Eligibility of Arriving Aliens in Removal Proceedings To Apply for Adjustment of Status and Jurisdiction To Adjudicate Applications for Adjustment of Status, 27585-27592 [06-4429]
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Federal Register / Vol. 71, No. 92 / Friday, May 12, 2006 / Rules and Regulations
grower revenue could range between .11
and .65 percent.
This action continues in effect the
action that increased the assessment
obligation imposed on handlers. While
assessments impose some additional
costs on handlers, the costs are minimal
and uniform on all handlers. Some of
the additional costs may be passed on
to producers. However, these costs are
offset by the benefits derived by the
operation of the marketing order.
In addition, the Committee’s meeting
was widely publicized throughout the
Florida citrus industry and all interested
persons were invited to attend the
meeting and participate in Committee
deliberations on all issues. Like all
Committee meetings, the December 16,
2005, meeting was a public meeting and
all entities, both large and small, were
able to express views on this issue.
This action imposes no additional
reporting or recordkeeping requirements
on either small or large Florida citrus
handlers. As with all Federal marketing
order programs, reports and forms are
periodically reviewed to reduce
information requirements and
duplication by industry and public
sector agencies.
AMS is committed to compliance
with the Government Paperwork
Elimination Act (GPEA), which requires
Government agencies in general to
provide the public the option of
submitting information or transacting
business electronically to the maximum
extent possible.
USDA has not identified any relevant
Federal rules that duplicate, overlap, or
conflict with this rule.
An interim final rule concerning this
action was published in the Federal
Register on February 1, 2006 (71 FR
5157). Copies of that rule were also
mailed or sent via facsimile to all
Florida citrus handlers. Finally, the
interim final rule was made available
through the Internet by USDA and the
Office of the Federal Register. A 60-day
comment period was provided for
interested persons to respond to the
interim final rule. The comment period
ended on April 3, 2006, and no
comments were received.
A small business guide on complying
with fruit, vegetable, and specialty crop
marketing agreements and orders may
be viewed at: https://www.ams.usda.gov/
fv/moab.html. Any questions about the
compliance guide should be sent to Jay
Guerber at the previously mentioned
address in the FOR FURTHER INFORMATION
CONTACT section.
After consideration of all relevant
material presented, including the
information and recommendation
submitted by the Committee and other
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available information, it is hereby found
that this rule, as hereinafter set forth,
will tend to effectuate the declared
policy of the Act.
List of Subjects in 7 CFR Part 905
Grapefruit, Marketing agreements,
Oranges, Reporting and recordkeeping
requirements, Tangelos, Tangerines.
PART 905—ORANGES, GRAPEFRUIT,
TANGERINES, AND TANGELOS
GROWN IN FLORIDA
Accordingly, the interim final rule
amending 7 CFR part 905 which was
published at 71 FR 5157 on February 1,
2006, is adopted as a final rule without
change.
I
Dated: May 9, 2006.
Lloyd C. Day,
Administrator, Agricultural Marketing
Service.
[FR Doc. 06–4440 Filed 5–11–06; 8:45 am]
BILLING CODE 3410–02–P
DEPARTMENT OF HOMELAND
SECURITY
Citizenship and Immigration Services
8 CFR Parts 1 and 245
[CIS No. 2387–06]
[DHS Docket No. USCIS–2006–0010]
RIN 1615–AB50
DEPARTMENT OF JUSTICE
Executive Office for Immigration
Review
8 CFR Parts 1001 and 1245
[EOIR Docket No. 152; AG Order No. 2819–
2006]
RIN 1125–AA55
Eligibility of Arriving Aliens in Removal
Proceedings To Apply for Adjustment
of Status and Jurisdiction To
Adjudicate Applications for
Adjustment of Status
AGENCIES: U.S. Citizenship and
Immigration Services, DHS; Executive
Office for Immigration Review, DOJ.
ACTION: Interim rules with request for
comments.
SUMMARY: The Secretary of Homeland
Security and the Attorney General are
amending their respective agencies’
regulations governing applications for
adjustment of status filed by paroled
arriving aliens seeking to become lawful
permanent residents. The Secretary and
the Attorney General are also amending
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the regulations to clarify when United
States Citizenship and Immigration
Services, or the immigration judges and
the Board of Immigration Appeals of the
Executive Office for Immigration
Review, have jurisdiction to adjudicate
applications for adjustment of status by
such aliens. In addition, the Secretary
and the Attorney General are requesting
comments on the possibility of adopting
further proposals in the future to
structure the exercise of discretion in
adjudicating these applications for
adjustment of status.
DATES: Effective date: These rules are
effective May 12, 2006.
Comment date: Comments may be
submitted not later than June 12, 2006.
ADDRESSES: You may submit comments,
identified by DHS Docket No. DHS–
2006–0010, by one of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Director, Regulatory
Management Division, U.S. Citizenship
and Immigration Services, Department
of Homeland Security, 111
Massachusetts Avenue, NW., 3rd Floor,
Washington, DC 20529. To ensure
proper handling, please reference DHS
Docket No. USCIS–2006–0010 on your
correspondence. This mailing address
may also be used for paper, disk, or CD–
ROM submissions.
• Hand Delivery/Courier: Regulatory
Management Division, U.S. Citizenship
and Immigration Services, Department
of Homeland Security, 111
Massachusetts Avenue, NW., 3rd Floor,
Washington, DC 20529. Contact
Telephone Number (202) 272–8377.
FOR FURTHER INFORMATION CONTACT:
Regarding amendment to 8 CFR parts 1
and 245: Evan Franke, Litigation
Coordination Counsel, Office of the
Chief Counsel, U.S. Citizenship and
Immigration Services, Department of
Homeland Security, 20 Massachusetts
Avenue, NW., Suite 4025, Washington,
DC 20529, telephone (202) 272–1400
(not a toll free call).
Regarding amendments to 8 CFR part
1001 and 1245: MaryBeth Keller,
General Counsel, Executive Office for
Immigration Review, 5107 Leesburg
Pike, Suite 2600, Falls Church, Virginia
22041; telephone (703) 305–0470 (not a
toll free call).
SUPPLEMENTARY INFORMATION:
I. Public Participation
Interested persons are invited to
participate in this rulemaking by
submitting written data, views, or
arguments on all aspects of these rules.
Comments that will provide the most
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assistance to the Department of
Homeland Security and the Department
of Justice will reference a specific
portion of the rules, explain the reason
for any recommended change, and
include data, information, or authority
that support such recommended change.
In addition to the specific provisions of
the rules, the Departments request
comments on whether the Secretary and
the Attorney General should adopt any
presumptions or restrictions on the
exercise of discretion as discussed in
Part IV of the SUPPLEMENTARY
INFORMATION. As a convenience to the
general public and to the agencies, the
Department of Homeland Security will
receive all comments on behalf of both
agencies, and all comments will be
considered by the appropriate agency.
See ADDRESSES above for information on
how to submit comments.
Instructions: All submissions received
must include the agency name and DHS
Docket No. USCIS–2006–0010. All
comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov. Submitted
comments may also be inspected at the
Regulatory Management Division, U.S.
Citizenship and Immigration Services,
Department of Homeland Security, 111
Massachusetts Avenue, NW., 3rd Floor,
Washington, DC 20529. To make an
appointment, please contact the
Regulatory Management Division at
(202) 272–8377.
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II. Statutory and Regulatory
Background
A. Adjustment of Status
Section 245 of the Immigration and
Nationality Act (INA or Act), 8
U.S.C.1255, authorizes the Secretary of
Homeland Security (Secretary) and the
Attorney General, in the exercise of
discretion, to adjust an eligible alien’s
status to that of an alien lawfully
admitted for permanent residence.
Unless an alien qualifies for adjustment
of status under section 245(i) of the Act,
8 U.S.C. 1255(i), an alien seeking
adjustment of status must generally
show that he or she was inspected at a
port-of-entry and either admitted or
paroled into the United States. INA sec.
245(a), 8 U.S.C. 1255(a).
As defined by section 101(a)(13)(A) of
the Act, an alien is ‘‘admitted’’ if an
immigration inspector authorized the
alien to enter the United States, after
having determined on the basis of the
alien’s inspection that the alien is
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‘‘clearly and beyond doubt’’ entitled to
admission. See INA 235(b)(2) and
240(c)(2)(A), 8 U.S.C. 1225(b)(2) and
1229a(c)(2)(A) (applicant for admission
must establish admissibility ‘‘clearly
and beyond doubt’’).
Alternatively, an alien may be
permitted to physically enter the United
States temporarily without having been
admitted, a concept known as ‘‘parole.’’
Leng May Ma v. Barber, 357 U.S. 185,
188–189 (1958), quoting Kaplan v. Tod,
267 U.S. 228, 230 (1925). Although the
term ‘‘parole’’ does have other meanings
in common parlance, its meaning for
this aspect of the immigration laws is
controlled by statute. INA 212(d)(5)(A),
8 U.S.C. 1182(d)(5)(A), gives the
Secretary authority to parole from
custody ‘‘any alien applying for
admission’’ who would otherwise be
detained until the Secretary resolves
whether to admit or remove the alien. In
order to exercise this authority, the
Secretary must find, on a case-by-case
basis, either that ‘‘urgent humanitarian
reasons’’ justify the parole or that
paroling the alien will yield a
‘‘significant public benefit.’’ Id.
Although a paroled alien may be at large
in the United States, parole, by
definition, is not an ‘‘admission.’’ Id.
See INA 101(a)(13)(B), 8 U.S.C.
1101(a)(13)(B). Thus, the alien remains
an applicant for admission throughout
the period of the parole. Once the
purpose of the parole has been served or
if DHS determines for any other reason
that parole is no longer appropriate,
DHS may terminate the parole and
return the alien to custody. Id.; cf. 8 CFR
212.5(e) (including automatic
termination of parole in certain
circumstances). This parole authority is
limited to DHS. An immigration judge
has no authority to grant parole. 8 CFR
1003.19(h)(2)(i)(B); 1212.5.
Before the enactment of the Illegal
Immigration Reform and Immigrant
Responsibility Act of 1996 (IIRIRA),
Public Law 104–208, Division C, 110
Stat. 3009 (September 30, 1996), an
alien who was subject to deportation
proceedings (an alien who had already
entered the United States) could file an
adjustment of status application with
the immigration judge. This avenue of
relief, however, generally was not
available to an alien placed in exclusion
proceedings (an alien seeking to enter
the United States) as an inadmissible
alien, even if the alien had been paroled
from custody under section 212(d)(5)(A)
of the Act. See Matter of Manneh, 16
I&N Dec. 272 (BIA 1977) (immigration
judge lacked jurisdiction over paroled
alien’s adjustment application). The
former Immigration and Naturalization
Service (INS) generally had exclusive
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jurisdiction over an adjustment of status
application filed by a paroled alien in
exclusion proceedings and the alien was
not able to file or renew the application
before an immigration judge. Id. Thus,
an alien in deportation proceedings
(who had entered the United States), if
eligible, could obtain adjustment of
status as relief from deportation, but an
alien in exclusion proceedings (who
was seeking to enter the United States)
generally could not obtain adjustment of
status from an immigration judge. The
only exception was for aliens who had
applied for adjustment of status while in
the United States, traveled abroad and
returned pursuant to a grant of advance
parole, and then had their adjustment
applications denied by INS; such aliens
could renew their applications before an
immigration judge in the resulting
exclusion proceeding. See 8 CFR
245.2(a) (1995); cf. Matter of CastroPadron, 21 I&N Dec. 379,380 (BIA 1996)
(describing exception to general
jurisdictional bar to adjustment by
immigration judge in exclusion
proceedings).1
IIRIRA replaced the former
deportation and exclusion proceedings
with a single ‘‘removal’’ proceeding.
