Order and Notice of Proceeding, 19913-19915 [E6-5774]
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Federal Register / Vol. 71, No. 74 / Tuesday, April 18, 2006 / Notices
For the Nuclear Regulatory Commission.
Farouk Eltawila,
Director, Division of Risk Assessment and
Special Projects, Office of Nuclear Regulatory
Research.
Agenda—Public Meeting on NUREG–
1842 ‘‘Evaluation of Human Reliability
Analysis Methods Against Good
Practices, Draft Report for Comment,’’
May 23, 2006.
U.S. NRC Headquarters, 11555
Rockville Pike, Rockville, MD 20852,
Room Commission Briefing Room
PRELIMINARY AGENDA
Morning
Topic
8:30–9 ...............
9–10:30 .............
Introduction/Overview.
Evaluation of Methods.
—Approach and Summary
of results.
—Brief discussion of each
method.
Break.
Evaluation of Methods
(Continued).
—Comparison of methods
against some key characteristics.
—Implications—What
methods should be used
when?
Lunch.
Discussion on method
evaluation (continued).
Questions and Answers
(as needed).
10:30–10:45 ......
10:45–12 ...........
[FR Doc. E6–5736 Filed 4–17–06; 8:45 am]
BILLING CODE 7590–01–P
OVERSEAS PRIVATE INVESTMENT
CORPORATION
hsrobinson on PROD1PC68 with NOTICES
April 27, 2006 Board of Directors
Meeting
Time and Date: Thursday, April 27,
1006, 10 a.m. (Open Portion); 10:15 a.m.
(Closed Portion).
Place: Offices of the Corporation,
Twelfth Floor Board Room, 1100 New
York Avenue, NW., Washington, DC.
Status: Meeting Open to the Public
from 10 a.m. to 10:15 a.m. Closed
portion will commence at 10:15 a.m.
(approx.).
Matters to be Considered:
1. President’s Report.
2. Confirmation of Vice President.
3. Confirmation of Vice President.
4. Approval of January 19, 2006
Minutes (Open Portion).
Further Matters to be Considered:
(Closed to the Public 10:15 a.m.).
1. Finance Project—Eastern Europe
and NIS Countries.
2. Finance Project—Global.
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3. Finance Project—Global.
4. Finance Project—Caribbean
Community and Common Market/
Dominican Republic.
5. Finance Project—Central America,
Panama, Colombia, and Mexico.
6. Finance Project—Africa.
7. Finance Project—Southern Africa.
8. Approval of January 19, 2006
Minutes (Closed Portion).
6. Pending Major Projects.
7. Reports.
FOR FURTHER INFORMATION CONTACT:
Information on the meeting may be
obtained from Connie M. Downs at (202)
336–8438.
Dated: January 6, 2006.
Connie M. Downs,
Corporate Secretary, Overseas Private
Investment Corporation.
[FR Doc. 06–3740 Filed 4–14–06; 12:40 pm]
BILLING CODE 3210–01–M
POSTAL RATE COMMISSION
[Docket No. C2004–3; Order No. 1460]
19913
former, it is subject to the Commission’s
jurisdiction; if the latter, it is not.
The Postal Service’s motion to
dismiss is denied. This should not,
however, be read as a finding on the
merits on the jurisdictional question
presented. The pleadings raise mixed
questions of fact and law. Based solely
on the pleadings, the Commission is
disinclined to determine whether or not
genuine issues of material fact remain in
dispute. Accordingly, by this order the
Commission hereby notices the
proceeding and, as discussed below,
provides interested persons an
opportunity to address whether or not
genuine issues of material fact remain to
be presented in this case. Following
submission of responsive pleadings, the
Commission will determine whether to
proceed with or without hearing. If no
genuine material issue of fact is
presented, the Commission will
establish a briefing schedule affording
participants an opportunity to address
the principal legal issue whether or not
stamped stationery is a postal service.
Order and Notice of Proceeding
I. Background
Postal Rate Commission.
ACTION: Order denying motion to
dismiss and notice of proceeding.
The Complaint. In his Complaint,
filed pursuant to 39 U.S.C. 3662,
Carlson contends that stamped
stationery is a postal service subject to
the Commission’s jurisdiction. The
specific stationery in question consists
of sheets of 6.25″ x 14.31″ paper
imprinted with ‘‘The Art of Disney:
Friendship’’ postage stamps or indicia.
