMFS
documents (70 FR 47797), as well as the
2006 MMS PEA.
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In addition to TTS, exposure to
intense seismic sounds is likely to result
in other physiological changes that have
other consequences for the health and
ecological fitness of marine mammals.
There is mounting evidence that wild
animals respond to human disturbance
in the same way that they respond to
predators (Beale and Monaghan, 2004;
Frid, 2003; Frid and Dill, 2002; Gill et
al., 2000; Gill and Sutherland, 2001;
Harrington and Veitch, 1992; Lima,
1998; Romero, 2004). These responses
manifest themselves as interruptions of
essential behavioral or physiological
events, alteration of an animal’s time or
energy budget, or stress responses in
which an animal perceives human
activity as a potential threat and
undergoes physiological changes to
prepare for a flight or fight response or
more serious physiological changes with
chronic exposure to stressors (Frid and
Dill, 2002; Romero, 2004; Sapolsky et
al., 2000; Walker et al., 2005).
Classic stress responses begin when
an animal’s central nervous system
perceives a potential threat to its
homeostasis. That perception triggers
stress responses regardless of whether a
stimulus actually threatens the animal;
the mere perception of a threat is
sufficient to trigger a stress response
(Sapolsky et al., 2005; Seyle, 1950).
Once an animal’s central nervous
system perceives a threat, it develops a
biological response or defense that
consists of a combination of the four
general biological defense responses:
behavioral responses, autonomic
nervous system responses,
neuroendocrine responses, or immune
response.
The physiological mechanisms
behind stress responses involving the
hypothalamus-pituitary-adrenal glands
have been well-established through
controlled experiment in the laboratory
and natural settings (Korte et al., 2005;
McEwen and Seeman, 2000; Moberg,
1985; 2000; Sapolsky et al., 2005).
Relationships between these
physiological processes, animal
behavior, neuroendocrine responses,
immune responses, inhibition of
reproduction (by suppression of preovulatory luteinizing hormones), and
the costs of stress responses have also
been documented through controlled
experiment in both laboratory and freeliving animals (for examples see,
Holberton et al., 1996; Hood et al., 1998;
Jessop et al., 2003; Krausman et al.,
2004; Lankford et al., 2005; Reneerkens
et al., 2002; Thompson and Hamer,
2000; Tilbrook et al., 2000).
The available evidence suggests that:
with the exception of unrelieved pain or
extreme environmental conditions, in
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most animals (including humans)
chronic stress results from exposure to
a series of acute stressors whose
cumulative biotic costs produce a
pathological or pre-pathological state in
an animal. The biotic costs can result
from exposure to an acute stressor or
from the accumulation of a series of
different stressors acting in concert
before the animal has a chance to
recover.
Although few of these responses have
been explicitly identified in marine
mammals, they have been identified in
other vertebrate animals and every
vertebrate mammal that has been
studied, including humans. Because of
the physiological similarities between
marine mammals and other mammal
species, NMFS believes that acoustic
energy sufficient to trigger onset TTS is
likely to initiate physiological stress
responses. More importantly, NMFS
believes that marine mammals might
experience stress responses at received
levels lower than those necessary to
trigger onset TTS, and that some of
these stress responses rise to the level of
Harassment.
The following species summaries are
provided by NMFS to facilitate
understanding of our knowledge of
impulsive noise impacts on the
principal marine mammal species that
are expected to be affected.
Bowhead Whales
Seismic pulses are known to cause
strong avoidance reactions by many of
the bowhead whales occurring within a
distance of a few kilometers, including
changes in surfacing, respiration and
dive cycles, and may sometimes cause
avoidance or other changes in bowhead
behavior at considerably greater
distances (Richardson et al., 1995;
Rexford, 1996; MMS, 1997). Studies
conducted prior to 1996 (Reeves et al.,
1984, Fraker et al., 1985, Richardson et
al., 1986, Ljungblad et al., 1988) have
reported that, when an operating
seismic vessel approaches within a few
kilometers, most bowhead whales
exhibit strong avoidance behavior and
changes in surfacing, respiration, and
dive cycles. In these studies, bowheads
exposed to seismic pulses from vessels
more than 7.5 km (4.7 mi) away rarely
showed observable avoidance of the
vessel, but their surface, respiration, and
dive cycles appeared altered in a
manner similar to that observed in
whales exposed at a closer distance
(Western Geophysical, 2000). In three
studies of bowhead whales and one of
gray whales during this period,
surfacing-dive cycles were unusually
rapid in the presence of seismic noise,
with fewer breaths per surfacing and
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longer intervals between breaths
(Richardson et al.,1986; Koski and
Johnson,1987; Ljungblad et al.,1988;
Malme et al.,1988). This pattern of
subtle effects was evident among
bowheads 6 km (3mi) to at least 73 km
(3.7 to 45.3 mi) from seismic vessels.
However, in the pre–1996 studies,
active avoidance usually was not
apparent unless the seismic vessel was
closer than about 6 to 8 km (3.7 to 5.0
mi)(Western Geophysical, 2000).
The proposed seismic survey will
occur during a time when bowhead
whales are migrating west from Canada
back across the North Slope of Alaska.
Results from the 1996–1998 BP and
Western Geophysical seismic program
monitoring in the Beaufort Sea indicate
that most migrating bowheads deflected
seaward to avoid an area within about
20 km (12.4 mi) of an active nearshore
seismic operation, with the exception of
a few closer sightings when there was
an island or very shallow water between
the seismic operations and the whales
(Miller et al., 1998, 1999). The available
data do not provide an unequivocal
estimate of the distance at which
approaching bowheads begin to deflect,
but this may be on the order of 35 km
(21.7 mi). It is also uncertain how far
beyond (west of) the seismic operation
the seaward deflection persists (Miller
et al., 1999). Although very few
bowheads approached within 20 km
(12.4 mi) of the operating seismic vessel,
the number of bowheads sighted within
that area returned to normal within 12–
24 hours after the airgun operations
ended (Miller et al., 1999).
Inupiat whalers believe that migrating
bowheads are sometimes displaced at
distances considerably greater than
suggested by pre–1996 scientific studies
(Rexford, 1996) previously mentioned in
this document. Also, whalers believe
that avoidance effects can extend out to
distances on the order of 30 miles (48.3
km), and that bowheads exposed to
seismic also are ‘‘skittish’’ and more
difficult to approach. The ‘‘skittish’’
behavior may be related to the observed
subtle changes in the behavior of
bowheads exposed to seismic pulses
from distant seismic vessels (Richardson
et al., 1986).
Gray Whales
The reactions of gray whales to
seismic pulses are similar to those
documented for bowheads during the
1980s. Migrating gray whales along the
California coast were noted to slow their
speed of swimming, turn away from
seismic noise sources, and increase their
respiration rates. Malme et al. (1983,
1984, 1988) concluded that
approximately 50 percent of the
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migrating gray whales showed
avoidance when the average received
pulse level was 170 dB (re 1 µPa). By
some behavioral measures, clear effects
were evident at average pulse levels of
160dB or greater; less consistent results
were suspected at levels of 140–160 dB.
Recent research on migrating gray
whales showed responses similar to
those observed in the earlier research
when the source was moored in the
migration corridor 2 km (1.2 mi) from
shore. However, when the source was
placed offshore (4 km (2.5 mi) from
shore) of the migration corridor, the
avoidance response was not evident on
track plots (Tyack and Clark, 1998).
Beluga
The beluga is the only species of
toothed whale (odontocete) expected to
be encountered in the Beaufort Sea.
Belugas have poor hearing thresholds at
frequencies below 200 Hz, where most
of the energy from airgun arrays is
concentrated. Their thresholds at these
frequencies (as measured in a captive
situation), are 125 dB re 1 µPa or more
depending upon frequency (Johnson et
al., 1989). Although not expected to be
significantly affected by the noise, given
the high source levels of seismic pulses,
airgun sounds sometimes may be
audible to belugas at distances of 100
km (62.1 mi) (Richardson and Wursig,
1997), and perhaps further if actual lowfrequency hearing thresholds in the
open sea are better than those measured
in captivity (Western Geophysical,
2000). The reaction distance for belugas,
although presently unknown, is
expected to be less than that for
bowheads, given the presumed poorer
sensitivity of belugas than that of
bowheads for low-frequency sounds.
As noted in the MMS PEA, effects on
the immune system from seismic pulses
have been documented by Romano et al.
(2004). They summarized that
‘‘anthropogenic sound is a potential
‘‘stressor’’ for marine mammals. Not
only can loud or persistent noise impact
the auditory system of cetaceans, it may
impact health by bringing about changes
in immune function, as has been shown
in other mammals’’ These authors
identified neural immune
measurements that may be ‘‘implicated
as indicates of stress in a beluga and
bottlenose dolphin that were either
released acutely or changed over time
during experimental period.’’
Specifically, they found significant
increases in aldosterone and a
significant decrease in monocytes in a
bottlenose dolphin after exposure to
single impulsive sounds (up to 200
kiloPascals (kPa)) from a seismic water
gun. Neural-immune changes following
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exposure to single pure tones (up to 201
dB re 1 microPa) resembling sonar pings
were minimal, but changes were
observed over time. A beluga whale
exposed to single underwater impulses
produced by a seismic water gun had
significantly higher norepinephrine,
dopamine and epinephrine levels after
high-level sound exposure (>100 kPa) as
compared with low-level exposures
(<100kPa) or controls and increased
with increasing sound levels.
Ringed, Spotted and Bearded Seals
No detailed studies of reactions by
seals to noise from open water seismic
exploration have been published
(Richardson et al., 1995). However,
there are some data on the reactions of
seals to various types of impulsive
sounds (LGL and Greeneridge, 1997,
1998, 1999a; J. Parsons as quoted in
Greene et al., 1985; Anon., 1975; Mate
and Harvey, 1985). These studies
indicate that ice seals typically either
tolerate or habituate to seismic noise
produced from open water sources.
Underwater audiograms have been
obtained using behavioral methods for
three species of phocinid seals, ringed,
harbor, and harp seals (Pagophilus
groenlandicus). These audiograms were
reviewed in Richardson et al. (1995) and
Kastak and Schusterman (1998). Below
30–50 kHz, the hearing threshold of
phocinids is essentially flat, down to at
least 1 kHz, and ranges between 60 and
85 dB (re 1 microPa @ 1 m). There are
few data on hearing sensitivity of
phocinid seals below 1 kHz. NMFS
considers harbor seals to have a hearing
threshold of 70–85 dB at 1 kHz (60 FR
53753, October 17, 1995), and recent
measurements for a harbor seal indicate
that, below 1 kHz, its thresholds
deteriorate gradually to 97 dB (re 1
microPa @ 1 m) at 100 Hz (Kastak and
Schusterman, 1998).
While no detailed studies of reactions
of seals from open-water seismic
exploration have been published
(Richardson et al., 1991, 1995), some
data are available on the reactions of
seals to various types of impulsive
sounds (see LGL and Greeneridge, 1997,
1998, 1999a; Thompson et al., 1998).
These references indicate that it is
unlikely that pinnipeds would be
harassed or injured by low frequency
sounds from a seismic source unless
they were within relatively close
proximity of the seismic array. For
permanent injury, pinnipeds would
likely need to remain in the high-noise
field for extended periods of time.
Existing evidence also suggests that,
while seals may be capable of hearing
sounds from seismic arrays, they appear
to tolerate intense pulsatile sounds
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without known effect once they learn
that there is no danger associated with
the noise (see, for example, NMFS/
Washington Department of Wildlife,
1995). In addition, they will apparently
not abandon feeding or breeding areas
due to exposure to these noise sources
(Richardson et al., 1991) and may
habituate to certain noises over time.
Proposed Safety Radii
NMFS has determined that for
acoustic effects, using established
acoustic thresholds in combination with
corresponding safety radii is the most
effective way to consistently both apply
measures to avoid or minimize the
impacts of an action and to
quantitatively estimate the effects of an
action. NMFS believes that cetaceans
and pinnipeds should not be exposed to
pulsed underwater noise at received
levels exceeding, respectively, 180 and
190 dB re 1 µPa (rms) to avoid
permanent physiological damage (Level
A Harassment). NMFS also assumes that
cetaceans or pinnipeds exposed to
levels exceeding 160 dB re 1 µPa (rms)
experience Level B Harassment.
