Federal Management Regulation; Guidelines for Alternative Workplace Arrangements, 13845-13848 [E6-3942]
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Federal Register / Vol. 71, No. 52 / Friday, March 17, 2006 / Notices
GENERAL SERVICES
ADMINISTRATION
[FMR Bulletin 2006–B3]
Federal Management Regulation;
Guidelines for Alternative Workplace
Arrangements
Office of Governmentwide
Policy (MP), GSA.
ACTION: Notice of a bulletin.
AGENCY:
SUMMARY: The attached bulletin
establishes guidelines for implementing
and operating alternative workplace
arrangements (AWA). These policies are
designed to assist agencies in the design
and operation of AWA programs as well
as to resolve AWA issues commonly
faced by agencies.
EFFECTIVE DATE: This bulletin is effective
March 17, 2006.
FOR FURTHER INFORMATION CONTACT:
Stanley C. Langfeld, Director,
Regulations Management Division,
General Services Administration, Office
of Governmentwide Policy (MPR),
Washington, DC 20405; e-mail,
stanley.langfeld@gsa.gov, telephone
(202) 501–1737.
Dated: March 13, 2006.
John G. Sindelar,
Acting Associate Administrator,Office of
Governmentwide Policy.
General Services Administration
[FMR Bulletin 2006–B3]
Real Property
TO: Heads of Federal Agencies
sroberts on PROD1PC70 with NOTICES
SUBJECT: Guidelines for Alternative
Workplace Arrangements
1. What is the purpose of this
bulletin? This bulletin establishes
guidelines for implementing and
operating alternative workplace
arrangements (AWA). These policies are
designed to assist agencies in the design
and operation of AWA programs as well
as to resolve AWA issues commonly
faced by agencies.
2. What is the effective date of this
bulletin? This bulletin is effective March
17, 2006.
3. When does this bulletin expire?
This bulletin will remain in effect
indefinitely until specifically cancelled.
4. What are the terms and definitions?
Following are terms and definitions
used in and for the purposes of this
bulletin:
a. Telework and telecommuting are
used interchangeably and are defined as
the act of performing all or a portion of
work functions at an alternative
worksite, such as working from home or
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a telework center, under circumstances
that reduce or eliminate the employee’s
commute. To be considered telework, it
must occur at least one day per week on
a regular and recurring basis and does
not include (1) situational telework
(unscheduled, project-oriented, nonrecurring, and/or irregular telework
and/or any teleworking that occurs less
frequently than once a week on a
recurring basis) or (2) full-time mobile
work arrangements.
b. AWA includes telecommuting,
hoteling, virtual offices, telework
centers, hot desking, and other
distributed workplace arrangements.
c. Telework center: A facility that (1)
provides workstations and other office
facilities/services that are utilized
(typically on a fee for use/service basis)
by employees from several organizations
and (2) is used as a geographically
convenient alternative worksite for its
users.
d. Excess personal property/
equipment: Excess personal property is
any personal property that is no longer
required by the holding agency for the
discharge of its responsibilities.
e. Virtual office or virtual workplace:
A work environment in which
employees work cooperatively from
different locations using a computer
network (in lieu of a single building or
other single physical location). As
opposed to a single location site
(facility) where workers are housed, the
virtual office is typically a collaborative
communications medium, such as a
computer network, where workers
gather electronically to collaborate and/
or carry out other work activities. The
actual physical locations of the
employees working in a virtual office
can be temporary or permanent and can
be nearly anywhere, such as their
homes, satellite offices, hotel rooms,
corporate offices (shared work space),
airports, airplanes, or automobiles.
f. Hoteling: An AWA in which (1)
employees work in one facility (facility
A) part of the time and at one or more
alternative worksites the rest of the time
and (2) when working in facility A,
these employees use non-dedicated,
non-permanent workspaces assigned for
use by reservation on an as-needed
basis.
g. Hot desking (also known as free
address or touchdown workstations): An
AWA in which (1) employees work in
one facility (facility A) part of the time
and at one or more alternative worksites
the rest of the time and (2) when
working in facility A, these employees
use non-dedicated, non-permanent
workspaces assigned on a first come,
first served basis.
5. What is the background?
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13845
a. 40 U.S.C. § 587(c)(3), (Pub. L. 104–
208, div. A, title I, § 101(f), title IV,
§ 407(a), (September 30, 1996)), as
revised, restated and recodified without
substantive change by Pub. L. 107–217,
August 21, 2002, authorizes GSA to
provide guidance, assistance, and
oversight, as needed, regarding
planning, establishment and operation
of AWA.
b. In accordance with 40 U.S.C.