Whether an alien has been admitted or
is seeking admission is still a relevant
distinction. If the alien is seeking
admission, the alien is charged in
removal proceedings as an inadmissible
alien under section 212 of the Act, 8
U.S.C. 1182. If the alien has been
admitted, the alien is charged in
removal proceedings as a deportable
1 ‘‘Advance parole’’ is the determination of an
appropriate DHS officer that DHS should agree to
the exercise of the parole authority under section
212(d)(5)(A) of the Act before the alien’s actual
arrival at a port-of-entry. The actual decision to
parole, however, is made at the port-of-entry. Since
any grant of parole may be revoked, 8 CFR 212.5(e),
a decision authorizing advance parole does not
preclude denying parole when the alien actually
arrives at a port-of-entry, should DHS determine
that parole is no longer warranted.
One long-standing use of advance parole has been
to provide a means for applicants for adjustment of
status to be able to leave the country briefly and
return without abandoning their applications for
adjustment. In general, an alien’s departure from
the United States while an application for relief is
pending has the effect of automatically withdrawing
the application, but aliens who are granted advance
permission to be paroled into the United States
upon their return are still able to pursue their
previously filed application after they return. 50 FR
23959 (June 7, 1985). If their application for
adjustment of status was denied, those aliens would
have been subject to exclusion, as opposed to
deportation, proceedings. Id. Accordingly, in order
to preserve the ability of such aliens to pursue their
previously filed applications for adjustment of
status, the regulations allowed aliens in this very
narrow situation to be able to renew an application
for adjustment of status before an immigration judge
in exclusion proceedings. See 51 FR 7431 (March
4, 1986); 8 CFR 245.2(a).
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alien under section 237 of the Act, 8
U.S.C. 1227.
Implementing IIRIRA, the Attorney
General sought to continue the
traditional rule that an applicant for
admission who has been placed in
proceedings before an immigration
judge, generally, may not seek
adjustment of status as a form of relief
from removal. See 62 FR 10312 (March
6, 1997). The Attorney General
established a final rule, currently
codified in 8 CFR 245.1(c)(8) and
1245.1(c)(8), that provided that an
‘‘arriving alien’’ placed in removal
proceedings was not eligible for
adjustment of status. See 62 FR 444, 452
(January 3, 1997) (proposed rule); 62 FR
10312, 10326–27 (March 6, 1997)
(interim rule); see also 8 CFR 1.1(q)
(defining ‘‘arriving alien,’’ in relevant
part, as ‘‘an applicant for admission
coming or attempting to come into the
United States at a port-of-entry’’ and
providing, with limited exceptions, that
‘‘[a]n arriving alien remains such even
if paroled pursuant to section 212(d)(5)
of the Act’’). The Department of Justice
believed that 8 CFR 245.1(c)(8)
‘‘promote[d] the Department’s objective
of taking steps to preserve the integrity
of the visa issuance process * * *.’’ 62
FR at 10306.
B. Litigation Under the Regulations
After the regulations were published,
the Government relied upon those
regulations for a number of years before
any challenge. In recent years, however,
the regulations at 8 CFR 245.1(c)(8) and
1245.1(c)(8) have been the subject of
litigation and have resulted in an
intercircuit conflict. Several courts of
appeals have held that the regulations,
as applied to paroled aliens, are
impermissible in view of the statutory
language at section 245(a) of the Act, 8
U.S.C. 1255(a), allowing for an
application for discretionary adjustment
of status by any alien who was
‘‘inspected and admitted or paroled’’
(emphasis added). See Scheerer v. U.S.
Atty. Gen., —— F.3d ——, 2006 WL
947680 (11th Cir. April 13, 2006); Bona
v. Gonzales, 425 F.3d 663 (9th Cir.
2005); Zheng v. Gonzales, 422 F.3d 98
(3d Cir. 2005); Succar v. Ashcroft, 394
F.3d 8 (1st Cir. 2005).
The United States Courts of Appeals
for the Fifth and Eighth Circuits, on the
other hand, have rejected similar
challenges to the regulations, holding
that the regulations—even as applied to
arriving aliens seeking adjustment of
status in removal proceedings who were
paroled into the United States—
constituted a valid exercise of the
Secretary of Homeland Security’s and
the Attorney General’s respective
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discretionary authority to grant or deny
adjustment of status. See Momin v.
Gonzales, ——F.3d ——, 2006 WL
1075235 (5th Cir. April 24, 2006)
(concluding that the ‘‘Attorney General
did not act arbitrarily, capriciously, or
manifestly contrary to the statute in
opting to decline to exercise his
discretion favorably for parolees that are
subject to removal proceedings.’’);
Mouelle v. Gonzales, 416 F.3d 923 (8th
Cir.), petition for reh’g en banc denied
(2005), petition for cert. filed No. 05–
1092 (February 23, 2006). Cf. Lopez v.
Davis, 531 U.S. 230, 243–44 (2001)
(‘‘Even if a statutory scheme requires
individualized determinations, which
this scheme does not, the decisionmaker
has the authority to rely on rulemaking
to resolve certain issues of general
applicability unless Congress clearly
expresses an intent to withhold that
authority * * *. [C]ase-by-case
decisionmaking in thousands of cases
each year, * * * could invite
favoritism, disunity, and
inconsistency.’’) (citations and
quotations omitted); Fook Hong Mak v.
INS, 435 F.2d 728, 730 (2d Cir. 1970)
(concluding with regard to section
245(a) of the Act, ‘‘We are unable to
understand why there should be any
general principle forbidding an
administrator, vested with discretionary
power, to determine by appropriate
rulemaking that he will not use it in
favor of a particular class on a case-bycase basis.’’).
III. Amendments to the Regulations
A. Acquiescence and Regulatory
Amendment
The Departments recognize that the
conflicting court of appeals decisions
addressing the validity of 8 CFR
245.1(c)(8) and 1245.1(c)(8) will result
in inconsistent application of the
adjustment of status laws. Not
infrequently, amendment of applicable
regulations provides a more appropriate
disposition of such an intercircuit
conflict than continued review of the
cases pending before the courts. See,
e.g., Bell v. Wolfish, 441 U.S. 520, 549–
52 (1979) (amendment of Bureau of
Prisons regulations while constitutional
challenge to prior regulations pending
in Supreme Court); see also Smiley v.
Citibank (South Dakota), N.A., 517 U.S.
735 (1996) (amendment to the
regulations interpreting ‘‘interest’’ as
used in the National Bank Act while the
issue of what constituted such
‘‘interest’’ was in litigation). ‘‘That it
was litigation that disclosed the need for
the regulation is irrelevant.’’ Smiley, 517
U.S. at 741. The exercise of authority
granted to make rules pending litigation
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is a longstanding practice that is
warranted here to avoid inconsistent
application of the adjustment of status
laws depending upon the geographic
location of the applicant. See National
Mining Ass’n v. Department of Labor,
292 F.3d 849, 873 (D.C. Cir. 2002) (‘‘[N]o
authority supports the proposition that
a rule is arbitrary and capricious merely
because it abrogates a circuit court
decision. Quite to the contrary,
‘regulations promulgated to clarify
disputed interpretations of a regulation
are to be encouraged. Tidying-up a
conflict in the circuits with a clarifying
regulation permits a nationally uniform
rule without the need for the Supreme
Court to essay the meaning of every
debatable regulation.’ ’’) (quoting Pope
v. Shalala, 998 F.2d 473, 486 (7th Cir.
1993)).
With this in mind, the Secretary and
the Attorney General have undertaken
to resolve the conflict through
rulemaking by removing 8 CFR
245.1(c)(8) and 1245.1(c)(8) rather than
continue to litigate their validity. On
balance, given continuing uncertainty of
the controlling judicial precedent, the
Attorney General and Secretary
conclude that having rules that apply
nationwide is preferable to continuing
to litigate the validity of 8 CFR
245.1(c)(8) and 1245.1(c)(8).
B. Jurisdictional Clarity
In addition, the Secretary and the
Attorney General are amending the
regulations to make clear which
Departmental component has
jurisdiction to adjudicate adjustment
applications for arriving aliens who
have been paroled and placed in
removal proceedings.2 In general, these
limited numbers of cases will be
adjudicated only by U.S. Citizenship
and Immigration Services (USCIS), a
component of DHS.
With only one narrow exception,
arriving aliens will not be able to submit
or renew applications for adjustment of
status in removal proceedings. This
result is consistent with current
2 The existing DHS regulatory provision at 8 CFR
245.2(a)(1) (and the identical language in the
current Executive Office for Immigration Review
(EOIR) regulations at 8 CFR 1245.2(a)(1)), predates
the enactment of the Homeland Security Act, which
transferred the responsibilities of the former INS to
the Department of Homeland Security while
retaining EOIR under the authority of the Attorney
General. See INA 103(a), (g), 8 U.S.C. 1103(a)(g); 6
U.S.C. 275, 291, 521. Accordingly, the current
regulatory language combines provisions relating to
the jurisdiction of USCIS as well as provisions
relating to the jurisdiction of the immigration
judges. As amended by this rule, section 245.2(a)(1)
will now be focused on the jurisdiction of USCIS,
while provisions relating to the authority of the
immigration judges will be codified in section
1245.2(a)(1).
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practice, under longstanding regulations
limiting the jurisdiction of the
immigration judges in this context. 8
CFR 1245.2(a)(2), (5)(ii). Cf. Jiang v.
Gonzales, 425 F.3d 649, 653 (9th Cir.
2005) (noting that section 1245.2(a)(2) is
not inconsistent with section 245(a) of
the Act because the rule does not limit
the alien’s ability to apply to USCIS for
adjustment of status); Bona, 425 F.3d at
671 n.8. However, these rules retain the
narrow existing exception for an alien
who leaves the United States while an
adjustment application is pending with
USCIS, and then returns under a grant
of advance parole; if DHS places such
an alien in removal proceedings, the
immigration judge would have
jurisdiction to adjudicate the alien’s
renewed adjustment application if that
application has been denied by USCIS.
Note, however, that section 209 of the
Act, 8 U.S.C. 1159, provides a separate
procedure for the adjustment of status of
an alien admitted as a refugee or an
alien granted asylum to the status of an
alien lawfully admitted for permanent
residence. This interim rule has no
effect on the ability of a refugee or
asylee to seek adjustment of status
under section 209 of the Act in removal
proceedings. See 8 CFR parts 209, 1209
(adjustment of status of refugees and
aliens granted asylum); see also Matter
of K–A–, 23 I&N Dec. 661 (BIA 2004)
(adjustment of status of asylees); Matter
of H–N–, 22 I&N Dec. 1039 (BIA 1999)
(adjustment of status of refugees). Nor
does this interim rule limit an arriving
alien’s ability to seek asylum before an
immigration judge, as permitted under 8
CFR parts 208 and 1208.
To accomplish these changes, the
Secretary is amending section
245.2(a)(1) of the DHS regulations, and
the Attorney General is amending
section 1245.2(a)(1) of the EOIR
regulations.
C. Definition of ‘‘Arriving Alien’’
Finally, these rules make a technical
correction to the definition in 8 CFR
1.1(q) and 1001.1(q) of ‘‘arriving alien.’’
On April 30, 1998, the former INS
published in the Federal Register, 63 FR
19382, an interim rule (‘‘1998 interim
rule’’) that was intended to make clear
that certain parolees, as a matter of
policy, would not be subject to
expedited removal. This exception
applies to aliens paroled before April 1,
1997, and to any alien paroled after that
date based on a grant of advance parole
that the alien applied for and obtained
in the United States prior to the alien’s
departure from and return to the United
States. The 1998 interim rule indicates
that these aliens are not ‘‘considered
* * * arriving alien[s] for purposes of
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section 235(b)(1)(A)(i) of the Act.’’ The
way this exception is expressed is
confusing because these aliens are
arriving aliens for other purposes. For
example, if placed in removal
proceedings, they would be charged as
inadmissible applicants for admission,
not as deportable aliens. These rules
retain the principle of the 1998 interim
rule. Amended section 1.1(q) and
section 1001.1(q), however, state that
principle more simply by clearly
indicating that such aliens are arriving
aliens for all purposes under the Act,
except for purposes of section
235(b)(1)(A)(i) of the Act.