Thresholds are used in two ways: (1) To
establish a mitigation shut-down or
power down zone, i.e., if an animal
enters an area calculated to be
ensonified above the level of an
established threshold, a sound source is
powered down or shut down; and (2) to
calculate take, in that a model may be
used to calculate the area around the
sound source that will be ensonified to
that level or above, then, based on the
estimated density of animals and the
distance that the sound source moves,
NMFS can estimate the number of
marine mammals that may be ‘‘taken’’.
In order to implement shut-down
zones, or to estimate how many animals
may potentially be exposed to a
particular sound level using the acoustic
thresholds described above, it is
necessary to understand how sound will
propagate in a particular situation.
Models may be used to estimate at what
distance from the sound source the
water will be ensonified to a particular
level. Safety radii represent the
estimated distance from the sound
source at which the received level of
sound would be 190, 180, and 160 dB.
Conoco’s application contains their
initial proposed safety radii and take
estimates. However, the initial model
Conoco used did not take into
consideration either the physical
characteristics of the Chukchi Sea or the
fact that the water was only 50 m deep,
and NMFS was concerned that the
proposed radii were too small.
Subsequently, Conoco adopted a new
model and submitted new proposed
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safety and take estimates. They used an
advanced airgun array source model to
predict the 190, 180, and 160 dB
isopleths for the proposed seismic
survey in the Chukchi Sea. This model
simulates the throttled injection of highpressure air from airgun chambers into
underwater air bubbles, simulates the
complex oscillation of each bubble,
taking into account the hydrostatic
pressure effects of the pressure waves
from all other airguns, and includes
effects such as surface-reflected pressure
waves, heat transfer from bubble to the
surrounding water, and the buoyancy of
the bubbles. The model also takes into
consideration the bathymetry, water
properties, and geoacoustic properties of
the sea bed layers in the proposed
survey area. The calculated safety radii
from this model are as follows: the 190–
dB radius is 230 m (754 ft), the 180–dB
radius is 850 m (2,788), and the 160–dB
radius is 4,590 m (2.85 mi).
Though the model considers some of
the site-specific characteristics of the
Chukchi Sea, because no sound
propagation studies have previously
been conducted in the proposed survey
area (against which model results can be
prepared) NMFS believes that it is
appropriate and necessary to field-verify
the modeled safety radii. Accordingly,
field verification will be conducted
prior to initiation of the seismic survey
and, until that time, Conoco will
multiply the modeled 190–dB and 180–
dB safety radii by 1.5 (which equals 345
m (1121 ft) and 1,275 m (4, 174 ft),
respectively) to conservatively establish
the mitigation shutdown zones for
marine mammals (see Mitigation
section). The 1.5 correction factor will
not be used in the take estimations.
Field verification will be conducted
using an autonomous ocean bottom
hydrophone. This hydrophone is
suspended (upward, by float) from an
anchor dropped to the ocean floor, and
then released to the surface for data
collection when a particular frequency
tone is directed at the hydrophone. The
MV Patriot will run directly, in a
straight line, at, over, and past the
hydrophone to establish received sound
levels at distances in front of and
behind the sound source. Then, the MV
Patriot will do a lawnmower type zigzag sideways to the hydrophone so that
received levels at varying distances to
the side of the sound source may be
measured. Because of the shape of the
array, sound propagates farther laterally
from the source than forward or
backward, so both orientations are
measured, then a conservative
combination of the two is used to
calculate the safety radii. NMFS will use
the field verified safety radii to establish
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Estimated Take by Incidental
Harassment for Conoco’s Proposed
Seismic Survey
Given the proposed mitigation (see
Mitigation later in this document), all
anticipated takes will consist of Level B
harassment, at most. The proposed
mitigation measures are expected to
minimize or eliminate the possibility of
Level A harassment or mortality.
Additionally, these numbers do not take
into consideration either the
effectiveness of the mitigation measures
or the fact that some species will avoid
the sound source at distances greater
than those estimated to result in a take.
It is difficult to make accurate,
scientifically defensible, and
observationally verifiable estimates of
the number of individuals likely to be
subject to Level B Harassment by the
noise from Conoco’s airguns. There are
many uncertainties in marine mammal
and seasonally varying abundance, in
local horizontal and vertical
distribution; in marine mammal
reactions to varying frequencies and
levels of acoustic pulses; and in
perceived sound levels at different
horizontal and oblique ranges from the
source.
NMFS beleieves the best estimate of
potential ‘‘take by harassment’’ is
derived by multiplying the estimated
densities (per square kilometer) of each
species within the proposed survey area
by the width of the 160–dB safety radii
(4,590 m (2.85 mi)) over the length of
Conoco’s estimated trackline (16,576 km
(10,300)). Since Conoco revised their
safety radii after submitting their
application, the estimated take numbers
presented here are higher than those
predicted in their application. The total
estimated ‘‘take by harassment’’ is
presented in Table 1. As mentioned
previously, the upper limit of estimated
take for ringed and bearded seals
suggested in Table 1 is most likely an
overestimate, as it is based on surveys
of the animals conducted nearer to
shore, where densities are higher than
they are off-shore where the seismic
surveys will be conducted.
Potential Effects on Habitat
Conoco states that the proposed
seismic survey will not cause any
permanent impact on habitats and the
prey used by marine mammals. A broad
discussion on the various types of
potential effects of exposure to seismic
on fish and invertebrates can be found
in LGL (2005; University of AlaskaFairbanks Seismic Survey across Arctic
Ocean at https://www.nmfs.noaa.gov/pr/
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permits/incidental.htm#iha), and
includes a summary of direct mortality
(pathological/ physiological) and
indirect (behavioral) effects.
Mortality to fish, fish eggs and larvae
from seismic energy sources would be
expected within a few meters (0.5 to 3
m (1.6 to 9.8 ft)) from the seismic
source. Direct mortality has been
observed in cod and plaice within 48
hours of being subjected to seismic
pulses two meters from the source
(Matishov, 1992), however other studies
did not report any fish kills from
seismic source exposure (La Bella et al.,
1996; IMG, 2002; Hassel et al., 2003). To
date, fish mortalities associated with
normal seismic operations are thought
to be slight. Saetre and Ona (1996)
modeled a worst-case mathematical
approach on the effects of seismic
energy on fish eggs and larvae, and
concluded that mortality rates caused by
exposure to seismic are so low
compared to natural mortality that
issues relating to stock recruitment
should be regarded as insignificant.
Limited studies on physiological
effects on marine fish and invertebrates
to acoustic stress have been conducted.
No significant increases in physiological
stress from seismic energy were
detected for various fish, squid, and
cuttlefish (McCauley et al., 2000) or in
male snow crabs (Christian et al., 2003).
Behavioral changes in fish associated
with seismic exposures are expected to
be minor at best. Because only a small
portion of the available foraging habitat
would be subjected to seismic pulses at
a given time, fish would be expected to
return to the area of disturbance
anywhere from 15–30 minutes
(McCauley et al., 2000) to several days
(Engas et al., 1996).
Available data indicates that mortality
and behavioral changes do occur within
very close range to the seismic source,
however, the proposed seismic
acquisition activities in the Chukchi are
predicted by Conoco to have a negligible
effect to the prey resource of the various
life stages of fish and invertebrates
available to marine mammals occurring
during the project′s duration. The
planned Conoco trackline is 16,576 km
(10,300 ft) long, and will encompass
approximately a 2500–3600 km2–area
(965–1390 mi2–area) in the northeastern
Chukchi Sea. Only a small fraction of
the available habitat would be impacted
by noise at any given time during the
seismic surveys, and the constant
movement of the seismic vessel would
prevent any area from sustaining high
noise levels for extended periods of
time. Disturbance to fish species would
most likely be short-term and
temporary. Similarly, concentrations of
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zooplankton consumed by mysticetes
would only respond to a seismic
impulse very close to the source, where
they may scatter before regrouping after
the seismic vessel passes. Thus, the
proposed activity is not expected to
have any effects on habitat or prey that
could cause permanent or long-term
consequences for individual marine
mammals or their populations, since
operations will be limited in duration,
location, timing, and intensity.
Potential Effects on Subsistence Use of
Marine Mammals
Marine mammals are key in the
subsistence economies of the
communities bordering the seismic
survey area, including Barrow,
Wainwright, Point Lay, and Point Hope.
Other communities that subsist on
marine mammals are considerably
beyond the project area, and their
subsistence activities are unlikely to be
affected by the seismic operations in the
Chukchi Sea. The whale harvests have
a great influence on social relations by
strengthening the sense of Inupiat
culture and heritage in addition to
reinforcing family and community ties.
Bowhead whales are important for
subsistence at all of the villages
bordering the project area except Point
Lay, which does not hunt bowhead
whales. The harvest is based on a quota,
established by the International Whaling
Commission (IWC ) and regulated by
agreement between Alaska Eskimo
Whaling Commission (AEWC) and
NMFS, according to the cultural and
nutritional needs of Alaska Eskimos as
well as on estimates of the size and
growth of the stock of bowhead whales
(Suydam and George 2004). In 2002 the
IWC set a 5–year block quota of 67
strikes per year with a total landed not
to exceed 280 whales (IWC 2003). The
most recent data show that 37, 35, and
36 whales were landed in 2000–2004 for
a total of 108 whales (Suydam and
George 2004, Suydam et al. 2005).
Between 23 and 28 were taken at Point
Hope, Wainwright, and Barrow during
these years, with most (60–90 percent)
taken by Barrow each year.
Bowheads are hunted during the
spring and fall migrations. Point Hope
and Wainwright only hunt during the
spring migration whereas Barrow hunts
during the spring and fall migrations.
Barrow takes most bowheads during the
spring migration. The spring bowhead
hunt occurs after leads open due to the
deterioration of pack ice, which
typically occurs from early April until
the first week of June. Because of the
timing, the Spring hunts of Point Hope,
Wainwright, and Barrow should not be
affected by seismic operation, since the
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hunt should be completed before the
start of seismic operations in July.
The autumn hunt at Barrow usually
begins in mid-September, and mainly
occurs in the waters east and northeast
of Point Barrow in the Beaufort Sea. The
whales have usually left the Beaufort
Sea by late October (Treacy 2002a,b).
The location of the fall hunt depends on
ice conditions, which can influence
distance of whales from shore (Brower,
1996). Hunters prefer to take bowheads
close to shore to avoid a long tow during
which the meat can spoil, but Braund
and Moorehead (1995) report that crews
may (rarely) pursue whales as far as 80
km, and in 2004 hunters harvested a
whale up to 50 km northeast of Barrow
(Suydam et al., 2005). Conoco asserts
that though some whales are reported
off Barrow in summer between
migrations, subsistence at Barrow
should not be affected by seismic
operations since the location of the hunt
is a considerable distance from the
project area (Craig George, personal
communications).
Beluga whales are hunted for
subsistence at Barrow, Wainwright,
Point Lay, and Point Hope, with the
most taken by Point Lay (Fuller and
George 1997). Point Lay harvests
belugas primarily during summer in
Kasegaluk Lagoon, where they averaged
40 belugas per year over a 10–year
period (Fuller and George, 1997).
Compared to Point Lay, small numbers
of belugas are harvested by Barrow with
intermediate numbers harvested by
Point Hope and Wainwright. Harvest at
these villages generally occurs between
April and July, with most taken in April
and May when pack-ice conditions
deteriorate and leads open up. Hunters
usually wait until after the bowhead
whale hunt to hunt belugas. The Alaska
Beluga Whale Committee recorded 23
beluga whales harvested by Barrow
hunters from 1987 to 2002, ranging from
0 in 1987, 1988 and 1995 to the high of
8 in 1997 (Fuller and George, 1999;
Alaska Beluga Whale Committee 2002
in USDI/BLM 2005). The time of the
project will not overlap hunts at Point
Hope, Wainwright, and Barrow, and
Point Hope and Barrow should be
largely beyond any influence of the
project activities. Point Lay villagers
hunt in Kasegaluk Lagoon, which is
beyond the influence of the project
activities. Furthermore, the lagoon is
shallow and close to shore, which
would greatly reduce any underwater
seismic noise, in the unlikely event
noise reached the lagoon.
