Supplemental Request for Comments on Issues Relating to “Joint Development” of Intercity Bus and Intercity Rail Stations and Terminals and Extension of Comment Period, 15513-15516 [E6-4441]
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Federal Register / Vol. 71, No. 59 / Tuesday, March 28, 2006 / Notices
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patterns, and redevelopment potential);
wetlands; floodplains; wildlife and
habitat; specially designated waters
(Outstanding Florida Waters and
Aquatic Preserves); Coastal Zone
Consistency Determination; cultural
resources; coastal barrier resources;
contamination; sole source aquifers;
noise and vibration; essential fish
habitat; potential environmental justice
issues as well as secondary, cumulative,
and construction-related impacts; air
and water quality; navigable waterway
crossings; and permits required. The
need for right-of-way acquisitions and
relocations will also be evaluated.
Alternative alignments, designs, station
locations, and other measures to avoid,
minimize, and mitigate adverse impacts
will be developed and evaluated. The
exact Purpose and Need and Range of
Alternatives for this project will be
established after an opportunity by the
participating agencies and the public for
involvement.
V. Public Involvement
Letters describing the proposed action
and soliciting comments will be sent to
appropriate Federal, State, and local
agencies, and to private organizations
and citizens who have expressed
interest in this proposal. The
environmental review process for this
project will include ‘‘participating
agencies’’ from Federal, state, local
agencies and tribal nations that have an
interest in the project. Further, FTA and
FDOT will establish a coordination plan
for agency and public participation and
comment. A public Web site has also
been created for the project (https://
www.sfeccstudy.com) where project
information, notification of public
meetings, and an opportunity to join the
mailing list are provided. A series of
public meetings (in conjunction with
the project scoping meetings) will be
held in North Miami, Miami-Dade
County; Fort Lauderdale, Broward
County; and, West Palm Beach, Palm
Beach County, Florida between April
17th and April 24th, 2006. In addition,
a public hearing will be held at the
completion of each Tier of the PEIS.
Public notice will be given of the time
and place of the meetings and hearing.
For each Tier, the Draft PEIS will be
made available for public and agency
review and comment. Formal scoping
meetings are being held in conjunction
with the public meetings listed above
and are published on the project Web
site’s public meeting page.
To ensure that the full range of issues
related to the proposed action are
addressed and all significant issues
identified, comments and suggestions
are invited from all interested parties.
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Comments or questions concerning this
proposed action and the PEIS should be
directed to the FTA at the address
provided previously.
VI. FTA Procedures
In accordance with FTA policy, all
Federal laws, regulations, and executive
orders affecting project development,
including but not limited to the
regulations of the Council on
Environmental Quality and FTA
implementing NEPA (40 CFR parts
1500–1508, and 23 CFR part 771), the
1990 Clean Air Act Amendments,
Section 404 of the Clean Water Act,
Executive Order 12898 regarding
environmental justice, the National
Historic Preservation Act, the
Endangered Species Act, and Section
4(f) of the DOT Act, will be addressed
to the maximum extent practicable
during the NEPA process. In addition,
FDOT seeks section 5309 New Starts
funding for the project and will
therefore be subject to the FTA New
Starts regulation (49 CFR part 611). This
New Starts regulation requires the
submission of certain specified
information to FTA to support an FDOT
request to initiate preliminary
engineering, which is normally done in
conjunction with the NEPA process.
Issued on: March 23, 2006.
Yvette G. Taylor,
Regional Administrator.
[FR Doc. E6–4497 Filed 3–27–06; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA–2006–23511]
Supplemental Request for Comments
on Issues Relating to ‘‘Joint
Development’’ of Intercity Bus and
Intercity Rail Stations and Terminals
and Extension of Comment Period
Federal Transit Administration
(FTA), DOT.
ACTION: Solicitation of comment;
Extension of comment period.
AGENCY:
SUMMARY: The Safe, Accountable,
Flexible, Efficient Transportation Equity
Act of 2005: A Legacy for Users
(SAFETEA–LU) enacted certain
amendments to the definition of the
term ‘‘capital project’’ as used in 49
U.S.C. 5301 et seq. (Federal Transit
Law) relating to ‘‘joint development’’
activities by recipients of Federal funds
under Federal Transit Law. In order to
assist the Federal Transit
Administration (FTA) in developing a
proposed guidance document
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15513
concerning the implementation of such
amendments, FTA published a
proposed guidance document on
January 31, 2006 (71 FR 5107). Since
publication of that document, FTA
identified several other issues on which
we would like to receive public input,
and, thus, we are extending the
comment period for an additional thirty
days. Also, please be advised that the
previously published guidance on joint
development will not operate as interim
or final guidance for FTA unless and
until otherwise stated by FTA, in
writing.
Comments should be received on
or before April 27, 2006. Late filed
comments will be considered to the
extent practicable.
ADDRESSES: You may submit comments
[identified by DOT DMS Docket Number
FTA–2006–23511] by any of the
following methods:
Web Site: https://dms.dot.gov. Follow
the instructions for submitting
comments on the DOT electronic docket
site.