D. Independent Adoption of
Coordinated Rulemaking
The Secretary of Homeland Security
is amending the regulations of the
Department of Homeland Security to
permit USCIS to exercise discretion to
grant applications for adjustment of
status to that of a lawful permanent
resident by aliens who have been
paroled into the United States and who
have been placed in removal
proceedings. The Secretary is exercising
his authority under sections 103 and
245 of the Act (8 U.S.C. 1103, 1255) and
the Homeland Security Act of 2002,
Public Law 107–296, § 101(b)(1)(D),
102(a), (e), 116 Stat. 2142–3 (November
25, 2002) (6 U.S.C. 111(b)(1)(D),
112(a)(e)). The Attorney General is
amending the regulations of the
Department of Justice to permit
immigration judges and the Board of
Immigration Appeals to adjudicate
renewed applications for adjustment of
status to that of a lawful permanent
resident that have been denied by
USCIS for aliens previously granted
advance parole to return to the United
States and who are thereafter placed in
removal proceedings. The Attorney
General is exercising his authority
under sections 103 and 245 of the Act
(8 U.S.C. 1103, 1255) and 28 U.S.C. 509,
510.
The amendments made by these rules
are applicable to all cases pending
administrative or judicial review on or
after May 12, 2006.
IV. Additional Rulemaking Provisions
Being Considered
In addition to the regulatory changes
made in these interim rules, the
Secretary and the Attorney General are
considering whether to amend the
existing rules to codify specific
regulatory limitations on the exercise of
discretion or a presumption against
favorably exercising discretion in
adopting a final rule.
The immigrant visa process remains
the proper means for an alien to seek
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admission to the United States as an
immigrant, i.e., a lawful permanent
resident. See, e.g., Jain v. INS, 612 F.2d
683, 688–89 (2d Cir. 1979); Ameeriar v.
INS, 438 F.2d 1028, 1032–33 (3d Cir.
1971); Santos v. INS, 375 F.2d 262, 264
(9th Cir. 1967). This longstanding view
remains relevant in adjudicating
adjustment applications for paroled
aliens in removal proceedings. The chief
objective of 8 CFR 245.1(c)(8) was to
preserve the integrity of the
nonimmigrant and immigrant visa
issuance processes. See 62 FR at 10326–
27.
In particular, existing BIA decisions
and court decisions note that
adjustment of status is a discretionary
benefit that will require a strong
showing of favorable equities to warrant
its being granted if certain other adverse
factors are present. See Matter of Arai,
13 I&N Dec. 494 (BIA 1970) (requiring
a showing of unusual or outstanding
equities is appropriate to the exercise of
discretion if the case presents
significant adverse factors that weigh
against a favorable exercise of
discretion). For example, evidence of a
preconceived intent to remain in the
United States as an immigrant when the
alien sought admission as a
nonimmigrant or otherwise
circumvented the normal consular
immigrant visa issuance process is a
serious adverse factor. Von Pervieux v.
INS, 572 F.2d 114, 118 (3d Cir. 1978);
Jain, 612 F.2d at 688–89; Ameeriar, 438
F.2d at 1032–33; Matter of Ibrahim, 18
I&N Dec. 55 (BIA 1981); see also Putrus
v. Montgomery, 555 F. Supp 452, 454–
57 (E.D. Mich. 1982) (holding that INS
district director did not abuse his
discretion under section 245(a) of the
INA in denying adjustment of status
application of Iraqi aliens who boarded
a plane in Jordan en route to Bahamas
after stop in New York, and who
deplaned in New York and refused to
reboard, sought asylum, and were
paroled for exclusion proceedings
where evidence supported the director’s
finding that aliens had preconceived
intent to remain in United States
permanently at time they attempted
entry, as part of overall scheme to
circumvent the normal consular visa
issuing process).
These considerations remain relevant
in determining whether a particular
arriving alien who was paroled and
thereafter placed in removal
proceedings may adjust his or her
status. For example, if the record shows
that such an arriving alien had a
preconceived intent to evade the
consular process, this factor will weigh
against allowing adjustment in such
cases as well. Of course, in an
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individual case, an alien may still argue,
and the adjudicator may decide, that the
favorable factors are sufficiently strong
that the application should be approved
in the exercise of discretion. See, e.g.,
Matter of Battista, 19 I&N Dec. 484 (BIA
1987) (sufficiently strong equities can
justify granting adjustment of status,
even where the alien is found to have
had a preconceived intent to remain in
the United States as an immigrant).
As noted above, existing caselaw
standards relating to the exercise of
discretion provide that when certain
adverse factors are present, a showing of
unusual or outstanding equities
supports, but does not compel, a
favorable exercise of discretion; rather,
absent such equities, adjustment of
status will not be granted in the exercise
of discretion. Under existing caselaw, an
arriving alien’s application for
adjustment of status may be denied as
a matter of discretion where adverse
considerations, including
circumvention of the consular process
for immigrant visas, are preponderant.
Further, rules concerning the manner in
which discretion would be exercised
would serve the same purpose of
preserving the integrity of the
nonimmigrant and immigrant visa
issuance processes. The ordinary costs
and delays resulting from consular
processing, by themselves, would not
constitute unusual or outstanding
equities.
Accordingly, the Secretary and the
Attorney General are soliciting public
comment on whether the regulations
should be amended to structure the
exercise of discretion further. In
particular, we welcome comments on
the following questions:
Should the fact that an application for
adjustment of status is filed by an
arriving alien—who generally could
have and should have sought and
obtained an immigrant visa from a
consular officer abroad, rather than
arriving at a port-of-entry as a putative
nonimmigrant, or with otherwise
invalid or fraudulent documents—be
formalized in the regulations as a
significant adverse factor that may
warrant denial of adjustment of status as
a matter of discretion in the absence of
unusual and outstanding countervailing
equities that warrant adjustment of
status?
Should the fact that an arriving alien’s
parole or advance parole has been
terminated or revoked, whether before
or after the alien filed his or her
adjustment of status application, be
formalized in the regulations as a
significant adverse factor that may
warrant denial of adjustment of status as
a matter of discretion, unless the alien
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establishes unusual or outstanding
countervailing equities that warrant
adjustment of status?
Should the regulations be amended to
adopt a presumption in the final rule
against a favorable exercise of discretion
if specific factors exist, or by
determining that certain classes of
aliens should not favorably receive an
exercise of discretion? Other alternative
formulations will also be considered.
In addition, the Secretary and the
Attorney General also are interested in
receiving public comment on whether
the regulations should be amended to
provide additional regulatory guidance
on when the immigration judges and the
BIA should exercise discretion to grant
or deny a continuance for arriving aliens
in removal proceedings who have filed
an application for adjustment of status
which remains pending with USCIS.
While noting that it will ordinarily be
appropriate for an immigration judge to
exercise his or her discretion favorably
to grant a continuance or motion to
reopen in the case of an alien who has
submitted a prima facie approvable visa
petition and adjustment application in
the course of a deportation hearing, the
BIA has recognized that this is not an
inflexible rule and that an immigration
judge has discretion in an appropriate
case to deny a continuance even if the
alien is the beneficiary of a visa petition
or labor certification that, if approved,
could render the alien eligible for
adjustment of status. Matter of Garcia,
16 I&N Dec. 653, 657 (BIA 1978) (‘‘It
clearly would not be an abuse of
discretion for the immigration judge to
summarily deny a request for a
continuance * * * upon his
determination that the visa petition is
frivolous or that the adjustment
application would be denied on
statutory grounds or in the exercise of
discretion notwithstanding the approval
of the petition.’’), modified on other
grounds by Matter of Arthur, 20 I&N
Dec. 475 (BIA 1992), and Matter of
Velarde, 23 I&N Dec. 253 (BIA 2002).
The courts of appeals also have
addressed some of the issues pertaining
to the discretionary decision to grant or
deny a continuance in this
circumstance, see, e.g., Morgan v.
Gonzales, 2006 U.S. App. LEXIS 10044
(2d Cir. April 20, 2006) (holding that it
was not an abuse of discretion for an
immigration judge to deny a
continuance under the circumstances
presented in the case); Benslimane v.
Gonzales, 430 F.3d 828 (7th Cir. 2005)
(holding that it was an abuse of
discretion to deny a continuance where
the alien had complied with all the
requirements for adjustment of status
and was merely waiting action on his
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27589
wife’s visa petition); Pede v. Gonzales,
442 F.3d 570 (7th Cir. 2006)
(distinguishing Benslimane and holding
that it was acceptable for an
immigration judge to deny a
continuance when there was no hope
that the adjustment application would
be granted); Hassan v. INS, 110 F.3d 490
(7th Cir. 1997) (underscoring that Matter
of Garcia did not ‘‘establish an
inflexible rule’’ requiring a
continuance).
Accordingly, the Secretary and the
Attorney General are soliciting
comments on the standards for the
granting of continuances to arriving
aliens in removal proceedings while
applications for adjustment of status are
pending with USCIS. In particular, we
are interested in comments regarding
the following questions:
Should the regulations be amended to
provide limitations on the exercise of
discretion in granting continuances
when an arriving alien’s application for
adjustment of status is pending with
USCIS, for example (1) by providing
that the pendency of application for
adjustment of status filed by an arriving
alien with USCIS does not require the
granting of a continuance; (2) by
establishing a rebuttable presumption
against granting a continuance in this
situation; or (3) by defining limited
circumstances in which a continuance
would be granted?
As a general proposition, the
Secretary and the Attorney General may
use rulemaking to limit the exercise of
discretion to grant forms of relief to
those aliens who have attempted to
evade the consular visa process by
seeking parole into the United States
and then applying for adjustment of
status. The Supreme Court has
recognized that an agency head ‘‘has the
authority to rely on rulemaking to
resolve certain issues of general
applicability unless Congress clearly
expresses an intent to withhold that
authority.’’ Lopez v. Davis, 531 U.S. at
244 (quoting American Hosp. Ass’n v.
NLRB, 499 U.S. 606, 612 (1991)); see
also Yang v. INS, 79 F.3d 932, 936 (9th
Cir. 1996). Specifically, in Lopez the
Supreme Court upheld a Federal Bureau
of Prisons rule that ‘‘categorically denies
early release to prisoners whose current
offense is a felony attended by ‘the
carrying, possession, or use of a
firearm’ ’’ against a challenge in which
plaintiffs contended that denials of early
release were required to be made on a
case-by-case basis for each individual.
531 U.S. at 231–232 (quoting 28 CFR
550.58(a)(1)(vi)(B)). The Secretary and
the Attorney General reserve the
authority to make such a determination
by rule and to make that determination
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in a final rule on the basis of this public
notice and request for comment.
In this specific instance, the Secretary
and the Attorney General invite public
comment on whether rules limiting the
exercise of discretion or implementing a
presumption against favorably
exercising discretion should be
established. The Secretary and the
Attorney General may exercise their
respective discretions by rule to narrow
the scope of discretion delegated to their
respective subordinates in promulgating
a final rule. In the meantime, USCIS, the
immigration judges, and the BIA will
continue to apply the discretionary
factors in accordance with the general
principles noted above, and guided by
prior decisions.
jlentini on PROD1PC65 with RULES
V. Regulatory Requirements
A. Administrative Procedure Act
The Secretary and the Attorney
General have authority to issue these
rules as interim rules under the
Administrative Procedure Act, with
provision for post-promulgation public
comments. See 5 U.S.C. 553. The
Secretary and Attorney General find that
good cause exists to remove 8 CFR
245.1(c)(8) and 1245.1(c)(8) without
notice and comment. See 5 U.S.C.
553(b)(B) (notice and comment
requirements not applicable in
circumstances in which ‘‘notice and
public procedure thereon are
impracticable, unnecessary, or contrary
to the public interest’’). These
regulations have been invalidated by
four federal appellate courts in
decisions concluding that the
regulations are inconsistent with section
245 of the Immigration and Nationality
Act, 8 U.S.C. 1255. See Scheerer v. U.S.
Atty. Gen., —— F.3d ——, 2006 WL
947680 (11th Cir. April 13, 2006);
Succar v. Ashcroft, 394 F.3d 8 (1st Cir.