Ringed, bearded, and spotted seals are
hunted by all of the villages bordering
the project area (Fuller and George
1997). Ringed seals comprise the largest
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part of the subsistence hunt and spotted
seal the least, particularly at Barrow
where they are primarily hunted near
shore. Spotted seals are considerably
more abundant in the Chukchi than
Beaufort Sea. At Barrow, spotted seals
are primarily hunted in Admiralty Bay,
which is about 60 km east of Barrow.
The largest concentrations of spotted
seals in Alaska are in Kasegaluk Lagoon,
where Point Lay hunters harvest them.
(Frost et al. 1993). Braund et al. (1993)
found that the majority of bearded seals
taken by Barrow hunters are within
approximately 24 km (15 mi) off shore.
Ringed and bearded seals are hunted
throughout the year, but most are taken
in May, June, and July when ice breaks
up and there is open water instead of
the more difficult hunting of seals at
holes and lairs. The timing slightly
varies among villages, with peak
hunting occurring incrementally later
going from Point Hope to Barrow.
Spotted seals are only hunted in spring
through summer, since they winter in
the Bering Sea. The seismic operation
should have little to no effect on
subsistence hunting since the seismic
survey will no more than minimally
overlap the end of the primary period
when seals are harvested, and most
hunting at the villages will be a
considerable distance away from
seismic operations, particularly at Point
Hope (74 km (46 mi)) and Point Lay (90
km (56 mi)).
Natives in Alaska are very concerned
about how seismic operations in the
Chukchi Sea will impact their
subsistence harvest of marine mammals.
NMFS shares these concerns and some
of the studies presented in the Effects
section of this document further
validate them. NMFS notes, though, that
some of the types of behaviors that may
affect the subsistence harvest may not
be considered MMPA Harassment (such
as a minor migration route deflection ).
Following are a few of their primary
concerns:
(1) Native knowledge suggests that
sound from seismic surveys may cause
bowhead whales or other subsistence
stocks to change their behavior or
migratory patterns in such a way that
they are not present in traditional
hunting grounds or in historical
numbers. If so, natives may be unable to
harvest any animals, or will have to
harvest them from such a distance that
the animal may spoil during the long
tow back and human safety risks are
increased during the extended trip.
(2) Native knowledge indicates that
bowhead whales become increasingly
‘‘skittish’’ in the presence of seismic
noise. Whales are more wary around the
hunters and tend to expose a much
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smaller portion of their back when
surfacing (which makes harvesting more
difficult). Additionally, natives report
that bowheads exhibit angry behaviors
in the presence of seismic, such as tailslapping, which translate to danger for
nearby subsistence harvesters.
(3) Natives are concerned that the
cumulative effects of increased numbers
of concurrent seismic surveys in the
Chukchi and Beaufort Seas may have
population-level effects on subsistence
stocks that will permanently affect their
subsistence harvest. An additional
concern is the perception of the
increased risk of population-level effects
by the IWC, which could decide to
lower the subsistence quotas for Alaska
or reduce them to zero.
Plan of Cooperation
Regulations at 50 CFR
216.104(a)(12)(i) require IHA applicants
for activities that take place in Arctic
waters to provide a plan of cooperation
(POC) or information that identifies
what measures have been taken and/or
will be taken to minimize any adverse
effects on the availability of marine
mammals for subsistence purposes.
Representatives of Conoco have been in
continued coordination with the AEWC
and met with the whaling captains of
the potentialy affected villages in
March, 2006. Additionally, both Conoco
and the AEWC had representatives
present at the Open-Water Seismic
meeting held in Alaska in April and
further negotiated appropriate measures
to minimize impacts to the subsistence
harvest. Conoco is currently working on
a Conflict Avoidance Agreement (CAA)
with the AEWC.
Conoco anticipates signing the CAA
sometime this spring. The CAA will
incorporate all appropriate measures
and procedures regarding the timing
and areas of the operator’s planned
activities (i.e., times and places where
seismic operations will be curtailed or
moved in order to avoid potential
conflicts with active subsistence
whaling and sealing); communications
system between operators vessels and
whaling and hunting crews; provision
for marine mammal observers/Inupiat
communicators aboard all project
vessels; conflict resolution procedures;
and provisions for rendering emergency
assistance to subsistence hunting crews.
Based on our understanding of what
the finalized CAA will contain, as well
as some additional mitigation and
monitoring measures discussed later in
this document (see Mitigation), NMFS
has preliminarily determined that the
proposed activity will not have an
unmitigable adverse impact on the
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subsistence harvest of the affected
species or stocks.
Mitigation and Monitoring
Three categories of mitigation and
monitoring measures are discussed in
the following section. In the first
subsection, the mitigation and
monitoring measures proposed by
Conoco in their application are
discussed. In the second subsection an
additional comprehensive monitoring
plan, which Conoco has agreed to in
concept, but not in every detail, is
discussed. The third subsection refers to
an additional set of mitigation measures
that are intended to ensure that NMFS′
can adopt MMS′ PEA to meet our NEPA
responsibility for the issuance of an IHA
to Conoco, and subsequently issue a
Finding of No Significant Impact.
Mitigation and Monitoring Measures
Proposed in Conoco’s Application
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Mitigation
Conoco′s application indicates that
both a 16–gun array and, occasionally,
a 24–gun array will be used to acquire
data during the proposed seismic
survey. However, subsequent to
discussions at the Alaska Open-Water
Seismic meeting of how to reduce
effects to marine mammals, Conoco has
redesigned their survey plan to use only
the 16–array gun.
Conoco’s proposed mitigation
measures include (1) speed or course
alteration, provided that doing so will
not compromise operational safety
requirements, (2) power-or shutdown
procedures, and (3) no start up of airgun
operations unless the full 180 dB safety
zone is visible for at least 30 minutes
during day or night. Details regarding
these measures are provided below:
Speed or Course Alteration: If a
marine mammal is detected outside the
safety radius and, based on its position
and the relative motion, is likely to
enter the safety radius, the vessel′s
speed and/or direct course may, when
practical and safe, be changed in a way
that avoids the marine mammal and also
minimizes the effect on the seismic
program. The marine mammal activities
and movements relative to the seismic
vessel will be closely monitored to
ensure that the marine mammal does
not approach within the safety radius. If
the mammal appears likely to enter the
safety radius, further mitigative actions
will be taken, i.e., either further course
alterations or power down or shut down
of the airgun(s).
Power-down Procedures: A power
down involves decreasing the number of
airguns in use such that the radius of
the 180–dB (or 190–dB) zone is
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decreased to the extent that marine
mammals are not in the safety zone. A
power down may also occur when the
vessel is moving from one seismic line
to another. During a power down, one
airgun is operated. The continued
operation of one airgun is intended to
alert marine mammals to the presence of
the seismic vessel in the area. In
contrast, a shut down occurs when all
airgun activity is suspended. If a marine
mammal is detected outside the safety
radius but is likely to enter the safety
radius, and if the vessel′s speed and/or
course cannot be changed to avoid
having the mammal enter the safety
radius, the airguns may (as an
alternative to a complete shut down) be
powered down before the mammal is
within the safety radius. Likewise, if a
mammal is already within the safety
zone when first detected, the airguns
will be powered down if doing so leaves
the animals outside of the new safety
radii around the airguns still operating,
else they will be shut down. Following
a power down, airgun activity will not
resume until the marine mammal has
cleared the safety zone. The animal will
be considered to have cleared the safety
zone if it:
• Is visually observed by marine
mammal observers (MMOs) to have left
the safety zone, or
• Has not been seen within the zone
for 15 min in the case of pinnipeds or
belugas, or
• Has not been seen within the zone
for 30 min in the case of bowhead, gray,
or killer whales.
Shut-down Procedures: The operating
airgun(s) will be shut down completely
if a marine mammal approaches or
enters the safety radius and a power
down will not succeed in removing the
animal from within the 180 dB isopleth.
The operating airgun(s) will also be shut
down completely if a marine mammal
approaches or enters the estimated
safety radius of the source that would be
used during a power down. The
shutdown procedure should be
accomplished within several seconds (of
a ‘‘one shot’’ period) of the
determination that a marine mammal is
within or about to enter the safety zone.
Airgun activity will not resume until the
marine mammal has cleared the safety
radius. The animal will be considered to
have cleared the safety radius if it is
visually observed to have left the safety
radius, or if it has not been seen within
the radius for 15 minutes (beluga and
seals) or 30 minutes (bowhead, gray,
and killer whales).
Ramp-up Procedures: A ‘‘ramp up’’
procedure will be followed when the
airgun array begins operating after a
specified-duration period without
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airgun operations. Under normal
operation conditions (4–5 knots (7.4–9.2
km/hr)) a ramp-up would be required
after a ‘‘no shooting’’ period lasting 2
minutes or longer. NMFS normally
requires that the rate of ramp up be no
more than 6 dB per 5 minute period.
The specified period depends on the
speed of the source vessel and the size
of the airgun array that is being used.
Ramp up will begin with the smallest
gun in the array that is being used for
all subsets of the array. Guns will be
added in a sequence such that the
source level in the array will increase at
a rate no greater than 6 dB per 5–
minutes, which is the normal rate of
ramp up for larger airgun arrays. During
the ramp up (i.e., when only one airgun
is operating), the safety zone for the full
16–airgun system will be maintained.
If the complete safety radius has not
been visible for at least 30 minutes prior
to the start of operations in daylight or
nighttime, ramp-up will not commence
unless one gun has been operating
during the interruption of seismic
survey operations. This means that it
will not be permissible to ramp up the
source from a complete shut down in
thick fog or at other times when the full
safety zone is not visible (i.e.,
sometimes at night). If the entire safety
radius is visible using vessel lights and/
or Night Vision Devices (NVDs) (as may
be possible under moonlit and calm
conditions), then start up of the airguns
from a shut down may occur at night.
If one airgun has operated during a
power-down period, ramp up to full
power will be permissible at night or in
poor visibility, on the assumption that
marine mammals will be alerted to the
approaching seismic vessel by the
sounds from the single airgun and could
move away if they choose. Ramp-up of
the airguns will not be initiated if a
marine mammal is sighted within or
near the applicable safety radii during
the day or a night. For operations in the
Chukchi during summer and autumn
months, there will be enough daylight to
monitor beyond a 12–hour cycle.
Monitoring
Vessel-based observers will monitor
marine mammals near the seismic
vessel during: (1) all daytime hours; (2)
30 minutes before all start ups (day or
night), and (3) at night when marine
mammals are suspected (based on
observations of the bridge crew) of
either approaching or being within the
safety radii. When feasible, observations
will also be made during daytime
periods during transits and other
operations when guns are inactive.
During seismic operations observers
will be based aboard the vessel. Marine
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mammal observers (MMOs) will be
hired by Conoco, with NMFS approval.
One resident from the North Slope
Borough, preferably from Point Hope,
Point Lay, Wainwright, or Barrow, who
is knowledgeable about marine
mammals of the project area will to be
included in the MMO team aboard the
vessel. Observers will follow a schedule
so at least two observers will
simultaneously monitor marine
mammals near the seismic vessel during
ongoing daytime operations and
nighttime start ups of the airgun. Use of
two simultaneous observers will
increase the proportion of the animals
present detected near the source vessel.
MMO(s) will normally be on duty in
shifts no longer than 4 hours. The vessel
crew will also be instructed to assist in
detecting marine mammals and
implementing mitigation requirements
(if practical). Before the start of the
seismic survey the crew will be given
additional instruction on how to do so.
The vessel is a suitable platform for
marine mammal observations. When
stationed on the flying bridge, the eye
level will be approximately 10 m (32.8
ft) above sea level, and the observer will
have an unobstructed view around the
entire vessel. If surveying from the
bridge, the observer′s eye level will be
about 10 m (32.8 ft) above sea level and
approx. 25° of the view will be partially
obstructed directly to the stern by the
stack. During daytime, the MMO(s) will
scan the area around the vessel
systematically with reticle binoculars
(e.g., 7 50 Bushnell or equivalent) and
with the naked eye. Laser range finders
(Leica LRF 1200 laser rangefinder or
equivalent) will be available to assist
with distance estimation. They are
useful in training observers to estimate
distances visually, but are generally not
useful in measuring distances to
animals directly. During darkness,
NVDswill be available (ITT F500 Series
Generation 3 binocular-image intensifier
or equivalent), if and when required.
