Food Labeling: Health Claims; Dietary Noncariogenic Carbohydrate Sweeteners and Dental Caries, 15559-15564 [06-3007]
Download as PDF
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
Compliance with the requirements
contained in this special condition for
aspects of the AP/SAS that can result in
failure conditions classified as
‘‘Catastrophic’’ may be shown by
analysis, and appropriate testing in
combination with simulation to validate
the analysis. Very limited flight tests in
combination with simulation are
typically used as a part of a showing of
compliance for failures in this
classification. Flight tests are performed
only in circumstances that use
operational variations, or extrapolations
from other flight performance aspects to
address flight safety.
This special condition requires that
the AP/SAS system installed on a
Robinson Model R44 helicopter, Type
Certification Data Sheet Number
H11NM, Revision 3, meet these
requirements to adequately address the
failure effects identified by the FHA,
and subsequently verified by the SSA,
within the defined design integrity
requirements.
Applicability
This special condition is applicable to
the Hoh Aeronautics, Inc. AP/SAS
installed as an STC approval, in a
Robinson Model R44 helicopter, Type
Certification Data Sheet Number
H11NM, Revision 3.
Conclusion
This action affects only certain novel
or unusual design features for a Hoh
Aeronautics, Inc. AP/SAS STC installed
on one model series of helicopter. It is
not a rule of general applicability and
affects only the applicant who applied
to the FAA for approval of these features
on the helicopter.
List of Subjects in 14 CFR Part 27
Aircraft, Air transportation, Aviation
safety, Rotorcraft, Safety.
The authority citation for this special
condition is as follows:
Authority: 42 U.S.C. 7572, 49 U.S.C.
106(g), 40105, 40113, 44701–44702, 44704,
44709, 44711, 44713, 44715, 45303.
Final Special Condition Information
hsrobinson on PROD1PC68 with RULES
The Special Condition
Accordingly, pursuant to the
authority delegated to me by the
Administrator, the following special
condition is issued as part of the Hoh
Aeronautics, Inc. supplemental type
certificate basis for an Autopilot/
Stability Augmentation System to be
installed on a Robinson Model R44
helicopter, Type Certification Data
Sheet Number H11NM, Revision 3.
The Autopilot/Stability Augmentation
System must be designed and installed
VerDate Aug<31>2005
15:34 Mar 28, 2006
Jkt 208001
so that the failure conditions identified
in the Functional Hazard Assessment
and verified by the System Safety
Assessment, after design completion,
are adequately addressed in accordance
with the ‘‘Definitions’’ and
‘‘Requirements’’ sections (including the
design integrity, design environmental,
and test and analysis requirements) of
this special condition.
Issued in Fort Worth, Texas, on March 21,
2006.
David A. Downey,
Manager, Rotorcraft Directorate, Aircraft
Certification Service.
[FR Doc. 06–3013 Filed 3–28–06; 8:45 am]
BILLING CODE 4910–13–P
15559
AD 2005–13–09 requires replacement
of the MLG up-lock hook assembly.
Current language in paragraph (e)(2) of
AD 2005–13–09 incorrectly references
the MLG up-lock assembly as ‘‘elevator
and aileron hinge pins.’’ This AD
corrects that paragraph to reference the
appropriate part number MLG up-lock
hook assembly.
Need for the Correction
This correction is needed to ensure
that reference to the MLG up-lock hook
assembly part number is correct for
future reference. All airplanes currently
on the U.S. Register have the actions of
AD 2005–13–09 incorporated.
Correction of Publication
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2005–19473; Directorate
Identifier 2004–CE–35–AD; Amendment 39–
14146; AD 2005–13–09]
RIN 2120–AA64
Airworthiness Directives; GROB–
WERKE Model G120A Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; correction.
AGENCY:
SUMMARY: This document makes a
correction to Airworthiness Directive
(AD) 2005–13–09, which published in
the Federal Register on August 23, 2005
(70 FR 49184), and applies to certain
GROB–WERKE Model G120A airplanes.
AD 2005–13–09 requires replacement of
the main landing gear (MLG) up-lock
hook assembly. Current language in
paragraph (e)(2) of AD 2005–13–09
incorrectly references the MLG up-lock
assembly as ‘‘elevator and aileron hinge
pins.’’ This AD corrects that paragraph
to reference the appropriate part number
MLG up-lock hook assembly.
DATES: The effective date of this AD
(2005–13–09) remains July 26, 2005.
FOR FURTHER INFORMATION CONTACT: Karl
Schletzbaum, Aerospace Engineer,
ACE–112, Small Airplane Directorate,
901 Locust, Room 301, Kansas City,
Missouri 64106; telephone: 816–329–
4146; facsimile: 816–329–4090.
SUPPLEMENTARY INFORMATION:
Accordingly, the publication of
August 23, 2005 (70 FR 49184), of
Amendment 39–14146; AD 2005–13–09,
which was the subject of FR Doc.
05’16440, is corrected as follows:
I
§ 39.13
[Corrected]
On page 49184, in § 39.13 [Amended],
in paragraph (e)(2), replace the Current
Text in the Actions column with the
Replacement Text.
Current Text: ‘‘(2) For all serial
numbers: Do not install any elevator and
aileron hinge pins that are not part
number SY991A hinge pins.’’
Replacement Text: ‘‘(2) Do not install
any MLG up-lock hook assembly that is
not part number X03–0020–00–00.00/1
(or FAA-approved later part number
that supersedes this part number).’’
Action is taken herein to correct this
reference in AD 2005–13–09 and to add
this AD correction to § 39.13 of the
Federal Aviation Regulations (14 CFR
39.13).
The effective date remains July 26,
2005.
I
Issued in Kansas City, Missouri, on March
22, 2006.
William J. Timberlake,
Acting Manager, Small Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 06–2983 Filed 3–28–06; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 101
[Docket No. 2004P–0294]
Discussion
On August 15, 2005, the FAA issued
AD 2005–13–09, Amendment 39–14146
(70 FR 49184, August 23, 2005), which
applies to certain GROB–WERKE Model
G120A airplanes.
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
Food Labeling: Health Claims; Dietary
Noncariogenic Carbohydrate
Sweeteners and Dental Caries
AGENCY:
Food and Drug Administration,
HHS.
E:\FR\FM\29MRR1.SGM
29MRR1
15560
ACTION:
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
Final rule.
SUMMARY: The Food and Drug
Administration (FDA) is announcing its
decision to authorize the use of a health
claim regarding the association between
sucralose and the nonpromotion of
dental caries. Based on its review of
evidence described in the proposed rule
and comments submitted on the
proposed rule, the agency has
concluded that sucralose does not
promote dental caries. Therefore, the
agency has decided to amend the
regulation that authorizes a health claim
regarding noncariogenic carbohydrate
sweeteners to include sucralose.
DATES: This final rule is effective March
29, 2006.
FOR FURTHER INFORMATION CONTACT:
James E. Hoadley, Center for Food
Safety and Applied Nutrition (HFS–
830), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park,
MD, 20740–3835, 301–436–1450.
SUPPLEMENTARY INFORMATION:
hsrobinson on PROD1PC68 with RULES
I. Background
In the Federal Register of May 13,
2005 (70 FR 25496), the agency
published a proposed rule to amend
§ 101.80 (21 CFR 101.80), the regulation
which authorizes a health claim
regarding the relationship between
noncariogenic carbohydrate sweeteners
and dental caries, to include sucralose,
a non-nutritive sweetener food
ingredient. Under 403(r)(3)(B)(i) of the
Federal Food, Drug, and Cosmetic Act
(the act) (21 U.S.C. 343(r)(3)(B)(i)), FDA
issued this proposed rule in response to
a petition filed under section 403(r)(4)
of the act (21 U.S.C. 343(r)(4)). Section
403(r)(3)(B)(i) of the act states that the
Secretary of Health and Human Services
(Secretary) (and, by delegation, FDA)
shall issue a regulation authorizing a
health claim only if the Secretary
determines, based on the totality of
publicly available scientific evidence
(including evidence from well-designed
studies conducted in a manner which is
consistent with generally recognized
scientific procedures and principles),
that there is significant scientific
agreement, among experts qualified by
scientific training and experience to
evaluate such claims, that the claim is
supported by such evidence (see also 21
CFR 101.14(c)). Section 403(r)(4) of the
act sets out the procedures that FDA is
to follow upon receiving a health claim
petition.