Fax: 202–493–2251.
Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
PL–401, Washington, DC 20590–0001.
Hand Delivery: Room PL–401 on the
plaza level of the Nassif Building, 400
Seventh Street, SW., Washington, D.C.,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Instructions: You must include the
agency name (Federal Transit
Administration) and the docket number
(FTA–2006–23511). You should submit
two copies of your comments if you
submit them by mail. If you wish to
receive confirmation that FTA received
your comments, you must include a
self-addressed stamped postcard. Note
that all comments received will be
posted without change to the
Department’s Docket Management
System (DMS) Web site located at
https://dms.dot.gov. This means that if
your comment includes any personal
identifying information, such
information will be made available to
users of DMS.
FOR FURTHER INFORMATION CONTACT: For
program questions, please contact
Robert Tuccillo at (202) 366–4050. For
legal questions, please contact Jayme
Blakesley at (202) 366–0304. The
principal office of FTA is located at 400
Seventh Street, SW., Washington, DC
20590–0001. Office hours are from 8:30
a.m. to 5 p.m., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION:
DATES:
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Federal Register / Vol. 71, No. 59 / Tuesday, March 28, 2006 / Notices
Background
Federal Transit Law has included
joint development authority since the
Federal Public Transportation Act of
1978. In the Transportation Equity Act
for the 21st Century, the joint
development authority was
incorporated into the definition of a
public transportation ‘‘capital project’’
at 49 U.S.C. 5302(a)(1)(G). This made
joint development activities eligible for
reimbursement under formula and
discretionary public transportation grant
programs.
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New Authority
SAFETEA–LU adds intercity bus and
rail stations and terminals to the joint
development authority and exempts
such facilities from the prohibition on
funding the construction of commercial,
revenue-producing facilities.
As amended by SAFETEA–LU, the
definition of ‘‘capital project’’ provides,
in pertinent part, as follows:
(1) Capital project.—The term ‘‘capital
project’’ means a project for—
(G) a public transportation improvement
that enhances economic development or
incorporates private investment, including
commercial and residential development,
pedestrian and bicycle access to a public
transportation facility, construction,
renovation, and improvement of intercity bus
and intercity rail stations and terminals and
the renovation and improvement of historic
transportation facilities, because the
improvement enhances the effectiveness of a
public transportation project and is related
physically or functionally to that public
transportation project, or establishes new or
enhanced coordination between public
transportation and other transportation, and
provides a fair share of revenue for public
transportation that will be used for public
transportation—
(i) including property acquisition,
demolition of existing structures, site
preparation, utilities, building foundations,
walkways, open space, safety and security
equipment and facilities (including lighting,
surveillance and related intelligent
transportation system applications), facilities
that incorporate community services such as
daycare or health care, and a capital project
for, and improving, equipment or a facility
for an intermodal transfer facility or
transportation mall, except that a person
making an agreement to occupy space in a
facility under this subparagraph shall pay a
reasonable share of the costs of the facility
through rental payments and other means;
and
(ii) excluding construction of a commercial
revenue-producing facility (other than an
intercity bus station or terminal) or a part of
a public facility not related to public
transportation . * * * [emphasis added]
FTA proposes to implement the joint
development authority by providing
guidance in Appendix A to Circular
9300.1A (Capital Program: Grant
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Application Instructions) and in
Appendix B to Circulars 5010.1C and
9030.1C (Grants Management
Guidelines and Urbanized Area Formula
Program: Grant Application
Instructions). In addition to the
proposed guidance document published
on January 31, 2005, and before issuing
the appendices for public comment in
accordance with 49 U.S.C. 5334(l), FTA
is soliciting additional comment on the
issues identified below and we invite
those reviewing this document to bring
to our attention issues we might not
have identified, due to state law or local
share issues that may affect how this
new authority can be implemented.
1. Interpretation of ‘‘Capital Project’’
FTA proposes to interpret the
definition and operation of the term
‘‘capital project’’ set forth at 49 U.S.C.
5302(a)(1)(G) with respect to
‘‘construction, renovation and
improvement of intercity bus and
intercity rail stations and terminals’’ as
follows: To be eligible for funding
pursuant to a program established by
Federal Transit Law, the ‘‘construction,
renovation and improvement of
intercity bus and intercity rail stations
and terminals’’ must be ‘‘a public
transportation improvement’’ that (A)
‘‘enhances economic development or
incorporates private investment’’ and
(B) that either (i) ‘‘enhances the
effectiveness of a public transportation
project and relates physically or
functionally to that public
transportation project’’ or (ii)
‘‘establishes new or enhanced
coordination between public
transportation and other
transportation.’’ FTA requests comment
on the above interpretation of 49 U.S.C.
5302(a)(1)(G).
