Food Labeling: Health Claims; Dietary Noncariogenic Carbohydrate Sweeteners and Dental Caries, 15559-15564 [06-3007]

Download as PDF Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations Compliance with the requirements contained in this special condition for aspects of the AP/SAS that can result in failure conditions classified as ‘‘Catastrophic’’ may be shown by analysis, and appropriate testing in combination with simulation to validate the analysis. Very limited flight tests in combination with simulation are typically used as a part of a showing of compliance for failures in this classification. Flight tests are performed only in circumstances that use operational variations, or extrapolations from other flight performance aspects to address flight safety. This special condition requires that the AP/SAS system installed on a Robinson Model R44 helicopter, Type Certification Data Sheet Number H11NM, Revision 3, meet these requirements to adequately address the failure effects identified by the FHA, and subsequently verified by the SSA, within the defined design integrity requirements. Applicability This special condition is applicable to the Hoh Aeronautics, Inc. AP/SAS installed as an STC approval, in a Robinson Model R44 helicopter, Type Certification Data Sheet Number H11NM, Revision 3. Conclusion This action affects only certain novel or unusual design features for a Hoh Aeronautics, Inc. AP/SAS STC installed on one model series of helicopter. It is not a rule of general applicability and affects only the applicant who applied to the FAA for approval of these features on the helicopter. List of Subjects in 14 CFR Part 27 Aircraft, Air transportation, Aviation safety, Rotorcraft, Safety. The authority citation for this special condition is as follows: Authority: 42 U.S.C. 7572, 49 U.S.C. 106(g), 40105, 40113, 44701–44702, 44704, 44709, 44711, 44713, 44715, 45303. Final Special Condition Information hsrobinson on PROD1PC68 with RULES The Special Condition Accordingly, pursuant to the authority delegated to me by the Administrator, the following special condition is issued as part of the Hoh Aeronautics, Inc. supplemental type certificate basis for an Autopilot/ Stability Augmentation System to be installed on a Robinson Model R44 helicopter, Type Certification Data Sheet Number H11NM, Revision 3. The Autopilot/Stability Augmentation System must be designed and installed VerDate Aug<31>2005 15:34 Mar 28, 2006 Jkt 208001 so that the failure conditions identified in the Functional Hazard Assessment and verified by the System Safety Assessment, after design completion, are adequately addressed in accordance with the ‘‘Definitions’’ and ‘‘Requirements’’ sections (including the design integrity, design environmental, and test and analysis requirements) of this special condition. Issued in Fort Worth, Texas, on March 21, 2006. David A. Downey, Manager, Rotorcraft Directorate, Aircraft Certification Service. [FR Doc. 06–3013 Filed 3–28–06; 8:45 am] BILLING CODE 4910–13–P 15559 AD 2005–13–09 requires replacement of the MLG up-lock hook assembly. Current language in paragraph (e)(2) of AD 2005–13–09 incorrectly references the MLG up-lock assembly as ‘‘elevator and aileron hinge pins.’’ This AD corrects that paragraph to reference the appropriate part number MLG up-lock hook assembly. Need for the Correction This correction is needed to ensure that reference to the MLG up-lock hook assembly part number is correct for future reference. All airplanes currently on the U.S. Register have the actions of AD 2005–13–09 incorporated. Correction of Publication DEPARTMENT OF TRANSPORTATION Federal Aviation Administration 14 CFR Part 39 [Docket No. FAA–2005–19473; Directorate Identifier 2004–CE–35–AD; Amendment 39– 14146; AD 2005–13–09] RIN 2120–AA64 Airworthiness Directives; GROB– WERKE Model G120A Airplanes Federal Aviation Administration (FAA), DOT. ACTION: Final rule; correction. AGENCY: SUMMARY: This document makes a correction to Airworthiness Directive (AD) 2005–13–09, which published in the Federal Register on August 23, 2005 (70 FR 49184), and applies to certain GROB–WERKE Model G120A airplanes. AD 2005–13–09 requires replacement of the main landing gear (MLG) up-lock hook assembly. Current language in paragraph (e)(2) of AD 2005–13–09 incorrectly references the MLG up-lock assembly as ‘‘elevator and aileron hinge pins.’’ This AD corrects that paragraph to reference the appropriate part number MLG up-lock hook assembly. DATES: The effective date of this AD (2005–13–09) remains July 26, 2005. FOR FURTHER INFORMATION CONTACT: Karl Schletzbaum, Aerospace Engineer, ACE–112, Small Airplane Directorate, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone: 816–329– 4146; facsimile: 816–329–4090. SUPPLEMENTARY INFORMATION: Accordingly, the publication of August 23, 2005 (70 FR 49184), of Amendment 39–14146; AD 2005–13–09, which was the subject of FR Doc. 05’16440, is corrected as follows: I § 39.13 [Corrected] On page 49184, in § 39.13 [Amended], in paragraph (e)(2), replace the Current Text in the Actions column with the Replacement Text. Current Text: ‘‘(2) For all serial numbers: Do not install any elevator and aileron hinge pins that are not part number SY991A hinge pins.’’ Replacement Text: ‘‘(2) Do not install any MLG up-lock hook assembly that is not part number X03–0020–00–00.00/1 (or FAA-approved later part number that supersedes this part number).’’ Action is taken herein to correct this reference in AD 2005–13–09 and to add this AD correction to § 39.13 of the Federal Aviation Regulations (14 CFR 39.13). The effective date remains July 26, 2005. I Issued in Kansas City, Missouri, on March 22, 2006. William J. Timberlake, Acting Manager, Small Airplane Directorate, Aircraft Certification Service. [FR Doc. 06–2983 Filed 3–28–06; 8:45 am] BILLING CODE 4910–13–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Part 101 [Docket No. 2004P–0294] Discussion On August 15, 2005, the FAA issued AD 2005–13–09, Amendment 39–14146 (70 FR 49184, August 23, 2005), which applies to certain GROB–WERKE Model G120A airplanes. PO 00000 Frm 00003 Fmt 4700 Sfmt 4700 Food Labeling: Health Claims; Dietary Noncariogenic Carbohydrate Sweeteners and Dental Caries AGENCY: Food and Drug Administration, HHS. E:\FR\FM\29MRR1.SGM 29MRR1 15560 ACTION: Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations Final rule. SUMMARY: The Food and Drug Administration (FDA) is announcing its decision to authorize the use of a health claim regarding the association between sucralose and the nonpromotion of dental caries. Based on its review of evidence described in the proposed rule and comments submitted on the proposed rule, the agency has concluded that sucralose does not promote dental caries. Therefore, the agency has decided to amend the regulation that authorizes a health claim regarding noncariogenic carbohydrate sweeteners to include sucralose. DATES: This final rule is effective March 29, 2006. FOR FURTHER INFORMATION CONTACT: James E. Hoadley, Center for Food Safety and Applied Nutrition (HFS– 830), Food and Drug Administration, 5100 Paint Branch Pkwy., College Park, MD, 20740–3835, 301–436–1450. SUPPLEMENTARY INFORMATION: hsrobinson on PROD1PC68 with RULES I. Background In the Federal Register of May 13, 2005 (70 FR 25496), the agency published a proposed rule to amend § 101.80 (21 CFR 101.80), the regulation which authorizes a health claim regarding the relationship between noncariogenic carbohydrate sweeteners and dental caries, to include sucralose, a non-nutritive sweetener food ingredient. Under 403(r)(3)(B)(i) of the Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 343(r)(3)(B)(i)), FDA issued this proposed rule in response to a petition filed under section 403(r)(4) of the act (21 U.S.C. 343(r)(4)). Section 403(r)(3)(B)(i) of the act states that the Secretary of Health and Human Services (Secretary) (and, by delegation, FDA) shall issue a regulation authorizing a health claim only if the Secretary determines, based on the totality of publicly available scientific evidence (including evidence from well-designed studies conducted in a manner which is consistent with generally recognized scientific procedures and principles), that there is significant scientific agreement, among experts qualified by scientific training and experience to evaluate such claims, that the claim is supported by such evidence (see also 21 