On April 2, 2004, McNeil
Nutritionals, of Brunswick, NJ (the
petitioner) submitted a petition
requesting that the agency amend
§ 101.80 to include the non-nutritive
VerDate Aug<31>2005
15:34 Mar 28, 2006
Jkt 208001
sweetener sucralose as one of the
substances eligible to bear the dental
caries health claim (Ref. 1). FDA filed
the petition for comprehensive review
in accordance with section 403(r)(4) of
the act on July 9, 2004.
FDA considered the scientific
evidence presented in the petition as
part of its review of the scientific
literature on sucralose and dental caries,
as well as information previously
considered by the agency on the
etiology of dental caries and the effects
of slowly fermentable carbohydrates.
The agency summarized this evidence
in the proposed rule (70 FR 25496 at
25498 to 25499). Based on the available
evidence, FDA concluded that dental
caries is a disease for which the U.S.
population is at risk; sucralose is a food
because it contributes taste and other
technical effects listed in 21 CFR
170.3(o) to food; the use of sucralose as
a non-nutritive sweetener in food is safe
and lawful; and there is significant
scientific agreement among qualified
experts that sucralose does not promote
dental caries (70 FR 25496 at 25499).
Consequently, FDA proposed amending
§ 101.80 (the sucralose proposed rule) to
broaden the health claim to include
sucralose as an additional noncariogenic
carbohydrate sweetener eligible for the
health claim.
II. Summary of Comments and the
Agency’s Response
The agency received four responses,
each containing one or more comments,
to the sucralose proposed rule. Two
responses were from individual
consumers, one from an industry trade
organization, and the other from the
petitioner. One consumer comment had
no relevance to the proposed
amendment, and the other consumer
comment opposed a health claim for
this non-nutritive sweetener but
provided little specific information. The
industry trade organization and the
petitioner agreed with the proposed
amendment without providing grounds
for this support other than those
grounds already provided by FDA in the
preamble to the sucralose proposed rule.
The petitioner also made several
comments regarding FDA’s evaluation
of the evidence, which are discussed in
detail in comments 1 to 4 of this section
II.
(Comment 1) The petitioner
commented that it was inappropriate for
FDA to refer to sucralose-based sugar
substitute products by brand names in
the preamble; specifically in regards to
statements about specific SPLENDA
sugar substitute products not meeting
the eligibility criteria of
§ 101.80(c)(2)(iii). The petitioner noted
PO 00000
Frm 00004
Fmt 4700
Sfmt 4700
that the SPLENDA brand name did not
appear in the petition and thus FDA’s
conclusions should have referred to the
eligibility of sucralose-based sugar
substitute formulations generically. The
petitioner further noted that SPLENDA
brand name product formulations can
be changed and may in the future meet
§ 101.80(c)(2)(iii) eligibility criteria.
(Response) The petition cites dental
plaque pH studies conducted with
sucralose-based formulations
representative of commercially
marketed SPLENDA sugar substitute
products. FDA discussed these products
in the preamble to clarify that although
the petition included plaque pH data
representative of these products, FDA
was concluding that the available
evidence did not support the eligibility
of these sucralose-based formulations
for the health claim. FDA referred to
these formulations by their specific
product names (i.e., SPLENDA
Granular, and SPLENDA Packet) for the
sake of convenience. The amendment to
§ 101.80 provides for the use of the
dental caries health claim in food
labeling of sucralose-containing
products in general and does not
prohibit the use of the health claim in
labeling of any SPLENDA brand name
product that meets § 101.80(c)(2)(iii)
eligibility criteria.
(Comment 2) The petitioner
commented that FDA incorrectly
concluded that the use of the dental
caries health claim in the labeling of
SPLENDA Granular would not be
appropriate. The petitioner asserted that
the petition contains insufficient
information to warrant this conclusion.
FDA had concluded that evidence
contained in the petition does not
demonstrate that SPLENDA Granular
would prevent plaque pH from falling
below 5.7 when measured, as specified
in § 101.80(c)(2)(iii)(C), by the
indwelling electrode method (70 FR
24596 at 25500). The petition included
data on the impact of SPLENDA
Granular on plaque pH as measured by
the micro-touch method, a measurement
method different from the indwelling
electrode method specified in
§ 101.80(c)(2)(iii)(C). The petitioner also
asserted in this comment that the tests
conducted involved the equivalent of
two servings of SPLENDA Granular,
rather than one, and that this was not
taken into consideration by the FDA.
(Response) FDA agrees that a more
appropriate conclusion would have
been that the submitted evidence is
insufficient to establish the eligibility of
the sucralose-maltodextrin formulation
for the claim, rather than concluding
that the available evidence shows the
use of the dental caries health claim in
E:\FR\FM\29MRR1.SGM
29MRR1
hsrobinson on PROD1PC68 with RULES
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
labeling of SPLENDA Granular would
not be appropriate. However, this
discussion does not bear on the
amendment to § 101.80 in the final rule
because the amendment addresses
sucralose, not specific SPLENDA brand
products.
(Comment 3) The petitioner objected
to FDA specifically identifying
SPLENDA Packet as not eligible for use
of the dental caries claim because the
product does not meet the definition for
‘‘sugar free.’’ The petitioner noted that
SPLENDA Packet could in the future be
reformulated using nonfermentable
bulking agents in order to be ‘‘sugar
free,’’ or to lower the level of dextrose
in each packet in order to meet the
‘‘sugar free’’ criterion. Furthermore, the
petitioner asserted that the plaque pH
performance criterion is a more
important test than is the ‘‘sugar free’’
standard in the health claim
requirements, adding that if plaque pH
is not lowered below 5.7 by the
indwelling pH method, then it should
not matter how much sugar the product
contains on a per serving basis.
(Response) The preamble of the
proposed rule explicitly stated that this
specific sucralose formulation, for
which the petitioner submitted plaque
pH data, was not being included in our
consideration and stated the reason for
our decision. FDA believes that we
correctly decided to exclude the
sucralose formulation in question, but
we agree that our comment applies only
to that formulation, which was tested in
the submitted studies, and not to the
SPLENDA Packet brand name. In any
case, the petition did not request any
amendment to the regulation with
respect to the ‘‘sugar free’’ requirement.
Furthermore, FDA does not rank the
importance of the various eligibility
criteria in assessing whether the food in
question can make the claim, as each of
the requirements listed in § 101.80(c),
including the ‘‘sugar free’’ standard,
must be met for the claim to be made.
(Comment 4) The petitioner
commented that the evidence submitted
in the petition demonstrates that
sucralose is not fermented at all, and
therefore FDA’s conclusion that
sucralose is ‘‘minimally fermented’’ and
‘‘not fermented by oral bacteria to an
extent sufficient to lower dental plaque
pH * * *’’ is inconsistent with the
available evidence.
(Response) FDA considers it a
difficult task to demonstrate
conclusively that sucralose would not
be fermented to any extent by any
species of oral bacteria. FDA’s decision
to add sucralose to the dental caries
health claim does not turn on a
distinction between ‘‘minimally
VerDate Aug<31>2005
15:34 Mar 28, 2006
Jkt 208001
fermented’’ or ‘‘not fermented.’’ The
amount of sucralose, an intense
sweetener, used per serving is in
milligram amounts. Even if sucralose
were fermented by oral bacteria,
considering the amount of sucralose
involved, the complete and rapid
fermentation of the amount of sucralose
contained in one serving would likely
not contribute significantly to a change
in plaque pH. Thus, whether sucralose
is ‘‘minimally fermented’’ or ‘‘not
fermented’’ does not affect our decision
to authorize this amendment to the
dental caries health claim.