2. ‘‘Enhances Economic Development or
Incorporates Private Development’’
As noted above, it is a threshold
requirement for Federal funding of
‘‘construction, renovation and
improvement of intercity bus and
intercity rail stations and terminals’’
that such construction, renovation and
improvement enhance economic
development or incorporate private
investment. FTA invites
recommendations of criteria by which
FTA may determine whether the
construction, renovation and
improvement of an intercity bus or
intercity rail station or terminal enhance
economic development or incorporate
private investment.
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3. ‘‘Enhances the Effectiveness of Public
Transportation Project’’
The construction, renovation and
improvement of intercity bus and
intercity rail stations and terminals may
receive Federal funding if, among other
things, such construction, renovation
and improvement ‘‘enhances the
effectiveness of a public transportation
project.’’ FTA invites recommendations
of criteria by which FTA may determine
whether the construction, renovation
and improvement of an intercity bus or
intercity rail station or terminal
‘‘enhances the effectiveness of a public
transportation project.’’
4. The Meaning of ‘‘Related Physically
or Functionally’’
The construction, renovation and
improvement of intercity bus and
intercity rail stations and terminals may
receive Federal funding if, among other
things, such construction, renovation
and improvement are ‘‘related
physically or functionally’’ to a public
transportation project. Based on the
implementation of this authority over
the last twenty years, FTA has
construed ‘‘related physically or
functionally’’ to require, as a threshold
matter, that such construction,
renovation and improvement be located
on land used for a transit purpose.
Within this framework, FTA has
previously preferred projects where the
joint development was fully integrated
into the overall structural envelope of
the public transportation project, thus
ensuring a physical relationship.
However, the addition of intercity bus
and train stations to the definition of a
public transportation capital project
raises some questions regarding
functional relationship. The disjunctive
requirement of physical ‘‘or’’ functional
relation suggests that such a facility
could be built separately from—but in
functional relation to—a public
transportation facility and located on
land not used for a transit purpose, so
long as such facility bore a functional
relation to public transportation. FTA
invites recommendations of criteria by
which FTA may determine whether the
construction, renovation and
improvement of an intercity bus and
intercity rail station or terminal relate
‘‘functionally’’ to a public transportation
project. In particular, FTA solicits
examples of joint development projects
that are functionally related to a public
transportation facility without being
physically related (that is, without being
contiguous or structurally integrated). In
addition, FTA invites responses to the
following related questions:
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Federal Register / Vol. 71, No. 59 / Tuesday, March 28, 2006 / Notices
• Should FTA consider any other
indicators of functional relationship,
such as facility design, presence or
function of pedestrian improvements?
• May the functional relationship
extend across an intervening street,
major thoroughfare or unrelated
property? For example, is a public
transportation facility on one side of the
street still functionally related to an
intercity bus station on the opposite
side of the street?
• What is sufficient to establish a
functional relationship that does not
involve physical proximity to and/or
physical connection to a public
transportation facility? Please provide
examples that illustrate such a
relationship.
• If FTA determines that a freestanding facility is functionally related
to a public transportation facility or
system, how should it determine the
amount of parking that is an eligible
cost?
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5. Meaning of ‘‘New or Enhanced
Coordination between Public
Transportation and Other
Transportation’’
A joint development project may be
eligible for Federal funding if, among
other things, it establishes ‘‘new or
enhanced coordination between public
transportation and other
transportation.’’ FTA invites
recommendations of criteria by which
FTA may determine whether the
construction, renovation and
improvement of an intercity bus or
intercity rail station or terminal
establishes ‘‘new or enhanced
coordination between public
transportation and other
transportation.’’ In addition, FTA
invites responses to the following
related questions:
• Is there a minimum or basic
standard to estimate ‘‘new or enhanced
coordination’’? That is, by what metric
should the new or enhanced
coordination be assessed—increased
trips, increases in certain kinds of trips,
revenue generated or revenue shared?
• What level of public transportation
service should there be with which the
joint development project might
establish ‘‘new or enhanced
coordination’’? Is an hourly scheduled
service bus stop sufficient, or does it
require at least a main line route or
terminal?
• FTA seeks practical, recent
examples of new or enhanced
coordination between public
transportation and other transportation,
particularly where multiple modes are
involved, such as public transportation
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with intercity rail and/or bus, or
airports, or taxi.
6. Requirements Regarding ‘‘Satisfactory
Continuing Control’’
The law provides significant
flexibility to public transportation
grantees to encumber their federally
supported assets for public
transportation purposes, with prior FTA
approval. Sections 5307(d)(1)(B) and
5309(c)(1)(B) of Title 49 require that the
grantee has or will have (or certify that
it has or will have) ‘‘satisfactory
continuing control over the use of the
equipment [and/or] facilities. * * *’’
FTA has allowed public transportation
grantees to transfer the title to their
federally-funded rolling stock to
facilitate lease financing or to transfer
real property to a third party to facilitate
a joint development, again, with prior
FTA approval. In addition, FTA invites
responses to the following related
questions:
• In the case of an intercity bus or rail
terminal, how should the grantee
demonstrate satisfactory continuing
control?