MMOs will collect the following data
during their watch:
(1) Marine mammals – species,
number, age/size/gender, behavior,
movement, distance and bearing from
ship, point of closest approach;
(2) Ship – location, heading, speed,
seismic state, time, other ships; and
(3) Environment – sea state, ice cover,
visibility, glare.
When mammals are detected within
or about to enter the designated safety
radius, the airgun(s) will be powered
down (or shut down if necessary)
immediately. The observer(s) will
continue to maintain watch to
determine when the animal(s) are
outside the safety radius. Airgun
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16:54 May 11, 2006
Jkt 208001
operations will not resume until the
animal is outside the safety radius. The
animal will be considered to have
cleared the safety radius if it is visually
observed to have left the safety radius,
or if it has not been seen within the
radius for 15 minutes (beluga whales
and seals) or 30 minutes (gray,
bowhead, and killer whales).
All observations and airgun shut
downs will be recorded in a
standardized format. Data will be
entered into a custom database using a
notebook computer. The accuracy of the
data entry will be verified by
computerized validity data checks as
the data are entered and by subsequent
manual checking of the database. These
procedures will allow initial summaries
of data to be prepared during and
shortly after the field program, and will
facilitate transfer of the data to
statistical, graphical, or other programs
for further processing and archiving.
Results from the vessel-based
observations will provide:
(1) The basis for real-time mitigation
(airgun shut-down and power-down)
(2) Information needed to estimate the
number of marine mammals potentially
taken by harassment, which must be
reported to NMFS
(3) Data on the occurrence,
distribution, and activities of marine
mammals in the area where the seismic
study is conducted.
(4) Information to compare the
distance and distribution of marine
mammals relative to the source vessel at
times with and without seismic activity.
(5) Data on the behavior and
movement patterns of marine mammals
seen at times with and without seismic
activity.
Reporting
A report will be submitted to NMFS
within 90 days after the end of the
project. The report will describe the
operations that were conducted and the
marine mammals that were detected
near the operations. The report will be
submitted to NMFS, providing full
documentation of methods, results, and
interpretation pertaining to all
monitoring. The 90–day report will
summarize the dates and locations of
seismic operations, and all marine
mammal sightings (dates, times,
locations, activities, associated seismic
survey activities), ship data, and
environmental data. The report will also
include estimates of the amount and
nature of potential exposure of marine
mammals to seismic sound levels above
the Level B Harassment threshold.
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Additional Comprehensive Monitoring
Plan
On April 19–20, 2006, NMFS held a
scientific peer-review meeting in
Anchorage, AK to discuss appropriate
mitigation and monitoring measures for
Arctic Ocean seismic activities in 2006.
The workshop participants
recommended several monitoring
measures to increase our knowledge of
marine mammal distribution and
abundance in the Chukchi Sea. These
included use of passive acoustics, either
towed from a vessel or set out in a series
of arrays along the Chukchi Sea coast.
As of the publication date of this notice,
Conoco is studying these
recommendations and will inform
NMFS prior to the close of the comment
period on this document.
Additional Mitigation and Monitoring
Measures Required by NMFS
The 2006 MMS PEA, which is still
open for public comment, contains
multiple alternatives with several
different mitigation and monitoring
measures beyond those proposed by
Conoco in their IHA application, such
as more effective monitoring methods
and expanded power-down and shutdown zones for bowhead and gray
whales during certain periods of time.
NMFS’ final IHA may include some
portion and combination of those
additional mitigation and monitoring
measures.
Endangered Species Act
Under section 7 of the ESA, the MMS
has begun consultation on the proposed
seismic survey activities in the Beaufort
and Chukchi seas during 2006. NMFS
will also consult on the issuance of the
IHA under section 101(a)(5)(D) of the
MMPA to Conoco for this activity.
Consultation will be concluded prior to
a determination on the issuance of an
IHA.
National Environmental Policy Act
(NEPA)
The MMS has prepared a Draft PEA
for the 2006 Arctic Outer Continental
Shelf (OCS) Seismic Surveys. NMFS is
a cooperating agency in the preparation
of the Draft PEA. NMFS is reviewing
this PEA and will either adopt it or
prepare its own NEPA document before
making a determination on the issuance
of Arctic Ocean OCS seismic surveys in
2006. A copy of the MMS Draft PEA for
this activity is available upon request
and is available online (see ADDRESSES).
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Preliminary Conclusions
sroberts on PROD1PC70 with NOTICES
Summary
Based on the information provided in
Conoco’s application and the MMS
PEA, NMFS has preliminarily
determined that the impact of Conoco
conducting seismic surveys in the
northeastern Chukchi Sea in 2006 will
have a negligible impact on marine
mammals and that there will not be any
unmitigable adverse impacts to
subsistence communities, provided the
mitigation measures required under the
authorization are implemented and a
CAA is implemented.
Potential Impacts on Marine Mammals
NMFS has preliminarily determined
that the relatively short-term impact of
conducting seismic surveys in the U.S.
Chukchi Sea may result, at worst, in a
temporary modification in behavior by
certain species of marine mammals and/
or low-level physiological effects (Level
B Harassment). While behavioral and
avoidance reactions may be made by
these species in response to the
resultant noise, this behavioral change
is expected to have a negligible impact
on the affected species and stocks of
marine mammals.
While the number of potential
incidental harassment takes will depend
on the distribution and abundance of
marine mammals (which vary annually
due to variable ice conditions and other
factors) in the area of seismic
operations, the number of potential
harassment takings is estimated to be
relatively small in light of the
population size (see Table 1).
In addition, no take by death and/or
serious injury is anticipated, and the
potential for temporary or permanent
hearing impairment will be avoided
through the incorporation of the
proposed mitigation measures described
in this document. This preliminary
determination is supported by (1) the
likelihood that, given sufficient notice
through slow ship speed and ramp-up of
the seismic array, marine mammals are
expected to move away from a noise
source that it is annoying prior to its
becoming potentially injurious; (2)
recent research that indicates that TTS
is unlikely (at least in delphinids) until
levels closer to 200–205 dB re 1 microPa
are reached rather than 180 dB re 1
microPa; (3) the fact that the 200–205
dB isopleth (see number 2 above) would
be very close to the vessel; and (4) the
likelihood that marine mammal
detection ability by trained observers is
close to 100 percent during daytime and
remains high at night out to the distance
from the seismic vessel that corresponds
to the 205 dB isopleth.
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16:54 May 11, 2006
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Finally, no known rookeries, mating
grounds, areas of concentrated feeding,
or other areas of special significance for
marine mammals are known to occur
within or near the planned areas of
operations during the season of
operations.
Potential Impacts on Subsistence Uses
of Marine Mammals
Preliminarily, NMFS believes that the
proposed seismic activity by Conoco in
the northern Chukchi Sea in 2006, in
combination with other seismic and oil
and gas programs in these areas, will not
have an unmitigable adverse impact on
the subsistence uses of bowhead whales
and other marine mammals. This
preliminary determination is supported
by the following: (1) Seismic activities
in the Chukchi Sea will not begin until
after July 10 by which time the spring
bowhead hunt is expected to have
ended; (2) the fall bowhead whale hunt
in the Beaufort Sea will be governed by
a CAA between Conoco and the AEWC
and village whaling captains, which
includes conditions that will
significantly reduce impacts on
subsistence hunters; (4) while it is
possible, but unlikely, that accessibility
to belugas during the spring subsistence
beluga hunt could be impaired by the
survey, very little of the proposed
survey is within 25 km (15.5 mi) of the
Chukchi coast, meaning the vessel will
usually be well offshore away from
areas where seismic surveys would
influence beluga hunting by
communities; and (5) because seals
(ringed, spotted, bearded) are hunted in
nearshore waters and the seismic survey
will remain offshore of the coastal and
nearshore areas of these seals, it should
not conflict with harvest activities.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to Conoco for conducting a
seismic survey in the northern Chukchi
Sea in 2006, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Dated: May 8, 2006.
Donna Wieting,
Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 06–4434 Filed 5–9–06; 1:01 pm]
BILLING CODE 3510–22–S
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27695
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[I.D. 031704B]
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to Conducting Air-to-Surface
Gunnery Missions in the Gulf of
Mexico
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of issuance of an
incidental harassment authorization.
AGENCY:
SUMMARY: In accordance with provisions
of the Marine Mammal Protection Act
(MMPA) as amended, notification is
hereby given that an Incidental
Harassment Authorization (IHA) to take
marine mammals, by harassment,
incidental to conducting air-to-surface
(A-S) gunnery missions in the Gulf of
Mexico (GOM) has been issued to Eglin
Air Force Base (Eglin AFB) for a period
of 1 year.
DATES: Effective from May 3, 2006,
through May 2, 2007.
ADDRESSES: The authorization and
application containing a list of the
references used in this document may
be obtained by writing to Steve
Leathery, Chief, Permits, Conservation
and Education Division, Office of
Protected Resources, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910–
3226 or by telephoning the contact
listed here (see FOR FURTHER
INFORMATION CONTACT). The application
and the Final Programmatic
Environmental Assessment (Final PEA)
is also available at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. A paper copy of the
Final PEA is available by writing to the
Department of the Air Force, AAC/
EMSN, Natural Resources Branch, 501
DeLeon St., Suite 101, Eglin AFB, FL
32542–5133.
FOR FURTHER INFORMATION CONTACT:
Kenneth R. Hollingshead, NMFS, 301–
713–2289, ext 128.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and 101(a)(5)(D)
of the Marine Mammal Protection Act
(16 U.S.C. 1361 et seq.)(MMPA) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
E:\FR\FM\12MYN1.SGM
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[Federal Register Volume 71, Number 92 (Friday, May 12, 2006)]
[Notices]
[Pages 27685-27695]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-4434]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[I.D. 042606H]
Small Takes of Marine Mammals Incidental to Open-water Seismic
Operations in the Chukchi Sea
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; receipt of application and proposed incidental take
authorization; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from Conoco Phillips Alaska,
Inc, (Conoco) for an Incidental Harassment Authorization (IHA) to take
small numbers of marine mammals, by harassment, incidental to
conducting open-water seismic data aquisition in the Chukchi Sea during
the summer of 2006. Under the Marine Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal to issue an authorization to
Conoco to incidentally take, by harassment, small numbers of several
species of marine mammals during the seismic survey.
DATES: Comments and information must be received no later than June 12,
2006.
ADDRESSES: Comments on the application should be addressed to Steve
Leathery, Chief, Permits, Conservation and Education Division, Office
of Protected Resources, National Marine Fisheries Service, 1315 East-
West Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing email comments is PR1.042606H@noaa.gov. NMFS is not
responsible for e-mail comments sent to addresses other than the one
provided here. Comments sent via e-mail, including all attachments,
must not exceed a 10-megabyte file size.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/incidental.htm.
Documents cited in this notice may be viewed, by appointment,
during regular business hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Jolie Harrison, Office of Protected
Resources, NMFS, (301) 713-2289, ext 166.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region if certain findings are
made and either regulations are issued or, if the taking is limited to
harassment, a notice of a proposed
[[Page 27686]]
authorization is provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and that the permissible methods of
taking and requirements pertaining to the mitigation, monitoring and
reporting of such takings are set forth. NMFS has defined ``negligible
impact'' in 50 CFR 216.103 as ''...an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the United States can apply for an authorization
to incidentally take small numbers of marine mammals by harassment.
Except with respect to certain activities not pertinent here, the MMPA
defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS
review of an application followed by a 30-day public notice and comment
period on any proposed authorizations for the incidental harassment of
marine mammals. Within 45 days of the close of the comment period, NMFS
must either issue or deny issuance of the authorization.
Summary of Request
On February 2, 2006, NMFS received an application from Conoco for
the taking, by harassment, of several species of marine mammals
incidental to conducting open-water seismic data aquisition in the
Chukchi Sea from July through November, 2006. Seismic surveys such as
the one proposed here provide accurate data on the location, extent,
and properties of hydrocarbon resources as well as information on
shallow geologic hazards and seafloor geotechnical properties to
explore, develop, produce, and transport hydrocarbons safely,
economically, and in an environmentally safe manner. This information
is utilized by both the oil and gas industry and the Minerals
Management Service (MMS).