Given the information discussed in
the preamble to the proposed rule and
the absence of contrary information in
the comments, FDA is adopting as a
final rule, without change, the proposed
amendment of § 101.80 to include
sucralose as a substance eligible for the
dental caries health claim.
III. Environmental Impact
The agency has previously considered
the environmental effects of this rule as
announced in the proposed rule. No
new information or comments have
been received that would affect the
agency’s previous determination that
there is no significant impact on the
human environment and that an
environmental impact statement is not
required.
IV. Analysis of Impacts
A. Regulatory Impact Analysis
FDA has examined the economic
implications of this final rule as
required by Executive Order 12866.
Executive Order 12866 directs agencies
to assess all costs and benefits of
available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages;
distributive impacts; and equity).
Executive Order 12866 classifies a rule
as significant if it meets any one of a
number of specified conditions,
including the following: Having an
annual effect on the economy of $100
million, adversely affecting a sector of
the economy in a material way,
adversely affecting competition, or
adversely affecting jobs. A regulation is
also considered a significant regulatory
action if it raises novel legal or policy
issues. We have determined that this
final rule is not a significant regulatory
action as defined by Executive Order
12866.
FDA identified the following three
options regarding this petition: (1) Deny
the petition; (2) add sucralose to the
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
15561
dental caries health claim using the
standards previously applied for making
that claim; or (3) add sucralose to the
dental caries health claim using
different standards from those standards
previously applied for making that
claim, so that the claim could be
applied to products such as SPLENDA
Granular and SPLENDA Packet. This
final rule will affect the following three
sets of stakeholders: Consumers,
producers using sucralose, and
producers not using sucralose. We will
evaluate each of the three options with
respect to their effect on each of these
three sets of stakeholders.
Option one: FDA’s denial of the
petition would mean no change in the
dental caries health claim. This option
generates no new costs and benefits and
is the point of comparison for all other
options. Producers using sucralose
would not change labels to provide
more information on sucralose and
dental caries. Producers not using
sucralose would not be affected by
changes in the information given to
consumers about sucralose and dental
caries or changes in the relative prices
of sweeteners or products using
sweeteners. Consumers would continue
to experience dental caries unaffected
by information on sucralose and dental
caries.
If we deny the petition, then the state
of treatment of dental caries would not
be affected. Dental caries is the most
common chronic childhood disease and
94 percent of adults have either
untreated decay or fillings in the crowns
of their teeth, with an average of 22
affected surfaces, according to the
National Oral Health Survey, part of the
National Health and Nutrition
Examination Survey (Ref. 2). The cost of
dental caries includes the costs of dental
treatment as well as the value of lost
productivity and pain and suffering
associated with dental caries. The
following are several risk factors for
developing dental caries: Genetic
factors, eating behaviors, types and
characteristics of foods eaten, and
dental hygiene (Ref. 3). Specifically,
consumption of dietary sugars and
starches have been linked to
development of dental caries.
Option two (final rule): The option
chosen by the agency permits producers
who use sucralose to place the dental
caries health claim in their labeling
under certain conditions. If these
producers decide to do so they will have
to pay to redesign and replace their
labels. If they make this choice, then
their choice reveals that they value the
ability to place the health claim on their
products more highly than they value
the cost they must bear to make the
E:\FR\FM\29MRR1.SGM
29MRR1
hsrobinson on PROD1PC68 with RULES
15562
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
labeling change. Producers who use
sucralose are better off under option two
than under option one because under
option two they have additional ways to
market their products to consumers.
This option (under certain conditions)
permits producers who use sucralose to
give consumers more information about
sucralose and dental carries. Some
consumers may find this information
valuable to them while choosing
products. As stated previously, FDA has
determined that this information has
sufficient scientific support, and when
provided in labeling under certain
conditions is truthful and not
misleading to consumers. Consumption
of products containing sucralose, such
as gum and soft drinks, can reduce the
risk of dental caries. This would lead to
benefits in reduced expenditures and
other health costs related to dental
caries. It is possible that the health
claim could draw some consumers to
choose foods that are more expensive. If
they make this choice, they reveal that
they value the more expensive products
more highly than they value the
additional expenditure. It is also
possible that the prices of products
containing sucralose may rise and cause
some consumers to seek other, less
expensive products with less protection
against dental caries. If they make this
choice, they reveal that they value the
less expensive products more highly
than the increased probability of bearing
the consequences of dental caries.
Regardless of their choices, consumers
are better off under option two than
under option one because they can have
more information related to their health
and can make the choices that seem best
to them.
If the agency under certain conditions
permits producers who use sucralose to
place the dental caries health claim in
their labeling, products that do not
contain sucralose may be affected. Some
producers may be hurt if consumers
choose to stop consuming their products
and instead consume products
containing sucralose. Some producers
may be helped if changes in the prices
of products using sucralose make their
products look less expensive to
consumers. Producers not using
sucralose will be affected differently
depending on the type of product that
they produce, and it is impossible to tell
beforehand how the approval of this
health claim will affect different
producers.
Some producers not now using
sucralose may decide to reformulate
their products to contain sucralose.
Substitution of sucralose for sugars in
some foods, such as gum and soft drinks
can reduce the risk of dental caries. This
VerDate Aug<31>2005
15:34 Mar 28, 2006
Jkt 208001
reformulation would lead to benefits to
consumers in reduced costs associated
with dental caries. If some producers
choose to reformulate their products,
they reveal that they value the ability to
place the health claim on their products
more highly than they value the cost of
reformulating their products. Whatever
the effects of this option on producers
not using sucralose, they will be the
result of the product choices made by
consumers who respond to the new
information and make the choices that
seem best to them.
Option three: This option would relax
some of the restrictions imposed by the
agency in option two so that the claim
could be applied to products such as
SPLENDA Granular and SPLENDA
Packet. Option three would use different
standards for approving this claim than
previously applied to other products.
Option three would give producers
using sucralose more opportunities to
make the health claim than under
option two. If, when given this option,
producers decide to make the claims,
they would have to pay to redesign and
replace their labels, and they could
decide to change more labels than under
option two. However, if they voluntarily
make this choice, they reveal that they
value the ability to place the health
claim on their product more highly than
they value the cost of the label change
regardless of how many labels they
would change. Therefore, producers
who use sucralose are better off under
option three than under option two
because they have additional
opportunities for marketing their
products to consumers using the health
claim.
Option three makes producers using
sucralose better off while making
consumers worse off. As stated
previously, the intended use of
SPLENDA Granular is in the preparation
of foods likely to lower plaque pH
below 5.7 when measured by the
indwelling electrode method. It also is
designed to be used in the cooking and
baking of many foods containing starch.
Because foods containing starch are
associated with increased plaque acidity
and thus increased risk of dental caries,
consumers would not benefit from
seeing the health claim on products
such as SPLENDA Granular. Also, as
stated previously, SPLENDA Packet
contains dextrose, and therefore is not
‘‘sugar free’’ and may promote tooth
decay. Therefore, consumers would be
made worse off under option three than
under option two. Having the health
claim on these additional types of
products may mislead consumers and
undo some of the benefit (reduced
dental caries) of allowing the claim on
PO 00000
Frm 00006
Fmt 4700
Sfmt 4700
products containing sucralose that meet
the conditions set forth by the agency.
For producers not using sucralose, the
effect of option three is generally the
same as for option two, though allowing
the claim to appear on more products
would likely make for larger effects.