• If FTA allows a free-standing
intercity bus terminal to be built with
FTA funds, should FTA record its
interest in the real estate as allowed for
in the Master Agreement? Should the
grantee? If no interest is recorded, how
and who will be responsible for
monitoring future encumbrances of the
asset as required by the common grant
rule?
• Once an intercity bus or rail
terminal is constructed with FTA funds,
should the grantee or the intercity bus
or rail operator control the quality of
maintenance, the hours of facility
operations, or the manner of functional
relationship to public transportation?
7. Requirements Regarding Maintenance
Section 5309(c)(1) of Title 49 provides
that ‘‘[t]he Secretary may not approve a
grant for a project under [49 U.S.C.
5309] unless the Secretary determines
that * * * the applicant has, or will
have the capability and willingness to
maintain the equipment or facilities.’’
Similarly, 49 U.S.C. 5307(d) provides
that ‘‘[a] recipient may receive a grant in
a fiscal year only if * * * the recipient,
within the time the Secretary prescribes,
submits a final program of projects
prepared under subsection (c) of [49
U.S.C. 5307] and a certification for that
fiscal year that the recipient * * * will
maintain equipment and facilities.
* * *’’ FTA invites recommendations
of criteria by which FTA may determine
whether a recipient has the capability
and willingness to maintain (or that the
recipient will maintain) the
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15515
construction, renovation and
improvement of an intercity bus and
intercity rail stations and terminals
funded pursuant to 49 U.S.C. 5309(c)(1)
or 49 U.S.C. 5307(d). FTA also invites
comment on to what degree, if any, FTA
should investigate the quality of
certification by a recipient that it ‘‘will
maintain equipment and facilities’’
pursuant to 49 U.S.C. 5307(d)(1)(C),
given that in most cases the recipient
will be a public body such as a transit
authority. In addition, FTA invites
responses to the following related
questions:
• Once an intercity bus or rail
terminal or station is constructed with
FTA funds, what should be the
permissible use of program income
generated by the intercity bus or rail
terminal or station? Should FTA allow
program income to be used for debt
service, return on investment of any
private person financing the facility, or
operation and maintenance costs, with
excess revenues used for purposes
allowable under Federal Transit Law?
• Should FTA ensure that there is an
enforceable maintenance agreement
between the transit authority and
private company as a pre-requisite to
grant approval?
• Do transit authorities have funding
and legal authority to assume the
maintenance responsibility for private
facilities?
8. Rules Concerning Cessation of Use of
a Federally-Funded Intercity Bus or Rail
Terminal or Station for Purposes
Allowable Under Federal Transit Law
The construction of an intercity bus or
rail terminal with Federal grant funds
establishes a ‘‘Federal Interest’’ in the
resulting project, such that the project is
governed by the real estate disposition
requirements of the common grant rule
at 49 CFR 18.31 and Circular 5010.1C,
as well as by disposition rules at 49
U.S.C. 5334(h) and the common grant
rule set forth at 49 CFR 18.32. (See also
Section 19 of the Master Agreement.) If
the property ceases to be used for a
public transportation purpose,
including an intercity bus or rail
purpose, then the property may be
disposed of as ‘‘excess property.’’ In
such instance, the grantee or sub-grantee
must request disposition instructions
from the granting agency. These
instructions may include requiring a
pro-rata return of disposition proceeds
to the U.S. Treasury, or the grantee may
be allowed to apply the proceeds to
reduce the net capital cost of a future
public transportation project. The
property may also be transferred to
another public use with prior FTA
approval, without having to return the
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Federal Register / Vol. 71, No. 59 / Tuesday, March 28, 2006 / Notices
Federal investment. In addition, FTA
invites responses to the following
related questions:
• How should this provision be
implemented for intercity bus or rail
terminal projects undertaken on land
not owned by the public transportation
agency?
• On what basis might nontransportation joint development
activities be considered in this context,
particularly with regard to the
generation of program income and joint
development transfer of real property?
FTA seeks practical examples of
intercity bus or rail terminal reuse, after
cessation of intercity service.
9. Eligibility of Furniture, Fixtures and
Equipment as a ‘‘Capital Project’’
Generally, FTA has funded
transportation-related furniture, fixture,
and equipment (FFE) as eligible costs
for public transportation projects. FFE
related to community services and
private, profit-making activities has
never been considered eligible, even in
the context of joint development. For
example, when FTA provided funding
for the Linden Center day care in central
Ohio, this did not extend to lighting
fixtures, tables, chairs, blackboards, or
other items required for the day care,
even though many of these items were
permanently affixed or built into the
facility. These items were paid for by
the tenant. FTA is considering applying
this same standard to intercity bus and
rail terminals that are qualified as
public transportation capital projects.
Because, to date, these items are not
considered eligible for Federal funding,
they have also not been previously
allowed as local match for Federal grant
dollars. In addition, FTA invites
responses to the following related
question:
• How should FTA treat FFE related
to lunch counters, vending kiosks, and
miscellaneous retail activities, such as
those found in many intercity bus and
rail terminals?
