Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to Coastal Commercial Fireworks Displays at Monterey Bay National Marine Sanctuary, CA, 25544-25558 [E6-6504]
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Federal Register / Vol. 71, No. 83 / Monday, May 1, 2006 / Proposed Rules
[FR Doc. 06–4080 Filed 4–28–06; 8:45 am]
FOR FURTHER INFORMATION CONTACT:
BILLING CODE 6560–50–P
Robert C. Ashby, Deputy Assistant
General Counsel for Regulation and
Enforcement, 400 7th Street, SW., Room
10424, Washington DC 29590. Phone:
202–366–9310. TTY: 202–755–7687.
Fax: 202–366–9313. E-mail:
bob.ashby@dot.gov .
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
49 CFR Parts 27, 37, 38
RIN 2105–AD54
Transportation for Individuals With
Disabilities
Office of the Secretary (OST),
U.S. Department of Transportation
(DOT).
ACTION: Extension of comment period on
proposed rule.
rwilkins on PROD1PC63 with PROPOSAL
AGENCY:
SUMMARY: The Department is extending
through July 28, 2006, the period for
interested persons to submit comments
to its proposed rule concerning
modifications to the Department’s
Americans with Disabilities Act and
related rules.
DATES: Comments must be received by
July 28, 2006. Comments received after
this date will be considered to the
extent practicable.
ADDRESSES: You may submit comments
identified by the docket number [OST–
2006–23985] by any of the following
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(follow the instructions for submitting
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submitting comments on the DOT
electronic docket site); (3) Fax: 1–202–
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You should include the agency name
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Management System office at the above
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16:26 Apr 28, 2006
On
February 27, 2006, the Department of
Transportation (DOT or Department)
issued a notice of proposed rulemaking
(NPRM) that proposed to amend the
Department’s Americans with
Disabilities Act (ADA) rule and related
regulations (71 FR 9761). The proposed
amendments concerned a variety of
subjects, including rail station platform
accessibility and ADA paratransit
system requirements. The NPRM also
sought comment on several upcoming
issues of interest concerning surface
transportation accessibility. The
comment closing dates were April 28 for
the proposed amendments to the ADA
and related rules and May 28 for the
other issues on which the Department
sought comment.
On April 7, 2006, Amtrak, supported
by the Association of American
Railroads, requested an extension of the
comment period through July 28, 2006,
citing concerns about the effects of
proposed amendments concerning rail
station platform accessibility on its
statutory obligation to make its stations
accessible by 2010.
The Department agrees that an
extension of the comment period would
be useful to permit Amtrak additional
time to assess its situation with respect
to rail station accessibility, as it may be
affected by the proposed rule. In
addition, such an extension will give
other parties additional time to consider
the issues the NPRM raises and provide
thoughtful comments to the Department.
Accordingly, the Department finds that
good cause exists to extend the
comment period on the proposed rule
from April 28, 2006, to July 28, 2006.
This extension applies to all parts of the
NPRM.
SUPPLEMENTARY INFORMATION:
[Docket No. OST–2006–23985]
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Issued in Washington, DC, this 24th day of
April, 2006.
Jeffrey A. Rosen,
General Counsel.
[FR Doc. 06–4069 Filed 4–28–06; 8:45 am]
BILLING CODE 4910–9X–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 216
[Docket No. 060406098–6098–01; I.D.
030706D]
RIN 0648–AT46
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to Coastal Commercial
Fireworks Displays at Monterey Bay
National Marine Sanctuary, CA
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments. Notice; availability of
Environmental Assessment.
AGENCY:
SUMMARY: NMFS has received a request
from the Monterey Bay National Marine
Sanctuary (MBNMS or Sanctuary) for an
authorization to take small numbers of
marine mammals, by harassment,
incidental to permitting professional
fireworks displays within the Sanctuary
in California waters. By this document,
NMFS is proposing regulations to
govern that take. In order to issue a
Letter of Authorization (LOA) and issue
final regulations governing the take,
NMFS must determine that the taking
will have a negligible impact on the
species or stocks and will not have an
unmitigable adverse impact on the
availability of such species or stock for
taking for subsistence uses.
DATES: Comments and information must
be received no later than May 31, 2006.
ADDRESSES: Comments on the
application and proposed rule may be
submitted using the identifier 030706D,
by any of the following methods:
E-mail: PR1.030706D@noaa.gov.
Comments sent via e-mail, including all
attachments, must not exceed a 10–
megabyte file size.
Federal e-Rulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Hand-delivery or mailing of paper,
disk, or CD-ROM comments should be
addressed to: Stephen L. Leathery,
Chief, Permits, Conservation and
Education Division, Office of Protected
Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910–3225.
A copy of the application containing
a list of references used in this
document may be obtained by writing to
the above address, by telephoning the
contact listed under FOR FURTHER
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INFORMATION CONTACT, or at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. Documents cited in this
proposed rule may also be viewed, by
appointment, during regular business
hours at the above address. To help
NMFS process and review comments
more efficiently, please use only one
method to submit comments.
Comments regarding the burden-hour
estimate or any other aspect of the
collection of information requirement
contained in this proposed rule should
be sent to NMFS via the means stated
above, and to the Office of Information
and Regulatory Affairs, Office of
Management and Budget (OMB),
Attention: David Rostker, Washington,
DC 20503, or by e-mail at
DavidlRostker@omb.eop.gov, or by fax
at (202) 395–7285.
FOR FURTHER INFORMATION CONTACT: Jolie
Harrison, Office of Protected Resources,
NMFS, (301) 713–2289, ext 166, or
Monica DeAngelis, NMFS, Southwest
Regional Office, (562) 980–3232.
SUPPLEMENTARY INFORMATION:
Background
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Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of small
numbers of marine mammals by U.S.
citizens who engage in a specified
activity (other than commercial fishing)
within a specified geographical region.
The Secretary will allow an incidental
take if certain findings are made and
either regulations are issued or, if the
taking is limited to harassment, notice
of a proposed authorization is provided
to the public for review.
Authorization for incidental takings
may be granted if NMFS finds that the
taking will have no more than a
negligible impact on the species or
stock(s) and will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses. The permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such taking shall be
prescribed.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as:
an impact resulting from the specified
activity that cannot be reasonably expected
to, and is not reasonably likely to, adversely
affect the species or stock through effects on
annual rates of recruitment or survival.
Except for certain categories of
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
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[‘‘Level A harassment’’]; or (ii) has the
potential to disturb a marine mammal or
marine mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[‘‘Level B harassment’’].
Summary of Request
On May 10, 2002, NMFS received an
application from the MBNMS requesting
a 1–year Incidental Harassment
Authorization (IHA) under section
101(a)(5)(D) and, subsequently, the
issuance of regulations governing
authorizations for a 5–year period under
section 101(a)(5)(A) of the MMPA for
the potential harassment of California
sea lions (Zalophus californianus) and
Pacific harbor seals (Phoca vitulina)
incidental to coastal fireworks displays
conducted at MBNMS under permits
issued by MBNMS to commercial
companies. On July 4, 2005, NMFS
issued an IHA to MBNMS (70 FR 39235,
July 7, 2005) and that IHA expires on
July 3, 2006.
The MBNMS adjoins 276 mi (444 km)
or 25 percent of the central California
coastline, and encompasses ocean
waters from mean high tide to an
average of 25 mi (40 km) offshore
between Rocky Point in Marin County
and Cambria in San Luis Obispo
County. Fireworks displays have been
conducted over current MBNMS waters
for many years as part of national and
community celebrations (such as
Independence Day and municipal
anniversaries), and to foster public use
and enjoyment of the marine
environment. The marine venue for this
activity is the preferred setting for
fireworks in central California in order
to optimize public access and avoid the
fire hazard associated with terrestrial
display sites. Many fireworks displays
occur at the height of the dry season in
central California, when area vegetation
is particularly prone to ignition from
sparks or embers.
In 1992, the MBNMS was the first
national marine sanctuary (NMS) to be
designated along urban shorelines and
therefore has addressed many regulatory
issues previously not encountered by
the NMS program. ZZAuthorization of
professional firework displays has
required a steady refinement of policies
and procedures toward this activity as
more is learned about its impacts to the
environment.
Specified Activities
Since 1993, the MBNMS, a
component of NOAA, has processed
requests for the professional display of
fireworks that affect the Sanctuary. The
MBNMS has determined that debris
fallout (spent pyrotechnic materials)
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from fireworks events may constitute a
discharge into the Sanctuary and thus a
violate Sanctuary regulations, unless a
ZZ authorization is issued by the
Sanctuary. Therefore, sponsors of
fireworks displays conducted in the
MBNMS are required to obtain
Sanctuary authorization prior to
conducting such displays (see 15 CFR
922.132).
Professional pyrotechnic devices used
in fireworks displays can be grouped
into three general categories: aerial
shells (paper and cardboard spheres or
cylinders ranging from 2 in (5 cm) to 12
in (30 cm) in diameter and filled with
incendiary materials), low-level comet
and multi-shot devices similar to overthe-counter fireworks such as roman
candles, and set piece displays that are
mostly static in nature and are mounted
on the ground.
Aerial shells are launched from tubes
(called mortars), using black powder
charges, to altitudes of 200 to 1000 ft (61
to 305 m) where they explode and ignite
internal burst charges and incendiary
chemicals. Most of the incendiary
elements and shell casings burn up in
the atmosphere; however, portions of
the casings and some internal structural
components and chemical residue fall
back to the ground or water, depending
on prevailing winds. An aerial shell
casing is constructed of paper/cardboard
or plastic and may include some plastic
or paper internal components used to
compartmentalize chemicals within the
shell. Within the shell casing is a burst
charge (usually black powder) and a
recipe of various chemical pellets (stars)
that emit prescribed colors when
ignited. Some of the chemicals
commonly used in the manufacturing of
pyrotechnic devices are potassium
chlorate, potassium perchlorate,
potassium nitrate, sodium benzoate,
sodium oxalate, ammonium,
perchlorate, strontium nitrate, strontium
carbonate, sulfur, charcoal, copper
oxide, polyvinyl chloride, iron,
titanium, shellac, dextrine, phenolic
resin, and aluminum. Manufacturers
consider the amount and composition of
chemicals within a given shell to be
proprietary information and only release
aggregate descriptions of internal shell
components. The arrangement and
packing of stars and burst charges
within the shell determine the type of
effect produced upon detonation.
Attached to the bottom of an aerial
shell is a lift charge of black powder.
The lift charge and shell are placed at
the bottom of a mortar that has been
buried in earth/sand or affixed to a
wooden rack. A fuse attached to the lift
charge is ignited with an electric charge
or heat source, the lift charge explodes,
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and propels the shell through the mortar
tube and into the air to a height
determined by the amount of powder in
the lift charge and the weight of the
shell. As the shell travels skyward, a
time-delay secondary fuse is burning
that eventually ignites the burst charge
within the shell at peak altitude. The
burst charge detonates, igniting and
scattering the stars, which may, in turn,
possess small secondary explosions.
Shells can be launched one at a time or
in a barrage of simultaneous or quick
succession launches. They are designed
to detonate between 200 and 1000 ft (61
to 305) above ground level (AGL).
In addition to color shells (also
known as designer or starburst shells),
a typical fireworks show will usually
include a number of aerial ‘‘salute’’
shells. The primary purpose of salute
shells is to announce the beginning and
end of the show and produce a loud
percussive audible effect. These shells
are typically two to three inches (five to
seven centimeters) in diameter and
packed with black powder to produce a
punctuated explosive burst at high
altitude. From a distance, these shells
sound similar to cannon fire when
detonated.
Low-level devices consist of stars
packed linearly within a tube, and when
ignited, the stars exit the tube in
succession producing a fountain effect
of single or multi-colored light as the
stars incinerate through the course of
their flight. Typically, the stars burn
rather than explode, thus producing a
ball or trail of sparkling light to a
prescribed altitude where they simply
extinguish. Sometimes they may
terminate with a small explosion similar
to a firecracker. Other low-level devices
emit a projected hail of colored sparks
or perform erratic low-level flight while
emitting a high-pitched whistle. Some
emit a pulsing light pattern or crackling
or popping sound effects. In general,
low-level launch devices and
encasements remain on the ground or
attached to a fixed structure and can be
removed upon completion of the
display. Common low-level devices are
multi-shot devices, mines, comets,
meteors, candles, strobe pots and gerbs.
They are designed to produce effects
between 0 and 200 ft (61 m) AGL.
Set piece or ground level fireworks
are primarily static in nature and remain
close to the ground. They are usually
attached to a framework that may be
crafted in the design of a logo or familiar
shape, illuminated by pyrotechnic
devices such as flares, sparklers and
strobes. These fireworks typically
employ bright flares and sparkling
effects that may also emit limited sound
effects such as cracking, popping, or
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whistling. Set pieces are usually used in
concert with low-level effects or an
aerial show and sometimes act as a
centerpiece for the display. It may have
some moving parts, but typically does
not launch devices into the air. Set
piece displays are designed to produce
effects between 0 and 50 ft (15 m) AGL.
Each display is unique according to
the type and number ofshells, the pace
of the show, the length of the show, the
acoustic qualities of the display site,
and even the weather and time of day.
The vast majority (97 percent) of
fireworks displays ZZ authorized in the
Sanctuary between 1993 and 2005 were
aerial displays that usually included
simultaneous low-level displays. An
average large display will last 20
minutes and include 700 aerial shells
and 750 low-level effects. An average
smaller display lasts approximately
seven minutes and includes 300 aerial
shells and 550 low-level effects. There
seems to be a declining trend in the total
number of shells used in aerial displays,
due to increasing shell costs and/or
fixed entertainment budgets. Low-level
displays sometimes compensate for the
absence of an aerial show by squeezing
a larger number of effects into a shorter
timeframe. This results in a dramatic
and rapid burst of light and sound
effects at low level. A large low-level
display may expend 4,900 effects within
a 7–minute period, and a small display
will use an average of 1,800 effects
within the same timeframe. Some
fireworks displays are synchronized
with musical broadcasts over
loudspeakers and may incorporate other
non-pyrotechnic sound and visual
effects.
The MBNMS has issued 67 permits
for professional fireworks displays since
1993 (five in 2005) and 5 applications
are currently being processed (as of
March 2006). Four fireworks display
applications have been directed to areas
outside the Sanctuary. However, the
MBNMS staff projects that as many as
20 coastal displays per year may be
conducted in, or adjacent to, MBNMS
boundaries in the future. The number of
displays will be limited to not more
than 20 events per year in four specific
areas along 276 mi (444 km) of
coastline. Fireworks displays will not
exceed 30 minutes (with the exception
of up to two displays per year, not to
exceed 1 hour) in duration and will
occur with an average frequency of less
than or equal to once every two months
within each of the four prescribed
display areas.
Initially, the MBNMS believed that it
could minimize potential light, sound,
and debris impacts to the Sanctuary and
marine mammals through permit
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conditions to limit the location, timing,
and composition of professional
fireworks events affecting the MBNMS.
However, due to observations over the
past several years and through
consultation with NMFS’ Southwest
Region, it appears that some fireworks
displays resulted in incidental take of
marine mammals by Level B
harassment. NMFS believes that the
nature of the take will be the short-term
flushing and evacuation of non-breeding
haulout sites by California sea lions and
Pacific harbor seals.
A more detailed description of the
fireworks displays permitted by
MBNMS may be found in the
application or in MBNMS’ 2001
Assessment of Pyrotechnic Displays and
Impacts Within the MBNMS, which are
available at: https://www.nmfs.noaa.gov/
pr/permits/incidental.htm.
Description of Habitat and Marine
Mammals Affected by the Activity
Habitat and Fireworks Display Areas
The Monterey Bay area is located in
the Oregonian province subdivision of
the Eastern Pacific Boreal Region. The
six types of habitats found in the bay
area are: (1) Submarine canyon habitat,
(2) nearshore sublittoral habitat, (3)
rocky intertidal habitat, (4) sandy beach
intertidal habitat, (5) kelp forest habitat,
and (6) estuarine/slough habitat.
Monterey Bay supports a wide array of
temperate cold-water species with
occasional influxes of warm-water
species, and this species diversity is
directly related to the diversity of
habitats.
Pyrotechnic displays within the
Sanctuary are conducted from a variety
of coastal launch sites - beaches, bluff
tops, piers, offshore barges, and golf
course sand traps and tee boxes. In the
past, authorized displays have been
confined to eight general locations in
the Sanctuary. However, future
permitted fireworks displays will be
confined to only four general prescribed
areas (with seven total sub-sites) within
the Sanctuary, while displays along the
remaining 95 percent of Sanctuary
coastal waters will be prohibited. These
sites were approved for fireworks events
based on their proximity to urban areas
and pre-existent high human use
patterns, seasonal considerations such
as the abundance and distribution of
marine wildlife, and the acclimation of
wildlife to human activities and
elevated ambient noise levels in the
area.
The four conditional display areas are
located at Half Moon Bay, the Santa
Cruz/Soquel area, the northeastern
Monterey Peninsula, and Cambria
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(Santa Rosa Creek)(see Map A in the
application). The number of displays
will be limited to not more than 20 total
events per year within these four
specific areas combined, along the
whole 276 mi (444 km) of coastline.
1. Half Moon Bay
Site Description: This site has been
used annually for a medium-sized
Independence Day fireworks display on
July 4, which lasts about 20 minutes.
The launch site is on a sandy beach
inside and adjacent to the east outer
breakwater, upon which the aerial shells
are launched and aimed to the
southwest. The marine venue adjacent
to Pillar Point Harbor is preferred for
optimal public access and to avoid the
fire hazard associated with terrestrial
display sites. The fireworks display
occurs at the height of the dry season in
central California, when area vegetation
is particularly prone to ignition from
sparks or embers.