§ 587(c)(2), (Pub. L. 104–208, div. A,
title I, § 101(f), title IV, § 407(a),
(September 30, 1996)), as revised,
restated, and recodified without
substantive change, by Pub. L. 107–217
(August 21, 2002), when considering
whether to acquire any space, quarters,
buildings, or other facilities for use by
employees of any Executive agency, the
head of that agency shall consider
whether the need for the facilities can
be met using AWA.
c. In accordance with section 359 of
Public Law 106–346, effective October
23, 2000, each Executive agency must
establish a policy under which eligible
employees of the agency may participate
in telecommuting to the maximum
extent possible without diminished
employee performance.
d. Guidance and policy from the
Office of Personnel Management
(February 9, 2001), https://
www.telework.gov/twlaws.asp, as
reflected in 41 CFR. § 102–74.590,
instructs Federal agencies as follows:
Many of you already have
telecommuting policies, but this does
not necessarily mean you are in
compliance with the new law. The
purpose of the law is to require that
each agency take a fresh look at the
barriers that currently inhibit the use of
this flexibility, act to remove them and
increase actual participation. The law
recognizes that not all positions are
appropriate for telecommuting;
therefore, each agency must identify
positions that are appropriate in a
manner that focuses on broad objective
criteria. Once an agency has established
eligibility criteria, subject to any
applicable agency policies or bargaining
obligations, employees who meet them
and want to participate must be allowed
that opportunity if they are satisfactory
performers.
e. 40 U.S.C. § 587(d)(2), Public Law
105–277, div. A, § 101(h), title VI, § 630,
October 21, 1998, as revised, restated
and recodified without substantive
change by Public Law 107–217, August
21, 2002, requires that each of the
following departments and agencies, in
each fiscal year, must make at least
$50,000 available from amounts
provided for salaries and expenses to
pay telework center program user fees:
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Federal Register / Vol. 71, No. 52 / Friday, March 17, 2006 / Notices
(1) Department of Agriculture,
(2) Department of Commerce,
(3) Department of Defense,
(4) Department of Education,
(5) Department of Energy,
(6) Department of Health and Human
Services,
(7) Department of Housing and Urban
Development,
(8) Department of the Interior,
(9) Department of Justice,
(10) Department of Labor,
(11) Department of State,
(12) Department of Transportation,
(13) Department of the Treasury,
(14) Department of Veterans Affairs,
(15) Environmental Protection
Agency,
(16) General Services Administration,
(17) Office of Personnel Management,
(18) Small Business Administration,
(19) Social Security Administration,
and
(20) United States Postal Service.
6. Who should we contact for further
information regarding locating Federal
facilities in rural areas?
General Services Administration,
Office of Governmentwide Policy,
Regulations Management Division,
Attn: Stanley C. Langfeld,
1800 F Street, NW.,
Washington, DC 20405.
Telephone Number: (202) 501–1737.
E-mail Address:
stanley.langfeld@gsa.gov.
Guidelines for Alternative Workplace
Arrangements (AWA)
sroberts on PROD1PC70 with NOTICES
I. Can agencies provide workplace
equipment for use at alternative
worksites such as employee residences
or telework centers?
Yes. Agencies may provide/procure
either new or excess equipment for
alternative worksites as long as it is
clear that the equipment continues to
belong to the Government and there is
an audit trail indicating the location of
the equipment. Regarding
telecommunications equipment and
services that agencies provide to and/or
purchase for employees working in
home-based or other alternative
workplace arrangements (AWA), the
following apply:
a. In accordance with Public Law
104–52, section 620; 31 U.S.C. § 1348
note, agencies may use appropriated
funds to install telephone lines and
necessary equipment, and to pay
monthly charges, in any private
residence of an employee who has been
authorized to work at home in
accordance with guidelines issued by
the Office of Personnel Management.
The head of the department, division,
bureau, or office must certify that
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adequate safeguards against private
misuse exist, and that the service is
necessary for direct support of the
agency’s mission.
b. This authority includes facsimile
machines, internet services, broadband
access, e-mail services, voice over IP
equipment and services, desktop
videoconference equipment and
services, and, in general, any other
telecommunications equipment and
services the agency deems needed by
individuals working in home-based
AWA.
c. Based on the same authority used
for installing telecommunications
equipment for a government employee
in a government contractor’s office,
agencies also are authorized to provide/
procure the telecommunications
equipment/services described in
paragraph b, above, for employees in
non-home-based AWA (such as
telework centers).
II. Can agencies provide teleworkers
with underutilized equipment (for use
in their alternative worksites) before it
is declared excess?
Yes. Agencies may provide
underutilized computers or other
equipment for use by teleworkers or for
use in other AWA situations. In
accordance with 41 CFR §§ 102–36.30
and 102–36.35, even though equipment
may no longer be used for its original
purpose, employee, or location, the
agency must determine if the equipment
can serve other agency uses, such as in
alternative worksites. The equipment
does not officially become excess until
the agency determines that it cannot be
used in main or alternative worksites.
III. Once declared excess by one
agency, can computer and/or other
equipment be acquired for use by
another agency for its telework or other
alternative worksite program?
Yes. When items are no longer needed
by an agency, they are reported to GSA
as excess in accordance with 41 CFR
part 102–36, Disposition of Excess
Personal Property, for possible transfer
to other Federal agencies. To learn more
about the transfer of excess personal
property between Federal agencies, visit
About Excess Transfers, on GSA’s
Property Disposal website.
IV. What help desk and/or other
technical support services, if any, can
agencies provide to and/or purchase for
employees working in home-based
telework or other alternative work
arrangements?
Agencies may provide or purchase
help desk and/or other technical
support to employees working in any
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approved AWA, provided the agency
deems the support necessary for
successful accomplishment of officially
assigned work. Such support services
may be provided on-site at the
employee’s alternative worksite, via
telecommunication services such as
remote control, at a service site
conveniently located to the alternative
worksite, at the employing
organization’s local facility, or using
other reasonable means/locations that
minimize disruption of the workflow.