CFR 101.14(c)). Section 403(r)(4) of the act sets out the procedures that FDA is to follow upon receiving a health claim petition. On April 2, 2004, McNeil Nutritionals, of Brunswick, NJ (the petitioner) submitted a petition requesting that the agency amend § 101.80 to include the non-nutritive VerDate Aug<31>2005 15:34 Mar 28, 2006 Jkt 208001 sweetener sucralose as one of the substances eligible to bear the dental caries health claim (Ref. 1). FDA filed the petition for comprehensive review in accordance with section 403(r)(4) of the act on July 9, 2004. FDA considered the scientific evidence presented in the petition as part of its review of the scientific literature on sucralose and dental caries, as well as information previously considered by the agency on the etiology of dental caries and the effects of slowly fermentable carbohydrates. The agency summarized this evidence in the proposed rule (70 FR 25496 at 25498 to 25499). Based on the available evidence, FDA concluded that dental caries is a disease for which the U.S. population is at risk; sucralose is a food because it contributes taste and other technical effects listed in 21 CFR 170.3(o) to food; the use of sucralose as a non-nutritive sweetener in food is safe and lawful; and there is significant scientific agreement among qualified experts that sucralose does not promote dental caries (70 FR 25496 at 25499). Consequently, FDA proposed amending § 101.80 (the sucralose proposed rule) to broaden the health claim to include sucralose as an additional noncariogenic carbohydrate sweetener eligible for the health claim. II. Summary of Comments and the Agency’s Response The agency received four responses, each containing one or more comments, to the sucralose proposed rule. Two responses were from individual consumers, one from an industry trade organization, and the other from the petitioner. One consumer comment had no relevance to the proposed amendment, and the other consumer comment opposed a health claim for this non-nutritive sweetener but provided little specific information. The industry trade organization and the petitioner agreed with the proposed amendment without providing grounds for this support other than those grounds already provided by FDA in the preamble to the sucralose proposed rule. The petitioner also made several comments regarding FDA’s evaluation of the evidence, which are discussed in detail in comments 1 to 4 of this section II. (Comment 1) The petitioner commented that it was inappropriate for FDA to refer to sucralose-based sugar substitute products by brand names in the preamble; specifically in regards to statements about specific SPLENDA sugar substitute products not meeting the eligibility criteria of § 101.80(c)(2)(iii). The petitioner noted PO 00000 Frm 00004 Fmt 4700 Sfmt 4700 that the SPLENDA brand name did not appear in the petition and thus FDA’s conclusions should have referred to the eligibility of sucralose-based sugar substitute formulations generically. The petitioner further noted that SPLENDA brand name product formulations can be changed and may in the future meet § 101.80(c)(2)(iii) eligibility criteria. (Response) The petition cites dental plaque pH studies conducted with sucralose-based formulations representative of commercially marketed SPLENDA sugar substitute products. FDA discussed these products in the preamble to clarify that although the petition included plaque pH data representative of these products, FDA was concluding that the available evidence did not support the eligibility of these sucralose-based formulations for the health claim. FDA referred to these formulations by their specific product names (i.e., SPLENDA Granular, and SPLENDA Packet) for the sake of convenience. The amendment to § 101.80 provides for the use of the dental caries health claim in food labeling of sucralose-containing products in general and does not prohibit the use of the health claim in labeling of any SPLENDA brand name product that meets § 101.80(c)(2)(iii) eligibility criteria. (Comment 2) The petitioner commented that FDA incorrectly concluded that the use of the dental caries health claim in the labeling of SPLENDA Granular would not be appropriate. The petitioner asserted that the petition contains insufficient information to warrant this conclusion. FDA had concluded that evidence contained in the petition does not demonstrate that SPLENDA Granular would prevent plaque pH from falling below 5.7 when measured, as specified in § 101.80(c)(2)(iii)(C), by the indwelling electrode method (70 FR 24596 at 25500). The petition included data on the impact of SPLENDA Granular on plaque pH as measured by the micro-touch method, a measurement method different from the indwelling electrode method specified in § 101.80(c)(2)(iii)(C). The petitioner also asserted in this comment that the tests conducted involved the equivalent of two servings of SPLENDA Granular, rather than one, and that this was not taken into consideration by the FDA. (Response) FDA agrees that a more appropriate conclusion would have been that the submitted evidence is insufficient to establish the eligibility of the sucralose-maltodextrin formulation for the claim, rather than concluding that the available evidence shows the use of the dental caries health claim in E:\FR\FM\29MRR1.SGM 29MRR1 hsrobinson on PROD1PC68 with RULES Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations labeling of SPLENDA Granular would not be appropriate. However, this discussion does not bear on the amendment to § 101.80 in the final rule because the amendment addresses sucralose, not specific SPLENDA brand products. (Comment 3) The petitioner objected to FDA specifically identifying SPLENDA Packet as not eligible for use of the dental caries claim because the product does not meet the definition for ‘‘sugar free.’’ The petitioner noted that SPLENDA Packet could in the future be reformulated using nonfermentable bulking agents in order to be ‘‘sugar free,’’ or to lower the level of dextrose in each packet in order to meet the ‘‘sugar free’’ criterion. Furthermore, the petitioner asserted that the plaque pH performance criterion is a more important test than is the ‘‘sugar free’’ standard in the health claim requirements, adding that if plaque pH is not lowered below 5.7 by the indwelling pH method, then it should not matter how much sugar the product contains on a per serving basis. (Response) The preamble of the proposed rule explicitly stated that this specific sucralose formulation, for which the petitioner submitted plaque pH data, was not being included in our consideration and stated the reason for our decision. FDA believes that we correctly decided to exclude the sucralose formulation in question, but we agree that our comment applies only to that formulation, which was tested in the submitted studies, and not to the SPLENDA Packet brand name. In any case, the petition did not request any amendment to the regulation with respect to the ‘‘sugar free’’ requirement. Furthermore, FDA does not rank the importance of the various eligibility criteria in assessing whether the food in question can make the claim, as each of the requirements listed in § 101.80(c), including the ‘‘sugar free’’ standard, must be met for the claim to be made. (Comment 4) The petitioner commented that the evidence submitted in the petition demonstrates that sucralose is not fermented at all, and therefore FDA’s conclusion that sucralose is ‘‘minimally fermented’’ and ‘‘not fermented by oral bacteria to an extent sufficient to lower dental plaque pH * * *’’ is inconsistent with the available evidence. (Response) FDA considers it a difficult task to demonstrate conclusively that sucralose would not be fermented to any extent by any species of oral bacteria. FDA’s decision to add sucralose to the dental caries health claim does not turn on a distinction between ‘‘minimally VerDate Aug<31>2005 15:34 Mar 28, 2006 Jkt 208001 fermented’’ or ‘‘not fermented.’’ The amount of sucralose, an intense sweetener, used per serving is in milligram amounts. Even if sucralose were fermented by oral bacteria, considering the amount of sucralose involved, the complete and rapid fermentation of the amount of sucralose contained in one serving would likely not contribute significantly to a change in plaque pH. Thus, whether sucralose is ‘‘minimally fermented’’ or ‘‘not fermented’’ does not affect our decision to authorize this amendment to the dental caries health claim. Given the information discussed in the preamble to the proposed rule and the absence of contrary information in the comments, FDA is adopting as a final rule, without change, the proposed amendment of § 101.80 to include sucralose as a substance eligible for the dental caries health claim. III. Environmental Impact The agency has previously considered the environmental effects of this rule as announced in the proposed rule. No new information or comments have been received that would affect the agency’s previous determination that there is no significant impact on the human environment and that an environmental impact statement is not required. IV. Analysis of Impacts A. Regulatory Impact Analysis FDA has examined the economic implications of this final rule as required by Executive Order 12866. Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, when regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts; and equity). Executive Order 12866 classifies a rule as significant if it meets any one of a number of specified conditions, including the following: Having an annual effect on the economy of $100 million, adversely affecting a sector of the economy in a material way, adversely affecting competition, or adversely affecting jobs. A regulation is also considered a significant regulatory action if it raises novel legal or policy issues. We have determined that this final rule is not a significant regulatory action as defined by Executive Order 12866. FDA identified the following three options regarding this petition: (1) Deny the petition; (2) add sucralose to the PO 00000 Frm 00005 Fmt 4700 Sfmt 4700 15561 dental caries health claim using the standards previously applied for making that claim; or (3) add sucralose to the dental caries health claim using different standards from those standards previously applied for making that claim, so that the claim could be applied to products such as SPLENDA Granular and SPLENDA Packet. This final rule will affect the following three sets of stakeholders: Consumers, producers using sucralose, and producers not using sucralose. We will evaluate each of the three options with respect to their effect on each of these three sets of stakeholders. Option one: FDA’s denial of the petition would mean no change in the dental caries health claim. This option generates no new costs and benefits and is the point of comparison for all other options. Producers using sucralose would not change labels to provide more information on sucralose and dental caries. Producers not using sucralose would not be affected by changes in the information given to consumers about sucralose and dental caries or changes in the relative prices of sweeteners or products using sweeteners. Consumers would continue to experience dental caries unaffected by information on sucralose and dental caries. If we deny the petition, then the state of treatment of dental caries would not be affected. Dental caries is the most common chronic childhood disease and 94 percent of adults have either untreated decay or fillings in the crowns of their teeth, with an average of 22 affected surfaces, according to the National Oral Health Survey, part of the National Health and Nutrition Examination Survey (Ref. 2). The cost of dental caries includes the costs of dental treatment as well as the value of lost productivity and pain and suffering associated with dental caries. The following are several risk factors for developing dental caries: Genetic factors, eating behaviors, types and characteristics of foods eaten, and dental hygiene (Ref. 3). Specifically, consumption of dietary sugars and starches have been linked to development of dental caries. Option two (final rule): The option chosen by the agency permits producers who use sucralose to place the dental caries health claim in their labeling under certain conditions. If these producers decide to do so they will have to pay to redesign and replace their labels. If they make this choice, then their choice reveals that they value the ability to place the health claim on their products more highly than they value the cost they must bear to make the E:\FR\FM\29MRR1.SGM 29MRR1 hsrobinson on PROD1PC68 with RULES 15562 Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations labeling change. Producers who use sucralose are better off under option two than under option one because under option two they have additional ways to market their products to consumers. This option (under certain conditions) permits producers who use sucralose to give consumers more information about sucralose and dental carries. Some consumers may find this information valuable to them while choosing products. As stated previously, FDA has determined that this information has sufficient scientific support, and when provided in labeling under certain conditions is truthful and not misleading to consumers. Consumption of products containing sucralose, such as gum and soft drinks, can reduce the risk of dental caries. This would lead to benefits in reduced expenditures and other health costs related to dental caries. It is possible that the health claim could draw some consumers to choose foods that are more expensive. If they make this choice, they reveal that they value the more expensive products more highly than they value the additional expenditure. It is also possible that the prices of products containing sucralose may rise and cause some consumers to seek other, less expensive products with less protection against dental caries. If they make this choice, they reveal that they value the less expensive products more highly than the increased probability of bearing the consequences of dental caries. Regardless of their choices, consumers are better off under option two than under option one because they can have more information related to their health and can make the choices that seem best to them. If the agency under certain conditions permits producers who use sucralose to place the dental caries health claim in their labeling, products that do not contain sucralose may be affected. Some producers may be hurt if consumers choose to stop consuming their products and instead consume products containing sucralose. Some producers may be helped if changes in the prices of products using sucralose make their products look less expensive to consumers. Producers not using sucralose will be affected differently depending on the type of product that they produce, and it is impossible to tell beforehand how the approval of this health claim will affect different producers. Some producers not now using sucralose may decide to reformulate their products to contain sucralose. Substitution of sucralose for sugars in some foods, such as gum and soft drinks can reduce the risk of dental caries. This VerDate Aug<31>2005 15:34 Mar 28, 2006 Jkt 208001 reformulation would lead to benefits to consumers in reduced costs associated with dental caries. If some producers choose to reformulate their products, they reveal that they value the ability to place the health claim on their products more highly than they value the cost of reformulating their products. Whatever the effects of this option on producers not using sucralose, they will be the result of the product choices made by consumers who respond to the new information and make the choices that seem best to them. Option three: This option would relax some of the restrictions imposed by the agency in option two so that the claim could be applied to products such as SPLENDA Granular and SPLENDA Packet. Option three would use different standards for approving this claim than previously applied to other products. Option three would give producers using sucralose more opportunities to make the health claim than under option two. If, when given this option, producers decide to make the claims, they would have to pay to redesign and replace their labels, and they could decide to change more labels than under option two. However, if they voluntarily make this choice, they reveal that they value the ability to place the health claim on their product more highly than they value the cost of the label change regardless of how many labels they would change. Therefore, producers who use sucralose are better off under option three than under option two because they have additional opportunities