2005); Bona v. Gonzales, 425 F.3d 663
(9th Cir. 2005); Zheng v. Gonzales, 422
F.3d 98 (3d Cir. 2005). Recently, the
Fifth and Eighth Circuits upheld the
regulations. See Momin v. Gonzales,
—— F.3d ——, 2006 WL 1075235 (5th
Cir. April 24, 2006); Mouelle v.
Gonzales, 416 F.3d 923 (8th Cir. 2005),
petition for reh’g en banc denied (2005),
petition for cert. filed No. 05–1092
(February 23, 2006). This circuit split
has engendered considerable confusion
about the ongoing enforceability of the
regulations, and it is decidedly in the
public interest for the agencies
responsible for administering these
regulations to end that confusion as
soon as possible and thereby promote
the consistent nationwide application of
federal immigration law. Because the
regulations are currently unenforceable
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16:08 May 11, 2006
Jkt 208001
in four circuits, covering 18 states, the
only immediate way to provide the
necessary finality and consistency is by
repealing the regulations. Under these
circumstances, there is good cause for
dispensing with notice and comment
procedures.
The revised 8 CFR 245.2(a)(1) and 8
CFR 1245.2(a)(1)(i)–(ii) also are rules of
agency practice and procedure and may
be adopted without prior notice and
comment. See 5 U.S.C. 553(b)(A). These
provisions do not affect how the
Secretary’s or the Attorney General’s
subordinates may rule on the merits of
the factual and legal issues in any
particular removal proceeding. Rather,
these provisions merely clarify which
Departmental component has
jurisdiction to adjudicate adjustment
applications for arriving aliens who
have been paroled and placed in
removal proceedings, consistent with
current regulations and agency practice.
Finally, the Secretary and the
Attorney General find that the
amendment to 8 CFR 1.1(q) and
1001.1(q) are interpretive rules that may
be issued without prior notice and
comment. See 5 U.S.C. 553(b)(A). These
amendments make no substantive
change to the existing definition of
‘‘arriving alien,’’ but only express the
terms of that definition more clearly.
See, e.g., Safari Aviation Inc. v. Garvey,
300 F.3d 1144, 1151 (9th Cir. 2002)
(‘‘Interpretive rules are not subject to
APA notice or comment provisions
because they clarify or explain existing
law or regulations in order to advise the
public of the agency’s construction of
the rules it administers.’’); Stuart-James
Co., Inc. v. SEC, 857 F.2d 796, 801 (D.C.
Cir. 1988) (notice and comment not
required where the new rule is merely
a ‘‘clarification or explanation of
existing laws or regulations’’)
For all of the foregoing reasons, it is
not necessary under the Administrative
Procedure Act, 5 U.S.C. 553, to provide
prior notice and comment before
promulgating these interim final rules.
The Secretary and the Attorney
General also find that good cause exists
to make these rules effective
immediately upon publication. See 5
U.S.C. 553(d). First, because removing 8
CFR 245.1(c)(8) and 1245.1(c)(8) ‘‘grants
or recognizes an exemption or relieves
a restriction,’’ it is exempt from the
APA’s general requirement that a rule be
published 30 days before its effective
date. 5 U.S.C. 553(d)(1). Removing those
regulations relieves the restrictions
currently imposed on the ability of
paroled aliens in removal proceedings
to apply for adjustment of status. See,
e.g., Independent U.S. Tanker Owners
Comm. v. Skinner, 884 F.2d 587, 591–
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92 (D.C. Cir. 1989). In addition, for the
reasons stated above with respect to the
usual notice and comment
requirements, there is good cause for
this repeal to take effect immediately.
The removal of 8 CFR 245.1(c)(8) and 8
CFR 1245.1(c)(8) therefore is effective
upon publication and is applicable to all
cases pending administrative or judicial
review on or after that date.
Finally, the amendments to 8 CFR
1.1(q), 245.2(a)(1), 1001.1(q),
1245.2(a)(1)(i), and 1245.2(a)(ii) simply
clarify existing regulations without
substantive change. This renders them
‘‘interpretive rules’’ that may take
immediate effect under 5 U.S.C.
553(d)(1).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
mandates that an agency conduct an
RFA analysis when an agency is
‘‘required by section 553 * * *, or any
other law, to publish general notice of
proposed rule making for any proposed
rule.’’ 5 U.S.C. 603(a). RFA analysis is
not required when a rule is exempt from
notice and comment rulemaking under
5 U.S.C. 553(b). These rules are exempt
from notice and comment rulemaking.
Therefore, no RFA analysis under 5
U.S.C. 603 is required for these rules.
C. Unfunded Mandates Reform Act of
1995
These rules will not result in the
expenditure by State, local and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year, and it will not
significantly or uniquely affect small
governments. Therefore, no actions were
deemed necessary under the provisions
of the Unfunded Mandates Reform Act
of 1995.
D. Small Business Regulatory
Enforcement Fairness Act of 1996
These rules are not major rules as
defined by section 251 of the Small
Business Regulatory Enforcement Act of
1996, 5 U.S.C. 804. These rules will not
result in an annual effect on the
economy of $100 million or more; a
major increase in costs or prices; or
significant adverse effects on
competition, employment, investment,
innovation, or on the ability of United
States-based companies to compete with
foreign-based companies in domestic
and export markets.
E. Executive Order 12866 (Regulatory
Planning and Review)
The DHS and DOJ consider these
rules to be a ‘‘significant regulatory
action’’ under Executive Order 12866,
section 3(f), Regulatory Planning and
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Review. Accordingly, this regulation has
been submitted to the Office of
Management and Budget for review. No
cost-benefit analysis has been prepared,
however, because these rules are not
‘‘significant’’ for economic reasons.
These rules will not have an annual
effect on the economy of $100 million
or more, nor will they have other
adverse economic effects.
F. Executive Order 13132 (Federalism)
These rules will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with section 6 of Executive
Order 13132, these rules do not have
sufficient federalism implications to
warrant preparation of a federalism
summary impact statement.
2. Section 1.1(q) is amended by
revising the last sentence to read as
follows:
I
§ 1.1
*
*
*
*
(q) * * * An arriving alien remains
an arriving alien even if paroled
pursuant to section 212(d)(5) of the Act,
and even after any such parole is
terminated or revoked. However, an
arriving alien who was paroled into the
United States before April 1, 1997, or
who was paroled into the United States
on or after April 1, 1997, pursuant to a
grant of advance parole which the alien
applied for and obtained in the United
States prior to the alien’s departure from
and return to the United States, will not
be treated, solely by reason of that grant
of parole, as an arriving alien under
section 235(b)(1)(A)(i) of the Act.
*
*
*
*
*
G. Executive Order 12988 (Civil Justice
Reform)
These rules have been prepared in
accordance with the standards in
sections 3(a) and 3(b)(2) of Executive
Order 12988.
PART 245—ADJUSTMENT OF STATUS
TO THAT OF AN ALIEN LAWFULLY
ADMITTED FOR PERMANENT
RESIDENCE
H. Paperwork Reduction Act
These rules do not create any
information collection requirement.
Authority: 8 U.S.C. 1101, 1103, 1182, 1255,
sec. 202, Pub. L. 105–100, 111 Stat 2160,
2193; sec. 902, Pub. L. 105–277, 112 Stat.
2681; 8 CFR part 2.
List of Subjects
3. The Authority citation for part 245
continues to read as follows:
I
§ 245.1
8 CFR Part 1
Administrative practice and
procedure; Immigration.
[Amended]
4. Section 245.1 is amended by:
I a. Removing paragraph (c)(8); and
I b. Redesignating paragraph (c)(9) as
paragraph (c)(8).
I 5. Section 245.2 is amended by
revising paragraph (a)(1) to read as
follow:
I
8 CFR Part 245
Aliens; Immigration; Reporting and
recordkeeping requirements.
8 CFR Part 1001
§ 245.2
Administrative practice and
procedure; Immigration.
8 CFR Part 1245
Aliens; Immigration; Reporting and
recordkeeping requirements.
Department of Homeland Security
8 CFR Chapter I
Accordingly, for the reasons stated in
the joint preamble, and pursuant to my
authority as Secretary of Homeland
Security, chapter I of title 8, Code of
Federal Regulations is amended as
follows:
I
Application.
(a) * * *
(1) Jurisdiction. USCIS has
jurisdiction to adjudicate an application
for adjustment of status filed by any
alien, unless the immigration judge has
jurisdiction to adjudicate the
application under 8 CFR 1245.2(a)(1).
*
*
*
*
*
Dated: May 8, 2006.
Michael Chertoff,
Secretary of Homeland Security.
Department of Justice
8 CFR Chapter V
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PART 1—DEFINITIONS
Authority: 8 U.S.C. 1101; 8 U.S.C. 1103; 5
U.S.C. 301; Public Law 107–296, 116 Stat.
2135 (6 U.S.C. 1 et seq.).
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16:08 May 11, 2006
Jkt 208001
Accordingly, for the reasons stated in
the joint preamble and pursuant to the
authority vested in me as the Attorney
General of the United States, chapter V
of title 8 of the Code of Federal
Regulations is amended as follows:
I
1. The Authority citation for part 1
continues to read as follows:
I
PO 00000
PART 1001—DEFINITIONS
1. The Authority citation for part 1001
continues to read as follows:
I
Definitions.
*
Frm 00009
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27591
Authority: 8 U.S.C. 1101; 8 U.S.C. 1103.
2. Section 1001.1(q) is amended by
revising the last sentence to read as
follows:
I
§ 1001.1
Definitions.
*
*
*
*
*
(q) * * * An arriving alien remains
an arriving alien even if paroled
pursuant to section 212(d)(5) of the Act,
and even after any such parole is
terminated or revoked. However, an
arriving alien who was paroled into the
United States before April 1, 1997, or
who was paroled into the United States
on or after April 1, 1997, pursuant to a
grant of advance parole which the alien
applied for and obtained in the United
States prior to the alien’s departure from
and return to the United States, will not
be treated, solely by reason of that grant
of parole, as an arriving alien under
section 235(b)(1)(A)(i) of the Act.
*
*
*
*
*
PART 1245—ADJUSTMENT OF
STATUS TO THAT OF AN ALIEN
LAWFULLY ADMITTED FOR
PERMANENT RESIDENCE
3. The Authority citation for part 1245
continues to read as follows:
I
Authority: 8 U.S.C. 1101, 1103, 1182, 1255,
sec. 202, Pub. L. 105–100, 111 Stat 2160,
2193; sec. 902, Pub. L. 105–277, 112 Stat.
2681; 8 CFR part 2.
§ 1245.1
[Amended]
4. Section 1245.1 is amended by
a. Removing paragraph (c)(8); and
b. Redesignating paragraph (c)(9) as
paragraph (c)(8).
I 5. Section 1245.2 is amended by
revising paragraph (a)(1) to read as
follows:
I
I
I
§ 1245.2
Application.
(a) General.
(1) Jurisdiction.
(i) In General. In the case of any alien
who has been placed in deportation
proceedings or in removal proceedings
(other than as an arriving alien), the
immigration judge hearing the
proceeding has exclusive jurisdiction to
adjudicate any application for
adjustment of status the alien may file.
(ii) Arriving Aliens. In the case of an
arriving alien who is placed in removal
proceedings, the immigration judge does
not have jurisdiction to adjudicate any
application for adjustment of status filed
by the arriving alien unless:
(A) The alien properly filed the
application for adjustment of status with
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USCIS while the arriving alien was in
the United States;
(B) The alien departed from and
returned to the United States pursuant
to the terms of a grant of advance parole
to pursue the previously filed
application for adjustment of status;
(C) The application for adjustment of
status was denied by USCIS; and
(D) DHS placed the arriving alien in
removal proceedings either upon the
arriving alien’s return to the United
States pursuant to the grant of advance
parole or after USCIS denied the
application.
Dated: May 8, 2006.
Alberto R. Gonzales,
Attorney General.