Issued on the 22nd day of March, 2006.
Sandra K. Bushue,
Deputy Administrator.
[FR Doc. E6–4441 Filed 3–27–06; 8:45 am]
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BILLING CODE 4910–57–P
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DEPARTMENT OF VETERANS
AFFAIRS
[OMB Control No. 2900–New (OJT)]
Agency Information Collection
Activities Under OMB Review
Veterans Benefits
Administration, Department of Veterans
Affairs.
ACTION: Notice.
AGENCY:
SUMMARY: In compliance with the
Paperwork Reduction Act (PRA) of 1995
(44 U.S.C. 3501–21), this notice
announces that the Veterans Benefits
Administration (VBA), Department of
Veterans Affairs, has submitted the
collection of information abstracted
below to the Office of Management and
Budget (OMB) for review and comment.
The PRA submission describes the
nature of the information collection and
its expected cost and burden and
includes the actual data collection
instrument.
Comments must be submitted on
or before April 27, 2006.
FOR FURTHER INFORMATION CONTACT:
Denise McLamb, Records Management
Service (005E3), Department of Veterans
Affairs, 810 Vermont Avenue, NW.,
Washington, DC 20420, (202) 565–8374,
fax (202) 565–6950 or e-mail
denise.mclamb@mail.va.gov. Please
refer to ‘‘OMB Control No. 2900–New
(OJT).’’ Send comments and
recommendations concerning any
aspect of the information collection to
VA’s OMB Desk Officer, OMB Human
Resources and Housing Branch, New
Executive Office Building, Room 10235,
Washington, DC 20503 (202) 395–7316.
Please refer to ‘‘OMB Control No. 2900–
New (OJT)’’ in any correspondence.
SUPPLEMENTARY INFORMATION:
Title: Agreement to Train On The Job
Disabled Veterans, VA Form 28–1904.
OMB Control Number: 2900–New
(OJT).
Type of Review: Existing collection in
use without an OMB number.
Abstract: VA Form 28–1904 is a
written agreement between an On the
Job Training (OJT) establishment and
VA. The agreement is necessary to
ensure that OJT is providing claimants
with the appropriate training and
supervision, and VA’s obligation to
provide claimants with the necessary
tools, supplies, and equipment for such
training.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The Federal Register
Notice with a 60-day comment period
DATES:
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soliciting comments on this collection
of information was published on
December 9, 2005 at page 73329.
Affected Public: Business or other forprofit, not-for-profit institutions,
individuals or households, and farms.
Estimated Annual Burden: 150 hours.
Estimated Average Burden Per
Respondent: 15 minutes.
Frequency of Response: One-time.
Estimated Number of Respondents:
600.
Dated: March 16, 2006.
By direction of the Secretary.
Denise McLamb,
Program Analyst, Records Management
Service.
[FR Doc. E6–4417 Filed 3–27–06; 8:45 am]
BILLING CODE 8320–01–P
DEPARTMENT OF VETERANS
AFFAIRS
[OMB Control No. 2900–0113]
Proposed Information Collection
Activity: Proposed Collection;
Comment Request
Veterans Benefits
Administration, Department of Veterans
Affairs.
ACTION: Notice.
AGENCY:
SUMMARY: The Veterans Benefits
Administration (VBA), Department of
Veterans Affairs (VA), is announcing an
opportunity for public comment on the
proposed collection of certain
information by the agency. Under the
Paperwork Reduction Act (PRA) of
1995, Federal agencies are required to
publish notice in the Federal Register
concerning each proposed collection of
information, including each proposed
revision of a currently approved
collection, and allow 60 days for public
comment in response to the notice. This
notice solicits comments on applicants’
qualifications as a fee appraiser or
compliance inspector.
DATES: Written comments and
recommendations on the proposed
collection of information should be
received on or before May 30, 2006.
ADDRESSES: Submit written comments
on the collection of information to
Nancy J. Kessinger, Veterans Benefits
Administration (20M35), Department of
Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420 or e-mail:
irmnkess@vba.va.gov. Please refer to
‘‘OMB Control No. 2900–0113’’ in any
correspondence.
FOR FURTHER INFORMATION CONTACT:
Nancy J. Kessinger at (202) 273–7079 or
FAX (202) 275–5947.
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Agencies
[Federal Register Volume 71, Number 59 (Tuesday, March 28, 2006)]
[Notices]
[Pages 15513-15516]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-4441]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA-2006-23511]
Supplemental Request for Comments on Issues Relating to ``Joint
Development'' of Intercity Bus and Intercity Rail Stations and
Terminals and Extension of Comment Period
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Solicitation of comment; Extension of comment period.