for marketing their products to consumers using the health claim. Option three makes producers using sucralose better off while making consumers worse off. As stated previously, the intended use of SPLENDA Granular is in the preparation of foods likely to lower plaque pH below 5.7 when measured by the indwelling electrode method. It also is designed to be used in the cooking and baking of many foods containing starch. Because foods containing starch are associated with increased plaque acidity and thus increased risk of dental caries, consumers would not benefit from seeing the health claim on products such as SPLENDA Granular. Also, as stated previously, SPLENDA Packet contains dextrose, and therefore is not ‘‘sugar free’’ and may promote tooth decay. Therefore, consumers would be made worse off under option three than under option two. Having the health claim on these additional types of products may mislead consumers and undo some of the benefit (reduced dental caries) of allowing the claim on PO 00000 Frm 00006 Fmt 4700 Sfmt 4700 products containing sucralose that meet the conditions set forth by the agency. For producers not using sucralose, the effect of option three is generally the same as for option two, though allowing the claim to appear on more products would likely make for larger effects. We can conclude that the final rule option chosen by the agency (option two) is better for society than option one because the impact on consumers and on producers using sucralose is positive and the impact on producers not using sucralose is indeterminate and depends only on choices made by better informed consumers. We can also conclude that the final rule option chosen by the agency (option two) is better for society than option three because under option three any advantage to producers using sucralose comes at the disadvantage of consumers. The petition also raises the issue of the effect the increased use of sucralose could have on weight loss in the U.S. population. We have not addressed that issue here because the products involved and the amounts consumed are so small that a health claim relating sucralose to reduced dental caries would not have an impact big enough to cause a noticeable change in weight. B. Regulatory Flexibility Analysis We have examined the economic implications of this final rule as required by the Regulatory Flexibility Act (5 U.S.C. 601–612). If a rule has a significant impact on a substantial number of small entities, the Regulatory Flexibility Act requires the agency to analyze regulatory options that would minimize the economic impact of the rule on small entities. As previously explained, this final rule will not generate any compliance costs for any small entities, because it does not require small entities to undertake any new activity. No small business will choose to use the dental caries health claim authorized by this rule unless it believes that doing so will increase private benefits by more than it increases private costs. Accordingly, we certify that this final rule will not have a significant impact on a substantial number of small entities. Under the Regulatory Flexibility Act, no further analysis is required. C. Unfunded Mandates Title II of the Unfunded Mandates Reform Act of 1995 (Public Law 104–4) requires that agencies prepare a written statement of anticipated costs and benefits before issuing any final rule that may result in the expenditure by State, local, and tribal governments, in the aggregate, or by the private sector, of E:\FR\FM\29MRR1.SGM 29MRR1 Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations $115,000,000 or more (adjusted annually for inflation) in any 1 year. The Unfunded Mandates Reform Act does not require FDA to prepare a statement of costs and benefits for this rule, because the rule is not expected to result in any 1 year expenditure that would exceed $115,000,000. V. Paperwork Reduction Act FDA concludes that the labeling provisions of this final rule are not subject to review by the Office of Management and Budget because they do not constitute a ‘‘collection of information’’ under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501– 3520). Rather, the food labeling health claim on the association between sucralose and the nonpromotion of dental caries is a ‘‘public disclosure of information originally supplied by the Federal Government to the recipient for the purpose of disclosure to the public.’’ (5 CFR 1320.3(c)(2)). VI. Federalism FDA has analyzed this final rule in accordance with the principles set forth in Executive Order 13132. FDA has determined that the rule will have a preemptive effect on State law. Section 4 (a) of the Executive Order requires agencies to ‘‘construe * * * a Federal statute to preempt State law only where the statute contains an express preemption provision or there is some other clear evidence that the Congress intended preemption of State law, or where the exercise of State authority conflicts with the exercise of Federal authority under the Federal statute.’’ Section 403A of the act (21 U.S.C. 343– 1) is an express preemption provision. Section 403A(a) of the act (21 U.S.C. 343–1(a)) provides that: hsrobinson on PROD1PC68 with RULES (a)* * * no State or political subdivision of a State may directly or indirectly establish under any authority or continue in effect as to any food in interstate commerce -- * * * (5) any requirement respecting any claim of the type described in section 403(r)(1) made in the label or labeling of food that is not identical to the requirement of section 403(r). *** Currently, this provision operates to preempt States from imposing health claim labeling requirements concerning sucralose and reduced risk of dental caries because no such requirement had been imposed by FDA under section 403(r) of the act. This final rule amends existing food labeling regulations to add sucralose as an eligible noncariogenic carbohydrate sweetener to the dietary noncariogenic carbohydrate sweeteners and dental caries health claim. Although this rule would have a preemptive effect, in that it would preclude States from issuing any health VerDate Aug<31>2005 15:34 Mar 28, 2006 Jkt 208001 claim labeling requirements for sucralose and reduced risk of dental caries that are not identical to those required by this final rule, this preemptive effect is consistent with what Congress set forth in section 403A of the act. Section 403A(a)(5) of the act displaces both State legislative requirements and State common law duties. Medtronic v. Lohr, 518 U.S. 470, 503 (1996) (Breyer, J., concurring in part and concurring in judgment); id. at 510 (O’Connor, J., joined by Rehnquist, C. J., Scalia, J., and Thomas, J., concurring in part and dissenting in part); Cipollone v. Liggett Group, Inc., 505 U.S. 504, 521 (1992) (plurality opinion); id. at 548–49 (Scalia, J., joined by Thomas, J., concurring in judgment in part and dissenting in part). FDA believes that the preemptive effect of the final rule would be consistent with Executive Order 13132. Section 4(e) of the Executive Order provides that ‘‘when an agency proposes to act through adjudication or rulemaking to preempt State law, the agency shall provide all affected State and local officials notice and an opportunity for appropriate participation in the proceedings.’’ FDA provided the States with an opportunity for appropriate participation in this rulemaking when it sought input from all stakeholders through publication of the proposed rule in the Federal Register on May 13, 2005 (70 FR 25496). FDA received no comments from any states on the proposed rulemaking. In addition, on December 23, 2005, FDA’s Division of Federal and State Relations provided notice by fax and email transmission to State health commissioners, State agriculture commissioners, food program directors, and drug program directors as well as FDA field personnel of FDA’s intended amendment to add sucralose as a sweetener to the noncariogenic carbohydrate sweeteners and dental caries health claim (21 CFR 101.80). The notice provided the States with further opportunity for input on the rule. It advised the States of the publication of the proposed rule and encouraged State and local governments to review the notice and to provide any comments to the docket (docket number 2004P– 0294), opened in the May 13, 2005, Federal Register notice, by a date 30 days from the date of the notice (i.e., by January 23, 2006), or to contact certain named individuals. FDA received no comments in response to this notice. The notice has been filed in the above numbered docket. In conclusion, the agency believes that it has complied with all of the applicable requirements under the PO 00000 Frm 00007 Fmt 4700 Sfmt 4700 15563 Executive Order and has determined that the preemptive effects of this rule are consistent with Executive Order 13132. VII. References The following references have been placed on display in the Division of Dockets Management, (HFA–305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852, and may be seen by interested persons between 9 a.m. and 4 p.m., Monday through Friday. 