Submission for OMB Review; Comment Request, 26572 [E6-6778]
Download as PDF
<![CDATA[
cchase on PROD1PC60 with NOTICES
26572
Federal Register / Vol. 71, No. 87 / Friday, May 5, 2006 / Notices
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget (‘‘OMB’’) for
extension and approval.
• Form 2–E under the Securities Act
of 1933, Report of Sales pursuant to
Rule 609 of Regulation E. Rule 609
under the Securities Act of 1933, Report
of Sales
Under Rule 609 under the Securities
Act of 1933 (17 CFR 230.609), Form 2–
E under the Securities Act of 1933 (17
CFR 239.201) is used by small business
investment companies or business
development companies engaged in
limited offerings of securities to report
semi-annually the progress of the
offering, including the number of shares
sold. The form solicits information such
as the dates an offering has commenced
and has been completed, the number of
shares sold and still being offered,
amounts received in the offering, and
expenses and underwriting discounts
incurred in the offering. This
information assists the staff in
determining whether the issuer has
stayed within the limits of an offering
exemption.
Form 2–E must be filed semi-annually
during an offering and as a final report
at the completion of the offering. Less
frequent filing would not allow the
Commission to monitor the progress of
the limited offering in order to ensure
that the issuer was not attempting to
avoid the normal registration provisions
of the securities laws.
During the calendar year 2005, there
were 36 filings of Form 2–E by 24
respondents. The Commission
estimates, based on its experience with
disclosure documents generally and
Form 2–E in particular, and based on
informal contacts with the investment
company industry, that the total annual
burden associated with information
collection, Form 2–E preparation, and
submission is four hours per filing or
144 hours for all respondents.
The estimates of average burden hours
are made solely for the purposes of the
Act and are not derived from a
comprehensive or even representative
survey or study of the cost of
Commission rules and forms.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
VerDate Aug<31>2005
18:48 May 04, 2006
Jkt 208001
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Informtion Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312, or send an
e-mail to: PRA_Mailbox@sec.gov.
April 19, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–6775 Filed 5–4–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Form 24F–2; SEC File No. 270–
399; OMB Control No. 3235–0456.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
requests for extension of the previously
approved collections of information
discussed below.
Rule 24f–2 (17 CFR 270.24f–2) under
the Investment Company Act of 1940
requires any open-end management
companies (‘‘mutual funds’’), unit
investment trusts (‘‘UITs’’) or faceamount certificate companies
(collectively, ‘‘funds’’) deemed to have
registered an indefinite amount of
securities to file, not later than 90 days
after the end of any fiscal year in which
it has publicly offered such securities,
Form 24F–2 with the Commission.1
Form 24F–2 is the annual notice of
securities sold by funds that
accompanies the payment of registration
fees with respect to the securities sold
during the fiscal year.
The Commission estimates that 5,509
funds file Form 24F–2 on the required
annual basis. The average annual
burden per respondent for Form 24F–2
is estimated to be two hours. The total
annual burden for all respondents to
1 17
PO 00000
CFR 274.24.
Frm 00124
Fmt 4703
Sfmt 4703
Form 24F–2 is estimated to be 11,018
hours. The estimate of average burden
hours is made solely for the purposes of
the Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study of the
costs of Commission rules.
Compliance with the collection of
information required by Form 24F–2 is
mandatory. The Form 24F–2 filing that
must be made to the Commission is
available to the public. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection
of information unless it displays a
currently valid control number.
General comments regarding the
above information should be directed to
the following persons: (i) Desk officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503, or e-mail to:
David_Rostker@omb.eop.gov; and (ii) R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312, or send an e-mail to
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
April 25, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–6778 Filed 5–4–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Rule 489 and Form F–N; SEC File
No. 270–361; OMB Control No. 3235–
0411.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget for
extension and approval:
• Rule 489 (17 CFR 230.489) under
the Securities Act of 1933 (15 U.S.C. 77a
E:\FR\FM\05MYN1.SGM
05MYN1
]]>Agencies
[Federal Register Volume 71, Number 87 (Friday, May 5, 2006)]
[Notices]
[Page 26572]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-6778]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension: Form 24F-2; SEC File No. 270-399; OMB Control No. 3235-
0456.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501-3520), the Securities and Exchange Commission
(``Commission'') has submitted to the Office of Management and Budget
requests for extension of the previously approved collections of
information discussed below.
Rule 24f-2 (17 CFR 270.24f-2) under the Investment Company Act of
1940 requires any open-end management companies (``mutual funds''),
unit investment trusts (``UITs'') or face-amount certificate companies
(collectively, ``funds'') deemed to have registered an indefinite
amount of securities to file, not later than 90 days after the end of
any fiscal year in which it has publicly offered such securities, Form
24F-2 with the Commission.\1\ Form 24F-2 is the annual notice of
securities sold by funds that accompanies the payment of registration
fees with respect to the securities sold during the fiscal year.
---------------------------------------------------------------------------
\1\ 17 CFR 274.24.
---------------------------------------------------------------------------
The Commission estimates that 5,509 funds file Form 24F-2 on the
required annual basis. The average annual burden per respondent for
Form 24F-2 is estimated to be two hours. The total annual burden for
all respondents to Form 24F-2 is estimated to be 11,018 hours. The
estimate of average burden hours is made solely for the purposes of the
Paperwork Reduction Act, and is not derived from a comprehensive or
even a representative survey or study of the costs of Commission rules.
Compliance with the collection of information required by Form 24F-
2 is mandatory. The Form 24F-2 filing that must be made to the
Commission is available to the public. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid control number.
General comments regarding the above information should be directed
to the following persons: (i) Desk officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503, or e-mail to: David--
Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way, Alexandria, Virginia 22312, or send
an e-mail to PRA--Mailbox@sec.gov. Comments must be submitted to OMB
within 30 days of this notice.
April 25, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6-6778 Filed 5-4-06; 8:45 am]
BILLING CODE 8010-01-P