Human Use Patterns: The harbor
immediately adjacent to the impact area
is home to a major commercial fishing
fleet that operates at all times of the day
and night throughout the year. The
harbor also supports a considerable
volume of recreational boat traffic. Half
Moon Bay Airport is located adjacent to
the harbor, and approach and departure
routes pass directly over the acute
impact area. The airport is commonly
used by general aviation pilots for
training, with an annual average
attendance of approximately 15 flights
per day. On clear sunny weekends, the
airport may accommodate as many as 50
flights in a single day. Beachgoers and
water sport enthusiasts use the beaches
to the south of the launch site. The
impact area is also used by recreational
fishermen, surfers, swimmers, boaters,
and personal watercraft operators. To
the north, around Pillar Point is an area
known as ‘‘Mavericks’’, considered a
world-class surfing destination.
Periodically, surfing contests are held at
Mavericks. The impact area is also
subjected to daily traffic noise from
California Highway 1, which runs along
the coast and is the primary travel route
through the area.
Marine Mammals at Fireworks Sites:
A considerable concentration of harbor
seals are present to the north around
Pillar Point and on the coast to the
south of the launch site. Sea otters are
not concentrated in the impact area,
though some individuals may be
present. It is possible that individual
elephant seals may enter the area from
breeding sites at Ano Nuevo Island and
the Farallon Islands, but breeding
occurs in the winter and displays in
Half Moon Bay are limited to summer.
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Gray whales typically migrate west of
the reefs extending south from Pillar
Point.
2. Santa Cruz/Soquel
Site Description: Three separate
fireworks display sites (Santa Cruz,
Capitolas, and Aptos) are located within
the Santa Cruz/Soquel area. The Santa
Cruz launch site has been used annually
for City anniversary fireworks displays
in early October. The launch site is on
a sandy beach, adjacent to the Santa
Cruz Boardwalk and the San Lorenzo
River and along the west bank. The
aerial shells are aimed to the south.
The Capitola launch site has been
used only once since 1993 for a 50–year
City anniversary fireworks display on
May 23, 1999. This display was the
largest volume fireworks display
conducted in the MBNMS to date,
incorporating 1700 aerial shells and
1800 low-level effects and lasting 25
minutes. The launch site was on the
Capitola Municipal Pier, adjacent to the
City of Capitola. The aerial shells were
aimed above the pier.
The Aptos site has been used
annually for a large fundraiser for Aptos
area schools in October. The launch site
is on the Aptos Pier and part of a
grounded cement barge at Seacliff State
Beach. The aerial shells are aimed above
and to the south of the pier. The large
aerial show lasts for approximately 20
minutes.
Human Use Patterns: The harbor
immediately adjacent to the Santa Cruz
impact area is home to a commercial
fishing fleet that operates at all times of
the day throughout the year. The harbor
primarily supports a large volume of
recreational boater traffic. The launch
site is in the center of the shoreline of
a major urban coastal city. The beaches
to the west of the launch site are
adjacent to a large coastal amusement
park complex and are used extensively
by beachgoers and water sport
enthusiasts from the local area as well
as San Jose and San Francisco. The
impact area is used by boaters,
recreational fishermen, swimmers,
surfers, and other recreational users.
Immediately southwest of the launch
site is a mooring field and the Santa
Cruz Municipal Pier which is lined with
retail shops, restaurants, and offices. To
the west of the pier is a popular local
surfing destination known as ‘‘Steamer
Lane.’’ Surfing contests are routinely
held at the site. During the period from
sunset through the duration of the
fireworks display, 40–70 vessels anchor
within the acute impact area to view the
fireworks. Vessels criss-cross through
the waters south of the launch site to
take up position. In addition, U. S. Coast
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Guard and harbor patrol vessels motor
through the impact area to maintain a
safety zone around the launch site.
The Capitola impact area is
immediately adjacent to a small urban
community. The beaches to the east and
west of the launch site are used daily by
beachgoers and water sport enthusiasts
from the regional area. The impact area
is used by boaters, recreational
fishermen, swimmers, surfers, and other
recreational users. To the east of the Pier
is a mooring field and popular public
beach.
The Aptos impact area is immediately
adjacent to a recreational beach. The
beaches to the east and west of the
launch site are used daily by beachgoers
and water sport enthusiasts from the
regional area. The impact area is used
by boaters, recreational fishermen,
swimmers, surfers, and other
recreational users, but typically at
moderate to light levels of activity. To
the east and west of the Pier are public
use beach areas and private homes at
the top of steep coastal bluffs. During
the period from sunset through the
duration of the fireworks display, 30–40
vessels anchor within the acute impact
area to view the fireworks. Vessels crisscross through the waters seaward of the
cement barge to take up position. In
addition, U. S. Coast Guard and State
Park Lifeguard vessels motor through
the impact area to maintain a safety
zone around the launch site.
Marine Mammals at the Fireworks
Sites: California sea lions routinely use
the Santa Cruz Municipal Pier as a
haulout and resting site. Gray whales
typically migrate along a southerly
course, west of Point Santa Cruz and
away from the pier. Sea otters are
moderately concentrated in the impact
areas near the Capitola Municipal Pier
and Aptos Pier, primarily in and around
the nearshore kelp forests. At the
seaward end of the Aptos Pier is a 400–
foot (122–meter) grounded cement
barge. The barge was set in position as
an extension of the pier, but has since
been secured against public access. The
exposed interior decks of the barge have
created convenient haulout surfaces for
harbor seals. In a 2000 survey, the
MBNMS recorded as many as 45 harbor
seals hauled out on the barge in the
month of October.
3. Monterey Peninsula
Site Description: Two separate
fireworks display sites (City of Monterey
and Pacific Grove) are located within
the Monterey Peninsula Area. Each
Independence Day, the City of Monterey
launches approximately 750 shells and
an equal number of low-level effects
from a barge anchored approximately
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1000 ft (305 m) east of Municipal Wharf
II and 1000 feet (305 meter) north of Del
Monte Beach. The aerial shells are
aimed above and to the northeast. The
City’s display lasts approximately 20
minutes and is accompanied by music
broadcasted from speakers on Wharf II.
The marine venue adjacent to Monterey
Harbor is preferred for optimal public
access and to avoid the fire hazard
associated with terrestrial display sites.
The fireworks display occurs at the
height of the dry season in central
California, when area vegetation is
particularly prone to ignition from
sparks or embers. Since 1999, a
Monterey New Year’s festival has used
the City’s launch barge for an annual
fireworks display. The medium-size
aerial display lasts approximately 8
minutes. In addition, three private
displays (1993, 1998, and 2000) have
been authorized from a launch site on
Del Monte Beach. The 1993 display was
an aerial display. Subsequent displays
have been low-level displays, lasting
approximately 7 minutes. Map D shows
the location of and habitats found
within the Monterey Fireworks Launch
Sites.
The Pacific Grove site has been used
annually for a ‘‘Feast of Lanterns’’
fireworks display in late July. The Feast
of Lanterns is a community event that
has been celebrated in the City of Pacific
Grove for over 95 years. The fireworks
launch site is at the top of a rocky
coastal bluff adjacent to an urban
recreation trail and public road. The
aerial shells are aimed to the northeast.
The small aerial display lasts
approximately twenty minutes and is
accompanied by music broadcasted
from speakers at Lover’s Cove. The
fireworks are part of a traditional
outdoor play that concludes the festival.
The marine venue is preferred for
optimal public access and to avoid the
fire hazard associated with terrestrial
display sites. The fireworks display
occurs at the height of the dry season in
central California, when area vegetation
is particularly prone to ignition from
sparks or embers.
Human Use Patterns: The Monterey
fireworks impact area lies directly under
the approach/departure flight path for
Monterey Peninsula Airport (MRY) and
is commonly exposed to noise and
exhaust from general aviation,
commercial, and military aircraft at
approximately 500 ft (152 m) altitude.
The airport supports approximately 280
landings/takeoffs per day in addition to
touch-and-goes (landing and takeoff
training). Commercial and recreational
vessels operate in the area during day
and night hours from the adjacent
harbor. A 30–station mooring field lies
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within the acute impact area between
the launch barge and Municipal Wharf
II. The moorings are completely
occupied during the annual fireworks
event. Auto traffic and emergency
vehicles are audible from Lighthouse
and Del Monte Avenues, main
transportation arteries along the
adjacent shoreline. The impact area is
utilized by thousands of people each
week for boating, kayaking, scuba
diving, fishing, swimming, and harbor
operations. During the period from
sunset through the duration of the
fireworks display, 20–30 vessels anchor
within the acute impact area to view the
fireworks. Vessels criss-cross through
the waters south of the launch site to
take up position. In addition, U. S. Coast
Guard and harbor patrol vessels motor
through the impact area to maintain a
safety zone around the launch site.
The Pacific Grove launch site is in the
center of an urban shoreline, adjacent to
a primary public beach in Pacific Grove.
The shoreline to the east and west of the
launch site is lined with residences and
a public road and pedestrian trail. The
impact area is used by boaters,
recreational fishermen, swimmers,
surfers, divers, beachgoers, tidepoolers,
and others. The center of the impact
area is in a cove with 30–40 ft (9–12 m)
coastal bluffs. Immediately north of the
launch site is a popular day use beach
area. On a clear summer day, the beach
may support up to 500 visitors at any
given time. Surfing activity is common
immediately north of the site. During
the period from sunset through the
duration of the fireworks display, 10–20
vessels anchor within the acute impact
area to view the fireworks. A U. S. Coast
Guard vessel motors through the impact
area to maintain a safety zone seaward
of the launch site.
Marine Mammals at the Fireworks
Sites: The largest concentration of
wildlife near the Monterey impact area
are California sea lions and marine birds
resting at the Monterey breakwater
approximately 700 yards (640 meters)
northwest of the center of the impact
area. Several sea otters are present
within Monterey Harbor and the acute
impact area during the time of the
fireworks display. Otters outside the
harbor are most concentrated to the
northwest of the Monterey breakwater;
however, otters routinely forage and
loiter within the acute impact area and
along the shoreline to the north.
Sea otters and pups routinely forage
and loiter within the Pacific Grove acute
impact area in moderate numbers.
Harbor seals routinely use offshore
rocks and wash rocks for haulout and
also forage in the area.
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4. Cambria
Site Description: The site has been
used annually for a small Independence
Day fireworks display on July 4, which
lasts approximately 20 minutes. The
launch site is on a sandy beach at
Shamel County Park, and the aerial
shells are aimed to the west.
Immediately north of the launch site is
the mouth of Santa Rosa Creek and
Lagoon. The marine venue is preferred
for optimal public access and to avoid
the fire hazard associated with
terrestrial display sites. The fireworks
display occurs at the height of the dry
season in central California, when area
vegetation is particularly prone to
ignition from sparks or embers.
Human Use Patterns: The impact area
is immediately adjacent to a county park
and recreational beach. The impact area
is used by boaters, recreational
fishermen, swimmers, surfers, and
beachgoers. The shoreline south of the
launch site is lined with hotels, abuts a
residential neighborhood, and is part of
San Simeon State Beach.
Marine Mammals at the Fireworks
Site: The impact area includes low
concentrations of harbor seals. Sea
otters and sea lions are present in the
impact area in moderate numbers. It is
possible that individual elephant seals
may enter the area from breeding sites
to the north at Point Piedras Blancas,
but breeding occurs in the winter and
displays at Cambria are limited to the
summer. Gray whales migrate along the
coast in this area and may pass through
the acute impact area, but July is not
peak gray whale migration period.
Marine Mammals Potentially Affected
by the Activity
Twenty-six species of marine
mammals may be found in the Monterey
Bay area (see Table 1 in the MBNMS
application). Only six of these species,
however, are likely to be present in the
acute impact area (the area where
sound, light, and debris effects have
direct impacts on marine organisms and
habitats) during a fireworks display.
These species include the California sea
lion, Pacific harbor seal, southern sea
otter (Enhydra lutris neries) bottlenose
dolphin (Tursiops truncatus), harbor
porpoise (Phocoena phocoena), and the
California gray whale (Eschrichtius
robustus). The northern elephant seal
(Mirounga angustirostris) is rarely seen
in the area.
Though the three abovementioned
cetaceans (bottlenose dolphins, harbor
porpoises, and California Gray whales)
are known to frequent nearshore areas
within the Sanctuary, they have never
been reported in the vicinity of a
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fireworks display, nor have there been
any reports to the MBNMS of strandings
or injured/dead animals discovered after
any display. Since sound does not
transmit well between air and water,
these animals would likely not
encounter the effects of fireworks except
when surfacing for air. NMFS does not
anticipate any take of cetaceans and
they are not addressed further in this
document.
Past Sanctuary observations have not
detected any disturbance to sea otters as
a result of the fireworks displays;
however, past observations have not
included specific surveys for this
species. Sea otters do frequent all
general display areas. Sea otters and
other species may temporarily depart
the area prior to the beginning of the
fireworks display due to increased
human activities. Some sea otters in
Monterey harbor have become quite
acclimated to very intense human
activity, often continuing to feed
undisturbed as boats pass
simultaneously on either side and
within 20 ft (6 m) of the otters. It is
therefore possible that select individual
otters may have a higher tolerance level
than others to fireworks displays. Otters
in residence within the Monterey harbor
display a greater tolerance for intensive
human activity than their counterparts
in more remote locations. The MBNMS
consulted with the U.S. Fish and
Wildlife Service (USFWS) pursuant to
section 7 of the Endangered Species Act
(ESA) regarding effects on southern sea
otters because the USFWS is the agency
with jurisdiction over sea otters. The
USFWS concluded in a biological
opinion that take of sea otters is not
likely.
The northern elephant seal is seen so
infrequently in the areas with fireworks
displays that they are not likely to be
impacted by fireworks displays.
Therefore, the only species likely to be
harassed by the fireworks displays are
the California sea lion and the Pacific
harbor seal.
Additional information regarding
these species can be found in Folkens’
Guide to the Marine Mammals of the
World (2002) and in the NMFS stock
assessments on the NMFS website:
https://www.nmfs.noaa.gov/pr/PR2/
StocklAssessmentlProgram/
individuallsars.html. Information
relevant to the distribution, abundance
and behavior of the species that are
most likely to be impacted by fireworks
displays within the MBNMS, is
provided below.
California Sea Lions
The population of California sea lions
ranges from southern Mexico to
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southwestern Canada (Caretta et al.,
2004). In the United States, after
pupping in late May to June, they breed
during July, primarily in the Channel
Islands of California. Most individuals
of this species breed on the Channel
Islands off southern California (100 mi
(161 km) south of the MBNMS) and off
Baja and mainland Mexico (Odell,
1981), although a few pups have been
born on Ano Nuevo Island (Keith et al.,
1984). Following the breeding season on
the Channel Islands, most adult and
sub-adult males migrate northward to
central and northern California and to
the Pacific Northwest, while most
females and young animals either
remain on or near the breeding grounds
throughout the year or move southward
or northward, as far as Monterey Bay.
Since nearing extinction in the early
1900’s, the California sea lion
population has increased and is now
robust and growing at a current rate of
5.4 to 6.1 percent per year (based on
pup counts) with an estimated
‘‘minimum’’ population (U.S. west
coast) of 138,881 animals. The actual
population level may be as high as
237,000 to 244,000 animals. The
population is not listed as ‘‘endangered’’
or ‘‘threatened’’ under the ESA, nor is
this species a ‘‘depleted’’ or a ‘‘strategic
stock’’ under the MMPA.
In any season, California sea lions are
the most abundant pinniped in the area
(Bonnell et al., 1983), primarily using
the central California area to feed during
the non-breeding season. After breeding
farther south along the coast and
migrating northward, populations peak
in the Monterey Bay area in fall and
winter and are at their lowest numbers
in spring and early summer. A
minimum of 12,000 California sea lions
are probably present at any given time
in the MBNMS region. Ano Nuevo
Island is the largest single haul-out site
in the Sanctuary, hosting as many as
9,000 California sea lions at times
(Weise, 2000; Lowry, 2001).
Pacific Harbor Seals
Harbor seals are distributed
throughout the west coast of the United
States, inhabiting near-shore coastal and
estuarine areas from Baja California,
Mexico, to the Pribilof Islands in
Alaska. They generally do not migrate,
but have been known to travel extensive
distances to find food or suitable
breeding areas (Caretta et al., 2004). In
California, approximately 400–500
harbor seal haulout sites are widely
distributed along the mainland and on
offshore islands (Caretta et al., 2004).
The harbor seal population in
California is healthy and growing at a
current rate of 3.5 percent per year with
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an estimated ‘‘minimum’’ population
(California) of 25,720 animals (Caretta et
al., 2004). The California population is
estimated at 27,863 animals. The
population is not listed as ‘‘endangered’’
or ‘‘threatened’’ under the ESA; nor is
this species a ‘‘depleted’’ or a ‘‘strategic
stock’’ under the MMPA.
Harbor seals are residents in the
MBNMS throughout the year, occurring
mainly near the coast. They haul out at
dozens of sites along the coast from
Point Sur to Ano Nuevo. Within
MBNMS, tagged harbor seals have been
documented to move substantial
distances (10–20 km (3.9–7.8 mi)) to
foraging areas each night (Oxman, 1995;
Trumble, 1995). The species does breed
in the Sanctuary, and pupping within
the Sanctuary occurs primarily during
March and April followed by a molt
during May and June. Peak abundance
on land within the Sanctuary is reached
in late spring and early summer when
they haul out to breed, give birth to
pups, and molt (MBNMS FEIS, 1992).