Each pre-stamped sheet has room for a
message and address; the sheet is
designed to be folded, sealed, and
mailed.3
While Carlson makes several claims,
the gravamen of his complaint is that
stamped stationery is a postal service
within the meaning of 39 U.S.C. 3621,
3622, and 3623. Id. at 2, para. 10. In
support, he compares stamped
stationery to stamped envelopes and
stamped cards, both of which are postal
services. Id. at 3, paras. 14–15. He
observes that section 960 of the
Domestic Mail Classification Schedule
(DMCS) is entitled ‘‘Stamped Paper’’
and that it includes stamped envelopes
and stamped cards. Ibid. paras. 16–17.
He contends that stamped stationery is
a form of stamped paper within the
meaning of section 960 of the DMCS.
Ibid. para. 21. In addition, Carlson notes
that the Postal Service describes
AGENCY:
SUMMARY: This document announces the
Commission’s decision to institute a
formal proceeding to consider issues
raised in a complaint concerning
stamped stationery. Conducting this
proceeding will allow the Commission
to determine whether the complaint
raises any genuine issues of material
fact and to make related determinations.
DATES: 1. Deadline for filing issue
statements and notices of intervention:
April 27, 2006. 2. Deadline for filing
replies to issue statements: May 4, 2006.
ADDRESSES: File all documents referred
to in this order electronically via the
Commission’s Filing Online system at
https://www.prc.gov.
FOR FURTHER INFORMATION CONTACT:
Stephen L. Sharfman, 202–789–6820.
SUPPLEMENTARY INFORMATION: The
Commission has before it a complaint
filed by Douglas F. Carlson (Carlson or
Complainant) concerning stamped
stationery 1 and a motion to dismiss the
complaint filed by the Postal Service.2
The central issue presented by these
pleadings is whether stamped stationery
is a postal or philatelic product. If the
1 Douglas F. Carlson Complaint on Stamped
Stationery, June 24, 2004 (Complaint).
2 Motion of the United States Postal Service to
Dismiss Complaint, January 18, 2006 (Motion to
Dismiss).
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3 At the time the Complaint was filed, the
stamped stationery sold in pads of 12 for $14.95,
while the face value of the postage was $4.44.
Complaint at 2, para. 8.
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19914
Federal Register / Vol. 71, No. 74 / Tuesday, April 18, 2006 / Notices
hsrobinson on PROD1PC68 with NOTICES
stamped stationery in terms of its value
as a means for sending correspondence.4
Pursuant to section 3662, Carlson
requests that the Commission issue a
recommended decision establishing fee
and classification schedules for stamped
stationery. Alternatively, he requests
that, pursuant to section 3623(b), the
Commission submit, on its own
initiative, a recommended decision
establishing a new classification for
stamped stationery. Id. at 6.
Informal procedures. Upon its review
of the Complaint, the Commission
elected to employ informal procedures
in an effort to facilitate settlement.5 To
that end, the director of the Office of the
Consumer Advocate (OCA) was
appointed settlement coordinator to
facilitate efforts to resolve the
Complaint informally.6 OCA was
charged with reporting on the status of
negotiations. Pending the outcome of
the negotiations, the due date for the
Postal Service’s answer to the
Complaint was postponed. In its second
report, OCA informed the Commission
that settlement could not be achieved.7
Subsequently, the Postal Service
submitted its answer to the Complaint,
contending, among other things, that
‘‘[t]he stationery at issue is a philatelic
item and mailing product which has
much more in common with similar
items over which the Commission does
not assert jurisdiction than with the
utilitarian stamped envelope product
which is currently in the DMCS.’’ 8
4 Id. at 2, paras. 11–13. Complainant’s remaining
claims are derivatives of his principal claim that
stamped stationery is a postal service. For example,
he asserts that stamped stationery constitutes a
change in the mail classification schedule and that
the Postal Service is required to request a
recommended decision from the Commission,
pursuant to sections 3622 and 3623 of the Act,
before either establishing a new classification for,
or selling, stamped stationery. Id. at 4, paras. 22–
24. This claim is true if stamped stationery is found
to be a postal product. The claim is premised on
the belief that stamped stationery is postal and thus
does not go to the nature of the product (or service)
itself. Accordingly, the Commission finds it
unnecessary to address this claim in detail at this
stage of the proceeding. Carlson’s other derivative
claims are that the rate or fee for stamped stationery
is inconsistent with the Act and unduly
discriminates against stamp collectors. Id. at 4–5,
paras. 30–35. These claims, too, are premised on the
assumption that stamped stationery is a postal
product and, likewise, need not be addressed for
purposes of this order. This is not to suggest,
however, that claims do not raise factual or legal
issues that may need to be addressed if the
Commission concludes that stamped stationery is
jurisdictional.