1. McNeil Nutritionals, ‘‘Petition to Amend the Regulation for 21 CFR Sec. 101.80 to Authorize a Noncariogenicity Dental Health Claim for Sucralose,’’ CP–1, Docket No. 2004P–0294, April 2, 2004. 2. U.S. Department of Health and Human Services, National Institute of Dental and Craniofacial Research, ‘‘Results of National Oral Health Survey Released’’ (press release), Rockville MD, https://www.hhs.gov/news/ press/1996pres/960311.html, March 11, 1996. 3. U.S. Department of Health and Human Services, National Institute of Dental and Craniofacial Research, ‘‘Oral Health in America: A Report of the Surgeon General,’’ executive summary (monograph on the Internet), Rockville MD, https:// www.nidcr.nih.gov/AboutNIDCR/ SurgeonGeneral/ExecutiveSummary.htm, May 2000. List of Subjects in 21 CFR Part 101 Food labeling, Nutrition, Reporting and recordkeeping requirements. I Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs, 21 CFR part 101 is amended as follows: PART 101—FOOD LABELING 1. The authority citation for 21 CFR part 101 continues to read as follows: I Authority: 15 U.S.C. 1453, 1454, 1455; 21 U.S.C. 321, 331, 342, 343, 348, 371; 42 U.S.C. 243, 264, 271. 2. Section 101.80 is amended by adding (c)(2)(ii)(C) and (e)(1)(v) to read as follows: I § 101.80 Health claims: dietary noncariogenic carbohydrate sweeteners and dental caries. * * * * * (c) * * * (2) * * * (ii) * * * (C) Sucralose. * * * * * (e) * * * (1) * * * (v) Frequent eating of foods high in sugars and starches as between-meal snacks can promote tooth decay. Sucralose, the sweetening ingredient E:\FR\FM\29MRR1.SGM 29MRR1 15564 Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations used to sweeten this food, unlike sugars, does not promote tooth decay. * * * * * Dated: March 21, 2006. Jeffrey Shuren, Assistant Commissioner for Policy. [FR Doc. 06–3007 Filed 3–28–06; 8:45 am] BILLING CODE 4160–01–S DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Part 522 Implantation or Injectable Dosage Form New Animal Drugs; Flunixin AGENCY: Food and Drug Administration, HHS. hsrobinson on PROD1PC68 with RULES ACTION: Final rule. List of Subjects in 21 CFR Part 522 SUMMARY: The Food and Drug Administration (FDA) is amending the animal drug regulations to reflect approval of a supplemental abbreviated new animal drug application (ANADA) filed by Norbrook Laboratories, Ltd. The supplemental ANADA provides for the veterinary prescription use of flunixin meglumine solution by intravenous injection in lactating dairy cattle for control of fever associated with bovine respiratory disease and endotoxemia, and for control of inflammation in endotoxemia. DATES: This rule is effective March 29, 2006. FOR FURTHER INFORMATION CONTACT: Christopher Melluso, Center for Veterinary Medicine (HFV–104), Food and Drug Administration, 7500 Standish Pl., Rockville, MD 20855, 301–827– 0169, e-mail: christopher.melluso@fda.hhs.gov. SUPPLEMENTARY INFORMATION: Norbrook Laboratories, Ltd., Station Works, Newry BT35 6JP, Northern Ireland, filed supplemental ANADA 200–308 that provides for veterinary prescription use of Flunixin Injection intravenously in lactating dairy cattle for control of fever associated with bovine respiratory disease and endotoxemia, and for control of inflammation in endotoxemia. The supplemental ANADA is approved as of March 1, 2006, and the regulations are amended in 21 CFR 522.970 to reflect the approval. The basis of approval is discussed in the freedom of information summary. In accordance with the freedom of information provisions of 21 CFR part 20 and 21 CFR 514.11(e)(2)(ii), a summary of safety and effectiveness data and information submitted to VerDate Aug<31>2005 15:34 Mar 28, 2006 support approval of this application may be seen in the Division of Dockets Management (HFA–305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852, between 9 a.m. and 4 p.m., Monday through Friday. FDA has determined under 21 CFR 25.33(a)(1) that this action is of a type that does not individually or cumulatively have a significant effect on the human environment. Therefore, neither an environmental assessment nor an environmental impact statement is required. This rule does not meet the definition of‘‘rule’’ in 5 U.S.C. 804(3)(A) because it is a rule of ‘‘particular applicability.’’ Therefore, it is not subject to the congressional review requirements in 5 U.S.C. 801–808. Jkt 208001 Animal drugs. Therefore, under the Federal Food, Drug, and Cosmetic Act and under authority delegated to the Commissioner of Food and Drugs and redelegated to the Center for Veterinary Medicine, 21 CFR part 522 is amended as follows: I PART 522—IMPLANTATION OR INJECTABLE DOSAGE FORM NEW ANIMAL DRUGS 1. The authority citation for 21 CFR part 522 continues to read as follows: I Authority: 21 U.S.C. 360b. 2. Section 522.970 is amended by revising paragraph (e)(2)(iii) to read as follows: I § 522.970 Flunixin. * * * * * (e) * * * (2) * * * (iii) Limitations. Do not slaughter for food use within 4 days of last treatment. A withdrawal period has not been established for use in preruminating calves. Do not use in calves to be processed for veal. For Nos. 000061, 055529, and 059130: Do not use in dry dairy cows. Milk that has been taken during treatment and for 36 hours after the last treatment must not be used for food. For No. 057561: Not for use in lactating or dry dairy cows. * * * * * Dated: March 20, 2006. Steven D. Vaughn, Director, Office of New Animal Drug Evaluation, Center for Veterinary Medicine. [FR Doc. 06–3006 Filed 3–28–06; 8:45 am] BILLING CODE 4160–01–S PO 00000 Frm 00008 Fmt 4700 Sfmt 4700 DEPARTMENT OF DEFENSE Department of the Navy 32 CFR Part 706 Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972 Department of the Navy, DOD. Final rule. AGENCY: ACTION: SUMMARY: The Department of the Navy is amending its certifications and exemptions under the International Regulations for Preventing Collisions at Sea, 1972 (72 COLREGS), to reflect that the Deputy Assistant Judge Advocate General (Admiralty and Maritime Law) has determined that USS THE SULLIVANS (DDG 68) is a vessel of the Navy which, due to its special construction and purpose, cannot fully comply with certain provisions of the 72 COLREGS without interfering with its special function as a naval ship. The intended effect of this rule is to warn mariners in waters where 72 COLREGS apply. DATES: Effective Date: March 1, 2006. FOR FURTHER INFORMATION CONTACT: Commander Gregg A. Cervi, JAGC, U.S. Navy, Deputy Assistant Judge Advocate General (Admiralty and Maritime Law), Office of the Judge Advocate General, Department of the Navy, 1322 Patterson Ave., SE., Suite 3000, Washington Navy Yard, DC 20374–5066, telephone 202– 685–5040. SUPPLEMENTARY INFORMATION: Pursuant to the authority granted in 33 U.S.C. 1605, the Department of the Navy amends 32 CFR Part 706. This amendment provides notice that the Deputy Assistant Judge Advocate General (Admiralty and Maritime Law), under authority delegated by the Secretary of the Navy, has certified that USS THE SULLIVANS (DDG 68) is a vessel of the Navy which, due to its special construction and purpose, cannot fully comply with the following specific provisions of 72 COLREGS without interfering with its special function as a naval ship: Annex I, paragraph 3(a), pertaining to the horizontal distance between the forward and after masthead lights. The Deputy Assistant Judge Advocate General (Admiralty and Maritime Law) has also certified that the lights involved are located in closest possible compliance with the applicable 72 COLREGS requirements. All other previously certified deviations from the 72 COLREGS not affected by this amendment remain in effect. E:\FR\FM\29MRR1.SGM 29MRR1