Description of the Activity
Conoco seeks an IHA for conducting open-water seismic surveys
between July 1 and November 30, 2006. The seismic vessel planned for
use is the MV Patriot. Mobilization of operations will occur in mid-
July, and seismic operations are proposed to begin in late July. Open
water seismic operations are ordinarily confined to no more than this
five-month period because of the timing of ice melt and formation,
which typically occurs during a four to five month period. The
geographic region of activity encompasses a 2500-3600 km\2\-area (965-
1390 mi\2\-area) in the northeastern Chukchi Sea. The approximate
boundaries of the region are within 158[deg]00' W. and 169[deg]00' W.
and 69[deg]00' N. and 73[deg]00' N. with eastern boundary located
parallel to the coast of Alaska, north of Point Hope to Point Barrow,
and ranging 40-180 km (25-112 mi) off the coast. The nearest
approximate point of the project to Point Hope is 74 km (46 mi), Point
Lay 90 km (56 mi), Wainwright 40 km (25 mi), and Barrow 48 km (30 mi).
Water depths are typically less than 50 m (164 ft).
Conoco anticipates a work schedule of approximately 90-100 days to
complete the planned 16,576 km (10,300 mi) of trackline, with about 30-
percent downtime due to weather, ice conditions, repairs etc. In
addition to the primary activity of the seismic vessel, there will also
be support vessels. A supply vessel and a fuel bunkering vessel will be
employed to bring supplies to the seismic vessel. The seismic crew will
most likely be changed out by helicopter and fixed-wing support may be
used to report ice conditions if necessary.
Description of Marine 3-D Seismic Data Acquisition
In the seismic method proposed here, reflected sound energy
produces graphic images of seafloor and sub-seafloor features. The
seismic system consists of sources and detectors, the positions of
which must be accurately measured at all times. The sound signal comes
from arrays of towed energy sources. These energy sources store
compressed air which is released on command from the towing vessel. The
released air forms a bubble which expands and contracts in a
predictable fashion, emitting sound waves as it does so. Individual
sources are configured into arrays. These arrays have an output signal
which is more desirable than that of a single bubble and also serves to
focus the sound output primarily in the downward direction which is
useful for the seismic method. This array effect also minimizes the
sound emitted in the horizontal direction.
The downward propagating sound travels to the seafloor and into the
geologic strata below the seafloor. Changes in the acoustic properties
between the various rock layers result in a portion of the sound being
reflected back toward the surface at each layer. This reflected energy
is received by detectors called hydrophones, which are housed within
submerged streamer cables which are towed behind the seismic vessel.
Data from these hydrophones are recorded to produce seismic records or
profiles. Seismic profiles often resemble geologic cross-sections along
the course traveled by the survey vessel.
Vessel and Seismic Source Specifications
The MV Patriot is owned by Western Geco. The MV Patriot has a
length of 78 m (256 ft), a beam of 17 m (56 ft), a maximum draft of 5.9
m (19.4 ft), and 3586 gross tonnage. During seismic operations, the MV
Patriot typically travels at 4-5 knots (7.4-9.2 km/hr). The MV
Patriot's average speed when not using seismic is 12 - 15 knots (22 -28
km/hr).
The energy source for the proposed activity will be air gun array
systems towed behind the vessel. There will be six to eight cables
approximately 4 km (2.5 mi) in length spaced 100 m (328 ft) apart. Each
source array consists of identically tuned Bolt gun sub-arrays
operating at 2000 pounds per square inch (psi) air pressure operating
about 8 m (26 ft) below the surface. The dominant frequency components
are in the range of 5-70 Hz, the source level at those frequencies is
about 209 dB, and the pulse length is 50 ms. The arrays will fire on
interleaved 50-meter (164-ft) intervals (i.e., approximately every 15
seconds) and they are designed to focus energy in the downward
direction. The proposal is to have two air-gun arrays, each
approximately 1695\3\-in size (27,776-cm\3\)(and spaced approximately
50 m (164 ft) apart). Together the two arrays will total approximately
3390\3\ in (55,552-cm\3\). The airgun array will fire approximately
every 25 m (82 ft) as the vessel is traveling at 4 to 5 knots (7.4-9.2
km/hr). The sub-array is composed of six tuning elements; two 2-gun
clusters and four single guns. The clusters have their component guns
arranged in a fixed side-by-side fashion with the distance between the
gun ports set to maximize the bubble suppression effects of clustered
guns. A near-field hydrophone is mounted about 1 meter (3.28 ft) above
[[Page 27687]]
each gun station (one phone is used per cluster), one depth transducer
per position is mounted on the gun's ultrabox, and a high pressure
transducer is mounted at the aft end of the sub-array to monitor high
pressure air supply. All the data from these sensors are transmitted to
the vessel for input into the onboard systems and recording to tape.
See Appendix A of the application for additional information on the
array configuration.
Conoco will also operate two additional pieces of equipment
throughout the planned study that emit sound at a frequency at or near
that which a marine mammal could hear. The Simrad EA500 echo-sounder
operates at 200 kHz, the maximum output is 185 dB re 1 microPa @ 1m,
and the beam is directed downwards and can be up to 33[deg] wide. The
Sonardyne SIPS-2 acoustic positioning system operates at 55-110 kHz,
the maximum output is 183 dB re 1 microPa @ 1m, and the beam is
omnidirectional.
Characteristics of Airgun Pulses
Discussion of the characteristics of airgun pulses has been
provided in the application and in previous Federal Register notices
(see 69 FR 31792, June 7, 2004 or 69 FR 34996, June 23, 2004).
Reviewers are referred to those documents for additional information.
Description of Marine Mammals and Habitat Affected by the Activity
A detailed description of the Beaufort and Chukchi sea ecosystems
and their associated marine mammals can be found in several documents
(Corps of Engineers, 1999; NMFS, 1999; MMS, 2006, 1996 and 1992). MMS'
Programmatic Environmental Assessment (PEA) - Arctic Ocean Outer
Continental Shelf Seismic Surveys - 2006 may be viewed at: https://
www.mms.gov/alaska/.
Marine Mammals
A total of five cetacean species (bowhead, beluga, killer, gray,
and minke whales) and three pinniped species (ringed, bearded, and
spotted seals) are known to occur in the project area. Both minke
whales and killer whales are very uncommon in the area and are not
expected to be encountered during the seismic survey. One of the
species, the bowhead whale, is listed as Endangered under the
Endangered Species Act (ESA). Polar bears and the Pacific walrus also
occur in the project area, but the U.S. Fish and Wildlife Service is
responsible for both of these species and is conducting a separate
consultation to ensure compliance with the MMPA, and, therefore, they
are not discussed further in this document.
Table 1 includes estimated abundances and densities for the species
expected to be potentially encountered during Conoco's seismic surveys.
Abundance and density information for bowhead, gray, and beluga whales
are based on the estimates provided in LGL's Healy Arctic Cruise
Application (2005). In the Conoco application, ringed seal density was
based on Bengston et al.'s (2005) estimates of density in the Chukchi
Sea recorded in 1999 and 2000. Also in the Conoco application, bearded
seal densities were obtained by adjusting the density for ringed seals
based on the ratio of bearded to ringed seals observed during surveys
in the Chukchi Sea by Brueggerman et al. (1990, 1991). Both the bearded
and ringed seal densities are likely high, since Bengston et al. (2005)
surveys included an area south of the project area, where they reported
ringed and bearded seal densities were considerablye higher than north
of Point Hope, which corresponds to the seismic project area.
Accordingly, NMFS also provides the densities estimated by LGL (2005)
for comparison. Additional information regarding the distribution of
these species and how the estimated densities were calculated may be
found in Conoco's application and NMFS' Updated Species Reports at:
(https://www.nmfs.noaa.gov/pr/readingrm/MMSARS/
2005alaskasummarySARs.pdf).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated take Percent of
Species Abundance Density (w/o mitigation) Stock
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bowhead Whale Balaena mysticetus 10,545 0.0064 418 4.0
Beluga Whale Delphinapterus leucas 42,968 0.0034 361 0.8
Gray Whale Eschiritius robustus 18,813 0.0045 481 2.6
Killer Whale Orcinus orca >100 N/A 0 0.0
Minke Whale Balaenoptera acutorostrata No est. available N/A 0 0.0
Ringed Seal Phoca hispida >249,000 0.25 - 0.53 56,458 10.7 - 22.7
Bearded Seal Erignathuis barbatus 250,000 - 300,000 0.01 - 0.24 25,567 0.5 - 9.3
Spotted Seal Phoca largha 59,214 0.0001 100 0.2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Potential Effects on Marine Mammals
Summary of Potential Effects of Airgun Sounds on Marine Mammals
Disturbance by seismic noise is the principal means of taking by
this activity. Support vessels and aircraft may provide a potential
secondary source of noise. The physical presence of vessels and
aircraft could also lead to non-acoustic effects on marine mammals
involving visual or other cues. NMFS does not expect any takings to
result from operations of the other sound sources discussed
(echosounder and acoustic positioning system). For the echosounder ,
produced sounds are beamed downward, the beam is narrow, the pulses are
extremely short, and the sound source is relatively low, and with the
acoustic postioning system, the beam is spherical, but the sound source
is relatively low. Additionally, in the case of both of these pieces of
equipment, the small area ensonified to a level that could potentially
disturb marine mammals is entirely subsumed by the louder levels of
airgun noise (which will also be running when these equipment are
used.)
As outlined in previous NMFS documents, the effects of noise on
marine mammals are highly variable, and can be categorized as follows
(based on Richardson et al., 1995):
(1) The noise may be too weak to be heard at the location of the
animal (i.e., lower than the prevailing ambient noise level, the
hearing threshold of the animal at relevant frequencies, or both);
(2) The noise may be audible but not strong enough to elicit any
overt behavioral response;
(3) The noise may elicit reactions of variable conspicuousness and
variable relevance to the well being of the marine mammal; these can
range from temporary alert responses to active avoidance reactions such
as vacating an area at least until the noise event ceases;
(4) Upon repeated exposure, a marine mammal may exhibit diminishing
responsiveness (habituation), or disturbance effects may persist; the
latter is most likely with sounds that are highly variable in
characteristics, infrequent and unpredictable in
[[Page 27688]]
occurrence, and associated with situations that a marine mammal
perceives as a threat;
(5) Any anthropogenic noise that is strong enough to be heard has
the potential to reduce (mask) the ability of a marine mammal to hear
natural sounds at similar frequencies, including calls from
conspecifics, and underwater environmental sounds such as surf noise;
(6) If mammals remain in an area because it is important for
feeding, breeding or some other biologically important purpose even
though there is chronic exposure to noise, it is possible that there
could be noise-induced physiological stress; this might in turn have
negative effects on the well-being or reproduction of the animals
involved; and
(7) Very strong sounds have the potential to cause temporary or
permanent reduction in hearing sensitivity. In terrestrial mammals, and
presumably marine mammals, received sound levels must far exceed the
animal's hearing threshold for there to be any temporary threshold
shift (TTS) in its hearing ability. For transient sounds, the sound
level necessary to cause TTS is inversely related to the duration of
the sound. Received sound levels must be even higher for there to be
risk of permanent hearing impairment. In addition, intense acoustic or
explosive events may cause trauma to tissues associated with organs
vital for hearing, sound production, respiration and other functions.
This trauma may include minor to severe hemorrhage.
Effects of Seismic Surveys on Marine Mammals
NMFS anticipates that the effects of Conoco's seismic surveys on
marine mammals will primarily consist of behavioral disturbance,
masking (the animals cannot hear the other sounds around them as well
while the seismic noise is present), TTS (temporary damage to the
auditory tissues), and low-level physiological effects. NMFS is also
currently analyzing the potential effects of issuing IHAs to two other
companies that have proposed seismic surveys in the Chukchi Sea during
the same general time period, and is considering the possibility and
effects of marine mammals being exposed to seismic pulses from multiple
vessels at the same time.
When the received levels of noise exceed some behavioral reaction
threshold, cetaceans will show disturbance reactions. The levels,
frequencies, and types of noise that will elicit a response vary
between and within species, individuals, context, locations, and
seasons. Behavioral changes may be subtle alterations in surface,
respiration, and dive cycles. More conspicuous responses include
changes in activity or aerial displays, movement away from the sound
source, or complete avoidance of the area. The reaction threshold and
degree of response are related to the activity of the animal at the
time of the disturbance. Whales engaged in active behaviors, such as
feeding, socializing, or mating, may be less likely than resting
animals to show overt behavioral reactions, unless the disturbance is
directly threatening.