We can conclude that the final rule
option chosen by the agency (option
two) is better for society than option one
because the impact on consumers and
on producers using sucralose is positive
and the impact on producers not using
sucralose is indeterminate and depends
only on choices made by better
informed consumers. We can also
conclude that the final rule option
chosen by the agency (option two) is
better for society than option three
because under option three any
advantage to producers using sucralose
comes at the disadvantage of consumers.
The petition also raises the issue of
the effect the increased use of sucralose
could have on weight loss in the U.S.
population. We have not addressed that
issue here because the products
involved and the amounts consumed are
so small that a health claim relating
sucralose to reduced dental caries
would not have an impact big enough to
cause a noticeable change in weight.
B. Regulatory Flexibility Analysis
We have examined the economic
implications of this final rule as
required by the Regulatory Flexibility
Act (5 U.S.C. 601–612). If a rule has a
significant impact on a substantial
number of small entities, the Regulatory
Flexibility Act requires the agency to
analyze regulatory options that would
minimize the economic impact of the
rule on small entities.
As previously explained, this final
rule will not generate any compliance
costs for any small entities, because it
does not require small entities to
undertake any new activity. No small
business will choose to use the dental
caries health claim authorized by this
rule unless it believes that doing so will
increase private benefits by more than it
increases private costs. Accordingly, we
certify that this final rule will not have
a significant impact on a substantial
number of small entities. Under the
Regulatory Flexibility Act, no further
analysis is required.
C. Unfunded Mandates
Title II of the Unfunded Mandates
Reform Act of 1995 (Public Law 104–4)
requires that agencies prepare a written
statement of anticipated costs and
benefits before issuing any final rule
that may result in the expenditure by
State, local, and tribal governments, in
the aggregate, or by the private sector, of
E:\FR\FM\29MRR1.SGM
29MRR1
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
$115,000,000 or more (adjusted
annually for inflation) in any 1 year.
The Unfunded Mandates Reform Act
does not require FDA to prepare a
statement of costs and benefits for this
rule, because the rule is not expected to
result in any 1 year expenditure that
would exceed $115,000,000.
V. Paperwork Reduction Act
FDA concludes that the labeling
provisions of this final rule are not
subject to review by the Office of
Management and Budget because they
do not constitute a ‘‘collection of
information’’ under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520). Rather, the food labeling health
claim on the association between
sucralose and the nonpromotion of
dental caries is a ‘‘public disclosure of
information originally supplied by the
Federal Government to the recipient for
the purpose of disclosure to the public.’’
(5 CFR 1320.3(c)(2)).
VI. Federalism
FDA has analyzed this final rule in
accordance with the principles set forth
in Executive Order 13132. FDA has
determined that the rule will have a
preemptive effect on State law. Section
4 (a) of the Executive Order requires
agencies to ‘‘construe * * * a Federal
statute to preempt State law only where
the statute contains an express
preemption provision or there is some
other clear evidence that the Congress
intended preemption of State law, or
where the exercise of State authority
conflicts with the exercise of Federal
authority under the Federal statute.’’
Section 403A of the act (21 U.S.C. 343–
1) is an express preemption provision.
Section 403A(a) of the act (21 U.S.C.
343–1(a)) provides that:
hsrobinson on PROD1PC68 with RULES
(a)* * * no State or political subdivision of
a State may directly or indirectly establish
under any authority or continue in effect as
to any food in interstate commerce -- * * *
(5) any requirement respecting any claim of
the type described in section 403(r)(1) made
in the label or labeling of food that is not
identical to the requirement of section 403(r).
***
Currently, this provision operates to
preempt States from imposing health
claim labeling requirements concerning
sucralose and reduced risk of dental
caries because no such requirement had
been imposed by FDA under section
403(r) of the act. This final rule amends
existing food labeling regulations to add
sucralose as an eligible noncariogenic
carbohydrate sweetener to the dietary
noncariogenic carbohydrate sweeteners
and dental caries health claim.
Although this rule would have a
preemptive effect, in that it would
preclude States from issuing any health
VerDate Aug<31>2005
15:34 Mar 28, 2006
Jkt 208001
claim labeling requirements for
sucralose and reduced risk of dental
caries that are not identical to those
required by this final rule, this
preemptive effect is consistent with
what Congress set forth in section 403A
of the act. Section 403A(a)(5) of the act
displaces both State legislative
requirements and State common law
duties. Medtronic v. Lohr, 518 U.S. 470,
503 (1996) (Breyer, J., concurring in part
and concurring in judgment); id. at 510
(O’Connor, J., joined by Rehnquist, C. J.,
Scalia, J., and Thomas, J., concurring in
part and dissenting in part); Cipollone v.
Liggett Group, Inc., 505 U.S. 504, 521
(1992) (plurality opinion); id. at 548–49
(Scalia, J., joined by Thomas, J.,
concurring in judgment in part and
dissenting in part).
FDA believes that the preemptive
effect of the final rule would be
consistent with Executive Order 13132.
Section 4(e) of the Executive Order
provides that ‘‘when an agency proposes
to act through adjudication or
rulemaking to preempt State law, the
agency shall provide all affected State
and local officials notice and an
opportunity for appropriate
participation in the proceedings.’’ FDA
provided the States with an opportunity
for appropriate participation in this
rulemaking when it sought input from
all stakeholders through publication of
the proposed rule in the Federal
Register on May 13, 2005 (70 FR 25496).
FDA received no comments from any
states on the proposed rulemaking.
In addition, on December 23, 2005,
FDA’s Division of Federal and State
Relations provided notice by fax and
email transmission to State health
commissioners, State agriculture
commissioners, food program directors,
and drug program directors as well as
FDA field personnel of FDA’s intended
amendment to add sucralose as a
sweetener to the noncariogenic
carbohydrate sweeteners and dental
caries health claim (21 CFR 101.80). The
notice provided the States with further
opportunity for input on the rule. It
advised the States of the publication of
the proposed rule and encouraged State
and local governments to review the
notice and to provide any comments to
the docket (docket number 2004P–
0294), opened in the May 13, 2005,
Federal Register notice, by a date 30
days from the date of the notice (i.e., by
January 23, 2006), or to contact certain
named individuals. FDA received no
comments in response to this notice.
The notice has been filed in the above
numbered docket.
In conclusion, the agency believes
that it has complied with all of the
applicable requirements under the
PO 00000
Frm 00007
Fmt 4700
Sfmt 4700
15563
Executive Order and has determined
that the preemptive effects of this rule
are consistent with Executive Order
13132.
VII. References
The following references have been
placed on display in the Division of
Dockets Management, (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852,
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday.
1. McNeil Nutritionals, ‘‘Petition to Amend
the Regulation for 21 CFR Sec. 101.80 to
Authorize a Noncariogenicity Dental Health
Claim for Sucralose,’’ CP–1, Docket No.
2004P–0294, April 2, 2004.
2. U.S. Department of Health and Human
Services, National Institute of Dental and
Craniofacial Research, ‘‘Results of National
Oral Health Survey Released’’ (press release),
Rockville MD, https://www.hhs.gov/news/
press/1996pres/960311.html, March 11,
1996.
3. U.S. Department of Health and Human
Services, National Institute of Dental and
Craniofacial Research, ‘‘Oral Health in
America: A Report of the Surgeon General,’’
executive summary (monograph on the
Internet), Rockville MD, https://
www.nidcr.nih.gov/AboutNIDCR/
SurgeonGeneral/ExecutiveSummary.htm,
May 2000.
List of Subjects in 21 CFR Part 101
Food labeling, Nutrition, Reporting
and recordkeeping requirements.
I Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 101 is
amended as follows:
PART 101—FOOD LABELING
1. The authority citation for 21 CFR
part 101 continues to read as follows:
I
Authority: 15 U.S.C. 1453, 1454, 1455; 21
U.S.C. 321, 331, 342, 343, 348, 371; 42 U.S.C.