[FR Doc. 06–4429 Filed 5–11–06; 8:45 am]
dms.dot.gov or in person at the Docket
Management Facility, U.S. Department
of Transportation, 400 Seventh Street,
SW., Nassif Building, Room PL–401,
Washington, DC.
Contact Boeing Commercial
Airplanes, P.O. Box 3707, Seattle,
Washington 98124–2207, for service
information identified in this AD.
FOR FURTHER INFORMATION CONTACT:
Nicholas Kusz, Aerospace Engineer,
Airframe Branch, ANM–120S, FAA,
Seattle Aircraft Certification Office,
1601 Lind Avenue, SW., Renton,
Washington 98055–4056; telephone
(425) 917–6432; fax (425) 917–6590.
SUPPLEMENTARY INFORMATION:
Examining the Docket
[Docket No. FAA–2006–23819; Directorate
Identifier 2005–NM–223–AD; Amendment
39–14588; AD 2006–10–04]
You may examine the airworthiness
directive (AD) docket on the Internet at
https://dms.dot.gov or in person at the
Docket Management Facility office
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
The Docket Management Facility office
(telephone (800) 647–5227) is located on
the plaza level of the Nassif Building at
the street address stated in the
ADDRESSES section.
RIN 2120–AA64
Discussion
BILLING CODE 4410–10–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
Airworthiness Directives; Boeing
Model 747–200B, 747–200C, 747–200F,
747–300, 747–400, and 747SP Series
Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
jlentini on PROD1PC65 with RULES
AGENCY:
SUMMARY: The FAA is adopting a new
airworthiness directive (AD) for certain
Boeing Model 747–200B, 747–200C,
747–200F, 747–300, 747–400, and
747SP series airplanes. This AD requires
doing a detailed inspection of the left
and right longeron extension fittings,
and corrective action if necessary. This
AD results from cracking found in the
longeron extension fitting at body
station 1480 due to accidental damage
during production. We are issuing this
AD to detect and correct cracking in the
longeron extension fitting, which could
result in rapid decompression of the
airplane and possible in-flight breakup
of the airplane fuselage.
DATES: This AD becomes effective June
16, 2006.
The Director of the Federal Register
approved the incorporation by reference
of a certain publication listed in the AD
as of June 16, 2006.
ADDRESSES: You may examine the AD
docket on the Internet at https://
VerDate Aug<31>2005
16:08 May 11, 2006
Jkt 208001
The FAA issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would
apply to certain Boeing Model 747–
200B, 747–200C, 747–200F, 747–300,
747–400, and 747SP series airplanes.
That NPRM was published in the
Federal Register on February 8, 2006
(71 FR 6400). That NPRM proposed to
require doing a detailed inspection of
the left and right longeron extension
fittings, and corrective action if
necessary.
Comments
We provided the public the
opportunity to participate in the
development of this AD. We have
considered the single comment
received. The commenter, Boeing,
supports the NPRM.
Conclusion
We have carefully reviewed the
available data, including the comment
received, and determined that air safety
and the public interest require adopting
the AD as proposed.
Interim Action
This AD is considered to be interim
action. The inspection reports that are
required by this AD will enable the FAA
to obtain better insight into the nature,
cause, and extent of the cracking. Once
we have received the inspection reports,
PO 00000
Frm 00010
Fmt 4700
Sfmt 4700
we may consider further rulemaking to
include additional airplanes.
Costs of Compliance
There are about 126 airplanes of the
affected design in the worldwide fleet.
This AD affects about 25 airplanes of
U.S. registry. The required inspection
will take about 1 work hour per
airplane, at an average labor rate of $65
per work hour. Based on these figures,
the estimated cost of the AD for U.S.
operators is $1,625, or $65 per airplane.
Authority for This Rulemaking
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
Section 106, describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in Subtitle VII,
Part A, Subpart III, Section 44701,
‘‘General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
products identified in this rulemaking
action.
Regulatory Findings
We have determined that this AD will
not have federalism implications under
Executive Order 13132. This AD will
not have a substantial direct effect on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify that this AD:
(1) Is not a ‘‘significant regulatory
action’’ under Executive Order 12866;
(2) Is not a ‘‘significant rule’’ under
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979); and
(3) Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
We prepared a regulatory evaluation
of the estimated costs to comply with
this AD and placed it in the AD docket.
See the ADDRESSES section for a location
to examine the regulatory evaluation.
E:\FR\FM\12MYR1.SGM
12MYR1
Agencies
[Federal Register Volume 71, Number 92 (Friday, May 12, 2006)]
[Rules and Regulations]
[Pages 27585-27592]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-4429]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Citizenship and Immigration Services
8 CFR Parts 1 and 245
[CIS No. 2387-06]
[DHS Docket No. USCIS-2006-0010]
RIN 1615-AB50
DEPARTMENT OF JUSTICE
Executive Office for Immigration Review
8 CFR Parts 1001 and 1245
[EOIR Docket No. 152; AG Order No. 2819-2006]
RIN 1125-AA55
Eligibility of Arriving Aliens in Removal Proceedings To Apply
for Adjustment of Status and Jurisdiction To Adjudicate Applications
for Adjustment of Status
AGENCIES: U.S. Citizenship and Immigration Services, DHS; Executive
Office for Immigration Review, DOJ.
ACTION: Interim rules with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Secretary of Homeland Security and the Attorney General
are amending their respective agencies' regulations governing
applications for adjustment of status filed by paroled arriving aliens
seeking to become lawful permanent residents. The Secretary and the
Attorney General are also amending the regulations to clarify when
United States Citizenship and Immigration Services, or the immigration
judges and the Board of Immigration Appeals of the Executive Office for
Immigration Review, have jurisdiction to adjudicate applications for
adjustment of status by such aliens. In addition, the Secretary and the
Attorney General are requesting comments on the possibility of adopting
further proposals in the future to structure the exercise of discretion
in adjudicating these applications for adjustment of status.
DATES: Effective date: These rules are effective May 12, 2006.
Comment date: Comments may be submitted not later than June 12,
2006.
ADDRESSES: You may submit comments, identified by DHS Docket No. DHS-
2006-0010, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Mail: Director, Regulatory Management Division, U.S.
Citizenship and Immigration Services, Department of Homeland Security,
111 Massachusetts Avenue, NW., 3rd Floor, Washington, DC 20529. To
ensure proper handling, please reference DHS Docket No. USCIS-2006-0010
on your correspondence. This mailing address may also be used for
paper, disk, or CD-ROM submissions.
Hand Delivery/Courier: Regulatory Management Division,
U.S. Citizenship and Immigration Services, Department of Homeland
Security, 111 Massachusetts Avenue, NW., 3rd Floor, Washington, DC
20529. Contact Telephone Number (202) 272-8377.
FOR FURTHER INFORMATION CONTACT: Regarding amendment to 8 CFR parts 1
and 245: Evan Franke, Litigation Coordination Counsel, Office of the
Chief Counsel, U.S. Citizenship and Immigration Services, Department of
Homeland Security, 20 Massachusetts Avenue, NW., Suite 4025,
Washington, DC 20529, telephone (202) 272-1400 (not a toll free call).
Regarding amendments to 8 CFR part 1001 and 1245: MaryBeth Keller,
General Counsel, Executive Office for Immigration Review, 5107 Leesburg
Pike, Suite 2600, Falls Church, Virginia 22041; telephone (703) 305-
0470 (not a toll free call).
SUPPLEMENTARY INFORMATION:
I. Public Participation
Interested persons are invited to participate in this rulemaking by
submitting written data, views, or arguments on all aspects of these
rules. Comments that will provide the most
[[Page 27586]]
assistance to the Department of Homeland Security and the Department of
Justice will reference a specific portion of the rules, explain the
reason for any recommended change, and include data, information, or
authority that support such recommended change. In addition to the
specific provisions of the rules, the Departments request comments on
whether the Secretary and the Attorney General should adopt any
presumptions or restrictions on the exercise of discretion as discussed
in Part IV of the SUPPLEMENTARY INFORMATION. As a convenience to the
general public and to the agencies, the Department of Homeland Security
will receive all comments on behalf of both agencies, and all comments
will be considered by the appropriate agency. See ADDRESSES above for
information on how to submit comments.
Instructions: All submissions received must include the agency name
and DHS Docket No. USCIS-2006-0010. All comments received will be
posted without change to https://www.regulations.gov, including any
personal information provided.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov. Submitted comments
may also be inspected at the Regulatory Management Division, U.S.
Citizenship and Immigration Services, Department of Homeland Security,
111 Massachusetts Avenue, NW., 3rd Floor, Washington, DC 20529. To make
an appointment, please contact the Regulatory Management Division at
(202) 272-8377.
II. Statutory and Regulatory Background
A. Adjustment of Status
Section 245 of the Immigration and Nationality Act (INA or Act), 8
U.S.C.1255, authorizes the Secretary of Homeland Security (Secretary)
and the Attorney General, in the exercise of discretion, to adjust an
eligible alien's status to that of an alien lawfully admitted for
permanent residence. Unless an alien qualifies for adjustment of status
under section 245(i) of the Act, 8 U.S.C. 1255(i), an alien seeking
adjustment of status must generally show that he or she was inspected
at a port-of-entry and either admitted or paroled into the United
States. INA sec. 245(a), 8 U.S.C. 1255(a).
As defined by section 101(a)(13)(A) of the Act, an alien is
``admitted'' if an immigration inspector authorized the alien to enter
the United States, after having determined on the basis of the alien's
inspection that the alien is ``clearly and beyond doubt'' entitled to
admission. See INA 235(b)(2) and 240(c)(2)(A), 8 U.S.C. 1225(b)(2) and
1229a(c)(2)(A) (applicant for admission must establish admissibility
``clearly and beyond doubt'').
Alternatively, an alien may be permitted to physically enter the
United States temporarily without having been admitted, a concept known
as ``parole.'' Leng May Ma v. Barber, 357 U.S. 185, 188-189 (1958),
quoting Kaplan v. Tod, 267 U.S. 228, 230 (1925). Although the term
``parole'' does have other meanings in common parlance, its meaning for
this aspect of the immigration laws is controlled by statute. INA
212(d)(5)(A), 8 U.S.C. 1182(d)(5)(A), gives the Secretary authority to
parole from custody ``any alien applying for admission'' who would
otherwise be detained until the Secretary resolves whether to admit or
remove the alien. In order to exercise this authority, the Secretary
must find, on a case-by-case basis, either that ``urgent humanitarian
reasons'' justify the parole or that paroling the alien will yield a
``significant public benefit.'' Id. Although a paroled alien may be at
large in the United States, parole, by definition, is not an
``admission.'' Id. See INA 101(a)(13)(B), 8 U.S.C. 1101(a)(13)(B).
Thus, the alien remains an applicant for admission throughout the
period of the parole. Once the purpose of the parole has been served or
if DHS determines for any other reason that parole is no longer
appropriate, DHS may terminate the parole and return the alien to
custody. Id.; cf. 8 CFR 212.5(e) (including automatic termination of
parole in certain circumstances). This parole authority is limited to
DHS. An immigration judge has no authority to grant parole. 8 CFR
1003.19(h)(2)(i)(B); 1212.5.
Before the enactment of the Illegal Immigration Reform and
Immigrant Responsibility Act of 1996 (IIRIRA), Public Law 104-208,
Division C, 110 Stat. 3009 (September 30, 1996), an alien who was
subject to deportation proceedings (an alien who had already entered
the United States) could file an adjustment of status application with
the immigration judge. This avenue of relief, however, generally was
not available to an alien placed in exclusion proceedings (an alien
seeking to enter the United States) as an inadmissible alien, even if
the alien had been paroled from custody under section 212(d)(5)(A) of
the Act. See Matter of Manneh, 16 I&N Dec. 272 (BIA 1977) (immigration
judge lacked jurisdiction over paroled alien's adjustment application).