Although NMFS believes that some limited masking of low-frequency
sounds (e.g., whale calls) is a possibility during seismic surveys, the
intermittent nature of seismic source pulses (1 second in duration
every 16 to 24 seconds, less than 7 percent)) will limit the extent of
masking. Bowhead whales are known to continue calling in the presence
of seismic survey sounds, and their calls can be heard between seismic
pulses (Greene et al., 1999, Richardson et al., 1986). Masking effects
are expected to be absent in the case of belugas, given that sounds
important to them are predominantly at much higher frequencies than are
airgun sounds (Western Geophysical, 2000).
Hearing damage is not expected to occur during the Conoco seismic
survey project. It is not positively known whether the hearing systems
of marine mammals very close to an airgun would be at risk of temporary
or permanent hearing impairment, but TTS is a theoretical possibility
for animals within a few hundred meters of the source (Richardson et
al., 1995). However, planned monitoring and mitigation measures
(described later in this document) are designed to avoid sudden onsets
of seismic pulses at full power, to detect marine mammals occurring
near the array, and to avoid exposing them to sound pulses that have
any possibility of causing hearing impairment. Moreover, as mentioned
previously, bowhead whales avoid an area many kilometers in radius
around ongoing seismic operations, precluding any possibility of
hearing damage.
Reported species-specific responses of the marine mammals likely to
be encountered in the proposed survey area to seismic pulses are
discussed later in this section. Masking, TTS, and behavioral
disturbance as a result of exposure to low frequency sounds have been
discussed in detail in other NMFS documents (70 FR 47797), as well as
the 2006 MMS PEA.
In addition to TTS, exposure to intense seismic sounds is likely to
result in other physiological changes that have other consequences for
the health and ecological fitness of marine mammals. There is mounting
evidence that wild animals respond to human disturbance in the same way
that they respond to predators (Beale and Monaghan, 2004; Frid, 2003;
Frid and Dill, 2002; Gill et al., 2000; Gill and Sutherland, 2001;
Harrington and Veitch, 1992; Lima, 1998; Romero, 2004). These responses
manifest themselves as interruptions of essential behavioral or
physiological events, alteration of an animal's time or energy budget,
or stress responses in which an animal perceives human activity as a
potential threat and undergoes physiological changes to prepare for a
flight or fight response or more serious physiological changes with
chronic exposure to stressors (Frid and Dill, 2002; Romero, 2004;
Sapolsky et al., 2000; Walker et al., 2005).
Classic stress responses begin when an animal's central nervous
system perceives a potential threat to its homeostasis. That perception
triggers stress responses regardless of whether a stimulus actually
threatens the animal; the mere perception of a threat is sufficient to
trigger a stress response (Sapolsky et al., 2005; Seyle, 1950). Once an
animal's central nervous system perceives a threat, it develops a
biological response or defense that consists of a combination of the
four general biological defense responses: behavioral responses,
autonomic nervous system responses, neuroendocrine responses, or immune
response.
The physiological mechanisms behind stress responses involving the
hypothalamus-pituitary-adrenal glands have been well-established
through controlled experiment in the laboratory and natural settings
(Korte et al., 2005; McEwen and Seeman, 2000; Moberg, 1985; 2000;
Sapolsky et al., 2005). Relationships between these physiological
processes, animal behavior, neuroendocrine responses, immune responses,
inhibition of reproduction (by suppression of pre-ovulatory luteinizing
hormones), and the costs of stress responses have also been documented
through controlled experiment in both laboratory and free-living
animals (for examples see, Holberton et al., 1996; Hood et al., 1998;
Jessop et al., 2003; Krausman et al., 2004; Lankford et al., 2005;
Reneerkens et al., 2002; Thompson and Hamer, 2000; Tilbrook et al.,
2000).
The available evidence suggests that: with the exception of
unrelieved pain or extreme environmental conditions, in
[[Page 27689]]
most animals (including humans) chronic stress results from exposure to
a series of acute stressors whose cumulative biotic costs produce a
pathological or pre-pathological state in an animal. The biotic costs
can result from exposure to an acute stressor or from the accumulation
of a series of different stressors acting in concert before the animal
has a chance to recover.
Although few of these responses have been explicitly identified in
marine mammals, they have been identified in other vertebrate animals
and every vertebrate mammal that has been studied, including humans.
Because of the physiological similarities between marine mammals and
other mammal species, NMFS believes that acoustic energy sufficient to
trigger onset TTS is likely to initiate physiological stress responses.
More importantly, NMFS believes that marine mammals might experience
stress responses at received levels lower than those necessary to
trigger onset TTS, and that some of these stress responses rise to the
level of Harassment.
The following species summaries are provided by NMFS to facilitate
understanding of our knowledge of impulsive noise impacts on the
principal marine mammal species that are expected to be affected.
Bowhead Whales
Seismic pulses are known to cause strong avoidance reactions by
many of the bowhead whales occurring within a distance of a few
kilometers, including changes in surfacing, respiration and dive
cycles, and may sometimes cause avoidance or other changes in bowhead
behavior at considerably greater distances (Richardson et al., 1995;
Rexford, 1996; MMS, 1997). Studies conducted prior to 1996 (Reeves et
al., 1984, Fraker et al., 1985, Richardson et al., 1986, Ljungblad et
al., 1988) have reported that, when an operating seismic vessel
approaches within a few kilometers, most bowhead whales exhibit strong
avoidance behavior and changes in surfacing, respiration, and dive
cycles. In these studies, bowheads exposed to seismic pulses from
vessels more than 7.5 km (4.7 mi) away rarely showed observable
avoidance of the vessel, but their surface, respiration, and dive
cycles appeared altered in a manner similar to that observed in whales
exposed at a closer distance (Western Geophysical, 2000). In three
studies of bowhead whales and one of gray whales during this period,
surfacing-dive cycles were unusually rapid in the presence of seismic
noise, with fewer breaths per surfacing and longer intervals between
breaths (Richardson et al.,1986; Koski and Johnson,1987; Ljungblad et
al.,1988; Malme et al.,1988). This pattern of subtle effects was
evident among bowheads 6 km (3mi) to at least 73 km (3.7 to 45.3 mi)
from seismic vessels. However, in the pre-1996 studies, active
avoidance usually was not apparent unless the seismic vessel was closer
than about 6 to 8 km (3.7 to 5.0 mi)(Western Geophysical, 2000).
The proposed seismic survey will occur during a time when bowhead
whales are migrating west from Canada back across the North Slope of
Alaska. Results from the 1996-1998 BP and Western Geophysical seismic
program monitoring in the Beaufort Sea indicate that most migrating
bowheads deflected seaward to avoid an area within about 20 km (12.4
mi) of an active nearshore seismic operation, with the exception of a
few closer sightings when there was an island or very shallow water
between the seismic operations and the whales (Miller et al., 1998,
1999). The available data do not provide an unequivocal estimate of the
distance at which approaching bowheads begin to deflect, but this may
be on the order of 35 km (21.7 mi). It is also uncertain how far beyond
(west of) the seismic operation the seaward deflection persists (Miller
et al., 1999). Although very few bowheads approached within 20 km (12.4
mi) of the operating seismic vessel, the number of bowheads sighted
within that area returned to normal within 12-24 hours after the airgun
operations ended (Miller et al., 1999).
Inupiat whalers believe that migrating bowheads are sometimes
displaced at distances considerably greater than suggested by pre-1996
scientific studies (Rexford, 1996) previously mentioned in this
document. Also, whalers believe that avoidance effects can extend out
to distances on the order of 30 miles (48.3 km), and that bowheads
exposed to seismic also are ``skittish'' and more difficult to
approach. The ``skittish'' behavior may be related to the observed
subtle changes in the behavior of bowheads exposed to seismic pulses
from distant seismic vessels (Richardson et al., 1986).
Gray Whales
The reactions of gray whales to seismic pulses are similar to those
documented for bowheads during the 1980s. Migrating gray whales along
the California coast were noted to slow their speed of swimming, turn
away from seismic noise sources, and increase their respiration rates.
Malme et al. (1983, 1984, 1988) concluded that approximately 50 percent
of the migrating gray whales showed avoidance when the average received
pulse level was 170 dB (re 1 microPa). By some behavioral measures,
clear effects were evident at average pulse levels of 160dB or greater;
less consistent results were suspected at levels of 140-160 dB. Recent
research on migrating gray whales showed responses similar to those
observed in the earlier research when the source was moored in the
migration corridor 2 km (1.2 mi) from shore. However, when the source
was placed offshore (4 km (2.5 mi) from shore) of the migration
corridor, the avoidance response was not evident on track plots (Tyack
and Clark, 1998).
Beluga
The beluga is the only species of toothed whale (odontocete)
expected to be encountered in the Beaufort Sea. Belugas have poor
hearing thresholds at frequencies below 200 Hz, where most of the
energy from airgun arrays is concentrated. Their thresholds at these
frequencies (as measured in a captive situation), are 125 dB re 1
microPa or more depending upon frequency (Johnson et al., 1989).
Although not expected to be significantly affected by the noise, given
the high source levels of seismic pulses, airgun sounds sometimes may
be audible to belugas at distances of 100 km (62.1 mi) (Richardson and
Wursig, 1997), and perhaps further if actual low-frequency hearing
thresholds in the open sea are better than those measured in captivity
(Western Geophysical, 2000). The reaction distance for belugas,
although presently unknown, is expected to be less than that for
bowheads, given the presumed poorer sensitivity of belugas than that of
bowheads for low-frequency sounds.
As noted in the MMS PEA, effects on the immune system from seismic
pulses have been documented by Romano et al. (2004). They summarized
that ``anthropogenic sound is a potential ``stressor'' for marine
mammals. Not only can loud or persistent noise impact the auditory
system of cetaceans, it may impact health by bringing about changes in
immune function, as has been shown in other mammals'' These authors
identified neural immune measurements that may be ``implicated as
indicates of stress in a beluga and bottlenose dolphin that were either
released acutely or changed over time during experimental period.''
Specifically, they found significant increases in aldosterone and a
significant decrease in monocytes in a bottlenose dolphin after
exposure to single impulsive sounds (up to 200 kiloPascals (kPa)) from
a seismic water gun. Neural-immune changes following
[[Page 27690]]
exposure to single pure tones (up to 201 dB re 1 microPa) resembling
sonar pings were minimal, but changes were observed over time. A beluga
whale exposed to single underwater impulses produced by a seismic water
gun had significantly higher norepinephrine, dopamine and epinephrine
levels after high-level sound exposure (>100 kPa) as compared with low-
level exposures (<100kPa) or controls and increased with increasing
sound levels.
Ringed, Spotted and Bearded Seals
No detailed studies of reactions by seals to noise from open water
seismic exploration have been published (Richardson et al., 1995).
However, there are some data on the reactions of seals to various types
of impulsive sounds (LGL and Greeneridge, 1997, 1998, 1999a; J. Parsons
as quoted in Greene et al., 1985; Anon., 1975; Mate and Harvey, 1985).
These studies indicate that ice seals typically either tolerate or
habituate to seismic noise produced from open water sources.
Underwater audiograms have been obtained using behavioral methods
for three species of phocinid seals, ringed, harbor, and harp seals
(Pagophilus groenlandicus). These audiograms were reviewed in
Richardson et al. (1995) and Kastak and Schusterman (1998). Below 30-50
kHz, the hearing threshold of phocinids is essentially flat, down to at
least 1 kHz, and ranges between 60 and 85 dB (re 1 microPa @ 1 m).
There are few data on hearing sensitivity of phocinid seals below 1
kHz. NMFS considers harbor seals to have a hearing threshold of 70-85
dB at 1 kHz (60 FR 53753, October 17, 1995), and recent measurements
for a harbor seal indicate that, below 1 kHz, its thresholds
deteriorate gradually to 97 dB (re 1 microPa @ 1 m) at 100 Hz (Kastak
and Schusterman, 1998).