243, 264, 271.
2. Section 101.80 is amended by
adding (c)(2)(ii)(C) and (e)(1)(v) to read
as follows:
I
§ 101.80 Health claims: dietary
noncariogenic carbohydrate sweeteners
and dental caries.
*
*
*
*
*
(c) * * *
(2) * * *
(ii) * * *
(C) Sucralose.
*
*
*
*
*
(e) * * *
(1) * * *
(v) Frequent eating of foods high in
sugars and starches as between-meal
snacks can promote tooth decay.
Sucralose, the sweetening ingredient
E:\FR\FM\29MRR1.SGM
29MRR1
15564
Federal Register / Vol. 71, No. 60 / Wednesday, March 29, 2006 / Rules and Regulations
used to sweeten this food, unlike sugars,
does not promote tooth decay.
*
*
*
*
*
Dated: March 21, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06–3007 Filed 3–28–06; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 522
Implantation or Injectable Dosage
Form New Animal Drugs; Flunixin
AGENCY:
Food and Drug Administration,
HHS.
hsrobinson on PROD1PC68 with RULES
ACTION:
Final rule.
List of Subjects in 21 CFR Part 522
SUMMARY: The Food and Drug
Administration (FDA) is amending the
animal drug regulations to reflect
approval of a supplemental abbreviated
new animal drug application (ANADA)
filed by Norbrook Laboratories, Ltd. The
supplemental ANADA provides for the
veterinary prescription use of flunixin
meglumine solution by intravenous
injection in lactating dairy cattle for
control of fever associated with bovine
respiratory disease and endotoxemia,
and for control of inflammation in
endotoxemia.
DATES: This rule is effective March 29,
2006.
FOR FURTHER INFORMATION CONTACT:
Christopher Melluso, Center for
Veterinary Medicine (HFV–104), Food
and Drug Administration, 7500 Standish
Pl., Rockville, MD 20855, 301–827–
0169, e-mail:
christopher.melluso@fda.hhs.gov.
SUPPLEMENTARY INFORMATION: Norbrook
Laboratories, Ltd., Station Works,
Newry BT35 6JP, Northern Ireland, filed
supplemental ANADA 200–308 that
provides for veterinary prescription use
of Flunixin Injection intravenously in
lactating dairy cattle for control of fever
associated with bovine respiratory
disease and endotoxemia, and for
control of inflammation in endotoxemia.
The supplemental ANADA is approved
as of March 1, 2006, and the regulations
are amended in 21 CFR 522.970 to
reflect the approval. The basis of
approval is discussed in the freedom of
information summary.
In accordance with the freedom of
information provisions of 21 CFR part
20 and 21 CFR 514.11(e)(2)(ii), a
summary of safety and effectiveness
data and information submitted to
VerDate Aug<31>2005
15:34 Mar 28, 2006
support approval of this application
may be seen in the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852, between 9
a.m. and 4 p.m., Monday through
Friday.
FDA has determined under 21 CFR
25.33(a)(1) that this action is of a type
that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
This rule does not meet the definition
of‘‘rule’’ in 5 U.S.C. 804(3)(A) because it
is a rule of ‘‘particular applicability.’’
Therefore, it is not subject to the
congressional review requirements in 5
U.S.C. 801–808.
Jkt 208001
Animal drugs.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs and redelegated to
the Center for Veterinary Medicine, 21
CFR part 522 is amended as follows:
I
PART 522—IMPLANTATION OR
INJECTABLE DOSAGE FORM NEW
ANIMAL DRUGS
1. The authority citation for 21 CFR
part 522 continues to read as follows:
I
Authority: 21 U.S.C. 360b.
2. Section 522.970 is amended by
revising paragraph (e)(2)(iii) to read as
follows:
I
§ 522.970
Flunixin.
*
*
*
*
*
(e) * * *
(2) * * *
(iii) Limitations. Do not slaughter for
food use within 4 days of last treatment.
A withdrawal period has not been
established for use in preruminating
calves. Do not use in calves to be
processed for veal. For Nos. 000061,
055529, and 059130: Do not use in dry
dairy cows. Milk that has been taken
during treatment and for 36 hours after
the last treatment must not be used for
food. For No. 057561: Not for use in
lactating or dry dairy cows.
*
*
*
*
*
Dated: March 20, 2006.
Steven D. Vaughn,
Director, Office of New Animal Drug
Evaluation, Center for Veterinary Medicine.
[FR Doc. 06–3006 Filed 3–28–06; 8:45 am]
BILLING CODE 4160–01–S
PO 00000
Frm 00008
Fmt 4700
Sfmt 4700
DEPARTMENT OF DEFENSE
Department of the Navy
32 CFR Part 706
Certifications and Exemptions Under
the International Regulations for
Preventing Collisions at Sea, 1972
Department of the Navy, DOD.
Final rule.
AGENCY:
ACTION:
SUMMARY: The Department of the Navy
is amending its certifications and
exemptions under the International
Regulations for Preventing Collisions at
Sea, 1972 (72 COLREGS), to reflect that
the Deputy Assistant Judge Advocate
General (Admiralty and Maritime Law)
has determined that USS THE
SULLIVANS (DDG 68) is a vessel of the
Navy which, due to its special
construction and purpose, cannot fully
comply with certain provisions of the 72
COLREGS without interfering with its
special function as a naval ship. The
intended effect of this rule is to warn
mariners in waters where 72 COLREGS
apply.
DATES: Effective Date: March 1, 2006.
FOR FURTHER INFORMATION CONTACT:
Commander Gregg A. Cervi, JAGC, U.S.
Navy, Deputy Assistant Judge Advocate
General (Admiralty and Maritime Law),
Office of the Judge Advocate General,
Department of the Navy, 1322 Patterson
Ave., SE., Suite 3000, Washington Navy
Yard, DC 20374–5066, telephone 202–
685–5040.
SUPPLEMENTARY INFORMATION: Pursuant
to the authority granted in 33 U.S.C.
1605, the Department of the Navy
amends 32 CFR Part 706. This
amendment provides notice that the
Deputy Assistant Judge Advocate
General (Admiralty and Maritime Law),
under authority delegated by the
Secretary of the Navy, has certified that
USS THE SULLIVANS (DDG 68) is a
vessel of the Navy which, due to its
special construction and purpose,
cannot fully comply with the following
specific provisions of 72 COLREGS
without interfering with its special
function as a naval ship: Annex I,
paragraph 3(a), pertaining to the
horizontal distance between the forward
and after masthead lights. The Deputy
Assistant Judge Advocate General
(Admiralty and Maritime Law) has also
certified that the lights involved are
located in closest possible compliance
with the applicable 72 COLREGS
requirements. All other previously
certified deviations from the 72
COLREGS not affected by this
amendment remain in effect.
E:\FR\FM\29MRR1.SGM
29MRR1
Agencies
[Federal Register Volume 71, Number 60 (Wednesday, March 29, 2006)]
[Rules and Regulations]
[Pages 15559-15564]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-3007]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 101
[Docket No. 2004P-0294]
Food Labeling: Health Claims; Dietary Noncariogenic Carbohydrate
Sweeteners and Dental Caries
AGENCY: Food and Drug Administration, HHS.
[[Page 15560]]
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is announcing its
decision to authorize the use of a health claim regarding the
association between sucralose and the nonpromotion of dental caries.
Based on its review of evidence described in the proposed rule and
comments submitted on the proposed rule, the agency has concluded that
sucralose does not promote dental caries. Therefore, the agency has
decided to amend the regulation that authorizes a health claim
regarding noncariogenic carbohydrate sweeteners to include sucralose.
DATES: This final rule is effective March 29, 2006.