Agencies

[Federal Register Volume 71, Number 60 (Wednesday, March 29, 2006)]
[Rules and Regulations]
[Pages 15559-15564]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-3007]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 101

[Docket No. 2004P-0294]


Food Labeling: Health Claims; Dietary Noncariogenic Carbohydrate 
Sweeteners and Dental Caries

AGENCY: Food and Drug Administration, HHS.

[[Page 15560]]


ACTION: Final rule.

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SUMMARY: The Food and Drug Administration (FDA) is announcing its 
decision to authorize the use of a health claim regarding the 
association between sucralose and the nonpromotion of dental caries. 
Based on its review of evidence described in the proposed rule and 
comments submitted on the proposed rule, the agency has concluded that 
sucralose does not promote dental caries. Therefore, the agency has 
decided to amend the regulation that authorizes a health claim 
regarding noncariogenic carbohydrate sweeteners to include sucralose.

DATES: This final rule is effective March 29, 2006.

FOR FURTHER INFORMATION CONTACT: James E. Hoadley, Center for Food 
Safety and Applied Nutrition (HFS-830), Food and Drug Administration, 
5100 Paint Branch Pkwy., College Park, MD, 20740-3835, 301-436-1450.

SUPPLEMENTARY INFORMATION:

I. Background

    In the Federal Register of May 13, 2005 (70 FR 25496), the agency 
published a proposed rule to amend Sec.  101.80 (21 CFR 101.80), the 
regulation which authorizes a health claim regarding the relationship 
between noncariogenic carbohydrate sweeteners and dental caries, to 
include sucralose, a non-nutritive sweetener food ingredient. Under 
403(r)(3)(B)(i) of the Federal Food, Drug, and Cosmetic Act (the act) 
(21 U.S.C. 343(r)(3)(B)(i)), FDA issued this proposed rule in response 
to a petition filed under section 403(r)(4) of the act (21 U.S.C. 
343(r)(4)). Section 403(r)(3)(B)(i) of the act states that the 
Secretary of Health and Human Services (Secretary) (and, by delegation, 
FDA) shall issue a regulation authorizing a health claim only if the 
Secretary determines, based on the totality of publicly available 
scientific evidence (including evidence from well-designed studies 
conducted in a manner which is consistent with generally recognized 
scientific procedures and principles), that there is significant 
scientific agreement, among experts qualified by scientific training 
and experience to evaluate such claims, that the claim is supported by 
such evidence (see also 21 CFR 101.14(c)). Section 403(r)(4) of the act 
sets out the procedures that FDA is to follow upon receiving a health 
claim petition.
    On April 2, 2004, McNeil Nutritionals, of Brunswick, NJ (the 
petitioner) submitted a petition requesting that the agency amend Sec.  
101.80 to include the non-nutritive sweetener sucralose as one of the 
substances eligible to bear the dental caries health claim (Ref. 1). 
FDA filed the petition for comprehensive review in accordance with 
section 403(r)(4) of the act on July 9, 2004.
    FDA considered the scientific evidence presented in the petition as 
part of its review of the scientific literature on sucralose and dental 
caries, as well as information previously considered by the agency on 
the etiology of dental caries and the effects of slowly fermentable 
carbohydrates. The agency summarized this evidence in the proposed rule 
(70 FR 25496 at 25498 to 25499). Based on the available evidence, FDA 
concluded that dental caries is a disease for which the U.S. population 
is at risk; sucralose is a food because it contributes taste and other 
technical effects listed in 21 CFR 170.3(o) to food; the use of 
sucralose as a non-nutritive sweetener in food is safe and lawful; and 
there is significant scientific agreement among qualified experts that 
sucralose does not promote dental caries (70 FR 25496 at 25499). 
Consequently, FDA proposed amending Sec.  101.80 (the sucralose 
proposed rule) to broaden the health claim to include sucralose as an 
additional noncariogenic carbohydrate sweetener eligible for the health 
claim.

II. Summary of Comments and the Agency's Response

    The agency received four responses, each containing one or more 
comments, to the sucralose proposed rule. Two responses were from 
individual consumers, one from an industry trade organization, and the 
other from the petitioner. One consumer comment had no relevance to the 
proposed amendment, and the other consumer comment opposed a health 
claim for this non-nutritive sweetener but provided little specific 
information. The industry trade organization and the petitioner agreed 
with the proposed amendment without providing grounds for this support 
other than those grounds already provided by FDA in the preamble to the 
sucralose proposed rule. The petitioner also made several comments 
regarding FDA's evaluation of the evidence, which are discussed in 
detail in comments 1 to 4 of this section II.
    (Comment 1) The petitioner commented that it was inappropriate for 
FDA to refer to sucralose-based sugar substitute products by brand 
names in the preamble; specifically in regards to statements about 
specific SPLENDA sugar substitute products not meeting the eligibility 
criteria of Sec.  101.80(c)(2)(iii). The petitioner noted that the 
SPLENDA brand name did not appear in the petition and thus FDA's 
conclusions should have referred to the eligibility of sucralose-based 
sugar substitute formulations generically. The petitioner further noted 
that SPLENDA brand name product formulations can be changed and may in 
the future meet Sec.  101.80(c)(2)(iii) eligibility criteria.
    (Response) The petition cites dental plaque pH studies conducted 
with sucralose-based formulations representative of commercially 
marketed SPLENDA sugar substitute products. FDA discussed these 
products in the preamble to clarify that although the petition included 
plaque pH data representative of these products, FDA was concluding 
that the available evidence did not support the eligibility of these 
sucralose-based formulations for the health claim. FDA referred to 
these formulations by their specific product names (i.e., SPLENDA 
Granular, and SPLENDA Packet) for the sake of convenience. The 
amendment to Sec.  101.80 provides for the use of the dental caries 
health claim in food labeling of sucralose-containing products in 
general and does not prohibit the use of the health claim in labeling 
of any SPLENDA brand name product that meets Sec.  101.80(c)(2)(iii) 
eligibility criteria.
    (Comment 2) The petitioner commented that FDA incorrectly concluded 
that the use of the dental caries health claim in the labeling of 
SPLENDA Granular would not be appropriate. The petitioner asserted that 
the petition contains insufficient information to warrant this 
conclusion. FDA had concluded that evidence contained in the petition 
does not demonstrate that SPLENDA Granular would prevent plaque pH from 
falling below 5.7 when measured, as specified in Sec.  
101.80(c)(2)(iii)(C), by the indwelling electrode method (70 FR 24596 
at 25500). The petition included data on the impact of SPLENDA Granular 
on plaque pH as measured by the micro-touch method, a measurement 
method different from the indwelling electrode method specified in 
Sec.  101.80(c)(2)(iii)(C). The petitioner also asserted in this 
comment that the tests conducted involved the equivalent of two 
servings of SPLENDA Granular, rather than one, and that this was not 
taken into consideration by the FDA.
    (Response) FDA agrees that a more appropriate conclusion would have 
been that the submitted evidence is insufficient to establish the 
eligibility of the sucralose-maltodextrin formulation for the claim, 
rather than concluding that the available evidence shows the use of the 
dental caries health claim in

[[Page 15561]]

labeling of SPLENDA Granular would not be appropriate. However, this 
discussion does not bear on the amendment to Sec.  101.80 in the final 
rule because the amendment addresses sucralose, not specific SPLENDA 
brand products.
    (Comment 3) The petitioner objected to FDA specifically identifying 
SPLENDA Packet as not eligible for use of the dental caries claim 
because the product does not meet the definition for ``sugar free.'' 
The petitioner noted that SPLENDA Packet could in the future be 
reformulated using nonfermentable bulking agents in order to be ``sugar 
free,'' or to lower the level of dextrose in each packet in order to 
meet the ``sugar free'' criterion. Furthermore, the petitioner asserted 
that the plaque pH performance criterion is a more important test than 
is the ``sugar free'' standard in the health claim requirements, adding 
that if plaque pH is not lowered below 5.7 by the indwelling pH method, 
then it should not matter how much sugar the product contains on a per 
serving basis.
    (Response) The preamble of the proposed rule explicitly stated that 
this specific sucralose formulation, for which the petitioner submitted 
plaque pH data, was not being included in our consideration and stated 
the reason for our decision. FDA believes that we correctly decided to 
exclude the sucralose formulation in question, but we agree that our 
comment applies only to that formulation, which was tested in the 
submitted studies, and not to the SPLENDA Packet brand name. In any 
case, the petition did not request any amendment to the regulation with 
respect to the ``sugar free'' requirement. Furthermore, FDA does not 
rank the importance of the various eligibility criteria in assessing 
whether the food in question can make the claim, as each of the 
requirements listed in Sec.  101.80(c), including the ``sugar free'' 
standard, must be met for the claim to be made.
    (Comment 4) The petitioner commented that the evidence submitted in 
the petition demonstrates that sucralose is not fermented at all, and 
therefore FDA's conclusion that sucralose is ``minimally fermented'' 
and ``not fermented by oral bacteria to an extent sufficient to lower 
dental plaque pH * * *'' is inconsistent with the available evidence.
    (Response) FDA considers it a difficult task to demonstrate 
conclusively that sucralose would not be fermented to any extent by any 
species of oral bacteria. FDA's decision to add sucralose to the dental 
caries health claim does not turn on a distinction between ``minimally 
fermented'' or ``not fermented.'' The amount of sucralose, an intense 
sweetener, used per serving is in milligram amounts. Even if sucralose 
were fermented by oral bacteria, considering the amount of sucralose 
involved, the complete and rapid fermentation of the amount of 
sucralose contained in one serving would likely not contribute 
significantly to a change in plaque pH. Thus, whether sucralose is 
``minimally fermented'' or ``not fermented'' does not affect our 
decision to authorize this amendment to the dental caries health claim.
    Given the information discussed in the preamble to the proposed 
rule and the absence of contrary information in the comments, FDA is 
adopting as a final rule, without change, the proposed amendment of 
Sec.  101.80 to include sucralose as a substance eligible for the 
dental caries health claim.

III. Environmental Impact

    The agency has previously considered the environmental effects of 
this rule as announced in the proposed rule. No new information or 
comments have been received that would affect the agency's previous 
determination that there is no significant impact on the human 
environment and that an environmental impact statement is not required.