5 PRC Order No. 1412, July 8, 2004, at 2.
6 Notice Designating Settlement Coordinator, July
8, 2004.
7 Office of the Consumer Advocate Second Report
on the Status of Negotiations for Informal
Resolution of Complaint, August 12, 2004.
8 Answer of United States Postal Service, August
31, 2004, at 8 (Answer).
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The Postal Service’s Motion to
Dismiss. Pursuant to Order No. 1449,
the Postal Service recently filed a
motion to dismiss the Complaint.9 At
the outset, the Postal Service asserts that
the sale of ‘‘Disney stationery’’ falls
within its statutory authority to provide
philatelic services.10 In support, it
points to the Commission’s decision in
Docket No. R76–1 generally disclaiming
jurisdiction over philatelic products. Id.
at 1. Second, it argues that ‘‘Disney
stationery is intended to be a philatelic
item,’’ 11 distinguishable by its design
and artwork from ‘‘utilitarian’’ stamped
envelopes and cards which, it contends,
have little inherent artistic or philatelic
value.12 Third, the Postal Service
postulates that philatelic choices may be
diminished if the Commission were to
assert jurisdiction over Disney
stationery, suggesting even the
possibility that ‘‘no such future
issuances might be able to occur.’’ Id. at
4–5. Alternatively, it notes that it could
‘‘avoid the process’’ by selling
unstamped stationery with a packet of
stamps included. Id. at 5.
Lastly, the Postal Service infers
comparability between stamped
stationery and packaging supplies. The
Postal Service disputes that its
encouragement of buyers to use stamped
stationery to write letters has any
jurisdictional consequences. It observes
that the Postal Service also sells
packaging supplies, ‘‘presumably for the
purpose of encouraging and making it
easier for customers to send packages.’’
Ibid. It concludes by noting that the
Commission does not exercise
jurisdiction over such supplies.
Carlson’s opposition. Carlson opposes
the Postal Service’s motion to dismiss.13
Citing the Commission’s recently
adopted definition of the term postal
9 Motion to Dismiss, supra, January 18, 2006. See
PRC Order No. 1449, Docket No. RM2004–1,
January 4, 2006, at 30, n.88.
10 Id. at 1. The Postal Service characterizes the
Complaint as requesting the Commission to ‘‘assert
jurisdiction over The Art of Disney: Friendship
stamped stationery.’’ Ibid. To that end, the Postal
Service uses the phrase ‘‘Disney stationery,’’
apparently reading the Complaint as limited to that
issuance rather than to the issue of stamped
stationery generally. The Commission does not read
the Complaint so narrowly. To be sure, ‘‘Disney
stationery’’ precipitated the Complaint. Carlson’s
arguments, however, concern stamped stationery
generally, not that Disney stationery alone is a
postal service. The relief requested, that the
Commission recommend stamped stationery as a
new classification, confirms this reading of the
Complaint.
11 Ibid.
12 Id. at 2–3. In passing, the Postal Service argues
that the caption to DMCS section 960, ‘‘Stamped
Paper’’ has no substantive meaning beyond stamped
envelopes and cards. Id. at 2.
13 Douglas F. Carlson Answer in Opposition to the
Postal Service Motion to Dismiss Complaint,
January 24, 2006 (Carlson Opposition).
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service, Carlson argues that stamped
stationery is a postal service because it
‘‘is incidental to the receipt,
transmission, and delivery by the Postal
Service of correspondence, including
letters.’’ 14 In support of this contention,
Carlson advances several arguments.
First, he argues that the stamped
stationery is specifically designed for
mailing, including identifiable space for
the mailing address and for a written
message, and that, to facilitate mailing,
it can be folded and sealed.15
Second, Carlson contends that if
stamped cards and stamped envelopes
are postal services then stamped
stationery must be as well. He discusses
Postal Service witness Needham’s
testimony, sponsoring proposed fee
increases in Docket No. R97–1, which
detailed the benefits and value of
stamped cards and stamped envelopes
that facilitate the mailing of
correspondence and letters. He contends
that stamped stationery provides the
same service incidental to the receipt,
transmission, or delivery of
correspondence as do these two
acknowledged postal products. Id. at 5–
6.