FOR FURTHER INFORMATION CONTACT: James E. Hoadley, Center for Food
Safety and Applied Nutrition (HFS-830), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park, MD, 20740-3835, 301-436-1450.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of May 13, 2005 (70 FR 25496), the agency
published a proposed rule to amend Sec. 101.80 (21 CFR 101.80), the
regulation which authorizes a health claim regarding the relationship
between noncariogenic carbohydrate sweeteners and dental caries, to
include sucralose, a non-nutritive sweetener food ingredient. Under
403(r)(3)(B)(i) of the Federal Food, Drug, and Cosmetic Act (the act)
(21 U.S.C. 343(r)(3)(B)(i)), FDA issued this proposed rule in response
to a petition filed under section 403(r)(4) of the act (21 U.S.C.
343(r)(4)). Section 403(r)(3)(B)(i) of the act states that the
Secretary of Health and Human Services (Secretary) (and, by delegation,
FDA) shall issue a regulation authorizing a health claim only if the
Secretary determines, based on the totality of publicly available
scientific evidence (including evidence from well-designed studies
conducted in a manner which is consistent with generally recognized
scientific procedures and principles), that there is significant
scientific agreement, among experts qualified by scientific training
and experience to evaluate such claims, that the claim is supported by
such evidence (see also 21 CFR 101.14(c)). Section 403(r)(4) of the act
sets out the procedures that FDA is to follow upon receiving a health
claim petition.
On April 2, 2004, McNeil Nutritionals, of Brunswick, NJ (the
petitioner) submitted a petition requesting that the agency amend Sec.
101.80 to include the non-nutritive sweetener sucralose as one of the
substances eligible to bear the dental caries health claim (Ref. 1).
FDA filed the petition for comprehensive review in accordance with
section 403(r)(4) of the act on July 9, 2004.
FDA considered the scientific evidence presented in the petition as
part of its review of the scientific literature on sucralose and dental
caries, as well as information previously considered by the agency on
the etiology of dental caries and the effects of slowly fermentable
carbohydrates. The agency summarized this evidence in the proposed rule
(70 FR 25496 at 25498 to 25499). Based on the available evidence, FDA
concluded that dental caries is a disease for which the U.S. population
is at risk; sucralose is a food because it contributes taste and other
technical effects listed in 21 CFR 170.3(o) to food; the use of
sucralose as a non-nutritive sweetener in food is safe and lawful; and
there is significant scientific agreement among qualified experts that
sucralose does not promote dental caries (70 FR 25496 at 25499).
Consequently, FDA proposed amending Sec. 101.80 (the sucralose
proposed rule) to broaden the health claim to include sucralose as an
additional noncariogenic carbohydrate sweetener eligible for the health
claim.
II. Summary of Comments and the Agency's Response
The agency received four responses, each containing one or more
comments, to the sucralose proposed rule. Two responses were from
individual consumers, one from an industry trade organization, and the
other from the petitioner. One consumer comment had no relevance to the
proposed amendment, and the other consumer comment opposed a health
claim for this non-nutritive sweetener but provided little specific
information. The industry trade organization and the petitioner agreed
with the proposed amendment without providing grounds for this support
other than those grounds already provided by FDA in the preamble to the
sucralose proposed rule. The petitioner also made several comments
regarding FDA's evaluation of the evidence, which are discussed in
detail in comments 1 to 4 of this section II.
(Comment 1) The petitioner commented that it was inappropriate for
FDA to refer to sucralose-based sugar substitute products by brand
names in the preamble; specifically in regards to statements about
specific SPLENDA sugar substitute products not meeting the eligibility
criteria of Sec. 101.80(c)(2)(iii). The petitioner noted that the
SPLENDA brand name did not appear in the petition and thus FDA's
conclusions should have referred to the eligibility of sucralose-based
sugar substitute formulations generically. The petitioner further noted
that SPLENDA brand name product formulations can be changed and may in
the future meet Sec. 101.80(c)(2)(iii) eligibility criteria.
(Response) The petition cites dental plaque pH studies conducted
with sucralose-based formulations representative of commercially
marketed SPLENDA sugar substitute products. FDA discussed these
products in the preamble to clarify that although the petition included
plaque pH data representative of these products, FDA was concluding
that the available evidence did not support the eligibility of these
sucralose-based formulations for the health claim. FDA referred to
these formulations by their specific product names (i.e., SPLENDA
Granular, and SPLENDA Packet) for the sake of convenience. The
amendment to Sec. 101.80 provides for the use of the dental caries
health claim in food labeling of sucralose-containing products in
general and does not prohibit the use of the health claim in labeling
of any SPLENDA brand name product that meets Sec. 101.80(c)(2)(iii)
eligibility criteria.
(Comment 2) The petitioner commented that FDA incorrectly concluded
that the use of the dental caries health claim in the labeling of
SPLENDA Granular would not be appropriate. The petitioner asserted that
the petition contains insufficient information to warrant this
conclusion. FDA had concluded that evidence contained in the petition
does not demonstrate that SPLENDA Granular would prevent plaque pH from
falling below 5.7 when measured, as specified in Sec.
101.80(c)(2)(iii)(C), by the indwelling electrode method (70 FR 24596
at 25500). The petition included data on the impact of SPLENDA Granular
on plaque pH as measured by the micro-touch method, a measurement
method different from the indwelling electrode method specified in
Sec. 101.80(c)(2)(iii)(C). The petitioner also asserted in this
comment that the tests conducted involved the equivalent of two
servings of SPLENDA Granular, rather than one, and that this was not
taken into consideration by the FDA.
(Response) FDA agrees that a more appropriate conclusion would have
been that the submitted evidence is insufficient to establish the
eligibility of the sucralose-maltodextrin formulation for the claim,
rather than concluding that the available evidence shows the use of the
dental caries health claim in
[[Page 15561]]
labeling of SPLENDA Granular would not be appropriate. However, this
discussion does not bear on the amendment to Sec. 101.80 in the final
rule because the amendment addresses sucralose, not specific SPLENDA
brand products.
(Comment 3) The petitioner objected to FDA specifically identifying
SPLENDA Packet as not eligible for use of the dental caries claim
because the product does not meet the definition for ``sugar free.''
The petitioner noted that SPLENDA Packet could in the future be
reformulated using nonfermentable bulking agents in order to be ``sugar
free,'' or to lower the level of dextrose in each packet in order to
meet the ``sugar free'' criterion. Furthermore, the petitioner asserted
that the plaque pH performance criterion is a more important test than
is the ``sugar free'' standard in the health claim requirements, adding
that if plaque pH is not lowered below 5.7 by the indwelling pH method,
then it should not matter how much sugar the product contains on a per
serving basis.
(Response) The preamble of the proposed rule explicitly stated that
this specific sucralose formulation, for which the petitioner submitted
plaque pH data, was not being included in our consideration and stated
the reason for our decision. FDA believes that we correctly decided to
exclude the sucralose formulation in question, but we agree that our
comment applies only to that formulation, which was tested in the
submitted studies, and not to the SPLENDA Packet brand name. In any
case, the petition did not request any amendment to the regulation with
respect to the ``sugar free'' requirement. Furthermore, FDA does not
rank the importance of the various eligibility criteria in assessing
whether the food in question can make the claim, as each of the
requirements listed in Sec. 101.80(c), including the ``sugar free''
standard, must be met for the claim to be made.
(Comment 4) The petitioner commented that the evidence submitted in
the petition demonstrates that sucralose is not fermented at all, and
therefore FDA's conclusion that sucralose is ``minimally fermented''
and ``not fermented by oral bacteria to an extent sufficient to lower
dental plaque pH * * *'' is inconsistent with the available evidence.