Potential Effects of Activities on Marine
Mammals
Acoustic and Light Effects
The primary causes of disturbance are
sound effects and light flashes from
exploding fireworks. Pyrotechnic
devices that operate at higher altitudes
are more likely to have a larger acute
impact area (such as aerial shells), while
ground and low-level devices have more
confined effects. Acute impact area is
defined as the area where sound, light,
and debris effects have direct impacts
on marine organisms and habitats.
Direct impacts include, but are not
limited to, immediate physical and
physiological impacts such as abrupt
changes in behavior, flight response,
diving, evading, flushing, cessation of
feeding, and physical impairment or
mortality.
The largest commercial aerial shells
used within the Sanctuary are 10–12 in
(25–30 cm) in diameter and reach a
maximum altitude of 1000 ft (305 m)
AGL. The bursting radius of the largest
shells is approximately 850 ft (259 m).
The acute impact area can extend from
1 to 2 miles (1.6–3.2 km) from the center
of the detonation point depending on
the size of the shell, height of the
explosions, type of explosions, wind
direction, atmospheric conditions, and
local topography.
Aerial shells produce flashes of light
that can be brilliant (exceeding 30,000
candela) and can occur in rapid
succession. Loud explosive and
crackling sound effects stem primarily
from salutes (described earlier) and
bursting charges at altitude. People and
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wildlife on the ground and on the
surface of the water can feel the sound
waves and the accompanying rapid shift
of ambient atmospheric pressure. This
pressure wave has been known to
activate car alarms that detect vibration.
Sounds attenuate farther from high
altitude shells than low altitude shells
since they are not as easily masked by
buildings and landforms, allowing the
sound envelope to ensonify more
surface area on the ground and water.
The sound from the lifting charge
detonation is vectored upward through
the mortar tube opening and reports as
a dull thump to bystanders on the
ground, far less conspicuous than the
high-level aerial bursts. The intensity of
an aerial show can be amplified by
increasing the number of shells used,
the pace of the barrage, and the length
of the display.
Low-level devices reach a maximum
altitude of 200 ft (61 m) AGL. The acute
impact area can extend to 1 mi (1.6 km)
from the center of the ignition point
depending on the size and flight
patterns of projectiles, maximum
altitude of projectiles, the type of
special effects, wind direction,
atmospheric conditions, and local
structures and topography. Low-level
devices also produce brilliant flashes
and fountains of light and sparks
accompanied by small explosions,
popping, and crackling sounds. Since
they are lower in altitude than aerial
shells, sound and light effects impact a
smaller area. Low-level devices do not
typically employ large black powder
charges like aerial shells, but are often
used in large numbers in concert with
one another and in rapid succession,
producing very intense localized effects.
Set pieces are stationary, do not
launch any encased effects into the air,
and produce effects between 0 and 50 ft
(15 m) AGL. Small pellets of a
pyrotechnic composition, such as those
from sparklers or roman candles may be
expelled a short distance into the air.
Loud, but not explosive, noises, such as
crackling, popping, or whistling may
emanate from a set piece, though they
are usually used in concert with lowlevel effects and aerial displays.
Depending on the size and height of the
structure, the number and type of
effects, wind direction, and local
topography, the acute impact area can
extend up to 0.5 mile (0.8 km) from the
center of the ignition point, though
fallout is generally confined within a
300 ft (91 m) radius. Residue may
include smoke, airborne particulates,
fine solids, and slag.
The primary impact to wildlife noted
in past observation reports by Sanctuary
staff is the disturbance of marine
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mammals and seabirds from the light
and sound effects of the exploding aerial
shells. The loud sound bursts and
pressure waves created by the exploding
shells appear to cause more wildlife
disturbance than the illumination
effects. In particular, the percussive
aerial salute shells have been observed
to elicit a strong flight response in
California sea lions and marine birds in
the vicinity of the impact area (within
0.45 mi (0.72 km) of the launch site).
Physical Impairment
In 2001, the MBNMS and USFWS
monitored the July 4 City of Monterey
fireworks display with the most
thorough effort to date. Monitors
recorded species abundance before,
during, and after the event and
measured the decibel level of exploding
fireworks. A hand-held decibel meter
was located aboard a vessel adjacent to
the Monterey Breakwater,
approximately one half mile from the
fireworks launch site. The highest
sound pressure level (SPL) reading
observed on the decibel meter during
the fireworks display was 82 decibels.
In the Vandenburg Airforce Base
(VAFB) studies discussed below, not all
harbor seals left a haul-out during a
launch unless the Sound Exposure
Level was 100 decibels or above (which,
in the case of the VAFB launch
locations and durations, is equivalent to
an SPL of 89 to 95 decibels), and only
short-term effects were detected. SEL is
an energy metric that takes duration of
the sound into account, and since the
rocket sounds last more than one
second, SEL is higher than SPL in this
situation. The typical decibel levels for
the display ranged from 70 to 78
decibels (SPL), and no salute effects
were used in the display. An ambient
noise level of 58 decibels was recorded
at the survey site 30 minutes following
the conclusion of the fireworks.
MBNMS’ proposed regulations for take
of marine mammals include an acoustic
monitoring requirement to measure
sound levels at the breakwater, where
sea lions typically haul out, during the
2006 City of Monterey fourth of July
celebration, which will include aerial
salutes.
Permanent (auditory) threshold shift
(PTS) occurs when there is physical
damage to the sound receptors in the
ear. In some cases there can be total or
partial deafness, while in other cases the
animal has an impaired ability to hear
sounds in specific frequency ranges.
Although there is no specific evidence
that exposure to fireworks can cause
PTS in any marine mammals, physical
damage to a mammal’s ears can
potentially occur if it is exposed to
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sound impulses that have very high
peak pressures, especially if they have
very short rise times (time required for
sound pulse to reach peak pressure from
the baseline pressure). Such damage can
result in a permanent decrease in
functional sensitivity of the hearing
system at some or all frequencies.
Temporary (auditory) threshold shift
(TTS) is the mildest form of hearing
impairment that can occur during
exposure to a strong sound (Kryter,
1985). When an animal experiences
TTS, its hearing threshold rises and a
sound must be stronger in order to be
heard. TTS can last from minutes or
hours to (in cases of strong TTS) days.
Richardson et al. (1995) note that the
magnitude of TTS depends on the level
and duration of noise exposure, among
other considerations. For sound
exposures at or somewhat above the
TTS threshold, hearing sensitivity
recovers rapidly after exposure to the
noise ends.
Temporary or permanent hearing
impairment is a possibility when marine
mammals are exposed to very strong
sounds, but there has been no specific
documentation of this for marine
mammals exposed to fireworks. Based
on current information, NMFS
precautionarily sets impulsive sounds
equal to or greater than 190 dB re 1
microPa (rms) as the exposure
thresholds for onset of Level A
harassment (injury) for pinnipeds,
under water (NMFS, 2000). If measured
by an inanimate receiver 190 dB re 1
microPa (rms) would equal an Aweighted sound intensity level of 128
dB re 20 microPa, which are the units
used for airborne sound. However,
environmental conditions and the ear of
the receiving animal may alter how the
sound is received in air versus water,
and precise exposure thresholds for
airborne sounds have not been
determined.
Some factors that contribute to onset
of PTS are as follows: (1) Exposure to
single very intense noises, (2) repetitive
exposure to intense sounds that
individually cause TTS but not PTS,
and (3) recurrent ear infections or (in
captive animals) exposure to certain
drugs. Given the frequency, duration,
and intensity of sounds (maximum
measured 82 dB for larger aerial shells)
that marine mammals may be exposed
to, it is unlikely that they would sustain
temporary, much less permanent,
hearing impairment during fireworks
displays.
In order to determine if harbor seals
experience any change in their hearing
sensitivity as a result of launch noise,
researchers at VAFB conducted
Auditory Brainstem Response (ABR)
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testing on 10 harbor seals prior to, and
after, the launches of 3 Titan IV rockets
(one of the loudest launch vehicles at
the south VAFB haul-out site). Detailed
analysis of the changes in waveform
latency and waveform replication of the
ABR measurements showed that there
were no detectable changes in the seals’
hearing sensitivity as a result of the
launch noise, which ranged from an Aweighted SPL of 111.4 to 111.2 dB and
an A-weighted SEL from 96.6 to 103.6
(SRS Technologies, 2001).
Behavioral Disturbance
In some display locations, marine
mammals and other wildlife may avoid
or temporarily depart the impact area
during the hours immediately prior to
the beginning of the fireworks display
due to increased human recreational
activities associated with the overall
celebration event (noise, boating,
kayaking, fishing, diving, swimming,
surfing, picnicking, beach combing,
tidepooling, etc.), and as a fireworks
presentation progresses, most marine
mammals and birds generally evacuate
the impact area. In particular, a flotilla
of recreational and commercial boats
usually gathers in a semi-circle within
the impact area to view the fireworks
display from the water. From sunset
until the start of the display, security
vessels of the U.S. Coast Guard and/or
other government agencies often patrol
throughout the waters of the impact area
to keep vessels a safe distance from the
launch site.
Non-nesting marine birds (especially
pelicans, cormorants, and gulls) are
among the first wildlife to evacuate the
area at the start of fireworks displays.
Past observations by the MBNMS
indicate that virtually all birds within
the acute impact area depart in a burst
of flight within one minute of the start
of a fireworks display, including lowlevel displays. However, staff have also
repeatedly observed that Brandt’s
cormorants nesting at the Monterey
Breakwater remain on their nests (over
200 nests) throughout the large July 4th
aerial display that is launched each year
from a barge approximately 0.5 mi (.8
km) away. Most non-nesting marine
birds on the breakwater evacuate the
area until the conclusion of the display.
Their numbers return to normal levels
by the following morning. During a 1998
display in Monterey, MBNMS staff
observed a marine bird swim within 210
ft (64 m) of the launch site during the
fireworks display. The bird remained on
the water as the pyrotechnic effects
were ignited aboard the barge and made
no effort to swim away from the launch
site. No injuries, fatalities, or negative
impacts to marine birds have been
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detected during several years of
monitoring and observations by the
MBNMS.
Sea lions have been observed
evacuating haul-out areas upon initial
detonation of fireworks, and then
returning to the haul-out sites within 4
to 15 hours following the end of the
fireworks display. Harbor seals have
been seen to remain in the water after
initial fireworks detonation around the
haul-out site. Sea lions in general are
more tolerant of noise and visual
disturbances than harbor seals - adult
sea lions have likely habituated to many
sources of disturbance and are therefore
much more tolerant to nearby human
activities. For both pinniped species,
pups and juveniles are more likely to be
harassed when exposed to disturbance
than older animals.
In general, marine wildlife depart or
avoid surface waters and haul-out sites
within a 1000–yard radius of the center
of the impact area during fireworks
displays. Even short, low-level displays
can cause a flight response in wildlife
within the acute impact area.
NMFS and MBNMS found no peerreviewed literature that specifically
investigates the response of California
sea lions and harbor seals to commercial
fireworks displays. Similarly, general
harassment or injury thresholds for
exposure to airborne sounds have not
been set. However, extensive studies
have been conducted at VAFB to
determine responses by California
pinnipeds to the effects of periodic
rocket launches, the light and sound
effects of which would be roughly
similar to the effects of pyrotechnic
displays, but of greater intensity. This
ongoing scientific research program has
been conducted since 1997 to determine
the long-term cumulative impacts of
space vehicle launches on the haul-out
behavior, population dynamics and
hearing acuity of harbor seals at VAFB.
In addition, when sonic boom
prediction models projected that a sonic
boom would hit one of the northern
Channel Islands, pinniped populations
were studied at identified haul-out sites
in order to determine the impact of the
boom on pinniped behavior.
The response of harbor seals to rocket
launch noise at VAFB depended on the
intensity of the noise (dependent on the
size of the vehicle and its proximity)
and the age of the seal (SRS
Technologies 2001). Not surprisingly,
the highest noise levels are typically
from launch vehicles with launch pads
closest to the haul-out sites. The
percentage of seals leaving the haul-out
increases with noise level up to
approximately 100 decibels (dB) Aweighted SEL, after which almost all
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seals leave, although recent data has
shown that an increasing percentage of
seals have remained on shore, and those
that remain are adults. Given the high
degree of site fidelity among harbor
seals, it is likely that those seals that
remained on the haul-out site during
rocket launches had previously been
exposed to launches; that is, it is
possible that adult seals have become
acclimated to the launch noise and react
differently than the younger
inexperienced seals. Of the 20 seals
tagged at VAFB, 8 (40 percent) were
exposed to at least 1 launch disturbance
but continued to return to the same
haul-out site. Three of those seals were
exposed to 2 or more launch
disturbances. Most of the seals exposed
to launch noise (n=6, 75 percent)
appeared to remain in the water
adjacent to the haul-out site and then
returned to shore within 2 to 22 minutes
after the launch disturbance. Of the two
remaining seals that left the haul-out
after the launch disturbance, both had
been on shore for at least 6 hours and
returned to the haul-out site on the
following day (SRS Technologies, 2001).
The launches at VAFB do not appear
to have had long-term effects on the
harbor seal population in this area. The
total population of harbor seals at VAFB
is estimated to be 1,040 animals and has
been increasing at an annual rate of 12.6
percent. Since 1997, there have been
five to seven space vehicle launches per
year and there appears to be only shortterm disturbance effects to harbor seals
as a result of launch noise (SRS
Technologies, 2001). Harbor seals will
temporarily leave their haul-out when
exposed to launch noise; however they
generally return to the haul-out within
one hour.
On San Miguel Island, when
California sea lions and elephant seals
were exposed to sonic booms from
vehicles launched on VAFB, sea lion
pups were observed to enter the water,
but usually remained playing in the
water for a considerable period of time.
Some adults approached the water,
while elephant seals showed little to no
reaction. This short-term disturbance to
sea lion pups does not appear to have
caused any long-term effects to the
population.
The conclusions of the five-year
VAFB study are almost identical to the
MBNMS observations of pinniped
response to commercial fireworks
displays. Observed impacts have been
limited to short-term disturbance only.
Results of Past Monitoring of Pinnipeds
During Fireworks at MBNMS
Past monitoring by the MBNMS has
identified at most only a short-term
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behavioral disturbance of animals by
fireworks displays, with the primary
causes of disturbance being sound
effects and light flashes from exploding
fireworks. Additionally, the VAFB study
of the effects of rocket-launch noise,
which is more intense than fireworks
noise, on California sea lions and Pacific
harbor seals indicated only short-term
behavioral impacts. With the mitigation
measures proposed below, any takes
will be limited to the temporary
incidental harassment of California sea
lions and Pacific harbor seals due to
evacuation of usual and accustomed
haul-out sites for as little as 15 minutes
and as much as 15 hours following any
fireworks event. Most animals depart
affected haul-out areas at the beginning
of the display and return to previous
levels of abundance within 4 to 15
hours following the event. This
information is based on observations
made by Sanctuary staff over an 8–year
period (1993–2001) and a quantitative
survey made in 2001. Empirical
observations have focused on impacts to
water quality and selected marine
mammals and birds in the vicinity of
the displays. No observations were
made in upland areas (beyond the
jurisdiction of the Sanctuary) due to
limited staff resources.
Sea lions in general are more tolerant
to noise and visual disturbances than
harbor seals. In addition, pups and
juveniles are more likely to be harassed
when exposed to disturbance than the
older animals. Adult sea lions have
likely habituated to many sources of
disturbance and are therefore much
more tolerant of human activities
nearby. Of all the display sites in the
Sanctuary, California sea lions are only
present in significant concentrations at
Monterey. The following is an excerpt
from a 1998 MBNMS staff report on the
reaction of sea lions to a large aerial
fireworks display in Monterey:
In the first seconds of the display, the sea
lion colony becomes very quiet, vocalizations
cease, and younger sea lions and all marine
birds evacuate the breakwater. The departing
sea lions swim quickly toward the open sea.
Most of the colony remains intact until the
older bulls evacuate, usually after a salvo of
overhead bursts in short succession. Once the
bulls depart, the entire colony follows suit,
swimming rapidly in large groups toward the
open sea. A select few of the largest bulls
may sometimes remain on the breakwater.
Sea lions have been observed attempting to
haul out onto the breakwater during the
fireworks display, but most are frightened
away by the continuing aerial bursts.
Sea lions begin returning to the breakwater
within 30 minutes following the conclusion
of the display but have been observed to
remain quiet for some time. The colony
usually reestablishes itself on the breakwater
within 2–3 hours following the conclusion of
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the display, during which vocalization
activity returns. Typically, the older bulls are
the first to renew vocalization behavior
(within the first hour), followed by the
younger animals. By the next morning, the
entire colony seems to be intact and
functioning with no visible sign of abnormal
behavior.
In the 2001 Monterey survey
(discussed earlier), most animals were
observed to evacuate haul-out areas
upon the initial report from detonated
fireworks. Surveys continued for 4.5
hours after the initial disturbance and
numbers of returning California sea
lions remained at less than 1 percent of
pre-fireworks numbers. When surveys
resumed the next morning (13 hours
after the initial disturbance), sea lion
numbers on the breakwater equaled or
exceeded pre-fireworks levels. MBNMS
staff have been opportunistically
monitoring sea lions at the City of
Monterey’s Fouth of July celebration for
more than 10 years. Following is a
summary of their general observations:
sea lions begin leaving the breakwater as
soon as the fireworks begin, clear
completely off after an aerial salute or
quick succession of loud effects, usually
begin returning within a few hours of
the end of the display, and are present
on the breakwater at pre-firework
numbers by the following morning.
Up to 15 harbor seals may typically be
present on rocks in the outer Monterey
harbor in early July. The seal haulout
area is approximately 2,100 ft (640
m)(horizontal distance) from the impact
zone for the aerial pyrotechnic display.