Third, Carlson also distinguishes
between products with pre-affixed
postage, such as stamped stationery and
stamped cards, and those, such as
packaging supplies, plain envelopes,
and post cards, without it. He argues
that the pre-affixed postage is significant
because it entitles the purchaser to
mailing services, which are not
available to purchasers of unstamped
envelopes, cards, or packaging supplies.
Id. at 7–8.
The balance of Carlson’s Opposition
responds to arguments that are largely
peripheral to the central legal issue of
whether stamped stationery is a postal
service. These include, for example, the
philatelic value associated with any
postage item, including all postal
stationery (id. at 10), and that for
ratemaking purposes, the philatelic and
14 Id. at 4. As historical background, Carlson
provides a brief discussion of the use and
development of stamped and unstamped letter
sheets. He contends that what the Postal Service
now calls stamped stationery is known generically
as letter sheets. Distinguishing between stamped
and unstamped letter sheets, he indicates that
stamped letter sheets were not used by the Post
Office Department until 1861. Further, he states that
the Disney stamped stationery was the first
domestic stamped letter sheets issued in more than
a century. He argues that stamped letter sheets
(stamped stationery) are, along with stamped
envelopes and stamped cards, forms of postal
stationery. Id. at 2–4.
15 Id. at 4. Carlson points to the Postal Service’s
own advertising, which trumpets the benefits of
correspondence using stamped stationery, as
corroboration that stamped stationery is a postal
service. Id. at 4–5.
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Federal Register / Vol. 71, No. 74 / Tuesday, April 18, 2006 / Notices
hsrobinson on PROD1PC68 with NOTICES
design value of stamped stationery are
irrelevant. Id. at 11–12.
II. Proceedings
Based on a review of the pleadings,
the Commission concludes that the
facts, as alleged in the pleadings, do not
warrant a summary dismissal of the
Complaint. In light of this finding, and
given the failure of informal procedures
to resolve the Complaint, the
Commission finds it appropriate, under
rule 86 of the Rules of Practice, to
conduct a formal proceeding pursuant
to section 3624 of the Act in this docket.
In noticing the proceeding pursuant to
rule 17, the Commission has made no
determination of whether or not to hold
hearings in this docket. That
determination will be made after
submission of the statements discussed
below.
Section 3662 provides that, in
response to a complaint, the
Commission may in its discretion hold
a hearing. Generally, hearings are held
only if genuine issues of material fact
are presented. In this proceeding, the
Commission is disinclined to rule on
that issue based solely on the pleadings.
Consequently, each participant shall be
given an opportunity to address the
question of whether or not genuine
issues of material fact are presented in
this case. Each participant addressing
this issue should identify with
specificity each issue of material fact, if
any, it believes is presented along with
the reason(s) it believes that issue is
material. Such statements are due no
later than April 27, 2006. Replies to
such statements may be filed no later
than May 4, 2006.
Intervention. Any interested person
may file a notice of intervention,
consistent with the Commission’s Rules
of Practice, as a full or limited
participator. See 39 CFR 3001.20 and 39
CFR 3001.20a. The notice of
intervention shall be filed using the
Internet (Filing Online) at the
Commission’s Web site (www.prc.gov),
unless a waiver is obtained for hardcopy
filing. See 39 CFR 3001.9(a) and 39 CFR
3001.10(a). Notices of intervention are
due no later than April 27, 2006.
Representation of the general public.
Having noticed the proceeding, the
Commission finds it appropriate that the
interests of the general public be
represented in this proceeding and thus
the Commission designates Shelley S.
Dreifuss, director of the Commission’s
Office of the Consumer Advocate, to
represent those interests. Pursuant to
this designation, Ms. Dreifuss will direct
the activities of Commission personnel
assigned to assist her and, upon request,
will supply their names for the record.
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15:03 Apr 17, 2006
Jkt 208001
Neither Ms. Dreifuss nor any of the
assigned personnel will participate in or
provide advice on any Commission
decision in this proceeding.
Ordering Paragraphs
It is ordered:
1. Statements of genuine issues of
material fact as discussed in the body of
this order are due no later than April 27,
2006. Replies may be filed on or before
May 4, 2006.
2. The deadline for filing notices of
intervention is April 27, 2006.
3. Shelley S. Dreifuss, director of the
Commission’s Office of the Consumer
Advocate, is designated to represent the
interests of the general public.
4. The Secretary shall arrange for
publication of this notice and order in
the Federal Register.