While no detailed studies of reactions of seals from open-water
seismic exploration have been published (Richardson et al., 1991,
1995), some data are available on the reactions of seals to various
types of impulsive sounds (see LGL and Greeneridge, 1997, 1998, 1999a;
Thompson et al., 1998). These references indicate that it is unlikely
that pinnipeds would be harassed or injured by low frequency sounds
from a seismic source unless they were within relatively close
proximity of the seismic array. For permanent injury, pinnipeds would
likely need to remain in the high-noise field for extended periods of
time. Existing evidence also suggests that, while seals may be capable
of hearing sounds from seismic arrays, they appear to tolerate intense
pulsatile sounds without known effect once they learn that there is no
danger associated with the noise (see, for example, NMFS/Washington
Department of Wildlife, 1995). In addition, they will apparently not
abandon feeding or breeding areas due to exposure to these noise
sources (Richardson et al., 1991) and may habituate to certain noises
over time.
Proposed Safety Radii
NMFS has determined that for acoustic effects, using established
acoustic thresholds in combination with corresponding safety radii is
the most effective way to consistently both apply measures to avoid or
minimize the impacts of an action and to quantitatively estimate the
effects of an action. NMFS believes that cetaceans and pinnipeds should
not be exposed to pulsed underwater noise at received levels exceeding,
respectively, 180 and 190 dB re 1 microPa (rms) to avoid permanent
physiological damage (Level A Harassment). NMFS also assumes that
cetaceans or pinnipeds exposed to levels exceeding 160 dB re 1 microPa
(rms) experience Level B Harassment. Thresholds are used in two ways:
(1) To establish a mitigation shut-down or power down zone, i.e., if an
animal enters an area calculated to be ensonified above the level of an
established threshold, a sound source is powered down or shut down; and
(2) to calculate take, in that a model may be used to calculate the
area around the sound source that will be ensonified to that level or
above, then, based on the estimated density of animals and the distance
that the sound source moves, NMFS can estimate the number of marine
mammals that may be ``taken''.
In order to implement shut-down zones, or to estimate how many
animals may potentially be exposed to a particular sound level using
the acoustic thresholds described above, it is necessary to understand
how sound will propagate in a particular situation. Models may be used
to estimate at what distance from the sound source the water will be
ensonified to a particular level. Safety radii represent the estimated
distance from the sound source at which the received level of sound
would be 190, 180, and 160 dB.
Conoco's application contains their initial proposed safety radii
and take estimates. However, the initial model Conoco used did not take
into consideration either the physical characteristics of the Chukchi
Sea or the fact that the water was only 50 m deep, and NMFS was
concerned that the proposed radii were too small. Subsequently, Conoco
adopted a new model and submitted new proposed safety and take
estimates. They used an advanced airgun array source model to predict
the 190, 180, and 160 dB isopleths for the proposed seismic survey in
the Chukchi Sea. This model simulates the throttled injection of high-
pressure air from airgun chambers into underwater air bubbles,
simulates the complex oscillation of each bubble, taking into account
the hydrostatic pressure effects of the pressure waves from all other
airguns, and includes effects such as surface-reflected pressure waves,
heat transfer from bubble to the surrounding water, and the buoyancy of
the bubbles. The model also takes into consideration the bathymetry,
water properties, and geoacoustic properties of the sea bed layers in
the proposed survey area. The calculated safety radii from this model
are as follows: the 190-dB radius is 230 m (754 ft), the 180-dB radius
is 850 m (2,788), and the 160-dB radius is 4,590 m (2.85 mi).
Though the model considers some of the site-specific
characteristics of the Chukchi Sea, because no sound propagation
studies have previously been conducted in the proposed survey area
(against which model results can be prepared) NMFS believes that it is
appropriate and necessary to field-verify the modeled safety radii.
Accordingly, field verification will be conducted prior to initiation
of the seismic survey and, until that time, Conoco will multiply the
modeled 190-dB and 180-dB safety radii by 1.5 (which equals 345 m (1121
ft) and 1,275 m (4, 174 ft), respectively) to conservatively establish
the mitigation shutdown zones for marine mammals (see Mitigation
section). The 1.5 correction factor will not be used in the take
estimations.
Field verification will be conducted using an autonomous ocean
bottom hydrophone. This hydrophone is suspended (upward, by float) from
an anchor dropped to the ocean floor, and then released to the surface
for data collection when a particular frequency tone is directed at the
hydrophone. The MV Patriot will run directly, in a straight line, at,
over, and past the hydrophone to establish received sound levels at
distances in front of and behind the sound source. Then, the MV Patriot
will do a lawnmower type zig-zag sideways to the hydrophone so that
received levels at varying distances to the side of the sound source
may be measured. Because of the shape of the array, sound propagates
farther laterally from the source than forward or backward, so both
orientations are measured, then a conservative combination of the two
is used to calculate the safety radii. NMFS will use the field verified
safety radii to establish
[[Page 27691]]
power-down and shut-down zones for the MV Patriot.
Estimated Take by Incidental Harassment for Conoco's Proposed Seismic
Survey
Given the proposed mitigation (see Mitigation later in this
document), all anticipated takes will consist of Level B harassment, at
most. The proposed mitigation measures are expected to minimize or
eliminate the possibility of Level A harassment or mortality.
Additionally, these numbers do not take into consideration either the
effectiveness of the mitigation measures or the fact that some species
will avoid the sound source at distances greater than those estimated
to result in a take.
It is difficult to make accurate, scientifically defensible, and
observationally verifiable estimates of the number of individuals
likely to be subject to Level B Harassment by the noise from Conoco's
airguns. There are many uncertainties in marine mammal and seasonally
varying abundance, in local horizontal and vertical distribution; in
marine mammal reactions to varying frequencies and levels of acoustic
pulses; and in perceived sound levels at different horizontal and
oblique ranges from the source.
NMFS beleieves the best estimate of potential ``take by
harassment'' is derived by multiplying the estimated densities (per
square kilometer) of each species within the proposed survey area by
the width of the 160-dB safety radii (4,590 m (2.85 mi)) over the
length of Conoco's estimated trackline (16,576 km (10,300)). Since
Conoco revised their safety radii after submitting their application,
the estimated take numbers presented here are higher than those
predicted in their application. The total estimated ``take by
harassment'' is presented in Table 1. As mentioned previously, the
upper limit of estimated take for ringed and bearded seals suggested in
Table 1 is most likely an overestimate, as it is based on surveys of
the animals conducted nearer to shore, where densities are higher than
they are off-shore where the seismic surveys will be conducted.
Potential Effects on Habitat
Conoco states that the proposed seismic survey will not cause any
permanent impact on habitats and the prey used by marine mammals. A
broad discussion on the various types of potential effects of exposure
to seismic on fish and invertebrates can be found in LGL (2005;
University of Alaska-Fairbanks Seismic Survey across Arctic Ocean at
https://www.nmfs.noaa.gov/pr/permits/incidental.htm#iha), and includes a
summary of direct mortality (pathological/ physiological) and indirect
(behavioral) effects.
Mortality to fish, fish eggs and larvae from seismic energy sources
would be expected within a few meters (0.5 to 3 m (1.6 to 9.8 ft)) from
the seismic source. Direct mortality has been observed in cod and
plaice within 48 hours of being subjected to seismic pulses two meters
from the source (Matishov, 1992), however other studies did not report
any fish kills from seismic source exposure (La Bella et al., 1996;
IMG, 2002; Hassel et al., 2003). To date, fish mortalities associated
with normal seismic operations are thought to be slight. Saetre and Ona
(1996) modeled a worst-case mathematical approach on the effects of
seismic energy on fish eggs and larvae, and concluded that mortality
rates caused by exposure to seismic are so low compared to natural
mortality that issues relating to stock recruitment should be regarded
as insignificant.
Limited studies on physiological effects on marine fish and
invertebrates to acoustic stress have been conducted. No significant
increases in physiological stress from seismic energy were detected for
various fish, squid, and cuttlefish (McCauley et al., 2000) or in male
snow crabs (Christian et al., 2003). Behavioral changes in fish
associated with seismic exposures are expected to be minor at best.
Because only a small portion of the available foraging habitat would be
subjected to seismic pulses at a given time, fish would be expected to
return to the area of disturbance anywhere from 15-30 minutes (McCauley
et al., 2000) to several days (Engas et al., 1996).
Available data indicates that mortality and behavioral changes do
occur within very close range to the seismic source, however, the
proposed seismic acquisition activities in the Chukchi are predicted by
Conoco to have a negligible effect to the prey resource of the various
life stages of fish and invertebrates available to marine mammals
occurring during the project's duration. The planned Conoco trackline
is 16,576 km (10,300 ft) long, and will encompass approximately a 2500-
3600 km\2\-area (965-1390 mi\2\-area) in the northeastern Chukchi Sea.
Only a small fraction of the available habitat would be impacted by
noise at any given time during the seismic surveys, and the constant
movement of the seismic vessel would prevent any area from sustaining
high noise levels for extended periods of time. Disturbance to fish
species would most likely be short-term and temporary. Similarly,
concentrations of zooplankton consumed by mysticetes would only respond
to a seismic impulse very close to the source, where they may scatter
before regrouping after the seismic vessel passes. Thus, the proposed
activity is not expected to have any effects on habitat or prey that
could cause permanent or long-term consequences for individual marine
mammals or their populations, since operations will be limited in
duration, location, timing, and intensity.
Potential Effects on Subsistence Use of Marine Mammals
Marine mammals are key in the subsistence economies of the
communities bordering the seismic survey area, including Barrow,
Wainwright, Point Lay, and Point Hope. Other communities that subsist
on marine mammals are considerably beyond the project area, and their
subsistence activities are unlikely to be affected by the seismic
operations in the Chukchi Sea. The whale harvests have a great
influence on social relations by strengthening the sense of Inupiat
culture and heritage in addition to reinforcing family and community
ties.
Bowhead whales are important for subsistence at all of the villages
bordering the project area except Point Lay, which does not hunt
bowhead whales. The harvest is based on a quota, established by the
International Whaling Commission (IWC ) and regulated by agreement
between Alaska Eskimo Whaling Commission (AEWC) and NMFS, according to
the cultural and nutritional needs of Alaska Eskimos as well as on
estimates of the size and growth of the stock of bowhead whales (Suydam
and George 2004). In 2002 the IWC set a 5-year block quota of 67
strikes per year with a total landed not to exceed 280 whales (IWC
2003). The most recent data show that 37, 35, and 36 whales were landed
in 2000-2004 for a total of 108 whales (Suydam and George 2004, Suydam
et al. 2005). Between 23 and 28 were taken at Point Hope, Wainwright,
and Barrow during these years, with most (60-90 percent) taken by
Barrow each year.
Bowheads are hunted during the spring and fall migrations. Point
Hope and Wainwright only hunt during the spring migration whereas
Barrow hunts during the spring and fall migrations. Barrow takes most
bowheads during the spring migration. The spring bowhead hunt occurs
after leads open due to the deterioration of pack ice, which typically
occurs from early April until the first week of June. Because of the
timing, the Spring hunts of Point Hope, Wainwright, and Barrow should
not be affected by seismic operation, since the
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hunt should be completed before the start of seismic operations in
July.
The autumn hunt at Barrow usually begins in mid-September, and
mainly occurs in the waters east and northeast of Point Barrow in the
Beaufort Sea. The whales have usually left the Beaufort Sea by late
October (Treacy 2002a,b). The location of the fall hunt depends on ice
conditions, which can influence distance of whales from shore (Brower,
1996). Hunters prefer to take bowheads close to shore to avoid a long
tow during which the meat can spoil, but Braund and Moorehead (1995)
report that crews may (rarely) pursue whales as far as 80 km, and in
2004 hunters harvested a whale up to 50 km northeast of Barrow (Suydam
et al., 2005). Conoco asserts that though some whales are reported off
Barrow in summer between migrations, subsistence at Barrow should not
be affected by seismic operations since the location of the hunt is a
considerable distance from the project area (Craig George, personal
communications).