Only two harbor seals were observed on
and near the rocks adjacent to
Fisherman’s Wharf prior to the 2001
display. Neither were observed to haul
out after the initial fireworks
detonation, but remained in the water
around the haul-out. The haul-out site
was only surveyed until the conclusion
of the fireworks display, therefore, no
animal return data is available.
However, the behavior of the seals after
the initial disturbance and during the
fireworks display is similar to the
response behavior of seals during the
VAFB rocket launches, where they
loitered in the water adjacent to their
haul-out site during the launch and
returned to shore within 2 to 22 minutes
after the launch disturbance.
MBNMS staff monitored harbor seal
reactions to a coastal fireworks display
at Aptos in October 2000 and did not
see any harbor seals during and
immediately after the event. Based on
the reaction of the birds and the noise
of the display, observers believed that
the seals evacuated the area on and
around the cement ship. Harbor seals
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were sighted hauled out on the ship and
in the water the following morning.
A private environmental consultant
has monitored the Aptos fireworks
display each October from 2001 through
2005 (per California Coastal
Commission permit conditions) and
concluded that harbor seal activity
returns to normal at the site by the day
following the display. Surveys have
detected no evidence of injury or
mortality in harbor seals as a result of
the annual 30–minute fireworks display
at the site.
Since harbor seals have a smaller
profile than sea lions and are less vocal,
their movements and behavior are often
more difficult to observe at night. In
general, harbor seals are more timid and
easily disturbed than California sea
lions. Thus, based on past observations
of sea lion disturbance thresholds and
behavior, it is very likely that harbor
seals evacuate exposed haul outs in the
acute impact area during fireworks
displays, though they may loiter in
adjacent surface waters until the
fireworks have concluded.
Non-Acoustic Effects
Chemical Residue
Possible indirect impacts to marine
mammals and other marine organisms
include those resulting from chemical
residue or physical debris emitted into
the water. When an aerial shell
detonates, its chemical components
burn at high temperatures, which
usually promotes efficient incineration.
Pyrotechnic vendors have stated that the
chemical components are incinerated
upon successful detonation of the shell.
However, by design, the chemical
components within a shell are scattered
by the burst charge, separating them
from the casing and internal shell
compartments.
Chemical residue is produced in the
form of smoke, airborne particulates,
fine solids, and slag (spent chemical
waste material that drips from the
deployment canister/launcher and cools
to a solid form). The fallout area for
chemical residue is unknown, but is
probably similar to that for solid debris.
Similar to aerial shells, the chemical
components of low-level devices
produce chemical residue that can
migrate to ocean waters as a result of
fallout. The point of entry would likely
be within a small radius (about 300 ft
(91 m)) of the launch site.
The MBNMS has found only one
scientific study directed specifically at
the potential impacts of chemical
residue from fireworks upon the
environment. A 1992 Florida study
(DeBusk et al., 1992) indicates that
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chemical residues (fireworks
decomposition products) do result from
fireworks displays and can be measured
under certain circumstances. The report,
prepared for the Walt Disney
Corporation in 1992, presented the
results of a 10–year study of the impacts
of fireworks decomposition products
(chemical residue) upon an aquatic
environment. Researchers studied a
small lake in Florida subjected to two
thousand fireworks shows over a tenyear period to measure key chemical
levels in the lake. The report concluded
that detectable amounts of barium,
strontium, and antimony had increased
in the lake but not to levels considered
harmful to aquatic biota. The report
further suggested that ‘‘environmental
impacts from fireworks decomposition
products typically will be negligible in
locations that conduct fireworks
displays infrequently’’ and that ‘‘the
infrequence of fireworks displays at
most locations, coupled with a wide
dispersion of constituents, make
detection of fireworks decomposition
products difficult.’’ The MBNMS staff
spoke with one of the authors of the
report who hypothesized that had the
same study been conducted in
California, the elevated metal
concentrations in the lake would not
have even been detectable against
natural background concentrations of
those same metals, due to naturally
higher metal concentrations in the
western United States. Based on the
findings of this report and the lack of
any evidence that fireworks displays
within the Sanctuary have degraded
water quality, the MBNMS believes that
chemical residue from fireworks does
not pose a significant risk to the marine
environment. No negative impacts to
water quality have been detected.
Debris
The fallout area for the aerial debris
is determined by local wind conditions.
In coastal regions with prevailing
winds, the fallout area can often be
projected in advance. This information
is calculated by pyrotechnicians and fire
department personnel in selection of the
launch site to abate fire and public
safety hazards. Mortar tubes are often
angled to direct shells over a prescribed
fallout area, away from spectators and
property. Generally, the bulk of the
debris will fall to the surface within a
0.5 mi (0.8 km) radius of the launch site.
In addition, the tops of the mortars and
other devices are usually covered with
household aluminum foil to prevent
premature ignition from sparks during
the display and to protect them from
moisture. The shells and stars easily
punch through the thin aluminum foil
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when ignited, scattering pieces of
aluminum in the vicinity of the launch
site. Through various means, the
aluminum debris and garbage generated
during preparation of the display may
be swept into ocean waters.
Some low-level devices may project
small casings into the air (such as small
cardboard tubes used to house flaming
whistle and firecracker type devices).
These casings will generally fall to earth
within a 200-yard (183-meter) radius of
the launch site, since they do not attain
altitudes sufficient for significant lateral
transport by winds. Though typically
within 300 ft (91 m), the acute impact
area for set piece devices can extend to
a 0.5 mi (0.8 km) radius from the center
of the ignition point depending on the
size and height of the fixed structure,
the number and type of special effects,
wind direction, atmospheric conditions,
and local structures and topography.
Like aerial shells, low-level
pyrotechnics and mortars are often
covered with aluminum foil to protect
them from weather and errant sparks,
pieces of which are shredded during the
course of the show and initially
deposited near the launch site.
The explosion in a firework separates
the cardboard and paper casing and
compartments, scattering some of the
shell’s structural pieces clear of the blast
and burning others. Some pieces are
immediately incinerated, while others
burn up or partially burn on their way
to the ground. Many shell casings
simply part into two halves or into
quarters when the burst charge
detonates and are projected clear of the
explosion. However, during the course
of a display, some devices will fail to
detonate after launch (duds) and fall
back to earth/sea as an intact sphere or
cylinder. Aside from post display
surveys and recovery, there is no way to
account for these misfires. The
freefalling projectile could pose a
physical risk to any wildlife within the
fallout area, but the general avoidance of
the area by wildlife during the display
and the low odds for such a strike
probably present a negligible potential
for harm. Whether such duds pose a
threat to wildlife (such as curious sea
otters) once adrift is unknown. After
soaking in the sea for a period of time,
the likelihood of detonation rapidly
declines. Even curious otters are
unlikely to attempt to consume such a
device. At times, some shells explode in
the mortar tube (referred to as a flower
pot) or far below their designed
detonation altitude. It is highly unlikely
that mobile organisms would remain
close enough to the launch site during
a fireworks display to be within the
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effective danger zone for such an
explosion.
The MBNMS has conducted surveys
of solid debris on surface waters,
beaches, and subtidal habitat and has
discovered no visual evidence of acute
or chronic impacts to the environment
or wildlife. Aerial displays generally
produce a larger volume of solid debris
than low-level displays. The MBNMS
fireworks permits (discussed later)
require the permittee to clean area
beaches of fireworks debris for up to 2
days following the display. In some
cases, debris has been found in
considerable quantity on beaches the
morning following the display.
The MBNMS staff have recovered
many substantial uncharred casing
remnants on ocean waters immediately
after marine displays. Other items found
in the acute impact area are cardboard
cylinders, disks, and shell case
fragments; paper strips and wading;
plastic wading, disks, and tubes;
aluminum foil; cotton string; and even
whole unexploded shells (duds or
misfires). In other cases, virtually no
fireworks debris was detected. This
variance is likely due to several factors,
such as type of display, tide state, sea
state, and currents. In either case, due
to the requirement for the permittee to
clean up following the displays, NMFS
does not believe the small amount of
remaining debris is likely to
significantly impact the environment,
including marine mammals or their
habitat.
Increased Boat Traffic
Increased boat traffic is often an
indirect effect of fireworks displays as
boaters move in to observe the event.
The more boats there are in the area, the
larger the chance that a boat could
potentially collide with a marine
mammal or other marine wildlife. The
number of boats present at any one
event is largely dependent upon
weather, sea state, distance of the
display from safe harbors, and season.
At the MBNMS, some events have
virtually no boat traffic, while others
may have as many as 40 boats ranging
in size from 10 to 65 ft (3 to 20 m) in
length.
Prior to and during fireworks displays
at the MBNMS, boats typically enter the
observation area at slow speed (less than
8 kts (15 km/hr)) due to the other
vessels present and limited visibility
(i.e., most fireworks displays occur at
night). The U.S. Coast Guard and/or
other federal agency vessels are on site
to enforce safe boating laws and keep
vessels out of the debris fallout area
during the display. Most boaters anchor
prior to the display, while others drift
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with engines in neutral for convenient
repositioning.
MBNMS staff have observed boat
traffic during several fireworks displays
and generally found that boaters are
using good boating and safety practices.
They have also never witnessed the
harassment, injury, or death of marine
mammals or other wildlife as a result of
vessels making way at these events. In
general, as human activity increases and
concentrates in the viewing areas
leading up to the display, wildlife avoid
or gradually evacuate the area. As noted
before, the fireworks venues are marine
areas with some of the highest ambient
levels of human activity in the MBNMS.
Many resident animals are accustomed
to stimuli such as emergency sirens,
vehicle noise, boating, kayaking,
swimming, tidepooling, crowd noise,
etc. Due to the gradual nature of the
increase in boat traffic, it’s infrequent
occurrence and short duration, and the
slow speed of the boats, NMFS does not
believe the increased boat traffic is
likely to significantly impact the human
environment, including marine
mammals.
Because of mitigation measures
proposed, which are outlined below,
NMFS preliminarily finds that only
Level B harassment may occur
incidental to authorized coastal
fireworks displays and that these events
will result in no more than a negligible
impact on marine mammal species or
their habitats. NMFS also preliminarily
finds that no impact on the availability
of the species or stocks for subsistence
uses will occur because there is no
subsistence harvest of marine mammals
in California.
Mitigation
The MBNMS has worked with the
USFWS and NMFS Southwest Region
for over five years to craft a set of
Sanctuary fireworks authorization
guidelines (available at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm) designed to minimize
fireworks impacts on the marine
environment, as well as outline the
locations, frequency, and conditions
under which the MBNMS will ZZ
authorize marine fireworks displays.
The guidelines include five broad
approaches for managing fireworks
displays and will be implemented by
the MBNMS:
(1) Establish a sanctuary-wide
seasonal prohibition to safeguard
reproductive periods: MBNMS has
established a Sanctuary-wide seasonal
prohibition to safeguard pinniped
reproductive periods. Fireworks events
will not be authorized between March 1
and June 30 of any year, since this
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period is the primary reproductive
season for many marine species.
(2) Establish four conditional display
areas and prohibit displays along the
remaining 95 percent of Sanctuary
coastal areas: Traditional display areas
are located adjacent to urban centers
where wildlife has often acclimated to
human disturbances, such as low-flying
aircraft, emergency vehicles, unleashed
pets, beach combing, recreational and
commercial fishing, surfing, swimming,
boating, and personal watercraft
operations. Remote areas and areas
where professional fireworks have not
traditionally been conducted will not be
considered for fireworks approval.
Future permitted fireworks displays will
be confined to four prescribed areas of
the Sanctuary while prohibiting
displays along the remaining 95 percent
of Sanctuary coastal areas. The
conditional display areas (described
earlier in detail) are located at Half
Moon Bay, the Santa Cruz/Soquel area,
the northeastern Monterey Peninsula,
and Cambria (Santa Rosa Creek).
(3) Create a per-annum limit on the
number of displays allowed in each
display area: If properly managed, a
limited number of fireworks displays
conducted in areas already heavily
impacted by human activity can occur
with sufficient safeguards to prevent
any long-term or chronic impacts upon
local natural resources. There is a perannum limit of 20 displays along the
entire Sanctuary coastline in order to
prevent cumulative negative
environmental effects from fireworks
proliferation. Additionally, displays
will be authorized at a frequency equal
to or less than 1 every two months in
each area and an equal number of
private and public displays will be
considered for authorization within
each display area.
(4) Retain permitting requirements
and general and special restrictions for
each event: Fireworks displays will not
exceed 30 minutes with the exception of
two longer displays per year that will
not exceed 1 hour. The Sanctuary will
continue to assess displays on a case-bycase basis, using specially developed
terms and conditions to address
concerns unique to fireworks displays
(e.g., restricting the number of aerial
‘‘salute’’ effects used as well as
requiring a ‘‘ramp-up’’, wherein
‘‘salutes’’ are not allowed in the first 5
minutes of the display; requiring the
removal of plastic and aluminum labels
and wrappings; and requiring post-show
reporting and cleanup). Such terms and
conditions have evolved over 12 years,
as the Sanctuary has sought to improve
its understanding of the potential
impacts that fireworks displays have
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upon marine wildlife and the
environment. The MBNMS will
implement general and special
restrictions unique to each fireworks
event as necessary.
(5) Institute a 5-year permit system for
annual displays: The Sanctuary intends
to institute a 5-year permit system for
fireworks displays that occur annually
at fixed locations in a consistent
manner, such as municipal
Independence Day shows.
The MBNMS fireworks guidelines are
designed to prevent an incremental
proliferation of fireworks displays and
disturbance throughout the Sanctuary
and minimize area of impact by
confining displays to primary
traditional use areas. They also
effectively remove fireworks impacts
from 95 percent of the Sanctuary’s
coastal areas, place an annual quota and
multiple permit conditions on the
displays authorized within the
remaining 5 percent of the coast, and
impose a sanctuary-wide seasonal
prohibition on all fireworks displays.
The guidelines were developed in order
to assure that protected species and
habitats are not jeopardized by
fireworks activities. They have been
well received by local fireworks
sponsors who have pledged their
cooperation in protecting Sanctuary
resources. The MBNMS Fireworks
Guidelines are available at the NMFS
website at: https://www.nmfs.noaa.gov/
pr/permits/incidental.htm.
Monitoring
The MBNMS has monitored
commercial fireworks displays for
potential impacts to marine life and
habitats for 12 years. In July 1993, the
MBNMS performed its initial field
observations of professional fireworks at
the annual Independence Day fireworks
display conducted by the City of
Monterey. Subsequent ‘‘documented’’
field observations were conducted in
Monterey by the MBNMS staff in July
1994, July 1995, July 1998, March 1998
(private display), October 2000 (private
display), July 2001, and July 2002.
Documented field observations have
also been made at Aptos each October
from 2000 to 2005. The MBNMS staff
have observed additional displays at
Monterey, Pacific Grove, Capitola, and
Santa Cruz, but those observations were
primarily for permit compliance
purposes, and written assessments of
environmental impacts were not
generated. Though monitoring
techniques and intensity have varied
over the years and visual monitoring of
wildlife abundance and behavioral
responses to nighttime displays is
challenging, observed impacts have
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been consistent. Wildlife activity
nearest to disturbance areas returns to
normal (pre-display species
distribution, abundance, and activity
patterns) within 12–15 hours, and no
signs of wildlife injury or mortality have
ever been discovered as a result of
managed fireworks displays.
Of all the past authorized fireworks
display sites within the Sanctuary, the
City of Monterey site has received the
highest level of Sanctuary monitoring
effort. The City of Monterey has hosted
a marine fireworks display each July 4th
since 1988 (5 years prior to designation
of the MBNMS). The display is the
longest running and largest annual
commercial fireworks display within
the Sanctuary. The Monterey breakwater
(approximately one half statute mile
from the pyrotechnic launch site) was
constructed in the 1930s and, along
with other natural rock formations, has
been a regular haul-out site for
California sea lions and harbor seals for
many decades. For this reason, the
Monterey site has been studied and
surveyed by government and academic
researchers for over 20 years.
Consequently, the Monterey site has the
best background data available for
assessing status and trends of key
marine mammal populations relative to
annual fireworks displays. Therefore,
the MBNMS proposes that Monterey be
monitored as necessary to assess how
local California sea lion and harbor seal
distribution and abundance are affected
by an annual fireworks display.
The Sanctuary proposes conducting a
visual census of the Monterey
breakwater and Harbor Rocks on July 4–
5, either in 2006 or 2007, to update
annual abundance, demographic
response patterns, and departure and
return rates for California sea lions and
harbor seals relative to the July 4
fireworks display. Data will be collected
by an observer aboard a kayak or small
boat and from ground stations (where
appropriate). The observer will use
binoculars, counters, and data sheets to
census animals. The pre and post
fireworks census data will be analyzed
to identify any significant temporal
changes in abundance and distribution
that might be attributed to impacts from
the annual fireworks display. The data
will also be added to past research
statistics on the abundance and
distribution of stocks at Monterey
Harbor.
It should be noted, however, that
annual population trends at any given
pinniped haul-out site can be
influenced by a myriad of
environmental and biological factors,
ranging from predation upon pups at
distant breeding colonies to fluctuating
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prey stocks due to El Nino events. These
many variables make it difficult to
measure and differentiate the potential
impact of a single stimulus on long-term
population trends.
The Sanctuary also proposes to
conduct one-time acoustic monitoring at
the 2006 or 2007 City of Monterey
Fourth of July fireworks display in
conjunction with the behavioral
monitoring described above. The
procedures for this monitoring will be
outlined and described in the preamble
to the final rule, the regulations, and
subsequent LOAs.