IV. Analysis of Impacts

A. Regulatory Impact Analysis

    FDA has examined the economic implications of this final rule as 
required by Executive Order 12866. Executive Order 12866 directs 
agencies to assess all costs and benefits of available regulatory 
alternatives and, when regulation is necessary, to select regulatory 
approaches that maximize net benefits (including potential economic, 
environmental, public health and safety, and other advantages; 
distributive impacts; and equity). Executive Order 12866 classifies a 
rule as significant if it meets any one of a number of specified 
conditions, including the following: Having an annual effect on the 
economy of $100 million, adversely affecting a sector of the economy in 
a material way, adversely affecting competition, or adversely affecting 
jobs. A regulation is also considered a significant regulatory action 
if it raises novel legal or policy issues. We have determined that this 
final rule is not a significant regulatory action as defined by 
Executive Order 12866.
    FDA identified the following three options regarding this petition: 
(1) Deny the petition; (2) add sucralose to the dental caries health 
claim using the standards previously applied for making that claim; or 
(3) add sucralose to the dental caries health claim using different 
standards from those standards previously applied for making that 
claim, so that the claim could be applied to products such as SPLENDA 
Granular and SPLENDA Packet. This final rule will affect the following 
three sets of stakeholders: Consumers, producers using sucralose, and 
producers not using sucralose. We will evaluate each of the three 
options with respect to their effect on each of these three sets of 
stakeholders.
    Option one: FDA's denial of the petition would mean no change in 
the dental caries health claim. This option generates no new costs and 
benefits and is the point of comparison for all other options. 
Producers using sucralose would not change labels to provide more 
information on sucralose and dental caries. Producers not using 
sucralose would not be affected by changes in the information given to 
consumers about sucralose and dental caries or changes in the relative 
prices of sweeteners or products using sweeteners. Consumers would 
continue to experience dental caries unaffected by information on 
sucralose and dental caries.
    If we deny the petition, then the state of treatment of dental 
caries would not be affected. Dental caries is the most common chronic 
childhood disease and 94 percent of adults have either untreated decay 
or fillings in the crowns of their teeth, with an average of 22 
affected surfaces, according to the National Oral Health Survey, part 
of the National Health and Nutrition Examination Survey (Ref. 2). The 
cost of dental caries includes the costs of dental treatment as well as 
the value of lost productivity and pain and suffering associated with 
dental caries. The following are several risk factors for developing 
dental caries: Genetic factors, eating behaviors, types and 
characteristics of foods eaten, and dental hygiene (Ref. 3). 
Specifically, consumption of dietary sugars and starches have been 
linked to development of dental caries.
    Option two (final rule): The option chosen by the agency permits 
producers who use sucralose to place the dental caries health claim in 
their labeling under certain conditions. If these producers decide to 
do so they will have to pay to redesign and replace their labels. If 
they make this choice, then their choice reveals that they value the 
ability to place the health claim on their products more highly than 
they value the cost they must bear to make the

[[Page 15562]]

labeling change. Producers who use sucralose are better off under 
option two than under option one because under option two they have 
additional ways to market their products to consumers.
    This option (under certain conditions) permits producers who use 
sucralose to give consumers more information about sucralose and dental 
carries. Some consumers may find this information valuable to them 
while choosing products. As stated previously, FDA has determined that 
this information has sufficient scientific support, and when provided 
in labeling under certain conditions is truthful and not misleading to 
consumers. Consumption of products containing sucralose, such as gum 
and soft drinks, can reduce the risk of dental caries. This would lead 
to benefits in reduced expenditures and other health costs related to 
dental caries. It is possible that the health claim could draw some 
consumers to choose foods that are more expensive. If they make this 
choice, they reveal that they value the more expensive products more 
highly than they value the additional expenditure. It is also possible 
that the prices of products containing sucralose may rise and cause 
some consumers to seek other, less expensive products with less 
protection against dental caries. If they make this choice, they reveal 
that they value the less expensive products more highly than the 
increased probability of bearing the consequences of dental caries. 
Regardless of their choices, consumers are better off under option two 
than under option one because they can have more information related to 
their health and can make the choices that seem best to them.
    If the agency under certain conditions permits producers who use 
sucralose to place the dental caries health claim in their labeling, 
products that do not contain sucralose may be affected. Some producers 
may be hurt if consumers choose to stop consuming their products and 
instead consume products containing sucralose. Some producers may be 
helped if changes in the prices of products using sucralose make their 
products look less expensive to consumers. Producers not using 
sucralose will be affected differently depending on the type of product 
that they produce, and it is impossible to tell beforehand how the 
approval of this health claim will affect different producers.
    Some producers not now using sucralose may decide to reformulate 
their products to contain sucralose. Substitution of sucralose for 
sugars in some foods, such as gum and soft drinks can reduce the risk 
of dental caries. This reformulation would lead to benefits to 
consumers in reduced costs associated with dental caries. If some 
producers choose to reformulate their products, they reveal that they 
value the ability to place the health claim on their products more 
highly than they value the cost of reformulating their products. 
Whatever the effects of this option on producers not using sucralose, 
they will be the result of the product choices made by consumers who 
respond to the new information and make the choices that seem best to 
them.
    Option three: This option would relax some of the restrictions 
imposed by the agency in option two so that the claim could be applied 
to products such as SPLENDA Granular and SPLENDA Packet. Option three 
would use different standards for approving this claim than previously 
applied to other products.
    Option three would give producers using sucralose more 
opportunities to make the health claim than under option two. If, when 
given this option, producers decide to make the claims, they would have 
to pay to redesign and replace their labels, and they could decide to 
change more labels than under option two. However, if they voluntarily 
make this choice, they reveal that they value the ability to place the 
health claim on their product more highly than they value the cost of 
the label change regardless of how many labels they would change. 
Therefore, producers who use sucralose are better off under option 
three than under option two because they have additional opportunities 
for marketing their products to consumers using the health claim.
    Option three makes producers using sucralose better off while 
making consumers worse off. As stated previously, the intended use of 
SPLENDA Granular is in the preparation of foods likely to lower plaque 
pH below 5.7 when measured by the indwelling electrode method. It also 
is designed to be used in the cooking and baking of many foods 
containing starch. Because foods containing starch are associated with 
increased plaque acidity and thus increased risk of dental caries, 
consumers would not benefit from seeing the health claim on products 
such as SPLENDA Granular. Also, as stated previously, SPLENDA Packet 
contains dextrose, and therefore is not ``sugar free'' and may promote 
tooth decay. Therefore, consumers would be made worse off under option 
three than under option two. Having the health claim on these 
additional types of products may mislead consumers and undo some of the 
benefit (reduced dental caries) of allowing the claim on products 
containing sucralose that meet the conditions set forth by the agency.
    For producers not using sucralose, the effect of option three is 
generally the same as for option two, though allowing the claim to 
appear on more products would likely make for larger effects.
    We can conclude that the final rule option chosen by the agency 
(option two) is better for society than option one because the impact 
on consumers and on producers using sucralose is positive and the 
impact on producers not using sucralose is indeterminate and depends 
only on choices made by better informed consumers. We can also conclude 
that the final rule option chosen by the agency (option two) is better 
for society than option three because under option three any advantage 
to producers using sucralose comes at the disadvantage of consumers.
    The petition also raises the issue of the effect the increased use 
of sucralose could have on weight loss in the U.S. population. We have 
not addressed that issue here because the products involved and the 
amounts consumed are so small that a health claim relating sucralose to 
reduced dental caries would not have an impact big enough to cause a 
noticeable change in weight.