The former Immigration and Naturalization Service (INS) generally had
exclusive jurisdiction over an adjustment of status application filed
by a paroled alien in exclusion proceedings and the alien was not able
to file or renew the application before an immigration judge. Id. Thus,
an alien in deportation proceedings (who had entered the United
States), if eligible, could obtain adjustment of status as relief from
deportation, but an alien in exclusion proceedings (who was seeking to
enter the United States) generally could not obtain adjustment of
status from an immigration judge. The only exception was for aliens who
had applied for adjustment of status while in the United States,
traveled abroad and returned pursuant to a grant of advance parole, and
then had their adjustment applications denied by INS; such aliens could
renew their applications before an immigration judge in the resulting
exclusion proceeding. See 8 CFR 245.2(a) (1995); cf. Matter of Castro-
Padron, 21 I&N Dec. 379,380 (BIA 1996) (describing exception to general
jurisdictional bar to adjustment by immigration judge in exclusion
proceedings).\1\
---------------------------------------------------------------------------
\1\ ``Advance parole'' is the determination of an appropriate
DHS officer that DHS should agree to the exercise of the parole
authority under section 212(d)(5)(A) of the Act before the alien's
actual arrival at a port-of-entry. The actual decision to parole,
however, is made at the port-of-entry. Since any grant of parole may
be revoked, 8 CFR 212.5(e), a decision authorizing advance parole
does not preclude denying parole when the alien actually arrives at
a port-of-entry, should DHS determine that parole is no longer
warranted.
One long-standing use of advance parole has been to provide a
means for applicants for adjustment of status to be able to leave
the country briefly and return without abandoning their applications
for adjustment. In general, an alien's departure from the United
States while an application for relief is pending has the effect of
automatically withdrawing the application, but aliens who are
granted advance permission to be paroled into the United States upon
their return are still able to pursue their previously filed
application after they return. 50 FR 23959 (June 7, 1985). If their
application for adjustment of status was denied, those aliens would
have been subject to exclusion, as opposed to deportation,
proceedings. Id. Accordingly, in order to preserve the ability of
such aliens to pursue their previously filed applications for
adjustment of status, the regulations allowed aliens in this very
narrow situation to be able to renew an application for adjustment
of status before an immigration judge in exclusion proceedings. See
51 FR 7431 (March 4, 1986); 8 CFR 245.2(a).
---------------------------------------------------------------------------
IIRIRA replaced the former deportation and exclusion proceedings
with a single ``removal'' proceeding. Whether an alien has been
admitted or is seeking admission is still a relevant distinction. If
the alien is seeking admission, the alien is charged in removal
proceedings as an inadmissible alien under section 212 of the Act, 8
U.S.C. 1182. If the alien has been admitted, the alien is charged in
removal proceedings as a deportable
[[Page 27587]]
alien under section 237 of the Act, 8 U.S.C. 1227.
Implementing IIRIRA, the Attorney General sought to continue the
traditional rule that an applicant for admission who has been placed in
proceedings before an immigration judge, generally, may not seek
adjustment of status as a form of relief from removal. See 62 FR 10312
(March 6, 1997). The Attorney General established a final rule,
currently codified in 8 CFR 245.1(c)(8) and 1245.1(c)(8), that provided
that an ``arriving alien'' placed in removal proceedings was not
eligible for adjustment of status. See 62 FR 444, 452 (January 3, 1997)
(proposed rule); 62 FR 10312, 10326-27 (March 6, 1997) (interim rule);
see also 8 CFR 1.1(q) (defining ``arriving alien,'' in relevant part,
as ``an applicant for admission coming or attempting to come into the
United States at a port-of-entry'' and providing, with limited
exceptions, that ``[a]n arriving alien remains such even if paroled
pursuant to section 212(d)(5) of the Act''). The Department of Justice
believed that 8 CFR 245.1(c)(8) ``promote[d] the Department's objective
of taking steps to preserve the integrity of the visa issuance process
* * *.'' 62 FR at 10306.
B. Litigation Under the Regulations
After the regulations were published, the Government relied upon
those regulations for a number of years before any challenge. In recent
years, however, the regulations at 8 CFR 245.1(c)(8) and 1245.1(c)(8)
have been the subject of litigation and have resulted in an
intercircuit conflict. Several courts of appeals have held that the
regulations, as applied to paroled aliens, are impermissible in view of
the statutory language at section 245(a) of the Act, 8 U.S.C. 1255(a),
allowing for an application for discretionary adjustment of status by
any alien who was ``inspected and admitted or paroled'' (emphasis
added). See Scheerer v. U.S. Atty. Gen., ---- F.3d ----, 2006 WL 947680
(11th Cir. April 13, 2006); Bona v. Gonzales, 425 F.3d 663 (9th Cir.
2005); Zheng v. Gonzales, 422 F.3d 98 (3d Cir. 2005); Succar v.
Ashcroft, 394 F.3d 8 (1st Cir. 2005).
The United States Courts of Appeals for the Fifth and Eighth
Circuits, on the other hand, have rejected similar challenges to the
regulations, holding that the regulations--even as applied to arriving
aliens seeking adjustment of status in removal proceedings who were
paroled into the United States--constituted a valid exercise of the
Secretary of Homeland Security's and the Attorney General's respective
discretionary authority to grant or deny adjustment of status. See
Momin v. Gonzales, ----F.3d ----, 2006 WL 1075235 (5th Cir. April 24,
2006) (concluding that the ``Attorney General did not act arbitrarily,
capriciously, or manifestly contrary to the statute in opting to
decline to exercise his discretion favorably for parolees that are
subject to removal proceedings.''); Mouelle v. Gonzales, 416 F.3d 923
(8th Cir.), petition for reh'g en banc denied (2005), petition for
cert. filed No. 05-1092 (February 23, 2006). Cf. Lopez v. Davis, 531
U.S. 230, 243-44 (2001) (``Even if a statutory scheme requires
individualized determinations, which this scheme does not, the
decisionmaker has the authority to rely on rulemaking to resolve
certain issues of general applicability unless Congress clearly
expresses an intent to withhold that authority * * *. [C]ase-by-case
decisionmaking in thousands of cases each year, * * * could invite
favoritism, disunity, and inconsistency.'') (citations and quotations
omitted); Fook Hong Mak v. INS, 435 F.2d 728, 730 (2d Cir. 1970)
(concluding with regard to section 245(a) of the Act, ``We are unable
to understand why there should be any general principle forbidding an
administrator, vested with discretionary power, to determine by
appropriate rulemaking that he will not use it in favor of a particular
class on a case-by-case basis.'').
III. Amendments to the Regulations
A. Acquiescence and Regulatory Amendment
The Departments recognize that the conflicting court of appeals
decisions addressing the validity of 8 CFR 245.1(c)(8) and 1245.1(c)(8)
will result in inconsistent application of the adjustment of status
laws. Not infrequently, amendment of applicable regulations provides a
more appropriate disposition of such an intercircuit conflict than
continued review of the cases pending before the courts. See, e.g.,
Bell v. Wolfish, 441 U.S. 520, 549-52 (1979) (amendment of Bureau of
Prisons regulations while constitutional challenge to prior regulations
pending in Supreme Court); see also Smiley v. Citibank (South Dakota),
N.A., 517 U.S. 735 (1996) (amendment to the regulations interpreting
``interest'' as used in the National Bank Act while the issue of what
constituted such ``interest'' was in litigation). ``That it was
litigation that disclosed the need for the regulation is irrelevant.''
Smiley, 517 U.S. at 741. The exercise of authority granted to make
rules pending litigation is a longstanding practice that is warranted
here to avoid inconsistent application of the adjustment of status laws
depending upon the geographic location of the applicant. See National
Mining Ass'n v. Department of Labor, 292 F.3d 849, 873 (D.C. Cir. 2002)
(``[N]o authority supports the proposition that a rule is arbitrary and
capricious merely because it abrogates a circuit court decision. Quite
to the contrary, `regulations promulgated to clarify disputed
interpretations of a regulation are to be encouraged. Tidying-up a
conflict in the circuits with a clarifying regulation permits a
nationally uniform rule without the need for the Supreme Court to essay
the meaning of every debatable regulation.' '') (quoting Pope v.
Shalala, 998 F.2d 473, 486 (7th Cir. 1993)).
With this in mind, the Secretary and the Attorney General have
undertaken to resolve the conflict through rulemaking by removing 8 CFR
245.1(c)(8) and 1245.1(c)(8) rather than continue to litigate their
validity. On balance, given continuing uncertainty of the controlling
judicial precedent, the Attorney General and Secretary conclude that
having rules that apply nationwide is preferable to continuing to
litigate the validity of 8 CFR 245.1(c)(8) and 1245.1(c)(8).
B. Jurisdictional Clarity
In addition, the Secretary and the Attorney General are amending
the regulations to make clear which Departmental component has
jurisdiction to adjudicate adjustment applications for arriving aliens
who have been paroled and placed in removal proceedings.\2\ In general,
these limited numbers of cases will be adjudicated only by U.S.
Citizenship and Immigration Services (USCIS), a component of DHS.
---------------------------------------------------------------------------
\2\ The existing DHS regulatory provision at 8 CFR 245.2(a)(1)
(and the identical language in the current Executive Office for
Immigration Review (EOIR) regulations at 8 CFR 1245.2(a)(1)),
predates the enactment of the Homeland Security Act, which
transferred the responsibilities of the former INS to the Department
of Homeland Security while retaining EOIR under the authority of the
Attorney General. See INA 103(a), (g), 8 U.S.C. 1103(a)(g); 6 U.S.C.
275, 291, 521. Accordingly, the current regulatory language combines
provisions relating to the jurisdiction of USCIS as well as
provisions relating to the jurisdiction of the immigration judges.
As amended by this rule, section 245.2(a)(1) will now be focused on
the jurisdiction of USCIS, while provisions relating to the
authority of the immigration judges will be codified in section
1245.2(a)(1).
---------------------------------------------------------------------------
With only one narrow exception, arriving aliens will not be able to
submit or renew applications for adjustment of status in removal
proceedings. This result is consistent with current
[[Page 27588]]
practice, under longstanding regulations limiting the jurisdiction of
the immigration judges in this context. 8 CFR 1245.2(a)(2), (5)(ii).
Cf. Jiang v. Gonzales, 425 F.3d 649, 653 (9th Cir. 2005) (noting that
section 1245.2(a)(2) is not inconsistent with section 245(a) of the Act
because the rule does not limit the alien's ability to apply to USCIS
for adjustment of status); Bona, 425 F.3d at 671 n.8. However, these
rules retain the narrow existing exception for an alien who leaves the
United States while an adjustment application is pending with USCIS,
and then returns under a grant of advance parole; if DHS places such an
alien in removal proceedings, the immigration judge would have
jurisdiction to adjudicate the alien's renewed adjustment application
if that application has been denied by USCIS.
Note, however, that section 209 of the Act, 8 U.S.C. 1159, provides
a separate procedure for the adjustment of status of an alien admitted
as a refugee or an alien granted asylum to the status of an alien
lawfully admitted for permanent residence. This interim rule has no
effect on the ability of a refugee or asylee to seek adjustment of
status under section 209 of the Act in removal proceedings. See 8 CFR
parts 209, 1209 (adjustment of status of refugees and aliens granted
asylum); see also Matter of K-A-, 23 I&N Dec. 661 (BIA 2004)
(adjustment of status of asylees); Matter of H-N-, 22 I&N Dec. 1039
(BIA 1999) (adjustment of status of refugees). Nor does this interim
rule limit an arriving alien's ability to seek asylum before an
immigration judge, as permitted under 8 CFR parts 208 and 1208.
To accomplish these changes, the Secretary is amending section
245.2(a)(1) of the DHS regulations, and the Attorney General is
amending section 1245.2(a)(1) of the EOIR regulations.
C. Definition of ``Arriving Alien''
Finally, these rules make a technical correction to the definition
in 8 CFR 1.1(q) and 1001.1(q) of ``arriving alien.'' On April 30, 1998,
the former INS published in the Federal Register, 63 FR 19382, an
interim rule (``1998 interim rule'') that was intended to make clear
that certain parolees, as a matter of policy, would not be subject to
expedited removal. This exception applies to aliens paroled before
April 1, 1997, and to any alien paroled after that date based on a
grant of advance parole that the alien applied for and obtained in the
United States prior to the alien's departure from and return to the
United States. The 1998 interim rule indicates that these aliens are
not ``considered * * * arriving alien[s] for purposes of section
235(b)(1)(A)(i) of the Act.'' The way this exception is expressed is
confusing because these aliens are arriving aliens for other purposes.