V. Can agencies provide/procure office
furnishing (e.g., desks, chairs) for
alternative worksites?
Yes. As with computers and
equipment, agencies may provide their
own new or used furniture or excess
furniture from another agency for
alternative worksites, as long as it is
clear that the furniture continues to
belong to the Government and there is
an audit trail indicating the location of
the furniture.
VI. Can agencies pay the utility costs
for alternative worksites?
The answer depends on the type of
alternative worksite. For residential
(home-based) alternative worksites, the
answer is no. A GAO decision
concluded that, absent specific
legislative authority, an agency may not
use appropriated funds for the
reimbursement of employees for
incremental utility costs for heating, air
conditioning, lighting, and the operation
of government-furnished data
processing equipment associated with
the residential AWA (B–225159, June
19, 1989). For alternative worksites
contractually procured by the agency
(e.g., telework centers), the agency may
pay utility costs associated with
employee usage of the site, as long as
such expenses are provided for in the
contract between the agency and the
provider of the site. Regarding
alternative worksite arrangements not
covered by the latter, the agency may
not pay utility costs.
VII. Can agencies require employees to
sign a safety checklist to participate in
an alternative workplace arrangement?
What impact does such a checklist have
regarding the Federal Employees’
Compensation Act?
The answer depends upon the
intended use of the checklist. If the
checklist is used solely for program
purposes, such as acquainting the
teleworker with workplace safety, then
the agency may require employees to
sign such a checklist to participate in
the program.
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Federal Register / Vol. 71, No. 52 / Friday, March 17, 2006 / Notices
On the other hand, if the checklist is
intended to have legal standing for
safety and/or liability purposes, then the
answer is no. In accordance with
Federal Employees’ Compensation Act
(FECA) Bulletin 98–9 (1998), in
providing guidance for determining
whether employees injured while
working at alternative worksites meet
the ‘‘performance of duty’’ criterion for
coverage under FECA, employees who
are directly engaged in performing the
duties of their jobs are covered by
FECA, regardless of whether the work is
performed on the agency’s premises or
at an alternative worksite. There is no
statement (such as a safety checklist)
that can be signed by the employee to
negate this coverage.
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VIII. Can agencies allow employees to
pay for their own alternative
workspace? Can agencies establish cost
sharing arrangements in which the
agency and the employee share the
costs for alternative worksite
equipment, facilities, and/or services
used by the employee?
In cases in which the agency requires
an employee to telework or otherwise
utilize an alternative worksite, allowing
or requiring an employee to pay for or
share the costs for the alternative
workspace would be an illegal
augmentation of the agency’s
appropriation.
If the agency is not ordering the
employee to telework or otherwise
utilize an alternative worksite but is,
instead, merely allowing the employee
to do so, the agency may allow or
require the employee to pay for or share
the costs for using the alternative space.
Augmentation is a concept of
appropriations law that is derived from
statute, specifically 31 U.S.C. § 3302(b)
(miscellaneous receipts rule) and 31
U.S.C. § 1301(a) (restricting the use of
appropriated funds to their intended
purposes). The Government
Accountability Office has held that an
agency may not augment its
appropriations from outside sources
without specific statutory authority. The
concept is related to the separation of
powers doctrine. When Congress makes
an appropriation, it is also establishing
an authorized program level. It is, in
effect, telling the agency that it cannot
operate beyond the level that it can
finance under its appropriation. The
objective of the rule against
augmentation of appropriations is to
prevent a government agency from
undercutting the Congressional power
of the purse by exceeding the amount
Congress has appropriated for that
activity.
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IX. Can agencies pay taxes charged for
residential telephone lines and/or
related equipment that is used for
officially sanctioned telework
purposes?
No. The providers of residential
telephone lines, services, and/or related
telecommunications equipment/services
typically charge Federal and State taxes
for the acquisition/use of these items.
Federal agencies are exempt from
Federal taxes and, depending on State
tax law, from State taxes as well.
Accordingly, agencies are not
authorized to pay Federal or, in some
cases, State taxes for equipment or
services used by their teleworkers.
X. Can agencies authorize teleworkers
to make personal use of the alternative
worksite equipment provided by the
agency?
Yes. The head of each agency has the
authority to set personal use policies. In
accordance with GSA guidance set forth
in ‘‘Recommended Executive Branch
Model Policy/Guidance On Limited
Personal Use Of Government Office
Equipment Including Information
Technology,’’https://www.cio.gov/
documents/
peruselmodellmayl1999.pdf,
agencies can authorize teleworkers
limited personal use of alternative
worksite equipment. Limited personal
use of the government office equipment
by employees during non-work time is
considered to be an ‘‘authorized use’’ of
Government property. Authority for this
policy is found at 5 U.S.C. § 301, which
provides that the head of an executive
department or military department may
prescribe regulations for the use of its
property, and Executive Order 13011 of
July 16, 1996, Federal Information
Technology, section 3(1), which
requires the Chief Information Officers
Council to develop recommendations
for Federal information technology
management policy, procedures, and
standards.
For more info on this topic, visit the
following Web site: https://
www.estrategy.gov/documents/43.pdf.