Dated: April 13, 2006.
Steven W. Williams,
Secretary.
[FR Doc. E6–5774 Filed 4–17–06; 8:45 am]
BILLING CODE 7710–FW–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–27287; 812–13068]
Special Value Opportunities Fund,
LLC, et al.; Notice of Application
April 11, 2006.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under rule 17d–1 under the
Investment Company Act of 1940
(‘‘Act’’) to permit certain joint
transactions.
AGENCY:
Special Value
Opportunities Fund, LLC (‘‘SVOF’’);
Special Value Expansion Fund, LLC
(‘‘SVEF’’); Tennenbaum Capital
Partners, LLC (‘‘TCP’’), on behalf of
itself and its successors; Babson Capital
Management LLC (‘‘Babson’’), on behalf
of itself and its successors; Special
Value Bond Fund II, LLC (‘‘SVBF II’’);
Special Value Absolute Return Fund,
LLC (‘‘SVARF’’); Tennenbaum MultiStrategy Master Fund (‘‘MSMF’’);
Tennenbaum Multi-Strategy Fund I LLC
(‘‘MSFI’’); and Tennenbaum MultiStrategy Fund (Offshore) (‘‘MSFO’’).1
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
APPLICANTS:
1 The
term ‘‘successor,’’ as applied to TCP and
Babson, means an entity that results from a
reorganization into another jurisdiction or a change
in the type of business organization.
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19915
registered investment companies to
coinvest with certain affiliated entities.2
FILING DATES: The application was filed
on February 19, 2004, and amended on
April 10, 2006.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on May 8, 2006, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, Commission, 100
F Street, NE., Washington, DC 20549.
Applicants: c/o Tennenbaum Capital
Partners, LLC, 2951 28th Street, Suite
1000, Santa Monica, CA 90405.
FOR FURTHER INFORMATION CONTACT:
Courtney S. Thornton, Senior Counsel,
at (202) 551–6812, or Nadya B. Roytblat,
Assistant Director, at (202) 942–6821
(Division of Investment Management,
Office of Investment Company
Regulation).
The
following is a summary of the
application. The complete application
may be obtained for a fee at the SEC’s
Public Reference Branch, 100 F Street,
NE., Washington, DC 20549–0102 (tel.
202–551–5850).
SUPPLEMENTARY INFORMATION:
Applicants’ Representations
1. TCP, a limited liability company
organized under the laws of Delaware,
is an investment adviser registered
under the Investment Advisers Act of
1940 (‘‘Advisers Act’’). Babson, an
indirect, wholly owned subsidiary of
Massachusetts Mutual Life Insurance
Company (‘‘MassMutual Life’’), is
registered as an investment adviser
under the Advisers Act.
2. SVOF, a Delaware limited liability
company, is registered under the Act as
a nondiversified closed-end
management investment company.
SVOF has $1.422 billion in total
available capital (‘‘Total Available
2 All existing entities that currently intend to rely
on the requested order have been named as
applicants. Any other existing or future entity that
subsequently relies on the order will comply with
the terms and conditions of the application.
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Agencies
[Federal Register Volume 71, Number 74 (Tuesday, April 18, 2006)]
[Notices]
[Pages 19913-19915]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-5774]
=======================================================================
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POSTAL RATE COMMISSION
[Docket No. C2004-3; Order No. 1460]
Order and Notice of Proceeding
AGENCY: Postal Rate Commission.
ACTION: Order denying motion to dismiss and notice of proceeding.
-----------------------------------------------------------------------
SUMMARY: This document announces the Commission's decision to institute
a formal proceeding to consider issues raised in a complaint concerning
stamped stationery. Conducting this proceeding will allow the
Commission to determine whether the complaint raises any genuine issues
of material fact and to make related determinations.
DATES: 1. Deadline for filing issue statements and notices of
intervention: April 27, 2006. 2. Deadline for filing replies to issue
statements: May 4, 2006.
ADDRESSES: File all documents referred to in this order electronically
via the Commission's Filing Online system at https://www.prc.gov.
FOR FURTHER INFORMATION CONTACT: Stephen L. Sharfman, 202-789-6820.
SUPPLEMENTARY INFORMATION: The Commission has before it a complaint
filed by Douglas F. Carlson (Carlson or Complainant) concerning stamped
stationery \1\ and a motion to dismiss the complaint filed by the
Postal Service.\2\ The central issue presented by these pleadings is
whether stamped stationery is a postal or philatelic product. If the
former, it is subject to the Commission's jurisdiction; if the latter,
it is not.