In addition to the comprehensive
behavioral monitoring to be conducted
at the Monterey Bay Breakwater in 2006,
MBNMS will require its applicants to
conduct a pre-event census of local
marine mammal populations within the
fireworks impact area. Each applicant
will also be required to conduct postevent monitoring in the acute fireworks
impact area to record injured or dead
marine mammals brown pelicans, and
other wildlife.
Reporting
MBNMS must submit a draft annual
monitoring report to NMFS within 60
days after the conclusion of each
calendar year. MBNMS must submit a
final annual monitoring report to the
NMFS within 30 days after receiving
comments from NMFS on the draft
report. If no comments are received
from NMFS, the draft report will be
considered to be the final report. In
addition, the MBNMS will continue to
incorporate updated census data from
government and academic surveys into
its analysis and will make its
information available to other marine
mammal researchers upon request.
Lastly, MBNMS must submit a draft
comprehensive monitoring report to
NMFS 120 days prior to the expiration
of the regulations if renewal is
requested, or 120 days after the
expiration of the regulations, if renewal
is not requested. MBNMS must submit
the final comprehensive monitoring
report to NMFS within 30 days after
receiving comments from NMFS on the
draft comprehensive monitoring report.
Again, if no comments are received from
NMFS, the draft report will be
considered to be the final report.
Numbers of Marine Mammals Expected
to be Harassed
As discussed above, the two marine
mammal species NMFS believes likely
to be taken by Level B harassment
incidental to fireworks displays
authorized within the Sanctuary are the
California sea lion (Zalophus
californianus) and the Pacific harbor
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25555
seal (Phoca vitulina richardsi), due to
the temporary evacuation of usual and
accustomed haul-out sites. Both of these
species are protected under the MMPA,
and neither is listed under the ESA.
Numbers of animals that may be taken
by Level B harassment are expected to
vary due to factors such as tidal state,
seasonality, shifting prey stocks,
climatic phenomenon (such as El Nino
events), and the number, timing, and
location of future displays. The
estimated take of sea lions and harbor
seals was determined by using a
synthesis of information, including data
gathered by MBNMS biologists at the
specific display sites, results of
independent surveys conducted in the
MBNMS, and population estimates from
surveys covering larger geographic
areas. More detailed information
regarding the estimates of take of sea
lions and harbor seals may be found in
the application at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm.
Stage structure of California sea lions
within the Sanctuary varies by location,
but generally, the majority are adult and
sub-adult males. Weise (2000) reported
on the stage structure of California sea
lions at two historic fireworks display
areas within the MBNMS, and
speculated that juveniles may haul out
at the Monterey jetty in large numbers
due to a need for a more protected haulout location. He also reported that most
animals on Ano Nuevo Island appeared
to be adult males and suggested that the
stage structure may vary between
mainland haul-out sites and offshore
islands and rocks. At all four designated
display sites combined, twenty
fireworks events per year could disturb
an average total of 2,630 California sea
lions, with the maximum being 6,170
animals out of a total estimated
population of 237,000–244,000. These
numbers are small relative to the
population size (1.1–2.6%).
For harbor seals, an average of 302
and a maximum of 1,065 harbor out of
a total estimated population of 27,836
could be disturbed within the Sanctuary
as a result of twenty fireworks events
per year at all four designated display
sites combined. These numbers are
small relative to the population size
(1.1–3.8%). Nicholson (2000) studied
the stage structure of harbor seals on the
northeast Monterey Peninsula (an area
with the largest single concentration of
animals within the Sanctuary) for two
years. For the final spring season of the
study, survey numbers equate to a stage
structure comprising 38 percent adult
females, 15 percent adult males, 34
percent sub-adults, and 13 percent
yearlings or juveniles.
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With the incorporation of mitigation
measures proposed later in this
document, the MBNMS expects that
only Level B incidental harassment may
occur associated with the proposed
permitted coastal fireworks displays,
and that these events will result in no
detectable impact on marine mammal
species or stocks or on their habitats.
Possible Effects of Activities on Marine
Mammal Habitat
Impacts on marine mammal habitat
are part of the consideration in making
a finding of negligible impact on the
species and stocks of marine mammals.
Habitat includes, but is not necessarily
limited to, rookeries, mating grounds,
feeding areas, and areas of similar
significance. The amount of debris and
chemical residue resulting from
fireworks displays authorized within
the MBNMS is determined by the size
and contents of the different fireworks,
as well as the wind conditions, weather,
and other local variations.
Implementation of the MBNMS
Fireworks Guidelines, which require
that permittees clean up the affected
area after each fireworks display, will be
required by the LOAs and Sanctuary
Authorizations. No evidence of water
quality deterioration has been found in
relation to prior MBNMS fireworks
displays and this document discusses
the 1992 Walt Disney report, which
found that environmental impacts from
fireworks decomposition products
typically will be negligible in locations
that conduct fireworks displays
infrequently. Because of the
aforementioned mitigation measure and
report, NMFS does not expect the debris
and residue resulting from authorized
fireworks displays to significantly
impact marine mammals or marine
mammal habitat in the MBNMS.
rwilkins on PROD1PC63 with PROPOSAL
Possible Effects of Activities on
Subsistence Needs
There are no subsistence uses for
Pacific harbor seals in California waters,
and thus, there are no anticipated effects
on subsistence needs.
ESA
As mentioned earlier, the Steller sea
lion and several species of federally
listed cetaceans may be present at
MBNMS at different times of the year
and could potentially swim through the
fireworks impact area during a display.
In a 2001 consultation with MBNMS,
the Southwest Region, NMFS,
concluded that this action is not likely
to adversely affect federally listed
species under NMFS’ jurisdiction. There
is no designated critical habitat in the
area. This action will not have effects
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beyond those analyzed in that
consultation.
The USFWS is responsible for
regulating the take of the southern sea
otter, the brown pelican, and the
western snowy plover. The MBNMS
consulted with the USFWS pursuant to
section 7 of the ESA regarding impacts
to these species. The USFWS issued a
biological opinion on June 22, 2005,
which concluded that the authorization
of fireworks displays, as proposed, is
not likely to jeopardize the continued
existence of endangered and threatened
species within the Sanctuary or to
destroy or adversely modify any listed
critical habitat. The USFWS further
found that MBNMS would be unlikely
to take any southern sea otters, and
therefore issued neither an incidental
take statement under the ESA nor an
IHA. The USFWS found that an
incidental take of brown pelicans was
possible and issued an incidental take
statement containing terms and
conditions to protect the species. The
USFWS concluded that the
authorization of fireworks events, as
proposed, is not likely to jeopardize the
continued existence of the western
snowy plover or destroy or adversely
modify critical habitat of the species.
National Environmental Policy Act
NOAA prepared a Final
Environmental Impact Statement and
Master Plan for the MBNMS in June
1992; however, this document did not
address the authorization of fireworks
on the Sanctuary. In 2006, MBNMS and
NMFS jointly prepared a draft
Environmental Assessment (EA) on the
Issuance of Regulations Authorizing
Incidental Take of Marine Mammals and
Issuance of National Marine Sanctuary
Authorizations for Coastal Commercial
Fireworks Displays within the Monterey
Bay National Marine Sanctuary. The
draft EA will be made available for
public comment concurrently with this
proposed rule (see ADDRESSES).
Preliminary Determination
NMFS has preliminarily determined
that the fireworks displays, as described
in this document and in the application
for regulations and subsequent LOAs,
will result in no more than Level B
harassment of small numbers of
California sea lions and harbor seals.
The effects of coastal fireworks displays
will be limited to short term and
localized changes in behavior, including
temporarily vacating haulouts to avoid
the sight and sound of commercial
fireworks. NMFS has also preliminarily
determined that any takes will have no
more than a negligible impact on the
affected species and stocks. No take by
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injury and/or death is anticipated, and
harassment takes will be at the lowest
level practicable due to incorporation of
the mitigation measures mentioned
previously in this document.
Additionally, the MBNMS fireworks
displays will not have an unmitigable
adverse impact on the availability of
marine mammal stocks for subsistence
use, as there are no subsistence uses for
California sea lions or Pacific harbor
seals in California waters.
Classification
This action does not contain a
collection-of-information requirement
for purposes of the Paperwork
Reduction Act
Pursuant to the procedures
established to implement section 6 of
E.O. 12866, the Office of Management
and Budget has determined that this
proposed rule is not significant.
Pursuant to the Regulatory Flexibility
Act, the Chief Counsel for Regulation of
the Department of Commerce has
certified to the Chief Counsel for
Advocacy of the Small Business
Administration that this proposed rule,
if adopted, would not have a significant
economic impact on a substantial
number of small entities. The
Regulatory Flexibility Act requires
Federal agencies to prepare an analysis
of a proposed rule’s impact on small
entities whenever the agency is required
to publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. section
605(b), that the action will not have a
significant economic impact on a
substantial number of small entities.
The MBNMS is the entity that will be
affected by this rulemaking, not a small
governmental jurisdiction, small
organization or small business, as
defined by the Regulatory Flexibility
Act. Any requirements imposed by a
Letter of Authorization issued pursuant
to these regulations, and any monitoring
or reporting requirements imposed by
these regulations, will be applicable
only to the MBNMS. The MBNMS is
part of the National Oceanic and
Atmospheric Administration, National
Ocean Service, a Federal agency
responsible for managing the national
marine sanctuary program. Because this
action, if adopted, would directly affect
the MBNMS and not a small entity,
NMFS concludes the action would not
result in a significant economic impact
on a substantial number of small
entities.
List of Subjects in 50 CFR Part 216
Exports, Fish, Imports, Indians,
Labeling, Marine mammals, Penalties,
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Reporting and recordkeeping
requirements, Seafood, transportation.
Dated: April 25, 2006.
James W. Balsiger,
Assistant Administrator for Regulatory
Affairs, National Marine Fisheries Service.
For reasons set forth in the preamble,
50 CFR part 216 is proposed to be
amended as follows:
PART 216—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 216
continues to read as follows:
Authority: 16 U.S.C. 1361 et seq.
2. Subpart J is added to part 216 to
read as follows:
Subpart J—Taking Marine Mammals
Incidental to Coastal Commercial
Fireworks Displays at Monterey Bay
National Marine Sanctuary, California
Sec.
216.110 Specified activity and specified
geographical region.
216.111 Effective dates.
216.112 Permissible methods of taking.
216.113 Prohibitions.
216.114 Mitigation.
216.115 Requirements for monitoring and
reporting.
216.116 Applications for Letters of
Authorization.
216.117 Letters of Authorization.
216.118 Renewal of Letters of
Authorization.
216.119 Modifications to Letters of
Authorization.
Subpart J—Taking Marine Mammals
Incidental to Coastal Commercial
Fireworks Displays at Monterey Bay
National Marine Sanctuary, CA
rwilkins on PROD1PC63 with PROPOSAL
§ 216.110 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to the incidental taking of those
marine mammal species specified in
paragraph (b) of this section by the
MBNMS and those persons it authorizes
to display fireworks within the
Monterey Bay National Marine
Sanctuary.
(b) The incidental take, by Level B
harassment only, of marine mammals
under the activity identified in this
section is limited to the following
species: California sea lions (Zalophus
californianus) and Pacific harbor seals
(Phoca vitulina).
§ 216.111
Effective dates.
Regulations in this subpart are
effective from July 4, 2006, through July
3, 2011.
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16:26 Apr 28, 2006
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§ 216.112
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
216.117, the Holder of the Letter of
Authorization may incidentally, but not
intentionally, take marine mammals by
Level B harassment only, within the
area described in § 216.110(a), provided
the activity is in compliance with all
terms, conditions, and requirements of
this subpart and the appropriate Letter
of Authorization.
(b) The activities identified in
§ 216.110(a) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The taking of marine mammals is
authorized for the species listed in
§ 216.110(b) and is limited to the Level
B Harassment of no more than 6,170
California sea lions and 1,065 harbor
seals annually.
§ 216.113
Prohibitions.
Notwithstanding takings
contemplated in § 216.110 and
authorized by a Letter of Authorization
issued under §§ 216.106 and 216.117,
no person in connection with the
activities described in § 216.110 may:
(a) Take any marine mammal not
specified in § 216.110(b);
(b) Take any marine mammal
specified in § 216.110(b) other than by
incidental, unintentional Level B
harassment;
(c) Take a marine mammal specified
in § 216.110(b) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
this subpart or a Letter of Authorization
issued under §§ 216.106 and 216.117.
§ 216.114
Mitigation.
(a) The activity identified in
§ 216.110(a) must be conducted in a
manner that minimizes, to the greatest
extent practicable, adverse impacts on
marine mammals and their habitats.
When conducting operations identified
in § 216.110(a), the mitigation measures
contained in the Letter of Authorization
issued under §§ 216.106 and 216.117
must be implemented. These mitigation
measures include (but are not limited
to):
(1) Limiting the location of the
permitted fireworks displays to the four
specifically designated areas at Half
Moon Bay, the Santa Cruz/Soquel area,
the northeastern Monterey Breakwater,
and Cambria (Santa Rosa Creek);
(2) Limiting the frequency of
permitted fireworks displays to no more
than 20 total displays per year and no
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25557
more than one fireworks display every
two months in each of the four
prescribed areas;
(3) Limiting the duration of permitted
individual fireworks displays to no
longer than 30 minutes each, with the
exception of two longer shows not to
exceed 1 hour;
(4) Prohibiting fireworks displays at
MBNMS between March 1 and June 30
of any year; and
(5) Continuing to implement the 2006
MBNMS Fireworks Guidelines when
permitting fireworks displays at the
MBNMS, which include additional
restrictions, such as the requirement for
permittees to clean up debris following
the event.
(b) The mitigation measures that the
individuals conducting the fireworks
are responsible for will be included as
a requirement in the authorization the
MBNMS issues to the individuals.
§ 216.115 Requirements for monitoring
and reporting.
(a) The Holder of the Letter of
Authorization issued pursuant to
§§ 216.106 and 216.117 for activities
described in § 216.110(a) is required to
cooperate with the National Marine
Fisheries Service (NMFS), and any other
Federal, state or local agency monitoring
the impacts of the activity on marine
mammals. The Holder of the Letter of
Authorization must notify the Director,
Office of Protected Resources, National
Marine Fisheries Service, or designee,
by telephone (301–713–2289), within 24
hours if the authorized activity
identified in § 216.110(a) is thought to
have resulted in the mortality or injury
of any marine mammals, or in any take
of marine mammals not identified in
§ 216.110(b).
(b) The Holder of the Letter of
Authorization must conduct all
monitoring and/or research required
under the Letter of Authorization
including, but not limited to:
(1) A one-time comprehensive
pinniped census at the City of Monterey
Fourth of July Celebration in 2006 or
2007,
(2) A one-time acoustic measurement
of the Monterey Fourth of July
Celebration,
(3) Counts of pinnipeds in the impact
area prior to all displays, and
(4) Reporting to NMFS of all marine
mammal injury or mortality
encountered during debris cleanup the
morning after each fireworks display.
(c) Unless specified otherwise in the
Letter of Authorization, the Holder of
the Letter of Authorization must submit
a draft annual monitoring report to the
Director, Office of Protected Resources,
NMFS, no later than 60 days after the
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conclusion of each calendar year. This
report must contain;
(1) An estimate of the number of
marine mammals disturbed by the
authorized activities,
(2) Results of the monitoring required
in § 216.115 (b), and (c) any additional
information required by the Letter of
Authorization. A final annual
monitoring report must be submitted to
the NMFS within 30 days after receiving
comments from NMFS on the draft
report. If no comments are received
from NMFS, the draft report will be
considered to be the final annual
monitoring report.
(d) A draft comprehensive monitoring
report on all marine mammal
monitoring and research conducted
during the period of these regulations
must be submitted to the Director,
Office of Protected Resources, NMFS at
least 120 days prior to expiration of this
subpart or 120 days after the expiration
of this subpart if renewal of this subpart
will not be requested. A final
comprehensive monitoring report must
be submitted to the NMFS within 30
days after receiving comments from
NMFS on the draft report. If no
comments are received from NMFS, the
draft report will be considered to be the
final comprehensive monitoring report.
§ 216.116 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to this subpart, the U.S. citizen
(as defined by § 216.103) conducting the
activity identified in § 216.110(a)
(MBNMS) must apply for and obtain
either an initial Letter of Authorization
in accordance with §§ 216.117 or a
renewal under § 216.118.
rwilkins on PROD1PC63 with PROPOSAL
§ 216.117
Letter of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 216.118.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
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16:26 Apr 28, 2006
Jkt 208001
(d) The U.S. Citizen, i.e., the MBNMS,
operating under an LOA must clearly
describe in any permits issued to the
individuals conducting fireworks
displays, any requirements of the LOA
that the individuals conducting
fireworks are responsible for.
§ 216.118 Renewal of Letters of
Authorization.
(a) A Letter of Authorization issued
under § 216.106 and § 216.117 for the
activity identified in § 216.110(a) will be
renewed annually upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 216.116 will be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 216.115(b), and
the Letter of Authorization issued under
§ 216.117, which has been reviewed and
accepted by NMFS; and
(3) A determination by the NMFS that
the mitigation, monitoring and reporting
measures required under § 216.114 and
the Letter of Authorization issued under
§§ 216.106 and 216.117, were
undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 216.118 indicates that a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming season will occur, the NMFS
will provide the public a period of 30
days for review and comment on the
request. Review and comment on
renewals of Letters of Authorization are
restricted to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
§ 216.119 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.106 and 216.117 and
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Sfmt 4702
subject to the provisions of this subpart
shall be made until after notification
and an opportunity for public comment
has been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 216.118, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 216.110(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 216.117 may be
substantively modified without prior
notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. E6–6504 Filed 4–28–06; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[I.D. 042406G]
Notice of Public Hearings for Measures
to End Bottomfish Overfishing in the
Hawaii Archipelago
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration, (NOAA),
Commerce.