XI. Who is responsible for the
relocation and re-setup of alternative
worksite workstations and equipment
when an employee relocates?
If the relocation of an employee is
required by the agency, then the agency
is fully responsible for the relocation
and re-setup of any associated
alternative worksite workstation and/or
equipment. If the employee relocates on
her/his own accord, then the
determination of responsibility for the
relocation and re-setup of alternative
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13847
worksite workstations and equipment
(especially agency-owned workstations
and equipment) is within the discretion
of the agency. When establishing AWA
programs, it is the agency’s
responsibility to establish adequate and
equitable policies to cover this issue.
XII. Must the head of an Executive
agency consider whether needs can be
met using alternative workplace
arrangements in considering whether to
acquire space, quarters, buildings, or
other facilities for use by employees?
Yes. In considering whether to
acquire space, quarters, buildings, or
other facilities for use by employees, 40
U.S.C. § 587(c)(2) requires the head of
an Executive agency to consider
whether needs can be met using AWA.
XIII. What factors should an Executive
agency head consider in considering
whether the agency’s needs can be met
using alternative workplace
arrangements?
Executive agency heads should
consider as many of the following
factors as are relevant to the agency’s
circumstances:
a. Facility performance and space
utilization efficiency/effectiveness;
b. Allocation/utilization/flexibility of
space to meet diverse/changing
organizational needs;
c. Workspace quality factors, quality
of worklife;
d. Individual/organizational
performance;
e. Technology utilization and return
on investment;
f. Reduced/saved facility costs per
person;
g. Reduced/avoided other expenses;
h. Increased/earned revenue;
i. Workplace/space flexibility to
accommodate/meet diverse/changing
uses, configurations, staff, and/or other
organizational needs; and
j. Environmental impact,
sustainability.
XIV. Should the head of the Executive
agency document the result of the
agency’s consideration of whether to
acquire space, quarters, buildings, or
other facilities for use by employees?
Yes. Documenting the relevant
considerations will help the agency
make more informed decisions about its
immediate space needs and will provide
a reference for future agency space
considerations. Through early planning,
the agency may be able to shorten and
simplify the space acquisition process
and acquire the necessary space at the
most reasonable cost to the Government.
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Federal Register / Vol. 71, No. 52 / Friday, March 17, 2006 / Notices
XV. Do space per person standards
apply in an alternative worksite
environment?
No. The Government no longer
maintains space per person
requirements. Under current GSA space
planning guidance, space allocation
should be based on organizational
needs. When feasible, AWA can
accommodate those needs as well as
reduce overall agency space
requirements. This is the essence of the
requirement in 40 U.S.C. § 587(c)(2): use
AWA in lieu of new space acquisition
to meet agency space needs in a more
cost effective and/or otherwise
beneficial manner.
[FR Doc. E6–3942 Filed 3–16–06; 8:45 am]
BILLING CODE 6820–RH–S
OFFICE OF GOVERNMENT ETHICS
Proposed Collection; Comment
Request for Modified OGE Form 450
Executive Branch Confidential
Financial Disclosure Report (New First
Round Notice)
AGENCY:
Office of Government Ethics
(OGE).
sroberts on PROD1PC70 with NOTICES
ACTION:
Notice.
SUMMARY: In August of 2005, the Office
of Government Ethics published in the
Federal Register a first round
paperwork notice that it intended to
modify the OGE Form 450 Executive
Branch Confidential Financial
Disclosure Report form, to improve its
clarity and design, and to change in part
the information that it collects. Because
we received so many helpful comments
in response to that notice, we have
significantly redesigned the proposed
new OGE Form 450 and are publishing
another first round paperwork notice in
order to provide a further comment
period. After this additional first round
notice and public comment period, OGE
plans to submit a modified OGE Form
450 to the Office of Management and
Budget (OMB) for review and three-year
extension of approval under the
Paperwork Reduction Act. The modified
OGE Form 450 would be used for
confidential disclosure financial
disclosure reporting starting in 2007
under OGE’s proposed amended
executive branch regulations, once those
regulatory revisions are finalized and
become effective.
Comments by the public and
agencies on this proposal are invited
and should be received by May 31,
2006.
DATES:
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You may submit comments
to OGE on this paperwork notice by any
of the following methods:
• E-mail: usoge@oge.gov (include
reference to ‘‘OGE Form 450 Paperwork
Comment’’ in the subject line of the
message).
• Fax: 202–482–9237.
• Mail, Hand Delivery/Courier: Office
of Government Ethics, Suite 500, 1201
New York Avenue, NW., Washington,
DC 20005–3917, Attention: James V.
Parle, Associate Director, Information
Resources Management Division.
FOR FURTHER INFORMATION CONTACT:
James V. Parle, Associate Director,
Information Resources Management
Division, Office of Government Ethics;
Telephone: 202–482–9300; TDD: 202–
482–9293; Fax: 202–482–9237. A copy
of the proposed further modified OGE
Form 450 may be obtained, without
charge, by contacting Mr. Parle.