-----------------------------------------------------------------------
SUMMARY: The Safe, Accountable, Flexible, Efficient Transportation
Equity Act of 2005: A Legacy for Users (SAFETEA-LU) enacted certain
amendments to the definition of the term ``capital project'' as used in
49 U.S.C. 5301 et seq. (Federal Transit Law) relating to ``joint
development'' activities by recipients of Federal funds under Federal
Transit Law. In order to assist the Federal Transit Administration
(FTA) in developing a proposed guidance document concerning the
implementation of such amendments, FTA published a proposed guidance
document on January 31, 2006 (71 FR 5107). Since publication of that
document, FTA identified several other issues on which we would like to
receive public input, and, thus, we are extending the comment period
for an additional thirty days. Also, please be advised that the
previously published guidance on joint development will not operate as
interim or final guidance for FTA unless and until otherwise stated by
FTA, in writing.
DATES: Comments should be received on or before April 27, 2006. Late
filed comments will be considered to the extent practicable.
ADDRESSES: You may submit comments [identified by DOT DMS Docket Number
FTA-2006-23511] by any of the following methods:
Web Site: https://dms.dot.gov. Follow the instructions for
submitting comments on the DOT electronic docket site.
Fax: 202-493-2251.
Mail: Docket Management Facility; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, PL-401,
Washington, DC 20590-0001.
Hand Delivery: Room PL-401 on the plaza level of the Nassif
Building, 400 Seventh Street, SW., Washington, D.C., between 9 a.m. and
5 p.m., Monday through Friday, except Federal holidays.
Instructions: You must include the agency name (Federal Transit
Administration) and the docket number (FTA-2006-23511). You should
submit two copies of your comments if you submit them by mail. If you
wish to receive confirmation that FTA received your comments, you must
include a self-addressed stamped postcard. Note that all comments
received will be posted without change to the Department's Docket
Management System (DMS) Web site located at https://dms.dot.gov. This
means that if your comment includes any personal identifying
information, such information will be made available to users of DMS.
FOR FURTHER INFORMATION CONTACT: For program questions, please contact
Robert Tuccillo at (202) 366-4050. For legal questions, please contact
Jayme Blakesley at (202) 366-0304. The principal office of FTA is
located at 400 Seventh Street, SW., Washington, DC 20590-0001. Office
hours are from 8:30 a.m. to 5 p.m., Monday through Friday, except
Federal holidays.
SUPPLEMENTARY INFORMATION:
[[Page 15514]]
Background
Federal Transit Law has included joint development authority since
the Federal Public Transportation Act of 1978. In the Transportation
Equity Act for the 21st Century, the joint development authority was
incorporated into the definition of a public transportation ``capital
project'' at 49 U.S.C. 5302(a)(1)(G). This made joint development
activities eligible for reimbursement under formula and discretionary
public transportation grant programs.
New Authority
SAFETEA-LU adds intercity bus and rail stations and terminals to
the joint development authority and exempts such facilities from the
prohibition on funding the construction of commercial, revenue-
producing facilities.
As amended by SAFETEA-LU, the definition of ``capital project''
provides, in pertinent part, as follows:
(1) Capital project.--The term ``capital project'' means a
project for--
(G) a public transportation improvement that enhances economic
development or incorporates private investment, including commercial
and residential development, pedestrian and bicycle access to a
public transportation facility, construction, renovation, and
improvement of intercity bus and intercity rail stations and
terminals and the renovation and improvement of historic
transportation facilities, because the improvement enhances the
effectiveness of a public transportation project and is related
physically or functionally to that public transportation project, or
establishes new or enhanced coordination between public
transportation and other transportation, and provides a fair share
of revenue for public transportation that will be used for public
transportation--
(i) including property acquisition, demolition of existing
structures, site preparation, utilities, building foundations,
walkways, open space, safety and security equipment and facilities
(including lighting, surveillance and related intelligent
transportation system applications), facilities that incorporate
community services such as daycare or health care, and a capital
project for, and improving, equipment or a facility for an
intermodal transfer facility or transportation mall, except that a
person making an agreement to occupy space in a facility under this
subparagraph shall pay a reasonable share of the costs of the
facility through rental payments and other means; and
(ii) excluding construction of a commercial revenue-producing
facility (other than an intercity bus station or terminal) or a part
of a public facility not related to public transportation . * * *
[emphasis added]
FTA proposes to implement the joint development authority by
providing guidance in Appendix A to Circular 9300.1A (Capital Program:
Grant Application Instructions) and in Appendix B to Circulars 5010.1C
and 9030.1C (Grants Management Guidelines and Urbanized Area Formula
Program: Grant Application Instructions). In addition to the proposed
guidance document published on January 31, 2005, and before issuing the
appendices for public comment in accordance with 49 U.S.C. 5334(l), FTA
is soliciting additional comment on the issues identified below and we
invite those reviewing this document to bring to our attention issues
we might not have identified, due to state law or local share issues
that may affect how this new authority can be implemented.
1. Interpretation of ``Capital Project''
FTA proposes to interpret the definition and operation of the term
``capital project'' set forth at 49 U.S.C. 5302(a)(1)(G) with respect
to ``construction, renovation and improvement of intercity bus and
intercity rail stations and terminals'' as follows: To be eligible for
funding pursuant to a program established by Federal Transit Law, the
``construction, renovation and improvement of intercity bus and
intercity rail stations and terminals'' must be ``a public
transportation improvement'' that (A) ``enhances economic development
or incorporates private investment'' and (B) that either (i) ``enhances
the effectiveness of a public transportation project and relates
physically or functionally to that public transportation project'' or
(ii) ``establishes new or enhanced coordination between public
transportation and other transportation.'' FTA requests comment on the
above interpretation of 49 U.S.C. 5302(a)(1)(G).