---------------------------------------------------------------------------
\1\ Douglas F. Carlson Complaint on Stamped Stationery, June 24,
2004 (Complaint).
\2\ Motion of the United States Postal Service to Dismiss
Complaint, January 18, 2006 (Motion to Dismiss).
---------------------------------------------------------------------------
The Postal Service's motion to dismiss is denied. This should not,
however, be read as a finding on the merits on the jurisdictional
question presented. The pleadings raise mixed questions of fact and
law. Based solely on the pleadings, the Commission is disinclined to
determine whether or not genuine issues of material fact remain in
dispute. Accordingly, by this order the Commission hereby notices the
proceeding and, as discussed below, provides interested persons an
opportunity to address whether or not genuine issues of material fact
remain to be presented in this case. Following submission of responsive
pleadings, the Commission will determine whether to proceed with or
without hearing. If no genuine material issue of fact is presented, the
Commission will establish a briefing schedule affording participants an
opportunity to address the principal legal issue whether or not stamped
stationery is a postal service.
I. Background
The Complaint. In his Complaint, filed pursuant to 39 U.S.C. 3662,
Carlson contends that stamped stationery is a postal service subject to
the Commission's jurisdiction. The specific stationery in question
consists of sheets of 6.25'' x 14.31'' paper imprinted with ``The Art
of Disney: Friendship'' postage stamps or indicia. Each pre-stamped
sheet has room for a message and address; the sheet is designed to be
folded, sealed, and mailed.\3\
---------------------------------------------------------------------------
\3\ At the time the Complaint was filed, the stamped stationery
sold in pads of 12 for $14.95, while the face value of the postage
was $4.44. Complaint at 2, para. 8.
---------------------------------------------------------------------------
While Carlson makes several claims, the gravamen of his complaint
is that stamped stationery is a postal service within the meaning of 39
U.S.C. 3621, 3622, and 3623. Id. at 2, para. 10. In support, he
compares stamped stationery to stamped envelopes and stamped cards,
both of which are postal services. Id. at 3, paras. 14-15. He observes
that section 960 of the Domestic Mail Classification Schedule (DMCS) is
entitled ``Stamped Paper'' and that it includes stamped envelopes and
stamped cards. Ibid. paras. 16-17. He contends that stamped stationery
is a form of stamped paper within the meaning of section 960 of the
DMCS. Ibid. para. 21. In addition, Carlson notes that the Postal
Service describes
[[Page 19914]]
stamped stationery in terms of its value as a means for sending
correspondence.\4\
---------------------------------------------------------------------------
\4\ Id. at 2, paras. 11-13. Complainant's remaining claims are
derivatives of his principal claim that stamped stationery is a
postal service. For example, he asserts that stamped stationery
constitutes a change in the mail classification schedule and that
the Postal Service is required to request a recommended decision
from the Commission, pursuant to sections 3622 and 3623 of the Act,
before either establishing a new classification for, or selling,
stamped stationery. Id. at 4, paras. 22-24. This claim is true if
stamped stationery is found to be a postal product. The claim is
premised on the belief that stamped stationery is postal and thus
does not go to the nature of the product (or service) itself.
Accordingly, the Commission finds it unnecessary to address this
claim in detail at this stage of the proceeding. Carlson's other
derivative claims are that the rate or fee for stamped stationery is
inconsistent with the Act and unduly discriminates against stamp
collectors. Id. at 4-5, paras. 30-35. These claims, too, are
premised on the assumption that stamped stationery is a postal
product and, likewise, need not be addressed for purposes of this
order. This is not to suggest, however, that claims do not raise
factual or legal issues that may need to be addressed if the
Commission concludes that stamped stationery is jurisdictional.
---------------------------------------------------------------------------
Pursuant to section 3662, Carlson requests that the Commission
issue a recommended decision establishing fee and classification
schedules for stamped stationery. Alternatively, he requests that,
pursuant to section 3623(b), the Commission submit, on its own
initiative, a recommended decision establishing a new classification
for stamped stationery. Id. at 6.