SUPPLEMENTARY INFORMATION: The OGE
Form 450 (OMB control #3209–0006)
collects information from covered
department and agency officials as
required under OGE’s executive
branchwide regulatory provisions in
subpart I of 5 CFR part 2634. The OGE
Form 450 serves as the uniform report
form for collection, on a confidential
basis, of financial information required
by the OGE regulation from covered
new entrant and incumbent employees
of Federal Government executive branch
departments and agencies. Agency
ethics officials then use the completed
OGE Form 450 reports to conduct
conflict of interest reviews and to
resolve any actual or potential conflicts
identified.
The basis for the OGE regulation and
the report form is two-fold. First, section
201(d) of Executive Order 12674 of
April 12, 1989 (as modified by
Executive Order 12731 of October 17,
1990, 3 CFR, 1990 Comp., pp. 306–311,
at p. 308) makes OGE responsible for the
establishment of a system of nonpublic
(confidential) financial disclosure by
executive branch employees to
complement the system of public
financial disclosure under the Ethics in
Government Act of 1978 (the ‘‘Ethics
Act’’), as amended, 5 U.S.C. appendix.
Second, section 107(a) of the Ethics Act,
5 U.S.C. app., sec. 107(a), further
provides authority for OGE as the
supervising ethics office for the
executive branch of the Federal
Government to require that appropriate
executive agency employees file
confidential financial disclosure reports,
‘‘in such form as the supervising ethics
office may prescribe.’’ The OGE Form
450, and the underlying executive
branchwide financial disclosure
ADDRESSES:
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regulation (5 CFR part 2634), constitute
the basic reporting system that OGE has
prescribed for such confidential
financial disclosure in the executive
branch.
Proposed Further Modifications to the
Form
As noted above, in August of 2005,
the Office of Government Ethics
published a first round paperwork
notice that it intended to modify the
OGE Form 450 Executive Branch
Confidential Financial Disclosure
Report form, to improve its clarity and
design, and to change in part the
information that it collects. See 70 FR
47204–47206 (August 12, 2005). We also
made our draft form as proposed to be
modified available for public review
and comment upon request. OGE
received 18 agency comments on the
proposed revised form, both in response
to that paperwork notice and formspecific comments in response to the
related proposed amendments to the
confidential disclosure regulation noted
below. Based thereon, OGE is now
proposing further modifications to the
OGE Form 450’s design and content,
and publishing in the Federal Register
this additional first round paperwork
notice.
As we noted in our first paperwork
notice, the proposed modifications to
the OGE Form 450 (both the previous
and current drafts) are intended
primarily to make it easier for filers to
complete the form electronically.
Modifications being proposed to the
current version of the OGE Form 450
(9/02 edition) include changing the form
layout from landscape to portrait. OGE
expects to have a system in place by
February 2007, not only for electronic
completion of the new form but also for
electronic filing.
Regardless of whether the form is
filed electronically, the proposed
modifications also are intended to make
completion of the OGE Form 450 easier
overall, by simplifying the instructions
and placing them on the same pages as
the reporting schedules so that filers
will not have to scroll through multiple
screens to read directions. Moreover,
contacting filers with follow-up
questions would be facilitated by the
addition of space for the filer’s e-mail
address.
In response to concerns expressed
about the length of the proposed
modified form, we have decreased the
number of pages from nine to five, or to
one page if the filer has nothing to
report. We did this, in part, by
recombining the ‘‘noninvestment
income’’ and the ‘‘assets and investment
income’’ subparts into one part entitled
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Agencies
[Federal Register Volume 71, Number 52 (Friday, March 17, 2006)]
[Notices]
[Pages 13845-13848]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-3942]
[[Page 13845]]
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GENERAL SERVICES ADMINISTRATION
[FMR Bulletin 2006-B3]
Federal Management Regulation; Guidelines for Alternative
Workplace Arrangements
AGENCY: Office of Governmentwide Policy (MP), GSA.
ACTION: Notice of a bulletin.
-----------------------------------------------------------------------
SUMMARY: The attached bulletin establishes guidelines for implementing
and operating alternative workplace arrangements (AWA). These policies
are designed to assist agencies in the design and operation of AWA
programs as well as to resolve AWA issues commonly faced by agencies.
EFFECTIVE DATE: This bulletin is effective March 17, 2006.
FOR FURTHER INFORMATION CONTACT: Stanley C. Langfeld, Director,
Regulations Management Division, General Services Administration,
Office of Governmentwide Policy (MPR), Washington, DC 20405; e-mail,
stanley.langfeld@gsa.gov, telephone (202) 501-1737.
Dated: March 13, 2006.
John G. Sindelar,
Acting Associate Administrator,Office of Governmentwide Policy.
General Services Administration
[FMR Bulletin 2006-B3]
Real Property
TO: Heads of Federal Agencies
SUBJECT: Guidelines for Alternative Workplace Arrangements
1. What is the purpose of this bulletin? This bulletin establishes
guidelines for implementing and operating alternative workplace
arrangements (AWA). These policies are designed to assist agencies in
the design and operation of AWA programs as well as to resolve AWA
issues commonly faced by agencies.
2. What is the effective date of this bulletin? This bulletin is
effective March 17, 2006.
3. When does this bulletin expire? This bulletin will remain in
effect indefinitely until specifically cancelled.