ACTION: Notice of public hearings.
AGENCY:
SUMMARY: NMFS announces three
public hearings on the Draft
Supplemental Environmental Impact
Statement, Bottomfish and Seamount
Groundfish Fisheries of the Western
Pacific Region, Measures to End
Bottomfish Overfishing in the Hawaii
Archipelago (DSEIS). The DSEIS was
prepared pursuant to the National
Environmental Policy Act of 1969
(NEPA), as amended, the Council on
Environmental Quality NEPA
regulations, and NOAA Administrative
Order Series 216–6 Environmental
Review Procedures for Implementing
the National Environmental Policy Act.
DATES: The public hearings will be held
May 18, 22, and 25, 2005, respectively.
For specific dates, times and locations
of the public hearings, and the agenda
see SUPPLEMENTARY INFORMATION.
ADDRESSES: The DSEIS is accessible
electronically through the NMFS Pacific
Islands Regional Office Web site at
https://swr.nmfs.noaa.gov/pir or at the
Western Pacific Fishery
E:\FR\FM\01MYP1.SGM
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Agencies
[Federal Register Volume 71, Number 83 (Monday, May 1, 2006)]
[Proposed Rules]
[Pages 25544-25558]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-6504]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 216
[Docket No. 060406098-6098-01; I.D. 030706D]
RIN 0648-AT46
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to Coastal Commercial Fireworks Displays at Monterey Bay
National Marine Sanctuary, CA
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments. Notice; availability of
Environmental Assessment.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the Monterey Bay National
Marine Sanctuary (MBNMS or Sanctuary) for an authorization to take
small numbers of marine mammals, by harassment, incidental to
permitting professional fireworks displays within the Sanctuary in
California waters. By this document, NMFS is proposing regulations to
govern that take. In order to issue a Letter of Authorization (LOA) and
issue final regulations governing the take, NMFS must determine that
the taking will have a negligible impact on the species or stocks and
will not have an unmitigable adverse impact on the availability of such
species or stock for taking for subsistence uses.
DATES: Comments and information must be received no later than May 31,
2006.
ADDRESSES: Comments on the application and proposed rule may be
submitted using the identifier 030706D, by any of the following
methods:
E-mail: PR1.030706D@noaa.gov. Comments sent via e-mail, including
all attachments, must not exceed a 10-megabyte file size.
Federal e-Rulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
Hand-delivery or mailing of paper, disk, or CD-ROM comments should
be addressed to: Stephen L. Leathery, Chief, Permits, Conservation and
Education Division, Office of Protected Resources, National Marine
Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910-
3225.
A copy of the application containing a list of references used in
this document may be obtained by writing to the above address, by
telephoning the contact listed under FOR FURTHER
[[Page 25545]]
INFORMATION CONTACT, or at: https://www.nmfs.noaa.gov/pr/permits/
incidental.htm. Documents cited in this proposed rule may also be
viewed, by appointment, during regular business hours at the above
address. To help NMFS process and review comments more efficiently,
please use only one method to submit comments.
Comments regarding the burden-hour estimate or any other aspect of
the collection of information requirement contained in this proposed
rule should be sent to NMFS via the means stated above, and to the
Office of Information and Regulatory Affairs, Office of Management and
Budget (OMB), Attention: David Rostker, Washington, DC 20503, or by e-
mail at David--Rostker@omb.eop.gov, or by fax at (202) 395-7285.
FOR FURTHER INFORMATION CONTACT: Jolie Harrison, Office of Protected
Resources, NMFS, (301) 713-2289, ext 166, or Monica DeAngelis, NMFS,
Southwest Regional Office, (562) 980-3232.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region. The
Secretary will allow an incidental take if certain findings are made
and either regulations are issued or, if the taking is limited to
harassment, notice of a proposed authorization is provided to the
public for review.
Authorization for incidental takings may be granted if NMFS finds
that the taking will have no more than a negligible impact on the
species or stock(s) and will not have an unmitigable adverse impact on
the availability of the species or stock(s) for subsistence uses. The
permissible methods of taking and requirements pertaining to the
mitigation, monitoring and reporting of such taking shall be
prescribed.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as:
an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
Except for certain categories of activities not pertinent here, the
MMPA defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [``Level A harassment'']; or (ii) has the potential to disturb
a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[``Level B harassment''].
Summary of Request
On May 10, 2002, NMFS received an application from the MBNMS
requesting a 1-year Incidental Harassment Authorization (IHA) under
section 101(a)(5)(D) and, subsequently, the issuance of regulations
governing authorizations for a 5-year period under section 101(a)(5)(A)
of the MMPA for the potential harassment of California sea lions
(Zalophus californianus) and Pacific harbor seals (Phoca vitulina)
incidental to coastal fireworks displays conducted at MBNMS under
permits issued by MBNMS to commercial companies. On July 4, 2005, NMFS
issued an IHA to MBNMS (70 FR 39235, July 7, 2005) and that IHA expires
on July 3, 2006.
The MBNMS adjoins 276 mi (444 km) or 25 percent of the central
California coastline, and encompasses ocean waters from mean high tide
to an average of 25 mi (40 km) offshore between Rocky Point in Marin
County and Cambria in San Luis Obispo County. Fireworks displays have
been conducted over current MBNMS waters for many years as part of
national and community celebrations (such as Independence Day and
municipal anniversaries), and to foster public use and enjoyment of the
marine environment. The marine venue for this activity is the preferred
setting for fireworks in central California in order to optimize public
access and avoid the fire hazard associated with terrestrial display
sites. Many fireworks displays occur at the height of the dry season in
central California, when area vegetation is particularly prone to
ignition from sparks or embers.
In 1992, the MBNMS was the first national marine sanctuary (NMS) to
be designated along urban shorelines and therefore has addressed many
regulatory issues previously not encountered by the NMS program.
ZZAuthorization of professional firework displays has required a steady
refinement of policies and procedures toward this activity as more is
learned about its impacts to the environment.
Specified Activities
Since 1993, the MBNMS, a component of NOAA, has processed requests
for the professional display of fireworks that affect the Sanctuary.
The MBNMS has determined that debris fallout (spent pyrotechnic
materials) from fireworks events may constitute a discharge into the
Sanctuary and thus a violate Sanctuary regulations, unless a ZZ
authorization is issued by the Sanctuary. Therefore, sponsors of
fireworks displays conducted in the MBNMS are required to obtain
Sanctuary authorization prior to conducting such displays (see 15 CFR
922.132).
Professional pyrotechnic devices used in fireworks displays can be
grouped into three general categories: aerial shells (paper and
cardboard spheres or cylinders ranging from 2 in (5 cm) to 12 in (30
cm) in diameter and filled with incendiary materials), low-level comet
and multi-shot devices similar to over-the-counter fireworks such as
roman candles, and set piece displays that are mostly static in nature
and are mounted on the ground.
Aerial shells are launched from tubes (called mortars), using black
powder charges, to altitudes of 200 to 1000 ft (61 to 305 m) where they
explode and ignite internal burst charges and incendiary chemicals.
Most of the incendiary elements and shell casings burn up in the
atmosphere; however, portions of the casings and some internal
structural components and chemical residue fall back to the ground or
water, depending on prevailing winds. An aerial shell casing is
constructed of paper/cardboard or plastic and may include some plastic
or paper internal components used to compartmentalize chemicals within
the shell. Within the shell casing is a burst charge (usually black
powder) and a recipe of various chemical pellets (stars) that emit
prescribed colors when ignited. Some of the chemicals commonly used in
the manufacturing of pyrotechnic devices are potassium chlorate,
potassium perchlorate, potassium nitrate, sodium benzoate, sodium
oxalate, ammonium, perchlorate, strontium nitrate, strontium carbonate,
sulfur, charcoal, copper oxide, polyvinyl chloride, iron, titanium,
shellac, dextrine, phenolic resin, and aluminum. Manufacturers consider
the amount and composition of chemicals within a given shell to be
proprietary information and only release aggregate descriptions of
internal shell components. The arrangement and packing of stars and
burst charges within the shell determine the type of effect produced
upon detonation.
Attached to the bottom of an aerial shell is a lift charge of black
powder. The lift charge and shell are placed at the bottom of a mortar
that has been buried in earth/sand or affixed to a wooden rack. A fuse
attached to the lift charge is ignited with an electric charge or heat
source, the lift charge explodes,
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and propels the shell through the mortar tube and into the air to a
height determined by the amount of powder in the lift charge and the
weight of the shell. As the shell travels skyward, a time-delay
secondary fuse is burning that eventually ignites the burst charge
within the shell at peak altitude. The burst charge detonates, igniting
and scattering the stars, which may, in turn, possess small secondary
explosions. Shells can be launched one at a time or in a barrage of
simultaneous or quick succession launches. They are designed to
detonate between 200 and 1000 ft (61 to 305) above ground level (AGL).
In addition to color shells (also known as designer or starburst
shells), a typical fireworks show will usually include a number of
aerial ``salute'' shells. The primary purpose of salute shells is to
announce the beginning and end of the show and produce a loud
percussive audible effect. These shells are typically two to three
inches (five to seven centimeters) in diameter and packed with black
powder to produce a punctuated explosive burst at high altitude. From a
distance, these shells sound similar to cannon fire when detonated.
Low-level devices consist of stars packed linearly within a tube,
and when ignited, the stars exit the tube in succession producing a
fountain effect of single or multi-colored light as the stars
incinerate through the course of their flight. Typically, the stars
burn rather than explode, thus producing a ball or trail of sparkling
light to a prescribed altitude where they simply extinguish. Sometimes
they may terminate with a small explosion similar to a firecracker.
Other low-level devices emit a projected hail of colored sparks or
perform erratic low-level flight while emitting a high-pitched whistle.
Some emit a pulsing light pattern or crackling or popping sound
effects. In general, low-level launch devices and encasements remain on
the ground or attached to a fixed structure and can be removed upon
completion of the display. Common low-level devices are multi-shot
devices, mines, comets, meteors, candles, strobe pots and gerbs. They
are designed to produce effects between 0 and 200 ft (61 m) AGL.
Set piece or ground level fireworks are primarily static in nature
and remain close to the ground. They are usually attached to a
framework that may be crafted in the design of a logo or familiar
shape, illuminated by pyrotechnic devices such as flares, sparklers and
strobes. These fireworks typically employ bright flares and sparkling
effects that may also emit limited sound effects such as cracking,
popping, or whistling. Set pieces are usually used in concert with low-
level effects or an aerial show and sometimes act as a centerpiece for
the display. It may have some moving parts, but typically does not
launch devices into the air. Set piece displays are designed to produce
effects between 0 and 50 ft (15 m) AGL.
Each display is unique according to the type and number ofshells,
the pace of the show, the length of the show, the acoustic qualities of
the display site, and even the weather and time of day. The vast
majority (97 percent) of fireworks displays ZZ authorized in the
Sanctuary between 1993 and 2005 were aerial displays that usually
included simultaneous low-level displays. An average large display will
last 20 minutes and include 700 aerial shells and 750 low-level
effects. An average smaller display lasts approximately seven minutes
and includes 300 aerial shells and 550 low-level effects. There seems
to be a declining trend in the total number of shells used in aerial
displays, due to increasing shell costs and/or fixed entertainment
budgets. Low-level displays sometimes compensate for the absence of an
aerial show by squeezing a larger number of effects into a shorter
timeframe. This results in a dramatic and rapid burst of light and
sound effects at low level. A large low-level display may expend 4,900
effects within a 7-minute period, and a small display will use an
average of 1,800 effects within the same timeframe. Some fireworks
displays are synchronized with musical broadcasts over loudspeakers and
may incorporate other non-pyrotechnic sound and visual effects.
The MBNMS has issued 67 permits for professional fireworks displays
since 1993 (five in 2005) and 5 applications are currently being
processed (as of March 2006). Four fireworks display applications have
been directed to areas outside the Sanctuary. However, the MBNMS staff
projects that as many as 20 coastal displays per year may be conducted
in, or adjacent to, MBNMS boundaries in the future. The number of
displays will be limited to not more than 20 events per year in four
specific areas along 276 mi (444 km) of coastline. Fireworks displays
will not exceed 30 minutes (with the exception of up to two displays
per year, not to exceed 1 hour) in duration and will occur with an
average frequency of less than or equal to once every two months within
each of the four prescribed display areas.
Initially, the MBNMS believed that it could minimize potential
light, sound, and debris impacts to the Sanctuary and marine mammals
through permit conditions to limit the location, timing, and
composition of professional fireworks events affecting the MBNMS.
However, due to observations over the past several years and through
consultation with NMFS' Southwest Region, it appears that some
fireworks displays resulted in incidental take of marine mammals by
Level B harassment. NMFS believes that the nature of the take will be
the short-term flushing and evacuation of non-breeding haulout sites by
California sea lions and Pacific harbor seals.
A more detailed description of the fireworks displays permitted by
MBNMS may be found in the application or in MBNMS' 2001 Assessment of
Pyrotechnic Displays and Impacts Within the MBNMS, which are available
at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
Description of Habitat and Marine Mammals Affected by the Activity
Habitat and Fireworks Display Areas
The Monterey Bay area is located in the Oregonian province
subdivision of the Eastern Pacific Boreal Region. The six types of
habitats found in the bay area are: (1) Submarine canyon habitat, (2)
nearshore sublittoral habitat, (3) rocky intertidal habitat, (4) sandy
beach intertidal habitat, (5) kelp forest habitat, and (6) estuarine/
slough habitat. Monterey Bay supports a wide array of temperate cold-
water species with occasional influxes of warm-water species, and this
species diversity is directly related to the diversity of habitats.
Pyrotechnic displays within the Sanctuary are conducted from a
variety of coastal launch sites - beaches, bluff tops, piers, offshore
barges, and golf course sand traps and tee boxes. In the past,
authorized displays have been confined to eight general locations in
the Sanctuary. However, future permitted fireworks displays will be
confined to only four general prescribed areas (with seven total sub-
sites) within the Sanctuary, while displays along the remaining 95
percent of Sanctuary coastal waters will be prohibited. These sites
were approved for fireworks events based on their proximity to urban
areas and pre-existent high human use patterns, seasonal considerations
such as the abundance and distribution of marine wildlife, and the
acclimation of wildlife to human activities and elevated ambient noise
levels in the area.
The four conditional display areas are located at Half Moon Bay,
the Santa Cruz/Soquel area, the northeastern Monterey Peninsula, and
Cambria
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(Santa Rosa Creek)(see Map A in the application). The number of
displays will be limited to not more than 20 total events per year
within these four specific areas combined, along the whole 276 mi (444
km) of coastline.
1. Half Moon Bay
Site Description: This site has been used annually for a medium-
sized Independence Day fireworks display on July 4, which lasts about
20 minutes. The launch site is on a sandy beach inside and adjacent to
the east outer breakwater, upon which the aerial shells are launched
and aimed to the southwest. The marine venue adjacent to Pillar Point
Harbor is preferred for optimal public access and to avoid the fire
hazard associated with terrestrial display sites. The fireworks display
occurs at the height of the dry season in central California, when area
vegetation is particularly prone to ignition from sparks or embers.
Human Use Patterns: The harbor immediately adjacent to the impact
area is home to a major commercial fishing fleet that operates at all
times of the day and night throughout the year. The harbor also
supports a considerable volume of recreational boat traffic. Half Moon
Bay Airport is located adjacent to the harbor, and approach and
departure routes pass directly over the acute impact area. The airport
is commonly used by general aviation pilots for training, with an
annual average attendance of approximately 15 flights per day. On clear
sunny weekends, the airport may accommodate as many as 50 flights in a
single day. Beachgoers and water sport enthusiasts use the beaches to
the south of the launch site. The impact area is also used by
recreational fishermen, surfers, swimmers, boaters, and personal
watercraft operators. To the north, around Pillar Point is an area
known as ``Mavericks'', considered a world-class surfing destination.
Periodically, surfing contests are held at Mavericks. The impact area
is also subjected to daily traffic noise from California Highway 1,
which runs along the coast and is the primary travel route through the
area.
Marine Mammals at Fireworks Sites: A considerable concentration of
harbor seals are present to the north around Pillar Point and on the
coast to the south of the launch site. Sea otters are not concentrated
in the impact area, though some individuals may be present. It is
possible that individual elephant seals may enter the area from
breeding sites at Ano Nuevo Island and the Farallon Islands, but
breeding occurs in the winter and displays in Half Moon Bay are limited
to summer. Gray whales typically migrate west of the reefs extending
south from Pillar Point.
2. Santa Cruz/Soquel
Site Description: Three separate fireworks display sites (Santa
Cruz, Capitolas, and Aptos) are located within the Santa Cruz/Soquel
area. The Santa Cruz launch site has been used annually for City
anniversary fireworks displays in early October. The launch site is on
a sandy beach, adjacent to the Santa Cruz Boardwalk and the San Lorenzo
River and along the west bank. The aerial shells are aimed to the
south.
The Capitola launch site has been used only once since 1993 for a
50-year City anniversary fireworks display on May 23, 1999. This
display was the largest volume fireworks display conducted in the MBNMS
to date, incorporating 1700 aerial shells and 1800 low-level effects
and lasting 25 minutes. The launch site was on the Capitola Municipal
Pier, adjacent to the City of Capitola. The aerial shells were aimed
above the pier.
The Aptos site has been used annually for a large fundraiser for
Aptos area schools in October. The launch site is on the Aptos Pier and
part of a grounded cement barge at Seacliff State Beach. The aerial
shells are aimed above and to the south of the pier. The large aerial
show lasts for approximately 20 minutes.