Informal procedures. Upon its review of the Complaint, the
Commission elected to employ informal procedures in an effort to
facilitate settlement.\5\ To that end, the director of the Office of
the Consumer Advocate (OCA) was appointed settlement coordinator to
facilitate efforts to resolve the Complaint informally.\6\ OCA was
charged with reporting on the status of negotiations. Pending the
outcome of the negotiations, the due date for the Postal Service's
answer to the Complaint was postponed. In its second report, OCA
informed the Commission that settlement could not be achieved.\7\
Subsequently, the Postal Service submitted its answer to the Complaint,
contending, among other things, that ``[t]he stationery at issue is a
philatelic item and mailing product which has much more in common with
similar items over which the Commission does not assert jurisdiction
than with the utilitarian stamped envelope product which is currently
in the DMCS.'' \8\
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\5\ PRC Order No. 1412, July 8, 2004, at 2.
\6\ Notice Designating Settlement Coordinator, July 8, 2004.
\7\ Office of the Consumer Advocate Second Report on the Status
of Negotiations for Informal Resolution of Complaint, August 12,
2004.
\8\ Answer of United States Postal Service, August 31, 2004, at
8 (Answer).
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The Postal Service's Motion to Dismiss. Pursuant to Order No. 1449,
the Postal Service recently filed a motion to dismiss the Complaint.\9\
At the outset, the Postal Service asserts that the sale of ``Disney
stationery'' falls within its statutory authority to provide philatelic
services.\10\ In support, it points to the Commission's decision in
Docket No. R76-1 generally disclaiming jurisdiction over philatelic
products. Id. at 1. Second, it argues that ``Disney stationery is
intended to be a philatelic item,'' \11\ distinguishable by its design
and artwork from ``utilitarian'' stamped envelopes and cards which, it
contends, have little inherent artistic or philatelic value.\12\ Third,
the Postal Service postulates that philatelic choices may be diminished
if the Commission were to assert jurisdiction over Disney stationery,
suggesting even the possibility that ``no such future issuances might
be able to occur.'' Id. at 4-5. Alternatively, it notes that it could
``avoid the process'' by selling unstamped stationery with a packet of
stamps included. Id. at 5.
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\9\ Motion to Dismiss, supra, January 18, 2006. See PRC Order
No. 1449, Docket No. RM2004-1, January 4, 2006, at 30, n.88.
\10\ Id. at 1. The Postal Service characterizes the Complaint as
requesting the Commission to ``assert jurisdiction over The Art of
Disney: Friendship stamped stationery.'' Ibid. To that end, the
Postal Service uses the phrase ``Disney stationery,'' apparently
reading the Complaint as limited to that issuance rather than to the
issue of stamped stationery generally. The Commission does not read
the Complaint so narrowly. To be sure, ``Disney stationery''
precipitated the Complaint. Carlson's arguments, however, concern
stamped stationery generally, not that Disney stationery alone is a
postal service. The relief requested, that the Commission recommend
stamped stationery as a new classification, confirms this reading of
the Complaint.
\11\ Ibid.
\12\ Id. at 2-3. In passing, the Postal Service argues that the
caption to DMCS section 960, ``Stamped Paper'' has no substantive
meaning beyond stamped envelopes and cards. Id. at 2.
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Lastly, the Postal Service infers comparability between stamped
stationery and packaging supplies. The Postal Service disputes that its
encouragement of buyers to use stamped stationery to write letters has
any jurisdictional consequences. It observes that the Postal Service
also sells packaging supplies, ``presumably for the purpose of
encouraging and making it easier for customers to send packages.''
Ibid. It concludes by noting that the Commission does not exercise
jurisdiction over such supplies.
Carlson's opposition. Carlson opposes the Postal Service's motion
to dismiss.\13\ Citing the Commission's recently adopted definition of
the term postal service, Carlson argues that stamped stationery is a
postal service because it ``is incidental to the receipt, transmission,
and delivery by the Postal Service of correspondence, including
letters.'' \14\ In support of this contention, Carlson advances several
arguments. First, he argues that the stamped stationery is specifically
designed for mailing, including identifiable space for the mailing
address and for a written message, and that, to facilitate mailing, it
can be folded and sealed.\15\
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\13\ Douglas F. Carlson Answer in Opposition to the Postal
Service Motion to Dismiss Complaint, January 24, 2006 (Carlson
Opposition).
\14\ Id. at 4. As historical background, Carlson provides a
brief discussion of the use and development of stamped and unstamped
letter sheets. He contends that what the Postal Service now calls
stamped stationery is known generically as letter sheets.