4. What are the terms and definitions? Following are terms and
definitions used in and for the purposes of this bulletin:
a. Telework and telecommuting are used interchangeably and are
defined as the act of performing all or a portion of work functions at
an alternative worksite, such as working from home or a telework
center, under circumstances that reduce or eliminate the employee's
commute. To be considered telework, it must occur at least one day per
week on a regular and recurring basis and does not include (1)
situational telework (unscheduled, project-oriented, non-recurring,
and/or irregular telework and/or any teleworking that occurs less
frequently than once a week on a recurring basis) or (2) full-time
mobile work arrangements.
b. AWA includes telecommuting, hoteling, virtual offices, telework
centers, hot desking, and other distributed workplace arrangements.
c. Telework center: A facility that (1) provides workstations and
other office facilities/services that are utilized (typically on a fee
for use/service basis) by employees from several organizations and (2)
is used as a geographically convenient alternative worksite for its
users.
d. Excess personal property/equipment: Excess personal property is
any personal property that is no longer required by the holding agency
for the discharge of its responsibilities.
e. Virtual office or virtual workplace: A work environment in which
employees work cooperatively from different locations using a computer
network (in lieu of a single building or other single physical
location). As opposed to a single location site (facility) where
workers are housed, the virtual office is typically a collaborative
communications medium, such as a computer network, where workers gather
electronically to collaborate and/or carry out other work activities.
The actual physical locations of the employees working in a virtual
office can be temporary or permanent and can be nearly anywhere, such
as their homes, satellite offices, hotel rooms, corporate offices
(shared work space), airports, airplanes, or automobiles.
f. Hoteling: An AWA in which (1) employees work in one facility
(facility A) part of the time and at one or more alternative worksites
the rest of the time and (2) when working in facility A, these
employees use non-dedicated, non-permanent workspaces assigned for use
by reservation on an as-needed basis.
g. Hot desking (also known as free address or touchdown
workstations): An AWA in which (1) employees work in one facility
(facility A) part of the time and at one or more alternative worksites
the rest of the time and (2) when working in facility A, these
employees use non-dedicated, non-permanent workspaces assigned on a
first come, first served basis.
5. What is the background?
a. 40 U.S.C. Sec. 587(c)(3), (Pub. L. 104-208, div. A, title I,
Sec. 101(f), title IV, Sec. 407(a), (September 30, 1996)), as
revised, restated and recodified without substantive change by Pub. L.
107-217, August 21, 2002, authorizes GSA to provide guidance,
assistance, and oversight, as needed, regarding planning, establishment
and operation of AWA.
b. In accordance with 40 U.S.C. Sec. 587(c)(2), (Pub. L. 104-208,
div. A, title I, Sec. 101(f), title IV, Sec. 407(a), (September 30,
1996)), as revised, restated, and recodified without substantive
change, by Pub. L. 107-217 (August 21, 2002), when considering whether
to acquire any space, quarters, buildings, or other facilities for use
by employees of any Executive agency, the head of that agency shall
consider whether the need for the facilities can be met using AWA.
c. In accordance with section 359 of Public Law 106-346, effective
October 23, 2000, each Executive agency must establish a policy under
which eligible employees of the agency may participate in telecommuting
to the maximum extent possible without diminished employee performance.
d. Guidance and policy from the Office of Personnel Management
(February 9, 2001), https://www.telework.gov/twlaws.asp, as reflected in
41 CFR. Sec. 102-74.590, instructs Federal agencies as follows:
Many of you already have telecommuting policies, but this does not
necessarily mean you are in compliance with the new law. The purpose of
the law is to require that each agency take a fresh look at the
barriers that currently inhibit the use of this flexibility, act to
remove them and increase actual participation. The law recognizes that
not all positions are appropriate for telecommuting; therefore, each
agency must identify positions that are appropriate in a manner that
focuses on broad objective criteria. Once an agency has established
eligibility criteria, subject to any applicable agency policies or
bargaining obligations, employees who meet them and want to participate
must be allowed that opportunity if they are satisfactory performers.
e. 40 U.S.C. Sec. 587(d)(2), Public Law 105-277, div. A, Sec.
101(h), title VI, Sec. 630, October 21, 1998, as revised, restated and
recodified without substantive change by Public Law 107-217, August 21,
2002, requires that each of the following departments and agencies, in
each fiscal year, must make at least $50,000 available from amounts
provided for salaries and expenses to pay telework center program user
fees:
[[Page 13846]]
(1) Department of Agriculture,
(2) Department of Commerce,
(3) Department of Defense,
(4) Department of Education,
(5) Department of Energy,
(6) Department of Health and Human Services,
(7) Department of Housing and Urban Development,
(8) Department of the Interior,
(9) Department of Justice,
(10) Department of Labor,
(11) Department of State,
(12) Department of Transportation,
(13) Department of the Treasury,
(14) Department of Veterans Affairs,
(15) Environmental Protection Agency,
(16) General Services Administration,
(17) Office of Personnel Management,
(18) Small Business Administration,
(19) Social Security Administration, and
(20) United States Postal Service.
6. Who should we contact for further information regarding locating
Federal facilities in rural areas?
General Services Administration,
Office of Governmentwide Policy,
Regulations Management Division,
Attn: Stanley C. Langfeld,
1800 F Street, NW.,
Washington, DC 20405.
Telephone Number: (202) 501-1737.
E-mail Address: stanley.langfeld@gsa.gov.