B. Regulatory Flexibility Analysis

    We have examined the economic implications of this final rule as 
required by the Regulatory Flexibility Act (5 U.S.C. 601-612). If a 
rule has a significant impact on a substantial number of small 
entities, the Regulatory Flexibility Act requires the agency to analyze 
regulatory options that would minimize the economic impact of the rule 
on small entities.
    As previously explained, this final rule will not generate any 
compliance costs for any small entities, because it does not require 
small entities to undertake any new activity. No small business will 
choose to use the dental caries health claim authorized by this rule 
unless it believes that doing so will increase private benefits by more 
than it increases private costs. Accordingly, we certify that this 
final rule will not have a significant impact on a substantial number 
of small entities. Under the Regulatory Flexibility Act, no further 
analysis is required.

C. Unfunded Mandates

    Title II of the Unfunded Mandates Reform Act of 1995 (Public Law 
104-4) requires that agencies prepare a written statement of 
anticipated costs and benefits before issuing any final rule that may 
result in the expenditure by State, local, and tribal governments, in 
the aggregate, or by the private sector, of

[[Page 15563]]

$115,000,000 or more (adjusted annually for inflation) in any 1 year. 
The Unfunded Mandates Reform Act does not require FDA to prepare a 
statement of costs and benefits for this rule, because the rule is not 
expected to result in any 1 year expenditure that would exceed 
$115,000,000.

V. Paperwork Reduction Act

    FDA concludes that the labeling provisions of this final rule are 
not subject to review by the Office of Management and Budget because 
they do not constitute a ``collection of information'' under the 
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). Rather, the food 
labeling health claim on the association between sucralose and the 
nonpromotion of dental caries is a ``public disclosure of information 
originally supplied by the Federal Government to the recipient for the 
purpose of disclosure to the public.'' (5 CFR 1320.3(c)(2)).

VI. Federalism

    FDA has analyzed this final rule in accordance with the principles 
set forth in Executive Order 13132. FDA has determined that the rule 
will have a preemptive effect on State law. Section 4 (a) of the 
Executive Order requires agencies to ``construe * * * a Federal statute 
to preempt State law only where the statute contains an express 
preemption provision or there is some other clear evidence that the 
Congress intended preemption of State law, or where the exercise of 
State authority conflicts with the exercise of Federal authority under 
the Federal statute.'' Section 403A of the act (21 U.S.C. 343-1) is an 
express preemption provision. Section 403A(a) of the act (21 U.S.C. 
343-1(a)) provides that:
    (a)* * * no State or political subdivision of a State may 
directly or indirectly establish under any authority or continue in 
effect as to any food in interstate commerce -- * * *
    (5) any requirement respecting any claim of the type described 
in section 403(r)(1) made in the label or labeling of food that is 
not identical to the requirement of section 403(r). * * *
    Currently, this provision operates to preempt States from imposing 
health claim labeling requirements concerning sucralose and reduced 
risk of dental caries because no such requirement had been imposed by 
FDA under section 403(r) of the act. This final rule amends existing 
food labeling regulations to add sucralose as an eligible noncariogenic 
carbohydrate sweetener to the dietary noncariogenic carbohydrate 
sweeteners and dental caries health claim. Although this rule would 
have a preemptive effect, in that it would preclude States from issuing 
any health claim labeling requirements for sucralose and reduced risk 
of dental caries that are not identical to those required by this final 
rule, this preemptive effect is consistent with what Congress set forth 
in section 403A of the act. Section 403A(a)(5) of the act displaces 
both State legislative requirements and State common law duties. 
Medtronic v. Lohr, 518 U.S. 470, 503 (1996) (Breyer, J., concurring in 
part and concurring in judgment); id. at 510 (O'Connor, J., joined by 
Rehnquist, C. J., Scalia, J., and Thomas, J., concurring in part and 
dissenting in part); Cipollone v. Liggett Group, Inc., 505 U.S. 504, 
521 (1992) (plurality opinion); id. at 548-49 (Scalia, J., joined by 
Thomas, J., concurring in judgment in part and dissenting in part).
    FDA believes that the preemptive effect of the final rule would be 
consistent with Executive Order 13132. Section 4(e) of the Executive 
Order provides that ``when an agency proposes to act through 
adjudication or rulemaking to preempt State law, the agency shall 
provide all affected State and local officials notice and an 
opportunity for appropriate participation in the proceedings.'' FDA 
provided the States with an opportunity for appropriate participation 
in this rulemaking when it sought input from all stakeholders through 
publication of the proposed rule in the Federal Register on May 13, 
2005 (70 FR 25496). FDA received no comments from any states on the 
proposed rulemaking.
    In addition, on December 23, 2005, FDA's Division of Federal and 
State Relations provided notice by fax and email transmission to State 
health commissioners, State agriculture commissioners, food program 
directors, and drug program directors as well as FDA field personnel of 
FDA's intended amendment to add sucralose as a sweetener to the 
noncariogenic carbohydrate sweeteners and dental caries health claim 
(21 CFR 101.80). The notice provided the States with further 
opportunity for input on the rule. It advised the States of the 
publication of the proposed rule and encouraged State and local 
governments to review the notice and to provide any comments to the 
docket (docket number 2004P-0294), opened in the May 13, 2005, Federal 
Register notice, by a date 30 days from the date of the notice (i.e., 
by January 23, 2006), or to contact certain named individuals. FDA 
received no comments in response to this notice. The notice has been 
filed in the above numbered docket.
    In conclusion, the agency believes that it has complied with all of 
the applicable requirements under the Executive Order and has 
determined that the preemptive effects of this rule are consistent with 
Executive Order 13132.

VII. References

    The following references have been placed on display in the 
Division of Dockets Management, (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852, and 
may be seen by interested persons between 9 a.m. and 4 p.m., Monday 
through Friday.
    1. McNeil Nutritionals, ``Petition to Amend the Regulation for 
21 CFR Sec. 101.80 to Authorize a Noncariogenicity Dental Health 
Claim for Sucralose,'' CP-1, Docket No. 2004P-0294, April 2, 2004.
    2. U.S. Department of Health and Human Services, National 
Institute of Dental and Craniofacial Research, ``Results of National 
Oral Health Survey Released'' (press release), Rockville MD, https://
www.hhs.gov/news/press/1996pres/960311.html, March 11, 1996.
    3. U.S. Department of Health and Human Services, National 
Institute of Dental and Craniofacial Research, ``Oral Health in 
America: A Report of the Surgeon General,'' executive summary 
(monograph on the Internet), Rockville MD, https://www.nidcr.nih.gov/
AboutNIDCR/SurgeonGeneral/ExecutiveSummary.htm, May 2000.

List of Subjects in 21 CFR Part 101

    Food labeling, Nutrition, Reporting and recordkeeping requirements.

0
Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
101 is amended as follows:

PART 101--FOOD LABELING

0
1. The authority citation for 21 CFR part 101 continues to read as 
follows:

    Authority: 15 U.S.C. 1453, 1454, 1455; 21 U.S.C. 321, 331, 342, 
343, 348, 371; 42 U.S.C. 243, 264, 271.

0
2. Section 101.80 is amended by adding (c)(2)(ii)(C) and (e)(1)(v) to 
read as follows:


Sec.  101.80  Health claims: dietary noncariogenic carbohydrate 
sweeteners and dental caries.

* * * * *
    (c) * * *
    (2) * * *
    (ii) * * *
    (C) Sucralose.
* * * * *
    (e) * * *
    (1) * * *
    (v) Frequent eating of foods high in sugars and starches as 
between-meal snacks can promote tooth decay. Sucralose, the sweetening 
ingredient

[[Page 15564]]

used to sweeten this food, unlike sugars, does not promote tooth decay.
* * * * *

    Dated: March 21, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06-3007 Filed 3-28-06; 8:45 am]
BILLING CODE 4160-01-S
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