For example, if placed in removal proceedings, they would be charged as
inadmissible applicants for admission, not as deportable aliens. These
rules retain the principle of the 1998 interim rule. Amended section
1.1(q) and section 1001.1(q), however, state that principle more simply
by clearly indicating that such aliens are arriving aliens for all
purposes under the Act, except for purposes of section 235(b)(1)(A)(i)
of the Act.
D. Independent Adoption of Coordinated Rulemaking
The Secretary of Homeland Security is amending the regulations of
the Department of Homeland Security to permit USCIS to exercise
discretion to grant applications for adjustment of status to that of a
lawful permanent resident by aliens who have been paroled into the
United States and who have been placed in removal proceedings. The
Secretary is exercising his authority under sections 103 and 245 of the
Act (8 U.S.C. 1103, 1255) and the Homeland Security Act of 2002, Public
Law 107-296, Sec. 101(b)(1)(D), 102(a), (e), 116 Stat. 2142-3
(November 25, 2002) (6 U.S.C. 111(b)(1)(D), 112(a)(e)). The Attorney
General is amending the regulations of the Department of Justice to
permit immigration judges and the Board of Immigration Appeals to
adjudicate renewed applications for adjustment of status to that of a
lawful permanent resident that have been denied by USCIS for aliens
previously granted advance parole to return to the United States and
who are thereafter placed in removal proceedings. The Attorney General
is exercising his authority under sections 103 and 245 of the Act (8
U.S.C. 1103, 1255) and 28 U.S.C. 509, 510.
The amendments made by these rules are applicable to all cases
pending administrative or judicial review on or after May 12, 2006.
IV. Additional Rulemaking Provisions Being Considered
In addition to the regulatory changes made in these interim rules,
the Secretary and the Attorney General are considering whether to amend
the existing rules to codify specific regulatory limitations on the
exercise of discretion or a presumption against favorably exercising
discretion in adopting a final rule.
The immigrant visa process remains the proper means for an alien to
seek admission to the United States as an immigrant, i.e., a lawful
permanent resident. See, e.g., Jain v. INS, 612 F.2d 683, 688-89 (2d
Cir. 1979); Ameeriar v. INS, 438 F.2d 1028, 1032-33 (3d Cir. 1971);
Santos v. INS, 375 F.2d 262, 264 (9th Cir. 1967). This longstanding
view remains relevant in adjudicating adjustment applications for
paroled aliens in removal proceedings. The chief objective of 8 CFR
245.1(c)(8) was to preserve the integrity of the nonimmigrant and
immigrant visa issuance processes. See 62 FR at 10326-27.
In particular, existing BIA decisions and court decisions note that
adjustment of status is a discretionary benefit that will require a
strong showing of favorable equities to warrant its being granted if
certain other adverse factors are present. See Matter of Arai, 13 I&N
Dec. 494 (BIA 1970) (requiring a showing of unusual or outstanding
equities is appropriate to the exercise of discretion if the case
presents significant adverse factors that weigh against a favorable
exercise of discretion). For example, evidence of a preconceived intent
to remain in the United States as an immigrant when the alien sought
admission as a nonimmigrant or otherwise circumvented the normal
consular immigrant visa issuance process is a serious adverse factor.
Von Pervieux v. INS, 572 F.2d 114, 118 (3d Cir. 1978); Jain, 612 F.2d
at 688-89; Ameeriar, 438 F.2d at 1032-33; Matter of Ibrahim, 18 I&N
Dec. 55 (BIA 1981); see also Putrus v. Montgomery, 555 F. Supp 452,
454-57 (E.D. Mich. 1982) (holding that INS district director did not
abuse his discretion under section 245(a) of the INA in denying
adjustment of status application of Iraqi aliens who boarded a plane in
Jordan en route to Bahamas after stop in New York, and who deplaned in
New York and refused to reboard, sought asylum, and were paroled for
exclusion proceedings where evidence supported the director's finding
that aliens had preconceived intent to remain in United States
permanently at time they attempted entry, as part of overall scheme to
circumvent the normal consular visa issuing process).
These considerations remain relevant in determining whether a
particular arriving alien who was paroled and thereafter placed in
removal proceedings may adjust his or her status. For example, if the
record shows that such an arriving alien had a preconceived intent to
evade the consular process, this factor will weigh against allowing
adjustment in such cases as well. Of course, in an
[[Page 27589]]
individual case, an alien may still argue, and the adjudicator may
decide, that the favorable factors are sufficiently strong that the
application should be approved in the exercise of discretion. See,
e.g., Matter of Battista, 19 I&N Dec. 484 (BIA 1987) (sufficiently
strong equities can justify granting adjustment of status, even where
the alien is found to have had a preconceived intent to remain in the
United States as an immigrant).
As noted above, existing caselaw standards relating to the exercise
of discretion provide that when certain adverse factors are present, a
showing of unusual or outstanding equities supports, but does not
compel, a favorable exercise of discretion; rather, absent such
equities, adjustment of status will not be granted in the exercise of
discretion. Under existing caselaw, an arriving alien's application for
adjustment of status may be denied as a matter of discretion where
adverse considerations, including circumvention of the consular process
for immigrant visas, are preponderant. Further, rules concerning the
manner in which discretion would be exercised would serve the same
purpose of preserving the integrity of the nonimmigrant and immigrant
visa issuance processes. The ordinary costs and delays resulting from
consular processing, by themselves, would not constitute unusual or
outstanding equities.
Accordingly, the Secretary and the Attorney General are soliciting
public comment on whether the regulations should be amended to
structure the exercise of discretion further. In particular, we welcome
comments on the following questions:
Should the fact that an application for adjustment of status is
filed by an arriving alien--who generally could have and should have
sought and obtained an immigrant visa from a consular officer abroad,
rather than arriving at a port-of-entry as a putative nonimmigrant, or
with otherwise invalid or fraudulent documents--be formalized in the
regulations as a significant adverse factor that may warrant denial of
adjustment of status as a matter of discretion in the absence of
unusual and outstanding countervailing equities that warrant adjustment
of status?
Should the fact that an arriving alien's parole or advance parole
has been terminated or revoked, whether before or after the alien filed
his or her adjustment of status application, be formalized in the
regulations as a significant adverse factor that may warrant denial of
adjustment of status as a matter of discretion, unless the alien
establishes unusual or outstanding countervailing equities that warrant
adjustment of status?
Should the regulations be amended to adopt a presumption in the
final rule against a favorable exercise of discretion if specific
factors exist, or by determining that certain classes of aliens should
not favorably receive an exercise of discretion? Other alternative
formulations will also be considered.
In addition, the Secretary and the Attorney General also are
interested in receiving public comment on whether the regulations
should be amended to provide additional regulatory guidance on when the
immigration judges and the BIA should exercise discretion to grant or
deny a continuance for arriving aliens in removal proceedings who have
filed an application for adjustment of status which remains pending
with USCIS.
While noting that it will ordinarily be appropriate for an
immigration judge to exercise his or her discretion favorably to grant
a continuance or motion to reopen in the case of an alien who has
submitted a prima facie approvable visa petition and adjustment
application in the course of a deportation hearing, the BIA has
recognized that this is not an inflexible rule and that an immigration
judge has discretion in an appropriate case to deny a continuance even
if the alien is the beneficiary of a visa petition or labor
certification that, if approved, could render the alien eligible for
adjustment of status. Matter of Garcia, 16 I&N Dec. 653, 657 (BIA 1978)
(``It clearly would not be an abuse of discretion for the immigration
judge to summarily deny a request for a continuance * * * upon his
determination that the visa petition is frivolous or that the
adjustment application would be denied on statutory grounds or in the
exercise of discretion notwithstanding the approval of the
petition.''), modified on other grounds by Matter of Arthur, 20 I&N
Dec. 475 (BIA 1992), and Matter of Velarde, 23 I&N Dec. 253 (BIA 2002).
The courts of appeals also have addressed some of the issues pertaining
to the discretionary decision to grant or deny a continuance in this
circumstance, see, e.g., Morgan v. Gonzales, 2006 U.S. App. LEXIS 10044
(2d Cir. April 20, 2006) (holding that it was not an abuse of
discretion for an immigration judge to deny a continuance under the
circumstances presented in the case); Benslimane v. Gonzales, 430 F.3d
828 (7th Cir. 2005) (holding that it was an abuse of discretion to deny
a continuance where the alien had complied with all the requirements
for adjustment of status and was merely waiting action on his wife's
visa petition); Pede v. Gonzales, 442 F.3d 570 (7th Cir. 2006)
(distinguishing Benslimane and holding that it was acceptable for an
immigration judge to deny a continuance when there was no hope that the
adjustment application would be granted); Hassan v. INS, 110 F.3d 490
(7th Cir. 1997) (underscoring that Matter of Garcia did not ``establish
an inflexible rule'' requiring a continuance).
Accordingly, the Secretary and the Attorney General are soliciting
comments on the standards for the granting of continuances to arriving
aliens in removal proceedings while applications for adjustment of
status are pending with USCIS. In particular, we are interested in
comments regarding the following questions:
Should the regulations be amended to provide limitations on the
exercise of discretion in granting continuances when an arriving
alien's application for adjustment of status is pending with USCIS, for
example (1) by providing that the pendency of application for
adjustment of status filed by an arriving alien with USCIS does not
require the granting of a continuance; (2) by establishing a rebuttable
presumption against granting a continuance in this situation; or (3) by
defining limited circumstances in which a continuance would be granted?
As a general proposition, the Secretary and the Attorney General
may use rulemaking to limit the exercise of discretion to grant forms
of relief to those aliens who have attempted to evade the consular visa
process by seeking parole into the United States and then applying for
adjustment of status. The Supreme Court has recognized that an agency
head ``has the authority to rely on rulemaking to resolve certain
issues of general applicability unless Congress clearly expresses an
intent to withhold that authority.'' Lopez v. Davis, 531 U.S. at 244
(quoting American Hosp. Ass'n v. NLRB, 499 U.S. 606, 612 (1991)); see
also Yang v. INS, 79 F.3d 932, 936 (9th Cir. 1996). Specifically, in
Lopez the Supreme Court upheld a Federal Bureau of Prisons rule that
``categorically denies early release to prisoners whose current offense
is a felony attended by `the carrying, possession, or use of a firearm'
'' against a challenge in which plaintiffs contended that denials of
early release were required to be made on a case-by-case basis for each
individual. 531 U.S. at 231-232 (quoting 28 CFR 550.58(a)(1)(vi)(B)).
The Secretary and the Attorney General reserve the authority to make
such a determination by rule and to make that determination
[[Page 27590]]
in a final rule on the basis of this public notice and request for
comment.
In this specific instance, the Secretary and the Attorney General
invite public comment on whether rules limiting the exercise of
discretion or implementing a presumption against favorably exercising
discretion should be established. The Secretary and the Attorney
General may exercise their respective discretions by rule to narrow the
scope of discretion delegated to their respective subordinates in
promulgating a final rule. In the meantime, USCIS, the immigration
judges, and the BIA will continue to apply the discretionary factors in
accordance with the general principles noted above, and guided by prior
decisions.
V. Regulatory Requirements
A. Administrative Procedure Act
The Secretary and the Attorney General have authority to issue
these rules as interim rules under the Administrative Procedure Act,
with provision for post-promulgation public comments. See 5 U.S.C. 553.
The Secretary and Attorney General find that good cause exists to
remove 8 CFR 245.1(c)(8) and 1245.1(c)(8) without notice and comment.
See 5 U.S.C. 553(b)(B) (notice and comment requirements not applicable
in circumstances in which ``notice and public procedure thereon are
impracticable, unnecessary, or contrary to the public interest'').