Human Use Patterns: The harbor immediately adjacent to the Santa
Cruz impact area is home to a commercial fishing fleet that operates at
all times of the day throughout the year. The harbor primarily supports
a large volume of recreational boater traffic. The launch site is in
the center of the shoreline of a major urban coastal city. The beaches
to the west of the launch site are adjacent to a large coastal
amusement park complex and are used extensively by beachgoers and water
sport enthusiasts from the local area as well as San Jose and San
Francisco. The impact area is used by boaters, recreational fishermen,
swimmers, surfers, and other recreational users. Immediately southwest
of the launch site is a mooring field and the Santa Cruz Municipal Pier
which is lined with retail shops, restaurants, and offices. To the west
of the pier is a popular local surfing destination known as ``Steamer
Lane.'' Surfing contests are routinely held at the site. During the
period from sunset through the duration of the fireworks display, 40-70
vessels anchor within the acute impact area to view the fireworks.
Vessels criss-cross through the waters south of the launch site to take
up position. In addition, U. S. Coast Guard and harbor patrol vessels
motor through the impact area to maintain a safety zone around the
launch site.
The Capitola impact area is immediately adjacent to a small urban
community. The beaches to the east and west of the launch site are used
daily by beachgoers and water sport enthusiasts from the regional area.
The impact area is used by boaters, recreational fishermen, swimmers,
surfers, and other recreational users. To the east of the Pier is a
mooring field and popular public beach.
The Aptos impact area is immediately adjacent to a recreational
beach. The beaches to the east and west of the launch site are used
daily by beachgoers and water sport enthusiasts from the regional area.
The impact area is used by boaters, recreational fishermen, swimmers,
surfers, and other recreational users, but typically at moderate to
light levels of activity. To the east and west of the Pier are public
use beach areas and private homes at the top of steep coastal bluffs.
During the period from sunset through the duration of the fireworks
display, 30-40 vessels anchor within the acute impact area to view the
fireworks. Vessels criss-cross through the waters seaward of the cement
barge to take up position. In addition, U. S. Coast Guard and State
Park Lifeguard vessels motor through the impact area to maintain a
safety zone around the launch site.
Marine Mammals at the Fireworks Sites: California sea lions
routinely use the Santa Cruz Municipal Pier as a haulout and resting
site. Gray whales typically migrate along a southerly course, west of
Point Santa Cruz and away from the pier. Sea otters are moderately
concentrated in the impact areas near the Capitola Municipal Pier and
Aptos Pier, primarily in and around the nearshore kelp forests. At the
seaward end of the Aptos Pier is a 400-foot (122-meter) grounded cement
barge. The barge was set in position as an extension of the pier, but
has since been secured against public access. The exposed interior
decks of the barge have created convenient haulout surfaces for harbor
seals. In a 2000 survey, the MBNMS recorded as many as 45 harbor seals
hauled out on the barge in the month of October.
3. Monterey Peninsula
Site Description: Two separate fireworks display sites (City of
Monterey and Pacific Grove) are located within the Monterey Peninsula
Area. Each Independence Day, the City of Monterey launches
approximately 750 shells and an equal number of low-level effects from
a barge anchored approximately
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1000 ft (305 m) east of Municipal Wharf II and 1000 feet (305 meter)
north of Del Monte Beach. The aerial shells are aimed above and to the
northeast. The City's display lasts approximately 20 minutes and is
accompanied by music broadcasted from speakers on Wharf II. The marine
venue adjacent to Monterey Harbor is preferred for optimal public
access and to avoid the fire hazard associated with terrestrial display
sites. The fireworks display occurs at the height of the dry season in
central California, when area vegetation is particularly prone to
ignition from sparks or embers. Since 1999, a Monterey New Year's
festival has used the City's launch barge for an annual fireworks
display. The medium-size aerial display lasts approximately 8 minutes.
In addition, three private displays (1993, 1998, and 2000) have been
authorized from a launch site on Del Monte Beach. The 1993 display was
an aerial display. Subsequent displays have been low-level displays,
lasting approximately 7 minutes. Map D shows the location of and
habitats found within the Monterey Fireworks Launch Sites.
The Pacific Grove site has been used annually for a ``Feast of
Lanterns'' fireworks display in late July. The Feast of Lanterns is a
community event that has been celebrated in the City of Pacific Grove
for over 95 years. The fireworks launch site is at the top of a rocky
coastal bluff adjacent to an urban recreation trail and public road.
The aerial shells are aimed to the northeast. The small aerial display
lasts approximately twenty minutes and is accompanied by music
broadcasted from speakers at Lover's Cove. The fireworks are part of a
traditional outdoor play that concludes the festival. The marine venue
is preferred for optimal public access and to avoid the fire hazard
associated with terrestrial display sites. The fireworks display occurs
at the height of the dry season in central California, when area
vegetation is particularly prone to ignition from sparks or embers.
Human Use Patterns: The Monterey fireworks impact area lies
directly under the approach/departure flight path for Monterey
Peninsula Airport (MRY) and is commonly exposed to noise and exhaust
from general aviation, commercial, and military aircraft at
approximately 500 ft (152 m) altitude. The airport supports
approximately 280 landings/takeoffs per day in addition to touch-and-
goes (landing and takeoff training). Commercial and recreational
vessels operate in the area during day and night hours from the
adjacent harbor. A 30-station mooring field lies within the acute
impact area between the launch barge and Municipal Wharf II. The
moorings are completely occupied during the annual fireworks event.
Auto traffic and emergency vehicles are audible from Lighthouse and Del
Monte Avenues, main transportation arteries along the adjacent
shoreline. The impact area is utilized by thousands of people each week
for boating, kayaking, scuba diving, fishing, swimming, and harbor
operations. During the period from sunset through the duration of the
fireworks display, 20-30 vessels anchor within the acute impact area to
view the fireworks. Vessels criss-cross through the waters south of the
launch site to take up position. In addition, U. S. Coast Guard and
harbor patrol vessels motor through the impact area to maintain a
safety zone around the launch site.
The Pacific Grove launch site is in the center of an urban
shoreline, adjacent to a primary public beach in Pacific Grove. The
shoreline to the east and west of the launch site is lined with
residences and a public road and pedestrian trail. The impact area is
used by boaters, recreational fishermen, swimmers, surfers, divers,
beachgoers, tidepoolers, and others. The center of the impact area is
in a cove with 30-40 ft (9-12 m) coastal bluffs. Immediately north of
the launch site is a popular day use beach area. On a clear summer day,
the beach may support up to 500 visitors at any given time. Surfing
activity is common immediately north of the site. During the period
from sunset through the duration of the fireworks display, 10-20
vessels anchor within the acute impact area to view the fireworks. A U.
S. Coast Guard vessel motors through the impact area to maintain a
safety zone seaward of the launch site.
Marine Mammals at the Fireworks Sites: The largest concentration of
wildlife near the Monterey impact area are California sea lions and
marine birds resting at the Monterey breakwater approximately 700 yards
(640 meters) northwest of the center of the impact area. Several sea
otters are present within Monterey Harbor and the acute impact area
during the time of the fireworks display. Otters outside the harbor are
most concentrated to the northwest of the Monterey breakwater; however,
otters routinely forage and loiter within the acute impact area and
along the shoreline to the north.
Sea otters and pups routinely forage and loiter within the Pacific
Grove acute impact area in moderate numbers. Harbor seals routinely use
offshore rocks and wash rocks for haulout and also forage in the area.
4. Cambria
Site Description: The site has been used annually for a small
Independence Day fireworks display on July 4, which lasts approximately
20 minutes. The launch site is on a sandy beach at Shamel County Park,
and the aerial shells are aimed to the west. Immediately north of the
launch site is the mouth of Santa Rosa Creek and Lagoon. The marine
venue is preferred for optimal public access and to avoid the fire
hazard associated with terrestrial display sites. The fireworks display
occurs at the height of the dry season in central California, when area
vegetation is particularly prone to ignition from sparks or embers.
Human Use Patterns: The impact area is immediately adjacent to a
county park and recreational beach. The impact area is used by boaters,
recreational fishermen, swimmers, surfers, and beachgoers. The
shoreline south of the launch site is lined with hotels, abuts a
residential neighborhood, and is part of San Simeon State Beach.
Marine Mammals at the Fireworks Site: The impact area includes low
concentrations of harbor seals. Sea otters and sea lions are present in
the impact area in moderate numbers. It is possible that individual
elephant seals may enter the area from breeding sites to the north at
Point Piedras Blancas, but breeding occurs in the winter and displays
at Cambria are limited to the summer. Gray whales migrate along the
coast in this area and may pass through the acute impact area, but July
is not peak gray whale migration period.
Marine Mammals Potentially Affected by the Activity
Twenty-six species of marine mammals may be found in the Monterey
Bay area (see Table 1 in the MBNMS application). Only six of these
species, however, are likely to be present in the acute impact area
(the area where sound, light, and debris effects have direct impacts on
marine organisms and habitats) during a fireworks display. These
species include the California sea lion, Pacific harbor seal, southern
sea otter (Enhydra lutris neries) bottlenose dolphin (Tursiops
truncatus), harbor porpoise (Phocoena phocoena), and the California
gray whale (Eschrichtius robustus). The northern elephant seal
(Mirounga angustirostris) is rarely seen in the area.
Though the three abovementioned cetaceans (bottlenose dolphins,
harbor porpoises, and California Gray whales) are known to frequent
nearshore areas within the Sanctuary, they have never been reported in
the vicinity of a
[[Page 25549]]
fireworks display, nor have there been any reports to the MBNMS of
strandings or injured/dead animals discovered after any display. Since
sound does not transmit well between air and water, these animals would
likely not encounter the effects of fireworks except when surfacing for
air. NMFS does not anticipate any take of cetaceans and they are not
addressed further in this document.
Past Sanctuary observations have not detected any disturbance to
sea otters as a result of the fireworks displays; however, past
observations have not included specific surveys for this species. Sea
otters do frequent all general display areas. Sea otters and other
species may temporarily depart the area prior to the beginning of the
fireworks display due to increased human activities. Some sea otters in
Monterey harbor have become quite acclimated to very intense human
activity, often continuing to feed undisturbed as boats pass
simultaneously on either side and within 20 ft (6 m) of the otters. It
is therefore possible that select individual otters may have a higher
tolerance level than others to fireworks displays. Otters in residence
within the Monterey harbor display a greater tolerance for intensive
human activity than their counterparts in more remote locations. The
MBNMS consulted with the U.S. Fish and Wildlife Service (USFWS)
pursuant to section 7 of the Endangered Species Act (ESA) regarding
effects on southern sea otters because the USFWS is the agency with
jurisdiction over sea otters. The USFWS concluded in a biological
opinion that take of sea otters is not likely.
The northern elephant seal is seen so infrequently in the areas
with fireworks displays that they are not likely to be impacted by
fireworks displays. Therefore, the only species likely to be harassed
by the fireworks displays are the California sea lion and the Pacific
harbor seal.
Additional information regarding these species can be found in
Folkens' Guide to the Marine Mammals of the World (2002) and in the
NMFS stock assessments on the NMFS website: https://www.nmfs.noaa.gov/
pr/PR2/Stock_Assessment_Program/individual_sars.html. Information
relevant to the distribution, abundance and behavior of the species
that are most likely to be impacted by fireworks displays within the
MBNMS, is provided below.
California Sea Lions
The population of California sea lions ranges from southern Mexico
to southwestern Canada (Caretta et al., 2004). In the United States,
after pupping in late May to June, they breed during July, primarily in
the Channel Islands of California. Most individuals of this species
breed on the Channel Islands off southern California (100 mi (161 km)
south of the MBNMS) and off Baja and mainland Mexico (Odell, 1981),
although a few pups have been born on Ano Nuevo Island (Keith et al.,
1984). Following the breeding season on the Channel Islands, most adult
and sub-adult males migrate northward to central and northern
California and to the Pacific Northwest, while most females and young
animals either remain on or near the breeding grounds throughout the
year or move southward or northward, as far as Monterey Bay.
Since nearing extinction in the early 1900's, the California sea
lion population has increased and is now robust and growing at a
current rate of 5.4 to 6.1 percent per year (based on pup counts) with
an estimated ``minimum'' population (U.S. west coast) of 138,881
animals. The actual population level may be as high as 237,000 to
244,000 animals. The population is not listed as ``endangered'' or
``threatened'' under the ESA, nor is this species a ``depleted'' or a
``strategic stock'' under the MMPA.
In any season, California sea lions are the most abundant pinniped
in the area (Bonnell et al., 1983), primarily using the central
California area to feed during the non-breeding season. After breeding
farther south along the coast and migrating northward, populations peak
in the Monterey Bay area in fall and winter and are at their lowest
numbers in spring and early summer. A minimum of 12,000 California sea
lions are probably present at any given time in the MBNMS region. Ano
Nuevo Island is the largest single haul-out site in the Sanctuary,
hosting as many as 9,000 California sea lions at times (Weise, 2000;
Lowry, 2001).
Pacific Harbor Seals
Harbor seals are distributed throughout the west coast of the
United States, inhabiting near-shore coastal and estuarine areas from
Baja California, Mexico, to the Pribilof Islands in Alaska. They
generally do not migrate, but have been known to travel extensive
distances to find food or suitable breeding areas (Caretta et al.,
2004). In California, approximately 400-500 harbor seal haulout sites
are widely distributed along the mainland and on offshore islands
(Caretta et al., 2004).
The harbor seal population in California is healthy and growing at
a current rate of 3.5 percent per year with an estimated ``minimum''
population (California) of 25,720 animals (Caretta et al., 2004). The
California population is estimated at 27,863 animals. The population is
not listed as ``endangered'' or ``threatened'' under the ESA; nor is
this species a ``depleted'' or a ``strategic stock'' under the MMPA.
Harbor seals are residents in the MBNMS throughout the year,
occurring mainly near the coast. They haul out at dozens of sites along
the coast from Point Sur to Ano Nuevo. Within MBNMS, tagged harbor
seals have been documented to move substantial distances (10-20 km
(3.9-7.8 mi)) to foraging areas each night (Oxman, 1995; Trumble,
1995). The species does breed in the Sanctuary, and pupping within the
Sanctuary occurs primarily during March and April followed by a molt
during May and June. Peak abundance on land within the Sanctuary is
reached in late spring and early summer when they haul out to breed,
give birth to pups, and molt (MBNMS FEIS, 1992).
Potential Effects of Activities on Marine Mammals
Acoustic and Light Effects
The primary causes of disturbance are sound effects and light
flashes from exploding fireworks. Pyrotechnic devices that operate at
higher altitudes are more likely to have a larger acute impact area
(such as aerial shells), while ground and low-level devices have more
confined effects. Acute impact area is defined as the area where sound,
light, and debris effects have direct impacts on marine organisms and
habitats. Direct impacts include, but are not limited to, immediate
physical and physiological impacts such as abrupt changes in behavior,
flight response, diving, evading, flushing, cessation of feeding, and
physical impairment or mortality.
The largest commercial aerial shells used within the Sanctuary are
10-12 in (25-30 cm) in diameter and reach a maximum altitude of 1000 ft
(305 m) AGL. The bursting radius of the largest shells is approximately
850 ft (259 m). The acute impact area can extend from 1 to 2 miles
(1.6-3.2 km) from the center of the detonation point depending on the
size of the shell, height of the explosions, type of explosions, wind
direction, atmospheric conditions, and local topography.
Aerial shells produce flashes of light that can be brilliant
(exceeding 30,000 candela) and can occur in rapid succession. Loud
explosive and crackling sound effects stem primarily from salutes
(described earlier) and bursting charges at altitude. People and
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wildlife on the ground and on the surface of the water can feel the
sound waves and the accompanying rapid shift of ambient atmospheric
pressure. This pressure wave has been known to activate car alarms that
detect vibration. Sounds attenuate farther from high altitude shells
than low altitude shells since they are not as easily masked by
buildings and landforms, allowing the sound envelope to ensonify more
surface area on the ground and water. The sound from the lifting charge
detonation is vectored upward through the mortar tube opening and
reports as a dull thump to bystanders on the ground, far less
conspicuous than the high-level aerial bursts. The intensity of an
aerial show can be amplified by increasing the number of shells used,
the pace of the barrage, and the length of the display.
Low-level devices reach a maximum altitude of 200 ft (61 m) AGL.
The acute impact area can extend to 1 mi (1.6 km) from the center of
the ignition point depending on the size and flight patterns of
projectiles, maximum altitude of projectiles, the type of special
effects, wind direction, atmospheric conditions, and local structures
and topography. Low-level devices also produce brilliant flashes and
fountains of light and sparks accompanied by small explosions, popping,
and crackling sounds. Since they are lower in altitude than aerial
shells, sound and light effects impact a smaller area. Low-level
devices do not typically employ large black powder charges like aerial
shells, but are often used in large numbers in concert with one another
and in rapid succession, producing very intense localized effects.
Set pieces are stationary, do not launch any encased effects into
the air, and produce effects between 0 and 50 ft (15 m) AGL. Small
pellets of a pyrotechnic composition, such as those from sparklers or
roman candles may be expelled a short distance into the air. Loud, but
not explosive, noises, such as crackling, popping, or whistling may
emanate from a set piece, though they are usually used in concert with
low-level effects and aerial displays. Depending on the size and height
of the structure, the number and type of effects, wind direction, and
local topography, the acute impact area can extend up to 0.5 mile (0.8
km) from the center of the ignition point, though fallout is generally
confined within a 300 ft (91 m) radius. Residue may include smoke,
airborne particulates, fine solids, and slag.