Distinguishing between stamped and unstamped letter sheets, he
indicates that stamped letter sheets were not used by the Post
Office Department until 1861. Further, he states that the Disney
stamped stationery was the first domestic stamped letter sheets
issued in more than a century. He argues that stamped letter sheets
(stamped stationery) are, along with stamped envelopes and stamped
cards, forms of postal stationery. Id. at 2-4.
\15\ Id. at 4. Carlson points to the Postal Service's own
advertising, which trumpets the benefits of correspondence using
stamped stationery, as corroboration that stamped stationery is a
postal service. Id. at 4-5.
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Second, Carlson contends that if stamped cards and stamped
envelopes are postal services then stamped stationery must be as well.
He discusses Postal Service witness Needham's testimony, sponsoring
proposed fee increases in Docket No. R97-1, which detailed the benefits
and value of stamped cards and stamped envelopes that facilitate the
mailing of correspondence and letters. He contends that stamped
stationery provides the same service incidental to the receipt,
transmission, or delivery of correspondence as do these two
acknowledged postal products. Id. at 5-6.
Third, Carlson also distinguishes between products with pre-affixed
postage, such as stamped stationery and stamped cards, and those, such
as packaging supplies, plain envelopes, and post cards, without it. He
argues that the pre-affixed postage is significant because it entitles
the purchaser to mailing services, which are not available to
purchasers of unstamped envelopes, cards, or packaging supplies. Id. at
7-8.
The balance of Carlson's Opposition responds to arguments that are
largely peripheral to the central legal issue of whether stamped
stationery is a postal service. These include, for example, the
philatelic value associated with any postage item, including all postal
stationery (id. at 10), and that for ratemaking purposes, the
philatelic and
[[Page 19915]]
design value of stamped stationery are irrelevant. Id. at 11-12.
II. Proceedings
Based on a review of the pleadings, the Commission concludes that
the facts, as alleged in the pleadings, do not warrant a summary
dismissal of the Complaint. In light of this finding, and given the
failure of informal procedures to resolve the Complaint, the Commission
finds it appropriate, under rule 86 of the Rules of Practice, to
conduct a formal proceeding pursuant to section 3624 of the Act in this
docket. In noticing the proceeding pursuant to rule 17, the Commission
has made no determination of whether or not to hold hearings in this
docket. That determination will be made after submission of the
statements discussed below.
Section 3662 provides that, in response to a complaint, the
Commission may in its discretion hold a hearing. Generally, hearings
are held only if genuine issues of material fact are presented. In this
proceeding, the Commission is disinclined to rule on that issue based
solely on the pleadings. Consequently, each participant shall be given
an opportunity to address the question of whether or not genuine issues
of material fact are presented in this case. Each participant
addressing this issue should identify with specificity each issue of
material fact, if any, it believes is presented along with the
reason(s) it believes that issue is material. Such statements are due
no later than April 27, 2006. Replies to such statements may be filed
no later than May 4, 2006.
Intervention. Any interested person may file a notice of
intervention, consistent with the Commission's Rules of Practice, as a
full or limited participator. See 39 CFR 3001.20 and 39 CFR 3001.20a.
The notice of intervention shall be filed using the Internet (Filing
Online) at the Commission's Web site (www.prc.gov), unless a waiver is
obtained for hardcopy filing. See 39 CFR 3001.9(a) and 39 CFR
3001.10(a). Notices of intervention are due no later than April 27,
2006.
Representation of the general public. Having noticed the
proceeding, the Commission finds it appropriate that the interests of
the general public be represented in this proceeding and thus the
Commission designates Shelley S. Dreifuss, director of the Commission's
Office of the Consumer Advocate, to represent those interests. Pursuant
to this designation, Ms. Dreifuss will direct the activities of
Commission personnel assigned to assist her and, upon request, will
supply their names for the record. Neither Ms. Dreifuss nor any of the
assigned personnel will participate in or provide advice on any
Commission decision in this proceeding.
Ordering Paragraphs
It is ordered:
1. Statements of genuine issues of material fact as discussed in
the body of this order are due no later than April 27, 2006. Replies
may be filed on or before May 4, 2006.
2. The deadline for filing notices of intervention is April 27,
2006.
3. Shelley S. Dreifuss, director of the Commission's Office of the
Consumer Advocate, is designated to represent the interests of the
general public.
4. The Secretary shall arrange for publication of this notice and
order in the Federal Register.
Dated: April 13, 2006.
Steven W. Williams,
Secretary.
[FR Doc. E6-5774 Filed 4-17-06; 8:45 am]
BILLING CODE 7710-FW-P