2. ``Enhances Economic Development or Incorporates Private
Development''
As noted above, it is a threshold requirement for Federal funding
of ``construction, renovation and improvement of intercity bus and
intercity rail stations and terminals'' that such construction,
renovation and improvement enhance economic development or incorporate
private investment. FTA invites recommendations of criteria by which
FTA may determine whether the construction, renovation and improvement
of an intercity bus or intercity rail station or terminal enhance
economic development or incorporate private investment.
3. ``Enhances the Effectiveness of Public Transportation Project''
The construction, renovation and improvement of intercity bus and
intercity rail stations and terminals may receive Federal funding if,
among other things, such construction, renovation and improvement
``enhances the effectiveness of a public transportation project.'' FTA
invites recommendations of criteria by which FTA may determine whether
the construction, renovation and improvement of an intercity bus or
intercity rail station or terminal ``enhances the effectiveness of a
public transportation project.''
4. The Meaning of ``Related Physically or Functionally''
The construction, renovation and improvement of intercity bus and
intercity rail stations and terminals may receive Federal funding if,
among other things, such construction, renovation and improvement are
``related physically or functionally'' to a public transportation
project. Based on the implementation of this authority over the last
twenty years, FTA has construed ``related physically or functionally''
to require, as a threshold matter, that such construction, renovation
and improvement be located on land used for a transit purpose. Within
this framework, FTA has previously preferred projects where the joint
development was fully integrated into the overall structural envelope
of the public transportation project, thus ensuring a physical
relationship.
However, the addition of intercity bus and train stations to the
definition of a public transportation capital project raises some
questions regarding functional relationship. The disjunctive
requirement of physical ``or'' functional relation suggests that such a
facility could be built separately from--but in functional relation
to--a public transportation facility and located on land not used for a
transit purpose, so long as such facility bore a functional relation to
public transportation. FTA invites recommendations of criteria by which
FTA may determine whether the construction, renovation and improvement
of an intercity bus and intercity rail station or terminal relate
``functionally'' to a public transportation project. In particular, FTA
solicits examples of joint development projects that are functionally
related to a public transportation facility without being physically
related (that is, without being contiguous or structurally integrated).
In addition, FTA invites responses to the following related questions:
[[Page 15515]]
Should FTA consider any other indicators of functional
relationship, such as facility design, presence or function of
pedestrian improvements?
May the functional relationship extend across an
intervening street, major thoroughfare or unrelated property? For
example, is a public transportation facility on one side of the street
still functionally related to an intercity bus station on the opposite
side of the street?
What is sufficient to establish a functional relationship
that does not involve physical proximity to and/or physical connection
to a public transportation facility? Please provide examples that
illustrate such a relationship.
If FTA determines that a free-standing facility is
functionally related to a public transportation facility or system, how
should it determine the amount of parking that is an eligible cost?
5. Meaning of ``New or Enhanced Coordination between Public
Transportation and Other Transportation''
A joint development project may be eligible for Federal funding if,
among other things, it establishes ``new or enhanced coordination
between public transportation and other transportation.'' FTA invites
recommendations of criteria by which FTA may determine whether the
construction, renovation and improvement of an intercity bus or
intercity rail station or terminal establishes ``new or enhanced
coordination between public transportation and other transportation.''
In addition, FTA invites responses to the following related questions:
Is there a minimum or basic standard to estimate ``new or
enhanced coordination''? That is, by what metric should the new or
enhanced coordination be assessed--increased trips, increases in
certain kinds of trips, revenue generated or revenue shared?
What level of public transportation service should there
be with which the joint development project might establish ``new or
enhanced coordination''? Is an hourly scheduled service bus stop
sufficient, or does it require at least a main line route or terminal?
FTA seeks practical, recent examples of new or enhanced
coordination between public transportation and other transportation,
particularly where multiple modes are involved, such as public
transportation with intercity rail and/or bus, or airports, or taxi.
6. Requirements Regarding ``Satisfactory Continuing Control''
The law provides significant flexibility to public transportation
grantees to encumber their federally supported assets for public
transportation purposes, with prior FTA approval. Sections
5307(d)(1)(B) and 5309(c)(1)(B) of Title 49 require that the grantee
has or will have (or certify that it has or will have) ``satisfactory
continuing control over the use of the equipment [and/or] facilities. *
* *'' FTA has allowed public transportation grantees to transfer the
title to their federally-funded rolling stock to facilitate lease
financing or to transfer real property to a third party to facilitate a
joint development, again, with prior FTA approval. In addition, FTA
invites responses to the following related questions:
In the case of an intercity bus or rail terminal, how
should the grantee demonstrate satisfactory continuing control?