(Response) FDA considers it a difficult task to demonstrate
conclusively that sucralose would not be fermented to any extent by any
species of oral bacteria. FDA's decision to add sucralose to the dental
caries health claim does not turn on a distinction between ``minimally
fermented'' or ``not fermented.'' The amount of sucralose, an intense
sweetener, used per serving is in milligram amounts. Even if sucralose
were fermented by oral bacteria, considering the amount of sucralose
involved, the complete and rapid fermentation of the amount of
sucralose contained in one serving would likely not contribute
significantly to a change in plaque pH. Thus, whether sucralose is
``minimally fermented'' or ``not fermented'' does not affect our
decision to authorize this amendment to the dental caries health claim.
Given the information discussed in the preamble to the proposed
rule and the absence of contrary information in the comments, FDA is
adopting as a final rule, without change, the proposed amendment of
Sec. 101.80 to include sucralose as a substance eligible for the
dental caries health claim.
III. Environmental Impact
The agency has previously considered the environmental effects of
this rule as announced in the proposed rule. No new information or
comments have been received that would affect the agency's previous
determination that there is no significant impact on the human
environment and that an environmental impact statement is not required.
IV. Analysis of Impacts
A. Regulatory Impact Analysis
FDA has examined the economic implications of this final rule as
required by Executive Order 12866. Executive Order 12866 directs
agencies to assess all costs and benefits of available regulatory
alternatives and, when regulation is necessary, to select regulatory
approaches that maximize net benefits (including potential economic,
environmental, public health and safety, and other advantages;
distributive impacts; and equity). Executive Order 12866 classifies a
rule as significant if it meets any one of a number of specified
conditions, including the following: Having an annual effect on the
economy of $100 million, adversely affecting a sector of the economy in
a material way, adversely affecting competition, or adversely affecting
jobs. A regulation is also considered a significant regulatory action
if it raises novel legal or policy issues. We have determined that this
final rule is not a significant regulatory action as defined by
Executive Order 12866.
FDA identified the following three options regarding this petition:
(1) Deny the petition; (2) add sucralose to the dental caries health
claim using the standards previously applied for making that claim; or
(3) add sucralose to the dental caries health claim using different
standards from those standards previously applied for making that
claim, so that the claim could be applied to products such as SPLENDA
Granular and SPLENDA Packet. This final rule will affect the following
three sets of stakeholders: Consumers, producers using sucralose, and
producers not using sucralose. We will evaluate each of the three
options with respect to their effect on each of these three sets of
stakeholders.
Option one: FDA's denial of the petition would mean no change in
the dental caries health claim. This option generates no new costs and
benefits and is the point of comparison for all other options.
Producers using sucralose would not change labels to provide more
information on sucralose and dental caries. Producers not using
sucralose would not be affected by changes in the information given to
consumers about sucralose and dental caries or changes in the relative
prices of sweeteners or products using sweeteners. Consumers would
continue to experience dental caries unaffected by information on
sucralose and dental caries.
If we deny the petition, then the state of treatment of dental
caries would not be affected. Dental caries is the most common chronic
childhood disease and 94 percent of adults have either untreated decay
or fillings in the crowns of their teeth, with an average of 22
affected surfaces, according to the National Oral Health Survey, part
of the National Health and Nutrition Examination Survey (Ref. 2). The
cost of dental caries includes the costs of dental treatment as well as
the value of lost productivity and pain and suffering associated with
dental caries. The following are several risk factors for developing
dental caries: Genetic factors, eating behaviors, types and
characteristics of foods eaten, and dental hygiene (Ref. 3).
Specifically, consumption of dietary sugars and starches have been
linked to development of dental caries.
Option two (final rule): The option chosen by the agency permits
producers who use sucralose to place the dental caries health claim in
their labeling under certain conditions. If these producers decide to
do so they will have to pay to redesign and replace their labels. If
they make this choice, then their choice reveals that they value the
ability to place the health claim on their products more highly than
they value the cost they must bear to make the
[[Page 15562]]
labeling change. Producers who use sucralose are better off under
option two than under option one because under option two they have
additional ways to market their products to consumers.
This option (under certain conditions) permits producers who use
sucralose to give consumers more information about sucralose and dental
carries. Some consumers may find this information valuable to them
while choosing products. As stated previously, FDA has determined that
this information has sufficient scientific support, and when provided
in labeling under certain conditions is truthful and not misleading to
consumers. Consumption of products containing sucralose, such as gum
and soft drinks, can reduce the risk of dental caries. This would lead
to benefits in reduced expenditures and other health costs related to
dental caries. It is possible that the health claim could draw some
consumers to choose foods that are more expensive. If they make this
choice, they reveal that they value the more expensive products more
highly than they value the additional expenditure. It is also possible
that the prices of products containing sucralose may rise and cause
some consumers to seek other, less expensive products with less
protection against dental caries. If they make this choice, they reveal
that they value the less expensive products more highly than the
increased probability of bearing the consequences of dental caries.
Regardless of their choices, consumers are better off under option two
than under option one because they can have more information related to
their health and can make the choices that seem best to them.
If the agency under certain conditions permits producers who use
sucralose to place the dental caries health claim in their labeling,
products that do not contain sucralose may be affected. Some producers
may be hurt if consumers choose to stop consuming their products and
instead consume products containing sucralose. Some producers may be
helped if changes in the prices of products using sucralose make their
products look less expensive to consumers. Producers not using
sucralose will be affected differently depending on the type of product
that they produce, and it is impossible to tell beforehand how the
approval of this health claim will affect different producers.
Some producers not now using sucralose may decide to reformulate
their products to contain sucralose. Substitution of sucralose for
sugars in some foods, such as gum and soft drinks can reduce the risk
of dental caries. This reformulation would lead to benefits to
consumers in reduced costs associated with dental caries. If some
producers choose to reformulate their products, they reveal that they
value the ability to place the health claim on their products more
highly than they value the cost of reformulating their products.
Whatever the effects of this option on producers not using sucralose,
they will be the result of the product choices made by consumers who
respond to the new information and make the choices that seem best to
them.
Option three: This option would relax some of the restrictions
imposed by the agency in option two so that the claim could be applied
to products such as SPLENDA Granular and SPLENDA Packet. Option three
would use different standards for approving this claim than previously
applied to other products.
Option three would give producers using sucralose more
opportunities to make the health claim than under option two. If, when
given this option, producers decide to make the claims, they would have
to pay to redesign and replace their labels, and they could decide to
change more labels than under option two. However, if they voluntarily
make this choice, they reveal that they value the ability to place the
health claim on their product more highly than they value the cost of
the label change regardless of how many labels they would change.
Therefore, producers who use sucralose are better off under option
three than under option two because they have additional opportunities
for marketing their products to consumers using the health claim.
Option three makes producers using sucralose better off while
making consumers worse off. As stated previously, the intended use of
SPLENDA Granular is in the preparation of foods likely to lower plaque
pH below 5.7 when measured by the indwelling electrode method. It also
is designed to be used in the cooking and baking of many foods
containing starch. Because foods containing starch are associated with
increased plaque acidity and thus increased risk of dental caries,
consumers would not benefit from seeing the health claim on products
such as SPLENDA Granular. Also, as stated previously, SPLENDA Packet
contains dextrose, and therefore is not ``sugar free'' and may promote
tooth decay. Therefore, consumers would be made worse off under option
three than under option two. Having the health claim on these
additional types of products may mislead consumers and undo some of the
benefit (reduced dental caries) of allowing the claim on products
containing sucralose that meet the conditions set forth by the agency.
For producers not using sucralose, the effect of option three is
generally the same as for option two, though allowing the claim to
appear on more products would likely make for larger effects.
We can conclude that the final rule option chosen by the agency
(option two) is better for society than option one because the impact
on consumers and on producers using sucralose is positive and the
impact on producers not using sucralose is indeterminate and depends
only on choices made by better informed consumers. We can also conclude
that the final rule option chosen by the agency (option two) is better
for society than option three because under option three any advantage
to producers using sucralose comes at the disadvantage of consumers.