Guidelines for Alternative Workplace Arrangements (AWA)
I. Can agencies provide workplace equipment for use at alternative
worksites such as employee residences or telework centers?
Yes. Agencies may provide/procure either new or excess equipment
for alternative worksites as long as it is clear that the equipment
continues to belong to the Government and there is an audit trail
indicating the location of the equipment. Regarding telecommunications
equipment and services that agencies provide to and/or purchase for
employees working in home-based or other alternative workplace
arrangements (AWA), the following apply:
a. In accordance with Public Law 104-52, section 620; 31 U.S.C.
Sec. 1348 note, agencies may use appropriated funds to install
telephone lines and necessary equipment, and to pay monthly charges, in
any private residence of an employee who has been authorized to work at
home in accordance with guidelines issued by the Office of Personnel
Management. The head of the department, division, bureau, or office
must certify that adequate safeguards against private misuse exist, and
that the service is necessary for direct support of the agency's
mission.
b. This authority includes facsimile machines, internet services,
broadband access, e-mail services, voice over IP equipment and
services, desktop videoconference equipment and services, and, in
general, any other telecommunications equipment and services the agency
deems needed by individuals working in home-based AWA.
c. Based on the same authority used for installing
telecommunications equipment for a government employee in a government
contractor's office, agencies also are authorized to provide/procure
the telecommunications equipment/services described in paragraph b,
above, for employees in non-home-based AWA (such as telework centers).
II. Can agencies provide teleworkers with underutilized equipment (for
use in their alternative worksites) before it is declared excess?
Yes. Agencies may provide underutilized computers or other
equipment for use by teleworkers or for use in other AWA situations. In
accordance with 41 CFR Sec. Sec. 102-36.30 and 102-36.35, even though
equipment may no longer be used for its original purpose, employee, or
location, the agency must determine if the equipment can serve other
agency uses, such as in alternative worksites. The equipment does not
officially become excess until the agency determines that it cannot be
used in main or alternative worksites.
III. Once declared excess by one agency, can computer and/or other
equipment be acquired for use by another agency for its telework or
other alternative worksite program?
Yes. When items are no longer needed by an agency, they are
reported to GSA as excess in accordance with 41 CFR part 102-36,
Disposition of Excess Personal Property, for possible transfer to other
Federal agencies. To learn more about the transfer of excess personal
property between Federal agencies, visit About Excess Transfers, on
GSA's Property Disposal website.
IV. What help desk and/or other technical support services, if any, can
agencies provide to and/or purchase for employees working in home-based
telework or other alternative work arrangements?
Agencies may provide or purchase help desk and/or other technical
support to employees working in any approved AWA, provided the agency
deems the support necessary for successful accomplishment of officially
assigned work. Such support services may be provided on-site at the
employee's alternative worksite, via telecommunication services such as
remote control, at a service site conveniently located to the
alternative worksite, at the employing organization's local facility,
or using other reasonable means/locations that minimize disruption of
the workflow.
V. Can agencies provide/procure office furnishing (e.g., desks, chairs)
for alternative worksites?
Yes. As with computers and equipment, agencies may provide their
own new or used furniture or excess furniture from another agency for
alternative worksites, as long as it is clear that the furniture
continues to belong to the Government and there is an audit trail
indicating the location of the furniture.
VI. Can agencies pay the utility costs for alternative worksites?
The answer depends on the type of alternative worksite. For
residential (home-based) alternative worksites, the answer is no. A GAO
decision concluded that, absent specific legislative authority, an
agency may not use appropriated funds for the reimbursement of
employees for incremental utility costs for heating, air conditioning,
lighting, and the operation of government-furnished data processing
equipment associated with the residential AWA (B-225159, June 19,
1989). For alternative worksites contractually procured by the agency
(e.g., telework centers), the agency may pay utility costs associated
with employee usage of the site, as long as such expenses are provided
for in the contract between the agency and the provider of the site.
Regarding alternative worksite arrangements not covered by the latter,
the agency may not pay utility costs.
VII. Can agencies require employees to sign a safety checklist to
participate in an alternative workplace arrangement? What impact does
such a checklist have regarding the Federal Employees' Compensation
Act?
The answer depends upon the intended use of the checklist. If the
checklist is used solely for program purposes, such as acquainting the
teleworker with workplace safety, then the agency may require employees
to sign such a checklist to participate in the program.
[[Page 13847]]
On the other hand, if the checklist is intended to have legal
standing for safety and/or liability purposes, then the answer is no.
In accordance with Federal Employees' Compensation Act (FECA) Bulletin
98-9 (1998), in providing guidance for determining whether employees
injured while working at alternative worksites meet the ``performance
of duty'' criterion for coverage under FECA, employees who are directly
engaged in performing the duties of their jobs are covered by FECA,
regardless of whether the work is performed on the agency's premises or
at an alternative worksite. There is no statement (such as a safety
checklist) that can be signed by the employee to negate this coverage.
VIII. Can agencies allow employees to pay for their own alternative
workspace? Can agencies establish cost sharing arrangements in which
the agency and the employee share the costs for alternative worksite
equipment, facilities, and/or services used by the employee?