If FTA allows a free-standing intercity bus terminal to be
built with FTA funds, should FTA record its interest in the real estate
as allowed for in the Master Agreement? Should the grantee? If no
interest is recorded, how and who will be responsible for monitoring
future encumbrances of the asset as required by the common grant rule?
Once an intercity bus or rail terminal is constructed with
FTA funds, should the grantee or the intercity bus or rail operator
control the quality of maintenance, the hours of facility operations,
or the manner of functional relationship to public transportation?
7. Requirements Regarding Maintenance
Section 5309(c)(1) of Title 49 provides that ``[t]he Secretary may
not approve a grant for a project under [49 U.S.C. 5309] unless the
Secretary determines that * * * the applicant has, or will have the
capability and willingness to maintain the equipment or facilities.''
Similarly, 49 U.S.C. 5307(d) provides that ``[a] recipient may receive
a grant in a fiscal year only if * * * the recipient, within the time
the Secretary prescribes, submits a final program of projects prepared
under subsection (c) of [49 U.S.C. 5307] and a certification for that
fiscal year that the recipient * * * will maintain equipment and
facilities. * * *'' FTA invites recommendations of criteria by which
FTA may determine whether a recipient has the capability and
willingness to maintain (or that the recipient will maintain) the
construction, renovation and improvement of an intercity bus and
intercity rail stations and terminals funded pursuant to 49 U.S.C.
5309(c)(1) or 49 U.S.C. 5307(d). FTA also invites comment on to what
degree, if any, FTA should investigate the quality of certification by
a recipient that it ``will maintain equipment and facilities'' pursuant
to 49 U.S.C. 5307(d)(1)(C), given that in most cases the recipient will
be a public body such as a transit authority. In addition, FTA invites
responses to the following related questions:
Once an intercity bus or rail terminal or station is
constructed with FTA funds, what should be the permissible use of
program income generated by the intercity bus or rail terminal or
station? Should FTA allow program income to be used for debt service,
return on investment of any private person financing the facility, or
operation and maintenance costs, with excess revenues used for purposes
allowable under Federal Transit Law?
Should FTA ensure that there is an enforceable maintenance
agreement between the transit authority and private company as a pre-
requisite to grant approval?
Do transit authorities have funding and legal authority to
assume the maintenance responsibility for private facilities?
8. Rules Concerning Cessation of Use of a Federally-Funded Intercity
Bus or Rail Terminal or Station for Purposes Allowable Under Federal
Transit Law
The construction of an intercity bus or rail terminal with Federal
grant funds establishes a ``Federal Interest'' in the resulting
project, such that the project is governed by the real estate
disposition requirements of the common grant rule at 49 CFR 18.31 and
Circular 5010.1C, as well as by disposition rules at 49 U.S.C. 5334(h)
and the common grant rule set forth at 49 CFR 18.32. (See also Section
19 of the Master Agreement.) If the property ceases to be used for a
public transportation purpose, including an intercity bus or rail
purpose, then the property may be disposed of as ``excess property.''
In such instance, the grantee or sub-grantee must request disposition
instructions from the granting agency. These instructions may include
requiring a pro-rata return of disposition proceeds to the U.S.
Treasury, or the grantee may be allowed to apply the proceeds to reduce
the net capital cost of a future public transportation project. The
property may also be transferred to another public use with prior FTA
approval, without having to return the
[[Page 15516]]
Federal investment. In addition, FTA invites responses to the following
related questions:
How should this provision be implemented for intercity bus
or rail terminal projects undertaken on land not owned by the public
transportation agency?
On what basis might non-transportation joint development
activities be considered in this context, particularly with regard to
the generation of program income and joint development transfer of real
property? FTA seeks practical examples of intercity bus or rail
terminal reuse, after cessation of intercity service.
9. Eligibility of Furniture, Fixtures and Equipment as a ``Capital
Project''
Generally, FTA has funded transportation-related furniture,
fixture, and equipment (FFE) as eligible costs for public
transportation projects. FFE related to community services and private,
profit-making activities has never been considered eligible, even in
the context of joint development. For example, when FTA provided
funding for the Linden Center day care in central Ohio, this did not
extend to lighting fixtures, tables, chairs, blackboards, or other
items required for the day care, even though many of these items were
permanently affixed or built into the facility. These items were paid
for by the tenant. FTA is considering applying this same standard to
intercity bus and rail terminals that are qualified as public
transportation capital projects. Because, to date, these items are not
considered eligible for Federal funding, they have also not been
previously allowed as local match for Federal grant dollars. In
addition, FTA invites responses to the following related question:
How should FTA treat FFE related to lunch counters,
vending kiosks, and miscellaneous retail activities, such as those
found in many intercity bus and rail terminals?
Issued on the 22nd day of March, 2006.
Sandra K. Bushue,
Deputy Administrator.
[FR Doc. E6-4441 Filed 3-27-06; 8:45 am]
BILLING CODE 4910-57-P