The petition also raises the issue of the effect the increased use
of sucralose could have on weight loss in the U.S. population. We have
not addressed that issue here because the products involved and the
amounts consumed are so small that a health claim relating sucralose to
reduced dental caries would not have an impact big enough to cause a
noticeable change in weight.
B. Regulatory Flexibility Analysis
We have examined the economic implications of this final rule as
required by the Regulatory Flexibility Act (5 U.S.C. 601-612). If a
rule has a significant impact on a substantial number of small
entities, the Regulatory Flexibility Act requires the agency to analyze
regulatory options that would minimize the economic impact of the rule
on small entities.
As previously explained, this final rule will not generate any
compliance costs for any small entities, because it does not require
small entities to undertake any new activity. No small business will
choose to use the dental caries health claim authorized by this rule
unless it believes that doing so will increase private benefits by more
than it increases private costs. Accordingly, we certify that this
final rule will not have a significant impact on a substantial number
of small entities. Under the Regulatory Flexibility Act, no further
analysis is required.
C. Unfunded Mandates
Title II of the Unfunded Mandates Reform Act of 1995 (Public Law
104-4) requires that agencies prepare a written statement of
anticipated costs and benefits before issuing any final rule that may
result in the expenditure by State, local, and tribal governments, in
the aggregate, or by the private sector, of
[[Page 15563]]
$115,000,000 or more (adjusted annually for inflation) in any 1 year.
The Unfunded Mandates Reform Act does not require FDA to prepare a
statement of costs and benefits for this rule, because the rule is not
expected to result in any 1 year expenditure that would exceed
$115,000,000.
V. Paperwork Reduction Act
FDA concludes that the labeling provisions of this final rule are
not subject to review by the Office of Management and Budget because
they do not constitute a ``collection of information'' under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). Rather, the food
labeling health claim on the association between sucralose and the
nonpromotion of dental caries is a ``public disclosure of information
originally supplied by the Federal Government to the recipient for the
purpose of disclosure to the public.'' (5 CFR 1320.3(c)(2)).
VI. Federalism
FDA has analyzed this final rule in accordance with the principles
set forth in Executive Order 13132. FDA has determined that the rule
will have a preemptive effect on State law. Section 4 (a) of the
Executive Order requires agencies to ``construe * * * a Federal statute
to preempt State law only where the statute contains an express
preemption provision or there is some other clear evidence that the
Congress intended preemption of State law, or where the exercise of
State authority conflicts with the exercise of Federal authority under
the Federal statute.'' Section 403A of the act (21 U.S.C. 343-1) is an
express preemption provision. Section 403A(a) of the act (21 U.S.C.
343-1(a)) provides that:
(a)* * * no State or political subdivision of a State may
directly or indirectly establish under any authority or continue in
effect as to any food in interstate commerce -- * * *
(5) any requirement respecting any claim of the type described
in section 403(r)(1) made in the label or labeling of food that is
not identical to the requirement of section 403(r). * * *
Currently, this provision operates to preempt States from imposing
health claim labeling requirements concerning sucralose and reduced
risk of dental caries because no such requirement had been imposed by
FDA under section 403(r) of the act. This final rule amends existing
food labeling regulations to add sucralose as an eligible noncariogenic
carbohydrate sweetener to the dietary noncariogenic carbohydrate
sweeteners and dental caries health claim. Although this rule would
have a preemptive effect, in that it would preclude States from issuing
any health claim labeling requirements for sucralose and reduced risk
of dental caries that are not identical to those required by this final
rule, this preemptive effect is consistent with what Congress set forth
in section 403A of the act. Section 403A(a)(5) of the act displaces
both State legislative requirements and State common law duties.
Medtronic v. Lohr, 518 U.S. 470, 503 (1996) (Breyer, J., concurring in
part and concurring in judgment); id. at 510 (O'Connor, J., joined by
Rehnquist, C. J., Scalia, J., and Thomas, J., concurring in part and
dissenting in part); Cipollone v. Liggett Group, Inc., 505 U.S. 504,
521 (1992) (plurality opinion); id. at 548-49 (Scalia, J., joined by
Thomas, J., concurring in judgment in part and dissenting in part).
FDA believes that the preemptive effect of the final rule would be
consistent with Executive Order 13132. Section 4(e) of the Executive
Order provides that ``when an agency proposes to act through
adjudication or rulemaking to preempt State law, the agency shall
provide all affected State and local officials notice and an
opportunity for appropriate participation in the proceedings.'' FDA
provided the States with an opportunity for appropriate participation
in this rulemaking when it sought input from all stakeholders through
publication of the proposed rule in the Federal Register on May 13,
2005 (70 FR 25496). FDA received no comments from any states on the
proposed rulemaking.
In addition, on December 23, 2005, FDA's Division of Federal and
State Relations provided notice by fax and email transmission to State
health commissioners, State agriculture commissioners, food program
directors, and drug program directors as well as FDA field personnel of
FDA's intended amendment to add sucralose as a sweetener to the
noncariogenic carbohydrate sweeteners and dental caries health claim
(21 CFR 101.80). The notice provided the States with further
opportunity for input on the rule. It advised the States of the
publication of the proposed rule and encouraged State and local
governments to review the notice and to provide any comments to the
docket (docket number 2004P-0294), opened in the May 13, 2005, Federal
Register notice, by a date 30 days from the date of the notice (i.e.,
by January 23, 2006), or to contact certain named individuals. FDA
received no comments in response to this notice. The notice has been
filed in the above numbered docket.
In conclusion, the agency believes that it has complied with all of
the applicable requirements under the Executive Order and has
determined that the preemptive effects of this rule are consistent with
Executive Order 13132.
VII. References
The following references have been placed on display in the
Division of Dockets Management, (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852, and
may be seen by interested persons between 9 a.m. and 4 p.m., Monday
through Friday.
1. McNeil Nutritionals, ``Petition to Amend the Regulation for
21 CFR Sec. 101.80 to Authorize a Noncariogenicity Dental Health
Claim for Sucralose,'' CP-1, Docket No. 2004P-0294, April 2, 2004.
2. U.S. Department of Health and Human Services, National
Institute of Dental and Craniofacial Research, ``Results of National
Oral Health Survey Released'' (press release), Rockville MD, https://
www.hhs.gov/news/press/1996pres/960311.html, March 11, 1996.
3. U.S. Department of Health and Human Services, National
Institute of Dental and Craniofacial Research, ``Oral Health in
America: A Report of the Surgeon General,'' executive summary
(monograph on the Internet), Rockville MD, https://www.nidcr.nih.gov/
AboutNIDCR/SurgeonGeneral/ExecutiveSummary.htm, May 2000.
List of Subjects in 21 CFR Part 101
Food labeling, Nutrition, Reporting and recordkeeping requirements.
0
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
101 is amended as follows:
PART 101--FOOD LABELING
0
1. The authority citation for 21 CFR part 101 continues to read as
follows:
Authority: 15 U.S.C. 1453, 1454, 1455; 21 U.S.C. 321, 331, 342,
343, 348, 371; 42 U.S.C. 243, 264, 271.
0
2. Section 101.80 is amended by adding (c)(2)(ii)(C) and (e)(1)(v) to
read as follows:
Sec. 101.80 Health claims: dietary noncariogenic carbohydrate
sweeteners and dental caries.
* * * * *
(c) * * *
(2) * * *
(ii) * * *
(C) Sucralose.
* * * * *
(e) * * *
(1) * * *
(v) Frequent eating of foods high in sugars and starches as
between-meal snacks can promote tooth decay. Sucralose, the sweetening
ingredient
[[Page 15564]]
used to sweeten this food, unlike sugars, does not promote tooth decay.
* * * * *
Dated: March 21, 2006.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 06-3007 Filed 3-28-06; 8:45 am]
BILLING CODE 4160-01-S