In cases in which the agency requires an employee to telework or
otherwise utilize an alternative worksite, allowing or requiring an
employee to pay for or share the costs for the alternative workspace
would be an illegal augmentation of the agency's appropriation.
If the agency is not ordering the employee to telework or otherwise
utilize an alternative worksite but is, instead, merely allowing the
employee to do so, the agency may allow or require the employee to pay
for or share the costs for using the alternative space.
Augmentation is a concept of appropriations law that is derived
from statute, specifically 31 U.S.C. Sec. 3302(b) (miscellaneous
receipts rule) and 31 U.S.C. Sec. 1301(a) (restricting the use of
appropriated funds to their intended purposes). The Government
Accountability Office has held that an agency may not augment its
appropriations from outside sources without specific statutory
authority. The concept is related to the separation of powers doctrine.
When Congress makes an appropriation, it is also establishing an
authorized program level. It is, in effect, telling the agency that it
cannot operate beyond the level that it can finance under its
appropriation. The objective of the rule against augmentation of
appropriations is to prevent a government agency from undercutting the
Congressional power of the purse by exceeding the amount Congress has
appropriated for that activity.
IX. Can agencies pay taxes charged for residential telephone lines and/
or related equipment that is used for officially sanctioned telework
purposes?
No. The providers of residential telephone lines, services, and/or
related telecommunications equipment/services typically charge Federal
and State taxes for the acquisition/use of these items. Federal
agencies are exempt from Federal taxes and, depending on State tax law,
from State taxes as well. Accordingly, agencies are not authorized to
pay Federal or, in some cases, State taxes for equipment or services
used by their teleworkers.
X. Can agencies authorize teleworkers to make personal use of the
alternative worksite equipment provided by the agency?
Yes. The head of each agency has the authority to set personal use
policies. In accordance with GSA guidance set forth in ``Recommended
Executive Branch Model Policy/Guidance On Limited Personal Use Of
Government Office Equipment Including Information Technology,''https://
www.cio.gov/documents/peruse_model_may_1999.pdf, agencies can
authorize teleworkers limited personal use of alternative worksite
equipment. Limited personal use of the government office equipment by
employees during non-work time is considered to be an ``authorized
use'' of Government property. Authority for this policy is found at 5
U.S.C. Sec. 301, which provides that the head of an executive
department or military department may prescribe regulations for the use
of its property, and Executive Order 13011 of July 16, 1996, Federal
Information Technology, section 3(1), which requires the Chief
Information Officers Council to develop recommendations for Federal
information technology management policy, procedures, and standards.
For more info on this topic, visit the following Web site: https://
www.estrategy.gov/documents/43.pdf.
XI. Who is responsible for the relocation and re-setup of alternative
worksite workstations and equipment when an employee relocates?
If the relocation of an employee is required by the agency, then
the agency is fully responsible for the relocation and re-setup of any
associated alternative worksite workstation and/or equipment. If the
employee relocates on her/his own accord, then the determination of
responsibility for the relocation and re-setup of alternative worksite
workstations and equipment (especially agency-owned workstations and
equipment) is within the discretion of the agency. When establishing
AWA programs, it is the agency's responsibility to establish adequate
and equitable policies to cover this issue.
XII. Must the head of an Executive agency consider whether needs can be
met using alternative workplace arrangements in considering whether to
acquire space, quarters, buildings, or other facilities for use by
employees?
Yes. In considering whether to acquire space, quarters, buildings,
or other facilities for use by employees, 40 U.S.C. Sec. 587(c)(2)
requires the head of an Executive agency to consider whether needs can
be met using AWA.
XIII. What factors should an Executive agency head consider in
considering whether the agency's needs can be met using alternative
workplace arrangements?
Executive agency heads should consider as many of the following
factors as are relevant to the agency's circumstances:
a. Facility performance and space utilization efficiency/
effectiveness;
b. Allocation/utilization/flexibility of space to meet diverse/
changing organizational needs;
c. Workspace quality factors, quality of worklife;
d. Individual/organizational performance;
e. Technology utilization and return on investment;
f. Reduced/saved facility costs per person;
g. Reduced/avoided other expenses;
h. Increased/earned revenue;
i. Workplace/space flexibility to accommodate/meet diverse/changing
uses, configurations, staff, and/or other organizational needs; and
j. Environmental impact, sustainability.
XIV. Should the head of the Executive agency document the result of the
agency's consideration of whether to acquire space, quarters,
buildings, or other facilities for use by employees?
Yes. Documenting the relevant considerations will help the agency
make more informed decisions about its immediate space needs and will
provide a reference for future agency space considerations. Through
early planning, the agency may be able to shorten and simplify the
space acquisition process and acquire the necessary space at the most
reasonable cost to the Government.
[[Page 13848]]
XV. Do space per person standards apply in an alternative worksite
environment?
No. The Government no longer maintains space per person
requirements. Under current GSA space planning guidance, space
allocation should be based on organizational needs. When feasible, AWA
can accommodate those needs as well as reduce overall agency space
requirements. This is the essence of the requirement in 40 U.S.C. Sec.
587(c)(2): use AWA in lieu of new space acquisition to meet agency
space needs in a more cost effective and/or otherwise beneficial
manner.
[FR Doc. E6-3942 Filed 3-16-06; 8:45 am]
BILLING CODE 6820-RH-S