The primary impact to wildlife noted in past observation reports by
Sanctuary staff is the disturbance of marine mammals and seabirds from
the light and sound effects of the exploding aerial shells. The loud
sound bursts and pressure waves created by the exploding shells appear
to cause more wildlife disturbance than the illumination effects. In
particular, the percussive aerial salute shells have been observed to
elicit a strong flight response in California sea lions and marine
birds in the vicinity of the impact area (within 0.45 mi (0.72 km) of
the launch site).
Physical Impairment
In 2001, the MBNMS and USFWS monitored the July 4 City of Monterey
fireworks display with the most thorough effort to date. Monitors
recorded species abundance before, during, and after the event and
measured the decibel level of exploding fireworks. A hand-held decibel
meter was located aboard a vessel adjacent to the Monterey Breakwater,
approximately one half mile from the fireworks launch site. The highest
sound pressure level (SPL) reading observed on the decibel meter during
the fireworks display was 82 decibels. In the Vandenburg Airforce Base
(VAFB) studies discussed below, not all harbor seals left a haul-out
during a launch unless the Sound Exposure Level was 100 decibels or
above (which, in the case of the VAFB launch locations and durations,
is equivalent to an SPL of 89 to 95 decibels), and only short-term
effects were detected. SEL is an energy metric that takes duration of
the sound into account, and since the rocket sounds last more than one
second, SEL is higher than SPL in this situation. The typical decibel
levels for the display ranged from 70 to 78 decibels (SPL), and no
salute effects were used in the display. An ambient noise level of 58
decibels was recorded at the survey site 30 minutes following the
conclusion of the fireworks. MBNMS' proposed regulations for take of
marine mammals include an acoustic monitoring requirement to measure
sound levels at the breakwater, where sea lions typically haul out,
during the 2006 City of Monterey fourth of July celebration, which will
include aerial salutes.
Permanent (auditory) threshold shift (PTS) occurs when there is
physical damage to the sound receptors in the ear. In some cases there
can be total or partial deafness, while in other cases the animal has
an impaired ability to hear sounds in specific frequency ranges.
Although there is no specific evidence that exposure to fireworks can
cause PTS in any marine mammals, physical damage to a mammal's ears can
potentially occur if it is exposed to sound impulses that have very
high peak pressures, especially if they have very short rise times
(time required for sound pulse to reach peak pressure from the baseline
pressure). Such damage can result in a permanent decrease in functional
sensitivity of the hearing system at some or all frequencies.
Temporary (auditory) threshold shift (TTS) is the mildest form of
hearing impairment that can occur during exposure to a strong sound
(Kryter, 1985). When an animal experiences TTS, its hearing threshold
rises and a sound must be stronger in order to be heard. TTS can last
from minutes or hours to (in cases of strong TTS) days. Richardson et
al. (1995) note that the magnitude of TTS depends on the level and
duration of noise exposure, among other considerations. For sound
exposures at or somewhat above the TTS threshold, hearing sensitivity
recovers rapidly after exposure to the noise ends.
Temporary or permanent hearing impairment is a possibility when
marine mammals are exposed to very strong sounds, but there has been no
specific documentation of this for marine mammals exposed to fireworks.
Based on current information, NMFS precautionarily sets impulsive
sounds equal to or greater than 190 dB re 1 microPa (rms) as the
exposure thresholds for onset of Level A harassment (injury) for
pinnipeds, under water (NMFS, 2000). If measured by an inanimate
receiver 190 dB re 1 microPa (rms) would equal an A-weighted sound
intensity level of 128 dB re 20 microPa, which are the units used for
airborne sound. However, environmental conditions and the ear of the
receiving animal may alter how the sound is received in air versus
water, and precise exposure thresholds for airborne sounds have not
been determined.
Some factors that contribute to onset of PTS are as follows: (1)
Exposure to single very intense noises, (2) repetitive exposure to
intense sounds that individually cause TTS but not PTS, and (3)
recurrent ear infections or (in captive animals) exposure to certain
drugs. Given the frequency, duration, and intensity of sounds (maximum
measured 82 dB for larger aerial shells) that marine mammals may be
exposed to, it is unlikely that they would sustain temporary, much less
permanent, hearing impairment during fireworks displays.
In order to determine if harbor seals experience any change in
their hearing sensitivity as a result of launch noise, researchers at
VAFB conducted Auditory Brainstem Response (ABR)
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testing on 10 harbor seals prior to, and after, the launches of 3 Titan
IV rockets (one of the loudest launch vehicles at the south VAFB haul-
out site). Detailed analysis of the changes in waveform latency and
waveform replication of the ABR measurements showed that there were no
detectable changes in the seals' hearing sensitivity as a result of the
launch noise, which ranged from an A-weighted SPL of 111.4 to 111.2 dB
and an A-weighted SEL from 96.6 to 103.6 (SRS Technologies, 2001).
Behavioral Disturbance
In some display locations, marine mammals and other wildlife may
avoid or temporarily depart the impact area during the hours
immediately prior to the beginning of the fireworks display due to
increased human recreational activities associated with the overall
celebration event (noise, boating, kayaking, fishing, diving, swimming,
surfing, picnicking, beach combing, tidepooling, etc.), and as a
fireworks presentation progresses, most marine mammals and birds
generally evacuate the impact area. In particular, a flotilla of
recreational and commercial boats usually gathers in a semi-circle
within the impact area to view the fireworks display from the water.
From sunset until the start of the display, security vessels of the
U.S. Coast Guard and/or other government agencies often patrol
throughout the waters of the impact area to keep vessels a safe
distance from the launch site.
Non-nesting marine birds (especially pelicans, cormorants, and
gulls) are among the first wildlife to evacuate the area at the start
of fireworks displays. Past observations by the MBNMS indicate that
virtually all birds within the acute impact area depart in a burst of
flight within one minute of the start of a fireworks display, including
low-level displays. However, staff have also repeatedly observed that
Brandt's cormorants nesting at the Monterey Breakwater remain on their
nests (over 200 nests) throughout the large July 4th aerial display
that is launched each year from a barge approximately 0.5 mi (.8 km)
away. Most non-nesting marine birds on the breakwater evacuate the area
until the conclusion of the display. Their numbers return to normal
levels by the following morning. During a 1998 display in Monterey,
MBNMS staff observed a marine bird swim within 210 ft (64 m) of the
launch site during the fireworks display. The bird remained on the
water as the pyrotechnic effects were ignited aboard the barge and made
no effort to swim away from the launch site. No injuries, fatalities,
or negative impacts to marine birds have been detected during several
years of monitoring and observations by the MBNMS.
Sea lions have been observed evacuating haul-out areas upon initial
detonation of fireworks, and then returning to the haul-out sites
within 4 to 15 hours following the end of the fireworks display. Harbor
seals have been seen to remain in the water after initial fireworks
detonation around the haul-out site. Sea lions in general are more
tolerant of noise and visual disturbances than harbor seals - adult sea
lions have likely habituated to many sources of disturbance and are
therefore much more tolerant to nearby human activities. For both
pinniped species, pups and juveniles are more likely to be harassed
when exposed to disturbance than older animals.
In general, marine wildlife depart or avoid surface waters and
haul-out sites within a 1000-yard radius of the center of the impact
area during fireworks displays. Even short, low-level displays can
cause a flight response in wildlife within the acute impact area.
NMFS and MBNMS found no peer-reviewed literature that specifically
investigates the response of California sea lions and harbor seals to
commercial fireworks displays. Similarly, general harassment or injury
thresholds for exposure to airborne sounds have not been set. However,
extensive studies have been conducted at VAFB to determine responses by
California pinnipeds to the effects of periodic rocket launches, the
light and sound effects of which would be roughly similar to the
effects of pyrotechnic displays, but of greater intensity. This ongoing
scientific research program has been conducted since 1997 to determine
the long-term cumulative impacts of space vehicle launches on the haul-
out behavior, population dynamics and hearing acuity of harbor seals at
VAFB. In addition, when sonic boom prediction models projected that a
sonic boom would hit one of the northern Channel Islands, pinniped
populations were studied at identified haul-out sites in order to
determine the impact of the boom on pinniped behavior.
The response of harbor seals to rocket launch noise at VAFB
depended on the intensity of the noise (dependent on the size of the
vehicle and its proximity) and the age of the seal (SRS Technologies
2001). Not surprisingly, the highest noise levels are typically from
launch vehicles with launch pads closest to the haul-out sites. The
percentage of seals leaving the haul-out increases with noise level up
to approximately 100 decibels (dB) A-weighted SEL, after which almost
all seals leave, although recent data has shown that an increasing
percentage of seals have remained on shore, and those that remain are
adults. Given the high degree of site fidelity among harbor seals, it
is likely that those seals that remained on the haul-out site during
rocket launches had previously been exposed to launches; that is, it is
possible that adult seals have become acclimated to the launch noise
and react differently than the younger inexperienced seals. Of the 20
seals tagged at VAFB, 8 (40 percent) were exposed to at least 1 launch
disturbance but continued to return to the same haul-out site. Three of
those seals were exposed to 2 or more launch disturbances. Most of the
seals exposed to launch noise (n=6, 75 percent) appeared to remain in
the water adjacent to the haul-out site and then returned to shore
within 2 to 22 minutes after the launch disturbance. Of the two
remaining seals that left the haul-out after the launch disturbance,
both had been on shore for at least 6 hours and returned to the haul-
out site on the following day (SRS Technologies, 2001).
The launches at VAFB do not appear to have had long-term effects on
the harbor seal population in this area. The total population of harbor
seals at VAFB is estimated to be 1,040 animals and has been increasing
at an annual rate of 12.6 percent. Since 1997, there have been five to
seven space vehicle launches per year and there appears to be only
short-term disturbance effects to harbor seals as a result of launch
noise (SRS Technologies, 2001). Harbor seals will temporarily leave
their haul-out when exposed to launch noise; however they generally
return to the haul-out within one hour.
On San Miguel Island, when California sea lions and elephant seals
were exposed to sonic booms from vehicles launched on VAFB, sea lion
pups were observed to enter the water, but usually remained playing in
the water for a considerable period of time. Some adults approached the
water, while elephant seals showed little to no reaction. This short-
term disturbance to sea lion pups does not appear to have caused any
long-term effects to the population.
The conclusions of the five-year VAFB study are almost identical to
the MBNMS observations of pinniped response to commercial fireworks
displays. Observed impacts have been limited to short-term disturbance
only.
Results of Past Monitoring of Pinnipeds During Fireworks at MBNMS
Past monitoring by the MBNMS has identified at most only a short-
term
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behavioral disturbance of animals by fireworks displays, with the
primary causes of disturbance being sound effects and light flashes
from exploding fireworks. Additionally, the VAFB study of the effects
of rocket-launch noise, which is more intense than fireworks noise, on
California sea lions and Pacific harbor seals indicated only short-term
behavioral impacts. With the mitigation measures proposed below, any
takes will be limited to the temporary incidental harassment of
California sea lions and Pacific harbor seals due to evacuation of
usual and accustomed haul-out sites for as little as 15 minutes and as
much as 15 hours following any fireworks event. Most animals depart
affected haul-out areas at the beginning of the display and return to
previous levels of abundance within 4 to 15 hours following the event.
This information is based on observations made by Sanctuary staff over
an 8-year period (1993-2001) and a quantitative survey made in 2001.
Empirical observations have focused on impacts to water quality and
selected marine mammals and birds in the vicinity of the displays. No
observations were made in upland areas (beyond the jurisdiction of the
Sanctuary) due to limited staff resources.
Sea lions in general are more tolerant to noise and visual
disturbances than harbor seals. In addition, pups and juveniles are
more likely to be harassed when exposed to disturbance than the older
animals. Adult sea lions have likely habituated to many sources of
disturbance and are therefore much more tolerant of human activities
nearby. Of all the display sites in the Sanctuary, California sea lions
are only present in significant concentrations at Monterey. The
following is an excerpt from a 1998 MBNMS staff report on the reaction
of sea lions to a large aerial fireworks display in Monterey:
In the first seconds of the display, the sea lion colony becomes
very quiet, vocalizations cease, and younger sea lions and all
marine birds evacuate the breakwater. The departing sea lions swim
quickly toward the open sea. Most of the colony remains intact until
the older bulls evacuate, usually after a salvo of overhead bursts
in short succession. Once the bulls depart, the entire colony
follows suit, swimming rapidly in large groups toward the open sea.
A select few of the largest bulls may sometimes remain on the
breakwater. Sea lions have been observed attempting to haul out onto
the breakwater during the fireworks display, but most are frightened
away by the continuing aerial bursts.
Sea lions begin returning to the breakwater within 30 minutes
following the conclusion of the display but have been observed to
remain quiet for some time. The colony usually reestablishes itself
on the breakwater within 2-3 hours following the conclusion of the
display, during which vocalization activity returns. Typically, the
older bulls are the first to renew vocalization behavior (within the
first hour), followed by the younger animals. By the next morning,
the entire colony seems to be intact and functioning with no visible
sign of abnormal behavior.
In the 2001 Monterey survey (discussed earlier), most animals were
observed to evacuate haul-out areas upon the initial report from
detonated fireworks. Surveys continued for 4.5 hours after the initial
disturbance and numbers of returning California sea lions remained at
less than 1 percent of pre-fireworks numbers. When surveys resumed the
next morning (13 hours after the initial disturbance), sea lion numbers
on the breakwater equaled or exceeded pre-fireworks levels. MBNMS staff
have been opportunistically monitoring sea lions at the City of
Monterey's Fouth of July celebration for more than 10 years. Following
is a summary of their general observations: sea lions begin leaving the
breakwater as soon as the fireworks begin, clear completely off after
an aerial salute or quick succession of loud effects, usually begin
returning within a few hours of the end of the display, and are present
on the breakwater at pre-firework numbers by the following morning.
Up to 15 harbor seals may typically be present on rocks in the
outer Monterey harbor in early July. The seal haulout area is
approximately 2,100 ft (640 m)(horizontal distance) from the impact
zone for the aerial pyrotechnic display. Only two harbor seals were
observed on and near the rocks adjacent to Fisherman's Wharf prior to
the 2001 display. Neither were observed to haul out after the initial
fireworks detonation, but remained in the water around the haul-out.
The haul-out site was only surveyed until the conclusion of the
fireworks display, therefore, no animal return data is available.
However, the behavior of the seals after the initial disturbance and
during the fireworks display is similar to the response behavior of
seals during the VAFB rocket launches, where they loitered in the water
adjacent to their haul-out site during the launch and returned to shore
within 2 to 22 minutes after the launch disturbance.
MBNMS staff monitored harbor seal reactions to a coastal fireworks
display at Aptos in October 2000 and did not see any harbor seals
during and immediately after the event. Based on the reaction of the
birds and the noise of the display, observers believed that the seals
evacuated the area on and around the cement ship. Harbor seals were
sighted hauled out on the ship and in the water the following morning.
A private environmental consultant has monitored the Aptos
fireworks display each October from 2001 through 2005 (per California
Coastal Commission permit conditions) and concluded that harbor seal
activity returns to normal at the site by the day following the
display. Surveys have detected no evidence of injury or mortality in
harbor seals as a result of the annual 30-minute fireworks display at
the site.
Since harbor seals have a smaller profile than sea lions and are
less vocal, their movements and behavior are often more difficult to
observe at night. In general, harbor seals are more timid and easily
disturbed than California sea lions. Thus, based on past observations
of sea lion disturbance thresholds and behavior, it is very likely that
harbor seals evacuate exposed haul outs in the acute impact area during
fireworks displays, though they may loiter in adjacent surface waters
until the fireworks have concluded.
Non-Acoustic Effects
Chemical Residue
Possible indirect impacts to marine mammals and other marine
organisms include those resulting from chemical residue or physical
debris emitted into the water. When an aerial shell detonates, its
chemical components burn at high temperatures, which usually promotes
efficient incineration. Pyrotechnic vendors have stated that the
chemical components are incinerated upon successful detonation of the
shell. However, by design, the chemical components within a shell are
scattered by the burst charge, separating them from the casing and
internal shell compartments.
Chemical residue is produced in the form of smoke, airborne
particulates, fine solids, and slag (spent chemical waste material that
drips from the deployment canister/launcher and cools to a solid form).
The fallout area for chemical residue is unknown, but is probably
similar to that for solid debris. Similar to aerial shells, the
chemical components of low-level devices produce chemical residue that
can migrate to ocean waters as a result of fallout. The point of entry
would likely be within a small radius (about 300 ft (91 m)) of the
launch site.
The MBNMS has found only one scientific study directed specifically
at the potential impacts of chemical residue from fireworks upon the
environment. A 1992 Florida study (DeBusk et al., 1992) indicates that
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chemical residues (fireworks decomposition products) do result from
fireworks displays and can be measured under certain circumstances. The
report, prepared for the Walt Disney Corporation in 1992, presented the
results of a 10-year study of the impacts of fireworks decomposition
products (chemical residue) upon an aquatic environment. Researchers
studied a small lake in Florida subjected to two thousand fireworks
shows over a ten-year period to measure key chemical levels in the
lake. The report concluded that detectable amounts of barium,
strontium, and antimony had increased in the lake but not to levels
considered harmful to aquatic biota. The report further suggested that
``environmental impacts from fireworks decomposition products typically
will be negligible in locations that conduct fireworks displays
infrequently'' and that ``the infrequence of fireworks displays at most
locations, coupled with a wide dispersion of constituents, make
detection of fireworks decomposition products difficult.'' The MBNMS
staff spoke with one of the authors of the report who hypothesized that
had the same study been conducted in California, the elevated metal
concentrations in the lake would not have even been detectable against
natural backgroun