Beluga whales are hunted for subsistence at Barrow, Wainwright,
Point Lay, and Point Hope, with the most taken by Point Lay (Fuller and
George 1997). Point Lay harvests belugas primarily during summer in
Kasegaluk Lagoon, where they averaged 40 belugas per year over a 10-
year period (Fuller and George, 1997). Compared to Point Lay, small
numbers of belugas are harvested by Barrow with intermediate numbers
harvested by Point Hope and Wainwright. Harvest at these villages
generally occurs between April and July, with most taken in April and
May when pack-ice conditions deteriorate and leads open up. Hunters
usually wait until after the bowhead whale hunt to hunt belugas. The
Alaska Beluga Whale Committee recorded 23 beluga whales harvested by
Barrow hunters from 1987 to 2002, ranging from 0 in 1987, 1988 and 1995
to the high of 8 in 1997 (Fuller and George, 1999; Alaska Beluga Whale
Committee 2002 in USDI/BLM 2005). The time of the project will not
overlap hunts at Point Hope, Wainwright, and Barrow, and Point Hope and
Barrow should be largely beyond any influence of the project
activities. Point Lay villagers hunt in Kasegaluk Lagoon, which is
beyond the influence of the project activities. Furthermore, the lagoon
is shallow and close to shore, which would greatly reduce any
underwater seismic noise, in the unlikely event noise reached the
lagoon.
Ringed, bearded, and spotted seals are hunted by all of the
villages bordering the project area (Fuller and George 1997). Ringed
seals comprise the largest part of the subsistence hunt and spotted
seal the least, particularly at Barrow where they are primarily hunted
near shore. Spotted seals are considerably more abundant in the Chukchi
than Beaufort Sea. At Barrow, spotted seals are primarily hunted in
Admiralty Bay, which is about 60 km east of Barrow. The largest
concentrations of spotted seals in Alaska are in Kasegaluk Lagoon,
where Point Lay hunters harvest them. (Frost et al. 1993). Braund et
al. (1993) found that the majority of bearded seals taken by Barrow
hunters are within approximately 24 km (15 mi) off shore. Ringed and
bearded seals are hunted throughout the year, but most are taken in
May, June, and July when ice breaks up and there is open water instead
of the more difficult hunting of seals at holes and lairs. The timing
slightly varies among villages, with peak hunting occurring
incrementally later going from Point Hope to Barrow. Spotted seals are
only hunted in spring through summer, since they winter in the Bering
Sea. The seismic operation should have little to no effect on
subsistence hunting since the seismic survey will no more than
minimally overlap the end of the primary period when seals are
harvested, and most hunting at the villages will be a considerable
distance away from seismic operations, particularly at Point Hope (74
km (46 mi)) and Point Lay (90 km (56 mi)).
Natives in Alaska are very concerned about how seismic operations
in the Chukchi Sea will impact their subsistence harvest of marine
mammals. NMFS shares these concerns and some of the studies presented
in the Effects section of this document further validate them. NMFS
notes, though, that some of the types of behaviors that may affect the
subsistence harvest may not be considered MMPA Harassment (such as a
minor migration route deflection ). Following are a few of their
primary concerns:
(1) Native knowledge suggests that sound from seismic surveys may
cause bowhead whales or other subsistence stocks to change their
behavior or migratory patterns in such a way that they are not present
in traditional hunting grounds or in historical numbers. If so, natives
may be unable to harvest any animals, or will have to harvest them from
such a distance that the animal may spoil during the long tow back and
human safety risks are increased during the extended trip.
(2) Native knowledge indicates that bowhead whales become
increasingly ``skittish'' in the presence of seismic noise. Whales are
more wary around the hunters and tend to expose a much smaller portion
of their back when surfacing (which makes harvesting more difficult).
Additionally, natives report that bowheads exhibit angry behaviors in
the presence of seismic, such as tail-slapping, which translate to
danger for nearby subsistence harvesters.
(3) Natives are concerned that the cumulative effects of increased
numbers of concurrent seismic surveys in the Chukchi and Beaufort Seas
may have population-level effects on subsistence stocks that will
permanently affect their subsistence harvest. An additional concern is
the perception of the increased risk of population-level effects by the
IWC, which could decide to lower the subsistence quotas for Alaska or
reduce them to zero.
Plan of Cooperation
Regulations at 50 CFR 216.104(a)(12)(i) require IHA applicants for
activities that take place in Arctic waters to provide a plan of
cooperation (POC) or information that identifies what measures have
been taken and/or will be taken to minimize any adverse effects on the
availability of marine mammals for subsistence purposes.
Representatives of Conoco have been in continued coordination with the
AEWC and met with the whaling captains of the potentialy affected
villages in March, 2006. Additionally, both Conoco and the AEWC had
representatives present at the Open-Water Seismic meeting held in
Alaska in April and further negotiated appropriate measures to minimize
impacts to the subsistence harvest. Conoco is currently working on a
Conflict Avoidance Agreement (CAA) with the AEWC.
Conoco anticipates signing the CAA sometime this spring. The CAA
will incorporate all appropriate measures and procedures regarding the
timing and areas of the operator's planned activities (i.e., times and
places where seismic operations will be curtailed or moved in order to
avoid potential conflicts with active subsistence whaling and sealing);
communications system between operators vessels and whaling and hunting
crews; provision for marine mammal observers/Inupiat communicators
aboard all project vessels; conflict resolution procedures; and
provisions for rendering emergency assistance to subsistence hunting
crews.
Based on our understanding of what the finalized CAA will contain,
as well as some additional mitigation and monitoring measures discussed
later in this document (see Mitigation), NMFS has preliminarily
determined that the proposed activity will not have an unmitigable
adverse impact on the
[[Page 27693]]
subsistence harvest of the affected species or stocks.
Mitigation and Monitoring
Three categories of mitigation and monitoring measures are
discussed in the following section. In the first subsection, the
mitigation and monitoring measures proposed by Conoco in their
application are discussed. In the second subsection an additional
comprehensive monitoring plan, which Conoco has agreed to in concept,
but not in every detail, is discussed. The third subsection refers to
an additional set of mitigation measures that are intended to ensure
that NMFS' can adopt MMS' PEA to meet our NEPA responsibility for the
issuance of an IHA to Conoco, and subsequently issue a Finding of No
Significant Impact.
Mitigation and Monitoring Measures Proposed in Conoco's Application
Mitigation
Conoco's application indicates that both a 16-gun array and,
occasionally, a 24-gun array will be used to acquire data during the
proposed seismic survey. However, subsequent to discussions at the
Alaska Open-Water Seismic meeting of how to reduce effects to marine
mammals, Conoco has redesigned their survey plan to use only the 16-
array gun.
Conoco's proposed mitigation measures include (1) speed or course
alteration, provided that doing so will not compromise operational
safety requirements, (2) power-or shutdown procedures, and (3) no start
up of airgun operations unless the full 180 dB safety zone is visible
for at least 30 minutes during day or night. Details regarding these
measures are provided below:
Speed or Course Alteration: If a marine mammal is detected outside
the safety radius and, based on its position and the relative motion,
is likely to enter the safety radius, the vessel's speed and/or direct
course may, when practical and safe, be changed in a way that avoids
the marine mammal and also minimizes the effect on the seismic program.
The marine mammal activities and movements relative to the seismic
vessel will be closely monitored to ensure that the marine mammal does
not approach within the safety radius. If the mammal appears likely to
enter the safety radius, further mitigative actions will be taken,
i.e., either further course alterations or power down or shut down of
the airgun(s).
Power-down Procedures: A power down involves decreasing the number
of airguns in use such that the radius of the 180-dB (or 190-dB) zone
is decreased to the extent that marine mammals are not in the safety
zone. A power down may also occur when the vessel is moving from one
seismic line to another. During a power down, one airgun is operated.
The continued operation of one airgun is intended to alert marine
mammals to the presence of the seismic vessel in the area. In contrast,
a shut down occurs when all airgun activity is suspended. If a marine
mammal is detected outside the safety radius but is likely to enter the
safety radius, and if the vessel's speed and/or course cannot be
changed to avoid having the mammal enter the safety radius, the airguns
may (as an alternative to a complete shut down) be powered down before
the mammal is within the safety radius. Likewise, if a mammal is
already within the safety zone when first detected, the airguns will be
powered down if doing so leaves the animals outside of the new safety
radii around the airguns still operating, else they will be shut down.
Following a power down, airgun activity will not resume until the
marine mammal has cleared the safety zone. The animal will be
considered to have cleared the safety zone if it:
Is visually observed by marine mammal observers (MMOs) to
have left the safety zone, or
Has not been seen within the zone for 15 min in the case
of pinnipeds or belugas, or
Has not been seen within the zone for 30 min in the case
of bowhead, gray, or killer whales.
Shut-down Procedures: The operating airgun(s) will be shut down
completely if a marine mammal approaches or enters the safety radius
and a power down will not succeed in removing the animal from within
the 180 dB isopleth. The operating airgun(s) will also be shut down
completely if a marine mammal approaches or enters the estimated safety
radius of the source that would be used during a power down. The
shutdown procedure should be accomplished within several seconds (of a
``one shot'' period) of the determination that a marine mammal is
within or about to enter the safety zone. Airgun activity will not
resume until the marine mammal has cleared the safety radius. The
animal will be considered to have cleared the safety radius if it is
visually observed to have left the safety radius, or if it has not been
seen within the radius for 15 minutes (beluga and seals) or 30 minutes
(bowhead, gray, and killer whales).
Ramp-up Procedures: A ``ramp up'' procedure will be followed when
the airgun array begins operating after a specified-duration period
without airgun operations. Under normal operation conditions (4-5 knots
(7.4-9.2 km/hr)) a ramp-up would be required after a ``no shooting''
period lasting 2 minutes or longer. NMFS normally requires that the
rate of ramp up be no more than 6 dB per 5 minute period. The specified
period depends on the speed of the source vessel and the size of the
airgun array that is being used. Ramp up will begin with the smallest
gun in the array that is being used for all subsets of the array. Guns
will be added in a sequence such that the source level in the array
will increase at a rate no greater than 6 dB per 5-minutes, which is
the normal rate of ramp up for larger airgun arrays. During the ramp up
(i.e., when only one airgun is operating), the safety zone for the full
16-airgun system will be maintained.
If the complete safety radius has not been visible for at least 30
minutes prior to the start of operations in daylight or nighttime,
ramp-up will not commence unless one gun has been operating during the
interruption of seismic survey operations. This means that it will not
be permissible to ramp up the source from a complete shut down in thick
fog or at other times when the full safety zone is not visible (i.e.,
sometimes at night). If the entire safety radius is visible using
vessel lights and/or Night Vision Devices (NVDs) (as may be possible
under moonlit and calm conditions), then start up of the airguns from a
shut down may occur at night. If one airgun has operated during a
power-down period, ramp up to full power will be permissible at night
or in poor visibility, on the assumption that marine mammals will be
alerted to the approaching seismic vessel by the sounds from the single
airgun and could move away if they choose. Ramp-up of the airguns will
not be initiated if a marine mammal is sighted within or near the
applicable safety radii during the day or a night. For operations in
the Chukchi during summer and autumn months, there will be enough
daylight to monitor beyond a 12-hour cycle.
Monitoring
Vessel-based observers will monitor marine mammals near the seismic
vessel during: (1) all daytime hours; (2) 30 minutes before all start
ups (day or night), and (3) at night when marine mammals are suspected
(based on observations of the bridge crew) of either approaching or
being within the safety radii. When feasible, observations will also be
made during daytime periods during transits and other operations when
guns are inactive.
During seismic operations observers will be based aboard the
vessel. Marine
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mammal observers (MMOs) will be hired by Conoco, with NMFS approval.
One resident from the North Slope Borough, preferably from Point Hope,
Point Lay, Wainwright, or Barrow, who is knowledgeable about marine
mammals of the project area will to be included in the MMO team aboard
the vessel. Observers will follow a schedule so at least two observers
will simultaneously monitor marine mammals near the seismic vessel
during ongoing daytime operations and nighttime start ups of the
airgun. Use of two simultaneous observers will increase the proportion
of the animals present detected near the source vessel. MMO(s) will
normally be on duty in shifts no longer than 4 hours. The vessel crew
will also be instructed to assist in detecting marine mammals and
implementing mitigation requirements (if practical). Before the start
of the seismic survey the crew will be given additional instruction on
how to do so.
The vessel is a suitable platform for marine mammal observations.
When stationed on the flying bridge, the eye level will be
approximately 10 m (32.8 ft) above sea level, and the observer will
have an unobstructed view around the entire vessel. If surveying from
the bridge, the o