These regulations have been invalidated by four federal appellate
courts in decisions concluding that the regulations are inconsistent
with section 245 of the Immigration and Nationality Act, 8 U.S.C. 1255.
See Scheerer v. U.S. Atty. Gen., ---- F.3d ----, 2006 WL 947680 (11th
Cir. April 13, 2006); Succar v. Ashcroft, 394 F.3d 8 (1st Cir. 2005);
Bona v. Gonzales, 425 F.3d 663 (9th Cir. 2005); Zheng v. Gonzales, 422
F.3d 98 (3d Cir. 2005). Recently, the Fifth and Eighth Circuits upheld
the regulations. See Momin v. Gonzales, ---- F.3d ----, 2006 WL 1075235
(5th Cir. April 24, 2006); Mouelle v. Gonzales, 416 F.3d 923 (8th Cir.
2005), petition for reh'g en banc denied (2005), petition for cert.
filed No. 05-1092 (February 23, 2006). This circuit split has
engendered considerable confusion about the ongoing enforceability of
the regulations, and it is decidedly in the public interest for the
agencies responsible for administering these regulations to end that
confusion as soon as possible and thereby promote the consistent
nationwide application of federal immigration law. Because the
regulations are currently unenforceable in four circuits, covering 18
states, the only immediate way to provide the necessary finality and
consistency is by repealing the regulations. Under these circumstances,
there is good cause for dispensing with notice and comment procedures.
The revised 8 CFR 245.2(a)(1) and 8 CFR 1245.2(a)(1)(i)-(ii) also
are rules of agency practice and procedure and may be adopted without
prior notice and comment. See 5 U.S.C. 553(b)(A). These provisions do
not affect how the Secretary's or the Attorney General's subordinates
may rule on the merits of the factual and legal issues in any
particular removal proceeding. Rather, these provisions merely clarify
which Departmental component has jurisdiction to adjudicate adjustment
applications for arriving aliens who have been paroled and placed in
removal proceedings, consistent with current regulations and agency
practice.
Finally, the Secretary and the Attorney General find that the
amendment to 8 CFR 1.1(q) and 1001.1(q) are interpretive rules that may
be issued without prior notice and comment. See 5 U.S.C. 553(b)(A).
These amendments make no substantive change to the existing definition
of ``arriving alien,'' but only express the terms of that definition
more clearly. See, e.g., Safari Aviation Inc. v. Garvey, 300 F.3d 1144,
1151 (9th Cir. 2002) (``Interpretive rules are not subject to APA
notice or comment provisions because they clarify or explain existing
law or regulations in order to advise the public of the agency's
construction of the rules it administers.''); Stuart-James Co., Inc. v.
SEC, 857 F.2d 796, 801 (D.C. Cir. 1988) (notice and comment not
required where the new rule is merely a ``clarification or explanation
of existing laws or regulations'')
For all of the foregoing reasons, it is not necessary under the
Administrative Procedure Act, 5 U.S.C. 553, to provide prior notice and
comment before promulgating these interim final rules.
The Secretary and the Attorney General also find that good cause
exists to make these rules effective immediately upon publication. See
5 U.S.C. 553(d). First, because removing 8 CFR 245.1(c)(8) and
1245.1(c)(8) ``grants or recognizes an exemption or relieves a
restriction,'' it is exempt from the APA's general requirement that a
rule be published 30 days before its effective date. 5 U.S.C.
553(d)(1). Removing those regulations relieves the restrictions
currently imposed on the ability of paroled aliens in removal
proceedings to apply for adjustment of status. See, e.g., Independent
U.S. Tanker Owners Comm. v. Skinner, 884 F.2d 587, 591-92 (D.C. Cir.
1989). In addition, for the reasons stated above with respect to the
usual notice and comment requirements, there is good cause for this
repeal to take effect immediately. The removal of 8 CFR 245.1(c)(8) and
8 CFR 1245.1(c)(8) therefore is effective upon publication and is
applicable to all cases pending administrative or judicial review on or
after that date.
Finally, the amendments to 8 CFR 1.1(q), 245.2(a)(1), 1001.1(q),
1245.2(a)(1)(i), and 1245.2(a)(ii) simply clarify existing regulations
without substantive change. This renders them ``interpretive rules''
that may take immediate effect under 5 U.S.C. 553(d)(1).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) mandates that an agency
conduct an RFA analysis when an agency is ``required by section 553 * *
*, or any other law, to publish general notice of proposed rule making
for any proposed rule.'' 5 U.S.C. 603(a). RFA analysis is not required
when a rule is exempt from notice and comment rulemaking under 5 U.S.C.
553(b). These rules are exempt from notice and comment rulemaking.
Therefore, no RFA analysis under 5 U.S.C. 603 is required for these
rules.
C. Unfunded Mandates Reform Act of 1995
These rules will not result in the expenditure by State, local and
tribal governments, in the aggregate, or by the private sector, of $100
million or more in any one year, and it will not significantly or
uniquely affect small governments. Therefore, no actions were deemed
necessary under the provisions of the Unfunded Mandates Reform Act of
1995.
D. Small Business Regulatory Enforcement Fairness Act of 1996
These rules are not major rules as defined by section 251 of the
Small Business Regulatory Enforcement Act of 1996, 5 U.S.C. 804. These
rules will not result in an annual effect on the economy of $100
million or more; a major increase in costs or prices; or significant
adverse effects on competition, employment, investment, innovation, or
on the ability of United States-based companies to compete with
foreign-based companies in domestic and export markets.
E. Executive Order 12866 (Regulatory Planning and Review)
The DHS and DOJ consider these rules to be a ``significant
regulatory action'' under Executive Order 12866, section 3(f),
Regulatory Planning and
[[Page 27591]]
Review. Accordingly, this regulation has been submitted to the Office
of Management and Budget for review. No cost-benefit analysis has been
prepared, however, because these rules are not ``significant'' for
economic reasons. These rules will not have an annual effect on the
economy of $100 million or more, nor will they have other adverse
economic effects.
F. Executive Order 13132 (Federalism)
These rules will not have substantial direct effects on the States,
on the relationship between the National Government and the States, or
on the distribution of power and responsibilities among the various
levels of government. Therefore, in accordance with section 6 of
Executive Order 13132, these rules do not have sufficient federalism
implications to warrant preparation of a federalism summary impact
statement.
G. Executive Order 12988 (Civil Justice Reform)
These rules have been prepared in accordance with the standards in
sections 3(a) and 3(b)(2) of Executive Order 12988.
H. Paperwork Reduction Act
These rules do not create any information collection requirement.
List of Subjects
8 CFR Part 1
Administrative practice and procedure; Immigration.
8 CFR Part 245
Aliens; Immigration; Reporting and recordkeeping requirements.
8 CFR Part 1001
Administrative practice and procedure; Immigration.
8 CFR Part 1245
Aliens; Immigration; Reporting and recordkeeping requirements.
Department of Homeland Security
8 CFR Chapter I
0
Accordingly, for the reasons stated in the joint preamble, and pursuant
to my authority as Secretary of Homeland Security, chapter I of title
8, Code of Federal Regulations is amended as follows:
PART 1--DEFINITIONS
0
1. The Authority citation for part 1 continues to read as follows:
Authority: 8 U.S.C. 1101; 8 U.S.C. 1103; 5 U.S.C. 301; Public
Law 107-296, 116 Stat. 2135 (6 U.S.C. 1 et seq.).
0
2. Section 1.1(q) is amended by revising the last sentence to read as
follows:
Sec. 1.1 Definitions.
* * * * *
(q) * * * An arriving alien remains an arriving alien even if
paroled pursuant to section 212(d)(5) of the Act, and even after any
such parole is terminated or revoked. However, an arriving alien who
was paroled into the United States before April 1, 1997, or who was
paroled into the United States on or after April 1, 1997, pursuant to a
grant of advance parole which the alien applied for and obtained in the
United States prior to the alien's departure from and return to the
United States, will not be treated, solely by reason of that grant of
parole, as an arriving alien under section 235(b)(1)(A)(i) of the Act.
* * * * *
PART 245--ADJUSTMENT OF STATUS TO THAT OF AN ALIEN LAWFULLY
ADMITTED FOR PERMANENT RESIDENCE
0
3. The Authority citation for part 245 continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1182, 1255, sec. 202, Pub. L.
105-100, 111 Stat 2160, 2193; sec. 902, Pub. L. 105-277, 112 Stat.
2681; 8 CFR part 2.
Sec. 245.1 [Amended]
0
4. Section 245.1 is amended by:
0
a. Removing paragraph (c)(8); and
0
b. Redesignating paragraph (c)(9) as paragraph (c)(8).
0
5. Section 245.2 is amended by revising paragraph (a)(1) to read as
follow:
Sec. 245.2 Application.
(a) * * *
(1) Jurisdiction. USCIS has jurisdiction to adjudicate an
application for adjustment of status filed by any alien, unless the
immigration judge has jurisdiction to adjudicate the application under
8 CFR 1245.2(a)(1).
* * * * *
Dated: May 8, 2006.
Michael Chertoff,
Secretary of Homeland Security.
Department of Justice
8 CFR Chapter V
0
Accordingly, for the reasons stated in the joint preamble and pursuant
to the authority vested in me as the Attorney General of the United
States, chapter V of title 8 of the Code of Federal Regulations is
amended as follows:
PART 1001--DEFINITIONS
0
1. The Authority citation for part 1001 continues to read as follows:
Authority: 8 U.S.C. 1101; 8 U.S.C. 1103.
0
2. Section 1001.1(q) is amended by revising the last sentence to read
as follows:
Sec. 1001.1 Definitions.
* * * * *
(q) * * * An arriving alien remains an arriving alien even if
paroled pursuant to section 212(d)(5) of the Act, and even after any
such parole is terminated or revoked. However, an arriving alien who
was paroled into the United States before April 1, 1997, or who was
paroled into the United States on or after April 1, 1997, pursuant to a
grant of advance parole which the alien applied for and obtained in the
United States prior to the alien's departure from and return to the
United States, will not be treated, solely by reason of that grant of
parole, as an arriving alien under section 235(b)(1)(A)(i) of the Act.
* * * * *
PART 1245--ADJUSTMENT OF STATUS TO THAT OF AN ALIEN LAWFULLY
ADMITTED FOR PERMANENT RESIDENCE
0
3. The Authority citation for part 1245 continues to read as follows:
Authority: 8 U.S.C. 1101, 1103, 1182, 1255, sec. 202, Pub. L.
105-100, 111 Stat 2160, 2193; sec. 902, Pub. L. 105-277, 112 Stat.
2681; 8 CFR part 2.
Sec. 1245.1 [Amended]
0
4. Section 1245.1 is amended by
0
a. Removing paragraph (c)(8); and
0
b. Redesignating paragraph (c)(9) as paragraph (c)(8).
0
5. Section 1245.2 is amended by revising paragraph (a)(1) to read as
follows:
Sec. 1245.2 Application.
(a) General.
(1) Jurisdiction.
(i) In General. In the case of any alien who has been placed in
deportation proceedings or in removal proceedings (other than as an
arriving alien), the immigration judge hearing the proceeding has
exclusive jurisdiction to adjudicate any application for adjustment of
status the alien may file.
(ii) Arriving Aliens. In the case of an arriving alien who is
placed in removal proceedings, the immigration judge does not have
jurisdiction to adjudicate any application for adjustment of status
filed by the arriving alien unless:
(A) The alien properly filed the application for adjustment of
status with
[[Page 27592]]
USCIS while the arriving alien was in the United States;
(B) The alien departed from and returned to the United States
pursuant to the terms of a grant of advance parole to pursue the
previously filed application for adjustment of status;
(C) The application for adjustment of status was denied by USCIS;
and
(D) DHS placed the arriving alien in removal proceedings either
upon the arriving alien's return to the United States pursuant to the
grant of advance parole or after USCIS denied the application.
Dated: May 8, 2006.
Alberto R. Gonzales,
Attorney General.
[FR Doc. 06-4429 Filed 5-11-06; 8:45 am]
BILLING CODE 4410-10-P